BIOGRAPHICAL SKETCH OF THE AUTHOR DR. STEPHEN C. PELLETIERE has served as the Strategic Studies Institute's Middle East expert since 1988 and travels frequently to the region. Prior to this appointment, he was an intelligence officer in Washington monitoring the Iran Iraq war. He has also held positions in journalism and taught at the University of California-Berkeley, Ripon College, and Union College. He is the author of The Kurds—An Unstable Element in the Gulf and The Iran-Iraq War—Chaos in a Vacuum, and is currently writing a book on Iraq and the international oil system. Dr. Pelletiere's current research deals with America's Dual Containment policy. He holds a B.A. in English from the University of Vermont, and a Ph.D. in Political Science from the University of California- Berkeley. LANDPOWER AND DUAL CONTAINMENT: RETHINKING AMERICA'S POLICY IN THE GULF The author of this study contends that America's Dual Containment policy has failed. He outlines in what way he thinks that it has, and suggests alternative polices, which he believes might prove successful, and which would not destablize the Gulf—the risk that (in the author's view) we are now running. By a combination of economic sanctions and more forcible methods, America has sought, through Dual Containment, to make Iran and Iraq ammend behavior that the United States believes it cannot tolerate. In the case of Iraq, America finds actions of the leadership so abhorent that nothing less than a complete regime change is demanded. The United States wants Iran to give up its alleged support for terrorism. The policy of Dual Containment was promulgated on February 24, 1994 at a symposium of the Middle East Policy Council by Martin Indyk, then the senior director for Middle East Affairs of the National Security Council (NSC).2 This means that the policy is over 5 years old. This is too long for America to be focused on two states that really should not be of such great importance to it. Dual Containment failed, the study will argue, because, unlike its namesake—the famous containment policy of George Kennan-it does not respect the principle of power-balancing.When Kennan devised his containment policy, he deferred absolutely to the notion of balance. Kennan argued that the Soviet Union and the United States, inasmuch as both were superpowers, had everything to lose and nothing to gain by going to war with each other. On the other hand, both states had global interests which they clearly felt they must maintain. According to Kennan, the United States and Russia should respect each other's spheres of interest. That way the two could get along, building themselves up and developing their societies. However, they must, under no circum- stances, go to war with each other. To be sure, with two such diametrically opposed systems, relations would never be warm, or even, in some instances, cooperative. However, as long as the two did not try to destroy each other, catastrophe could be avoided. What Kennan was expressing was the concept of balancing—the idea that, in the world of international politics, a proper balance could be struck between potential adversaries and this would produce a stable situation which could be prolonged for an indefinite period.” In regard to the Gulf, the author of this study believes, U.S. policymakers erred in not following Kennan's lead. They confronted hostile states Iran and Iraq with what amounted to a dictat—the two either gave in completely to America's desires-remaking themselves as the United States required—or Washington would simply keep up the sanctions until they did. Kennan would have regarded such behavior as outlandish. Such a course of action risks creating the very situation the policymakers should to be striving to avoid—namely, destabilization of the Persian Gulf. This study will show how the United States got itself into this untenable situation. In the author's view, it was done out of ignorance. The policymakers seem not to have understood the nature of the societies they were setting themselves up to oppose. Nor did they, seemingly, understand the context in which the societies operate. This is a mistake. The policy is having an extraordinary effect on the Iraqi people. Indeed, it is engendering intense hatred of the United States; not simply because the bombing has gone on for so long, but because it was ever undertaken in the first place. Of all the tactics America could have chosen to use against Iraq, this one was by the far the most ill-conceived. To understand why, one must know something of the history of the country. It was against the Iraqis that the first known use of air power as a policing instrument was recorded." The British introduced the practice there in the 1920s when they had the mandate over the country. (This was before the Italians employed aerial attacks against the Ethiopians in Abyssinia, or the Germans against the Spanish at Guernica.) At the time, bombing civilians was regarded-even among upper class Englishmen—as a “barbaric practice.”56 Not only did the British strafe and bomb Iraqi tribesmen, they deliberately burnt their crops using incendiary devices dropped from planes. Such was the international outcry over this that Churchill, then Britain's Foreign secretary, was forced to defend the bombing policy. He said, Aerial action is a legitimate means of quelling disturbances and of enforcing the maintenance of order but it should under no circumstances be employed in support of purely administrative measures such as the collection of revenue ... (A reference to the fact that the R.A.F. was bombing Iraqis as a way of softening them up before the tax collectors appeared.) 58 Over the years (and the British did not leave Iraq until 1958), thousands of Iraqis quit their farms in the southeast, the area hardest hit by the bombing, to gather in shanty towns in the capital of Baghdad and in other large cities. 59 19