1226 ---- None 448 ---- None 37580 ---- [ Transcriber's Notes: Every effort has been made to replicate this text as faithfully as possible, including inconsistencies in spelling and hyphenation and non-standard punctuation. Some corrections of spelling and punctuation have been made. They are listed at the end of the text. Some of the entries in the index are not in alphabetical order; they have been kept as printed. Italic text has been marked with _underscores_. ] CATASTROPHE AND SOCIAL CHANGE BASED UPON A SOCIOLOGICAL STUDY OF THE HALIFAX DISASTER BY SAMUEL HENRY PRINCE, M. A. (Tor.) SUBMITTED IN PARTIAL FULFILMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY IN THE FACULTY OF POLITICAL SCIENCE COLUMBIA UNIVERSITY NEW YORK 1920 Halifax is not a large city but there are those who love it who would choose to dwell therein before all cities beneath the skies To All Such CITIZENS, PAR EXCELLENCE, I COUNT IT AN HONOR TO DEDICATE THESE LINES PREFACE The following pages embody the result of an observational study of the social phenomena attendant upon one of the greatest catastrophies in history--the Halifax Disaster. The idea of the work was suggested while carrying out a civic community study of the disaster city under the direction of Professor F. H. Giddings of Columbia University. The account deals first with the shock and disintegration as the writer observed it. Individual and group reactions are next examined in the light of sociological theory. The chapters on Social Organization are an effort to picture that process as it actually occurred. The writer has also tried faithfully to record any important contribution which Social Economy was able to make in the direction of systematic rehabilitation. Special reference is made to private initiative and governmental control in emergency relief. This monograph is in no sense, however, a relief survey. Its chief value to the literature of relief will lie in its bearing upon predictable social movements in great emergencies. Nor is the book a history of the disaster. It is rather, as the title suggests, an intensive study of two social orders, between which stands a great catastrophe, and its thesis is the place of catastrophe in social change. In the preparation of this work, which the author believes to be the first attempt to present a purely scientific and sociological treatment of any great disaster, he has received invaluable assistance. A few grateful lines can ill-express his obligation to his Professors of the Department of Sociology. To Professor F. H. Giddings the volume owes its inspiration and much of its social philosophy. To Professor A. A. Tenney it owes its present form and structure and any literary excellence it may possess. Professor R. E. Chaddock has read the manuscript throughout and has contributed many helpful suggestions. Professor S. M. Lindsay has read the chapter on Social Legislation, and Professor R. S. Woodworth of the Department of Psychology, that on Disaster Psychology. The author is under special tribute to Professor H. R. Seager, and to Professor Tenney, who most cheerfully sacrificed part of a summer vacation to read and revise the manuscript and proof. Without the walls of the University there are also those who have given aid. The author gratefully acknowledges the assistance of Dr. Edward T. Devine of New York, of Mr. C. C. Carstens of Boston, of Mr. Thomas Mackay, of Ottawa, and of Miss E. M. A. Vaughan, of the St. John Public Library. He has enjoyed the coöperation of many friends and fellow-townsmen of Halifax. He desires to thank particularly, Miss L. F. Barnaby, of the Halifax Citizens' Library, Miss J. B. Wisdom, of the Halifax Welfare Bureau, Rev. W. J. Patton of St. Paul's Church, Mr. W. C. Milner, of the Public Archives of Canada, Mr. L. Fred. Monaghan, Halifax City Clerk, Mr. G. K. Butler, Supervisor of Halifax Schools, Mr. R. M. Hattie, Secretary of the Halifax Town-Planning Commission, Dr. Franklin B. Royer, Director of the Massachusetts-Halifax Health Commission, Mr. E. A. Saunders, Secretary of the Halifax Board of Trade, Mr. E. H. Blois, Superintendent of Neglected and Delinquent Children, and last of all and most of all his friend of many years, Mr. A. J. Johnstone, editor of the _Dartmouth Independent_. S. H. P. COLUMBIA UNIVERSITY, NEW YORK, OCTOBER, 1920. CONTENTS INTRODUCTION PAGE The "catastrophe" in sociological literature 13 The "catastrophic view" _vs._ progress in evolution 14 Factors in social change 15 The stimuli factors 16 What crises mean 16 Communities and great vicissitudes 19 Causes of immobility 19 Catastrophe and progress 21 Historic cases suggested for study 23 CHAPTER I CATASTROPHE AND SOCIAL DISINTEGRATION The City of Halifax 25 Terrific nature of the explosion 26 Destruction of life and property 26 The subsequent fire and storms 29 Annihilation of homes 31 Arresting of business 31 Disintegration of the social order 32 CHAPTER II CATASTROPHE AND SOCIAL PSYCHOLOGY Shock reaction 36 Hallucination 37 Primitive instincts 39 Crowd psychology 41 Phenomena of emotion 44 How men react when bereft completely 47 Post-catastrophic phenomena 48 Human nature in the absence of repression by conventionality, custom and law 49 Fatigue and the human will 52 The stimuli of heroism 55 Mutual aid 56 CHAPTER III CATASTROPHE AND SOCIAL ORGANIZATION The organization of relief 59 The disaster protocracy 60 The transition from chaos through leadership 61 Utility of association 62 Vital place of communication 62 Imitation 63 Social pressure 63 Consciousness of kind 63 Discussion 64 Circumstantial pressure 64 Climate 65 Geographic determinants 67 Classification of factors 67 CHAPTER IV CATASTROPHE AND SOCIAL ORGANIZATION (CONTINUED) The reorganization of the civil social order 69 Division of labor 69 Resumption of normal activities 70 State and voluntary associations 71 Order of reëstablishment 71 Effects of environmental change 75 The play of imitation 77 The stimulus of lookers-on 78 Social conservation 79 CHAPTER V CATASTROPHE AND SOCIAL ECONOMY The contribution of social service 80 Its four-fold character 83 The principles of relief 85 Rehabilitation 86 Phases of application 87 Criticisms 92 A new principle 95 Social results 96 Summary for future guidance 97 CHAPTER VI CATASTROPHE AND SOCIAL LEGISLATION Governmental agencies in catastrophe 102 What seems to be expected of governments 103 What they actually do 103 Social legislation 104 A permanent contribution 109 CHAPTER VII CATASTROPHE AND SOCIAL SURPLUS Mill's explanation of the rapidity with which communities recover from disaster 111 The case of San Francisco 111 The case of Halifax 112 Social surplus 112 The equipmental factors 113 Correlation of tragedy in catastrophe with generosity of public response 114 Catastrophe insurance 116 A practical step 117 CHAPTER VIII CATASTROPHE AND SOCIAL CHANGE The unchanging Halifax of the years 118 The causes of social immobility 119 The new birthday 122 The indications of change--appearance, expansion of business, population, political action, city-planning, housing, health, education, recreation, community spirit 123 Carsten's prophecy 140 CHAPTER IX CONCLUSION Recapitulation 141 The various steps in the study presented in propositional form 142 The rôle of catastrophe 145 Index 147 "This awful catastrophe is not the end but the beginning. History does not end so. It is the way its chapters open."--_St. Augustine._ INTRODUCTION The "catastrophe" in sociological literature--The "catastrophic view" _vs._ progress in evolution--Factors in social change--The stimuli factors--What crises mean--Communities and great vicissitudes--Causes of immobility--Catastrophe and progress--Historic cases suggested for study. There are many virgin fields in Sociology. This is one of the attractions the subject has for the scientific mind. But of all such fields none is more interesting than the factor of catastrophe in social change. And strangely enough, if there are but few references to the problem in all our rapidly-growing literature, it is not because catastrophies are few. Indeed it would seem that with the advent of the industrial age, disasters grow more frequent every year.[1] Many are small, no doubt, touching but the life of a village or a borough--a broken dyke, a bridge swept out by ice, a caved-in mine. Others again write themselves on the pages of History--an Ohio flood, an Omaha tornado, a Chicago fire, a San Francisco earthquake, a Halifax explosion. Each in its own way inscribes its records of social change--some to be effaced in a twelve-month--some to outlast a generation. Records they are, for the most part unread. How to read them is the problem. And it may be that when readers have grown in number and the script is better known, we shall be able to seize the moment of catastrophe and multiply immeasurably its power for social good. [1] "Within a score of years disasters ... have cost thousands of lives, have affected by personal injury, or destruction of property no fewer than a million and a half persons and have laid waste property valued at over a billion dollars ... the expectation based on past experience is that each year no less than half a dozen such catastrophies will occur." (Deacon J. Byron, _Disasters_, N. Y., 1918, p. 7.) This quotation refers to the United States alone. To define the term catastrophe is scarcely necessary. The dictionary calls catastrophe "an event producing a subversion of the order or system of things," and such as "may or may not be a cause of misery to man."[2] It is desirable however to limit the use of the term, in primary investigations at least, to those disasters which affect communities rather than states or nations, for restricted areas are more amenable to study. National cataclysms, such as war, famine, and financial panic are too general in character, and function on too grand a scale for satisfactory treatment, at least until the ground is cleared. It is necessary also to limit this investigation to those social changes which follow upon catastrophies, rather than precede them. For there are social effects which result from living in anticipation of disaster, such as are observable among communities in volcanic areas. Interesting as a broad study might be, it would be likely to lead the investigator too far afield into the realm of speculation. Nevertheless a general point of view is necessary to give meaning to even a limited treatment of the theme. For this purpose there may be contrasted the catastrophic view of history, as illustrated by that of the Hebrew peoples, and the modern conception of progress through evolution. The former looks upon history as a series of vicissitudes mercifully ending one day in final cataclysm. The spirit of apocalyptic expectancy prevails. Social conditions rest hopelessly static. Faith is pinned to a spiritual kingdom which can grow and can endure. Against this has been set an optimistic evolution, pictured like an escalade with resident forces lifting the world to better days. Progress becomes a smooth continuous growth. On the other hand the newer philosophy sees in history not necessarily the operation of progressive evolution but also of retrogressive evolution and cataclysm.[3] There are great stretches of smooth and even current in the stream, but always along the course are seen the rapid and the water-fall, the eddy and reversing tide. The latter is the general subject of this dissertation, and its thesis is the place of the water-fall. Only a very small, and specialized treatment is attempted; the great Niagaras must be left to abler hands. [2] Catastrophies are those unforeseen events which the Wells-Fargo express receipts used to call quaintly "Acts of God, Indians and other public enemies of the government." [3] If nature abhors a vacuum, she also abhors stagnation. Is there not reason behind all this action and reaction, these cycles and short-time changes which her observers note? May it not well be that the ever-swinging pendulum has a stir-up function to perform and that the miniature daily catastrophies of life are the things which keep it wholesome and sweet? "The old order changeth yielding place to the new. And God fulfils Himself in many ways Lest one good custom should corrupt the world." --Tennyson, Alfred, _The Passing of Arthur_. The conception of social change as used in this monograph also needs definition. By social change is meant those rapid mutations which accompany sudden interferences with the equilibrium of society, break up the _status-quo_, dissipate mental inertia and overturn other tendencies resistant to structural modification. The various forces which initiate such disturbances are factors in social change. These factors may be intra-social,--within the group--such factors as operate in the regular social process, imitation and adaptation, for example; or they may be extra-social, "stimuli" factors--from without the group--such as, accidental, extraneous or dramatic events. Of the latter conquest may be one, or the sudden intrusion of a foreign element, or rapid changes of environment.[4] [4] Ross, Edward A., _Foundations of Sociology_ (N. Y., 1905), ch. viii, p. 189. These sudden changes are fully worthy of careful study by scientific method. However important the accumulation of impulses toward social transformation may be, there is often a single "precipitating factor" which acts as the "igniting spark" or "the knocking away of the stay-block," or "the turning of a lever."[5] It is among such extra-social or "stimuli" factors that catastrophe falls as a precipitating agent in social change. [5] Ross, _op. cit._, p. 198. The significance of crisis in social change likewise requires attention, and it will be clarifying to our thought at this point to distinguish carefully between crisis and catastrophe, and to inquire what the nature of the former really is. The word "crisis" is of Greek origin, meaning a point of culmination and separation, an instant when change one way or another is impending. Crises are those critical moments which are, as we say, big with destiny. Battles have crisis-hours when the tide of victory turns. Diseases have them--the seventh day in pneumonia, or the fourteenth day in typhoid fever. Social institutions afford numerous illustrations, such as the eighth year of marriage.[6] There are critical years of stress and strain--the ages of fourteen and forty in life-histories, the latter being according to Sir Robertson Nicoll the most dangerous hour of existence. Other crises are "hours of insight" in the world of thought, and hours of opportunity in the world of action,--that "tide in the affairs of men, which taken at the flood leads on to fortune," hours of doubt in religion "when all the gods are dead." "Crisis," Professor Shailer Mathews observes, "is something more than a relative term. It describes a situation which is no ordinary member of a line of antecedents and consequents, but one that assures radical change in the immediate future." He distinguishes between a crisis and a revolution. "The difference between a revolution and a crisis is the difference between the fire and the moment when someone with a lighted match in hand pauses to decide whether a fire shall be lighted." The term covers the situation preceding change, whether this situation be the culmination of a process or the result of some particular stimulus. "It is not necessarily precipitated by great issues. Quite as often it is occasioned by events .... which are so related to a new situation as to set in motion an entire group of forces as a match kindles a huge bonfire when once the fuel is laid."[7] The failure to distinguish between that which occasions the crisis and the crisis itself has been the source of some confusion in thinking. "Defeat in battle, floods, drought, pestilence and famine," are not strictly crises, but they super-induce the crisis-situation, as does anything which brings about "a disturbance of habit," though it be simply "an incident, a stimulation or a suggestion." In short, crises are the result either of a slowly maturing process or of sudden strain or shock; and the nature of the reaction in the crisis-hour is nothing more than the effort towards the reëstablishment of habits, new or old, when the former functioning has been disturbed. The situation, as has been pointed out, is closely correlated with attention. [6] Jeune, Sir Francis, a celebrated judge in divorce cases. [7] Mathews, Shailer, _The Church in the Changing Order_ (N. Y., 1907), ch. i, p. 1. When the habits are running smoothly the attention is relaxed; it is not at work. But when something happens to disturb the run of habit, the attention is called into play, and devises a new mode of behavior which will meet the crisis. That is, the attention establishes new and adequate habits, or it is its function so to do.[8] [8] Thomas, William I., _Source Book of Social Origins_ (Chicago, 1909), Introduction, p. 17. What appears to take place is analogous to what is known as the reconditioning of instincts in psychology. Professor Giddings has been the first to make the sociological application: Folk-ways of every kind, including mores and themistes are the most stable syntheses of pluralistic behavior; yet they are not unchanging. Under new and widening experience they suffer attrition and are modified. Instincts and with them emotion and imagination which largely fills the vast realm between instinct and reason are reconditioned. The word means simply that reflexes and higher processes subjected to new experiences are in a degree or entirely detached from old stimuli and associated with new ones. From time to time also traditions are invaded and habits are broken down by crisis. Pluralistic behavior then is scrutinized, criticized, discussed. It is rationally deliberated.[9] [9] Giddings, Franklin H., "Pluralistic Behaviour," _American Journal of Sociology_, vol. xxv, no. 4 (Jan., 1920), p. 401. Crises often, perhaps most often, precede catastrophies, as when revolutions break. The alternate truth that the catastrophies themselves are re-agents to generate the crisis-situation has not been so commonly noted. Nevertheless the disintegration of the normal by shock and calamity is an increasingly familiar spectacle. Heretofore it has been in the life-histories and careers of individual men rather than in the case of communities that the observations have been recorded. Our biographies teem with instances of personal crises precipitated by a great shock or disappointment--Hawthorne's dismissal from the custom house, Goldsmith's rejection from Civil Service, the refusal of Dickens's application for the stage, the turning back of Livingstone from China, the bankruptcy of Scott. Now examination reveals that the one thing characteristic of the crisis-period in the individual is a state of fluidity[10] into which the individual is thrown. Life becomes like molten metal. It enters a state of flux[11] from which it must reset upon a principle, a creed, or purpose. It is shaken perhaps violently out of rut and routine. Old customs crumble, and instability rules. There is generated a state of potentiality for reverse directions. The subject may "fall down" or he may "fall up." The presence of dynamic forces in such a state means change. But the precise rôle of the individual mind in a period of crisis is a problem not for sociology but for psychology. [10] The phrases "The world in a welter," "nations in the melting pot," "life in the smelting oven," are commonly heard and suggest a solution stage prior to the hardening process, or antecedent to crystallization. [11] Following the French Revolution Wordsworth wrote: I lost All feeling of conviction and in fine Sick, wearied out with contrarieties Yielded up moral questions in despair. --_Prelude_, bk. xi. The principle that fluidity is fundamental to social change is also true, however, of the community. Fluidity is not the usual state of society. Most of the "functions" of society have no tendency to disturb the _status quo_. The round of love, marriage and reproduction, so long as births and death balance, production so far as it is balanced by consumption, exchange so long as the argosies of commerce carry goods and not ideas, education so far as it passes on the traditional culture, these together with recreation, social intercourse, worship, social control, government and the administration of justice are essentially statical. They might conceivably go on forever without producing change.[12] [12] Ross, _op. cit._, p. 200. Indeed the usual condition of the body politic is immobility, conservatism and "determined resistance to change." The chief reason for this immobility is habit:[13] When our habits are settled and running smoothly they most resemble the instincts of animals. And the great part of our life is lived in the region of habit. The habits like the instincts are safe and serviceable. They have been tried and are associated with a feeling of security. There consequently grows up in the folk mind a determined resistance to change ... a state of rapid and constant change implies loss of settled habits and disorganization. As a result, all societies view change with suspicion, and the attempt to revise certain habits is even viewed as immorality. Now it is possible under such conditions for a society to become stationary or to attempt to remain so. The effort of attention is to preserve the present status, rather than to re-accommodate. This condition is particularly marked among savages. In the absence of science and a proper estimate of the value of change they rely on ritual and magic and a minute unquestioning adhesion to the past. Change is consequently introduced with a maximum of resistance ... Indeed the only world in which change is at a premium and is systematically sought is the modern scientific world.[14] But when there comes the shattering of the matrix of custom by catastrophe, then mores are broken up and scattered right and left. Fluidity is accomplished at a stroke. There comes a sudden chance for permanent social change. [13] To this cause of immobility may be added others, such as: (1) Narrow experience and few interests. (2) Large percentage of population owning property. (3) Oriental pride in permanence. (4) Fatalistic philosophies. (5) Over-emphasis of government. [14] Thomas, _op. cit._, pp. 20, 21. Social changes follow both minor and major disasters. The destruction of a mill may change the economic outlook of a village. The loss of a bridge may result in an entirely different school system for an isolated community; a cloud-burst may move a town. Great visitations, like the Chicago fire or the San Francisco earthquake, reveal these social processes in larger and more legible scale. Take as a single instance the latter city. Its quick recovery has been called one of the wonders of the age. In the very midst of surrounding desolation and business extinction, the Californian city projected a Panama-Pacific exposition, and its citizens proceeded to arrange for one of the greatest of all world fairs. On the other hand, the social changes which succeed relatively small disturbances are often such as to elude an estimate. The reason has been well suggested that "big crises bring changes about most easily because they affect all individuals alike at the same time." In other words a more general fluidity is accomplished. We see, therefore, a second principle begin to emerge. Not only is fluidity fundamental to social change, but the degree of fluidity seems to vary directly as the shock and extent of the catastrophe. There yet remains to notice the bearing of catastrophe upon social progress. The following words are quotable in this connection: It is quite certain that the degree of progress of a people has a certain relation to the number of disturbances encountered, and the most progressive have had a more vicissitudinous life. Our proverb "Necessity is the mother of invention" is the formulation in folk-thought of this principle of social change.[15] We cannot, however, remain long content with this suggestion as to the principle concerned--namely, that progress is a natural and an assured result of change. The point is that catastrophe always means social change. There is not always progress. It is well to guard against confusion here. Change means any qualitative variation, whereas progress means "amelioration, perfectionment." The latter will be seen to depend on other things--the nature of the shock, the models presented, the community culture and morale, the stimulus of leaders and lookers-on. The single case of Galveston, Texas,[16] is sufficient to disprove the too optimistic hypothesis that the effects of catastrophies are uniform. Here a city lost heart by reason of the overwhelming flood, and in spite of superior commercial advantages was outgrown by a rival fifty miles away. At the same time the case of Dayton, Ohio, should be borne in mind. Here also was a flood-stricken city and she became "the Gem City of the West." The principle[17] thus appears to be that progress in catastrophe is a resultant of specific conditioning factors, some of which are subject to social control. [15] Thomas, _op. cit._, p. 18. [16] "It has one of the finest, if not the finest, ports in North America. In 1900 a great tidal wave swept over the city, causing enormous damage and loss of life. While the city has had a certain growth since that time, it has been far outstripped by Houston, Dallas, and other Texas cities."--Kirby Page, formerly of Texas, in a letter to the author. [17] Another principle is suggested for study by the following sentence in Ross' _Foundations of Sociology_ (p. 206): "Brusk revolution in the conditions of life or thought produces not sudden, but gradual changes in society." This might easily be elaborated. It is indeed this very thing which makes possible the hope of eventual social control over disaster-stricken cities, and the transmutation of seeming evil into tremendous good. And this is in addition to the many practical social lessons which we have already been intelligent enough to preserve, such as those of better city-planning, and a more efficient charity organization. How much of man's advancement has been directly or indirectly due to disaster?[18] The question asks itself and it is a question as yet without an answer. When the answer is at last written, will there not be many surprises? Pitt-Rivers tells us that "the idea of a large boat might have been suggested in the time of floods when houses floated down the rivers before the eyes of men."[19] A terrible storm at sea gave America its first rice.[20] City-planning may be said to have taken its rise in America as a result of the Chicago fire, and the rôle of catastrophe in the progress of social legislation is a study in itself. The impetus thus received is immeasurable. Historically, labor-legislation took its rise with the coming of an infectious fever in the cotton-mills of Manchester in 1784. After the Cherry mine disaster legislation ensued at once. Again it was the Triangle fire which led to the appropriation of funds for a factory investigation commission in the State of New York. The sinking of the Titanic has greatly reduced the hazards of the sea. [18] The relationship of poetry and disaster is of interest. In a recent article on Disaster and Poetry a writer asks "whether often, if not always, suffering, disease and disaster do not bring to him [the poet] the will to create."--Marks, Jeanette, "Disaster and Poetry," _North American Review_, vol. 212, no. 1 (July, 1920), p. 93. [19] Thomas, _op. cit._, p. 23. [20] In this storm a ship from Madagascar was driven into a South Carolina port. In gratitude the Captain gave the Governor a sack of seed. It may easily prove true that the prophets of golden days to come who invariably arise on the day of disaster, are not entirely without ground for the faith which is in them; and that catastrophies are frequently only re-agents of further progress. But this is merely introductory. Thought becomes scientific only when its conclusions are checked up and under-written by observation or experiment. Prior to such procedure it must still remain opinion or belief. The whole subject is, it must be repeated, a virgin field in sociology. Knowledge will grow scientific only after the most faithful examination of many catastrophies. But it must be realized that the data of the greatest value is left ofttimes unrecorded, and fades rapidly from the social memory. Investigation is needed immediately after the event. It is, therefore, of the utmost importance that sociological studies of Chicago, Galveston, Baltimore, San Francisco, and other disaster cities should be initiated at once.[21] [21] It is perhaps due to the reader to say that while this volume treats specifically of Halifax, the writer has studied the records of many disasters and these have been kept in mind in drawing his conclusions. He participated in the rescue and relief work at Halifax in 1917, and at the time of the Titanic disaster accompanied one of the expeditions to the scene. He was in New York when the Wall Street explosion occurred, and made a first hand study of its effects. Of such a series--if the work can be done--this little volume on Halifax is offered as a beginning. It is hoped that the many inadequacies of treatment will receive the generous allowances permitted a pioneer. CHAPTER I CATASTROPHE AND SOCIAL DISINTEGRATION The City of Halifax--Terrific nature of the explosion--Destruction of life and property--The subsequent fire and storms--Annihilation of homes--Arresting of business--Disintegration of the social order. Halifax is the ocean terminal of the Dominion of Canada on her Atlantic seaboard. It is situated at the head of Chebucto Bay, a deep inlet on the southeastern shoreline of Nova Scotia. It is endowed by nature with a magnificent harbor, which as a matter of fact is one of the three finest in the world. In it a thousand vessels might safely ride at anchor. The possession of this harbor, together with ample defences, and a fortunate situation with regard to northern Europe established the Garrison City, early in the year 1914 as the natural war-base of the Dominion. Its tonnage leaped by millions, and it soon became the third shipping port in the entire British Empire. Hither the transports came, and the giant freighters to join their convoy. Cruisers and men-of-war put in to use its great dry-dock, or take on coal. Here too, cleared the supply and munition boats--some laden with empty shells, others with high explosives destined for the distant fields of battle. How much of the deadly cargo lay in the road-stead or came and went during those fateful years is not publicly known.[22] Certainly there was too much to breed a sense of safety, but no one gave the matter second thought. All were intent upon the mighty task of the hour. Sufficient unto each day was each day's evil. Each night the great war-gates were swung across the channels. Powerful searchlights swept unceasingly the sea and sky. The forts were fully manned. The gunners ready. The people knew these things, and no one dreamed of danger save to loved ones far away. Secure in her own defences the city lay unafraid, and almost apathetic. [22] During the month of December, 1915, alone, 30,000 tons of munitions passed over the railroad piers of Halifax. About midway in the last two years of war--to be exact December, 1917,--a French munitioner[23] heavily laden with trinitrotoluol, the most powerful of known explosives, reached Halifax from New York. On the early morning of the sixth of that month, she was proceeding under her own steam up the harbor-length toward anchorage in the basin--an oval expansion half-hidden by a blunt hill called Turple Head. Suddenly an empty Belgian relief ship[24] swept through the Narrows directly in her pathway. There was a confusion of signals; a few agonized manoeuvers. The vessels collided; and the shock of their colliding shook the world! [23] The _Mont Blanc_, St. Nazaire, Captain Lemedec, Pilot Francis Mackay, owners La Compagnie General Transatlantique 3,121 tons gross, 2252 net register, steel, single screw, 330 ft. long, 40 ft. beam, speed 7½ to 8 knots, inward bound, from New York to await convoy. Cargo 450,000 lbs. trinitrotoluol, 2300 tons picric acid, 35 tons benzol, employed in carrying munitions to France. [24] The _Imo_, Christiania, Captain Fron, Pilot William Hayes, owners Southern Pacific Whaling Company, 5,041 tons gross, 3161 tons register, steel, single screw, 430 ft. long, 45 ft. beam, speed 11 to 12 knots, outward bound to New York, in ballast, employed in carrying food to Belgium. War came to America that morning. Two thousand slain, six thousand injured, ten thousand homeless, thirty-five millions of dollars in property destroyed, three hundred acres left a smoking waste, churches, schools, factories blown down or burned--such was the appalling havoc of the greatest single explosion in the history of the world.[25] It was an episode which baffles description. It is difficult to gain from words even an approximate idea of the catastrophe and what followed in its trail. [25] The greatest previous explosion was when 500,000 pounds of dynamite blew up in Baltimore Harbor. It was all of a sudden--a single devastating blast; then the sound as of the crashing of a thousand chandeliers. Men and women cowered under the shower of debris and glass. There was one awful moment when hearts sank, and breaths were held. Then women cried aloud, and men looked dumbly into each other's eyes, and awaited the crack of doom. To some death was quick and merciful in its coming. Others were blinded, and staggered to and fro before they dropped. Still others with shattered limbs dragged themselves forth into the light--naked, blackened, unrecognizable human shapes. They lay prone upon the streetside, under the shadow of the great death-cloud which still dropped soot and oil and water. It was truly a sight to make the angels weep. Men who had been at the front said they had seen nothing so bad in Flanders. Over there men were torn with shrapnel, but the victims were in all cases men. Here father and mother, daughter and little child, all fell in "one red burial blent." A returned soldier said of it: "I have been in the trenches in France. I have gone over the top. Friends and comrades have been shot in my presence. I have seen scores of dead men lying upon the battlefield, but the sight .... was a thousand times worse and far more pathetic."[26] A well-known relief worker who had been at San Francisco, Chelsea and Salem immediately after those disasters said "I am impressed by the fact that this is much the saddest disaster I have seen." It has been compared to the scenes pictured by Lord Lytton in his tale of the last days of Pompeii: True there was not that hellish river of molten lava flowing down upon the fleeing people; and consuming them as feathers in fierce flames. But every other sickening detail was present--that of crashing shock and shaking earth, of crumbling homes, and cruel flame and fire. And there were showers, not it is true of ashes from the vortex of the volcano, but of soot and oil and water, of death-dealing fragments of shrapnel and deck and boiler, of glass and wood and of the shattered ship.[27] Like the New Albany tornado, it caused loss "in all five of the ways it is possible for a disaster to do so, in death, permanent injury, temporary injury, personal property loss, and real property loss."[28] Here were to be found in one dread assembling the combined horrors of war, earthquake, fire, flood, famine and storm--a combination seen for the first time in the records of human disaster. [26] Johnstone, Dwight, _The Tragedy of Halifax_ (in MS.). [27] McGlashen, Rev. J. A., _The Patriot_ (Dartmouth, N. S.). [28] Deacon, J. Byron, _Disasters_ (N. Y., 1918), ch. ii, p. 158. It was an earthquake[29] so violent that when the explosion occurred the old, rock-founded city shook as with palsy. The citadel trembled, the whole horizon seemed to move with the passing of the earth waves. These were caught and registered, their tracings[30] carefully preserved, but the mute record tells not of the falling roofs and flying plaster and collapsing walls which to many an unfortunate victim brought death and burial at one and the same time. [29] "The effect of the vast, sudden interference with the air was practically the same as if an earthquake had shaken Halifax to the ground." (MacMechan, Archibald, "Halifax in Ruins," _The Canadian Courier_, vol. xxiii, no. 4, p. 6.) [30] The tracings on the seismograph show three distinct shocks at the hours 9.05, 9.10 and 10.05. It was a flood, for the sea rushed forward in a gigantic tidal wave, fully a fathom in depth. It swept past pier and embankment into the lower streets, and receding, left boats and wreckage high and dry, but carried to a watery doom score upon score of human lives. Nearly two hundred men were drowned. It was a fire or rather a riot of fires, for the air was for a second filled with tongues of igneous vapour hiding themselves secretly within the lightning discharge of gas, only to burst out in gusts of sudden flame. Numberless buildings were presently ablaze. Soon there was naught to the northward but a roaring furnace. Above, the sky was crimson; below, a living crematorium--church and school, factory and home burned together in one fierce conflagration; and the brave firemen knew that there were men and women pinned beneath the wreckage, wounded past self-help. Frantic mothers heard the cries of little children, but in vain. Fathers desperately tore through burning brands, but often failed to save alive the captives of the flame. And so the last dread process went on,--earth to earth, ashes to ashes, dust to dust. And when the fires at last abated, the north end of the City of Halifax looked like some blackened hillside which a farmer had burned for fallow in the spring. But perhaps the most terrible of all the terrible accompaniments was the tornado-like gas-blast from the bursting ship. It wrought instant havoc everywhere. Trees were torn from the ground. Poles were snapped like toothpicks. Trains were stopped dead. Cars were left in twisted masses. Pedestrians were thrown violently into the air, houses collapsed on all sides. Steamers were slammed against the docks. Then followed a veritable air-raid, when the sky rained iron fragments upon the helpless city. Like a meteoric shower of death, they fell piercing a thousand roofs, and with many a mighty splash bore down into the sea. Nor yet did this complete the tale of woes of this _Dies Irae_. Scarce was the catastrophe an hour old when the news was flashed around that a second explosion was approaching. It was the powder magazine in the Navy-yard, and the flames were perilously near. Through the crowded streets raced the heralds like prophets of wrath to come. "Flee!.... Flee!.... Get into the open ground" was the cry. Shops were abandoned unguarded, goods laid open on every side. No key was turned, no till was closed, but all instanter joined the precipitant throng, driven like animals before a prairie fire--yet this was not all; for "the plight of the aged, the sick, the infants, the bed-ridden, the cripples, the nursing mothers, the pregnant can not be described." It was like the flight from Vesuvius of which Pliny the Younger tells: You could hear the shrieks of women, the crying of children and the shouts of men. Some were seeking their children; others their parents, others their wives and husbands ... one lamenting his own fate, another that of his family. Some praying to die from the very fear of dying, many lifting their hands to the gods, but the greater part imagining that there were no gods left anywhere, and that the last and eternal night was come upon the world.[31] It has been said that "Moscow was no more deserted before Napoleon than were the shattered streets of Halifax when this flight had been carried out."[32] And when the hegira was over, and when there had ensued a partial recovery from the blow and gloom, a still lower depth of agony had yet to be undergone--a succession of winter storms. Blizzards, rain, floods and zero weather were even then upon the way. They came in close procession and as if to crown and complete the terrors of the great catastrophe thunder rumbled, lightning broke sharply and lit up weirdly the snow-clad streets. Such was the catastrophe of Halifax--"a calamity the appalling nature of which stirred the imagination of the world."[33] [31] Pliny, _Letters_ (London, 1915), vol. i, bk. vi, p. 495. [32] Smith, Stanley K., _The Halifax Horror_ (Halifax, 1918), ch. ii, p. 24. [33] Bell, McKelvie, _A Romance of the Halifax Disaster_ (Halifax, 1918), p. 57. The description here concluded, brief and inadequate as it is, will sufficiently indicate the terrific nature of the catastrophic shock, and explain how utter and complete was the social disintegration which followed. There was the disintegration of the home and the family,--the reproductive system of society--its members sundered and helpless to avert it. There was the disintegration of the regulative system--government was in perplexity, and streets were without patrol. There was the disintegration of the sustaining system--a dislocation of transportation, a disorganization of business while the wheels of industry ceased in their turning. There was a derangement of the distributive system[34]--of all the usual services, of illumination, water-connections, telephones, deliveries. It was impossible to communicate with the outside world. There were no cars, no mails, no wires. There was a time when the city ceased to be a city, its citizens a mass of unorganized units--struggling for safety, shelter, covering and bread. As Lytton wrote of Pompeii; "The whole elements of civilization were broken up .... nothing in all the varied and complicated machinery of social life was left save the primal law of self preservation."[35] [34] Spencer, Herbert, _The Principles of Sociology_ (N. Y., 1908), pt. ii, p. 499 _et seq._ [35] Lytton, Lord, _The Last Days of Pompeii_ (London, 1896), p. 405. A writer has given a vivid word picture of the social contrasts of the disaster night and the beautiful evening before. What a change from the night before! No theatres open, no happy throngs along the street, no cheery gatherings around the fire-side. The houses were all cold, and dark and silent. Instead of laughter, weeping; instead of dancing, agonizing pain; instead of Elysian dreams, ominous nightmares. Fears and sorrow were in the way and all the daughters of music were brought low ... Halifax had become in a trice a city of dead bodies, ruined homes and blasted hopes.[36] To have looked in upon one of the great makeshift dormitories that first night, to have seen men, women and children, of all stations, huddled together on the stages of theatres, the chancels of churches, in stables, box-cars and basements was to have beheld a rift in the social structure such as no community had ever known. Old traditional social lines were hopelessly mixed and confused. The catastrophe smashed through strong walls like cobwebs, but it also smashed through fixed traditions, social divisions and old standards, making a rent which would not easily repair. Rich and poor, debutante and chambermaid, official and bellboy met for the first time as victims of a common calamity. [36] Johnstone, _op. cit._ Even on the eighth, two days after the disaster, when Mr. Ratshesky of the Massachusetts' Relief arrived he could report: "An awful sight presented itself, buildings shattered on all sides--chaos apparent." In a room in the City Hall twelve by twenty, he found assembled "men and women trying to organize different departments of relief, while other rooms were filled to utmost capacity with people pleading for doctors, nurses, food, and clothing for themselves and members of their families. Everything was in turmoil."[37] This account faithfully expresses the disintegration which came with the great shock of what had come to pass. It is this disintegration and the resultant phenomena which are of utmost importance for the student of social science to observe. To be quite emotionally free in the observation of such phenomena, however, is almost impossible. It has been said of sociological investigations that observation is made under bias because the facts under review are those of human life and touch human interest. A man can count the legs of a fly without having his heart wrung because he thinks there are too many or too few. But when he observes the life of the society in which he moves, lives and has his being, or some other society nearby, it is the rule that he approves or disapproves, is edified or horrified, by what he observes. When he does that he passes a moral judgment.[38] Sociology has suffered because of this inevitable bias. In our present study it is natural that our sympathy reactions should be especially strong. "_Quamquam animus meminisse horret, incipiam_" must be our motto. As students we must now endeavor to dissociate ourselves from them, and look upon the stricken Canadian city with all a chemist's patient detachment. In a field of science where the prospect of large-scale experimental progress is remote, we must learn well when the abnormal reveals itself in great tragedies and when social processes are seen magnified by a thousand diameters. Only thus can we hope for advances that will endure. [37] Ratshesky, A. C., "Report of Halifax Relief Expedition," _The State_ (Boston, 1918), p. 11. [38] Keller, A. G., "Sociology and Science," _The Nation_ (N. Y., May 4, 1916), vol. 102, no. 2653, p. 275. In this spirit then let us watch the slow process of the reorganization of Halifax, and see in it a picture of society itself as it reacts under the stimulus of catastrophe, and adjusts itself to the circumstantial pressure of new conditions. Before doing so, however, we shall pause, in the next chapter, to glance at a number of social phenomena which should be recorded and examined in the light of social psychology. But we must not lose the relationship of each chapter to our major thesis. It is sufficient for our purpose if thus far it has been shown that at Halifax the shock resulted in disintegration of social institutions, dislocation of the usual methods of social control and dissolution of the customary; that through the catastrophe the community was thrown into the state of flux which, as was suggested in the introduction, is the logical and natural prerequisite for social change; and finally that the shock was of a character such as "to affect all individuals alike at the same time," and to induce that degree of fluidity most favorable to social change. CHAPTER II CATASTROPHE AND SOCIAL PSYCHOLOGY Shock reaction--Hallucination--Primitive instincts--Crowd psychology--Phenomena of emotion--How men react when bereft completely--Post-catastrophic phenomena--Human nature in the absence of repression by conventionality, custom and law--Fatigue and the human will--The stimuli of heroism--Mutual aid. Social Psychology is a subject of primary importance to the student of society. Like Sociology itself its field is far from being exhausted. One looks in vain for a treatment of disaster psychology. In such a study the diverse phenomena involved would be of interest to the psychologist. Their effects in retarding or promoting social organization would concern the sociologist. With such possible effects in mind we are now to proceed to an examination of the major subjective reactions as they were to be seen in the Halifax catastrophe. It is improbable that any single community has ever presented so composite a picture of human traits in such bold relief as appeared in the City of Halifax upon the day of the explosion. Human phenomena which many knew of only as hidden away in books, stood out so clearly that he who ran might read. Besides the physiological reactions there was abundant illustration of hallucination, delusion, primitive instincts, and crowd psychology as well of other phenomena all of which have important sociological significance tending either to prolong disintegration, or to hasten social recovery. The first of these phenomena was the "stun" of the catastrophe itself. The shock reaction at Halifax has been variously described. It has been graphically likened "to being suddenly stricken with blindness and paralysis." It was a sensation of utter helplessness and disability. "We died a thousand horrible deaths" ran one description, "the nervous shock and terror were as hard to bear as were the wounds." "The people are dazed," wrote another observer, "they have almost ceased to exercise the sensation of pain." This physiological reaction animals and men shared alike. The appearance of the terror-stricken horses was as of beasts which had suddenly gone mad. A physiological accompaniment of shock and distraction is the abnormal action of the glands. The disturbance of the sympathetic nervous system produced by the emotional stress and strain of a great excitement or a great disappointment is reflected in the stimulation or inhibition of glandular action. Much physical as well as nervous illness was precipitated by the grief, excitement and exposure of the disaster.[39] Among cases observed were those of diabetes, tuberculosis and hyper-thyroidism, as well as the nervous instability to which reference is subsequently made. Such an epidemic of hyper-thyroidism--exaggerated action of the thyroid gland--is said to have followed the Kishineff massacres, the San Francisco earthquake and the air-raids on London.[40] As to diabetes, it has been shown that emotions cause increased output of glycogen. Glycogen is a step toward diabetes and therefore this disease is prone to appear in persons under emotional strain ... so common is this particular result in persons under prolonged emotion that someone has said that "when stocks go down in New York, diabetes goes up."[41] [39] For a full discussion of nervous disorders induced by an explosion at short range, _vide_ Roussy and Llermette, _The Psychoneuroses of War_ (London, 1918), ch. x. [40] Brown, W. Langden, Presidential address to Hunterian Society, London. [41] Crile, George W., _The Origin and Nature of the Emotions_ (Phila., 1915), p. 163. Turning now to other psychological aspects, we have to note the presence of hallucination in disaster. Hallucination may be roughly defined as false sense impression. For example, the patient sees an object which has no real existence, or hears an imaginary voice. Hallucinations are termed visual, auditory, tactile, _etc._ according to the sense to which the false impression appears to belong.[42] Hallucination is induced by the unusual suggesting the expected. It is sense-perception colored by association. It is the power of a dominant idea that, unbidden, enters the field of consciousness and takes possession of even the senses themselves. In Halifax one idea seemed to dominate most minds and clothe itself in the semblance of reality--the expected Germans. For a long time there had been under public discussion the question as to whether or not the city would be shelled by Zeppelin raiders, or possibly by a fleet at sea. All street-lights had been darkened by military orders. The failure to draw window shades had been subject to heavy penalty. It is no wonder eyes looked upward when there came the crash, and when seeing the strange unusual cloud beheld the Zeppelin of fancy. A man residing on the outskirts of the town of Dartmouth "heard" a German shell pass shrieking above him. Dartmouth Heights looks out over Halifax harbor, and here perhaps the vista is most expansive, and the eye sees furthest. The instant after the explosion a citizen standing here "saw" clearly a German fleet manoeuvering in the distance.[43] That shells had actually come few on the instant doubted. The head of one firm advised his employees not to run elsewhere, as "two shots never fall in the same place." [42] Hart, Bernard, _The Psychology of Insanity_ (Cambridge, 1916), ch. iii, p. 30. [43] "So hypochondriac fancies represent Ships, armies, battles in the firmament Till steady eyes the exhalations solve And all to its first matter, cloud, resolve." --Defoe, _Journal of the Plague Year_. This--a German assault--was the great mental explanation that came into the majority of minds. There was one other--that of the end of the world. Many fell to their knees in prayer. One woman was found in the open yard by her broken home repeating the general confession of the church. Few would have been surprised if out of the smoky cloud-ridden skies there should have appeared the archangels announcing the consummation of mundane affairs. Indeed there were instances, not a few, of those who "saw" in the death-cloud "the clear outlines of a face." Thus both auditory and visual hallucination were manifested to a degree. Hallucination has been described as "seeing" something which has no basis in reality. Thus it differs from delusion, which is rather a misinterpretation of what is seen. "Delusions are closely allied to hallucinations and generally accompany the latter. The distinction lies in the fact that delusions are not false sensations but false beliefs."[44] Anxiety, distraction by grief and loss, as well as nervous shock play freely with the mind and fancy and often swerve the judgment of perception. This was especially noticeable at Halifax in the hospital identification, particularly of children. A distracted father looked into a little girl's face four different times but did not recognize her as his own which, in fact, she was. The precisely opposite occurrence was also noted. A fond parent time and time again "discovered" his lost child, "seeing" to complete satisfaction special marks and features on its little body. But often there were present those who knew better, and the better judgment prevailed. Again this phenomenon was repeated in numberless instances at the morgue. Wearied and white after frantic and fruitless search wherever refugees were gathered together, the overwrought searchers would walk through the long lines of dead, and suddenly "recognize" a missing relative or friend.[45] Regretfully the attendant fulfilled the same thankless task from day to day. There had been no recognition at all. The observer had seen "not the object itself but the image evoked in the mind."[46] [44] Hart, _op. cit._, ch. iii, p. 31. [45] For parallel cases of erroneous recognition of the dead, _vide_ Le Bon, Gustave, _The Crowd, a Study of the Popular Mind_ (London), bk. i, ch. i, p. 51. [46] _Ibid._, p. 51. The primitive instincts of man were for a long time vaguely and loosely defined, until James and later McDougall essayed to give them name and number. But only with Thorndike's critical examination has it become clear how difficult a thing it is to carry the analysis of any situation back to the elemental or "primal movers of all human activity." Thorndike is satisfied to describe them as nothing save a set of original tendencies to respond to stimuli in more or less definite directions. When he speaks of instincts it is to mean only a "series of situations and responses" or "a set of tendencies for various situations to arouse the feelings of fear, anger, pity, _etc._ with which certain bodily movements usually go." Among them, there are those resulting in "food-getting and habitation," in "fear, fighting and anger" and in "human intercourse."[47] But McDougall's classification preserves the old phrases, and men are likely to go on speaking of the "instinct of flight," the "instinct of pugnacity," "parental instinct," "gregarious instinct" and the others.[48] For the sociologist it is enough that all agree that men are held under some powerful grip of nature and driven at times almost inevitably to the doing of acts quite irrespective of their social effects. [47] Thorndike, Edward L., _The Original Nature of Man_ (N. Y., 1913), ch. v, p. 43 _et seq._ [48] McDougall, William, _An Introduction to Social Psychology_ (Boston, 1917), ch. iii, p. 49 _et seq._ In catastrophe these primitive instincts are seen most plainly and less subject to the re-conditioning influences of ordinary life. This was especially noticeable at Halifax. The instinct of flight for self-preservation was reflected in the reaction of thousands. "Almost without thought, probably from the natural instinct of self-preservation I backed from the window to a small store-room and stood there dazed."[49] The experience so described may be said to have been general. This instinct was to be seen again in the action of the crew of the explosives-laden ship. Scarcely had the collision occurred when the whole complement lowered away the boats, rowed like madmen to the nearest shore--which happened to be that opposite to Halifax--and "scooted for the woods." As the ship, although set on fire immediately after the impact, did not actually blow up until some twenty minutes later, much might have been done by men less under the domination of instinct, in the way of warning and perhaps of minimizing the inevitable catastrophe.[50] [49] Sheldon, J., _The Busy East_ (Sackville, N. B. Can.), March, 1918. [50] The judgment of the court of enquiry ran as follows: "The master and pilot of the Mont Blanc are guilty of neglect of public safety in not taking proper steps to warn the inhabitants of the city of a probable explosion." (Drysdale Commission, _Judgment of_, sec. viii.) The instinct of pugnacity was to be seen in many a fine example of difficulty overcome in the work of rescue; as also in other instances, some suggestive of that early combat when animals and men struggled for mere physical existence. The parental instinct was everywhere in evidence, and was reflected not only in the sacrifices made and the privations endured by parents for their young, but in every act of relief, which arose in involuntary response to the cry of the distressed. It perhaps partially explains the phenomenon often noticed in disasters that "immediately and spontaneously neighbors and fellow-townsmen spring to the work of rescue and first aid."[51] [51] Deacon, J. Byron, _Disasters_ (N. Y., 1918), ch. vi, p. 151. The gregarious instinct--the instinct to herd--showed itself in the spontaneous groupings which came about and which seemed somehow to be associated with feelings of security from further harm. The refugees found comfort in the group. They rarely remained alone. These and other instinctive responses in a greater or less degree of complication were to be remarked of the actions not only of individuals but of groups as well. In the latter the typical phenomena of crowd psychology were manifested upon every hand. The crowd was seen to be what it is--"the like response of many to a socially inciting event or suggestion such as sudden danger." Out of a mere agglomeration of individuals and under the stress of emotional excitement there arose that mental unity, which Le Bon emphasizes.[52] There was noticeable the feeling of safety associated with togetherness which Trotter suggests.[53] There was the suggestibility, with its preceding conditions which Sidis[54] has clarified, namely, expectancy, inhibition, and limitation of the field of consciousness. There were the triple characteristics which Giddings notes: "Crowds are subject to swift contagion of feeling, they are sensitive to suggestion .... and always manifest a tendency to carry suggested ideas immediately into action."[55] [52] Le Bon, _op. cit._, p. 26. [53] Trotter, William, _Instincts of the Herd in Peace and War_ (London, 1919), p. 31. [54] Sidis, Boris, _The Psychology of Suggestion_ (N. Y., 1919), ch. vi, p. 56 _et seq._ [55] Giddings, Franklin H., _Principles of Sociology_ (N. Y., 1916), bk. ii, ch. ii, p. 136. Of illustrations of impulsive social action there are none more apt than those furnished by the reactions following the Halifax tragedy. Only Pliny's narrative of the flight from the eruption of Vesuvius, or the story of the "Day of Fear" in France,[56] or that depicting the days of the comet[57] are comparable thereto. [56] Stephens, Henry M., _A History of the French Revolution_ (N. Y., 1886), vol. i, p. 179. [57] Wells, H. G., _In the Days of the Comet_ (N. Y., 1906). At first all was confusion. Some ran to the cellars. Some ran to the streets. Some ran to their shops. Those in the shops ran home. This was in the area of wounds and bruises. Farther north was the area of death. Thither the rescuers turned. Automobiles sped over broken glass and splintered boards toward the unknown. Then came the orders of the soldiers, whose barracks were situated in the very heart of the danger district, for the people to fly southward, Common-ward, to the open spaces--anywhere. Another explosion was imminent. Then came further outbreaks of the flight impulse. Runs a graphic account: The crowd needed no second warning. They turned and fled. Hammers, shovels and bandages were thrown aside. Stores were left wide open with piles of currency on their counters. Homes were vacated in a twinkling. Little tots couldn't understand why they were being dragged along so fast. Some folks never looked back. Others did, either to catch a last glimpse of the home they never expected to see again or to tell if they could from the sky how far behind them the Dreaded Thing was.... They fled as they were.... Some carried children or bundles of such things as they had scrambled together.... Many were but scantily clad. Women fled in their night dresses. A few were stark naked, their bodies blackened with soot and grime. These had come from the destroyed section of the North End. What a storm-tossed motley throng, and as varied in its aspect and as poignant in its sufferings as any band of Belgian or Serbian refugees fleeing before the Hun.... A few rode in autos, but the great majority were on foot. With blanched faces, bleeding bodies and broken hearts, they fled from the Spectral Death they thought was coming hard after, fled to the open spaces where possibly its shadow might not fall. Soon Citadel Hill and the Common were black with terrified thousands. Thousands more trudged along St. Margaret's Bay road, seeking escape among its trees and winding curves.... Many cut down boughs and made themselves fires--for they were bitterly cold. Here they were--poorly clad, badly wounded, and with not one loaf of bread in all their number, so hastily did they leave, when galloping horsemen announced the danger was over and it was safe to return.[58] [58] Johnstone, Dwight, _The Tragedy of Halifax_ (in MS.). The ever-shifting responsiveness to rumor which distinguishes a crowd was noted. The entrance to the Park was black with human beings, some massed in groups, some running anxiously back and forth like ants when their hill has been crushed. There were blanched faces and trembling hands. The wildest rumors were in circulation and every bearer of tidings was immediately surrounded.[59] [59] _St. John Globe_, Correspondence, Dec., 1917. Not only here but when the crowd trekked back, and in the subsequent scenes which were witnessed in supply stations and shelters, the association which Sidis draws between calamity and hyper-suggestibility in the body politic was abundantly endorsed. We must now endeavor to understand the phenomena of emotion which accompany a great catastrophe. This is not the less difficult because the term emotion is not given consistent use even by psychologists. One interprets it as merely the affective side of the instinctive process--those "modes of affective experience," such as "anger, fear, curiosity," which accompany the excitement of "the principal powerful instincts."[60] Another sees it as also an impulsive, not merely a receptive state. It is "the way the body feels when it is prepared for a certain reaction," and includes "an impulse toward the particular reaction."[61] [60] McDougall, _op. cit._, p. 46. [61] Woodworth, Robert S., _Dynamic Psychology_ (N. Y., 1918), ch. iii, p. 54. It will be accurate enough for our purpose to think of the emotions as complicated states of feeling more or less allied to one another and to the human will.[62] Among them are jealousy and envy--"discomfort at seeing others approved and at being out-done by them."[63] This appeared repeatedly in the administration of relief and should be included in disaster psychology. Again greed[64]--more strictly a social instinct than an emotion--was common. How common will receive further exemplification in a later chapter. [62] "Anger, zeal, determination, willing, are closely allied, and probably identical in part. Certainly they are aroused by the same stimulus, namely, by obstruction, encountered in the pursuit of some end." (_Ibid._, p. 149.) [63] Thorndike, _op. cit._, p. 101. [64] "To go for attractive objects, to grab them when within reach, to hold them against competitors, to fight the one who tries to take them away. To go for, grab and hold them all the more if another is trying to do so, these lines of conduct are the roots of greed." (_Ibid._, p. 102.) Fear has already been referred to. Anger, shame, resentment while evident, were of less significance. Gratitude was early shown and there were many formal expressions of it. Later on, it seemed to be replaced by a feeling that as sufferers they, the victims, were only receiving their due in whatever aid was obtained. Of special interest is the rôle of the tender emotions, kindliness, sympathy and sorrow, as well as the reactions which may be expected when these occur in unusual exaltation through the repetition of stimuli or otherwise. Whatever may be the nature of the process whereby the feelings of his fellows affect a man, that which chiefly concerns us here, is how these reactions differ when the stimulation is multiplex. Of this multiplex stimulation in collective psychology Graham Wallas has written: The nervous exaltation so produced may be the effect of the rapid repetition of stimuli acting as repetition acts, for instance, when it produces seasickness or tickling.... If the exaltation is extreme conscious control of feeling and action is diminished.[65] Reaction is narrowed and men may behave, as they behave in dreams, less rationally and morally than they do if the whole of their nature is brought into play.[66] [65] M. Dide, a French psychologist, regards "the hypnosis produced by emotional shock--and this occurs not only in war but in other great catastrophies as well--as genetically a defence reaction, like natural sleep whose function according to him is primarily prophylactic against exhaustion and fatigue, ... it is comparable to the so-called death-shamming of animals." (Dide, M., _Les émotions et la guerre_ (Paris, 1918), Review of, _Psychological Bulletin_, vol. xv, no. 12, Dec., 1918, p. 441.) [66] Wallas, Graham, _The Great Society_ (N. Y., 1917), p. 136. What Wallas has said of the additional stimulation which the presence of a crowd induces may be given wider application, and is indeed a most illuminating thought, describing exactly the psycho-emotional reactions produced by the stimulation of terrifying scenes, such as were witnessed at Halifax. A case in point was that of the nervous exaltation produced upon a young doctor who operated continuously for many hours in the removal of injured eyes. The emotional tension he went through is expressed in his words to a witness: "If relief doesn't come to me soon, I shall murder somebody." Another instance where conscious control of feeling and action was diminished was that of a soldier. He was so affected by what he passed through during the explosion and his two days' participation in relief work, that he quite unwittingly took a seat in a train departing for Montreal. Later in a hospital of that city after many mental wanderings he recovered his memory. Over and over again he had been picturing the dreadful scenes which he had experienced. This condition includes a hyperactivity of the imagination "characterized by oneirism [oneiric delirium] reproducing most often the tragic or terrible scenes which immediately preceded the hypogenic shock."[67] [67] _Ibid._, p. 440. The nature of sympathy[68] may not be clearly comprehended but of its effects there is no doubt. It may lead to the relief of pain or induce the exactly opposite effect; or it may bring about so lively a distress as to quite incapacitate a man from giving help. Again it may lead to the avoidance of disaster scenes altogether. Thus some could on no account be prevailed upon to go into the hospitals or to enter the devastated area. Others by a process understood in the psychology of insanity secured the desired avoidance by suicide. The association of suicide with catastrophe has been already remarked in the case of San Francisco. A Halifax instance was that of a physician who had labored hard among the wounded. He later found the reaction of his emotional experiences too strong. He lost his mental balance and was discovered dead one morning near his office door. He had hanged himself during the night. Still another, a railroad man, driven to despair by loneliness and loss, his wife and children having perished, attempted to follow them in death. [68] Classed by William James as an emotion, but considered by McDougall a pseudo-instinct. Joy and sorrow are pleasure-pain conditions of emotional states. Sorrow is painful because "the impulse is baffled and cannot attain more than the most scanty and imperfect satisfaction in little acts, such as the leaving of flowers on the grave;"[69] although the intensity is increased by other considerations. Here again the unusual degree of stimulation which catastrophe induces brings about a behavior other than that which commonly attends the experience of grief. A phenomenon associated with wholesale bereavement is the almost entire absence of tears. A witness of the San Francisco disaster said it was at the end of the second day that he saw tears for the first time.[70] At Halifax, where the loss of life was many times greater, there was little crying. There seemed to be indeed a miserable but strong consolation in the fact that all were alike involved in the same calamity.[71] [69] McDougall, _op. cit._, p. 152. [70] O'Connor, Chas. J., _San Francisco Relief Survey_ (N. Y., 1913), pt. i, p. 6. [71] "The cutting edge of all our usual misfortunes comes from their character of loneliness."--(James, William, _Memories and Studies_, N. Y., 1911, p. 224.) There was "no bitterness, no complaint, only a great and eager desire to help some one less fortunate." Another observer said: "I have never seen such kindly feeling. I have never seen such tender sympathy. I have never heard an impatient word." And this was amongst men "who were covered with bruises, and whose hearts were heavy, who have not had a night's sleep, and who go all day long without thought of food." Another visitor remarked "there is not a more courageous, sane and reasonable people. Everyone is tender and considerate. Men who have lost wives and children, women whose sons and husbands are dead, boys and girls whose homes have been destroyed, are working to relieve the distress." A Montreal clergyman reported that "Halifax people have been meeting with dry eyes and calm faces the tragedies, the horrors, the sufferings and the exposures which followed the explosion." Grief is after all "a passive emotion," a "reaction of helplessness." It is "a state of mind appropriate to a condition of affairs where nothing is to be done"--[72] and there was much to be done at Halifax. [72] Woodworth, _op. cit._, p. 58. There are also to be added the phenomena of emotional parturition. As was to be expected the shock meant the immediate provision of a maternity hospital. Babies were born in cellars and among ruins. Premature births were common, one indeed taking place in the midst of the huddled thousands of refugees waiting in anguish upon the Common for permission to return to their abandoned homes. Nor were all the ills for which the shock was responsible immediately discernible. There were many post-catastrophic phenomena. Three months after the explosion many found themselves suffering an inexplicable breakdown, which the doctors attributed unquestionably to the catastrophe. It was a condition closely allied to "war-neurasthenia." Another disaster after-effect also may be here recorded. This was the not unnatural way in which people "lived on edge," for a long period after the disaster. There was a readiness and suggestibility to respond to rumor or to the least excitant. Twice at least the schools were emptied precipitately, and citizens went forth into pell-mell flight from their homes upon the circulation of reports of possible danger. No better illustration is afforded of the sociological fact that "the more expectant, or overwrought the public mind, the easier it is to set up a great perturbation. After a series of public calamities .... minds are blown about by every gust of passion or sentiment."[73] [73] Ross, Edward A., _Social Psychology_ (N. Y., 1918), ch. iv, p. 66. There are also to be included a few miscellaneous observations of behavior associated with the psychology of disaster relief. (1) The preference upon the part of the refugee for plural leadership and decision. (2) The aggravation of helplessness through the open distribution of relief. (3) The resentment which succeeds the intrusion of strangers in relief leadership. (4) The reaction of lassitude and depression after a period of strain. (5) The desire for privacy during interviews. (6) The vital importance of prompt decision in preventing an epidemic of complaint.[74] [74] A list compiled by the author from suggestions in Deacon's discussion of disasters. All were to be observed at Halifax. Analytic psychology is becoming increasingly interested in the phenomena of repression, inhibition and taboo. The real motives of action are often very different from the apparent motives which overlie them. Instinctive tendencies are buried beneath barriers of civilization, but they are buried alive. They are covered not crushed. These resistances are either within our minds or in society. The latter are summed up in conventionality, custom and law, all so relatively recent[75] in time as to supply a very thin veneer over the primitive tendencies which have held sway for ages. Few realize the place which conventionality, custom and law possess in a community until in some extraordinary catastrophe their power is broken, or what is the same thing the ability to enforce them is paralyzed. This fact is especially true of repressive enactments, and most laws fall within this category. Catastrophe shatters the unsubstantial veneer. When the police of Boston went on strike it was not only the signal for the crooks of all towns to repair to the unguarded center, but an unexpected reserve of crookedness came to light within the city itself. Lytton discovered at Pompeii signs of plunder and sacrilege which had taken place "when the pillars of the world tottered to and fro." At the time of the St. John Fire "loafers and thieves held high carnival. All night long they roamed the streets and thieved upon the misfortunes of others."[76] [75] It has been said that were the period of man's residence on earth considered as having covered an hundred thousand years, that of civilization would be represented by the last ten minutes. [76] Stewart, George, _The Story of the Great Fire in St. John_ (Toronto, 1877), p. 35. With the possibility of apprehension reduced to a minimum in the confusion at Halifax, with the deterrent forces of respectability and law practically unknown, men appeared for what they were as the following statement only too well discloses: Few folk thought that Halifax harbored any would-be ghouls or vultures. The disaster showed how many. Men clambered over the bodies of the dead to get beer in the shattered breweries. Men taking advantage of the flight from the city because of the possibility of another explosion went into houses and shops, and took whatever their thieving fingers could lay hold of. Then there were the nightly prowlers among the ruins, who rifled the pockets of the dead and dying, and snatched rings from icy fingers. A woman lying unconscious on the street had her fur coat snatched from her back.... One of the workers, hearing some one groaning rescued a shop-keeper from underneath the debris. Unearthing at the same time a cash box containing one hundred and fifty dollars, he gave it to a young man standing by to hold while he took the victim to a place of refuge. When he returned the box was there, but the young man and the money had disappeared. Then there was the profiteering phase. Landlords raised their rents upon people in no position to bear it. The Halifax Trades and Labor Council adopted a resolution urging that the Mayor be authorized to request all persons to report landlords who "have taken advantage of conditions created by the explosion." ... Plumbers refused to hold their union rules in abeyance and to work one minute beyond the regular eight hours unless they received their extra rates for overtime; and the bricklayers assumed a dog-in-the-manger attitude and refused to allow the plasterers to help in the repair of the chimneys. And this during days of dire stress ... when many men and women were working twelve and fourteen hours a day without a cent or thought of remuneration. One Halifax newspaper spoke of these men as "squeezing the uttermost farthing out of the anguished necessities of the homeless men, women and children." Truckmen charged exorbitant prices for the transferring of goods and baggage. Merchants boosted prices. A small shopkeeper asked a little starving child thirty cents for a loaf of bread. On Tuesday, December the twelfth, the Deputy Mayor issued a proclamation warning persons so acting that they would be dealt with under the provisions of the law.[77] [77] Johnstone, _op. cit._ Slowly the arm of repression grew vigorous once more. The military placed troops on patrol. Sentries were posted preventing entrance to the ruins to those who were not supplied with a special pass. Orders were issued to shoot any looter trying to escape. The Mayor's proclamation, the warning of the relief committee, the storm of popular indignation gradually became effectual. The stimulus of the same catastrophe, it thus appears, may result in two different types of responses--that of greed on the one hand or altruistic emotion on the other. One individual is spurred to increased activity by the opportunity of business profit, another by the sense of social needs. Why this is so--indeed the whole field of profiteering--would be a subject of interesting enquiry. Whether it is due to the varying degrees of socialization represented in the different individuals or whether it is not also partly due to the fact that philanthropy functions best in a sphere out of line with a man's own particular occupation, the truth remains that some display an altogether unusual type of reaction in an emergency to the actions of others; and perhaps exhibit behavior quite different from that which appears normal in a realm of conduct where associations based on habit are so strongly ingrained. The human will as we have seen is in close association with the emotions. We are now to notice the dynamogenic value of the strong emotions aroused by catastrophe. It is first of all essential to remember the rôle of adrenin in counteracting the effects of fatigue. Wonderful phenomena of endurance in disaster might well be anticipated for "adrenin set free in pain and in fear and in rage would put the members of the body unqualifiedly at the disposal of the nervous system." This is "living on one's will" or on "one's nerve." There are "reservoirs" of power ready to pour forth streams of energy if the occasion presents itself. Strong emotions may become an "arsenal of augmented strength." This fact William James was quick to see when he said "on any given day there are energies slumbering within us which the incitements of that day do not call forth."[78] But it was left to Cannon to unfold the physiological reasons,[79] and for Woodworth to explain how the presence of obstruction has power to call forth new energies.[80] Indeed the will[81] is just the inner driving force of the individual and an effort of will is only "the development of fresh motor power."[82] Following the lines of least resistance the will experiences no unusual exercise. Catastrophe opposes the tendency to eliminate from life everything that requires a calling forth of unusual energies. [78] James, William, _The Energies of Men_ (N. Y., 1920), p. 11. [79] Cannon, Walter B., _Bodily changes in Pain, Hunger, Fear and Rage_, ch. xi, p. 184, _et seq._ [80] Woodworth, _op. cit._, p. 147. [81] Will is indeed the supreme faculty, the whole mind in action, the internal stimulus which may call forth all the capacities and powers. (Conklin, Edwin G., _Heredity and Environment in the Development of Man_ [Princeton], ch. vi, p. 47.) [82] Woodworth, _op. cit._, p. 149. The energizing influence of an emotional excitant was shown at Halifax in the remarkable way in which sick soldiers abandoned their beds and turned them over to the victims rushed to the military hospitals. It was seen again in the sudden accession of strength displayed by the invalids and the infirm during the hurried evacuation of the houses--a behavior like that of the inhabitants of Antwerp during the bombardment of that city in October 1914, when those who fled to Holland showed extraordinary resistance to fatigue.[83] The resistance to fatigue and suffering received more abundant illustration at Halifax in the work of rescue and relief. Often men themselves were surprised at their own power for prolonged effort and prodigious strain under the excitement of catastrophe. It was only on Monday (the fifth day) that collapses from work began to appear. Among the more generally known instances of unusual endurance was that of a private, who with one of his eyes knocked out, continued working the entire day of the disaster. Another was that of a chauffeur who with a broken rib conveyed the wounded trip after trip to the hospital, only relinquishing the work when he collapsed. An unknown man was discovered at work in the midst of the ruins although his own face was half blown off. Those who escaped with lesser injuries worked day and night while the crisis lasted. Many did not go home for days, so manifold and heavy were the tasks. There was no pause for comment. Conversation was a matter of nods and silent signs, the direction of an index finger. Weeks later the workers were surprised to find themselves aged and thin. The excitement, the stimulus of an overwhelming need had banished all symptoms of fatigue. During the congestion which followed the arrival of the relief trains there were men who spent seventy-two hours with scarcely any rest or sleep. One of the telephone terminal room staff stuck to his post for ninety-two hours, probably the record case of the disaster for endurance under pressure. Magnificent effort, conspicuous enough for special notice was the work of the search parties who, facing bitterest cold and in the midst of blinding storms, continued their work of rescue; and the instance of the business girls who in the same weather worked for many hours with bottles of hot water hung about their waists. An effect which could not escape observation was the strange insensibility to suffering on the part of many of the victims themselves. Men, women and little children endured the crudest operations without experiencing the common effects of pain. They seemed to have been anaesthetized by the general shock. Sidewalk operations, the use of common thread for sutures, the cold-blooded extracting of eyes were carried on often without a tremor. This resistance to suffering was due not only to the increase of energy already described but also to the fact that the prostrating effect of pain is largely relative to the diversion of attention,--as "headaches disappear promptly upon the alarm of fire" and "toothaches vanish at the moment of a burglar's scare." Much pain is due to the super-sensitivity of an area through hyperaemia, or increased blood supply, following concentrated attention. Thus it is actually possible by volition to control the spread of pain, and the therapeutic virtues of an electric shock or a slap in the face are equally demonstrable. This reasoning is also applicable to the absence of sympathetic reactions among many disaster workers. They were found often to be "curiously detached and not greatly moved by the distressing scenes in morgue, in hospital, in the ruins and at the inquiry stations."[84] [83] Sano, F., "Documenti della guerra: Osservazioni psicologiche notate durante il bombardamento di Anversa," _Rivista di psichologia_, anno xi, pp. 119-128. [84] Smith, Stanley K., _The Halifax Horror_ (Halifax, 1918), ch. iv, p. 44. Catastrophe and the sudden termination of the normal which ensues become the stimuli of heroism and bring into play the great social virtues of generosity and of kindliness--which, in one of its forms, is mutual aid. The new conditions, perhaps it would be more correct to say, afford the occasion for their release. It is said that battle does to the individual what the developing solution does to the photographic plate,--brings out what is in the man. This may also be said of catastrophe. Every community has its socialized individuals, the dependable, the helpful, the considerate, as well as the "non-socialized survivors of savagery," who are distributed about the zero point of the social scale. Calamity is the occasion for the discovery of the "presence of extraordinary individuals in a group." The relation of them to a crisis is one of the most important points in the problem of progress. At Halifax there were encountered many such individuals as well as families who refused assistance that others might be relieved. Individual acts of finest model were written ineffaceably upon the social memory of the inhabitants. There was the case of a child who released with her teeth the clothes which held her mother beneath a pile of debris. A wounded girl saved a large family of children, getting them all out of a broken and burning home. A telegraph operator at the cost of his life stuck to his key, sent a warning message over the line and stopped an incoming train in the nick of time. Group heroism was no less remarkable. For the flooding of the powder magazine in the naval yard an entire battery volunteered. This was why the second explosion did not actually occur. Freight handlers too, as well as soldiers, revealed themselves possessors of the great spirit. A conspicuous case was that of the longshoremen working on board of a ship laden with explosives. Fully realizing the impending danger, because of the nearness of the burning munitioner, they used what precious minutes of life remained them to protect their own ship's explosives from ignition. A fire did afterwards start upon the ship but a brave captain loosed her from the pier, and himself extinguished the blaze which might soon have repeated in part the devastations already wrought. No disaster psychology should omit a discussion of the psychology of helpfulness--that self-help to which the best relief workers always appeal, as well as of the mutual aid upon which emergency relief must largely depend. Mutual aid while not a primary social fact is inherent in the association of members of society, as it also "obtains among cells and organs of the vital organism." As it insured survival in the earlier stages of evolution[85] so it reveals itself when survival is again threatened by catastrophe. [85] Kropotkin, Prince, _Mutual Aid_ (N. Y., 1919), ch. i, p. 14. The illustrations of mutual aid at Halifax would fill a volume. Not only was it evidenced in the instances of families and friends but also in the realm of business. Cafés served lunches without charge. Drug stores gave out freely of their supplies. Firms released their clerks to swell the army of relief. A noteworthy case of community service was that of the Grocers' Guild announcing that its members would fill no orders for outside points during the crisis, that they would coöperate with the relief committee in delivering foodstuffs free of charge to any point in the city, and that their stocks were at the disposal of the committee at the actual cost to them.[86] By incidents such as these, Halifax gained the appellation of the City of Comrades. [86] Johnstone, _op. cit._ Catastrophe becomes also the excitant for an unparalleled opening of the springs of generosity.[87] Communication has transformed mutual aid into a term of worldwide significance. As at San Francisco, when from all directions spontaneous gifts were hurried to the stricken city, when in a period of three months seventeen hundred carloads and five steamerloads of relief goods arrived, in addition to millions of cash contributions, so was it at Halifax. So it has always been, as is proven by Chicago, Dayton, Chelsea as well as by numbers of other instances. The public heart responds with instantaneous and passionate sympathy. Halifax specials were on every railroad. Ships brought relief by sea. Cities vied with each other in their responses. Every hour brought telegraphed assistance from governments and organizations. In about fifteen weeks approximately eight millions had been received, aside from the Federal grant. But it was not the totality of the gifts, but the number of the givers which gives point to our study. So many rushed with their donations to the Calvin Austin before she sailed from Boston on her errand of relief that "the police reserves were called out to preserve order." A great mass of the contributions involved much personal sacrifice upon the part of the contributors, as accompanying letters testified. It could be written of Halifax as it was of San Francisco that: all the fountains of good fellowship, of generosity, of sympathy, of good cheer, pluck and determination have been opened wide by the common downfall. The spirit of all is a marvelous revelation of the good and fine in humanity, intermittent or dormant under ordinary conditions, but dominant and all pervading in the shadow of disaster.[88] Abridged and sketchy as the foregoing necessarily is, it is perhaps full enough to have at least outlined the social phenomena of the major sort which a great disaster presents. These are found to be either abnormal and handicapping, such as, emotional parturition; or stimulative and promotive, such as the dynamogenic reactions. In propositional form it may be stated that catastrophe is attended by phenomena of social psychology, which may either retard or promote social organization. [87] There is no better evidence of the response of the public heart to a great tragedy than the fact that at Halifax upwards of a thousand offers were received for the adoption of the orphaned children. [88] Bicknell, Ernest P., "In the Thick of the Relief Work at San Francisco," _Charities and the Commons_, vol. xvi (June, 1906), p. 299. In addition this chapter has discussed the rôle of catastrophe in stimulating community service, in presenting models of altruistic conduct, in translating energy into action, in defending law and order, and in bringing into play the great social virtues of generosity, sympathy and mutual aid. CHAPTER III CATASTROPHE AND SOCIAL ORGANIZATION The organization of relief--The disaster protocracy--The transition from chaos through leadership--Vital place of communication--Utility of association--Imitation--Social pressure--Consciousness of kind--Discussion--Circumstantial pressure--Climate--Geographic determinants--Classification of factors. We have seen something of the disintegration which followed what has been called the "stun of the explosion." It included the abrupt flight from, and the emptying of, all the houses and centers of employment, the division of families in the haste of the running and the rescue, and the utter helplessness of thousands in the three basic necessities of life--food, raiment and a roof. There was the dislocation of transportation, the disorganization of business, and the problem of unemployment aggravated because not only was the work gone, but also with it the will to work. Social organization comes next in order and because its process was associated with the organization of relief--the first social activity--the sociological factors observed in the latter call for descriptive treatment. When the human organism receives an accident to one of its parts, automatic relief processes from within spring at once into being, and it is so with the body politic. This "_vis medicatrix naturae_" assumes sovereign power over all the resources of the community. That part of the social sensorium which is most closely organized in normal hours, first recovers consciousness in disaster. In the case of Halifax it was the army. So was it in San Francisco, and in Chelsea. The army has the intensive concentration, the discipline, the organization and often the resource of supplies instantly available. Its training is of the kind for the endurance of shock.[89] It so happened that at Halifax large numbers of men in uniform were stationed where they could quickly respond to call. They were very soon under orders. The military authorities realized before midday, the part which the army should play. The firemen too were a social group which largely remained organized, and responded to the general alarm soon after the explosion. Their chief and deputy-chief had been instantly killed so they were leaderless, until one of the city controllers assumed command, and in spite of the wild exodus when the alarm of a second explosion spread, these men remained at their posts. [89] What has been said of soldiers is of course equally true of sailors. Play actors also display similar traits of collective behavior. They are accustomed to think quickly, to live in restricted spaces, and to meet emergencies. Than the stage there is no better school. Each actor does his or her part and it alone. The Academy Stock Company, forsaking the school of Thespis for that of Esculapius, organized the first relief station established at Halifax. This was in operation about noon on the day of the disaster. Thus it came about that the soldiers, firemen and play actors may be called the disaster protocracy.[90] They were "the alert and effective," the most promptly reacting units in emergency. And it would appear that the part of society which is most closely organized and disciplined in normal periods first recovers social consciousness in disaster. [90] Giddings, Franklin H., "Pluralistic Behaviour," _American Journal of Sociology_, vol. xxv, no. 4 (Jan., 1920), p. 539. It is the events of the first few hours which are of special interest to the sociologist. The word most descriptive of the first observable phenomenon was leadership. The soldiers were foremost in the work of rescue, of warning, of protection, of transportation and of food distribution. But the earliest leadership that could be called social, arising from the public itself, was that on the part of those who had no family ties, much of the earliest work being done by visitors in the city. The others as a rule ran first to their homes to discover if their own families were in danger. From this body in a short while however many came forward to join in the activities of relief. As already said those with no social, family or property ties were among the first to begin relief work. But many of these started early simply because they were present where need arose. Many indeed of the uninjured folk at a distance seemed unable to realize the terribleness of the immediate need in the stricken area. In fact, owing to the collapse of communication they did not for an appreciable time discover that there was an area more stricken than their own, and devoted themselves to cleaning up glass and the like. But within a quarter of an hour a hospital ship had sent ashore two landing parties with surgeons and emergency kits. With almost equal dispatch the passengers of an incoming train--the railroad terminal at the time being in the north end of the city--were on hand, and were among the earliest first-aid workers. One, a Montreal man, was known individually to have rendered first aid to at least a half hundred of the wounded. It was early afternoon, perhaps five hours after the catastrophe, when a semblance of coöperative action in rescue work began. Previous to this the work had been done in a rapid and random fashion, a single ruin being dug through a second or even a third time. Then came the recognition of the utility of association.[91] Thereafter the searchers became parties each of which was detailed to go over a definite area. When a particular section had been covered it was so recorded. This process considerably expedited the work in hand. Meanwhile relief was organized in other important directions. [91] Tenney, Alvan A., Unpublished lectures on Social Organization. The vital place of communication in society was recognized at once. It is a major influence in association, and upon it in disaster depends the immediacy as well as the adequacy of relief. Connections had been cut by the explosion and the outside world could only wait and wonder. How little real information filtered through is shown by the fact that at Truro, only sixty-two miles distant, the announcement was made three hours after the explosion that the death roll would not bear more than fifty names. Nevertheless within an hour after the explosion a telegraph company had a single line established, and with news of the disaster, communities everywhere took up the rôle of the Samaritan. While the great hegira was in progress another leader, a railroad official, drove rapidly out the Bedford Road and commandeered the first unbroken wire to Moncton. Thereafter all that the government railroad equipment could do was at the community's service. Meanwhile the dislocated railroad yards were being combed for a live engine and coaches in commission. A hospital train was put together and in less than four hours after the explosion a large number of injured people were being transported to Truro. Even before the rushing of the wounded to the hospitals a few began to realize the great human needs which would soon be manifest among the concourse of thousands who waited in helpless suspense upon the Common and the hill. Here they were _en masse_, a typical social aggregation, responding to the primitive, gregarious instinct of the herd. "Like sheep they had flocked together too bewildered for consecutive thought."[92] Yet here ministrations of one sort or another came into spontaneous operation. Soon the military began raising white tents upon the field. One after another they rose, presenting the appearance of an huge encampment. The idea spread by imitation,[93] the repetition of a model,--"the imitative response of many minds to the suggestive invention of one." One or two here and one or two there began to prepare the big church halls and other roomy institutional buildings for occupancy. Hastily the windows were patched up, the glass swept out, and no sooner had the danger of a second explosion passed, and the rumor of a possible roof reached the homeless, than they began to repair thither. At first each improvised shelter became a miniature clothing and food depot as well as a habitation. Then the idea spread of taking the refugees into such private homes as had fared less badly. Imitation is the foundation of custom. It became the thing to do. The thing to do is social pressure. It may be unwilled and unintended but it is inexorable. It worked effectively upon all who had an unused room. Many sheltered upwards of a dozen for weeks; some, more. [92] Bell, McKelvie, _A Romance of the Halifax Disaster_ (Halifax, 1918). [93] Tarde, Gabriel, _Les lois de l'imitation_ (N. Y., 1903), translation by E. C. Parsons, ch. i, p. 14. In the homes and shelters association of the like-minded soon came about through consciousness of kind. At first it was a very general consciousness which seemed to draw all together into a fellowship of suffering as victims of a common calamity. There was neither male nor female, just nor unjust, bond nor free. Men, women and little children lay side by side in the large sleeping rooms and "shared each other's woes," for "the consciousness of kind allays fear and engenders comradeship."[94] Then followed requests for changes of location in the dormitories, and for changes of seats at the dining tables. As various shelters sprang up, the religious element appeared. Applications came for transfers from Roman Catholic institutions to Protestant stations and _vice versa_. Even the politically congenial were only too ready to segregate when occasion offered. [94] Giddings, _op. cit._, p. 396. Discussion and agreement must precede all wise concerted volition. There must be "common discussion of common action."[95] Propositions must be "put forth" and talked over. There must be a "meeting of minds" and a "show of hands," and decisions made. There had been no preparedness. The city possessed not even a paper organization for such a contingency as a sudden disaster; so that during the most precious hours citizens and civic officials had to consult and map out a program as best the circumstances allowed. It was late afternoon on the day of the disaster when a tentative plan had been formulated in the City Hall. The newly formed committees could do but little until the following dawn. [95] Bagehot, Walter, _Physics and Politics_ (N. Y., 1884), p. 159, _et seq._ Men at best are largely creatures of circumstance. Innumerable causes, small and great, conspire to incite social action. But in catastrophe the control of circumstantial pressure[96] becomes almost sovereign in extent. The conditions it brings about, while often delaying measures of individual relief, account very largely for the rapidity of organization. While they limit they also provoke effort. The common danger constrains great numbers to "overlook many differences, to minimize many of their antagonisms and to combine their efforts." At Halifax the pressure of indescribable suffering precipitated the medical and hospital arrangements which were the earliest forms of communal service. But it was the meteorological conditions which commanded the most prompt attention to the consideration of shelter and clothing. The months appeared to have lost station and February to have come out of season. The following table gives the weather record for the seven days which followed the catastrophe.[97] It is the record of a succession of snow, wind, cold and blizzard. Thursday, Dec. 6th. 9 a. m. Fair. Frozen ground. Light N. W. wind. No precipitation. Temperature: max. 39.2, min. 16.8. Friday, Dec. 7th. 9 a. m. N. E. wind, velocity 19. Snow falling. At noon N. W. gale. Afternoon, blizzard conditions. 9 p. m. N. W. wind, velocity 34. Precipitation 16.0 in. snow. Temperature: max. 32.2, min. 24.8. Saturday, Dec. 8th. 9 a. m. N. W. wind, velocity 20. Intermittent sunshine. 9 p. m. N. W. wind, velocity 11. Precipitation 1.2 snow (in a. m.). Temperature: max. 29.8, min. 15. Sunday, Dec. 9th. 9 a. m. S. E. gale, velocity 39. Streets icy and almost impassable. 9 p. m. S. W. wind, velocity 27. Precipitation .99 rainfall (1.40 a. m. till noon). Temperature: max. 50.41, min. 14.6. Monday, Dec. 10th. 9 a. m. S. W. wind, velocity 11. Afternoon, blizzard (worst in years). Knee-deep drifts. 9 p. m. W. wind, velocity 20. Precipitation 5.6 snowfall (2 p. m. till 5.40 p. m.). Temperature: max. 34.2, min. 16.8. Tuesday, Dec. 11th. 9 a. m. Clear. W. wind, velocity 18. 9 p. m. W. wind, velocity 11. No precipitation. Temperature: max. 18.2, min. 6.6. Wednesday, Dec. 12th. 9 a. m. N. W. wind, velocity, 15. 9 p. m. N. E. wind, velocity 3. No precipitation. Temperature: max. 17, min. 2. [96] Giddings, _op. cit._, p. 390. [97] From information kindly supplied by D. L. Hutchinson, director of the St. John (N. B.) observatory, and F. B. Ronnan, Halifax Station. In consequence of otherwise unendurable conditions, the most rapid repairs were made to all habitable houses or those possible of being made so. The same was true of public buildings, hospitals, factories and warehouses. Moreover the same explanation accounts for the exodus of many who sought for shelter to the countryside nearby; and the many more who accepted the invitation of, and entrained for various Nova Scotian towns which became veritable "cities of refuge" to hundreds. The climate[98] decided the question of reconstruction in favor of temporary structures; for it was a time of year when prompt rebuilding was out of the question. Climatic conditions also seriously delayed the arrival of relief supplies, allowed but scanty provision for many, kept some from the depots of relief, or from surgical aid; and others standing in line in the bitter cold. It also added seriously to the sanitation and shelter problem. But it speeded and spurred the workers to prevent the maximum of exposure and neglect. It called imperatively for the most effective system, and many of the workable methods were hit upon under the stress of storm. An illustration of this may be found in the adoption of many food depots instead of one central station. Regional influence thus "fixes the possibilities of organization and collective effectiveness."[99] The sociologist must study maps of lands and plans of cities. The location of the food stations at Halifax was a matter of topography as were the later administration districts. The city is widely spread out. It has fifty more miles of street than a city of similar population in a neighboring province. Six depots were established for the public distribution of supplies,[100] situated so as to touch the entire needy population most effectively, and to equalize the groups to some degree. So too, in the matter of dressing stations, accessibility was a deciding factor. But even this system had to be supplemented. Bread vans were driven hither and thither and when halted in the center of a street were usually immediately surrounded. Thus social reorganization in catastrophe witnesses to an urgency resident no less in space than in time and reëmphasizes the importance placed upon the physical factors in sociology. [98] Semple, Ellen, _Influences of Geographic Environment_ (N. Y., 1911), p. 607, _et seq._ [99] Giddings, _op. cit._, p. 389. [100] For a period of two weeks meals for 15,000 people were distributed every day. Thus may be said to have come about the transition from chaos to a semblance of community organization. Not the normal civil social order of pre-disaster days, but the establishment of a species of collective behavior, and the organization of relationships apparently of a quite different character. The difference was one which might be compared to that between a great relief camp and a city. But the difference was only superficial. Fundamentally there were to be seen the factors underlying all social organization. These have been already illustrated, and are classified as psychological, such as leadership, gregarious instinct, imitation, consciousness of kind, discussion, recognition of utility of association and custom; and as physical, including climate and topography.[101] The conclusion was drawn that the part of society which is most closely organized and disciplined in normality, first recovers consciousness in catastrophe, and the value of a militia organization in every community is a practical corollary. This follows not only because of the imperturbability and the promptitude of reaction, of an army in crisis, but also because of the rapidity with which it can be mobilized, its value in preserving law and order, its authoritative control and power to punish, and because of the attending psychological effects of orderly bearing and coolness in a time of general chaos, bespeaking a care that is at once paternal and sympathetic. [101] Other sociological factors might also be illustrated, namely, (a) the biological, including, besides the density of population, the heredity and the physical and mental health of the inhabitants. (b) the equipmental factor, including available economic resources, general enlightenment, social surplus and institutional facilities for re-education, _etc._ (_Vide_ ch. vii.) CHAPTER IV CATASTROPHE AND SOCIAL ORGANIZATION (Cont'd) The reorganization of the civil social order--Division of labor--Resumption of normal activities--State and voluntary associations--Order of reëstablishment--Effects of environmental change--The play of imitation--The stimulus of lookers-on--Social conservation. It is not necessary to repeat the fact, which the reader has already seen, that the process of complete social organization was largely expedited by the organization of relief, and materially reacted upon by it. The community's "big men," the men of prominence, the men of broad experience in civic and philanthropic work, the men who knew the resources of the city and had the prestige to command them, were deeply immersed in the relief work while the businesses and the departments of the shattered body politic waited or went forward in a more or less indifferent way. But this could be both economically and socially of a temporary nature only. "Business and industry must be set agoing. Church and school must resume the ordinary routine. One by one the broken threads of the former everyday life, the life of custom and habit must be reconnected." The division of social labor[102] is a law of society. It is traceable back to the primitive household itself, and is a result of underlying differences. The great "cause which determines the manner by which work is divided is diversity of capacity." With the advent of the social specialists at Halifax a major division of function began. The responsibility for the relief work having been delegated to a special social group, public thought and public men were free to turn their energies to the restoration of a normal society. [102] Durkheim, Émile, _De la division du travail social_ (Paris, 1893). But it was the reorganization rather than the organization of relations which the sociologist observes to have first taken place. The stage was all laid. It was necessary only for the actors in the drama to resume their places. The old "parts" awaited them, although many of the "properties" were no more. Or to use the more sociological jargon one might say, there was still the homogeneity of stock, still a dominating like-mindedness, still a protocracy, still a group of mores to serve as media of social self-control. Indeed most of the former complexities of social structure remained. But this was only potentially true. The social relations based upon the underlying factors had to be resumed. Moreover the resumption was accompanied by various changes the significance of which will appear in later discussion. The order of the resumption of normal activities is of unusual social interest as are also the influences which were in play and the changes which ensued. It may be objected that such a tabulation is unfair to the various socially component groups and that the special exigencies of each preclude comparison. But at least one index of the bent of the social mind is the separation of those activities which must needs be first rehabilitated, from those which can wait. Organizing genius was not entirely occupied with relief in the ordinary sense of the term. Economic vigor is one of the most vital things in a community's life. It is in a sense fundamental not only to happiness and general well-being but accompanies and conditions the cultural institutions, religious, educational and aesthetic. It is not surprising then that commercial activity was in actual fact the earliest aspect of life to resume a semblance of normality. Naturally public utilities were first on the list, for these include systems of communication without which society can hardly be. Reference has already been made to the speed with which a makeshift service was established, but our purpose here is to record the resumption of normal activity. Wire communication is led out from the city by pole lines. Many of these had been demolished, or broken at the crossbeam. Clerks had been injured and instruments damaged. In spite of these odds one was reconnected within an hour, and by the evening of the day of the disaster six direct multiplex wires to Montreal, three to St. John and one each to Boston and New York, had been established. Upwards of a thousand messages an hour went forth the first week. The work became normal about December twentieth. The telephone system suffered the loss of the entire northern exchange and of the harbor cable--broken through ships dragging anchor--a total material damage of one hundred thousand dollars. Its personnel was also depleted. Nevertheless telephone business may be said to have been generally resumed on the seventh, the day after the disaster, and the load of local traffic soon attained over one hundred and twenty percent above its average figure. Telephone service was absolutely suspended for only about two hours,--the period of prohibition from buildings,--and the cable telephone for about three days. Messages of a social character were tabooed for several weeks, when the work again became normal. The illumination service was quickly restored. The company was able to give partial light and some service from noon on the sixth. Periods of intermittent darkness however, were not unusual. Gas service was off until December the ninth--the top of the gasometer having been broken and two hundred thousand cubic feet deflected from the mains into the air--when repairs were completed and on the tenth the service resumed. On the fourteenth gas and electric light service became normal. Railroad communication had been dislocated. The explosion occurred in the vicinity of the principal sidings and vital portions of the system. Three miles of the main road were buried in debris, the station wrecked, equipment damaged, and crews scattered searching for their dead. In spite of this, as already noted, a hospital train was sent out in the early afternoon of the disaster day and incoming trains were switched to their new tracks leading to the south end terminal. On the evening of the day following the disaster--Friday--the first regular train for Montreal left the city. Two days later the main lines were clear and the first train left the old passenger station on Saturday evening. By Monday the full passenger service was resumed, to and from the station. Eight days after the catastrophe all branches of the service were working and conditions were fairly normal. The rolling stock of the street-car system sustained much damage. Some of the employees were injured and others were unavailable. A scant service was restored at noon on December the sixth. By six o'clock of the seventh, tram lines in the north section were able to resume an eight-car service. Then the blizzard came and tied up all lines. It was not until Sunday, December ninth, that it was possible to resume any semblance of car service. On the twenty-second of December, twenty-two cars were operating--twenty-seven is the normal number,--but the shortage of men made it difficult to operate the full number. The service was not entirely normal for some months owing to the severe storms all winter which tied up the lines and caused delays, and to the shortage of men to handle the cars. The newspaper offices by the employment of hand compositors were able to produce papers on December seventh but in limited editions and of reduced size. This was owing to the dependency of the linotypes upon the gas service which had failed. The normal-size production recommenced in a week's time.[103] [103] In the great Baltimore fire of 1904 the _Baltimore Sun_, by remarkable enterprise was gotten out at Washington, 45 miles distant, and did not miss a single issue. The postal service was completely disorganized and was not restored to any extent until Monday the tenth of December. Owing to the innumerable changes of address, as well as many other reasons, it was weeks before there was a normal and reliable distribution of mails. The banks were open for business the morning following the catastrophe, just as soon as the doors and windows were put in. Traffic of relief trains coming in affected the ordinary trade for three months, more or less, but principally outside of the city. In the city all business in the banks went on as usual the day after the explosion. Two instances are selected at random to illustrate the resumption of general business activity. Out of much wreckage and a forty-thousand-dollar loss one company restarted paint and varnish making on January second. A large clothing establishment, had been badly damaged. The factory and all branches of the business were running in five weeks--January tenth. Machines were in operation with shortened staffs at an earlier date. The regular meetings of the City Council recommenced on December twentieth, and were held regularly from that time on. The Board of Trade rooms were not badly damaged and there was no cessation of work or meetings. The theatres were speedily repaired and resumed business on Friday, December the twenty-eighth. The Citizen's Library was a few weeks closed for the circulation of books, and used in relief service as a food depot, thus ministering to a hunger which is more imperious than that of mind in the hour of catastrophe. Of the churches several were entirely destroyed. In all cases the edifices were injured, organs disordered and windows shattered. Parishes were in some instances almost wiped out. In a single congregation four hundred and four perished. In another nearly two hundred were killed, the remainder losing their property. In a third, of the one hundred and eight houses represented in the congregation only fourteen were left standing. Hurried efforts were made to safeguard church property, but church services were not generally resumed until the second Sunday.[104] Even then the congregations were small and the worshipping-places were not in all cases churches. Theatres, halls and other buildings housed many a religious gathering. While the restoration of churches waited, clergy and church workers gave themselves unremittingly to the relief of the needy, the succor of the injured and the burial of the dead. Their intimate knowledge of family conditions was of inestimable value in the relief administration. Sunday schools were reassembled as accommodations permitted, but it was many months before the attendances approximated the normal. [104] On the first Sunday, December ninth at eleven o'clock Archdeacon Armitage conducted Divine service in St. Paul's Church, and the same afternoon this edifice was used by the congregation of All Saints Cathedral. The school system was badly disorganized. Three buildings were totally destroyed, and all were rendered uninhabitable for some time. The loss was approximately eight-hundred thousand dollars. The members of the staff were given over to relief committees, registration, nursing and clothing service. Early in March, about three months after the explosion, arrangements were completed whereby nearly all the children in the city could attend classes. The double-session system was introduced to accomplish this. Rooms were necessarily over-crowded and ventilation impaired. By May eighth, fifteen school buildings were in use.[105] [105] Quinn, J. P., _Report of Board of School Commissioners for City of Halifax_, 1918. Progress in reopening schools is indicated by the following schedule. Dec. 10 ................ classes in one institution Jan. 7 ................ " " three emergency shelters Jan. 8 ................ " " a church hall Jan. 14 ................ " " five school buildings Jan. 17 ................ " " one institution Jan. 21 ................ " " two school buildings Jan. 22 ................ " " one school building Jan. 24 ................ " " one school building Feb. 1 ................ " " one institution Feb. 25 ................ " " two school buildings Mar. 16 ................ " " one school building Apr. 8 ................ " " one school building May 8 ................ " " one school building May 20 ................ " " two portable schools The community as finally reorganized differed materially from that which had preceded. The picture of the conditions at a considerably later period will be fully presented elsewhere. Here will be noted only a few social effects immediately apparent and due to the temporary environmental conditions. Owing to the number of men required for reconstruction work the Tramway Company found it very difficult to get a full complement of men back into the service. As a result they took into consideration the advisability of employing women conductors, and finally adopted this plan. At the time of the explosion a heated election campaign was in progress. Then representative men of both political parties urged their followers to drop the election fight and the election was deferred and later rendered unnecessary by the withdrawal of one of the candidates. The darkening of the water-front, the shading of windows, and other war-protective measures against the submarine menace, were given little attention for many weeks, and the coming into operation of the Military Service Act was postponed. The establishment of relief stations, and later, of the temporary relief houses in the central and southern portion of the city brought about a very unusual commingling of classes, as well as a readjustment of membership in schools, parishes and various institutions. Club life, social life, lodge and society "evenings" were for a considerable period tabooed, because of a general sentiment against enjoyment under the existing conditions as well as to lack of accommodation and of time. The clamor for arrests, for the fixing of responsibility for the disaster, and for the meting out of punishment was for a long time in evidence, but never received complete satisfaction. The difficulties of restoration of school attendance repeated the experience of the Cherry disaster, and the Truant Officer had a very strenuous time owing to the fact that so many people had changed their addresses. A number of "special policemen" were recruited from citizens of all ranks, and this force materially assisted the members of the regular department. Owing to the large influx of workmen following the catastrophe, as well as for other reasons the work of the detectives was greatly increased.[106] [106] Hanrahan, F., _Report of Chief of Police_, Halifax, 1918. The survivors of two neighboring congregations, although belonging to different denominations, united in erecting a temporary church building--their respective churches having been destroyed--and have since worshipped together--a demonstration of the practicability of church union under circumstantial pressure. The display apartments of a furniture concern were utilized as actual living rooms by refugees for a period, while at the same time business was in operation throughout the rest of the establishment. The necessary functioning of relief activities, seven days in the week, the keeping of stores open on Sundays and the general disorganization of the parishes was reflected for a long period in a changed attitude upon the part of many towards Sabbath observance. German residents of the city were immediately placed under arrest when the disaster occurred, but all were later given their freedom. The citizens of Halifax were almost entirely oblivious to the progress of the war and other matters of world interest, for many days after the disaster. The reversion to the use of candles, oil lamps and lanterns was an interesting temporary effect. The rapidity of the reorganization, as well as the subsequent expansion, noted later, was largely effected by the social law of imitation already noticed. Many of the conditions affecting the rate of imitation were present. There was a crisis, there was necessity, there was trade and business advantage, social pressure, public demand, shibboleths--"a new Halifax" for example--but above all there was a multitude of models. The extent and scale of the rebuilding program in one area, the civic-improvement plans which accompanied the work in that district, the record time in which relief houses were completed, the marvellous speed at which the demolition companies cleared away the debris acted as models and stimuli to all inhabitants. The process of speeding-up spread like a great contagion, until the most hardened pessimist began to marvel at the recuperation daily enacted before his eyes. Among the models thus presented may be mentioned that of the rapid establishment of the morgue. This, the largest ever organized in Canada, was fitted up by forty soldiers and mechanics in the brief period of a day and a half. Another instance was that of the American Hospital. "At nine a. m. Bellevue was an officer's mess. By ten p. m. the same day it was a first-class sixty-six bed hospital, stocked with food and medicine and, in charge of Major Giddings;" it expressed a veritable "triumph of organizing ability." In the record time of three months, Messrs. Cavicchi and Pagano, with a maximum strength of nine hundred and fifty men and two hundred and seventy horses working ten hours a day removed every vestige of the debris in the devastated area. Apartments were built at the rate of one an hour. Motor lorries multiplied so rapidly that visitors said there had been an outbreak of "truck fever" in the place. By the stimulus of models, such as these, fresh vitality and motive were imparted to the members of the community. Halifax became busy as never before. New homes, new stores, new piers, new banks, replaced the old as if by magic. Men worked desperately hard. An influence which must not be left unrecorded because of its continuity of functioning is that of the stimulus of lookers-on. More than two hundred cities in all parts of the world had contributed to the reconstruction, and citizens of Halifax knew they were not unobserved. Articles, lectures and sermons were telling forth to interested thousands how a city blown to pieces, swept by fire, buried under ice and snow, and deluged by rain, was a city courageous beyond words. During the month of December, five leading periodicals in Canada and twelve in the United States arranged for articles and photographs descriptive of the city's advantages commercial and residential.[107] Halifax became a world-known city. This added still further spur to action. Halifax simply had to make good. She was bonded to the world. [107] Saunders, E. A., _Report of Halifax Board of Trade_, 1918. There are two considerations which may appropriately bring this chapter to a close. The first arises naturally from what has been said, namely, that in catastrophe it is only after division of function delegates to a special group the responsibility for relief work that public thought is directed to the resumption of normal society. The second is a practical deduction--that of social conservation. Every community should possess a permanent vigilance committee. There should be an emergency procedure on paper with duties outlined to which pledged men may be immediately drafted. Only in this way can social economy be preserved until the arrival of experienced disaster authorities from a distance. CHAPTER V CATASTROPHE AND SOCIAL ECONOMY The contribution of social service--Its four-fold character--The principles of relief--Rehabilitation--Phases of application--Criticisms--A new principle--Social results--Summary for future guidance. We have already seen that there are certain determining factors in catastrophe and its social results. There is not only the level of the general capability and culture of the community, its power to meet crises and to readjust itself, the scarcity or plenitude of its resources, but also the presence or absence of "men skilled in dealing with crises."[108] In the past, disaster-stricken communities have had such men or have had them not. The disasters of the future--with the exception of those far remote from civilization--may depend on the presence of such leaders. They will come from near and far. The contribution of social service is the contribution of men skilled in dealing with crises. Relief thus becomes "an incident of progress and a social policy." We are now to notice this further determining factor in catastrophe as it applied itself to Halifax. [108] Thomas, William I., _Source Book of Social Origins_ (Chicago, 1909), Introduction, p. 18. During the first week at Halifax not only did each day bring its contribution of relief supplies in the way of food and clothing, but each day brought also men and women of skill and experience in social work to place freely their vision and ability at the service of the community.[109] [109] J. H. Falk, an expert in charge of the social welfare work in Winnipeg; Miss Rathburn of Toronto, Mrs. Burrington of the Y. W. C. A., Toronto. Christopher Lanz, under whose guidance the rehabilitation work after the Salem fire was brought to a successful conclusion; Katherine McMahon, Head worker of the Social Service Department of the Boston Dispensary, Lucy Wright, formerly Superintendent for the Mass. Commission for the Blind; Elizabeth Richards Day, Organizer and for many years Head Worker of the Social Service Department of the Boston Dispensary; E. E. Allen, Superintendent of the Perkins Institute for the Blind, C. C. Carstens, Superintendent of the Mass. Society for the Prevention of Cruelty to Children; John F. Moors, president of the Associated Charities of Boston, who was in charge of the Red Cross relief following the Salem and Chelsea fires; William H. Pear, Agent of the Boston Provident Association; J. Prentice Murphy, General Secretary of the Boston Children's Aid Society; A. C. Ratshesky, Vice-chairman of the Public Safety Committee of the State of Massachusetts. The Halifax disaster was one of the first of great extent which has occurred since the principles of relief have been authoritatively written. No other community has experienced their application so fully or so promptly. One of the workers publicly stated that "Halifax was further ahead in relief work in two weeks than Lynn had been in a month." It was said that: Never before in any extensive disaster were the essential principles of disaster relief so quickly established as at Halifax. In less than twelve hours from the time the American Unit from Boston arrived, the necessary features of a good working plan were accepted by the local committee.[110] This was, it is true, sixty hours after the disaster, but nevertheless the advent of the social specialists brought to Halifax that something which was wanting when the citizens, astounded at the magnitude of their task, wondered just how and where to begin. When Mr. Ratshesky[111] of the Public Safety Committee of the State of Massachusetts, came into the room in the City Hall where a dozen or so were gathered in counsel, already overwrought with fatigue, it was the coming of a friend in need. It was soon clear that the new-comers had had unusual experience in dealing with other disasters. At once everyone took new heart. Only nine hours later, the Citizens' Relief Committee was ready, and a working plan adopted; and from it grew up a wonderful system worthy of study by all students of emergency relief. Thus social service broke into the midst of the great calamity not as a mere adjunct to what was already well devised, but as a central and deciding element, justifying its faith by its work, and its presence by its wisdom in grappling with an inexorable need. [110] Carstens, C. C., "From the Ashes of Halifax," _Survey_, vol. xxxix, no. 13 (Dec. 28, 1917), p. 361. [111] With Mr. Ratshesky were Mr. John F. Moors, and Major Giddings. Of course there had already been a commendable essay toward the solution of what had to be done. Applications for relief came pouring in two hours after the explosion, and industrious workers had already been dispensing to hundreds. On Friday morning volunteers were early at the City Hall, among them many of the public school teachers. A species of organization had already begun, but under congested and the least favorable conditions. A large number of investigators had gone forth, giving information and relief and bringing back reports of the missing, needy, helpless and injured. The Salvation Army had commenced a program of visits to follow up appeals. Clothing of all kinds was pouring into every station where the refugees were gathered together. The Canadian Red Cross was already active. But with the coming of the American Unit,[112] the transfer of the work to a new headquarters upon their advice, and the adoption of a complete plan of organization,[113] the systematic relief work may be said to have in reality begun. [112] The Public Safety Committee of Massachusetts and the Boston Unit of the American Red Cross. [113] The scheme as finally decided upon consisted of a small managing committee with sub-committees in control of food, clothing, shelter, fuel, burial, medical relief, transportation, information, finance and rebuilding. There was a four-fold contribution made by those experienced in relief and disaster organization. The initial service was the establishment of a policy of centralization of authority and administration into one official relief organization. This policy comprised first the coördination of the relief work into one central relief committee, second the placing of the relief funds from all sources into the hands of one finance committee, third the granting of relief by one central management, all records being cleared through one registration bureau, fourth the giving of emergency relief in food, clothing and other things immediately without waiting for the perfection of the relief organization, and fifth, the appointing of a small managing committee to carry out and interpret the general policy determined upon by the executive committee. If the first great service rendered was that of centralization, the second was that of effecting coöperation. The latter was only partially successful. There was at first an inevitable overlapping, especially in the matter of visiting, some families being visited and subjected to interview a dozen times. Failing to achieve complete coördination, the central committee endeavored to limit duplication so far as possible. An invitation extended to the Salvation Army about December eleventh, to place their visitors at the disposal of the general staff of visitors was declined and it was not until January first that this organization fully coördinated with the rehabilitation committee. It was about this time also that the Roman Catholic clergy agreed to coöperate in the registration plans. On December eighteenth the School Board gave official coöperation by assigning fifteen school teachers as volunteer visitors under the direction of the rehabilitation committee. Another obstacle to the complete systematization of the relief work was the most generous but independent distribution of clothing and supplies from the Eaton Center, and from the station established by a charitable Boston lady. The Protestant and Roman Catholic clergy, as well as the Salvation Army and other organizations received supplies in bulk and distributed to their constituents often with hasty or inadequate investigation. There was also at times lack of coöperation among the official committees themselves. Friction and crises arose from time to time, which were only stopped short of scandal. They were the consequence either of assumption of authority upon the part of the under-committees, of ineffectiveness of leadership, or of unfamiliarity with the principles of relief. There were also other problems, some of which it may be useful to note. One of these was the problem of the wisest use of local leaders who knew and could interpret the local point of view and method of doing things. Another that of the absorption of volunteers, many of whom could not be expected to understand the nature of scientific relief service. A third great contribution of social service was that of education in the principles of disaster relief. It was the problem of getting the idea of social conservation understood and established in a community which had not given the subject any thought, and which was quite unfamiliar with the ideals and purposes in view. This was the cause of much delaying of plans, overlapping in giving relief, and giving without substantial inquiry. It explained also the reason for the abundant criticism which arose. When criticism came there was, consequently, no well-informed body of public opinion to which to anchor the committee's work. Educational effort on this subject may be said to have begun with a masterful presentation of the nature of rehabitation at the meeting of the managing committee six days after the disaster. Here was set forth and illustrated the kind of service required and the desirability of such work was at once recognized and inaugurated. Thus the idea of rehabilitation filtered through to the various departments. Trained leaders imparted it to the untrained volunteers. Church, school and club caught something of its spirit and one of the permanent social results of the disaster remains in the partial socialization of institutions. It was this original absence of socialization, this lack of understanding of the true nature of disaster psychology and of the accepted methods of relief that at first made the community so utterly dependent upon the visiting social workers. It may be safely concluded as a fundamental principle that the self-dependence of a community in adversity is furthered by the socialization of existing institutions. The principles of disaster relief cover three stages, first, that of the emergency period; second, that of the period of transition; and third, that of rehabilitation. These principles in order of application may be thus briefly summarized: 1. The coördination of all the relief agencies arising, into one central relief service. 2. The directing of relief funds from all sources to one bonded finance committee. 3. The establishment of a temporary committee only, at first,--the more permanent organization to await the counsel of specialists in disaster relief, an early call having been sent for experienced workers. 4. The avoidance of, or the early abolition of mass treatment, _e. g._ bread lines, food depots, _etc._, as detrimental to a psychology of helpfulness and as calculated to delay a return to self-support. 5. The issuing of orders for supplies on local merchants to follow mass-provisioning. 6. The establishment of a policy of renewable cash grants for short periods until temporary aid is discontinued. 7. Continuance of relief upon a temporary basis until all claimants are registered and the aggregate of available aid ascertained, and the needs, resources and potentialities of self-help studied. 8. An early effort to influence public opinion as to the wisdom of careful policies and critical supervision. 9. The family to be considered the unit of treatment.[114] 10. A substitution of local workers wherever wise, and the use of local leaders in responsible positions. 11. The publication of a report, including a critical survey of policies and methods employed, and a discriminating record of the social results arising therefrom, the mistakes made and other information of value for future emergencies. This report in justice to contributors to include a financial statement. [114] "During the emergency stage of relief the people are dealt with in large groups with little attention to the special needs of individuals ... in the rehabilitation stage the family or the individual becomes the unit of consideration."--(Bicknell, E. P., "Disaster Relief and its Problems," _National Conference of Charities and Corrections_, sess. xxxvi, 1909, p. 12.) The fourth great service rendered was that of the establishment of rehabilitation policies and methods. The work of organizing for rehabilitation, as noted above, did not begin until the sixth day after the disaster. On the eighteenth of December the first chairman was appointed. There followed a developmental period during which little progress was made, save in the familiarizing of committees with the object of rehabilitation. "The object of rehabilitation" says J. Byron Deacon "is to assist families to recover from the dislocation induced by the disaster, and to regain their accustomed social and economic status. Emergency aid takes into account only present needs; rehabilitation looks to future welfare."[115] This was the purpose constantly kept in view. The division of work indicates the nature of the task attempted. The division provided for an advisor, a chief of staff, a supervisor of home visitors, a bureau of application and registration, an emergency department, a department of medical social service and a visitor in children's work. Later a children's sub-committee was included. [115] Deacon, J. Byron, _Disasters_ (N. Y., 1918), ch. v, p. 137. There was first the record and registration made and verified of all the sufferers and those in need. Over six thousand names of registrants resulted. Five districts or divisional areas were arranged for convenience and thoroughness of administration. One of these covered all cases outside of the city itself.[116] In charge of each district was a supervisor, and under the supervisor the various department heads. Trained workers were drawn into the service and their work and that of the volunteer visitors was directed by capable supervisors. The administration of relief was put upon a discriminating "case system." [116] The town of Dartmouth on the Eastern side of Halifax harbor also suffered very seriously in the explosion. It had its own relief organization under the very capable chairmanship of ex-mayor A. C. Johnstone. The nature of the relief work there did not differ essentially from that in Halifax. There were four important phases in which the work developed; the work of general rehabilitation, the medical social work, the children's problem and the problem of the blind. The general rehabilitation service was carried on with varied success. It secured valuable intelligence for all committees and gradually increased in working power and efficiency. How many were put upon their feet again through its kindly counsel and careful coöperation cannot be estimated or told in figures. The problem of medical social service is to learn the social condition of the patient, and to relate that knowledge to his medical condition in order that restoration to health and return to normal family and community relationships shall go hand in hand. A division of medical social service became active a week after the disaster, its workers becoming attached to the several emergency hospitals within the city itself and those established in nearby towns. It had as well a working relationship with the military and the permanent Halifax hospitals. Three thousand patients were cared for in twelve Halifax hospitals alone. Trained medical social workers interviewed eight hundred. The one question to which they sought an answer was: "How shall these patients be brought back again as fully as possible into normal lives and relationships?" Having obtained an answer as best they could, the effort was made to help and relieve to the fullest extent that service and science made possible. The contribution of medical social service was two-fold, immediate assistance and education. By the latter service, which represents the more permanent value to the community, very valuable information and guidance was given to the Halifax Medical Society and the children's and nursing interests. The improvements resulting from these efforts cannot fail to make "follow-up" and "after-care" important considerations in the public health and dispensary work of the future. Immediate assistance was given by the medical social service in six ways: 1. Arranging for clothing and shelter prior to discharge from hospital. 2. Interviews to understand medical social needs. 3. Arranging about eye problems with the committee on the blind, children's problems with the children's committee, family problems with the rehabilitation committee, _etc._ 4. Making a census of the handicapped, and classifying the returns. 5. Placing responsibility for follow-up and after-care. 6. Intensive case work where social problems involved a medical situation. Dr. M. M. Davis, Jr. Director of the Boston Dispensary, writes of the medical social service as follows: It may well be concluded that no organization or "unit" formed to deal with a flood, fire or explosion or disaster, can hereafter be regarded as complete unless in addition to doctors, nurses, relief workers and administrators there is also a due proportion of trained medical social workers. If twelve years ago medical social service received its baptism, Halifax has been its confirmation day.[117] [117] Davis, Michael M., Jr., "Medical Social Service in a Disaster," _Survey_, vol. xxxix, no. 25 (March 23, 1918), p. 675. The children's service was thorough, as it should have been. If the measure of success in disaster relief is the treatment which the children receive, Halifax relief was above reproach. The children's laws of the province are carefully drawn and adequate, the Superintendent of Neglected and Delinquent Children is a man of singular ability and has wide powers. He became chairman of a strong children's committee with which were associated, besides representatives of the children's institutions, two child-welfare workers of high reputation. This committee came in contact with upwards of five hundred families, including more than fifteen hundred children. Their work dealt with the special problems listed below. More permanent supervision was assumed by the Government Commission about five months after the disaster. The modern principle of the widest possible child-placing was encouraged, the effort being to keep children with parents and wherever necessary to subsidize families rather than institutions. The work of the children's committee consisted of 1. Getting urgent temporary repairs made to existing children's institutions. 2. Investigating cases to ascertain if children were in proper custody and receiving proper care. 3. Procuring necessary articles of clothing, _etc._, for children. 4. Hunting for "missing" children, identifying "unclaimed" children, and restoring children to their parents. 5. Interviewing hundreds of people who were: (a) hunting for lost children; (b) wishing to adopt homeless children; (c) arranging for the care of children. 6. Attending to a large correspondence, mostly regarding the adoption of children, for which upwards of a thousand applications were received. 7. Arranging for and supervising the transfer of children from hospitals, shelters, _etc._, the committee in most cases having sent some one to accompany the children. 8. Arranging for temporary maintenance, permanent care, pensions and compensations or allowances for children, including the finding of permanent homes. 9. Locating and referring to the proper agencies a number of wounded children. 10. Getting possession of children unlawfully taken possession of by improper persons. 11. Arranging for the proper guardianship of certain children.[118] [118] Blois, Ernest H., _Report of Superintendent of Neglected and Delinquent Children_ (Halifax, 1918), p. 110. The problem of the blind, was a special feature of the Halifax disaster. Blindness frequently resulted from the blizzard of glass which caused so great a percentage of the wounds. In large proportion the wounded were women who were engaged in their household duties. The rehabilitation of the blind presented problems of care and retraining upon which was concentrated the skill of three superintendents of important institutions for the blind as well as other specialists and workers. The presence in Halifax of a school for the blind with a capable president facilitated greatly an early grappling with the problem. The contributions of the social workers were chiefly of the character already indicated such as that of general medical social service. There were reported on March first, six hundred and thirty-three registrants,[119] but owing to the difficulties of registration this figure remains inexact. [119] Fraser, Sir Frederick, _Report of_. Rehabilitation "takes into account the feelings as well as the material requirements of the bereaved families." An additional phase for social workers is therefore mortuary service. Here is required an exceedingly delicate ministry for which few are qualified. It includes quiet coöperation in the painful process of identification, a sympathetic care for those who succumb to shock or grief, and helpful direction regarding the necessary steps to be taken, in interment. At Halifax this presented a remarkable opportunity for service, and an experienced Young Women's Christian Association worker from Toronto attended in such capacity. There is still another secondary phase which must be referred to as not being without social and moral results,--that of relief of animals. For the sheltering of homeless animals, the dressing of wounds, and the humane dispatch of the badly injured, specially designated gifts had been received. This work received the attention of the Society for the Prevention of Cruelty. It will be useful as reference data to present here the nature of the criticism to which careful supervision gave rise. It was of the most trenchant character, and it centered about the alleged over-emphasis which seemed to be placed on system[120] and detailed investigations inflicted upon persons of whom many were still suffering from deprivation and from shock, and who were unused to the cross-examination methods of expert social diagnosticians. Often the thoroughness of the records seemed to the sufferers to be the more emphasized part of the proceedings. When all classes of people found themselves in need, there were naturally many who deeply resented being treated so palpably as "cases." But theirs was a choice which left but little regard for personal wishes or sensibilities. It is regrettable however to have to say that the cause of social service did not receive in the community the much larger repute which its magnificent work justified, chiefly because the innumerable "typewriters, card catalogues, involved indexes, and multifarious office equipment"[121] were not made less obtrusive. The merest touch of "cold professionalism" soon became fuel for the burning disapproval which spread through the city regarding the methods of relief.[122] Letters to the press gave vent to the indignation of the sufferers. One of the judges of the Supreme Court was as outspoken as anyone. In criticizing the food-distribution system he wrote very plainly of the "overdose of business efficiency and social service pedantry." Why should needy families be required, he asked, to go through a personal visit and reëxamination at the office every week, before receiving a renewal order for food. Such things were not easily understood or explained. It became increasingly felt that such discriminating and tardy administration of provisions was not the will of the innumerable donors who so spontaneously forwarded the generous aid. It was not, so the criticism ran, for the committee to detain and delay the needy recipients for the mere sake of preventing duplication and for the sake of the niceties of case records. At a public meeting in Wards Five and Six, it was charged that "too much red tape had been insisted upon by those in charge of the relief and in consequence of this and other objectionable features of management, there had been many cases of hardship and much unnecessary suffering." [120] The reader may contrast with this the early days of the relief at the Johnstown flood "where two windows were set apart from which clothing and boots were being thrown over the heads of the crowd, and those having the longest arms and the stoutest backs seemed to be getting the most of it"; and where almoners passed through the streets handing "ten dollar bills to everyone whom they met." [121] Johnstone, Dwight, _The Tragedy of Halifax_ (in MS.). [122] There was however no definite organization of the dissatisfied as actually took place at the Slocum Disaster. As to the justice of this it has been already indicated that criticism was inevitable because there existed no well-grounded body of public opinion to which could be anchored the wisdom of sound and thorough social methods. The passing of time has reënforced the rightness of the course taken, and not a few former critics would now be ready to condemn the methods used as not having been radical enough. Still there was an element of justice in what was said, and social workers of the future when thrown into a similar situation should curtain their machinery a little closer, at least until the community can realize the principles which organization must conserve. The principle on which rigid procedure is justified is based upon disaster psychology itself, and is the fruit of a long series of trials and errors. On the first few days after disaster the finer sensibilities of human nature appear. Men and women say "others have lost more, we will get on with a minimum of help." About the fifth day when the poignancy of the horrors has passed and the dead are buried, these same people suddenly discover that there are thousands of dollars available. Then another aspect of human nature comes into evidence. Every device is utilized by each to out-distance the other in the scramble. There has not been a single disaster where this state of mind has not shown itself. The way to deal with it without complete records as yet has not been suggested. The only way a committee can protect itself against disgruntled criticism is to know what it is doing. This is the justification of rigid desk procedure. It is a way to detect and to defeat imposture; though it serves also many other purposes. It was not, however, all adverse criticism which developed at Halifax. There were many who were able to see the beneficent purpose behind the careful service, and as months passed on the value of this experienced administration came to be more generally realized. Indeed so large a place did the Social Service workers eventually fill in the community that many reëstablished families begged for the continuance of the department's supervision even though its aid was no longer required. No greater testimony to the value of this rehabilitation work could be given.[123] [123] Johnstone, _op. cit._ When on January twenty-first the Federal Relief Commission took charge of the entire system, it may be said that there was a change not only of hands, but of policy as well. The large amounts made available by the Imperial and Dominion governments and by public subscription made it possible to substitute for rehabilitation the principle of modified restitution. This change of policy the government adopted because of the conviction upon the part of the people that they were suffering from the vicissitudes of war, and that full restoration was in law and equity of national obligation. The step is of special social significance for Halifax is the first instance where on any large scale[124] the principle of restitution became the guide, rather than that of rehabilitation. This principle of indemnity implies the reinstatement of the beneficiary as nearly as possible into the position from which he was hurled by the calamity which has befallen him. It implies that to the householder shall be given the use of a house, to the mechanic his tools, to the family its household furniture. For the community as a whole it means a speedy restoration of such economical and industrial activities as have been temporarily suspended, the rebuilding of bridges, the reopening of streets, the reëstablishment of banks, business houses, churches, schools. It requires that protection shall be given the defenseless, food and shelter to the homeless, suitable guardianship to the orphan and as nearly as possible normal social and industrial conditions to all.[125] It must be made clear that while in no case was the Halifax policy denominated restitution, but rather "generous relief," in actual practice a large proportion of claims were verified and paid on a percentage basis of the loss suffered, rather than that of ascertained need. The Commission was granted power to "pay in full all personal property and real estate claims duly established to an amount not exceeding five thousand dollars." And while in case of the larger claims of churches, schools, business properties and manufacturing establishments, and the property of the more prosperous classes, there was a policy of just and adequate relief declared, the agitation continued and continues that "every dollar of loss shall be paid in full." [124] Both in Chicago and Johnstown many families were placed in a position practically as good as that which they had occupied before. Carnegie once completely reimbursed the sufferers from a bank failure. [125] Devine, Edward T., _Principles of Relief_ (N. Y., 1904), pt. iv, p. 462. Of such a policy in disaster relief Deacon writes: "It is not the policy of disaster relief to employ its funds in restoring losses and compensating for death or personal injury." Commenting on this statement John F. Moors says: "It is interesting to note that at Halifax, the latest scene of serious disaster, such full compensation is intended."[126] [126] Moors, John F., Book Review, _Survey_, vol. xxxix, no. 17 (Jan. 26, 1918), p. 472. What were the social results of this policy? This question is one of no less interest to the community itself than to the student of sociology. It is perhaps too early for adequate examination and comparison with the policy which formerly held sway. While still a vital question there are observers who have grown dubious, if not of restitution certainly of the lump-sum method of restoration.[127] They assert that for many it proved simply a lesson in extravagance and did not safeguard the economic future of the recipients. Unused to carrying all their worldly goods in their vest pockets, these same pockets became empty again with uncommon rapidity. Victrolas, silk shirts and furbelows multiplied. Merchants' trade grew brisk with "explosion money." There seemed to be a temporary exchange of positions by the social classes. The following statement made by one closely associated with social conditions in Halifax and written over two years after the disaster, shows only too well the danger involved in the application of such a principle. After referring to "the spirit of passive criticism directed chiefly against the few who have borne the burden of restoration" the statement continues: The individuals who after all make up a community have been blinded to the bigger interests by their own individual material losses, and the idea of material compensation on a dollar for dollar basis. As some of us earlier foresaw, the disaster wrought much moral damage, for which no "claims" were even presented, even by those to whom we might look for special moral teaching in such an experience. In the course of our work we come daily upon evidences of this condition lingering in our midst. [127] The courts of small claims devoted ten minutes to each case. The amount awarded was paid on the day the case was heard. Upon the whole disaster-study inclines to the unwisdom of "the disposition to proceed as though the relief committee were a compensation board or an insurance society, and to indemnify for loss." But as already said it is early to appraise. What in ordinary times might be condemned might conceivably under the abnormal conditions of war be less morally dangerous. The system may have been at fault and not the principle.[128] Partly for reasons connected with the war it was desired to conclude the business with dispatch, and not to set up a banking house or a training school in thrift. There remains also the final test, the residuum of relief, the number of those who will remain permanently upon the charity list of the community. Will it be said of Halifax as formerly of Johnstown, that "probably so large a sum never passed into a community of equal size with so little danger to the personal character of the citizens and so complete an absence of any pauperizing or demoralizing influences?" [128] The policy to be pursued in disaster relief cannot yet be finally stated. It may ultimately be found necessary to distinguish between the loss of property socially owned, and that of private ownership. The lessons which come out of this experience at Halifax may easily be summarized. 1. The socialization of all communities should be promoted if for no other reason than for protection. 2. More technical methods of coördination are desirable. 3. To display the machinery of organization is unwise. 4. The supervision of voluntary services should be in the hands of one vocationally trained for the purpose. 5. Further consideration is required as to the policy of restitution and its administration. 6. The wisdom should be considered of establishing a secret relief distribution service, such as fraternal societies conduct for those who though in need will not publicly accept assistance. 7. The necessity of using trained searchers for the dead, who will note the precise spot where bodies are recovered, the centralization of all morgue service, the use of metal tags instead of paper, the sterilization and preservation of clothing and effects for purposes of identification, and in addition the development of a morgue social service with training and qualifications of a special character. 8. The complete organization of a social relief reserve with members beforehand definitely assigned to special tasks, with requisite printed supplies in readiness would render the most effective social economy in emergency. This reserve should be trained in the general organization of shelter, food and clothing, in the shaping of a policy of general rehabilitation, in medical social service, in children's work and in the use of volunteers. To answer the requirements of what could be called in any sense a sociological treatment of the disaster, the foregoing chapter on the contribution of social service could with difficulty be omitted. Social service introduces a relatively new element of leadership and control upon which disaster sufferers of the future may rely and which assures to any community the presence of those who have special skill in dealing with crises. The "relation of the great man to the crisis is indeed one of the most important points in the problem of progress"[129] in catastrophe. The subject also assumes special importance in the development of the thesis itself. No accounting for social changes which may hereafter be enumerated can be accurately undertaken without full consideration of the major influences which were present. Thus by elimination we may be able to better gauge the strength of the factor of catastrophe itself. The place of government and other social factors, however, has yet to be discussed.[130] [129] Thomas, _op. cit._, p. 19. [130] The author regrets that it has been necessary to omit special mention of the many institutions, societies and voluntary agencies, which were actively engaged in the relief work, and to confine the chapter to the principles employed by those mainly responsible for relief and administration. CHAPTER VI CATASTROPHE AND SOCIAL LEGISLATION Governmental agencies in catastrophe--What seems to be expected of governments--What they actually do--Social legislation--A permanent contribution. We have thus far been tracing certain of the major influences which are brought to bear upon a community when, after having been overtaken by catastrophe, it is settling back into its former habitistic channels,--channels which not even catastrophe can altogether efface. Some of these influences are intra-communal and self-generating, such as the reconstructive impulses already examined. Others are ultra-communal, such as those vigorous social forces which sweep in upon a disaster city with the suddenness of catastrophe itself. There is a further influence which is of a community yet in a sense not of it alone, but of all communities--government--that institution of society which expresses its will by legislation, a will which may or may not be the will of the community concerned. And because legislative action is responsible action, and precedent-setting action, it is apt to be deliberative action. Perhaps this is especially true of the new and less familiar field of social legislation. While it may be that the latest group to function effectively at Halifax was government, social legislation when forthcoming contributed an important and deciding influence, and was in turn itself enriched by the calamity. The boundaries of social legislation are still in the making and daily enclosing a wider and wider field. But not all governments are sympathetic with this process. There are two standards of legislation--the one conserves above all things the rights and privileges of the individual, the other considers first the community as a whole. The superiority of the new ideals of legislation rests here, that it is the general interest which is primarily consulted and becomes the norm, rather than the rights of the individual citizen. Progress in legislation includes its extension into all the affairs of life, retaining as much as may be the liberty of the individual while progressively establishing the interests of all.[131] Its evolution is traceable from the first poor laws, all down the long succeeding line of those dealing with education, health, labor and recreation. However much agreement or disagreement there may be and is as to the wisdom of this mutable sphere of ameliorative legislation, changing just as one ideal or the other happens to be in the ascendancy, there is at least no doubt as to the duty of the government to protect and safeguard its citizens. [131] Lindsay, Samuel M., Unpublished Lectures on Social Legislation. The one duty of the state, that all citizens, except the philosophical anarchists, admit, is the obligation to safeguard the commonwealth by repelling invasion and keeping the domestic peace. To discharge this duty it is necessary to maintain a police force and a militia, and a naval establishment. Such dissent from this proposition as we hear now and then is negligible for practical purposes.[132] In this duty all governments alike share, be they imperial, federal, provincial or municipal, according to their respective powers. [132] Giddings, Franklin H., _The Responsible State_ (N. Y., 1918), ch. iv, p. 81. At Halifax authoritative control following the disaster was not wholly municipal or wholly martial, but rather an admixture of authorities. Policeman and soldier joined hands as agents of general protection. This service government did and did at once. One of the activities of the disaster relief first taken[133] was that by the Lieutenant-Governor of the Province of Nova Scotia, when he sent to the Chief of Police of Halifax the following order: You are hereby authorized to commandeer and make use of any vehicle of any kind that you find necessary for the purpose of removing the injured and the dead of this city. [133] Reference has already been made to the good work of the Government railroad officials in the quick restoration of service. The service of the police of Halifax was highly commendable. They worked for long periods with little rest to maintain public peace and order. The splendid service of the King's soldiers and sailors has already been considered. They were first and foremost in the work of rescue and of warning. Military orders to vacate the North End district as a precautionary measure followed hard upon the explosion. Military orders permitted the people to return. Within a few hours after the disaster the military established a cordon around the devastated district which no one was allowed to pass without an order, which citizens having business obtained at the City Hall. This was to prevent looting as well as to facilitate the search for the wounded pinned under the debris, and to permit the removal of the bodies of the killed. The burned and devastated area was policed by the military for about two months with the concurrence of civic authority. But catastrophe calls for much more than protection. It calls for a procedure, a guidance, a paternal care, and it calls for it at once. If we ask whether it be the function of government to take the foremost step of leadership in this care, the question is one for Political Science. If we ask the more sociological question whether governments actually and always do so, the answer is unhesitatingly--they do not. Says Cooley: "Like other phases of organization, government is merely one way of doing things, fitted by its character for doing some things, and unfitted for doing others."[134] This proved one of the things for which it was unfitted. Not one of the governmental authorities, civic, provincial, or federal, at once assumed and held authoritatively and continuously the relief leadership. Indeed it is a peculiar commentary that they were scarcely thought of as likely immediately to do so. It should be said, however, that the Deputy-mayor--the Mayor being absent from the city--was very active personally. While one of the controllers was himself replacing the dead fire-chief, the Deputy-mayor called an emergency meeting of citizens on the morning of the disaster, and another at three in the afternoon to consider what to do. This meeting of citizens was presided over by the Lieutenant-Governor, and at it, as already noticed, a beginning in relief organization was made. The committees, it will be remembered, were afterwards reformed upon a new basis on the advice of the American unit. But no civic resources were pledged to the people as was done at the Chicago fire. No moneys were then or subsequently appropriated. The Board of Health did not assert or assume the leadership in the unprecedented situation. The City Hall was indeed set up as the relief center temporarily, but the advice to remove it elsewhere was not successfully opposed. How little civic authority was retained under the disaster circumstances is evidenced by the following complaint. The Board of Control which was then the legal representative body of the city had no member on the executive committee of the disaster administration. One of these controllers publicly criticised the method of the Citizens' Committee as autocratic. He "almost had to have a page to reach the Committee as representative of the Board of Control." When the cabinet ministers from Ottawa were sitting in session in the legislative council room, and giving a hearing to a representative public gathering, the Mayor entered a complaint that the City Council and Corporation had been ignored by the acting committees. The Citizens' Committee exercised the general control. They were entrusted with the special grants and the civic authorities, Board of Health, police, _etc._, so far as emergency matters went, coöperated with them. But the various civic officers were not idle. No one was idle at Halifax. They were occupied with the rehabilitation of the various departments at City Hall and with individual programs of relief. What the civic government continued to do officially was rather in the way of providing the stiff formality of proclamation to the carefully weighed suggestions of the Citizens' Committee. Several of these proclamations were issued. Among them was one urging all people excepting those on relief work or upon especially urgent business to stay away from Halifax for two weeks. Another proclamation was a warning to merchants with regard to demanding exorbitant prices. Over the Mayor's signature went out the nation-wide appeal for aid that "a sorely afflicted people should be provided with clothing and food." The subsequent time, thought and help which City Hall contributed is of less sociological importance to this study. It is sufficient if we have faithfully described municipal aid in disaster as falling under the general category of service, rather than direction.[135] [134] Cooley, Charles H., _Social Organization_ (N. Y., 1912), ch. xxxv, p. 403. [135] This is not to be considered as without exception in catastrophies. A special Citizens' Committee led the operations at the Paterson fire and flood, but at the Chicago fire the City government took immediate and responsible action. This was also the case at Baltimore when the Mayor was the "key to the situation." It should however be added that both at Halifax and Dartmouth the chairmen of the Citizens' Committees were ex-mayors. Turning briefly to the provincial and federal spheres of activity in disaster we note that no special session of the provincial legislature was called, as was done by the Governor of Illinois after the calamity which overtook Chicago in 1871. Yet when the legislature of Nova Scotia convened a fully considered and detailed act was passed incorporating the Halifax Relief Commission, and designating and defining its powers.[136] The several articles defined its establishment as a rehabilitation and reconstruction committee, a town-planning board, as well as its powers of expropriation, its relationship to the city charter, certain parts of which it could amend or repeal; its powers to enforce attendance at its courts and boards; its relationship to the Workmen's Compensation Act and to the insurance problem. Besides, the Commission was also invested with full and adequate discretion regarding schools, churches and business properties. [136] _An Act to Incorporate the Halifax Relief Commission_, Halifax, 1918. Some of the disaster legislative powers and procedures are of special interest to social legislation. Among these were the power to repair, rebuild or restore buildings, the power to repair and carry out a town-planning scheme, the power to amend, repeal, alter or add to provisions in the city charter, the automatic assumption of rights of owner to insure to the extent of the amount expended in repair, and the automatic cancellation of workmen's compensation claims. The act incorporating the commission with powers to make investigation, and administer all funds and properties constitutes Chapter VI of the year 1918. The local legislature also passed Chapter XVIII authorizing the provincial loan of one hundred thousand dollars for the benefit of the sufferers; and Chapter XIX authorizing cities, towns and municipalities to contribute for the relief of sufferers. The action of Premier Borden of Canada for promptitude and wisdom is comparable to that of President Harrison of the United States at the time of the Johnstown flood. The Canadian Premier at the time of the disaster was in Prince Edward Island, an island province lying near Nova Scotia. He at once left for Halifax and arrived the following day. He immediately placed resources from the Federal government at the disposal of the local authorities to assist them in coping with the situation. The third day after the disaster he attended an important meeting regarding the harbor, and strengthened greatly the morale of the city by assuring a complete and rapid restoration of the harbor. Following the Premier came the Minister of Public Works and he too gave much administrative assistance. Then came five members of the Federal Cabinet, each announcing such programs of restoration as to give the community new heart and inspiration. Among these announcements was that of the establishment of a large ship-building plant upon the explosion area. The Canadian government had already as its first act made a grant of one million dollars, toward the sufferers' relief. It was then forcibly urged upon the government that it assume a responsibility towards Halifax such as the British government accepts in "its policy of holding itself responsible for loss and damage by air-raids and explosions." Public opinion seemed to demand that the work of restoration and reparation be undertaken by the government of Canada as a national enterprise. The government while disclaiming all legal liability, acceded to the request. On January twenty-first there was announced the formation of a Federal Halifax Relief Commission to take over the whole work of rehabilitation and reconstruction,--an announcement which brought a feeling of relief to the already discouraged workers. Another interesting contrast may be noted in the fact that while the Governor of Ohio appointed the Ohio Flood Commission to receive and administer relief funds and supplies, the Halifax Relief Commission was appointed by the Governor-General of Canada in Council. This was done under the "Enquiries Act of Canada, being Chapter CIV of the Revised Statutes of Canada, 1906, and under the War Measures Act, 1914, being Chapter II of the Acts of Canada for the year 1914." The Federal grant was later increased to five million dollars, and subsequently to eighteen millions. There should also be here recorded the timely succour afforded by the Imperial Government at Westminster. Following the King's gracious cable of sympathy, the sum of five million dollars was voted by the British Government to the relief of Halifax. The King's words were: Most deeply regret to hear of serious explosion at Halifax resulting in great loss of life and property. Please convey to the people of Halifax, where I have spent so many happy times, my true sympathy in this grievous calamity. Reference has already been made to the policy to which the Commission was committed. This policy may be more exactly stated by an extract from the act incorporating the commission: _Whereas_, the said Halifax Relief Commission as heretofore constituted has recommended to the Governor-General of Canada in Council, that reasonable compensation or allowance should be made to persons injured in or by reason of the said disaster and the dependents of persons killed or injured in or by reason of the said disaster and the Governor-General of Canada in Council has been pleased to adopt said recommendation; _etc._ In the provision of material assistance, the strengthening of morale and the eventual establishment of a Relief Commission, government may be said to have contributed an important and deciding influence in the reorganization of the community of Halifax and its restoration to normal conditions. Not only must social legislation be acknowledged to have had a very direct determining influence upon whatever picture of the community is subsequently drawn, but social legislation itself was enriched by the catastrophe. The association of catastrophe with progress in social legislation has already been noticed in our introduction, the mass of facts in support of which no writer has yet compiled. In this introduction we noted how on many occasions disasters have been the preceding reagents in effecting legislation of permanent social value. It is instanced that city-planning in America took its rise from the Chicago fire, that the origin of labor legislation is traceable to a calamitous fever at Manchester and that the Titanic disaster precipitated amendment to the Seamen's laws.[137] It has been said that "the vast machinery of the Public Health Department in England has rapidly grown up in consequence of the cholera visitations in the middle of the last century;"[138] and also that public health work in America practically began with yellow fever epidemics. Writing of mining disasters, J. Byron Deacon says in this connection If it can be said that any circumstance attending such disasters is fortunate, it was that they exercised a profound influence upon public opinion, to demand new effort and legislation both for the prevention of industrial accidents and for the more equitable distribution of the burden of individual loss and community relief which they involved.[139] Again E. A. Ross writes: A permanent extension to the administration of the state has often dated from a calamity,--a pestilence, a famine, a murrain, a flood or a tempest--which, paralyzing private efforts has caused application for state aid.[140] [137] Parkinson, Thomas I., "Problems growing out of the Titanic Disaster," _Proceedings of the Academy of Political Science_, vol. vi, no. 1. [138] Ross, Edward A., _Foundations of Sociology_ (N. Y., 1905), ch. viii, p. 254. [139] Deacon, J. Byron, _Disasters_ (N. Y., 1918), p. 43. [140] Ross, _op. cit._, p. 253. The student of social legislation who reads this book will turn first to this chapter, and ask what permanent legislation will the future associate with so dire a calamity as that suffered at Halifax. It may be said that not only has special disaster legislation of precedent-setting value been enacted serving in a measure to standardize relief legislative procedure, but social legislation of wider application and more general character ensued. And this was along the line which the student of social law should be led to expect. As calamitous epidemics bring forth regulations of sanitation; as marine disasters foster regulations ensuring greater safety at sea, it might well be expected that a great explosion would bring about regulations controlling the handling of explosives. And this is in reality what has occurred. There were approved on the twenty-fifth day of June, 1919, by the Parliament of Canada, regulations respecting the loading and handling of explosives in harbors, applicable to all public harbors in Canada, to which the provisions of Part XII of the Canada Shipping Act apply; and to all other public harbors insofar as the same are not inconsistent with regulations already or hereafter made applicable.[141] They cover 1. The provision of special areas for berth, for explosives-carriers. 2. Regulations of ship control to be observed in the navigation in harbors of explosives-laden vessels. 3. Regulations to be observed upon vessels carrying explosives. 4. Regulations governing the handling of explosives. "The enactment of these regulations" writes the Under-Secretary of State for Canada[142] "was suggested in large measure by the Halifax disaster." Had these regulations been in effect and observed in Halifax Harbor it is hardly conceivable that the great disaster of 1917 could have occurred. [141] _Regulations for the Loading and Handling of Explosives in the Harbors of Canada_ (Ottawa, June, 1919). [142] In a letter to the author. It should be borne in mind that the recommendation for this general legislation of social utility originated with the Drysdale commission--a board of enquiry appointed by the Federal Government to determine the cause of the disaster and whose judgment, was issued on February fourth, 1918. In Section XIII of this judgment, the following occurs: that the regulations governing the traffic in Halifax harbor in force since the war were prepared by competent naval authorities; that such traffic regulations do not specifically deal with the handling of ships laden with explosives, and we recommend that such competent authority forthwith take up and make specific regulations dealing with such subject. We, therefore, conclude that the function of government in disaster is of primary importance, and that social legislation when forthcoming constitutes an important and deciding influence and is itself in turn enriched by calamity. Brought to the test of comparison with observed facts the statement in the Introduction, that catastrophe is in close association with progress in social legislation receives abundant justification. CHAPTER VII CATASTROPHE AND SOCIAL SURPLUS Mill's explanation of the rapidity with which communities recover from disaster--The case of San Francisco--The case of Halifax--Social surplus--The equipmental factors--Correlation of tragedy in catastrophe with generosity of public response--Catastrophe insurance--A practical step. John Stuart Mill offers a very interesting explanation of what has so often created wonder, the great rapidity with which countries recover from a state of devastation, the disappearance in a short time of all traces of the mischiefs done by earthquakes, floods, hurricanes and the ravages of war.[143] This "_vis medicatrix naturae_" he explains on an economic principle. All the wealth destroyed was merely the rapid consumption of what had been produced previously, and which would have in due course been consumed anyway. The rapid repairs of disasters mainly depends, he says, on whether the community has been depopulated. [143] Mill, John Stuart, _Principles of Political Economy_ (London, 1917), ch. v, p. 74. But this is not an all-sufficient explanation, and indeed applies particularly to countries which have not been bereft of the raw materials of industrial machinery. San Francisco recovered exceedingly rapidly from her terrible experience of 1906. Indeed her quick recovery has been called one of the wonders of the age. San Francisco was not depopulated. Her actual losses of life were but four hundred and ninety-eight, and those injured four hundred and fifteen. The loss of life on the other hand was about two thousand in Halifax, a city of fifty thousand population--but one-eighth that of San Francisco--and her list of injured ran into many thousands. And yet the same phenomenon appeared. There are other factors both social and economic which must not be omitted from an account of the influences of recuperation, namely the equipmental and other factors which produce social surplus. Disaster-stricken communities cannot survive unless their "surplus energy exceeds their needs." They cannot become normal until the social surplus is restored. The social surplus, according to Professor Tenney, is "merely the sum-total of surplus energy existing in the individuals composing a social group, or immediately available to such individuals."[144] It includes not only "bodily vigor" but "such material goods also as are immediately available for the restoration of depleted bodily vigor." It is not only physiological, as life energy, and social, as conditions of knowledge and institutional facilities, but also socio-economic, as equipment for the maintenance or restoration of physiological and social needs. In catastrophe bodily vigor may have been depleted, and material goods been consumed. No period of recuperation or rapid gain can ensue unless such equipment is in some degree replaced and a balance of social surplus restored. This is the _conditio sine qua non_ of recuperation, and of the transition from a pain-economy to a pleasure-economy,[145] after disaster. Certainly the maintenance of the standard of living demands it. The standard of living has been defined as the "mode of activity and scale of comfort which a person has come to regard as indispensable to his happiness and to secure and retain which he is willing to make any reasonable sacrifice." Following Professor Seager's association of the standard of living with population, the reduction of population in catastrophe of a certain character might conceivably operate to automatically heighten the standard of living, just as the growth of population often brings about its fall. But catastrophe often consumes great quantities of material goods and brings about a change in incomes and in occupations.[146] Seager notes that: Actual starvation confronts more rarely those belonging to the class of manual workers, but for them also under-nutrition is a possibility which prolonged illness or inability to obtain employment may at any time change into a reality. The narrow margin which their usual earnings provide above the bare necessaries of life, coupled with their lack of accumulated savings, makes them especially liable, when some temporary calamity reduces their incomes, to sink permanently below the line of self-support and self-respect.[147] [144] Tenney, Alvan A., "Individual and Social Surplus," _Popular Science Monthly_, vol. lxxxii (Dec., 1912), p. 552. [145] Patten, Simon N., _Theory of the Social Forces_ (Phil., 1896), p. 75. [146] At San Francisco "after the fire, the proportion of families in the lower income groups was somewhat larger, and the proportion in the higher income groups somewhat smaller than before the fire." (Motley, James M., _San Francisco Relief Survey_, New York, 1913, pt. iv, p. 228.) [147] Seager, Henry R., _Economics, Briefer Course_ (N. Y., 1909), ch. xiii, p. 210. It must be remembered that at Halifax while the equipmental damage was stupendous, still the heart of the downtown business section remained sound. The banking district held together, and the dislocation of business machinery was less protracted on that account. To this it is necessary to add how to a very considerable extent the material losses were replaced by communities and countries which not only supplied the city with the material of recuperation but with men and means as well. Were her own workmen killed and injured? Glaziers, drivers, repair men and carpenters came by train-loads bringing their tools, their food and their wages with them. The city's population was increased by thirty-five hundred workmen, twenty-three hundred of whom were registered with the committee at one time. Was her glass destroyed? Eighty acres of transparences came for the temporary repairs and had been placed by January the twenty-first. Were her buildings gone? Seven million, five hundred thousand feet of lumber were soon available to house the homeless. Were her people destitute? Food and clothing were soon stacked high. Were her citizens bankrupt because of losses? Fifty thousand dollars came from Newfoundland, another fifty thousand from New Zealand, one hundred thousand from Quebec, one hundred thousand from Montreal, two hundred and fifty thousand from Australia, five million from Great Britain. In merchandise, clothing and cash a million came from Massachusetts. In about fifteen weeks, aside from the Federal grant, eight millions were contributed. The total contributions from all sources amounted finally to twenty-seven million dollars. Factors such as these must not be omitted in examining the sociological recuperation of a smitten city. And when the experience of Halifax is set side by side with the related experiences of other cities a conclusion may be drawn that disaster-stricken communities can always count upon public aid, for the reasons which have already been discussed. But there is found to be strongly suggested a correlation between the striking character or magnitude of a disaster and the generosity of the relief response,[148] as there is also with the immediacy of the appeal. "It is not the facts themselves which strike the popular imagination" says Le Bon, "but the way in which they take place."[149] There have been disasters relatively serious, such as the St. Quentin forest fire, where repeated appeals met with astonishingly little response from the people. "A single great accident" continues Le Bon, "will profoundly impress them even though the results be infinitely less disastrous than those of a hundred small accidents put together." It was in recognition of this principle that "it was decided to transfer the residue of the amount contributed [after the Triangle fire] to the contingent fund of the American Red Cross, to be used in disasters, which in their nature do not evoke so quick or generous public response, but where the suffering is as grievous."[150] [148] At the time of the tragic Martinique disaster the New York committee received $80,000 more than it could disburse. (Devine, Edward T., _The Principles of Relief_, N. Y., 1904, pt. iv, ch. vii, p. 468.) [149] Le Bon, Gustave, _The Crowd: A Study of the Popular Mind_ (London), ch. iii, p. 79. [150] Deacon, J. Byron, _Disasters_ (N. Y., 1918), ch. v, p. 120. Besides the relation of the tragic in catastrophe to generosity and other expressions of sympathy, the experience at Halifax suggests also a relationship between the aid furnished by a contributing community and that community's own previous history in regard to calamity. As an instance may be cited the quick and splendid response which came from St. John and Campbellton, two New Brunswick cities with unforgettable memories of great disasters which they themselves had suffered. It is also not improbable that the study of comparative catastrophe would reveal a correlation between the relative amount of aid given and the distance of those who give. Indeed there are reasons which suggest that the relationship might be written thus: that relief in disaster varies inversely as the square of the cost distance. The association here suggested is given additional plausibility from the fact that attention to certain types of news seems to vary according to this principle, and news notice is no inconsiderable factor in disaster aid. Enough has been said to make it clear that at the present time, in the absence of any scientific method of socially ameliorating the consequences of catastrophe, relief is a fluctuating quantity, and is poorly apportioned from the point of view of need. While such conditions obtain, disasters must inevitably contribute to the inequalities which break the hearts of men. It is alas true, that after all our generosities and philanthropies many people lose their normal position in the social and economic scale through earthquakes, tornadoes, floods, droughts, railway wrecks, fires, and the common accidents of industrial life. These accidents naturally have a vast influence over the lives of their victims; for they often render people unfit to struggle along in the rank and file of humanity.[151] [151] Blackmar and Gillin, _Outlines of Sociology_ (N. Y., 1915), pt. iv, ch. v, p. 402. The only socially defensible way of doing is to spread the economic results of these disasters over the entire community in some form of intra-city catastrophe insurance administered by the Federal government. This alone will overcome the irrationality of an inequitable levy upon the more sympathetic, and the fluctuations of disproportionate relief. And even beyond this step is there not the possibility of an international system in which each nation will insure the other? Certainly at Halifax the aid contributed came from many nations and tongues. But while we are discussing what ought to be and eventually will be done, one very practical step remains which may be taken at once. At the Halifax disaster, we have seen that much of the direction and technical leadership, welcome as it was, and saving the situation as it did, yet came from without rather than from within the country. There is no Canadian who will close these pages without asking whether this must always be. May it not be respectfully suggested, as a concluding result of this study, that the Canadian government, take immediate steps to develop a staff of experts, a reserve fund, and stations of relief strategically located in Canada--these stations to have in their keeping left-over war-material, such as tents, stores, and other equipment together with records of available experts who have had experience in disasters and who may be subject to call when emergencies arise. And now to return to our thesis, and its special enquiry, namely, wherein is the specific functioning of catastrophe in social change? We have thus far concerned ourselves with the major factors of recuperation, intra-social forces, social service, and legislation. We find it necessary now to add that the socio-economic constitutes a no less important factor. But the effects may not stop with mere recuperation. Suppose a city becomes in a trice more prosperous and progressive than ever. Suppose she begins to grow populous with uncommon rapidity; her bank clearings do not fail but rather increase; her industries rebuild and grow in numbers; new companies come looking for sites as if dimly conscious that expansion is at hand! Suppose a city rises Phoenix-like from the flames, a new and better city, her people more kind, more charitable, more compassionate to little children, more considerate of age! Suppose there come social changes which alter the conservatism and civic habits of many years--changes which foster a spirit of public service, and stimulate civic pride! Then there is clearly some further influence associated with the day of disaster. Perhaps we shall find progress innate in catastrophe itself. CHAPTER VIII CATASTROPHE AND SOCIAL CHANGE The unchanging Halifax of the years--The causes of social immobility--The new birthday--The indications of change: appearance, expansion of business, population, political action, city-planning, housing, health, education, recreation, community spirit--Carsten's prophecy. Halifax has had her fair proportion of tribute in her time. Kipling has called her "the Warden of the Honor of the North." Pauline Johnston sings of her pride of situation. As Edinburgh, "it is a city of many charms; beautiful for situation, beyond most of the cities of the world; vocal with history beyond most, for at every turn of its streets some voice from the past 'comes sounding through the toon.'" Her public gardens are the envy of all. Her vistas of the sea are without compare. Her Northwest Arm is a veritable joy. Birds sing in her homes. Cheery wood-fires burn brightly in her open grates. No city of her size is more hospitable than she. But she has always been a city which has never quite entered into her heritage commercially. Situated where by nature she might well be great, she has always been small. Unambitious, wealthy[152] and little jealous of the more rapidly-growing cities, she has prided herself on being a lover of better things. Commerce and industry were things alien[153] and secular. She devoted herself to standards of art, music, learning, religion and the philanthropies. Charitable and philanthropic institutions abounded. She has had her own conservative English ways. She affected homage to "old families," and to that illusory element "social prestige." She welcomed each new knight which the favor of the king conferred, and grew careless of civic prosperity and growth. She had leaned "too long upon the army and the navy" and her citizens had become "anaemic," "lethargic" and standstill; their "indifference" and "inertia" were a commonplace. Halifax had been complacent and academic rather than practical in her outlook upon the world and her general attitude toward life. [152] Halifax is the wealthiest city per capita in the Dominion of Canada. [153] For years real estate was marketed "quietly." In fact, real property was in the hands of one or two specialists only. Geographically she suffered by her situation on the rim of the continent. She experienced not a little neglect and isolation because she was an undeveloped terminal, and not a junction point. Travellers and commercial men could not visit her _en route_ but only by special trip. Again "the government has had altogether too many interests in Halifax for the good of the place." "Government-kept towns" are not as a rule "those which have achieved the greatest prosperity." Halifax as a civil-service headquarters and a government military depot was perhaps open to the charge of being at least "self-satisfied." Valuable acres of non-taxable land have been far from stimulating to civic enterprise. An historic city too, Halifax fell under the blight of overmuch looking backward, and sociologically the back look has been always recognized as the foe of progress. But she has had a past to be proud of--one which throbs with incident and interest. Born as a military settlement, she has been a garrison city and naval station for more than a hundred and fifty years. She has been called "the stormy petrel among the cities--always to the front in troublous times." She has served and suffered in four hard wars. She has gloried in this wealth of years and storied past. Her traditions have been traditions of royalty, blue blood, dashing officers, church parades, parliamentary ceremonies, fêtes, levées and all the splendor and spirit of old colonial times. A newspaper has published daily items of a generation before, and weekly featured a reverie in the past.[154] Old in her years she remained old in her appearance, old in her ways, and in her loves. She boasted old firms which have kept their jubilees, old churches wherein was cradled the religious life of Canada, an old university with a century of service. Each noon a cannon boomed the mid-day hour, and like a curfew sounded in the night. [154] _The Acadian Recorder_, C. C. Blackadar, editor. Search where one will, it would be difficult to find another city which has more completely exhibited the causes of social immobility as set forth by sociology. For there are, it must be remembered, causes of immobility as well as factors of social change. They may be geographical difficulties, or elements more distinctively social--an over-emphasis of government, discouraging innovation, too great a "volume of suggestion," the drag of "collective customs and beliefs," a "traditionalist educational system," the "inheritance of places and functions" tending to arrest development, "government, law, religion and ceremony, hallowed by age."[155] All these reënforce the conservative tendencies in society and preserve the _status quo_.[156] [155] Ross, Edward A., _Foundations of Sociology_ (N. Y., 1905), ch. viii, p. 197. [156] There are other causes of conservatism. A comparative freedom from disasters in the past is one. Halifax has suffered few in her entire history. Indeed the cholera epidemic is the only one of any consequence. She remained one of the last large wooden cities. Her sister city, St. John, was stricken by a disastrous fire and stands to-day safer, more substantial, more progressive in every way. Again communities are generally conservative in character when a large percentage are property-holding people. It was one of the surprises of the Halifax catastrophe that so large a number of citizens were found to own at least in part the homes they lived in. There are other questions which the sociologist would ask if it were possible to carry the investigation further. Is the community loath to disturb the existing relations or to resort to extreme means to achieve desired ends? Or is it eager to sweep away the old, to indulge in radical experiment and to try any means that give promise of success? He would study too the distribution of people relative to their interests. Is there a majority of those whose experiences are narrow and whose interests are few? Or is there a majority of those who have long enjoyed varied experiences and cultivated manifold interests, that yet remain harmonious? He studies the character of the choices, decisions, selections in a people's industry, law-making, educational and religious undertakings. It is thus that he proceeds in diagnosing a population as to the degree of conservatism and to discover what the ideal community should be.--Giddings, Franklin H., _Inductive Sociology_ (N. Y., 1909), p. 178, _et seq._ Diagnosis in detail is not essential here. Up to the time of the disaster Halifax had certainly preserved the _status quo_. We need not labor the how and why. Tourists had returned year after year and found her unaltered. "Dear, dirty old Halifax" they had called her. They had found business as usual,--old unpainted wooden houses on every side, unswept chimneys, an antiquated garbage system and offensive gutters; the best water and the poorest water system an inspector ever examined; the purest air but the most dust-laden in a storm; an obsolete tramway,[157] a "green market," ox-carts on the main streets, crossings ankle-deep with mud, a citizenship given over to late rising. Instead of making the city they had been "letting it happen." The "transient, the good-enough, the cheapest possible" had been the rule of action. [157] Halifax has now one of the best equipped tramway systems to be found anywhere. There has recently been appropriated the sum of $200,000 for sewers, $150,000 for water, $300,000 for street paving. Such has been the unchanging Halifax of the years. But the old order changeth. The spell of the past is broken. A change has come over the spirit of her dreams. There are signs that a new birthday has come. The twenty-first day of June was the old Natal Day, kept each year with punctilious regularity. But Halifax is now just beginning to realize that there was a new nativity, and that it dates from December--that fatal Sixth. "Sad as was the day, it may be the greatest day in the city's history." Almost instinctively since the disaster Halifax has come to see the sources of her weakness and of her strength. Her geographical position which once meant isolation[158] will henceforth be her best asset. Just as the geographical expansion of Europe made the outposts of the Old World the entrepôts of the New, so the expansion of Canada and of Nova Scotia--the province with the greatest number of natural resources of any in the Dominion--to the newly awakening city appears full of substantial promise. It will be largely hers to handle the water-borne commerce of a great country. Henceforth the ocean will become a link and not a limit. World-over connections are the certainties of the future, bound up inevitably with the economic and social solidarity of nations. Closer to South America than the United States, closer to South Africa than England, closer to Liverpool than New York, Halifax sees and accepts her destiny, forgets the inconvenience and loss she has undergone and the many annoyances of blasting and of digging, that the facilities of her "triple haven" might be multiplied and the march of progress begin. "The new terminals with their impressive passenger station, will not only be an attractive front door for Halifax, but will fit her to be one of the great portals of the Dominion." [158] Halifax long felt herself to have been commercially a martyr to Confederation. There has come upon the city a strange impatience of unbuilt spaces and untaxed areas sacred for decades to military barracks and parades. She has urged for some immediate solution, with the result that military property will be concentrated and many acres released to the city for its own disposal. Whether the pendulum will swing so far as to imperil the retention of old historic buildings, time-stained walls, and century-old church-yards is not yet apparent; although suggestions have been made which would have astounded the Halifax of a generation ago. Certain it is that a period of orientation is at hand. There is a stirring in the wards and clubs for progressive administration and modern policies. "Here as elsewhere the time has now come for clear thinking and the rearrangement of traditional thought." Indications of change are already abundant. The first to note is that of appearance. For illustration may be quoted an editorial published near the second anniversary of the explosion: Halifax has been improving in appearance since the explosion, exhibiting very sudden changes at particular points. One almost forgets what the city was like about ten years ago. Still there is a great deal to be done in the way of improvement to our streets. The move in the direction of permanent streets is an excellent one and if carried out as designed will be an improvement and saving to the city. The report of the Secretary of the Board of Trade makes the following reference to the change in appearance of the city: One of the pleasing features in reference to both the wholesale and retail business of Halifax is the improved condition of premises over a few years ago; retail stores are now having up-to-date and attractive fronts, while wholesalers are improving their show-rooms and thereby increasing their sales. The Mayor writes regarding the sidewalk improvement: Some twenty miles of concrete sidewalks to be constructed are on the order paper to be taken in turn so as to be as uniform as possible. This will go a long way toward improving the appearance of the city. As to the change in the style of houses the Mayor states: A pleasing feature of the new construction is the departure from the former square box style of dwelling, also the method of placing rows of houses exactly in the same style. Today homelike houses of modern design, set back from the street with lawns in front are the order of the day--bungalows are particularly in favor. Fine new residences are being built, apartment ideas are spreading, new lights are being tried out, a new tram company has taken hold. Indeed one citizen is credited with the words: "It is almost a sacrilege that Halifax should be so changed." The consciousness of change is seen in an altered public opinion and the beginnings of a new civic outlook. Evidence of the new note is a statement by one of the progressive Halifax firms: Halifax is going to make good. Outside firms are taking up valuable sites in our business districts. The banks are increasing their activities. Some of the biggest industries are coming our way. Surely everything points toward prosperity. Another feature indicative of the changing consciousness, which has infected a much wider region than Halifax itself is the plan now making rapid progress for an Old Home Summer, to be held from June to October, 1924. The project has already received legislative recognition. An effort will be made to recall former residents on a scale such as has never been attempted before. The committee in charge is made up of many prominent citizens and the "1924 Club" grows. One may observe still another indication of the determination to progress in the recent completion of a system linking-up Halifax by telephone with Montreal, Toronto, New York and Chicago. Indices of business conditions are far from satisfactory, yet the items used in their computations are the only ones upon which variations may be even roughly gauged. Roger Babson puts as the leading considerations: (1) Building and real estate; (2) bank clearings; (3) business failures. Other symptomatic facts are postal revenues, tramway receipts, exports, taxes, interest rates, insurance, wages and hours, commodity prices, unfilled orders, immigration and unemployment.[159] [159] Chaddock, Robert E., Unpublished Material. With regard to the first the following statement issued by the Mayor is significant. He says: The year 1919 has been one of exceptional prosperity in the City of Halifax. It has been a record year for building. Permits to the approximate value of $5,000,000 have been issued to the engineer's office, the largest amount by far in its history, the amount being practically ten times that of 1913, or the year before the Great War commenced. A part of this only can be attributed to the terrible explosion of 1917. He refers to the great amount of construction going on in the western and northwestern parts of the city which were relatively untouched by the disaster. The Mayor further states: It must be remembered that it is only two years since the devastation caused by the explosion and strangers in the city have considered it wonderful that we are so far advanced in building up that portion which only a year ago had not a house upon it. The following tabulation gives the building figures according to the permits issued at the City Hall. It shows a remarkable recent increase. Building Permits 1910 .................... $471,140 1911 .................... 508,836 1912 .................... 589,775 1913 .................... 839,635 1914 .................... 874,320 1915 .................... 1,066,938 1916 .................... 1,177,509 1917 .................... 844,079 1918 .................... 2,955,406 1919 .................... 5,194,806 With regard to real estate the Mayor writes in December 1919 The increase in the selling values of properties is remarkable. Business property has taken a jump in value, and it is difficult to get for business purposes property well situated unless at very high prices. Property has been known to change hands within a year at approximately double the amount originally paid. The Secretary of the Board of Trade reports: Real estate has been active, and prices have been obtained greatly in excess of what properties were valued at in pre-war days. In the matter of bank clearings[160] the following table indicates a very considerable change: Bank Clearings 1910 .................... $95,855,319 1911 .................... 87,994,043 1912 .................... 100,466,672 1913 .................... 105,347,626 1914 .................... 100,280,107 1915 .................... 104,414,598 1916 .................... 125,997,881 1917 .................... 151,182,752 1918 .................... 216,084,415 1919 .................... 241,200,194 [160] The reader will of course remember the general inflation of currency. As to business failures the Secretary says: Business failures have been few--practically the whole amount of the liabilities will be made up of one failure, and it is believed the loss to creditors in this particular case will be slight. Additional Indices Gross Postal Revenue Tramway Receipts (gross) 1910 ................ $114,318 $477,109 1911 ................ 119,561 502,399 1912 ................ 132,097 539,853 1913 ................ 140,102 605,933 1914 ................ 147,943 645,341 1915 ................ 154,499 718,840 1916 ................ 167,594 559,513 1917 ................ 255,815 859,667 1918 ................ 305,412 998,702 1919 ................ 349,507 1,258,503 Among other assurances at the new prosperity and the beginnings of fresh faith in the city's future is the coming of new large business interests into the city. Among the largest construction work is the building of the Halifax shipyards upon the explosion ground, involving an outlay of ten millions of dollars. There is the ever-extending plant of the Imperial Oil Company, which will eventually make of Halifax a great oil-distribution port. There is the continuation of the thirty-million-dollar scheme of modern terminal facilities, which have been constructed so close to the ocean that a ship may be out of sight of land within an hour after casting off from the quay. In short there has been, as has been said, an "impetus given to business generally." That the impetus will continue there is every prospect. Halifax may experience a temporary wave of depression when such waves are flowing elsewhere. But today there are fewer doubters and more believers. The day of new elevators, new hotels, harbor-bridges and electric trains is not very far away. The prophecy of Samuel Cunard made in 1840--when he inaugurated the first Trans-Atlantic line--that "Halifax would be the entering port of Canada"--seems destined to fulfilment. As regards population after disasters Hoffman writes: Even an earthquake such as affected the city of San Francisco may not materially change the existing numbers of the population after a sufficient period of time has elapsed for a reassembling of the former units, and a return to the normal conditions of life and growth.[161] Yet as before remarked, the catastrophe at Halifax eclipsed all preceding disasters to single communities on the Continent of America in the toll of human life.[162] In the San Francisco earthquake the loss was four hundred and ninety-eight; at the Chicago fire three hundred; at the Iroquois theatre fire in the same city, five hundred and seventy-five; at the Chester explosion one hundred and twelve; at the Johnstown flood two thousand. It is now estimated that the disaster at Halifax probably passed this latter figure, decreasing the city's population by four per cent. Notwithstanding this heavy draught upon the population, the 1918 volume of the Halifax Directory contained six hundred and fifty more names than the previous year. [161] Hoffman, Frederick L., _Insurance, Science and Economics_ (N. Y., 1911), ch. ix, p. 337. [162] In the Texas flood of 1900 there were lost 5,000 lives, but they cannot be said to have been all associated with a single community. In the light of this consideration the following indication of the growth of population is also of contributory interest.[163] Table 1911 ...................... 46,619 1912 ...................... 46,619 1913 ...................... 47,109 1914 ...................... 47,109 1915 ...................... 47,473 1916 ...................... 50,000 1917 ...................... 50,000 1918 ...................... 50,000 1919 ...................... 55,000 1920 ...................... 65,000[164] [163] Figures kindly supplied by Mr. John H. Barnstead, Registrar, Halifax. [164] The Directory of 1920 estimates the present population to be 85,000. An index of the growth of practical civic interest upon the part of citizens is revealed by the comparison of the numbers participating in political action by means of the vote. Recent figures for Halifax are: Political Action Year Purpose Eligible No. Percentage Percentage voters voting of Indifference of Interest 1918 ......... For Mayor 7,632 2,769 63.8 36.2 1919 ......... " " 8,890 4,264 52.1 47.9 1920 ......... " " 11,435 5,491 51.99 48.01 Instead of the disaster resulting in disheartenment and a gradually diminishing civic interest, the percentage of indifference is smaller and the percentage of interest is larger for 1920 than for 1919, and the percentage of interest for 1919 is larger than that for the previous year. The number of eligible voters also shows increase. "The campaign [for 1920] has marked a new era .... and will make it easier to institute new reforms."[165] [165] Halifax _Morning Chronicle_, April 29, 1920. Of further sociological interest is the change affecting city-planning, civic improvement, housing, health, education and recreation. In the realm of city-planning[166] and civic improvement, Halifax is awaking to the importance of taking advantage of an opportunity which comes to a city but seldom save through the avenue of disaster. The present Town-planning Board was formed as a result of the Town-planning Act of 1915. A board of four members, including the city engineer constitute the committee. The limits of the area to be brought under the scheme were still undecided when the explosion came. The disaster "hastened the resolution" of the Board. "When the disaster came it seemed that things would have to come to a head." Mr. Thomas Adams, the Dominion Housing and Town-planning Advisor, was brought to Halifax to help determine what should be done. "The disaster simply had the effect of bringing to a point certain things which were pending at the time. If that event had not occurred we would by this time be into a scheme, though possibly not so far as we are." Today the limits of the area have been defined and the scheme is nearly ready for presentation to the Council for adoption. The Dominion Town-planning Advisor's assistant reports that real progress has been made in the Halifax plan dealing with the proposed zoning of the city into factory, shopping and residential districts, the provision for future streets, street-widening and building lines, and suggestions for park and aerodrome sites. In the devastated area he has remarked progress in street-opening, in grading of the slope and in architectural treatment of the houses. Five hundred trees and three hundred shrubs have been ordered to be planted in this area. The whole area is under the control of the Relief Commission, for the Act appointing the Commission gave it the powers of a Town-planning Board. [166] The earliest city-planning was mediaeval. Halifax was laid out by military engineers with narrow streets--the "ideal was a fortified enclosure designed to accommodate the maximum number of inhabitants with the minimum of space." In 1813 a town-planning scheme was set on foot for the purpose of straightening streets, the removal of projections and banks of earth and stones which at that time existed in the center of streets. Considerable betterment resulted but unfortunately many fine trees were cut down. The disaster may thus be said not only to have hastened the resolution of the existing committee, but to have produced two planning-boards instead of one. Each must keep in mind the true ideal. For it is not the "City Beautiful" idea, but that of utility that is fundamental to city-planning. It is a principle to reduce to the minimum the social problems of community life, to accomplish Aristotle's ideal--"the welfare and happiness of everyone." In so doing civic beauty will not be neglected. "Scientific, sensible and sane city-planning" says an authority "with utility and public convenience as its primary consideration produces beauty--the beauty that is the result of adapting successfully a thing to its purpose." It is in accordance with this principle of civic art that the terminal area is being developed--a work designed by the same architect who planned the Chateau Laurier and the Ottawa Plaza with such aesthetic taste. To "deep cuttings, spanned by fine bridges, and bordered with trees and pleasant driveways, after the manner of Paris," and to a "waterfront as stately as Genoa's, a terminal station with a noble facade, overlooking a square and space of flowers,"[167] the future will also bring to Halifax more street-paving, sidewalks, parks, fountains, hedges, driveways, cluster-lighting, statuary, buildings of majesty, spaciousness and beauty. Wires will be buried, unsightly poles will disappear.... With time will come all these things which stamp a city as modern, as caring for the comfort of its people, their pleasure and rest, and health and safety. All these things come with time, effort, development of city pride, and the concentrated desire of a people for them.[168] [167] MacMechan, Archibald, "Changing Halifax," _Canadian Magazine_, vol. xli, no. 4, pp. 328, 329. [168] Crowell, H. C., _The Busy East_, vol. x, no. 7, p. 12. The question of housing is recognized as an old Halifax problem. It was already an acute one when the blow of the catastrophe fell and multiplied the difficulty a thousand-fold. The Relief Commission has grappled with its end of the problem, namely, the housing of the many refugees who were first accommodated in lodgings and in temporary shelters.[169] The old sombre frame-constructed buildings of the pre-disaster days are being replaced with attractive hydrostone. A hard-working wage-earning community is stepping out of indifferent structures into homes both comfortable and well-ordained. [169] A model housing development of 346 houses in the new north end has followed the disaster. "It is reasonable to assume," writes an observer, "that the standard of living will ascend. Already the influence of these new houses is showing itself in the homes that are springing up all over the city." But the old problem would have still remained unsolved, had not the city authorities caught something of the reconstruction spirit and felt the sharp urge of increasing difficulties. Action has been at last precipitated. However, lacking in comprehensiveness the first attempts, the city has bestirred itself and has come to realize adequate housing to be a supreme need of the community and vitally associated with the city's health and welfare. A Housing Committee of five members has been formed, having as chairman a man of widely recognized building experience and as director of housing, a capable citizen. It is intended to make full use of the federal housing scheme, in a practical way, the City Council having reversed its former decisions and accepted by by-law the obligation which the government act requires. It is hoped in this way to promote the erection of modern dwellings and to "contribute to the general health and well-being of the community." Thus the principle of promotive legislation and government aid, which when finally accepted in 1890, began the remarkable housing reform in England, has entered the City of Halifax, and will eventually write a record of increased health, comfort and contentment. How soon that record is written will largely depend upon the citizens themselves and their response to a leadership that is forceful as well as wise. The matter of health organization in Halifax affords perhaps the most significant contrast with the pre-disaster days. Prior to the catastrophe public health organization was not a matter for civic pride. The dispensary, which is often regarded as the index of a city's care for health, had received scant support and could only perform indifferent service. Adequate sanitary inspection could not be carried out for want of inspectors. The death rate[170] had averaged about twenty percent for a period of ten years, and the infant and tuberculosis mortality had been tremendously high--the former reaching the figure of one hundred and eighty-two.[171] There was no spur to progressive administration. The city was too ill-equipped to cope with such conditions. [170] London's is 14.6, New York's 13.6. [171] New York's is 90, New Zealand's 60. Today Halifax has the finest public health program and most complete public health organization in the Dominion. The fact that this is so is in very close relation to the catastrophe inasmuch as an unexpended balance of relief moneys[172] has been redirected by request for health purposes in Halifax. A five-year policy has been inaugurated. Fifty thousand dollars per year of the relief money, fifteen thousand dollars per year of the Canadian government money and five thousand dollars per year each, of the city and provincial money are to be expended in the five-year campaign. The sum totals seventy-five thousand dollars per year, or practically one dollar per capita. [172] These funds are from the munificent gift of Massachusetts. A Massachusetts-Halifax Health Commission has been formed--Dr. B. Franklin Royer is the executive officer. A completely equipped health centre has been established including all the essential remedial and educational agencies, namely, pre-natal, pre-school-age, school-age, tuberculosis, venereal disease, eye, ear, nose and throat clinics. There will also be provision for the growth of health ideas through mother's classes, first-aid, and sanitary leagues. A public health course for nurses is included in the educational campaign.[173] A most successful baby-saving exhibit has been held, and the plan calls for a full-time tuberculosis specialist. [173] Dalhousie University has recently graduated the first class of nurses in Canada to receive the Diploma of Public Health. Upon the part of the civic authorities there has been a greater realization of responsibility. Progressive steps have been already taken including the appointment of a Doctor of Public Health, and the provision of district sanitary inspectors. Restaurants and all places where food is exposed for sale are being systematically inspected with a view of effecting improvements. A single instance of commendable activity along sanitary lines is the prohibition of movable lunch cars, which have been seen on the streets of Halifax for years. The removal of a lot of dwellings unfit for occupation is receiving the attention of the officials. In fact it is the intention of the present Council to improve conditions throughout the city generally as quickly as is feasible to do so. Another illustration of the direction of attention to modern social methods is the present discussion of plans for a psychiatric clinic for mental hygiene and the discovery of defectives, especially those attending the schools. Still another indication of interest in child welfare is the fact that a clinic for babies was established in a central locality and a nurse for babies regularly employed. The hitherto meager hospital facilities are being amplified by the building of a maternity hospital and the enlargement of the children's hospital,--a centralization plan of hospital service being a unique and distinctive feature. In the way of industrial hygiene a full-time nurse is employed in the ship-building plant and here also safety policies have been introduced and have reduced accidents to a minimum. The movement for the control of preventable disease is gaining impetus and a modern tuberculosis hospital is being established. The Victoria General Hospital is being enlarged and extended, the additions having an estimated cost of half a million dollars. But it is not alone the activities of the Health Commission but also the earlier vigorous policy of disaster medical relief, which is seen reflected in the growing sense of community-responsibility for health conditions. Halifax has come to see the principle fundamental to all health reform, that public health is a purchasable commodity and that improvement in vital statistics is in close correlation with the progress of health organization. It remains to be seen whether so favored a community will also lead the way in the registration and periodic health examination of every individual citizen which is the final goal of all policies of health reform. The standards of education have always been high in Halifax. She has been the educational center of the Maritime Provinces. Her academic attainments have brought to her much distinction and not a little glory. Her public schools boast many a fine record to furnish inspiration to each successive generation. To secure appointment to the Halifax teaching staff the applicant must possess the highest qualifications. But however much educational leaders may desire them, modern methods and up-to-date equipment await in large measure the public will. Only where there is a will is there a way. That the public will in Halifax is becoming awakened to the vital rôle her educators play is being proven by the response to the campaign for the expansion of Dalhousie University. That response has been most generous and general, while local contributions have been amplified by large benefactions from the Carnegie Corporation and the Rockefeller Foundation. Of the latter benefactions together amounting to one million dollars--four hundred thousand will be expended upon buildings and equipment. The modernizing process is shown again in the decision of the university to establish at once a Faculty of Commerce and to encourage the teaching of Spanish and Portuguese in the educational institutions of the city. In the old teaching methods all are given the same course of instruction regardless of the individual mental differences. Today the effort is to provide an education to fit the mind rather than to force the mind to fit the education. In the public schools of Halifax there are not lacking indications which herald the coming of the newer pedagogy. Among these may be mentioned the opening of sub-normal classes for retarded children, experimentation with the social-recitation system, the display of Safety-First League posters and the development of those departments already established, _viz._ vocational and domestic training, manual and physical education, medical inspection, supervised playgrounds, school nurses, dental clinics, and the wider use of school plants in evening technical classes. Halifax will sooner or later decide to employ to the fullest degree all the opportunities which child-training affords. The school system is an institution of society to mediate between a child and his environment. Children must learn to do and to be as well as to know. Their plastic minds must receive practice in resistance to domination by feeling and in the use of the intellect as the servant and guide of life. To the children of Halifax is due eventually a thorough training in citizenship. This is the last call of the new future in education. It rests upon the twin pillars of educational psychology and educational sociology. Recreation is still another sphere of civic life wherein the City of Halifax has taken a forward step. In making her plans for the future she has not forgotten that the rebuilt city should contain every facility for children to grow up with strong bodies and sane minds; as well as public provision for the leisure time of the adult population. A Recreation Commission has been formed made up of representatives of the various civic bodies and from the civic and provincial governments.[174] A playground expert was called in by the city government, who after study of the situation and conference with local groups, recommended a system of recreation as part of the general city plan. Already marked progress has resulted; indeed it has been said that the "municipal recreation system of Halifax has made a record for itself." A hill of about fifteen acres in the heart of the devastated area has been reserved for a park and playground. The city has built and turned over to the Commission a temporary bath-house, and has set aside the sum of ten thousand dollars for a permanent structure. The plans contain recommendations for minimum play-space for every school child, a central public recreation area, an open-air hillside stadium, as well as a community center with auditorium, community theatre, natatorium, gymnasium, and public baths. The real significance of this movement Halifax has not, herself, as yet fully realized. Just as there is a close relationship between health organization and mortality tables, so there is a close association between open spaces, street play, _etc._, and juvenile, as well as other forms of delinquency.[175] The moral value of organized recreation was itself demonstrated in the war, while the increasing menace of industrial fatigue, as well as the fact of the shorter working-day, call for public recreational facilities as a social policy. This policy is not however fully carried out with merely constructive and promotive action. It must be followed by restrictive and regulatory control of commercialized recreation, and wise and adequate systems of inspection for amusement in all its forms. This is the path of progress in socialized recreation. [174] It should be stated that the supervised playground movement had been developing in Halifax for a period of fourteen years, first under the Women's Council, afterwards under a regularly incorporated association with which the Women's Council merged. [175] In view of the explosion and the resulting housing conditions, an increase in juvenile delinquency might have been expected, but the "playgrounds which were established immediately after the disaster, and which adjoined both of the large temporary housing projects, are, it is felt, responsible for the excellent conditions which exist. The records of the Superintendent of Neglected and Delinquent Children show that there was an actual decrease in the number of juvenile arrests in 1918 over 1917."--(Leland, Arthur, "Recreation as a Part of the City Plan for Halifax, N. S., Canada," _Playground_, vol. xiii, no. 10, p. 493.) Progress in coöperation has also to be noticed. There has been a new sense of unity in dealing with common problems. The number of things which perforce had to be done together during the catastrophe was great. This doing of things together will be continued. The establishment of the Halifax Coöperative Society is initial evidence of a movement towards coöperative buying. Coöperation for community ends even now is revealing itself in the new interest for the common control of recreation, health conditions, _etc._ "The disaster," runs an article in the press, "has given our social movement an impetus. The social workers of the different creeds and classes have discovered each other and are getting together."[176] The organization of social service which only a few years back took a beginning in the form of an unpretentious bureau has shot ahead with amazing rapidity and now exercises an influence of coördination upon the churches, charities and philanthropic societies of the city. [176] Halifax _Evening Mail_, March 22, 1918. The unifying process is well illustrated by the increased coöperation upon the part of the churches. Following the disaster the churches of the city united into a single organization for relief service under the chairmanship of the Archbishop of Nova Scotia. Since then a Ministerial Association has been formed which has directed coöperative effort along various lines and has exercised pressure upon those in authority where the best interests of the city were involved. Thus the City of Halifax has been galvanized into life through the testing experience of a great catastrophe. She has undergone a civic transformation, such as could hardly otherwise have happened in fifty years. She has caught the spirit of the social age. This spirit after all means only that the community is just a family on a larger scale, and the interests of each member are interwoven with those of all. But merely to catch the spirit will not suffice. It must be cherished through an inevitable period of reaction and passivity, and then carried on still further into the relations of capital and labor, into the realm of socialized recreation and into those multiform spheres of social insurance whither all true social policies lead. All these converging lines taken not singly but together constitute a very real basis of faith in the city's future, and of hope for permanent changes for the better. Perhaps this attitude cannot be more fittingly expressed than in the words of Carstens: The Halifax disaster will leave a permanent mark upon the city for at least a generation, because so many of the living have been blinded or maimed for life. But it is possible that the disaster may leave a mark of another sort, for it is confidently believed by those who took part in the relief work during the first few weeks that Halifax will gain as well as lose. The sturdy qualities of its citizens will bring 'beauty out of ashes.' But it is rather for social than for material progress that the sociologist will seek and Carstens continues: It may reasonably be expected that through this Calvary, there may be developed a program for the care, training and education of the sightless as good if not better than any now existing, that medical social service will be permanently grafted upon the hospital and out-patient service of the community, and that the staff of teachers of the stricken city, by direct contact with the intimate problems of the families of the children they have in their class-rooms may acquire a broader view of their work. If there should result no other benefits, and there are likely to be many, as for example city-planning, housing and health, the death and suffering at Halifax will not have been in vain, will not have been all loss.[177] [177] Carstens, C. C., "From the Ashes of Halifax," _Survey_, vol. xxxix, no. 13, p. 61. CHAPTER IX CONCLUSION Recapitulation--The various steps in the study presented in propositional form--The rôle of catastrophe direct and indirect. (a) Directly prepares the ground-work for change by: (1) weakening social immobility; (2) producing fluidity of custom; (3) enhancing environal favorability for change--(b) Indirectly sets in motion factors determining the nature of the change such as: (1) the release of spirit and morale; (2) the play of imitation; (3) the stimulus of leaders and lookers-on; (4) the socialization of institutions. If the preceding narrative has been successful in setting forth the facts as they were observed, the reader has now before him a fairly accurate picture of a community as it reacts under the stimulus of catastrophe and proceeds to adjust itself to the circumstantial pressure of new conditions. It will be well, however, for the sake of clearness in emphasizing our closing propositions to recapitulate one by one the various steps in our study. These steps while primarily intended to follow the natural order in point of time will also be seen to represent a definite sociological process of development. At first the shock of the catastrophe was seen to have been sufficiently terrific to affect every inhabitant of the city. This fact gives peculiar value to the investigation. The more a shock is limited in extent the more its analysis grows in complexity. In such cases consideration must necessarily be given to the frontiers of influence. The chapter describing the shock also found the immediate reaction to have been a fairly general disintegration of social institutions, and of the usual methods of social control--in short, a dissolution of the customary. This turmoil into which society was thrown is sometimes called "fluidity," and, for lack of a better one, this term has been retained. It would thus appear that if it were later observed that essential social changes ensued, fluidity was one of the requisites of change; and this is indeed in perfect tally with previous thought upon the subject as set forth in our more theoretical introduction and expressed in the proposition that fluidity is fundamental to social change. The more general and preliminary treatment over, individual and group reactions were then examined in greater detail, and the phenomena of the major sort were singled out and classified. These were found to be either abnormal and handicapping such as emotional parturition; or stimulative and promotive, as dynamogenic reaction. This constituted the material of the second chapter. Put in propositional form it would be that catastrophe is attended by phenomena of social psychology which may either retard or promote social reorganization. Social organization came next in order, and because its progress was largely expedited by the organization of relief,--the first social activity,--the sociological factors observed in the latter have been recorded. These factors were classified as physical, including climate and topography, and psychological, such as leadership, suggestion, imitation, discussion, recognition of utility and consciousness of kind. Reference was also made to biological and equipmental considerations. Two conclusions of interest are here deducible: first, that part of society which is most closely organized and disciplined in normality first recovers social consciousness in catastrophe; second, it is only after division of function delegates to a special group the responsibility for relief work that public thought is directed to the resumption of a normal society. These conclusions emphasize the conservation value to society of a militia organization in every community and also of a permanent vigilance committee. The fifth chapter introduced a relatively new element, the presence of which may be relied upon in all future emergencies, that of a disaster social service. Its contribution was that of skillful service and wise direction; its permanent effect, the socialization of the community. The value of the presence of visiting social specialists is in inverse proportion to the degree to which the socialization of a community has advanced. The practical conclusion is clearly that self-dependence of a community in adversity is furthered by the socialization of the existing institutions. The next and latest group to function effectively was that of government, but social legislation when forth-coming, contributed an important and deciding influence, and was itself in turn enriched by the calamity. Brought to the test of comparison with observed facts the statement in the introduction receives abundant justification; namely, that catastrophe is in close association with progress in social legislation. To the influences already mentioned an additional factor of recuperation is added,--the socio-economic one. Disaster-stricken communities cannot become normal until the social surplus is restored. They may however always count upon public aid. But there is found to be strongly suggested a correlation between the magnitude or striking character of a disaster and the generosity of the relief response. The last chapter is devoted to a cataloging of the indications of social change from the standpoint of the community as a whole. The old social order is contrasted with that obtaining two years subsequent to the disaster. It here appeared that the city of Halifax had as a community undergone and is undergoing an extraordinary social change. This implies, according to the theory of social causation, an extraordinary antecedent. Before finally accepting the factor of catastrophe as such, the scientific reader may very properly ask whether there are not alternatives. To this query the answer is that there are alternatives, other very considerable extra-social factors to be noted, but that catastrophe was itself the precipitating factor there is little room for doubt. Of the other factors two only are of sufficient weight for our present consideration. The earliest in order of time, and perhaps also in rank of importance is that which Halifax residents understand as the coming of the new ocean terminals. The coming was so sudden in the nature of its announcement, and meant for many so much depreciation in property values, that it had something of the nature of catastrophe within it. It altered very extensively the previously accepted ideas of residential and business and industrial sections of the city, and caused a jolt in the body politic, such as had not visited it for years--not since the middle of the nineteenth century brought the revolutionizing steam. It is not to be denied that this factor has contributed not a little to the weakening of immobility, and the preparation of the ground for an inrush of the spirit of progress. The other factor was the war. The war functioned mightily in community organization for service. It brought prosperity to many a door, and whetted the appetite of many a merchant to put the business of peace on a war basis. But it would be merely speculation to say that prosperity would have continued in peace. Indeed such a conclusion would not be historically justifiable. Halifax has been through three important wars. In each, "trade was active, prices were high, the population increased, industry was stimulated by the demand, rents doubled and trebled, streets were uncommonly busy." But in each case also Halifax settled back to her ante-bellum sluggishness. In 1816 Halifax began to feel the reaction consequent upon the close of a war. The large navy and army were withdrawn and Halifax and its inhabitants "bore the appearance of a town at the close of a fair. The sudden change from universal hustle and business to ordinary pursuits made this alteration at times very perceptible. Money gradually disappeared and the failure of several mercantile establishments added to the general distress." But the closing of the war, now a hundred years later, has exhibited no such relapse. On the other hand Halifax grows daily more prosperous and progressive than before. Her bank clearings do not fail, but rather increase. There is clearly some further influence associated with this change. But there is a very real sense in which the war may indeed be said to have been the factor,--if we mean by it the fact that through the war and as a direct result of war-service the city was laid half in ruins by possibly the greatest single catastrophe on the American Continent. If we mean this, we have named the all-precipitating and determining event. The catastrophe was an episode of the great war. It only remains to add by way of clearer definition that the rôle of catastrophe appears to be both direct and indirect. Functioning directly, it prepares the ground-work for social change by (1) weakening social immobility; (2) precipitating fluidity of custom; (3) forcing environal favorability for change. Indirectly, it sets in motion factors determining the nature of the social change, such as (1) the release of spirit and morale; (2) the play of imitation; (3) the stimulus of leaders and lookers-on; (4) the socialization of institutions. Our final principle[178] thus appears to be that progress in catastrophe is a resultant of specific conditioning factors some of which are subject to social control. If there is one thing more than another which we would emphasize in conclusion it is this final principle. Progress is not necessarily a natural or assured result of change. It comes only as a result of effort that is wisely expended and sacrifice which is sacrifice in truth. [178] The two additional propositions suggested in the Introduction, namely, that the degree of fluidity seems to vary directly as the shock of the catastrophe, and that brusk revolution in the conditions of life accomplish not sudden, but gradual changes in society, require a study of comparative catastrophic phenomena for verification or rejection. That the nature of the social change in Halifax is one in the direction of progress we think to be based on reason and not alone on hope. That it is also our fervent hope, we need hardly add. But every Haligonian who cherishes for his city the vision which this book contains, may help mightily to bring it to pass by making effort his watchword and intelligence his guide. We do not say it will all come tomorrow. We do say a wonderful beginning has been made since yesterday. And this is bright for the future. In no better words can we conclude than in those of one of her greatest lovers: "Changes must come to Halifax. This is a world of change. But every true Haligonian hopes that the changes will not disfigure his beloved city, but only heighten and enhance the intimate and haunting charms she borrows from the sea."[179] [179] MacMechan, _op. cit._, p. 336. INDEX A Accidents, industrial, 116, 135 Advancement, human, _vide_ progress Aesthetics, 70 Aggregation, social, 62 Altruism, 51, 58 Ameliorative legislation, _vide_ legislation Analytic psychology, 49 Anxiety, 38 Anger, 39, 44, 45 Animal relief, 91 Army, _vide_ military Association, 56, 63; utility of, 62, 142 Associations, state and voluntary, 73, 99 Attention, 17, 20, 54, 55, 134 Authority, 101, 102, 103, 104 B Behavior, 17, 18, 52, 53, 60, 67 Beliefs, 23, 38, 120 Bereavement, 47 Biological factors in society, 67, 142 Body politic, 44, 69, 144 Bureau, welfare, 139 Business, disorganization of, 31, 59, 113; expansion of, 77, 124; indices of, 125; relief, 105, 113; resumption of, 69, 71, 72, 73 C Capital, 139 Catastrophe, and crisis, 16, 18; and communication, 31; definition of, 14; and evolution, 14, 15; and generosity, 57, 58, 115; and heroism, 55; and insurance, 116; and poetry, 22; and population, 128; and progress, 21, 22, 23; and social change, 118; and social disintegration, 31; and social economy, 80; and social legislation, 23, 100; and social organization, 59, 69; and social psychology, 35; and suicide, 46; and social surplus, 111; and survival, 56; and tragedy, 114, 115; and war, 14 Cataclysm, _vide_ catastrophe Causation, social, 144 Centralization, policy of, 83 Ceremony, 120 Change, social, and catastrophe, 20, 21; and crisis, 16, 21; definition of, 15, 21; factor of, 15, 16; and fluidity, 21; indications of, 123, 143; and progress, 21; resistance to, 19 Charity, 22, 97 Child welfare, 87, 88, 89, 90, 98, 135, 137 Churches, _vide_ religious institutions Circumstantial pressure, 33, 64, 77 Civic authority, _vide_ municipal control Civic improvement, 22, 77, 105, 108, 129, 130, 140 Civilization, 31, 49 Classes, social, 96, 139 Clergy, 74, 83, 84, 139 Clinics, 134 Climatic factors in society, 66, 67, 142 Clubs, 76, 123 Collective behavior, _vide_ behavior Commerce, 70, 118, 122 Commercialized recreation, 138 Communication, 31, 57, 61, 62, 71, 72, 73 Community, 19, 21, 32, 49, 55, 62, 67, 78, 80, 84, 85, 88, 92, 95, 96, 97, 100, 101, 109, 115, 135, 138, 143 Comparative catastrophe, 146 Compensation, 90, 96, 97, 105, 107 Component groups, 70 Consciousness, 37, 42, 59, 60, 68, 124, 142 Consciousness of kind, 63, 67, 142 Consciousness of underlying difference, 69 Conservation, social, 79, 84, 143 Conservatism in society, 19, 117, 120 Contagion of feeling, 42 Control, social, 19, 22, 34, 141, 146 Conventionality, 49 Coöperation, 61, 83, 84, 97, 138 Crime, 50, 76 Criticism, 49, 84, 86, 92, 94 Crisis, and catastrophe, 16; definition of, 16; and fluidity, 18; and great men, 55; and progress, 55; and revolution, 17; significance of, 16 Crises, in battles, 16; in communities, 18; in diseases, 16; in life-histories, 16, 18; men skilled in dealing with, 83, 98; power to meet, 80; in religions, 16; in social institutions, 16; in world of thought, 16 Crowd, 41, 42, 43, 45 Crowd psychology, 35, 41, 45 Courts, 96 Culture, 19, 21, 80 Curiosity, 44 Custom, 15, 19, 34, 49, 63, 67, 69, 120, 142, 145 Cycles, 15 D Death rate, 133 Delinquency, 138 Delirium, oneiric, 46 Delusion, 35, 38 Determination, 44, 58 Diagnosis, social, 92, 121 Disaster, _vide_ catastrophe Disaster psychology, _vide_ psychology Disaster relief, _vide_ relief Disease, 22, 36, 48, 134 Discussion, 37, 64, 67, 142 Disintegration of society, 18, 31, 33, 34, 35, 59 Dispensary, 88, 133 Distributive system of society, 31 Diversity of capacity, 69 Division of labor, 69, 79, 142 Dynamic forces, 19 Dynamogenic reactions, 52 E Economic factors in society, 68 Economy, social, 80, 98 Education, 19, 84, 101, 120, 121, 129, 134, 135, 136, 137 Educational institutions, 20, 69, 70, 74, 76, 82, 85, 91, 95, 135, 136 Educational psychology, 137 Educational sociology, 137 Emergency, 52, 60, 79, 82, 83, 87, 98, 143 Emotion, 33, 36, 44, 46, 47, 48, 52, 53 Endurance, 52, 53, 54, 60 Energies, 52, 58 Environmental effects, 15, 75, 136, 145 Envy, 44 Erroneous recognition, 39 Equipmental factors in society, 68, 142 Evolution, 14, 15, 56, 101 Exaltation, 45, 46 Expectancy, 41 F Factors in social change, 15, 16, 22, 144 Family, 59, 61, 74, 86, 88, 89, 140 Fatigue, 45, 52, 53, 54 Fear, 39, 44, 45, 64 First aid, 41, 61, 134 Flight instinct, 40 Fluidity, 18, 19, 20, 21, 34, 142, 145 Flux, 19, 34 Folkways, 18 Food-getting, 39, 92 Fraternal societies, 76, 98 G Generosity, 55, 57, 58, 115, 116, 143 Geographic determinants, 67, 119 Government, 19, 31, 100, 101; agencies of, 100; aid in disaster, 94, 103, 104, 105, 106, 107; an institution of society, 100; and leadership, 117; officials, 62, 102, 106; over-emphasis of, 19, 119, 120 Gratitude, 45 Great man, 55, 69 Greed, 44, 51, 94 Gregarious instinct, 40, 41, 63, 67 Grief, 38, 48 Group, 41, 55, 56, 60, 70, 142 Group heroism, 56 H Habit, 17, 19, 20, 52, 69, 117 Habitation, 39, 63 Hallucination, 35, 37, 38 Happiness, 70, 112 Health, public, 68, 88, 101, 108, 119, 132, 133, 134, 135, 138, 140 Helpfulness, psychology of, 56, 85 Herd instinct, 41, 63 Heroism, 55, 56 History, 14 Heredity, 67 Homes, 31, 32, 48, 63, 87, 114 Homogeneity, 70 Housing, 114, 129, 132, 140 Hospitals, 53, 66, 88, 90, 135, 140 Human nature, 93, 94 Hyperactivity of imagination, 46 Hyper-suggestibility, 44 Hypnosis, 45 I Imagination, 31, 37, 46, 114 Imitation, 15, 63, 67, 77, 142, 145 Imitation, conditions affecting rate of, 77 Immobility of society, 19, 20, 120, 144, 145 Impulsive social action, 42, 48 Indemnity, principle of, 95 Indications of social change, 123, 143 Indices of business, 125 Individual reactions, 41, 51, 53, 55 Industry, 31, 69, 118, 121, 144 Industrial, accidents, 116, 135; fatigue, 138; hygiene, 135 Inhibitions, 36, 41, 49 Insanity, 46 Instincts, 18, 20, 35, 39, 40, 44 Institutions, social, _vide_ religious, educational Insurance, social, 105, 116, 125 J Jealousy, 44 Justice, 19 Juvenile delinquency, 138 K Kind, consciousness of, 63, 67, 142 Kindliness, 45, 55 L Labor, 139; division of, 69, 79; legislation, 23, 101, 108 Law, 49, 50, 58, 120 Leadership, 21, 61, 67, 80, 84, 86, 145 Legislation, ameliorative, 101; boundaries of, 101; and catastrophe, 23, 110, 143; health, 108; ideals of, 101; labor, 23, 101, 108; mining, 23, 108; marine, 23, 108, 109; promotive, 133; progress in, 101, 108, 110, 143; social, 23, 100 Like-mindedness, 63, 70 Like response, 41 Limitation of field of consciousness, 42 Lookers-on, stimulus of, 21, 78, 145 M Magic, 20, 78 Martial law, 101 Maternity, 48, 135 Mass relief, 85 Medical inspection, 136 Medical social service, 87, 88, 89, 98, 140 Mental hygiene, 134 Mental unity, 41 Meteorological pressure, 65 Military and naval organization, 51, 60, 63, 68, 88, 101, 102, 122, 143, 145 Ministerial association, 139 Models, 21, 77, 78 Modes of affective experience, 44 Morale, 21, 106, 108, 145 Morality, 20, 97 Mores, 70 Morgue service, 39, 91, 98 Mortality, 112 Municipal control, 101, 102, 103, 104 Mutual aid, 55, 56, 57, 58 N Navy, _vide_ military News-notice, 115 Normality, 68, 70, 71, 72, 73, 79, 142 O Obstruction and the human will, 52 Occupational change, 113 Oneiric delirium, 46 Organization, _vide_ social, relief Orientation, 123 Original tendencies, 39 P Pain economy, 112 Pain, 53, 54 Parental instinct, 40, 41 Pensions, 90 Percentage of indifference, 129 Percentage of interest, 129 Personal crises, 18 Phenomena, of bereavement, 47; of crowd psychology, 35, 41, 45; diverse, 35; of emotion, 44; of endurance, 52, 53; post-catastrophic, 48; of repression, 49 Philanthropy, 52, 69, 116 Physical factors in society, 67, 142 Physiological reactions, 35, 36, 52 Pity, 39 Pleasure economy, 112 Pluralistic behavior, _vide_ behavior Plural leadership, 49 Police, 76, 101, 102 Political action, 64, 76, 129 Political Science, 103 Poor laws, 101 Population, 19, 67, 113, 114, 128, 137, 144 Post-catastrophic phenomena, 48 Precipitating agent, 16, 144, 145 Preparedness, 64 Press, 72 Pressure, social, 63, 77 Primitive household, 69 Principles of relief, _vide_ relief Production, 19 Profiteering, psychology of, 51 Procedure, 23, 79, 102, 109 Progress, in catastrophe, 21, 22, 23, 55, 98, 108, 146; and change, 21; degree of, 21; and evolution, 14, 15; meaning of, 21; and relief, 80; in social legislation, 23 Protocracy, 60, 70 Psychiatry, 134 Psychological factors in society, 67, 142 Psychology, analytic, 49; crowd, 35, 41, 45; disaster, 35, 56; of helpfulness, 56, 85; of helplessness, 49; of insanity, 46; of profiteering, 51; of relief, 49, 94; social, 35; and sociology, 19, 35 Public opinion, 23, 84, 86, 93 Public safety, 132, 136 Public utilities, 71 Pugnacity, instinct of, 40 R Reconditioning of instincts, 18 Recreation, 19, 73, 101, 129, 137 Recuperation of society, 20, 35, 112, 114, 117, 143 Regional influence, 66 Regulative system of society, 31 Rehabilitation, 83, 85, 86, 87, 88, 91, 94, 98, 104, 105, 107 Religion, 64, 118, 120, 121 Religious institutions, 32, 63, 69, 70, 74, 77, 85, 95, 120, 139 Relief, administration of, 44, 66, 83, 86, 87, 93, 94; division of labor in, 69; fluctuation of, 116; leadership in, 61, 103, 116; medical, 61, 62, 65; military in, 51, 60, 63, 68; organization of, 59; psychology of, 49, 94; principles of, 81, 84, 85, 96; procedure in, 79; relation to progress, 80; residuum of, 97; reserve, 98; secret service in, 98; shelter, 63, 64, 66, 82, 90; stages in, 85 Repression, 49, 50 Reproductive system of society, 31 Resentment, 45, 49 Residuum of relief, 97 Resumption of normal society, 70, 71, 72, 73, 74, 75 Restitution, principle of, 94, 95 Retrogressive evolution, 15 Revolution, 17, 22 Ritual, 20 Rumor, responsiveness to, 43, 63 S Sabbath observance, 77 Safety, public, 132, 136 Sanitation, 66, 133, 134 Schools, _vide_ educational institutions Science, 33, 88 Security, feelings of, 41 Self-control, social, 70 Segregation, 64 Self-preservation, 31, 40 Sensation, 36, 38, 54 Sense perception, 37, 38 Sensorium, social, 59 Service, social, 80, 82, 84, 98, 117, 139, 143 Shibboleths, 77 Shock, reaction, 31, 36, 45, 54, 60, 91, 141 Social, action, 64; aggregation, 62; age, 139; choices, 121; consciousness, 60; conservation, 79, 84, 143; conservatism, 19, 117, 120; contrasts, 32; control, 19, 22, 34, 141, 146; economy, 80, 98; effects, 75, 96; factors, 59, 67, 142; immobility, 18, 20, 120, 144, 145; insurance, 105, 116, 125; legislation, 23, 100; memory, 23, 55; mind, 49, 70; order, 143; organization, 35, 59, 142; policy, 80, 139; pressure, 63, 77; psychology, 35; reorganization, 69; sensorium, 59; service, 80, 82, 84, 98, 117, 139, 143; specialists, 69, 81, 85, 94, 143; standards, 32; surplus, 68, 111, 112, 143 Social change, _vide_ change Socialization, 52, 55, 85, 97, 142, 145 Socialized recreation, 138, 139 Society, 33, 35, 49, 69, 70, 76, 79, 91, 100 Societies, 76, 99 Socio-economic factors, 112, 117, 143 Sociological factors, 59, 67, 142 Sociology, 33, 35, 120; attractions of study, 13; educational, 137; and psychology, 19, 35; virgin fields in, 13, 23 Sorrow, 45, 47 Standards, social, 32 Standards of living, 112, 113, 133 State, 101 Static conditions of society, _vide_ immobility Statistics, vital, 135 Stimulus, of catastrophe, 33, 51, 53, 54, 57; of heroism, 55; of leaders, 21; of lookers-on, 21, 78, 145; of models, 78; repetition of, 45 Struggle for existence, 41 Sub-normal, 136 Suggestibility, 41, 42, 48, 142 Suicide, 46 Supervised playgrounds, 136 Surplus, social, 68, 111, 112, 143 Survival, 56 Sustaining system of society, 31 Sympathy, 45, 46, 55, 58 T Taboo, 49, 71 Tender emotion, 45 Themistes, 18 Topography, 67, 142 Tradition, 32, 120 Transportation, 43 Trade-unions, 51 U Under-nutrition, 113 Unemployment, 59, 125 Unit in relief, 60 Unity, mental, 41 Utility, of association, 62, 67, 142 Utilities, public, 71 V Variation, social, _vide_ social change Vicissitudes, 14, 21 Vigilance committee, 19, 143 Vigor, economic, 70 Vocational training, 98, 136 Volition, 55, 64 Voluntary associations, 73, 84 W War, 14, 26, 45, 48, 94, 97, 101, 117, 144 Wealth, 111 Welfare, 70, 86, 132, 139 Will, 22, 44, 52, 53 Workmen's compensation, 105 Worship, 19, 77 Z Zeal, 44 VITA Born at Hammond River, Province of New Brunswick, Canada. Son of Samuel I. and Mary E. Perkins Prince. Graduate of St. John (N. B.) High School, the University of Toronto, Wycliffe College (Tor.). Taught at Ridley College, St. Catharines, Ont. Appointed to staff of St. Paul's Halifax N. S. Studied for doctorate at Columbia University. Subject of primary interest, Sociology; of secondary interest, Statistics and Social Legislation. Graduate courses with Professors, Giddings, Tenney, Chaddock, Lindsay, Andrews, Montague, McCrea. President of the British Empire Club of the University. [ Transcriber's Note: The following is a list of corrections made to the original. The first line is the original line, the second the corrected one. dead." "Crisis," Professor Shailer Matthews observes, "is something more dead." "Crisis," Professor Shailer Mathews observes, "is something more sentence in Ross' _Foundations of Sociology_ (p. 206) "Brusk sentence in Ross' _Foundations of Sociology_ (p. 206): "Brusk seaboard. It is situated at the head of Chebucto Bay a deep inlet on seaboard. It is situated at the head of Chebucto Bay, a deep inlet on an fro before they dropped. Still others with shattered limbs dragged and fro before they dropped. Still others with shattered limbs dragged "So hypochrondriac fancies represent "So hypochondriac fancies represent fruitless search whereever refugees were gathered together, the fruitless search wherever refugees were gathered together, the to do so, these lines of conduct are the roots of greed. (_Ibid._, to do so, these lines of conduct are the roots of greed." (_Ibid._, sentiment.[73] sentiment."[73] pressure. Magnificent effort, conspicious enough for special notice was pressure. Magnificent effort, conspicuous enough for special notice was could not escape, observation was the strange insensibility to suffering could not escape observation was the strange insensibility to suffering may be stated that catastrophe is attended by phenonema of social may be stated that catastrophe is attended by phenomena of social depot at well as a habitation. Then the idea spread of taking the depot as well as a habitation. Then the idea spread of taking the comradeship.[94] Then followed requests for changes of location in the comradeship."[94] Then followed requests for changes of location in the precipitation. Temperature: max. 18.2, min. 6.6 precipitation. Temperature: max. 18.2, min. 6.6. of_ Halifax, 1918. of Halifax_, 1918. CATASTROPHE AND SOCIAL ORGANIZATION (Cont'd) CATASTROPHE AND SOCIAL ECONOMY relationships.?" Having obtained an answer as best they could, the effort relationships?" Having obtained an answer as best they could, the effort subsidize familes rather than institutions. subsidize families rather than institutions. 3. Procuring necessary articles of clothing, _etc_, for children. 3. Procuring necessary articles of clothing, _etc._, for children. exceeding five thousand dollars. And while in case of the larger claims exceeding five thousand dollars." And while in case of the larger claims John R. Moors says: "It is interesting to note that at Halifax, the John F. Moors says: "It is interesting to note that at Halifax, the We have thus far been tracing certain of the major influence which are We have thus far been tracing certain of the major influences which are In this duty all governments alike share, be they imperial, federal. In this duty all governments alike share, be they imperial, federal, committees. The Citizen's Committee exercised the general control. They committees. The Citizens' Committee exercised the general control. They muncipal aid in disaster as falling under the general category of municipal aid in disaster as falling under the general category of But this is not an all-sufficient explanation, and indeed aplies But this is not an all-sufficient explanation, and indeed applies and technical leadership, welcome at it was, and saving the situation as and technical leadership, welcome as it was, and saving the situation as ch viii, p. 197. ch. viii, p. 197. The chapter discribing the shock also found the immediate reaction to The chapter describing the shock also found the immediate reaction to [178] The two additional propositions suggested in the the Introduction, [178] The two additional propositions suggested in the Introduction, Imitation, conditions effecting rate of, 77 Imitation, conditions affecting rate of, 77 Pluralistic behavior, _vide_ behaviour Pluralistic behavior, _vide_ behavior ] 636 ---- MEMOIRS OF EXTRAORDINARY POPULAR DELUSIONS By Charles Mackay Author Of "The Thames And Its Tributaries," "The Hope Of The World," Etc. "Il est bon de connaitre les delires de l'esprit humain. Chaque people a ses folies plus ou moins grossieres." MILLOT VOL I. LONDON: RICHARD BENTLEY, NEW BURLINGTON STREET. PUBLISHER IN ORDINARY TO HER MAJESTY. 1841. CONTENTS OF THE FIRST VOLUME THE MISSISSIPPI SCHEME THE SOUTH SEA BUBBLE THE TULIPOMANIA RELICS MODERN PROPHECIES POPULAR ADMIRATION FOR GREAT THIEVES INFLUENCE OF POLITICS AND RELIGION ON THE HAIR AND BEARD DUELS AND ORDEALS THE LOVE OF THE MARVELOUS AND THE DISBELIEF OF THE TRUE POPULAR FOLLIES IN GREAT CITIES THE O. P. MANIA THE THUGS, OR PHANSIGARS NATIONAL DELUSIONS. N'en deplaise a ces fous nommes sages de Grece; En ce monde il n'est point de parfaite sagesse; Tous les hommes sont fous, et malgre tous leurs soins, Ne different entre eux que du plus ou du moins. BOILEAU. In reading the history of nations, we find that, like individuals, they have their whims and their peculiarities; their seasons of excitement and recklessness, when they care not what they do. We find that whole communities suddenly fix their minds upon one object, and go mad in its pursuit; that millions of people become simultaneously impressed with one delusion, and run after it, till their attention is caught by some new folly more captivating than the first. We see one nation suddenly seized, from its highest to its lowest members, with a fierce desire of military glory; another as suddenly becoming crazed upon a religious scruple, and neither of them recovering its senses until it has shed rivers of blood and sowed a harvest of groans and tears, to be reaped by its posterity. At an early age in the annals of Europe its population lost their wits about the Sepulchre of Jesus, and crowded in frenzied multitudes to the Holy Land: another age went mad for fear of the Devil, and offered up hundreds of thousands of victims to the delusion of witchcraft. At another time, the many became crazed on the subject of the Philosopher's Stone, and committed follies till then unheard of in the pursuit. It was once thought a venial offence in very many countries of Europe to destroy an enemy by slow poison. Persons who would have revolted at the idea of stabbing a man to the heart, drugged his pottage without scruple. Ladies of gentle birth and manners caught the contagion of murder, until poisoning, under their auspices, became quite fashionable. Some delusions, though notorious to all the world, have subsisted for ages, flourishing as widely among civilized and polished nations as among the early barbarians with whom they originated,--that of duelling, for instance, and the belief in omens and divination of the future, which seem to defy the progress of knowledge to eradicate entirely from the popular mind. Money, again, has often been a cause of the delusion of multitudes. Sober nations have all at once become desperate gamblers, and risked almost their existence upon the turn of a piece of paper. To trace the history of the most prominent of these delusions is the object of the present pages. Men, it has been well said, think in herds; it will be seen that they go mad in herds, while they only recover their senses slowly, and one by one. In the present state of civilization, society has often shown itself very prone to run a career of folly from the last-mentioned cases. This infatuation has seized upon whole nations in a most extraordinary manner. France, with her Mississippi madness, set the first great example, and was very soon imitated by England with her South Sea Bubble. At an earlier period, Holland made herself still more ridiculous in the eyes of the world, by the frenzy which came over her people for the love of Tulips. Melancholy as all these delusions were in their ultimate results, their history is most amusing. A more ludicrous and yet painful spectacle, than that which Holland presented in the years 1635 and 1636, or France in 1719 and 1720, can hardly be imagined. Taking them in the order of their importance, we shall commence our history with John Law and the famous Mississippi scheme of the years above mentioned. THE MISSISSIPPI SCHEME Some in clandestine companies combine; Erect new stocks to trade beyond the line; With air and empty names beguile the town, And raise new credits first, then cry 'em down; Divide the empty nothing into shares, And set the crowd together by the ears. Defoe. The personal character and career of one man are so intimately connected with the great scheme of the years 1719 and 1720, that a history of the Mississippi madness can have no fitter introduction than a sketch of the life of its great author, John Law. Historians are divided in opinion as to whether they should designate him a knave or a madman. Both epithets were unsparingly applied to him in his lifetime, and while the unhappy consequences of his projects were still deeply felt. Posterity, however, has found reason to doubt the justice of the accusation, and to confess that John Law was neither knave nor madman, but one more deceived than deceiving; more sinned against than sinning. He was thoroughly acquainted with the philosophy and true principles of credit. He understood the monetary question better than any man of his day; and if his system fell with a crash so tremendous, it was not so much his fault as that of the people amongst whom he had erected it. He did not calculate upon the avaricious frenzy of a whole nation; he did not see that confidence, like mistrust, could be increased, almost ad infinitum, and that hope was as extravagant as fear. How was he to foretell that the French people, like the man in the fable, would kill, in their frantic eagerness, the fine goose he had brought to lay them so many golden eggs? His fate was like that which may be supposed to have overtaken the first adventurous boatman who rowed from Erie to Ontario. Broad and smooth was the river on which he embarked; rapid and pleasant was his progress; and who was to stay him in his career? Alas for him! the cataract was nigh. He saw, when it was too late, that the tide which wafted him so joyously along was a tide of destruction; and when he endeavoured to retrace his way, he found that the current was too strong for his weak efforts to stem, and that he drew nearer every instant to the tremendous falls. Down he went over the sharp rocks, and the waters with him. He was dashed to pieces with his bark, but the waters, maddened and turned to foam by the rough descent, only boiled and bubbled for a time, and then flowed on again as smoothly as ever. Just so it was with Law and the French people. He was the boatman and they were the waters. John Law was born at Edinburgh in the year 1671. His father was the younger son of an ancient family in Fife, and carried on the business of a goldsmith and banker. He amassed considerable wealth in his trade, sufficient to enable him to gratify the wish, so common among his countrymen, of adding a territorial designation to his name. He purchased with this view the estates of Lauriston and Randleston, on the Frith of Forth on the borders of West and Mid Lothian, and was thenceforth known as Law of Lauriston. The subject of our memoir, being the eldest son, was received into his father's counting-house at the age of fourteen, and for three years laboured hard to acquire an insight into the principles of banking, as then carried on in Scotland. He had always manifested great love for the study of numbers, and his proficiency in the mathematics was considered extraordinary in one of his tender years. At the age of seventeen he was tall, strong, and well made; and his face, although deeply scarred with the small-pox, was agreeable in its expression, and full of intelligence. At this time he began to neglect his business, and becoming vain of his person, indulged in considerable extravagance of attire. He was a great favourite with the ladies, by whom he was called Beau Law, while the other sex, despising his foppery, nicknamed him Jessamy John. At the death of his father, which happened in 1688, he withdrew entirely from the desk, which had become so irksome, and being possessed of the revenues of the paternal estate of Lauriston, he proceeded to London, to see the world. He was now very young, very vain, good-looking, tolerably rich, and quite uncontrolled. It is no wonder that, on his arrival in the capital, he should launch out into extravagance. He soon became a regular frequenter of the gaming-houses, and by pursuing a certain plan, based upon some abstruse calculation of chances, he contrived to gain considerable sums. All the gamblers envied him his luck, and many made it a point to watch his play, and stake their money on the same chances. In affairs of gallantry he was equally fortunate; ladies of the first rank smiled graciously upon the handsome Scotchman--the young, the rich, the witty, and the obliging. But all these successes only paved the way for reverses. After he had been for nine years exposed to the dangerous attractions of the gay life he was leading, he became an irrecoverable gambler. As his love of play increased in violence, it diminished in prudence. Great losses were only to be repaired by still greater ventures, and one unhappy day he lost more than he could repay without mortgaging his family estate. To that step he was driven at last. At the same time his gallantry brought him into trouble. A love affair, or slight flirtation, with a lady of the name of Villiers [Miss Elizabeth Villiers, afterwards Countess of Orkney] exposed him to the resentment of a Mr. Wilson, by whom he was challenged to fight a duel. Law accepted, and had the ill fortune to shoot his antagonist dead upon the spot. He was arrested the same day, and brought to trial for murder by the relatives of Mr. Wilson. He was afterwards found guilty, and sentenced to death. The sentence was commuted to a fine, upon the ground that the offence only amounted to manslaughter. An appeal being lodged by a brother of the deceased, Law was detained in the King's Bench, whence, by some means or other, which he never explained, he contrived to escape; and an action being instituted against the sheriffs, he was advertised in the Gazette, and a reward offered for his apprehension. He was described as "Captain John Law, a Scotchman, aged twenty-six; a very tall, black, lean man; well shaped, above six feet high, with large pockholes in his face; big nosed, and speaking broad and loud." As this was rather a caricature than a description of him, it has been supposed that it was drawn up with a view to favour his escape. He succeeded in reaching the Continent, where he travelled for three years, and devoted much of his attention to the monetary and banking affairs of the countries through which he passed. He stayed a few months in Amsterdam, and speculated to some extent in the funds. His mornings were devoted to the study of finance and the principles of trade, and his evenings to the gaming-house. It is generally believed that he returned to Edinburgh in the year 1700. It is certain that he published in that city his "Proposals and Reasons for constituting a Council of Trade." This pamphlet did not excite much attention. In a short time afterwards he published a project for establishing what he called a Land-bank [The wits of the day called it a sand-bank, which would wreck the vessel of the state.], the notes issued by which were never to exceed the value of the entire lands of the state, upon ordinary interest, or were to be equal in value to the land, with the right to enter into possession at a certain time. The project excited a good deal of discussion in the Scottish parliament, and a motion for the establishment of such a bank was brought forward by a neutral party, called the Squadrone, whom Law had interested in his favour. The Parliament ultimately passed a resolution to the effect, that, to establish any kind of paper credit, so as to force it to pass, was an improper expedient for the nation. Upon the failure of this project, and of his efforts to procure a pardon for the murder of Mr. Wilson, Law withdrew to the Continent, and resumed his old habits of gaming. For fourteen years he continued to roam about, in Flanders, Holland, Germany, Hungary, Italy, and France. He soon became intimately acquainted with the extent of the trade and resources of each, and daily more confirmed in his opinion that no country could prosper without a paper currency. During the whole of this time he appears to have chiefly supported himself by successful play. At every gambling-house of note in the capitals of Europe, he was known and appreciated as one better skilled in the intricacies of chance than any other man of the day. It is stated in the "Biographie Universelle" that he was expelled, first from Venice, and afterwards from Genoa, by the magistrates, who thought him a visitor too dangerous for the youth of those cities. During his residence in Paris he rendered himself obnoxious to D'Argenson, the lieutenant-general of the police, by whom he was ordered to quit the capital. This did not take place, however, before he had made the acquaintance in the saloons, of the Duke de Vendome, the Prince de Conti, and of the gay Duke of Orleans, the latter of whom was destined afterwards to exercise so much influence over his fate. The Duke of Orleans was pleased with the vivacity and good sense of the Scottish adventurer, while the latter was no less pleased with the wit and amiability of a prince who promised to become his patron. They were often thrown into each other's society, and Law seized every opportunity to instil his financial doctrines into the mind of one whose proximity to the throne pointed him out as destined, at no very distant date, to play an important part in the government. Shortly before the death of Louis XIV, or, as some say, in 1708, Law proposed a scheme of finance to Desmarets, the Comptroller. Louis is reported to have inquired whether the projector were a Catholic, and, on being answered in the negative, to have declined having anything to do with him. [This anecdote, which is related in the correspondence of Madame de Baviere, Duchess of Orleans, and mother of the Regent, is discredited by Lord John Russell, in his "History of the principal States of Europe, from the Peace of Utrecht;" for what reason he does not inform us. There is no doubt that Law proposed his scheme to Desmarets, and that Louis refused to hear of it. The reason given for the refusal is quite consistent with the character of that bigoted and tyrannical monarch.] It was after this repulse that he visited Italy. His mind being still occupied with schemes of finance, he proposed to Victor Amadeus, Duke of Savoy, to establish his land-bank in that country. The Duke replied that his dominions were too circumscribed for the execution of so great a project, and that he was by far too poor a potentate to be ruined. He advised him, however, to try the King of France once more; for he was sure, if he knew anything of the French character, that the people would be delighted with a plan, not only so new, but so plausible. Louis XIV died in 1715, and the heir to the throne being an infant only seven years of age, the Duke of Orleans assumed the reins of government, as Regent, during his minority. Law now found himself in a more favourable position. The tide in his affairs had come, which, taken at the flood, was to waft him on to fortune. The Regent was his friend, already acquainted with his theory and pretensions, and inclined, moreover, to aid him in any efforts to restore the wounded credit of France, bowed down to the earth by the extravagance of the long reign of Louis XIV. Hardly was that monarch laid in his grave ere the popular hatred, suppressed so long, burst forth against his memory. He who, during his life, had been flattered with an excess of adulation, to which history scarcely offers a parallel, was now cursed as a tyrant, a bigot, and a plunderer. His statues were pelted and disfigured; his effigies torn down, amid the execrations of the populace, and his name rendered synonymous with selfishness and oppression. The glory of his arms was forgotten, and nothing was remembered but his reverses, his extravagance, and his cruelty. The finances of the country were in a state of the utmost disorder. A profuse and corrupt monarch, whose profuseness and corruption were imitated by almost every functionary, from the highest to the lowest grade, had brought France to the verge of ruin. The national debt amounted to 3000 millions of livres, the revenue to 145 millions, and the expenditure to 142 millions per annum; leaving only three millions to pay the interest upon 3000 millions. The first care of the Regent was to discover a remedy for an evil of such magnitude, and a council was early summoned to take the matter into consideration. The Duke de St. Simon was of opinion that nothing could save the country from revolution but a remedy at once bold and dangerous. He advised the Regent to convoke the States-General, and declare a national bankruptcy. The Duke de Noailles, a man of accommodating principles, an accomplished courtier, and totally averse from giving himself any trouble or annoyance that ingenuity could escape from, opposed the project of St. Simon with all his influence. He represented the expedient as alike dishonest and ruinous. The Regent was of the same opinion, and this desperate remedy fell to the ground. The measures ultimately adopted, though they promised fair, only aggravated the evil. The first, and most dishonest measure, was of no advantage to the state. A recoinage was ordered, by which the currency was depreciated one-fifth; those who took a thousand pieces of gold or silver to the mint received back an amount of coin of the same nominal value, but only four-fifths of the weight of metal. By this contrivance the treasury gained seventy-two millions of livres, and all the commercial operations of the country were disordered. A trifling diminution of the taxes silenced the clamours of the people, and for the slight present advantage the great prospective evil was forgotten. A chamber of justice was next instituted, to inquire into the malversations of the loan-contractors and the farmers of the revenues. Tax collectors are never very popular in any country, but those of France at this period deserved all the odium with which they were loaded. As soon as these farmers-general, with all their hosts of subordinate agents, called maltotiers [From maltote, an oppressive tax.], were called to account for their misdeeds, the most extravagant joy took possession of the nation. The Chamber of Justice, instituted chiefly for this purpose, was endowed with very extensive powers. It was composed of the presidents and councils of the parliament, the judges of the Courts of Aid and of Requests, and the officers of the Chamber of Account, under the general presidence of the minister of finance. Informers were encouraged to give evidence against the offenders by the promise of one-fifth part of the fines and confiscations. A tenth of all concealed effects belonging to the guilty was promised to such as should furnish the means of discovering them. The promulgation of the edict constituting this court caused a degree of consternation among those principally concerned which can only be accounted for on the supposition that their peculation had been enormous. But they met with no sympathy. The proceedings against them justified their terror. The Bastile was soon unable to contain the prisoners that were sent to it, and the gaols all over the country teemed with guilty or suspected persons. An order was issued to all innkeepers and postmasters to refuse horses to such as endeavoured to seek safety in flight; and all persons were forbidden, under heavy fines, to harbour them or favour their evasion. Some were condemned to the pillory, others to the gallies, and the least guilty to fine and imprisonment. One only, Samuel Bernard, a rich banker, and farmer-general of a province remote from the capital, was sentenced to death. So great had been the illegal profits of this man,--looked upon as the tyrant and oppressor of his district,--that he offered six millions of livres, or 250,000 pounds sterling, to be allowed to escape. His bribe was refused, and he suffered the penalty of death. Others, perhaps more guilty, were more fortunate. Confiscation, owing to the concealment of their treasures by the delinquents, often produced less money than a fine. The severity of the government relaxed, and fines, under the denomination of taxes, were indiscriminately levied upon all offenders. But so corrupt was every department of the administration, that the country benefited but little by the sums which thus flowed into the treasury. Courtiers, and courtiers' wives and mistresses, came in for the chief share of the spoils. One contractor had been taxed in proportion to his wealth and guilt, at the sum of twelve millions of livres. The Count * * *, a man of some weight in the government, called upon him, and offered to procure a remission of the fine, if he would give him a hundred thousand crowns. "Vous etes trop tard, mon ami," replied the financier; "I have already made a bargain with your wife for fifty thousand." [This anecdote is related by M. de la Hode, in his Life of Philippe of Orleans. It would have looked more authentic if he had given the names of the dishonest contractor and the still more dishonest minister. But M. de la Hode's book is liable to the same objection as most of the French memoirs of that and of subsequent periods. It is sufficient with most of them that an anecdote be ben trovato; the veto is but matter of secondary consideration.] About a hundred and eighty millions of livres were levied in this manner, of which eighty were applied in payment of the debts contracted by the government. The remainder found its way into the pockets of the courtiers. Madame de Maintenon, writing on this subject, says, "We hear every day of some new grant of the Regent; the people murmur very much at this mode of employing the money taken from the peculators." The people, who, after the first burst of their resentment is over, generally express a sympathy for the weak, were indignant that so much severity should be used to so little purpose. They did not see the justice of robbing one set of rogues to fatten another. In a few months all the more guilty had been brought to punishment, and the chamber of justice looked for victims in humbler walks of life. Charges of fraud and extortion were brought against tradesmen of good character, in consequence of the great inducements held out to common informers. They were compelled to lay open their affairs before this tribunal in order to establish their innocence. The voice of complaint resounded from every side, and at the expiration of a year the government found it advisable to discontinue further proceedings. The chamber of justice was suppressed, and a general amnesty granted to all against whom no charges had yet been preferred. In the midst of this financial confusion Law appeared upon the scene. No man felt more deeply than the Regent the deplorable state of the country, but no man could be more averse from putting his shoulders manfully to the wheel. He disliked business; he signed official documents without proper examination, and trusted to others what he should have undertaken himself. The cares inseparable from his high office were burdensome to him; he saw that something was necessary to be done, but he lacked the energy to do it, and had not virtue enough to sacrifice his case and his pleasures in the attempt. No wonder that, with this character, he listened favourably to the mighty projects, so easy of execution, of the clever adventurer whom he had formerly known, and whose talents he appreciated. When Law presented himself at court, he was most cordially received. He offered two memorials to the Regent, in which he set forth the evils that had befallen France, owing to an insufficient currency, at different times depreciated. He asserted that a metallic currency, unaided by a paper money, was wholly inadequate to the wants of a commercial country, and particularly cited the examples of Great Britain and Holland to show the advantages of paper. He used many sound arguments on the subject of credit, and proposed, as a means of restoring that of France, then at so low an ebb among the nations, that he should be allowed to set up a bank, which should have the management of the royal revenues, and issue notes, both on that and on landed security. He further proposed that this bank should be administered in the King's name, but subject to the control of commissioners, to be named by the States-General. While these memorials were under consideration, Law translated into French his essay on money and trade, and used every means to extend through the nation his renown as a financier. He soon became talked of. The confidants of the Regent spread abroad his praise, and every one expected great things of Monsieur Lass. [The French pronounced his name in this manner to avoid the ungallic sound, aw. After the failure of his scheme, the wags said the nation was lasse de lui, and proposed that he should in future be known by the name of Monsieur Helas!] On the 5th of May, 1716, a royal edict was published, by which Law was authorised, in conjunction with his brother, to establish a bank, under the name of Law and Company, the notes of which should be received in payment of the taxes. The capital was fixed at six millions of livres, in twelve thousand shares of five hundred livres each, purchasable one-fourth in specie and the remainder in billets d'etat. It was not thought expedient to grant him the whole of the privileges prayed for in his memorials until experience should have shown their safety and advantage. Law was now on the high road to fortune. The study of thirty years was brought to guide him in the management of his bank. He made all his notes payable at sight, and in the coin current at the time they were issued. This last was a master-stroke of policy, and immediately rendered his notes more valuable than the precious metals. The latter were constantly liable to depreciation by the unwise tampering of the government. A thousand livres of silver might be worth their nominal value one day and be reduced one-sixth the next, but a note of Law's bank retained its original value. He publicly declared at the same time that a banker deserved death if he made issues without having sufficient security to answer all demands. The consequence was, that his notes advanced rapidly in public estimation, and were received at one per cent. more than specie. It was not long before the trade of the country felt the benefit. Languishing commerce began to lift up her head; the taxes were paid with greater regularity and less murmuring, and a degree of confidence was established that could not fail, if it continued, to become still more advantageous. In the course of a year Law's notes rose to fifteen per cent. premium, while the billets d'etat, or notes issued by the government, as security for the debts contracted by the extravagant Louis XIV, were at a discount of no less than seventy-eight and a half per cent. The comparison was too great in favour of Law not to attract the attention of the whole kingdom, and his credit extended itself day by day. Branches of his bank were almost simultaneously established at Lyons, Rochelle, Tours, Amiens, and Orleans. The Regent appears to have been utterly astonished at his success, and gradually to have conceived the idea, that paper, which could so aid a metallic currency, could entirely supersede it. Upon this fundamental error he afterwards acted. In the mean time, Law commenced the famous project which has handed his name down to posterity. He proposed to the Regent, who could refuse him nothing, to establish a company, that should have the exclusive privilege of trading to the great river Mississippi and the province of Louisiana, on its western bank. The country was supposed to abound in the precious metals, and the company, supported by the profits of their exclusive commerce, were to be the sole farmers of the taxes, and sole coiners of money. Letters patent were issued, incorporating the company, in August 1717. The capital was divided into two hundred thousand shares of five hundred livres each, the whole of which might be paid in billets d'etat, at their nominal value, although worth no more than 160 livres in the market. It was now that the frenzy of speculating began to seize upon the nation. Law's bank had effected so much good, that any promises for the future which he thought proper to make were readily believed. The Regent every day conferred new privileges upon the fortunate projector. The bank obtained the monopoly of the sale of tobacco; the sole right of refinage of gold and silver, and was finally erected into the Royal Bank of France. Amid the intoxication of success, both Law and the Regent forgot the maxim so loudly proclaimed by the former, that a banker deserved death who made issues of paper without the necessary funds to provide for them. As soon as the bank, from a private, became a public institution, the Regent caused a fabrication of notes to the amount of one thousand millions of livres. This was the first departure from sound principles, and one for which Law is not justly blameable. While the affairs of the bank were under his control, the issues had never exceeded sixty millions. Whether Law opposed the inordinate increase is not known, but as it took place as soon as the bank was made a royal establishment, it is but fair to lay the blame of the change of system upon the Regent. Law found that he lived under a despotic government, but he was not yet aware of the pernicious influence which such a government could exercise upon so delicate a framework as that of credit. He discovered it afterwards to his cost, but in the mean time suffered himself to be impelled by the Regent into courses which his own reason must have disapproved. With a weakness most culpable, he lent his aid in inundating the country with paper money, which, based upon no solid foundation, was sure to fall, sooner or later. The extraordinary present fortune dazzled his eyes, and prevented him from seeing the evil day that would burst over his head, when once, from any cause or other, the alarm was sounded. The Parliament were from the first jealous of his influence as a foreigner, and had, besides, their misgivings as to the safety of his projects. As his influence extended, their animosity increased. D'Aguesseau, the Chancellor, was unceremoniously dismissed by the Regent for his opposition to the vast increase of paper money, and the constant depreciation of the gold and silver coin of the realm. This only served to augment the enmity of the Parliament, and when D'Argenson, a man devoted to the interests of the Regent, was appointed to the vacant chancellorship, and made at the same time minister of finance, they became more violent than ever. The first measure of the new minister caused a further depreciation of the coin. In order to extinguish the billets d'etat, it was ordered that persons bringing to the mint four thousand livres in specie and one thousand livres in billets d'etat, should receive back coin to the amount of five thousand livres. D'Argenson plumed himself mightily upon thus creating five thousand new and smaller livres out of the four thousand old and larger ones, being too ignorant of the true principles of trade and credit to be aware of the immense injury he was inflicting upon both. The Parliament saw at once the impolicy and danger of such a system, and made repeated remonstrances to the Regent. The latter refused to entertain their petitions, when the Parliament, by a bold, and very unusual stretch of authority, commanded that no money should be received in payment but that of the old standard. The Regent summoned a lit de justice, and annulled the decree. The Parliament resisted, and issued another. Again the Regent exercised his privilege, and annulled it, till the Parliament, stung to fiercer opposition, passed another decree, dated August 12th, 1718, by which they forbade the bank of Law to have any concern, either direct or indirect, in the administration of the revenue; and prohibited all foreigners, under heavy penalties, from interfering, either in their own names, or in that of others, in the management of the finances of the state. The Parliament considered Law to be the author of all the evil, and some of the counsellors, in the virulence of their enmity, proposed that he should be brought to trial, and, if found guilty, be hung at the gates of the Palais de Justice. Law, in great alarm, fled to the Palais Royal, and threw himself on the protection of the Regent, praying that measures might be taken to reduce the Parliament to obedience. The Regent had nothing so much at heart, both on that account and because of the disputes that had arisen relative to the legitimation of the Duke of Maine and the Count of Thoulouse, the sons of the late King. The Parliament was ultimately overawed by the arrest of their president and two of the counsellors, who were sent to distant prisons. Thus the first cloud upon Law's prospects blew over: freed from apprehension of personal danger, he devoted his attention to his famous Mississippi project, the shares of which were rapidly rising, in spite of the Parliament. At the commencement of the year 1719 an edict was published, granting to the Mississippi Company the exclusive privilege of trading to the East Indies, China, and the South Seas, and to all the possessions of the French East India Company, established by Colbert. The Company, in consequence of this great increase of their business, assumed, as more appropriate, the title of Company of the Indies, and created fifty thousand new shares. The prospects now held out by Law were most magnificent. He promised a yearly dividend of two hundred livres upon each share of five hundred, which, as the shares were paid for in billets d'etat, at their nominal value, but worth only 100 livres, was at the rate of about 120 per cent. profit. The public enthusiasm, which had been so long rising, could not resist a vision so splendid. At least three hundred thousand applications were made for the fifty thousand new shares, and Law's house in the Rue de Quincampoix was beset from morning to night by the eager applicants. As it was impossible to satisfy them all, it was several weeks before a list of the fortunate new stockholders could be made out, during which time the public impatience rose to a pitch of frenzy. Dukes, marquises, counts, with their duchesses, marchionesses, and countesses, waited in the streets for hours every day before Mr. Law's door to know the result. At last, to avoid the jostling of the plebeian crowd, which, to the number of thousands, filled the whole thoroughfare, they took apartments in the adjoining houses, that they might be continually near the temple whence the new Plutus was diffusing wealth. Every day the value of the old shares increased, and the fresh applications, induced by the golden dreams of the whole nation, became so numerous that it was deemed advisable to create no less than three hundred thousand new shares, at five thousand livres each, in order that the Regent might take advantage of the popular enthusiasm to pay off the national debt. For this purpose, the sum of fifteen hundred millions of livres was necessary. Such was the eagerness of the nation, that thrice the sum would have been subscribed if the government had authorised it. Law was now at the zenith of his prosperity, and the people were rapidly approaching the zenith of their infatuation. The highest and the lowest classes were alike filled with a vision of boundless wealth. There was not a person of note among the aristocracy, with the exception of the Duke of St. Simon and Marshal Villars, who was not engaged in buying or selling stock. People of every age and sex, and condition in life, speculated in the rise and fall of the Mississippi bonds. The Rue de Quincampoix was the grand resort of the jobbers, and it being a narrow, inconvenient street, accidents continually occurred in it, from the tremendous pressure of the crowd. Houses in it, worth, in ordinary times, a thousand livres of yearly rent, yielded as much as twelve or sixteen thousand. A cobbler, who had a stall in it, gained about two hundred livres a day by letting it out, and furnishing writing materials to brokers and their clients. The story goes, that a hump-backed man who stood in the street gained considerable sums by lending his hump as a writing-desk to the eager speculators! The great concourse of persons who assembled to do business brought a still greater concourse of spectators. These again drew all the thieves and immoral characters of Paris to the spot, and constant riots and disturbances took place. At nightfall, it was often found necessary to send a troop of soldiers to clear the street. Law, finding the inconvenience of his residence, removed to the Place Vendome, whither the crowd of agioteurs followed him. That spacious square soon became as thronged as the Rue de Quincampoix: from morning to night it presented the appearance of a fair. Booths and tents were erected for the transaction of business and the sale of refreshments, and gamblers with their roulette tables stationed themselves in the very middle of the place, and reaped a golden, or rather a paper, harvest from the throng. The Boulevards and public gardens were forsaken; parties of pleasure took their walks in preference in the Place Vendome, which became the fashionable lounge of the idle, as well as the general rendezvous of the busy. The noise was so great all day, that the Chancellor, whose court was situated in the square, complained to the Regent and the municipality, that he could not hear the advocates. Law, when applied to, expressed his willingness to aid in the removal of the nuisance, and for this purpose entered into a treaty with the Prince de Carignan for the Hotel de Soissons, which had a garden of several acres in the rear. A bargain was concluded, by which Law became the purchaser of the hotel, at an enormous price, the Prince reserving to himself the magnificent gardens as a new source of profit. They contained some fine statues and several fountains, and were altogether laid out with much taste. As soon as Law was installed in his new abode, an edict was published, forbidding all persons to buy or sell stock anywhere but in the gardens of the Hotel de Soissons. In the midst among the trees, about five hundred small tents and pavilions were erected, for the convenience of the stock-jobbers. Their various colours, the gay ribands and banners which floated from them, the busy crowds which passed continually in and out--the incessant hum of voices, the noise, the music, and the strange mixture of business and pleasure on the countenances of the throng, all combined to give the place an air of enchantment that quite enraptured the Parisians. The Prince de Carignan made enormous profits while the delusion lasted. Each tent was let at the rate of five hundred livres a month; and, as there were at least five hundred of them, his monthly revenue from this source alone must have amounted to 250,000 livres, or upwards of 10,000 pounds sterling. The honest old soldier, Marshal Villars, was so vexed to see the folly which had smitten his countrymen, that he never could speak with temper on the subject. Passing one day through the Place Vendome in his carriage, the choleric gentleman was so annoyed at the infatuation of the people, that he abruptly ordered his coachman to stop, and, putting his head out of the carriage window, harangued them for full half an hour on their "disgusting avarice." This was not a very wise proceeding on his part. Hisses and shouts of laughter resounded from every side, and jokes without number were aimed at him. There being at last strong symptoms that something more tangible was flying through the air in the direction of his head, Marshal was glad to drive on. He never again repeated the experiment. Two sober, quiet, and philosophic men of letters, M. de la Motte and the Abbe Terrason, congratulated each other, that they, at least, were free from this strange infatuation. A few days afterwards, as the worthy Abbe was coming out of the Hotel de Soissons, whither he had gone to buy shares in the Mississippi, whom should he see but his friend La Motte entering for the same purpose. "Ha!" said the Abbe, smiling, "is that you?" "Yes," said La Motte, pushing past him as fast as he was able; "and can that be you?" The next time the two scholars met, they talked of philosophy, of science, and of religion, but neither had courage for a long time to breathe one syllable about the Mississippi. At last, when it was mentioned, they agreed that a man ought never to swear against his doing any one thing, and that there was no sort of extravagance of which even a wise man was not capable. During this time, Law, the new Plutus, had become all at once the most important personage of the state. The ante-chambers of the Regent were forsaken by the courtiers. Peers, judges, and bishops thronged to the Hotel de Soissons; officers of the army and navy, ladies of title and fashion, and every one to whom hereditary rank or public employ gave a claim to precedence, were to be found waiting in his ante-chambers to beg for a portion of his India stock. Law was so pestered that he was unable to see one-tenth part of the applicants, and every manoeuvre that ingenuity could suggest was employed to gain access to him. Peers, whose dignity would have been outraged if the Regent had made them wait half an hour for an interview, were content to wait six hours for the chance of seeing Monsieur Law. Enormous fees were paid to his servants, if they would merely announce their names. Ladies of rank employed the blandishments of their smiles for the same object; but many of them came day after day for a fortnight before they could obtain an audience. When Law accepted an invitation, he was sometimes so surrounded by ladies, all asking to have their names put down in his lists as shareholders in the new stock, that, in spite of his well-known and habitual gallantry, he was obliged to tear himself away par force. The most ludicrous stratagems were employed to have an opportunity of speaking to him. One lady, who had striven in vain during several days, gave up in despair all attempts to see him at his own house, but ordered her coachman to keep a strict watch whenever she was out in her carriage, and if he saw Mr. Law coming, to drive against a post, and upset her. The coachman promised obedience, and for three days the lady was driven incessantly through the town, praying inwardly for the opportunity to be overturned. At last she espied Mr. Law, and, pulling the string, called out to the coachman, "Upset us now! for God's sake, upset us now!" The coachman drove against a post, the lady screamed, the coach was overturned, and Law, who had seen the accident, hastened to the spot to render assistance. The cunning dame was led into the Hotel de Soissons, where she soon thought it advisable to recover from her fright, and, after apologizing to Mr. Law, confessed her stratagem. Law smiled, and entered the lady in his books as the purchaser of a quantity of India stock. Another story is told of a Madame de Boucha, who, knowing that Mr. Law was at dinner at a certain house, proceeded thither in her carriage, and gave the alarm of fire. The company started from table, and Law among the rest; but, seeing one lady making all haste into the house towards him, while everybody else was scampering away, he suspected the trick, and ran off in another direction. Many other anecdotes are related, which even, though they may be a little exaggerated, are nevertheless worth preserving, as showing the spirit of that singular period. [The curious reader may find an anecdote of the eagerness of the French ladies to retain Law in their company, which will make him blush or smile according as he happens to be very modest or the reverse. It is related in the Letters of Madame Charlotte Elizabeth de Baviere, Duchess of Orleans, vol. ii. p. 274.] The Regent was one day mentioning, in the presence of D'Argenson, the Abbe Dubois, and some other persons, that he was desirous of deputing some lady, of the rank at least of a Duchess, to attend upon his daughter at Modena; "but," added he, "I do not exactly know where to find one." "No!" replied one, in affected surprise; "I can tell you where to find every Duchess in France:--you have only to go to Mr. Law's; you will see them every one in his ante-chamber." M. de Chirac, a celebrated physician, had bought stock at an unlucky period, and was very anxious to sell out. Stock, however continued to fall for two or three days, much to his alarm. His mind was filled with the subject, when he was suddenly called upon to attend a lady, who imagined herself unwell. He arrived, was shown up stairs, and felt the lady's pulse. "It falls! it falls! good God! it falls continually!" said he, musingly, while the lady looked up in his face, all anxiety for his opinion. "Oh! M. de Chirac," said she, starting to her feet, and ringing the bell for assistance; "I am dying! I am dying! it falls! it falls! it falls!" "What falls?" inquired the doctor, in amazement. "My pulse! my pulse!" said the lady; "I must be dying." "Calm your apprehensions, my dear Madam," said M. de Chirac; "I was speaking of the stocks. The truth is, I have been a great loser, and my mind is so disturbed, I hardly know what I have been saying." The price of shares sometimes rose ten or twenty per cent. in the course of a few hours, and many persons in the humbler walks of life, who had risen poor in the morning, went to bed in affluence. An extensive holder of stock, being taken ill, sent his servant to sell two hundred and fifty shares, at eight thousand livres each, the price at which they were then quoted. The servant went, and, on his arrival in the Jardin de Soissons, found that in the interval the price had risen to ten thousand livres. The difference of two thousand livres on the two hundred and fifty shares, amounting to 500,000 livres, or 20,000 pounds sterling, he very coolly transferred to his own use, and, giving the remainder to his master, set out the same evening for another country. Law's coachman in a very short time made money enough to set up a carriage of his own, and requested permission to leave his service. Law, who esteemed the man, begged of him as a favour, that he would endeavour, before he went, to find a substitute as good as himself. The coachman consented, and in the evening brought two of his former comrades, telling Mr. Law to choose between them, and he would take the other. Cookmaids and footmen were now and then as lucky, and, in the full-blown pride of their easily-acquired wealth, made the most ridiculous mistakes. Preserving the language and manners of their old, with the finery of their new station, they afforded continual subjects for the pity of the sensible, the contempt of the sober, and the laughter of everybody. But the folly and meanness of the higher ranks of society were still more disgusting. One instance alone, related by the Duke de St. Simon, will show the unworthy avarice which infected the whole of society. A man of the name of Andre, without character or education, had, by a series of well-timed speculations in Mississippi bonds, gained enormous wealth, in an incredibly short space of time. As St. Simon expresses it, "he had amassed mountains of gold." As he became rich, he grew ashamed of the lowness of his birth, and anxious above all things to be allied to nobility. He had a daughter, an infant only three years of age, and he opened a negotiation with the aristocratic and needy family of D'Oyse, that this child should, upon certain conditions, marry a member of that house. The Marquis d'Oyse, to his shame, consented, and promised to marry her himself on her attaining the age of twelve, if the father would pay him down the sum of a hundred thousand crowns, and twenty thousand livres every year, until the celebration of the marriage. The Marquis was himself in his thirty-third year. This scandalous bargain was duly signed and sealed, the stockjobber furthermore agreeing to settle upon his daughter, on the marriage-day, a fortune of several millions. The Duke of Brancas, the head of the family, was present throughout the negotiation, and shared in all the profits. St. Simon, who treats the matter with the levity becoming what he thought so good a joke, adds, "that people did not spare their animadversions on this beautiful marriage," and further informs us, "that the project fell to the ground some months afterwards by the overthrow of Law, and the ruin of the ambitious Monsieur Andre." It would appear, however, that the noble family never had the honesty to return the hundred thousand crowns. Amid events like these, which, humiliating though they be, partake largely of the ludicrous, others occurred of a more serious nature. Robberies in the streets were of daily occurrence, in consequence of the immense sums, in paper, which people carried about with them. Assassinations were also frequent. One case in particular fixed the attention of the whole of France, not only on account of the enormity of the offence, but of the rank and high connexions of the criminal. The Count d'Horn, a younger brother of the Prince d'Horn, and related to the noble families of D'Aremberg, De Ligne, and De Montmorency, was a young man of dissipated character, extravagant to a degree, and unprincipled as he was extravagant. In connexion with two other young men as reckless as himself, named Mille, a Piedmontese captain, and one Destampes, or Lestang, a Fleming, he formed a design to rob a very rich broker, who was known, unfortunately for himself, to carry great sums about his person. The Count pretended a desire to purchase of him a number of shares in the Company of the Indies, and for that purpose appointed to meet him in a cabaret, or low public-house, in the neighbourhood of the Place Vendome. The unsuspecting broker was punctual to his appointment; so were the Count d'Horn and his two associates, whom he introduced as his particular friends. After a few moments' conversation, the Count d'Horn suddenly sprang upon his victim, and stabbed him three times in the breast with a poniard. The man fell heavily to the ground, and, while the Count was employed in rifling his portfolio of bonds in the Mississippi and Indian schemes to the amount of one hundred thousand crowns, Mille, the Piedmontese, stabbed the unfortunate broker again and again, to make sure of his death. But the broker did not fall without a struggle, and his cries brought the people of the cabaret to his assistance. Lestang, the other assassin, who had been set to keep watch at a staircase, sprang from a window and escaped; but Mille and the Count d'Horn were seized in the very act. This crime, committed in open day, and in so public a place as a cabaret, filled Paris with consternation. The trial of the assassins commenced on the following day, and the evidence being so clear, they were both found guilty and condemned to be broken alive on the wheel. The noble relatives of the Count d'Horn absolutely blocked up the ante-chambers of the Regent, praying for mercy on the misguided youth, and alleging that he was insane. The Regent avoided them as long as possible, being determined that, in a case so atrocious, justice should take its course; but the importunity of these influential suitors was not to be overcome so silently, and they at last forced themselves into the presence of the Regent, and prayed him to save their house the shame of a public execution. They hinted that the Princes d'Horn were allied to the illustrious family of Orleans, and added that the Regent himself would be disgraced if a kinsman of his should die by the hands of a common executioner. The Regent, to his credit, was proof against all their solicitations, and replied to their last argument in the words of Corneille,-- "Le crime fait la honte, et non pas l'echafaud:" adding, that whatever shame there might be in the punishment he would very willingly share with the other relatives. Day after day they renewed their entreaties, but always with the same result. At last they thought that if they could interest the Duke de St. Simon in their layout, a man for whom the Regent felt sincere esteem, they might succeed in their object. The Duke, a thorough aristocrat, was as shocked as they were, that a noble assassin should die by the same death as a plebeian felon, and represented to the Regent the impolicy of making enemies of so numerous, wealthy, and powerful a family. He urged, too, that in Germany, where the family of D'Aremberg had large possessions, it was the law, that no relative of a person broken on the wheel could succeed to any public office or employ until a whole generation had passed away. For this reason he thought the punishment of the guilty Count might be transmuted into beheading, which was considered all over Europe as much less infamous. The Regent was moved by this argument, and was about to consent, when Law, who felt peculiarly interested in the fate of the murdered man, confirmed him in his former resolution, to let the law take its course. The relatives of D'Horn were now reduced to the last extremity. The Prince de Robec Montmorency, despairing of other methods, found means to penetrate into the dungeon of the criminal, and offering him a cup of poison, implored him to save them from disgrace. The Count d'Horn turned away his head, and refused to take it. Montmorency pressed him once more, and losing all patience at his continued refusal, turned on his heel, and exclaiming, "Die, then, as thou wilt, mean-spirited wretch! thou art fit only to perish by the hands of the hangman!" left him to his fate. D'Horn himself petitioned the Regent that he might be beheaded, but Law, who exercised more influence over his mind than any other person, with the exception of the notorious Abbe Dubois, his tutor, insisted that he could not in justice succumb to the self-interested views of the D'Horns. The Regent had from the first been of the same opinion, and within six days after the commission of their crime, D'Horn and Mille were broken on the wheel in the Place de Greve. The other assassin, Lestang, was never apprehended. This prompt and severe justice was highly pleasing to the populace of Paris; even M. de Quincampoix, as they called Law, came in for a share of their approbation for having induced the Regent to show no favour to a patrician. But the number of robberies and assassinations did not diminish. No sympathy was shown for rich jobbers when they were plundered: the general laxity of public morals, conspicuous enough before, was rendered still more so by its rapid pervasion of the middle classes, who had hitherto remained comparatively pure, between the open vices of the class above and the hidden crimes of the class below them. The pernicious love of gambling diffused itself through society, and bore all public, and nearly all private, virtue before it. For a time, while confidence lasted, an impetus was given to trade, which could not fail to be beneficial. In Paris, especially, the good results were felt. Strangers flocked into the capital from every part, bent, not only upon making money, but on spending it. The Duchess of Orleans, mother of the Regent, computes the increase of the population during this time, from the great influx of strangers from all parts of the world, at 305,000 souls. The housekeepers were obliged to make up beds in garrets, kitchens, and even stables, for the accommodation of lodgers; and the town was so full of carriages and vehicles of every description, that they were obliged in the principal streets to drive at a foot-pace for fear of accidents. The looms of the country worked with unusual activity, to supply rich laces, silks, broad-cloth, and velvets, which being paid for in abundant paper, increased in price four-fold. Provisions shared the general advance; bread, meat, and vegetables were sold at prices greater than had ever before been known; while the wages of labour rose in exactly the same proportion. The artisan, who formerly gained fifteen sous per diem, now gained sixty. New houses were built in every direction; an illusory prosperity shone over the land, and so dazzled the eyes of the whole nation that none could see the dark cloud on the horizon, announcing the storm that was too rapidly approaching. Law himself, the magician whose wand had wrought so surprising a change, shared, of course, in the general prosperity. His wife and daughter were courted by the highest nobility, and their alliance sought by the heirs of ducal and princely houses. He bought two splendid estates in different parts of France, and entered into a negotiation with the family of the Duke de Sully for the purchase of the Marquisate of Rosny. His religion being an obstacle to his advancement, the Regent promised, if he would publicly conform to the Catholic faith, to make him comptroller-general of the finances. Law, who had no more real religion than any other professed gambler, readily agreed, and was confirmed by the Abbe de Tencin in the cathedral of Melun, in presence of a great crowd of spectators. [The following squib was circulated on the occasion:-- "Foin de ton zele seraphique, Malheureux Abbe de Tencin, Depuis que Law est Catholique, Tout le royaume est Capucin Thus, somewhat weakly and paraphrastically rendered by Justansond, in his translation of the "Memoirs of Louis XV:"-- "Tencin, a curse on thy seraphic zeal, Which by persuasion hath contrived the means To make the Scotchman at our altars kneel, Since which we all are poor as Capucines?] On the following day he was elected honorary churchwarden of the parish of St. Roch, upon which occasion he made it a present of the sum of five hundred thousand livres. His charities, always magnificent, were not always so ostentatious. He gave away great sums privately, and no tale of real distress ever reached his ears in vain. At this time, he was by far the most influential person of the state. The Duke of Orleans had so much confidence in his sagacity, and the success of his plans, that he always consulted him upon every matter of moment. He was by no means unduly elevated by his prosperity, but remained the same simple, affable, sensible man that he had shown himself in adversity. His gallantry, which was always delightful to the fair objects of it, was of a nature, so kind, so gentlemanly, and so respectful, that not even a lover could have taken offence at it. If upon any occasion he showed any symptoms of haughtiness, it was to the cringing nobles, who lavished their adulation upon him till it became fulsome. He often took pleasure in seeing how long he could make them dance attendance upon him for a single favour. To such of his own countrymen as by chance visited Paris, and sought an interview with him, he was, on the contrary, all politeness and attention. When Archibald Campbell, Earl of Islay, and afterwards Duke of Argyle, called upon him in the Place Vendome, he had to pass through an ante-chamber crowded with persons of the first distinction, all anxious to see the great financier, and have their names put down as first on the list of some new subscription. Law himself was quietly sitting in his library, writing a letter to the gardener at his paternal estate of Lauriston about the planting of some cabbages! The Earl stayed for a considerable time, played a game of piquet with his countryman, and left him, charmed with his ease, good sense, and good breeding. Among the nobles who, by means of the public credulity at this time, gained sums sufficient to repair their ruined fortunes, may be mentioned the names of the Dukes de Bourbon, de Guiche, de la Force [The Duke de la Force gained considerable sums, not only by jobbing in the stocks, but in dealing in porcelain, spices, &c. It was debated for a length of time in the Parliament of Paris whether he had not, in his quality of spice-merchant, forfeited his rank in the peerage. It was decided in the negative. A caricature of him was made, dressed as a street porter, carrying a large bale of spices on his back, with the inscription, "Admirez La Force."], de Chaulnes, and d'Antin; the Marechal d'Estrees, the Princes de Rohan, de Poix, and de Leon. The Duke de Bourbon, son of Louis XIV by Madame de Montespan, was peculiarly fortunate in his speculations in Mississippi paper. He rebuilt the royal residence of Chantilly in a style of unwonted magnificence, and, being passionately fond of horses, he erected a range of stables, which were long renowned throughout Europe, and imported a hundred and fifty of the finest racers from England, to improve the breed in France. He bought a large extent of country in Picardy, and became possessed of nearly all the valuable lands lying between the Oise and the Somme. When fortunes such as these were gained, it is no wonder that Law should have been almost worshipped by the mercurial population. Never was monarch more flattered than he was. All the small poets and litterateurs of the day poured floods of adulation upon him. According to them he was the saviour of the country, the tutelary divinity of France; wit was in all his words, goodness in all his looks, and wisdom in all his actions. So great a crowd followed his carriage whenever he went abroad, that the Regent sent him a troop of horse as his permanent escort, to clear the streets before him. It was remarked at this time, that Paris had never before been so full of objects of elegance and luxury. Statues, pictures, and tapestries were imported in great quantities from foreign countries, and found a ready market. All those pretty trifles in the way of furniture and ornament which the French excel in manufacturing, were no longer the exclusive play-things of the aristocracy, but were to be found in abundance in the houses of traders and the middle classes in general. Jewellery of the most costly description was brought to Paris as the most favourable mart. Among the rest, the famous diamond, bought by the Regent, and called by his name, and which long adorned the crown of France. It was purchased for the sum of two millions of livres, under circumstances which show that the Regent was not so great a gainer as some of his subjects, by the impetus which trade had received. When the diamond was first offered to him, he refused to buy it, although he desired, above all things, to possess it, alleging as his reason, that his duty to the country he governed would not allow him to spend so large a sum of the public money for a mere jewel. This valid and honourable excuse threw all the ladies of the court into alarm, and nothing was heard for some days but expressions of regret, that so rare a gem should be allowed to go out of France; no private individual being rich enough to buy it. The Regent was continually importuned about it; but all in vain, until the Duke de St. Simon, who, with all his ability, was something of a twaddler, undertook the weighty business. His entreaties, being seconded by Law, the good-natured Regent gave his consent, leaving to Law's ingenuity to find the means to pay for it. The owner took security for the payment of the sum of two millions of livres within a stated period, receiving, in the mean time, the interest of five per cent. upon that amount, and being allowed, besides, all the valuable clippings of the gem. St. Simon, in his Memoirs, relates, with no little complacency, his share in this transaction. After describing the diamond to be as large as a greengage, of a form nearly round, perfectly white, and without flaw, and weighing more than five hundred grains, he concludes with a chuckle, by telling the world, "that he takes great credit to himself for having induced the Regent to make so illustrious a purchase." In other words, he was proud that he had induced him to sacrifice his duty, and buy a bauble for himself, at an extravagant price, out of the public money. Thus the system continued to flourish till the commencement of the year 1720. The warnings of the Parliament, that too great a creation of paper money would, sooner or later, bring the country to bankruptcy, were disregarded. The Regent, who knew nothing whatever of the philosophy of finance, thought that a system which had produced such good effects could never be carried to excess. If five hundred millions of paper had been of such advantage, five hundred millions additional would be of still greater advantage. This was the grand error of the Regent, and which Law did not attempt to dispel. The extraordinary avidity of the people kept up the delusion; and the higher the price of Indian and Mississippi stock, the more billets de banque were issued to keep pace with it. The edifice thus reared might not unaptly be compared to the gorgeous palace erected by Potemkin, that princely barbarian of Russia, to surprise and please his imperial mistress: huge blocks of ice were piled one upon another; ionic pillars, of chastest workmanship, in ice, formed a noble portico; and a dome, of the same material, shone in the sun, which had just strength enough to gild, but not to melt it. It glittered afar, like a palace of crystals and diamonds; but there came one warm breeze from the south, and the stately building dissolved away, till none were able even to gather up the fragments. So with Law and his paper system. No sooner did the breath of popular mistrust blow steadily upon it, than it fell to ruins, and none could raise it up again. The first slight alarm that was occasioned was early in 1720. The Prince de Conti, offended that Law should have denied him fresh shares in India stock, at his own price, sent to his bank to demand payment in specie of so enormous a quantity of notes, that three waggons were required for its transport. Law complained to the Regent, and urged on his attention the mischief that would be done, if such an example found many imitators. The Regent was but too well aware of it, and, sending for the Prince de Conti, ordered him, under penalty of his high displeasure, to refund to the Bank two-thirds of the specie which he had withdrawn from it. The Prince was forced to obey the despotic mandate. Happily for Law's credit, De Conti was an unpopular man: everybody condemned his meanness and cupidity, and agreed that Law had been hardly treated. It is strange, however, that so narrow an escape should not have made both Law and the Regent more anxious to restrict their issues. Others were soon found who imitated, from motives of distrust, the example which had been set by De Conti in revenge. The more acute stockjobbers imagined justly that prices could not continue to rise for ever. Bourdon and La Richardiere, renowned for their extensive operations in the funds, quietly and in small quantities at a time, converted their notes into specie, and sent it away to foreign countries. They also bought as much as they could conveniently carry of plate and expensive jewellery, and sent it secretly away to England or to Holland. Vermalet, a jobber, who sniffed the coming storm, procured gold and silver coin to the amount of nearly a million of livres, which he packed in a farmer's cart, and covered over with hay and cow-dung. He then disguised himself in the dirty smock-frock, or blouse, of a peasant, and drove his precious load in safety into Belgium. From thence he soon found means to transport it to Amsterdam. Hitherto no difficulty had been experienced by any class in procuring specie for their wants. But this system could not long be carried on without causing a scarcity. The voice of complaint was heard on every side, and inquiries being instituted, the cause was soon discovered. The council debated long on the remedies to be taken, and Law, being called on for his advice, was of opinion, that an edict should be published, depreciating the value of coin five per cent. below that of paper. The edict was published accordingly; but, failing of its intended effect, was followed by another, in which the depreciation was increased to ten per cent. The payments of the bank were at the same time restricted to one hundred livres in gold, and ten in silver. All these measures were nugatory to restore confidence in the paper, though the restriction of cash payments within limits so extremely narrow kept up the credit of the Bank. Notwithstanding every effort to the contrary, the precious metals continued to be conveyed to England and Holland. The little coin that was left in the country was carefully treasured, or hidden until the scarcity became so great, that the operations of trade could no longer be carried on. In this emergency, Law hazarded the bold experiment of forbidding the use of specie altogether. In February 1720 an edict was published, which, instead of restoring the credit of the paper, as was intended, destroyed it irrecoverably, and drove the country to the very brink of revolution. By this famous edict it was forbidden to any person whatever to have more than five hundred livres (20 pounds sterling) of coin in his possession, under pain of a heavy fine, and confiscation of the sums found. It was also forbidden to buy up jewellery, plate, and precious stones, and informers were encouraged to make search for offenders, by the promise of one-half the amount they might discover. The whole country sent up a cry of distress at this unheard-of tyranny. The most odious persecution daily took place. The privacy of families was violated by the intrusion of informers and their agents. The most virtuous and honest were denounced for the crime of having been seen with a louis d'or in their possession. Servants betrayed their masters, one citizen became a spy upon his neighbour, and arrests and confiscations so multiplied, that the courts found a difficulty in getting through the immense increase of business thus occasioned. It was sufficient for an informer to say that he suspected any person of concealing money in his house, and immediately a search-warrant was granted. Lord Stair, the English ambassador, said, that it was now impossible to doubt of the sincerity of Law's conversion to the Catholic religion; he had established the inquisition, after having given abundant evidence of his faith in transubstantiation, by turning so much gold into paper. Every epithet that popular hatred could suggest was showered upon the Regent and the unhappy Law. Coin, to any amount above five hundred livres, was an illegal tender, and nobody would take paper if he could help it. No one knew to-day what his notes would be worth to-morrow. "Never," says Duclos, in his Secret Memoirs of the Regency, "was seen a more capricious government-never was a more frantic tyranny exercised by hands less firm. It is inconceivable to those who were witnesses of the horrors of those times, and who look back upon them now as on a dream, that a sudden revolution did not break out--that Law and the Regent did not perish by a tragical death. They were both held in horror, but the people confined themselves to complaints; a sombre and timid despair, a stupid consternation, had seized upon all, and men's minds were too vile even to be capable of a courageous crime." It would appear that, at one time, a movement of the people was organised. Seditious writings were posted up against the walls, and were sent, in hand-bills, to the houses of the most conspicuous people. One of them, given in the "Memoires de la Regence," was to the following effect:--"Sir and Madam,--This is to give you notice that a St. Bartholomew's Day will be enacted again on Saturday and Sunday, if affairs do not alter. You are desired not to stir out, nor you, nor your servants. God preserve you from the flames! Give notice to your neighbours. Dated Saturday, May 25th, 1720." The immense number of spies with which the city was infested rendered the people mistrustful of one another, and beyond some trifling disturbances made in the evening by an insignificant group, which was soon dispersed, the peace of the capital was not compromised. The value of shares in the Louisiana, or Mississippi stock, had fallen very rapidly, and few indeed were found to believe the tales that had once been told of the immense wealth of that region. A last effort was therefore tried to restore the public confidence in the Mississippi project. For this purpose, a general conscription of all the poor wretches in Paris was made by order of government. Upwards of six thousand of the very refuse of the population were impressed, as if in time of war, and were provided with clothes and tools to be embarked for New Orleans, to work in the gold mines alleged to abound there. They were paraded day after day through the streets with their pikes and shovels, and then sent off in small detachments to the out-ports to be shipped for America. Two-thirds of them never reached their destination, but dispersed themselves over the country, sold their tools for what they could get, and returned to their old course of life. In less than three weeks afterwards, one-half of them were to be found again in Paris. The manoeuvre, however, caused a trifling advance in Mississippi stock. Many persons of superabundant gullibility believed that operations had begun in earnest in the new Golconda, and that gold and silver ingots would again be found in France. In a constitutional monarchy some surer means would have been found for the restoration of public credit. In England, at a subsequent period, when a similar delusion had brought on similar distress, how different were the measures taken to repair the evil; but in France, unfortunately, the remedy was left to the authors of the mischief. The arbitrary will of the Regent, which endeavoured to extricate the country, only plunged it deeper into the mire. All payments were ordered to be made in paper, and between the 1st of February and the end of May, notes were fabricated to the amount of upwards of 1500 millions of livres, or 60,000,000 pounds sterling. But the alarm once sounded, no art could make the people feel the slightest confidence in paper which was not exchangeable into metal. M. Lambert, the President of the Parliament of Paris, told the Regent to his face that he would rather have a hundred thousand livres in gold or silver than five millions in the notes of his bank. When such was the general feeling, the superabundant issues of paper but increased the evil, by rendering still more enormous the disparity between the amount of specie and notes in circulation. Coin, which it was the object of the Regent to depreciate, rose in value on every fresh attempt to diminish it. In February, it was judged advisable that the Royal Bank should be incorporated with the Company of the Indies. An edict to that effect was published and registered by the Parliament. The state remained the guarantee for the notes of the bank, and no more were to be issued without an order in council. All the profits of the bank, since the time it had been taken out of Law's hands and made a national institution, were given over by the Regent to the Company of the Indies. This measure had the effect of raising for a short time the value of the Louisiana and other shares of the company, but it failed in placing public credit on any permanent basis. A council of state was held in the beginning of May, at which Law, D'Argenson (his colleague in the administration of the finances), and all the ministers were present. It was then computed that the total amount of notes in circulation was 2600 millions of livres, while the coin in the country was not quite equal to half that amount. It was evident to the majority of the council that some plan must be adopted to equalise the currency. Some proposed that the notes should be reduced to the value of the specie, while others proposed that the nominal value of the specie should be raised till it was on an equality with the paper. Law is said to have opposed both these projects, but failing in suggesting any other, it was agreed that the notes should be depreciated one-half. On the 21st of May, an edict was accordingly issued, by which it was decreed that the shares of the Company of the Indies, and the notes of the bank, should gradually diminish in value, till at the end of a year they should only pass current for one half of their nominal worth. The Parliament refused to register the edict--the greatest outcry was excited, and the state of the country became so alarming, that, as the only means of preserving tranquillity, the council of the regency was obliged to stultify its own proceedings, by publishing within seven days another edict, restoring the notes to their original value. On the same day (the 27th of May) the bank stopped payment in specie. Law and D'Argenson were both dismissed from the ministry. The weak, vacillating, and cowardly Regent threw the blame of all the mischief upon Law, who, upon presenting himself at the Palais Royal, was refused admitance. At nightfall, however, he was sent for, and admitted into the palace by a secret door,[Duclos, Memoires Secrets de la Regence.] when the Regent endeavoured to console him, and made all manner of excuses for the severity with which in public he had been compelled to treat him. So capricious was his conduct, that, two days afterwards, he took him publicly to the opera, where he sat in the royal box, alongside of the Regent, who treated him with marked consideration in face of all the people. But such was the hatred against Law that the experiment had well nigh proved fatal to him. The mob assailed his carriage with stones just as he was entering his own door; and if the coachman had not made a sudden jerk into the court-yard, and the domestics closed the gate immediately, he would, in all probability, have been dragged out and torn to pieces. On the following day, his wife and daughter were also assailed by the mob as they were returning in their carriage from the races. When the Regent was informed of these occurrences he sent Law a strong detachment of Swiss guards, who were stationed night and day in the court of his residence. The public indignation at last increased so much, that Law, finding his own house, even with this guard, insecure, took refuge in the Palais Royal, in the apartments of the Regent. The Chancellor, D'Aguesseau, who had been dismissed in 1718 for his opposition to the projects of Law, was now recalled to aid in the restoration of credit. The Regent acknowledged too late, that he had treated with unjustifiable harshness and mistrust one of the ablest, and perhaps the sole honest public man of that corrupt period. He had retired ever since his disgrace to his country-house at Fresnes, where, in the midst of severe but delightful philosophic studies, he had forgotten the intrigues of an unworthy court. Law himself, and the Chevalier de Conflans, a gentleman of the Regent's household, were despatched in a post-chaise, with orders to bring the ex-chancellor to Paris along with them. D'Aguesseau consented to render what assistance he could, contrary to the advice of his friends, who did not approve that he should accept any recall to office of which Law was the bearer. On his arrival in Paris, five counsellors of the Parliament were admitted to confer with the Commissary of Finance, and on the 1st of June an order was published, abolishing the law which made it criminal to amass coin to the amount of more than five hundred livres. Every one was permitted to have as much specie as he pleased. In order that the bank-notes might be withdrawn, twenty-five millions of new notes were created, on the security of the revenues of the city of Paris, at two-and-a-half per cent. The bank-notes withdrawn were publicly burned in front of the Hotel de Ville. The new notes were principally of the value of ten livres each; and on the 10th of June the bank was re-opened, with a sufficiency of silver coin to give in change for them. These measures were productive of considerable advantage. All the population of Paris hastened to the bank, to get coin for their small notes; and silver becoming scarce, they were paid in copper. Very few complained that this was too heavy, although poor fellows might be continually seen toiling and sweating along the streets, laden with more than they could comfortably carry, in the shape of change for fifty livres. The crowds around the bank were so great, that hardly a day passed that some one was not pressed to death. On the 9th of July, the multitude was so dense and clamorous that the guards stationed at the entrance of the Mazarin Gardens closed the gate, and refused to admit any more. The crowd became incensed, and flung stones through the railings upon the soldiers. The latter, incensed in their turn, threatened to fire upon the people. At that instant one of them was hit by a stone, and, taking up his piece, he fired into the crowd. One man fell dead immediately, and another was severely wounded. It was every instant expected that a general attack would have been commenced upon the bank; but the gates of the Mazarin Gardens being opened to the crowd, who saw a whole troop of soldiers, with their bayonets fixed, ready to receive them, they contented themselves by giving vent to their indignation in groans and hisses. Eight days afterwards the concourse of people was so tremendous, that fifteen persons were squeezed to death at the doors of the bank. The people were so indignant that they took three of the bodies on stretchers before them, and proceeded, to the number of seven or eight thousand, to the gardens of the Palais Royal, that they might show the Regent the misfortunes that he and Law had brought upon the country. Law's coachman, who was sitting on the box of his master's carriage, in the court-yard of the palace, happened to have more zeal than discretion, and, not liking that the mob should abuse his master, he said, loud enough to be overheard by several persons, that they were all blackguards, and deserved to be hanged. The mob immediately set upon him, and, thinking that Law was in the carriage, broke it to pieces. The imprudent coachman narrowly escaped with his life. No further mischief was done; a body of troops making their appearance, the crowd quietly dispersed, after an assurance had been given by the Regent that the three bodies they had brought to show him should be decently buried at his own expense. The Parliament was sitting at the time of this uproar, and the President took upon himself to go out and see what was the matter. On his return he informed the councillors, that Law's carriage had been broken by the mob. All the members rose simultaneously, and expressed their joy by a loud shout, while one man, more zealous in his hatred than the rest, exclaimed, "And Law himself, is he torn to pieces?" [The Duchess of Orleans gives a different version of this story; but whichever be the true one, the manifestation of such feeling in a legislative assembly was not very creditable. She says, that the President was so transported with joy, that he was seized with a rhyming fit, and, returning into the hall, exclaimed to the members:-- "Messieurs! Messieurs! bonne nouvelle! Le carfosse de Lass est reduit en canelle!"] Much undoubtedly depended on the credit of the Company of the Indies, which was answerable for so great a sum to the nation. It was, therefore, suggested in the council of the ministry, that any privileges which could be granted to enable it to fulfil its engagements, would be productive of the best results. With this end in view, it was proposed that the exclusive privilege of all maritime commerce should be secured to it, and an edict to that effect was published. But it was unfortunately forgotten that by such a measure all the merchants of the country would be ruined. The idea of such an immense privilege was generally scouted by the nation, and petition on petition was presented to the Parliament, that they would refuse to register the decree. They refused accordingly, and the Regent, remarking that they did nothing but fan the flame of sedition, exiled them to Blois. At the intercession of D'Aguesseau, the place of banishment was changed to Pontoise, and thither accordingly the councillors repaired, determined to set the Regent at defiance. They made every arrangement for rendering their temporary exile as agreeable as possible. The President gave the most elegant suppers, to which he invited all the gayest and wittiest company of Paris. Every night there was a concert and ball for the ladies. The usually grave and solemn judges and councillors joined in cards and other diversions, leading for several weeks a life of the most extravagant pleasure, for no other purpose than to show the Regent of how little consequence they deemed their banishment, and that when they willed it, they could make Pontoise a pleasanter residence than Paris. Of all the nations in the world the French are the most renowned for singing over their grievances. Of that country it has been remarked with some truth, that its whole history may be traced in its songs. When Law, by the utter failure of his best-laid plans, rendered himself obnoxious, satire of course seized hold upon him, and, while caricatures of his person appeared in all the shops, the streets resounded with songs, in which neither he nor the Regent was spared. Many of these songs were far from decent; and one of them in particular counselled the application of all his notes to the most ignoble use to which paper can be applied. But the following, preserved in the letters of the Duchess of Orleans, was the best and the most popular, and was to be heard for months in all the carrefours of Paris. The application of the chorus is happy enough:-- Aussitot que Lass arriva Dans notre bonne ville, Monsieur le Regent publia Que Lass serait utile Pour retablir la nation. La faridondaine! la faridondon. Mais il nous a tous enrich!, Biribi! A la facon de Barbari, Mort ami! Ce parpaillot, pour attirer Tout l'argent de la France, Songea d'abord a s'assurer De notre confiance. Il fit son abjuration. La faridondaine! la faridondon! Mais le fourbe s'est converti, Biribi! A la facon de Barbari, Mon ami! Lass, le fils aine de Satan Nous met tous a l'aumone, Il nous a pris tout notre argent Et n'en rend a personne. Mais le Regent, humain et bon, La faridondaine! la faridondon! Nous rendra ce qu'on nous a pris, Biribi! A la facon de Barbari, Mon ami! The following smart epigram is of the same date:-- Lundi, j'achetai des actions; Mardi, je gagnai des millions; Mercredi, j'arrangeai mon menage, Jeudi, je pris un equipage, Vendredi, je m'en fus au bal, Et Samedi, a l'Hopital. Among the caricatures that were abundantly published, and that showed as plainly as graver matters, that the nation had awakened to a sense of its folly, was one, a fac-simile of which is preserved in the "Memoires de la Regence." It was thus described by its author: "The 'Goddess of Shares," in her triumphal car, driven by the Goddess of Folly. Those who are drawing the car are impersonations of the Mississippi, with his wooden leg, the South Sea, the Bank of England, the Company of the West of Senegal, and of various assurances. Lest the car should not roll fast enough, the agents of these companies, known by their long fox-tails and their cunning looks, turn round the spokes of the wheels, upon which are marked the names of the several stocks, and their value, sometimes high and sometimes low, according to the turns of the wheel. Upon the ground are the merchandise, day-books and ledgers of legitimate commerce, crushed under the chariot of Folly. Behind is an immense crowd of persons, of all ages, sexes, and conditions, clamoring after Fortune, and fighting with each other to get a portion of the shares which she distributes so bountifully among them. In the clouds sits a demon, blowing bubbles of soap, which are also the objects of the admiration and cupidity of the crowd, who jump upon one another's backs to reach them ere they burst. Right in the pathway of the car, and blocking up the passage, stands a large building, with three doors, through one of which it must pass, if it proceeds further, and all the crowd along with it. Over the first door are the words, "Hopital des Foux," over the second, "Hopital des Malades," and over the third, "Hopital des Gueux." Another caricature represented Law sitting in a large cauldron, boiling over the flames of popular madness, surrounded by an impetuous multitude, who were pouring all their gold and silver into it, and receiving gladly in exchange the bits of paper which he distributed among them by handsfull. While this excitement lasted, Law took good care not to expose himself unguarded in the streets. Shut up in the apartments of the Regent, he was secure from all attack, and, whenever he ventured abroad, it was either incognito, or in one of the Royal carriages, with a powerful escort. An amusing anecdote is recorded of the detestation in which he was held by the people, and the ill treatment he would have met, had he fallen into their hands. A gentleman, of the name of Boursel, was passing in his carriage down the Rue St. Antoine, when his further progress was stayed by a hackneycoach that had blocked up the road. M. Boursel's servant called impatiently to the hackneycoachman to get out of the way, and, on his refusal, struck him a blow on the face. A crowd was soon drawn together by the disturbance, and M. Boursel got out of the carriage to restore order. The hackney-coachman, imagining that he had now another assailant, bethought him of an expedient to rid himself of both, and called out as loudly as he was able, "Help! help! murder! murder! Here are Law and his servant going to kill me! Help! help!" At this cry, the people came out of their shops, armed with sticks and other weapons, while the mob gathered stones to inflict summary vengeance upon the supposed financier. Happily for M. Boursel and his servant, the door of the church of the Jesuits stood wide open, and, seeing the fearful odds against them, they rushed towards it with all speed. They reached the altar, pursued by the people, and would have been ill treated even there, if, finding the door open leading to the sacristy, they had not sprang through, and closed it after them. The mob were then persuaded to leave the church by the alarmed and indignant priests; and, finding M. Boursel's carriage still in the streets, they vented their ill-will against it, and did it considerable damage. The twenty-five millions secured on the municipal revenues of the city of Paris, bearing so low an interest as two and a half per cent., were not very popular among the large holders of Mississippi stock. The conversion of the securities was, therefore, a work of considerable difficulty; for many preferred to retain the falling paper of Law's Company, in the hope that a favourable turn might take place. On the 15th of August, with a view to hasten the conversion, an edict was passed, declaring that all notes for sums between one thousand and ten thousand livres; should not pass current, except for the purchase of annuities and bank accounts, or for the payment of instalments still due on the shares of the company. In October following another edict was passed, depriving these notes of all value whatever after the month of November next ensuing. The management of the mint, the farming of the revenue, and all the other advantages and privileges of the India, or Mississippi Company, were taken from them, and they were reduced to a mere private company. This was the deathblow to the whole system, which had now got into the hands of its enemies. Law had lost all influence in the Council of Finance, and the company, being despoiled of its immunities, could no longer hold out the shadow of a prospect of being able to fulfil its engagements. All those suspected of illegal profits at the time the public delusion was at its height, were sought out and amerced in heavy fines. It was previously ordered that a list of the original proprietors should be made out, and that such persons as still retained their shares should place them in deposit with the company, and that those who had neglected to complete the shares for which they had put down their names, should now purchase them of the company, at the rate of 13,500 livres for each share of 500 livres. Rather than submit to pay this enormous sum for stock which was actually at a discount, the shareholders packed up all their portable effects, and endeavoured to find a refuge in foreign countries. Orders were immediately issued to the authorities at the ports and frontiers, to apprehend all travellers who sought to leave the kingdom, and keep them in custody, until it was ascertained whether they had any plate or jewellery with them, or were concerned in the late stock-jobbing. Against such few as escaped, the punishment of death was recorded, while the most arbitrary proceedings were instituted against those who remained. Law himself, in a moment of despair, determined to leave a country where his life was no longer secure. He at first only demanded permission to retire from Paris to one of his country-seats; a permission which the Regent cheerfully granted. The latter was much affected at the unhappy turn affairs had taken, but his faith continued unmoved in the truth and efficacy of Law's financial system. His eyes were opened to his own errors, and during the few remaining years of his life, he constantly longed for an opportunity of again establishing the system upon a securer basis. At Law's last interview with the Prince, he is reported to have said--"I confess that I have committed many faults; I committed them because I am a man, and all men are liable to error; but I declare to you most solemnly that none of them proceeded from wicked or dishonest motives, and that nothing of the kind will be found in the whole course of my conduct." Two or three days after his departure the Regent sent him a very kind letter, permitting him to leave the kingdom whenever he pleased, and stating that he had ordered his passports to be made ready. He at the same time offered him any sum of money he might require. Law respectfully declined the money, and set out for Brussels in a postchaise belonging to Madame de Prie, the mistress of the Duke of Bourbon, escorted by six horse-guards. From thence he proceeded to Venice, where he remained for some months, the object of the greatest curiosity to the people, who believed him to be the possessor of enormous wealth. No opinion, however, could be more erroneous. With more generosity than could have been expected from a man who during the greatest part of his life had been a professed gambler, he had refused to enrich himself at the expense of a ruined nation. During the height of the popular frenzy for Mississippi stock, he had never doubted of the final success of his projects, in making France the richest and most powerful nation of Europe. He invested all his gains in the purchase of landed property in France--a sure proof of his own belief in the stability of his schemes. He had hoarded no plate or jewellery, and sent no money, like the dishonest jobbers, to foreign countries. His all, with the exception of one diamond, worth about five or six thousand pounds sterling, was invested in the French soil; and when he left that country, he left it almost a beggar. This fact alone ought to rescue his memory from the charge of knavery, so often and so unjustly brought against him. As soon as his departure was known, all his estates and his valuable library were confiscated. Among the rest, an annuity of 200,000 livres, (8000 pounds sterling,) on the lives of his wife and children, which had been purchased for five millions of livres, was forfeited, notwithstanding that a special edict, drawn up for the purpose in the days of his prosperity, had expressly declared that it should never be confiscated for any cause whatever. Great discontent existed among the people that Law had been suffered to escape. The mob and the Parliament would have been pleased to have seen him hanged. The few who had not suffered by the commercial revolution, rejoiced that the quack had left the country; but all those (and they were by far the most numerous class) whose fortunes were implicated, regretted that his intimate knowledge of the distress of the country, and of the causes that had led to it, had not been rendered more available in discovering a remedy. At a meeting of the Council of Finance, and the general council of the Regency, documents were laid upon the table, from which it appeared that the amount of notes in circulation was 2700 millions. The Regent was called upon to explain how it happened that there was a discrepancy between the dates at which these issues were made, and those of the edicts by which they were authorised. He might have safely taken the whole blame upon himself, but he preferred that an absent man should bear a share of it, and he therefore stated that Law, upon his own authority, had issued 1200 millions of notes at different times, and that he (the Regent) seeing that the thing had been irrevocably done, had screened Law, by antedating the decrees of the council, which authorised the augmentation. It would have been more to his credit if he had told the whole truth while he was about it, and acknowledged that it was mainly through his extravagance and impatience that Law had been induced to overstep the bounds of safe speculation. It was also ascertained that the national debt, on the 1st of January, 1721, amounted to upwards of $100 millions of livres, or more than 124,000,000 pounds sterling, the interest upon which was 3,196,000 pounds. A commission, or visa, was forthwith appointed to examine into all the securities of the state creditors, who were to be divided into five classes, the first four comprising those who had purchased their securities with real effects, and the latter comprising those who could give no proofs that the transactions they had entered into were real and bona fide. The securities of the latter were ordered to be destroyed, while those of the first four classes were subjected to a most rigid and jealous scrutiny. The result of the labours of the visa was a report, in which they counselled the reduction of the interest upon these securities to fifty-six millions of livres. They justified this advice by a statement of the various acts of peculation and extortion which they had discovered, and an edict to that effect was accordingly published and duly registered by the parliaments of the kingdom. Another tribunal was afterwards established, under the title of the Chambre de l'Arsenal, which took cognizance of all the malversations committed in the financial departments of the government during the late unhappy period. A Master of Requests, named Falhonet, together with the Abbe Clement, and two clerks in their employ, had been concerned in divers acts of peculation, to the amount of upwards of a million of livres. The first two were sentenced to be beheaded, and the latter to be hanged; but their punishment was afterwards commuted into imprisonment for life in the Bastile. Numerous other acts of dishonesty were discovered, and punished by fine and imprisonment. D'Argenson shared with Law and the Regent the unpopularity which had alighted upon all those concerned in the Mississippi madness. He was dismissed from his post of Chancellor, to make room for D'Aguesseau; but he retained the title of Keeper of the Seals, and was allowed to attend the councils whenever he pleased. He thought it better, however, to withdraw from Paris, and live for a time a life of seclusion at his country-seat. But he was not formed for retirement, and becoming moody and discontented, he aggravated a disease under which he had long laboured, and died in less than a twelvemonth. The populace of of Paris so detested him, that they carried their hatred even to his grave. As his funeral procession passed to the church of St. Nicholas du Chardonneret, the burying-place of his family, it was beset by a riotous mob, and his two sons, who were following as chief-mourners, were obliged to drive as fast as they were able down a by-street to escape personal violence. As regards Law, he for some time entertained a hope that he should be recalled to France, to aid in establishing its credit upon a firmer basis. The death of the Regent, in 1723, who expired suddenly, as he was sitting by the fireside conversing with his mistress, the Duchess de Phalaris, deprived him of that hope, and he was reduced to lead his former life of gambling. He was more than once obliged to pawn his diamond, the sole remnant of his vast wealth, but successful play generally enabled him to redeem it. Being persecuted by his creditors at Rome, he proceeded to Copenhagen, where he received permission from the English ministry to reside in his native country, his pardon for the murder of Mr. Wilson having been sent over to him in 1719. He was brought over in the admiral's ship, a circumstance which gave occasion for a short debate in the House of Lords. Earl Coningsby complained that a man, who had renounced both his country and his religion, should have been treated with such honour, and expressed his belief that his presence in England, at a time when the people were so bewildered by the nefarious practices of the South Sea directors, would be attended with no little danger. He gave notice of a motion on the subject; but it was allowed to drop, no other member of the House having the slightest participation in his lordship's fears. Law remained for about four years in England, and then proceeded to Venice, where he died in 1729, in very embarrassed circumstances. The following epitaph was written at the time:-- "Ci git cet Ecossais celebre, Ce calculateur sans egal, Qui, par les regles de l'algebre, A mis la France a l'Hopital." His brother, William Law, who had been concerned with him in the administration both of the Bank and the Louisiana Company, was imprisoned in the Bastile for alleged malversation, but no guilt was ever proved against him. He was liberated after fifteen months, and became the founder of a family, which is still known in France under the title of Marquises of Lauriston. In the next chapter will be found an account of the madness which infected the people of England at the same time, and under very similar circumstances, but which, thanks to the energies and good sense of a constitutional government, was attended with results far less disastrous than those which were seen in France. THE SOUTH SEA BUBBLE At length corruption, like a general flood, Did deluge all, and avarice creeping on, Spread, like a low-born mist, and hid the sun. Statesmen and patriots plied alike the stocks, Peeress and butler shared alike the box; And judges jobbed, and bishops bit the town, And mighty dukes packed cards for half-a-crown: Britain was sunk in lucre's sordid charms. --Pope. The South Sea Company was originated by the celebrated Harley, Earl of Oxford, in the year 1711, with the view of restoring public credit, which had suffered by the dismissal of the Whig ministry, and of providing for the discharge of the army and navy debentures, and other parts of the floating debt, amounting to nearly ten millions sterling. A company of merchants, at that time without a name, took this debt upon themselves, and the government agreed to secure them, for a certain period, the interest of six per cent. To provide for this interest, amounting to 600,000 pounds per annum, the duties upon wines, vinegar, India goods, wrought silks, tobacco, whale-fins, and some other articles, were rendered permanent. The monopoly of the trade to the South Seas was granted, and the company, being incorporated by Act of Parliament, assumed the title by which it has ever since been known. The minister took great credit to himself for his share in this transaction, and the scheme was always called by his flatterers "the Earl of Oxford's masterpiece." Even at this early period of its history, the most visionary ideas were formed by the company and the public of the immense riches of the eastern coast of South America. Everybody had heard of the gold and silver mines of Peru and Mexico; every one believed them to be inexhaustible, and that it was only necessary to send the manufactures of England to the coast, to be repaid a hundredfold in gold and silver ingots by the natives. A report, industriously spread, that Spain was willing to concede four ports, on the coasts of Chili and Peru, for the purposes of traffic, increased the general confidence; and for many years the South Sea Company's stock was in high favour. Philip V of Spain, however, never had any intention of admitting the English to a free trade in the ports of Spanish America. Negotiations were set on foot, but their only result was the assiento contract, or the privilege of supplying the colonies with negroes for thirty years, and of sending once a year a vessel, limited both as to tonnage and value of cargo, to trade with Mexico, Peru, or Chili. The latter permission was only granted upon the hard condition, that the King of Spain should enjoy one-fourth of the profits, and a tax of five per cent. on the remainder. This was a great disappointment to the Earl of Oxford and his party, who were reminded much oftener than they found agreeable of the "Parturiunt montes, nascitur ridiculus mus." But the public confidence in the South Sea Company was not shaken. The Earl of Oxford declared, that Spain would permit two ships, in addition to the annual ship, to carry out merchandise during the first year; and a list was published, in which all the ports and harbours of these coasts were pompously set forth as open to the trade of Great Britain. The first voyage of the annual ship was not made till the year 1717, and in the following year the trade was suppressed by the rupture with Spain. The King's speech, at the opening of the session of 1717, made pointed allusion to the state of public credit, and recommended that proper measures should be taken to reduce the national debt. The two great monetary corporations, the South Sea Company and the Bank of England, made proposals to Parliament on the 20th of May ensuing. The South Sea Company prayed that their capital stock of ten millions might be increased to twelve, by subscription or otherwise, and offered to accept five per cent. instead of six upon the whole amount. The Bank made proposals equally advantageous. The House debated for some time, and finally three acts were passed, called the South Sea Act, the Bank Act, and the General Fund Act. By the first, the proposals of the South Sea Company were accepted, and that body held itself ready to advance the sum of two millions towards discharging the principal and interest of the debt due by the state for the four lottery funds of the ninth and tenth years of Queen Anne. By the second act, the Bank received a lower rate of interest for the sum of 1,775,027 pounds 15 shillings due to it by the state, and agreed to deliver up to be cancelled as many Exchequer bills as amounted to two millions sterling, and to accept of an annuity of one hundred thousand pounds, being after the rate of five per cent, the whole redeemable at one year's notice. They were further required to be ready to advance, in case of need, a sum not exceeding 2,500,000 pounds upon the same terms of five per cent interest, redeemable by Parliament. The General Fund Act recited the various deficiencies, which were to be made good by the aids derived from the foregoing sources. The name of the South Sea Company was thus continually before the public. Though their trade with the South American States produced little or no augmentation of their revenues, they continued to flourish as a monetary corporation. Their stock was in high request, and the directors, buoyed up with success, began to think of new means for extending their influence. The Mississippi scheme of John Law, which so dazzled and captivated the French people, inspired them with an idea that they could carry on the same game in England. The anticipated failure of his plans did not divert them from their intention. Wise in their own conceit, they imagined they could avoid his faults, carry on their schemes for ever, and stretch the cord of credit to its extremest tension, without causing it to snap asunder. It was while Law's plan was at its greatest height of popularity, while people were crowding in thousands to the Rue Quincampoix, and ruining themselves with frantic eagerness, that the South Sea directors laid before Parliament their famous plan for paying off the national debt. Visions of boundless wealth floated before the fascinated eyes of the people in the two most celebrated countries of Europe. The English commenced their career of extravagance somewhat later than the French; but as soon as the delirium seized them, they were determined not to be outdone. Upon the 22nd of January 1720, the House of Commons resolved itself into a Committee of the whole House, to take into consideration that part of the King's speech at the opening of the session which related to the public debts, and the proposal of the South Sea Company towards the redemption and sinking of the same. The proposal set forth at great length, and under several heads, the debts of the state, amounting to 30,981,712 pounds, which the Company were anxious to take upon themselves, upon consideration of five per cent. per annum, secured to them until Midsummer 1727; after which time, the whole was to become redeemable at the pleasure of the legislature, and the interest to be reduced to four per cent. The proposal was received with great favour; but the Bank of England had many friends in the House of Commons, who were desirous that that body should share in the advantages that were likely to accrue. On behalf of this corporation it was represented, that they had performed great and eminent services to the state, in the most difficult times, and deserved, at least, that if any advantage was to be made by public bargains of this nature, they should be preferred before a company that had never done any thing for the nation. The further consideration of the matter was accordingly postponed for five days. In the mean time, a plan was drawn up by the Governors of the Bank. The South Sea Company, afraid that the Bank might offer still more advantageous terms to the government than themselves, reconsidered their former proposal, and made some alterations in it, which they hoped would render it more acceptable. The principal change was a stipulation that the government might redeem these debts at the expiration of four years, instead of seven, as at first suggested. The Bank resolved not to be outbidden in this singular auction, and the Governors also reconsidered their first proposal, and sent in a new one. Thus, each corporation having made two proposals, the House began to deliberate. Mr. Robert Walpole was the chief speaker in favour of the Bank, and Mr. Aislabie, the Chancellor of the Exchequer, the principal advocate on behalf of the South Sea Company. It was resolved, on the 2nd of February, that the proposals of the latter were most advantageous to the country. They were accordingly received, and leave was given to bring in a bill to that effect. Exchange Alley was in a fever of excitement. The Company's stock, which had been at a hundred and thirty the previous day, gradually rose to three hundred, and continued to rise with the most astonishing rapidity during the whole time that the bill in its several stages was under discussion. Mr. Walpole was almost the only statesman in the House who spoke out boldly against it. He warned them, in eloquent and solemn language, of the evils that would ensue. It countenanced, he said, "the dangerous practice of stockjobbing, and would divert the genius of the nation from trade and industry. It would hold out a dangerous lure to decoy the unwary to their ruin, by making them part with the earnings of their labour for a prospect of imaginary wealth." The great principle of the project was an evil of first-rate magnitude; it was to raise artificially the value of the stock, by exciting and keeping up a general infatuation, and by promising dividends out of funds which could never be adequate to the purpose. In a prophetic spirit he added, that if the plan succeeded, the directors would become masters of the government, form a new and absolute aristocracy in the kingdom, and control the resolutions of the legislature. If it failed, which he was convinced it would, the result would bring general discontent and ruin upon the country. Such would be the delusion, that when the evil day came, as come it would, the people would start up, as from a dream, and ask themselves if these things could have been true. All his eloquence was in vain. He was looked upon as a false prophet, or compared to the hoarse raven, croaking omens of evil. His friends, however, compared him to Cassandra, predicting evils which would only be believed when they came home to men's hearths, and stared them in the face at their own boards. Although, in former times, the House had listened with the utmost attention to every word that fell from his lips, the benches became deserted when it was known that he would speak on the South Sea question. The bill was two months in its progress through the House of Commons. During this time every exertion was made by the directors and their friends, and more especially by the Chairman, the noted Sir John Blunt, to raise the price of the stock. The most extravagant rumours were in circulation. Treaties between England and Spain were spoken of, whereby the latter was to grant a free trade to all her colonies; and the rich produce of the mines of Potosi-la-Paz was to be brought to England until silver should become almost as plentiful as iron. For cotton and woollen goods, with which we could supply them in abundance, the dwellers in Mexico were to empty their golden mines. The company of merchants trading to the South Seas would be the richest the world ever saw, and every hundred pounds invested in it would produce hundreds per annum to the stockholder. At last the stock was raised by these means to near four hundred; but, after fluctuating a good deal, settled at three hundred and thirty, at which price it remained when the bill passed the Commons by a majority of 172 against 55. In the House of Lords the bill was hurried through all its stages with unexampled rapidity. On the 4th of April it was read a first time; on the 5th, it was read a second time; on the 6th, it was committed; and on the 7th, was read a third time, and passed. Several peers spoke warmly against the scheme; but their warnings fell upon dull, cold ears. A speculating frenzy had seized them as well as the plebeians. Lord North and Grey said the bill was unjust in its nature, and might prove fatal in its consequences, being calculated to enrich the few and impoverish the many. The Duke of Wharton followed; but, as he only retailed at second-hand the arguments so eloquently stated by Walpole in the Lower House, he was not listened to with even the same attention that had been bestowed upon Lord North and Grey. Earl Cowper followed on the same side, and compared the bill to the famous horse of the siege of Troy. Like that, it was ushered in and received with great pomp and acclamations of joy, but bore within it treachery and destruction. The Earl of Sunderland endeavoured to answer all objections; and, on the question being put, there appeared only seventeen peers against, and eighty-three in favour of the project. The very same day on which it passed the Lords, it received the Royal assent, and became the law of the land. It seemed at that time as if the whole nation had turned stockjobbers. Exchange Alley was every day blocked up by crowds, and Cornhill was impassable for the number of carriages. Everybody came to purchase stock. "Every fool aspired to be a knave." In the words of a ballad, published at the time, and sung about the streets, ["A South Sea Ballad; or, Merry Remarks upon Exchange Alley Bubbles. To a new tune, called 'The Grand Elixir; or, the Philosopher's Stone Discovered.'"] Then stars and garters did appear Among the meaner rabble; To buy and sell, to see and hear, The Jews and Gentiles squabble. The greatest ladies thither came, And plied in chariots daily, Or pawned their jewels for a sum To venture in the Alley. The inordinate thirst of gain that had afflicted all ranks of society, was not to be slaked even in the South Sea. Other schemes, of the most extravagant kind, were started. The share-lists were speedily filled up, and an enormous traffic carried on in shares, while, of course, every means were resorted to, to raise them to an artificial value in the market. Contrary to all expectation, South Sea stock fell when the bill received the Royal assent. On the 7th of April the shares were quoted at three hundred and ten, and on the following day, at two hundred and ninety. Already the directors had tasted the profits of their scheme, and it was not likely that they should quietly allow the stock to find its natural level, without an effort to raise it. Immediately their busy emissaries were set to work. Every person interested in the success of the project endeavoured to draw a knot of listeners around him, to whom he expatiated on the treasures of the South American seas. Exchange Alley was crowded with attentive groups. One rumour alone, asserted with the utmost confidence, had an immediate effect upon the stock. It was said, that Earl Stanhope had received overtures in France from the Spanish Government to exchange Gibraltar and Port Mahon for some places on the coast of Peru, for the security and enlargement of the trade in the South Seas. Instead of one annual ship trading to those ports, and allowing the King of Spain twenty-five per cent. out of the profits, the Company might build and charter as many ships as they pleased, and pay no per centage whatever to any foreign potentate. Visions of ingots danced before their eyes, and stock rose rapidly. On the 12th of April, five days after the bill had become law, the directors opened their books for a subscription of a million, at the rate of 300 pounds for every 100 pounds capital. Such was the concourse of persons, of all ranks, that this first subscription was found to amount to above two millions of original stock. It was to be paid at five payments, of 60 pounds each for every 100 pounds. In a few days the stock advanced to three hundred and forty, and the subscriptions were sold for double the price of the first payment. To raise the stock still higher, it was declared, in a general court of directors, on the 21st of April, that the midsummer dividend should be ten per cent., and that all subscriptions should be entitled to the same. These resolutions answering the end designed, the directors, to improve the infatuation of the monied men, opened their books for a second subscription of a million, at four hundred per cent. Such was the frantic eagerness of people of every class to speculate in these funds, that in the course of a few hours no less than a million and a half was subscribed at that rate. In the mean time, innumerable joint-stock companies started up everywhere. They soon received the name of Bubbles, the most appropriate that imagination could devise. The populace are often most happy in the nicknames they employ. None could be more apt than that of Bubbles. Some of them lasted for a week, or a fortnight, and were no more heard of, while others could not even live out that short span of existence. Every evening produced new schemes, and every morning new projects. The highest of the aristocracy were as eager in this hot pursuit of gain as the most plodding jobber in Cornhill. The Prince of Wales became governor of one company, and is said to have cleared 40,000 pounds by his speculations. [Coxe's Walpole, Correspondence between Mr. Secretary Craggs and Earl Stanhope.] The Duke of Bridgewater started a scheme for the improvement of London and Westminster, and the Duke of Chandos another. There were nearly a hundred different projects, each more extravagant and deceptive than the other. To use the words of the "Political State," they were "set on foot and promoted by crafty knaves, then pursued by multitudes of covetous fools, and at last appeared to be, in effect, what their vulgar appellation denoted them to be--bubbles and mere cheats." It was computed that near one million and a half sterling was won and lost by these unwarrantable practices, to the impoverishment of many a fool, and the enriching of many a rogue. Some of these schemes were plausible enough, and, had they been undertaken at a time when the public mind was unexcited, might have been pursued with advantage to all concerned. But they were established merely with the view of raising the shares in the market. The projectors took the first opportunity of a rise to sell out, and next morning the scheme was at an end. Maitland, in his History of London, gravely informs us, that one of the projects which received great encouragement, was for the establishment of a company "to make deal-boards out of saw-dust." This is, no doubt, intended as a joke; but there is abundance of evidence to show that dozens of schemes hardly a whir more reasonable, lived their little day, ruining hundreds ere they fell. One of them was for a wheel for perpetual motion--capital, one million; another was "for encouraging the breed of horses in England, and improving of glebe and church lands, and repairing and rebuilding parsonage and vicarage houses." Why the clergy, who were so mainly interested in the latter clause, should have taken so much interest in the first, is only to be explained on the supposition that the scheme was projected by a knot of the foxhunting parsons, once so common in England. The shares of this company were rapidly subscribed for. But the most absurd and preposterous of all, and which showed, more completely than any other, the utter madness of the people, was one, started by an unknown adventurer, entitled "company for carrying on an undertaking of great advantage, but nobody to know what it is." Were not the fact stated by scores of credible witnesses, it would be impossible to believe that any person could have been duped by such a project. The man of genius who essayed this bold and successful inroad upon public credulity, merely stated in his prospectus that the required capital was half a million, in five thousand shares of 100 pounds each, deposit 2 pounds per share. Each subscriber, paying his deposit, would be entitled to 100 pounds per annum per share. How this immense profit was to be obtained, he did not condescend to inform them at that time, but promised, that in a month full particulars should be duly announced, and a call made for the remaining 98 pounds of the subscription. Next morning, at nine o'clock, this great man opened an office in Cornhill. Crowds of people beset his door, and when he shut up at three o'clock, he found that no less than one thousand shares had been subscribed for, and the deposits paid. He was thus, in five hours, the winner of 2,000 pounds. He was philosopher enough to be contented with his venture, and set off the same evening for the Continent. He was never heard of again. Well might Swift exclaim, comparing Change Alley to a gulf in the South Sea,-- Subscribers here by thousands float, And jostle one another down, Each paddling in his leaky boat, And here they fish for gold, and drown. Now buried in the depths below, Now mounted up to heaven again, They reel and stagger to and fro, At their wit's end, like drunken men Meantime, secure on Garraway cliffs, A savage race, by shipwrecks fed, Lie waiting for the foundered skiffs, And strip the bodies of the dead. Another fraud that was very successful, was that of the "Globe Permits," as they were called. They were nothing more than square pieces of playing cards, on which was the impression of a seal, in wax, bearing the sign of the Globe Tavern, in the neighbourhood of Exchange Alley, with the inscription of "Sail Cloth Permits." The possessors enjoyed no other advantage from them than permission to subscribe, at some future time, to a new sail-cloth manufactory, projected by one who was then known to be a man of fortune, but who was afterwards involved in the peculation and punishment of the South Sea directors. These permits sold for as much as sixty guineas in the Alley. Persons of distinction, of both sexes, were deeply engaged in all these bubbles, those of the male sex going to taverns and coffee-houses to meet their brokers, and the ladies resorting for the same purpose to the shops of milliners and haberdashers. But it did not follow that all these people believed in the feasibility of the schemes to which they subscribed; it was enough for their purpose that their shares would, by stock-jobbing arts, be soon raised to a premium, when they got rid of them with all expedition to the really credulous. So great was the confusion of the crowd in the alley, that shares in the same bubble were known to have been sold at the same instant ten per cent. higher at one end of the alley than at the other. Sensible men beheld the extraordinary infatuation of the people with sorrow and alarm. There were some, both in and out of Parliament, who foresaw clearly the ruin that was impending. Mr. Walpole did not cease his gloomy forebodings. His fears were shared by all the thinking few, and impressed most forcibly upon the government. On the 11th of June, the day the Parliament rose, the King published a proclamation, declaring that all these unlawful projects should be deemed public nuisances, and prosecuted accordingly, and forbidding any broker, under a penalty of five hundred pounds, from buying or selling any shares in them. Notwithstanding this proclamation, roguish speculators still carried them on, and the deluded people still encouraged them. On the 12th of July, an order of the Lords Justices assembled in privy council was published, dismissing all the petitions that had been presented for patents and charters, and dissolving all the bubble companies. The following copy of their lordships' order, containing a list of all these nefarious projects, will not be deemed uninteresting at the present day, when there is but too much tendency in the public mind to indulge in similar practices:-- "At the Council Chamber, Whitehall, the 12th day of July, 1720. Present, their Excellencies the Lords Justices in Council. "Their Excellencies, the Lords Justices in council, taking into consideration the many inconveniences arising to the public from several projects set on foot for raising of joint stock for various purposes, and that a great many of his Majesty's subjects have been drawn in to part with their money on pretence of assurances that their petitions for patents and charters, to enable them to carry on the same, would be granted: to prevent such impositions, their Excellencies, this day, ordered the said several petitions, together with such reports from the Board of Trade, and from his Majesty's Attorney and Solicitor General, as had been obtained thereon, to be laid before them, and after mature consideration thereof, were pleased, by advice of his Majesty's Privy Council, to order that the said petitions be dismissed, which are as follow:-- "1. Petition of several persons, praying letters patent for carrying on a fishing trade, by the name of the Grand Fishery of Great Britain. "2. Petition of the Company of the Royal Fishery of England, praying letters patent for such further powers as will effectually contribute to carry on the said fishery. "3. Petition of George James, on behalf of himself and divers persons of distinction concerned in a national fishery; praying letters patent of incorporation to enable them to carry on the same. "4. Petition of several merchants, traders, and others, whose names are thereunto subscribed, praying to be incorporated for reviving and carrying on a whale fishery to Greenland and elsewhere. "5. Petition of Sir John Lambert, and others thereto subscribing, on behalf of themselves and a great number of merchants, praying to be incorporated for carrying on a Greenland trade, and particularly a whale fishery in Davis's Straits. "6. Another petition for a Greenland trade. "7. Petition of several merchants, gentlemen, and citizens, praying to be incorporated, for buying and building of ships to let or freight. "8. Petition of Samuel Antrim and others, praying for letters patent for sowing hemp and flax. "9. Petition of several merchants, masters of ships, sail-makers, and manufacturers of sail-cloth, praying a charter of incorporation, to enable them to carry on and promote the said manufactory by a joint stock. "10. Petition of Thomas Boyd, and several hundred merchants, owners and masters of ships, sailmakers, weavers, and other traders, praying a charter of incorporation, empowering them to borrow money for purchasing lands, in order to the manufacturing sail-cloth and fine Holland. "11. Petition on behalf of several persons interested in a patent granted by the late King William and Queen Mary, for the making of linen and sail-cloth, praying that no charter may be granted to any persons whatsoever for making sail-cloth, but that the privilege now enjoyed by them may be confirmed, and likewise an additional power to carry on the cotton and cotton-silk manufactures. "12. Petition of several citizens, merchants, and traders in London, and others, subscribers to a British stock, for a general insurance from fire in any part of England, praying to be incorporated for carrying on the said undertaking. "13. Petition of several of his Majesty's loyal subjects of the city of London, and other parts of Great Britain, praying to be incorporated, for carrying on a general insurance from losses by fire within the kingdom of England. "14. Petition of Thomas Burges, and others his Majesty's subjects thereto subscribing, in behalf of themselves and others, subscribers to a fund of 1,200,000 pounds, for carrying on a trade to his Majesty's German dominions, praying to be incorporated, by the name of the Harburg Company. "15. Petition of Edward Jones, a dealer in timber, on behalf of himself and others, praying to be incorporated for the importation of timber from Germany. "16. Petition of several merchants of London, praying a charter of incorporation for carrying on a salt-work. "17. Petition of Captain Macphedris, of London, merchant, on behalf of himself and several merchants, clothiers, hatters, dyers, and other traders, praying a charter of incorporation, empowering them to raise a sufficient sum of money to purchase lands for planting and rearing a wood called madder, for the use of dyers. "18. Petition of Joseph Galendo, of London, snuff-maker, praying a patent for his invention to prepare and cure Virginia tobacco for snuff in Virginia, and making it into the same in all his Majesty's dominions." LIST OF BUBBLES. The following Bubble Companies were by the same order declared to be illegal, and abolished accordingly:-- 1. For the importation of Swedish iron. 2. For supplying London with sea-coal. Capital, three millions. 3. For building and rebuilding houses throughout all England. Capital, three millions. 4. For making of muslin. 5. For carrying on and improving the British alum works. 6. For effectually settling the island of Blanco and Sal Tartagus. 7. For supplying the town of Deal with fresh water. 8. For the importation of Flanders lace. 9. For improvement of lands in Great Britain. Capital, four millions. 10. For encouraging the breed of horses in England, and improving of glebe and church lands, and for repairing and rebuilding parsonage and vicarage houses. 11. For making of iron and steel in Great Britain. 12. For improving the land in the county of Flint. Capital, one million. 13. For purchasing lands to build on. Capital, two millions. 14. For trading in hair. 15. For erecting salt-works in Holy Island. Capital, two millions. 16. For buying and selling estates, and lending money on mortgage. 17. For carrying on an undertaking of great advantage, but nobody to know what it is. 18. For paving the streets of London. Capital, two millions. 19. For furnishing funerals to any part of Great Britain. 20. For buying and selling lands and lending money at interest. Capital, five millions. 21. For carrying on the Royal Fishery of Great Britain. Capital, ten millions. 22. For assuring of seamen's wages. 23. For erecting loan-offices for the assistance and encouragement of the industrious. Capital, two millions. 24. For purchasing and improving leasable lands. Capital, four millions. 25. For importing pitch and tar, and other naval stores, from North Britain and America. 26. For the clothing, felt, and pantile trade. 27. For purchasing and improving a manor and royalty in Essex. 28. For insuring of horses. Capital, two millions. 29. For exporting the woollen manufacture, and importing copper, brass, and iron. Capital, four millions. 30. For a grand dispensary. Capital, three millions. 31. For erecting mills and purchasing lead mines. Capital, two millions. 32. For improving the art of making soap. 33. For a settlement on the island of Santa Cruz. 34. For sinking pits and smelting lead ore in Derbyshire. 35. For making glass bottles and other glass. 36. For a wheel for perpetual motion. Capital, one million. 37. For improving of gardens. 38. For insuring and increasing children's fortunes. 39. For entering and loading goods at the custom-house, and for negotiating business for merchants. 40. For carrying on a woollen manufacture in the north of England. 41. For importing walnut-trees from Virginia. Capital, two millions. 42. For making Manchester stuffs of thread and cotton. 43. For making Joppa and Castile soap. 44. For improving the wrought-iron and steel manufactures of this kingdom. Capital, four millions. 45. For dealing in lace, Hollands, cambrics, lawns, &c. Capital, two millions. 46. For trading in and improving certain commodities of the produce of this kingdom, &c. Capital, three millions. 47. For supplying the London markets with cattle. 48. For making looking-glasses, coach glasses, &c. Capital, two millions. 49. For working the tin and lead mines in Cornwall and Derbyshire. 50. For making rape-oil. 51. For importing beaver fur. Capital, two millions. 52. For making pasteboard and packing-paper. 53. For importing of oils and other materials used in the woollen manufacture. 54. For improving and increasing the silk manufactures. 55. For lending money on stock, annuities, tallies, &c. 56. For paying pensions to widows and others, at a small discount. Capital, two millions. 57. For improving malt liquors. Capital, four millions. 58. For a grand American fishery. 59. For purchasing and improving the fenny lands in Lincolnshire. Capital, two millions. 60. For improving the paper manufacture of Great Britain. 61. The Bottomry Company. 62. For drying malt by hot air. 63. For carrying on a trade in the river Oronooko. 64. For the more effectual making of baize, in Colchester and other parts of Great Britain. 65. For buying of naval stores, supplying the victualling, and paying the wages of the workmen. 66. For employing poor artificers, and furnishing merchants and others with watches. 67. For improvement of tillage and the breed of cattle. 68. Another for the improvement of our breed of horses. 69. Another for a horse-insurance. 70. For carrying on the corn trade of Great Britain. 71. For insuring to all masters and mistresses the losses they may sustain by servants. Capital, three millions. 72. For erecting houses or hospitals, for taking in and maintaining illegitimate children. Capital, two millions. 73. For bleaching coarse sugars, without the use of fire or loss of substance. 74. For building turnpikes and wharfs in Great Britain. 75. For insuring from thefts and robberies. 76. For extracting silver from lead. 77. For making China and Delft ware. Capital, one million. 78. For importing tobacco, and exporting it again to Sweden and the north of Europe. Capital, four millions. 79. For making iron with pit coal. 80. For furnishing the cities of London and Westminster with hay and straw. Capital, three millions. 81. For a sail and packing cloth manufactory in Ireland. 82. For taking up ballast. 83. For buying and fitting out ships to suppress pirates. 84. For the importation of timber from Wales. Capital, two millions. 85. For rock-salt. 86. For the transmutation of quicksilver into a malleable fine metal. Besides these bubbles, many others sprang up daily, in spite of the condemnation of the Government and the ridicule of the still sane portion of the public. The print-shops teemed with caricatures, and the newspapers with epigrams and satires, upon the prevalent folly. An ingenious card-maker published a pack of South Sea playing-cards, which are now extremely rare, each card containing, besides the usual figures, of a very small size, in one corner, a caricature of a bubble company, with appropriate verses underneath. One of the most famous bubbles was "Puckle's Machine Company," for discharging round and square cannon-balls and bullets, and making a total revolution in the art of war. Its pretensions to public favour were thus summed up, on the eight of spades:-- A rare invention to destroy the crowd Of fools at home, instead of fools abroad. Fear not, my friends, this terrible machine, They're only wounded who have shares therein. The nine of hearts was a caricature of the English Copper and Brass Company, with the following epigram:-- The headlong fool that wants to be a swopper Of gold and silver coin for English copper, May, in Change Alley, prove himself an ass, And give rich metal for adulterate brass. The eight of diamonds celebrated the Company for the Colonization of Acadia, with this doggrel:-- He that is rich and wants to fool away A good round sum in North America, Let him subscribe himself a headlong sharer, And asses' ears shall honour him or bearer. And in a similar style every card of the pack exposed some knavish scheme, and ridiculed the persons who were its dupes. It was computed that the total amount of the sums proposed for carrying on these projects was upwards of three hundred millions sterling, a sum so immense that it exceeded the value of all the lands in England at twenty years' purchase. It is time, however, to return to the great South Sea gulf, that swallowed the fortunes of so many thousands of the avaricious and the credulous. On the 29th of May, the stock had risen as high as five hundred, and about two-thirds of the government annuitants had exchanged the securities of the state for those of the South Sea Company. During the whole of the month of May the stock continued to rise, and on the 28th it was quoted at five hundred and fifty. In four days after this it took a prodigious leap, rising suddenly from five hundred and fifty to eight hundred and ninety. It was now the general opinion that the stock could rise no higher, and many persons took that opportunity of selling out, with a view of realising their profits. Many noblemen and persons in the train of the King, and about to accompany him to Hanover, were also anxious to sell out. So many sellers, and so few buyers, appeared in the Alley on the 3rd of June, that the stock fell at once from eight hundred and ninety to six hundred and forty. The directors were alarmed, and gave their agents orders to buy. Their efforts succeeded. Towards evening confidence was restored, and the stock advanced to seven hundred and fifty. It continued at this price, with some slight fluctuation, until the company closed their books on the 22nd of June. It would be needless and uninteresting to detail the various arts employed by the directors to keep up the price of stock. It will be sufficient to state that it finally rose to one thousand per cent. It was quoted at this price in the commencement of August. The bubble was then full-blown, and began to quiver and shake, preparatory to its bursting. Many of the government annuitants expressed dissatisfaction against the directors. They accused them of partiality in making out the lists for shares in each subscription. Further uneasiness was occasioned by its being generally known that Sir John Blunt, the chairman, and some others, had sold out. During the whole of the month of August the stock fell, and on the 2nd of September it was quoted at seven hundred only. The state of things now became alarming. To prevent, if possible, the utter extinction of public confidence in their proceedings, the directors summoned a general court of the whole corporation, to meet in Merchant Tailors' Hall, on the 8th of September. By nine o'clock in the morning, the room was filled to suffocation; Cheapside was blocked up by a crowd unable to gain admittance, and the greatest excitement prevailed. The directors and their friends mustered in great numbers. Sir John Fellowes, the sub-governor, was called to the chair. He acquainted the assembly with the cause of their meeting, read to them the several resolutions of the court of directors, and gave them an account of their proceedings; of the taking in the redeemable and unredeemable funds, and of the subscriptions in money. Mr. Secretary Craggs then made a short speech, wherein he commended the conduct of the directors, and urged that nothing could more effectually contribute to the bringing this scheme to perfection than union among themselves. He concluded with a motion for thanking the court of directors for their prudent and skilful management, and for desiring them to proceed in such manner as they should think most proper for the interest and advantage of the corporation. Mr. Hungerford, who had rendered himself very conspicuous in the House of Commons for his zeal in behalf of the South Sea Company, and who was shrewdly suspected to have been a considerable gainer by knowing the right time to sell out, was very magniloquent on this occasion. He said that he had seen the rise and fall, the decay and resurrection of many communities of this nature, but that, in his opinion, none had ever performed such wonderful things in so short a time as the South Sea Company. They had done more than the crown, the pulpit, or the bench could do. They had reconciled all parties in one common interest; they had laid asleep, if not wholly extinguished, all the domestic jars and animosities of the nation. By the rise of their stock, monied men had vastly increased their fortunes; country-gentlemen had seen the value of their lands doubled and trebled in their hands. They had at the same time done good to the Church, not a few of the reverend clergy having got great sums by the project. In short, they had enriched the whole nation, and he hoped they had not forgotten themselves. There was some hissing at the latter part of this speech, which for the extravagance of its eulogy was not far removed from satire; but the directors and their friends, and all the winners in the room, applauded vehemently. The Duke of Portland spoke in a similar strain, and expressed his great wonder why anybody should be dissatisfied: of course, he was a winner by his speculations, and in a condition similar to that of the fat alderman in Joe Miller's Jests, who, whenever he had eaten a good dinner, folded his hands upon his paunch, and expressed his doubts whether there could be a hungry man in the world. Several resolutions were passed at this meeting, but they had no effect upon the public. Upon the very same evening the stock fell to six hundred and forty, and on the morrow to five hundred and forty. Day after day it continued to fall, until it was as low as four hundred. In a letter dated September 13th, from Mr. Broderick, M.P. to Lord Chancellor Middleton, and published in Coxo's Walpole, the former says,--"Various are the conjectures why the South Sea directors have suffered the cloud to break so early. I made no doubt but they would do so when they found it to their advantage. They have stretched credit so far beyond what it would bear, that specie proves insufficient to support it. Their most considerable men have drawn out, securing themselves by the losses of the deluded, thoughtless numbers, whose understandings have been overruled by avarice and the hope of making mountains out of mole-hills. Thousands of families will be reduced to beggary. The consternation is inexpressible--the rage beyond description, and the case altogether so desperate that I do not see any plan or scheme so much as thought of for averting the blow, so that I cannot pretend to guess what is next to be done." Ten days afterwards, the stock still falling, he writes,--"The Company have yet come to no determination, for they are in such a wood that they know not which way to turn. By several gentlemen lately come to town, I perceive the very name of a South-Sea-man grows abominable in every country. A great many goldsmiths are already run off, and more will daily. I question whether one-third, nay, one-fourth, of them can stand it. From the very beginning, I founded my judgment of the whole affair upon the unquestionable maxim, that ten millions (which is more than our running cash) could not circulate two hundred millions, beyond which our paper credit extended. That, therefore, whenever that should become doubtful, be the cause what it would, our noble state machine must inevitably fall to the ground." On the 12th of September, at the earnest solicitation of Mr. Secretary Craggs, several conferences were held between the directors of the South Sea and the directors of the Bank. A report which was circulated, that the latter had agreed to circulate six millions of the South Sea Company's bonds, caused the stock to rise to six hundred and seventy; but in the afternoon, as soon as the report was known to be groundless, the stock fell again to five hundred and eighty; the next day to five hundred and seventy, and so gradually to four hundred. [Gay (the poet), in that disastrous year, had a present from young Craggs of some South Sea stock, and once supposed himself to be master of twenty thousand pounds. His friends persuaded him to sell his share, but he dreamed of dignity and splendour, and could not bear to obstruct his own fortune. He was then importuned to sell as much as would purchase a hundred a year for life, "which," says Fenton, "will make you sure of a clean shirt and a shoulder of mutton every day." This counsel was rejected; the profit and principal were lost, and Gay sunk under the calamity so low that his life became in danger.--Johnson's Lives of the Poets.] The ministry were seriously alarmed at the aspect of affairs. The directors could not appear in the streets without being insulted; dangerous riots were every moment apprehended. Despatches were sent off to the King at Hanover, praying his immediate return. Mr. Walpole, who was staying at his country-seat, was sent for, that he might employ his known influence with the directors of the Bank of England to induce them to accept the proposal made by the South Sea Company for circulating a number of their bonds. The Bank was very unwilling to mix itself up with the affairs of the Company; it dreaded being involved in calamities which it could not relieve, and received all overtures with visible reluctance. But the universal voice of the nation called upon it to come to the rescue. Every person of note in commercial politics was called in to advise in the emergency. A rough draft of a contract drawn up by Mr. Walpole was ultimately adopted as the basis of further negotiations, and the public alarm abated a little. On the following day, the 20th of September, a general court of the South Sea Company was held at Merchant Tailors' Hall, in which resolutions were carried, empowering the directors to agree with the Bank of England, or any other persons, to circulate the Company's bonds, or make any other agreement with the Bank which they should think proper. One of the speakers, a Mr. Pulteney, said it was most surprising to see the extraordinary panic which had seized upon the people. Men were running to and fro in alarm and terror, their imaginations filled with some great calamity, the form and dimensions of which nobody knew. "Black it stood as night-- Fierce as ten furies--terrible as hell." At a general court of the Bank of England held two days afterwards, the governor informed them of the several meetings that had been held on the affairs of the South Sea Company, adding that the directors had not yet thought fit to come to any decision upon the matter. A resolution was then proposed, and carried without a dissentient voice, empowering the directors to agree with those of the South Sea to circulate their bonds, to what sum, and upon what terms, and for what time, they might think proper. Thus both parties were at liberty to act as they might judge best for the public interest. Books were opened at the Bank for a subscription of three millions for the support of public credit, on the usual terms of 15 pounds per cent. deposit, per cent. premium, and 5 pounds per cent. interest. So great was the concourse of people in the early part of the morning, all eagerly bringing their money, that it was thought the subscription would be filled that day; but before noon, the tide turned. In spite of all that could be done to prevent it, the South Sea Company's stock fell rapidly. Their bonds were in such discredit, that a run commenced upon the most eminent goldsmiths and bankers, some of whom having lent out great sums upon South Sea stock were obliged to shut up their shops and abscond. The Sword-blade Company, who had hitherto been the chief cashiers of the South Sea Company, stopped payment. This being looked upon as but the beginning of evil, occasioned a great run upon the Bank, who were now obliged to pay out money much faster than they had received it upon the subscription in the morning. The day succeeding was a holiday (the 29th of September), and the Bank had a little breathing time. They bore up against the storm; but their former rivals, the South Sea Company, were wrecked upon it. Their stock fell to one hundred and fifty, and gradually, after various fluctuations, to one hundred and thirty-five. The Bank, finding they were not able to restore public confidence, and stem the tide of ruin, without running the risk of being swept away with those they intended to save, declined to carry out the agreement into which they had partially entered. They were under no obligation whatever to continue; for the so called Bank contract was nothing more than the rough draught of an agreement, in which blanks had been left for several important particulars, and which contained no penalty for their secession. "And thus," to use the words of the Parliamentary History, "were seen, in the space of eight months, the rise, progress, and fall of that mighty fabric, which, being wound up by mysterious springs to a wonderful height, had fixed the eyes and expectations of all Europe, but whose foundation, being fraud, illusion, credulity, and infatuation, fell to the ground as soon as the artful management of its directors was discovered." In the hey-day of its blood, during the progress of this dangerous delusion, the manners of the nation became sensibly corrupted. The Parliamentary inquiry, set on foot to discover the delinquents, disclosed scenes of infamy, disgraceful alike to the morals of the offenders and the intellects of the people among whom they had arisen. It is a deeply interesting study to investigate all the evils that were the result. Nations, like individuals, cannot become desperate gamblers with impunity. Punishment is sure to overtake them sooner or later. A celebrated writer [Smollett.] is quite wrong, when he says, "that such an era as this is the most unfavourable for a historian; that no reader of sentiment and imagination can be entertained or interested by a detail of transactions such as these, which admit of no warmth, no colouring, no embellishment; a detail of which only serves to exhibit an inanimate picture of tasteless vice and mean degeneracy." On the contrary, and Smollett might have discovered it, if he had been in the humour--the subject is capable of inspiring as much interest as even a novelist can desire. Is there no warmth in the despair of a plundered people?--no life and animation in the picture which might be drawn of the woes of hundreds of impoverished and ruined families? of the wealthy of yesterday become the beggars of to-day? of the powerful and influential changed into exiles and outcasts, and the voice of self-reproach and imprecation resounding from every corner of the land? Is it a dull or uninstructive picture to see a whole people shaking suddenly off the trammels of reason, and running wild after a golden vision, refusing obstinately to believe that it is not real, till, like a deluded hind running after an ignis fatuus, they are plunged into a quagmire? But in this false spirit has history too often been written. The intrigues of unworthy courtiers to gain the favour of still more unworthy kings; or the records of murderous battles and sieges have been dilated on, and told over and over again, with all the eloquence of style and all the charms of fancy; while the circumstances which have most deeply affected the morals and welfare of the people, have been passed over with but slight notice as dry and dull, and capable of neither warmth nor colouring. During the progress of this famous bubble, England presented a singular spectacle. The public mind was in a state of unwholesome fermentation. Men were no longer satisfied with the slow but sure profits of cautious industry. The hope of boundless wealth for the morrow made them heedless and extravagant for to-day. A luxury, till then unheard-of, was introduced, bringing in its train a corresponding laxity of morals. The overbearing insolence of ignorant men, who had arisen to sudden wealth by successful gambling, made men of true gentility of mind and manners, blush that gold should have power to raise the unworthy in the scale of society. The haughtiness of some of these "cyphering cits," as they were termed by Sir Richard Steele, was remembered against them in the day of their adversity. In the Parliamentary inquiry, many of the directors suffered more for their insolence than for their peculation. One of them, who, in the full-blown pride of an ignorant rich man, had said that he would feed his horse upon gold, was reduced almost to bread and water for himself; every haughty look, every overbearing speech, was set down, and repaid them a hundredfold in poverty and humiliation. The state of matters all over the country was so alarming, that George I shortened his intended stay in Hanover, and returned in all haste to England. He arrived on the 11th of November, and Parliament was summoned to meet on the 8th of December. In the mean time, public meetings were held in every considerable town of the empire, at which petitions were adopted, praying the vengeance of the Legislature upon the South Sea directors, who, by their fraudulent practices, had brought the nation to the brink of ruin. Nobody seemed to imagine that the nation itself was as culpable as the South Sea Company. Nobody blamed the credulity and avarice of the people,--the degrading lust of gain, which had swallowed up every nobler quality in the national character, or the infatuation which had made the multitude run their heads with such frantic eagerness into the net held out for them by scheming projectors. These things were never mentioned. The people were a simple, honest, hard-working people, ruined by a gang of robbers, who were to be hanged, drawn, and quartered without mercy. This was the almost unanimous feeling of the country. The two Houses of Parliament were not more reasonable. Before the guilt of the South Sea directors was known, punishment was the only cry. The King, in his speech from the throne, expressed his hope that they would remember that all their prudence, temper, and resolution were necessary to find out and apply the proper remedy for their misfortunes. In the debate on the answer to the address, several speakers indulged in the most violent invectives against the directors of the South Sea project. The Lord Molesworth was particularly vehement. "It had been said by some, that there was no law to punish the directors of the South Sea Company, who were justly looked upon as the authors of the present misfortunes of the state. In his opinion they ought, upon this occasion, to follow the example of the ancient Romans, who, having no law against parricide, because their legislators supposed no son could be so unnaturally wicked as to embrue his hands in his father's blood, made a law to punish this heinous crime as soon as it was committed. They adjudged the guilty wretch to be sown in a sack, and thrown alive into the Tyber. He looked upon the contrivers and executors of the villanous South Sea scheme as the parricides of their country, and should be satisfied to see them tied in like manner in sacks, and thrown into the Thames." Other members spoke with as much want of temper and discretion. Mr. Walpole was more moderate. He recommended that their first care should be to restore public credit. "If the city of London were on fire, all wise men would aid in extinguishing the flames, and preventing the spread of the conflagration before they inquired after the incendiaries. Public credit had received a dangerous wound, and lay bleeding, and they ought to apply a speedy remedy to it. It was time enough to punish the assassin afterwards." On the 9th of December an address, in answer to his Majesty's speech, was agreed upon, after an amendment, which was carried without a division, that words should be added expressive of the determination of the House not only to seek a remedy for the national distresses, but to punish the authors of them. The inquiry proceeded rapidly. The directors were ordered to lay before the House a full account of all their proceedings. Resolutions were passed to the effect that the calamity was mainly owing to the vile arts of stockjobbers, and that nothing could tend more to the re-establishment of public credit than a law to prevent this infamous practice. Mr. Walpole then rose, and said, that "as he had previously hinted, he had spent some time upon a scheme for restoring public credit, but that, the execution of it depending upon a position which had been laid down as fundamental, he thought it proper, before he opened out his scheme, to be informed whether he might rely upon that foundation. It was, whether the subscription of public debts and encumbrances, money subscriptions, and other contracts, made with the South Sea Company should remain in the present state?" This question occasioned an animated debate. It was finally agreed, by a majority of 259 against 117, that all these contracts should remain in their present state, unless altered for the relief of the proprietors by a general court of the South Sea Company, or set aside by due course of law. On the following day Mr. Walpole laid before a committee of the whole House his scheme for the restoration of public credit, which was, in substance, to ingraft nine millions of South Sea stock into the Bank of England, and the same sum into the East India Company, upon certain conditions. The plan was favourably received by the House. After some few objections, it was ordered that proposals should be received from the two great corporations. They were both unwilling to lend their aid, and the plan met with a warm but fruitless opposition at the general courts summoned for the purpose of deliberating upon it. They, however, ultimately agreed upon the terms on which they would consent to circulate the South Sea bonds, and their report, being presented to the committee, a bill was brought in, under the superintendence of Mr. Walpole, and safely carried through both Houses of Parliament. A bill was at the same time brought in, for restraining the South Sea directors, governor, sub-governor, treasurer, cashier, and clerks from leaving the kingdom for a twelvemonth, and for discovering their estates and effects, and preventing them from transporting or alienating the same. All the most influential members of the House supported the bill. Mr. Shippen, seeing Mr. Secretary Craggs in his place, and believing the injurious rumours that were afloat of that minister's conduct in the South Sea business, determined to touch him to the quick. He said, he was glad to see a British House of Commons resuming its pristine vigour and spirit, and acting with so much unanimity for the public good. It was necessary to secure the persons and estates of the South Sea directors and their officers; "but," he added, looking fixedly at Mr. Craggs as he spoke, "there were other men in high station, whom, in time, he would not be afraid to name, who were no less guilty than the directors." Mr. Craggs arose in great wrath, and said, that if the innuendo were directed against him, he was ready to give satisfaction to any man who questioned him, either in the House or out of it. Loud cries of order immediately arose on every side. In the midst of the uproar Lord Molesworth got up, and expressed his wonder at the boldness of Mr. Craggs in challenging the whole House of Commons. He, Lord Molesworth, though somewhat old, past sixty, would answer Mr. Craggs whatever he had to say in the House, and he trusted there were plenty of young men beside him, who would not be afraid to look Mr. Craggs in the face, out of the House. The cries of order again resounded from every side; the members arose simultaneously; everybody seemed to be vociferating at once. The Speaker in vain called order. The confusion lasted several minutes, during which Lord Molesworth and Mr. Craggs were almost the only members who kept their seats. At last the call for Mr. Craggs became so violent that he thought proper to submit to the universal feeling of the House, and explain his unparliamentary expression. He said, that by giving satisfaction to the impugners of his conduct in that House, he did not mean that he would fight, but that he would explain his conduct. Here the matter ended, and the House proceeded to debate in what manner they should conduct their inquiry into the affairs of the South Sea Company, whether in a grand or a select committee. Ultimately, a Secret Committee of thirteen was appointed, with power to send for persons, papers, and records. The Lords were as zealous and as hasty as the Commons. The Bishop of Rochester said the scheme had been like a pestilence. The Duke of Wharton said the House ought to show no respect of persons; that, for his part, he would give up the dearest friend he had, if he had been engaged in the project. The nation had been plundered in a most shameful and flagrant manner, and he would go as far as anybody in the punishment of the offenders. Lord Stanhope said, that every farthing possessed by the criminals, whether directors or not directors, ought to be confiscated, to make good the public losses. During all this time the public excitement was extreme. We learn, front Coxe's Walpole, that the very name of a South Sea director was thought to be synonymous with every species of fraud and villany. Petitions from counties, cities, and boroughs, in all parts of the kingdom, were presented, crying for the justice due to an injured nation and the punishment of the villanous peculators. Those moderate men, who would not go to extreme lengths, even in the punishment of the guilty, were accused of being accomplices, were exposed to repeated insults and virulent invectives, and devoted, both in anonymous letters and public writings, to the speedy vengeance of an injured people. The accusations against Mr. Aislabie, Chancellor of the Exchequer, and Mr. Craggs, another member of the ministry, were so loud, that the House of Lords resolved to proceed at once into the investigation concerning them. It was ordered, on the 21st of January, that all brokers concerned in the South Sea scheme should lay before the House an account of the stock or subscriptions bought or sold by them for any of the officers of the Treasury or Exchequer, or in trust for any of them, since Michaelmas 1719. When this account was delivered, it appeared that large quantities of stock had been transferred to the use of Mr. Aislabie. Five of the South Sea directors, including Mr. Edward Gibbon, the grandfather of the celebrated historian, were ordered into the custody of the black rod. Upon a motion made by Earl Stanhope, it was unanimously resolved, that the taking in or giving credit for stock without a valuable consideration actually paid or sufficiently secured; or the purchasing stock by any director or agent of the South Sea Company, for the use or benefit of any member of the administration, or any member of either House of Parliament, during such time as the South Sea Bill was yet pending in Parliament, was a notorious and dangerous corruption. Another resolution was passed a few days afterwards, to the effect that several of the directors and officers of the Company having, in a clandestine manner, sold their own stock to the Company, had been guilty of a notorious fraud and breach of trust, and had thereby mainly caused the unhappy turn of affairs that had so much affected public credit. Mr. Aislabie resigned his office as Chancellor of the Exchequer, and absented himself from Parliament until the formal inquiry into his individual guilt was brought under the consideration of the Legislature. In the mean time, Knight, the treasurer of the Company, and who was intrusted with all the dangerous secrets of the dishonest directors, packed up his books and documents, and made his escape from the country. He embarked in disguise, in a small boat on the river, and proceeding to a vessel hired for the purpose, was safely conveyed to Calais. The Committee of Secrecy informed the House of the circumstance, when it was resolved unanimously that two addresses should be presented to the King; the first praying that he would issue a proclamation, offering a reward for the apprehension of Knight; and the second, that he would give immediate orders to stop the ports, and to take effectual care of the coasts, to prevent the said Knight, or any other officers of the South Sea Company, from escaping out of the kingdom. The ink was hardly dry upon these addresses before they were carried to the King by Mr. Methuen, deputed by the House for that purpose. The same evening a royal proclamation was issued, offering a reward of two thousand pounds for the apprehension of Knight. The Commons ordered the doors of the House to be locked, and the keys to be placed upon the table. General Ross, one of the members of the Committee of Secrecy, acquainted them that they had already discovered a train of the deepest villany and fraud that Hell had ever contrived to ruin a nation, which in due time they would lay before the House. In the mean time, in order to a further discovery, the Committee thought it highly necessary to secure the persons of some of the directors and principal South Sea officers, and to seize their papers. A motion to this effect having been made, was carried unanimously. Sir Robert Chaplin, Sir Theodore Janssen, Mr. Sawbridge, and Mr. F. Eyles, members of the House, and directors of the South Sea Company, were summoned to appear in their places, and answer for their corrupt practices. Sir Theodore Janssen and Mr. Sawbridge answered to their names, and endeavoured to exculpate themselves. The House heard them patiently, and then ordered them to withdraw. A motion was then made, and carried nemine contradicente, that they had been guilty of a notorious breach of trust--had occasioned much loss to great numbers of his Majesty's subjects, and had highly prejudiced the public credit. It was then ordered that, for their offence, they should be expelled the House, and taken into the custody of the sergeant-at-arms. Sir Robert Chaplin and Mr. Eyles, attending in their places four days afterwards, were also expelled the House. It was resolved at the same time to address the King, to give directions to his ministers at foreign courts to make application for Knight, that he might be delivered up to the English authorities, in ease he took refuge in any of their dominions. The King at once agreed, and messengers were despatched to all parts of the Continent the same night. Among the directors taken into custody, was Sir John Blunt, the man whom popular opinion has generally accused of having been the original author and father of the scheme. This man, we are informed by Pope, in his epistle to Allen, Lord Bathurst, was a dissenter, of a most religious deportment, and professed to be a great believer. He constantly declaimed against the luxury and corruption of the age, the partiality of parliaments, and the misery of party spirit. He was particularly eloquent against avarice in great and noble persons. He was originally a scrivener, and afterwards became, not only a director, but the most active manager of the South Sea Company. Whether it was during his career in this capacity that he first began to declaim against the avarice of the great, we are not informed. He certainly must have seen enough of it to justify his severest anathema; but if the preacher had himself been free from the vice he condemned, his declamations would have had a better effect. He was brought up in custody to the bar of the House of Lords, and underwent a long examination. He refused to answer several important questions. He said he had been examined already by a committee of the House of Commons, and as he did not remember his answers, and might contradict himself, he refused to answer before another tribunal. This declaration, in itself an indirect proof of guilt, occasioned some commotion in the House. He was again asked peremptorily whether he had ever sold any portion of the stock to any member of the administration, or any member of either House of Parliament, to facilitate the passing of the hill. He again declined to answer. He was anxious, he said, to treat the House with all possible respect, but he thought it hard to be compelled to accuse himself. After several ineffectual attempts to refresh his memory, he was directed to withdraw. A violent discussion ensued between the friends and opponents of the ministry. It was asserted that the administration were no strangers to the convenient taciturnity of Sir John Blunt. The Duke of Wharton made a reflection upon the Earl Stanhope, which the latter warmly resented. He spoke under great excitement, and with such vehemence as to cause a sudden determination of blood to the head. He felt himself so ill that he was obliged to leave the House and retire to his chamber. He was cupped immediately, and also let blood on the following morning, but with slight relief. The fatal result was not anticipated. Towards evening he became drowsy, and turning himself on his face, expired. The sudden death of this statesman caused great grief to the nation. George I was exceedingly affected, and shut himself up for some hours in his closet, inconsolable for his loss. Knight, the treasurer of the company, was apprehended at Tirlemont, near Liege, by one of the secretaries of Mr. Leathes, the British resident at Brussels, and lodged in the citadel of Antwerp. Repeated applications were made to the court of Austria to deliver him up, but in vain. Knight threw himself upon the protection of the states of Brabant, and demanded to be tried in that country. It was a privilege granted to the states of Brabant by one of the articles of the Joyeuse Entree, that every criminal apprehended in that country should be tried in that country. The states insisted on their privilege, and refused to deliver Knight to the British authorities. The latter did not cease their solicitations; but in the mean time, Knight escaped from the citadel. On the 16th of February the Committee of Secrecy made their first report to the House. They stated that their inquiry had been attended with numerous difficulties and embarrassments; every one they had examined had endeavoured, as far as in him lay, to defeat the ends of justice. In some of the books produced before them, false and fictitious entries had been made; in others, there were entries of money, with blanks for the name of the stockholders. There were frequent erasures and alterations, and in some of the books leaves were torn out. They also found that some books of great importance had been destroyed altogether, and that some had been taken away or secreted. At the very entrance into their inquiry, they had observed that the matters referred to them were of great variety and extent. Many persons had been intrusted with various parts in the execution of the law, and under colour thereof had acted in an unwarrantable manner, in disposing of the properties of many thousands of persons, amounting to many millions of money. They discovered that, before the South Sea Act was passed, there was an entry in the Company's books of the sum of 1,259,325 pounds, upon account of stock stated to have been sold to the amount of 574,500 pounds. This stock was all fictitious, and had been disposed of with a view to promote the passing of the bill. It was noted as sold at various days, and at various prices, from 150 to 325 per cent. Being surprised to see so large an account disposed of, at a time when the Company were not empowered to increase their capital, the committee determined to investigate most carefully the whole transaction. The governor, sub-governor, and several directors were brought before them, and examined rigidly. They found that, at the time these entries were made, the Company was not in possession of such a quantity of stock, having in their own right only a small quantity, not exceeding thirty thousand pounds at the utmost. Pursuing the inquiry, they found that this amount of stock, was to be esteemed as taken in or holden by the Company, for the benefit of the pretended purchasers, although no mutual agreement was made for its delivery or acceptance at any certain time. No money was paid down, nor any deposit or security whatever given to the Company by the supposed purchasers; so that if the stock had fallen, as might have been expected, had the act not passed, they would have sustained no loss. If, on the contrary, the price of stock advanced (as it actually did by the success of the scheme), the difference by the advanced price was to be made good to them. Accordingly, after the passing of the act, the account of stock was made up and adjusted with Mr. Knight, and the pretended purchasers were paid the difference out of the Company's cash. This fictitious stock, which had been chiefly at the disposal of Sir John Blunt, Mr. Gibbon, and Mr. Knight, was distributed among several members of the government and their connexions, by way of bribe, to facilitate the passing of the bill. To the Earl of Sunderland was assigned 50,000 pounds of this stock; to the Duchess of Kendal 10,000 pounds; to the Countess of Platen 10,000 pounds; to her two nieces 10,000 pounds; to Mr. Secretary Craggs 30,000 pounds; to Mr. Charles Stanhope (one of the Secretaries of the Treasury) 10,000 pounds; to the Swordblade Company 50,000 pounds. It also appeared that Mr. Stanhope had received the enormous sum of 250,000 pounds as the difference in the price of some stock, through the hands of Turner, Caswall, and Co., but that his name had been partly erased from their books, and altered to Stangape. Aislabie, the Chancellor of the Exchequer, had made profits still more abominable. He had an account with the same firm, who were also South Sea directors, to the amount of 794,451 pounds. He had, besides, advised the Company to make their second subscription one million and a half, instead of a million, by their own authority, and without any warrant. The third subscription had been conducted in a manner as disgraceful. Mr. Aislabie's name was down for 70,000 pounds; Mr. Craggs, senior, for 659,000 pounds; the Earl of Sunderland's for 160,000 pounds; and Mr. Stanhope for 47,000 pounds. This report was succeeded by six others, less important. At the end of the last, the committee declared that the absence of Knight, who had been principally intrusted, prevented them from carrying on their inquiries. The first report was ordered to be printed, and taken into consideration on the next day but one succeeding. After a very angry and animated debate, a series of resolutions were agreed to, condemnatory of the conduct of the directors, of the members of the Parliament and of the administration concerned with them; and declaring that they ought, each and all, to make satisfaction out of their own estates for the injury they had done the public. Their practices were declared to be corrupt, infamous, and dangerous; and a bill was ordered to be brought in for the relief of the unhappy sufferers. Mr. Charles Stanhope was the first person brought to account for his share in these transactions. He urged in his defence that, for some years past, he had lodged all the money he was possessed of in Mr. Knight's hands, and whatever stock Mr. Knight had taken in for him, he had paid a valuable consideration for it. As to the stock that had been bought for him by Turner, Caswall, and Co. he knew nothing about it. Whatever had been done in that matter was done without his authority, and he could not be responsible for it. Turner and Co. took the latter charge upon themselves, but it was notorious to every unbiased and unprejudiced person that Mr. Stanhope was a gainer of the 250,000 pounds which lay in the hands of that firm to his credit. He was, however, acquitted by a majority of three only. The greatest exertions were made to screen him. Lord Stanhope, the son of the Earl of Chesterfield, went round to the wavering members, using all the eloquence he was possessed of to induce them either to vote for the acquittal or to absent themselves from the house. Many weak-headed country-gentlemen were led astray by his persuasions, and the result was as already stated. The acquittal caused the greatest discontent throughout the country. Mobs of a menacing character assembled in different parts of London; fears of riots were generally entertained, especially as the examination of a still greater delinquent was expected by many to have a similar termination. Mr. Aislabie, whose high office and deep responsibilities should have kept him honest, even had native principle been insufficient, was very justly regarded as perhaps the greatest criminal of all. His case was entered into on the day succeeding the acquittal of Mr. Starthope. Great excitement prevailed, and the lobbies and avenues of the house were beset by crowds, impatient to know the result. The debate lasted the whole day. Mr. Aislabie found few friends: his guilt was so apparent and so heinous that nobody had courage to stand up in his favour. It was finally resolved, without a dissentient voice, that Mr. Aislabie had encouraged and promoted the destructive execution of the South Sea scheme with a view to his own exorbitant profit, and had combined with the directors in their pernicious practices to the ruin of the public trade and credit of the kingdom: that he should for his offences be ignominiously expelled from the House of Commons, and committed a close prisoner to the Tower of London; that he should be restrained from going out of the kingdom for a whole year, or till the end of the next session of Parliament; and that he should make out a correct account of all his estate, in order that it might be applied to the relief of those who had suffered by his malpractices. This verdict caused the greatest joy. Though it was delivered at half-past twelve at night, it soon spread over the city. Several persons illuminated their houses in token of their joy. On the following day, when Mr. Aislabie was conveyed to the Tower, the mob assembled on Tower-hill with the intention of hooting and pelting him. Not succeeding in this, they kindled a large bonfire, and danced around it in the exuberance of their delight. Several bonfires were made in other places; London presented the appearance of a holiday, and people congratulated one another as if they had just escaped from some great calamity. The rage upon the acquittal of Mr. Stanhope had grown to such a height that none could tell where it would have ended, had Mr. Aislabie met with the like indulgence. To increase the public satisfaction, Sir George Caswall, of the firm of Turner, Caswall, & Co. was expelled the House on the following day, and ordered to refund the sum of 250,000 pounds. That part of the report of the Committee of Secrecy which related to the Earl of Sunderland was next taken into consideration. Every effort was made to clear his Lordship from the imputation. As the case against him rested chiefly on the evidence extorted from Sir John Blunt, great pains were taken to make it appear that Sir John's word was not to be believed, especially in a matter affecting the honour of a peer and privy councillor. All the friends of the ministry rallied around the Earl, it being generally reported that a verdict of guilty against him would bring a Tory ministry into power. He was eventually acquitted, by a majority of 233 against 172; but the country was convinced of his guilt. The greatest indignation was everywhere expressed, and menacing mobs again assembled in London. Happily no disturbances took place. This was the day on which Mr. Craggs, the elder, expired. The morrow had been appointed for the consideration of his case. It was very generally believed that he had poisoned himself. It appeared, however, that grief for the loss of his son, one of the Secretaries of the Treasury, who had died five weeks previously of the small-pox, preyed much on his mind. For this son, dearly beloved, he had been amassing vast heaps of riches: he had been getting money, but not honestly; and he for whose sake he had bartered his honour and sullied his fame, was now no more. The dread of further exposure increased his trouble of mind, and ultimately brought on an apoplectic fit, in which he expired. He left a fortune of a million and a half, which was afterwards confiscated for the benefit of the sufferers by the unhappy delusion he had been so mainly instrumental in raising. One by one the case of every director of the Company was taken into consideration. A sum amounting to two millions and fourteen thousand pounds was confiscated from their estates towards repairing the mischief they had done, each man being allowed a certain residue, in proportion to his conduct and circumstances, with which he might begin the world anew. Sir John Blunt was only allowed 5,000 pounds out of his fortune of upwards of 183,000 pounds; Sir John Fellows was allowed 10,000 pounds out of 243,000 pounds; Sir Theodore Janssen, 50,000 pounds out of 243,000 pounds; Mr. Edward Gibbon, 10,000 pounds out of 106,000 pounds.; Sir John Lambert, 5000 pounds out of 72,000 pounds. Others, less deeply involved, were treated with greater liberality. Gibbon, the historian, whose grandfather was the Mr. Edward Gibbon so severely mulcted, has given, in the Memoirs of his Life and Writings, an interesting account of the proceedings in Parliament at this time. He owns that he is not an unprejudiced witness; but, as all the writers from which it is possible to extract any notice of the proceedings of these disastrous years, were prejudiced on the other side, the statements of the great historian become of additional value. If only on the principle of audi alteram partem, his opinion is entitled to consideration. "In the year 1716," he says, "my grandfather was elected one of the directors of the South Sea Company, and his books exhibited the proof that before his acceptance of that fatal office, he had acquired an independent fortune of 60,000 pounds. But his fortune was overwhelmed in the shipwreck of the year twenty, and the labours of thirty years were blasted in a single day. Of the use or abuse of the South Sea scheme, of the guilt or innocence of my grandfather and his brother directors, I am neither a competent nor a disinterested judge. Yet the equity of modern times must condemn the violent and arbitrary proceedings, which would have disgraced the cause of justice, and rendered injustice still more odious. No sooner had the nation awakened from its golden dream, than a popular, and even a Parliamentary clamour, demanded its victims; but it was acknowledged on all sides, that the directors, however guilty, could not be touched by any known laws of the land. The intemperate notions of Lord Molesworth were not literally acted on; but a bill of pains and penalties was introduced--a retro-active statute, to punish the offences which did not exist at the time they were committed. The Legislature restrained the persons of the directors, imposed an exorbitant security for their appearance, and marked their character with a previous note of ignominy. They were compelled to deliver, upon oath, the strict value of their estates, and were disabled from making any transfer or alienation of any part of their property. Against a bill of pains and penalties, it is the common right of every subject to be heard by his counsel at the bar. They prayed to be heard. Their prayer was refused, and their oppressors, who required no evidence, would listen to no defence. It had been at first proposed, that one eighth of their respective estates should be allowed for the future support of the directors; but it was speciously urged, that in the various shades of opulence and guilt, such a proportion would be too light for many, and for some might possibly be too heavy. The character and conduct of each man were separately weighed; but, instead of the calm solemnity of a judicial inquiry, the fortune and honour of thirty-three Englishmen were made the topics of hasty conversation, the sport of a lawless majority; and the basest member of the committee, by a malicious word, or a silent vote, might indulge his general spleen or personal animosity. Injury was aggravated by insult, and insult was embittered by pleasantry. Allowances of 20 pounds or 1 shilling were facetiously moved. A vague report that a director had formerly been concerned in another project, by which some unknown persons had lost their money, was admitted as a proof of his actual guilt. One man was ruined because he had dropped a foolish speech, that his horses should feed upon gold; another, because he was grown so proud, that one day, at the Treasury, he had refused a civil answer to persons much above him. All were condemned, absent and unheard, in arbitrary fines and forfeitures, which swept away the greatest part of their substance. Such bold oppression can scarcely be shielded by the omnipotence of Parliament. My grandfather could not expect to be treated with more lenity than his companions. His Tory principles and connexions rendered him obnoxious to the ruling powers. His name was reported in a suspicious secret. His well-known abilities could not plead the excuse of ignorance or error. In the first proceedings against the South Sea directors, Mr. Gibbon was one of the first taken into custody, and in the final sentence the measure of his fine proclaimed him eminently guilty. The total estimate, which he delivered on oath to the House of Commons, amounted to 106,543 pounds 5 shillings 6 pence, exclusive of antecedent settlements. Two different allowances of 15,000 pounds and of 10,000 pounds were moved for Mr. Gibbon; but, on the question being put, it was carried without a division for the smaller sum. On these ruins, with the skill and credit of which Parliament had not been able to despoil him, my grandfather, at a mature age, erected the edifice of a new fortune. The labours of sixteen years were amply rewarded; and I have reason to believe that the second structure was not much inferior to the first." The next consideration of the Legislature, after the punishment of the directors, was to restore public credit. The scheme of Walpole had been found insufficient, and had fallen into disrepute. A computation was made of the whole capital stock of the South Sea Company at the end of the year 1720. It was found to amount to thirty-seven millions eight hundred thousand pounds, of which the stock allotted to all the proprietors only amounted to twenty-four millions five hundred thousand pounds. The remainder of thirteen millions three hundred thousand pounds belonged to the Company in their corporate capacity, and was the profit they had made by the national delusion. Upwards of eight millions of this were taken from the Company, and divided among the proprietors and subscribers generally, making a dividend of about 33 pounds 6 shillings 8 pence per cent. This was a great relief. It was further ordered, that such persons as had borrowed money from the South Sea Company upon stock actually transferred and pledged at the time of borrowing to or for the use of the Company, should be free from all demands, upon payment of ten per cent. of the sums so borrowed. They had lent about eleven millions in this manner, at a time when prices were unnaturally raised; and they now received back one million one hundred thousand, when prices had sunk to their ordinary level. But it was a long time before public credit was thoroughly restored. Enterprise, like Icarus, had soared too high, and melted the wax of her wings; like Icarus, she had fallen into a sea, and learned, while floundering in its waves, that her proper element was the solid ground. She has never since attempted so high a flight. In times of great commercial prosperity there has been a tendency to over-speculation on several occasions since then. The success of one project generally produces others of a similar kind. Popular imitativeness will always, in a trading nation, seize hold of such successes, and drag a community too anxious for profits into an abyss from which extrication is difficult. Bubble companies, of a kind similar to those engendered by the South Sea project, lived their little day in the famous year of the panic, 1825. On that occasion, as in 1720, knavery gathered a rich harvest from cupidity, but both suffered when the day of reckoning came. The schemes of the year 1836 threatened, at one time, results as disastrous; but they were happily averted before it was too late. The South Sea project thus remains, and, it is to be hoped, always will remain, the greatest example in British history, of the infatuation of the people for commercial gambling. From the bitter experience of that period, posterity may learn how dangerous it is to let speculation riot unrestrained, and to hope for enormous profits from inadequate causes. Degrading as were the circumstances, there is wisdom to be gained from the lesson which they teach. THE TULIPOMANIA. Quis furor o cives!--Lucan. The tulip,--so named, it is said, from a Turkish word, signifying a turban,--was introduced into western Europe about the middle of the sixteenth century. Conrad Gesner, who claims the merit of having brought it into repute,--little dreaming of the extraordinary commotion it was to make in the world,--says that he first saw it in the year 1559, in a garden at Augsburg, belonging to the learned Counsellor Herwart, a man very famous in his day for his collection of rare exotics. The bulbs were sent to this gentleman by a friend at Constantinople, where the flower had long been a favourite. In the course of ten or eleven years after this period, tulips were much sought after by the wealthy, especially in Holland and Germany. Rich people at Amsterdam sent for the bulbs direct to Constantinople, and paid the most extravagant prices for them. The first roots planted in England were brought from Vienna in 1600. Until the year 1634 the tulip annually increased in reputation, until it was deemed a proof of bad taste in any man of fortune to be without a collection of them. Many learned men, including Pompeius de Angelis and the celebrated Lipsius of Leyden, the author of the treatise "De Constantia," were passionately fond of tulips. The rage for possessing them soon caught the middle classes of society, and merchants and shopkeepers, even of moderate means, began to vie with each other in the rarity of these flowers and the preposterous prices they paid for them. A trader at Harlaem was known to pay one-half of his fortune for a single root--not with the design of selling it again at a profit, but to keep in his own conservatory for the admiration of his acquaintance. One would suppose that there must have been some great virtue in this flower to have made it so valuable in the eyes of so prudent a people as the Dutch; but it has neither the beauty nor the perfume of the rose--hardly the beauty of the "sweet, sweet-pea;" neither is it as enduring as either. Cowley, it is true, is loud in its praise. He says-- "The tulip next appeared, all over gay, But wanton, full of pride, and full of play; The world can't show a dye but here has place; Nay, by new mixtures, she can change her face; Purple and gold are both beneath her care-- The richest needlework she loves to wear; Her only study is to please the eye, And to outshine the rest in finery." This, though not very poetical, is the description of a poet. Beckmann, in his History of Inventions, paints it with more fidelity, and in prose more pleasing than Cowley's poetry. He says, "There are few plants which acquire, through accident, weakness, or disease, so many variegations as the tulip. When uncultivated, and in its natural state, it is almost of one colour, has large leaves, and an extraordinarily long stem. When it has been weakened by cultivation, it becomes more agreeable in the eyes of the florist. The petals are then paler, smaller, and more diversified in hue; and the leaves acquire a softer green colour. Thus this masterpiece of culture, the more beautiful it turns, grows so much the weaker, so that, with the greatest skill and most careful attention, it can scarcely be transplanted, or even kept alive." Many persons grow insensibly attached to that which gives them a great deal of trouble, as a mother often loves her sick and ever-ailing child better than her more healthy offspring. Upon the same principle we must account for the unmerited encomia lavished upon these fragile blossoms. In 1634, the rage among the Dutch to possess them was so great that the ordinary industry of the country was neglected, and the population, even to its lowest dregs, embarked in the tulip trade. As the mania increased, prices augmented, until, in the year 1635, many persons were known to invest a fortune of 100,000 florins in the purchase of forty roots. It then became necessary to sell them by their weight in perits, a small weight less than a grain. A tulip of the species called Admiral Liefken, weighing 400 perits, was worth 4400 florins; an Admiral Von der Eyk, weighing 446 perits, was worth 1260 florins; a shilder of 106 perits was worth 1615 florins; a viceroy of 400 perits, 3000 florins, and, most precious of all, a Semper Augustus, weighing 200 perits, was thought to be very cheap at 5500 florins. The latter was much sought after, and even an inferior bulb might command a price of 2000 florins. It is related that, at one time, early in 1636, there were only two roots of this description to be had in all Holland, and those not of the best. One was in the possession of a dealer in Amsterdam, and the other in Harlaem. So anxious were the speculators to obtain them that one person offered the fee-simple of twelve acres of building ground for the Harlaem tulip. That of Amsterdam was bought for 4600 florins, a new carriage, two grey horses, and a complete suit of harness. Munting, an industrious author of that day, who wrote a folio volume of one thousand pages upon the tulipomania, has preserved the following list of the various articles, and their value, which were delivered for one single root of the rare species called the viceroy:-- florins. Two lasts of wheat.............. 448 Four lasts of rye............... 558 Four fat oxen................... 480 Eight fat swine................. 240 Twelve fat sheep................ 120 Two hogsheads of wine........... 70 Four tuns of beer............... 32 Two tons of butter.............. 192 One thousand lbs. of cheese..... 120 A complete bed.................. 100 A suit of clothes............... 80 A silver drinking cup........... 60 ----- 2500 ----- People who had been absent from Holland, and whose chance it was to return when this folly was at its maximum, were sometimes led into awkward dilemmas by their ignorance. There is an amusing instance of the kind related in Blainville's Travels. A wealthy merchant, who prided himself not a little on his rare tulips, received upon one occasion a very valuable consignment of merchandise from the Levant. Intelligence of its arrival was brought him by a sailor, who presented himself for that purpose at the counting-house, among bales of goods of every description. The merchant, to reward him for his news, munificently made him a present of a fine red herring for his breakfast. The sailor had, it appears, a great partiality for onions, and seeing a bulb very like an onion lying upon the counter of this liberal trader, and thinking it, no doubt, very much out of its place among silks and velvets, he slily seized an opportunity and slipped it into his pocket, as a relish for his herring. He got clear off with his prize, and proceeded to the quay to eat his breakfast. Hardly was his back turned when the merchant missed his valuable Semper Augustus, worth three thousand florins, or about 280 pounds sterling. The whole establishment was instantly in an uproar; search was everywhere made for the precious root, but it was not to be found. Great was the merchant's distress of mind. The search was renewed, but again without success. At last some one thought of the sailor. The unhappy merchant sprang into the street at the bare suggestion. His alarmed household followed him. The sailor, simple soul! had not thought of concealment. He was found quietly sitting on a coil of ropes, masticating the last morsel of his "onion." Little did he dream that he had been eating a breakfast whose cost might have regaled a whole ship's crew for a twelvemonth; or, as the plundered merchant himself expressed it, "might have sumptuously feasted the Prince of Orange and the whole court of the Stadtholder." Anthony caused pearls to be dissolved in wine to drink the health of Cleopatra; Sir Richard Whittington was as foolishly magnificent in an entertainment to King Henry V; and Sir Thomas Gresham drank a diamond, dissolved in wine, to the health of Queen Elizabeth, when she opened the Royal Exchange: but the breakfast of this roguish Dutchman was as splendid as either. He had an advantage, too, over his wasteful predecessors: their gems did not improve the taste or the wholesomeness of their wine, while his tulip was quite delicious with his red herring. The most unfortunate part of the business for him was, that he remained in prison for some months, on a charge of felony, preferred against him by the merchant. Another story is told of an English traveller, which is scarcely less ludicrous. This gentleman, an amateur botanist, happened to see a tulip-root lying in the conservatory of a wealthy Dutchman. Being ignorant of its quality, he took out his penknife, and peeled off its coats, with the view of making experiments upon it. When it was by this means reduced to half its original size, he cut it into two equal sections, making all the time many learned remarks on the singular appearances of the unknown bulb. Suddenly the owner pounced upon him, and, with fury in his eyes, asked him if he knew what he had been doing? "Peeling a most extraordinary onion," replied the philosopher. "Hundert tausend duyvel," said the Dutchman; "it's an Admiral Van der E. yck." "Thank you," replied the traveller, taking out his note-book to make a memorandum of the same; "are these admirals common in your country?" "Death and the devil," said the Dutchman, seizing the astonished man of science by the collar; "come before the syndic, and you shall see." In spite of his remonstrances, the traveller was led through the streets, followed by a mob of persons. When brought into the presence of the magistrate, he learned, to his consternation, that the root upon which he had been experimentalizing was worth four thousand florins; and, notwithstanding all he could urge in extenuation, he was lodged in prison until he found securities for the payment of this sum. The demand for tulips of a rare species increased so much in the year 1636, that regular marts for their sale were established on the Stock Exchange of Amsterdam, in Rotterdam, Harlaem, Leyden, Alkmar, Hoorn, and other towns. Symptoms of gambling now became, for the first time, apparent. The stockjobbers, ever on the alert for a new speculation, dealt largely in tulips, making use of all the means they so well knew how to employ, to cause fluctuations in prices. At first, as in all these gambling mania, confidence was at its height, and everybody gained. The tulip-jobbers speculated in the rise and fall of the tulip stocks, and made large profits by buying when prices fell, and selling out when they rose. Many individuals grew suddenly rich. A golden bait hung temptingly out before the people, and, one after the other, they rushed to the tulip marts, like flies around a honeypot. Every one imagined that the passion for tulips would last for ever, and that the wealthy from every part of the world would send to Holland, and pay whatever prices were asked for them. The riches of Europe would be concentrated on the shores of the Zuyder Zee, and poverty banished from the favoured clime of Holland. Nobles, citizens, farmers, mechanics, seamen, footmen, maidservants, even chimney-sweeps and old clotheswomen, dabbled in tulips. People of all grades converted their property into cash, and invested it in flowers. Houses and lands were offered for sale at ruinously low prices, or assigned in payment of bargains made at the tulip-mart. Foreigners became smitten with the same frenzy, and money poured into Holland from all directions. The prices of the necessaries of life rose again by degrees; houses and lands, horses and carriages, and luxuries of every sort, rose in value with them, and for some months Holland seemed the very antechamber of Plutus. The operations of the trade became so extensive and so intricate, that it was found necessary to draw up a code of laws for the guidance of the dealers. Notaries and clerks were also appointed, who devoted themselves exclusively to the interests of the trade. The designation of public notary was hardly known in some towns, that of tulip notary usurping its place. In the smaller towns, where there was no exchange, the principal tavern was usually selected as the "showplace," where high and low traded in tulips, and confirmed their bargains over sumptuous entertainments. These dinners were sometimes attended by two or three hundred persons, and large vases of tulips, in full bloom, were placed at regular intervals upon the tables and sideboards, for their gratification during the repast. At last, however, the more prudent began to see that this folly could not last for ever. Rich people no longer bought the flowers to keep them in their gardens, but to sell them again at cent. per cent. profit. It was seen that somebody must lose fearfully in the end. As this conviction spread, prices fell, and never rose again. Confidence was destroyed, and a universal panic seized upon the dealers. A had agreed to purchase ten Sempers Augustines from B, at four thousand florins each, at six weeks after the signing of the contract. B was ready with the flowers at the appointed time; but the price had fallen to three or four hundred florins, and A refused either to pay the difference or receive the tulips. Defaulters were announced day after day in all the towns of Holland. Hundreds who, a few months previously, had begun to doubt that there was such a thing as poverty in the land, suddenly found themselves the possessors of a few bulbs, which nobody would buy, even though they offered them at one quarter of the sums they had paid for them. The cry of distress resounded everywhere, and each man accused his neighbour. The few who had contrived to enrich themselves hid their wealth from the knowledge of their fellow-citizens, and invested it in the English or other funds. Many who, for a brief season, had emerged from the humbler walks of life, were cast back into their original obscurity. Substantial merchants were reduced almost to beggary, and many a representative of a noble line saw the fortunes of his house ruined beyond redemption. When the first alarm subsided, the tulip-holders in the several towns held public meetings to devise what measures were best to be taken to restore public credit. It was generally agreed, that deputies should be sent from all parts to Amsterdam, to consult with the government upon some remedy for the evil. The Government at first refused to interfere, but advised the tulip-holders to agree to some plan among themselves. Several meetings were held for this purpose; but no measure could be devised likely to give satisfaction to the deluded people, or repair even a slight portion of the mischief that had been done. The language of complaint and reproach was in everybody's mouth, and all the meetings were of the most stormy character. At last, however, after much bickering and ill-will, it was agreed, at Amsterdam, by the assembled deputies, that all contracts made in the height of the mania, or prior to the month of November 1636, should be declared null and void, and that, in those made after that date, purchasers should be freed from their engagements, on paying ten per cent. to the vendor. This decision gave no satisfaction. The vendors who had their tulips on hand were, of course, discontented, and those who had pledged themselves to purchase, thought themselves hardly treated. Tulips which had, at one time, been worth six thousand florins, were now to be procured for five hundred; so that the composition of ten per cent. was one hundred florins more than the actual value. Actions for breach of contract were threatened in all the courts of the country; but the latter refused to take cognizance of gambling transactions. The matter was finally referred to the Provincial Council at the Hague, and it was confidently expected that the wisdom of this body would invent some measure by which credit should be restored. Expectation was on the stretch for its decision, but it never came. The members continued to deliberate week after week, and at last, after thinking about it for three months, declared that they could offer no final decision until they had more information. They advised, however, that, in the mean time, every vendor should, in the presence of witnesses, offer the tulips in natura to the purchaser for the sums agreed upon. If the latter refused to take them, they might be put up for sale by public auction, and the original contractor held responsible for the difference between the actual and the stipulated price. This was exactly the plan recommended by the deputies, and which was already shown to be of no avail. There was no court in Holland which would enforce payment. The question was raised in Amsterdam, but the judges unanimously refused to interfere, on the ground that debts contracted in gambling were no debts in law. Thus the matter rested. To find a remedy was beyond the power of the government. Those who were unlucky enough to have had stores of tulips on hand at the time of the sudden reaction were left to bear their ruin as philosophically as they could; those who had made profits were allowed to keep them; but the commerce of the country suffered a severe shock, from which it was many years ere it recovered. The example of the Dutch was imitated to some extent in England. In the year 1636 tulips were publicly sold in the Exchange of London, and the jobbers exerted themselves to the utmost to raise them to the fictitious value they had acquired in Amsterdam. In Paris also the jobbers strove to create a tulipomania. In both cities they only partially succeeded. However, the force of example brought the flowers into great favour, and amongst a certain class of people tulips have ever since been prized more highly than any other flowers of the field. The Dutch are still notorious for their partiality to them, and continue to pay higher prices for them than any other people. As the rich Englishman boasts of his fine race-horses or his old pictures, so does the wealthy Dutchman vaunt him of his tulips. In England, in our day, strange as it may appear, a tulip will produce more money than an oak. If one could be found, rara in tetris, and black as the black swan alluded to by Juvenal, its price would equal that of a dozen acres of standing corn. In Scotland, towards the close of the seventeenth century, the highest price for tulips, according to the authority of a writer in the supplement to the third edition of the "Encyclopedia Britannica," was ten guineas. Their value appears to have diminished from that time till the year 1769, when the two most valuable species in England were the Don Quevedo and the Valentinier, the former of which was worth two guineas and the latter two guineas and a half. These prices appear to have been the minimum. In the year 1800, a common price was fifteen guineas for a single bulb. In 1835, so foolish were the fanciers, that a bulb of the species called the Miss Fanny Kemble was sold by public auction in London for seventy-five pounds. Still more astonishing was the price of a tulip in the possession of a gardener in the King's Road, Chelsea. In his catalogues, it was labelled at two hundred guineas! Thus a flower, which for beauty and perfume was surpassed by the abundant roses of the garden,--a nosegay of which might be purchased for a penny,--was priced at a sum which would have provided an industrious labourer and his family with food, and clothes, and lodging for six years! Should chickweed and groundsel ever come into fashion, the wealthy would, no doubt, vie with each other in adorning their gardens with them, and paying the most extravagant prices for them. In so doing, they would hardly be more foolish than the admirers of tulips. The common prices for these flowers at the present time vary from five to fifteen guineas, according to the rarity of the species. RELICS. A fouth o' auld knick-knackets, Rusty airn caps and jinglin' jackets, Wad haud the Lothians three, in tackets, A towmond guid; An' parritch pats, and auld saut backets, Afore the flood. Burns. The love for relics is one which will never be eradicated as long as feeling and affection are denizens of the heart. It is a love which is most easily excited in the best and kindliest natures, and which few are callous enough to scoff at. Who would not treasure the lock of hair that once adorned the brow of the faithful wife, now cold in death, or that hung down the neck of a beloved infant, now sleeping under the sward? Not one. They are home-relics, whose sacred worth is intelligible to all; spoils rescued from the devouring grave, which, to the affectionate, are beyond all price. How dear to a forlorn survivor the book over whose pages he has pored with one departed! How much greater its value, if that hand, now cold, had written a thought, an opinion, or a name, upon the leaf! Besides these sweet, domestic relics, there are others, which no one can condemn; relics sanctified by that admiration of greatness and goodness which is akin to love; such as the copy of Montaigne's Florio, with the name of Shakspeare upon the leaf, written by the poet of all time himself; the chair preserved at Antwerp, in which Rubens sat when he painted the immortal "Descent from the Cross;" or the telescope, preserved in the Museum of Florence, which aided Galileo in his sublime discoveries. Who would not look with veneration upon the undoubted arrow of William Tell--the swords of Wallace or of Hampden--or the Bible whose leaves were turned by some stern old father of the faith? Thus the principle of reliquism is hallowed and enshrined by love. But from this germ of purity how numerous the progeny of errors and superstitions! Men, in their admiration of the great, and of all that appertained to them, have forgotten that goodness is a component part of true greatness, and have made fools of themselves for the jaw-bone of a saint, the toe-nail of an apostle, the handkerchief a king blew his nose in, or the rope that hanged a criminal. Desiring to rescue some slight token from the graves of their predecessors, they have confounded the famous and the infamous, the renowned and the notorious. Great saints, great sinners; great philosophers, great quacks; great conquerors, great murderers; great ministers, great thieves; each and all have had their admirers, ready to ransack earth, from the equator to either pole, to find a relic of them. The reliquism of modern times dates its origin from the centuries immediately preceding the Crusades. The first pilgrims to the Holy Land brought back to Europe thousands of apocryphal relics, in the purchase of which they had expended all their store. The greatest favourite was the wood of the true cross, which, like the oil of the widow, never diminished. It is generally asserted, in the traditions of the Romish Church, that the Empress Helen, the mother of Constantine the Great, first discovered the veritable "true cross" in her pilgrimage to Jerusalem. The Emperor Theodosius made a present of the greater part of it to St. Ambrose, Bishop of Milan, by whom it was studded with precious stones, and deposited in the principal church of that city. It was carried away by the Huns, by whom it was burnt, after they had extracted the valuable jewels it contained. Fragments, purporting to have been cut from it were, in the eleventh and twelfth centuries, to be found in almost every church in Europe, and would, if collected together in one place, have been almost sufficient to have built a cathedral. Happy was the sinner who could get a sight of one of them; happier he who possessed one! To obtain them the greatest dangers were cheerfully braved. They were thought to preserve from all evils, and to cure the most inveterate diseases. Annual pilgrimages were made to the shrines that contained them, and considerable revenues collected from the devotees. Next in renown were those precious relics, the tears of the Saviour. By whom and in what manner they were preserved, the pilgrims did not often inquire. Their genuineness was vouched by the Christians of the Holy Land, and that was sufficient. Tears of the Virgin Mary, and tears of St. Peter, were also to be had, carefully enclosed in little caskets, which the pious might wear in their bosoms. After the tears the next most precious relics were drops of the blood of Jesus and the martyrs. Hair and toe-nails were also in great repute, and were sold at extravagant prices. Thousands of pilgrims annually visited Palestine in the eleventh and twelfth centuries, to purchase pretended relics for the home market. The majority of them had no other means of subsistence than the profits thus obtained. Many a nail, cut from the filthy foot of some unscrupulous ecclesiastic, was sold at a diamond's price, within six months after its severance from its parent toe, upon the supposition that it had once belonged to a saint. Peter's toes were uncommonly prolific, for there were nails enough in Europe, at the time of the Council of Clermont, to have filled a sack, all of which were devoutly believed to have grown on the sacred feet of that great apostle. Some of them are still shown in the cathedral of Aix-la-Chapelle. The pious come from a distance of a hundred German miles to feast their eyes upon them. At Port Royal, in Paris, is kept with great care a thorn, which the priests of that seminary assert to be one of the identical thorns that bound the holy head of the Son of God. How it came there, and by whom it was preserved, has never been explained. This is the famous thorn, celebrated in the long dissensions of the Jansenists and the Molenists, and which worked the miraculous cure upon Mademoiselle Perrier: by merely kissing it, she was cured of a disease of the eyes of long standing. [Voltaire, Siecle de Louis XIV.] What traveller is unacquainted with the Santa Scala, or Holy Stairs, at Rome? They were brought from Jerusalem along with the true cross, by the Empress Helen, and were taken from the house which, according to popular tradition, was inhabited by Pontius Pilate. They are said to be the steps which Jesus ascended and descended when brought into the presence of the Roman governor. They are held in the greatest veneration at Rome: it is sacrilegious to walk upon them. The knees of the faithful must alone touch them in ascending or descending, and that only after they have reverentially kissed them. Europe still swarms with these religious relics. There is hardly a Roman Catholic church in Spain, Portugal, Italy, France, or Belgium, without one or more of them. Even the poorly endowed churches of the villages boast the possession of miraculous thigh-bones of the innumerable saints of the Romish calendar. Aix-la-Chapelle is proud of the veritable chasse, or thigh-bone of Charlemagne, which cures lameness. Halle has a thighbone of the Virgin Mary; Spain has seven or eight, all said to be undoubted relics. Brussels at one time preserved, and perhaps does now, the teeth of St. Gudule. The faithful, who suffered from the tooth-ache, had only to pray, look at them, and be cured. Some of these holy bones have been buried in different parts of the Continent. After a certain lapse of time, water is said to ooze from them, which soon forms a spring, and cures all the diseases of the faithful. At a church in Halle, there is a famous thigh-bone, which cures barrenness in women. Of this bone, which is under the special superintendence of the Virgin, a pleasant story is related by the incredulous. There resided at Ghent a couple who were blessed with all the riches of this world, but whose happiness was sore troubled by the want of children. Great was the grief of the lady, who was both beautiful and loving, and many her lamentations to her husband. The latter, annoyed by her unceasing sorrow, advised her to make a pilgrimage to the celebrated chasse of the Virgin. She went, was absent a week, and returned with a face all radiant with joy and pleasure. Her lamentations ceased, and, in nine months afterwards, she brought forth a son. But, oh! the instability of human joys! The babe, so long desired and so greatly beloved, survived but a few months. Two years passed over the heads of the disconsolate couple, and no second child appeared to cheer their fire-side. A third year passed away with the same result, and the lady once more began to weep. "Cheer up, my love," said her husband, "and go to the holy chasse, at Halle; perhaps the Virgin will again listen to your prayers." The lady took courage at the thought, wiped away her tears, and proceeded on the morrow towards Halle. She was absent only three days, and returned home sad, weeping, and sorrow-stricken. "What is the matter?" said her husband; "is the Virgin unwilling to listen to your prayers?" "The Virgin is willing enough," said the disconsolate wife, "and will do what she can for me; but I shall never have any more children! The priest! the priest!--He is gone from Halle, and nobody knows where to find him!" It is curious to remark the avidity manifested in all ages, and in all countries, to obtain possession of some relic of any persons who have been much spoken of, even for their crimes. When William Longbeard, leader of the populace of London, in the reign of Richard I, was hanged at Smithfield, the utmost eagerness was shown to obtain a hair from his head, or a shred from his garments. Women came from Essex, Kent, Suffolk, Sussex, and all the surrounding counties, to collect the mould at the foot of his gallows. A hair of his beard was believed to preserve from evil spirits, and a piece of his clothes from aches and pains. In more modern days, a similar avidity was shown to obtain a relic of the luckless Masaniello, the fisherman of Naples. After he had been raised by mob favour to a height of power more despotic than monarch ever wielded, he was shot by the same populace in the streets, as if he had been a mad dog. His headless trunk was dragged through the mire for several hours, and cast at night-fall into the city ditch. On the morrow the tide of popular feeling turned once more in his favour. His corpse was sought, arrayed in royal robes, and buried magnificently by torch-light in the cathedral, ten thousand armed men, and as many mourners, attending at the ceremony. The fisherman's dress which he had worn was rent into shreds by the crowd, to be preserved as relics; the door of his hut was pulled off its hinges by a mob of women, and eagerly cut up into small pieces, to be made into images, caskets, and other mementos. The scanty furniture of his poor abode became of more value than the adornments of a palace; the ground he had walked upon was considered sacred, and, being collected in small phials, was sold at its weight in gold, and worn in the bosom as an amulet. Almost as extraordinary was the frenzy manifested by the populace of Paris on the execution of the atrocious Marchioness de Brinvilliers. There were grounds for the popular wonder in the case of Masaniello, who was unstained with personal crimes. But the career of Madame de Brinvilliers was of a nature to excite no other feelings than disgust and abhorrence. She was convicted of poisoning several persons, and sentenced to be burned in the Place de Greve, and to have her ashes scattered to the winds. On the day of her execution, the populace, struck by her gracefulness and beauty, inveighed against the severity of her sentence. Their pity soon increased to admiration, and, ere evening, she was considered a saint. Her ashes were industriously collected, even the charred wood, which had aided to consume her, was eagerly purchased by the populace. Her ashes were thought to preserve from witchcraft. In England many persons have a singular love for the relics of thieves and murderers, or other great criminals. The ropes with which they have been hanged are very often bought by collectors at a guinea per foot. Great sums were paid for the rope which hanged Dr. Dodd, and for those more recently which did justice upon Mr. Fauntleroy for forgery, and on Thurtell for the murder of Mr. Weare. The murder of Maria Marten, by Corder, in the year 1828, excited the greatest interest all over the country. People came from Wales and Scotland, and even from Ireland, to visit the barn where the body of the murdered woman was buried. Every one of them was anxious to carry away some memorial of his visit. Pieces of the barn-door, tiles from the roof, and, above all, the clothes of the poor victim, were eagerly sought after. A lock of her hair was sold for two guineas, and the purchaser thought himself fortunate in getting it so cheaply. So great was the concourse of people to visit the house in Camberwell Lane, where Greenacre murdered Hannah Brown, in 1837, that it was found necessary to station a strong detachment of police on the spot. The crowd was so eager to obtain a relic of the house of this atrocious criminal, that the police were obliged to employ force to prevent the tables and chairs, and even the doors, from being carried away. In earlier times, a singular superstition was attached to the hand of a criminal who had suffered execution. It was thought that by merely rubbing the dead hand on the body, the patient afflicted with the king's evil would be instantly cured. The executioner at Newgate, sixty or seventy years ago, derived no inconsiderable revenue from this foolish practice. The possession of the hand was thought to be of still greater efficacy in the cure of diseases and the prevention of misfortunes. In the time of Charles II as much as ten guineas was thought a small price for one of these disgusting relics. When the maniac, Thom, or Courtenay, was shot, in the spring of 1838, the relic-hunters were immediately in motion to obtain a memento of so extraordinary an individual. His long, black beard and hair, which were cut off by the surgeons, fell into the hands of his disciples, by whom they are treasured with the utmost reverence. A lock of his hair commands a great price, not only amongst his followers, but among the more wealthy inhabitants of Canterbury and its neighbourhood. The tree against which he fell when he was shot, has already been stripped of all its bark by the curious, and bids fair to be entirely demolished within a twelvemonth. A letter, with his signature to it, is paid for in gold coins; and his favourite horse promises to become as celebrated as his master. Parties of ladies and gentlemen have come to Boughton from a distance of a hundred and fifty miles, to visit the scene of that fatal affray, and stroke on the back the horse of the "mad Knight of Malta." If a strict watch had not been kept over his grave for months, the body would have been disinterred, and the bones carried away as memorials. Among the Chinese no relics are more valued than the boots which have been worn by an upright magistrate. In Davis's interesting Description of the Empire of China, we are informed, that whenever a judge of unusual integrity resigns his situation, the people all congregate to do him honour. If he leaves the city where he has presided, the crowd accompany him from his residence to the gates, where his boots are drawn off with great ceremony, to be preserved in the hall of justice. Their place is immediately supplied by a new pair, which, in their turn, are drawn off to make room for others before he has worn them five minutes, it being considered sufficient to consecrate them that he should have merely drawn them on. Among the most favourite relics of modern times, in Europe, are Shakspeare's mulberry-tree, Napoleon's willow, and the table at Waterloo, on which the Emperor wrote his despatches. Snuffboxes of Shakspeare's mulberry-tree, are comparatively rare, though there are doubtless more of them in the market than were ever made of the wood planted by the great bard. Many a piece of alien wood passes under this name. The same may be said of Napoleon's table at Waterloo. The original has long since been destroyed, and a round dozen of counterfeits along with it. Many preserve the simple stick of wood; others have them cut into brooches and every variety of ornament; but by far the greater number prefer them as snuff-boxes. In France they are made into bonbonnieres, and are much esteemed by the many thousands whose cheeks still glow, and whose eyes still sparkle at the name of Napoleon. Bullets from the field of Waterloo, and buttons from the coats of the soldiers who fell in the fight, are still favourite relics in Europe. But the same ingenuity which found new tables after the old one was destroyed, has cast new bullets for the curious. Many a one who thinks himself the possessor of a bullet which aided in giving peace to the world on that memorable day, is the owner of a dump, first extracted from the ore a dozen years afterwards. Let all lovers of genuine relics look well to their money before they part with it to the ciceroni that swarm in the village of Waterloo. Few travellers stop at the lonely isle of St. Helena, without cutting a twig from the willow that droops over the grave of Napoleon. Many of them have since been planted in different parts of Europe, and have grown into trees as large as their parent. Relic-hunters, who are unable to procure a twig of the original, are content with one from these. Several of them are growing in the neighbourhood of London, more prized by their cultivators than any other tree in their gardens. But in relics, as in everything else, there is the use and the abuse. The undoubted relics of great men, or great events, will always possess attractions for the thinking and refined. There are few who would not join with Cowley in the extravagant wish introduced in his lines "written while sitting in a chair made of the remains of the ship in which Sir Francis Drake sailed round the world:"-- And I myself, who now love quiet too, Almost as much as any chair can do, Would yet a journey take An old wheel of that chariot to see, Which Phaeton so rashly brake. MODERN PROPHECIES. As epidemic terror of the end of the world has several times spread over the nations. The most remarkable was that which seized Christendom about the middle of the tenth century. Numbers of fanatics appeared in France, Germany, and Italy at that time, preaching that the thousand years prophesied in the Apocalypse as the term of the world's duration, were about to expire, and that the Son of Man would appear in the clouds to judge the godly and the ungodly. The delusion appears to have been discouraged by the church, but it nevertheless spread rapidly among the people. [See Gibbon and Voltaire for further notice of this subject.] The scene of the last judgment was expected to be at Jerusalem. In the year 999, the number of pilgrims proceeding eastward, to await the coming of the Lord in that city, was so great that they were compared to a desolating army. Most of them sold their goods and possessions before they quitted Europe, and lived upon the proceeds in the Holy Land. Buildings of every sort were suffered to fall into ruins. It was thought useless to repair them, when the end of the world was so near. Many noble edifices were deliberately pulled down. Even churches, usually so well maintained, shared the general neglect. Knights, citizens, and serfs, travelled eastwards in company, taking with them their wives and children, singing psalms as they went, and looking with fearful eyes upon the sky, which they expected each minute to open, to let the Son of God descend in his glory. During the thousandth year the number of pilgrims increased. Most of them were smitten with terror as with a plague. Every phenomenon of nature filled them with alarm. A thunder-storm sent them all upon their knees in mid-march. It was the opinion that thunder was the voice of God, announcing the day of judgment. Numbers expected the earth to open, and give up its dead at the sound. Every meteor in the sky seen at Jerusalem brought the whole Christian population into the streets to weep and pray. The pilgrims on the road were in the same alarm:-- Lorsque, pendant la nuit, un globe de lumiere S'echappa quelquefois de la voute des cieux, Et traca dans sa chute un long sillon de feux, La troupe suspendit sa marche solitaire. [Charlemagne. Pomme Epique, par Lucien Buonaparte.] Fanatic preachers kept up the flame of terror. Every shooting star furnished occasion for a sermon, in which the sublimity of the approaching judgment was the principal topic. The appearance of comets has been often thought to foretell the speedy dissolution of this world. Part of this belief still exists; but the comet is no longer looked upon as the sign, but the agent of destruction. So lately as in the year 1832 the greatest alarm spread over the Continent of Europe, especially in Germany, lest the comet, whose appearance was then foretold by astronomers, should destroy the earth. The danger of our globe was gravely discussed. Many persons refrained from undertaking or concluding any business during that year, in consequence solely of their apprehension that this terrible comet would dash us and our world to atoms. During seasons of great pestilence men have often believed the prophecies of crazed fanatics, that the end of the world was come. Credulity is always greatest in times of calamity. Prophecies of all sorts are rife on such occasions, and are readily believed, whether for good or evil. During the great plague, which ravaged all Europe, between the years 1345 and 1350, it was generally considered that the end of the world was at hand. Pretended prophets were to be found in all the principal cities of Germany, France, and Italy, predicting that within ten years the trump of the Archangel would sound, and the Saviour appear in the clouds to call the earth to judgment. No little consternation was created in London in 1736 by the prophecy of the famous Whiston, that the world would be destroyed in that year, on the 13th of October. Crowds of people went out on the appointed day to Islington, Hampstead, and the fields intervening, to see the destruction of London, which was to be the "beginning of the end." A satirical account of this folly is given in Swift's Miscellanies, vol. iii. entitled, "A True and Faithful Narrative of what passed in London on a Rumour of the Day of Judgment." An authentic narrative of this delusion would be interesting; but this solemn witticism of Pope and Gay is not to be depended upon. In the year 1761 the citizens of London were again frightened out of their wits by two shocks of an earthquake, and the prophecy of a third, which was to destroy them altogether. The first shock was felt on the 8th of February, and threw down several chimneys in the neighbourhood of Limehouse and Poplar; the second happened on the 8th of March, and was chiefly felt in the north of London, and towards Hampstead and Highgate. It soon became the subject of general remark, that there was exactly an interval of a month between the shocks; and a crack-brained fellow, named Bell, a soldier in the Life Guards, was so impressed with the idea that there would be a third in another month, that he lost his senses altogether, and ran about the streets predicting the destruction of London on the 5th of April. Most people thought that the first would have been a more appropriate day; but there were not wanting thousands who confidently believed the prediction, and took measures to transport themselves and families from the scene of the impending calamity. As the awful day approached, the excitement became intense, and great numbers of credulous people resorted to all the villages within a circuit of twenty miles, awaiting the doom of London. Islington, Highgate, Hampstead, Harrow, and Blackheath, were crowded with panic-stricken fugitives, who paid exorbitant prices for accommodation to the housekeepers of these secure retreats. Such as could not afford to pay for lodgings at any of those places, remained in London until two or three days before the time, and then encamped in the surrounding fields, awaiting the tremendous shock which was to lay their high city all level with the dust. As happened during a similar panic in the time of Henry VIII, the fear became contagious, and hundreds who had laughed at the prediction a week before, packed up their goods, when they saw others doing so, and hastened away. The river was thought to be a place of great security, and all the merchant vessels in the port were filled with people, who passed the night between the 4th and 5th on board, expecting every instant to see St. Paul's totter, and the towers of Westminster Abbey rock in the wind and fall amid a cloud of dust. The greater part of the fugitives returned on the following day, convinced that the prophet was a false one; but many judged it more prudent to allow a week to elapse before they trusted their dear limbs in London. Bell lost all credit in a short time, and was looked upon even by the most credulous as a mere madman. He tried some other prophecies, but nobody was deceived by them; and, in a few months afterwards, he was confined in a lunatic asylum. A panic terror of the end of the world seized the good people of Leeds and its neighbourhood in the year 1806. It arose from the following circumstances. A hen, in a village close by, laid eggs, on which were inscribed, in legible characters, the words "Christ is coming." Great numbers visited the spot, and examined these wondrous eggs, convinced that the day of judgment was near at hand. Like sailors in a storm, expecting every instant to go to the bottom, the believers suddenly became religious, prayed violently, and flattered themselves that they repented them of their evil courses. But a plain tale soon put them down, and quenched their religion entirely. Some gentlemen, hearing of the matter, went one fine morning, and caught the poor hen in the act of laying one of her miraculous eggs. They soon ascertained beyond doubt that the egg had been inscribed with some corrosive ink, and cruelly forced up again into the bird's body. At this explanation, those who had prayed, now laughed, and the world wagged as merrily as of yore. At the time of the plague in Milan, in 1630, of which so affecting a description has been left us by Ripamonte, in his interesting work "De Peste Mediolani", the people, in their distress, listened with avidity to the predictions of astrologers and other impostors. It is singular enough that the plague was foretold a year before it broke out. A large comet appearing in 1628, the opinions of astrologers were divided with regard to it. Some insisted that it was a forerunner of a bloody war; others maintained that it predicted a great famine; but the greater number, founding their judgment upon its pale colour, thought it portended a pestilence. The fulfilment of their prediction brought them into great repute while the plague was raging. Other prophecies were current, which were asserted to have been delivered hundreds of years previously. They had a most pernicious effect upon the mind of the vulgar, as they induced a belief in fatalism. By taking away the hope of recovery--that greatest balm in every malady--they increased threefold the ravages of the disease. One singular prediction almost drove the unhappy people mad. An ancient couplet, preserved for ages by tradition, foretold, that in the year 1630 the devil would poison all Milan. Early one morning in April, and before the pestilence had reached its height, the passengers were surprised to see that all the doors in the principal streets of the city were marked with a curious daub, or spot, as if a sponge, filled with the purulent matter of the plague-sores, had been pressed against them. The whole population were speedily in movement to remark the strange appearance, and the greatest alarm spread rapidly. Every means was taken to discover the perpetrators, but in vain. At last the ancient prophecy was remembered, and prayers were offered up in all the churches that the machinations of the Evil One might be defeated. Many persons were of opinion that the emissaries of foreign powers were employed to spread infectious poison over the city; but by far the greater number were convinced that the powers of hell had conspired against them, and that the infection was spread by supernatural agencies. In the mean time the plague increased fearfully. Distrust and alarm took possession of every mind. Everything was believed to have been poisoned by the devil; the waters of the wells, the standing corn in the fields, and the fruit upon the trees. It was believed that all objects of touch were poisoned; the walls of the houses, the pavement of the streets, and the very handles of the doors. The populace were raised to a pitch of ungovernable fury. A strict watch was kept for the devil's emissaries, and any man who wanted to be rid of an enemy, had only to say that he had seen him besmearing a door with ointment; his fate was certain death at the hands of the mob. An old man, upwards of eighty years of age, a daily frequenter of the church of St. Antonio, was seen, on rising from his knees, to wipe with the skirt of his cloak the stool on which he was about to sit down. A cry was raised immediately that he was besmearing the seat with poison. A mob of women, by whom the church was crowded, seized hold of the feeble old man, and dragged him out by the hair of his head, with horrid oaths and imprecations. He was trailed in this manner through the mire to the house of the municipal judge, that he might be put to the rack, and forced to discover his accomplices; but he expired on the way. Many other victims were sacrificed to the popular fury. One Mora, who appears to have been half a chemist and half a barber, was accused of being in league with the devil to poison Milan. His house was surrounded, and a number of chemical preparations were found. The poor man asserted, that they were intended as preservatives against infection; but some physicians, to whom they were submitted, declared they were poison. Mora was put to the rack, where he for a long time asserted his innocence. He confessed at last, when his courage was worn down by torture, that he was in league with the devil and foreign powers to poison the whole city; that he had anointed the doors, and infected the fountains of water. He named several persons as his accomplices, who were apprehended and put to a similar torture. They were all found guilty, and executed. Mora's house was rased to the ground, and a column erected on the spot, with an inscription to commemorate his guilt. While the public mind was filled with these marvellous occurrences, the plague continued to increase. The crowds that were brought together to witness the executions, spread the infection among one another. But the fury of their passions, and the extent of their credulity, kept pace with the violence of the plague; every wonderful and preposterous story was believed. One, in particular, occupied them to the exclusion, for a long time, of every other. The Devil himself had been seen. He had taken a house in Milan, in which he prepared his poisonous unguents, and furnished them to his emissaries for distribution. One man had brooded over such tales till he became firmly convinced that the wild flights of his own fancy were realities. He stationed himself in the market-place of Milan, and related the following story to the crowds that gathered round him. He was standing, he said, at the door of the cathedral, late in the evening, and when there was nobody nigh, he saw a dark-coloured chariot, drawn by six milk-white horses, stop close beside him. The chariot was followed by a numerous train of domestics in dark liveries, mounted on dark-coloured steeds. In the chariot there sat a tall stranger of a majestic aspect; his long black hair floated in the wind--fire flashed from his large black eyes, and a curl of ineffable scorn dwelt upon his lips. The look of the stranger was so sublime that he was awed, and trembled with fear when he gazed upon him. His complexion was much darker than that of any man he had ever seen, and the atmosphere around him was hot and suffocating. He perceived immediately that he was a being of another world. The stranger, seeing his trepidation, asked him blandly, yet majestically, to mount beside him. He had no power to refuse, and before he was well aware that he had moved, he found himself in the chariot. Onwards they went, with the rapidity of the wind, the stranger speaking no word, until they stopped before a door in the high-street of Milan. There was a crowd of people in the street, but, to his great surprise, no one seemed to notice the extraordinary equipage and its numerous train. From this he concluded that they were invisible. The house at which they stopped appeared to be a shop, but the interior was like a vast half-ruined palace. He went with his mysterious guide through several large and dimly-lighted rooms. In one of them, surrounded by huge pillars of marble, a senate of ghosts was assembled, debating on the progress of the plague. Other parts of the building were enveloped in the thickest darkness, illumined at intervals by flashes of lightning, which allowed him to distinguish a number of gibing and chattering skeletons, running about and pursuing each other, or playing at leap-frog over one another's backs. At the rear of the mansion was a wild, uncultivated plot of ground, in the midst of which arose a black rock. Down its sides rushed with fearful noise a torrent of poisonous water, which, insinuating itself through the soil, penetrated to all the springs of the city, and rendered them unfit for use. After he had been shown all this, the stranger led him into another large chamber, filled with gold and precious stones, all of which he offered him if he would kneel down and worship him, and consent to smear the doors and houses of Milan with a pestiferous salve which he held out to him. He now knew him to be the Devil, and in that moment of temptation, prayed to God to give him strength to resist. His prayer was heard--he refused the bribe. The stranger scowled horribly upon him--a loud clap of thunder burst over his head--the vivid lightning flashed in his eyes, and the next moment he found himself standing alone at the porch of the cathedral. He repeated this strange tale day after day, without any variation, and all the populace were firm believers in its truth. Repeated search was made to discover the mysterious house, but all in vain. The man pointed out several as resembling it, which were searched by the police; but the Demon of the Pestilence was not to be found, nor the hall of ghosts, nor the poisonous fountain. But the minds of the people were so impressed with the idea that scores of witnesses, half crazed by disease, came forward to swear that they also had seen the diabolical stranger, and had heard his chariot, drawn by the milk-white steeds, rumbling over the streets at midnight with a sound louder than thunder. The number of persons who confessed that they were employed by the Devil to distribute poison is almost incredible. An epidemic frenzy was abroad, which seemed to be as contagious as the plague. Imagination was as disordered as the body, and day after day persons came voluntarily forward to accuse themselves. They generally had the marks of disease upon them, and some died in the act of confession. During the great plague of London, in 1665, the people listened with similar avidity to the predictions of quacks and fanatics. Defoe says, that at that time the people were more addicted to prophecies and astronomical conjurations, dreams, and old wives' tales than ever they were before or since. Almanacs, and their predictions, frightened them terribly. Even the year before the plague broke out, they were greatly alarmed by the comet which then appeared, and anticipated that famine, pestilence, or fire would follow. Enthusiasts, while yet the disease had made but little progress, ran about the streets, predicting that in a few days London would be destroyed. A still more singular instance of the faith in predictions occurred in London in the year 1524. The city swarmed at that time with fortune-tellers and astrologers, who were consulted daily by people of every class in society on the secrets of futurity. As early as the month of June 1523, several of them concurred in predicting that, on the 1st day of February, 1524, the waters of the Thames would swell to such a height as to overflow the whole city of London, and wash away ten thousand houses. The prophecy met implicit belief. It was reiterated with the utmost confidence month after month, until so much alarm was excited that many families packed up their goods, and removed into Kent and Essex. As the time drew nigh, the number of these emigrants increased. In January, droves of workmen might be seen, followed by their wives and children, trudging on foot to the villages within fifteen or twenty miles, to await the catastrophe. People of a higher class were also to be seen, in waggons and other vehicles, bound on a similar errand. By the middle of January, at least twenty thousand persons had quitted the doomed city, leaving nothing but the bare walls of their homes to be swept away by the impending floods. Many of the richer sort took up their abode on the heights of Highgate, Hampstead, and Blackheath; and some erected tents as far away as Waltham Abbey, on the north, and Croydon, on the south of the Thames. Bolton, the prior of St. Bartholomew's, was so alarmed that he erected, at very great expense, a sort of fortress at Harrow-on-the-Hill, which he stocked with provisions for two months. On the 24th of January, a week before the awful day which was to see the destruction of London, he removed thither, with the brethren and officers of the priory and all his household. A number of boats were conveyed in waggons to his fortress, furnished abundantly with expert rowers, in case the flood, reaching so high as Harrow, should force them to go further for a resting-place. Many wealthy citizens prayed to share his retreat, but the Prior, with a prudent forethought, admitted only his personal friends, and those who brought stores of eatables for the blockade. At last the morn, big with the fate of London, appeared in the east. The wondering crowds were astir at an early hour to watch the rising of the waters. The inundation, it was predicted, would be gradual, not sudden; so that they expected to have plenty of time to escape, as soon as they saw the bosom of old Thames heave beyond the usual mark. But the majority were too much alarmed to trust to this, and thought themselves safer ten or twenty miles off. The Thames, unmindful of the foolish crowds upon its banks, flowed on quietly as of yore. The tide ebbed at its usual hour, flowed to its usual height, and then ebbed again, just as if twenty astrologers had not pledged their words to the contrary. Blank were their faces as evening approached, and as blank grew the faces of the citizens to think that they had made such fools of themselves. At last night set in, and the obstinate river would not lift its waters to sweep away even one house out of the ten thousand. Still, however, the people were afraid to go to sleep. Many hundreds remained up till dawn of the next day, lest the deluge should come upon them like a thief in the night. On the morrow, it was seriously discussed whether it would not be advisable to duck the false prophets in the river. Luckily for them, they thought of an expedient which allayed the popular fury. They asserted that, by an error (a very slight one) of a little figure, they had fixed the date of this awful inundation a whole century too early. The stars were right after all, and they, erring mortals, were wrong. The present generation of cockneys was safe, and London 'would be washed away, not in 1524, but in 1624. At this announcement, Bolton, the prior, dismantled his fortress, and the weary emigrants came back. An eye-witness of the great fire of London, in an account preserved among the Harleian MSS. in the British Museum, and recently published in the Transactions of the Royal Society of Antiquaries, relates another instance of the credulity of the Londoners. The writer, who accompanied the Duke of York day by day through the district included between the Fleet-bridge and the Thames, states that, in their efforts to check the progress of the flames, they were much impeded by the superstition of the people. Mother Shipton, in one of her prophecies, had said that London would be reduced to ashes, and they refused to make any efforts to prevent it. [This prophecy seems to have been that set forth at length in the popular Life of Mother Shipton:-- "When fate to England shall restore A king to reign as heretofore, Great death in London shall be though, And many houses be laid low."] A son of the noted Sir Kenelm Digby, who was also a pretender to the gifts of prophecy, persuaded them that no power on earth could prevent the fulfilment of the prediction; for it was written in the great book of fate that London was to be destroyed. Hundreds of persons, who might have rendered valuable assistance, and saved whole parishes from devastation, folded their arms and looked on. As many more gave themselves up, with the less compunction, to plunder a city which they could not save. The prophecies of Mother Shipton are still believed in many of the rural districts of England. In cottages and servants' halls her reputation is great; and she rules, the most popular of British prophets, among all the uneducated, or half-educated, portions of the community. She is generally supposed to have been born at Knaresborough, in the reign of Henry VII, and to have sold her soul to the Devil for the power of foretelling future events. Though during her lifetime she was looked upon as a witch, she yet escaped the witch's fate, and died peaceably in her bed at an extreme old age, near Clifton in Yorkshire. A stone is said to have been erected to her memory in the church-yard of that place, with the following epitaph:-- "Here lies she who never lied; Whose skill often has been tried: Her prophecies shall still survive, And ever keep her name alive." "Never a day passed," says her traditionary biography, "wherein she did not relate something remarkable, and that required the most serious consideration. People flocked to her from far and near, her fame was so great. They went to her of all sorts, both old and young, rich and poor, especially young maidens, to be resolved of their doubts relating to things to come; and all returned wonderfully satisfied in the explanations she gave to their questions." Among the rest, went the Abbot of Beverley, to whom she foretold the suppression of the monasteries by Henry VIII; his marriage with Anne Boleyn; the fires for heretics in Smithfield, and the execution of Mary Queen of Scots. She also foretold the accession of James I, adding that, with him, "From the cold North, Every evil should come forth." On a subsequent visit she uttered another prophecy, which, in the opinion of her believers, still remains unfulfilled, but may be expected to be realised during the present century:-- "The time shall come when seas of blood Shall mingle with a greater flood. Great noise there shall be heard--great shouts and cries, And seas shall thunder louder than the skies; Then shall three lions fight with three, and bring Joy to a people, honour to a king. That fiery year as soon as o'er, Peace shall then be as before; Plenty shall everywhere be found, And men with swords shall plough the ground." But the most famous of all her prophecies is one relating to London. Thousands of persons still shudder to think of the woes that are to burst over this unhappy realm, when London and Highgate are joined by one continuous line of houses. This junction, which, if the rage for building lasts much longer, in the same proportion as heretofore, bids fair to be soon accomplished, was predicted by her shortly before her death. Revolutions--the fall of mighty monarchs, and the shedding of much blood are to signalise that event. The very angels, afflicted by our woes, are to turn aside their heads, and weep for hapless Britain. But great as is the fame of Mother Shipton, she ranks but second in the list of British prophets. Merlin, the mighty Merlin, stands alone in his high pre-eminence--the first and greatest. As old Drayton sings, in his Poly-olbion:-- "Of Merlin and his skill what region doth not hear? The world shall still be full of Merlin every year. A thousand lingering years his prophecies have run, And scarcely shall have end till time itself be done." Spenser, in his divine poem, has given us a powerful description of this renowned seer-- ".......who had in magic more insight Than ever him before, or after, living wight. "For he by words could call out of the sky Both sun and moon, and make them him obey; The land to sea, and sea to mainland dry, And darksome night he eke could turn to day-- Huge hosts of men he could, alone, dismay. And hosts of men and meanest things could frame, Whenso him list his enemies to fray, That to this day, for terror of his name, The fiends do quake, when any him to them does name. "And soothe men say that he was not the sonne, Of mortal sire or other living wighte, But wondrously begotten and begoune By false illusion of a guileful sprite, On a faire ladye nun." In these verses the poet has preserved the popular belief with regard to Merlin, who is generally supposed to have been a contemporary of Vortigern. Opinion is divided as to whether he were a real personage, or a mere impersonation, formed by the poetic fancy of a credulous people. It seems most probable that such a man did exist, and that, possessing knowledge as much above the comprehension of his age, as that possessed by Friar Bacon was beyond the reach of his, he was endowed by the wondering crowd with the supernatural attributes that Spenser has enumerated. Geoffrey of Monmouth translated Merlin's poetical odes, or prophecies, into Latin prose, and he was much reverenced, not only by Geoffrey, but by most of the old annalists. In a "Life of Merlin, with his Prophecies and Predictions, interpreted and made good by our English Annals," by Thomas Heywood, published in the reign of Charles I, we find several of these pretended prophecies. They seem, however, to have been all written by Heywood himself. They are in terms too plain and positive to allow any one to doubt for a moment of their having been composed ex post facto. Speaking of Richard I, he says:-- "The Lion's heart will 'gainst the Saracen rise, And purchase from him many a glorious prize; The rose and lily shall at first unite, But, parting of the prey prove opposite. * * * * But while abroad these great acts shall be done; All things at home shall to disorder run. Cooped up and caged then shall the Lion be, But, after sufferance, ransomed and set free." The sapient Thomas Heywood gravely goes on to inform us, that all these things actually came to pass. Upon Richard III he is equally luminous. He says:-- "A hunch-backed monster, who with teeth is born, The mockery of art and nature's scorn; Who from the womb preposterously is hurled, And, with feet forward, thrust into the world, Shall, from the lower earth on which he stood, Wade, every step he mounts, knee-deep in blood. He shall to th' height of all his hopes aspire, And, clothed in state, his ugly shape admire; But, when he thinks himself most safe to stand, From foreign parts a native whelp shall land." Another of these prophecies after the event tells us that Henry VIII should take the power from Rome, "and bring it home unto his British bower;" that he should "root out from the land all the razored skulls;" and that he should neither spare "man in his rage nor woman in his lust;" and that, in the time of his next successor but one, "there should come in the fagot and the stake." Master Heywood closes Merlin's prophecies at his own day, and does not give even a glimpse of what was to befall England after his decease. Many other prophecies, besides those quoted by him, were, he says, dispersed abroad, in his day, under the name of Merlin; but he gives his readers a taste of one only, and that is the following:-- "When hempe is ripe and ready to pull, Then Englishman beware thy skull." This prophecy, which, one would think, ought to have put him in mind of the gallows, the not unusual fate of false prophets, and perchance his own, he explains thus:--"In this word HEMPE be five letters. Now, by reckoning the five successive princes from Henry VIII, this prophecy is easily explained: H signifieth King Henry before named; E, Edward, his son, the sixth of that name; M, Mary, who succeeded him; P, Philip of Spain, who, by marrying Queen Mary, participated with her in the English diadem; and, lastly, E signifieth Queen Elizabeth, after whose death there was a great feare that some troubles might have arisen about the crown." As this did not happen, Heywood, who was a sly rogue in a small way, gets out of the scrape by saying, "Yet proved this augury true, though not according to the former expectation; for, after the peaceful inauguration of King James, there was great mortality, not in London only, but through the whole kingdom, and from which the nation was not quite clean in seven years after." This is not unlike the subterfuge of Peter of Pontefract, who had prophesied the death and deposition of King John, and who was hanged by that monarch for his pains. A very graphic and amusing account of this pretended prophet is given by Grafton, in his Chronicles of England. There is so much homely vigour about the style of the old annalist, that it would be a pity to give the story in other words than his own. [Chronicles of England, by Richard Grafton; London, 1568, p. 106.] "In the meanwhile," says he, "the priestes within England had provided them a false and counterfeated prophet, called Peter Wakefielde, a Yorkshire man, who was an hermite, an idle gadder about, and a pratlyng marchant. Now to bring this Peter in credite, and the kyng out of all credite with his people, diverse vaine persons bruted dayly among the commons of the realme, that Christe had twice appered unto him in the shape of a childe, betwene the prieste's handes, once at Yorke, another tyme at Pomfret; and that he had breathed upon him thrice, saying, 'Peace, peace, peace,' and teachyng many things, which he anon declared to the bishops, and bid the people amend their naughtie living. Being rapt also in spirite, they sayde he behelde the joyes of heaven and sorowes of hell, for scant were there three in the realme, sayde he, that lived Christainly. "This counterfeated soothsayer prophecied of King John, that he should reigne no longer than the Ascension-day next followyng, which was in the yere of our Lord 1211, and was the thirteenth yere from his coronation; and this, he said, he had by revelation. Then it was of him demanded, whether he should be slaine or be deposed, or should voluntarily give over the crowne? He aunswered, that he could not tell; but of this he was sure (he sayd), that neither he nor any of his stock or lineage should reigne after that day. "The king hering of this, laughed much at it, and made but a scoff thereat. 'Tush!' saith he, 'it is but an ideot knave, and such an one as lacketh his right wittes.' But when this foolish prophet had so escaped the daunger of the Kinge's displeasure, and that he made no more of it, he gate him abroad, and prated thereof at large, as he was a very idle vagabond, and used to trattle and talke more than ynough, so that they which loved the King caused him anon after to be apprehended as a malefactor, and to be throwen in prison, the King not yet knowing thereof. "Anone after the fame of this phantasticall prophet went all the realme over, and his name was knowen everywhere, as foolishnesse is much regarded of the people, where wisdome is not in place; specially because he was then imprisoned for the matter, the rumour was the larger, their wonderynges were the wantoner, their practises the foolisher, their busye talkes and other idle doinges the greater. Continually from thence, as the rude manner of people is, olde gossyps tales went abroade, new tales were invented, fables were added to fables, and lyes grew upon lyes. So that every daye newe slanders were laide upon the King, and not one of them true. Rumors arose, blasphemyes were sprede, the enemyes rejoyced, and treasons by the priestes were mainteyned; and what lykewise was surmised, or other subtiltye practised, all was then lathered upon this foolish prophet, as 'thus saith Peter Wakefield;' 'thus hath he prophecied;' 'and thus it shall come to pass;' yea, many times, when he thought nothing lesse. And when the Ascension-day was come, which was prophecyed of before, King John commanded his royal tent to be spread in the open fielde, passing that day with his noble counseyle and men of honour, in the greatest solemnitie that ever he did before; solacing himself with musickale instrumentes and songs, most in sight among his trustie friendes. When that day was paste in all prosperitie and myrth, his enemyes being confused, turned all into an allegorical understanding to make the prophecie good, and sayde, 'he is no longer King, for the Pope reigneth, and not he.'" [King John was labouring under a sentence of excommunication at the time.] "Then was the King by his council perswaded that this false prophet had troubled the realme, perverted the heartes of the people, and raysed the commons against him; for his wordes went over the sea, by the help of his prelates, and came to the French King's care, and gave to him a great encouragement to invade the lande. He had not else done it so sodeinely. But he was most lowly deceived, as all they are and shall be that put their trust in such dark drowsye dreames of hipocrites. The King therefore commanded that he should be hanged up, and his sonne also with him, lest any more false prophets should arise of that race." Heywood, who was a great stickler for the truth of all sorts of prophecies, gives a much more favourable account of this Peter of Pomfret, or Pontefract, whose fate he would, in all probability, have shared, if he had had the misfortune to have flourished in the same age. He says, that Peter, who was not only a prophet, but a bard, predicted divers of King John's disasters, which fell out accordingly. On being taxed for a lying prophet in having predicted that the King would be deposed before he entered into the fifteenth year of his reign, he answered him boldly, that all he had said was justifiable and true; for that, having given up his crown to the Pope, and paying him an annual tribute, the Pope reigned, and not he. Heywood thought this explanation to be perfectly satisfactory, and the prophet's faith for ever established. But to return to Merlin. Of him even to this day it may be said, in the words which Burns has applied to another notorious personage, "Great was his power and great his fame; Far kenned and noted is his name? His reputation is by no means confined to the land of his birth, but extends through most of the nations of Europe. A very curious volume of his Life, Prophecies, and Miracles, written, it is supposed, by Robert de Bosron, was printed at Paris in 1498, which states, that the Devil himself was his father, and that he spoke the instant he was born, and assured his mother, a very virtuous young woman, that she should not die in child-bed with him, as her ill-natured neighbours had predicted. The judge of the district, hearing of so marvellous an occurrence, summoned both mother and child to appear before him; and they went accordingly the same day. To put the wisdom of the young prophet most effectually to the test, the judge asked him if he knew his own father? To which the infant Merlin replied, in a clear, sonorous voice, "Yes, my father is the Devil; and I have his power, and know all things, past, present, and to come." His worship clapped his hands in astonishment, and took the prudent resolution of not molesting so awful a child, or its mother either. Early tradition attributes the building of Stonehenge to the power of Merlin. It was believed that those mighty stones were whirled through the air, at his command, from Ireland to Salisbury Plain, and that he arranged them in the form in which they now stand, to commemorate for ever the unhappy fate of three hundred British chiefs, who were massacred on that spot by the Saxons. At Abergwylly, near Caermarthen, is still shown the cave of the prophet and the scene of his incantations. How beautiful is the description of it given by Spenser in his "Faerie Queene." The lines need no apology for their repetition here, and any sketch of the great prophet of Britain would be incomplete without them:-- "There the wise Merlin, whilom wont (they say), To make his wonne low underneath the ground, In a deep delve far from the view of day, That of no living wight he mote be found, Whenso he counselled with his sprites encompassed round. "And if thou ever happen that same way To travel, go to see that dreadful place; It is a hideous, hollow cave, they say, Under a rock that lies a little space From the swift Barry, tumbling down apace Amongst the woody hills of Dynevoure; But dare thou not, I charge, in any case, To enter into that same baleful bower, For fear the cruel fiendes should thee unwares devour! "But, standing high aloft, low lay thine care, And there such ghastly noise of iron chaines, And brazen caudrons thou shalt rombling heare, Which thousand sprites, with long-enduring paines, Doe tosse, that it will stun thy feeble braines; And often times great groans and grievous stownds, When too huge toile and labour them constraines; And often times loud strokes and ringing sounds From under that deep rock most horribly rebounds. "The cause, they say, is this. A little while Before that Merlin died, he did intend A brazen wall in compass, to compile About Cayr Merdin, and did it commend Unto these sprites to bring to perfect end; During which work the Lady of the Lake, Whom long he loved, for him in haste did send, Who thereby forced his workmen to forsake, Them bound till his return their labour not to slake. "In the mean time, through that false ladie's traine, He was surprised, and buried under biere, Ne ever to his work returned again; Natheless these fiendes may not their work forbeare, So greatly his commandement they fear, But there doe toile and travaile day and night, Until that brazen wall they up doe reare." [Faerie Queene, b. 3. c. 3. s. 6--13.] Amongst other English prophets, a belief in whose power has not been entirely effaced by the light of advancing knowledge, is Robert Nixon, the Cheshire idiot, a contemporary of Mother Shipton. The popular accounts of this man say, that he was born of poor parents, not far from Vale Royal, on the edge of the forest of Delamere. He was brought up to the plough, but was so ignorant and stupid, that nothing could be made of him. Everybody thought him irretrievably insane, and paid no attention to the strange, unconnected discourses which he held. Many of his prophecies are believed to have been lost in this manner. But they were not always destined to be wasted upon dull and inattentive ears. An incident occurred which brought him into notice, and established his fame as a prophet of the first calibre. He was ploughing in a field when he suddenly stopped from his labour, and, with a wild look and strange gestures, exclaimed, "Now, Dick! now, Harry! O, ill done, Dick! O, well done, Harry! Harry has gained the day!" His fellow labourers in the field did not know what to make of this rhapsody; but the next day cleared up the mystery. News was brought by a messenger, in hot haste, that at the very instant when Nixon had thus ejaculated, Richard III had been slain at the battle of Bosworth, and Henry VII proclaimed King of England. It was not long before the fame of the new prophet reached the ears of the King, who expressed a wish to see and converse with him. A messenger was accordingly despatched to bring him to court; but long before he reached Cheshire, Nixon knew and dreaded the honours that awaited him. Indeed it was said, that at the very instant the King expressed the wish, Nixon was, by supernatural means, made acquainted with it, and that he ran about the town of Over in great distress of mind, calling out, like a madman, that Henry had sent for him, and that he must go to court, and be clammed; that is, starved to death. These expressions excited no little wonder; but, on the third day, the messenger arrived, and carried him to court, leaving on the minds of the good people of Cheshire an impression that their prophet was one of the greatest ever born. On his arrival King Henry appeared to be troubled exceedingly at the loss of a valuable diamond, and asked Nixon if he could inform him where it was to be found. Henry had hidden the diamond himself, with a view to test the prophet's skill. Great, therefore, was his surprise when Nixon answered him in the words of the old proverb, "Those who hide can find." From that time forth the King implicitly believed that he had the gift of prophecy, and ordered all his words to be taken down. During all the time of his residence at court he was in constant fear of being starved to death, and repeatedly told the King that such would be his fate, if he were not allowed to depart, and return into his own country. Henry would not suffer it, but gave strict orders to all his officers and cooks to give him as much to eat as he wanted. He lived so well, that for some time he seemed to be thriving like a nobleman's steward, and growing as fat as an alderman. One day the king went out hunting, when Nixon ran to the palace gate, and entreated on his knees that he might not be left behind to be starved. The King laughed, and, calling an officer, told him to take especial care of the prophet during his absence, and rode away to the forest. After his departure, the servants of the palace began to jeer at and insult Nixon, whom they imagined to be much better treated than he deserved. Nixon complained to the officer, who, to prevent him from being further molested, locked him up in the King's own closet, and brought him regularly his four meals a day. But it so happened that a messenger arrived from the King to this officer, requiring his immediate presence at Winchester, on a matter of life and death. So great was his haste to obey the King's command, that he mounted on the horse behind the messenger, and rode off, without bestowing a thought upon poor Nixon. He did not return till three days afterwards, when, remembering the prophet for the first time, he went to the King's closet, and found him lying upon the floor, starved to death, as he had predicted. Among the prophecies of his which are believed to have been fulfilled, are the following, which relate to the times of the Pretender:-- "A great man shall come into England, But the son of a King Shall take from him the victory." "Crows shall drink the blood of many nobles, And the North shall rise against the South." "The cock of the North shall be made to flee, And his feather be plucked for his pride, That he shall almost curse the day that he was born," All these, say his admirers, are as clear as the sun at noon-day. The first denotes the defeat of Prince Charles Edward, at the battle of Culloden, by the Duke of Cumberland; the second, the execution of Lords Derwentwater, Balmerino, and Lovat; and the third, the retreat of the Pretender from the shores of Britain. Among the prophecies that still remain to be accomplished, are the following:-- "Between seven, eight, and nine, In England wonders shall be seen; Between nine and thirteen All sorrow shall be done!" "Through our own money and our men Shall a dreadful war begin. Between the sickle and the suck All England shall have a pluck," "Foreign nations shall invade England with snow on their helmets, and shall bring plague, famine, and murder in the skirts of their garments." "The town of Nantwich shall be swept away by a flood" Of the two first of these no explanation has yet been attempted; but some event or other will doubtless be twisted into such a shape as will fit them. The third, relative to the invasion of England by a nation with snow on their helmets, is supposed by the old women to foretell most clearly the coming war with Russia. As to the last, there are not a few in the town mentioned who devoutly believe that such will be its fate. Happily for their peace of mind, the prophet said nothing of the year that was to witness the awful calamity; so that they think it as likely to be two centuries hence as now. The popular biographers of Nixon conclude their account of him by saying, that "his prophecies are by some persons thought fables; yet by what has come to pass, it is now thought, and very plainly appears, that most of them have proved, or will prove, true; for which we, on all occasions, ought not only to exert our utmost might to repel by force our enemies, but to refrain from our abandoned and wicked course of life, and to make our continual prayer to God for protection and safety." To this, though a non sequitur, every one will cry Amen! Besides the prophets, there have been the almanack makers, Lilly, Poor Robin, Partridge, and Francis Moore, physician, in England, and Matthew Laensbergh, in France and Belgium. But great as were their pretensions, they were modesty itself in comparison with Merlin, Shipton, and Nixon, who fixed their minds upon higher things than the weather, and who were not so restrained in their flights of fancy as to prophesy for only one year at a time. After such prophets as they, the almanack makers hardly deserve to be mentioned; no, not even the renowned Partridge, whose wonderful prognostications set all England agog in 1708, and whose death, at a time when he was still alive and kicking, was so pleasantly and satisfactorily proved by Isaac Bickerstaff. The anti-climax would be too palpable, and they and their doings must be left uncommemorated. POPULAR ADMIRATION FOR GREAT THIEVES. Jack. Where shall we find such another set of practical philosophers who, to a man, are above the fear of death? Wat. Sound men and true! Robin. Of tried courage and indefatigable industry! Ned. Who is there here that would not die for his friend? Harry. Who is there here that would betray him for his interest? Mat. Show me a gang of courtiers that could say as much! Dialogue of thieves in the Beggars' Opera. Whether it be that the multitude, feeling the pangs of poverty, sympathise with the daring and ingenious depredators who take away the rich man's superfluity, or whether it be the interest that mankind in general feel for the records of perilous adventures, it is certain that the populace of all countries look with admiration upon great and successful thieves. Perhaps both these causes combine to invest their career with charms in the popular eye. Almost every country in Europe has its traditional thief, whose exploits are recorded with all the graces of poetry, and whose trespasses-- "--are cited up in rhymes, And sung by children in succeeding times." [Shakspeare's Rape of Lucretia.] Those travellers who have made national manners and characteristics their peculiar study, have often observed and remarked upon this feeling. The learned Abbe le Blanc, who resided for some time in England at the commencement of the eighteenth century, says, in his amusing letters on the English and French nations, that he continually met with Englishmen who were not less vain in boasting of the success of their highwaymen than of the bravery of their troops. Tales of their address, their cunning, or their generosity, were in the mouths of everybody, and a noted thief was a kind of hero in high repute. He adds that the mob, in all countries, being easily moved, look in general with concern upon criminals going to the gallows; but an English mob looked upon such scenes with 'extraordinary interest: they delighted to see them go through their last trials with resolution, and applauded those who were insensible enough to die as they had lived, braving the justice both of God and men: such, he might have added, as the noted robber Macpherson, of whom the old ballad says-- "Sae rantingly, sae wantonly, Sae dauntingly gaed he: He played a spring, and danced it round Beneath the gallows tree." Among these traditional thieves the most noted in England, or perhaps in any country, is Robin Hood, a name which popular affection has encircled with a peculiar halo. "He robbed the rich to give to the poor;" and his reward has been an immortality of fame, a tithe of which would be thought more than sufficient to recompense a benefactor of his species. Romance and poetry have been emulous to make him all their own; and the forest of Sherwood, in which he roamed with his merry men, armed with their long bows, and clad in Lincoln green, has become the resort of pilgrims, and a classic spot sacred to his memory. The few virtues he had, which would have ensured him no praise if he had been an honest man, have been blazoned forth by popular renown during seven successive centuries, and will never be forgotten while the English tongue endures. His charity to the poor, and his gallantry and respect for women, have made him the pre-eminent thief of all the world. Among English thieves of a later date, who has not heard of Claude Duval, Dick Turpin, Jonathan Wild, and Jack Sheppard, those knights of the road and of the town, whose peculiar chivalry formed at once the dread and the delight of England during the eighteenth century? Turpin's fame is unknown to no portion of the male population of England after they have attained the age of ten. His wondrous ride from London to York has endeared him to the imagination of millions; his cruelty in placing an old woman upon a fire, to force her to tell him where she had hidden her money, is regarded as a good joke; and his proud bearing upon the scaffold is looked upon as a virtuous action. The Abbe le Blanc, writing in 1737, says he was continually entertained with stories of Turpin--how, when he robbed gentlemen, he would generously leave them enough to continue their journey, and exact a pledge from them never to inform against him, and how scrupulous such gentlemen were in keeping their word. He was one day told a story with which the relator was he the highest degree delighted. Turpin, or some other noted robber, stopped a man whom he knew to be very rich, with the usual salutation--"Your money or your life!" but not finding more than five or six guineas about him, he took the liberty of entreating him, in the most affable manner, never to come out so ill provided; adding that, if he fell in with him, and he had no more than such a paltry sum, he would give him a good licking. Another story, told by one of Turpin's admirers, was of a robbery he had committed upon a Mr. C. near Cambridge. He took from this gentleman his watch, his snuff-box, and all his money but two shillings, and, before he left him, required his word of honour that he would not cause him to be pursued or brought before a justice. The promise being given, they both parted very courteously. They afterwards met at Newmarket, and renewed their acquaintance. Mr. C. kept his word religiously; he not only refrained from giving Turpin into custody, but made a boast that he had fairly won some of his money back again in an honest way. Turpin offered to bet with him on some favourite horse, and Mr. C. accepted the wager with as good a grace as he could have done from the best gentleman in England. Turpin lost his bet and paid it immediately, and was so smitten with the generous behaviour of Mr. C. that he told him how deeply he regretted that the trifling affair which had happened between them did not permit them to drink together. The narrator of this anecdote was quite proud that England was the birthplace of such a highwayman. [The Abbe, in the second volume, in the letter No. 79, dressed to Monsieur de Buffon, gives the following curious particulars of the robbers of 1757, which are not without interest at this day, if it were only to show the vast improvement which has taken place since that period:--"It is usual, in travelling, to put ten or a dozen guineas in a separate pocket, as a tribute to the first that comes to demand them: the right of passport, which custom has established here in favour of the robbers, who are almost the only highway surveyors in England, has made this necessary; and accordingly the English call these fellows the 'Gentlemen of the Road,' the government letting them exercise their jurisdiction upon travellers without giving them any great molestation. To say the truth, they content themselves with only taking the money of those who obey without disputing; but notwithstanding their boasted humanity, the lives of those who endeavour to get away are not always safe. They are very strict and severe in levying their impost; and if a man has not wherewithal to pay them, he may run the chance of getting himself knocked on the head for his poverty. "About fifteen years ago, these robbers, with the view of maintaining their rights, fixed up papers at the doors of rich people about London, expressly forbidding all persons, of whatsoever quality or condition, from going out of town without ten guineas and a watch about them, on pain of death. In bad times, when there is little or nothing to be got on the roads, these fellows assemble in gangs, to raise contributions even in London itself; and the watchmen seldom trouble themselves to interfere with them in their vocation."] Not less familiar to the people of England is the career of Jack Sheppard, as brutal a ruffian as ever disgraced his country, but who has claims upon the popular admiration which are very generally acknowledged. He did not, like Robin Hood, plunder the rich to relieve the poor, nor rob with an uncouth sort of courtesy, like Turpin; but he escaped from Newgate with the fetters on his limbs. This achievement, more than once repeated, has encircled his felon brow with the wreath of immortality, and made him quite a pattern thief among the populace. He was no more than twenty-three years of age at the time of his execution, and he died much pitied by the crowd. His adventures were the sole topics of conversation for months; the print-shops were filled with his effigies, and a fine painting of him was made by Sir Richard Thornhill. The following complimentary verses to the artist appeared in the "British Journal" of November 28th, 1724. "Thornhill! 'tis thine to gild with fame Th' obscure, and raise the humble name; To make the form elude the grave, And Sheppard from oblivion save! Apelles Alexander drew-- Cesar is to Aurelius due; Cromwell in Lilly's works doth shine, And Sheppard, Thornhill, lives in thine!" So high was Jack's fame that a pantomime entertainment, called "Harlequin Jack Sheppard," was devised by one Thurmond, and brought out with great success at Drury Lane Theatre. All the scenes were painted from nature, including the public-house that the robber frequented in Claremarket, and the condemned cell from which he had made his escape in Newgate. The Rev. Mr. Villette, the editor of the "Annals of Newgate," published in 1754, relates a curious sermon which, he says, a friend of his heard delivered by a street-preacher about the time of Jack's execution. The orator, after animadverting on the great care men took of their bodies, and the little care they bestowed upon their souls, continued as follows, by way of exemplifying the position:--"We have a remarkable instance of this in a notorious malefactor, well known by the name of Jack Sheppard. What amazing difficulties has he overcome! what astonishing things has he performed! and all for the sake of a stinking, miserable carcass; hardly worth the hanging! How dexterously did he pick the chain of his padlock with a crooked nail! how manfully he burst his fetters asunder!--climb up the chimney!--wrench out an iron bar!--break his way through a stone wall!--make the strong door of a dark entry fly before him, till he got upon the leads of the prison! then, fixing a blanket to the wall with a spike, he stole out of the chapel. How intrepidly did he descend to the top of the turner's house!--how cautiously pass down the stair, and make his escape to the street door! "Oh! that ye were all like Jack Sheppard! Mistake me not, my brethren; I don't mean in a carnal, but in a spiritual sense, for I propose to spiritualise these things. What a shame it would be if we should not think it worth our while to take as much pains, and employ as many deep thoughts, to save our souls as he has done to preserve his body! "Let me exhort ye, then, to open the locks of your hearts with the nail of repentance! Burst asunder the fetters of your beloved lusts!--mount the chimney of hope!--take from thence the bar of good resolution!--break through the stone wall of despair, and all the strongholds in the dark entry of the valley of the shadow of death! Raise yourselves to the leads of divine meditation!--fix the blanket of faith with the spike of the church! let yourselves down to the turner's house of resignation, and descend the stairs of humility! So shall you come to the door of deliverance from the prison of iniquity, and escape the clutches of that old executioner the Devil!" But popular as the name of Jack Sheppard was immediately after he had suffered the last penalty of his crimes, it was as nothing compared to the vast renown which he has acquired in these latter days, after the lapse of a century and a quarter. Poets too often, are not fully appreciated till they have been dead a hundred years, and thieves, it would appear, share the disadvantage. But posterity is grateful if our contemporaries are not; and Jack Sheppard, faintly praised in his own day, shines out in ours the hero of heroes, preeminent above all his fellows. Thornhill made but one picture of the illustrious robber, but Cruikshank has made dozens, and the art of the engraver has multiplied them into thousands and tens of thousands, until the populace of England have become as familiar with Jack's features as they are with their own. Jack, the romantic, is the hero of three goodly volumes, and the delight of the circulating libraries; and the theatres have been smitten with the universal enthusiasm. Managers have set their playmongers at work, and Jack's story has been reproduced in the shape of drama, melodrama, and farce, at half a dozen places of entertainment at once. Never was such a display of popular regard for a hero as was exhibited in London in 1840 for the renowned Jack Sheppard: robbery acquired additional lustre in the popular eye, and not only Englishmen, but foreigners, caught the contagion; and one of the latter, fired by the example, robbed and murdered a venerable, unoffending, and too confiding nobleman, whom it was his especial duty to have obeyed and protected. But he was a coward and a wretch;--it was a solitary crime--he had not made a daring escape from dungeon walls, or ridden from London to York, and he died amid the execrations of the people, affording a melancholy exemplification of the trite remark, that every man is not great who is desirous of being so. Jonathan Wild, whose name has been immortalised by Fielding, was no favourite with the people. He had none of the virtues which, combined with crimes, make up the character of the great thief. He was a pitiful fellow, who informed against his comrades, and was afraid of death. This meanness was not to be forgiven by the crowd, and they pelted him with dirt and stones on his way to Tyburn, and expressed their contempt by every possible means. How different was their conduct to Turpin and Jack Sheppard, who died in their neatest attire, with nosegays in their button-holes, and with the courage that a crowd expects! It was anticipated that the body of Turpin would have been delivered up to the surgeons for dissection, and the people seeing some men very busily employed in removing it, suddenly set upon them, rescued the body, bore it about the town in triumph, and then buried it in a very deep grave, filled with quick-lime, to hasten the progress of decomposition. They would not suffer the corpse of their hero, of the man who had ridden from London to York in four-and-twenty hours to be mangled by the rude hands of unmannerly surgeons. The death of Claude Duval would appear to have been no less triumphant. Claude was a gentlemanly thief. According to Butler, in the famous ode to his memory, he "Taught the wild Arabs of the road To rob in a more gentle mode; Take prizes more obligingly than those Who never had breen bred filous; And how to hang in a more graceful fashion Than e'er was known before to the dull English nation." In fact, he was the pink of politeness, and his gallantry to the fair sex was proverbial. When he was caught at last, pent in "stone walls and chains and iron grates,"--their grief was in proportion to his rare merits and his great fame. Butler says, that to his dungeon "--came ladies from all parts, To offer up close prisoners their hearts, Which he received as tribute due-- * * * * Never did bold knight, to relieve Distressed dames, such dreadful feats achieve, As feeble damsels, for his sake, Would have been proud to undertake, And, bravely ambitious to redeem The world's loss and their own, Strove who should have the honour to lay down, And change a life with him." Among the noted thieves of France, there is none to compare with the famous Aimerigot Tetenoire, who flourished in the reign of Charles VI. This fellow was at the head of four or five hundred men, and possessed two very strong castles in Limousin and Auvergne. There was a good deal of the feudal baron about him, although he possessed no revenues but such as the road afforded him. At his death he left a singular will. "I give and bequeath," said the robber, "one thousand five hundred francs to St. George's Chapel, for such repairs as it may need. To my sweet girl who so tenderly loved me, I give two thousand five hundred; and the surplus I give to my companions. I hope they will all live as brothers, and divide it amicably among them. If they cannot agree, and the devil of contention gets among them, it is no fault of mine; and I advise them to get a good strong, sharp axe, and break open my strong box. Let them scramble for what it contains, and the Devil seize the hindmost." The people of Auvergne still recount with admiration the daring feats of this brigand. Of later years, the French thieves have been such unmitigated scoundrels as to have left but little room for popular admiration. The famous Cartouche, whose name has become synonymous with ruffian in their language, had none of the generosity, courtesy, and devoted bravery which are so requisite to make a robber-hero. He was born at Paris, towards the end of the seventeenth century, and broken alive on the wheel in November 1727. He was, however, sufficiently popular to have been pitied at his death, and afterwards to have formed the subject of a much admired drama, which bore his name, and was played with great success in all the theatres of France during the years 1734, 5, and 6. In our own day the French have been more fortunate in a robber; Vidocq bids fair to rival the fame of Turpin and Jack Sheppard. Already he has become the hero of many an apocryphal tale--already his compatriots boast of his manifold achievements, and express their doubts whether any other country in Europe could produce a thief so clever, so accomplished, so gentlemanly, as Vidocq. Germany has its Schinderhannes, Hungary its Schubry, and Italy and Spain a whole host of brigands, whose names and exploits are familiar as household words in the mouths of the children and populace of those countries. The Italian banditti are renowned over the world; and many of them are not only very religious (after a fashion), but very charitable. Charity from such a source is so unexpected, that the people dote upon them for it. One of them, when he fell into the hands of the police, exclaimed, as they led him away, "Ho fatto pitt carita!"--"I have given away more in charity than any three convents in these provinces." And the fellow spoke truth. In Lombardy, the people cherish the memory of two notorious robbers, who flourished about two centuries ago under the Spanish government. Their story, according to Macfarlane, is contained in a little book well known to all the children of the province, and read by them with much more gusto than their Bibles. Schinderhannes, the robber of the Rhine, is a great favourite on the banks of the river which he so long kept in awe. Many amusing stories are related by the peasantry of the scurvy tricks he played off upon rich Jews, or too-presuming officers of justice--of his princely generosity, and undaunted courage. In short, they are proud of him, and would no more consent to have the memory of his achievements dissociated from their river than they would to have the rock of Ehrenbreitstein blown to atoms by gunpowder. There is another robber-hero, of whose character and exploits the people of Germany speak admiringly. Mausch Nadel was captain of a considerable band that infested the Rhine, Switzerland, Alsatia, and Lorraine during the years 1824, 5, and 6. Like Jack Sheppard, he endeared himself to the populace by his most hazardous escape from prison. Being confined, at Bremen, in a dungeon, on the third story of the prison of that town, he contrived to let himself down without exciting the vigilance of the sentinels, and to swim across the Weser, though heavily laden with irons. When about half way over, he was espied by a sentinel, who fired at him, and shot him in the calf of the leg: but the undaunted robber struck out manfully, reached the shore, and was out of sight before the officers of justice could get ready their boats to follow him. He was captured again in 1826, tried at Mayence, and sentenced to death. He was a tall, strong, handsome man, and his fate, villain as he was, excited much sympathy all over Germany. The ladies especially were loud in their regret that nothing could be done to save a hero so good-looking, and of adventures so romantic, from the knife of the headsman. Mr. Macfarlane, in speaking of Italian banditti, remarks, that the abuses of the Catholic religion, with its confessions and absolutions, have tended to promote crime of this description. But, he adds, more truly, that priests and monks have not done half the mischief which has been perpetrated by ballad-mongers and story-tellers. If he had said play-wrights also, the list would have been complete. In fact, the theatre, which can only expect to prosper, in a pecuniary sense, by pandering to the tastes of the people, continually recurs to the annals of thieves and banditti for its most favourite heroes. These theatrical robbers; with their picturesque attire, wild haunts, jolly, reckless, devil-may-care manners, take a wonderful hold upon the imagination, and, whatever their advocates may say to the contrary, exercise a very pernicious influence upon public morals. In the Memoirs of the Duke of Guise upon the Revolution of Naples in 1647 and 1648, it is stated, that the manners, dress, and mode of life of the Neapolitan banditti were rendered so captivating upon the stage, that the authorities found it absolutely necessary to forbid the representation of dramas in which they figured, and even to prohibit their costume at the masquerades. So numerous were the banditti at this time, that the Duke found no difficulty in raising an army of them, to aid him in his endeavours to seize on the throne of Naples. He thus describes them; [See also "Foreign Quarterly Review," vol. iv. p. 398.] "They were three thousand five hundred men, of whom the oldest came short of five and forty years, and the youngest was above twenty. They were all tall and well made, with long black hair, for the most part curled, coats of black Spanish leather, with sleeves of velvet, or cloth of gold, cloth breeches with gold lace, most of them scarlet; girdles of velvet, laced with gold, with two pistols on each side; a cutlass hanging at a belt, suitably trimmed, three fingers broad and two feet long; a hawking-bag at their girdle, and a powder-flask hung about their neck with a great silk riband. Some of them carried firelocks, and others blunder-busses; they had all good shoes, with silk stockings, and every one a cap of cloth of gold, or cloth of silver, of different colours, on his head, which was very delightful to the eye." "The Beggars' Opera," in our own country, is another instance of the admiration that thieves excite upon the stage. Of the extraordinary success of this piece, when first produced, the following account is given in the notes to "The Dunciad," and quoted by Johnson in his "Lives of the Poets." "This piece was received with greater applause than was ever known. Besides being acted in London sixty-three days without interruption, and renewed the next season with equal applause, it spread into all the great towns of England; was played in many places to the thirtieth and fortieth time; at Bath and Bristol, &c. fifty. It made its progress into Wales, Scotland, and Ireland, where it was performed twenty-four days successively. The ladies carried about with them the favourite songs of it in fans, and houses were furnished with it in screens. The fame of it was not confined to the author only. The person who acted Polly, till then obscure, became all at once the favourite of the town; [Lavinia Fenton, afterwards Duchess of Bolton.] her pictures were engraved and sold in great numbers; her life written, books of letters and verses to her published, and pamphlets made even of her sayings and jests. Furthermore, it drove out of England, for that season, the Italian Opera, which had carried all before it for ten years." Dr. Johnson, in his Life of the Author, says, that Herring, afterwards Archbishop of Canterbury, censured the opera, as giving encouragement, not only to vice, but to crimes, by making the highwayman the hero, and dismissing him at last unpunished; and adds, that it was even said, that after the exhibition the gangs of robbers were evidently multiplied. The Doctor doubts the assertion, giving as his reason that highwaymen and housebreakers seldom frequent the playhouse, and that it was not possible for any one to imagine that he might rob with safety, because he saw Macheath reprieved upon the stage. But if Johnson had wished to be convinced, he might very easily have discovered that highwaymen and housebreakers did frequent the theatre, and that nothing was more probable than that a laughable representation of successful villany should induce the young and the already vicious to imitate it. Besides, there is the weighty authority of Sir John Fielding, the chief magistrate of Bow Street, who asserted positively, and proved his assertion by the records of his office, that the number of thieves was greatly increased at the time when that opera was so popular. We have another instance of the same result much nearer our own times. Schiller's "Rauber," that wonderful play, written by a green youth, perverted the taste and imagination of all the young men in Germany. An accomplished critic of our own country (Hazlitt), speaking of this play, says it was the first he ever read, and such was the effect it produced on him, that "it stunned him, like a blow." After the lapse of five-and-twenty years he could not forget it; it was still, to use his own words, "an old dweller in the chambers of his brain," and he had not even then recovered enough from it, to describe how it was. The high-minded, metaphysical thief, its hero, was so warmly admired, that several raw students, longing to imitate a character they thought so noble, actually abandoned their homes and their colleges, and betook themselves to the forests and wilds to levy contributions upon travellers. They thought they would, like Moor, plunder the rich, and deliver eloquent soliloquies to the setting sun or the rising moon; relieve the poor when they met them, and drink flasks of Rhenish with their free companions in rugged mountain passes, or in tents in the thicknesses of the forests. But a little experience wonderfully cooled their courage; they found that real, every-day robbers were very unlike the conventional banditti of the stage, and that three months in prison, with bread and water for their fare, and damp straw to lie upon, was very well to read about by their own fire sides, but not very agreeable to undergo in their own proper persons. Lord Byron, with his soliloquising, high-souled thieves, has, in a slight degree, perverted the taste of the greenhorns and incipient rhymesters of his country. As yet, however, they have shown more good sense than their fellows of Germany, and have not taken to the woods or the highways. Much as they admire Conrad the Corsair, they will not go to sea, and hoist the black flag in emulation of him. By words only, and not by deeds, they testify their admiration, and deluge the periodicals and music shops of the hand with verses describing pirates' and bandits' brides, and robber adventures of every kind. But it is the play-wright who does most harm; and Byron has fewer sins of this nature to answer for than Gay or Schiller, and the modern dramatizers of Jack Sheppard. With the aid of scenery, fine dresses, and music, and the very false notions they convey, they vitiate the public taste, not knowing, "-----------vulgaires rimeurs Quelle force ont les arts pour demolir les moeurs." In the penny theatres that abound in the poor and populous districts of London, and which are chiefly frequented by striplings of idle and dissolute habits, tales of thieves and murderers are more admired, and draw more crowded audiences, than any other species of representation. There the footpad, the burglar, and the highwayman are portrayed in unnatural colours, and give pleasant lessons in crime to their delighted listeners. There the deepest tragedy and the broadest farce are represented in the career of the murderer and the thief, and are applauded in proportion to their depth and their breadth. There, whenever a crime of unusual atrocity is committed, it is brought out afresh, with all its disgusting incidents copied from the life, for the amusement of those who will one day become its imitators. With the mere reader the case is widely different; and most people have a partiality for knowing the adventures of noted rogues. Even in fiction they are delightful: witness the eventful story of Gil Blas de Santillane, and of that great rascal Don Guzman d'Alfarache. Here there is no fear of imitation. Poets, too, without doing mischief, may sing of such heroes when they please, wakening our sympathies for the sad fate of Gilderoy, or Macpherson the Dauntless; or celebrating in undying verse the wrongs and the revenge of the great thief of Scotland, Rob Roy. If, by the music of their sweet rhymes, they can convince the world that such heroes are but mistaken philosophers, born a few ages too late, and having both a theoretical and practical love for "The good old rule, the simple plan, That they should take who have the power, That they should keep who can," the world may, perhaps, become wiser, and consent to some better distribution of its good things, by means of which thieves may become reconciled to the age, and the age to them. The probability, however, seems to be, that the charmers will charm in vain, charm they ever so wisely. INFLUENCE OF POLITICS AND RELIGION ON THE HAIR AND BEARD. Speak with respect and honour Both of the beard and the beard's owner. HUDIBRAS, The famous declaration of St. Paul, "that long hair was a shame unto a man" has been made the pretext for many singular enactments, both of civil and ecclesiastical governments. The fashion of the hair and the cut of the beard were state questions in France and England from the establishment of Christianity until the fifteenth century. We find, too, that in much earlier times men were not permitted to do as they liked with their own hair. Alexander the Great thought that the beards of his soldiery afforded convenient handles for the enemy to lay hold of, preparatory to cutting off their heads; and, with the view of depriving them of this advantage, he ordered the whole of his army to be closely shaven. His notions of courtesy towards an enemy were quite different from those entertained by the North American Indians, amongst whom it is held a point of honour to allow one "chivalrous lock" to grow, that the foe, in taking the scalp, may have something to catch hold of. At one time, long hair was the symbol of sovereignty in Europe. We learn from Gregory of Tours that, among the successors of Clovis, it was the exclusive privilege of the royal family to have their hair long, and curled. The nobles, equal to kings in power, would not show any inferiority in this respect, and wore not only their hair, but their beards, of an enormous length. This fashion lasted, with but slight changes, till the time of Louis the Debonnaire, but his successors, up to Hugh Capet, wore their hair short, by way of distinction. Even the serfs had set all regulation at defiance, and allowed their locks and beards to grow. At the time of the invasion of England by William the Conqueror, the Normans wore their hair very short. Harold, in his progress towards Hastings, sent forward spies to view the strength and number of the enemy. They reported, amongst other things, on their return, that "the host did almost seem to be priests, because they had all their face and both their lips shaven." The fashion among the English at the time was to wear the hair long upon the head and the upper lip, but to shave the chin. When the haughty victors had divided the broad lands of the Saxon thanes and franklins among them, when tyranny of every kind was employed to make the English feel that they were indeed a subdued and broken nation, the latter encouraged the growth of their hair, that they might resemble as little as possible their cropped and shaven masters. This fashion was exceedingly displeasing to the clergy, and prevailed to a considerable extent in France and Germany. Towards the end of the eleventh century, it was decreed by the Pope, and zealously supported by the ecclesiastical authorities all over Europe, that such persons as wore long hair should be excommunicated while living, and not be prayed for when dead. William of Malmesbury relates, that the famous St. Wulstan, Bishop of Worcester, was peculiarly indignant whenever he saw a man with long hair. He declaimed against the practice as one highly immoral, criminal, and beastly. He continually carried a small knife in his pocket, and whenever anybody, offending in this respect, knelt before him to receive his blessing, he would whip it out slily, and cut off a handful, and then, throwing it in his face, tell him to cut off all the rest, or he would go to hell. But fashion, which at times it is possible to move with a wisp, stands firm against a lever; and men preferred to run the risk of damnation to parting with the superfluity of their hair. In the time of Henry I, Anselm, Archbishop of Canterbury, found it necessary to republish the famous decree of excommunication and outlawry against the offenders; but, as the court itself had begun to patronize curls, the fulminations of the church were unavailing. Henry I and his nobles wore their hair in long ringlets down their backs and shoulders, and became a scandalum magnatum in the eyes of the godly. One Serlo, the King's chaplain, was so grieved in spirit at the impiety of his master, that he preached a sermon from the well-known text of St. Paul, before the assembled court, in which he drew so dreadful a picture of the torments that awaited them in the other world, that several of them burst into tears, and wrung their hair, as if they would have pulled it out by the roots. Henry himself was observed to weep. The priest, seeing the impression he had made, determined to strike while the iron was hot, and, pulling a pair of scissors from his pocket, cut the king's hair in presence of them all. Several of the principal courtiers consented to do the like, and, for a short time, long hair appeared to be going out of fashion. But the courtiers thought, after the first glow of their penitence had been cooled by reflection, that the clerical Dalilah had shorn them of their strength, and, in less than six months, they were as great sinners as ever. Anselm, the Archbishop of Canterbury, who had been a monk of Bec, in Normandy, and who had signalized himself at Rouen by his fierce opposition to long hair, was still anxious to work a reformation in this matter. But his pertinacity was far from pleasing to the King, who had finally made up his mind to wear ringlets. There were other disputes, of a more serious nature, between them; so that when the Archbishop died, the King was so glad to be rid of him, that he allowed the see to remain vacant for five years. Still the cause had other advocates, and every pulpit in the land resounded with anathemas against that disobedient and long-haired generation. But all was of no avail. Stowe, in writing of this period, asserts, on the authority of some more ancient chronicler, "that men, forgetting their birth, transformed themselves, by the length of their haires, into the semblance of woman kind;" and that when their hair decayed from age, or other causes, "they knit about their heads certain rolls and braidings of false hair." At last accident turned the tide of fashion. A knight of the court, who was exceedingly proud of his beauteous locks, dreamed one night that, as he lay in bed, the devil sprang upon him, and endeavoured to choke him with his own hair. He started in affright, and actually found that he had a great quantity of hair in his mouth. Sorely stricken in conscience, and looking upon the dream as a warning from Heaven, he set about the work of reformation, and cut off his luxuriant tresses the same night. The story was soon bruited abroad; of course it was made the most of by the clergy, and the knight, being a man of influence and consideration, and the acknowledged leader of the fashion, his example, aided by priestly exhortations, was very generally imitated. Men appeared almost as decent as St. Wulstan himself could have wished, the dream of a dandy having proved more efficacious than the entreaties of a saint. But, as Stowe informs us, "scarcely was one year past, when all that thought themselves courtiers fell into the former vice, and contended with women in their long haires." Henry, the King, appears to have been quite uninfluenced by the dreams of others, for even his own would not induce him a second time to undergo a cropping from priestly shears. It is said, that he was much troubled at this time by disagreeable visions. Having offended the church in this and other respects, he could get no sound refreshing sleep, and used to imagine that he saw all the bishops, abbots, and monks of every degree, standing around his bed-side, and threatening to belabour him with their pastoral staves; which sight, we are told, so frightened him, that he often started naked out of his bed, and attacked the phantoms sword in hand. Grimbalde, his physician, who, like most of his fraternity at that day, was an ecclesiastic, never hinted that his dreams were the result of a bad digestion, but told him to shave his head, be reconciled to the Church, and reform himself with alms and prayer. But he would not take this good advice, and it was not until he had been nearly drowned a year afterwards, in a violent storm at sea, that he repented of his evil ways, cut his hair short, and paid proper deference to the wishes of the clergy. In France, the thunders of the Vatican with regard to long curly hair were hardly more respected than in England. Louis VII. however, was more obedient than his brother-king, and cropped himself as closely as a monk, to the great sorrow of all the gallants of his court. His Queen, the gay, haughty, and pleasure-seeking Eleanor of Guienne, never admired him in this trim, and continually reproached him with imitating, not only the headdress, but the asceticism of the monks. From this cause, a coldness arose between them. The lady proving at last unfaithful to her shaven and indifferent lord, they were divorced, and the Kings of France lost the rich provinces of Guienne and Poitou, which were her dowry. She soon after bestowed her hand and her possessions upon Henry Duke of Normandy, afterwards Henry II of England, and thus gave the English sovereigns that strong footing in France which was for so many centuries the cause of such long and bloody wars between the nations. When the Crusades had drawn all the smart young fellows into Palestine, the clergy did not find it so difficult to convince the staid burghers who remained in Europe, of the enormity of long hair. During the absence of Richard Coeur de Lion, his English subjects not only cut their hair close, but shaved their faces. William Fitzosbert, or Long-beard, the great demagogue of that day, reintroduced among the people who claimed to be of Saxon origin the fashion of long hair. He did this with the view of making them as unlike as possible to the citizens and the Normans. He wore his own beard hanging down to his waist, from whence the name by which he is best known to posterity. The Church never showed itself so great an enemy to the beard as to long hair on the head. It generally allowed fashion to take its own course, both with regard to the chin and the upper lip. This fashion varied continually; for we find that, in little more than a century after the time of Richard I, when beards were short, that they had again become so long as to be mentioned in the famous epigram made by the Scots who visited London in 1327, when David, son of Robert Bruce, was married to Joan, the sister of King Edward. This epigram, which was stuck on the church-door of St. Peter Stangate, ran as follows-- "Long beards heartlesse, Painted hoods witlesse, Gray coats gracelesse, Make England thriftlesse." When the Emperor Charles V. ascended the throne of Spain, he had no beard. It was not to be expected that the obsequious parasites who always surround a monarch, could presume to look more virile than their master. Immediately all the courtiers appeared beardless, with the exception of such few grave old men as had outgrown the influence of fashion, and who had determined to die bearded as they had lived. Sober people in general saw this revolution with sorrow and alarm, and thought that every manly virtue would be banished with the beard. It became at the time a common saying,-- "Desde que no hay barba, no hay mas alma." We have no longer souls since we have lost our beards. In France, also, the beard fell into disrepute after the death of Henry IV, from the mere reason that his successor was too young to have one. Some of the more immediate friends of the great Bearnais, and his minister Sully among the rest, refused to part with their beards, notwithstanding the jeers of the new generation. Who does not remember the division of England into the two great parties of Roundheads and Cavaliers? In those days, every species of vice and iniquity was thought by the Puritans to lurk in the long curly tresses of the Monarchists, while the latter imagined that their opponents were as destitute of wit, of wisdom, and of virtue, as they were of hair. A man's locks were the symbol of his creed, both in politics and religion. The more abundant the hair, the more scant the faith; and the balder the head, the more sincere the piety. But among all the instances of the interference of governments with men's hair, the most extraordinary, not only for its daring, but for its success is that of Peter the Great, in 1705. By this time, fashion had condemned the beard in every other country in Europe, and with a voice more potent than Popes or Emperors, had banished it from civilized society. But this only made the Russians cling more fondly to their ancient ornament, as a mark to distinguish them from foreigners, whom they hated. Peter, however resolved that they should be shaven. If he had been a man deeply read in history, he might have hesitated before he attempted so despotic an attack upon the time-hallowed customs and prejudices of his countrymen; but he was not. He did not know or consider the danger of the innovation; he only listened to the promptings of his own indomitable will, and his fiat went forth, that not only the army, but all ranks of citizens, from the nobles to the serfs, should shave their beards. A certain time was given, that people might get over the first throes of their repugnance, after which every man who chose to retain his beard was to pay a tax of one hundred roubles. The priests and the serfs were put on a lower footing, and allowed to retain theirs upon payment of a copeck every time they passed the gate of a city. Great discontent existed in consequence, but the dreadful fate of the Strelitzes was too recent to be forgotten, and thousands who had the will had not the courage to revolt. As is well remarked by a writer in the "Encyclopedia Britannica," they thought it wiser to cut off their beards than to run the risk of incensing a man who would make no scruple in cutting off their heads. Wiser, too, than the popes and bishops of a former age, he did not threaten them with eternal damnation, but made them pay in hard cash the penalty of their disobedience. For many years, a very considerable revenue was collected from this source. The collectors gave in receipt for its payment a small copper coin, struck expressly for the purpose, and called the "borodovaia," or "the bearded." On one side it bore the figure of a nose, mouth, and moustachios, with a long bushy beard, surmounted by the words, "Deuyee Vyeatee," "money received;" the whole encircled by a wreath, and stamped with the black eagle of Russia. On the reverse, it bore the date of the year. Every man who chose to wear a beard was obliged to produce this receipt on his entry into a town. Those who were refractory, and refused to pay the tax, were thrown into prison. Since that day, the rulers of modern Europe have endeavoured to persuade, rather than to force, in all matters pertaining to fashion. The Vatican troubles itself no more about beards or ringlets, and men may become hairy as bears, if such is their fancy, without fear of excommunication or deprivation of their political rights. Folly has taken a new start, and cultivates the moustachio. Even upon this point governments will not let men alone. Religion as yet has not meddled with it; but perhaps it will; and politics already influence it considerably. Before the revolution of 1830, neither the French nor Belgian citizens were remarkable for their moustachios; but, after that event, there was hardly a shopkeeper either in Paris or Brussels whose upper lip did not suddenly become hairy with real or mock moustachios. During a temporary triumph gained by the Dutch soldiers over the citizens of Louvain, in October 1830, it became a standing joke against the patriots, that they shaved their faces clean immediately; and the wits of the Dutch army asserted, that they had gathered moustachios enough from the denuded lips of the Belgians to stuff mattresses for all the sick and wounded in their hospital. The last folly of this kind is still more recent. In the German newspapers, of August 1838, appeared an ordonnance, signed by the King of Bavaria, forbidding civilians, on any pretence whatever, to wear moustachios, and commanding the police and other authorities to arrest, and cause to be shaved, the offending parties. "Strange to say," adds "Le Droit," the journal from which this account is taken, "moustachios disappeared immediately, like leaves from the trees in autumn; everybody made haste to obey the royal order, and not one person was arrested." The King of Bavaria, a rhymester of some celebrity, has taken a good many poetical licences in his time. His licence in this matter appears neither poetical nor reasonable. It is to be hoped that he will not take it into his royal head to make his subjects shave theirs; nothing but that is wanting to complete their degradation. DUELS AND ORDEALS There was an ancient sage philosopher, Who swore the world, as he could prove, Was mad of fighting. * * * Hudibras, Most writers, in accounting for the origin of duelling, derive it from the warlike habits of those barbarous nations who overran Europe in the early centuries of the Christian era, and who knew no mode so effectual for settling their differences as the point of the sword. In fact, duelling, taken in its primitive and broadest sense, means nothing more than combatting, and is the universal resort of all wild animals, including man, to gain or defend their possessions, or avenge their insults. Two dogs who tear each other for a bone, or two bantams fighting on a dunghill for the love of some beautiful hen, or two fools on Wimbledon Common, shooting at each other to satisfy the laws of offended honour, stand on the same footing in this respect, and are, each and all, mere duellists. As civilization advanced, the best informed men naturally grew ashamed of such a mode of adjusting disputes, and the promulgation of some sort of laws for obtaining redress for injuries was the consequence. Still there were many cases in which the allegations of an accuser could not be rebutted by any positive proof on the part of the accused; and in all these, which must have been exceedingly numerous in the early stages of European society, the combat was resorted to. From its decision there was no appeal. God was supposed to nerve the arm of the combatant whose cause was just, and to grant him the victory over his opponent. As Montesquieu well remarks, ["Esprit des Loix," liv. xxviii. chap. xvii.] this belief was not unnatural among a people just emerging from barbarism. Their manners being wholly warlike, the man deficient in courage, the prime virtue of his fellows, was not unreasonably suspected of other vices besides cowardice, which is generally found to be co-existent with treachery. He, therefore, who showed himself most valiant in the encounter, was absolved by public opinion from any crime with which he might be charged. As a necessary consequence, society would have been reduced to its original elements, if the men of thought, as distinguished from the men of action, had not devised some means for taming the unruly passions of their fellows. With this view, governments commenced by restricting within the narrowest possible limits the cases in which it was lawful to prove or deny guilt by the single combat. By the law of Gondebaldus, King of the Burgundians, passed in the year 501, the proof by combat was allowed in all legal proceedings, in lieu of swearing. In the time of Charlemagne, the Burgundian practice had spread over the empire of the Francs, and not only the suitors for justice, but the witnesses, and even the judges, were obliged to defend their cause, their evidence, or their decision, at the point of the sword. Louis the Debonnaire, his successor, endeavoured to remedy the growing evil, by permitting the duel only in appeals of felony, in civil cases, or issue joined in a writ of right, and in cases of the court of chivalry, or attacks upon a man's knighthood. None were exempt from these trials, but women, the sick and the maimed, and persons under fifteen or above sixty years of age. Ecclesiastics were allowed to produce champions in their stead. This practice, in the course of time, extended to all trials of civil and criminal cases, which had to be decided by battle. The clergy, whose dominion was an intellectual one, never approved of a system of jurisprudence which tended so much to bring all things under the rule of the strongest arm. From the first they set their faces against duelling, and endeavoured, as far as the prejudices of their age would allow them, to curb the warlike spirit, so alien from the principles of religion. In the Council of Valentia, and afterwards in the Council of Trent, they excommunicated all persons engaged in duelling, and not only them, but even the assistants and spectators, declaring the custom to be hellish and detestable, and introduced by the Devil for the destruction both of body and soul. They added, also, that princes who connived at duels, should be deprived of all temporal power, jurisdiction, and dominion over the places where they had permitted them to be fought. It will be seen hereafter that this clause only encouraged the practice which it was intended to prevent. But it was the blasphemous error of these early ages to expect that the Almighty, whenever he was called upon, would work a miracle in favour of a person unjustly accused. The priesthood, in condemning the duel, did not condemn the principle on which it was founded. They still encouraged the popular belief of Divine interference in all the disputes or differences that might arise among nations or individuals. It was the very same principle that regulated the ordeals, which, with all their influence, they supported against the duel. By the former, the power of deciding the guilt or innocence was vested wholly in their hands, while, by the latter, they enjoyed no power or privilege at all. It is not to be wondered at, that for this reason, if for no other, they should have endeavoured to settle all differences by the peaceful mode. While that prevailed, they were as they wished to be, the first party in the state; but while the strong arm of individual prowess was allowed to be the judge in all doubtful cases, their power and influence became secondary to those of nobility. Thus, it was not the mere hatred of bloodshed which induced them to launch the thunderbolts excommunication against the combatants; it a desire to retain the power, which, to do them justice, they were, in those times, the persons best qualified to wield. The germs of knowledge and civilization lay within the bounds of their order; for they were the representatives of the intellectual, as the nobility were of the physical power of man. To centralize this power in the Church, and make it the judge of the last resort in all appeals, both in civil and criminal cases, they instituted five modes of trial, the management of which lay wholly in their hands. These were the oath upon the Evangelists; the ordeal of the cross, and the fire ordeal, for persons in the higher ranks; the water ordeal, for the humbler classes; and, lastly, the Corsned, or bread and cheese ordeal, for members of their own body. The oath upon the Evangelists was taken in the following manner: the accused who was received to this proof, says Paul Hay, Count du Chastelet, in his Memoirs of Bertrand du Guesclin, swore upon a copy of the New Testament, and on the relics of the holy martyrs, or on their tombs, that he was innocent of the crime imputed to him. He was also obliged to find twelve persons, of acknowledged probity, who should take oath at the same time, that they believed him innocent. This mode of trial led to very great abuses, especially in cases of disputed inheritance, where the hardest swearer was certain of the victory. This abuse was one of the principal causes which led to the preference given to the trial by battle. It is not all surprising that a feudal baron, or captain of the early ages, should have preferred the chances of a fair fight with his opponent, to a mode by which firm perjury would always be successful. The trial by, or judgment of, the cross, which Charlemagne begged his sons to have recourse to, in case of disputes arising between them, was performed thus:--When a person accused of any crime had declared his innocence upon oath, and appealed to the cross for its judgment in his favour, he was brought into the church, before the altar. The priests previously prepared two sticks exactly like one another, upon one of which was carved a figure of the cross. They were both wrapped up with great care and many ceremonies, in a quantity of fine wool, and laid upon the altar, or on the relics of the saints. A solemn prayer was then offered up to God, that he would be pleased to discover, by the judgment of his holy cross, whether the accused person were innocent or guilty. A priest then approached the altar, and took up one of the sticks, and the assistants unswathed it reverently. If it was marked with the cross, the accused person was innocent; if unmarked, he was guilty. It would be unjust to assert, that the judgments thus delivered were, in all cases, erroneous; and it would be absurd to believe that they were left altogether to chance. Many true judgments were doubtless given, and, in all probability, most conscientiously; for we cannot but believe that the priests endeavoured beforehand to convince themselves by secret inquiry and a strict examination of the circumstances, whether the appellant were innocent or guilty, and that they took up the crossed or uncrossed stick accordingly. Although, to all other observers, the sticks, as enfolded in the wool, might appear exactly similar, those who enwrapped them could, without any difficulty, distinguish the one from the other. By the fire-ordeal the power of deciding was just as unequivocally left in their hands. It was generally believed that fire would not burn the innocent, and the clergy, of course, took care that the innocent, or such as it was their pleasure or interest to declare so, should be so warned before undergoing the ordeal, as to preserve themselves without any difficulty from the fire. One mode of ordeal was to place red-hot ploughshares on the ground at certain distances, and then, blindfolding the accused person, make him walk barefooted over them. If he stepped regularly in the vacant spaces, avoiding the fire, he was adjudged innocent; if he burned himself, he was declared guilty. As none but the clergy interfered with the arrangement of the ploughshares, they could always calculate beforehand the result of the ordeal. To find a person guilty, they had only to place them at irregular distances, and the accused was sure to tread upon one of them. When Emma, the wife of King Ethelred, and mother of Edward the Confessor, was accused of a guilty familiarity with Alwyn, Bishop of Winchester, she cleared her character in this manner. The reputation, not only of their order, but of a queen, being at stake, a verdict of guilty was not to be apprehended from any ploughshares which priests had the heating of. This ordeal was called the Judicium Dei, and sometimes the Vulgaris Purgatio, and might also be tried by several other methods. One was to hold in the hand, unhurt, a piece of red-hot iron, of the weight of one, two, or three pounds. When we read not only that men with hard hands, but women of softer and more delicate skin, could do this with impunity, we must be convinced that the hands were previously rubbed with some preservative, or that the apparently hot iron was merely cold iron painted red. Another mode was to plunge the naked arm into a caldron of boiling water. The priests then enveloped it in several folds of linen and flannel, and kept the patient confined within the church, and under their exclusive care, for three days. If, at the end of that time, the arm appeared without a scar, the innocence of the accused person was firmly established. [Very similar to this is the fire-ordeal of the modern Hindoos, which is thus described in Forbes's "Oriental Memoirs," vol. i. c. xi.--"When a man, accused of a capital crime, chooses to undergo the ordeal trial, he is closely confined for several days; his right hand and arm are covered with thick wax-cloth, tied up and sealed, in the presence of proper officers, to prevent deceit. In the English districts the covering was always sealed with the Company's arms, and the prisoner placed under an European guard. At the time fixed for the ordeal, a caldron of oil is placed over a fire; when it boils, a piece of money is dropped into the vessel; the prisoner's arm is unsealed, and washed in the presence of his judges and accusers. During this part of the ceremony, the attendant Brahmins supplicate the Deity. On receiving their benediction, the accused plunges his hand into the boiling fluid, and takes out the coin. The arm is afterwards again Sealed up until the time appointed for a re-examination. The seal is then broken: if no blemish appears, the prisoner is declared innocent; if the contrary, he suffers the punishment due to his crime." * * * On this trial the accused thus addresses the element before plunging his hand into the boiling oil:--"Thou, O fire! pervadest all things. O cause of purity! who givest evidence of virtue and of sin, declare the truth in this my hand!" If no juggling were practised, the decisions by this ordeal would be all the same way; but, as some are by this means declared guilty, and others innocent, it is clear that the Brahmins, like the Christian priests of the middle ages, practise some deception in saving those whom they wish to be thought guiltless.] As regards the water-ordeal, the same trouble was not taken. It was a trial only for the poor and humble, and, whether they sank or swam, was thought of very little consequence. Like the witches of more modern times, the accused were thrown into a pond or river; if they sank, and were drowned, their surviving friends had the consolation of knowing that they were innocent; if they swam, they were guilty. In either case society was rid of them. But of all the ordeals, that which the clergy reserved for themselves was the one least likely to cause any member of their corps to be declared guilty. The most culpable monster in existence came off clear when tried by this method. It was called the Corsned, and was thus performed. A piece of barley bread and a piece of cheese were laid upon the altar, and the accused priest, in his full canonicals, and surrounded by all the pompous adjuncts of Roman ceremony, pronounced certain conjurations, and prayed with great fervency for several minutes. The burden of his prayer was, that if he were guilty of the crime laid to his charge, God would send his angel Gabriel to stop his throat, that he might not be able to swallow the bread and cheese. There is no instance upon record of a priest having been choked in this manner. [An ordeal very like this is still practised in India. Consecrated rice is the article chosen, instead of bread and cheese. Instances are not rare in which, through the force of imagination, guilty persons are not able to swallow a single grain. Conscious of their crime, and fearful of the punishment of Heaven, they feel a suffocating sensation in their throat when they attempt it, and they fall on their knees, and confess all that is laid to their charge. The same thing, no doubt, would have happened with the bread and cheese of the Roman church, if it had been applied to any others but ecclesiastics. The latter had too much wisdom to be caught in a trap of their own setting.] When, under Pope Gregory VII, it was debated whether the Gregorian chant should be introduced into Castile, instead of the Musarabic, given by St. Isidore, of Seville, to the churches of that kingdom, very much ill feeling was excited. The churches refused to receive the novelty, and it was proposed that the affair should be decided by a battle between two champions, one chosen from each side. The clergy would not consent to a mode of settlement which they considered impious, but had no objection to try the merits of each chant by the fire ordeal. A great fire was accordingly made, and a book of the Gregorian and one of the Musarabic chant were thrown into it, that the flames might decide which was most agreeable to God by refusing to burn it. Cardinal Baronius, who says he was an eye-witness of the miracle, relates, that the book of the Gregorian chant was no sooner laid upon the fire, than it leaped out uninjured, visibly, and with a great noise. Every one present thought that the saints had decided in favour of Pope Gregory. After a slight interval, the fire was extinguished; but, wonderful to relate! the other book of St. Isidore was found covered with ashes, but not injured in the slightest degree. The flames had not even warmed it. Upon this it was resolved, that both were alike agreeable to God, and that they should be used by turns in all the churches of Seville? [Histoire de Messire Bertrand du Guesclin, par Paul Hay du Chastelet. Livre i. chap. xix.] If the ordeals had been confined to questions like this, the laity would have had little or no objection to them; but when they were introduced as decisive in all the disputes that might arise between man and man, the opposition of all those whose prime virtue was personal bravery, was necessarily excited. In fact, the nobility, from a very early period, began to look with jealous eyes upon them. They were not slow to perceive their true purport, which was no other than to make the Church the last court of appeal in all cases, both civil and criminal: and not only did the nobility prefer the ancient mode of single combat from this cause, in itself a sufficient one, but they clung to it because an acquittal gained by those displays of courage and address which the battle afforded, was more creditable in the eyes of their compeers, than one which it required but little or none of either to accomplish. To these causes may be added another, which was, perhaps, more potent than either, in raising the credit of the judicial combat at the expense of the ordeal. The noble institution of chivalry was beginning to take root, and, notwithstanding the clamours of the clergy, war was made the sole business of life, and the only elegant pursuit of the aristocracy. The fine spirit of honour was introduced, any attack upon which was only to be avenged in the lists, within sight of applauding crowds, whose verdict of approbation was far more gratifying than the cold and formal acquittal of the ordeal. Lothaire, the son of Louis I, abolished that by fire and the trial of the cross within his dominions; but in England they were allowed so late as the time of Henry III, in the early part of whose reign they were prohibited by an order of council. In the mean time, the Crusades had brought the institution of chivalry to the full height of perfection. The chivalric spirit soon achieved the downfall of the ordeal system, and established the judicial combat on a basis too firm to be shaken. It is true that with the fall of chivalry, as an institution, fell the tournament, and the encounter in the lists; but the duel, their offspring, has survived to this day, defying the efforts of sages and philosophers to eradicate it. Among all the errors bequeathed to us by a barbarous age, it has proved the most pertinacious. It has put variance between men's reason and their honour; put the man of sense on a level with the fool, and made thousands who condemn it submit to it, or practise it. Those who are curious to see the manner in which these combats were regulated, may consult the learned Montesquieu, where they will find a copious summary of the code of ancient duelling. ["Esprit des Loix," livre xxviii. chap. xxv.] Truly does he remark, in speaking of the clearness and excellence of the arrangements, that, as there were many wise matters which were conducted in a very foolish manner, so there were many foolish matters conducted very wisely. No greater exemplification of it could be given, than the wise and religious rules of the absurd and blasphemous trial by battle. In the ages that intervened between the Crusades and the new era that was opened out by the invention of gunpowder and printing, a more rational system of legislation took root. The inhabitants of cities, engaged in the pursuits of trade and industry, were content to acquiesce in the decisions of their judges and magistrates whenever any differences arose among them. Unlike the class above them, their habits and manners did not lead them to seek the battle-field on every slight occasion. A dispute as to the price of a sack of corn, a bale of broad-cloth, or a cow, could be more satisfactorily adjusted before the mayor or bailiff of their district. Even the martial knights and nobles, quarrelsome as they were, began to see that the trial by battle would lose its dignity and splendour if too frequently resorted to. Governments also shared this opinion, and on several occasions restricted the cases in which it was legal to proceed to this extremity. In France, before the time of Louis IX, duels were permitted only in cases of Lese Majesty, Rape, Incendiarism, Assassination, and Burglary. Louis IX, by taking off all restriction, made them legal in civil eases. This was not found to work well, and, in 1303, Philip the Fair judged it necessary to confine them, in criminal matters, to state offences, rape, and incendiarism; and in civil cases, to questions of disputed inheritance. Knighthood was allowed to be the best judge of its own honour, and might defend or avenge it as often as occasion arose. Among the earliest duels upon record, is a very singular one that took place in the reign of Louis II (A.D. 878). Ingelgerius, Count of Gastinois, was one morning discovered by his Countess dead in bed at her side. Gontran, a relation of the Count, accused the Countess of having murdered her husband, to whom, he asserted, she had long been unfaithful, and challenged her to produce a champion to do battle in her behalf, that he might establish her guilt by killing him.[Memoires de Brantome touchant les Duels.] All the friends and relatives of the Countess believed in her innocence; but Gontran was so stout and bold and renowned a warrior, that no one dared to meet him, for which, as Brantome quaintly says, "Mauvais et poltrons parens estaient." The unhappy Countess began to despair, when a champion suddenly appeared in the person of Ingelgerius, Count of Anjou, a boy of sixteen years of age, who had been held by the Countess on the baptismal font, and received her husband's name. He tenderly loved his godmother, and offered to do battle in her cause against any and every opponent. The King endeavoured to persuade the generous boy from his enterprise, urging the great strength, tried skill, and invincible courage of the challenger; but he persisted in his resolution, to the great sorrow of all the court, who said it was a cruel thing to permit so brave and beautiful a child to rush to such butchery and death. When the lists were prepared, the Countess duly acknowledged her champion, and the combatants commenced the onset. Gontran rode so fiercely at his antagonist, and hit him on the shield with such impetuosity, that he lost his own balance and rolled to the ground. The young Count, as Gontran fell, passed his lance through his body, and then dismounting, cut off his head, which, Brantome says, "he presented to the King, who received it most graciously, and was very joyful, as much so as if any one had made him a present of a city." The innocence of the Countess was then proclaimed with great rejoicings; and she kissed her godson, and wept over his neck with joy, in the presence of all the assembly. When the Earl of Essex was accused, by Robert de Montfort, before King Henry II, in 1162, of having traitorously suffered the royal standard of England to fall from his hands in a skirmish with the Welsh, at Coleshill, five years previously, the latter offered to prove the truth of the charge by single combat. The Earl of Essex accepted the challenge, and the lists were prepared near Reading. An immense concourse of persons assembled to witness the battle. Essex at first fought stoutly, but, losing his temper and self-command, he gave an advantage to his opponent, which soon decided the struggle. He was unhorsed, and so severely wounded, that all present thought he was dead. At the solicitation of his relatives, the monks of the Abbey of Reading were allowed to remove the body for interment, and Montfort was declared the victor. Essex, however, was not dead, but stunned only, and, under the care of the monks, recovered in a few weeks from his bodily injuries. The wounds of his mind were not so easily healed. Though a loyal and brave subject, the whole realm believed him a traitor and a coward because he had been vanquished. He could not brook to return to the world deprived of the good opinion of his fellows; he, therefore, made himself a monk, and passed the remainder of his days within the walls of the Abbey. Du Chastelet relates a singular duel that was proposed in Spain.[Histoire de Messire Bertrand du Guesclin, livre i. chap. xix.] A Christian gentleman of Seville sent a challenge to a Moorish cavalier, offering to prove against him, with whatever weapons he might choose, that the religion of Jesus Christ was holy and divine, and that of Mahomet impious and damnable. The Spanish prelates did not choose that Christianity should be com promised within their jurisdiction by the result of any such combat, and they commanded the knight, under pain of excommunication, to withdraw the challenge. The same author relates, that under Otho I a question arose among jurisconsults, viz. whether grandchildren, who had lost their father, should share equally with their uncles in the property of their grandfather, at the death of the latter. The difficulty of this question was found so insurmountable, that none of the lawyers of that day could resolve it. It was at last decreed, that it should be decided by single combat. Two champions were accordingly chosen; one for, and the other against, the claims of the little ones. After a long struggle, the champion of the uncles was unhorsed and slain; and it was, therefore, decided, that the right of the grandchildren was established, and that they should enjoy the same portion of their grandfather's possessions that their father would have done had he been alive. Upon pretexts, just as frivolous as these, duels continued to be fought in most of the countries of Europe during the whole of the fourteenth and fifteenth centuries. A memorable instance of the slightness of the pretext on which a man could be forced to fight a duel to the death, occurs in the Memoirs of the brave Constable, Du Guesclin. The advantage he had obtained, in a skirmish before Rennes, against William Brembre, an English captain, so preyed on the spirits of William Troussel, the chosen friend and companion of the latter, that nothing would satisfy him but a mortal combat with the Constable. The Duke of Lancaster, to whom Troussel applied for permission to fight the great Frenchman, forbade the battle, as not warranted by the circumstances. Troussel nevertheless burned with a fierce desire to cross his weapon with Du Guesclin, and sought every occasion to pick a quarrel with him. Having so good a will for it, of course he found a way. A relative of his had been taken prisoner by the Constable, in whose hands he remained till he was able to pay his ransom. Troussel resolved to make a quarrel out of this, and despatched a messenger to Du Guesclin, demanding the release of his prisoner, and offering a bond, at a distant date, for the payment of the ransom. Du Guesclin, who had received intimation of the hostile purposes of the Englishman, sent back word, that he would not accept his bond, neither would he release his prisoner, until the full amount of his ransom was paid. As soon as this answer was received, Troussel sent a challenge to the Constable, demanding reparation for the injury he had done his honour, by refusing his bond, and offering a mortal combat, to be fought three strokes with the lance, three with the sword, and three with the dagger. Du Guesclin, although ill in bed with the ague, accepted the challenge, and gave notice to the Marshal d'Andreghem, the King's Lieutenant-General in Lower Normandy, that he might fix the day and the place of combat. The Marshal made all necessary arrangements, upon condition that he who was beaten should pay a hundred florins of gold to feast the nobles and gentlemen who were witnesses of the encounter. The Duke of Lancaster was very angry with his captain, and told him, that it would be a shame to his knighthood and his nation, if he forced on a combat with the brave Du Guesclin, at a time when he was enfeebled by disease and stretched on the couch of suffering. Upon these representations, Troussel, ashamed of himself, sent notice to Du Guesclin that he was willing to postpone the duel until such time as he should be perfectly recovered. Du Guesclin replied, that he could not think of postponing the combat, after all the nobility had received notice of it; that he had sufficient strength left, not only to meet, but to conquer such an opponent as he was; and that, if he did not make his appearance in the lists at the time appointed, he would publish him everywhere as a man unworthy to be called a knight, or to wear an honourable sword by his side. Troussel carried this haughty message to the Duke of Lancaster, who immediately gave permission for the battle. On the day appointed, the two combatants appeared in the lists, in the presence of several thousand spectators. Du Guesclin was attended by the flower of the French nobility, including the Marshal de Beaumanoir, Olivier de Mauny, Bertrand de Saint Pern, and the Viscount de la Belliere, while the Englishman appeared with no more than the customary retinue of two seconds, two squires, two coutilliers, or daggermen, and two trumpeters. The first onset was unfavourable to the Constable: he received so heavy a blow on his shield-arm, that he fell forward to the left, upon his horse's neck, and, being weakened by his fever, was nearly thrown to the ground. All his friends thought he could never recover himself, and began to deplore his ill fortune; but Du Guesclin collected his energies for a decisive effort, and, at the second charge, aimed a blow at the shoulder of his enemy, which felled him to the earth, mortally wounded. He then sprang from his horse, sword in hand, with the intention of cutting off the head of his fallen foe, when the Marshal D'Andreghem threw a golden wand into the arena, as a signal that hostilities should cease. Du Guesclin was proclaimed the victor, amid the joyous acclamations of the crowd, and retiring, left the field to the meaner combatants, who were afterwards to make sport for the people. Four English and as many French squires fought for some time with pointless lances, when the French, gaining the advantage, the sports were declared at an end. In the time of Charles VI, about the beginning of the fifteenth century, a famous duel was ordered by the Parliament of Paris. The Sieur de Carrouges being absent in the Holy Land, his lady was violated by the Sieur Legris. Carrouges, on his return, challenged Legris to mortal combat, for the twofold crime of violation and slander, inasmuch as he had denied his guilt, by asserting that the lady was a willing party. The lady's asseverations of innocence were held to be no evidence by the Parliament, and the duel was commanded with all the ceremonies. "On the day appointed," says Brantome, [Memoires de Brantome touchant les Duels.] "the lady came to witness the spectacle in her chariot; but the King made her descend, judging her unworthy, because she was criminal in his eyes till her innocence was proved, and caused her to stand upon a scaffold to await the mercy of God and this judgment by the battle. After a short struggle, the Sieur de Carrouges overthrew his enemy, and made him confess both the rape and the slander. He was then taken to the gallows and hanged in the presence of the multitude; while the innocence of the lady was proclaimed by the heralds, and recognized by her husband, the King, and all the spectators." Numerous battles, of a similar description, constantly took place, until the unfortunate issue of one encounter of the kind led the French King, Henry II, to declare solemnly, that he would never again permit any such encounter, whether it related to a civil or criminal case, or the honour of a gentleman. This memorable combat was fought in the year 1547. Francois de Vivonne, Lord of La Chataigneraie, and Guy de Chabot, Lord of Jarnac, had been friends from their early youth, and were noted at the court of Francis I for the gallantry of their bearing and the magnificence of their retinue. Chataigneraie, who knew that his friend's means were not very ample, asked him one day, in confidence, how it was that he contrived to be so well provided? Jarnac replied, that his father had married a young and beautiful woman, who, loving the son far better than the sire, supplied him with as much money as he desired. La Chataigneraie betrayed the base secret to the Dauphin, the Dauphin to the King, the King to his courtiers, and the courtiers to all their acquaintance. In a short time it reached the ears of the old Lord de Jarnac, who immediately sent for his son, and demanded to know in what manner the report had originated, and whether he had been vile enough not only to carry on such a connexion, but to boast of it? De Jarnac indignantly denied that he had ever said so, or given reason to the world to say so, and requested his father to accompany him to court, and confront him with his accuser, that he might see the manner in which he would confound him. They went accordingly, and the younger De Jarnac, entering a room where the Dauphin, La Chataigneraie, and several courtiers were present, exclaimed aloud, "That whoever had asserted, that he maintained a criminal connexion with his mother-in-law, was a liar and a coward!" Every eye was turned to the Dauphin and La Chataigneraie, when the latter stood forward, and asserted, that De Jarnac had himself avowed that such was the fact, and he would extort from his lips another confession of it. A case like this could not be met or rebutted by any legal proof, and the royal council ordered that it should be decided by single combat. The King, however, set his face against the duel [Although Francis showed himself in this case an enemy to duelling, yet, in his own case, he had not the same objection. Every reader of history must remember his answer to the challenge of the Emperor Charles V. The Emperor wrote that he had failed in his word, and that he would sustain their quarrel single-handed against him. Francis replied, that he lied--qu'il en avait menti par la gorge, and that he was ready to meet him in single combat whenever and wherever he pleased.] and forbade them both, under pain of his high displeasure, to proceed any further in the matter. But Francis died in the following year, and the Dauphin, now Henry II, who was himself compromised, resolved that the combat should take place. The lists were prepared in the court-yard of the chateau of St. Germain-en-Laye, and the 10th of July 1547 was appointed for the encounter. The cartels of the combatants, which are preserved in the "Memoires de Castelnau," were as follow:-- "Cartel of Francois de Vivonne, Lord of La Chataigneraie. "Sire, "Having learned that Guy Chabot de Jarnac, being lately at Compeigne, asserted, that whoever had said that he boasted of having criminal intercourse with his mother-in-law, was wicked and a wretch,--I, Sire, with your good-will and pleasure, do answer, that he has wickedly lied, and will lie as many times as he denies having said that which I affirm he did say; for I repeat, that he told me several times, and boasted of it, that he had slept with his mother-in-law. "Francois de Vivonne." To this cartel De Jarnac replied:-- "Sire, "With your good will and permission, I say, that Francois de Vivonne has lied in the imputation which he has cast upon me, and of which I spoke to you at Compeigne. I, therefore, entreat you, Sire, most humbly, that you be pleased to grant us a fair field, that we may fight this battle to the death. "Guy Chabot." The preparations were conducted on a scale of the greatest magnificence, the King having intimated his intention of being present. La Chataigneraie made sure of the victory, and invited the King and a hundred and fifty of the principal personages of the court to sup with him in the evening, after the battle, in a splendid tent, which he had prepared at the extremity of the lists. De Jarnac was not so confident, though perhaps more desperate. At noon, on the day appointed, the combatants met, and each took the customary oath, that he bore no charms or amulets about him, or made use of any magic, to aid him against his antagonist. They then attacked each other, sword in hand. La Chataigneraie was a strong, robust man, and over confident; De Jarnac was nimble, supple, and prepared for the worst. The combat lasted for some time doubtful, until De Jarnac, overpowered by the heavy blows of his opponent, covered his head with his shield, and, stooping down, endeavoured to make amends by his agility for his deficiency of strength. In this crouching posture he aimed two blows at the left thigh of La Chataigneraie, who had left it uncovered, that the motion of his leg might not be impeded. Each blow was successful, and, amid the astonishment of all the spectators, and to the great regret of the King, La Chataigneraie rolled over upon the sand. He seized his dagger, and made a last effort to strike De Jarnac; but he was unable to support himself, and fell powerless into the arms of the assistants. The officers now interfered, and De Jarnac being declared the victor, fell down upon his knees, uncovered his head, and, clasping his hands together, exclaimed:--"O Domine, non sum dignus!" La Chataigneraie was so mortified by the result of the encounter, that he resolutely refused to have his wounds dressed. He tore off the bandages which the surgeons applied, and expired two days afterwards. Ever since that time, any sly and unforeseen attack has been called by the French a coup de Jarnac. Henry was so grieved at the loss of his favourite, that he made the solemn oath already alluded to, that he would never again, so long as he lived, permit a due]. Some writers have asserted, and among others, Mezeraie, that he issued a royal edict forbidding them. This has been doubted by others, and, as there appears no registry of the edict in any of the courts, it seems most probable that it was never issued. This opinion is strengthened by the fact, that two years afterwards, the council ordered another duel to be fought, with similar forms, but with less magnificence, on account of the inferior rank of the combatants. It is not anywhere stated, that Henry interfered to prevent it, notwithstanding his solemn oath; but that, on the contrary, he encouraged it, and appointed the Marshal de la Marque to see that it was conducted according to the rules of chivalry. The disputants were Fendille and D'Aguerre, two gentlemen of the household, who, quarrelling in the King's chamber, had proceeded from words to blows. The council, being informed of the matter, decreed that it could only be decided in the lists. Marshal de la Marque, with the King's permission, appointed the city of Sedan as the place of combat. Fendille, who was a bad swordsman, was anxious to avoid an encounter with D'Aguerre, who was one of the most expert men of the age; but the council authoritatively commanded that he should fight, or be degraded from all his honours. D'Aguerre appeared in the field attended by Francois de Vendome, Count de Chartres, while Fendille was accompanied by the Duke de Nevers. Fendille appears to have been not only an inexpert swordsman, but a thorough coward; one who, like Cowley, might have heaped curses on the man, "-------(Death's factor sure), who brought Dire swords into this peaceful world." On the very first encounter he was thrown from his horse, and, confessing on the ground all that his victor required of him, slunk away ignominiously from the arena. One is tempted to look upon the death of Henry II as a judgment upon him for his perjury in the matter of duelling. In a grand tournament instituted on the occasion of the marriage of his daughter, he broke several lances in encounters with some of the bravest knights of the time. Ambitious of still further renown, he would not rest satisfied until he had also engaged the young Count de Montgomeri. He received a wound in the eye from the lance of this antagonist, and died from its effects shortly afterwards, in the forty-first year of his age. In the succeeding reigns of Francis II, Charles IX, and Henry III, the practice of duelling increased to an alarming extent. Duels were not rare in the other countries of Europe at the same period; but in France they were so frequent, that historians, in speaking of that age, designate it as "l'epoque de la fureur des duels." The Parliament of Paris endeavoured, as far as in its power lay, to discourage the practice. By a decree dated the 26th of June 1559, it declared all persons who should be present at duels, or aiding and abetting in them, to be rebels to the King, transgressors of the law, and disturbers of the public peace. When Henry III was assassinated at St. Cloud, in 1589, a young gentleman, named L'isle Marivaut, who had been much beloved by him, took his death so much to heart, that he resolved not to survive him. Not thinking suicide an honourable death, and wishing, as he said, to die gloriously in revenging his King and master, he publicly expressed his readiness to fight anybody to the death who should assert that Henry's assassination was not a great misfortune to the community. Another youth, of a fiery temper and tried courage, named Marolles, took him at his word, and the day and place of the combat were forthwith appointed. When the hour had come, and all were ready, Marolles turned to his second, and asked whether his opponent had a casque or helmet only, or whether he wore a sallade, or headpiece. Being answered a helmet only, he said gaily, "So much the better; for, sir, my second, you shall repute me the wickedest man in all the world, if I do not thrust my lance right through the the middle of his head and kill him." Truth to say, he did so at the very first onset, and the unhappy L'isle Marivaut expired without a groan. Brantome, who relates this story, adds, that the victor might have done as he pleased with the body, cut off the head, dragged it out of the camp, or exposed it upon an ass, but that, being a wise and very courteous gentleman, he left it to the relatives of the deceased to be honourably buried, contenting himself with the glory of his triumph, by which he gained no little renown and honour among the ladies of Paris. On the accession of Henry IV that monarch pretended to set his face against duelling; but such was the influence of early education and the prejudices of society upon him, that he never could find it in his heart to punish a man for this offence. He thought it tended to foster a warlike spirit among his people. When the chivalrous Crequi demanded his permission to fight Don Philippe de Savoire, he is reported to have said, "Go, and if I were not a King, I would be your second." It is no wonder that when such were known to be the King's disposition, his edicts attracted but small attention. A calculation was made by M. de Lomenie, in the year 1607, that since the accession of Henry, in 1589, no less than four thousand French gentlemen had lost their lives in these conflicts, which, for the eighteen years, would have been at the rate of four or five in a week, or eighteen per month! Sully, who reports this fact in his Memoirs, does not throw the slightest doubt upon its exactness, and adds, that it was chiefly owing to the facility and ill-advised good-nature of his royal master that the bad example had so empoisoned the court, the city, and the whole country. This wise minister devoted much of his time and attention to the subject; for the rage, he says, was such as to cause him a thousand pangs, and the King also. There was hardly a man moving in what was called good society, who had not been engaged in a duel either as principal or second; and if there were such a man, his chief desire was to free himself from the imputation of non-duelling, by picking a quarrel with somebody. Sully constantly wrote letters to the King, in which he prayed him to renew the edicts against this barbarous custom, to aggravate the punishment against offenders, and never, in any instance, to grant a pardon, even to a person who had wounded another in a duel, much less to any one who had taken away life. He also advised, that some sort of tribunal, or court of honour, should be established, to take cognizance of injurious and slanderous language, and of all such matters as usually led to duels; and that the justice to be administered by this court should be sufficiently prompt and severe to appease the complainant, and make the offender repent of his aggression. Henry, being so warmly pressed by his friend and minister, called together an extraordinary council in the gallery of the palace of Fontainebleau, to take the matter into consideration. When all the members were assembled, his Majesty requested that some person conversant with the subject would make a report to him on the origin, progress, and different forms of the duel. Sully complacently remarks, that none of the counsllors gave the King any great reason to felicitate them on their erudition. In fact, they all remained silent. Sully held his peace with the rest; but he looked so knowing, that the King turned towards him, and said:--"Great master! by your face I conjecture that you know more of this matter than you would have us believe. I pray you, and indeed I command, that you tell us what you think and what you know." The coy minister refused, as he says, out of mere politeness to his more ignorant colleagues; but, being again pressed by the King, he entered into a history of duelling both in ancient and modern times. He has not preserved this history in his Memoirs; and, as none of the ministers or counsellors present thought proper to do so, the world is deprived of a discourse which was, no doubt, a learned and remarkable one. The result was, that a royal edict was issued, which Sully lost no time in transmitting to the most distant provinces, with a distinct notification to all parties concerned that the King was in earnest, and would exert the full rigour of the law in punishment of the offenders. Sully himself does not inform us what were the provisions of the new law; but Father Matthias has been more explicit, and from him we learn, that the Marshals of France were created judges of a court of chivalry, for the hearing of all causes wherein the honour of a noble or gentleman was concerned, and that such as resorted to duelling should be punished by death and confiscation of property, and that the seconds and assistants should lose their rank, dignity, or offices, and be banished from the court of their sovereign. [Le Pere Matthias, tome ii. livre iv.] But so strong a hold had the education and prejudice of his age upon the mind of the King, that though his reason condemned, his sympathies approved the duel. Notwithstanding this threatened severity, the number of duels did not diminish, and the wise Sully had still to lament the prevalence of an evil which menaced society with utter disorganization. In the succeeding reign the practice prevailed, if possible, to a still greater extent, until the Cardinal de Richelieu, better able to grapple with it than Sully had been, made some severe examples in the very highest classes. Lord Herbert, the English ambassador at the court of Louis XIII repeats, in his letters, an observation that had been previously made in the reign of Henry IV, that it was rare to find a Frenchman moving in good society who had not killed his man in a duel. The Abbe Millot says of this period, that the duel madness made the most terrible ravages. Men had actually a frenzy for combatting. Caprice and vanity, as well as the excitement of passion, imposed the necessity of fighting. Friends were obliged to enter into the quarrels of their friends, or be themselves called out for their refusal, and revenge became hereditary in many families. It was reckoned that in twenty years eight thousand letters of pardon had been issued to persons who had killed others in single combat. ["Elemens de l'Histoire de France, vol. iii. p. 219.] Other writers confirm this statement. Amelot de Houssaye, in his Memoirs, says, upon this subject, that duels were so common in the first years of the reign of Louis XIII, that the ordinary conversation of persons when they met in the morning was, "Do you know who fought yesterday?" and after dinner, "Do you know who fought this morning?" The most infamous duellist at that period was De Bouteville. It was not at all necessary to quarrel with this assassin to be forced to fight a duel with him. When he heard that any one was very brave, he would go to him, and say, "People tell me that you are brave; you and I must fight together!" Every morning the most notorious bravos and duellists used to assemble at his house, to take a breakfast of bread and wine, and practise fencing. M. de Valencay, who was afterwards elevated to the rank of a cardinal, ranked very high in the estimation of De Bouteville and his gang. Hardly a day passed but what he was engaged in some duel or other, either as principal or second; and he once challenged De Bouteville himself, his best friend, because De Bouteville had fought a duel without inviting him to become his second. This quarrel was only appeased on the promise of De Bouteville that, in his next encounter, he would not fail to avail himself of his services. For that purpose he went out the same day, and picked a quarrel with the Marquis des Portes. M. de Valencay, according to agreement, had the pleasure of serving as his second, and of running through the body M. de Cavois, the second of the Marquis des Portes, a man who had never done him any injury, and whom he afterwards acknowledged he had never seen before. Cardinal Richelieu devoted much attention to this lamentable state of public morals, and seems to have concurred with his great predecessor, Sully, that nothing but the most rigorous severity could put a stop to the evil. The subject indeed was painfully forced upon him by his enemies. The Marquis de Themines, to whom Richelieu, then Bishop of Lucon, had given offence by some representations he had made to Mary of Medicis, determined, since he could not challenge an ecclesiastic, to challenge his brother. An opportunity was soon found. Themines, accosting the Marquis de Richelieu, complained, in an insulting tone, that the Bishop of Lucon had broken his faith. The Marquis resented both the manner and matter of his speech, and readily accepted a challenge. They met in the Rue d'Angouleme, and the unfortunate Richelieu was stabbed to the heart, and instantly expired. From that moment the Bishop became the steady foe of the practice of duelling. Reason and the impulse of brotherly love alike combined to make him detest it, and when his power in France was firmly established, he set vigorously about repressing it. In his "Testament Politique," he has collected his thoughts upon the subject, in the chapter entitled "Des moyens d'arreter les Duels." In spite of the edicts that he published, the members of the nobility persisted in fighting upon the most trivial and absurd pretences. At last Richelieu made a terrible example. The infamous De Bouteville challenged and fought the Marquis de Beuoron; and, although the duel itself was not fatal to either, its consequences were fatal to both. High as they were, Richelieu resolved that the law should reach them, and they were both tried, found guilty, and beheaded. Thus did society get rid of one of the most bloodthirsty scoundrels that ever polluted it. In 1632 two noblemen fought a duel, in which they were both killed. The officers of justice had notice of the breach of the law, and arrived at the scene of combat before the friends of the parties had time to remove the bodies. In conformity with the Cardinal's severe code upon the subject, the bodies were ignominiously stripped, and hanged upon a gallows, with their heads downwards, for several hours, within sight of all the people. [Mercure de France, vol. xiii.] This severity sobered the frenzy of the nation for a time; but it was soon forgotten. Men's minds were too deeply imbued with a false notion of honour to be brought to a right way of thinking: by such examples, however striking, Richelieu was unable to persuade them to walk in the right path, though he could punish them for choosing the wrong one. He had, with all his acuteness, miscalculated the spirit of duelling. It was not death that a duellist feared: it was shame, and the contempt of his fellows. As Addison remarked more than eighty years afterwards, "Death was not sufficient to deter men who made it their glory to despise it; but if every one who fought a duel were to stand in the pillory, it would quickly diminish the number of those imaginary men of honour, and put an end to so absurd a practice." Richelieu never thought of this. Sully says, that in his time the Germans were also much addicted to duelling. There were three places where it was legal to fight; Witzburg, in Franconia, and Uspach and Halle, in Swabia. Thither, of course, vast numbers repaired, and murdered each other under sanction of the law. At an earlier period, in Germany, it was held highly disgraceful to refuse to fight. Any one who surrendered to his adversary for a simple wound that did not disable him, was reputed infamous, and could neither cut his beard, bear arms, mount on horseback, or hold any Office in the state. He who fell in a duel was buried with great pomp and splendour. In the year 1652, just after Louis XIV had attained his majority, a desperate duel was fought between the Dukes de Beaufort and De Nemours, each attended by four gentlemen. Although brothers-in-law, they had long been enemies, and their constant dissensions had introduced much disorganization among the troops which they severally commanded. Each had long sought an opportunity for combat, which at last arose on a misunderstanding relative to the places they were to occupy at the council board. They fought with pistols, and, at the first discharge, the Duke de Nemours was shot through the body, and almost instantly expired. Upon this the Marquis de Villars, who seconded Nemours, challenged Hericourt, the second of the Duke de Beaufort, a man whom he had never before seen; and the challenge being accepted, they fought even more desperately than their principals. This combat, being with swords, lasted longer than the first, and was more exciting to the six remaining gentlemen who stayed to witness it. The result was fatal to Hericourt, who fell pierced to the heart by the sword of De Villars. Anything more savage than this can hardly be imagined. Voltaire says such duels were frequent, and the compiler of the "Dictionnaire d'Anecdotes" informs us, that the number of seconds was not fixed. As many as ten, or twelve, or twenty, were not unfrequent, and they often fought together after their principals were disabled. The highest mark of friendship one man could manifest towards another, was to choose him for his second; and many gentlemen were so desirous of serving in this capacity, that they endeavoured to raise every slight misunderstanding into a quarrel, that they might have the pleasure of being engaged in it. The Count de Bussy Rabutin relates an instance of this in his Memoirs. He says, that as he was one evening coming out of the theatre, a gentleman, named Bruc, whom he had not before known, stopped him very politely, and, drawing him aside, asked him if it was true that the Count de Thianges had called him (Bruc) a drunkard? Bussy replied, that he really did not know, for he saw the Count very seldom. "Oh! he is your uncle!" replied Bruc; "and, as I cannot have satisfaction from him, because he lives so far off in the country, I apply to you." "I see what you are at," replied Bussy, "and, since you wish to put me in my uncle's place, I answer, that whoever asserted that he called you a drunkard, told a lie!" "My brother said so," replied Bruc, "and he is a child." "Horsewhip him, then, for his falsehood," returned De Bussy. "I will not have my brother called a liar," returned Bruc, determined to quarrel with him; "so draw, and defend yourself!" They both drew their swords in the public street, but were separated by the spectators. They agreed, however, to fight on a future occasion, and with all regular forms of the duello. A few days afterwards, a gentleman, whom De Bussy had never before seen, and whom he did not know, even by name, called upon him, and asked if he might have the privilege of serving as his second. He added, that he neither knew him nor Bruc, except by reputation, but, having made up his mind to be second to one of them, he had decided upon accompanying De Bussy as the braver man of the two. De Bussy thanked him very sincerely for his politeness, but begged to be excused, as he had already engaged four seconds to accompany him, and he was afraid that if he took any more, the affair would become a battle instead of a duel. When such quarrels as these were looked upon as mere matters of course, the state of society must have been indeed awful. Louis XIV very early saw the evil, and as early determined to remedy it. It was not, however, till the year 1679, when he instituted the "Chambre Ardente," for the trial of the slow poisoners and pretenders to sorcery, that he published any edict against duelling. In that year his famous edict was promulgated, in which he reiterated and confirmed the severe enactments of his predecessors, Henry IV and Louis XIII, and expressed his determination never to pardon any offender. By this celebrated ordinance a supreme court of honour was established, composed of the Marshals of France. They were bound, on taking the office, to give to every one who brought a well-founded complaint before them, such reparation as would satisfy the justice of the case. Should any gentleman against whom complaint was made refuse to obey the mandate of the court of honour, he might be punished by fine and imprisonment; and when that was not possible, by reason of his absenting himself from the kingdom, his estates might be confiscated till his return. Every man who sent a challenge, be the cause of offence what it might, was deprived of all redress from the court of honour--suspended three years from the exercise of any office in the state--was further imprisoned for two years, and sentenced to pay a fine of half his yearly income. He who accepted a challenge, was subject to the same punishment. Any servant, or other person, who knowingly became the bearer of a challenge, was, if found guilty, sentenced to stand in the pillory and be publicly whipped for the first offence, and for the second, sent for three years to the galleys. Any person who actually fought, was to be held guilty of murder, even though death did not ensue, and was to be punished accordingly. Persons in the higher ranks of life were to be beheaded, and those of the middle class hanged upon a gallows, and their bodies refused Christian burial. At the same time that Louis published this severe edict, he exacted a promise from his principal nobility that they would never engage in a duel on any pretence whatever. He never swerved from his resolution to pursue all duellists with the utmost rigour, and many were executed in various parts of the country. A slight abatement of the evil was the consequence, and in the course of a few years one duel was not fought where twelve had been fought previously. A medal was struck to commemorate the circumstance, by the express command of the King. So much had he this object at heart, that, in his will, he particularly recommended to his successor the care of his edict against duelling, and warned him against any ill-judged lenity to those who disobeyed it. A singular law formerly existed in Malta with regard to duelling. By this law it was permitted, but only upon condition that the parties should fight in one particular street. If they presumed to settle their quarrel elsewhere, they were held guilty of murder, and punished accordingly. What was also very singular, they were bound, under heavy penalties, to put up their swords when requested to do so by a priest, a knight, or a woman. It does not appear, however, that the ladies or the knights exercised this mild and beneficent privilege to any great extent; the former were too often themselves the cause of duels, and the latter sympathised too much in the wounded honour of the combatants to attempt to separate them. The priests alone were the great peacemakers. Brydone says, that a cross was always painted on the wall opposite to the spot where a knight had been killed, and that in the "street of duels" he counted about twenty of them. [Brydone's "Tour in Malta." 1772.] In England the private duel was also practised to a scandalous extent, towards the end of the sixteenth and beginning of the seventeenth centuries. The judicial combat now began to be more rare, but several instances of it are mentioned in history. One was instituted in the reign of Elizabeth, and another so late as the time of Charles I. Sir Henry Spelman gives an account of that which took place in Elizabeth's reign, which is curious, perhaps the more so when we consider that it was perfectly legal, and that similar combats remained so till the year 1819. A proceeding having been instituted in the Court of Common Pleas for the recovery of certain manorial rights in the county of Kent, the defendant offered to prove by single combat his right to retain possession. The plaintiff accepted the challenge, and the Court having no power to stay the proceedings, agreed to the champions who were to fight in lieu of the principals. The Queen commanded the parties to compromise; but it being represented to Her Majesty that they were justified by law in the course they were pursuing, she allowed them to proceed. On the day appointed, the Justices of the Common Pleas, and all the council engaged in the cause, appeared as umpires of the combat, at a place in Tothill-fields, where the lists had been prepared. The champions were ready for the encounter, and the plaintiff and defendant were publicly called to come forward and acknowledge them. The defendant answered to his name, and recognised his champion with the due formalities, but the plaintiff did not appear. Without his presence and authority the combat could not take place; and his absence being considered an abandonment of his claim, he was declared to be nonsuited, and barred for ever from renewing his suit before any other tribunal whatever. The Queen appears to have disapproved personally of this mode of settling a disputed claim, but her judges and legal advisers made no attempt to alter the barbarous law. The practice of private duelling excited more indignation, from its being of every-day occurrence. In the time of James I the English were so infected with the French madness, that Bacon, when he was Attorney-general, lent the aid of his powerful eloquence to effect a reformation of the evil. Informations were exhibited in the Star Chamber against two persons, named Priest and Wright, for being engaged, as principal and second, in a duel, on which occasion he delivered a charge that was so highly approved of by the Lords of the Council, that they ordered it to be printed and circulated over the country, as a thing "very meet and worthy to be remembered and made known unto the world." He began by considering the nature and greatness of the mischief of duelling. "It troubleth peace--it disfurnisheth war--it bringeth calamity upon private men, peril upon the state, and contempt upon the law. Touching the causes of it," he observed, "that the first motive of it, no doubt, is a false and erroneous imagination of honour and credit; but then, the seed of this mischief being such, it is nourished by vain discourses and green and unripe conceits. Hereunto may be added, that men have almost lost the true notion and understanding of fortitude and valour. For fortitude distinguisheth of the grounds of quarrel whether they be just; and not only so, but whether they be worthy, and setteth a better price upon men's lives than to bestow them idly. Nay, it is weakness and disesteem of a man's self to put a man's life upon such liedger performances. A man's life is not to be trifled with: it is to be offered up and sacrificed to honourable services, public merits, good causes, and noble adventures. It is in expense of blood as it is in expense of money. It is no liberality to make a profusion of money upon every vain occasion, neither is it fortitude to make effusion of blood, except the cause of it be worth." [See "Life and Character of Lord Bacon," by Thomas Martin, Barrister-at-law.] The most remarkable event connected with duelling in this reign was that between Lord Sanquir, a Scotch nobleman, and one Turner, a fencing-master. In a trial of skill between them, his lordship's eye was accidentally thrust out by the point of Turner's sword. Turner expressed great regret at the circumstance, and Lord Sanquir bore his loss with as much philosophy as he was master of, and forgave his antagonist. Three years afterwards, Lord Sanquir was at Paris, where he was a constant visitor at the court of Henry IV. One day, in the course of conversation, the affable monarch inquired how he had lost his eye. Sanquir, who prided himself on being the most expert swordsman of the age, blushed as he replied that it was inflicted by the sword of a fencing-master. Henry, forgetting his assumed character of an antiduellist, carelessly, and as a mere matter of course, inquired whether the man lived? Nothing more was said, but the query sank deep into the proud heart of the Scotch baron, who returned shortly afterwards to England, burning for revenge. His first intent was to challenge the fencing-master to single combat, but, on further consideration, he deemed it inconsistent with his dignity to meet him as an equal in fair and open fight. He therefore hired two bravos, who set upon the fencing-master, and murdered him in his own house at Whitefriars. The assassins were taken and executed, and a reward of one thousand pounds offered for the apprehension of their employer. Lord Sanquir concealed himself for several days, and then surrendered to take his trial, in the hope (happily false) that Justice would belie her name, and be lenient to a murderer because he was a nobleman, who, on a false point of honour, had thought fit to take revenge into his own hands. The most powerful intercessions were employed in his favour, but James, to his credit, was deaf to them all. Bacon, in his character of Attorney-general, prosecuted the prisoner to conviction; and he died the felon's death, on the 29th of June, 1612, on a gibbet erected in front of the gate of Westminster Hall. With regard to the public duel, or trial by battle, demanded under the sanction of the law, to terminate a quarrel which the ordinary course of justice could with difficulty decide, Bacon was equally opposed to it, and thought that in no case should it be granted. He suggested that there should be declared a constant and settled resolution in the state to abolish it altogether; that care should be taken that the evil be no more cockered, nor the humour of it fed, but that all persons found guilty should be rigorously punished by the Star Chamber, and these of eminent quality banished from the court. In the succeeding reign, when Donald Mackay, the first Lord Reay, accused David Ramsay of treason, in being concerned with the Marquis of Hamilton in a design upon the crown of Scotland, he was challenged by the latter to make good his assertion by single combat. [See "History of the House and Clan of Mackay."] It had been at first the intention of the government to try the case by the common law, but Ramsay thought he would stand a better chance of escape by recurring to the old and almost exploded custom, but which was still the right of every man in appeals of treason. Lord Reay readily accepted the challenge, and both were confined in the Tower until they found security that they would appear on a certain day, appointed by the court, to determine the question. The management of the affair was delegated to the Marischal Court of Westminster, and the Earl of Lindsay was created Lord Constable of England for the purpose. Shortly before the day appointed, Ramsay confessed in substance all that Lord Reay had laid to his charge, upon which Charles I put a stop to the proceedings. But in England, about this period, sterner disputes arose among men than those mere individual matters which generate duels. The men of the Commonwealth encouraged no practice of the kind, and the subdued aristocracy carried their habits and prejudices elsewhere, and fought their duels at foreign courts. Cromwell's Parliament, however,--although the evil at that time was not so crying,--published an order, in 1654, for the prevention of duels, and the punishment of all con cerned in them. Charles II, on his restoration, also issued a proclamation upon the subject. In his reign an infamous duel was fought--infamous, not only from its own circumstances, but from the lenity that was shown to the principal offenders. The worthless Duke of Buckingham, having debauched the Countess of Shrewsbury, was challenged by her husband to mortal combat, in January 1668. Charles II endeavoured to prevent the duel, not from any regard to public morality, but from fear for the life of his favourite. He gave commands to the Duke of Albemarle to confine Buckingham to his house, or take some other measures to prevent him flora fighting. Albemarle neglected the order, thinking that the King himself might prevent the combat by some surer means. The meeting took place at Barn Elms, the injured Shrewsbury being attended by Sir John Talbot, his relative, and Lord Bernard Howard, son of the Earl of Arundel. Buckingham was accompanied by two of his dependants, Captain Holmes and Sir John Jenkins. According to the barbarous custom of the age, not only the principals, but the seconds, engaged each other. Jenkins was pierced to the heart, and left dead upon the field, and Sir John Talbot severely wounded in both arms. Buckingham himself escaping with slight wounds, ran his unfortunate antagonist through the body, and then left the field with the wretched woman, the cause of all the mischief, who, in the dress of a page, awaited the issue of the conflict in a neighbouring wood, holding her paramour's horse to avoid suspicion. Great influence was exerted to save the guilty parties from punishment, and the master, as base as the favourite, made little difficulty in granting a free pardon to all concerned. In a royal proclamation issued shortly afterwards, Charles II formally pardoned the murderers, but declared his intention never to extend, in future, any mercy to such offenders. It would be hard after this to say who was the most infamous, the King, the favourite, or the courtezan. In the reign of Queen Anne, repeated complaints were made of the prevalence of duelling. Addison, Swift, Steele, and other writers, employed their powerful pens in reprobation of it. Steele especially, in the "Tatler" and "Guardian," exposed its impiety and absurdity, and endeavoured, both by argument and by ridicule, to bring his countrymen to a right way of thinking. [See "Spectator," Nos. 84. 97, and 99; and "Tatler," Nos. 25, 26, 29, 31, 38, and 39; and "Guardian," No. 20.] His comedy of "The Conscious Lovers" contains an admirable exposure of the abuse of the word honour, which led men into an error so lamentable. Swift, writing upon the subject, remarked that he could see no harm in rogues and fools shooting each other. Addison and Steele took higher ground, and the latter, in the "Guardian," summed up nearly all that could be said upon the subject in the following impressive words:--"A Christian and a gentleman are made inconsistent appellations of the same person. You are not to expect eternal life if you do not forgive injuries, and your mortal life is rendered uncomfortable if you are not ready to commit a murder in resentment of an affront; for good sense, as well as religion, is so utterly banished the world that men glory in their very passions, and pursue trifles with the utmost vengeance, so little do they know that to forgive is the most arduous pitch human nature can arrive at. A coward has often fought--a coward has often conquered, but a coward never forgave." Steele also published a pamphlet, in which he gave a detailed account of the edict of Louis XIV, and the measures taken by that monarch to cure his subjects of their murderous folly. On the 8th of May, 1711, Sir Cholmely Deering, M.P. for the county of Kent, was slain in a duel by Mr. Richard Thornhill, also a member of the House of Commons. Three days afterwards, Sir Peter King brought the subject under the notice of the Legislature, and after dwelling at considerable length on the alarming increase of the practice, obtained leave to bring in a bill for the prevention and punishment of duelling. It was read a first time that day, and ordered for a second reading in the ensuing week. About the same time the attention of the Upper House of Parliament was also drawn to the subject in the most painful manner. Two of its most noted members would have fought, had it not been that Queen Anne received notice of their intention, and exacted a pledge that they would desist; while a few months afterwards, two other of its members lost their lives in one of the most remarkable duels upon record. The first affair, which happily terminated without a meeting, was between the Duke of Marlborough and the Earl Pawlet. The latter, and fatal encounter, was between the Duke of Hamilton and Lord Mohun. The first arose out of a debate in the Lords upon the conduct of the Duke of Ormond, in refusing to hazard a general engagement with the enemy, in which Earl Pawlet remarked that nobody could doubt the courage of the Duke of Ormond. "He was not like a certain general, who led troops to the slaughter, to cause great numbers of officers to be knocked on the head in a battle, or against stone walls, in order to fill his pockets by disposing of their commissions." Every one felt that the remark was aimed at the Duke of Marlborough, but he remained silent, though evidently suffering in mind. Soon after the House broke up, the Earl Pawlet received a visit from Lord Mohun, who told him that the Duke of Marlborough was anxious to come to an explanation with him relative to some expressions he had made use of in that day's debate, and therefore prayed him to "go and take a little air in the country." Earl Pawlet did not affect to misunderstand the hint, but asked him in plain terms whether he brought a challenge from the Duke. Lord Mohun said his message needed no explanation, and that he (Lord Mohun) would accompany the Duke of Marlborough. He then took his leave, and Earl Pawlet returned home and told his lady that he was going out to fight a duel with the Duke of Marlborough. His lady, alarmed for her lord's safety, gave notice of his intention to the Earl of Dartmouth, who immediately, in the Queen's name, sent to the Duke of Marlborough, and commanded him not to stir abroad. He also caused Earl Pawlet's house to be guarded by two sentinels; and having taken these precautions, informed the Queen of the whole affair. Her Majesty sent at once for the Duke, expressed her abhorrence of the custom of duelling, and required his word of honour that he would proceed no further. The Duke pledged his word accordingly, and the affair terminated. The lamentable duel between the Duke of Hamilton and Lord Mohun took place in November 1712, and sprang from the following circumstances. A lawsuit had been pending for eleven years between these two noblemen, and they looked upon each other in consequence with a certain degree of coldness. They met together on the 13th of November in the chambers of Mr. Orlebar, a Master in Chancery, when, in the course of conversation, the Duke of Hamilton reflected upon the conduct of one of the witnesses in the cause, saying that he was a person who had neither truth nor justice in him. Lord Mohun, somewhat nettled at this remark, applied to a witness favourable to his side, made answer hastily, that Mr. Whiteworth, the person alluded to, had quite as much truth and justice in him as the Duke of Hamilton. The Duke made no reply, and no one present imagined that he took offence at what was said; and when he went out, of the room, he made a low and courteous salute to the Lord Mohun. In the evening, General Macartney called twice upon the Duke with a challenge from Lord Mohun, and failing in seeing him, sought him a third time at a tavern, where he found him, and delivered his message. The Duke accepted the challenge, and the day after the morrow, which was Sunday, the 15th of November, at seven in the morning, was appointed for the meeting. At that hour they assembled in Hyde Park, the Duke being attended by his relative, Colonel Hamilton, and the Lord Mohun by General Macartney. They jumped over a ditch into a place called the Nursery, and prepared for the combat. The Duke of Hamilton, turning to General Macartney, said, "Sir, you are the cause of this, let the event be what it will." Lord Mohun did not wish that the seconds should engage, but the Duke insisted that "Macartney should have a share in the dance." All being ready, the two principals took up their positions, and fought with swords so desperately that, after a short time, they both fell down, mortally wounded. The Lord Mohun expired upon the spot, and the Duke of Hamilton in the arms of his servants as they were carrying him to his coach. This unhappy termination caused the greatest excitement, not only in the metropolis, but all over the country. The Tories, grieved at the loss of the Duke of Hamilton, charged the fatal combat on the Whig party, whose leader, the Duke of Marlborough, had so recently set the example of political duels. They called Lord Mohun the bully of the Whig faction, (he had already killed three men in duels, and been twice tried for murder), and asserted openly, that the quarrel was concocted between him and General Macartney to rob the country of the services of the Duke of Hamilton by murdering him. It was also asserted, that the wound of which the Duke died was not inflicted by Lord Mohun, but by Macartney; and every means was used to propagate this belief. Colonel Hamilton, against whom and Macartney the coroner's jury had returned a verdict of wilful murder, surrendered a few days afterwards, and was examined before a privy council sitting at the house of Lord Dartmouth. He then deposed, that seeing Lord Mohun fall, and the Duke upon him, he ran to the Duke's assistance, and that he might with the more ease help him, he flung down both their swords, and, as he was raising the Duke up, he saw Macartney, make a push at him. Upon this deposition a royal proclamation was immediately issued, offering a reward of 500 pounds for the apprehension of Macartney, to which the Duchess of Hamilton afterwards added a reward of 300 pounds. Upon the further examination of Colonel Hamilton, it was found that reliance could not be placed on all his statements, and that he contradicted himself in several important particulars. He was arraigned at the Old Bailey for the murder of Lord Mohun, the whole political circles of London being in a fever of excitement for the result. All the Tory party prayed for his acquittal, and a Tory mob surrounded the doors and all the avenues leading to the court of justice for many hours before the trial began. The examination of witnesses lasted seven hours. The criminal still persisted in accusing General Macartney of the murder of the Duke of Hamilton, but, in other respects, say the newspapers of the day, prevaricated foully. He was found guilty of manslaughter. This favourable verdict was received with universal applause, "not only from the court and all the gentlemen present, but the common people showed a mighty satisfaction, which they testified by loud and repeated huzzas." ["Post Boy," December l3th, 1712.] As the popular delirium subsided, and men began to reason coolly upon the subject, they disbelieved the assertions of Colonel Hamilton, that Macartney had stabbed the Duke, although it was universally admitted that he had been much too busy and presuming. Hamilton was shunned by all his former companions, and his life rendered so irksome to him, that he sold out of the Guards, and retired to private life, in which he died heart-broken four years afterwards. General Macartney surrendered about the same time, and was tried for murder in the Court of King's Bench. He was, however, found guilty of manslaughter only. At the opening of the session of Parliament of 1713, the Queen made pointed allusion in her speech to the frequency of duelling, and recommended to the Legislature to devise some speedy and effectual remedy for it. A bill to that effect was brought forward, but thrown out on the second reading, to the very great regret of all the sensible portion of the community. A famous duel was fought in 1765 between Lord Byron and Mr. Chaworth. The dispute arose at a club-dinner, and was relative to which of the two had the largest quantity of game on his estates. Infuriated by wine and passion, they retired instantly into an adjoining room, and fought with swords across a table, by the feeble glimmer of a tallow-candle. Mr. Chaworth, who was the more expert swordsman of the two, received a mortal wound, and shortly afterwards expired. Lord Byron was brought to trial for the murder before the House of Lords; and it appearing clearly, that the duel was not premeditated, but fought at once, and in the heat of passion, he was found guilty of manslaughter only, and ordered to be discharged upon payment of his fees. This was a very bad example for the country, and duelling of course fell into no disrepute after such a verdict. In France, more severity was exercised. In the year 1769, the Parliament of Grenoble took cognizance of the delinquency of the Sieur Duchelas, one of its members, who challenged and killed in a duel a captain of the Flemish legion. The servant of Duchelas officiated as second, and was arraigned with his master for the murder of the captain. They were both found guilty. Duchelas was broken alive on the wheel, and the servant condemned to the galleys for life. A barbarous and fiercely-contested duel was fought in November 1778, between two foreign adventurers, at Bath, named Count Rice and the Vicomte du Barri. Some dispute arose relative to a gambling transaction, in the course of which Du Barri contradicted an assertion of the other, by saying, "That is not true!" Count Rice immediately asked him if he knew the very disagreeable meaning of the words he had employed. Du Barri said he was perfectly well aware of their meaning, and that Rice might interpret them just as he pleased. A challenge was immediately given and accepted. Seconds were sent for, who, arriving with but little delay, the whole party, though it was not long after midnight, proceeded to a place called Claverton Down, where they remained with a surgeon until daylight. They then prepared for the encounter, each being armed with two pistols and a sword. The ground having been marked out by the seconds, Du Barri fired first, and wounded his opponent in the thigh. Count Rice then levelled his pistol, and shot Du Barri mortally in the breast. So angry were the combatants, that they refused to desist; both stepped back a few paces, and then rushing forward, discharged their second pistols at each other. Neither shot took effect, and both throwing away their pistols, prepared to finish the sanguinary struggle by the sword. They took their places, and were advancing towards each other, when the Vicomte du Barri suddenly staggered, grew pale, and, falling to the ground, exclaimed, "Je vous demande ma vie." His opponent had but just time to answer, that he granted it, when the unfortunate Du Barri turned upon the grass, and expired with a heavy groan. The survivor of this savage conflict was then removed to his lodgings, where he lay for some weeks in a dangerous state. The coroner's jury, in the mean while, sat upon the body of Du Barri, and disgraced themselves by returning a verdict of manslaughter only. Count Rice, upon his recovery, was indicted for the murder notwithstanding this verdict. On his trial he entered into a long defence of his conduct, pleading the fairness of the duel, and its unpremeditated nature; and, at the same time, expressing his deep regret for the unfortunate death of Du Barri, with whom for many years he had been bound in ties of the strictest friendship. These considerations appear to have weighed with the jury, and this fierce duellist was again found guilty of manslaughter only, and escaped with a merely nominal punishment. A duel, less remarkable from its circumstances, but more so from the rank of the parties, took place in 1789. The combatants on this occasion were the Duke of York and Colonel Lenox, the nephew and heir of the Duke of Richmond. The cause of offence was given by the Duke of York, who had said, in presence of several officers of the Guards, that words had been used to Colonel Lenox at Daubigny's to which no gentleman ought to have submitted. Colonel Lenox went up to the Duke on parade, and asked him publicly whether he had made such an assertion. The Duke of York, without answering his question, coldly ordered him to his post. When parade was over, he took an opportunity of saying publicly in the orderly room before Colonel Lenox, that he desired no protection from his rank as a prince and his station as commanding officer; adding that, when he was off duty, he wore a plain brown coat like a private gentleman, and was ready as such to give satisfaction. Colonel Lenox desired nothing better than satisfaction; that is to say, to run the chance of shooting the Duke through the body, or being himself shot. He accordingly challenged his Royal Highness, and they met on Wimbledon Common. Colonel Lenox fired first, and the ball whizzed past the head of his opponent, so near to it as to graze his projecting curl. The Duke refused to return the fire, and the seconds interfering, the affair terminated. Colonel Lenox was very shortly afterwards engaged in another duel arising out of this. A Mr. Swift wrote a pamphlet in reference to the dispute between him and the Duke of York, at some expressions in which he took so much offence, as to imagine that nothing but a shot at the writer could atone for them. They met on the Uxbridge Road, but no damage was done to either party. The Irish were for a long time renowned for their love of duelling. The slightest offence which it is possible to imagine that one man could offer to another, was sufficient to provoke a challenge. Sir Jonah Barrington relates, in his Memoirs, that, previous to the Union, during the time of a disputed election in Dublin, it was no unusual thing for three-and-twenty duels to be fought in a day. Even in times of less excitement, they were so common as to be deemed unworthy of note by the regular chroniclers of events, except in cases where one or both of the combatants were killed. In those days, in Ireland, it was not only the man of the military, but of every profession, who had to work his way to eminence with the sword or the pistol. Each political party had its regular corps of bullies, or fire-eaters, as they were called, who qualified themselves for being the pests of society by spending all their spare time in firing at targets. They boasted that they could hit an opponent in any part of his body they pleased, and made up their minds before the encounter began whether they should kill him, disable, or disfigure him for life--lay him on a bed of suffering for a twelve-month, or merely graze a limb. The evil had reached an alarming height, when, in the year 1808, an opportunity was afforded to King George III of showing in a striking manner his detestation of the practice, and of setting an example to the Irish that such murders were not to be committed with impunity. A dispute arose, in the month of June 1807, between Major Campbell and Captain Boyd, officers of the 21st regiment, stationed in Ireland, about the proper manner of giving the word of command on parade. Hot words ensued on this slight occasion, and the result was a challenge from Campbell to Boyd. They retired into the mess-room shortly afterwards, and each stationed himself at a corner, the distance obliquely being but seven paces. Here, without friends or seconds being present, they fired at each other, and Captain Boyd fell mortally wounded between the fourth and fifth ribs. A surgeon who came in shortly, found him sitting in a chair, vomiting and suffering great agony. He was led into another room, Major Campbell following, in great distress and perturbation of mind. Boyd survived but eighteen hours; and just before his death, said, in reply to a question from his opponent, that the duel was not fair, and added, "You hurried me, Campbell--you're a bad man."----"Good God!" replied Campbell, "will you mention before these gentlemen, was not everything fair? Did you not say that you were ready?" Boyd answered faintly, "Oh, no! you know I wanted you to wait and have friends." On being again asked whether all was fair, the dying man faintly murmured "Yes:" but in a minute after, he said, "You're a bad man!" Campbell was now in great agitation, and wringing his hands convulsively, he exclaimed, "Oh, Boyd! you are the happiest man of the two! Do you forgive me?" Boyd replied, "I forgive you--I feel for you, as I know you do for me." He shortly afterwards expired, and Major Campbell made his escape from Ireland, and lived for some months with his family under an assumed name, in the neighbourhood of Chelsea. He was, however, apprehended, and brought to trial at Armagh, in August 1808. He said while in prison, that, if found guilty of murder, he should suffer as an example to duellists in Ireland; but he endeavoured to buoy himself up, with the hope that the jury would only convict him of manslaughter. It was proved in evidence upon the trial, that the duel was not fought immediately after the offence was given, but that Major Campbell went home and drank tea with his family, before he sought Boyd for the fatal encounter. The jury returned a verdict of wilful murder against him, but recommended him to mercy on the ground that the duel had been a fair one. He was condemned to die on the Monday following, but was afterwards respited for a few days longer. In the mean time the greatest exertions were made in his behalf. His unfortunate wife went upon her knees before the Prince of Wales, to move him to use his influence with the King, in favour of her unhappy husband. Everything a fond wife and a courageous woman could do, she tried, to gain the royal clemency; but George III was inflexible, in consequence of the representations of the Irish Viceroy that an example was necessary. The law was therefore allowed to take its course, and the victim of a false spirit of honour died the death of a felon. The most inveterate duellists of the present day are the students in the Universities of Germany. They fight on the most frivolous pretences, and settle with swords and pistols the schoolboy disputes which in other countries are arranged by the more harmless medium of the fisticuffs. It was at one time the custom among these savage youths to prefer the sword combat, for the facility it gave them of cutting off the noses of their opponents. To disfigure them in this manner was an object of ambition, and the German duellists reckoned the number of these disgusting trophies which they had borne away, with as much satisfaction as a successful general the provinces he had reduced or the cities he had taken. But it would be wearisome to enter into the minute detail of all the duels of modern times. If an examination were made into the general causes which produced them, it would be found that in every case they had been either of the most trivial or the most unworthy nature. Parliamentary duels were at one time very common, and amongst the names of those who have soiled a great reputation by conforming to the practice, may be mentioned those of Warren Hastings, Sir Philip Francis, Wilkes, Pitt, Fox, Grattan, Curran, Tierney, and Canning. So difficult is it even for the superior mind to free itself from the trammels with which foolish opinion has enswathed it--not one of these celebrated persons who did not in his secret soul condemn the folly to which he lent himself. The bonds of reason, though iron-strong, are easily burst through; but those of folly, though lithe and frail as the rushes by a stream, defy the stoutest heart to snap them asunder. Colonel Thomas, an officer of the Guards, who was killed in a duel, added the following clause to his will the night before he died:--"In the first place, I commit my soul to Almighty God, in hope of his mercy and pardon for the irreligious step I now (in compliance with the unwarrantable customs of this wicked world) put myself under the necessity of taking." How many have been in the same state of mind as this wise, foolish man! He knew his error, and abhorred it, but could not resist it, for fear of the opinion of the prejudiced and unthinking. No other could have blamed him for refusing to fight a duel. The list of duels that have sprung from the most degrading causes might be stretched out to an almost indefinite extent. Sterne's father fought a duel about a goose; and the great Raleigh about a tavern bill. [Raleigh, at one period of his life, appeared to be an inveterate duellist, and it was said of him that he had been engaged in more encounters of the kind than any man of note among his contemporaries. More than one fellow-creature he had deprived of life; but he lived long enough to be convinced of the sinfulness of his conduct, and made a solemn vow never to fight another duel. The following anecdote of his forbearance is well known, but it will bear repetition:-- A dispute arose in a coffee-house between him and a young man on some trivial point, and the latter, losing his temper, impertinently spat in the face of the veteran. Sir Walter, instead of running him through the body, as many would have done, or challenging him to mortal combat, coolly took out his handkerchief, wiped his face, and said, "Young man, if I could as easily wipe from my conscience the stain of killing you, as I can this spittle from my face, you should not live another minute." The young man immediately begged his pardon.] Scores of duels (many of them fatal) have been fought from disputes at cards, or a place at a theatre, while hundreds of challenges, given and accepted over-night, in a fit of drunkenness, have been fought out the next morning to the death of one or both of the antagonists. Two of the most notorious duels of modern times had their origin in causes no more worthy than the quarrel of a dog and the favour of a prostitute: that between Macnamara and Montgomery arising from the former; and that between Best and Lord Camelford, from the latter. The dog of Montgomery attacked a dog belonging to Macnamara, and each master interfering in behalf of his own animal, high words ensued. The result was the giving and accepting a challenge to mortal combat. The parties met on the following day, when Montgomery was shot dead, and his antagonist severely wounded. This affair created a great sensation at the time, and Heaviside, the surgeon who attended at the fatal field to render his assistance, if necessary, was arrested as an accessory to the murder, and committed to Newgate. In the duel between Best and Lord Camelford, two pistols were used which were considered to be the best in England. One of them was thought slightly superior to the other, and it was agreed that the belligerents should toss up a piece of money to decide the choice of weapons. Best gained it, and, at the first discharge, Lord Camelford fell, mortally wounded. But little sympathy was expressed for his fate; he was a confirmed duellist, had been engaged in many meetings of the kind, and the blood of more than one fellow-creature lay at his door. As he had sowed, so did he reap; and the violent man met an appropriate death. It now only remains to notice the means that have been taken to stay the prevalence of this madness of false honour in the various countries of the civilized world. The efforts of the governments of France and England have already been mentioned, and their want of success is but too well known. The same efforts have been attended with the same results elsewhere. In despotic countries, where the will of the monarch has been strongly expressed and vigorously supported, a diminution of the evil has for a while resulted, but only to be increased again, when death relaxed the iron grasp, and a successor appeared of less decided opinions upon the subject. This was the case in Prussia under the great Frederick, of whose aversion to duelling a popular anecdote is recorded. It is stated of him that he permitted duelling in his army, but only upon the condition that the combatants should fight in presence of a whole battalion of infantry, drawn up on purpose, to see fair play. The latter received strict orders, when one of the belligerents fell, to shoot the other immediately. It is added, that the known determination of the King effectually put a stop to the practice. The Emperor Joseph II of Austria was as firm as Frederick, although the measures he adopted were not so singular. The following letter explains his views on the subject:-- "To GENERAL * * * * * "MY GENERAL, "You will immediately arrest the Count of K. and Captain W. The Count is young, passionate, and influenced by wrong notions of birth and a false spirit of honour. Captain W. is an old soldier, who will adjust every dispute with the sword and pistol, and who has received the challenge of the young Count with unbecoming warmth. "I will suffer no duelling in my army. I despise the principles of those who attempt to justify the practice, and who would run each other through the body in cold blood. "When I have officers who bravely expose themselves to every danger in facing the enemy--who at all times exhibit courage, valour, and resolution in attack and defence, I esteem them highly. The coolness with which they meet death on such occasions is serviceable to their country, and at the same time redounds to their own honour; but should there be men amongst them who are ready to sacrifice everything to their vengeance and hatred, I despise them. I consider such a man as no better than a Roman gladiator. "Order a court-martial to try the two officers. Investigate the subject of their dispute with that impartiality which I demand from every judge; and he that is guilty, let him be a sacrifice to his fate and the laws. "Such a barbarous custom, which suits the age of the Tamerlanes and Bajazets, and which has often had such melancholy effects on single families, I will have suppressed and punished, even if it should deprive me of one half of my officers. There are still men who know how to unite the character of a hero with that of a good subject; and he only can be so who respects the laws. "JOSEPH." "August 1771." [Vide the Letters of Joseph II to distinguished Princes and Statesmen, published for the first time in England in "The Pamphleteer" for 1821. They were originally published in Germany a few years previously, and throw a great light upon the character of that monarch and the events of his reign.] In the United States of America the code varies considerably. In one or two of the still wild and simple States of the Far West, where no duel has yet been fought, there is no specific law upon the subject beyond that in the Decalogue, which says, "Thou shalt do no murder." But duelling everywhere follows the steps of modern civilization, and by the time the backwoodsman is transformed into the citizen, he has imbibed the false notions of honour which are prevalent in Europe, and around him, and is ready, like his progenitors, to settle his differences with the pistol. In the majority of the States the punishment for challenging, fighting, or acting as second, is solitary imprisonment and hard labour for any period less than a year, and disqualification for serving any public office for twenty years. In Vermont the punishment is total disqualification for office, deprivation of the rights of citizenship, and a fine; in fatal cases, the same punishment as that of murderers. In Rhode Island, the combatant, though death does not ensue, is liable to be carted to the gallows, with a rope about his neck, and to sit in this trim for an hour, exposed to the peltings of the mob. He may be further imprisoned for a year, at the option of the magistrate. In Connecticut the punishment is total disqualification for office or employ, and a fine, varying from one hundred to a thousand dollars. The laws of Illinois require certain officers of the state to make oath, previous to their instalment, that they have never been, nor ever will be, concerned in a duel. ["Encyclopedia Americana," art. Duelling.] Amongst the edicts against duelling promulgated at various times in Europe, may be mentioned that of Augustus King of Poland, in 1712, which decreed the punishment of death against principals and seconds, and minor punishments against the bearers of a challenge. An edict was also published at Munich, in 1773, according to which both principals and seconds, even in duels where no one was either killed or wounded, should be hanged, and their bodies buried at the foot of the gallows. The King of Naples issued an ordinance against duelling in 1838, in which the punishment of death is decreed against all concerned in a fatal duel. The bodies of those killed, and of those who may be executed in consequence, are to be buried in unconsecrated ground, and without any religious ceremony; nor is any monument to be erected on the spot. The punishment for duels in which either, or both, are wounded, and for those in which no damage whatever is done, varies according to the case, and consists of fine, imprisonment, loss of rank and honours, and incapacity for filling any public situation. Bearers of challenges may also be punished with fine and imprisonment. It might be imagined that enactments so severe all over the civilized world would finally eradicate a custom, the prevalence of which every wise and good man must deplore. But the frowns of the law never yet have taught, and never will teach, men to desist from this practice, as long as it is felt that the lawgiver sympathises with it in his heart. The stern judge upon the bench may say to the unfortunate wight who has been called a liar by some unmannerly opponent, "If you challenge him, you meditate murder, and are guilty of murder!" but the same judge, divested of his robes of state, and mixing in the world with other men, would say, "If you do not challenge him, if you do not run the risk of making yourself a murderer, you will be looked upon as a mean-spirited wretch, unfit to associate with your fellows, and deserving nothing but their scorn and their contempt!" It is society, and not the duellist, who is to blame. Female influence, too, which is so powerful in leading men either to good or to evil, takes, in this case, the evil part. Mere animal bravery has, unfortunately, such charms in the female eye, that a successful duellist is but too often regarded as a sort of hero; and the man who refuses to fight, though of truer courage, is thought a poltroon, who may be trampled on. Mr. Graves, a member of the American Legislature, who, early in 1838, killed a Mr. Cilley in a duel, truly and eloquently said, on the floor of the House of Representatives, when lamenting the unfortunate issue of that encounter, that society was more to blame than he was. "Public opinion," said the repentant orator, "is practically the paramount law of the land. Every other law, both human and divine, ceases to be observed; yea, withers and perishes in contact with it. It was this paramount law of this nation, and of this House, that forced me, under the penalty of dishonour, to subject myself to the code, which impelled me unwillingly into this tragical affair. Upon the heads of this nation, and at the doors of this House, rests the blood with which my unfortunate hands have been stained!" As long as society is in this mood; as long as it thinks that the man who refuses to resent an insult, deserved that insult, and should be scouted accordingly, so long, it is to be feared, will duelling exist, however severe the laws may be. Men must have redress for injuries inflicted, and when those injuries are of such a nature that no tribunal will take cognizance of them, the injured will take the law into their own hands, and right themselves in the opinion of their fellows, at the hazard of their lives. Much as the sage may affect to despise the opinion of the world, there are few who would not rather expose their lives a hundred times than be condemned to live on, in society, but not of it--a by-word of reproach to all who know their history, and a mark for scorn to point his finger at. The only practicable means for diminishing the force of a custom which is the disgrace of civilization, seems to be the establishment of a court of honour, which should take cognizance of all those delicate and almost intangible offences which yet wound so deeply. The court established by Louis XIV might be taken as a model. No man now fights a duel when a fit apology has been offered, and it should be the duty of this court to weigh dispassionately the complaint of every man injured in his honour, either by word or deed, and to force the offender to make a public apology. If he refused the apology, he would be the breaker of a second law; an offender against a high court, as well as against the man he had injured, and might be punished with fine and imprisonment, the latter to last until he saw the error of his conduct, and made the concession which the court demanded. If, after the establishment of this tribunal, men should be found of a nature so bloodthirsty as not to be satisfied with its peaceful decisions, and should resort to the old and barbarous mode of an appeal to the pistol, some means might be found of dealing with them. To hang them as murderers would be of no avail; for to such men death would have few terrors. Shame alone would bring them to reason. The following code, it is humbly suggested to all future legislators upon the subject, would, in conjunction with the establishment of a court of honour, do much towards eradicating this blot from society. Every man who fought a duel, even though he did not wound his opponent, should be tried, and, upon proof of the fact, be sentenced to have his right hand cut off. The world would then know his true character as long as he lived. If his habits of duelling were so inveterate, and he should learn to fire a pistol with his left hand, he should, upon conviction of a second offence, lose that hand also. This law, which should allow no commutation of the punishment, under any circumstances, would lend strength and authority to the court of honour. In the course of a few years duelling would be ranked amongst exploded follies, and men would begin to wonder that a custom so barbarous and so impious had ever existed amongst them. THE LOVE OF THE MARVELLOUS AND THE DISBELIEF OF THE TRUE. "Well, son John," said the old woman, "and what wonderful things did you meet with all the time you were at sea?"--"Oh! mother," replied John, "I saw many strange things."--"Tell us all about them," replied his mother, "for I long to hear your adventures."--"Well, then," said John, "as we were sailing over the Line, what do you think we saw?"--"I can't imagine," replied his mother.--"Well, we saw a fish rise out of the sea, and fly over our ship!" "Oh! John! John! what a liar you are!" said his mother, shaking her head, and smiling incredulously. "True as death? said John; "and we saw still more wonderful things than that."--"Let us hear them," said his mother, shaking her head again; "and tell the truth, John, if you can."--"Believe it, or believe it not, as you please," replied her son; "but as we were sailing up the Red Sea, our captain thought he should like some fish for dinner; so he told us to throw our nets, and catch some."--"Well," inquired his mother, seeing that he paused in his story. "Well," rejoined her son, "we did throw them, and, at the very first haul, we brought up a chariot-wheel, made all of gold, and inlaid with diamonds!" "Lord bless us!" said his mother, "and what did the captain say?"--"Why, he said it was one of the wheels of Pharaoh's chariot, that had lain in the Red Sea ever since that wicked King was drowned, with all his host, while pursuing the Israelites."--"Well, well," said his mother, lifting up her hands in admiration; "now, that's very possible, and I think the captain was a very sensible man. Tell me such stories as that, and I'll believe you; but never talk to me of such things as flying fish! No, no, John, such stories won't go down with me, I can assure you!" Such old women as the sailor's mother, in the above well-known anecdote, are by no means rare in the world. Every age and country has produced them. They have been found in high places, and have sat down among the learned of the earth. Instances must be familiar to every reader in which the same person was willing, with greedy credulity, to swallow the most extravagant fiction, and yet refuse credence to a philosophical fact. The same Greeks who believed readily that Jupiter wooed Leda in the form of a swan, denied stoutly that there were any physical causes for storms and thunder, and treated as impious those who attempted to account for them on true philosophical principles. The reasons that thus lead mankind to believe the marvellously false, and to disbelieve the marvellously true, may be easily gathered. Of all the offspring of Time, Error is the most ancient, and is so old and familiar an acquaintance, that Truth, when discovered, comes upon most of us like an intruder, and meets the intruder's welcome. We all pay an involuntary homage to antiquity--a "blind homage," as Bacon calls it in his "Novum Organum," which tends greatly to the obstruction of truth. To the great majority of mortal eyes, Time sanctifies everything that he does not destroy. The mere fact of anything being spared by the great foe makes it a favourite with us, who are sure to fall his victims. To call a prejudice "time-hallowed," is to open a way for it into hearts where it never before penetrated. Some peculiar custom may disgrace the people amongst whom it flourishes; yet men of a little wisdom refuse to aid in its extirpation, merely because it is old. Thus it is with human belief, and thus it is we bring shame upon our own intellect. To this cause may be added another, also mentioned by Lord Bacon--a misdirected zeal in matters of religion, which induces so many to decry a newly-discovered truth, because the Divine records contain no allusion to it, or because, at first sight, it appears to militate, not against religion, but against some obscure passage which has never been fairly interpreted. The old woman in the story could not believe that there was such a creature as a flying-fish, because her Bible did not tell her so, but she believed that her son had drawn up the golden and bejewelled wheel from the Red Sea, because her Bible informed her that Pharaoh was drowned there. Upon a similar principle the monks of the inquisition believed that the devil appeared visibly among men, that St. Anthony pulled his nose with a pair of red-hot pincers, and that the relics of the saints worked miracles; yet they would not believe Galileo, when he proved that the earth turned round the sun. Keppler, when he asserted the same fact, could gain no bread, and little credence; but when he pretended to tell fortunes and cast nativities, the whole town flocked to him, and paid him enormous fees for his falsehood. When Roger Bacon invented the telescope and the magic-lantern, no one believed that the unaided ingenuity of man could have done it; but when some wiseacres asserted that the devil had appeared to him, and given him the knowledge which he turned to such account, no one was bold enough to assert that it was improbable. His hint that saltpetre, sulphur, and charcoal, mixed in certain proportions, would produce effects similar to thunder and lightning, was disregarded or disbelieved; but the legend of the brazen head which delivered oracles, was credited for many ages. [Godwin, in his "Lives of the Necromancers," gives the following version of this legend. Friar Bacon and Friar Bungay entertained the project of enclosing England with a wall, so as to render it inaccessible to any invader. They accordingly raised the devil, as the person best able to inform them how this was to be done. The devil advised them to make a brazen head, with all the internal structure and organs of a human head. The construction would cost them much time, and they must wait with patience till the faculty of speech descended upon it. Finally, however, it would become an oracle, and, if the question were propounded to it, would teach them the solution of their problem. The friars spent seven years in bringing the subject to perfection, and waited day after day in expectation that it would utter articulate sounds. At length nature became exhausted in them, and they lay down to sleep, having first given it strictly in charge to a servant of theirs, clownish in nature, but of strict fidelity, that he should awaken them the moment the image began to speak. That period arrived. The head uttered sounds, but such as the clown judged unworthy of notice. "Time is!" it said. No notice was taken, and a long pause ensued. "Time was!"--a similar pause, and no notice. "Time is passed!" The moment these words were uttered, a tremendous storm ensued, with thunder and lightning, and the head was shivered into a thousand pieces. Thus the experiment of Friar Bacon and Friar Bungay came to nothing.] Solomon De Cans, who, in the time of Cardinal Richelieu, conceived the idea of a steam-engine, was shut up in the Bastille as a madman, because the idea of such an extraordinary instrument was too preposterous for the wise age that believed in all the absurdities of witchcraft. When Harvey first proved the circulation of the blood, every tongue was let loose against him. The thing was too obviously an imposition, and an attempt to deceive that public who believed that a king's touch had power to cure the scrofula. That a dead criminal's hand, rubbed against a wen, would cure it, was reasonable enough; but that the blood flowed through the veins was beyond all probability. In our own day, a similar fate awaited the beneficent discovery of Dr. Jenner. That vaccination could abate the virulence of, or preserve from, the smallpox, was quite incredible; none but a cheat and a quack could assert it: but that the introduction of the vaccine matter into the human frame could endow men with the qualities of a cow, was quite probable. Many of the poorer people actually dreaded that their children would grow hairy and horned as cattle, if they suffered them to be vaccinated. The Jesuit, Father Labat, the shrewd and learned traveller in South America, relates an experiment which he made upon the credulity of some native Peruvians. Holding a powerful lens in his hand, and concentrating the rays of the sun upon the naked arm of an admiring savage, he soon made him roar with pain. All the tribe looked on, first with wonder, and then with indignation and wonder both combined. In vain the philosopher attempted to explain the cause of the phenomenon--in vain he offered to convince them that there was nothing devilish in the experiment--he was thought to be in league with the infernal gods to draw down the fire from Heaven, and was looked upon, himself, as an awful and supernatural being. Many attempts were made to gain possession of the lens, with the view of destroying it, and thereby robbing the Western stranger of the means of bringing upon them the vengeance of his deities. Very similar was the conduct of that inquiring Brahmin, which is related by Forbes in his Oriental Memoirs. The Brahmin had a mind better cultivated than his fellows; he was smitten with a love for the knowledge of Europe--read English books--pored over the pages of the Encyclopedia, and profited by various philosophical instruments; but on religious questions the Brahmin was firm to the faith of his caste and the doctrine of the Metempsychosis. Lest he might sacrilegiously devour his progenitors, he abstained from all animal food; and thinking that he ate nothing which enjoyed life, he supported himself, like his brethren, upon fruits and vegetables. All the knowledge that did not run counter to this belief, he sought after with avidity, and bade fair to become the wisest of his race. In an evil hour, his English friend and instructor exhibited a very powerful solar microscope, by means of which he showed him that every drop of water that he drank teemed with life--that every fruit was like a world, covered with innumerable animalculae, each of which was fitted by its organization for the sphere in which it moved, and had its wants, and the capability of supplying them as completely as visible animals millions of times its bulk. The English philosopher expected that his Hindoo friend would be enraptured at the vast field of knowledge thus suddenly opened out to him, but he was deceived. The Brahmin from that time became an altered man--thoughtful, gloomy, reserved, and discontented. He applied repeatedly to his friend that he would make him a present of the microscope; but as it was the only one of its kind in India, and the owner set a value upon it for other reasons, he constantly refused the request, but offered him the loan of it for any period he might require. But nothing short of an unconditional gift of the instrument would satisfy the Brahmin, who became at last so importunate that the patience of the Englishman was exhausted, and he gave it him. A gleam of joy shot across the care-worn features of the Hindoo as he clutched it, and bounding with an exulting leap into the garden, he seized a large stone, and dashed the instrument into a thousand pieces. When called upon to explain his extraordinary conduct, he said to his friend, "Oh that I had remained in that happy state of ignorance wherein you first found me! Yet will I confess that, as my knowledge increased, so did my pleasure, until I beheld the last wonders of the microscope; from that moment I have been tormented by doubt and perplexed by mystery: my mind, overwhelmed by chaotic confusion, knows not where to rest, nor how to extricate itself from such a maze. I am miserable, and must continue to be so, until I enter on another stage of existence. I am a solitary individual among fifty millions of people, all educated in the same belief with myself--all happy in their ignorance! So may they ever remain! I shall keep the secret within my own bosom, where it will corrode my peace and break my rest. But I shall have some satisfaction in knowing that I alone feel those pangs which, had I not destroyed the instrument, might have been extensively communicated, and rendered thousands miserable! Forgive me, my valuable friend! and oh, convey no more implements of knowledge and destruction!" Many a learned man may smile at the ignorance of the Peruvian and the Hindoo, unconscious that he himself is just as ignorant and as prejudiced. Who does not remember the outcry against the science of geology, which has hardly yet subsided? Its professors were impiously and absurdly accused of designing to "hurl the Creator from his throne." They were charged with sapping the foundations of religion, and of propping atheism by the aid of a pretended science. The very same principle which leads to the rejection of the true, leads to the encouragement of the false. Thus we may account for the success which has attended great impostors, at times when the truth, though not half so wondrous as their impositions, has been disregarded as extravagant and preposterous. The man who wishes to cheat the people, must needs found his operations upon some prejudice or belief that already exists. Thus the philosophic pretenders who told fortunes by the stars cured all diseases by one nostrum, and preserved from evil by charms and amulets, ran with the current of popular belief. Errors that were consecrated by time and long familiarity, they heightened and embellished, and succeeded to their hearts' content; but the preacher of truth had a foundation to make as well as a superstructure, a difficulty which did not exist for the preacher of error. Columbus preached a new world, but was met with distrust and incredulity; had he preached with as much zeal and earnestness the discovery of some valley in the old one, where diamonds hung upon the trees, or a herb grew that cured all the ills incidental to humanity, he would have found a warm and hearty welcome--might have sold dried cabbage leaves for his wonderful herb, and made his fortune. In fact, it will be found in the history of every generation and race of men, that whenever a choice of belief between the "Wondrously False" and the "Wondrously True" is given to ignorance or prejudice, that their choice will be fixed upon the first, for the reason that it is most akin to their own nature. The great majority of mankind, and even of the wisest among us, are still in the condition of the sailor's mother--believing and disbelieving on the same grounds that she did--protesting against the flying fish, but cherishing the golden wheels. Thousands there are amongst us, who, rather than pin their faith in the one fish, would believe not only in the wheel of gold, but the chariot--not only in the chariot, but in the horses and the driver. POPULAR FOLLIES IN GREAT CITIES La faridondaine--la faridondon, Vive la faridondaine! BERANGER. The popular humours of a great city are a never-failing source of amusement to the man whose sympathies are hospitable enough to embrace all his kind, and who, refined though he may be himself, will not sneer at the humble wit or grotesque peculiarities of the boozing mechanic, the squalid beggar, the vicious urchin, and all the motley group of the idle, the reckless, and the imitative that swarm in the alleys and broadways of a metropolis. He who walks through a great city to find subjects for weeping, may, God knows, find plenty at every corner to wring his heart; but let such a man walk on his course, and enjoy his grief alone--we are not of those who would accompany him. The miseries of us poor earth-dwellers gain no alleviation from the sympathy of those who merely hunt them out to be pathetic over them. The weeping philosopher too often impairs his eyesight by his woe, and becomes unable from his tears to see the remedies for the evils which he deplores. Thus it will often be found that the man of no tears is the truest philanthropist, as he is the best physician who wears a cheerful face, even in the worst of cases. So many pens have been employed to point out the miseries, and so many to condemn the crimes and vices, and more serious follies of the multitude, that our's shall not increase the number, at least in this chapter. Our present task shall be less ungracious, and wandering through the busy haunts of great cities, we shall seek only for amusement, and note as we pass a few of the harmless follies and whimsies of the poor. And, first of all, walk where we will, we cannot help hearing from every side a phrase repeated with delight, and received with laughter, by men with hard hands and dirty faces--by saucy butcher lads and errand-boys--by loose women--by hackney coachmen, cabriolet drivers, and idle fellows who loiter at the corners of streets. Not one utters this phrase without producing a laugh from all within hearing. It seems applicable to every circumstance, and is the universal answer to every question; in short, it is the favourite slang phrase of the day, a phrase that, while its brief season of popularity lasts, throws a dash of fun and frolicsomeness over the existence of squalid poverty and ill-requited labour, and gives them reason to laugh as well as their more fortunate fellows in a higher stage of society. London is peculiarly fertile in this sort of phrases, which spring up suddenly, no one knows exactly in what spot, and pervade the whole population in a few hours, no one knows how. Many years ago the favourite phrase (for, though but a monosyllable, it was a phrase in itself) was Quoz. This odd word took the fancy of the multitude in an extraordinary degree, and very soon acquired an almost boundless meaning. When vulgar wit wished to mark its incredulity and raise a laugh at the same time, there was no resource so sure as this popular piece of slang. When a man was asked a favour which he did not choose to grant, he marked his sense of the suitor's unparalleled presumption by exclaiming Quoz! When a mischievous urchin wished to annoy a passenger, and create mirth for his chums, he looked him in the face, and cried out Quoz! and the exclamation never failed in its object. When a disputant was desirous of throwing a doubt upon the veracity of his opponent, and getting summarily rid of an argument which he could not overturn, he uttered the word Quoz, with a contemptuous curl of his lip and an impatient shrug of his shoulders. The universal monosyllable conveyed all his meaning, and not only told his opponent that he lied, but that he erred egregiously if he thought that any one was such a nincompoop as to believe him. Every alehouse resounded with Quoz; every street corner was noisy with it, and every wall for miles around was chalked with it. But, like all other earthly things, Quoz had its season, and passed away as suddenly as it arose, never again to be the pet and the idol of the populace. A new claimant drove it from its place, and held undisputed sway till, in its turn, it was hurled from its pre-eminence, and a successor appointed in its stead. "What a shocking bad hat!" was the phrase that was next in vogue. No sooner had it become universal, than thousands of idle but sharp eyes were on the watch for the passenger whose hat showed any signs, however slight, of ancient service. Immediately the cry arose, and, like the what-whoop of the Indians, was repeated by a hundred discordant throats. He was a wise man who, finding himself under these circumstances "the observed of all observers," bore his honours meekly. He who showed symptoms of ill-feeling at the imputations cast upon his hat, only brought upon himself redoubled notice. The mob soon perceive whether a man is irritable, and, if of their own class, they love to make sport of him. When such a man, and with such a hat, passed in those days through a crowded neighbourhood, he might think himself fortunate if his annoyances were confined to the shouts and cries of the populace. The obnoxious hat was often snatched from his head, and thrown into the gutter by some practical joker, and then raised, covered with mud, upon the end of a stick, for the admiration of the spectators, who held their sides with laughter, and exclaimed in the pauses of their mirth, "Oh! what a shocking bad hat!... What a shocking bad hat!" Many a nervous, poor man, whose purse could but ill spare the outlay, doubtless purchased a new hat before the time, in order to avoid exposure in this manner. The origin of this singular saying, which made fun for the metropolis for months, is not involved in the same obscurity as that which shrouds the origin of Quoz and some others. There had been a hotly-contested election for the borough of Southwark, and one of the candidates was an eminent hatter. This gentleman, in canvassing the electors, adopted a somewhat professional mode of conciliating their good-will, and of bribing them without letting them perceive that they were bribed. Whenever he called upon or met a voter whose hat was not of the best material, or, being so, had seen its best days, he invariably said, "What a shocking bad hat you have got; call at my warehouse, and you shall have a new one!" Upon the day of election this circumstance was remembered, and his opponents made the most of it, by inciting the crowd to keep up an incessant cry of "What a shocking bad hat!" all the time the honourable candidate was addressing them. From Southwark the phrase spread over all London, and reigned, for a time, the supreme slang of the season. Hookey Walker, derived from the chorus of a popular ballad, was also high in favour at one time, and served, like its predecessor, Quoz, to answer all questions. In the course of time the latter word alone became the favourite, and was uttered with a peculiar drawl upon the first syllable, and a sharp turn upon the last. If a lively servant girl was importuned for a kiss by a fellow she did not care about, she cocked her little nose, and cried "Walker!" If a dustman asked his friend for the loan of a shilling, and his friend was either unable or unwilling to accommodate him, the probable answer he would receive was "Walker!" If a drunken man was reeling along the streets, and a boy pulled his coat-tails, or a man knocked his hat over his eyes to make fun of him, the joke was always accompanied by the same exclamation. This lasted for two or three months, and "Walker!" walked off the stage, never more to be revived for the entertainment of that or any future generation. The next phrase was a most preposterous one. Who invented it, how it arose, or where it was first heard, are alike unknown. Nothing about it is certain, but that for months it was the slang par excellence of the Londoners, and afforded them a vast gratification. "There he goes with his eye out!" or "There she goes with her eye out!" as the sex of the party alluded to might be, was in the mouth of everybody who knew the town. The sober part of the community were as much puzzled by this unaccountable saying as the vulgar were delighted with it. The wise thought it very foolish, but the many thought it very funny, and the idle amused themselves by chalking it upon walls, or scribbling it upon monuments. But, "all that's bright must fade," even in slang. The people grew tired of their hobby, and "There he goes with his eye out!" was heard no more in its accustomed haunts. Another very odd phrase came into repute in a brief space afterwards, in the form of the impertinent and not universally apposite query, "Has your mother sold her mangle?" But its popularity was not of that boisterous and cordial kind which ensures a long continuance of favour. What tended to impede its progress was, that it could not be well applied to the older portions of society. It consequently ran but a brief career, and then sank into oblivion. Its successor enjoyed a more extended fame, and laid its foundations so deep, that years and changing fashions have not sufficed to eradicate it. This phrase was "Flare up!" and it is, even now, a colloquialism in common use. It took its rise in the time of the Reform riots, when Bristol was nearly half burned by the infuriated populace. The flames were said to have flared up in the devoted city. Whether there was anything peculiarly captivating in the sound, or in the idea of these words, is hard to say; but whatever was the reason, it tickled the mob-fancy mightily, and drove all other slang out of the field before it. Nothing was to be heard all over London but "flare up!" It answered all questions, settled all disputes, was applied to all persons, all things, and all circumstances, and became suddenly the most comprehensive phrase in the English language. The man who had overstepped the bounds of decorum in his speech was said to have flared up; he who had paid visits too repeated to the gin-shop, and got damaged in consequence, had flared up. To put one's-self into a passion; to stroll out on a nocturnal frolic, and alarm a neighbourhood, or to create a disturbance in any shape, was to flare up. A lovers' quarrel was a fare up; so was a boxing-match between two blackguards in the streets, and the preachers of sedition and revolution recommended the English nation to flare up, like the French. So great a favourite was the word, that people loved to repeat it for its very sound. They delighted apparently in hearing their own organs articulate it; and labouring men, when none who could respond to the call were within hearing, would often startle the aristocratic echoes of the West by the well-known slang phrase of the East. Even in the dead hours of the night, the ears of those who watched late, or who could not sleep, were saluted with the same sound. The drunkard reeling home showed that he was still a man and a citizen, by calling "flare up" in the pauses of his hiccough. Drink had deprived him of the power of arranging all other ideas; his intellect was sunk to the level of the brute's; but he clung to humanity by the one last link of the popular cry. While he could vociferate that sound, he had rights as an Englishman, and would not sleep in a gutter, like a dog! Onwards he went, disturbing quiet streets and comfortable people by his whoop, till exhausted nature could support him no more, and he rolled powerless into the road. When, in due time afterwards, the policeman stumbled upon him as he lay, that guardian of the peace turned the full light of his lantern on his face, and exclaimed, "Here's a poor devil who's been flaring up!" Then came the stretcher, on which the victim of deep potations was carried to the watchhouse, and pitched into a dirty cell, among a score of wretches about as far gone as himself, who saluted their new comrade by a loud, long shout of flare up! So universal was this phrase, and so enduring seemed its popularity, that a speculator, who knew not the evanescence of slang, established a weekly newspaper under its name. But he was like the man who built his house upon the sand; his foundation gave way under him, and the phrase and the newspaper were washed into the mighty sea of the things that were. The people grew at last weary of the monotony, and "flare up" became vulgar even among them. Gradually it was left to little boys who did not know the world, and in process of time sank altogether into neglect. It is now heard no more as a piece of popular slang; but the words are still used to signify any sudden outburst either of fire, disturbance, or ill-nature. The next phrase that enjoyed the favour of the million was less concise, and seems to have been originally aimed against precocious youths who gave themselves the airs of manhood before their time. "Does your mother know you're out?" was the provoking query addressed to young men of more than reasonable swagger, who smoked cigars in the streets, and wore false whiskers to look irresistible. We have seen many a conceited fellow who could not suffer a woman to pass him without staring her out of countenance, reduced at once into his natural insignificance by the mere utterance of this phrase. Apprentice lads and shopmen in their Sunday clothes held the words in abhorrence, and looked fierce when they were applied to them. Altogether the phrase had a very salutary effect, and in a thousand instances showed young Vanity, that it was not half so pretty and engaging as it thought itself. What rendered it so provoking was the doubt it implied as to the capability of self-guidance possessed by the individual to whom it was addressed. "Does your mother know you're out?" was a query of mock concern and solicitude, implying regret and concern that one so young and inexperienced in the ways of a great city should be allowed to wander abroad without the guidance of a parent. Hence the great wrath of those who verged on manhood, but had not reached it, whenever they were made the subject of it. Even older heads did not like it; and the heir of a ducal house, and inheritor of a warrior's name, to whom they were applied by a cabriolet driver, who was ignorant of his rank, was so indignant at the affront, that he summoned the offender before the magisterial bench. The fellow had wished to impose upon his Lordship by asking double the fare he was entitled to, and when his Lordship resisted the demand, he was insultingly asked "if his mother knew he was out?" All the drivers on the stand joined in the query, and his Lordship was fain to escape their laughter by walking away with as much haste as his dignity would allow. The man pleaded ignorance that his customer was a Lord, but offended justice fined him for his mistake. When this phrase had numbered its appointed days, it died away, like its predecessors, and "Who are you?" reigned in its stead. This new favourite, like a mushroom, seems to have sprung up in a night, or, like a frog in Cheapside, to have come down in a sudden shower. One day it was unheard, unknown, uninvented; the next it pervaded London; every alley resounded with it; every highway was musical with it, "And street to street, and lane to lane flung back The one unvarying cry." The phrase was uttered quickly, and with a sharp sound upon the first and last words, leaving the middle one little more than an aspiration. Like all its compeers which had been extensively popular, it was applicable to almost every variety of circumstance. The lovers of a plain answer to a plain question did not like it at all. Insolence made use of it to give offence; ignorance, to avoid exposing itself; and waggery, to create laughter. Every new comer into an alehouse tap-room was asked unceremoniously, "Who are you?" and if he looked foolish, scratched his head, and did not know what to reply, shouts of boisterous merriment resounded on every side. An authoritative disputant was not unfrequently put down, and presumption of every kind checked by the same query. When its popularity was at its height, a gentleman, feeling the hand of a thief in his pocket, turned suddenly round, and caught him in the act, exclaiming, "Who are you?" The mob which gathered round applauded to the very echo, and thought it the most capital joke they had ever heard--the very acme of wit--the very essence of humour. Another circumstance, of a similar kind, gave an additional fillip to the phrase, and infused new life and vigour into it, just as it was dying away. The scene occurred in the chief criminal court of the kingdom. A prisoner stood at the bar; the offence with which he had been charged was clearly proved against him; his counsel had been heard, not in his defence, but in extenuation, insisting upon his previous good life and character, as reasons for the lenity of the court. "And where are your witnesses?" inquired the learned judge who presided. "Please you, my Lord, I knows the prisoner at the bar, and a more honester feller never breathed," said a rough voice in the gallery. The officers of the court looked aghast, and the strangers tittered with ill-suppressed laughter. "Who are you?" said the Judge, looking suddenly up, but with imperturbable gravity. The court was convulsed; the titter broke out into a laugh, and it was several minutes before silence and decorum could be restored. When the Ushers recovered their self-possession, they made diligent search for the profane transgressor; but he was not to be found. Nobody knew him; nobody had seen him. After a while the business of the court again proceeded. The next prisoner brought up for trial augured favourably of his prospects when he learned that the solemn lips of the representative of justice had uttered the popular phrase as if he felt and appreciated it. There was no fear that such a judge would use undue severity; his heart was with the people; he understood their language and their manners, and would make allowances for the temptations which drove them into crime. So thought many of the prisoners, if we may infer it from the fact, that the learned judge suddenly acquired an immense increase of popularity. The praise of his wit was in every mouth, and "Who are you?" renewed its lease, and remained in possession of public favour for another term in consequence. But it must not be supposed that there were no interregni between the dominion of one slang phrase and another. They did not arise in one long line of unbroken succession, but shared with song the possession of popular favour. Thus, when the people were in the mood for music, slang advanced its claims to no purpose, and, when they were inclined for slang, the sweet voice of music wooed them in vain. About twenty years ago London resounded with one chorus, with the love of which everybody seemed to be smitten. Girls and boys, young men and old, maidens and wives, and widows, were all alike musical. There was an absolute mania for singing, and the worst of it was, that, like good Father Philip, in the romance of "The Monastery," they seemed utterly unable to change their tune. "Cherry ripe!" "Cherry ripe!" was the universal cry of all the idle in the town. Every unmelodious voice gave utterance to it; every crazy fiddle, every cracked flute, every wheezy pipe, every street organ was heard in the same strain, until studious and quiet men stopped their ears in desperation, or fled miles away into the fields or woodlands, to be at peace. This plague lasted for a twelvemonth, until the very name of cherries became an abomination in the land. At last the excitement wore itself away, and the tide of favour set in a new direction. Whether it was another song or a slang phrase, is difficult to determine at this distance of time; but certain it is, that very shortly afterwards, people went mad upon a dramatic subject, and nothing was to be heard of but "Tom and Jerry." Verbal wit had amused the multitude long enough, and they became more practical in their recreation. Every youth on the town was seized with the fierce desire of distinguishing himself, by knocking down the "charlies," being locked up all night in a watchhouse, or kicking up a row among loose women and blackguard men in the low dens of St. Giles's. Imitative boys vied with their elders in similar exploits, until this unworthy passion, for such it was, had lasted, like other follies, its appointed time, and the town became merry after another fashion. It was next thought the height of vulgar wit to answer all questions by placing the point of the thumb upon the tip of the nose, and twirling the fingers in the air. If one man wished to insult or annoy another, he had only to make use of this cabalistic sign in his face, and his object was accomplished. At every street corner where a group was assembled, the spectator who was curious enough to observe their movements, would be sure to see the fingers of some of them at their noses, either as a mark of incredulity, surprise, refusal, or mockery, before he had watched two minutes. There is some remnant of this absurd custom to be seen to this day; but it is thought low, even among the vulgar. About six years ago, London became again most preposterously musical. The vox populi wore itself hoarse by singing the praises of "The Sea, the Sea!" If a stranger (and a philosopher) had walked through London, and listened to the universal chorus, he might have constructed a very pretty theory upon the love of the English for the sea-service, and our acknowledged superiority over all other nations upon that element. "No wonder," he might have said, "that this people is invincible upon the ocean. The love of it mixes with their daily thoughts: they celebrate it even in the market-place: their street-minstrels excite charity by it; and high and low, young and old, male and female, chant Io paeans in its praise. Love is not honoured in the national songs of this warlike race--Bacchus is no god to them; they are men of sterner mould, and think only of 'the Sea, the Sea!' and the means of conquering upon it." Such would, doubtless, have been his impression if he had taken the evidence only of his ears. Alas! in those days for the refined ears that were musical! great was their torture when discord, with its thousand diversities of tone, struck up this appalling anthem--there was no escape from it. The migratory minstrels of Savoy caught the strain, and pealed it down the long vistas of quiet streets, till their innermost and snuggest apartments re-echoed with the sound. Men were obliged to endure this crying evil for full six months, wearied to desperation, and made sea-sick on the dry land. Several other songs sprang up in due succession afterwards, but none of them, with the exception of one, entitled "All round my Hat," enjoyed any extraordinary share of favour, until an American actor introduced a vile song called "Jim Crow." The singer sang his verses in appropriate costume, with grotesque gesticulations, and a sudden whirl of his body at the close of each verse. It took the taste of the town immediately, and for months the ears of orderly people were stunned by the senseless chorus-- "Turn about and wheel about, And do just so-- Turn about and wheel about, And jump, Jim Crow!" Street-minstrels blackened their faces in order to give proper effect to the verses; and fatherless urchins, who had to choose between thieving and singing for their livelihood, took the latter course, as likely to be the more profitable, as long as the public taste remained in that direction. The uncouth dance, its accompaniment, might be seen in its full perfection on market nights in any great thoroughfare; and the words of the song might be heard, piercing above all the din and buzz of the ever-moving multitude. He, the calm observer, who during the hey-day popularity of this doggrel, "Sate beside the public way, Thick strewn with summer dust, and saw the stream Of people there was hurrying to and fro, Numerous as gnats upon the evening gleam," might have exclaimed with Shelley, whose fine lines we quote, that "The million, with fierce song and maniac dance, Did rage around." The philosophic theorist we have already supposed soliloquising upon the English character, and forming his opinion of it from their exceeding love for a sea-song, might, if he had again dropped suddenly into London, have formed another very plausible theory to account for our unremitting efforts for the abolition of the Slave Trade. "Benevolent people!" he might have said, "how unbounded are your sympathies! Your unhappy brethren of Africa, differing from you only in the colour of their skins, are so dear to you, and you begrudge so little the twenty millions you have paid on their behalf, that you love to have a memento of them continually in your sight. Jim Crow is the representative of that injured race, and as such is the idol of your populace! See how they all sing his praises!--how they imitate his peculiarities!--how they repeat his name in their moments of leisure and relaxation! They even carve images of him to adorn their hearths, that his cause and his sufferings may never be forgotten! Oh, philanthropic England!--oh, vanguard of civilization!" Such are a few of the peculiarities of the London multitude, when no riot, no execution, no murder, no balloon, disturbs the even current of their thoughts. These are the whimseys of the mass--the harmless follies by which they unconsciously endeavour to lighten the load of care which presses upon their existence. The wise man, even though he smile at them, will not altogether withhold his sympathy, and will say, "Let them enjoy their slang phrases and their choruses if they will; and if they cannot be happy, at least let them be merry." To the Englishman, as well as to the Frenchman of whom Beranger sings, there may be some comfort in so small a thing as a song, and we may, own with him that "Au peuple attriste Ce qui rendra la gaite, C'est la GAUDRIOLE! O gue! C'est la GAUDRIOLE!" THE O.P. MANIA. And these things bred a great combustion in the town. Wagstaffe's "Apparition of Mother Haggis." The acrimonious warfare carried on for a length of time by the playgoers of London against the proprietors of Covent-Garden Theatre, is one of the most singular instances upon record of the small folly which will sometimes pervade a multitude of intelligent men. Carried on at first from mere obstinacy by a few, and afterwards for mingled obstinacy and frolic by a greater number, it increased at last to such a height, that the sober dwellers in the provinces held up their hands in astonishment, and wondered that the people of London should be such fools. As much firmness and perseverance displayed in a better cause, might have achieved important triumphs; and we cannot but feel regret, in recording this matter, that so much good and wholesome energy should have been thrown away on so unworthy an object. But we will begin with the beginning, and trace the O. P. mania from its source. On the night of the 20th of September, 1808, the old theatre of Covent-Garden was totally destroyed by fire. Preparations were immediately made for the erection of a more splendid edifice, and the managers, Harris and the celebrated John Philip Kemble, announced that the new theatre should be without a rival in Europe. In less than three months, the rubbish of the old building was cleared away, and the foundation-stone of the new one laid with all due ceremony by the Duke of Sussex. With so much celerity were the works carried on that, in nine months more, the edifice was completed, both without and within. The opening night was announced for the 18th of September 1809, within two days of a twelvemonth since the destruction of the original building. But the undertaking had proved more expensive than the Committee anticipated. To render the pit entrance more commodious, it had been deemed advisable to remove a low public-house that stood in the way. This turned out a matter of no little difficulty, for the proprietor was a man well skilled in driving a hard bargain. The more eager the Committee showed themselves to come to terms with him for his miserable pot-house, the more grasping he became in his demands for compensation. They were ultimately obliged to pay him an exorbitant sum. Added to this, the interior decorations were on the most costly scale; and Mrs. Siddons, and other members of the Kemble family, together with the celebrated Italian singer, Madame Catalani, had been engaged at very high salaries. As the night of opening drew near, the Committee found that they had gone a little beyond their means; and they issued a notice, stating that, in consequence of the great expense they had been at in building the theatre, and the large salaries they had agreed to pay, to secure the services of the most eminent actors, they were under the necessity of fixing the prices of admission at seven shillings to the boxes and four shillings to the pit, instead of six shillings and three and sixpence, as heretofore. This announcement created the greatest dissatisfaction. The boxes might have borne the oppression, but the dignity of the pit was wounded. A war-cry was raised immediately. For some weeks previous to the opening, a continual clatter was kept up in clubs and coffee-rooms, against what was considered a most unconstitutional aggression on the rights of play-going man. The newspapers assiduously kept up the excitement, and represented, day after day, to the managers the impolicy of the proposed advance. The bitter politics of the time were disregarded, and Kemble and Covent-Garden became as great sources of interest as Napoleon and France. Public attention was the more fixed upon the proceedings at Covent-Garden, since it was the only patent theatre then in existence, Drury-Lane theatre having also been destroyed by fire in the month of February previous. But great as was the indignation of the lovers of the drama at that time, no one could have anticipated the extraordinary lengths to which opposition would be carried. First Night, September 20th.--The performances announced were the tragedy of "Macbeth" and the afterpiece of "The Quaker." The house was excessively crowded (the pit especially) with persons who had gone for no other purpose than to make a disturbance. They soon discovered another grievance to add to the list. The whole of the lower, and three-fourths of the upper tier of boxes, were let out for the season; so that those who had paid at the door for a seat in the boxes, were obliged to mount to a level with the gallery. Here they were stowed into boxes which, from their size and shape, received the contemptuous, and not inappropriate designation of pigeon-holes. This was considered in the light of a new aggression upon established rights; and long before the curtain drew up, the managers might have heard in their green-room the indignant shouts of "Down with the pigeon-holes!"--"Old prices for ever!" Amid this din the curtain rose, and Mr. Kemble stood forward to deliver a poetical address in honour of the occasion. The riot now began in earnest; not a word of the address was audible, from the stamping and groaning of the people in the pit. This continued, almost without intermission, through the five acts of the tragedy. Now and then, the sublime acting of Mrs. Siddons, as "the awful woman," hushed the noisy multitude into silence, in spite of themselves: but it was only for a moment; the recollection of their fancied wrongs made them ashamed of their admiration, and they shouted and hooted again more vigorously than before. The comedy of Munden in the afterpiece met with no better reception; not a word was listened to, and the curtain fell amid still increasing uproar and shouts of "Old prices!" Some magistrates, who happened to be present, zealously came to the rescue, and appeared on the stage with copies of the Riot Act. This ill-judged proceeding made the matter worse. The men of the pit were exasperated by the indignity, and strained their lungs to express how deeply they felt it. Thus remained the war till long after midnight, when the belligerents withdrew from sheer exhaustion. Second Night.--The crowd was not so great; all those who had gone on the previous evening to listen to the performances, now stayed away, and the rioters had it nearly all to themselves. With the latter, "the play was not the thing," and Macheath and Polly sang in "The Beggar's Opera" in vain. The actors and the public appeared to have changed sides--the audience acted, and the actors listened. A new feature of this night's proceedings was the introduction of placards. Several were displayed from the pit and boxes, inscribed in large letters with the words, "Old prices." With a view of striking terror, the constables who had been plentifully introduced into the house, attacked the placard-bearers, and succeeded, after several severe battles, in dragging off a few of them to the neighbouring watch-house, in Bow Street. Confusion now became worse and worse confounded. The pitites screamed themselves hoarse; while, to increase the uproar, some mischievous frequenters of the upper regions squeaked through dozens of cat-calls, till the combined noise was enough to blister every tympanum in the house. Third Night.--The appearance of several gentlemen in the morning at the bar of the Bow Street police office, to answer for their riotous conduct, had been indignantly commented upon during the day. All augured ill for the quiet of the night. The performances announced were "Richard the Third" and "The Poor Soldier," but the popularity of the tragedy could not obtain it a hearing. The pitites seemed to be drawn into closer union by the attacks made upon them, and to act more in concert than on the previous nights. The placards were, also, more numerous; not only the pit, but the boxes and galleries exhibited them. Among the most conspicuous, was one inscribed, "John Bull against John Kemble.--Who'll win?" Another bore "King George for ever! but no King Kemble." A third was levelled against Madame Catalani, whose large salary was supposed to be one of the causes of the increased prices, and was inscribed "No foreigners to tax us--we're taxed enough already." This last was a double-barrelled one, expressing both dramatic and political discontent, and was received with loud cheers by the pitites. The tragedy and afterpiece were concluded full two hours before their regular time; and the cries for Mr. Kemble became so loud, that the manager thought proper to obey the summons. Amid all these scenes of uproar he preserved his equanimity, and was never once betrayed into any expression of petulance or anger. With some difficulty he obtained a hearing. He entered into a detail of the affairs of the theatre, assuring the audience at the same time of the solicitude of the proprietors to accommodate themselves to the public wish. This was received with some applause, as it was thought at first to manifest a willingness to come back to the old prices, and the pit eagerly waited for the next sentence, that was to confirm their hopes. That sentence was never uttered, for Mr. Kemble, folding his arms majestically, added, in his deep tragic voice, "Ladies and Gentlemen, I wait here to know what you want!" Immediately the uproar was renewed, and became so tremendous and so deafening, that the manager, seeing the uselessness of further parley, made his bow and retired. A gentleman then rose in the boxes and requested a hearing. He obtained it without difficulty. He began by inveighing in severe terms against the pretended ignorance of Mr. Kemble, in asking them so offensively what they wanted, and concluded by exhorting the people never to cease their opposition until they brought down the prices to their old level. The speaker, whose name was understood to be Leigh, then requested a cheer for the actors, to show that no disrespect was intended them. The cheer was given immediately. A barrister of the name of Smythe then rose to crave another hearing for Mr. Kemble. The manager stood forth again, calm, unmoved, and severe. "Ladies and gentlemen," said he, "I wait here to know your wishes." Mr. Leigh, who took upon himself, "for that night only," the character of popular leader, said, the only reply he could give was one in three words, "the old prices." Hereat the shouts of applause again rose, till the building rang. Still serene amid the storm, the manager endeavoured to enter into explanations. The men of the pit would hear nothing of the sort. They wanted entire and absolute acquiescence. Less would not satisfy them; and, as Mr. Kemble only wished to explain, they would not hear a word. He finally withdrew amid a noise to which Babel must have been comparatively silent. Fourth night.--The rioters were more obstinate than ever. The noises were increased by the addition of whistles, bugle-horns, and watchmen's rattles, sniffling, snorting, and clattering from all parts of the house. Human lungs were taxed to the uttermost, and the stamping on the floor raised such a dust as to render all objects but dimly visible. In placards, too, there was greater variety. The loose wits of the town had all day been straining their ingenuity to invent new ones. Among them were, "Come forth, O Kemble! come forth and tremble!" "Foolish John Kemble, we'll make you tremble!" and "No cats! no Catalani! English actors for ever!" Those who wish to oppose a mob successfully, should never lose their temper. It is a proof of weakness which masses of people at once perceive, and never fail to take advantage of. Thus, when the managers unwisely resolved to fight the mob with their own weapons, it only increased the opposition it was intended to allay. A dozen pugilists, commanded by a notorious boxer of the day, were introduced into the pit, to use the argumentum ad hominem to the rioters. Continual scuffles ensued: but the invincible resolution of the playgoers would not allow them to quail; it rather aroused them to renewed opposition, and a determination never to submit or yield. It also strengthened their cause, by affording them further ground of complaint against the managers. The performances announced on the bills were the opera of "Love in a Village," and "Who wins?" but the bills had it all to themselves, for neither actors nor public were much burthened with them. The latter, indeed, afforded some sport. The title was too apt to the occasion to escape notice, and shouts of "Who wins? who wins?" displaced for a time the accustomed cry of old prices. After the fall of the curtain, Mr. Leigh, with another gentleman, again spoke, complaining bitterly of the introduction of the prize-fighters, and exhorting the public never to give in. Mr. Kemble was again called forward; but when he came, the full tide of discord ran so strongly against him that, being totally unable to stem it, he withdrew. Each man seemed to shout as if he had been a Stentor; and when his lungs were wearied, took to his feet and stamped, till all the black coats in his vicinity became grey with dust. At last the audience were tired out, and the theatre was closed before eleven o'clock. Fifth night.--The play was Coleman's amusing comedy of "John Bull." There was no diminution of the uproar. Every note on the diapason of discord was run through. The prize-fighters, or hitites as they were called, mustered in considerable numbers, and the battles between them and the pitites were fierce and many. It was now, for the first time, that the letters O.P. came into general use as an abbreviation of the accustomed watchword of old prices. Several placards were thus inscribed; and, as brevity is so desirable in shouting, the mob adopted the emendation. As usual, the manager was called for. After some delay he came forward, and was listened to with considerable patience. He repeated, in respectful terms, the great loss that would be occasioned to the proprietors by a return to the old prices, and offered to submit a statement of their accounts to the eminent lawyers, Sir Vicary Gibbs and Sir Thomas Plumer; the eminent merchants, Sir Francis Baring and Mr. Angerstein; and Mr. Whitmore, the Governor of the Bank of England. By their decision as to the possibility of carrying on the theatre at the old prices, he would consent to be governed, and he hoped the public would do the same. This reasonable proposition was scouted immediately. Not even the high and reputable names he had mentioned were thought to afford any guarantee for impartiality. The pitites were too wrong-headed to abate one iota of their pretensions; and they had been too much insulted by the prize-fighters in the manager's pay, to show any consideration for him, or agree to any terms he might propose. They wanted full acquiescence, and nothing less. Thus the conference broke off, and the manager retired amid a storm of hisses. An Irish gentleman, named O'Reilly, then stood up in one of the boxes. With true Irish gallantry, he came to the rescue of an ill-used lady. He said he was disgusted at the attacks made upon Madame Catalani, the finest singer in the world, and a lady inestimable in private life. It was unjust, unmanly, and un-English to make the innocent suffer for the guilty; and he hoped this blot would be no longer allowed to stain a fair cause. As to the quarrel with the manager, he recommended them to persevere. They were not only wronged by his increased prices, but insulted by his boxers, and he hoped, that before they had done with him, they would teach him a lesson he would not soon forget. The gallant Hibernian soon became a favourite, and sat down amid loud cheers. Sixth night.--No signs of a cessation of hostilities on the one side, or of a return to the old prices on the other. The playgoers seemed to grow more united as the managers grew more obstinate. The actors had by far the best time of it; for they were spared nearly all the labour of their parts, and merely strutted on the stage to see how matters went on, and then strutted off again. Notwithstanding the remonstrance of Mr. O'Reilly on the previous night, numerous placards reflecting upon Madame Catalani were exhibited. One was inscribed with the following doggrel:-- "Seventeen thousand a-year goes pat, To Kemble, his sister, and Madame Cat." On another was displayed, in large letters, "No compromise, old prices, and native talent!" Some of these were stuck against the front of the boxes, and others were hoisted from the pit on long poles. The following specimens will suffice to show the spirit of them; wit they had none, or humour either, although when they were successively exhibited, they elicited roars of laughter:-- "John Kemble alone is the cause of this riot; When he lowers his prices, John Bull will be quiet." "John Kemble be damn'd, We will not be cramm'd." "Squire Kemble Begins to tremble." The curtain fell as early as nine o'clock, when there being loud calls for Mr. Kemble, he stood forward. He announced that Madame Catalani, against whom so unjustifiable a prejudice had been excited, had thrown up her engagement rather than stand in the way of any accommodation of existing differences. This announcement was received with great applause. Mr. Kemble then went on to vindicate himself and co-proprietors from the charge of despising public opinion. No assertion, he assured them, could be more unjust. They were sincerely anxious to bring these unhappy differences to a close, and he thought he had acted in the most fair and reasonable manner in offering to submit the accounts to an impartial committee, whose decision, and the grounds for it, should be fully promulgated. This speech was received with cheering, but interrupted at the close by some individuals, who objected to any committee of the manager's nomination. This led to a renewal of the uproar, and it was some time before silence could be obtained. When, at last, he was able to make himself heard, he gave notice, that until the decision of the committee had been drawn up, the theatre should remain closed. Immediately every person in the pit stood up, and a long shout of triumph resounded through the house, which was heard at the extremity of Bow Street. As if this result had been anticipated, a placard was at the same moment hoisted, inscribed, "Here lies the body of NEW PRICE, an ugly brat and base born, who expired on the 23rd of September 1809, aged six days.--Requiescat in pace!" Mr. Kemble then retired, and the pitites flung up their hats in the air, or sprang over the benches, shouting and hallooing in the exuberance of their joy; and thus ended the first act of this popular farce. The committee ultimately chosen differed from that first named, Alderman Sir Charles Price, Bart. and Mr. Silvester, the Recorder of London, being substituted for Sir Francis Baring and Sir Vicary Gibbs. In a few days they had examined the multitudinous documents of the theatre, and agreed to a report which was published in all the newspapers, and otherwise distributed. They stated the average profits of the six preceding years at 6 and 3/8 per cent, being only 1 and 3/8 per cent. beyond the legal interest of money, to recompense the proprietors for all their care and enterprise. Under the new prices they would receive 3 and 1/2 per cent. profit; but if they returned to the old prices, they would suffer a loss of fifteen shillings per cent. upon their capital. Under these circumstances, they could do no other than recommend the proprietors to continue the new prices. This report gave no satisfaction. It certainly convinced the reasonable, but they, unfortunately, were in a minority of one to ten. The managers, disregarding the outcry that it excited, advertised the recommencement of the performances for Wednesday the 4th of October following. They endeavoured to pack the house with their friends, but the sturdy O.P. men were on the alert, and congregated in the pit in great numbers. The play was "The Beggar's Opera," but, as on former occasions, it was wholly inaudible. The noises were systematically arranged, and the actors, seeing how useless it was to struggle against the popular feeling, hurried over their parts as quickly as they could, and the curtain fell shortly after nine o'clock. Once more the manager essayed the difficult task of convincing madness by appealing to reason. As soon as the din of the rattles and post-horns would permit him to speak, he said, he would throw himself on the fairness of the most enlightened metropolis in the world. He was sure, however strongly they might feel upon the subject, they would not be accessory to the ruin of the theatre, by insisting upon a return to the former prices. Notwithstanding the little sop he had thrown out to feed the vanity of this roaring Cerberus, the only answer he received was a renewal of the noise, intermingled with shouts of "Hoax! hoax! imposition!" Mr. O'Reilly, the gallant friend of Madame Catalani, afterwards addressed the pit, and said no reliance could be placed on the report of the committee. The profits of the theatre were evidently great: they had saved the heavy salary of Madame Catalani; and by shutting out the public from all the boxes but the pigeon-holes, they made large sums. The first and second tiers were let at high rents to notorious courtesans, several of whom he then saw in the house; and it was clear that the managers preferred a large revenue from this impure source to the reasonable profits they would receive from respectable people. Loud cheers greeted this speech; every eye was turned towards the boxes, and the few ladies in them immediately withdrew. At the same moment, some inveterate petite hoisted a large placard, on which was inscribed, "We lads of the pit Will never submit." Several others were introduced. One of them was a caricature likeness of Mr. Kemble, asking, "What do you want?" with a pitite replying, "The old prices, and no pigeon-holes!" Others merely bore the drawing of a large key, in allusion to a notorious house in the neighbourhood, the denizens of which were said to be great frequenters of the private boxes. These appeared to give the managers more annoyance than all the rest, and the prize-fighters made vigorous attacks upon the holders of them. Several persons were, on this night, and indeed nearly every night, taken into custody, and locked up in the watchhouse. On their appearance the following morning, they were generally held to bail in considerable sums to keep the peace. This proceeding greatly augmented the animosity of the pit. It would be useless to detail the scenes of confusion which followed night after night. For about three weeks the war continued with unabated fury. Its characteristics were nearly always the same. Invention was racked to discover new noises, and it was thought a happy idea when one fellow got into the gallery with a dustman's bell, and rang it furiously. Dogs were also brought into the boxes, to add their sweet voices to the general uproar. The animals seemed to join in it con amore, and one night a large mastiff growled and barked so loudly, as to draw down upon his exertions three cheers from the gratified pitites. So strong did the popular enthusiasm run in favour of the row, that well-dressed ladies appeared in the boxes with the letters O. P. on their bonnets. O. P. hats for the gentlemen were still more common, and some were so zealous in the cause, as to sport waistcoats with an O embroidered upon one flap and a P on the other. O.P. toothpicks were also in fashion; and gentlemen and ladies carried O.P. handkerchiefs, which they waved triumphantly whenever the row was unusually deafening. The latter suggested the idea of O. P. flags, which were occasionally unfurled from the gallery to the length of a dozen feet. Sometimes the first part of the night's performances were listened to with comparative patience, a majority of the manager's friends being in possession of the house. But as soon as the half-price commenced, the row began again in all its pristine glory. At the fall of the curtain it soon became customary to sing "God save the King," the whole of the O.P.'s joining in loyal chorus. Sometimes this was followed by "Rule Britannia;" and, on two or three occasions, by a parody of the national anthem, which excited great laughter. A verse may not be uninteresting as a specimen. "O Johnny Bull, be true, Confound the prices new, And make them fall! Curse Kemble's politics, Frustrate his knavish tricks, On thee our hopes we fix, T' upset them all!" This done, they scrambled over the benches, got up sham fights in the pit, or danced the famous O.P. dance. The latter may as well be described here: half a dozen, or a dozen fellows formed in a ring, and stamped alternately with the right and left foot, calling out at regular intervals, O. P.--O. P. with a drawling and monotonous sound. This uniformly lasted till the lights were put out, when the rioters withdrew, generally in gangs of ten or twenty, to defend themselves from sudden attacks on the part of the constables. An idea seemed about this time to break in upon them, that notwithstanding the annoyance they caused the manager, they were aiding to fill his coffers. This was hinted at in some of the newspapers, and the consequence was, that many stayed away to punish him, if possible, under the silent system. But this did not last long. The love of mischief was as great an incentive to many of them as enmity to the new prices. Accidental circumstances also contributed to disturb the temporary calm. At the Westminster quarter-sessions, on the 27th of October, bills of indictment were preferred against forty-one persons for creating a disturbance and interrupting the performances of the theatre. The grand jury ignored twenty-seven of the bills, left two undecided, and found true bills against twelve. The latter exercised their right of traverse till the ensuing sessions. The preferment of these bills had the effect of re-awakening the subsiding excitement. Another circumstance about the same time gave a still greater impetus to it, and furnished the rioters with a chief, round whom they were eager to rally. Mr. Clifford, a barrister, appeared in the pit on the night of the 31st of October, with the letters O. P. on his hat. Being a man of some note, he was pounced upon by the constables, and led off to Bow Street police office, where Brandon, the box-keeper, charged him with riotous and disorderly conduct. This was exactly what Clifford wanted. He told the presiding magistrate, a Mr. Read, that he had purposely displayed the letters on his hat, in order that the question of right might be determined before a competent tribunal. He denied that he had committed any offence, and seemed to manifest so intimate an acquaintance with the law upon the subject, that the magistrate, convinced by his reasoning, ordered his immediate dismissal, and stated that he had been taken into custody without the slightest grounds. The result was made known in the theatre a few minutes afterwards, where Mr. Clifford, on his appearance victorious, was received with reiterated huzzas. On his leaving the house, he was greeted by a mob of five or six hundred persons, who had congregated outside to do him honour as he passed. From that night the riots may be said to have recommenced, and "Clifford and O. P." became the rallying cry of the party. The officious box-keeper became at the same time the object of the popular dislike, and the contempt with which the genius and fine qualities of Mr. Kemble would not permit them to regard him, was fastened upon his underling. So much ill-feeling was directed towards the latter, that at this time a return to the old prices, unaccompanied by his dismissal, would not have made the manager's peace with the pitites. In the course of the few succeeding weeks, during which the riots continued with undiminished fury, O. P. medals were struck, and worn in great numbers in the theatre. A few of the ultra-zealous even wore them in the streets. A new fashion also came into favour for hats, waistcoats, and handkerchiefs, on which the mark, instead of the separate letters O and P, was a large O, with a small P in the middle of it: thus, xxxxxxxxx x x x xxx x x x x x x xxx x x x x x x x x x xxxxxxxxx The managers, seeing that Mr. Clifford was so identified with the rioters, determined to make him responsible. An action was accordingly brought against him and other defendants in the Court of King's Bench. On the 20th of November, the Attorney-general moved, before Lord Ellenborough, for a rule to show cause why a criminal information should not be filed against Clifford for unlawfully conspiring with certain others to intimidate the proprietors of Covent-Garden Theatre, and force them, to their loss and detriment, to lower their prices of admission. The rule was granted, and an early day fixed for the trial. In the mean time, these proceedings kept up the acerbity of the O. P.s, and every night at the fall of the curtain, three groans were given for John Kemble and three cheers for John Bull. It was during this year that the national Jubilee was celebrated, in honour of the fiftieth year of the reign of George III. When the riots had reached their fiftieth night, the O. P.s also determined to have a jubilee. All their previous efforts in the way of roaring, great as they were, were this night outdone, and would have continued long after "the wee short hour," had not the managers wisely put the extinguisher upon them and the lights about eleven o'clock. Pending the criminal prosecution against himself, Mr. Clifford brought an action for false imprisonment against Brandon. The cause was fixed for trial in the Court of Common Pleas, on the 5th of December, before Lord Chief-Justice Mansfield. From an early hour in the morning all the avenues leading to the court were thronged with an eager multitude; all London was in anxiety for the resuit. So dense was the crowd, that counsel found the greatest difficulty in making their way into court. Mr. Sergeant Best was retained on the part of the plaintiff, and Mr. Sergeant Shepherd for the defence. The defendant put two pleas upon the record; first, that he was not guilty, and secondly, that he was justified. Sergeant Best, in stating the plaintiff's case, blamed the managers for all the disturbances that had taken place, and contended that his client, in affixing the letters O. P. to his hat, was not guilty of any offence. Even if he had joined in the noises, which he had not, his so doing would not subject him to the penalties for rioting. Several witnesses were then called to prove the capture of Mr. Clifford, the hearing of the case before the magistrate at Bow Street, and his ultimate dismissal. Sergeant Shepherd was heard at great length on the other side, and contended that his client was perfectly justified in taking into custody a man who was inciting others to commit a breach of the peace. The Lord Chief-Justice summed up, with an evident bias in favour of the defendant. He said an undue apprehension of the rights of an audience had got abroad. Even supposing the object of the rioters to be fair and legal, they were not authorized to carry it by unfair means. In order to constitute a riot, it was not necessary that personal violence should be committed, and it seemed to him that the defendant had not acted in an improper manner in giving into custody a person who, by the display of a symbol, was encouraging others to commit a riot. The jury retired to consider their verdict. The crowd without and within the court awaited the result in feverish suspense. Half an hour elapsed, when the jury returned with a verdict for the plaintiff--Damages, five pounds. The satisfaction of the spectators was evident upon their countenances, that of the judge expressed the contrary feeling. Turning to the foreman of the jury, his Lordship asked upon which of the two points referred to them, namely, the broad question, whether a riot had been committed, and, if committed, whether the plaintiff had participated in it, they had found their verdict? The foreman stated, that they were all of opinion generally that the plaintiff had been illegally arrested. This vague answer did not satisfy his Lordship, and he repeated his question. He could not, however, obtain a more satisfactory reply. Evidently vexed at what he deemed the obtuseness or partiality of the jury, he turned to the bar, and said, that a spirit of a mischievous and destructive nature was abroad, which, if not repressed, threatened awful consequences. The country would be lost, he said, and the government overturned, if such a spirit were encouraged; it was impossible it could end in good. Time, the destroyer and fulfiller of predictions, has proved that his Lordship was a false prophet. The harmless O. P. war has been productive of no such dire results. It was to be expected that after this triumph, the war in the pit would rage with redoubled acrimony. A riot beginning at half-price would not satisfy the excited feelings of the O. P.s on the night of such a victory. Long before the curtain drew up, the house was filled with them, and several placards were exhibited, which the constables and friends of the managers strove, as usual, to tear into shreds. One of them, which met this fate, was inscribed, "Success to O.P.! A British jury for ever!" It was soon replaced by another of a similar purport. It is needless to detail the uproar that ensued; the jumping, the fighting, the roaring, and the howling. For nine nights more the same system was continued; but the end was at hand. On the 14th a grand dinner was given at the Crown and Anchor tavern, to celebrate the victory of Mr. Clifford. "The reprobators of managerial insolence," as they called themselves, attended in considerable numbers; and Mr. Clifford was voted to the chair. The cloth had been removed, and a few speeches made, when the company were surprised by a message that their arch-enemy himself solicited the honour of an audience. It was some time ere they could believe that Mr. Kemble had ventured to such a place. After some parley the manager was admitted, and a conference was held. A treaty was ultimately signed and sealed, which put an end to the long-contested wars of O.P., and restored peace to the drama. All this time the disturbance proceeded at the theatre with its usual spirit. It was now the sixty-sixth night of its continuance, and the rioters were still untired--still determined to resist to the last. In the midst of it a gentleman arrived from the Crown and Anchor, and announced to the pit that Mr. Kemble had attended the dinner, and had yielded at last to the demand of the public. He stated, that it had been agreed upon between him and the Committee for defending the persons under prosecution, that the boxes should remain at the advanced price; that the pit should be reduced to three shillings and sixpence; that the private boxes should be done away with; and that all prosecutions, on both sides, should be immediately stayed. This announcement was received with deafening cheers. As soon as the first burst of enthusiasm was over, the O. P.s became anxious for a confirmation of the intelligence, and commenced a loud call for Mr. Kemble. He had not then returned from the Crown and Anchor; but of this the pitites were not aware, and for nearly half an hour they kept up a most excruciating din. At length the great actor made his appearance, in his walking dress, with his cane in hand, as he had left the tavern. It was a long time before he could obtain silence. He apologized in the most respectful terms for appearing before them in such unbecoming costume, which was caused solely by his ignorance that he should have to appear before them that night. After announcing, as well as occasional interruptions would allow, the terms that had been agreed upon, he added, "In order that no trace or recollection of the past differences, which had unhappily prevailed so long, should remain, he was instructed by the proprietors to say, that they most sincerely lamented the course that had been pursued, and engaged that, on their parts, all legal proceedings should forthwith be put a stop to." The cheering which greeted this speech was interrupted at the close by loud cries from the pit of "Dismiss Brandon," while one or two exclaimed, "We want old prices generally,--six shillings for the boxes." After an ineffectual attempt to address them again upon this point, Mr. Kemble made respectful and repeated obeisances, and withdrew. The noises still continued, until Munden stood forward, leading by the hand the humbled box-keeper, contrition in his looks, and in his hands a written apology, which he endeavoured to read. The uproar was increased threefold by his presence, and, amid cries of "We won't hear him!" "Where's his master?" he was obliged to retire. Mr. Harris, the son of Kemble's co-manager, afterwards endeavoured to propitiate the audience in his favour; but it was of no avail; nothing less than his dismissal would satisfy the offended majesty of the pit. Amid this uproar the curtain finally fell, and the O. P. dance was danced for the last time within the walls of Covent Garden. On the following night it was announced that Brandon had resigned his situation. This turned the tide of popular ill-will. The performances were "The Wheel of Fortune," and an afterpiece. The house was crowded to excess; a desire to be pleased was manifest on every countenance, and when Mr. Kemble, who took his favourite character of Penruddock, appeared upon the stage, he was greeted with the most vehement applause. The noises ceased entirely, and the symbols of opposition disappeared. The audience, hushed into attention, gave vent to no sounds but those of admiration for the genius of the actor. When, in the course of his part, he repeated the words, "So! I am in London again!" the aptness of the expression to the circumstances of the night, was felt by all present, and acknowledged by a round of boisterous and thrice repeated cheering. It was a triumphant scene for Mr. Kemble after his long annoyances. He had achieved a double victory. He had, not only as a manager, soothed the obstinate opposition of the play-goers, but as an actor he had forced from one of the largest audiences he had ever beheld, approbation more cordial and unanimous than he had ever enjoyed before. The popular favour not only turned towards him; it embraced everybody connected with the theatre, except the poor victim, Brandon. Most of the favourite actors were called before the curtain to make their bow, and receive the acclamations of the pit. At the close of the performances, a few individuals, implacable and stubborn, got up a feeble cry of "Old prices for the boxes;" but they were quickly silenced by the reiterated cheers of the majority, or by cries of "Turn them out!" A placard, the last of its race, was at the same time exhibited in the front of the pit, bearing, in large letters, the words "We are satisfied." Thus ended the famous wars of O. P., which, for a period of nearly three months, had kept the metropolis in an uproar. And after all, what was the grand result? As if the whole proceeding had been a parody upon the more destructive, but scarcely more sensible wars recorded in history, it was commenced in injustice, carried on in bitterness of spirit, and ended, like the labour of the mountain, in a mouse. The abatement of sixpence in the price of admission to the pit, and the dismissal of an unfortunate servant, whose only fault was too much zeal in the service of his employers,--such were the grand victories of the O. P.'s. THE THUGS, or PHANSIGARS. Orribili favelle--parole di dolor.--DANTE. Among the black deeds which Superstition has imposed as duties upon her wretched votaries, none are more horrible than the practices of the murderers, who, under the name of Thugs, or Phansigars, have so long been the scourge of India. For ages they have pursued their dark and dreadful calling, moulding assassination into a science, or extolling it as a virtue, worthy only to be practised by a race favoured of Heaven. Of late years this atrocious delusion has excited much attention, both in this country and in India; an attention which, it is to be hoped, will speedily lead to the uprooting of a doctrine so revolting and anti-human. Although the British Government has extended over Hindostan for so long a period, it does not appear that Europeans even suspected the existence of this mysterious sect until the commencement of the present century. In the year 1807, a gang of Thugs, laden with the plunder of murdered travellers, was accidentally discovered. The inquiries then set on foot revealed to the astonished Government a system of iniquity unparalleled in the history of man. Subsequent investigation extended the knowledge; and by throwing light upon the peculiar habits of the murderers, explained the reason why their crimes had remained so long undiscovered. In the following pages will be found an epitome of all the information which has reached Europe concerning them, derived principally from Dr. Sherwood's treatise upon the subject, published in 1816, and the still more valuable and more recent work of Mr. Sleeman, entitled the "Ramaseeana; or, Vocabulary of the peculiar Language of the Thugs." The followers of this sect are called Thugs, or T'hugs, and their profession Thuggee. In the south of India they are called Phansigars: the former word signifying "a deceiver;" and the latter, "a strangler." They are both singularly appropriate. The profession of Thuggee is hereditary, and embraces, it is supposed, in every part of India, a body of at least ten thousand individuals, trained to murder from their childhood; carrying it on in secret and in silence, yet glorying in it, and holding the practice of it higher than any earthly honour. During the winter months, they usually follow some reputable calling, to elude suspicion; and in the summer, they set out in gangs over all the roads of India, to plunder and destroy. These gangs generally contain from ten to forty Thugs, and sometimes as many as two hundred. Each strangler is provided with a noose, to despatch the unfortunate victim, as the Thugs make it a point never to cause death by any other means. When the gangs are very large, they divide into smaller bodies; and each taking a different route, they arrive at the same general place of rendezvous to divide the spoil. They sometimes travel in the disguise of respectable traders; sometimes as sepoys or native soldiers; and at others, as government officers. If they chance to fall in with an unprotected wayfarer, his fate is certain. One Thug approaches him from behind, and throws the end of a sash round his neck; the other end is seized by a second at the same instant, crossed behind the neck, and drawn tightly, while with their other hand the two Thugs thrust his head forward to expedite the strangulation: a third Thug seizes the traveller by the legs at the same moment, and he is thrown to the ground, a corpse before he reaches it. But solitary travellers are not the prey they are anxious to seek. A wealthy caravan of forty or fifty individuals has not unfrequently been destroyed by them; not one soul being permitted to escape. Indeed, there is hardly an instance upon record of any one's escape from their hands, so surely are their measures taken, and so well do they calculate beforehand all the risks and difficulties of the undertaking. Each individual of the gang has his peculiar duty allotted to him. Upon-approaching a town, or serai, two or three, known as the Soothaes, or "inveiglers," are sent in advance to ascertain if any travellers are there; to learn, if possible, the amount of money or merchandize they carry with them, their hours of starting in the morning, or any other particulars that may be of use. If they can, they enter into conversation with them, pretend to be travelling to the same place, and propose, for mutual security, to travel with them. This intelligence is duly communicated to the remainder of the gang. The place usually chosen for the murder is some lonely part of the road in the vicinity of a jungle, and the time, just before dusk. At given signals, understood only by themselves, the scouts of the party station themselves in the front, in the rear, and on each side, to guard against surprise. A strangler and assistant strangler, called Bhurtote and Shamshea, place themselves, the one on the right, and the other on the left of the victim, without exciting his suspicion. At another signal the noose is twisted, drawn tightly by a strong hand at each extremity, and the traveller, in a few seconds, hurried into eternity. Ten, twelve, twenty, and in some instances, sixty persons have been thus despatched at the same moment. Should any victim, by a rare chance, escape their hands, he falls into those of the scouts who are stationed within hearing, who run upon him and soon overpower him. Their next care is to dispose of the bodies. So cautious are they to prevent detection, that they usually break all the joints to hasten decomposition. They then cut open the body to prevent it swelling in the grave and causing fissures in the soil above, by which means the jackals might be attracted to the spot, and thereby lead to discovery. When obliged to bury the body in a frequented district, they kindle a fire over the grave to obliterate the traces of the newly turned earth. Sometimes the grave-diggers of the party, whose office, like that of all the rest, is hereditary, are despatched to make the graves in the morning at some distant spot, by which it is known the travellers will pass. The stranglers, in the mean time, journey quietly with their victims, conversing with them in the most friendly manner. Towards nightfall they approach the spot selected for their murder; the signal is given, and they fall into the graves that have been ready for them since day-break. On one occasion, related by Captain Sleeman, a party of fifty-nine people, consisting of fifty-two men and seven women, were thus simultaneously strangled, and thrown into the graves prepared for them in the morning. Some of these travellers were on horseback and well armed, but the Thugs, who appear to have been upwards of two hundred in a gang, had provided against all risk of failure. The only one left alive of all that numerous party, was an infant four years old, who was afterwards initiated into all the mysteries of Thuggee. If they cannot find a convenient opportunity for disposing of the bodies, they carry them for many miles, until they come to a spot secure from intrusion, and to a soil adapted to receive them. If fear of putrefaction admonishes them to use despatch, they set up a large screen or tent, as other travellers do, and bury the body within the enclosure, pretending, if inquiries are made, that their women are within. But this only happens when they fall in with a victim unexpectedly. In murders which they have planned previously, the finding of a place of sepulture is never left to hazard. Travellers who have the misfortune to lodge in the same choultry or hostelry, as the Thugs, are often murdered during the night. It is either against their creed to destroy a sleeper, or they find a difficulty in placing the noose round the neck of a person in a recumbent position. When this is the case, the slumberer is suddenly aroused by the alarm of a snake or a scorpion. He starts to his feet, and finds the fatal sash around his neck.--He never escapes. In addition to these Thugs who frequent the highways, there are others, who infest the rivers, and are called Pungoos. They do not differ in creed, but only in a few of their customs, from their brethren on shore. They go up and down the rivers in their own boats, pretending to be travellers of consequence, or pilgrims, proceeding to, or returning from Benares, Allahabad, or other sacred places. The boatmen, who are also Thugs, are not different in appearance from the ordinary boatmen on the river. The artifices used to entice victims on board are precisely similar to those employed by the highway Thugs. They send out their "inveiglers" to scrape acquaintance with travellers, and find out the direction in which they are journeying. They always pretend to be bound for the same place, and vaunt the superior accommodation of the boat by which they are going. The travellers fall into the snare, are led to the Thug captain, who very often, to allay suspicion, demurs to take them, but eventually agrees for a moderate sum. The boat strikes off into the middle of the stream; the victims are amused and kept in conversation for hours by their insidious foes, until three taps are given on the deck above. This is a signal from the Thugs on the look-out that the coast is clear. In an instant the fatal noose is ready, and the travellers are no more. The bodies are then thrown, warm and palpitating, into the river, from a hole in the side of the boat, contrived expressly for the purpose. A river Thug, who was apprehended, turned approver, to save his own life, and gave the following evidence relative to the practices of his fraternity:--"We embarked at Rajmahul. The travellers sat on one side of the boat, and the Thugs on the other; while we three (himself and two "stranglers,") were placed in the stern, the Thugs on our left, and the travellers on our right. Some of the Thugs, dressed as boatmen, were above deck, and others walking along the bank of the river, and pulling the boat by the joon, or rope, and all, at the same time, on the look-out. We came up with a gentleman's pinnace and two baggage-boats, and were obliged to stop, and let them go on. The travellers seemed anxious; but were quieted by being told that the men at the rope were tired, and must take some refreshment. They pulled out something, and began to eat; and when the pinnace had got on a good way, they resumed their work, and our boat proceeded. It was now afternoon; and, when a signal was given above, that all was clear, the five Thugs who sat opposite the travellers sprang in upon them, and, with the aid of others, strangled them. Having done this, they broke their spinal bones, and then threw them out of a hole made at the side, into the river, and kept on their course; the boat being all this time pulled along by the men on the bank." That such atrocities as these should have been carried on for nearly two centuries without exciting the attention of the British Government, seems incredible. But our wonder will be diminished when we reflect upon the extreme caution of the Thugs, and the ordinary dangers of travelling in India. The Thugs never murder a man near his own home, and they never dispose of their booty near the scene of the murder. They also pay, in common with other and less atrocious robbers, a portion of their gains to the Polygars, or native authorities of the districts in which they reside, to secure protection. The friends and relatives of the victims, perhaps a thousand miles off, never surmise their fate till a period has elapsed when all inquiry would be fruitless, or, at least, extremely difficult. They have no clue to the assassins, and very often impute to the wild beasts of the jungles the slaughter committed by that wilder beast, man. There are several gradations through which every member of the fraternity must regularly pass before he arrives at the high office of a Bhurtote, or strangler. He is first employed as a scout--then as a sexton--then as a Shumseea, or holder of hands, and lastly as a Bhurtote. When a man who is not of Thug lineage, or who has not been brought up from his infancy among them, wishes to become a strangler, he solicits the oldest, and most pious and experienced Thug, to take him under his protection and make him his disciple; and under his guidance he is regularly initiated. When he has acquired sufficient experience in the lower ranks of the profession, he applies to his Gooroo, or preceptor, to give the finishing grace to his education, and make a strangler of him. An opportunity is found when a solitary traveller is to be murdered; and the tyro, with his preceptor, having seen that the proposed victim is asleep, and in safe keeping till their return, proceed to a neighbouring field and perform several religious ceremonies, accompanied by three or four of the oldest and steadiest members of the gang. The Gooroo first offers up a prayer to the goddess, saying, "Oh, Kalee! Kun-kalee! Bhud-kalee! Oh, Kalee! Maha-kalee! Calkutta Walee! if it seems fit to thee that the traveller now at our lodging should die by the hands of this thy slave, vouchsafe us thy good omen." They then sit down and watch for the good omen; and if they receive it within half an hour, conclude that their goddess is favourable to the claims of the new candidate for admission. If they have a bad omen, or no omen at all, some other Thug must put the traveller to death, and the aspirant must wait a more favourable opportunity, purifying himself in the mean time by prayer and humiliation for the favour of the goddess. If the good omen has been obtained, they return to their quarters; and the Gooroo takes a handkerchief and, turning his face to the west, ties a knot at one end of it, inserting a rupee, or other piece of silver. This knot is called the goor khat, or holy knot, and no man who has not been properly ordained is allowed to tie it. The aspirant receives it reverently in his right hand from his Gooroo, and stands over the sleeping victim, with a Shumseea, or holder of hands, at his side. The traveller is aroused, the handkerchief is passed around his neck, and, at a signal from the Gooroo, is drawn tight till the victim is strangled; the Shumseea holding his hands to prevent his making any resistance. The work being now completed, the Bhurtote (no longer an aspirant, but an admitted member) bows down reverently in the dust before his Gooroo, and touches his feet with both his hands, and afterwards performs the same respect to his relatives and friends who have assembled to witness the solemn ceremony. He then waits for another favourable omen, when he unties the knot and takes out the rupee, which he gives to his Gooroo, with any other silver which he may have about him. The Gooroo adds some of his own money, with which he purchases what they call goor, or consecrated sugar, when a solemn sacrifice is performed, to which all the gang are invited. The relationship between the Gooroo and his disciple is accounted the most holy that can be formed, and subsists to the latest period of life. A Thug may betray his father, but never his Gooroo. Dark and forbidding as is the picture already drawn, it will become still darker and more repulsive, when we consider the motives which prompt these men to systematic murder. Horrible as their practices would be, if love of plunder alone incited them, it is infinitely more horrible to reflect that the idea of duty and religion is joined to the hope of gain, in making them the scourges of their fellows. If plunder were their sole object, there would be reason to hope, that when a member of the brotherhood grew rich, he would rest from his infernal toils; but the dismal superstition which he cherishes tells him never to desist. He was sent into the world to be a slayer of men, and he religiously works out his destiny. As religiously he educates his children to pursue the same career, instilling into their minds, at the earliest age, that Thuggee is the noblest profession a man can follow, and that the dark goddess they worship will always provide rich travellers for her zealous devotees. The following is the wild and startling legend upon which the Thugs found the divine origin of their sect. They believe that, in the earliest ages of the world, a gigantic demon infested the earth, and devoured mankind as soon as they were created. He was of so tall a stature, that when he strode through the most unfathomable depths of the great sea, the waves, even in tempest, could not reach above his middle. His insatiable appetite for human flesh almost unpeopled the world, until Bhawanee, Kalee, or Davee, the goddess of the Thugs, determined to save mankind by the destruction of the monster. Nerving herself for the encounter, she armed herself with an immense sword; and, meeting with the demon, she ran him through the body. His blood flowed in torrents as he fell dead at her feet; but from every drop there sprang up another monster, as rapacious and as terrible as the first. Again the goddess upraised her massive sword, and hewed down the hellish brood by hundreds; but the more she slew, the more numerous they became. Every drop of their blood generated a demon; and, although the goddess endeavoured to lap up the blood ere it sprang into life, they increased upon her so rapidly, that the labour of killing became too great for endurance. The perspiration rolled down her arms in large drops, and she was compelled to think of some other mode of exterminating them. In this emergency, she created two men out of the perspiration of her body, to whom she confided the holy task of delivering the earth from the monsters. To each of the men she gave a handkerchief, and showed them how to kill without shedding blood. From her they learned to tie the fatal noose; and they became, under her tuition, such expert stranglers, that, in a very short space of time, the race of demons became extinct. When there were no more to slay, the two men sought the great goddess, in order to return the handkerchiefs. The grateful Bhawanee desired that they would retain them, as memorials of their heroic deeds; and in order that they might never lose the dexterity that they had acquired in using them, she commanded that, from thenceforward, they should strangle men. These were the two first Thugs, and from them the whole race have descended. To the early Thugs the goddess was more direct in her favours, than she has been to their successors. At first, she undertook to bury the bodies of all the men they slew and plundered, upon the condition that they should never look back to see what she was doing. The command was religiously observed for many ages, and the Thugs relied with implicit faith upon the promise of Bhawanee; but as men became more corrupt, the ungovernable curiosity of a young Thug offended the goddess, and led to the withdrawal of a portion of her favour. This youth, burning with a desire to see how she made her graves, looked back, and beheld her in the act, not of burying, but of devouring, the body of a man just strangled. Half of the still palpitating remains was dangling over her lips. She was so highly displeased that she condemned the Thugs, from that time forward, to bury their victims themselves. Another account states that the goddess was merely tossing the body in the air; and that, being naked, her anger was aggravated by the gaze of mortal eyes upon her charms. Before taking a final leave of her devotees, she presented them with one of her teeth for a pickaxe, one of her ribs for a knife, and the hem of her garment for a noose. She has not since appeared to human eyes. The original tooth having been lost in the lapse of ages, new pickaxes have been constructed, with great care and many ceremonies, by each considerable gang of Thugs, to be used in making the graves of strangled travellers. The pickaxe is looked upon with the utmost veneration by the tribe. A short account of the process of making it, and the rites performed, may be interesting, as showing still further their gloomy superstition. In the first place, it is necessary to fix upon a lucky day. The chief Thug then instructs a smith to forge the holy instrument: no other eye is permitted to see the operation. The smith must engage in no other occupation until it is completed, and the chief Thug never quits his side during the process. When the instrument is formed, it becomes necessary to consecrate it to the especial service of Bhawnee. Another lucky day is chosen for this ceremony, care being had in the mean time that the shadow of no earthly thing fall upon the pickaxe, as its efficacy would be for ever destroyed. A learned Thug then sits down; and turning his face to the west, receives the pickaxe in a brass dish. After muttering some incantation, he throws it into a pit already prepared for it, where it is washed in clear water. It is then taken out, and washed again three times; the first time in sugar and water, the second in sour milk, and the third in spirits. It is then dried, and marked from the head to the point with seven red spots. This is the first part of the ceremony: the second consists in its purification by fire. The pickaxe is again placed upon the brass dish, along with a cocoa-nut, some sugar, cloves, white sandal-wood, and other articles. A fire of the mango tree, mixed with dried cow-dung, is then kindled; and the officiating Thug, taking the pickaxe with both hands, passes it seven times through the flames. It now remains to be ascertained whether the goddess is favourable to her followers. For this purpose, the cocoa-nut is taken from the dish and placed upon the ground. The officiating Thug, turning to the spectators, and holding the axe uplifted, asks, "Shall I strike?" Assent being given, he strikes the nut with the but-end of the axe, exclaiming, "All hail! mighty Davee! great mother of us all!" The spectators respond, "All hail! mighty Davee! and prosper thy children, the Thugs!" If the nut is severed at the first blow, the goddess is favourable; if not, she is unpropitious: all their labour is thrown away, and the ceremony must be repeated upon some more fitting occasion. But if the sign be favourable, the axe is tied carefully in a white cloth and turned towards the west, all the spectators prostrating themselves before it. It is then buried in the earth, with its point turned in the direction the gang wishes to take on their approaching expedition. If the goddess desires to warn them that they will be unsuccessful, or that they have not chosen the right track, the Thugs believe that the point of the axe will veer round, and point to the better way. During an expedition, it is entrusted to the most prudent and exemplary Thug of the party: it is his care to hold it fast. If by any chance he should let it fall, consternation spreads through the gang: the goddess is thought to be offended; the enterprise is at once abandoned; and the Thugs return home in humiliation and sorrow, to sacrifice to their gloomy deity, and win back her estranged favour. So great is the reverence in which they hold the sacred axe, that a Thug will never break an oath that he has taken upon it. He fears that, should he perjure himself, his neck would be so twisted by the offended Bhawanee as to make his face turn to his back; and that, in the course of a few days, he would expire in the most excruciating agonies. The Thugs are diligent observers of signs and omens. No expedition is ever undertaken before the auspices are solemnly taken. Upon this subject Captain Sleeman says, "Even the most sensible approvers, who have been with me for many years, as well Hindoos as Mussulmans, believe that their good or ill success depended upon the skill with which the omens were discovered and interpreted, and the strictness with which they were observed and obeyed. One of the old Sindouse stock told me, in presence of twelve others, from Hydrabad, Behar, the Dooah, Oude, Rajpootana, and Bundelcund, that, had they not attended to these omens, they never could have thrived as they did. In ordinary cases of murder, other men seldom escaped punishment, while they and their families had, for ten generations, thrived, although they had murdered hundreds of people. 'This,' said the Thug,' could never have been the case had we not attended to omens, and had not omens been intended for us. There were always signs around us to guide us to rich booty, and warn us of danger, had we been always wise enough to discern them and religious enough to attend to them.' Every Thug present concurred with him from his soul." A Thug, of polished manners and great eloquence, being asked by a native gentleman, in the presence of Captain Sleeman, whether he never felt compunction in murdering innocent people, replied with a smile that he did not. "Does any man," said he, "feel compunction in following his trade? and are not all our trades assigned us by Providence?" He was then asked how many people he had killed with his own hands in the course of his life? "I have killed none," was the reply. "What! and have you not been describing a number of murders in which you were concerned?" "True; but do you suppose that I committed them? Is any man killed by man's killing? Is it not the hand of God that kills, and are we not the mere instruments in the hands of God?" Upon another occasion, Sahib, an approver, being asked if he had never felt any pity or compunction at murdering old men or young children, or persons with whom he had sat and conversed, and who had told him, perchance, of their private affairs--their hopes and their fears, their wives and their little ones? replied unhesitatingly that he never did. From the time that the omens were favourable, the Thugs considered all the travellers they met as victims thrown into their hands by their divinity to be killed. The Thugs were the mere instruments in the hands of Bhawanee to destroy them. "If we did not kill them," said Sahib, "the goddess would never again be propitious to us, and we and our families would be involved in misery and want. If we see or hear a bad omen, it is the order of the goddess not to kill the travellers we are in pursuit of, and we dare not disobey." As soon as an expedition has been planned, the goddess is consulted. On the day chosen for starting, which is never during the unlucky months of July, September, and December, nor on a Wednesday or Thursday; the chief Thug of the party fills a brass jug with water, which he carries in his right hand by his side. With his left, he holds upon his breast the sacred pickaxe, wrapped carefully in a white cloth, along with five knots of turmeric, two copper, and one silver coin. He then moves slowly on, followed by the whole of the gang, to some field or retired place, where halting, with his countenance turned in the direction they wish to pursue, he lifts up his eyes to heaven, saying, "Great goddess! universal mother! if this, our meditated expedition, be fitting in thy sight, vouchsafe to help us, and give us the signs of thy approbation." All the Thugs present solemnly repeat the prayer after their leader, and wait in silence for the omen. If within half an hour they see Pilhaoo, or good omen on the left, it signifies that the goddess has taken them by the left hand to lead them on; if they see the Thibaoo, or omen on the right, it signifies that she has taken them by the right hand also. The leader then places the brazen pitcher on the ground and sits down beside it, with his face turned in the same direction for seven hours, during which time his followers make all the necessary preparations for the journey. If, during this interval, no unfavourable signs are observed, the expedition advances slowly, until it arrives at the bank of the nearest stream, when they all sit down and eat of the goor, or consecrated sugar. Any evil omens that are perceived after this ceremony may be averted by sacrifices; but any evil omens before, would at once put an end to the expedition. Among the evil omens are the following:--If the brazen pitcher drops from the hand of the Jemadar or leader, it threatens great evil either to him or to the gang--sometimes to both. If they meet a funeral procession, a blind man, a lame man, an oil-vender, a carpenter, a potter, or a dancing-master, the expedition will be dangerous. In like manner it is unlucky to sneeze, to meet a woman with an empty pail, a couple of jackals, or a hare. The crossing of their path by the latter is considered peculiarly inauspicious. Its cry at night on the left is sometimes a good omen, but if they hear it on the right it is very bad; a warning sent to them from Bhawanee that there is danger if they kill. Should they disregard this warning, and led on by the hope of gain, strangle any traveller, they would either find no booty on him, or such booty as would eventually lead to the ruin and dispersion of the gang. Bhawanee would be wroth with her children; and causing them to perish in the jungle, would send the hares to drink water out of their skulls. The good omens are quite as numerous as the evil. It promises a fortunate expedition, if, on the first day, they pass through a village where there is a fair. It is also deemed fortunate, if they hear wailing for the dead in any village but their own. To meet a woman with a pitcher full of water upon her head, bodes a prosperous journey and a safe return. The omen is still more favourable if she be in a state of pregnancy. It is said of the Thugs of the Jumaldehee and Lodaha tribes, that they always make the youngest Thug of the party kick the body of the first person they strangle, five times on the back, thinking that it will bring them good luck. This practice, however, is not general. If they hear an ass bray on the left at the commencement of an expedition, and an another soon afterwards on the right, they believe that they shall be supereminently successful, that they shall strangle a multitude of travellers, and find great booty. After every murder a solemn sacrifice, called the Tuponee, is performed by all the gang. The goor, or consecrated sugar, is placed upon a large cloth or blanket, which is spread upon the grass. Beside it is deposited the sacred pickaxe, and a piece of silver for an offering. The Jemadar, or chief of the party, together with all the oldest and most prudent Thugs, take their places upon the cloth, and turn their faces to the west. Those inferior Thugs who cannot find room upon the privileged cloth, sit round as close to it as possible. A pit is then dug, into which the Jemadar pours a small quantity of the goor, praying at the same time that the goddess will always reward her followers with abundant spoils. All the Thugs repeat the prayer after him. He then sprinkles water upon the pickaxe, and puts a little of the goor upon the head of every one who has obtained a seat beside him on the cloth. A short pause ensues, when the signal for strangling is given, as if a murder were actually about to be committed, and each Thug eats his goor in solemn silence. So powerful is the impression made upon their imagination by this ceremony, that it almost drives them frantic with enthusiasm. Captain Sleeman relates, that when he reproached a Thug for his share in a murder of great atrocity, and asked him whether he never felt pity; the man replied, "We all feel pity sometimes; but the goor of the Tuponee changes our nature; it would change the nature of a horse. Let any man once taste of that goor, and he will be a Thug, though he know all the trades and have all the wealth in the world. I never was in want of food; my mother's family was opulent, and her relations high in office. I have been high in office myself, and became so great a favourite wherever I went that I was sure of promotion; yet I was always miserable when absent from my gang, and obliged to return to Thuggee. My father made me taste of that fatal goor, when I was yet a mere boy; and if I were to live a thousand years I should never be able to follow any other trade." The possession of wealth, station in society, and the esteem of his fellows, could not keep this man from murder. From his extraordinary confession we may judge of the extreme difficulty of exterminating a sect who are impelled to their horrid practises, not only by the motives of self-interest which govern mankind in general, but by a fanaticism which fills up the measure of their whole existence. Even severity seems thrown away upon the followers of this brutalizing creed. To them, punishment is no example; they have no sympathy for a brother Thug who is hung at his own door by the British Government, nor have they any dread of his fate. Their invariable idea is, that their goddess only suffers those Thugs to fall into the hands of the law, who have contravened the peculiar observances of Thuggee, and who have neglected the omens she sent them for their guidance. To their neglect of the warnings of the goddess they attribute all the reverses which have of late years befallen their sect. It is expressly forbidden, in the creed of the old Thugs, to murder women or cripples. The modern Thugs have become unscrupulous upon this point, murdering women, and even children, with unrelenting barbarity. Captain Sleeman reports several conversations upon this subject, which he held at different times with Thugs, who had been taken prisoners, or who had turned approvers. One of them, named Zolfukar, said, in reply to the Captain, who accused him of murdering women, "Yes, and was not the greater part of Feringeea's and my gang seized, after we had murdered the two women and the little girl, at Manora, in 1830? and were we not ourselves both seized soon after? How could we survive things like that? Our ancestors never did such things." Lalmun, another Thug, in reply to a similar question, said, "Most of our misfortunes have come upon us for the murder of women. We all knew that they would come upon us some day, for this and other great sins. We were often admonished, but we did not take warning; and we deserve our fates." In speaking of the supposed protection which their goddess had extended to them in former times, Zolfukar said:--"Ah! we had some regard for religion then! We have lost it since. All kinds of men have been made Thugs, and all classes of people murdered, without distinction; and little attention has been paid to omens. How, after this, could we think to escape? * * * * Davee never forsook us till we neglected her!" It might be imagined that men who spoke in this manner of the anger of the goddess, and who, even in custody, showed so much veneration for their unhappy calling, would hesitate before they turned informers, and laid bare the secrets and exposed the haunts of their fellows:--among the more civilized ruffians of Europe, we often find the one chivalrous trait of character, which makes them scorn a reward that must be earned by the blood of their accomplices: but in India there is no honour among thieves. When the approvers are asked, if they, who still believe in the power of the terrible goddess Davee, are not afraid to incur her displeasure by informing of their fellows, they reply, that Davee has done her worst in abandoning them. She can inflict no severer punishment, and therefore gives herself no further concern about her degenerate children. This cowardly doctrine is, however, of advantage to the Government that seeks to put an end to the sect, and has thrown a light upon their practices, which could never have been obtained from other sources. Another branch of the Thug abomination has more recently been discovered by the indefatigable Captain Sleeman. The followers of this sect are called MEGPUNNAS, and they murder travellers, not to rob them of their wealth, but of their children, whom they afterwards sell into slavery. They entertain the same religious opinions as the Thugs, and have carried on their hideous practices, and entertained their dismal superstition, for about a dozen years with impunity. The report of Captain Sleeman states, that the crime prevails almost exclusively in Delhi and the native principalities, or Rajpootana of Ulwar and Bhurtpore; and that it first spread extensively after the siege of Bhurtpore in 1826. The original Thugs never or rarely travel with their wives; but the Megpunnas invariably take their families with them, the women and children being used to inveigle the victims. Poor travellers are always chosen by the Megpunnas as the objects of their murderous traffic. The females and children are sent on in advance to make acquaintance with emigrants or beggars on the road, travelling with their families, whom they entice to pass the night in some secluded place, where they are afterwards set upon by the men, and strangled. The women take care of the children. Such of them as are beautiful are sold at a high price to the brothels of Delhi, or other large cities; while the boys and ill-favoured girls are sold for servants at a more moderate rate. These murders are perpetrated perhaps five hundred miles from the homes of the unfortunate victims; and the children thus obtained, deprived of all their relatives, are never inquired after. Even should any of their kin be alive, they are too far off and too poor to institute inquiries. One of the members, on being questioned, said the Megpunnas made more money than the other Thugs; it was more profitable to kill poor people for the sake of their children, than rich people for their wealth. Megpunnaism is supposed by its votaries to be, like Thuggee, under the immediate protection of the great goddess Davee, or Kalee, whose favour is to be obtained before the commencement of every expedition, and whose omens, whether of good or evil, are to be diligently sought on all occasions. The first apostle to whom she communicated her commands for the formation of the new sect, and the rules and ordinances by which it was to be guided, was called Kheama Jemadar. He was considered so holy a man, that the Thugs and Megpunnas considered it an extreme felicity to gaze upon and touch him. At the moment of his arrest by the British authorities, a fire was raging in the village, and the inhabitants gathered round him and implored him to intercede with his god, that the flames might be extinguished. The Megpunna, says the tradition, stretched forth his hand to heaven, prayed, and the fire ceased immediately. There now only remain to be considered the exertions that have been made to remove from the face of India this purulent and disgusting sore. From the year 1807 until 1826, the proceedings against Thuggee were not carried on with any extraordinary degree of vigour; but, in the latter year, the Government seems to have begun to act upon a settled determination to destroy it altogether. From 1826 to 1855, both included, there were committed to prison, in the various Presidencies, 1562 persons accused of this crime. Of these, 328 were hanged; 999 transported; 77 imprisoned for life; 71 imprisoned for shorter periods; 21 held to bail; and only 21 acquitted. Of the remainder, 31 died in prison, before they were brought to trial, 11 escaped, and 49 turned approvers. One Feringeea, a Thug leader of great notoriety, was delivered up to justice in the year 1830, in consequence of the reward of five hundred rupees offered for his apprehension by the Government. He was brought before Captain Sleeman, at Sangir, in the December of that year, and offered, if his life were spared, to give such information as would lead to the arrest of several extensive gangs which had carried on their murderous practices undetected for several years. He mentioned the place of rendezvous, for the following February, of some well organized gangs, who were to proceed into Guzerat and Candeish. Captain Sleeman appeared to doubt his information; but accompanied the Thug to a mango grove, two stages from Sangir, on the road to Seronage. They reached this place in the evening, and in the morning Feringeea pointed out three places in which he and his gang had, at different intervals, buried the bodies of three parties of travellers whom they had murdered. The sward had grown over all the spots, and not the slightest traces were to be seen that it had ever been disturbed. Under the sod of Captain Sleeman's tent were found the bodies of the first party, consisting of a pundit and his six attendants, murdered in 1818. Another party of five, murdered in 1824, were under the ground at the place where the Captain's horses had been tied up for the night; and four Brahmin carriers of the Ganges water, with a woman, were buried under his sleeping tent. Before the ground was moved, Captain Sleeman expressed some doubts; but Feringeea, after looking at the position of some neighbouring trees, said he would risk his life on the accuracy of his remembrance. The workmen dug five feet without discovering the bodies; but they were at length found a little beyond that depth, exactly as the Thug had described them. With this proof of his knowledge of the haunts of his brethren, Feringeea was promised his liberty and pardon if he would aid in bringing to justice the many large gangs to which he had belonged, and which were still prowling over the country. They were arrested in the February following, at the place of rendezvous pointed out by the approver, and most of them condemned and executed. So far we learn from Captain Sleeman, who only brought down his tables to the close of the year 1835. A writer in the "Foreign Quarterly Review" furnishes an additional list of 241 persons, committed to prison in 1836, for being concerned in the murder and robbery of 474 individuals. Of these criminals, 91 were sentenced to death, and 22 to imprisonment for life, leaving 306, who were sentenced to transportation for life, or shorter periods of imprisonment, or who turned approvers, or died in gaol. Not one of the whole number was acquitted. Great as is this amount of criminals who have been brought to justice, it is to be feared that many years must elapse before an evil so deeply rooted can be eradicated. The difficulty is increased by the utter hopelessness of reformation as regards the survivors. Their numbers are still calculated to amount to ten thousand persons, who, taking the average of three murders annually for each, as calculated by Captain Sleeman and other writers, murder every year thirty thousand of their fellow creatures. This average is said to be under the mark; but even if we were to take it at only a third of this calculation, what a frightful list it would be! When religion teaches men to go astray, they go far astray indeed! END OF THE FIRST VOLUME. 8077 ---- THE MIND IN THE MAKING The Relation of Intelligence to Social Reform By JAMES HARVEY ROBINSON _Author of_ "PETRARCH, THE FIRST MODERN SCHOLAR" "MEDIAEVAL AND MODERN TIMES" "THE NEW HISTORY", ETC. CONTENTS I PREFACE 1. ON THE PURPOSE OF THIS VOLUME 2. THREE DISAPPOINTED METHODS OF REFORM II 3. ON VARIOUS KINDS OF THINKING 4. RATIONALIZING 5. HOW CREATIVE THOUGHT TRANSFORMS THE WORLD III 6. OUR ANIMAL HERITAGE. THE NATURE OF CIVILIZATION 7. OUR SAVAGE MIND IV 8. BEGINNING OF CRITICAL THINKING 9. INFLUENCE OF PLATO AND ARISTOTLE V 10. ORIGIN OF MEDIAEVAL CIVILIZATION 11. OUR MEDIAEVAL INTELLECTUAL INHERITANCE VI 12. THE SCIENTIFIC REVOLUTION 13. HOW SCIENTIFIC KNOWLEDGE HAS THE CONDITIONS OF LIFE VII 14. "THE SICKNESS OF AN ACQUISITIVE SOCIETY" 15. THE PHILOSOPHY OF SAFETY AND SANITY VIII 16. SOME REFLECTIONS ON THE PHILOSOPHY OF REPRESSION 17. WHAT OF IT? APPENDIX * * * * * I. PREFACE This is an essay--not a treatise--on the most important of all matters of human concern. Although it has cost its author a great deal more thought and labor than will be apparent, it falls, in his estimation, far below the demands of its implacably urgent theme. Each page could readily be expanded into a volume. It suggests but the beginning of the beginning now being made to raise men's thinking onto a plain which may perhaps enable them to fend off or reduce some of the dangers which lurk on every hand. J. H. R. NEW SCHOOL FOR SOCIAL RESEARCH, NEW YORK CITY, _August, 1921._ THE MIND IN THE MAKING 1. ON THE PURPOSE OF THIS VOLUME If some magical transformation could be produced in men's ways of looking at themselves and their fellows, no inconsiderable part of the evils which now afflict society would vanish away or remedy themselves automatically. If the majority of influential persons held the opinions and occupied the point of view that a few rather uninfluential people now do, there would, for instance, be no likelihood of another great war; the whole problem of "labor and capital" would be transformed and attenuated; national arrogance, race animosity, political corruption, and inefficiency would all be reduced below the danger point. As an old Stoic proverb has it, men are tormented by the opinions they have of things, rather than by the things themselves. This is eminently true of many of our worst problems to-day. We have available knowledge and ingenuity and material resources to make a far fairer world than that in which we find ourselves, but various obstacles prevent our intelligently availing ourselves of them. The object of this book is to substantiate this proposition, to exhibit with entire frankness the tremendous difficulties that stand in the way of such a beneficent change of mind, and to point out as clearly as may be some of the measures to be taken in order to overcome them. When we contemplate the shocking derangement of human affairs which now prevails in most civilized countries, including our own, even the best minds are puzzled and uncertain in their attempts to grasp the situation. The world seems to demand a moral and economic regeneration which it is dangerous to postpone, but as yet impossible to imagine, let alone direct. The preliminary intellectual regeneration which would put our leaders in a position to determine and control the course of affairs has not taken place. We have unprecedented conditions to deal with and novel adjustments to make--there can be no doubt of that. We also have a great stock of scientific knowledge unknown to our grandfathers with which to operate. So novel are the conditions, so copious the knowledge, that we must undertake the arduous task of reconsidering a great part of the opinions about man and his relations to his fellow-men which have been handed down to us by previous generations who lived in far other conditions and possessed far less information about the world and themselves. We have, however, first to create an _unprecedented attitude of mind to cope with unprecedented conditions, and to utilize unprecedented knowledge_ This is the preliminary, and most difficult, step to be taken--far more difficult than one would suspect who fails to realize that in order to take it we must overcome inveterate natural tendencies and artificial habits of long standing. How are we to put ourselves in a position to come to think of things that we not only never thought of before, but are most reluctant to question? In short, how are we to rid ourselves of our fond prejudices and _open our minds_? As a historical student who for a good many years has been especially engaged in inquiring how man happens to have the ideas and convictions about himself and human relations which now prevail, the writer has reached the conclusion that history can at least shed a great deal of light on our present predicaments and confusion. I do not mean by history that conventional chronicle of remote and irrelevant events which embittered the youthful years of many of us, but rather a study of how man has come to be as he is and to believe as he does. No historian has so far been able to make the whole story very plain or popular, but a number of considerations are obvious enough, and it ought not to be impossible some day to popularize them. I venture to think that if certain seemingly indisputable historical facts were generally known and accepted and permitted to play a daily part in our thought, the world would forthwith become a very different place from what it now is. We could then neither delude ourselves in the simple-minded way we now do, nor could we take advantage of the primitive ignorance of others. All our discussions of social, industrial, and political reform would be raised to a higher plane of insight and fruitfulness. In one of those brilliant divagations with which Mr. H. G. Wells is wont to enrich his novels he says: When the intellectual history of this time comes to be written, nothing, I think, will stand out more strikingly than the empty gulf in quality between the superb and richly fruitful scientific investigations that are going on, and the general thought of other educated sections of the community. I do not mean that scientific men are, as a whole, a class of supermen, dealing with and thinking about everything in a way altogether better than the common run of humanity, but in their field they think and work with an intensity, an integrity, a breadth, boldness, patience, thoroughness, and faithfulness--excepting only a few artists--which puts their work out of all comparison with any other human activity.... In these particular directions the human mind has achieved a new and higher quality of attitude and gesture, a veracity, a self-detachment, and self-abnegating vigor of criticism that tend to spread out and must ultimately spread out to every other human affair. No one who is even most superficially acquainted with the achievements of students of nature during the past few centuries can fail to see that their thought has been astoundingly effective in constantly adding to our knowledge of the universe, from the hugest nebula to the tiniest atom; moreover, this knowledge has been so applied as to well-nigh revolutionize human affairs, and both the knowledge and its applications appear to be no more than hopeful beginnings, with indefinite revelations ahead, if only the same kind of thought be continued in the same patient and scrupulous manner. But the knowledge of man, of the springs of his conduct, of his relation to his fellow-men singly or in groups, and the felicitous regulation of human intercourse in the interest of harmony and fairness, have made no such advance. Aristotle's treatises on astronomy and physics, and his notions of "generation and decay" and of chemical processes, have long gone by the board, but his politics and ethics are still revered. Does this mean that his penetration in the sciences of man exceeded so greatly his grasp of natural science, or does it mean that the progress of mankind in the scientific knowledge and regulation of human affairs has remained almost stationary for over two thousand years? I think that we may safely conclude that the latter is the case. It has required three centuries of scientific thought and of subtle inventions for its promotion to enable a modern chemist or physicist to center his attention on electrons and their relation to the mysterious nucleus of the atom, or to permit an embryologist to study the early stirrings of the fertilized egg. As yet relatively little of the same kind of thought has been brought to bear on human affairs. When we compare the discussions in the United States Senate in regard to the League of Nations with the consideration of a broken-down car in a roadside garage the contrast is shocking. The rural mechanic thinks scientifically; his only aim is to avail himself of his knowledge of the nature and workings of the car, with a view to making it run once more. The Senator, on the other hand, appears too often to have little idea of the nature and workings of nations, and he relies on rhetoric and appeals to vague fears and hopes or mere partisan animosity. The scientists have been busy for a century in revolutionizing the _practical_ relation of nations. The ocean is no longer a barrier, as it was in Washington's day, but to all intents and purposes a smooth avenue closely connecting, rather than safely separating, the eastern and western continents. The Senator will nevertheless unblushingly appeal to policies of a century back, suitable, mayhap, in their day, but now become a warning rather than a guide. The garage man, on the contrary, takes his mechanism as he finds it, and does not allow any mystic respect for the earlier forms of the gas engine to interfere with the needed adjustments. Those who have dealt with natural phenomena, as distinguished from purely human concerns, did not, however, quickly or easily gain popular approbation and respect. The process of emancipating natural science from current prejudices, both of the learned and of the unlearned, has been long and painful, and is not wholly completed yet. If we go back to the opening of the seventeenth century we find three men whose business it was, above all, to present and defend common sense in the natural sciences. The most eloquent and variedly persuasive of these was Lord Bacon. Then there was the young Descartes trying to shake himself loose from his training in a Jesuit seminary by going into the Thirty Years' War, and starting his intellectual life all over by giving up for the moment all he had been taught. Galileo had committed an offense of a grave character by discussing in the mother tongue the problems of physics. In his old age he was imprisoned and sentenced to repeat the seven penitential psalms for differing from Aristotle and Moses and the teachings of the theologians. On hearing Galileo's fate. Descartes burned a book he had written, _On The World_, lest he, too, get into trouble. From that time down to the days of Huxley and John Fiske the struggle has continued, and still continues--the Three Hundred Years' War for intellectual freedom in dealing with natural phenomena. It has been a conflict against ignorance, tradition, and vested interests in church and university, with all that preposterous invective and cruel misrepresentation which characterize the fight against new and critical ideas. Those who cried out against scientific discoveries did so in the name of God, of man's dignity, and of holy religion and morality. Finally, however, it has come about that our instruction in the natural sciences is tolerably free; although there are still large bodies of organized religious believers who are hotly opposed to some of the more fundamental findings of biology. Hundreds of thousands of readers can be found for Pastor Russell's exegesis of Ezekiel and the Apocalypse to hundreds who read Conklin's _Heredity and Environment_ or Slosson's _Creative Chemistry_. No publisher would accept a historical textbook based on an explicit statement of the knowledge we now have of man's animal ancestry. In general, however, our scientific men carry on their work and report their results with little or no effective hostility on the part of the clergy or the schools. The social body has become tolerant of their virus. This is not the case, however, with the social sciences. One cannot but feel a little queasy when he uses the expression "social science", because it seems as if we had not as yet got anywhere near a real science of man. I mean by social science our feeble efforts to study man, his natural equipment and impulses, and his relations to his fellows in the light of his origin and the history of the race. This enterprise has hitherto been opposed by a large number of obstacles essentially more hampering and far more numerous than those which for three hundred years hindered the advance of the natural sciences. Human affairs are in themselves far more intricate and perplexing than molecules and chromosomes. But this is only the more reason for bringing to bear on human affairs that critical type of thought and calculation for which the remunerative thought about molecules and chromosomes has prepared the way. I do not for a moment suggest that we can use precisely the same kind of thinking in dealing with the quandaries of mankind that we use in problems of chemical reaction and mechanical adjustment. Exact scientific results, such as might be formulated in mechanics, are, of course, out of the question. It would be unscientific to expect to apply them. I am not advocating any particular method of treating human affairs, but rather such a _general frame of mind, such a critical open-minded attitude_, as has hitherto been but sparsely developed among those who aspire to be men's guides, whether religious, political, economic, or academic. Most human progress has been, as Wells expresses it, a mere "muddling through". It has been man's wont to explain and sanctify his ways, with little regard to their fundamental and permanent expediency. An arresting example of what this muddling may mean we have seen during these recent years in the slaying or maiming of fifteen million of our young men, resulting in incalculable loss, continued disorder, and bewilderment. Yet men seem blindly driven to defend and perpetuate the conditions which produced the last disaster. Unless we wish to see a recurrence of this or some similar calamity, we must, as I have already suggested, create a new and unprecedented attitude of mind to meet the new and unprecedented conditions which confront us. _We should proceed to the thorough reconstruction of our mind, with a view to understanding actual human conduct and organization_. We must examine the facts freshly, critically, and dispassionately, and then allow our philosophy to formulate itself as a result of this examination, instead of permitting our observations to be distorted by archaic philosophy, political economy, and ethics. As it is, we are taught our philosophy first, and in its light we try to justify the facts. We must reverse this process, as did those who began the great work in experimental science; we must first face the facts, and patiently await the emergence of a new philosophy. A willingness to examine the very foundations of society does not mean a desire to encourage or engage in any hasty readjustment, but certainly no wise or needed readjustment _can_ be made unless such an examination is undertaken. I come back, then, to my original point that in this examination of existing facts history, by revealing the origin of many of our current fundamental beliefs, will tend to free our minds so as to permit honest thinking. Also, that the historical facts which I propose to recall would, if permitted to play a constant part in our thinking, automatically eliminate a very considerable portion of the gross stupidity and blindness which characterize our present thought and conduct in public affairs, and would contribute greatly to developing the needed scientific attitude toward human concerns--in other words, to _bringing the mind up to date_. 2. THREE DISAPPOINTED METHODS OF REFORM Plans for social betterment and the cure of public ills have in the past taken three general forms: (I) changes in the rules of the game, (II) spiritual exhortation, and (III) education. Had all these not largely failed, the world would not be in the plight in which it now confessedly is. I. Many reformers concede that they are suspicious of what they call "ideas". They are confident that our troubles result from defective organization, which should be remedied by more expedient legislation and wise ordinances. Abuses should be abolished or checked by forbidding them, or by some ingenious reordering of procedure. Responsibility should be concentrated or dispersed. The term of office of government officials should be lengthened or shortened; the number of members in governing bodies should be increased or decreased; there should be direct primaries, referendum, recall, government by commission; powers should be shifted here and there with a hope of meeting obvious mischances all too familiar in the past. In industry and education administrative reform is constantly going on, with the hope of reducing friction and increasing efficiency. The House of Commons not long ago came to new terms with the peers. The League of Nations has already had to adjust the functions and influence of the Council and the Assembly, respectively. No one will question that organization is absolutely essential in human affairs, but reorganization, while it sometimes produces assignable benefit, often fails to meet existing evils, and not uncommonly engenders new and unexpected ones. Our confidence in restriction and regimentation is exaggerated. What we usually need is a _change of attitude_, and without this our new regulations often leave the old situation unaltered. So long as we allow our government to be run by politicians and business lobbies it makes little difference how many aldermen or assemblymen we have or how long the mayor or governor holds office. In a university the fundamental drift of affairs cannot be greatly modified by creating a new dean, or a university council, or by enhancing or decreasing the nominal authority of the president or faculty. We now turn to the second sanctified method of reform, moral uplift. II. Those who are impatient with mere administrative reform, or who lack faith in it, declare that what we need is brotherly love. Thousands of pulpits admonish us to remember that we are all children of one Heavenly Father and that we should bear one another's burdens with fraternal patience. Capital is too selfish; Labor is bent on its own narrow interests regardless of the risks Capital takes. We are all dependent on one another, and a recognition of this should beget mutual forbearance and glad co-operation. Let us forget ourselves in others. "Little children, love one another." The fatherhood of God has been preached by Christians for over eighteen centuries, and the brotherhood of man by the Stoics long before them. The doctrine has proved compatible with slavery and serfdom, with wars blessed, and not infrequently instigated, by religious leaders, and with industrial oppression which it requires a brave clergyman or teacher to denounce to-day. True, we sometimes have moments of sympathy when our fellow-creatures become objects of tender solicitude. Some rare souls may honestly flatter themselves that they love mankind in general, but it would surely be a very rare soul indeed who dared profess that he loved his personal enemies--much less the enemies of his country or institutions. We still worship a tribal god, and the "foe" is not to be reckoned among his children. Suspicion and hate are much more congenial to our natures than love, for very obvious reasons in this world of rivalry and common failure. There is, beyond doubt, a natural kindliness in mankind which will show itself under favorable auspices. But experience would seem to teach that it is little promoted by moral exhortation. This is the only point that need be urged here. Whether there is another way of forwarding the brotherhood of man will be considered in the sequel. III. One disappointed in the effects of mere reorganization, and distrusting the power of moral exhortation, will urge that what we need above all is _education_. It is quite true that what we need is education, but something so different from what now passes as such that it needs a new name. Education has more various aims than we usually recognize, and should of course be judged in relation to the importance of its several intentions, and of its success in gaining them. The arts of reading and writing and figuring all would concede are basal in a world of newspapers and business. Then there is technical information and the training that prepares one to earn a livelihood in some more or less standardized guild or profession. Both these aims are reached fairly well by our present educational system, subject to various economies and improvements in detail. Then there are the studies which it is assumed contribute to general culture and to "training the mind", with the hope of cultivating our tastes, stimulating the imagination, and mayhap improving our reasoning powers. This branch of education is regarded by the few as very precious and indispensable; by the many as at best an amenity which has little relation to the real purposes and success of life. It is highly traditional and retrospective in the main, concerned with ancient tongues, old and revered books, higher mathematics, somewhat archaic philosophy and history, and the fruitless form of logic which has until recently been prized as man's best guide in the fastnesses of error. To these has been added in recent decades a choice of the various branches of natural science. The results, however, of our present scheme of liberal education are disappointing. One who, like myself, firmly agrees with its objects and is personally so addicted to old books, so pleased with such knowledge as he has of the ancient and modern languages, so envious of those who can think mathematically, and so interested in natural science--such a person must resent the fact that those who have had a liberal education rarely care for old books, rarely read for pleasure any foreign language, think mathematically, love philosophy or history, or care for the beasts, birds, plants, and rocks with any intelligent insight, or even real curiosity. This arouses the suspicion that our so-called "liberal education" miscarries and does not attain its ostensible aims. The three educational aims enumerated above have one thing in common. They are all directed toward an enhancement of the chances of _personal_ worldly success, or to the increase of our _personal_ culture and intellectual and literary enjoyment. Their purpose is not primarily to fit us to play a part in social or political betterment. But of late a fourth element has been added to the older ambitions, namely the hope of preparing boys and girls to become intelligent voters. This need has been forced upon us by the coming of political democracy, which makes one person's vote exactly as good as another's. Now education for citizenship would seem to consist in gaining a knowledge of the actual workings of our social organization, with some illuminating notions of its origin, together with a full realization of its defects and their apparent sources. But here we encounter an obstacle that is unimportant in the older types of education, but which may prove altogether fatal to any good results in our efforts to make better citizens. Subjects of instruction like reading and writing, mathematics, Latin and Greek, chemistry and physics, medicine and the law are fairly well standardized and retrospective. Doubtless there is a good deal of internal change in method and content going on, but this takes place unobtrusively and does not attract the attention of outside critics. Political and social questions, on the other hand, and matters relating to prevailing business methods, race animosities, public elections, and governmental policy are, if they are vital, necessarily "controversial". School boards and superintendents, trustees and presidents of colleges and universities, are sensitive to this fact. They eagerly deprecate in their public manifestos any suspicion that pupils and students are being awakened in any way to the truth that our institutions can possibly be fundamentally defective, or that the present generation of citizens has not conducted our affairs with exemplary success, guided by the immutable principles of justice. How indeed can a teacher be expected to explain to the sons and daughters of businessmen, politicians, doctors, lawyers, and clergymen--all pledged to the maintenance of the sources of their livelihood--the actual nature of business enterprise as now practiced, the prevailing methods of legislative bodies and courts, and the conduct of foreign affairs? Think of a teacher in the public schools recounting the more illuminating facts about the municipal government under which he lives, with due attention to graft and jobs! So, courses in government, political economy, sociology, and ethics confine themselves to inoffensive generalizations, harmless details of organization, and the commonplaces of routine morality, for only in that way can they escape being controversial. Teachers are rarely able or inclined to explain our social life and its presuppositions with sufficient insight and honesty to produce any very important results. Even if they are tempted to tell the essential facts they dare not do so, for fear of losing their places, amid the applause of all the righteously minded. However we may feel on this important matter, we must all agree that the aim of education for citizenship as now conceived is a preparation for the same old citizenship which has so far failed to eliminate the shocking hazards and crying injustices of our social and political life. For we sedulously inculcate in the coming generation exactly the same illusions and the same ill-placed confidence in existing institutions and prevailing notions that have brought the world to the pass in which we find it. Since we do all we can to corroborate the beneficence of what we have, we can hardly hope to raise up a more intelligent generation bent on achieving what we have not. We all know this to be true; it has been forcibly impressed on our minds of late. Most of us agree that it is right and best that it should be so; some of us do not like to think about it at all, but a few will be glad to spend a little time weighing certain suggestions in this volume which may indicate a way out of this _impasse_.[1] We have now considered briefly the three main hopes that have been hitherto entertained of bettering things (I) by changing the rules of the game, (II) by urging men to be good, and to love their neighbor as themselves, and (III) by education for citizenship. It may be that these hopes are not wholly unfounded, but it must be admitted that so far they have been grievously disappointed. Doubtless they will continue to be cherished on account of their assured respectability. Mere lack of success does not discredit a method, for there are many things that determine and perpetuate our sanctified ways of doing things besides their success in reaching their proposed ends. Had this not always been so, our life to-day would be far less stupidly conducted than it is. But let us agree to assume for the moment that the approved schemes of reform enumerated above have, to say the least, shown themselves inadequate to meet the crisis in which civilized society now finds itself. Have we any other hope? Yes, there is Intelligence. That is as yet an untested hope in its application to the regulation of human relations. It is not discredited because it has not been tried on any large scale outside the realm of natural science. There, everyone will confess, it has produced marvelous results. Employed in regard to stars, rocks, plants, and animals, and in the investigation of mechanical and chemical processes, it has completely revolutionized men's notions of the world in which they live, and of its inhabitants, _with the notable exception of man himself_. These discoveries have been used to change our habits and to supply us with everyday necessities which a hundred years ago were not dreamed of as luxuries accessible even to kings and millionaires. But most of us know too little of the past to realize the penalty that had to be paid for this application of intelligence. In order that these discoveries should be made and ingeniously applied to the conveniences of life, _it was necessary to discard practically all the consecrated notions of the world and its workings which had been held by the best and wisest and purest of mankind down to three hundred years ago_--indeed, until much more recently. Intelligence, in a creature of routine like man and in a universe so ill understood as ours, must often break valiantly with the past in order to get ahead. It would be pleasant to assume that all we had to do was to build on well-designed foundations, firmly laid by the wisdom of the ages. But those who have studied the history of natural science would agree that Bacon, Galileo, and Descartes found no such foundation, but had to begin their construction from the ground up. The several hopes of reform mentioned above all assume that the now generally accepted notions of righteous human conduct are not to be questioned. Our churches and universities defend this assumption. Our editors and lawyers and the more vocal of our business men adhere to it. Even those who pretend to study society and its origin seem often to believe that our present ideals and standards of property, the state, industrial organization, the relations of the sexes, and education are practically final and must necessarily be the basis of any possible betterment in detail. But if this be so Intelligence has already done its perfect work, and we can only lament that the outcome in the way of peace, decency, and fairness, judged even by existing standards, has been so disappointing. There are, of course, a few here and there who suspect and even repudiate current ideals and standards. But at present their resentment against existing evils takes the form of more or less dogmatic plans of reconstruction, like those of the socialists and communists, or exhausts itself in the vague protest and faultfinding of the average "Intellectual". Neither the socialist nor the common run of Intellectual appears to me to be on the right track. The former is more precise in his doctrines and confident in his prophecies than a scientific examination of mankind and its ways would at all justify; the other, more indefinite than he need be. If Intelligence is to have the freedom of action necessary to accumulate new and valuable knowledge about man's nature and possibilities which may ultimately be applied to reforming our ways, it must loose itself from the bonds that now confine it. The primeval curse still holds: "Of every tree in the garden thou mayest freely eat; but of the tree of the knowledge of good and evil, thou shalt not eat of it; for in the day that thou eatest thereof thou shalt surely die." Few people confess that they are afraid of knowledge, but the university presidents, ministers, and editors who most often and publicly laud what they are wont to call "the fearless pursuit of truth", feel compelled, in the interest of public morals and order, to discourage any reckless indulgence in the fruit of the forbidden tree, for the inexperienced may select an unripe apple and suffer from the colic in consequence. "Just look at Russia!" Better always, instead of taking the risk on what the church calls "science falsely so called", fall back on ignorance rightly so called. No one denies that Intelligence is the light of the world and the chief glory of man, but, as Bertrand Russell says, we dread its indifference to respectable opinions and what we deem the well-tried wisdom of the ages. "It is," as he truly says, "fear that holds men back; fear that their cherished beliefs should prove harmful, fear lest they themselves should prove less worthy of respect than they have supposed themselves to be. 'Should the workingman think freely about property? What then will become of us, the rich? Should young men and women think freely about sex? What then will become of morality? Should soldiers think freely about war? What then will become of military discipline?'" This fear is natural and inevitable, but it is none the less dangerous and discreditable. Human arrangements are no longer so foolproof as they may once have been when the world moved far more slowly than it now does. It should therefore be a good deed to remove or lighten any of the various restraints on thought. I believe that there is an easy and relatively painless way in which our respect for the past can be lessened so that we shall no longer feel compelled to take the wisdom of the ages as the basis of our reforms. My own confidence in what President Butler calls "the findings of mankind" is gone, and the process by which it was lost will become obvious as we proceed. I have no reforms to recommend, except the liberation of Intelligence, which is the first and most essential one. I propose to review by way of introduction some of the new ideas which have been emerging during the past few years in regard to our minds and their operations. Then we shall proceed to the main theme of the book, a sketch of the manner in which our human intelligence appears to have come about. If anyone will follow the story with a fair degree of sympathy and patience he may, by merely putting together well-substantiated facts, many of which he doubtless knows in other connections, hope better to understand the perilous quandary in which mankind is now placed and the ways of escape that offer themselves. NOTES. [1] George Bernard Shaw reaches a similar conclusion when he contemplates education in the British Isles. "We must teach citizenship and political science at school. But must we? There is no must about it, the hard fact being that we must not teach political science or citizenship at school. The schoolmaster who attempted it would soon find himself penniless in the streets without pupils, if not in the dock pleading to a pompously worded indictment for sedition against the exploiters. Our schools teach the morality of feudalism corrupted by commercialism, and hold up the military conqueror, the robber baron, and the profiteer, as models of the illustrious and successful."--_Back to Methuselah_, xii. * * * * * II Good sense is, of all things among men, the most equally distributed; for everyone thinks himself so abundantly provided with it that those even who are the most difficult to satisfy in everything else do not usually desire a larger measure of this quality than they already possess.--DESCARTES. We see man to-day, instead of the frank and courageous recognition of his status, the docile attention to his biological history, the determination to let nothing stand in the way of the security and permanence of his future, which alone can establish the safety and happiness of the race, substituting blind confidence in his destiny, unclouded faith in the essentially respectful attitude of the universe toward his moral code, and a belief no less firm that his traditions and laws and institutions necessarily contain permanent qualities of reality.--WILLIAM TROTTER. 3. ON VARIOUS KINDS OF THINKING The truest and most profound observations on Intelligence have in the past been made by the poets and, in recent times, by story-writers. They have been keen observers and recorders and reckoned freely with the emotions and sentiments. Most philosophers, on the other hand, have exhibited a grotesque ignorance of man's life and have built up systems that are elaborate and imposing, but quite unrelated to actual human affairs. They have almost consistently neglected the actual process of thought and have set the mind off as something apart to be studied by itself. _But no such mind, exempt from bodily processes, animal impulses, savage traditions, infantile impressions, conventional reactions, and traditional knowledge, ever existed_, even in the case of the most abstract of metaphysicians. Kant entitled his great work _A Critique of Pure Reason_. But to the modern student of mind pure reason seems as mythical as the pure gold, transparent as glass, with which the celestial city is paved. Formerly philosophers thought of mind as having to do exclusively with conscious thought. It was that within man which perceived, remembered, judged, reasoned, understood, believed, willed. But of late it has been shown that we are unaware of a great part of what we perceive, remember, will, and infer; and that a great part of the thinking of which we are aware is determined by that of which we are not conscious. It has indeed been demonstrated that our unconscious psychic life far outruns our conscious. This seems perfectly natural to anyone who considers the following facts: The sharp distinction between the mind and the body is, as we shall find, a very ancient and spontaneous uncritical savage prepossession. What we think of as "mind" is so intimately associated with what we call "body" that we are coming to realize that the one cannot be understood without the other. Every thought reverberates through the body, and, on the other hand, alterations in our physical condition affect our whole attitude of mind. The insufficient elimination of the foul and decaying products of digestion may plunge us into deep melancholy, whereas a few whiffs of nitrous monoxide may exalt us to the seventh heaven of supernal knowledge and godlike complacency. And vice versa, a sudden word or thought may cause our heart to jump, check our breathing, or make our knees as water. There is a whole new literature growing up which studies the effects of our bodily secretions and our muscular tensions and their relation to our emotions and our thinking. Then there are hidden impulses and desires and secret longings of which we can only with the greatest difficulty take account. They influence our conscious thought in the most bewildering fashion. Many of these unconscious influences appear to originate in our very early years. The older philosophers seem to have forgotten that even they were infants and children at their most impressionable age and never could by any possibility get over it. The term "unconscious", now so familiar to all readers of modern works on psychology, gives offense to some adherents of the past. There should, however, be no special mystery about it. It is not a new animistic abstraction, but simply a collective word to include all the physiological changes which escape our notice, all the forgotten experiences and impressions of the past which continue to influence our desires and reflections and conduct, even if we cannot remember them. What we can remember at any time is indeed an infinitesimal part of what has happened to us. We could not remember anything unless we forgot almost everything. As Bergson says, the brain is the organ of forgetfulness as well as of memory. Moreover, we tend, of course, to become oblivious to things to which we are thoroughly accustomed, for habit blinds us to their existence. So the forgotten and the habitual make up a great part of the so-called "unconscious". If we are ever to understand man, his conduct and reasoning, and if we aspire to learn to guide his life and his relations with his fellows more happily than heretofore, we cannot neglect the great discoveries briefly noted above. We must reconcile ourselves to novel and revolutionary conceptions of the mind, for it is clear that the older philosophers, whose works still determine our current views, had a very superficial notion of the subject with which they dealt. But for our purposes, with due regard to what has just been said and to much that has necessarily been left unsaid (and with the indulgence of those who will at first be inclined to dissent), _we shall consider mind chiefly as conscious knowledge and intelligence, as what we know and our attitude toward it--our disposition to increase our information, classify it, criticize it and apply it_. We do not think enough about thinking, and much of our confusion is the result of current illusions in regard to it. Let us forget for the moment any impressions we may have derived from the philosophers, and see what seems to happen in ourselves. The first thing that we notice is that our thought moves with such incredible rapidity that it is almost impossible to arrest any specimen of it long enough to have a look at it. When we are offered a penny for our thoughts we always find that we have recently had so many things in mind that we can easily make a selection which will not compromise us too nakedly. On inspection we shall find that even if we are not downright ashamed of a great part of our spontaneous thinking it is far too intimate, personal, ignoble or trivial to permit us to reveal more than a small part of it. I believe this must be true of everyone. We do not, of course, know what goes on in other people's heads. They tell us very little and we tell them very little. The spigot of speech, rarely fully opened, could never emit more than driblets of the ever renewed hogshead of thought--_noch grösser wie's Heidelberger Fass_. We find it hard to believe that other people's thoughts are as silly as our own, but they probably are. We all appear to ourselves to be thinking all the time during our waking hours, and most of us are aware that we go on thinking while we are asleep, even more foolishly than when awake. When uninterrupted by some practical issue we are engaged in what is now known as a _reverie_. This is our spontaneous and favorite kind of thinking. We allow our ideas to take their own course and this course is determined by our hopes and fears, our spontaneous desires, their fulfillment or frustration; by our likes and dislikes, our loves and hates and resentments. There is nothing else anything like so interesting to ourselves as ourselves. All thought that is not more or less laboriously controlled and directed will inevitably circle about the beloved Ego. It is amusing and pathetic to observe this tendency in ourselves and in others. We learn politely and generously to overlook this truth, but if we dare to think of it, it blazes forth like the noontide sun. The reverie or "free association of ideas" has of late become the subject of scientific research. While investigators are not yet agreed on the results, or at least on the proper interpretation to be given to them, there can be no doubt that our reveries form the chief index to our fundamental character. They are a reflection of our nature as modified by often hidden and forgotten experiences. We need not go into the matter further here, for it is only necessary to observe that the reverie is at all times a potent and in many cases an omnipotent rival to every other kind of thinking. It doubtless influences all our speculations in its persistent tendency to self-magnification and self-justification, which are its chief preoccupations, but it is the last thing to make directly or indirectly for honest increase of knowledge.[2] Philosophers usually talk as if such thinking did not exist or were in some way negligible. This is what makes their speculations so unreal and often worthless. The reverie, as any of us can see for himself, is frequently broken and interrupted by the necessity of a second kind of thinking. We have to make practical decisions. Shall we write a letter or no? Shall we take the subway or a bus? Shall we have dinner at seven or half past? Shall we buy U. S. Rubber or a Liberty Bond? Decisions are easily distinguishable from the free flow of the reverie. Sometimes they demand a good deal of careful pondering and the recollection of pertinent facts; often, however, they are made impulsively. They are a more difficult and laborious thing than the reverie, and we resent having to "make up our mind" when we are tired, or absorbed in a congenial reverie. Weighing a decision, it should be noted, does not necessarily add anything to our knowledge, although we may, of course, seek further information before making it. 4. RATIONALIZING A third kind of thinking is stimulated when anyone questions our belief and opinions. We sometimes find ourselves changing our minds without any resistance or heavy emotion, but if we are told that we are wrong we resent the imputation and harden our hearts. We are incredibly heedless in the formation of our beliefs, but find ourselves filled with an illicit passion for them when anyone proposes to rob us of their companionship. It is obviously not the ideas themselves that are dear to us, but our self-esteem, which is threatened. We are by nature stubbornly pledged to defend our own from attack, whether it be our person, our family, our property, or our opinion. A United States Senator once remarked to a friend of mine that God Almighty could not make him change his mind on our Latin-America policy. We may surrender, but rarely confess ourselves vanquished. In the intellectual world at least peace is without victory. Few of us take the pains to study the origin of our cherished convictions; indeed, we have a natural repugnance to so doing. We like to continue to believe what we have been accustomed to accept as true, and the resentment aroused when doubt is cast upon any of our assumptions leads us to seek every manner of excuse for clinging to them. _The result is that most of our so-called reasoning consists in finding arguments for going on believing as we already do_. I remember years ago attending a public dinner to which the Governor of the state was bidden. The chairman explained that His Excellency could not be present for certain "good" reasons; what the "real" reasons were the presiding officer said he would leave us to conjecture. This distinction between "good" and "real" reasons is one of the most clarifying and essential in the whole realm of thought. We can readily give what seem to us "good" reasons for being a Catholic or a Mason, a Republican or a Democrat, an adherent or opponent of the League of Nations. But the "real" reasons are usually on quite a different plane. Of course the importance of this distinction is popularly, if somewhat obscurely, recognized. The Baptist missionary is ready enough to see that the Buddhist is not such because his doctrines would bear careful inspection, but because he happened to be born in a Buddhist family in Tokio. But it would be treason to his faith to acknowledge that his own partiality for certain doctrines is due to the fact that his mother was a member of the First Baptist church of Oak Ridge. A savage can give all sorts of reasons for his belief that it is dangerous to step on a man's shadow, and a newspaper editor can advance plenty of arguments against the Bolsheviki. But neither of them may realize why he happens to be defending his particular opinion. The "real" reasons for our beliefs are concealed from ourselves as well as from others. As we grow up we simply adopt the ideas presented to us in regard to such matters as religion, family relations, property, business, our country, and the state. We unconsciously absorb them from our environment. They are persistently whispered in our ear by the group in which we happen to live. Moreover, as Mr. Trotter has pointed out, these judgments, being the product of suggestion and not of reasoning, have the quality of perfect obviousness, so that to question them ... is to the believer to carry skepticism to an insane degree, and will be met by contempt, disapproval, or condemnation, according to the nature of the belief in question. When, therefore, we find ourselves entertaining an opinion about the basis of which there is a quality of feeling which tells us that to inquire into it would be absurd, obviously unnecessary, unprofitable, undesirable, bad form, or wicked, we may know that that opinion is a nonrational one, and probably, therefore, founded upon inadequate evidence.[3] Opinions, on the other hand, which are the result of experience or of honest reasoning do not have this quality of "primary certitude". I remember when as a youth I heard a group of business men discussing the question of the immortality of the soul, I was outraged by the sentiment of doubt expressed by one of the party. As I look back now I see that I had at the time no interest in the matter, and certainly no least argument to urge in favor of the belief in which I had been reared. But neither my personal indifference to the issue, nor the fact that I had previously given it no attention, served to prevent an angry resentment when I heard _my_ ideas questioned. This spontaneous and loyal support of our preconceptions--this process of finding "good" reasons to justify our routine beliefs--is known to modern psychologists as "rationalizing"--clearly only a new name for a very ancient thing. Our "good" reasons ordinarily have no value in promoting honest enlightenment, because, no matter how solemnly they may be marshaled, they are at bottom the result of personal preference or prejudice, and not of an honest desire to seek or accept new knowledge. In our reveries we are frequently engaged in self-justification, for we cannot bear to think ourselves wrong, and yet have constant illustrations of our weaknesses and mistakes. So we spend much time finding fault with circumstances and the conduct of others, and shifting on to them with great ingenuity the on us of our own failures and disappointments. _Rationalizing is the self-exculpation which occurs when we feel ourselves, or our group, accused of misapprehension or error._ The little word _my_ is the most important one in all human affairs, and properly to reckon with it is the beginning of wisdom. It has the same force whether it is _my_ dinner, _my_ dog, and _my_ house, or _my_ faith, _my_ country, and _my God_. We not only resent the imputation that our watch is wrong, or our car shabby, but that our conception of the canals of Mars, of the pronunciation of "Epictetus", of the medicinal value of salicine, or the date of Sargon I, are subject to revision. Philosophers, scholars, and men of science exhibit a common sensitiveness in all decisions in which their _amour propre_ is involved. Thousands of argumentative works have been written to vent a grudge. However stately their reasoning, it may be nothing but rationalizing, stimulated by the most commonplace of all motives. A history of philosophy and theology could be written in terms of grouches, wounded pride, and aversions, and it would be far more instructive than the usual treatments of these themes. Sometimes, under Providence, the lowly impulse of resentment leads to great achievements. Milton wrote his treatise on divorce as a result of his troubles with his seventeen-year-old wife, and when he was accused of being the leading spirit in a new sect, the Divorcers, he wrote his noble _Areopagitica_ to prove his right to say what he thought fit, and incidentally to establish the advantage of a free press in the promotion of Truth. All mankind, high and low, thinks in all the ways which have been described. The reverie goes on all the time not only in the mind of the mill hand and the Broadway flapper, but equally in weighty judges and godly bishops. It has gone on in all the philosophers, scientists, poets, and theologians that have ever lived. Aristotle's most abstruse speculations were doubtless tempered by highly irrelevant reflections. He is reported to have had very thin legs and small eyes, for which he doubtless had to find excuses, and he was wont to indulge in very conspicuous dress and rings and was accustomed to arrange his hair carefully.[4] Diogenes the Cynic exhibited the impudence of a touchy soul. His tub was his distinction. Tennyson in beginning his "Maud" could not forget his chagrin over losing his patrimony years before as the result of an unhappy investment in the Patent Decorative Carving Company. These facts are not recalled here as a gratuitous disparagement of the truly great, but to insure a full realization of the tremendous competition which all really exacting thought has to face, even in the minds of the most highly endowed mortals. And now the astonishing and perturbing suspicion emerges that perhaps almost all that had passed for social science, political economy, politics, and ethics in the past may be brushed aside by future generations as mainly rationalizing. John Dewey has already reached this conclusion in regard to philosophy.[5] Veblen[6] and other writers have revealed the various unperceived presuppositions of the traditional political economy, and now comes an Italian sociologist, Vilfredo Pareto, who, in his huge treatise on general sociology, devotes hundreds of pages to substantiating a similar thesis affecting all the social sciences.[7] This conclusion may be ranked by students of a hundred years hence as one of the several great discoveries of our age. It is by no means fully worked out, and it is so opposed to nature that it will be very slowly accepted by the great mass of those who consider themselves thoughtful. As a historical student I am personally fully reconciled to this newer view. Indeed, it seems to me inevitable that just as the various sciences of nature were, before the opening of the seventeenth century, largely masses of rationalizations to suit the religious sentiments of the period, so the social sciences have continued even to our own day to be rationalizations of uncritically accepted beliefs and customs. _It will become apparent as we proceed that the fact that an idea is ancient and that it has been widely received is no argument in its favor, but should immediately suggest the necessity of carefully testing it as a probable instance of rationalization_. 5. HOW CREATIVE THOUGHT TRANSFORMS THE WORLD This brings us to another kind of thought which can fairly easily be distinguished from the three kinds described above. It has not the usual qualities of the reverie, for it does not hover about our personal complacencies and humiliations. It is not made up of the homely decisions forced upon us by everyday needs, when we review our little stock of existing information, consult our conventional preferences and obligations, and make a choice of action. It is not the defense of our own cherished beliefs and prejudices just because they are our own--mere plausible excuses for remaining of the same mind. On the contrary, it is that peculiar species of thought which leads us to _change_ our mind. It is this kind of thought that has raised man from his pristine, subsavage ignorance and squalor to the degree of knowledge and comfort which he now possesses. On his capacity to continue and greatly extend this kind of thinking depends his chance of groping his way out of the plight in which the most highly civilized peoples of the world now find themselves. In the past this type of thinking has been called Reason. But so many misapprehensions have grown up around the word that some of us have become very suspicious of it. I suggest, therefore, that we substitute a recent name and speak of "creative thought" rather than of Reason. _For this kind of meditation begets knowledge, and knowledge is really creative inasmuch as it makes things look different from what they seemed before and may indeed work for their reconstruction_. In certain moods some of us realize that we are observing things or making reflections with a seeming disregard of our personal preoccupations. We are not preening or defending ourselves; we are not faced by the necessity of any practical decision, nor are we apologizing for believing this or that. We are just wondering and looking and mayhap seeing what we never perceived before. Curiosity is as clear and definite as any of our urges. We wonder what is in a sealed telegram or in a letter in which some one else is absorbed, or what is being said in the telephone booth or in low conversation. This inquisitiveness is vastly stimulated by jealousy, suspicion, or any hint that we ourselves are directly or indirectly involved. But there appears to be a fair amount of personal interest in other people's affairs even when they do not concern us except as a mystery to be unraveled or a tale to be told. The reports of a divorce suit will have "news value" for many weeks. They constitute a story, like a novel or play or moving picture. This is not an example of pure curiosity, however, since we readily identify ourselves with others, and their joys and despair then become our own. We also take note of, or "observe", as Sherlock Holmes says, things which have nothing to do with our personal interests and make no personal appeal either direct or by way of sympathy. This is what Veblen so well calls "idle curiosity". And it is usually idle enough. Some of us when we face the line of people opposite us in a subway train impulsively consider them in detail and engage in rapid inferences and form theories in regard to them. On entering a room there are those who will perceive at a glance the degree of preciousness of the rugs, the character of the pictures, and the personality revealed by the books. But there are many, it would seem, who are so absorbed in their personal reverie or in some definite purpose that they have no bright-eyed energy for idle curiosity. The tendency to miscellaneous observation we come by honestly enough, for we note it in many of our animal relatives. Veblen, however, uses the term "idle curiosity" somewhat ironically, as is his wont. It is idle only to those who fail to realize that it may be a very rare and indispensable thing from which almost all distinguished human achievement proceeds. Since it may lead to systematic examination and seeking for things hitherto undiscovered. For research is but diligent search which enjoys the high flavor of primitive hunting. Occasionally and fitfully idle curiosity thus leads to creative thought, which alters and broadens our own views and aspirations and may in turn, under highly favorable circumstances, affect the views and lives of others, even for generations to follow. An example or two will make this unique human process clear. Galileo was a thoughtful youth and doubtless carried on a rich and varied reverie. He had artistic ability and might have turned out to be a musician or painter. When he had dwelt among the monks at Valambrosa he had been tempted to lead the life of a religious. As a boy he busied himself with toy machines and he inherited a fondness for mathematics. All these facts are of record. We may safely assume also that, along with many other subjects of contemplation, the Pisan maidens found a vivid place in his thoughts. One day when seventeen years old he wandered into the cathedral of his native town. In the midst of his reverie he looked up at the lamps hanging by long chains from the high ceiling of the church. Then something very difficult to explain occurred. He found himself no longer thinking of the building, worshipers, or the services; of his artistic or religious interests; of his reluctance to become a physician as his father wished. He forgot the question of a career and even the _graziosissime donne_. As he watched the swinging lamps he was suddenly wondering if mayhap their oscillations, whether long or short, did not occupy the same time. Then he tested this hypothesis by counting his pulse, for that was the only timepiece he had with him. This observation, however remarkable in itself, was not enough to produce a really creative thought. Others may have noticed the same thing and yet nothing came of it. Most of our observations have no assignable results. Galileo may have seen that the warts on a peasant's face formed a perfect isosceles triangle, or he may have noticed with boyish glee that just as the officiating priest was uttering the solemn words, _ecce agnus Dei_, a fly lit on the end of his nose. To be really creative, ideas have to be worked up and then "put over", so that they become a part of man's social heritage. The highly accurate pendulum clock was one of the later results of Galileo's discovery. He himself was led to reconsider and successfully to refute the old notions of falling bodies. It remained for Newton to prove that the moon was falling, and presumably all the heavenly bodies. This quite upset all the consecrated views of the heavens as managed by angelic engineers. The universality of the laws of gravitation stimulated the attempt to seek other and equally important natural laws and cast grave doubts on the miracles in which mankind had hitherto believed. In short, those who dared to include in their thought the discoveries of Galileo and his successors found themselves in a new earth surrounded by new heavens. On the 28th of October, 1831, three hundred and fifty years after Galileo had noticed the isochronous vibrations of the lamps, creative thought and its currency had so far increased that Faraday was wondering what would happen if he mounted a disk of copper between the poles of a horseshoe magnet. As the disk revolved an electric current was produced. This would doubtless have seemed the idlest kind of an experiment to the stanch business men of the time, who, it happened, were just then denouncing the child-labor bills in their anxiety to avail themselves to the full of the results of earlier idle curiosity. But should the dynamos and motors which have come into being as the outcome of Faraday's experiment be stopped this evening, the business man of to-day, agitated over labor troubles, might, as he trudged home past lines of "dead" cars, through dark streets to an unlighted house, engage in a little creative thought of his own and perceive that he and his laborers would have no modern factories and mines to quarrel about had it not been for the strange practical effects of the idle curiosity of scientists, inventors, and engineers. The examples of creative intelligence given above belong to the realm of modern scientific achievement, which furnishes the most striking instances of the effects of scrupulous, objective thinking. But there are, of course, other great realms in which the recording and embodiment of acute observation and insight have wrought themselves into the higher life of man. The great poets and dramatists and our modern story-tellers have found themselves engaged in productive reveries, noting and artistically presenting their discoveries for the delight and instruction of those who have the ability to appreciate them. The process by which a fresh and original poem or drama comes into being is doubtless analogous to that which originates and elaborates so-called scientific discoveries; but there is clearly a temperamental difference. The genesis and advance of painting, sculpture, and music offer still other problems. We really as yet know shockingly little about these matters, and indeed very few people have the least curiosity about them.[8] Nevertheless, creative intelligence in its various forms and activities is what makes man. Were it not for its slow, painful, and constantly discouraged operations through the ages man would be no more than a species of primate living on seeds, fruit, roots, and uncooked flesh, and wandering naked through the woods and over the plains like a chimpanzee. The origin and progress and future promotion of civilization are ill understood and misconceived. These should be made the chief theme of education, but much hard work is necessary before we can reconstruct our ideas of man and his capacities and free ourselves from innumerable persistent misapprehensions. There have been obstructionists in all times, not merely the lethargic masses, but the moralists, the rationalizing theologians, and most of the philosophers, all busily if unconsciously engaged in ratifying existing ignorance and mistakes and discouraging creative thought. Naturally, those who reassure us seem worthy of honor and respect. Equally naturally those who puzzle us with disturbing criticisms and invite us to change our ways are objects of suspicion and readily discredited. Our personal discontent does not ordinarily extend to any critical questioning of the general situation in which we find ourselves. In every age the prevailing conditions of civilization have appeared quite natural and inevitable to those who grew up in them. The cow asks no questions as to how it happens to have a dry stall and a supply of hay. The kitten laps its warm milk from a china saucer, without knowing anything about porcelain; the dog nestles in the corner of a divan with no sense of obligation to the inventors of upholstery and the manufacturers of down pillows. So we humans accept our breakfasts, our trains and telephones and orchestras and movies, our national Constitution, or moral code and standards of manners, with the simplicity and innocence of a pet rabbit. We have absolutely inexhaustible capacities for appropriating what others do for us with no thought of a "thank you". We do not feel called upon to make any least contribution to the merry game ourselves. Indeed, we are usually quite unaware that a game is being played at all. We have now examined the various classes of thinking which we can readily observe in ourselves and which we have plenty of reasons to believe go on, and always have been going on, in our fellow-men. We can sometimes get quite pure and sparkling examples of all four kinds, but commonly they are so confused and intermingled in our reverie as not to be readily distinguishable. The reverie is a reflection of our longings, exultations, and complacencies, our fears, suspicions, and disappointments. We are chiefly engaged in struggling to maintain our self-respect and in asserting that supremacy which we all crave and which seems to us our natural prerogative. It is not strange, but rather quite inevitable, that our beliefs about what is true and false, good and bad, right and wrong, should be mixed up with the reverie and be influenced by the same considerations which determine its character and course. We resent criticisms of our views exactly as we do of anything else connected with ourselves. Our notions of life and its ideals seem to us to be _our own_ and as such necessarily true and right, to be defended at all costs. _We very rarely consider, however, the process by which we gained our convictions_. If we did so, we could hardly fail to see that there was usually little ground for our confidence in them. Here and there, in this department of knowledge or that, some one of us might make a fair claim to have taken some trouble to get correct ideas of, let us say, the situation in Russia, the sources of our food supply, the origin of the Constitution, the revision of the tariff, the policy of the Holy Roman Apostolic Church, modern business organization, trade unions, birth control, socialism, the League of Nations, the excess-profits tax, preparedness, advertising in its social bearings; but only a very exceptional person would be entitled to opinions on all of even these few matters. And yet most of us have opinions on all these, and on many other questions of equal importance, of which we may know even less. We feel compelled, as self-respecting persons, to take sides when they come up for discussion. We even surprise ourselves by our omniscience. Without taking thought we see in a flash that it is most righteous and expedient to discourage birth control by legislative enactment, or that one who decries intervention in Mexico is clearly wrong, or that big advertising is essential to big business and that big business is the pride of the land. As godlike beings why should we not rejoice in our omniscience? It is clear, in any case, that our convictions on important matters are not the result of knowledge or critical thought, nor, it may be added, are they often dictated by supposed self-interest. Most of them are _pure prejudices_ in the proper sense of that word. We do not form them ourselves. They are the whisperings of "the voice of the herd". We have in the last analysis no responsibility for them and need assume none. They are not really our own ideas, but those of others no more well informed or inspired than ourselves, who have got them in the same careless and humiliating manner as we. It should be our pride to revise our ideas and not to adhere to what passes for respectable opinion, for such opinion can frequently be shown to be not respectable at all. We should, in view of the considerations that have been mentioned, resent our supine credulity. As an English writer has remarked: "If we feared the entertaining of an unverifiable opinion with the warmth with which we fear using the wrong implement at the dinner table, if the thought of holding a prejudice disgusted us as does a foul disease, then the dangers of man's suggestibility would be turned into advantages."[9] The purpose of this essay is to set forth briefly the way in which the notions of the herd have been accumulated. This seems to me the best, easiest, and least invidious educational device for cultivating a proper distrust for the older notions on which we still continue to rely. The "real" reasons, which explain how it is we happen to hold a particular belief, are chiefly historical. Our most important opinions--those, for example, having to do with traditional, religious, and moral convictions, property rights, patriotism, national honor, the state, and indeed all the assumed foundations of society--are, as I have already suggested, rarely the result of reasoned consideration, but of unthinking absorption from the social environment in which we live. Consequently, they have about them a quality of "elemental certitude", and we especially resent doubt or criticism cast upon them. So long, however, as we revere the whisperings of the herd, we are obviously unable to examine them dispassionately and to consider to what extent they are suited to the novel conditions and social exigencies in which we find ourselves to-day. The "real" reasons for our beliefs, by making clear their origins and history, can do much to dissipate this emotional blockade and rid us of our prejudices and preconceptions. Once this is done and we come critically to examine our traditional beliefs, we may well find some of them sustained by experience and honest reasoning, while others must be revised to meet new conditions and our more extended knowledge. But only after we have undertaken such a critical examination in the light of experience and modern knowledge, freed from any feeling of "primary certitude", can we claim that the "good" are also the "real" reasons for our opinions. I do not flatter myself that this general show-up of man's thought through the ages will cure myself or others of carelessness in adopting ideas, or of unseemly heat in defending them just because we have adopted them. But if the considerations which I propose to recall are really incorporated into our thinking and are permitted to establish our general outlook on human affairs, they will do much to relieve the imaginary obligation we feel in regard to traditional sentiments and ideals. Few of us are capable of engaging in creative thought, but some of us can at least come to distinguish it from other and inferior kinds of thought and accord to it the esteem that it merits as the greatest treasure of the past and the only hope of the future. NOTES. [2] The poet-clergyman, John Donne, who lived in the time of James I, has given a beautifully honest picture of the doings of a saint's mind: "I throw myself down in my chamber and call in and invite God and His angels thither, and when they are there I neglect God and His angels for the noise of a fly, for the rattling of a coach, for the whining of a door. I talk on in the same posture of praying, eyes lifted up, knees bowed down, as though I prayed to God, and if God or His angels should ask me when I thought last of God in that prayer I cannot tell. Sometimes I find that I had forgot what I was about, but when I began to forget it I cannot tell. A memory of yesterday's pleasures, a fear of to-morrow's dangers, a straw under my knee, a noise in mine ear, a light in mine eye, an anything, a nothing, a fancy, a chimera in my brain troubles me in my prayer."--Quoted by ROBERT LYND, _The Art of Letters_, pp. 46-47. [3] Instincts of the Herd, p. 44. [4] Diogenes Laertius, book v. [5] _Reconstruction in Philosophy_. [6] _The Place of Science in Modern Civilization._ [7] _Traité de Sociologie Générale, passim._ The author's term "_derivations_" seems to be his precise way of expressing what we have called the "good" reasons, and his "_residus_" correspond to the "real" reasons. He well says, _"L'homme éprouve le besoin de raisonner, et en outre d'étendre un voile sur ses instincts et sur ses sentiments"_--hence, rationalization. (P. 788.) His aim is to reduce sociology to the "real" reasons. (P. 791.) [8] Recently a re-examination of creative thought has begun as a result of new knowledge which discredits many of the notions formerly held about "reason". See, for example, _Creative Intelligence_, by a group of American philosophic thinkers; John Dewey, _Essays in Experimental Logic_ (both pretty hard books); and Veblen, _The Place of Science in Modern Civilization_. Easier than these and very stimulating are Dewey, _Reconstruction in Philosophy_, and Woodworth, _Dynamic Psychology_. [9] Trotter, _op. cit._, p. 45. The first part of this little volume is excellent. * * * * * III Nous étions déjà si vieux quand nous sommes nés.--ANATOLE FRANCE. Simia quam similis, turpissima bestia, nobis?--ENNIUS. Tous les homines se ressemblent si fort qu'il n'y a point de peuple dont les sottises ne nous doivent faire trembler.--FONTENELLE. The savage is very close to us indeed, both in his physical and mental make-up and in the forms of his social life. Tribal society is virtually delayed civilization, and the savages are a sort of contemporaneous ancestry.--WILLIAM I. THOMAS. 6. OUR ANIMAL HERITAGE. THE NATURE OF CIVILIZATION There are four historical layers underlying the minds of civilized men--the animal mind, the child mind, the savage mind, and the traditional civilized mind. We are all animals and never can cease to be; we were all children at our most impressionable age and can never get over the effects of that; our human ancestors have lived in savagery during practically the whole existence of the race, say five hundred thousand or a million years, and the primitive human mind is ever with us; finally, we are all born into an elaborate civilization, the constant pressure of which we can by no means escape. Each of these underlying minds has its special sciences and appropriate literatures. The new discipline of animal or comparative psychology deals with the first; genetic and analytical psychology with the second;[10] anthropology, ethnology, and comparative religion with the third; and the history of philosophy, science, theology, and literature with the fourth. We may grow beyond these underlying minds and in the light of new knowledge we may criticize their findings and even persuade ourselves that we have successfully transcended them. But if we are fair with ourselves we shall find that their hold on us is really inexorable. We can only transcend them artificially and precariously and in certain highly favorable conditions. Depression, anger, fear, or ordinary irritation will speedily prove the insecurity of any structure that we manage to rear on our fourfold foundation. Such fundamental and vital preoccupations as religion, love, war, and the chase stir impulses that lie far back in human history and which effectually repudiate the cavilings of ratiocination. In all our reveries and speculations, even the most exacting, sophisticated, and disillusioned, we have three unsympathetic companions sticking closer than a brother and looking on with jealous impatience--our wild apish progenitor, a playful or peevish baby, and a savage. We may at any moment find ourselves overtaken with a warm sense of camaraderie for any or all of these ancient pals of ours, and experience infinite relief in once more disporting ourselves with them as of yore. Some of us have in addition a Greek philosopher or man of letters in us; some a neoplatonic mystic, some a mediaeval monk, all of whom have learned to make terms with their older playfellows. Before retracing the way in which the mind as we now find it in so-called intelligent people has been accumulated, we may take time to try to see what civilization is and why man alone can become civilized. For the mind has expanded _pari passu_ with civilization, and without civilization there would, I venture to conjecture, have been no human mind in the commonly accepted sense of that term. It is now generally conceded by all who have studied the varied evidence and have freed themselves from ancient prejudice that, if we traced back our human lineage far enough we should come to a point where our human ancestors had no civilization and lived a speechless, naked, houseless, fireless, and toolless life, similar to that of the existing primates with which we are zoologically closely connected. This is one of the most fully substantiated of historical facts and one which we can never neglect in our attempts to explain man as he now is. We are all descended from the lower animals. We are furthermore still animals with not only an animal body, but with an animal mind. And this animal body and animal mind are the original foundations on which even the most subtle and refined intellectual life must perforce rest. We are ready to classify certain of our most essential desires as brutish--hunger and thirst, the urgence of sleep, and especially sexual longing. We know of blind animal rage, of striking, biting, scratching, howling, and snarling, of irrational fears and ignominious flight. We share our senses with the higher animals, have eyes and ears, noses and tongues much like theirs; heart, lungs, and other viscera, and four limbs. They have brains which stand them in good stead, although their heads are not so good as ours. But when one speaks of the animal mind he should think of still other resemblances between the brute and man. All animals learn--even the most humble among them may gain something from experience. All the higher animals exhibit curiosity under certain circumstances, and it is this impulse which underlies all human science. Moreover, some of the higher animals, especially the apes and monkeys, are much given to fumbling and groping. They are restless, easily bored, and spontaneously experimental. They therefore make discoveries quite unconsciously, and form new and sometimes profitable habits of action. If, by mere fumbling, a monkey, cat, or dog happens on a way to secure food, this remunerative line of conduct will "occur" to the creature when he feels hungry. This is what Thorndike has named learning by "trial and error". It might better be called "fumbling and success", for it is the success that establishes the association. The innate curiosity which man shares with his uncivilized zoological relatives is the native impulse that leads to scientific and philosophical speculation, and the original fumbling of a restless ape has become the ordered experimental investigation of modern times. A creature which lacked curiosity and had no tendency to fumble could never have developed civilization and human intelligence.[l0] But why did man alone of all the animals become civilized? The reason is not far to seek, although it has often escaped writers[11] on the subject. All animals gain a certain wisdom with age and experience, but the experience of one ape does not profit another. Learning among animals below man is _individual_, not _co-operative_ and _cumulative_. One dog does not seem to learn from another, nor one ape from another, in spite of the widespread misapprehension in this regard. Many experiments have been patiently tried in recent years and it seems to be pretty well established that the monkey learns by _monkeying_, but that he rarely or never appears to _ape_. He does not learn by imitation, because he does not imitate. There may be minor exceptions, but the fact that apes never, in spite of a bodily equipment nearly human, become in the least degree civilized, would seem to show that the accumulation of knowledge or dexterity through imitation is impossible for them. Man has the various sense organs of the apes and their extraordinary power of manipulation. To these essentials he adds a brain sufficiently more elaborate than that of the chimpanzee to enable him to do something that the ape cannot do--namely, "see" things clearly enough to form associations through imitation.[12] We can imagine the manner in which man unwittingly took one of his momentous and unprecedented first steps in civilization. Some restless primeval savage might find himself scraping the bark off a stick with the edge of a stone or shell and finally cutting into the wood and bringing the thing to a point. He might then spy an animal and, quite without reasoning, impulsively make a thrust with the stick and discover that it pierced the creature. If he could hold these various elements in the situation, sharpening the stick and using it, he would have made an invention--a rude spear. A particularly acute bystander might comprehend and imitate the process. If others did so and the habit was established in the tribe so that it became traditional and was transmitted to following generations, the process of civilization would have begun--also the process of human learning, which is noticing distinctions and analyzing situations. This simple process of sharpening a stick would involve the "concepts", as the philosophers say, of a tool and bark and a point and an artificial weapon. But ages and ages were to elapse before the botanist would distinguish the various layers which constitute the bark, or successive experimenters come upon the idea of a bayonet to take the place of the spear. Of late, considerable attention has been given to the question of man's original, uneducated, animal nature; what resources has he as a mere creature independent of any training that results from being brought up in some sort of civilized community? The question is difficult to formulate satisfactorily and still more difficult to answer. But without attempting to list man's supposed natural "instincts" we must assume that civilization is built up on his original propensities and impulses, whatever they may be. These probably remain nearly the same from generation to generation. The idea formerly held that the civilization of our ancestors affects our original nature is almost completely surrendered. _We are all born wholly uncivilized._ If a group of infants from the "best" families of to-day could be reared by apes they would find themselves with no civilization. How long it would take them and their children to gain what now passes for even a low savage culture it is impossible to say. The whole arduous task would have to be performed anew and it might not take place at all, unless conditions were favorable, for man is not naturally a "progressive" animal. He shares the tendency of all other animal tribes just to pull through and reproduce his kind. Most of us do not stop to think of the conditions of an animal existence. When we read the descriptions of our nature as given by William James, McDougall, or even Thorndike, with all his reservations, we get a rather impressive idea of our possibilities, not a picture of uncivilized life. When we go camping we think that we are deserting civilization, forgetting the sophisticated guides, and the pack horses laden with the most artificial luxuries, many of which would not have been available even a hundred years ago. We lead the simple life with Swedish matches, Brazilian coffee, Canadian bacon, California canned peaches, magazine rifles, jointed fishing rods, and electric flashlights. We are elaborately clothed and can discuss Bergson's views or D. H. Lawrence's last story. We naïvely imagine we are returning to "primitive" conditions because we are living out of doors or sheltered in a less solid abode than usual, and have to go to the brook for water. But man's original estate was, as Hobbes reflected, "poor, nasty, brutish, and short". To live like an animal is to rely upon one's own quite naked equipment and efforts, and not to mind getting wet or cold or scratching one's bare legs in the underbrush. One would have to eat his roots and seeds quite raw, and gnaw a bird as a cat does. To get the feel of uncivilized life, let us recall how savages with the comparatively advanced degree of culture reached by our native Indian tribes may fall to when really hungry. In the journal of the Lewis and Clark expedition there is an account of the killing of a deer by the white men. Hearing of this, the Shoshones raced wildly to the spot where the warm and bloody entrails had been thrown out ... and ran tumbling over one another like famished dogs. Each tore away whatever part he could, and instantly began to eat it; some had the liver, some the kidneys, and, in short, no part on which we are accustomed to look with disgust escaped them. One of them who had seized about nine feet of the entrails was chewing at one end, while with his hand he was diligently clearing his way by discharging the contents at the other. Another striking example of simple animal procedure is given in the same journal: One of the women, who had been leading two of our pack horses, halted at a rivulet about a mile behind and sent on the two horses by a female friend. On inquiring of Cameahwait the cause of her detention, he answered, with great apparent unconcern, that she had just stopped to lie in, but would soon overtake us. In fact, we were astonished to see her in about an hour's time come on with her new-born infant, and pass us on her way to the camp, seemingly in perfect health. This is the simple life and it was the life of our ancestors before civilization began. It had been the best kind of life possible in all the preceding aeons of the world's history. Without civilization it would be the existence to which all human beings now on the earth would forthwith revert. It is man's starting point.[13] But what about the mind? What was going on in the heads of our untutored forbears? We are apt to fall into the error of supposing that because they had human brains they must have had somewhat the same kinds of ideas and made the same kind of judgments that we do. Even distinguished philosophers like Descartes and Rousseau made this mistake. This assumption will not stand inspection. To reach back in imagination to the really primitive mind we should of course have to deduct at the start all the knowledge and all the discriminations and classifications that have grown up as a result of our education and our immersion from infancy in a highly artificial environment. Then we must recollect that our primitive ancestor had no words with which to name and tell about things. He was speechless. His fellows knew no more than he did. Each one learned during his lifetime according to his capacity, but no instruction in our sense of the word was possible. What he saw and heard was not what we should have called seeing and hearing. He responded to situations in a blind and impulsive manner, with no clear idea of them. In short, he must have _thought_ much as a wolf or bear does, just as he _lived_ much like them. We must be on our guard against accepting the prevalent notions of even the animal intellect. An owl may look quite as wise as a judge. A monkey, canary, or collie has bright eyes and seems far more alert than most of the people we see on the street car. A squirrel in the park appears to be looking at us much as we look at him. But he cannot be seeing the same things that we do. We can be scarcely more to him than a vague suggestion of peanuts. And even the peanut has little of the meaning for him that it has for us. A dog perceives a motor-car and may be induced to ride in it, but his idea of it would not differ from that of an ancient carryall, except, mayhap, in an appreciative distinction between the odor of gasoline and that of the stable. Only in times of sickness, drunkenness, or great excitement can we get some hint in ourselves of the impulsive responses in animals free from human sophistication and analysis. Locke thought that we first got simple ideas and then combined them into more complex conceptions and finally into generalizations or abstract ideas. But this is not the way that man's knowledge arose. He started with mere impressions of general situations, and gradually by his ability to handle things he came upon distinctions, which in time he made clearer by attaching names to them. We keep repeating this process when we learn about anything. The typewriter is at first a mere mass impression, and only gradually and imperfectly do most of us distinguish certain of its parts; only the men who made it are likely to realize its full complexity by noting and assigning names to all the levers, wheels, gears, bearings, controls, and adjustments. John Stuart Mill thought that the chief function of the mind was making inferences. But making distinctions is equally fundamental--seeing that there are really many things where only one was at first apparent. This process of analysis has been man's supreme accomplishment. This is what has made his mind grow. The human mind has then been built up through hundreds of thousands of years by gradual accretions and laborious accumulations. Man started at a cultural zero and had to find out everything for himself; or rather a very small number of peculiarly restless and adventurous spirits did the work. The great mass of humanity has never had anything to do with the increase of intelligence except to act as its medium of transfusion and perpetuation. Creative intelligence is confined to the very few, but the many can thoughtlessly avail themselves of the more obvious achievements of those who are exceptionally highly endowed. Even an ape will fit himself into a civilized environment. A chimpanzee can be taught to relish bicycles, roller skates, and cigarettes which he could never have devised, cannot understand, and could not reproduce. Even so with mankind. Most of us could not have devised, do not understand, and consequently could not reproduce any of the everyday conveniences and luxuries which surround us. Few of us could make an electric light, or write a good novel to read by it, or paint a picture for it to shine upon. Professor Giddings has recently asked the question, Why has there been any history?[14] Why, indeed, considering that the "good" and "respectable" is usually synonymous with the ancient routine, and the old have always been there to repress the young? Such heavy words of approval as "venerable", "sanctified", and "revered" all suggest great age rather than fresh discoveries. As it was in the beginning, is now and ever shall be, is our protest against being disturbed, forced to think or to change our habits. So history, _namely change_, has been mainly due to a small number of "seers",--really gropers and monkeyers--whose native curiosity outran that of their fellows and led them to escape here and there from the sanctified blindness of their time. The seer is simply an example of a _variation_ biologically, such as occurs in all species of living things, both animal and vegetable. But the unusually large roses in our gardens, the swifter horses of the herd, and the cleverer wolf in the pack have no means of influencing their fellows as a result of their peculiar superiority. Their offspring has some chance of sharing to some degree this pre-eminence, but otherwise things will go on as before. Whereas the singular variation represented by a St. Francis, a Dante, a Voltaire, or a Darwin may permanently, and for ages to follow change somewhat the character and ambitions of innumerable inferior members of the species who could by no possibility have originated anything for themselves, but who can, nevertheless, suffer some modification as a result of the teachings of others. This illustrates the magical and unique workings of culture and creative intelligence in mankind.[15] We have no means of knowing when or where the first contribution to civilization was made, and with it a start on the arduous building of the mind. There is some reason to think that the men who first transcended the animal mind were of inferior mental capacity to our own, but even if man, emerging from his animal estate, had had on the average quite as good a brain as those with which we are now familiar, I suspect that the extraordinarily slow and hazardous process of accumulating modern civilization would not have been greatly shortened. Mankind is lethargic, easily pledged to routine, timid, suspicious of innovation. That is his nature. He is only artificially, partially, and very recently "progressive". He has spent almost his whole existence as a savage hunter, and in that state of ignorance he illustrated on a magnificent scale all the inherent weaknesses of the human mind. 7. OUR SAVAGE MIND Should we arrange our present beliefs and opinions on the basis of their age, we should find that some of them were very, very old, going back to primitive man; others were derived from the Greeks; many more of them would prove to come directly from the Middle Ages; while certain others in our stock were unknown until natural science began to develop in a new form about three hundred years ago. The idea that man has a soul or double which survives the death of the body is very ancient indeed and is accepted by most savages. Such confidence as we have in the liberal arts, metaphysics, and formal logic goes back to the Greek thinkers; our religious ideas and our standards of sexual conduct are predominantly mediaeval in their presuppositions; our notions of electricity and disease germs are, of course, recent in origin, the result of painful and prolonged research which involved the rejection of a vast number of older notions sanctioned by immemorial acceptance. _In general, those ideas which are still almost universally accepted in regard to man's nature, his proper conduct, and his relations to God and his fellows are far more ancient and far less critical than those which have to do with the movement of the stars, the stratification of the rocks and the life of plants and animals_. Nothing is more essential in our attempt to escape from the bondage of consecrated ideas than to get a vivid notion of human achievement in its proper historical perspective. In order to do this let us imagine the whole gradual and laborious attainments of mankind compressed into the compass of a single lifetime. Let us assume that a single generation of men have in fifty years managed to accumulate all that now passes for civilization. They would have to start, as all individuals do, absolutely uncivilized, and their task would be to recapitulate what has occupied the race for, let us guess, at least five hundred thousand years. Each year in the life of a generation would therefore correspond to ten thousand years in the progress of the race. On this scale it would require forty-nine years to reach a point of intelligence which would enable our self-taught generation to give up their ancient and inveterate habits of wandering hunters and settle down here and there to till the ground, harvest their crops, domesticate animals, and weave their rough garments. Six months later, or half through the fiftieth year, some of them, in a particularly favorable situation, would have invented writing and thus established a new and wonderful means of spreading and perpetuating civilization. Three months later another group would have carried literature, art, and philosophy to a high degree of refinement and set standards for the succeeding weeks. For two months our generation would have been living under the blessings of Christianity; the printing press would be but a fortnight old and they would not have had the steam engine for quite a week. For two or three days they would have been hastening about the globe in steamships and railroad trains, and only yesterday would they have come upon the magical possibilities of electricity. Within the last few hours they would have learned to sail in the air and beneath the waters, and have forthwith applied their newest discoveries to the prosecution of a magnificent war on the scale befitting their high ideals and new resources. This is not so strange, for only a week ago they were burning and burying alive those who differed from the ruling party in regard to salvation, eviscerating in public those who had new ideas of government, and hanging old women who were accused of traffic with the devil. All of them had been no better than vagrant savages a year before. Their fuller knowledge was altogether too recent to have gone very deep, and they had many institutions and many leaders dedicated to the perpetuation of outworn notions which would otherwise have disappeared. Until recently changes had taken place so slowly and so insensibly that only a very few persons could be expected to realize that not a few of the beliefs that were accepted as eternal verities were due to the inevitable misunderstandings of a savage. In speaking of the "savage" or "primitive mind", we are, of course, using a very clumsy expression. We shall employ the term, nevertheless, to indicate the characteristics of the human mind when there was as yet no writing, no organized industry or mechanical arts, no money, no important specialization of function except between the sexes, no settled life in large communities. The period so described covers all but about five or six thousand of the half million to a million years that man has existed on the earth. There are no chronicles to tell us the story of those long centuries. Some inferences can be made from the increasing artfulness and variety of the flint weapons and tools which we find. But the stone weapons which have come down to us, even in their crudest forms (eoliths), are very far from representing the earliest achievements of man in the accumulation of culture. Those dim, remote cycles must have been full of great, but inconspicuous, originators who laid the foundations of civilization in discoveries and achievements so long taken for granted that we do not realize that they ever had to be made at all. Since man is descended from less highly endowed animals, there must have been a time when the man-animal was in a state of animal ignorance. He started with no more than an ape is able to know. He had to learn everything for himself, as he had no one to teach him the tricks that apes and children can be taught by sophisticated human beings. He was necessarily self-taught, and began, as we have seen, in a state of ignorance beyond anything we can readily conceive. He lived naked and speechless in the woods, or wandered over the plains without artificial shelter or any way of cooking his food. He subsisted on raw fruit, berries, roots, insects, and such animals as he could strike down or pick up dead. His mind must have corresponded with his brutish state. He must at the first have learned just as his animal relatives learn--by fumbling and by forming accidental associations. He had impulses and such sagacity as he individually derived from experience, but no heritage of knowledge accumulated by the group and transmitted by education. This heritage had to be constructed on man's potentialities. Of mankind in this extremely primitive condition we have no traces. There could indeed be no traces. All savages of the present day or of whom we have any record represent a relatively highly developed traditional culture, with elaborate languages, myths, and well-established artificial customs, which it probably took hundreds of thousands of years to accumulate. Man in "a state of nature" is only a presupposition, but a presupposition which is forced upon us by compelling evidence, conjectural and inferential though it is. On a geological time scale we are still close to savagery, and it is inevitable that the ideas and customs and sentiments of savagery should have become so ingrained that they may have actually affected man's nature by natural selection through the survival of those who most completely adjusted themselves to the uncritical culture which prevailed. But in any case it is certain, as many anthropologists have pointed out, that customs, savage ideas, and primitive sentiments have continued to form an important part of our own culture down even to the present day. We are met thus with the necessity of reckoning with this inveterate element in our present thought and customs. Much of the data that we have regarding primitive man has been accumulated in recent times, for the most part as a result of the study of simple peoples. These differ greatly in their habits and myths, but some salient common traits emerge which cast light on the spontaneous workings of the human mind when unaffected by the sophistications of a highly elaborate civilization. At the start man had to distinguish himself from the group to which he belonged and say, "I am I." This is not an idea given by nature.[16] There are evidences that the earlier religious notions were not based on individuality, but rather on the "virtue" which objects had--that is, their potency to do things. Only later did the animistic belief in the personalities of men, animals, and the forces of nature appear. When man discovered his own individuality he spontaneously ascribed the same type of individuality and purpose to animals and plants, to the wind and the thunder. This exhibits one of the most noxious tendencies of the mind--namely, personification. It is one of the most virulent enemies of clear thinking. We speak of the Spirit of the Reformation or the Spirit of Revolt or the Spirit of Disorder and Anarchy. The papers tell us that, "Berlin says", "London says", "Uncle Sam so decides", "John Bull is disgruntled". Now, whether or no there are such things as spirits, Berlin and London have no souls, and Uncle Sam is as mythical as the great god Pan. Sometimes this regression to the savage is harmless, but when a newspaper states that "Germany is as militaristic as ever", on the ground that some insolent Prussian lieutenant says that German armies will occupy Paris within five years, we have an example of animism which in a society farther removed from savagery than ours might be deemed a high crime and misdemeanor. Chemists and physicians have given up talking of spirits, but in discussing social and economic questions we are still victimized by the primitive animistic tendencies of the mind. The dream has had a great influence in the building up of the mind. Our ideas, especially our religious beliefs, would have had quite another history had men been dreamless. For it was not merely his shadow and his reflection in the water that led man to imagine souls and doubles, but pre-eminently the visions of the night. As his body lay quiet in sleep he found himself wandering in distant places. Sometimes he was visited by the dead. So it was clear that the body had an inhabitant who was not necessarily bound to it, who could desert it from time to time during life, and who continued to exist and interest itself in human affairs after death. Whole civilizations and religions and vast theological speculations have been dominated by this savage inference. It is true that in very recent times, since Plato, let us say, other reasons have been urged for believing in the soul and its immortality, but the idea appears to have got its firm footing in savage logic. It is a primitive inference, however it may later have been revised, rationalized, and ennobled. The taboo--the forbidden thing--of savage life is another thing very elementary in man's make-up. He had tendencies to fall into habits and establish inhibitions for reasons that he either did not discover or easily forgot. These became fixed and sacred to him and any departure from them filled him with dread. Sometimes the prohibition might have some reasonable justification, sometimes it might seem wholly absurd and even a great nuisance, but that made no difference in its binding force. For example, pork was taboo among the ancient Hebrews--no one can say why, but none of the modern justifications for abstaining from that particular kind of meat would have counted in early Jewish times. It is not improbable that it was the original veneration for the boar and not an abhorrence of him that led to the prohibition. The modern "principle" is too often only a new form of the ancient taboo, rather than an enlightened rule of conduct. The person who justifies himself by saying that he holds certain beliefs, or acts in a certain manner "on principle", and yet refuses to examine the basis and expediency of his principle, introduces into his thinking and conduct an irrational, mystical element similar to that which characterized savage prohibitions. Principles unintelligently urged make a great deal of trouble in the free consideration of social readjustment, for they are frequently as recalcitrant and obscurantist as the primitive taboo, and are really scarcely more than an excuse for refusing to reconsider one's convictions and conduct. The psychological conditions lying back of both taboo and this sort of principle are essentially the same. We find in savage thought a sort of intensified and generalized taboo in the classification of things as clean and unclean and in the conceptions of the sacred. These are really expressions of profound and persistent traits in the uncritical mind and can only be overcome by carefully cultivated criticism. They are the result of our natural timidity and the constant dread lest we find ourselves treading on holy (_i. e._, dangerous) ground.[17] When they are intrenched in the mind we cannot expect to think freely and fairly, for they effectually stop argument. If a thing is held to be sacred it is the center of what may be called a defense complex, and a reasonable consideration of the merits of the case will not be tolerated. When an issue is declared to be a "moral" one--for example, the prohibition of strong drink--an emotional state is implied which makes reasonable compromise and adjustment impossible; for "moral" is a word on somewhat the same plane as "sacred", and has much the same qualities and similar effects on thinking. In dealing with the relations of the sexes the terms "pure" and "impure" introduce mystic and irrational moods alien to clear analysis and reasonable readjustments. Those who have studied the characteristics of savage life are always struck by its deadly conservatism, its needless restraints on the freedom of the individual, and its hopeless routine. Man, like plants and animals in general, tends to go on from generation to generation, living as nearly as may be the life of his forbears. Changes have to be forced upon him by hard experience, and he is ever prone to find excuses for slipping back into older habits, for these are likely to be simpler, less critical, more spontaneous--more closely akin, in short, to his animal and primitive promptings. One who prides himself to-day on his conservatism, on the ground that man is naturally an anarchic and disorderly creature who is held in check by the far-seeing Tory, is almost exactly reversing the truth. Mankind is conservative by nature and readily generates restraints on himself and obstacles to change which have served to keep him in a state of savagery during almost his whole existence on the earth, and which still perpetuate all sorts of primitive barbarism in modern society. The conservative "on principle" is therefore a most unmistakably primitive person in his attitude. His only advance beyond the savage mood lies in the specious reasons he is able to advance for remaining of the same mind. What we vaguely call a "radical" is a very recent product due to altogether exceptional and unprecedented circumstances. NOTES. [10] It is impossible to discuss here the results which a really honest study of child psychology promises. The relations of the child to his parents and elders in general and to the highly artificial system of censorship and restraints which they impose in their own interests on his natural impulses must surely have a permanent influence on the notions he continues to have as an adult in regard to his "superiors" and the institutions and _mores_ under which he is called to live. Attempts in later life to gain intellectual freedom can only be successful if one comes to think of the childish origin of a great part of his "real" reasons. [11] Clarence Day in _Our Simian World_ discusses with delightful humor the effects of our underlying simian temperament on the conduct of life. [12] The word "imitation" is commonly used very loosely. The real question is does an animal, or even man himself, tend to make movements or sounds made by their fellow-creatures in their presence It seems to be made out now that even monkeys are not imitative in that sense and that man himself has no general inclination to do over what he sees being done. Pray, if you doubt this, note how many things you see others doing that you have no inclination to imitate! For an admirable summary see Thorndike, E. L., _The Original Nature of Man_, 1913, pp. 108 ff. [13] "If the earth were struck by one of Mr. Wells's comets, and if, in consequence, every human being now alive were to lose all the knowledge and habits which he had acquired from preceding generations (though retaining unchanged all his own powers of invention and memory and habituation) nine tenths of the inhabitants of London or New York would be dead in a month, and 99 per cent of the remaining tenth would be dead in six months. They would have no language to express their thoughts, and no thoughts but vague reverie. They could not read notices, or drive motors or horses. They would wander about, led by the inarticulate cries of a few naturally dominant individuals, drowning themselves, as thirst came on, in hundreds at the riverside landing places, looting those shops where the smell of decaying food attracted them, and perhaps at the end stumbling on the expedient of cannibalism. Even in the country districts men could not invent, in time to preserve their lives, methods of growing food, or taming animals, or making fire, or so clothing themselves as to endure a Northern winter."--GRAHAM WALLAS, _Our Social Heritage_, p. 16. Only the very lowest of savages might possibly pull through if culture should disappear. [14] "A Theory of History", Political Science Quarterly, December, 1920. He attributes history to the adventurers. [15] Count Korzybski in his _Manhood of Humanity_ is so impressed by the uniqueness and undreamed possibilities of human civilization and man's "time-binding" capacity that he declares that it is a gross and misleading error to regard man as an animal at all. Yet he is forced sadly to confess that man continues all too often to operate on an animal or "space-binding" plan of life. His aim and outlook are, however, essentially the same as those of the present writer. His method of approach will appeal especially to those who are wont to deal with affairs in the spirit of the mathematician and engineer. He is quite right in thinking that man has hitherto had little conception of his peculiar prerogatives and unlimited opportunities for betterment. [16] In the beginning, too, man did not know how children came about, for it was not easy to connect a common impulsive act with the event of birth so far removed in time. The tales told to children still are reminiscences of the mythical explanations which our savage ancestors advanced to explain the arrival of the infant. Consequently, all popular theories of the origin of marriage and the family based on the assumption of conscious paternity are outlawed. [17] Lucretius warns the reader not to be deterred from considering the evils wrought by religion by the fear of treading on "the unholy grounds of reason and in the path of sin".--_De Rer. Nat_. i, 80 ff. * * * * * IV Thereupon one of the Egyptian priests, who was of a very great age, said: O Solon, Solon, you Hellenes are but children, and there was never an old man who was a Hellene. Solon in return asked him what he meant. I mean to say, he replied, that in mind you are all young; there is no old opinion handed down among you by ancient tradition; nor any science which is hoary with age. --PLATO'S _Timaeus_, 22 (Jowett's translation). The truth is that we are far more likely to underrate the originality of the Greeks than to exaggerate it, and we do not always remember the very short time they took to lay down the lines scientific inquiry has followed ever since.--JOHN BURNET. 8. BEGINNING OF CRITICAL THINKING The Egyptians were the first people, so far as we know, who invented a highly artificial method of writing, about five thousand years ago, and began to devise new arts beyond those of their barbarous predecessors. They developed painting and architecture, navigation, and various ingenious industries; they worked in glass and enamels and began the use of copper, and so introduced metal into human affairs. But in spite of their extraordinary advance in practical, matter-of-fact knowledge they remained very primitive in their beliefs. The same may be said of the peoples of Mesopotamia and of the western Asiatic nations in general--just as in our own day the practical arts have got a long start compared with the revision of beliefs in regard to man and the gods. The peculiar opinions of the Egyptians do not enter directly into our intellectual heritage, but some of the fundamental religious ideas which developed in western Asia have, through the veneration for the Hebrew Scriptures, become part and parcel of our ways of thinking. To the Greeks, however, we are intellectually under heavy obligation. The literature of the Greeks, in such fragments as escaped destruction, was destined, along with the Hebrew Scriptures, to exercise an incalculable influence in the formation of our modern civilized minds. These two dominating literary heritages originated about the same time--day before yesterday--viewed in the perspective of our race's history. Previous to the Greek civilization books had played no great part in the development, dissemination, and transmission of culture from generation to generation. Now they were to become a cardinal force in advancing and retarding the mind's expansion. It required about a thousand years for the Greek shepherds from the pastures of the Danube to assimilate the culture of the highly civilized regions in which they first appeared as barbarian destroyers. They accepted the industrial arts of the eastern Mediterranean, adopted the Phoenician alphabet, and emulated the Phoenician merchant. By the seventh century before our era they had towns, colonies, and commerce, with much stimulating running hither and thither. We get our first traces of new intellectual enterprise in the Ionian cities, especially Miletus, and in the Italian colonies of the Greeks. Only later did Athens become the unrivaled center in a marvelous outflowering of the human intelligence. It is a delicate task to summarize what we owe to the Greeks. Leaving aside their supreme achievements in literature and art, we can consider only very briefly the general scope and nature of their thinking as it relates most closely to our theme. The chief strength of the Greeks lay in their freedom from hampering intellectual tradition. They had no venerated classics, no holy books, no dead languages to master, no authorities to check their free speculation. As Lord Bacon reminds us, they had no antiquity of knowledge and no knowledge of antiquity. A modern classicist would have been a forlorn outlander in ancient Athens, with no books in a forgotten tongue, no obsolete inflections to impose upon reluctant youth. He would have had to use the everyday speech of the sandal-maker and fuller. For a long time no technical words were invented to give aloofness and seeming precision to philosophic and scientific discussion. Aristotle was the first to use words incomprehensible to the average citizen. It was in these conditions that the possibilities of human criticism first showed themselves. The primitive notions of man, of the gods, and of the workings of natural forces began to be overhauled on an entirely new scale. Intelligence developed rapidly as exceptionally bold individuals came to have their suspicions of simple, spontaneous, and ancient ways of looking at things. Ultimately there came men who professed to doubt everything. As Abelard long after put it, "By doubting we come to question, and by seeking we may come upon the truth." But man is by nature credulous. He is victimized by first impressions, from which he can only escape with great difficulty. He resents criticism of accepted and familiar ideas as he resents any unwelcome disturbance of routine. So criticism is against nature, for it conflicts with the smooth workings of our more primitive minds, those of the child and the savage. It should not be forgotten that the Greek people were no exception in this matter. Anaxagoras and Aristotle were banished for thinking as they did; Euripides was an object of abhorrence to the conservative of his day, and Socrates was actually executed for his godless teachings. The Greek thinkers furnish the first instance of intellectual freedom, of the "self-detachment and self-abnegating vigor of criticism" which is most touchingly illustrated in the honest "know-nothingism" of Socrates. _They discovered skepticism in the higher and proper significance of the word, and this was their supreme contribution to human thought_. One of the finest examples of early Greek skepticism was the discovery of Xenophanes that man created the gods in his own image. He looked about him, observed the current conceptions of the gods, compared those of different peoples, and reached the conclusion that the way in which a tribe pictured its gods was not the outcome of any knowledge of how they really looked and whether they had black eyes or blue, but was a reflection of the familiarly human. If the lions had gods they would have the shape of their worshipers. No more fundamentally shocking revelation was ever made than this, for it shook the very foundations of religious belief. The home life on Olympus as described in Homer was too scandalous to escape the attention of the thoughtful, and no later Christian could have denounced the demoralizing influence of the current religious beliefs in hotter indignation than did Plato. To judge from the reflection of Greek thought which we find in Lucretius and Cicero, none of the primitive religious beliefs escaped mordant criticism. The second great discovery of the Greek thinkers was _metaphysics_. They did not have the name, which originated long after in quite an absurd fashion,[18] but they reveled in the thing. Nowadays metaphysics is revered by some as our noblest effort to reach the highest truth, and scorned by others as the silliest of wild-goose chases. I am inclined to rate it, like smoking, as a highly gratifying indulgence to those who like it, and, as indulgences go, relatively innocent. The Greeks found that the mind could carry on an absorbing game with itself. We all engage in reveries and fantasies of a homely, everyday type, concerned with our desires or resentments, but the fantasy of the metaphysician busies itself with conceptions, abstractions, distinctions, hypotheses, postulates, and logical inferences. Having made certain postulates or hypotheses, he finds new conclusions, which he follows in a seemingly convincing manner. This gives him the delightful emotion of pursuing Truth, something as the simple man pursues a maiden. Only Truth is more elusive than the maiden and may continue to beckon her follower for long years, no matter how gray and doddering he may become. Let me give two examples of metaphysical reasoning.[19] We have an idea of an omnipotent, all-good, and perfect being. We are incapable, knowing as we do only imperfect things, of framing such an idea for ourselves, so it must have been given us by the being himself. And perfection must include existence, so God must exist. This was good enough for Anselm and for Descartes, who went on to build a whole closely concatenated philosophical system on this foundation. To them the logic seemed irrefragable; to the modern student of comparative religion, even to Kant, himself a metaphysician, there was nothing whatsoever in it but an illustration of the native operations of a mind that has made a wholly gratuitous hypothesis and is victimized by an orderly series of spontaneous associations. A second example of metaphysics may be found in the doctrines of the Eleatic philosophers, who early appeared in the Greek colonies on the coast of Italy, and thought hard about space and motion. Empty space seemed as good as nothing, and, as nothing could not be said to exist, space must be an illusion; and as motion implied space in which to take place, there could be no motion. So all things were really perfectly compact and at rest, and all our impressions of change were the illusions of the thoughtless and the simple-minded. Since one of the chief satisfactions of the metaphysicians is to get away from the welter of our mutable world into a realm of assurance, this doctrine exercised a great fascination over many minds. The Eleatic conviction of unchanging stability received a new form in Plato's doctrine of eternal "ideas", and later developed into the comforting conception of the "Absolute", in which logical and world-weary souls have sought refuge from the times of Plotinus to those of Josiah Royce. But there was one group of Greek thinkers whose general notions of natural operations correspond in a striking manner to the conclusions of the most recent science. These were the Epicureans. Democritus was in no way a modern experimental scientist, but he met the Eleatic metaphysics with another set of speculative considerations which happened to be nearer what is now regarded as the truth than theirs. He rejected the Eleatic decisions against the reality of space and motion on the ground that, since motion obviously took place, the void must be a reality, even if the metaphysician could not conceive it. He hit upon the notion that all things were composed of minute, indestructible particles (or atoms) of fixed kinds. Given motion and sufficient time, these might by fortuitous concourse make all possible combinations. And it was one of these combinations which we call the world as we find it. For the atoms of various shapes were inherently capable of making up all material things, even the soul of man and the gods themselves. There was no permanence anywhere; all was no more than the shifting accidental and fleeting combinations of the permanent atoms of which the cosmos was composed. This doctrine was accepted by the noble Epicurus and his school and is delivered to us in the immortal poem of Lucretius "On the Nature of Things". The Epicureans believed the gods to exist because, like Anselm and Descartes, they thought we had an innate idea of them. But the divine beings led a life of elegant ease and took no account of man; neither his supplications, nor his sweet-smelling sacrifices, nor his blasphemies, ever disturbed their calm. Moreover, the human soul was dissipated at death. So the Epicureans flattered themselves that they had delivered man from his two chief apprehensions, the fear of the gods and the fear of death. For, as Lucretius says, he who understands the real nature of things will see that both are the illusions of ignorance. Thus one school of Greek thinkers attained to a complete rejection of religious beliefs in the name of natural science. 9. INFLUENCE OF PLATO AND ARISTOTLE In Plato we have at once the skepticism and the metaphysics of his contemporaries. He has had his followers down through the ages, some of whom carried his skepticism to its utmost bounds, while others availed themselves of his metaphysics to rear a system of arrogant mystical dogmatism. He put his speculations in the form of dialogues --ostensible discussions in the market place or the houses of philosophic Athenians. The Greek word for logic is dialectic, which really means "discussion". argumentation in the interest of fuller analysis, with the hope of more critical conclusions. The dialogues are the drama of his day, employed in Plato's magical hand as a vehicle of discursive reason. Of late we have in Ibsen, Shaw, Brieux, and Galsworthy the old expedient applied to the consideration of social perplexities and contradictions. The dialogue is indecisive in its outcome. It does not lend itself to dogmatic conclusions and systematic presentation, but exposes the intricacy of all important questions and the inevitable conflict of views, which may seem altogether irreconcilable. We much need to encourage and elaborate opportunities for profitable discussion to-day. We should revert to the dialectic of the Athenian agora and make it a chosen instrument for clarifying, co-ordinating and directing our co-operative thinking. Plato's indecision and urbane fair-mindedness is called irony. Now irony is seriousness without solemnity. It assumes that man is a serio-comic animal, and that no treatment of his affairs can be appropriate which gives him a consistency and dignity which he does not possess. He is always a child and a savage. He is the victim of conflicting desires and hidden yearnings. He may talk like a sentimental idealist and act like a brute. The same person will devote anxious years to the invention of high explosives and then give his fortune to the promotion of peace. We devise the most exquisite machinery for blowing our neighbors to pieces and then display our highest skill and organization in trying to patch together such as offer hope of being mended. Our nature forbids us to make a definite choice between the machine gun and the Red Cross nurse. So we use the one to keep the other busy. Human thought and conduct can only be treated broadly and truly in a mood of tolerant irony. It belies the logical precision of the long-faced, humorless writer on politics and ethics, whose works rarely deal with man at all, but are a stupid form of metaphysics. Plato made terms with the welter of things, but sought relief in the conception of supernal models, eternal in the heavens, after which all things were imperfectly fashioned. He confessed that he could not bear to accept a world which was like a leaky pot or a man running at the nose. In short, he ascribed the highest form of existence to ideals and abstractions. This was a new and sophisticated republication of savage animism. It invited lesser minds than his to indulge in all sorts of noble vagueness and impertinent jargon which continue to curse our popular discussions of human affairs. He consecrated one of the chief foibles of the human mind and elevated it to a religion. Ever since his time men have discussed the import of names. Are there such things as love, friendship, and honor, or are there only lovely things, friendly emotions in this individual and that, deeds which we may, according to our standards, pronounce honorable or dishonorable? If you believe in beauty, truth, and love _as such_ you are a Platonist. If you believe that there are only individual instances and illustrations of various classified emotions and desires and acts, and that abstractions are only the inevitable categories of thought, you would in the Middle Ages have been called a "nominalist". This matter merits a long discussion, but one can test any book or newspaper editorial at his leisure and see whether the writer puts you off with abstractions--Americanism, Bolshevism, public welfare, liberty, national honor, religion, morality, good taste, rights of man, science, reason, error--or, on the other hand, casts some light on actual human complications. I do not mean, of course, that we can get along without the use of abstract and general terms in our thinking and speaking, but we should be on our constant guard against viewing them as forces and attributing to them the vigor of personality. Animism is, as already explained, a pitfall which is always yawning before us and into which we are sure to plunge unless we are ever watchful. Platonism is its most amiable and complete disguise. Previous to Aristotle, Greek thought had been wonderfully free and elastic. It had not settled into compartments or assumed an educational form which would secure its unrevised transmission from teacher to student. It was not gathered together in systematic treatises. Aristotle combined the supreme powers of an original and creative thinker with the impulses of a textbook writer. He loved order and classification. He supplied manuals of Ethics, Politics, Logic, Psychology, Physics, Metaphysics, Economics, Poetics, Zoölogy, Meteorology, Constitutional Law, and God only knows what not, for we do not have by any means all the things he wrote. And he was equally interested, and perhaps equally capable, in all the widely scattered fields in which he labored. And some of his manuals were so overwhelming in the conclusiveness of their reasoning, so all-embracing in their scope, that the mediaeval universities may be forgiven for having made them the sole basis of a liberal education and for imposing fines on those who ventured to differ from "The Philosopher". He seemed to know everything that could be known and to have ordered all earthly knowledge in an inspired codification which would stand the professors in good stead down to the day of judgment. Aristotle combined an essentially metaphysical taste with a preternatural power of observation in dealing with the workings of nature. In spite of his inevitable mistakes, which became the curse of later docile generations, no other thinker of whom we have record can really compare with him in the distinction and variety of his achievements. It is not his fault that posterity used his works to hamper further progress and clarification. He is the father of book knowledge and the grandfather of the commentator. After two or three hundred years of talking in the market place and of philosophic discussions prolonged until morning, such of the Greeks as were predisposed to speculation had thought all the thoughts and uttered all the criticisms of commonly accepted beliefs and of one another that could by any possibility occur to those who had little inclination to fare forth and extend their knowledge of the so-called realities of nature by painful and specialized research and examination. This is to me the chief reason why, except for some advances in mathematics, astronomy, geography, and the refinements of scholarship, the glorious period of the Greek mind is commonly and rightfully assumed to have come to an end about the time of Aristotle's death. Why did the Greeks not go on, as modern scientists have gone on, with vistas of the unachieved still ahead of them? In the first place, Greek civilization was founded on slavery and a fixed condition of the industrial arts. The philosopher and scholar was estopped from fumbling with those everyday processes that were associated with the mean life of the slave and servant. Consequently there was no one to devise the practical apparatus by which alone profound and ever-increasing knowledge of natural operations is possible. The mechanical inventiveness of the Greeks was slight, and hence they never came upon the lens; they had no microscope to reveal the minute, no telescope to attract the remote; they never devised a mechanical timepiece, a thermometer, nor a barometer, to say nothing of cameras and spectroscopes. Archimedes, it is reported, disdained to make any record of his ingenious devices, for they were unworthy the noble profession of a philosopher. Such inventions as were made were usually either toys or of a heavy practical character. So the next great step forward in the extension of the human mind awaited the disappearance of slavery and the slowly dawning suspicion, and final repudiation, of the older metaphysics, which first became marked some three hundred years ago. NOTES. [18] When in the time of Cicero the long-hidden works of Aristotle were recovered and put into the hands of Andronicus of Rhodes to edit, he found certain fragments of highly abstruse speculation which he did not know what to do with. So he called them "addenda to the Physics"--_Ta meta ta physica_. These fragments, under the caption "Metaphysica", became the most revered of Aristotle's productions, his "First Philosophy", as the Scholastics were wont to call it. [19] John Dewey deduces metaphysics from man's original reverie and then shows how in time it became a solemn form of rationalizing current habits and standards. _Reconstruction in Philosophy_, lectures i-ii. It is certainly surprising how few philosophical writers have ever reached other than perfectly commonplace conclusions in regard to practical "morality". * * * * * V And God made the two great lights; the greater light to rule the day, and the lesser light to rule the night; he made the stars also. And God set them in the firmament of heaven to give light upon the earth. And God said, Let the earth bring forth the living creature after its kind, cattle and creeping thing, and beast of the earth after its kind: and it was so. And God said, Let us make man in our image, after our likeness: and let them have dominion over the fish of the sea, and over the fowl of the air, and over the cattle, and over all the earth, and over every creeping thing that creepeth upon the earth.--Gen. i. Ibi vacabimus et videbimus, videbimus et amabimus, amabimus et laudabimus. Ecce quod erit in fine sine fine. Nam quis alius noster est finis nisi pervenire ad regnum, cuius nullus est finis?--AUGUSTINE. 10. ORIGIN OF THE MEDIAEVAL CIVILIZATION In the formation of what we may call our historical mind--namely, that modification of our animal and primitive outlook which has been produced by men of exceptional intellectual venturesomeness--the Greeks played a great part. We have seen how the Greek thinkers introduced for the first time highly subtle and critical ways of scrutinizing old beliefs, and, how they disabused their minds of many an ancient and naïve mistake. But our current ways of thinking are not derived directly from the Greeks; we are separated from them by the Roman Empire and the Middle Ages. When we think of Athens we think of the Parthenon and its frieze, of Sophocles and Euripides, of Socrates and Plato and Aristotle, of urbanity and clarity and moderation in all things. When we think of the Middle Ages we find ourselves in a world of monks, martyrs, and miracles, of popes and emperors, of knights and ladies; we remember Gregory the Great, Abélard, and Thomas Aquinas --and very little do these reminiscences have in common with those of Hellas. It was indeed a different world, with quite different fundamental presuppositions. Marvelous as were the achievements of the Greeks in art and literature, and ingenious as they were in new and varied combinations of ideas, they paid too little attention to the common things of the world to devise the necessary means of penetrating its mysteries. They failed to come upon the lynx-eyed lens, or other instruments of modern investigation, and thus never gained a godlike vision of the remote and the minute. Their critical thought was consequently not grounded in experimental or applied science, and without that the western world was unable to advance or even long maintain their high standards of criticism. After the Hellenes were absorbed into the vast Roman Empire critical thought and creative intelligence--rare and precarious things at best--began to decline, at first slowly and then with fatal rapidity and completeness. Moreover, new and highly uncritical beliefs and modes of thought became popular. They came from the Near East --Mesopotamia, Syria, Egypt, and Asia Minor--and largely supplanted the critical traditions of the great schools of Greek philosophy. The Stoic and Epicurean dogmas had lost their freshness. The Greek thinkers had all agreed in looking for salvation through intelligence and knowledge. But eloquent leaders arose to reveal a new salvation, and over the portal of truth they erased the word "Reason" and wrote "Faith" in its stead; and the people listened gladly to the new prophets, for it was necessary only _to believe_ to be saved, and believing is far easier than thinking. It was religious and mystical thought which, in contrast to the secular philosophy of the Greeks and the scientific thought of our own day, dominated the intellectual life of the Middle Ages. Before considering this new phase through which the human mind was to pass it is necessary to guard against a common misapprehension in the use of the term "Middle Ages". Our historical textbooks usually include in that period the happenings between the dissolution of the Roman Empire and the voyages of Columbus or the opening of the Protestant revolt. To the student of intellectual history this is unfortunate, for the simple reason that almost all the ideas and even institutions of the Middle Ages, such as the church and monasticism and organized religious intolerance, really originated in the late Roman Empire. Moreover, the intellectual revolution which has ushered in the thought of our day did not get well under way until the seventeenth century. So one may say that medieval thought began long before the accepted beginning of the Middle Ages and persisted a century or so after they are ordinarily esteemed to have come to an end. We have to continue to employ the old expression for convenience' sake, but from the standpoint of the history of the European mind three periods should be distinguished, lying between ancient Greek thought as it was flourishing in Athens, Alexandria, Rhodes, Rome, and elsewhere at the opening of the Christian era, and the birth of modern science some sixteen hundred years later. The first of these is the period of the Christian Fathers, culminating in the authoritative writings of Augustine, who died in 430. By this time a great part of the critical Greek books had disappeared in western Europe. As for pagan writers, one has difficulty in thinking of a single name (except that of Lucian) later than Juvenal, who had died nearly three hundred years before Augustine. Worldly knowledge was reduced to pitiful compendiums on which the mediaeval students were later to place great reliance. Scientific, literary, and historical information was scarcely to be had. The western world, so far as it thought at all, devoted its attention to religion and all manner of mystical ideas, old and new. As Harnack has so well said, the world was already intellectually bankrupt before the German invasions and their accompanying disorders plunged it into still deeper ignorance and mental obscurity. The second, or "Dark Age", lasted with only slight improvement from Augustine to Abélard, about seven hundred years. The prosperous _villas_ disappeared; towns vanished or shriveled up; libraries were burned or rotted away from neglect; schools were closed, to be reopened later here and there, after Charlemagne's educational edict, in an especially enterprising monastery or by some exceptional bishop who did not spend his whole time in fighting. From about the year 1100 conditions began to be more and more favorable to the revival of intellectual ambition, a recovery of forgotten knowledge, and a gradual accumulation of new information and inventions unknown to the Greeks, or indeed to any previous civilization. The main presuppositions of this third period of the later Middle Ages go back, however, to the Roman Empire. They had been formulated by the Church Fathers, transmitted through the Dark Age, and were now elaborated by the professors in the newly established universities under the influence of Aristotle's recovered works and built up into a majestic intellectual structure known as Scholasticism. On these mediaeval university professors--the schoolmen--Lord Bacon long ago pronounced a judgment that may well stand to-day. "Having sharp and strong wits, and abundance of leisure, and small variety of reading, but their wits being shut up in the cells of a few authors (chiefly Aristotle, their dictator), as their persons were shut up in the cells of monasteries and colleges, and knowing little history, either of nature or time [they], did out of no great quantity of matter and infinite agitation of wit spin out unto us those laborious webs of learning which are extant in their books." Our civilization and the human mind, critical and uncritical, as we now find it in our western world, is a direct and uninterrupted outgrowth of the civilization and thought of the later Middle Ages. Very gradually only did peculiarly free and audacious individual thinkers escape from this or that mediaeval belief, until in our own day some few have come to reject practically all the presuppositions on which the Scholastic system was reared. But the great mass of Christian believers, whether Catholic or Protestant, still professedly or implicitly adhere to the assumptions of the Middle Ages, at least in all matters in which religious or moral sanctions are concerned. It is true that outside the Catholic clergy the term "mediaeval" is often used in a sense of disparagement, but that should not blind us to the fact that mediaeval presumptions, whether for better or worse, are still common. A few of the most fundamental of these presuppositions especially germane to our theme may be pointed out here. 11. OUR MEDIAEVAL INTELLECTUAL INHERITANCE The Greeks and Romans had various theories of the origin of things, all vague and admittedly conjectural. But the Christians, relying upon the inspired account in the Bible, built their theories on information which they believed vouchsafed to them by God himself. Their whole conception of human history was based upon a far more fundamental and thorough supernaturalism than we find among the Greeks and Romans. The pagan philosophers reckoned with the gods, to be sure, but they never assumed that man's earthly life should turn entirely on what was to happen after death. This was in theory the sole preoccupation of the mediaeval Christian. Life here below was but a brief, if decisive, preliminary to the real life to come. The mediaeval Christian was essentially more polytheistic than his pagan predecessors, for he pictured hierarchies of good and evil spirits who were ever aiding him to reach heaven or seducing him into the paths of sin and error. Miracles were of common occurrence and might be attributed either to God or the devil; the direct intervention of both good and evil spirits played a conspicuous part in the explanation of daily acts and motives.[20] As a distinguished church historian has said, the God of the Middle Ages was a God of arbitrariness--the more arbitrary the more Godlike. By frequent interferences with the regular course of events he made his existence clear, reassured his children of his continued solicitude, and frustrated the plots of the Evil One. Not until the eighteenth century did any considerable number of thinkers revolt against this conception of the Deity and come to worship a God of orderliness who abode by his own laws. The mediaeval thinkers all accepted without question what Santayana has strikingly described as the "Christian Epic". This included the general historical conceptions of how man came about, and how, in view of his origin and his past, he should conduct his life. The universe had come into being in less than a week, and man had originally been created in a state of perfection along with all other things--sun, moon, and stars, plants and animals. After a time the first human pair had yielded to temptation, transgressed God's commands, and been driven from the lovely garden in which he had placed them. So sin came into the world, and the offspring of the guilty pair were thereby contaminated and defiled from the womb. In time the wickedness became such on the newly created earth that God resolved to blot out mankind, excepting only Noah's family, which was spared to repeople the earth after the Flood, but the unity of language that man had formerly possessed was lost. At the appointed time, preceded by many prophetic visions among the chosen people, God sent his Son to live the life of men on earth and become their Saviour by submitting to death. Thereafter, with the spread of the gospel, the struggle between the kingdom of God and that of the devil became the supreme conflict of history. It was to culminate in the Last Judgment, when the final separation of good and evil should take place and the blessed should ascend into the heavens to dwell with God forever, while the wicked sank to hell to writhe in endless torment. This general account of man, his origin and fate, embraced in the Christian Epic, was notable for its precision, its divine authenticity, and the obstacles which its authority consequently presented to any revision in the light of increasing knowledge. The fundamental truths in regard to man were assumed to be established once and for all. The Greek thinkers had had little in the way of authority on which to build, and no inconsiderable number of them frankly confessed that they did not believe that such a thing could exist for the thoroughly sophisticated intelligence. But mediaeval philosophy and science _were grounded wholly in authority_. The mediaeval schoolmen turned aside from the hard path of skepticism, long searchings and investigation of actual phenomena, and confidently believed that they could find truth by the easy way of revelation and the elaboration of unquestioned dogmas. This reliance on authority is a fundamental primitive trait. We have inherited it not only from our mediaeval forefathers, but, like them and through them, from long generations of prehistoric men. We all have a natural tendency to rely upon established beliefs and fixed institutions. This is an expression of our spontaneous confidence in everything that comes to us in an unquestioned form. As children we are subject to authority and cannot escape the control of existing opinion. We unconsciously absorb our ideas and views from the group in which we happen to live. What we see about us, what we are told, and what we read has to be received at its face value so long as there are no conflicts to arouse skepticism. We are tremendously suggestible. Our mechanism is much better adapted to credulity than to questioning. All of us believe nearly all the time. Few doubt, and only now and then. The past exercises an almost irresistible fascination over us. As children we learn to look up to the old, and when we grow up we do not permit our poignant realization of elderly incapacity among our contemporaries to rouse suspicions of Moses, Isaiah, Confucius, or Aristotle. Their sayings come to us unquestioned; their remoteness makes inquiry into their competence impossible. We readily assume that they had sources of information and wisdom superior to the prophets of our own day. During the Middle Ages reverence for authority, and for that particular form of authority which we may call the tyranny of the past, was dominant, but probably not more so than it had been in other societies and ages--in ancient Egypt, in China and India. Of the great sources of mediaeval authority, the Bible and the Church Fathers, the Roman and Church law, and the encyclopaedic writings of Aristotle, none continues nowadays to hold us in its old grip. Even the Bible, although nominally unquestioned among Roman Catholics and all the more orthodox Protestant sects, is rarely appealed to, as of old, in parliamentary debate or in discussions of social and economic questions. It is still a religious authority, but it no longer forms the basis of secular decisions. The findings of modern science have shaken the hold of the sources of mediaeval authority, but they have done little as yet to loosen our inveterate habit of relying on the more insidious authority of current practice and belief. We still assume that received dogmas represent the secure conclusions of mankind, and that current institutions represent the approved results of much experiment in the past, which it would be worse than futile to repeat. One solemn remembrancer will cite as a warning the discreditable experience of the Greek cities in democracy; another, how the decline of "morality" and the disintegration of the family heralded the fall of Rome; another, the constant menace of mob rule as exemplified in the Reign of Terror. But to the student of history these alleged illustrations have little bearing on present conditions. He is struck, moreover, with the ease with which ancient misapprehensions are transmitted from generation to generation and with the difficulty of launching a newer and clearer and truer idea of anything. Bacon warns us that the multitude, "or the wisest for the multitude's sake", is in reality "ready to give passage rather to that which is popular and superficial than to that which is substantial and profound; for the truth is that time seemeth to be of the nature of a river or stream, which carrieth down to us that which is light and blown up, and sinketh and drowneth that which is weighty and solid". It is very painful to most minds to admit that the past does not furnish us with reliable, permanent standards of conduct and of public policy. We resent the imputation that things are not going, on the whole, pretty well, and find excuses for turning our backs on disconcerting and puzzling facts. We are full of respectable fears and a general timidity in the face of conditions which we vaguely feel are escaping control in spite of our best efforts to prevent any thoroughgoing readjustment. We instinctively try to show that Mr. Keynes must surely be wrong about the Treaty of Versailles; that Mr. Gibbs must be perversely exaggerating the horrors of modern war; that Mr. Hobson certainly views the industrial crisis with unjustifiable pessimism; that "business as usual" cannot be that socially perverse and incredibly inexpedient thing Mr. Veblen shows it to be; that Mr. Robin's picture of Lenin can only be explained by a disguised sympathy for Bolshevism. Yet, even if we could assume that traditional opinion is a fairly clear and reliable reflection of hard-earned experience, surely it should have less weight in our day and generation than in the past. For changes have overtaken mankind which have fundamentally altered the conditions in which we live, and which are revolutionizing the relations between individuals and classes and nations. Moreover, we must remember that knowledge has widened and deepened, so that, could any of us really catch up with the information of our own time, he would have little temptation to indulge the mediaeval habit of appealing to the authority of the past. The Christian Epic did not have to rely for its perpetuation either on its intellectual plausibility or its traditional authority. During the Middle Ages there developed a vast and powerful religious State, the mediaeval Church, the real successor, as Hobbes pointed out, to the Roman Empire; and the Church with all its resources, including its control over "the secular arm" of kings and princes, was ready to defend the Christian beliefs against question and revision. To doubt the teachings of the Church was the supreme crime; it was treason against God himself, in comparison with which--to judge from mediaeval experts on heresy--murder was a minor offense. We do not, however, inherit our present disposition to intolerance solely from the Middle Ages. As animals and children and savages, we are naively and unquestioningly intolerant. All divergence from the customary is suspicious and repugnant. It seems perverse, and readily suggests evil intentions. Indeed, so natural and spontaneous is intolerance that the question of freedom of speech and writing scarcely became a real issue before the seventeenth century. We have seen that some of the Greek thinkers were banished, or even executed, for their new ideas. The Roman officials, as well as the populace, pestered the early Christians, not so much for the substance of their views as because they were puritanical, refused the routine reverence to the gods, and prophesied the downfall of the State. But with the firm establishment of Christianity edicts began to be issued by the Roman emperors making orthodox Christian belief the test of good citizenship. One who disagreed with the emperor and his religious advisers in regard to the relation of the three members of the Trinity was subject to prosecution. Heretical books were burned, the houses of heretics destroyed. So, organized mediaeval religious intolerance was, like so many other things, a heritage of the later Roman Empire, and was duly sanctioned in both the Theodosian and Justinian Codes. It was, however, with the Inquisition, beginning in the thirteenth century, that the intolerance of the Middle Ages reached its most perfect organization. Heresy was looked upon as a contagious disease that must be checked at all costs. It did not matter that the heretic usually led a conspicuously blameless life, that he was arduous, did not swear, was emaciated with fasting and refused to participate in the vain recreations of his fellows. He was, indeed, overserious and took his religion too hard. This offensive parading as an angel of light was explained as the devil's camouflage. No one tried to find out what the heretic really thought or what were the merits of his divergent beliefs. Because he insisted on expressing his conception of God in slightly unfamiliar terms, the heretic was often branded as an atheist, just as to-day the Socialist is so often accused of being opposed to all government, when the real objection to him is that he believes in too much government. It was sufficient to classify a suspected heretic as an Albigensian, or Waldensian, or a member of some other heretical sect. There was no use in his trying to explain or justify; it was enough that he diverged. There have been various explanations of mediaeval religious intolerance. Lecky, for example, thought that it was due to the theory of exclusive salvation; that, since there was only one way of getting to heaven, all should obviously be compelled to adopt it, for the saving of their souls from eternal torment. But one finds little solicitude for the damned in mediaeval writings. The public at large thought hell none too bad for one who revolted against God and Holy Church. No, the heretics were persecuted because heresy was, according to the notions of the time, a monstrous and unutterably wicked thing, and because their beliefs threatened the vested interests of that day. We now realize more clearly than did Lecky that the Church was really a State in the Middle Ages, with its own laws and courts and prisons and regular taxation to which all were subject. It had all the interests and all the touchiness of a State, and more. The heretic was a traitor and a rebel. He thought that he could get along without the pope and bishops, and that he could well spare the ministrations of the orthodox priests and escape their exactions. He was the "anarchist", the "Red" of his time, who was undermining established authority, and, with the approval of all right-minded citizens, he was treated accordingly. For the mediaeval citizen no more conceived of a State in which the Church was not the dominating authority than we can conceive of a society in which the present political State may have been superseded by some other form of organization. Yet the inconceivable has come to pass. Secular authority has superseded in nearly all matters the old ecclesiastical regime. What was the supreme issue of the Middle Ages--the distinction between the religious heretic and the orthodox--is the least of public questions now. What, then, we may ask, has been the outcome of the old religious persecutions, of the trials, tortures, imprisonings, burnings, and massacres, culminating with the Revocation of the Edict of Nantes? What did the Inquisition and the censorship, both so long unquestioned, accomplish? Did they succeed in defending the truth or "safeguarding" society? At any rate, conformity was not established. Nor did the Holy Roman Church maintain its monopoly, although it has survived, purified and freed from many an ancient abuse. In most countries of western Europe and in our own land one may now believe as he wishes, teach such religious views as appeal to him, and join with others who share his sympathies. "Atheism" is still a shocking charge in many ears, but the atheist is no longer an outlaw. _It has been demonstrated, in short, that religious dogma can be neglected in matters of public concern and reduced to a question of private taste and preference_. This is an incredible revolution. But we have many reasons for suspecting that in a much shorter time than that which has elapsed since the Inquisition was founded, the present attempt to eliminate by force those who contemplate a fundamental reordering of social and economic relations will seem quite as inexpedient and hopeless as the Inquisition's effort to defend the monopoly of the mediaeval Church. We can learn much from the past in regard to wrong ways of dealing with new ideas. As yet we have only old-fashioned and highly expensive modes of meeting the inevitable changes which are bound to take place. Repression has now and then enjoyed some temporary success, it is true, but in the main it has failed lamentably and produced only suffering and confusion. Much will depend on whether our purpose is to keep things as they are or to bring about readjustments designed to correct abuses and injustice in the present order. Do we believe, in other words, that truth is finally established and that we have only to defend it, or that it is still in the making? Do we believe in what is commonly called progress, or do we think of that as belonging only to the past? Have we, on the whole, arrived, or are we only on the way, or mayhap just starting? In the Middle Ages, even in the times of the Greeks and Romans, there was little or no conception of progress as the word is now used. There could doubtless be improvement in detail. Men could be wiser and better or more ignorant and perverse. But the assumption was that in general the social, economic, and religious order was fairly standardized. This was especially true in the Middle Ages. During these centuries men's single objective was the assurance of heaven and escape from hell. Life was an angry river into which men were cast. Demons were on every hand to drag them down. The only aim could be, with God's help, to reach the celestial shore. There was no time to consider whether the river might be made less dangerous by concerted effort, through the deflection of its torrents and the removal of its sharpest rocks. No one thought that human efforts should be directed to making the lot of humanity progressively better by intelligent reforms in the light of advancing knowledge. The world was a place to escape from on the best terms possible. In our own day this mediaeval idea of a static society yields only grudgingly, and the notion of inevitable vital change is as yet far from assimilated. We confess it with our lips, but resist it in our hearts. We have learned as yet to respect only one class of fundamental innovators, those dedicated to natural science and its applications. The social innovator is still generally suspect. To the mediaeval theologian, man was by nature vile. We have seen that, according to the Christian Epic, he was assoiled from birth with the primeval sin of his first parents, and began to darken his score with fresh offenses of his own as soon as he became intelligent enough to do so. An elaborate mechanism was supplied by the Church for washing away the original pollution and securing forgiveness for later sins. Indeed, this was ostensibly its main business. We may still well ask, Is man by nature bad? And accordingly as we answer the question we either frame appropriate means for frustrating his evil tendencies or, if we see some promise in him, work for his freedom and bid him take advantage of it to make himself and others happy. So far as I know, Charron, a friend of Montaigne, was one of the first to say a good word for man's animal nature, and a hundred years later the amiable Shaftesbury pointed out some honestly gentlemanly traits in the species. To the modern student of biology and anthropology man is neither good nor bad. There is no longer any "mystery of evil". But the mediaeval notion of _sin_--a term heavy with mysticism and deserving of careful scrutiny by every thoughtful person--still confuses us. Of man's impulses, the one which played the greatest part in mediaeval thoughts of sin and in the monastic ordering of life was the sexual. The presuppositions of the Middle Ages in the matter of the relations of men and women have been carried over to our own day. As compared with many of the ideas which we have inherited from the past, they are of comparatively recent origin. The Greeks and Romans were, on the whole, primitive and uncritical in their view of sex. The philosophers do not seem to have speculated on sex, although there was evidently some talk in Athens of women's rights. The movement is satirized by Aristophanes, and later Plato showed a willingness in _The Republic_ to impeach the current notions of the family and women's position in general. But there are few traces of our ideas of sexual "purity" in the classical writers. To the Stoic philosopher, and to other thoughtful elderly people, sexual indulgence was deemed a low order of pleasure and one best carefully controlled in the interests of peace of mind. But with the incoming of Christianity an essentially new attitude developed, which is still, consciously or unconsciously, that of most people to-day. St. Augustine, who had led a free life as a teacher of rhetoric in Carthage and Rome, came in his later years to believe, as he struggled to overcome his youthful temptations, that sexual desire was the most devilish of man's enemies and the chief sign of his degradation. He could imagine no such unruly urgence in man's perfect estate, when Adam and Eve still dwelt in Paradise. But with man's fall sexual desire appeared as the sign and seal of human debasement. This theory is poignantly set forth in Augustine's _City of God_. He furnished therein a philosophy for the monks, and doubtless his fourteenth book was well thumbed by those who were wont to ponder somewhat wistfully on one of the sins they had fled the world to escape. Christian monasticism was spreading in western Europe in Augustine's time, and the monkist vows included "chastity". There followed a long struggle to force the whole priesthood to adopt a celibate life, and this finally succeeded so far as repeated decrees of the Church could effect it. Marriage was proper for the laity, but both the monastic and secular clergy aspired to a superior holiness which should banish all thoughts of fervent earthly love. Thus a highly unnatural life was accepted by men and women of the most varied temperament and often with slight success. The result of Augustine's theories and of the efforts to frustrate one of man's most vehement impulses was to give sex a conscious importance it had never possessed before. The devil was thrust out of the door only to come in at all the windows. In due time the Protestant sects abolished monasteries, and the Catholic countries later followed their example. The Protestant clergy were permitted to marry, and the old asceticism has visibly declined. But it has done much to determine our whole attitude toward sex, and there is no class of questions still so difficult to discuss with full honesty or to deal with critically and with an open mind as those relating to the intimate relations of men and women. No one familiar with mediaeval literature will, however, be inclined to accuse its authors of prudishness. Nevertheless, modern prudishness, as it prevails especially in England and the United States--our squeamish and shamefaced reluctance to recognize and deal frankly with the facts and problems of sex--is clearly an outgrowth of the mediaeval attitude which looked on sexual impulse as of evil origin and a sign of man's degradation. Modern psychologists have shown that prudishness is not always an indication of exceptional purity, but rather the reverse. It is often a disguise thrown over repressed sexual interest and sexual preoccupations. It appears to be decreasing among the better educated of the younger generation. The study of biology, and especially of embryology, is an easy and simple way of disintegrating the "impurity complex". "Purity" in the sense of ignorance and suppressed curiosity is a highly dangerous state of mind. And such purity in alliance with prudery and defensive hypocrisy makes any honest discussion or essential readjustment of our institutions and habits extremely difficult. One of the greatest contrasts between mediaeval thinking and the more critical thought of to-day lies in the general conception of man's relation to the cosmos. To the medieval philosopher, as to the stupidest serf of the time, the world was made for man. All the heavenly bodies revolved about man's abode as their center. All creatures were made to assist or to try man. God and the devil were preoccupied with his fate, for had not God made him in his own image for his glory, and was not the devil intent on populating his own infernal kingdom? It was easy for those who had a poetic turn of mind to think of nature's workings as symbols for man's edification. The habits of the lion or the eagle yielded moral lessons or illustrated the divine scheme of salvation. Even the written word was to be valued, not for what it seemed to say, but for hidden allegories depicting man's struggles against evil and cheering him on his way. This is a perennially appealing conception of things. It corresponds to primitive and inveterate tendencies in humanity and gratifies, under the guise of humility, our hungering for self-importance. The mediaeval thinker, however freely he might exercise his powers of logical analysis in rationalizing the Christian Epic, never permitted himself to question its general anthropocentric and mystical view of the world. The philosophic mystic assumes the role of a docile child. He feels that all vital truth transcends his powers of discovery. He looks to the Infinite and Eternal Mind to reveal it to him through the prophets of old, or in moments of ecstatic communion with the Divine Intelligence. To the mystic all that concerns our deeper needs transcends logic and defies analysis. In his estimate the human reason is a feeble rushlight which can at best cast a flickering and uncertain ray on the grosser concerns of life, but which only serves to intensify the darkness which surrounds the hidden truth of God. In order that modern science might develop it is clear that a wholly new and opposed set of fundamental convictions had to be substituted for those of the Middle Ages. Man had to cultivate another kind of self-importance and a new and more profound humility. He had come to believe in his capacity to discover important truth through thoughtful examination of things about him, and he had to recognize, on the other hand, that the world did not seem to be made for him, but that humanity was apparently a curious incident in the universe, and its career a recent episode in cosmic history. He had to acquire a taste for the simplest possible and most thoroughgoing explanation of things. His whole mood had to change and impel him to reduce everything so far as possible to the commonplace. This new view was inevitably fiercely attacked by the mystically disposed. They misunderstood it and berated its adherents and accused them of robbing man of all that was most precious in life. These, in turn, were goaded into bitterness and denounced their opponents as pig-headed obscurantists. But we must, after all, come to terms in some way with the emotions underlying mysticism. They are very dear to us, and scientific knowledge will never form an adequate substitute for them. No one need fear that the supply of mystery will ever give out; but a great deal depends on our taste in mystery; that certainly needs refining. What disturbs the so-called rationalist in the mystic's attitude is his propensity to see mysteries where there are none and to fail to see those that we cannot possibly escape. In declaring that one is not a mystic, one makes no claim to be able to explain everything, nor does he maintain that all things are explicable in scientific terms. Indeed, no thoughtful person will be likely to boast that he can fully explain anything. We have only to scrape the surface of our experiences to find fundamental mystery. And how, indeed, as descendants of an extinct race of primates, with a mind still in the early stages of accumulation, should we be in the way of reaching ultimate truth at any point? One may properly urge, however, that as sharp a distinction as possible be made between fictitious mysteries and the unavoidable ones which surround us on every side. How milk turned sour used to be a real mystery, now partially solved since the discovery of bacteria; how the witch flew up the chimney was a gratuitous mystery with which we need no longer trouble ourselves. A "live" wire would once have suggested magic; now it is at least partially explained by the doctrine of electrons. It is the avowed purpose of scientific thought to reduce the number of mysteries, and its success has been marvelous, but it has by no means done its perfect work as yet. We have carried over far too much of mediaeval mysticism in our views of man and his duty toward himself and others. We must now recall the method adopted by students of the natural sciences in breaking away from the standards and limitations of the mediaeval philosophers and establishing new standards of their own. They thus prepared the way for a revolution in human affairs in the midst of which we now find ourselves. As yet their type of thinking has not been applied on any considerable scale to the solution of social problems. By learning to understand and appreciate the scientific frame of mind as a historical victory won against extraordinary odds, we may be encouraged to cultivate and popularize a similar attitude toward the study of man himself. NOTES. [20] St. Ethelred, returning from a pious visit to Citeaux in the days of Henry II, encountered a great storm when he reached the Channel. He asked himself what _he_ had done to be thus delayed, and suddenly thought that he had failed to _fulfill_ a promise to write a poem on St. Cuthbert. When he had completed this, "wonderful to say, the sea ceased to rage and became tranquil".--_Surtees Society Publications_, i, p. 177. * * * * * VI Narrabo igitur primo opera artis et naturae miranda.... ut videatur quod omnis magica potestas sit inferior his operibus et indigna. --ROGER BACON. I do not endeavor either by triumphs of confutation, or pleadings of antiquity, or assumption of authority, or even, by the veil of obscurity, to invest these inventions of mine with any majesty.... I have not sought nor do I seek either to force or ensnare men's judgments, but I lead them to things themselves and the concordances of things, that they may see for themselves what they have, what they can dispute, what they can add and contribute to the common stock.--FRANCIS BACON (_Preface to the Great Instauration_). 12. THE SCIENTIFIC REVOLUTION At the opening of the seventeenth century a man of letters, of sufficient genius to be suspected by some of having written the plays of Shakespeare, directed his distinguished literary ability to the promotion and exaltation of natural science. Lord Bacon was the chief herald of that habit of scientific and critical thought which has played so novel and all-important a part in the making of the modern mind. When but twenty-two years old he was already sketching out a work which he planned to call _Temporis Partus Maximus (The Greatest Thing Ever)_. He felt that he had discovered why the human mind, enmeshed in mediaeval metaphysics and indifferent to natural phenomena, had hitherto been a stunted and ineffective thing, and how it might be so nurtured and guided as to gain undreamed of strength and vigor. And never has there been a man better equipped with literary gifts to preach a new gospel than Francis Bacon. He spent years in devising eloquent and ingenious ways of delivering learning from the "discredits and disgraces" of the past, and in exhorting man to explore the realms of nature for his delight and profit. He never wearied of trumpeting forth the glories of the new knowledge which would come with the study of common things and the profitable uses to which it might be put in relieving man's estate. He impeached the mediaeval schoolmen for spinning out endless cobwebs of learning, remarkable for their fineness, but of no substance or spirit. He urged the learned to come out of their cells, study the creations of God, and build upon what they discovered a new and true philosophy. Even in his own day students of natural phenomena had begun to carry out Bacon's general program with striking effects. While he was urging men to cease "tumbling up and down in their own reason and conceits" and to spell out, and so by degrees to learn to read, the volume of God's works, Galileo had already begun the reading and had found out that the Aristotelian physics ran counter to the facts; that a body once in motion will continue to move forever in a straight line unless it be stopped or deflected. Studying the sky through his newly invented telescope, he beheld the sun spots and noted the sun's revolution on its axis, the phases of Venus, and the satellites of Jupiter. These discoveries seemed to confirm the ideas advanced long before by Copernicus--the earth was not the center of the universe and the heavens were not perfect and unchanging. He dared to discuss these matters in the language of the people and was, as everyone knows, condemned by the Inquisition. This preoccupation with natural phenomena and this refusal to accept the old, established theories until they had been verified by an investigation of common fact was a very novel thing. It introduced a fresh and momentous element into our intellectual heritage. We have recalled the mysticism, supernaturalism, and intolerance of the Middle Ages, their reliance on old books, and their indifference to everyday fact except as a sort of allegory for the edification of the Christian pilgrim. In the mediaeval universities the professors, or "schoolmen", devoted themselves to the elaborate formulation of Christian doctrine and the interpretation of Aristotle's works. It was a period of revived Greek metaphysics, adapted to prevailing religious presuppositions. Into this fettered world Bacon, Galileo, Descartes, and others brought a new aspiration to promote investigation and honest, critical thinking about everyday things. _These founders of modern natural science realized that they would have to begin afresh. This was a bold resolve, but not so bold as must be that of the student of mankind to-day if he expects to free himself from the trammels of the past_. Bacon pointed out that the old days were not those of mature knowledge, but of youthful human ignorance. "_These_ times are the ancient times, when the world is ancient, and not those we count ancient, _ordine retrogrado_, by a computation backward from ourselves." In his _New Atlantis_ he pictures an ideal State which concentrated its resources on systematic scientific research, with a view to applying new discoveries to the betterment of man's lot. Descartes, who was a young man when Bacon was an old one, insisted on the necessity, if we proposed to seek the truth, of questioning _everything_ at least once in our lives. To all these leaders in the development of modern science doubt, not faith, was the beginning of wisdom. They doubted--and with good reason--what the Greeks were supposed to have discovered; they doubted all the old books and all the university professors' lecture notes. They did not venture to doubt the Bible, but they eluded it in various ways. They set to work to find out exactly what happened under certain circumstances. They experimented individually and reported their discoveries to the scientific academies which began to come into existence. As one follows the deliberations of these bodies it is pathetic to observe how little the learning of previous centuries, in spite of its imposing claims, had to contribute to a fruitful knowledge of common things. It required a century of hard work to establish the most elementary facts which would now be found in a child's book. How water and air act, how to measure time and temperature and atmospheric pressure, had to be discovered. The microscope revealed the complexity of organic tissues, the existence of minute creatures, vaguely called infusoria, and the strange inhabitants of the blood, the red and white corpuscles. The telescope put an end to the flattering assumption that the cosmos circled around man and the little ball he lives on. Without a certain un-Greek, practical inventive tendency which, for reasons not easily to be discovered, first began to manifest itself in the thirteenth century, this progress would not have been possible. The new thinkers descended from the magisterial chair and patiently fussed with lenses, tubes, pulleys, and wheels, thus weaning themselves from the adoration of man's mind and understanding. They had to devise the machinery of investigation as investigation itself progressed. Moreover, they did not confine themselves to the conventionally noble and elevated subjects of speculation. They addressed themselves to worms and ditch water in preference to metaphysical subtleties. They agreed with Bacon that the mean and even filthy things deserve study. All this was naturally scorned by the university professors, and the universities consequently played little or no part in the advance of natural science until the nineteenth century. Nor were the moral leaders of mankind behind the intellectual in opposing the novel tendencies. The clergy did all they could to perpetuate the squalid belief in witchcraft, but found no place for experimental science in their scheme of learning, and judged it offensive to the Maker of all things. But their opposition could do no more than hamper the new scientific impulse, which was far too potent to be seriously checked. So in one department of human thought--the investigation of natural processes--majestic progress has been made since the opening of the seventeenth century, with every promise of continued and startling advance. The new methods employed by students of natural science have resulted in the accumulation of a stupendous mass of information in regard to the material structure and operation of things, and the gradual way in which the earth and all its inhabitants have come into being. The nature and workings of atoms and molecules are being cleared up, and their relation to heat, light, and electricity established. The slow processes which have brought about the mountains and valleys, the seas and plains, have been exposed. The structure of the elementary cell can be studied under powerful lenses; its divisions, conjunctions, differentiation, and multiplication into the incredibly intricate substance of plants and animals can be traced. In short, man is now in a position, for the first time in his history, to have some really clear and accurate notion of the world in which he dwells and of the living creatures which surround him and with which he must come to terms. It would seem obvious that this fresh knowledge should enable him to direct his affairs more intelligently than his ancestors were able to do in their ignorance. He should be in a position to accommodate himself more and more successfully to the exigencies of an existence which he can understand more fully than any preceding generation, and he should aspire to deal more and more sagaciously with himself and his fellow-men. 13. HOW SCIENTIFIC KNOWLEDGE HAS REVOLUTIONIZED THE CONDITIONS OF LIFE But while our information in regard to man and the world is incalculably greater than that available a hundred, even fifty years ago, we must frankly admit that the knowledge is still so novel, so imperfectly assimilated, so inadequately co-ordinated, and so feebly and ineffectively presented to the great mass of men, that its _direct_ effects upon human impulses and reasoning and outlook are as yet inconsiderable and disappointing. We _might_ think in terms of molecules and atoms, but we rarely do. Few have any more knowledge of their own bodily operations than had their grandparents. The farmer's confidence in the phases of the moon gives way but slowly before recent discoveries in regard to the bacteria of the soil. Few who use the telephone, ride on electric cars, and carry a camera have even the mildest curiosity in regard to how these things work. It is only _indirectly_, through _invention_, that scientific knowledge touches our lives on every hand, modifying our environment, altering our daily habits, dislocating the anciently established order, and imposing the burden of constant adaptation on even the most ignorant and lethargic. Unlike a great part of man's earlier thought, modern scientific knowledge and theory have not remained matter merely for academic discourse and learned books, but have provoked the invention of innumerable practical devices which surround us on every hand, and from which we can now scarce escape by land or sea. Thus while scientific knowledge has not greatly affected the thoughts of most of us, its influence in the promotion of modern invention has served to place us in a new setting or environment, the novel features of which it would be no small task to explain to one's great-great-grandfather, should he unexpectedly apply for up-to-date information. So even if modern scientific _knowledge_ is as yet so imperfect and ill understood as to make it impossible for us to apply much of it directly and personally in our daily conduct, we nevertheless cannot neglect the urgent effects of scientific _inventions_, for they are constantly posing new problems of adjustment to us, and sometimes disposing of old ones. Let us recall a few striking examples of the astonishing way in which what seemed in the beginning to be rather trivial inventions and devices have, with the improvements of modern science, profoundly altered the conditions of life. Some centuries before the time of Bacon and Galileo four discoveries were made which, supplemented and elaborated by later insight and ingenuity, may be said to underlie our modern civilization. A writer of the time of Henry II of England reports that sailors when caught in fog or darkness were wont to touch a needle to a bit of magnetic iron. The needle would then, it had been found, whirl around in a circle and come to rest pointing north. On this tiny index the vast extension of modern commerce and imperialism rests. That lentil-shaped bits of glass would magnify objects was known before the end of the thirteenth century, and from that little fact have come microscopes, telescopes, spectroscopes, and cameras; and from these in turn has come a great part of our present knowledge of natural processes in men, animals, and plants and our comprehension of the cosmos at large. Gunpowder began to be used a few decades after the lens was discovered; it and its terrible descendants have changed the whole problem of human warfare and of the public defense. The printing press, originally a homely scheme for saving the labor of the copyist, has not only made modern democracy and nationality possible, but has helped by the extension of education to undermine the ancient foundations upon which human industry has rested from the beginnings of civilization. In the middle of the eighteenth century the steam engine began to supplant the muscular power of men and animals, which had theretofore been only feebly supplemented by windmills and water wheels. And now we use steam and gas engines and water power to generate potent electric currents which do their work far from the source of supply. Mechanical ingenuity has utilized all this undreamed-of energy in innumerable novel ways for producing old and new commodities in tremendous quantities and distributing them with incredible rapidity throughout the earth. Vast factories have sprung up, with their laborious multitudes engaged on minute contributions to the finished article; overgrown cities sprawl over the neighboring green fields and pastures; long freight trains of steel cars thunder across continents; monstrous masses of wealth pile up, are reinvested, and applied to making the whole system more and more inconceivably intricate and interdependent; and incidentally there is hurry and worry and discontent and hazard beyond belief for a creature who has to grasp it all and control it all with a mind reared on that of an animal, a child, and a savage. As if these changes were not astounding enough, now has come the chemist who devotes himself to making not new _commodities_ (or old ones in new ways), but new _substances_. He juggles with the atoms of carbon, hydrogen, oxygen, nitrogen, chlorine, and the rest, and far outruns the workings of nature. Up to date he has been able to produce artfully over two hundred thousand compounds, for some of which mankind formerly depended on the alchemy of animals and plants. He can make foodstuffs out of sewage; he can entrap the nitrogen in the air and use it to raise wheat to feed, or high explosives to slaughter, his fellows. He no longer relies on plants and animals for dyes and perfumes. In short, a chemical discovery may at any moment devastate an immemorial industry and leave both capital and labor in the lurch. The day may not be far distant when, should the chemist learn to control the incredible interatomic energy, the steam engine will seem as complete an anachronism as the treadmill. The uttermost parts of the earth have been visited by Europeans, and commerce has brought all races of the globe into close touch. We have now to reckon with every nation under heaven, as was shown in the World War. At the same time steam and electrical communication have been so perfected that space has been practically annihilated as regards speech, and in matters of transportation reduced to perhaps a fifth. So all the peoples of the earth form economically a loose and, as yet, scarcely acknowledged federation of man, in which the fate of any member may affect the affairs of all the others, no matter how remote they may be geographically. All these unprecedented conditions have conspired to give business for business' sake a fascination and overwhelming importance it has never had before. We no longer make things for the sake of making them, but for money. The chair is not made to sit on, but for profit; the soap is no longer prepared for purposes of cleanliness, but to be sold for profit. Practically nothing catches our eye in the way of writing that was written for its own sake and not for money. Our magazines and newspapers are our modern commercial travelers proclaiming the gospel of business competition. Formerly the laboring classes worked because they were slaves, or because they were defenseless and could not escape from thraldom--or, mayhap, because they were natural artisans; but now they are coming into a position where they can combine and bargain and enter into business competition with their employers. Like their employers, they are learning to give as little as possible for as much as possible. This is good business; and the employer should realize that at last he has succeeded in teaching his employees to be strictly businesslike. When houses were built to live in, and wheat and cattle grown to eat, these essential industries took care of themselves. But now that profit is the motive for building houses and raising grain, if the promised returns are greater from manufacturing automobiles or embroidered lingerie, one is tempted to ask if there are any longer compelling reasons for building houses or raising food? Along with the new inventions and discoveries and our inordinately pervasive commerce have come two other novel elements in our environment--what we vaguely call "democracy" and "nationality". These also are to be traced to applied science and mechanical contrivances. The printing press has made popular education possible, and it is our aspiration to have every boy and girl learn to read and write--an ideal that the Western World has gone far to realize in the last hundred years. General education, introduced first among men and then extended to women, has made plausible the contention that all adults should have a vote, and thereby exercise some ostensible influence in the choice of public officials and in the direction of the policy of the government. Until recently the mass of the people have not been invited to turn their attention to public affairs, which have been left in the control of the richer classes and their representatives and agents, the statesmen or politicians. Doubtless our crowded cities have contributed to a growing sense of the importance of the common man, for all must now share the street car, the public park, the water supply, and contagious diseases. But there is a still more fundamental discovery underlying our democratic tendencies. This is the easily demonstrated scientific truth that nearly all men and women, whatever their social and economic status, may have much greater possibilities of activity and thought and emotion than they exhibit in the particular conditions in which they happen to be placed; that in all ranks may be found evidence of unrealized capacity; that we are living on a far lower scale of intelligent conduct and rational enjoyment than is necessary. Our present notions of nationality are of very recent origin, going back scarcely a hundred years. Formerly nations were made up of the subjects of this or that gracious majesty and were regarded by their God-given rulers as beasts of burden or slaves or, in more amiable moods, as children. The same forces that have given rise to modern democracy have made it possible for vast groups of people, such as make up France or the United States, to be held together more intimately than ever before by the news which reaches them daily of the enterprises of their government and the deeds of their conspicuous fellow-countrymen. In this way the inhabitants of an extensive territory embracing hundreds of thousands of square miles are brought as close together as the people of Athens in former days. Man Is surely a gregarious animal who dislikes solitude. He is, moreover, given to the most exaggerated estimate of his tribe; and on these ancient foundations modern nationality has been built up by means of the printing press, the telegraph, and cheap postage. _So it has fallen out that just when the world was becoming effectively cosmopolitan in its economic interdependence, its scientific research, and its exchange of books and art, the ancient tribal insolence has been developed on a stupendous scale._ The manner in which man has revolutionized his environment, habits of conduct, and purposes of life by inventions is perhaps the most astonishing thing in human history. It is an obscure and hitherto rather neglected subject. But it is clear enough, from the little that has been said here, that since the Middle Ages, and especially in the past hundred years, science has so hastened the process of change that it becomes increasingly difficult for man's common run of thinking to keep pace with the radical alterations in his actual practices and conditions of living. * * * * * VII Peace sitting under her olive, and slurring the days gone by, When the poor are hovell'd and hustled together, each sex, like swine, When only the ledger lives, and when only not all men lie; Peace in her vineyard--yes!--but a company forges the wine. --TENNYSON. Could great men thunder As Jove himself does, Jove would ne'er be quiet. For every pelting, petty officer Would use his heaven for thunder; Nothing but thunder! ... Man, proud man, Drest in a little brief authority, Most ignorant of what he's most assured, His glassy essence, like an angry ape, Plays such fantastic tricks before high heaven As make the angels weep; who, with our spleens, Would all themselves laugh mortal. --SHAKESPEARE. 14. "THE SICKNESS OF AN ACQUISITIVE SOCIETY" It is so difficult a task to form any correct estimate of one's own surroundings, largely on account of our very familiarity with them, that historical students have generally evaded this responsibility. They have often declared that it was impossible to do so satisfactorily. And yet no one will ever know more than we about what is going on now. Some secrets may be revealed to coming generations, but plenty of our circumstances will be obscure to them. And it certainly seems pusillanimous, if not hazardous, to depute to those yet unborn the task of comprehending the conditions under which we must live and strive. I have long believed that the only unmistakable contribution that the historical student can make to the progress of intelligence is to study the past with an eye constantly on the present. For history not only furnishes us with the key to the present by showing how our situation came about, but at the same time supplies a basis of comparison and a point of vantage by virtue of which the salient contrasts between our days and those of old can be detected. Without history the essential differences are sure to escape us. Our generation, like all preceding generations of mankind, inevitably takes what it finds largely for granted, and the great mass of men who argue about existing conditions assume a fundamental likeness to past conditions as the basis of their conclusions in regard to the present and the still unrolled future. Such a procedure becomes more and more dangerous, for although a continuity persists, there are more numerous, deeper and wider reaching contrasts between the world of to-day and that of a hundred, or even fifty, years ago, than have developed in any corresponding lapse of time since the beginning of civilization. This is not the place even to sketch the novelties in our knowledge and circumstances, our problems and possibilities. No more can be done here than to illustrate in a single field of human interest the need of an unprecedentedly open mind in order to avail ourselves of existing resources in grasping and manipulating the problems forced upon us. Few people realize how novel is the almost universal preoccupation with business which we can observe on every hand, but to which we are already so accustomed that it easily escapes the casual observer. But in spite of its vastness and magnificent achievements, business, based upon mass production and speculative profits, has produced new evils and reinforced old ones which no thoughtful person can possibly overlook. Consequently it has become the great issue of our time, the chief subject of discussion, to be defended or attacked according to one's tastes, even as religion and politics formerly had their day. Business men, whether conspicuous in manufacture, trade, or finance, are the leading figures of our age. They exercise a dominant influence in domestic and foreign policy; they subsidize our education and exert an unmistakable control over it. In other ages a military or religious caste enjoyed a similar pre-eminence. But now business directs and equips the soldier, who is far more dependent on its support than formerly. Most religious institutions make easy terms with business, and, far from interfering with it or its teachings, on the whole cordially support it. Business has its philosophy, which it holds to be based upon the immutable traits of human nature and as identical with morality and patriotism. It is a sensitive, intolerant philosophy, of which something will be said in the following section. Modern business produced a sort of paradise for the luckier of mankind, which endured down to the war, and which many hope to see restored in its former charm, and perhaps further beautified as the years go on. It represents one of the most startling of human achievements. No doubt a great part of the population worked hard and lived in relative squalor, but even then they had many comforts unknown to the toiling masses of previous centuries, and were apparently fairly contented. But escape was possible, for any man of capacity or character at all exceeding the average, into the middle or upper classes, for whom life offered, at a low cost and with the least trouble, conveniencies, comforts, and amenities beyond the compass of the richest and most powerful monarchs of other ages. The inhabitant of London could order by telephone, sipping his morning tea in bed, the various products of the whole earth, in such quantity as he might see fit, and reasonably expect their early delivery upon his doorstep; he could at the same moment and by the same means adventure his wealth in the natural resources and new enterprises of any quarter of the world, and share, without exertion or even trouble, in their prospective fruits and advantages.... He could secure forthwith, if he wished it, cheap and comfortable means of transit to any country or climate without passport or other formality, could dispatch his servant to the neighboring office of a bank for such supply of the precious metals as might seem convenient, and could then proceed abroad to foreign quarters, without knowledge of their religion, language, or customs, bearing coined wealth upon his person, and would consider himself greatly aggrieved and much surprised at the least interference. And most important of all, he could, before the war, regard this state of affairs as ... normal, certain, and permanent, except in the direction of further improvement, and any deviation from it as aberrant, scandalous, and avoidable. The projects and politics of militarism, and imperialism, of racial and cultural rivalries, of monopolies, restrictions, and exclusion, which were to play the serpent in this paradise, were little more than the amusements of his daily newspaper, and appeared to exercise almost no influence at all on the ordinary course of social and economic life, the internationalization of which was nearly complete in practice.[21] This assumption of the permanence and normality of the prevailing business system was much disturbed by the outcome of the war, but less so, especially in this country, than might have been expected. It was easy to argue that the terrible conflict merely interrupted the generally beneficent course of affairs which would speedily re-establish itself when given an opportunity. To those who see the situation in this light, modern business has largely solved the age-long problem of producing and distributing the material necessities and amenities of life; and nothing remains except to perfect the system in detail, develop its further potentialities, and fight tooth and nail those who are led by lack of personal success or a maudlin sympathy for the incompetent to attack and undermine it. On the other hand, there were many before the war, not themselves suffering conspicuously from the system, who challenged its beneficence and permanence, in the name of justice, economy, and the best and highest interests of mankind as a whole. Since the war many more have come to the conclusion that business as now conducted is not merely unfair, exceedingly wasteful, and often highly inexpedient from a social standpoint, but that from an historical standpoint it is "intensely unusual, unstable, complicated, unreliable, and temporary" (Keynes). It may prove to be the chief eccentricity of our age; quite as impermanent as was the feudal and manorial system or the role of the mediaeval Church or of monarchs by the grace of God; and destined to undergo changes which it is now quite impossible to forecast. In any case, economic issues are the chief and bitterest of our time. It is in connection with them that free thinking is most difficult and most apt to be misunderstood, for they easily become confused with the traditional reverences and sanctities of political fidelity, patriotism, morality, and even religion. There is something humiliating about this situation, which subordinates all the varied possibilities of life to its material prerequisites, much as if we were again back in a stage of impotent savagery, scratching for roots and looking for berries and dead animals. One of the most brilliant of recent English economists says with truth: The burden of our civilization is not merely, as many suppose, that the product of industry is ill-distributed, or its conduct tyrannical, or its operation interrupted by bitter disagreements. It is that industry itself has come to hold a position of exclusive predominance among human interests, which no single interest, and least of all the provision of the material means of existence, is fit to occupy. Like a hypochondriac who is so absorbed in the processes of his own digestion that he goes to the grave before he has begun to live, industrialized communities neglect the very objects for which it is worth while to acquire riches in their feverish preoccupation with the means by which riches can be acquired. That obsession by economic issues is as local and transitory as it is repulsive and disturbing. To future generations it will appear as pitiable as the obsession of the seventeenth century by religious quarrels appears to-day; indeed, it is less rational, since the object with which it is concerned is less important. And it is a poison which inflames every wound and turns each trivial scratch into a malignant ulcer.[22] Whatever may be the merits of the conflicting views of our business system, there can be no doubt that it is agitating all types of thoughtful men and women. Poets, dramatists, and story writers turn aside from their old _motifs_ to play the role of economists. Psychologists, biologists, chemists, engineers, are as never before striving to discover the relation between their realms of information and the general problems of social and industrial organization. And here is a historical student allowing the dust to collect on mediaeval chronicles, church histories, and even seventeenth-century rationalists, once fondly perused, in order to see if he can come to some terms with the profit system. And why not? Are we not all implicated? We all buy and many sell, and no one is left untouched by a situation which can in two or three years halve our incomes, without fault of ours. But before seeking to establish the bearing of the previous sections of this volume on our attitude toward the puzzles of our day, we must consider more carefully the "good reasons" commonly urged in defense of the existing system. 15. THE PHILOSOPHY OF SAFETY AND SANITY So far we have been mainly engaged in recalling the process by which man has accumulated such a mind as he now has, and the effects of this accumulation on his mode of life. Under former conditions (which are now passing away) and in a state of ignorance about highly essential matters (which are now being put in quite a new light) he established certain standards and practices in his political, social, and industrial life. His views of property, government, education, the relations of the sexes, and various other matters he reaffirms and perpetuates by means of schools, colleges, churches, newspapers, and magazines, which in order to be approved and succeed must concur in and ratify these established standards and practices and the current notions of good and evil, right and wrong. This is what happened in the past, and to the great majority of people this still seems to be the only means of "safeguarding society". Before subjecting this attitude of mind to further criticism it will be helpful to see how those argue who fail to perceive the vicious circle involved. The war brought with it a burst of unwonted and varied animation. Those who had never extended their activities beyond the usual routine of domestic and professional life suddenly found themselves participating in a vast enterprise in which they seemed to be broadening their knowledge and displaying undreamed of capacity for co-operation with their fellows. Expressions of high idealism exalted us above the petty cares of our previous existence, roused new ambitions, and opened up an exhilarating perspective of possibility and endeavor. It was common talk that when the foe, whose criminal lust for power had precipitated the mighty tragedy, should be vanquished, things would "no longer be the same". All would then agree that war was the abomination of abominations, the world would be made safe for right-minded democracy, and the nations would unite in smiling emulation. Never did bitterer disappointment follow high hopes. All the old habits of nationalistic policy reasserted themselves at Versailles. A frightened and bankrupt world could indeed hardly be expected to exhibit greater intelligence than the relatively happy and orderly one which had five years earlier allowed its sanctified traditions to drag it over the edge of the abyss. Then there emerged from the autocracy of the Tsars the dictatorship of the proletariat, and in Hungary and Germany various startling attempts to revolutionize hastily and excessively that ancient order which the Hapsburg and Hohenzollern rulers had managed to perpetuate in spite of all modern novelties. The real character of these movements was ill understood in our country, but it was inevitable that with man's deep-seated animistic tendencies they should appear as a sort of wicked demon or a deadly contagion which might attack even our own land unless prevented by timely measures. War had naturally produced its machinery for dealing with dissenters, sympathizers with the enemy, and those who deprecated or opposed war altogether; and it was the easiest thing in the world to extend the repression to those who held exceptional or unpopular views, like the Socialists and members of the I.W.W. It was plausible to charge these associations with being under the guidance of foreigners, with "pacificism" and a general tendency to disloyalty. But suspicion went further so as to embrace members of a rather small, thoughtful class who, while rarely socialistic, were confessedly skeptical in regard to the general beneficence of existing institutions, and who failed to applaud at just the right points to suit the taste of the majority of their fellow-citizens. So the general impression grew up that there was a sort of widespread conspiracy to overthrow the government by violence or, at least, a dangerous tendency to prepare the way for such a disaster, or at any rate a culpable indifference to its possibility. Business depression reinforced a natural reaction which had set in with the sudden and somewhat unexpected close of the war. The unwonted excitement brought on a national headache, and a sedative in the form of normalcy was proffered by the Republican party and thankfully accepted by the country at large. Under these circumstances the philosophy of safety and sanity was formulated. It is familiar and reassuring and puts no disagreeable task of mental and emotional readjustment on those who accept it. Hence its inevitable popularity and obvious soundness. And these are its presuppositions: No nation is comparable to our own in its wealth and promise, in its freedom and opportunity for all. It has opened its gates to the peoples of the earth, who have flocked across the ocean to escape the poverty and oppression of Europe. From the scattered colonies of the pre-revolutionary period the United States has rapidly advanced to its world ascendancy. When the European powers had reached a hopeless stalemate after four years of war the United States girded on the sword as the champion of liberty and democracy and in an incredibly short time brought the conflict to a victorious close before she had dispatched half the troops she could easily have spared. She had not entered the conflict with any motives of aggrandizement or of territorial extension. She felt her self-sufficiency and could well afford proudly to refuse to join the League of Nations on the ground that she did not wish to be involved in European wrangles or sacrifice a tittle of her rights of self-determination. The prosperity of the United States is to be attributed largely to the excellence of the Federal Constitution and the soundness of her democratic institutions. Class privileges do not exist, or at least are not recognized. Everyone has equal opportunity to rise in the world unhampered by the shackles of European caste. There is perfect freedom in matters of religious belief. Liberty of speech and of the press is confirmed by both the Federal Constitution and the constitutions of the various states. If people are not satisfied with their form of government they may at any time alter it by a peaceful exercise of the suffrage. In no other country is morality more highly prized or stoutly defended. Woman is held in her proper esteem and the institution of the family everywhere recognized as fundamental. We are singularly free from the vices which disgrace the capitals of Europe, not excepting London. In no other country is the schoolhouse so assuredly acknowledged to be the corner stone of democracy and liberty. Our higher institutions of learning are unrivaled; our public libraries numerous and accessible. Our newspapers and magazines disseminate knowledge and rational pleasure throughout the land. We are an ingenious people in the realm of invention and in the boldness of our business enterprise. We have the sturdy virtues of the pioneer. We are an honest people, keeping our contracts and giving fair measure. We are a tireless people in the patient attention to business and the laudable resolve to rise in the world. Many of our richest men began on the farm or as office boys. Success depends in our country almost exclusively on native capacity, which is rewarded here with a prompt and cheerful recognition which is rare in other lands. We are a progressive people, always ready for improvements, which indeed we take for granted, so regularly do they make their appearance. No alert American can visit any foreign country without noting innumerable examples of stupid adherence to outworn and cumbrous methods in industry, commerce, and transportation. Of course no one is so blind as not to see that here and there evils develop which should be remedied, either by legislation or by the gradual advance in enlightenment. Many of them will doubtless cure themselves. Our democracy is right at heart and you cannot fool all the people all the time. We have not escaped our fair quota of troubles. It would be too much to expect that we should. The difference of opinion between the Northern and Southern states actually led to civil war, but this only served to confirm the natural unity of the country and prepare the way for further advance. Protestants have sometimes dreaded a Catholic domination; the Mormons have been a source of anxiety to timid souls. Populists and advocates of free silver have seemed to threaten sound finance. On the other hand, Wall Street and the trusts have led some to think that corporate business enterprise may at times, if left unhampered, lead to over-powerful monopolies. But the evil workings of all these things had before the war been peaceful, if insidious. They might rouse apprehension in the minds of far-sighted and public-spirited observers, but there had been no general fear that any of them would overthrow the Republic and lead to a violent destruction of society as now constituted and mayhap to a reversion to barbarism. The circumstances of our participation in the World War and the rise of Bolshevism convinced many for the first time that at last society and the Republic were actually threatened. Heretofore the socialists of various kinds, the communists and anarchists, had attracted relatively little attention in our country. Except for the Chicago anarchist episode and the troubles with the I.W.W., radical reformers had been left to go their way, hold their meetings, and publish their newspapers and pamphlets with no great interference on the part of the police or attention on the part of lawgivers. With the progress of the war this situation changed; police and lawgivers began to interfere, and government officials and self-appointed guardians of the public weal began to denounce the "reds" and those suspected of "radical tendencies". The report of the Lusk Committee in the state of New York is perhaps the most imposing monument to this form of patriotic zeal. It is not our business here to discuss the merits of Socialism or Bolshevism either from the standpoint of their underlying theories or their promise in practice. It is only in their effects in developing and substantiating the philosophy of safety and sanity that they concern us in this discussion. Whether the report of the so-called Lusk Committee[23] has any considerable influence or no, it well illustrates a common and significant frame of mind and an habitual method of reasoning. The ostensible aim of the report is: ... to give a clear, unbiased statement and history of the purposes and objects, tactics and methods, of the various forces now at work in the United States, and particularly within the state of New York, which are seeking to undermine and destroy, not only the government under which we live, but also the very structure of American society. It also seeks to analyze the various constructive forces which are at work throughout the country counteracting these evil influences, and to present the many industrial and social problems that these constructive forces must meet and are meeting. The plan is executed with laborious comprehensiveness, and one unacquainted with the vast and varied range of so-called "radical" utterances will be overwhelmed by the mass brought together. But our aim here is to consider the attitude of mind and assumptions of the editors and their sympathizers. They admit the existence of "real grievances and natural demands of the working classes for a larger share in the management and use of the common wealth". It is these grievances and demands which the agitators use as a basis of their machinations. Those bent on a social revolution fall into two classes--socialists and anarchists. But while the groups differ in detail, these details are not worth considering. "Anyone who studies the propaganda of the various groups which we have named will learn that the arguments employed are the same; that the tactics advocated cannot be distinguished from one another, and that articles, or speeches made on the question of tactics or methods by anarchists, could, with propriety, be published in socialist, or communist newspapers without offending the membership of these organizations." So, fortunately for the reader, it is unnecessary to make any distinctions between socialists, anarchists, communists, and Bolsheviki. They all have the common purpose of overthrowing existing society and "general strikes and sabotage are the direct means advocated". The object is to drive business into bankruptcy by reducing production and raising costs.[24] But it would be a serious mistake to assume that the dangers are confined to our industrial system. "The very first general fact that must be driven home to Americans is that the pacifist movement in this country, the growth and connections of which are an important part of this report, is an absolutely integral and fundamental part of international socialism." European socialism, from which ours is derived, has had for one of its main purposes "the creation of an international sentiment to supersede national patriotism and effort, and this internationalism was based upon pacificism, in the sense that it opposed all wars between nations and developed at the same time class consciousness that was to culminate in relentless class warfare. In other words, it was not really peace that was the goal, but the abolition of the patriotic, warlike spirit of nationalities". In view of the necessity of making head against this menace the Criminal Anarchy statute of the State of New York was invoked, search warrants issued, "large quantities of revolutionary, incendiary and seditious written and printed matter were seized". After the refusal of Governor Smith to sign them, the so-called Lusk educational bills were repassed and signed by the Republican Governor Miller. No teacher in the schools shall be licensed to teach who "has advocated, either by word of mouth or in writing, a form of government other than the government of the United States or of this state". Moreover, "No person, firm, corporation, association, or society shall conduct, maintain, or operate any school, institute, class, or course of instruction in any subject without making application for and being granted a license from the University of the State of New York [_i. e_. the Regents]." The Regents shall have the right to send inspectors to visit classes and schools so licensed and to revoke licenses if they deem that an overthrow of the existing government by violence is being taught.[25] But the safe and sane philosophy by no means stops with the convenient and compendious identification of socialists of all kinds, anarchists, pacificists and internationalists, as belonging to one threatening group united in a like-minded attempt to overthrow society as we now know it. This class includes, it may be observed, such seemingly distinguishable personalities as Trotzky and Miss Jane Addams, who are assumed to be in essential harmony upon the great issue. But there are many others who are perhaps the innocent tools of the socialists. These include teachers, lecturers, writers, clergymen, and editors to whom the Lusk report devotes a long section on "the spread of socialism in educated circles". It is the purpose of this section ... to show the use made by members of the Socialist Party of America and other extreme radicals and revolutionaries of pacifist sentiment among people of education and culture in the United States as a vehicle for the promotion of revolutionary socialistic propaganda. The facts here related are important because they show that these socialists, playing upon the pacifist sentiment in a large body of sincere persons, were able to organize their energies and capitalize their prestige for the spread of their doctrines. [P. 969.] An instance of this is an article in the _New Republic_ which: ... includes more or less open attacks on Attorney-General Palmer, Mr. Lansing, the House Immigration Committee, the New York _Times_, Senator Fall, this Committee, etc. It also quotes the dissenting opinions in the Abrams case of Justices Holmes and Brandeis, and ends by making light of the danger of revolution in America: ... This belittling of the very real danger to the institutions of this country, as well as the attempted discrediting of any investigating group (or individual), has become thoroughly characteristic of our "Parlor Bolshevik" or "Intelligentsia". [P. 1103.] So it comes about, as might indeed have been foreseen from the first, that one finds himself, if not actually violating the criminal anarchy statute, at least branded as a Bolshevik if he speaks slightingly of the New York _Times_ or recalls the dissenting opinion of two judges of the Supreme Court. Moreover, as might have been anticipated, the issues prove to be at bottom not so much economic as moral and religious, for "Materialism and its formidable sons, Anarchy, Bolshevism, and Unrest, have thrown down the gauge of battle" to all decency. ... What is of the greatest importance for churchmen to understand, in order that they may not be led astray by specious arguments of so-called Christian Socialists and so-called liberals and self-styled partisans of free speech, is that socialism as a system, as well as anarchism and all its ramifications, from high-brow Bolshevism to the Russian Anarchist Association, are all the declared enemies of religion and all recognized moral standards and restraints. [P. 1124.] We must not be misled by "false, specious idealism masquerading as progress". The fight is one for God as well as country, in which all forms of radicalism, materialism, and anarchy should be fiercely and promptly stamped out.[26] NOTES. [21] Keynes, _The Economic Consequences of the Peace_, pp. 11-12. [22] Tawney, R. H., _The Acquisitive Society_, pp. 183-184. The original title of this admirable little work, a Fabian tract, was, _The Sickness of an Acquisitive Society_, but the American publishers evidently thought it inexpedient to stress the contention of the author that modern society has anything fundamentally the matter with it. [23] _Revolutionary Radicalism, Its History, Purpose, and Tactics: with an exposition and discussion of the steps being taken and required to curb it, being the report of the Joint Legislative Committee investigating seditious activities, filed April 24, 1920, in the Senate of the state of New York._ This comprises four stout volumes (over 4,200 pages in all) divided into two parts, dealing, respectively, with "Revolutionary and Subversive Movements at Home and Abroad" and "Constructive Movements and Measures in America". Albany, 1920. [24] "While the nature of this investigation has led the committee to lay its emphasis upon the activities of subversive organizations, it feels that this report would not be complete if it did not state emphatically that it believes that those persons in business and commercial enterprise and certain owners of property who seek to take advantage of the situation to reap inordinate gain from the public contribute in no small part to the social unrest which affords the radical a field of operation which otherwise would be closed to him." (P. 10.) [25] The general history throughout the United States of these and similar measures, the interference with public meetings, the trials, imprisonments, and censorship, are all set forth in Professor Chaffee's _Freedom of Speech_, 1920. [26] During the summer of 1921 the Vice-President of the United States published in _The Delineator_ a series of three articles on "Enemies of the Republic", in which he considers the question, "Are the 'reds' stalking our college women?" He finds some indications that they are, and warns his readers that, "Adherence to radical doctrines means the ultimate breaking down of the old, sturdy virtues of manhood and womanhood, the insidious destruction of character, the weakening of the moral fiber of the individual, and the destruction of the foundations of society." It may seem anomalous to some that the defenders of the old, sturdy virtues should so carelessly brand honest and thoughtful men and women, of whose opinions they can have no real knowledge, as "enemies of the Republic"--but there is nothing whatever anomalous in this. It has been the habit of defenders of the sturdy, old virtues from time immemorial to be careless of others' reputations. * * * * * VIII Dans les sciences politiques, il est un ordre de vérités qui, surtout chez les peuples libres ... ne peuvent être utiles, que lorsqu'elles sont généralement connues et avouées. Ainsi, l'influence du progrês de ces sciences sur la liberté, sur la prospérité des nations, doivent en quelque sorts se mesurer sur le nombre de ces vérités qui, par l'effet d'une instruction élémentaire, deviennent commune à tous les esprits; ainsi les progrès toujours croissants de cette instruction élémentaire, liés eux mêmes aux progrès nécessaires de ces sciences, nous répondent d'une amélioration dans les destinées de l'espèce humaine qui peut être regardée comme indéfinie, puisqu'elle n'a d'autres limites que celles de ces progrès mêmes.--CONDORCET. 16. SOME HISTORICAL REFLECTIONS ON THE PHILOSOPHY OF REPRESSION Of course the kind of reasoning and the presuppositions described in the previous section will appeal to many readers as an illustration of excessive and unjustifiable fear lest the present order be disturbed --a frenzied impulse to rush to the defense of our threatened institutions. Doubtless the Lusk report may quite properly be classed as a mere episode in war psychology. Having armed to put down the Germans and succeeded in so doing, the ardor of conflict does not immediately abate, but new enemies are sought and easily discovered. The hysteria of repression will probably subside, but it is now a well-recognized fact that in disease, whether organic or mental, the abnormal and excessive are but instructive exaggerations and perversions of the usual course of things. They do not exist by themselves, but represent the temporary and exaggerated functioning of bodily and mental processes. The real question for us here is not whether Senator Lusk is too fearful and too indiscriminate in his denunciations, but whether he and his colleagues do not merely furnish an overcharged and perhaps somewhat grotesque instance of man's natural and impulsive way of dealing with social problems. It seems to me that enough has already been said to lead us to suspect this. At the outset of this volume the statement was hazarded that if only men could come to look at things differently from the way they now generally do, a number of our most shocking evils would either remedy themselves or show themselves subject to gradual elimination or hopeful reduction. Among these evils a very fundamental one is the defensive attitude toward the criticism of our existing order and the naïve tendency to class critics as enemies of society. It was argued that a fuller understanding of the history of the race would contribute to that essential freedom of mind which would welcome criticism and permit fair judgments of its merits. Having reviewed the arguments of those who would suppress criticism lest it lead to violence and destruction, we may now properly recall in this connection certain often neglected historical facts which serve to weaken if not to discredit most of these arguments. Man has never been able to adapt himself very perfectly to his civilization, and there has always been a deal of injustice and maladjustment which might conceivably have been greatly decreased by intelligence. But now it would seem that this chronic distress has become acute, and some careful observers express the quite honest conviction that unless thought be raised to a far higher plane than hitherto, some great setback to civilization is inevitable. Yet instead of subjecting traditional ideas and rules to a thoroughgoing reconsideration, our impulse is, as we have seen, to hasten to justify existing and habitual notions of human conduct. There are many who flatter themselves that by suppressing so-called "radical" thought and its diffusion, the present system can be made to work satisfactorily on the basis of ideas of a hundred or a hundred thousand years ago. While we have permitted our free thought in the natural sciences to transform man's old world, we allow our schools and even our universities to continue to inculcate beliefs and ideals which may or may not have been appropriate to the past, but which are clearly anachronisms now. For, the "social science" taught in our schools is, it would appear, an orderly presentation of the conventional proprieties, rather than a summons to grapple with the novel and disconcerting facts that surround us on every side. At the opening of the twentieth century the so-called sciences of man, despite some progress, are, as has been pointed out, in much the same position that the natural sciences were some centuries earlier. Hobbes says of the scholastic philosophy that it went on one brazen leg and one of an ass. This seems to be our plight to-day. Our scientific leg is lusty and grows in strength daily; its fellow member--our thought of man and his sorry estate--is capricious and halting. We have not realized the hopes of the eighteenth-century "illumination", when confident philosophers believed that humanity was shaking off its ancient chains; that the clouds of superstition were lifting, and that with the new achievements of science man would boldly and rapidly advance toward hitherto undreamed-of concord and happiness. We can no longer countenance the specious precision of the English classical school of economics, whose premises have been given the lie by further thought and experience. We have really to start anew. The students of natural phenomena early realized the arduous path they had to travel. They had to escape, above all things, from the past. They perceived that they could look for no help from those whose special business it was to philosophize and moralize in terms of the past. They had to look for light in their own way and in the directions from which they conjectured it might come. Their first object was, as Bacon put it, _light_, not _fruit_. They had to learn before they could undertake changes, and Descartes is very careful to say that philosophic doubt was not to be carried over to daily conduct. This should for the time being conform to accepted standards, unenlightened as they might be. Such should be the frame of mind of one who seeks insight into human affairs. His subject matter is, however, far more intricate and unmanageable than that of the natural scientist. Experiment on which natural science has reared itself is by no means so readily applicable in studying mankind and its problems. The student of humanity has even more inveterate prejudices to overcome, more inherent and cultivated weaknesses of the mind to guard against, than the student of nature. Like the early scientists, he has a scholastic tradition to combat. He can look for little help from the universities as now constituted. The clergy, although less sensitive in regard to what they find in the Bible, are still stoutly opposed, on the whole, to any thoroughgoing criticism of the standards of morality to which they are accustomed. Few lawyers can view their profession with any considerable degree of detachment. Then there are the now all-potent business interests, backed by the politicians and in general supported by the ecclesiastical, legal, and educational classes. Many of the newspapers and magazines are under their influence, since they are become the business man's heralds and live off his bounty. Business indeed has almost become our religion; it is defended by the civil government even as the later Roman emperors and the mediaeval princes protected the Church against attack. Socialists and communists are the Waldensians and Albigensians of our day, heretics to be cast out, suppressed, and deported to Russia, if not directly to hell as of old. The Secret Service seems inclined to play the part of a modern Inquisition, which protects our new religion. Collected in its innumerable files is the evidence in regard to suspected heretics who have dared impugn "business as usual", or who have dwelt too lovingly on peace and good will among nations. Books and pamphlets, although no longer burned by the common hangman, are forbidden the mails by somewhat undiscerning officials. We have a pious vocabulary of high resentment and noble condemnation, even as they had in the Middle Ages, and part of it is genuine, if unintelligent, as it was then. Such are some of the obstacles which the student of human affairs must surmount. Yet we may hope that it will become increasingly clear that the repression of criticism (even if such criticism becomes fault-finding and takes the form of a denunciation of existing habits and institutions) is inexpedient and inappropriate to the situation in which the world finds itself. Let us assume that such people as really advocate lawlessness and disorder should be carefully watched and checked if they promise to be a cause of violence and destruction. But is it not possible to distinguish between them and those who question and even arraign with some degree of heat the standardized unfairness and maladjustments of our times? And there is another class who cannot by any exaggeration be considered agitators, who have by taking thought come to see that our conditions have so altered in the past hundred years and our knowledge so increased that the older ways of doing and viewing things are not only unreasonable, but actually dangerous. But so greatly has the hysteria of war unsettled the public mind that even this latter class is subject to discreditable accusations and some degree of interference. We constantly hear it charged that this or that individual or group advocates the violent overthrow of government, is not loyal to the Constitution, or is openly or secretly working for the abolition of private property or the family, or, in general, is supposed to be eager to "overturn everything without having anything to put in its place". The historical student may well recommend that we be on our guard against such accusations brought against groups and individuals. For the student of history finds that it has always been the custom to charge those who happened to be unpopular, with holding beliefs and doing things which they neither believed nor did. Socrates was executed for corrupting youth and infidelity to the gods; Jesus for proposing to overthrow the government; Luther was to the officials of his time one who taught "a loose, self-willed life, severed from all laws and wholly brutish". Those who questioned the popular delusions in regard to witchcraft were declared by clergymen, professors, and judges of the seventeenth century to be as good as atheists, who shed doubt on the devil's existence in order to lead their godless lives without fear of future retribution. How is it possible, in view of this inveterate habit of mankind, to accept at its face value what the police or Department of Justice, or self-appointed investigators, choose to report of the teachings of people who are already condemned in their eyes? Of course the criticism of accepted ideas is offensive and will long remain so. After all, talk and writing are forms of conduct, and, like all conduct, are inevitably disagreeable when they depart from the current standards of respectable behavior. To talk as if our established notions of religion, morality, and property, our ideas of stealing and killing, were defective and in need of revision, is indeed more shocking than to violate the current rules of action. For we are accustomed to actual crimes, misdemeanors, and sins, which are happening all the time, but we will not tolerate any suspected attempt to palliate them in theory. It is inevitable that new views should appear to the thoughtless to be justifications or extenuations of evil actions and an encouragement of violence and rebellion, and that they will accordingly be bitterly denounced. But there is no reason why an increase of intelligence should not put a growing number of us on our guard against this ancient pitfall. If we are courageously to meet and successfully to overcome the dangers with which our civilization is threatened, it is clear that we need _more mind_ than ever before. It is also clear that we can have indefinitely more mind than we already have if we but honestly desire it and avail ourselves of resources already at hand. Mind, as previously defined, is our "conscious knowledge and intelligence, what we know and our attitude toward it--our disposition to increase our information, classify it, criticize it, and apply it". _It is obvious that in this sense the mind is a matter of accumulation and that it has been in the making ever since man took his first step in civilization._ I have tried to suggest the manner in which man's long history illuminates our plight and casts light on the path to be followed. And history is beginning to take account of the knowledge of man's nature and origin contributed by the biologist and the anthropologist and the newer psychologists. Few people realize the hopeful revolution that is already beginning to influence the aims and methods of all these sciences of man. No previous generation of thinkers has been so humble on the whole as is that of to-day, so ready to avow their ignorance and to recognize the tendency of each new discovery to reveal further complexities in the problem. On the other hand, we are justified in feeling that at last we have the chance to start afresh. We are freer than any previous age from the various prepossessions and prejudices which we now see hampered the so-called "free" thinking of the eighteenth century. The standards and mood of natural science are having an increasing influence in stimulating eager research into human nature, beliefs, and institutions. With Bacon's recommendations of the study of common _things_ the human mind entered a new stage of development. Now that historic forces have brought the common _man_ to the fore, we are submitting him to scientific study and gaining thereby that elementary knowledge of his nature which needs to be vastly increased and spread abroad, since it can form the only possible basis for a successful and real democracy. I would not have the reader infer that I overrate the place of science or exact knowledge in the life of man. Science, which is but the most accurate information available about the world in which we live and the nature of ourselves and of our fellow men, is not the whole of life; and except to a few peculiar persons it can never be the most absorbing and vivid of our emotional satisfactions. We are poetic and artistic and romantic and mystical. We resent the cold analysis and reduction of life to the commonplace and well substantiated--and this is after all is said, the aim of scientific endeavor. But we have to adjust ourselves to a changing world in the light of constantly accumulating knowledge. It is knowledge that has altered the world and we must rely on knowledge and understanding to accommodate ourselves to our new surroundings and establish peace and order and security for the pursuit of those things that to most of us are more enticing than science itself.[27] No previous generation has been so perplexed as ours, but none has ever been justified in holding higher hopes if it could but reconcile itself to making bold and judicious use of its growing resources, material and intellectual. _It is fear that holds us back._ And fear is begotten of ignorance and uncertainty. And these mutually reinforce one another, for we feebly try to condone our ignorance by our uncertainty and to excuse our uncertainty by our ignorance. Our hot defense of our ideas and beliefs does not indicate an established confidence in them but often half-distrust, which we try to hide from ourselves, just as one who suffers from bashfulness offsets his sense of inferiority and awkwardness by rude aggression. If, for example, religious beliefs had been really firmly established there would have been no need of "aids to faith"; and so with our business system to-day, our politics and international relations. We dread to see things as they would appear if we thought of them honestly, for it is the nature of critical thought to metamorphose our familiar and approved world into something strange and unfamiliar. It is undoubtedly a nervous sense of the precariousness of the existing social system which accounts for the present strenuous opposition to a fair and square consideration of its merits and defects. Partisanship is our great curse. We too readily assume that everything has two sides and that it is our duty to be on one or the other. We must be defending or attacking something; only the lily-livered hide their natural cowardice by asking the impudent question, What is it all about? The heroic gird on the armor of the Lord, square their shoulders, and establish a muscular tension which serves to dispel doubt and begets the voluptuousness of bigotry and fanaticism.[28] In this mood questions become issues of right and wrong, not of expediency and inexpediency. It has been said that the worthy people of Cambridge are able promptly to reduce the most complex social or economic problem to a simple moral issue, and this is a wile of the Father of Lies, to which many of us yield readily enough. It is, however, possible for the individual to overcome the fear of thought. Once I was afraid that men might think too much; now, I only dread lest they will think too little and far too timidly, for I now see that real thinking is rare and difficult and that it needs every incentive in the face of innumerable ancient and inherent discouragements and impediments. We must first endeavor manfully to free our own minds and then do what we can to hearten others to free theirs. _Toujours de l'audace!_ As members of a race that has required from five hundred thousand to a million years to reach its present state of enlightenment, there is little reason to think that anyone of us is likely to cultivate intelligence too assiduously or in harmful excess. 17. WHAT OF IT? Our age is one of unprecedented responsibility. As Mr. Lippmann has so well said: Never before have we had to rely so completely on ourselves. No guardian to think for us, no precedent to follow without question, no lawmaker above, only ordinary men set to deal with heartbreaking perplexity. All weakness comes to the surface. We are homeless in a jungle of machines and untamed powers that haunt and lure the imagination. Of course our culture is confused, our thinking spasmodic, and our emotion out of kilter. No mariner ever enters upon a more uncharted sea than does the average human being born in the twentieth century. Our ancestors thought they knew their way from birth through all eternity; we are puzzled about day after to-morrow.... It is with emancipation that real tasks begin, and liberty is a searching challenge, for it takes away the guardianship of the master and the comfort of the priest. The iconoclasts did not free us. They threw us into the water, and now we have to swim.[29] We must look forward to ever new predicaments and adventures. _Nothing is going to be settled in the sense in which things were once supposed to be settled, for the simple reason that knowledge will probably continue to increase and will inevitably alter the world with which we have to make terms_. The only thing that might conceivably remain somewhat stabilized is an attitude of mind and unflagging expectancy appropriate to the terms and the rules according to which life's game must hereafter be played. We must promote a new cohesion and co-operation on the basis of this truth. And this means that we have now to substitute purpose for tradition, and this is a concise statement of the great revolution which we face. Now, when all human institutions so slowly and laboriously evolved are impugned, every consensus challenged, every creed flouted, as much as and perhaps even more than by the ancient Sophists, the call comes to us ... to explore, test, and, if necessary, reconstruct the very bases of conviction, for all open questions are new opportunities. Old beacon lights have shifted or gone out. Some of the issues we lately thought to be minor have taken on cosmic dimensions. We are all "up against" questions too big for us, so that there is everywhere a sense of insufficiency which is too deep to be fully deployed in the narrow field of consciousness. Hence, there is a new discontent with old leaders, standards, criteria, methods, and values, and a demand everywhere for new ones, a realization that mankind must now reorient itself and take its bearings from the eternal stars and sail no longer into the unknown future by the dead reckonings of the past.[30] Life, in short, has become a solemn sporting proposition--solemn enough in its heavy responsibilities and the magnitude of the stakes to satisfy our deepest religious longings; sporty enough to tickle the fancy of a baseball fan or an explorer in darkest Borneo. We can play the game or refuse to play it. At present most of human organization, governmental, educational, social, and religious, is directed, as it always has been, to holding things down, and to perpetuating beliefs and policies which belong to the past and have been but too gingerly readjusted to our new knowledge and new conditions. On the other hand, there are various scientific associations which are bent on revising and amplifying our knowledge and are not pledged to keeping alive any belief or method which cannot stand the criticism which comes with further information. The terrible fear of falling into mere rationalizing is gradually extending from the so-called natural sciences to psychology, anthropology, politics, and political economy. All this is a cheering response to the new situation. But, as has been pointed out, really honest discussion of our social, economic, and political standards and habits readily takes on the suspicion of heresy and infidelity. Just as the "freethinker" who, in the eighteenth century, strove to discredit miracles in the name of an all-wise and foreseeing God (who could not be suspected of tampering with his own laws), was accused of being an atheist and of really believing in no God at all; so those who would ennoble our ideals of social organization are described as "Intellectuals" or "parlor Bolshevists" who would overthrow society and all the achievements of the past in order to free themselves from moral and religious restraints and mayhap "get something for nothing". The parallel is very exact indeed. The Church always argued that there were no new heresies. All would, on examination, prove to be old and discredited. So the Vice-President of the United States has recently declared that: Men have experimented with radical theories in great and small ways times without number and always, always with complete failure. They are not new; they are old. Each failure has demonstrated anew that without effort there is no success. The race never gets something for nothing.[31] But is this not a complete reversal of the obvious truth? Unless we define "radical" as that which never does succeed, how can anyone with the most elementary notions of history fail to see that almost all the things that we prize to-day represent revolts against tradition, and were in their beginnings what seemed to be shocking divergences from current beliefs and practices? What about Christianity, and Protestantism, and constitutional government, and the rejection of old superstitions and the acceptance of modern scientific ideas? The race has always been getting something for nothing, for creative thought is, as we have seen, confined to a very few. And it has been the custom to discourage or kill those who prosecuted it too openly, not to reward them according to their merits. One cannot but wonder at this constantly recurring phrase "getting something for nothing", as if it were the peculiar and perverse ambition of disturbers of society. Except for our animal outfit, practically all we have is handed to us gratis. Can the most complacent reactionary flatter himself that he invented the art of writing or the printing press, or discovered his religious, economic, and moral convictions, or any of the devices which supply him with meat and raiment or any of the sources of such pleasure as he may derive from literature or the fine arts? In short, civilization is little else than getting something for nothing. Like other vested interests, it is "the legitimate right to something for nothing".[32] How much execrable reasoning and how many stupid accusations would fall away if this truth were accepted as a basis of discussion! Of course there is no more flagrant example of a systematic endeavor to get something for nothing than the present business system based on profits, and absentee ownership of stocks. Since the invention of printing, and indeed long before, those fearful of change have attempted to check criticism by attacking books. These were classified as orthodox or heterodox, moral or immoral, treasonable or loyal, according to their tone. Unhappily this habit continues and shows itself in the distinction between sound and unsound, radical and conservative, safe and dangerous. The sensible question to ask about a book is obviously whether it makes some contribution to a clearer understanding of our situation by adding or reaffirming important considerations and the inferences to be made from these. Such books could be set off against those that were but expressions of vague discontent or emulation, or denunciations of things because they are as they are or are not as they are not. I have personally little confidence in those who cry lo here or lo there. It is premature to advocate any wide sweeping reconstruction of the social order, although experiments and suggestions should not be discouraged. What we need first is a change of heart and a chastened mood which will permit an ever increasing number of people to see things as they are, in the light of what they have been and what they might be. The dogmatic socialist with his unhistorical assumptions of class struggle, his exaggerated economic interpretation of history, and his notion that labor is the sole producer of capital, is shedding scarcely more light on the actual situation than is the Lusk Committee and Mr. Coolidge, with their confidence in the sacredness of private property, as they conceive it, in the perennial rightness and inspiration of existing authority and the blessedness of the profit system. But there are plenty of writers, to mention only a few of the more recent ones, like Veblen, Dewey, J. A. Hobson, Tawney, Cole, Havelock Ellis, Bertrand Russell, Graham Wallas, who may or may not have (or ever have had) any confidence in the presuppositions and forecasts of socialism, whose books do make clearer to any fair-minded reader the painful exigencies of our own times. I often think of the economic historians of, say, two centuries hence who may find time to dig up the vestiges of the economic literature of to-day. We may in imagination appeal to their verdicts and in some cases venture to forecast them. Many of our writers they will throw aside as dominated by a desire merely to save the ill-understood present at all costs; others as attempting to realize plans which were already discredited in their own day. Future historians will, nevertheless, clearly distinguish a few who, by a sort of persistent and ardent detachment, were able to see things close at hand more fully and truly than their fellows and endeavored to do what they could to lead their fellows to perceive and reckon with the facts which so deeply concerned them. Blessed be those who aspire to win this glory. On the monument erected to Bruno on the site where he was burned for seeing more clearly than those in authority in his days, is the simple inscription, "Raised to Giordano Bruno by the generation which he foresaw." We are all purblind, but some are blinder than others who use the various means available for sharpening their eyesight. As an onlooker it seems to me safe to say that the lenses recommended by both the "radicals" and their vivid opponents rather tend to increase than diminish our natural astigmatism. Those who agree, on the whole, at least, with the _facts_ brought together in this essay and, on the whole, with the main _inferences_ suggested either explicitly or implicitly, will properly begin to wonder how our educational system and aims are to be so rearranged that coming generations may be better prepared to understand the condition of human life and to avail themselves of its possibilities more fully and guard against its dangers more skillfully than previous generations. There is now widespread discontent with our present educational methods and their elaborate futility; but it seems to me that we are rather rarely willing to face the fundamental difficulty, for it is obviously so very hard to overcome. _We do not dare to be honest enough to tell boys and girls and young men and women what would be most useful to them in an age of imperative social reconstruction._ We have seen that the ostensible aims of education are various,[33] and that among them is now included the avowed attempt to prepare the young to play their part later as voting citizens. If they are to do better than preceding generations they must be brought up differently. They would have to be given a different general attitude toward institutions and ideals; instead of having these represented to them as standardized and sacred they should be taught to view them as representing half-solved problems. But how can we ever expect to cultivate the judgment of the young in matters of fundamental social, economic, and political readjustment when we consider the really dominating forces in education? But even if these restraints were weakened or removed, the task would remain a very delicate one. Even with teachers free and far better informed than they are, it would be no easy thing to cultivate in the young a justifiable admiration for the achievements and traditional ideals of mankind and at the same time develop the requisite knowledge of the prevailing abuses, culpable stupidity, common dishonesty, and empty political buncombe, which too often passes for statesmanship. But the problem has to be tackled, and it may be tackled directly or indirectly. The direct way would be to describe as realistically as might be the actual conditions and methods, and their workings, good and bad. If there were better books than are now available it would be possible for teachers tactfully to show not only how government is supposed to run, but how it actually is run. There are plenty of reports of investigating committees, Federal and state, which furnish authentic information in regard to political corruption, graft, waste, and incompetency. These have not hitherto been supposed to have anything to do with the _science_ of government, although they are obviously absolutely essential to an _understanding_ of it. Similar reflections suggest themselves in the matter of business, international relations, and race animosities. But so long as our schools depend on appropriations made by politicians, and colleges and universities are largely supported by business men or by the state, and are under the control of those who are bent on preserving the existing system from criticism, it is hard to see any hope of a kind of education which would effectively question the conventional notions of government and business. They cannot be discussed with sufficient honesty to make their consideration really medicinal. We laud the brave and outspoken and those supposed to have the courage of their convictions--but only when these convictions are acceptable or indifferent to us. Otherwise, honesty and frankness become mere impudence.[34] No doubt politics and economics could be taught, and are being taught, better as time goes on. Neither of them are so utterly unreal and irrelevant to human proceedings as they formerly were. There is no reason why a teacher of political economy should not describe the actual workings of the profit system of industry with its restraints on production and its dependence on the engineer, and suggest the possibility of gathering together capital from functionless absentee stockholders on the basis of the current rate of interest rather than speculative dividends. The actual conditions of the workers could be described, their present precarious state, the inordinate and wasteful prevalence of hiring and firing; the policy of the unions, and their defensive and offensive tactics. Every youngster might be given some glimmering notion that neither "private property" nor "capital" is the real issue (since few question their essentiality) but rather the new problem of supplying other than the traditional motives for industrial enterprise--namely, the slave-like docility and hard compulsion of the great masses of workers, on the one hand, and speculative profits, on the other, which now dominate in our present business system. For the existing organization is not only becoming more and more patently wasteful, heartless, and unjust, but is beginning, for various reasons, to break down. In short, whatever the merits of our present ways of producing the material necessities and amenities of life, it looks to many as if they could not succeed indefinitely, even as well as they have in the past, without some fundamental revision. As for political life, a good deal would be accomplished if students could be habituated to distinguish successfully between the empty declamations of politicians and statements of facts, between vague party programs and concrete recommendations and proposals. They should early learn that language is not primarily a vehicle of ideas and information, but an emotional outlet, corresponding to various cooings, growlings, snarls, crowings, and brayings. Their attention could be invited to the rhetoric of the bitter-enders in the Senate or the soothing utterances of Mr. Harding on accepting the nomination for President: "With a Senate advising as the Constitution contemplates, I would hopefully approach the nations of Europe and of the earth, proposing that understanding which makes us a willing participant in the consecration of nations to a new relationship, to commit the moral forces of the world, America included, to peace and international justice, still leaving America free, independent, self-reliant, but offering friendship to all the world. If men call for more specific details, I remind them that moral committals are broad and all-inclusive, and we are contemplating peoples in the concord of humanity's advancement." After mastering the difference between language used to express facts and purposes and that which amounts to no more than a pious ejaculation, a suave and deprecating gesture, or an inferential accusation directed against the opposing party, the youth should be instructed in the theory and practice of party fidelity and the effects of partisanship on the conduct of our governmental affairs. In fine, he should get some notion of the motives and methods of those who really run our government, whether he learned anything else or not. These _direct_ attempts to produce a more intelligently critical and open-minded generation are, however, likely to be far less feasible than the _indirect_ methods. Partly because they will arouse strenuous opposition from the self-appointed defenders of society as now regulated, and partly because no immediate inspection of habits and institutions is so instructive as a study of their origin and progress and a comparison of them with other forms of social adjustment. I hope that it has already become clear that we have great, and hitherto only very superficially worked, resources in History, as it is now coming to be conceived. We are in the midst of the greatest intellectual revolution that has ever overtaken mankind. Our whole conception of mind is undergoing a great change. We are beginning to understand its nature, and as we find out more, intelligence may be raised to a recognized dignity and effectiveness which it has never enjoyed before. An encouraging beginning has been made in the case of the natural sciences, and a similar success may await the studies which have to do with the critical estimate of man's complicated nature, his fundamental impulses and resources, the needless and fatal repressions which these have suffered through the ignorance of the past, and the discovery of untried ways of enriching our existence and improving our relations with our fellow men. There[35] is a well-known passage in Goethe's "Faust" where he likens History to the Book with Seven Seals described in Revelation, which no one in heaven, or on the earth or under the earth, was able to open and read therein. All sorts of guesses have been hazarded as to its contents by Augustine, Orosius, Otto of Freising, Bossuet, Bolingbroke, Voltaire, Herder, Hegel, and many others, but none of them were able to break the seals, and all of them were gravely misled by their fragmentary knowledge of the book's contents. For we now see that the seven seals were seven great ignorances. No one knew much (1) of man's physical nature, or (2) the workings of his thoughts and desires, or (3) of the world in which he lives, or (4) of how he has come about as a race, or (5) of how he develops as an individual from a tiny egg, or (6) how deeply and permanently he is affected by the often forgotten impressions of infancy and childhood, or (7) how his ancestors lived for hundreds of thousands of years in the dark ignorance of savagery. The seals are all off now. The book at last lies open before those who are capable of reading it, and few they be as yet; for most of us still cling to the guesses made in regard to its contents before anyone knew what was in it. We have become attached to the familiar old stories which now prove to be fictions, and we find it hard to reconcile ourselves to the many hard sayings which the book proves to contain--its constant stress on the stupidity of "good" people; its scorn for the respectable and normal, which it often reduces to little more than sanctimonious routine and indolence and pious resentment at being disturbed in one's complacent assurances. Indeed, much of its teaching appears downright immoral according to existing standards. One awful thing that the Book of the Past makes plain is that with our animal heritage we are singularly oblivious to the large concerns of life. We are keenly sensitive to little discomforts, minor irritations, wounded vanity, and various danger signals; but our comprehension is inherently vague and listless when it comes to grasping intricate situations and establishing anything like a fair perspective in life's problems and possibilities. Our imagination is restrained by our own timidity, constantly reinforced by the warnings of our fellows, who are always urging us to be safe and sane, by which they mean convenient for them, predictable in our conduct and graciously amenable to the prevailing standards. But it is obvious that it is increasingly dangerous to yield to this inveterate tendency, however comfortable and respectable it may seem for the moment. History, as H. G. Wells has so finely expressed it, is coming more and more to be "a race between education and catastrophe. Our internal policies and our economic and social ideas are profoundly vitiated at present by wrong and fantastic ideas of the origin and historical relationship of social classes. A sense of history as the common adventure of all mankind is as necessary for peace within as it is for peace between the nations". There can be no secure peace now but a common peace of the whole world; no prosperity but a general prosperity, and this for the simple reason that we are all now brought so near together and are so pathetically and intricately interdependent, that the old notions of noble Isolation and national sovereignty are magnificently criminal. In the bottom of their hearts, or the depths of their unconscious, do not the conservatively minded realize that their whole attitude toward the world and its betterment is based on an assumption that finds no least support in the Great Book of the Past? Does it not make plain that the "conservative", so far as he is consistent and lives up to his professions, is fatally in the wrong? The so-called "radical" is also almost always wrong, for no one can foresee the future. But he works on a right assumption--namely, that the future has so far always proved different from the past and that it will continue to do so. Some of us, indeed, see that the future is tending to become more and more rapidly and widely different from the past. The conservative himself furnishes the only illustration of his theory, and even that is highly inconclusive. His general frame of mind appears to remain constant, but he finds himself defending and rejecting very different things. The great issue may, according to the period, be a primeval taboo, the utterances of the Delphic oracle, the Athanasian creed, the Inquisition, the geocentric theory, monarchy by the grace of God, witchcraft, slavery, war, capitalism, private property, or noble isolation. All of these tend to appear to the conservative under the aspect of eternity, but all of these things have come, many of them have gone, and the remainder would seem to be subject to undreamed-of modifications as time goes on. This is the teaching of the now unsealed book. NOTES. [27] Mr. James Branch Cabell has in his _Beyond Life_ defended man's romantic longings and inexorable craving to live part of the time at least in a world far more sweetly molded to his fancy than that of natural science and political economy. There is no reason why man should live by bread alone. There is a time, however, for natural science and political economy, for they should establish the conditions in which we may rejoice in our vital lies, which will then do no harm and bring much joy. [28] The relation of our kinesthesia or muscular sense to fanaticism on the one hand and freedom of mind on the other is a matter now beginning to be studied with the promise of highly important results. [29] _Drift and Mastery_, pp. 196-197. [30] G. Stanley Hall, "The Message of the Zeitgeist", in _Scientific Monthly_, August, 1921--a very wonderful and eloquent appeal by one of our oldest and boldest truth seekers. [31] _Delineator_, August, 1921, p. II. [32] Adopting Mr. Veblen's definition of a vested interest which caused some scandal in conservative circles when it was first reported. Doubtless the seeming offensiveness of the latter part of the definition obscured its reassuring beginning. [33] See Section 2 above. [34] The wise Goethe has said, _"Zieret Stärke den Mann und freies, muthiges Wesen, O, so ziemet ihm fast tiefes Geheimniss noch mehr"_, --Römische Elegien, xx. [35] The closing reflections are borrowed from _The Leaflet_, issued by the students of the New School for Social Research, established in New York in 1919, with a view of encouraging adults to continue their studies in the general spirit and mood which permeate this essay. APPENDIX SOME SUGGESTIONS IN REGARD TO READING It may happen that among the readers of this essay there will be some who will ask how they can most readily get a clearer idea of the various newer ways of looking at mankind and the problems of the day. The following list of titles is furnished with a view of doing something to meet this demand. It is not a bibliography in the usual sense of the term. It is confined to rather short and readily understandable presentations appropriate to the overcrowded schedule upon which most of us have to operate. All the writers mentioned belong, however, to that rather small class whose opinions are worth considering, even if one reserves the imprescriptible right not to agree with all they say. There may well be better references than those with which I happen to be acquainted, and others quite as useful; but I can hardly imagine anyone, whatever his degree of information, unless he happens to be a specialist in the particular field, failing to gain something of value from any one of the volumes mentioned. For the astounding revelations in regard to the fundamental nature of matter and the ways in which the modern chemist plays with it, see John Mills, _Within the Atom_ (D. Van Nostrand Company), and Slosson, _Creative Chemistry_ (The Century Company). A general account of the evolutionary process will be found in Crampton, _The Doctrine of Evolution_ (Columbia University Press), chaps, i-v. For our development as an individual from the egg see Conklin, _Heredity and Environment_ (Princeton University Press). The general scope of modern anthropology and the influence of this study on our notions of mankind as we now find it can be gathered from Goldenweiser, _Early Civilization, Introduction to Anthropology_ (Knopf). This should be supplemented by the remarkable volume of essays by Franz Boas, _The Mind of Primitive Man_ (Macmillan). Of the more recent and easily available books relating to the reconstruction of philosophy and the newer conceptions in regard to mind and intelligence the following may be mentioned: Dewey, _Reconstruction in Philosophy_ and _Human Nature and Conduct_ (Holt); Woodworth, _Dynamic Psychology_ (Columbia University Press); _Trotter, Instincts of the Herd in Peace and War_ (Macmillan)--especially the first two sections, pp. 1-65; Bernard Hart, _The Psychology of Insanity_ (Putnam), an admirable little introduction to the importance of abnormal mental conditions in understanding our usual thoughts and emotions; McDougall, _Social Psychology_ (J. W. Luce); Everett D. Martin, _The Behavior of Crowds_ (Harpers); Edman, _Human Traits_ (Houghton-Mifflin). For the so-called behavioristic interpretation of mankind, see Watson, _Psychology from the Standpoint of a Behaviorist_ (Lippincott). Haldane, _Mechanism, Life, and Personality_ (Dutton), is a short discussion of some of the most fundamental elements in our modern conception of life itself. When it comes to gaining an idea of "Freudianism" and all the overwhelming discoveries, theories, and suggestions due to those who have busied themselves with the lasting effects of infantile and childish experiences, of hidden desires--sexual and otherwise, of "the Unconscious" and psychoanalysis, while there are many books, great and small, there would be no unanimity of opinion among those somewhat familiar with the subjects as to what should be recommended. It would be well if everyone could read in Havelock Ellis, _The Philosophy of Conflict_ (Houghton-Mifflin), the essay (XVIII) on Freud and his influence. Wilfred Lay, _Man's Unconscious Conflict_ (Dodd, Mead), is a popular exposition of psychoanalysis, and Tansley, _The New Psychology_ (Dodd, Mead), likewise. Harvey O'Higgins, _The Secret Springs_ (Harpers), reports, in a pleasing manner, some of the actual medical experiences of Dr. Edward Reede of Washington. But much of importance remains unsaid in all these little books for which one would have to turn to Freud himself, his present and former disciples, his enemies, and the special contributions of investigators and practitioners in this new and essential field of psychological research and therapy. Turning to the existing industrial system, its nature, defects, and recommendations for its reform, I may say that I think that relatively little is to be derived from the common run of economic textbooks. The following compendious volumes give an analysis of the situation and a consideration of the proposed remedies for existing evils and maladjustments: Veblen, _The Vested Interests and the Common Man_, also his _The Engineers and the Price System_ (Huebsch); J. A. Hobson, _Democracy after the War_ (Macmillan) and his more recent _Problems of a New World_ (Macmillan); Tawney, _The Acquisitive Society_ (Harcourt, Brace); Bertrand Russell, _Why Men Fight_ (Century) and his _Proposed Roads to Freedom_ (Holt), in which he describes clearly the history and aims of the various radical leaders and parties of recent times. As for newer views and criticism of the modern state and political life in general, in addition to Mr. Hobson's books mentioned above, the following are of importance: Graham Wallas, _The Great Society_ (Macmillan); Harold Laski, _Authority in the Modern State_ and _Problems of Sovereignty_ (Yale University Press); Walter Lippmann, _Preface to Politics_ and _Drift and Mastery_ (Holt). J. Russell Smith, _The World's Food Resources_ (Holt), is a larger and more detailed discussion than most of those recommended above, but contains a number of general facts and comment of first-rate importance. One who desires a highly thoughtful and scholarly review of the trend of religious thought in recent times should read McGiffert, _The Rise of Modern Religious Ideas_ (Macmillan). 884 ---- MEMOIRS OF EXTRAORDINARY POPULAR DELUSIONS Volume III By Charles Mackay Author Of The "Thames And Its Tributaries," "The Hope Of The World," Etc. "Il est bon de connaitre les delires de l'esprit humain. Chaque peuple a ses folies plus ou moins grossieres." Millot DETAILED CONTENTS OF THE THIRD VOLUME. BOOK I. INTRODUCTION THE ALCHYMISTS; or, Searchers for the Philosopher's Stone and the Water of Life PART I.--History of Alchymy from the earliest periods to the Fifteenth Century.--Pretended Antiquity of the Art.--Geber.--Alfarabi.--Avicenna.--Albertus Magnus.--Thomas Aquinas.--Artephius.--Alain de Lisle.--Arnold de Villeneuve.--Pietro d'Apone.--Raymond Lulli.--Roger Bacon.--Pope John XXII.--Jean de Meung.--Nicholas Flamel.--George Ripley.--Basil Valentine.--Bernard of Treves.--Trithemius.--The Marechal de Rays.--Jacques Coeur.--Inferior Adepts. PART II.--Progress of the Infatuation during the Sixteenth and Seventeenth Centuries.--Augurello.--Cornelius Agrippa.--Paracelsus.--George Agricola.--Denys Zachaire.--Dr. Dee and Edward Kelly.--The Cosmopolite.--Sendivogius.--The Rosicrucians.--Michael Mayer.--Robert Fludd.--Jacob Bohmen.--John Heydn.--Joseph Francis Borri.--Alchymical Writers of the Seventeenth Century.--De Lisle.--Albert Aluys.--Count de St. Germains.--Cagliostro.--Present State of the Science. BOOK II. FORTUNE TELLING BOOK III. THE MAGNETISERS PHILOSOPHICAL DELUSIONS. Dissatisfaction with his lot seems to be the characteristic of man in all ages and climates. So far, however, from being an evil, as at first might be supposed, it has been the great civiliser of our race; and has tended, more than anything else, to raise us above the condition of the brutes. But the same discontent which has been the source of all improvement, has been the parent of no small progeny of follies and absurdities; to trace these latter is the object of the present volume. Vast as the subject appears, it is easily reducible within such limits as will make it comprehensive without being wearisome, and render its study both instructive and amusing. Three causes especially have excited our discontent; and, by impelling us to seek for remedies for the irremediable, have bewildered us in a maze of madness and error. These are death, toil, and ignorance of the future--the doom of man upon this sphere, and for which he shows his antipathy by his love of life, his longing for abundance, and his craving curiosity to pierce the secrets of the days to come. The first has led many to imagine that they might find means to avoid death, or, failing in this, that they might, nevertheless, so prolong existence as to reckon it by centuries instead of units. From this sprang the search, so long continued and still pursued, for the elixir vitae, or water of life, which has led thousands to pretend to it and millions to believe in it. From the second sprang the absurd search for the philosopher's stone, which was to create plenty by changing all metals into gold; and from the third, the false sciences of astrology, divination, and their divisions of necromancy, chiromancy, augury, with all their train of signs, portents, and omens. In tracing the career of the erring philosophers, or the wilful cheats, who have encouraged or preyed upon the credulity of mankind, it will simplify and elucidate the subject, if we divide it into three classes:--the first comprising alchymists, or those in general who have devoted themselves to the discovering of the philosopher's stone and the water of life; the second comprising astrologers, necromancers, sorcerers, geomancers, and all those who pretended to discover futurity; and the third consisting of the dealers in charms, amulets, philters, universal-panacea mongers, touchers for the evil, seventh sons of a seventh son, sympathetic powder compounders, homeopathists, animal magnetizers, and all the motley tribe of quacks, empirics, and charlatans. But, in narrating the career of such men, it will be found that many of them united several or all of the functions just mentioned; that the alchymist was a fortune-teller, or a necromancer--that he pretended to cure all maladies by touch or charm, and to work miracles of every kind. In the dark and early ages of European history, this is more especially the case. Even as we advance to more recent periods, we shall find great difficulty in separating the characters. The alchymist seldom confined himself strictly to his pretended science--the sorcerer and necromancer to theirs, or the medical charlatan to his. Beginning with alchymy, some confusion of these classes is unavoidable; but the ground will clear for us as we advance. Let us not, in the pride of our superior knowledge, turn with contempt from the follies of our predecessors. The study of the errors into which great minds have fallen in the pursuit of truth can never be uninstructive. As the man looks back to the days of his childhood and his youth, and recalls to his mind the strange notions and false opinions that swayed his actions at that time, that he may wonder at them, so should society, for its edification, look back to the opinions which governed the ages fled. He is but a superficial thinker who would despise and refuse to hear of them merely because they are absurd. No man is so wise but that he may learn some wisdom from his past errors, either of thought or action, and no society has made such advances as to be capable of no improvement from the retrospect of its past folly and credulity. And not only is such a study instructive: he who reads for amusement only, will find no chapter in the annals of the human mind more amusing than this. It opens out the whole realm of fiction--the wild, the fantastic, and the wonderful, and all the immense variety of things "that are not, and cannot be; but that have been imagined and believed." BOOK I.--THE ALCHYMISTS OR, SEARCHERS FOR THE PHILOSOPHER'S STONE AND THE WATER OF LIFE. "Mercury (loquitur).--The mischief a secret any of them know, above the consuming of coals and drawing of usquebaugh! Howsoever they may pretend, under the specious names of Geber, Arnold, Lulli, or bombast of Hohenheim, to commit miracles in art, and treason against nature! As if the title of philosopher, that creature of glory, were to be fetched out of a furnace! I am their crude, and their sublimate, their precipitate, and their unctions; their male and their female, sometimes their hermaphrodite--what they list to style me! They will calcine you a grave matron, as it might be a mother of the maids, and spring up a young virgin out of her ashes, as fresh as a phoenix; lay you an old courtier on the coals, like a sausage or a bloat-herring, and, after they have broiled him enough, blow a soul into him, with a pair of bellows! See! they begin to muster again, and draw their forces out against me! The genius of the place defend me!"--Ben Jonson's Masque "Mercury vindicated from the Alchymists." THE ALCHYMISTS. PART I.--HISTORY OF ALCHYMY FROM THE EARLIEST PERIODS TO THE FIFTEENTH CENTURY. PRETENDED ANTIQUITY OF THE ART.--GEBER.--ALFARABI.--AVICENNA.--ALBERTUS MAGNUS.--THOMAS AQUINAS.--ARTEPHIUS.--ALAIN DE LISLE.--ARNOLD DE VILLENEUVE.--PIETRO D'APONE.--RAYMOND LULLI.--ROGER BACON.--POPE JOHN XXII.--JEAN DE MEUNG.--NICHOLAS FLAMEL.--GEORGE RIPLEY.--BASIL VALENTINE.--BERNARD OF TREVES.--TRITHEMIUS.--THE MARECHAL DE RAYS.--JACQUES COEUR.--INFERIOR ADEPTS. For more than a thousand years the art of alchymy captivated many noble spirits, and was believed in by millions. Its origin is involved in obscurity. Some of its devotees have claimed for it an antiquity coeval with the creation of man himself; others, again, would trace it no further back than the time of Noah. Vincent de Beauvais argues, indeed, that all the antediluvians must have possessed a knowledge of alchymy; and particularly cites Noah as having been acquainted with the elixir vitae, or he could not have lived to so prodigious an age, and have begotten children when upwards of five hundred. Lenglet du Fresnoy, in his "History of the Hermetic Philosophy," says, "Most of them pretended that Shem, or Chem, the son of Noah, was an adept in the art, and thought it highly probable that the words chemistry and alchymy were both derived from his name." Others say, the art was derived from the Egyptians, amongst whom it was first founded by Hermes Trismegistus. Moses, who is looked upon as a first-rate alchymist, gained his knowledge in Egypt; but he kept it all to himself, and would not instruct the children of Israel in its mysteries. All the writers upon alchymy triumphantly cite the story of the golden calf, in the 32nd chapter of Exodus, to prove that this great lawgiver was an adept, and could make or unmake gold at his pleasure. It is recorded, that Moses was so wroth with the Israelites for their idolatry, "that he took the calf which they had made, and burned it in the fire, and ground it to powder, and strewed it upon the water, and made the children of Israel drink of it." This, say the alchymists, he never could have done, had he not been in possession of the philosopher's stone; by no other means could he have made the powder of gold float upon the water. But we must leave this knotty point for the consideration of the adepts in the art, if any such there be, and come to more modern periods of its history. The Jesuit, Father Martini, in his "Historia Sinica," says, it was practised by the Chinese two thousand five hundred years before the birth of Christ; but his assertion, being unsupported, is worth nothing. It would appear, however, that pretenders to the art of making gold and silver existed in Rome in the first centuries after the Christian era, and that, when discovered, they were liable to punishment as knaves and impostors. At Constantinople, in the fourth century, the transmutation of metals was very generally believed in, and many of the Greek ecclesiastics wrote treatises upon the subject. Their names are preserved, and some notice of their works given, in the third volume of Lenglet du Fresnoy's "History of the Hermetic Philosophy." Their notion appears to have been, that all metals were composed of two substances; the one, metallic earth; and the other, a red inflammable matter, which they called sulphur. The pure union of these substances formed gold; but other metals were mixed with and contaminated by various foreign ingredients. The object of the philosopher's stone was to dissolve or neutralize all these ingredients, by which iron, lead, copper, and all metals would be transmuted into the original gold. Many learned and clever men wasted their time, their health, and their energies, in this vain pursuit; but for several centuries it took no great hold upon the imagination of the people. The history of the delusion appears, in a manner, lost from this time till the eighth century, when it appeared amongst the Arabians. From this period it becomes easier to trace its progress. A master then appeared, who was long looked upon as the father of the science, and whose name is indissolubly connected with it. GEBER. Of this philosopher, who devoted his life to the study of alchymy, but few particulars are known. He is thought to have lived in the year 730. His true name was Abou Moussah Djafar, to which was added Al Soft, or "The Wise," and he was born at Hauran, in Mesopotamia. ["Biographie Universelle."] Some have thought he was a Greek, others a Spaniard, and others, a prince of Hindostan: but, of all the mistakes which have been made respecting him, the most ludicrous was that made by the French translator of Sprenger's "History of Medicine," who thought, from the sound of his name, that he was a German, and rendered it as the "Donnateur," or Giver. No details of his life are known; but it is asserted, that he wrote more than five hundred works upon the philosopher's stone and the water of life. He was a great enthusiast in his art, and compared the incredulous to little children shut up in a narrow room, without windows or aperture, who, because they saw nothing beyond, denied the existence of the great globe itself. He thought that a preparation of gold would cure all maladies, not only in man, but in the inferior animals and plants. He also imagined that all the metals laboured under disease, with the exception of gold, which was the only one in perfect health. He affirmed, that the secret of the philosopher's stone had been more than once discovered; but that the ancient and wise men who had hit upon it, would never, by word or writing, communicate it to men, because of their unworthiness and incredulity. [His "sum of perfection," or instructions to students to aid them in the laborious search for the stone and elixir, has been translated into most of the languages of Europe. An English translation, by a great enthusiast in alchymy, one Richard Russell, was published in London in 1686. The preface is dated eight years previously, from the house of the alchymist, "at the Star, in Newmarket, in Wapping, near the Dock." His design in undertaking the translation was, as he informs us, to expose the false pretences of the many ignorant pretenders to the science who abounded in his day.] But the life of Geber, though spent in the pursuit of this vain chimera, was not altogether useless. He stumbled upon discoveries which he did not seek, and science is indebted to him for the first mention of corrosive sublimate, the red oxide of mercury, nitric acid, and the nitrate of silver. [Article, Geber, "Biographie Universelle."] For more than two hundred years after the death of Geber, the Arabian philosophers devoted themselves to the study of alchymy, joining with it that of astrology. Of these the most celebrated was ALFARABI. Alfarabi flourished at the commencement of the tenth century, and enjoyed the reputation of being one of the most learned men of his age. He spent his life in travelling from country to country, that he might gather the opinions of philosophers upon the great secrets of nature. No danger dismayed him; no toil wearied him of the pursuit. Many sovereigns endeavoured to retain him at their courts; but he refused to rest until he had discovered the great object of his life--the art of preserving it for centuries, and of making gold as much as he needed. This wandering mode of life at last proved fatal to him. He had been on a visit to Mecca, not so much for religious as for philosophical purposes, when, returning through Syria, he stopped at the court of the Sultan Seifeddoulet, who was renowned as the patron of learning. He presented himself in his travelling attire, in the presence of that monarch and his courtiers; and, without invitation, coolly sat himself down upon the sofa, beside the Prince. The courtiers and wise men were indignant; and the Sultan, who did not know the intruder, was at first inclined to follow their example. He turned to one of his officers, and ordered him to eject the presumptuous stranger from the room; but Alfarabi, without moving, dared them to lay hands upon him; and, turning himself calmly to the prince, remarked, that he did not know who was his guest, or he would treat him with honour, not with violence. The Sultan, instead of being still further incensed, as many potentates would have been, admired his coolness; and, requesting him to sit still closer to him on the sofa, entered into a long conversation with him upon science and divine philosophy. All the court were charmed with the stranger. Questions for discussion were propounded, on all of which he showed superior knowledge. He convinced every one that ventured to dispute with him; and spoke so eloquently upon the science of alchymy, that he was at once recognised as only second to the great Geber himself. One of the doctors present inquired whether a man who knew so many sciences was acquainted with music? Alfarabi made no reply, but merely requested that a lute should be brought him. The lute was brought; and he played such ravishing and tender melodies, that all the court were melted into tears. He then changed his theme, and played airs so sprightly, that he set the grave philosophers, Sultan and all, dancing as fast as their legs could carry them. He then sobered them again by a mournful strain, and made them sob and sigh as if broken-hearted. The Sultan, highly delighted with his powers, entreated him to stay, offering him every inducement that wealth, power, and dignity could supply; but the alchymist resolutely refused, it being decreed, he said, that he should never repose till he had discovered the philosopher's stone. He set out accordingly the same evening, and was murdered by some thieves in the deserts of Syria. His biographers give no further particulars of his life beyond mentioning, that he wrote several valuable treatises on his art, all of which, however, have been lost. His death happened in the year 954. AVICENNA. Avicenna, whose real name was Ebn Cinna, another great alchymist, was born at Bokhara, in 980. His reputation as a physician and a man skilled in all sciences was so great, that the Sultan Magdal Douleth resolved to try his powers in the great science of government. He was accordingly made Grand Vizier of that Prince, and ruled the state with some advantage: but, in a science still more difficult, he failed completely. He could not rule his own passions, but gave himself up to wine and women, and led a life of shameless debauchery. Amid the multifarious pursuits of business and pleasure, he nevertheless found time to write seven treatises upon the philosopher's stone, which were for many ages looked upon as of great value by pretenders to the art. It is rare that an eminent physician, as Avicenna appears to have been, abandons himself to sensual gratification; but so completely did he become enthralled in the course of a few years, that he was dismissed from his high office, and died shortly afterwards, of premature old age and a complication of maladies, brought on by debauchery. His death took place in the year 1036. After his time, few philosophers of any note in Arabia are heard of as devoting themselves to the study of alchymy; but it began shortly afterwards to attract greater attention in Europe. Learned men in France, England, Spain, and Italy expressed their belief in the science, and many devoted their whole energies to it. In the twelfth and thirteenth centuries especially, it was extensively pursued, and some of the brightest names of that age are connected with it. Among the most eminent of them are ALBERTUS MAGNUS and THOMAS AQUINA. The first of these philosophers was born in the year 1193, of a noble family at Lawingen, in the duchy of Neuburg, on the Danube. For the first thirty years of his life, he appeared remarkably dull and stupid, and it was feared by every one that no good could come of him. He entered a Dominican monastery at an early age; but made so little progress in his studies, that he was more than once upon the point of abandoning them in despair; but he was endowed with extraordinary perseverance. As he advanced to middle age, his mind expanded, and he learned whatever he applied himself to with extreme facility. So remarkable a change was not, in that age, to be accounted for but by a miracle. It was asserted and believed that the Holy Virgin, touched with his great desire to become learned and famous, took pity upon his incapacity, and appeared to him in the cloister where he sat, almost despairing, and asked him whether he wished to excel in philosophy or divinity. He chose philosophy, to the chagrin of the Virgin, who reproached him in mild and sorrowful accents that he had not made a better choice. She, however, granted his request that he should become the most excellent philosopher of the age; but set this drawback to his pleasure, that he should relapse, when at the height of his fame, into his former incapacity and stupidity. Albertus never took the trouble to contradict the story, but prosecuted his studies with such unremitting zeal that his reputation speedily spread over all Europe. In the year 1244, the celebrated Thomas Aquinas placed himself under his tuition. Many extraordinary stories are told of the master and his pupil. While they paid all due attention to other branches of science, they never neglected the pursuit of the philosopher's stone and the elixir vitae. Although they discovered neither, it was believed that Albert had seized some portion of the secret of life, and found means to animate a brazen statue, upon the formation of which, under proper conjunctions of the planets, he had been occupied many years of his life. He and Thomas Aquinas completed it together, endowed it with the faculty of speech, and made it perform the functions of a domestic servant. In this capacity it was exceedingly useful; but, through some defect in the machinery, it chattered much more than was agreeable to either philosopher. Various remedies were tried to cure it of its garrulity, but in vain; and one day Thomas Aquinas was so enraged at the noise it made, when he was in the midst of a mathematical problem, that he seized a ponderous hammer and smashed it to pieces. [Naude, "Apologie des Grands Hommes accuses de Magie;" chap. xviii.] He was sorry afterwards for what he had done, and was reproved by his master for giving way to his anger, so unbecoming in a philosopher. They made no attempt to re-animate the statue. Such stories as these show the spirit of the age. Every great man who attempted to study the secrets of nature was thought a magician; and it is not to be wondered at that, when philosophers themselves pretended to discover an elixir for conferring immortality, or a red stone which was to create boundless wealth, that popular opinion should have enhanced upon their pretensions, and have endowed them with powers still more miraculous. It was believed of Albertus Magnus that he could even change the course of the seasons; a feat which the many thought less difficult than the discovery of the grand elixir. Albertus was desirous of obtaining a piece of ground on which to build a monastery, in the neighbourhood of Cologne. The ground belonged to William, Count of Holland and King of the Romans, who, for some reason or other, did not wish to part with it. Albertus is reported to have gained it by the following extraordinary method:--He invited the Prince, as he was passing through Cologne, to a magnificent entertainment prepared for him and all his court. The Prince accepted it, and repaired with a lordly retinue to the residence of the sage. It was in the midst of winter; the Rhine was frozen over, and the cold was so bitter that the knights could not sit on horseback without running the risk of losing their toes by the frost. Great, therefore, was their surprise, on arriving at Albert's house, to find that the repast was spread in his garden, in which the snow had drifted to the depth of several feet. The Earl, in high dudgeon, remounted his steed; but Albert at last prevailed upon him to take his seat at the table. He had no sooner done so, than the dark clouds rolled away from the sky--a warm sun shone forth--the cold north wind veered suddenly round, and blew a mild breeze from the south--the snows melted away--the ice was unbound upon the streams, and the trees put forth their green leaves and their fruit--flowers sprang up beneath their feet, while larks, nightingales, blackbirds, cuckoos, thrushes, and every sweet song-bird, sang hymns from every tree. The Earl and his attendants wondered greatly; but they ate their dinner, and in recompence for it, Albert got his piece of ground to build a convent on. He had not, however, shown them all his power. Immediately that the repast was over, he gave the word, and dark clouds obscured the sun--the snow fell in large flakes--the singing-birds fell dead--the leaves dropped from the trees, and the winds blew so cold, and howled so mournfully, that the guests wrapped themselves up in their thick cloaks, and retreated into the house to warm themselves at the blazing fire in Albert's kitchen. [Lenglet, "Histoire de la Philosophie Hermetique." See also, Godwin's "Lives of the Necromancers."] Thomas Aquinas also could work wonders as well as his master. It is related of him, that he lodged in a street at Cologne, where he was much annoyed by the incessant clatter made by the horses' hoofs, as they were led through it daily to exercise by their grooms. He had entreated the latter to select some other spot where they might not disturb a philosopher, but the grooms turned a deaf ear to all his solicitations. In this emergency he had recourse to the aid of magic. He constructed a small horse of bronze, upon which he inscribed certain cabalistic characters, and buried it at midnight in the midst of the highway. The next morning, a troop of grooms came riding along as usual; but the horses, as they arrived at the spot where the magic horse was buried, reared and plunged violently--their nostrils distended with terror--their manes grew erect, and the perspiration ran down their sides in streams. In vain the riders applied the spur--in vain they coaxed or threatened, the animals would not pass the spot. On the following day, their success was no better. They were at length compelled to seek another spot for their exercise, and Thomas Aquinas was left in peace. [Naude, "Apologie des Grands Hommes accuses de Magie;" chap. xvii.] Albertus Magnus was made Bishop of Ratisbon in 1259; but he occupied the See only four years, when he resigned, on the ground that its duties occupied too much of the time which he was anxious to devote to philosophy. He died in Cologne in 1280, at the advanced age of eighty-seven. The Dominican writers deny that he ever sought the philosopher's stone, but his treatise upon minerals sufficiently proves that he did. ARTEPHIUS. Artephius, a name noted in the annals of alchymy, was born in the early part of the twelfth century. He wrote two famous treatises; the one upon the philosopher's stone, and the other on the art of prolonging human life. In the latter he vaunts his great qualifications for instructing mankind on such a matter, as he was at that time in the thousand and twenty-fifth year of his age! He had many disciples who believed in his extreme age, and who attempted to prove that he was Apollonius of Tyana, who lived soon after the advent of Jesus Christ, and the particulars of whose life and pretended miracles have been so fully described by Philostratus. He took good care never to contradict a story, which so much increased the power he was desirous of wielding over his fellow-mortals. On all convenient occasions, he boasted of it; and having an excellent memory, a fertile imagination, and a thorough knowledge of all existing history, he was never at a loss for an answer when questioned as to the personal appearance, the manners, or the character of the great men of antiquity. He also pretended to have found the philosopher's stone; and said that, in search of it, he had descended to hell, and seen the devil sitting on a throne of gold, with a legion of imps and fiends around him. His works on alchymy have been translated into French, and were published in Paris in 1609 or 1610. ALAIN DE LISLE. Contemporary with Albertus Magnus was Alain de Lisle, of Flanders, who was named, from his great learning, the "universal doctor." He was thought to possess a knowledge of all the sciences, and, like Artephius, to have discovered the elixir vitae. He became one of the friars of the abbey of Citeaux, and died in 1298, aged about one hundred and ten years. It was said of him, that he was at the point of death when in his fiftieth year; but that the fortunate discovery of the elixir enabled him to add sixty years to his existence. He wrote a commentary on the prophecies of Merlin. ARNOLD DE VILLENEUVE. This philosopher has left a much greater reputation. He was born in the year 1245, and studied medicine with great success in the University of Paris. He afterwards travelled for twenty years in Italy and Germany, where he made acquaintance with Pietro d'Apone; a man of a character akin to his own, and addicted to the same pursuits. As a physician, he was thought, in his own lifetime, to be the most able the world had ever seen. Like all the learned men of that day, he dabbled in astrology and alchymy, and was thought to have made immense quantities of gold from lead and copper. When Pietro d'Apone was arrested in Italy, and brought to trial as a sorcerer, a similar accusation was made against Arnold; but he managed to leave the country in time and escape the fate of his unfortunate friend. He lost some credit by predicting the end of the world, but afterwards regained it. The time of his death is not exactly known; but it must have been prior to the year 1311, when Pope Clement V. wrote a circular letter to all the clergy of Europe who lived under his obedience, praying them to use their utmost efforts to discover the famous treatise of Arnold on "The Practice of Medicine." The author had promised, during his lifetime, to make a present of the work to the Holy See, but died without fulfilling it. In a very curious work by Monsieur Longeville Harcouet, entitled "The History of the Persons who have lived several centuries, and then grown young again," there is a receipt, said to have been given by Arnold de Villeneuve, by means of which any one might prolong his life for a few hundred years or so. In the first place, say Arnold and Monsieur Harcouet, "the person intending so to prolong his life must rub himself well, two or three times a week, with the juice or marrow of cassia (moelle de la casse). Every night, upon going to bed, he must put upon his heart a plaster, composed of a certain quantity of Oriental saffron, red rose-leaves, sandal-wood, aloes, and amber, liquified in oil of roses and the best white wax. In the morning, he must take it off, and enclose it carefully in a leaden box till the next night, when it must be again applied. If he be of a sanguine temperament, he shall take sixteen chickens--if phlegmatic, twenty-five--and if melancholy, thirty, which he shall put into a yard where the air and the water are pure. Upon these he is to feed, eating one a day; but previously the chickens are to be fattened by a peculiar method, which will impregnate their flesh with the qualities that are to produce longevity in the eater. Being deprived of all other nourishment till they are almost dying of hunger, they are to be fed upon broth made of serpents and vinegar, which broth is to be thickened with wheat and bran." Various ceremonies are to be performed in the cooking of this mess, which those may see in the book of M. Harcouet, who are at all interested in the matter; and the chickens are to be fed upon it for two months. They are then fit for table, and are to be washed down with moderate quantities of good white wine or claret. This regimen is to be followed regularly every seven years, and any one may live to be as old as Methuselah! It is right to state, that M. Harcouet has but little authority for attributing this precious composition to Arnold of Villeneuve. It is not to be found in the collected works of that philosopher; but was first brought to light by a M. Poirier, at the commencement of the sixteenth century, who asserted that he had discovered it in MS. in the undoubted writing of Arnold. PIETRO D'APONE. This unlucky sage was born at Apone, near Padua, in the year 1250. Like his friend Arnold de Villeneuve, he was an eminent physician, and a pretender to the arts of astrology and alchymy. He practised for many years in Paris, and made great wealth by killing and curing, and telling fortunes. In an evil day for him, he returned to his own country, with the reputation of being a magician of the first order. It was universally believed that he had drawn seven evil spirits from the infernal regions, whom he kept enclosed in seven crystal vases, until he required their services, when he sent them forth to the ends of the earth to execute his pleasure. One spirit excelled in philosophy; a second, in alchymy; a third, in astrology; a fourth, in physic; a fifth, in poetry; a sixth, in music; and the seventh, in painting: and whenever Pietro wished for information or instruction in any of these arts, he had only to go to his crystal vase, and liberate the presiding spirit. Immediately, all the secrets of the art were revealed to him; and he might, if it pleased him, excel Homer in poetry, Apelles in painting, or Pythagoras himself in philosophy. Although he could make gold out of brass, it was said of him, that he was very sparing of his powers in that respect, and kept himself constantly supplied with money by other and less creditable means. Whenever he disbursed gold, he muttered a certain charm, known only to himself; and next morning the gold was safe again in his own possession. The trader to whom he gave it, might lock it in his strong box, and have it guarded by a troop of soldiers; but the charmed metal flew back to its old master. Even if it were buried in the earth, or thrown into the sea, the dawn of the next morning would behold it in the pockets of Pietro. Few people, in consequence, liked to have dealings with such a personage, especially for gold. Some, bolder than the rest, thought that his power did not extend over silver; but, when they made the experiment, they found themselves mistaken. Bolts and bars could not restrain it, and it sometimes became invisible in their very hands, and was whisked through the air to the purse of the magician. He necessarily acquired a very bad character; and, having given utterance to some sentiments regarding religion which were the very reverse of orthodox, he was summoned before the tribunals of the Inquisition to answer for his crimes as a heretic and a sorcerer. He loudly protested his innocence, even upon the rack, where he suffered more torture than nature could support. He died in prison ere his trial was concluded, but was afterwards found guilty. His bones were ordered to be dug up, and publicly burned. He was also burned in effigy in the streets of Padua. RAYMOND LULLI. While Arnold de Villeneuve and Pietro d'Apone flourished in France and Italy, a more celebrated adept than either appeared in Spain. This was Raymond Lulli, a name which stands in the first rank among the alchymists. Unlike many of his predecessors, he made no pretensions to astrology or necromancy; but, taking Geber for his model, studied intently the nature and composition of metals, without reference to charms, incantations, or any foolish ceremonies. It was not, however, till late in life that he commenced his study of the art. His early and middle age were spent in a different manner, and his whole history is romantic in the extreme. He was born of an illustrious family, in Majorca, in the year 1235. When that island was taken from the Saracens by James I, King of Aragon, in 1230, the father of Raymond, who was originally of Catalonia, settled there, and received a considerable appointment from the Crown. Raymond married at an early age; and, being fond of pleasure, he left the solitudes of his native isle, and passed over with his bride into Spain. He was made Grand Seneschal at the court of King James, and led a gay life for several years. Faithless to his wife, he was always in the pursuit of some new beauty, till his heart was fixed at last by the lovely, but unkind Ambrosia de Castello. This lady, like her admirer, was married; but, unlike him, was faithful to her vows, and treated all his solicitations with disdain. Raymond was so enamoured, that repulse only increased his flame; he lingered all night under her windows, wrote passionate verses in her praise, neglected his affairs, and made himself the butt of all the courtiers. One day, while watching under her lattice, he by chance caught sight of her bosom, as her neckerchief was blown aside by the wind. The fit of inspiration came over him, and he sat down and composed some tender stanzas upon the subject, and sent them to the lady. The fair Ambrosia had never before condescended to answer his letters; but she replied to this. She told him, that she could never listen to his suit; that it was unbecoming in a wise man to fix his thoughts, as he had done, on any other than his God; and entreated him to devote himself to a religious life, and conquer the unworthy passion which he had suffered to consume him. She, however, offered, if he wished it, to show him the fair bosom which had so captivated him. Raymond was delighted. He thought the latter part of this epistle but ill corresponded with the former, and that Ambrosia, in spite of the good advice she gave him, had, at last, relented, and would make him as happy as he desired. He followed her about from place to place, entreating her to fulfil her promise: but still Ambrosia was cold, and implored him with tears to importune her no longer; for that she never could be his, and never would, if she were free to-morrow. "What means your letter, then?" said the despairing lover. "I will show you!" replied Ambrosia, who immediately uncovered her bosom, and exposed to the eyes of her horror-stricken admirer, a large cancer, which had extended to both breasts. She saw that he was shocked; and, extending her hand to him, she prayed him once more to lead a religious life, and set his heart upon the Creator, and not upon the creature. He went home an altered man. He threw up, on the morrow, his valuable appointment at the court, separated from his wife, and took a farewell of his children, after dividing one-half of his ample fortune among them. The other half he shared among the poor. He then threw himself at the foot of a crucifix, and devoted himself to the service of God, vowing, as the most acceptable atonement for his errors, that he would employ the remainder of his days in the task of converting the Mussulmans to the Christian religion. In his dreams he saw Jesus Christ, who said to him, "Raymond! Raymond! follow me!" The vision was three times repeated, and Raymond was convinced that it was an intimation direct from Heaven. Having put his affairs in order, he set out on a pilgrimage to the shrine of St. James of Compostello, and afterwards lived for ten years in solitude amid the mountains of Aranda. Here he learned the Arabic, to qualify himself for his mission of converting the Mahometans. He also studied various sciences, as taught in the works of the learned men of the East, and first made acquaintance with the writings of Geber, which were destined to exercise so much influence over his future life. At the end of this probation, and when he had entered his fortieth year, he emerged from his solitude into more active life. With some remains of his fortune, which had accumulated during his retirement, he founded a college for the study of Arabic, which was approved of by the Pope, with many commendations upon his zeal and piety. At this time he narrowly escaped assassination from an Arabian youth whom he had taken into his service. Raymond had prayed to God, in some of his accesses of fanaticism, that he might suffer martyrdom in his holy cause. His servant had overheard him; and, being as great a fanatic as his master, he resolved to gratify his wish, and punish him, at the same time, for the curses which he incessantly launched against Mahomet and all who believed in him, by stabbing him to the heart. He, therefore, aimed a blow at his master, as he sat one day at table; but the instinct of self-preservation being stronger than the desire of martyrdom, Raymond grappled with his antagonist, and overthrew him. He scorned to take his life himself; but handed him over to the authorities of the town, by whom he was afterwards found dead in his prison. After this adventure Raymond travelled to Paris, where he resided for some time, and made the acquaintance of Arnold de Villeneuve. From him he probably received some encouragement to search for the philosopher's stone, as he began from that time forth to devote less of his attention to religious matters, and more to the study of alchymy. Still he never lost sight of the great object for which he lived--the conversion of the Mahometans--and proceeded to Rome, to communicate personally with Pope John XXI, on the best measures to be adopted for that end. The Pope gave him encouragement in words, but failed to associate any other persons with him in the enterprise which he meditated. Raymond, therefore, set out for Tunis alone, and was kindly received by many Arabian philosophers, who had heard of his fame as a professor of alchymy. If he had stuck to alchymy while in their country, it would have been well for him; but he began cursing Mahomet, and got himself into trouble. While preaching the doctrines of Christianity in the great bazaar of Tunis, he was arrested and thrown into prison. He was shortly afterwards brought to trial, and sentenced to death. Some of his philosophic friends interceded hard for him, and he was pardoned, upon condition that he left Africa immediately, and never again set foot in it. If he was found there again, no matter what his object might be, or whatever length of time might intervene, his original sentence would be carried into execution. Raymond was not at all solicitous of martyrdom when it came to the point, whatever he might have been when there was no danger, and he gladly accepted his life upon these conditions, and left Tunis with the intention of proceeding to Rome. He afterwards changed his plan, and established himself at Milan, where, for a length of time, he practised alchymy, and some say astrology, with great success. Most writers who believed in the secrets of alchymy, and who have noticed the life of Raymond Lulli, assert, that while in Milan, he received letters from Edward King of England, inviting him to settle in his states. They add, that Lulli gladly accepted the invitation, and had apartments assigned for his use in the Tower of London, where he refined much gold; superintended the coinage of "rose-nobles;" and made gold out of iron, quicksilver, lead, and pewter, to the amount of six millions. The writers in the "Biographie Universelle," an excellent authority in general, deny that Raymond was ever in England, and say, that in all these stories of his wondrous powers as an alchymist, he has been mistaken for another Raymond, a Jew, of Tarragona. Naude, in his "Apologie," says, simply, "that six millions were given by Raymond Lulli to King Edward, to make war against the Turks and other infidels:" not that he transmuted so much metal into gold; but, as he afterwards adds, that he advised Edward to lay a tax upon wool, which produced that amount. To show that Raymond went to England, his admirers quote a work attributed to him, "De Transmutatione Animae Metallorum," in which he expressly says, that he was in England at the intercession of the King. [Vidimus omnia ista dum ad Angliam transiimus, propter intercessionem Domini Regis Edoardi illustrissimi.] The hermetic writers are not agreed whether it was Edward I, or Edward II, who invited him over; but, by fixing the date of his journey in 1312, they make it appear that it was Edward II. Edmond Dickenson, in his work on the "Quintessences of the Philosophers," says, that Raymond worked in Westminster Abbey, where, a long time after his departure, there was found in the cell which he had occupied, a great quantity of golden dust, of which the architects made a great profit. In the biographical sketch of John Cremer, Abbot of Westminster, given by Lenglet, it is said, that it was chiefly through his instrumentality that Raymond came to England. Cremer had been himself for thirty years occupied in the vain search for the philosopher's stone, when he accidentally met Raymond in Italy, and endeavoured to induce him to communicate his grand secret. Raymond told him that he must find it for himself, as all great alchymists had done before him. Cremer, on his return to England, spoke to King Edward in high terms of the wonderful attainments of the philosopher, and a letter of invitation was forthwith sent him. Robert Constantinus, in the "Nomenclatore Scriptorum Medicorum," published in 1515, says, that after a great deal of research, be found that Raymond Lulli resided for some time in London, and that he actually made gold, by means of the philosopher's stone, in the Tower; that he had seen the golden pieces of his coinage, which were still named in England the nobles of Raymond, or rose-nobles. Lulli himself appears to have boasted that he made gold; for, in his well-known "Testamentum," he states, that he converted no less than fifty thousand pounds weight of quicksilver, lead, and pewter into that metal. [Converti una vice in aurum ad L millia pondo argenti vivi, plumbi, et stanni.--Lullii Testamentum.] It seems highly probable that the English King, believing in the extraordinary powers of the alchymist, invited him to England to make test of them, and that he was employed in refining gold and in coining. Camden, who is not credulous in matters like these, affords his countenance to the story of his coinage of nobles; and there is nothing at all wonderful in the fact of a man famous for his knowledge of metals being employed in such a capacity. Raymond was, at this time, an old man, in his seventy-seventh year, and somewhat in his dotage. He was willing enough to have it believed that he had discovered the grand secret, and supported the rumour rather than contradicted it. He did not long remain in England; but returned to Rome, to carry out the projects which were nearer to his heart than the profession of alchymy. He had proposed them to several successive Popes with little or no success. The first was a plan for the introduction of the Oriental languages into all the monasteries of Europe; the second, for the reduction into one of all the military orders, that, being united, they might move more efficaciously against the Saracens; and, the third, that the Sovereign Pontiff should forbid the works of Averroes to be read in the schools, as being more favourable to Mahometanism than to Christianity. The Pope did not receive the old man with much cordiality; and, after remaining for about two years in Rome, he proceeded once more to Africa, alone and unprotected, to preach the Gospel of Jesus. He landed at Bona in 1314; and so irritated the Mahometans by cursing their prophet, that they stoned him, and left him for dead on the sea-shore. He was found some hours afterwards by a party of Genoese merchants, who conveyed him on board their vessel, and sailed towards Majorca. The unfortunate man still breathed, but could not articulate. He lingered in this state for some days, and expired just as the vessel arrived within sight of his native shores. His body was conveyed with great pomp to the church of St. Eulalia, at Palma, where a public funeral was instituted in his honour. Miracles were afterwards said to have been worked at his tomb. Thus ended the career of Raymond Lulli, one of the most extraordinary men of his age; and, with the exception of his last boast about the six millions of gold, the least inclined to quackery of any of the professors of alchymy. His writings were very numerous, and include nearly five hundred volumes, upon grammar, rhetoric, morals, theology, politics, civil and canon law, physics, metaphysics, astronomy, medicine, and chemistry. ROGER BACON. The powerful delusion of alchymy seized upon a mind still greater than that of Raymond Lulli. Roger Bacon firmly believed in the philosopher's stone, and spent much of his time in search of it. His example helped to render all the learned men of the time more convinced of its practicability, and more eager in the pursuit. He was born at Ilchester, in the county of Somerset, in the year 1214. He studied for some time in the university of Oxford, and afterwards in that of Paris, in which he received the degree of doctor of divinity. Returning to England in 1240, he became a monk of the order of St. Francis. He was by far the most learned man of his age; and his acquirements were so much above the comprehension of his contemporaries, that they could only account for them by supposing that he was indebted for them to the devil. Voltaire has not inaptly designated him "De l'or encroute de toutes les ordures de son siecle;" but the crust of superstition that enveloped his powerful mind, though it may have dimmed, could not obscure the brightness of his genius. To him, and apparently to him only, among all the inquiring spirits of the time, were known the properties of the concave and convex lens. He also invented the magic-lantern; that pretty plaything of modern days, which acquired for him a reputation that embittered his life. In a history of alchymy, the name of this great man cannot be omitted, although, unlike many others of whom we shall have occasion to speak, he only made it secondary to other pursuits. The love of universal knowledge that filled his mind, would not allow him to neglect one branch of science, of which neither he nor the world could yet see the absurdity. He made ample amends for his time lost in this pursuit by his knowledge in physics and his acquaintance with astronomy. The telescope, burning-glasses, and gunpowder, are discoveries which may well carry his fame to the remotest time, and make the world blind to the one spot of folly--the diagnosis of the age in which he lived, and the circumstances by which he was surrounded. His treatise on the "Admirable Power of Art and Nature in the Production of the Philosopher's Stone" was translated into French by Girard de Tormes, and published at Lyons in 1557. His "Mirror of Alchymy" was also published in French in the same year, and in Paris in 1612, with some additions from the works of Raymond Lulli. A complete list of all the published treatises upon the subject may be seen in Lenglet du Fresnoy. POPE JOHN XXII. This Prelate is said to have been the friend and pupil of Arnold de Villeneuve, by whom he was instructed in all the secrets of alchymy. Tradition asserts of him, that he made great quantities of gold, and died as rich as Croesus. He was born at Cahors, in the province of Guienne, in the year 1244. He was a very eloquent preacher, and soon reached high dignity in the Church. He wrote a work on the transmutation of metals, and had a famous laboratory at Avignon. He issued two Bulls against the numerous pretenders to the art, who had sprung up in every part of Christendom; from which it might be inferred that he was himself free from the delusion. The alchymists claim him, however, as one of the most distinguished and successful professors of their art, and say that his Bulls were not directed against the real adepts, but the false pretenders. They lay particular stress upon these words in his Bull, "Spondent, quas non exhibent, divitias, pauperes alchymistae." These, it is clear, they say, relate only to poor alchymists, and therefore false ones. He died in the year 1344, leaving in his coffers a sum of eighteen millions of florins. Popular belief alleged that he had made, and not amassed, this treasure; and alchymists complacently cite this as a proof that the philosopher's stone was not such a chimera as the incredulous pretended. They take it for granted that John really left this money, and ask by what possible means he could have accumulated it. Replying to their own question, they say triumphantly, "His book shows it was by alchymy, the secrets of which he learned from Arnold de Villeneuve and Raymond Lulli. But he was as prudent as all other hermetic philosophers. Whoever would read his book to find out his secret, would employ all his labour in vain; the Pope took good care not to divulge it." Unluckily for their own credit, all these gold-makers are in the same predicament; their great secret loses its worth most wonderfully in the telling, and therefore they keep it snugly to themselves. Perhaps they thought that, if everybody could transmute metals, gold would be so plentiful that it would be no longer valuable, and that some new art would be requisite to transmute it back again into steel and iron. If so, society is much indebted to them for their forbearance. JEAN DE MEUNG All classes of men dabbled in the art at this time; the last mentioned was a Pope, the one of whom we now speak was a poet. Jean de Meung, the celebrated author of the "Roman de la Rose," was born in the year 1279 or 1280, and was a great personage at the courts of Louis X, Philip the Long, Charles IV, and Philip de Valois. His famous poem of the "Roman de la Rose," which treats of every subject in vogue at that day, necessarily makes great mention of alchymy. Jean was a firm believer in the art, and wrote, besides his, "Roman," two shorter poems, the one entitled, "The Remonstrance of Nature to the wandering Alchymist," and "The Reply of the Alchymist to Nature." Poetry and alchymy were his delight, and priests and women were his abomination. A pleasant story is related of him and the ladies of the court of Charles IV. He had written the following libellous couplet upon the fair sex:-- "Toutes etes, serez, ou futes De fait ou de volonte, putains, Et qui, tres bien vous chercherait Toutes putains, vous trouverait." [These verses are but a coarser expression of the slanderous line of Pope, that "every woman is at heart a rake."] This naturally gave great offence; and being perceived one day, in the King's antechamber, by some ladies who were waiting for an audience, they resolved to punish him. To the number of ten or twelve, they armed themselves with canes and rods; and surrounding the unlucky poet, called upon the gentlemen present to strip him naked, that they might wreak just vengeance upon him, and lash him through the streets of the town. Some of the lords present were in no wise loth, and promised themselves great sport from his punishment. But Jean de Meung was unmoved by their threats, and stood up calmly in the midst of them, begging them to hear him first, and then, if not satisfied, they might do as they liked with him. Silence being restored, he stood upon a chair, and entered on his defence. He acknowledged that he was the author of the obnoxious verses, but denied that they bore reference to all womankind. He only meant to speak of the vicious and abandoned, whereas those whom he saw around him, were patterns of virtue, loveliness, and modesty. If, however, any lady present thought herself aggrieved, he would consent to be stripped, and she might lash him till her arms were wearied. It is added, that by this means Jean escaped his flogging, and that the wrath of the fair ones immediately subsided. The gentlemen present were, however, of opinion, that if every lady in the room, whose character corresponded with the verses, had taken him at his word, the poet would, in all probability, have been beaten to death. All his life long he evinced a great animosity towards the priesthood, and his famous poem abounds with passages reflecting upon their avarice, cruelty, and immorality. At his death he left a large box, filled with some weighty material, which he bequeathed to the Cordeliers, as a peace-offering, for the abuse he had lavished upon them. As his practice of alchymy was well-known, it was thought the box was filled with gold and silver, and the Cordeliers congratulated each other on their rich acquisition. When it came to be opened, they found to their horror that it was filled only with slates, scratched with hieroglyphic and cabalistic characters. Indignant at the insult, they determined to refuse him Christian burial, on pretence that he was a sorcerer. He was, however, honourably buried in Paris, the whole court attending his funeral. NICHOLAS FLAMEL. The story of this alchymist, as handed down by tradition, and enshrined in the pages of Lenglet du Fresnoy, is not a little marvellous. He was born at Pontoise of a poor but respectable family, at the end of the thirteenth, or beginning of the fourteenth, century. Having no patrimony, he set out for Paris at an early age, to try his fortune as a public scribe. He had received a good education, was well skilled in the learned languages, and was an excellent penman. He soon procured occupation as a letter-writer and copyist, and used to sit at the corner of the Rue de Marivaux, and practise his calling: but he hardly made profits enough to keep body and soul together. To mend his fortunes he tried poetry; but this was a more wretched occupation still. As a transcriber he had at least gained bread and cheese; but his rhymes were not worth a crust. He then tried painting with as little success; and as a last resource, began to search for the philosopher's stone, and tell fortunes. This was a happier idea; he soon increased in substance, and had wherewithal to live comfortably. He, therefore, took unto himself his wife Petronella, and began to save money; but continued to all outward appearance as poor and miserable as before. In the course of a few years, he became desperately addicted to the study of alchymy, and thought of nothing but the philosopher's stone, the elixir of life, and the universal alkahest. In the year 1257, he bought by chance an old book for two florins, which soon became the sole study and object of his life. It was written with a steel instrument upon the bark of trees, and contained twenty-one, or as he himself always expressed it, three times seven, leaves. The writing was very elegant and in the Latin language. Each seventh leaf contained a picture and no writing. On the first of these was a serpent swallowing rods; on the second, a cross with a serpent crucified; and on the third, the representation of a desert, in the midst of which was a fountain with serpents crawling from side to side. It purported to be written by no less a personage than "Abraham, patriarch, Jew, prince, philosopher, priest, Levite, and astrologer;" and invoked curses upon any one who should cast eyes upon it, without being a sacrificer or a scribe. Nicholas Flamel never thought it extraordinary that Abraham should have known Latin, and was convinced that the characters on his book had been traced by the hands of that great patriarch himself. He was at first afraid to read it, after he became aware of the curse it contained; but he got over that difficulty by recollecting that, although he was not a sacrificer, he had practised as a scribe. As he read he was filled with admiration, and found that it was a perfect treatise upon the transmutation of metals. All the process was clearly explained; the vessels, the retorts, the mixtures, and the proper times and seasons for the experiment. But as ill-luck would have it, the possession of the philosopher's stone or prime agent in the work was presupposed. This was a difficulty which was not to be got over. It was like telling a starving man how to cook a beefsteak, instead of giving him the money to buy one. But Nicholas did not despair; and set about studying the hieroglyphics and allegorical representations with which the book abounded. He soon convinced himself that it had been one of the sacred books of the Jews, and that it was taken from the temple of Jerusalem on its destruction by Titus. The process of reasoning by which he arrived at this conclusion is not stated. From some expression in the treatise, he learned that the allegorical drawings on the fourth and fifth leaves, enshrined the secret of the philosopher's stone, without which all the fine Latin of the directions was utterly unavailing. He invited all the alchymists and learned men of Paris to come and examine them, but they all departed as wise as they came. Nobody could make anything either of Nicholas or his pictures; and some even went so far as to say that his invaluable book was not worth a farthing. This was not to be borne; and Nicholas resolved to discover the great secret by himself, without troubling the philosophers. He found on the first page, of the fourth leaf, the picture of Mercury, attacked by an old man resembling Saturn or Time. The latter had an hourglass on his head, and in his hand a scythe, with which he aimed a blow at Mercury's feet. The reverse of the leaf represented a flower growing on a mountain top, shaken rudely by the wind, with a blue stalk, red and white blossoms, and leaves of pure gold. Around it were a great number of dragons and griffins. On the first page of the fifth leaf was a fine garden, in the midst of which was a rose tree in full bloom, supported against the trunk of a gigantic oak. At the foot of this there bubbled up a fountain of milk-white water, which forming a small stream, flowed through the garden, and was afterwards lost in the sands. On the second page was a King, with a sword in his hand, superintending a number of soldiers, who, in execution of his orders, were killing a great multitude of young children, spurning the prayers and tears of their mothers, who tried to save them from destruction. The blood of the children was carefully collected by another party of soldiers, and put into a large vessel, in which two allegorical figures of the Sun and Moon were bathing themselves. For twenty-one years poor Nicholas wearied himself with the study of these pictures, but still he could make nothing of them. His wife Petronella at last persuaded him to find out some learned Rabbi; but there was no Rabbi in Paris learned enough to be of any service to him. The Jews met but small encouragement to fix their abode in France, and all the chiefs of that people were located in Spain. To Spain accordingly Nicholas Flamel repaired. He left his book in Paris for fear, perhaps, that he might be robbed of it on the road; and telling his neighbours that he was going on a pilgrimage to the shrine of St. James of Compostello, he trudged on foot towards Madrid in search of a Rabbi. He was absent two years in that country, and made himself known to a great number of Jews, descendants of those who had been expelled from France in the reign of Philip Augustus. The believers in the philosopher's stone give the following account of his adventures:--They say that at Leon he made the acquaintance of a converted Jew, named Cauches, a very learned physician, to whom he explained the title and the nature of his little book. The Doctor was transported with joy as soon as he heard it named, and immediately resolved to accompany Nicholas to Paris, that he might have a sight of it. The two set out together; the Doctor on the way entertaining his companion with the history of his book, which, if the genuine book he thought it to be, from the description he had heard of it, was in the handwriting of Abraham himself, and had been in the possession of personages no less distinguished than Moses, Joshua, Solomon, and Esdras. It contained all the secrets of alchymy and of many other sciences, and was the most valuable book that had ever existed in this world. The Doctor was himself no mean adept, and Nicholas profited greatly by his discourse, as in the garb of poor pilgrims they wended their way to Paris, convinced of their power to turn every old shovel in that capital into pure gold. But, unfortunately, when they reached Orleans, the Doctor was taken dangerously ill. Nicholas watched by his bedside, and acted the double part of a physician and nurse to him; but he died after a few days, lamenting with his last breath that he had not lived long enough to see the precious volume. Nicholas rendered the last honours to his body; and with a sorrowful heart, and not one sous in his pocket, proceeded home to his wife Petronella. He immediately recommenced the study of his pictures; but for two whole years he was as far from understanding them as ever. At last, in the third year, a glimmer of light stole over his understanding. He recalled some expression of his friend, the Doctor, which had hitherto escaped his memory, and he found that all his previous experiments had been conducted on a wrong basis. He recommenced them now with renewed energy, and at the end of the year had the satisfaction to see all his toils rewarded. On the 13th January 1382, says Lenglet, he made a projection on mercury, and had some very excellent silver. On the 25th April following, he converted a large quantity of mercury into gold, and the great secret was his. Nicholas was now about eighty years of age, and still a hale and stout old man. His friends say that, by the simultaneous discovery of the elixir of life, he found means to keep death at a distance for another quarter of a century; and that he died in 1415, at the age of 116. In this interval he had made immense quantities of gold, though to all outward appearance he was as poor as a mouse. At an early period of his changed fortune, he had, like a worthy man, taken counsel with his old wife Petronella, as to the best use he could make of his wealth. Petronella replied, that as unfortunately they had no children, the best thing he could do, was to build hospitals and endow churches. Nicholas thought so too, especially when he began to find that his elixir could not keep off death, and that the grim foe was making rapid advances upon him. He richly endowed the church of St. Jacques de la Boucherie, near the Rue de Marivaux, where he had all his life resided, besides seven others in different parts of the kingdom. He also endowed fourteen hospitals, and built three chapels. The fame of his great wealth and his munificent benefactions soon spread over all the country, and he was visited, among others, by the celebrated Doctors of that day, Jean Gerson, Jean de Courtecuisse, and Pierre d'Ailli. They found him in his humble apartment, meanly clad, and eating porridge out of an earthen vessel; and with regard to his secret, as impenetrable as all his predecessors in alchymy. His fame reached the ears of the King, Charles VI, who sent M. de Cramoisi, the Master of Requests, to find out whether Nicholas had indeed discovered the philosopher's stone. But M. de Cramoisi took nothing by his visit; all his attempts to sound the alchymist were unavailing, and he returned to his royal master no wiser than he came. It was in this year, 1414, that he lost his faithful Petronella. He did not long survive her; but died in the following year, and was buried with great pomp by the grateful priests of St. Jacques de la Boucherie. The great wealth of Nicholas Flamel is undoubted, as the records of several churches and hospitals in France can testify. That he practised alchymy is equally certain, as he left behind several works upon the subject. Those who knew him well, and who were incredulous about the philosopher's stone, give a very satisfactory solution of the secret of his wealth. They say that he was always a miser and a usurer; that his journey to Spain was undertaken with very different motives from those pretended by the alchymists; that, in fact, he went to collect debts due from Jews in that country to their brethren in Paris, and that he charged a commission of fully cent. per cent. in consideration of the difficulty of collecting and the dangers of the road; that when he possessed thousands, he lived upon almost nothing; and was the general money-lender, at enormous profits, of all the dissipated young men at the French court. Among the works written by Nicholas Flamel on the subject of alchymy, is "The Philosophic Summary," a poem, reprinted in 1735, as an appendix to the third volume of the "Roman de la Rose." He also wrote three treatises upon natural philosophy, and an alchymic allegory, entitled "Le Desir desire." Specimens of his writing, and a fac-simile of the drawings in his book of Abraham, may be seen in Salmon's "Bibliotheque des Philosophes Chimiques." The writer of the article, "Flamel," in the "Biographie Universelle," says that, for a hundred years after the death of Flamel, many of the adepts believed that he was still alive, and that he would live for upwards of six hundred years. The house he formerly occupied, at the corner of the Rue de Marivaux, has been often taken by credulous speculators, and ransacked from top to bottom, in the hopes that gold might be found. A report was current in Paris, not long previous to the year 1816, that some lodgers had found in the cellars several jars filled with a dark-coloured ponderous matter. Upon the strength of the rumour, a believer in all the wondrous tales told of Nicholas Flamel bought the house, and nearly pulled it to pieces in ransacking the walls and wainscotting for hidden gold. He got nothing for his pains, however, and had a heavy bill to pay to restore his dilapidations. GEORGE RIPLEY. While alchymy was thus cultivated on the continent of Europe, it was not neglected in the isles of Britain. Since the time of Roger Bacon, it had fascinated the imagination of many ardent men in England. In the year 1404, an act of parliament was passed, declaring the making of gold and silver to be felony. Great alarm was felt at that time lest any alchymist should succeed in his projects, and perhaps bring ruin upon the state, by furnishing boundless wealth to some designing tyrant, who would make use of it to enslave his country. This alarm appears to have soon subsided; for, in the year 1455, King Henry VI, by advice of his council and parliament, granted four successive patents and commissions to several knights, citizens of London, chemists, monks, mass-priests, and others, to find out the philosopher's stone and elixir, "to the great benefit," said the patent, "of the realm, and the enabling of the King to pay all the debts of the Crown in real gold and silver." Prinn, in his "Aurum Reginae," observes, as a note to this passage, that the King's reason for granting this patent to ecclesiastics was, that they were such good artists in transubstantiating bread and wine in the Eucharist, and therefore the more likely to be able to effect the transmutation of baser metals into better. No gold, of course, was ever made; and, next year, the King, doubting very much of the practicability of the thing, took further advice, and appointed a commission of ten learned men, and persons of eminence, to judge and certify to him whether the transmutation of metals were a thing practicable or no. It does not appear whether the commission ever made any report upon the subject. In the succeeding reign, an alchymist appeared who pretended to have discovered the secret. This was George Ripley, the canon of Bridlington, in Yorkshire. He studied for twenty years in the universities of Italy, and was a great favourite with Pope Innocent VIII, who made him one of his domestic chaplains, and master of the ceremonies in his household. Returning to England in 1477, he dedicated to King Edward IV. his famous work, "The Compound of Alchymy; or, the Twelve Gates leading to the Discovery of the Philosopher's Stone." These gates he described to be calcination, solution, separation, conjunction, putrefaction, congelation, cibation, sublimation, fermentation, exaltation, multiplication, and projection! to which he might have added botheration, the most important process of all. He was very rich, and allowed it to be believed that he could make gold out of iron. Fuller, in his "Worthies of England," says that an English gentleman of good credit reported that, in his travels abroad, he saw a record in the island of Malta, which declared that Ripley gave yearly to the knights of that island, and of Rhodes, the enormous sum of one hundred thousand pounds sterling, to enable them to carry on the war against the Turks. In his old age, he became an anchorite near Boston, and wrote twenty-five volumes upon the subject of alchymy, the most important of which is the "Duodecim Portarum," already mentioned. Before he died, he seems to have acknowledged that he had misspent his life in this vain study, and requested that all men, when they met with any of his books, would burn them, or afford them no credit, as they had been written merely from his opinion, and not from proof; and that subsequent trial had made manifest to him that they were false and vain. [Fuller's "Worthies of England."] BASIL VALENTINE. Germany also produced many famous alchymists in the fifteenth century, the chief of whom are Basil Valentine, Bernard of Treves, and the Abbot Trithemius. Basil Valentine was born at Mayence, and was made prior of St. Peter's, at Erfurt, about the year 1414. It was known, during his life, that he diligently sought the philosopher's stone, and that he had written some works upon the process of transmutation. They were thought, for many years, to be lost; but were, after his death, discovered enclosed in the stone work of one of the pillars in the Abbey. They were twenty-one in number, and are fully set forth in the third volume of Lenglet's "History of the Hermetic Philosophy." The alchymists asserted, that Heaven itself conspired to bring to light these extraordinary works; and that the pillar in which they were enclosed was miraculously shattered by a thunderbolt; and that, as soon as the manuscripts were liberated, the pillar closed up again of its own accord! BERNARD of TREVES. The life of this philosopher is a remarkable instance of talent and perseverance misapplied. In the search of his chimera nothing could daunt him. Repeated disappointment never diminished his hopes; and, from the age of fourteen to that of eighty-five, he was incessantly employed among the drugs and furnaces of his laboratory, wasting his life with the view of prolonging it, and reducing himself to beggary in the hopes of growing rich. He was born at either Treves or Padua, in the year 1406. His father is said by some to have been a physician in the latter city; and by others, to have been Count of the Marches of Treves, and one of the most wealthy nobles of his country. At all events, whether noble or physician, he was a rich man, and left his son a magnificent estate. At the age of fourteen he first became enamoured of the science of alchymy, and read the Arabian authors in their own language. He himself has left a most interesting record of his labours and wanderings, from which the following particulars are chiefly extracted:--The first book which fell into his hands, was that of the Arabian philosopher, Rhazes, from the reading of which he imagined that he had discovered the means of augmenting gold a hundred fold. For four years he worked in his laboratory, with the book of Rhazes continually before him. At the end of that time, he found that he had spent no less than eight hundred crowns upon his experiment, and had got nothing but fire and smoke for his pains. He now began to lose confidence in Rhazes, and turned to the works of Geber. He studied him assiduously for two years; and, being young, rich, and credulous, was beset by all the chymists of the town, who kindly assisted him in spending his money. He did not lose his faith in Geber, or patience with his hungry assistants, until he had lost two thousand crowns--a very considerable sum in those days. Among all the crowd of pretended men of science who surrounded him, there was but one as enthusiastic and as disinterested as himself. With this man, who was a monk of the order of St. Francis, he contracted an intimate friendship, and spent nearly all his time. Some obscure treatises of Rupecissa and Sacrobosco having fallen into their hands, they were persuaded, from reading them, that highly rectified spirits of wine was the universal alkahest, or dissolvent, which would aid them greatly in the process of transmutation. They rectified the alcohol thirty times, till they made it so strong as to burst the vessels which contained it. After they had worked three years, and spent three hundred crowns in the liquor, they discovered that they were on the wrong track. They next tried alum and copperas; but the great secret still escaped them. They afterwards imagined that there was a marvellous virtue in all excrement, especially the human, and actually employed more than two years in experimentalizing upon it, with mercury, salt, and molten lead! Again the adepts flocked around him from far and near, to aid him with their counsels. He received them all hospitably, and divided his wealth among them so generously and unhesitatingly, that they gave him the name of the "good Trevisan," by which he is still often mentioned in works that treat on alchymy. For twelve years he led this life, making experiments every day upon some new substance, and praying to God night and morning that he might discover the secret of transmutation. In this interval he lost his friend the monk, and was joined by a magistrate of the city of Treves, as ardent as himself in the search. His new acquaintance imagined that the ocean was the mother of gold, and that sea-salt would change lead or iron into the precious metals. Bernard resolved to try; and, transporting his laboratory to a house on the coast of the Baltic, he worked upon salt for more than a year, melting it, sublimating it, crystalizing it, and occasionally drinking it, for the sake of other experiments. Still the strange enthusiast was not wholly discouraged, and his failure in one trial only made him the more anxious to attempt another. He was now approaching the age of fifty, and had as yet seen nothing of the world. He, therefore, determined to travel through Germany, Italy, France, and Spain. Wherever he stopped he made inquiries whether there were any alchymists in the neighbourhood. He invariably sought them out; and, if they were poor, relieved, and, if affluent, encouraged them. At Citeaux he became acquainted with one Geoffrey Leuvier, a monk of that place, who persuaded him that the essence of egg-shells was a valuable ingredient. He tried, therefore, what could be done; and was only prevented from wasting a year or two on the experiment by the opinions of an attorney, at Berghem, in Flanders, who said that the great secret resided in vinegar and copperas. He was not convinced of the absurdity of this idea until he had nearly poisoned himself. He resided in France for about five years, when, hearing accidentally that one Master Henry, confessor to the Emperor Frederic III, had discovered the philosopher's stone, he set out for Germany to pay him a visit. He had, as usual, surrounded himself with a set of hungry dependants, several of whom determined to accompany him. He had not heart to refuse them, and he arrived at Vienna with five of them. Bernard sent a polite invitation to the confessor, and gave him a sumptuous entertainment, at which were present nearly all the alchymists of Vienna. Master Henry frankly confessed that he had not discovered the philosopher's stone, but that he had all his life been employed in searching for it, and would so continue, till he found it;--or died. This was a man after Bernard's own heart, and they vowed with each other an eternal friendship. It was resolved, at supper, that each alchymist present should contribute a certain sum towards raising forty-two marks of gold, which, in five days, it was confidently asserted by Master Henry, would increase, in his furnace, five fold. Bernard, being the richest man, contributed the lion's share, ten marks of gold, Master Henry five, and the others one or two a piece, except the dependants of Bernard, who were obliged to borrow their quota from their patron. The grand experiment was duly made; the golden marks were put into a crucible, with a quantity of salt, copperas, aquafortis, egg-shells, mercury, lead, and dung. The alchymists watched this precious mess with intense interest, expecting that it would agglomerate into one lump of pure gold. At the end of three weeks they gave up the trial, upon some excuse that the crucible was not strong enough, or that some necessary ingredient was wanting. Whether any thief had put his hands into the crucible is not known, but it is certain that the gold found therein at the close of the experiment was worth only sixteen marks, instead of the forty-two, which were put there at the beginning. Bernard, though he made no gold at Vienna, made away with a very considerable quantity. He felt the loss so acutely, that he vowed to think no more of the philosopher's stone. This wise resolution he kept for two months; but he was miserable. He was in the condition of the gambler, who cannot resist the fascination of the game while he has a coin remaining, but plays on with the hope of retrieving former losses, till hope forsakes him, and he can live no longer. He returned once more to his beloved crucibles, and resolved to prosecute his journey in search of a philosopher who had discovered the secret, and would communicate it to so zealous and persevering an adept as himself. From Vienna he travelled to Rome, and from Rome to Madrid. Taking ship at Gibraltar, he proceeded to Messina; from Messina to Cyprus; from Cyprus to Greece; from Greece to Constantinople; and thence into Egypt, Palestine, and Persia. These wanderings occupied him about eight years. From Persia he made his way back to Messina, and from thence into France. He afterwards passed over into England, still in search of his great chimera; and this occupied four years more of his life. He was now growing both old and poor; for he was sixty-two years of age, and had been obliged to sell a great portion of his patrimony to provide for his expenses. His journey to Persia had cost upwards of thirteen thousand crowns, about one-half of which had been fairly melted in his all-devouring furnaces: the other half was lavished upon the sycophants that he made it his business to search out in every town he stopped at. On his return to Treves he found, to his sorrow, that, if not an actual beggar, he was not much better. His relatives looked upon him as a madman, and refused even to see him. Too proud to ask for favours from any one, and still confident that, some day or other, he would be the possessor of unbounded wealth, he made up his mind to retire to the island of Rhodes, where he might, in the mean time, hide his poverty from the eyes of all the world. Here he might have lived unknown and happy; but, as ill luck would have it, he fell in with a monk as mad as himself upon the subject of transmutation. They were, however, both so poor that they could not afford to buy the proper materials to work with. They kept up each other's spirits by learned discourses on the Hermetic Philosophy, and in the reading of all the great authors who had written upon the subject. Thus did they nurse their folly, as the good wife of Tam O'Shanter did her wrath, "to keep it warm." After Bernard had resided about a year in Rhodes, a merchant, who knew his family, advanced him the sum of eight thousand florins, upon the security of the last-remaining acres of his formerly large estate. Once more provided with funds, he recommenced his labours with all the zeal and enthusiasm of a young man. For three years he hardly stepped out of his laboratory: he ate there, and slept there, and did not even give himself time to wash his hands and clean his beard, so intense was his application. It is melancholy to think that such wonderful perseverance should have been wasted in so vain a pursuit, and that energies so unconquerable should have had no worthier field to strive in. Even when he had fumed away his last coin, and had nothing left in prospective to keep his old age from starvation, hope never forsook him. He still dreamed of ultimate success, and sat down a greyheaded man of eighty, to read over all the authors on the hermetic mysteries, from Geber to his own day, lest he should have misunderstood some process, which it was not yet too late to recommence. The alchymists say, that he succeeded at last, and discovered the secret of transmutation in his eighty-second year. They add, that he lived three years afterwards to enjoy his wealth. He lived, it is true, to this great age, and made a valuable discovery--more valuable than gold or gems. He learned, as he himself informs us, just before he had attained his eighty-third year, that the great secret of philosophy was contentment with our lot. Happy would it have been for him if he had discovered it sooner, and before he became decrepit, a beggar, and an exile! He died at Rhodes, in the year 1490, and all the alchymists of Europe sang elegies over him, and sounded his praise as the "good Trevisan." He wrote several treatises upon his chimera, the chief of which are, the "Book of Chemistry," the "Verbum dimissum," and an essay "De Natura Ovi." TRITHEMIUS. The name of this eminent man has become famous in the annals of alchymy, although he did but little to gain so questionable an honour. He was born in the year 1462, at the village of Trittheim, in the electorate of Treves. His father was John Heidenberg, a vine-grower, in easy circumstances, who, dying when his son was but seven years old, left him to the care of his mother. The latter married again very shortly afterwards, and neglected the poor boy, the offspring of her first marriage. At the age of fifteen he did not even know his letters, and was, besides, half starved, and otherwise ill-treated by his step-father; but the love of knowledge germinated in the breast of the unfortunate youth, and he learned to read at the house of a neighbour. His father-in-law set him to work in the vineyards, and thus occupied all his days; but the nights were his own. He often stole out unheeded, when all the household were fast asleep, poring over his studies in the fields, by the light of the moon; and thus taught himself Latin and the rudiments of Greek. He was subjected to so much ill-usage at home, in consequence of this love of study, that he determined to leave it. Demanding the patrimony which his father had left him, he proceeded to Treves; and, assuming the name of Trithemius, from that of his native village of Trittheim, lived there for some months, under the tuition of eminent masters, by whom he was prepared for the university. At the age of twenty, he took it into his head that he should like to see his mother once more; and he set out on foot from the distant university for that purpose. On his arrival near Spannheim, late in the evening of a gloomy winter's day, it came on to snow so thickly, that he could not proceed onwards to the town. He, therefore, took refuge for the night in a neighbouring monastery; but the storm continued several days, the roads became impassable, and the hospitable monks would not hear of his departure. He was so pleased with them and their manner of life, that he suddenly resolved to fix his abode among them, and renounce the world. They were no less pleased with him, and gladly received him as a brother. In the course of two years, although still so young, he was unanimously elected their Abbot. The financial affairs of the establishment had been greatly neglected, the walls of the building were falling into ruin, and everything was in disorder. Trithemius, by his good management and regularity, introduced a reform in every branch of expenditure. The monastery was repaired, and a yearly surplus, instead of a deficiency, rewarded him for his pains. He did not like to see the monks idle, or occupied solely between prayers for their business, and chess for their relaxation. He, therefore, set them to work to copy the writings of eminent authors. They laboured so assiduously, that, in the course of a few years, their library, which had contained only about forty volumes, was enriched with several hundred valuable manuscripts, comprising many of the classical Latin authors, besides the works of the early fathers, and the principal historians and philosophers of more modern date. He retained the dignity of Abbot of Spannheim for twenty-one years, when the monks, tired of the severe discipline he maintained, revolted against him, and chose another abbot in his place. He was afterwards made Abbot of St. James, in Wurtzburg, where he died in 1516. During his learned leisure at Spannheim, he wrote several works upon the occult sciences, the chief of which are an essay on geomancy, or divination by means of lines and circles on the ground; another upon sorcery; a third upon alchymy; and a fourth upon the government of the world by its presiding angels, which was translated into English, and published by the famous William Lilly in 1647. It has been alleged by the believers in the possibility of transmutation, that the prosperity of the abbey of Spannheim, while under his superintendence, was owing more to the philosopher's stone than to wise economy. Trithemius, in common with many other learned men, has been accused of magic; and a marvellous story is told of his having raised from the grave the form of Mary of Burgundy, at the intercession of her widowed husband, the Emperor Maximilian. His work on steganographia, or cabalistic writing, was denounced to the Count Palatine, Frederic II, as magical and devilish; and it was by him taken from the shelves of his library and thrown into the fire. Trithemius is said to be the first writer who makes mention of the wonderful story of the devil and Dr. Faustus, the truth of which he firmly believed. He also recounts the freaks of a spirit, named Hudekin, by whom he was at times tormented. [Biographie Universelle] THE MARECHAL DE RAYS. One of the greatest encouragers of alchymy in the fifteenth century was Gilles de Laval, Lord of Rays and a Marshal of France. His name and deeds are little known; but in the annals of crime and folly, they might claim the highest and worst pro-eminence. Fiction has never invented anything wilder or more horrible than his career; and were not the details but too well authenticated by legal and other documents which admit no doubt, the lover of romance might easily imagine they were drawn to please him from the stores of the prolific brain, and not from the page of history. He was born about the year 1420, of one of the noblest families of Brittany. His father dying when Gilles had attained his twentieth year, he came into uncontrolled possession, at that early age, of a fortune which the monarchs of France might have envied him. He was a near kinsman of the Montmorencys, the Roncys, and the Craons; possessed fifteen princely domains, and had an annual revenue of about three hundred thousand livres. Besides this, he was handsome, learned, and brave. He distinguished himself greatly in the wars of Charles VII, and was rewarded by that monarch with the dignity of a marshal of France. But he was extravagant and magnificent in his style of living, and accustomed from his earliest years to the gratification of every wish and passion; and this, at last, led him from vice to vice, and from crime to crime, till a blacker name than his is not to be found in any record of human iniquity. In his castle of Champtoce, he lived with all the splendour of an Eastern Caliph. He kept up a troop of two hundred horsemen to accompany him wherever he went; and his excursions for the purposes of hawking and hunting were the wonder of all the country around, so magnificent were the caparisons of his steeds and the dresses of his retainers. Day and night, his castle was open all the year round to comers of every degree. He made it a rule to regale even the poorest beggar with wine and hippocrass. Every day an ox was roasted whole in his spacious kitchens, besides sheep, pigs, and poultry sufficient to feed five hundred persons. He was equally magnificent in his devotions. His private chapel at Champtoce was the most beautiful in France, and far surpassed any of those in the richly-endowed cathedrals of Notre Dame in Paris, of Amiens, of Beauvais, or of Rouen. It was hung with cloth of gold and rich velvet. All the chandeliers were of pure gold, curiously inlaid with silver. The great crucifix over the altar was of solid silver, and the chalices and incense-burners were of pure gold. He had, besides, a fine organ, which he caused to be carried from one castle to another, on the shoulders of six men, whenever he changed his residence. He kept up a choir of twenty-five young children of both sexes, who were instructed in singing by the first musicians of the day. The master of his chapel he called a bishop, who had under him his deans, archdeacons, and vicars, each receiving great salaries; the bishop four hundred crowns a year, and the rest in proportion. He also maintained a whole troop of players, including ten dancing-girls and as many ballad-singers, besides morris-dancers, jugglers, and mountebanks of every description. The theatre on which they performed was fitted up without any regard to expense; and they played mysteries, or danced the morris-dance, every evening, for the amusement of himself and household, and such strangers as were sharing his prodigal hospitality. At the age of twenty-three, he married Catherine, the wealthy heiress of the house of Touars, for whom he refurnished his castle at an expense of a hundred thousand crowns. His marriage was the signal for new extravagance, and he launched out more madly than ever he had done before; sending for fine singers or celebrated dancers from foreign countries to amuse him and his spouse, and instituting tilts and tournaments in his great court-yard almost every week for all the knights and nobles of the province of Brittany. The Duke of Brittany's court was not half so splendid as that of the Marechal de Rays. His utter disregard of wealth was so well known that he was made to pay three times its value for everything he purchased. His castle was filled with needy parasites and panderers to his pleasures, amongst whom he lavished rewards with an unsparing hand. But the ordinary round of sensual gratification ceased at last to afford him delight: he was observed to be more abstemious in the pleasures of the table, and to neglect the beauteous dancing-girls who used formerly to occupy so much of his attention. He was sometimes gloomy and reserved; and there was an unnatural wildness in his eye which gave indications of incipient madness. Still, his discourse was as reasonable as ever; his urbanity to the guests that flocked from far and near to Champtoce suffered no diminution; and learned priests, when they conversed with him, thought to themselves that few of the nobles of France were so well-informed as Gilles de Laval. But dark rumours spread gradually over the country; murder, and, if possible, still more atrocious deeds were hinted at; and it was remarked that many young children, of both sexes, suddenly disappeared, and were never afterwards heard of. One or two had been traced to the castle of Champtoce, and had never been seen to leave it; but no one dared to accuse openly so powerful a man as the Marechal de Rays. Whenever the subject of the lost children was mentioned in his presence, he manifested the greatest astonishment at the mystery which involved their fate, and indignation against those who might be guilty of kidnapping them. Still the world was not wholly deceived; his name became as formidable to young children as that of the devouring ogre in fairy tales; and they were taught to go miles round, rather than pass under the turrets of Champtoce. In the course of a very few years, the reckless extravagance of the Marshal drained him of all his funds, and he was obliged to put up some of his estates for sale. The Duke of Brittany entered into a treaty with him for the valuable seignory of Ingrande; but the heirs of Gilles implored the interference of Charles VII. to stay the sale. Charles immediately issued an edict, which was confirmed by the Provincial Parliament of Brittany, forbidding him to alienate his paternal estates. Gilles had no alternative but to submit. He had nothing to support his extravagance but his allowance as a Marshal of France, which did not cover the one-tenth of his expenses. A man of his habits and character could not retrench his wasteful expenditure and live reasonably; he could not dismiss without a pang his horsemen, his jesters, his morris-dancers, his choristers, and his parasites, or confine his hospitality to those who really needed it. Notwithstanding his diminished resources, he resolved to live as he had lived before, and turn alchymist, that he might make gold out of iron, and be still the wealthiest and most magnificent among the nobles of Brittany. In pursuance of this determination he sent to Paris, Italy, Germany, and Spain, inviting all the adepts in the science to visit him at Champtoce. The messengers he despatched on this mission were two of his most needy and unprincipled dependants, Gilles de Sille and Roger de Bricqueville. The latter, the obsequious panderer to his most secret and abominable pleasures, he had intrusted with the education of his motherless daughter, a child but five years of age, with permission, that he might marry her at the proper time to any person he chose, or to himself if he liked it better. This man entered into the new plans of his master with great zeal, and introduced to him one Prelati, an alchymist of Padua, and a physician of Poitou, who was addicted to the same pursuits. The Marshal caused a splendid laboratory to be fitted up for them, and the three commenced the search for the philosopher's stone. They were soon afterwards joined by another pretended philosopher, named Anthony of Palermo, who aided in their operations for upwards of a year. They all fared sumptuously at the Marshal's expense, draining him of the ready money he possessed, and leading him on from day to day with the hope that they would succeed in the object of their search. From time to time new aspirants from the remotest parts of Europe arrived at his castle, and for months he had upwards of twenty alchymists at work--trying to transmute copper into gold, and wasting the gold, which was still his own, in drugs and elixirs. But the Lord of Rays was not a man to abide patiently their lingering processes. Pleased with their comfortable quarters, they jogged on from day to day, and would have done so for years, had they been permitted. But he suddenly dismissed them all, with the exception of the Italian Prelati, and the physician of Poitou. These he retained to aid him to discover the secret of the philosopher's stone by a bolder method. The Poitousan had persuaded him that the devil was the great depositary of that and all other secrets, and that he would raise him before Gilles, who might enter into any contract he pleased with him. Gilles expressed his readiness, and promised to give the devil anything but his soul, or do any deed that the arch-enemy might impose upon him. Attended solely by the physician, he proceeded at midnight to a wild-looking place in a neighbouring forest; the physician drew a magic circle around them on the sward, and muttered for half an hour an invocation to the Evil Spirit to arise at his bidding, and disclose the secrets of alchymy. Gilles looked on with intense interest, and expected every moment to see the earth open, and deliver to his gaze the great enemy of mankind. At last the eyes of the physician became fixed, his hair stood on end, and he spoke, as if addressing the fiend. But Gilles saw nothing except his companion. At last the physician fell down on the sward as if insensible. Gilles looked calmly on to see the end. After a few minutes the physician arose, and asked him if he had not seen how angry the devil looked? Gilles replied, that he had seen nothing; upon which his companion informed him that Beelzebub had appeared in the form of a wild leopard, growled at him savagely, and said nothing; and that the reason why the Marshal had neither seen nor heard him, was that he hesitated in his own mind as to devoting himself entirely to the service. De Rays owned that he had indeed misgivings, and inquired what was to be done to make the devil speak out, and unfold his secret? The physician replied, that some person must go to Spain and Africa to collect certain herbs which only grew in those countries, and offered to go himself, if De Rays would provide the necessary funds. De Rays at once consented; and the physician set out on the following day with all the gold that his dupe could spare him. The Marshal never saw his face again. But the eager Lord of Champtoce could not rest. Gold was necessary for his pleasures; and unless, by supernatural aid, he had no means of procuring many further supplies. The physician was hardly twenty leagues on his journey, before Gilles resolved to make another effort to force the devil to divulge the art of gold making. He went out alone for that purpose, but all his conjurations were of no effect. Beelzebub was obstinate, and would not appear. Determined to conquer him if he could, he unbosomed himself to the Italian alchymist, Prelati. The latter offered to undertake the business, upon condition that De Rays did not interfere in the conjurations, and consented besides to furnish him with all the charms and talismans that might be required. He was further to open a vein in his arm, and sign with his blood a contract that he would work the devil's will in all things, and offer up to him a sacrifice of the heart, lungs, hands, eyes, and blood of a young child. The grasping monomaniac made no hesitation; but agreed at once to the disgusting terms proposed to him. On the following night, Prelati went out alone; and after having been absent for three or four hours, returned to Gilles, who sat anxiously awaiting him. Prelati then informed him that he had seen the devil in the shape of a handsome youth of twenty. He further said, that the devil desired to be called Barron in all future invocations; and had shown him a great number of ingots of pure gold, buried under a large oak in the neighbouring forest, all of which, and as many more as he desired, should become the property of the Marechal de Rays if he remained firm, and broke no condition of the contract. Prelati further showed him a small casket of black dust, which would turn iron into gold; but as the process was very troublesome, he advised that they should be contented with the ingots they found under the oak tree, and which would more than supply all the wants that the most extravagant imagination could desire. They were not, however, to attempt to look for the gold till a period of seven times seven weeks, or they would find nothing but slates and stones for their pains. Gilles expressed the utmost chagrin and disappointment, and at once said that he could not wait for so long a period; if the devil were not more prompt, Prelati might tell him, that the Marechal de Rays was not to be trifled with, and would decline all further communication with him. Prelati at last persuaded him to wait seven times seven days. They then went at midnight with picks and shovels to dig up the ground under the oak, where they found nothing to reward them but a great quantity of slates, marked with hieroglyphics. It was now Prelati's turn to be angry; and he loudly swore that the devil was nothing but a liar and a cheat. The Marshal joined cordially in the opinion, but was easily persuaded by the cunning Italian to make one more trial. He promised at the same time that he would endeavour, on the following night, to discover the reason why the devil had broken his word. He went out alone accordingly, and on his return informed his patron that he had seen Barron, who was exceedingly angry that they had not waited the proper time ere they looked for the ingots. Barron had also said, that the Marechal de Rays could hardly expect any favours from him, at a time when he must know that he had been meditating a pilgrimage to the Holy Land, to make atonement for his sins. The Italian had doubtless surmised this, from some incautious expression of his patron, for De Rays frankly confessed that there were times when, sick of the world and all its pomps and vanities, he thought of devoting himself to the service of God. In this manner the Italian lured on from month to month his credulous and guilty patron, extracting from him all the valuables he possessed, and only waiting a favourable opportunity to decamp with his plunder. But the day of retribution was at hand for both. Young girls and boys continued to disappear in the most mysterious manner; and the rumours against the owner of Champtoce grew so loud and distinct, that the Church was compelled to interfere. Representations were made by the Bishop of Nantes to the Duke of Brittany, that it would be a public scandal if the accusations against the Marechal de Rays were not inquired into. He was arrested accordingly in his own castle, along with his accomplice Prelati, and thrown into a dungeon at Nantes to await his trial. The judges appointed to try him were the Bishop of Nantes Chancellor of Brittany, the Vicar of the Inquisition in France, and the celebrated Pierre l'Hopital, the President of the Provincial Parliament. The offences laid to his charge were sorcery, sodomy, and murder. Gilles, on the first day of his trial, conducted himself with the utmost insolence. He braved the judges on the judgment seat, calling them simoniacs and persons of impure life, and said he would rather be hanged by the neck like a dog without trial, than plead either guilty or not guilty to such contemptible miscreants. But his confidence forsook him as the trial proceeded, and he was found guilty on the clearest evidence of all the crimes laid to his charge. It was proved that he took insane pleasure in stabbing the victims of his lust, and in observing the quivering of their flesh, and the fading lustre of their eyes as they expired. The confession of Prelati first made the judges acquainted with this horrid madness, and Gilles himself confirmed it before his death. Nearly a hundred children of the villagers around his two castles of Champtoce and Machecoue, had been missed within three years the greater part, if not all, of whom were immolated to the lust or the cupidity of this monster. He imagined that he thus made the devil his friend, and that his recompence would be the secret of the philosopher's stone. Gilles and Prelati were both condemned to be burned alive. At the place of execution they assumed the air of penitence and religion. Gilles tenderly embraced Prelati, saying, "Farewell, friend Francis! In this world we shall never meet again; but let us place our hopes in God; we shall see each other in Paradise." Out of consideration for his high rank and connections, the punishment of the Marshal was so far mitigated, that he was not burned alive like Prelati. He was first strangled, and then thrown into the flames: his body, when half consumed, was given over to his relatives for interment; while that of the Italian was burned to ashes, and then scattered in the winds. [For full details of this extraordinary trial, see "Lobineau's Nouvelle Histoire de Bretagne;" and D'Argentre's work on the same subject.] JACQUES COEUR. This remarkable pretender to the secret of the philosopher's stone, was contemporary with the last mentioned. He was a great personage at the court of Charles VII, and in the events of his reign played a prominent part. From a very humble origin he rose to the highest honours of the state, and amassed enormous wealth, by peculation and the plunder of the country which he should have served. It was to hide his delinquencies in this respect, and to divert attention from the real source of his riches, that he boasted of having discovered the art of transmuting the inferior metals into gold and silver. His father was a goldsmith in the city of Bourges; but so reduced in circumstances towards the latter years of his life, that he was unable to pay the necessary fees to procure his son's admission into the guild. Young Jacques became, however, a workman in the Royal Mint of Bourges, in 1428, and behaved himself so well, and showed so much knowledge of metallurgy, that he attained rapid promotion in that establishment. He had also the good fortune to make the acquaintance of the fair Agnes Sorel, by whom he was patronized and much esteemed. Jacques had now three things in his favour--ability, perseverance, and the countenance of the King's mistress. Many a man succeeds with but one of these to help him forward: and it would have been strange indeed, if Jacques Coeur, who had them all, should have languished in obscurity. While still a young man he was made Master of the Mint, in which he had been a journeyman, and installed at the same time into the vacant office of Grand Treasurer of the royal household. He possessed an extensive knowledge of finance, and turned it wonderfully to his own advantage as soon as he became intrusted with extensive funds. He speculated in articles of the first necessity, and made himself very unpopular by buying up grain, honey, wines, and other produce, till there was a scarcity, when he sold it again at enormous profit. Strong in the royal favour, he did not hesitate to oppress the poor by continual acts of forestalling and monopoly. As there is no enemy so bitter as the estranged friend, so of all the tyrants and tramplers upon the poor, there is none so fierce and reckless as the upstart that sprang from their ranks. The offensive pride of Jacques Coeur to his inferiors was the theme of indignant reproach in his own city, and his cringing humility to those above him was as much an object of contempt to the aristocrats into whose society he thrust himself. But Jacques did not care for the former, and to the latter he was blind. He continued his career till he became the richest man in France, and so useful to the King that no important enterprise was set on foot until he had been consulted. He was sent in 1446 on an embassy to Genoa, and in the following year to Pope Nicholas V. In both these missions he acquitted himself to the satisfaction of his sovereign, and was rewarded with a lucrative appointment, in addition to those which he already held. In the year 1449, the English in Normandy, deprived of their great general, the Duke of Bedford, broke the truce with the French King, and took possession of a small town belonging to the Duke of Brittany. This was the signal for the recommencemerit of a war, in which the French regained possession of nearly the whole province. The money for this war was advanced, for the most part, by Jacques Coeur. When Rouen yielded to the French, and Charles made his triumphal entry into that city, accompanied by Dunois and his most famous generals, Jacques was among the most brilliant of his cortege. His chariot and horses vied with those of the King in the magnificence of their trappings; and his enemies said of him that he publicly boasted that he alone had driven out the English, and that the valour of the troops would would have been nothing without his gold. Dunois appears, also, to have been partly of the same opinion. Without disparaging the courage of the army, he acknowledged the utility of the able financier, by whose means they had been fed and paid, and constantly afforded him his powerful protection. When peace returned, Jacques again devoted himself to commerce, and fitted up several galleys to trade with the Genoese. He also bought large estates in various parts of France; the chief of which were the baronies of St. Fargeau, Meneton, Salone, Maubranche, Meaune, St. Gerant de Vaux, and St. Aon de Boissy; the earldoms or counties of La Palisse, Champignelle, Beaumont, and Villeneuve la Genet, and the marquisate of Toucy. He also procured for his son, Jean Coeur, who had chosen the Church for his profession, a post no less distinguished than that of Archbishop of Bourges. Everybody said that so much wealth could not have been honestly acquired; and both rich and poor longed for the day that should humble the pride of the man, whom the one class regarded as an upstart and the other as an oppressor. Jacques was somewhat alarmed at the rumours that were afloat respecting him, and of dark hints that he had debased the coin of the realm and forged the King's seal to an important document, by which he had defrauded the state of very considerable sums. To silence these rumours, he invited many alchymists from foreign countries to reside with him, and circulated a counter-rumour, that he had discovered the secret of the philosopher's stone. He also built a magnificent house in his native city, over the entrance of which he caused to be sculptured the emblems of that science. Some time afterwards, he built another, no less splendid, at Montpellier, which he inscribed in a similar manner. He also wrote a treatise upon the hermetic philosophy, in which he pretended that he knew the secret of transmuting metals. But all these attempts to disguise his numerous acts of peculation proved unavailing; and he was arrested in 1452, and brought to trial on several charges. Upon one only, which the malice of his enemies invented to ruin him, was he acquitted; which was, that he had been accessory to the death, by poison, of his kind patroness, Agnes Sorel. Upon the others, he was found guilty; and sentenced to be banished the kingdom, and to pay the enormous fine of four hundred thousand crowns. It was proved that he had forged the King's seal; that, in his capacity of Master of the Mint of Bourges, he had debased, to a very great extent, the gold and silver coin of the realm; and that he had not hesitated to supply the Turks with arms and money to enable them to carry on war against their Christian neighbours, for which service he had received the most munificent recompences. Charles VII. was deeply grieved at his condemnation, and believed to the last that he was innocent. By his means the fine was reduced within a sum which Jacques Coeur could pay. After remaining for some time in prison, he was liberated, and left France with a large sum of money, part of which, it was alleged, was secretly paid him by Charles out of the produce of his confiscated estates. He retired to Cyprus, where he died about 1460, the richest and most conspicuous personage of the island. The writers upon alchymy all claim Jacques Coeur as a member of their fraternity, and treat as false and libellous the more rational explanation of his wealth which the records of his trial afford. Pierre Borel, in his "Antiquites Gauloises," maintains the opinion that Jacques was an honest man, and that he made his gold out of lead and copper by means of the philosopher's stone. The alchymic adepts in general were of the same opinion; but they found it difficult to persuade even his contemporaries of the fact. Posterity is still less likely to believe it. INFERIOR ADEPTS OF THE FOURTEENTH AND FIFTEENTH CENTURIES. Many other pretenders to the secrets of the philosopher's stone appeared in every country in Europe, during the fourteenth and fifteenth centuries. The possibility of transmutation was so generally admitted, that every chemist was more or less an alchymist. Germany, Holland, Italy, Spain, Poland, France, and England produced thousands of obscure adepts, who supported themselves, in the pursuit of their chimera, by the more profitable resources of astrology and divination. The monarchs of Europe were no less persuaded than their subjects of the possibility of discovering the philosopher's stone. Henry VI. and Edward IV. of England encouraged alchymy. In Germany, the Emperors Maximilian, Rodolph, and Frederic II. devoted much of their attention to it; and every inferior potentate within their dominions imitated their example. It was a common practice in Germany, among the nobles and petty sovereigns, to invite an alchymist to take up his residence among them, that they might confine him in a dungeon till he made gold enough to pay millions for his ransom. Many poor wretches suffered perpetual imprisonment in consequence. A similar fate appears to have been intended by Edward II. for Raymond Lulli, who, upon the pretence that he was thereby honoured, was accommodated with apartments in the Tower of London. He found out in time the trick that was about to be played him, and managed to make his escape, some of his biographers say, by jumping into the Thames, and swimming to a vessel that lay waiting to receive him. In the sixteenth century, the same system was pursued, as will be shown more fully in the life of Seton the Cosmopolite, in the succeeding chapter. The following is a catalogue of the chief authors upon alchymy, who flourished during this epoch, and whose lives and adventures are either unknown or are unworthy of more detailed notice. John Dowston, an Englishman, lived in 1315, and wrote two treatises on the philosopher's stone. Richard, or, as some call him, Robert, also an Englishman, lived in 1330, and wrote a work entitled "Correctorium Alchymiae," which was much esteemed till the time of Paracelsus. In the same year lived Peter of Lombardy, who wrote what he called a "Complete Treatise upon the Hermetic Science," an abridgement of which was afterwards published by Lacini, a monk of Calabria. In 1330 the most famous alchymist of Paris was one Odomare, whose work "De Practica Magistri" was, for a long time, a hand-book among the brethren of the science. John de Rupecissa, a French monk of the order of St. Francis, flourished in 1357, and pretended to be a prophet as well as an alchymist. Some of his prophecies were so disagreeable to Pope Innocent VI, that the Pontiff determined to put a stop to them, by locking up the prophet in the dungeons of the Vatican. It is generally believed that he died there, though there is no evidence of the fact. His chief works are the "Book of Light," the "Five Essences," the "Heaven of Philosophers," and his grand work "De Confectione Lapidis." He was not thought a shining light among the adepts. Ortholani was another pretender, of whom nothing is known, but that he exercised the arts of alchymy and astrology at Paris, shortly before the time of Nicholas Flamel. His work on the practice of alchymy was written in that city in 1358. Isaac of Holland wrote, it is supposed, about this time; and his son also devoted himself to the science. Nothing worth repeating is known of their lives. Boerhaave speaks with commendation of many passages in their works, and Paracelsus esteemed them highly: the chief are "De Triplici Ordine Elixiris et Lapidis Theoria," printed at Berne in 1608; and "Mineralia Opera, seu de Lapide Philosophico," printed at Middleburg in 1600. They also wrote eight other works upon the same subject. Koffstky, a Pole, wrote an alchymical treatise, entitled "The Tincture of Minerals," about the year 1488. In this list of authors a royal name must not be forgotten. Charles VI. of France, one of the most credulous princes of the day, whose court absolutely swarmed with alchymists, conjurers, astrologers, and quacks of every description, made several attempts to discover the philosopher's stone, and thought he knew so much about it, that he determined to enlighten the world with a treatise. It is called the "Royal Work of Charles VI. of France, and the Treasure of Philosophy." It is said to be the original from which Nicholas Flamel took the idea of his "Desir Desire." Lenglet du Fresnoy says it is very allegorical, and utterly incomprehensible. For a more complete list of the hermetic philosophers of the fourteenth and fifteenth centuries, the reader is referred to the third volume of Lenglet's History already quoted. PART II.--PROGRESS OF THE INFATUATION DURING THE SIXTEENTH AND SEVENTEENTH CENTURIES. AUGURELLO.--CORNELIUS AGRIPPA.--PARACELSUS.--GEORGE AGRICOLA.--DENYS ZACHAIRE.--DR. DEE AND EDWARD KELLY.--THE COSMOPOLITE.--SENDIVOGIUS.--THE ROSICRUCIANS.--MICHAEL MAYER.--ROBERT FLUDD.--JACOB BOHMEN.--JOHN HEYDN.--JOSEPH FRANCIS BORRI.--ALCHYMICAL WRITERS OF THE SEVENTEENTH CENTURY.--DE LISLE.--ALBERT ALUYS.--COUNT DE ST. GERMAINS.--CAGLIOSTRO.--PRESENT STATE OF THE SCIENCE. During the sixteenth and seventeenth centuries, the search for the philosopher's stone was continued by thousands of the enthusiastic and the credulous; but a great change was introduced during this period. The eminent men who devoted themselves to the study, totally changed its aspect, and referred to the possession of their wondrous stone and elixir, not only the conversion of the base into the precious metals, but the solution of all the difficulties of other sciences. They pretended that by its means man would be brought into closer communion with his Maker; that disease and sorrow would be banished from the world; and that "the millions of spiritual beings who walk the earth unseen" would be rendered visible, and become the friends, companions, and instructors of mankind. In the seventeenth century more especially, these poetical and fantastic doctrines excited the notice of Europe; and from Germany, where they had been first disseminated by Rosencreutz, spread into France and England, and ran away with the sound judgment of many clever, but too enthusiastic, searchers for the truth. Paracelsus, Dee, and many others of less note, were captivated by the grace and beauty of the new mythology, which was arising to adorn the literature of Europe. Most of the alchymists of the sixteenth century, although ignorant of the Rosicrucians as a sect, were, in some degree, tinctured with their fanciful tenets: but before we speak more fully of these poetical visionaries, it will be necessary to resume the history of the hermetic folly where we left off in the former chapter, and trace the gradual change that stole over the dreams of the adepts. It will be seen that the infatuation increased rather than diminished as the world grew older. AUGURELLO. Among the alchymists who were born in the fifteenth, and distinguished themselves in the sixteenth century, the first, in point of date, is John Aurelio Augurello. He was born at Rimini in 1441, and became Professor of the belles lettres at Venice and Trevisa. He was early convinced of the truth of the hermetic science, and used to pray to God that he might be happy enough to discover the philosopher's stone. He was continually surrounded by the paraphernalia of chemistry, and expended all his wealth in the purchase of drugs and metals. He was also a poet, but of less merit than pretensions. His "Chrysopeia," in which lie pretended to teach the art of making gold, he dedicated to Pope Leo X, in the hope that the Pontiff would reward him handsomely for the compliment; but the Pope was too good a judge of poetry to be pleased with the worse than mediocrity of his poem, and too good a philosopher to approve of the strange doctrines which it inculcated: he was, therefore, far from gratified at the dedication. It is said, that when Augurello applied to him for a reward, the Pope, with great ceremony and much apparent kindness and cordiality, drew an empty purse from his pocket, and presented it to the alchymist, saying, that since he was able to make gold, the most appropriate present that could be made him, was a purse to put it in. This scurvy reward was all that the poor alchymist ever got either for his poetry or his alchymy. He died in a state of extreme poverty, in the eighty-third year of his age. CORNELIUS AGRIPPA. This alchymist has left a more distinguished reputation. The most extraordinary tales were told and believed of his powers. He could turn iron into gold by his mere word. All the spirits of the air, and demons of the earth, were under his command, and bound to obey him in everything. He could raise from the dead the forms of the great men of other days, and make them appear "in their habit as they lived," to the gaze of the curious who had courage enough to abide their presence. He was born at Cologne in 1486, and began, at an early age, the study of chemistry and philosophy. By some means or other which have never been very clearly explained, he managed to impress his contemporaries with a great idea of his wonderful attainments. At the early age of twenty, so great was his reputation as an alchymist, that the principal adepts of Paris wrote to Cologne, inviting him to settle in France, and aid them with his experience in discovering the philosopher's stone. Honours poured upon him in thick succession; and he was highly esteemed by all the learned men of his time. Melancthon speaks of him with respect and commendation. Erasmus also bears testimony in his favour; and the general voice of his age proclaimed him a light of literature and an ornament to philosophy. Some men, by dint of excessive egotism, manage to persuade their contemporaries that they are very great men indeed: they publish their acquirements so loudly in people's ears, and keep up their own praises so incessantly, that the world's applause is actually taken by storm. Such seems to have been the case with Agrippa. He called himself a sublime theologian, an excellent jurisconsult, an able physician, a great philosopher, and a successful alchymist. The world, at last, took him at his word; and thought that a man who talked so big, must have some merit to recommend him--that it was, indeed, a great trumpet which sounded so obstreperous a blast. He was made secretary to the Emperor Maximilian, who conferred upon him the title of Chevalier, and gave him the honorary command of a regiment. He afterwards became Professor of Hebrew and the belles lettres, at the University of Dole, in France; but quarrelling with the Franciscan monks upon some knotty point of divinity, he was obliged to quit the town. He took refuge in London, where he taught Hebrew and cast nativities, for about a year. From London he proceeded to Pavia, and gave lectures upon the writings, real or supposed, of Hermes Trismegistus; and might have lived there in peace and honour, had he not again quarrelled with the clergy. By their means his position became so disagreeable, that he was glad to accept an offer made him by the magistracy of Metz, to become their Syndic and Advocate-General. Here, again, his love of disputation made him enemies: the theological wiseacres of that city asserted, that St. Anne had three husbands, in which opinion they were confirmed by the popular belief of the day. Agrippa needlessly ran foul of this opinion, or prejudice as he called it, and thereby lost much of his influence. Another dispute, more creditable to his character, occurred soon after, and sank him for ever in the estimation of the Metzians. Humanely taking the part of a young girl who was accused of witchcraft, his enemies asserted, that he was himself a sorcerer, and raised such a storm over his head, that he was forced to fly the city. After this, he became physician to Louisa de Savoy, mother of King Francis I. This lady was curious to know the future, and required her physician to cast her nativity. Agrippa replied, that he would not encourage such idle curiosity. The result was, he lost her confidence, and was forthwith dismissed. If it had been through his belief in the worthlessness of astrology, that he had made his answer, we might admire his honest and fearless independence; but, when it is known that, at the very same time, he was in the constant habit of divination and fortunetelling; and that he was predicting splendid success, in all his undertakings, to the Constable of Bourbon, we can only wonder at his thus estranging a powerful friend through mere petulance and perversity. He was, about this time, invited both by Henry VIII. of England, and Margaret of Austria, Governess of the Low Countries, to fix his residence in their dominions. He chose the service of the latter, by whose influence he was made historiographer to the Emperor Charles V. Unfortunately for Agrippa, he never had stability enough to remain long in one position, and offended his patrons by his restlessness and presumption. After the death of Margaret, he was imprisoned at Brussels, on a charge of sorcery. He was released after a year; and, quitting the country, experienced many vicissitudes. He died in great poverty in 1534, aged forty-eight years. While in the service of Margaret of Austria, he resided principally at Louvain, in which city he wrote his famous work on the Vanity and Nothingness of human Knowledge. He also wrote, to please his Royal Mistress, a treatise upon the Superiority of the Female Sex, which he dedicated to her, in token of his gratitude for the favours she had heaped upon him. The reputation he left behind him in these provinces was anything but favourable. A great number of the marvellous tales that are told of him, relate to this period of his life. It was said, that the gold which he paid to the traders with whom he dealt, always looked remarkably bright, but invariably turned into pieces of slate and stone in the course of four-and-twenty hours. Of this spurious gold he was believed to have made large quantities by the aid of the devil, who, it would appear from this, had but a very superficial knowledge of alchymy, and much less than the Marechal de Rays gave him credit for. The Jesuit Delrio, in his book on Magic and Sorcery, relates a still more extraordinary story of him. One day, Agrippa left his house, at Louvain; and, intending to be absent for some time, gave the key of his study to his wife, with strict orders that no one should enter it during his absence. The lady herself, strange as it may appear, had no curiosity to pry into her husband's secrets, and never once thought of entering the forbidden room: but a young student, who had been accommodated with an attic in the philosopher's house, burned with a fierce desire to examine the study; hoping, perchance, that he might purloin some book or implement which would instruct him in the art of transmuting metals. The youth, being handsome, eloquent, and, above all, highly complimentary to the charms of the lady, she was persuaded, without much difficulty, to lend him the key, but gave him strict orders not to remove anything. The student promised implicit obedience, and entered Agrippa's study. The first object that caught his attention, was a large grimoire, or book of spells, which lay open on the philosopher's desk. He sat himself down immediately, and began to read. At the first word he uttered, he fancied he heard a knock at the door. He listened; but all was silent. Thinking that his imagination had deceived him, he read on, when immediately a louder knock was heard, which so terrified him, that he started to his feet. He tried to say, "come in;" but his tongue refused its office, and he could not articulate a sound. He fixed his eyes upon the door, which, slowly opening, disclosed a stranger of majestic form, but scowling features, who demanded sternly, why he was summoned? "I did not summon you," said the trembling student. "You did!" said the stranger, advancing, angrily; "and the demons are not to be invoked in vain." The student could make no reply; and the demon, enraged that one of the uninitiated should have summoned him out of mere presumption, seized him by the throat and strangled him. When Agrippa returned, a few days afterwards, he found his house beset with devils. Some of them were sitting on the chimneypots, kicking up their legs in the air; while others were playing at leapfrog, on the very edge of the parapet. His study was so filled with them that he found it difficult to make his way to his desk. When, at last, he had elbowed his way through them, he found his book open, and the student lying dead upon the floor. He saw immediately how the mischief had been done; and, dismissing all the inferior imps, asked the principal demon how he could have been so rash as to kill the young man. The demon replied, that he had been needlessly invoked by an insulting youth, and could do no less than kill him for his presumption. Agrippa reprimanded him severely, and ordered him immediately to reanimate the dead body, and walk about with it in the market-place for the whole of the afternoon. The demon did so: the student revived; and, putting his arm through that of his unearthly murderer, walked very lovingly with him, in sight of all the people. At sunset, the body fell down again, cold and lifeless as before, and was carried by the crowd to the hospital, it being the general opinion that he had expired in a fit of apoplexy. His conductor immediately disappeared. When the body was examined, marks of strangulation were found on the neck, and prints of the long claws of the demon on various parts of it. These appearances, together with a story, which soon obtained currency, that the companion of the young man had vanished in a cloud of flame and smoke, opened people's eyes to the truth. The magistrates of Louvain instituted inquiries; and the result was, that Agrippa was obliged to quit the town. Other authors besides Delrio relate similar stories of this philosopher. The world in those days was always willing enough to believe in tales of magic and sorcery; and when, as in Agrippa's case, the alleged magician gave himself out for such, and claimed credit for the wonders he worked, it is not surprising that the age should have allowed his pretensions. It was dangerous boasting, which sometimes led to the stake or the gallows, and therefore was thought to be not without foundation. Paulus Jovius, in his "Eulogia Doctorum Virorum," says, that the devil, in the shape of a large black dog, attended Agrippa wherever he went. Thomas Nash, in his adventures of Jack Wilton, relates, that at the request of Lord Surrey, Erasmus, and some other learned men, Agrippa called up from the grave many of the great philosophers of antiquity; among others, Tully, whom he caused to re-deliver his celebrated oration for Roscius. He also showed Lord Surrey, when in Germany, an exact resemblance in a glass of his mistress the fair Geraldine. She was represented on her couch weeping for the absence of her lover. Lord Surrey made a note of the exact time at which he saw this vision, and ascertained afterwards that his mistress was actually so employed at the very minute. To Thomas Lord Cromwell, Agrippa represented King Henry VIII. hunting in Windsor Park, with the principal lords of his court; and to please the Emperor Charles V. he summoned King David and King Solomon from the tomb. Naude, in his "Apology for the Great Men who have been falsely suspected of Magic," takes a great deal of pains to clear Agrippa from the imputations cast upon him by Delrio, Paulus Jovius, and other such ignorant and prejudiced scribblers. Such stories demanded refutation in the days of Naude, but they may now be safely left to decay in their own absurdity. That they should have attached, however, to the memory of a man, who claimed the power of making iron obey him when he told it to become gold, and who wrote such a work as that upon magic, which goes by his name, is not at all surprising. PARACELSUS. This philosopher, called by Naude, "the zenith and rising sun of all the alchymists," was born at Einsiedeln, near Zurich, in the year 1493. His true name was Hohenheim; to which, as he himself informs us, were prefixed the baptismal names of Aureolus Theophrastus Bombastes Paracelsus. The last of these he chose for his common designation while he was yet a boy; and rendered it, before he died, one of the most famous in the annals of his time. His father, who was a physician, educated his son for the same pursuit. The latter was an apt scholar, and made great progress. By chance the work of Isaac Hollandus fell into his hands, and from that time he became smitten with the mania of the philosopher's stone. All his thoughts henceforth were devoted to metallurgy; and he travelled into Sweden that he might visit the mines of that country, and examine the ores while they yet lay in the bowels of the earth. He also visited Trithemius at the monastery of Spannheim, and obtained instructions from him in the science of alchymy. Continuing his travels, he proceeded through Prussia and Austria into Turkey, Egypt, and Tatary, and thence returning to Constantinople, learned, as he boasted, the art of transmutation, and became possessed of the elixir vitae. He then established himself as a physician in his native Switzerland at Zurich, and commenced writing works upon alchymy and medicine, which immediately fixed the attention of Europe. Their great obscurity was no impediment to their fame; for the less the author was understood, the more the demonologists, fanatics, and philosopher's-stone-hunters seemed to appreciate him. His fame as a physician kept pace with that which he enjoyed as an alchymist, owing to his having effected some happy cures by means of mercury and opium; drugs unceremoniously condemned by his professional brethren. In the year 1526, he was chosen Professor of Physics and Natural Philosophy in the University of Basle, where his lectures attracted vast numbers of students. He denounced the writings of all former physicians as tending to mislead; and publicly burned the works of Galen and Avicenna, as quacks and impostors. He exclaimed, in presence of the admiring and half-bewildered crowd, who assembled to witness the ceremony, that there was more knowledge in his shoestrings than in the writings of these physicians. Continuing in the same strain, he said all the universities in the world were full of ignorant quacks; but that he, Paracelsus, over flowed with wisdom. "You will all follow my new system," said he, with furious gesticulations, "Avicenna, Galen, Rhazis, Montagnana, Meme--you will all follow me, ye professors of Paris, Montpellier, Germany, Cologne, and Vienna! and all ye that dwell on the Rhine and the Danube--ye that inhabit the isles of the sea; and ye also, Italians, Dalmatians, Athenians, Arabians, Jews--ye will all follow my doctrines, for I am the monarch of medicine!" But he did not long enjoy the esteem of the good citizens of Basle. It is said that he indulged in wine so freely, as not unfrequently to be seen in the streets in a state of intoxication. This was ruinous for a physician, and his good fame decreased rapidly. His ill fame increased in still greater proportion, especially when he assumed the airs of a sorcerer. He boasted of the legions of spirits at his command; and of one especially, which he kept imprisoned in the hilt of his sword. Wetterus, who lived twenty-seven months in his service, relates that he often threatened to invoke a whole army of demons, and show him the great authority which he could exercise over them. He let it be believed, that the spirit in his sword had custody of the elixir of life, by means of which he could make any one live to be as old as the antediluvians. He also boasted that he had a spirit at his command, called "Azoth," whom he kept imprisoned in a jewel; and in many of the old portraits he is represented with a jewel, inscribed with the word "Azoth," in his hand. If a sober prophet has little honour in his own country, a drunken one has still less. Paracelsus found it at last convenient to quit Basle, and establish himself at Strasbourg. The immediate cause of this change of residence was as follows:--A citizen lay at the point of death, and was given over by all the physicians of the town. As a last resource Paracelsus was called in, to whom the sick man promised a magnificent recompence, if by his means he were cured. Paracelsus gave him two small pills, which the man took and rapidly recovered. When he was quite well, Paracelsus sent for his fee; but the citizen had no great opinion of the value of a cure which had been so speedily effected. He had no notion of paying a handful of gold for two pills, although they had saved his life, and he refused to pay more than the usual fee for a single visit. Paracelsus brought an action against him, and lost it. This result so exasperated him, that he left Basle in high dudgeon. He resumed his wandering life, and travelled in Germany and Hungary, supporting himself as he went on the credulity and infatuation of all classes of society. He cast nativities--told fortunes--aided those who had money to throw away upon the experiment, to find the philosopher's stone--prescribed remedies for cows and pigs, and aided in the recovery of stolen goods. After residing successively at Nuremburg, Augsburg, Vienna, and Mindelheim, he retired in the year 1541 to Saltzbourg, and died in a state of abject poverty in the hospital of that town. If this strange charlatan found hundreds of admirers during his life, he found thousands after his death. A sect of Paracelsists sprang up in France and Germany, to perpetuate the extravagant doctrines of their founder upon all the sciences, and upon alchymy in particular. The chief leaders were Bodenstein and Dorneus. The following is a summary of his doctrine, founded upon supposed existence of the philosopher's stone; it is worth preserving from its very absurdity, and altogether unparalleled in the history of philosophy:-- First of all, he maintained that the contemplation of the perfection of the Deity sufficed to procure all wisdom and knowledge; that the Bible was the key to the theory of all diseases, and that it was necessary to search into the Apocalypse to know the signification of magic medicine. The man who blindly obeyed the will of God, and who succeeded in identifying himself with the celestial intelligences, possessed the philosopher's stone--he could cure all diseases, and prolong life to as many centuries as he pleased; it being by the very same means that Adam and the antediluvian patriarchs prolonged theirs. Life was an emanation from the stars--the sun governed the heart, and the moon the brain. Jupiter governed the liver, Saturn the gall, Mercury the lungs, Mars the bile, and Venus the loins. In the stomach of every human being there dwelt a demon, or intelligence, that was a sort of alchymist in his way, and mixed, in their due proportions, in his crucible, the various aliments that were sent into that grand laboratory the belly.[See the article "Paracelsus," by the learned Renaudin, in the "Biographie Universelle."] He was proud of the title of magician, and boasted that he kept up a regular correspondence with Galen from hell; and that he often summoned Avicenna from the same regions to dispute with him on the false notions he had promulgated respecting alchymy, and especially regarding potable gold and the elixir of life. He imagined that gold could cure ossification of the heart, and, in fact, all diseases, if it were gold which had been transmuted from an inferior metal by means of the philosopher's stone, and if it were applied under certain conjunctions of the planets. The mere list of the works in which he advances these frantic imaginings, which he called a doctrine, would occupy several pages. GEORGE AGRICOLA. This alchymist was born in the province of Misnia, in 1494. His real name was Bauer, meaning a husbandman, which, in accordance with the common fashion of his age, he Latinized into Agricola. From his early youth, he delighted in the visions of the hermetic science. Ere he was sixteen, he longed for the great elixir which was to make him live for seven hundred years, and for the stone which was to procure him wealth to cheer him in his multiplicity of days. He published a small treatise upon the subject at Cologne, in 1531, which obtained him the patronage of the celebrated Maurice, Duke of Saxony. After practising for some years as a physician at Joachimsthal, in Bohemia, he was employed by Maurice as superintendent of the silver mines of Chemnitz. He led a happy life among the miners, making various experiments in alchymy while deep in the bowels of the earth. He acquired a great knowledge of metals, and gradually got rid of his extravagant notions about the philosopher's stone. The miners had no faith in alchymy; and they converted him to their way of thinking, not only in that but in other respects. From their legends, he became firmly convinced that the bowels of the earth were inhabited by good and evil spirits, and that firedamp and other explosions sprang from no other causes than the mischievous propensities of the latter. He died in the year 1555, leaving behind him the reputation of a very able and intelligent man. DENIS ZACHAIRE. Autobiography, written by a wise man who was once a fool, is not only the most instructive, but the most delightful of reading. Denis Zachaire, an alchymist of the sixteenth century, has performed this task, and left a record of his folly and infatuation in pursuit of the philosopher's stone, which well repays perusal. He was born in the year 1510, of an ancient family in Guienne, and was early sent to the university of Bordeaux, under the care of a tutor to direct his studies. Unfortunately, his tutor was a searcher for the grand elixir, and soon rendered his pupil as mad as himself upon the subject. With this introduction, we will allow Denis Zachaire to speak for himself, and continue his narrative in his own words:-- "I received from home," says he, "the sum of two hundred crowns for the expenses of myself and master; but before the end of the year, all our money went away in the smoke of our furnaces. My master, at the same time, died of a fever, brought on by the parching heat of our laboratory, from which he seldom or never stirred, and which was scarcely less hot than the arsenal of Venice. His death was the more unfortunate for me, as my parents took the opportunity of reducing my allowance, and sending me only sufficient for my board and lodging, instead of the sum I required to continue my operations in alchymy. "To meet this difficulty and get out of leading-strings, I returned home at the age of twenty-five, and mortgaged part of my property for four hundred crowns. This sum was necessary to perform an operation of the science, which had been communicated to me by an Italian at Toulouse, and who, as he said, had proved its efficacy. I retained this man in my service, that we might see the end of the experiment. I then, by means of strong distillations, tried to calcinate gold and silver; but all my labour was in vain. The weight of the gold I drew out of my furnace was diminished by one-half since I put it in, and my four hundred crowns were very soon reduced to two hundred and thirty. I gave twenty of these to my Italian, in order that he might travel to Milan, where the author of the receipt resided, and ask him the explanation of some passages which we thought obscure. I remained at Toulouse all the winter, in the hope of his return; but I might have remained there till this day if I had waited for him, for I never saw his face again. "In the succeeding summer there was a great plague, which forced me to quit the town. I did not, however, lose sight of my work. I went to Cahors, where I remained six months, and made the acquaintance of an old man, who was commonly known to the people as 'the Philosopher;' a name which, in country places, is often bestowed upon people whose only merit is, that they are less ignorant than their neighbours. I showed him my collection of alchymical receipts, and asked his opinion upon them. He picked out ten or twelve of them, merely saying that they were better than the others. When the plague ceased, I returned to Toulouse, and recommenced my experiments in search of the stone. I worked to such effect that my four hundred crowns were reduced to one hundred and seventy. "That I might continue my work on a safer method, I made acquaintance, in 1537, with a certain Abbe, who resided in the neighbourhood. He was smitten with the same mania as myself, and told me that one of his friends, who had followed to Rome in the retinue of the Cardinal d'Armagnac, had sent him from that city a new receipt, which could not fail to transmute iron and copper, but which would cost two hundred crowns. I provided half this money, and the Abbe the rest; and we began to operate at our joint expense. As we required spirits of wine for our experiment, I bought a tun of excellent vin de Gaillac. I extracted the spirit, and rectified it several times. We took a quantity of this, into which we put four marks of silver, and one of gold, that had been undergoing the process of calcination for a month. We put this mixture cleverly into a sort of horn-shaped vessel, with another to serve as a retort; and placed the whole apparatus upon our furnace, to produce congelation. This experiment lasted a year; but, not to remain idle, we amused ourselves with many other less important operations. We drew quite as much profit from these as from our great work. "The whole of the year 1537 passed over without producing any change whatever: in fact, we might have waited till doomsday for the congelation of our spirits of wine. However, we made a projection with it upon some heated quicksilver; but all was in vain. Judge of our chagrin, especially of that of the Abbe, who had already boasted to all the monks of his monastery, that they had only to bring the large pump which stood in a corner of the cloister, and he would convert it into gold; but this ill luck did not prevent us from persevering. I once more mortgaged my paternal lands for four hundred crowns, the whole of which I determined to devote to a renewal of my search for the great secret. The Abbe contributed the same sum; and, with these eight hundred crowns, I proceeded to Paris, a city more abounding with alchymists than any other in the world, resolved never to leave it until I had either found the philosopher's stone, or spent all my money. This journey gave the greatest offence to all my relations and friends, who, imagining that I was fitted to be a great lawyer, were anxious that I should establish myself in that profession. For the sake of quietness, I pretended, at last, that such was my object. "After travelling for fifteen days, I arrived in Paris, on the 9th of January 1539. I remained for a month, almost unknown; but I had no sooner begun to frequent the amateurs of the science, and visited the shops of the furnace-makers, than I had the acquaintance of more than a hundred operative alchymists, each of whom had a different theory and a different mode of working. Some of them preferred cementation; others sought the universal alkahest, or dissolvent; and some of them boasted the great efficacy of the essence of emery. Some of them endeavoured to extract mercury from other metals to fix it afterwards; and, in order that each of us should be thoroughly acquainted with the proceedings of the others, we agreed to meet somewhere every night, and report progress. We met sometimes at the house of one, and sometimes in the garret of another; not only on week days, but on Sundays, and the great festivals of the Church. 'Ah!' one used to say, 'if I had the means of recommencing this experiment, I should do something.' 'Yes,' said another, 'if my crucible had not cracked, I should have succeeded before now:' while a third exclaimed, with a sigh, 'If I had but had a round copper vessel of sufficient strength, I would have fixed mercury with silver.' There was not one among them who had not some excuse for his failure; but I was deaf to all their speeches. I did not want to part with my money to any of them, remembering how often I had been the dupe of such promises. "A Greek at last presented himself; and with him I worked a long time uselessly upon nails, made of cinabar, or vermilion. I was also acquainted with a foreign gentleman newly arrived in Paris, and often accompanied him to the shops of the goldsmiths, to sell pieces of gold and silver, the produce, as he said, of his experiments. I stuck closely to him for a long time, in the hope that he would impart his secret. He refused for a long time, but acceded, at last, on my earnest entreaty, and I found that it was nothing more than an ingenious trick. I did not fail to inform my friend, the Abbe, whom I had left at Toulouse, of all my adventures; and sent him, among other matters, a relation of the trick by which this gentleman pretended to turn lead into gold. The Abbe still imagined that I should succeed at last, and advised me to remain another year in Paris, where I had made so good a beginning. I remained there three years; but, notwithstanding all my efforts, I had no more success than I had had elsewhere. "I had just got to the end of my money, when I received a letter from the Abbe, telling me to leave everything, and join him immediately at Toulouse. I went accordingly, and found that he had received letters from the King of Navarre (grandfather of Henry IV). This Prince was a great lover of philosophy, full of curiosity, and had written to the Abbe, that I should visit him at Pau; and that he would give me three or four thousand crowns, if I would communicate the secret I had learned from the foreign gentleman. The Abbe's ears were so tickled with the four thousand crowns, that he let me have no peace, night or day, until he had fairly seen me on the road to Pau. I arrived at that place in the month of May 1542. I worked away, and succeeded, according to the receipt I had obtained. When I had finished, to the satisfaction of the King, he gave me the reward that I expected. Although he was willing enough to do me further service, he was dissuaded from it by the lords of his court; even by many of those who had been most anxious that I should come. He sent me then about my business, with many thanks; saying, that if there was anything in his kingdom which he could give me--such as the produce of confiscations, or the like--he should be most happy. I thought I might stay long enough for these prospective confiscations, and never get them at last; and I therefore determined to go back to my friend, the Abbe. "I learned, that on the road between Pau and Toulouse, there resided a monk, who was very skilful in all matters of natural philosophy. On my return, I paid him a visit. He pitied me very much, and advised me, with much warmth and kindness of expression, not to amuse myself any longer with such experiments as these, which were all false and sophistical; but that I should read the good books of the old philosophers, where I might not only find the true matter of the science of alchymy, but learn also the exact order of operations which ought to be followed. I very much approved of this wise advice; but, before I acted upon it, I went back to my Abbe, of Toulouse, to give him an account of the eight hundred crowns, which we had had in common; and, at the same time, share with him such reward as I had received from the King of Navarre. If he was little satisfied with the relation of my adventures since our first separation, he appeared still less satisfied when I told him I had formed a resolution to renounce the search for the philosopher's stone. The reason was, that he thought me a good artist. Of our eight hundred crowns, there remained but one hundred and seventy-six. When I quitted the Abbe, I went to my own house, with the intention of remaining there, till I had read all the old philosophers, and of then proceeding to Paris. "I arrived in Paris on the day after All Saints, of the year 1546, and devoted another year to the assiduous study of great authors. Among others, the 'Turba Philosophorum' of the 'Good Trevisan,' 'The Remonstance of Nature to the wandering Alchymist,' by Jean de Meung; and several others of the best books: but, as I had no right' principles, I did not well know what course to follow. "At last I left my solitude; not to see my former acquaintances, the adepts and operators, but to frequent the society of true philosophers. Among them I fell into still greater uncertainties; being, in fact, completely bewildered by the variety of operations which they showed me. Spurred on, nevertheless, by a sort of frenzy or inspiration, I threw myself into the works of Raymond Lulli and of Arnold de Villeneuve. The reading of these, and the reflections I made upon them, occupied me for another year, when I finally determined on the course I should adopt. I was obliged to wait, however, until I had mortgaged another very considerable portion of my patrimony. This business was not settled until the beginning of Lent, 1549, when I commenced my operations. I laid in a stock of all that was necessary, and began to work the day after Easter. It was not, however, without some disquietude and opposition from my friends who came about me; one asking me what I was going to do, and whether I had not already spent money enough upon such follies. Another assured me that, if I bought so much charcoal, I should strengthen the suspicion already existing, that I was a coiner of base money. Another advised me to purchase some place in the magistracy, as I was already a Doctor of Laws. My relations spoke in terms still more annoying to me, and even threatened that, if I continued to make such a fool of myself, they would send a posse of police-officers into my house, and break all my furnaces and crucibles into atoms. I was wearied almost to death by this continued persecution; but I found comfort in my work and in the progress of my experiment, to which I was very attentive, and which went on bravely from day to day. About this time, there was a dreadful plague in Paris, which interrupted all intercourse between man and man, and left me as much to myself as I could desire. I soon had the satisfaction to remark the progress and succession of the three colours which, according to the philosophers, always prognosticate the approaching perfection of the work. I observed them distinctly, one after the other; and next year, being Easter Sunday, 1550, I made the great trial. Some common quicksilver, which I put into a small crucible on the fire, was, in less than an hour, converted into very good gold. You may judge how great was my joy, but I took care not to boast of it. I returned thanks to God for the favour he had shown me, and prayed that I might only be permitted to make such use of it as would redound to his glory. "On the following day, I went towards Toulouse to find the Abbe, in accordance with a mutual promise that we should communicate our discoveries to each other. On my way, I called in to see the sage monk who had assisted me with his counsels; but I had the sorrow to learn that they were both dead. After this, I would not return to my own home, but retired to another place, to await one of my relations whom I had left in charge of my estate. I gave him orders to sell all that belonged to me, as well movable as immovable--to pay my debts with the proceeds, and divide all the rest among those in any way related to me who might stand in need of it, in order that they might enjoy some share of the good fortune which had befallen me. There was a great deal of talk in the neighbourhood about my precipitate retreat; the wisest of my acquaintance imagining that, broken down and ruined by my mad expenses, I sold my little remaining property that I might go and hide my shame in distant countries. "My relative already spoken of rejoined me on the 1st of July, after having performed all the business I had intrusted him with. We took our departure together, to seek a land of liberty. We first retired to Lausanne, in Switzerland, when, after remaining there for some time, we resolved to pass the remainder of our days in some of the most celebrated cities of Germany, living quietly and without splendour." Thus ends the story of Denis Zachaire, as written by himself. He has not been so candid at its conclusion as at its commencement, and has left the world in doubt as to his real motives for pretending that he had discovered the philosopher's stone. It seems probable that the sentence he puts into the months of his wisest acquaintances was the true reason of his retreat; that he was, in fact, reduced to poverty, and hid his shame in foreign countries. Nothing further is known of his life, and his real name has never yet been discovered. He wrote a work on alchymy, entitled "The true Natural Philosophy of Metals." DR. DEE and EDWARD KELLY. John Dee and Edward Kelly claim to be mentioned together, having been so long associated in the same pursuits, and undergone so many strange vicissitudes in each other's society. Dee was altogether a wonderful man, and had he lived in an age when folly and superstition were less rife, he would, with the same powers which he enjoyed, have left behind him a bright and enduring reputation. He was born in London, in the year 1527, and very early manifested a love for study. At the age of fifteen he was sent to Cambridge, and delighted so much in his books, that he passed regularly eighteen hours every day among them. Of the other six, he devoted four to sleep and two for refreshment. Such intense application did not injure his health, and could not fail to make him one of the first scholars of his time. Unfortunately, however, he quitted the mathematics and the pursuits of true philosophy to indulge in the unprofitable reveries of the occult sciences. He studied alchymy, astrology, and magic, and thereby rendered himself obnoxious to the authorities at Cambridge. To avoid persecution, he was at last obliged to retire to the university of Louvain; the rumours of sorcery that were current respecting him rendering his longer stay in England not altogether without danger. He found at Louvain many kindred spirits who had known Cornelius Agrippa while he resided among them, and by whom he was constantly entertained with the wondrous deeds of that great master of the hermetic mysteries. From their conversation he received much encouragement to continue the search for the philosopher's stone, which soon began to occupy nearly all his thoughts. He did not long remain on the Continent, but returned to England in 1551, being at that time in the twenty-fourth year of his age. By the influence of his friend, Sir John Cheek, he was kindly received at the court of King Edward VI, and rewarded (it is difficult to say for what) with a pension of one hundred crowns. He continued for several years to practise in London as an astrologer; casting nativities, telling fortunes, and pointing out lucky and unlucky days. During the reign of Queen Mary he got into trouble, being suspected of heresy, and charged with attempting Mary's life by means of enchantments. He was tried for the latter offence, and acquitted; but was retained in prison on the former charge, and left to the tender mercies of Bishop Bonner. He had a very narrow escape from being burned in Smithfield, but he, somehow or other, contrived to persuade that fierce bigot that his orthodoxy was unimpeachable, and was set at liberty in 1555. On the accession of Elizabeth, a brighter day dawned upon him. During her retirement at Woodstock, her servants appear to have consulted him as to the time of Mary's death, which Circumstance, no doubt, first gave rise to the serious charge for which he was brought to trial. They now came to consult him more openly as to the fortunes of their mistress; and Robert Dudley, the celebrated Earl of Leicester, was sent by command of the Queen herself to know the most auspicious day for her coronation. So great was the favour he enjoyed that, some years afterwards, Elizabeth condescended to pay him a visit at his house in Mortlake, to view his museum of curiosities, and, when he was ill, sent her own physician to attend upon him. Astrology was the means whereby he lived, and he continued to practise it with great assiduity; but his heart was in alchymy. The philosopher's stone and the elixir of life haunted his daily thoughts and his nightly dreams. The Talmudic mysteries, which he had also deeply studied, impressed him with the belief, that he might hold converse with spirits and angels, and learn from them all the mysteries of the universe. Holding the same idea as the then obscure sect of the Rosicrucians, some of whom he had perhaps encountered in his travels in Germany, he imagined that, by means of the philosopher's stone, he could summon these kindly spirits at his will. By dint of continually brooding upon the subject, his imagination became so diseased, that he at last persuaded himself that an angel appeared to him, and promised to be his friend and companion as long as he lived. He relates that, one day, in November 1582, while he was engaged in fervent prayer, the window of his museum looking towards the west suddenly glowed with a dazzling light, in the midst of which, in all his glory, stood the great angel Uriel. Awe and wonder rendered him speechless; but the angel smiling graciously upon him, gave him a crystal, of a convex form, and told him that, whenever he wished to hold converse with the beings of another sphere, he had only to gaze intently upon it, and they would appear in the crystal and unveil to him all the secrets of futurity. [The "crystal" alluded to appears to have been a black stone, or piece of polished coal. The following account of it is given in the Supplement to Granger's "Biographical History."--"The black stone into which Dee used to call his spirits was in the collection of the Earls of Peterborough, from whence it came to Lady Elizabeth Germaine. It was next the property of the late Duke of Argyle, and is now Mr. Walpole's. It appears upon examination to be nothing more than a polished piece of cannel coal; but this is what Butler means when he says, 'Kelly did all his feats upon The devil's looking-glass--a stone.'"] This saying, the angel disappeared. Dee found from experience of the crystal that it was necessary that all the faculties of the soul should be concentrated upon it, otherwise the spirits did not appear. He also found that he could never recollect the conversations he had with the angels. He therefore determined to communicate the secret to another person, who might converse with the spirits while he (Dee) sat in another part of the room, and took down in writing the revelations which they made. He had at this time in his service, as his assistant, one Edward Kelly, who, like himself, was crazy upon the subject of the philosopher's stone. There was this difference, however, between them, that, while Dee was more of an enthusiast than an impostor, Kelly was more of an impostor than an enthusiast. In early life he was a notary, and had the misfortune to lose both his ears for forgery. This mutilation, degrading enough in any man, was destructive to a philosopher; Kelly, therefore, lest his wisdom should suffer in the world's opinion, wore a black skull-cap, which, fitting close to his head, and descending over both his cheeks, not only concealed his loss, but gave him a very solemn and oracular appearance. So well did he keep his secret, that even Dee, with whom he lived so many years, appears never to have discovered it. Kelly, with this character, was just the man to carry on any piece of roguery for his own advantage, or to nurture the delusions of his master for the same purpose. No sooner did Dee inform him of the visit he had received from the glorious Uriel, than Kelly expressed such a fervour of belief that Dee's heart glowed with delight. He set about consulting his crystal forthwith, and on the 2nd of December 1581, the spirits appeared, and held a very extraordinary discourse with Kelly, which Dee took down in writing. The curious reader may see this farrago of nonsense among the Harleian MSS. in the British Museum. The later consultations were published in a folio volume, in 1659, by Dr. Meric Casaubon, under the title of "A True and Faithful Relation of what passed between Dr. John Dee and some Spirits; tending, had it succeeded, to a general Alteration of most States and Kingdoms in the World." [Lilly, the astrologer, in his Life written by himself, frequently tells of prophecies delivered by the angels in a manner similar to the angels of Dr. Dee. He says, "The prophecies were not given vocally by the angels, but by inspection of the crystal in types and figures, or by apparition the circular way; where, at some distance, the angels appear, representing by forms, shapes, and creatures what is demanded. It is very rare, yea, even in our days," quoth that wiseacre, "for any operator or master to hear the angels speak articulately: when they do speak, it is like the Irish, much in the throat!"] The fame of these wondrous colloquies soon spread over the country, and even reached the Continent. Dee, at the same time, pretended to be in possession of the elixir vitae, which he stated he had found among the ruins of Glastonbury Abbey, in Somersetshire. People flocked from far and near to his house at Mortlake to have their nativities cast, in preference to visiting astrologers of less renown. They also longed to see a man who, according to his own account, would never die. Altogether, he carried on a very profitable trade, but spent so much in drugs and metals to work out some peculiar process of transmutation, that he never became rich. About this time there came into England a wealthy polish nobleman, named Albert Laski, Count Palatine of Siradz. His object was principally, he said, to visit the court of Queen Elizabeth, the fame of whose glory and magnificence had reached him in distant Poland. Elizabeth received this flattering stranger with the most splendid hospitality, and appointed her favourite Leicester to show him all that was worth seeing in England. He visited all the curiosities of London and Westminster, and from thence proceeded to Oxford and Cambridge, that he might converse with some of the great scholars whose writings shed lustre upon the land of their birth. He was very much disappointed at not finding Dr. Dee among them, and told the Earl of Leicester that he would not have gone to Oxford if he had known that Dee was not there. The Earl promised to introduce him to the great alchymist on their return to London, and the Pole was satisfied. A few days afterwards, the Earl and Laski being in the antechamber of the Queen, awaiting an audience of her Majesty, Dr. Dee arrived on the same errand, and was introduced to the Pole. [Albert Laski, son of Jaroslav, was Palatine of Siradz, and afterwards of Sendomir, and chiefly contributed to the election of Henry of Valois, the Third of France, to the throne of Poland, and was one of the delegates who went to France in order to announce to the new monarch his elevation to the sovereignty of Poland. After the deposition of Henry, Albert Laski voted for Maximilian of Austria. In 1585 he visited England, when Queen Elizabeth received him with great distinction. The honours which were shown him during his visit to Oxford, by the especial command of the Queen, were equal to those rendered to sovereign princes. His extraordinary prodigality rendered his enormous wealth insufficient to defray his expenses, and he therefore became a zealous adept in alchymy, and took from England to Poland with him two known alchymists.--Count Valerian Krasinski's "Historical Sketch of the Reformation in Poland."] An interesting conversation ensued, which ended by the stranger inviting himself to dine with the astrologer at his house at Mortlake. Dee returned home in some tribulation, for he found he had not money enough, without pawning his plate, to entertain Count Laski and his retinue in a manner becoming their dignity. In this emergency he sent off an express to the Earl of Leicester, stating frankly the embarrassment he laboured under, and praying his good offices in representing the matter to her Majesty. Elizabeth immediately sent him a present of twenty pounds. On the appointed day, Count Laski came, attended by a numerous retinue, and expressed such open and warm admiration of the wonderful attainments of his host, that Dee turned over, in his own mind, how he could bind irretrievably to his interests a man who seemed so well inclined to become his friend. Long acquaintance with Kelly had imbued him with all the roguery of that personage; and he resolved to make the Pole pay dearly for his dinner. He found out, before many days, that he possessed great estates in his own country, as well as great influence; but that an extravagant disposition had reduced him to temporary embarrassment. He also discovered, that he was a firm believer in the philosopher's stone and the water of life. He was, therefore, just the man upon whom an adventurer might fasten himself. Kelly thought so too; and both of them set to work, to weave a web, in the meshes of which they might firmly entangle the rich and credulous stranger. They went very cautiously about it; first throwing out obscure hints of the stone and the elixir; and, finally, of the spirits, by means of whom they could turn over the pages of the Book of Futurity, and read the awful secrets inscribed therein. Laski eagerly implored that he might be admitted to one of their mysterious interviews with Uriel and the angels; but they knew human nature too well to accede at once to the request. To the Count's entreaties they only replied by hints of the difficulty or impropriety of summoning the spirits in the presence of a stranger; or of one who might, perchance, have no other motive than the gratification of a vain curiosity: but they only meant to whet the edge of his appetite by this delay, and would have been sorry indeed if the Count had been discouraged. To show how exclusively the thoughts both of Dee and Kelly were fixed upon their dupe, at this time, it is only necessary to read the introduction to their first interview with the spirits, related in the volume of Dr. Casaubon. The entry made by Dee, under the date of the 25th of May 1583, says, that when the spirit appeared to them, "I, [John Dee], and E. K. [Edward Kelly], sat together, conversing of that noble Polonian Albertus Laski, his great honour here with us obtained, and of his great liking among all sorts of the people." No doubt they were discussing how they might make the most of the "noble Polonian," and concocting the fine story with which they afterwards excited his curiosity, and drew him firmly within their toils. "Suddenly," says Dee, as they were thus employed, "there seemed to come out of the oratory, a spiritual creature, like a pretty girl, of seven or nine years of age, attired on her head, with her hair rolled up before, and hanging down behind; with a gown of silk, of changeable red and green, and with a train. She seemed to play up and down, and seemed to go in and out behind the books; and, as she seemed to go between them, the books displaced themselves, and made way for her." With such tales as these they lured on the Pole from day to day; and at last persuaded him to be a witness of their mysteries. Whether they played off any optical delusions upon him; or whether, by the force of a strong imagination, he deluded himself, does not appear; but certain it is, that he became a complete tool in their hands, and consented to do whatever they wished him. Kelly, at these interviews, placed himself at a certain distance from the wondrous crystal, and gazed intently upon it; while Dee took his place in corner, ready to set down the prophecies as they were uttered by the spirits. In this manner they prophesied to the Pole, that he should become the fortunate possessor of the philosopher's stone; that he should live for centuries, and be chosen King of Poland; in which capacity he should gain many great victories over the Saracens, and make his name illustrious over all the earth. For this pose it was necessary, however, that Laski should leave England, and take them with him, together with their wives and families; that he should treat them all sumptuously, and allow them to want for nothing. Laski at once consented; and very shortly afterwards they were all on the road to Poland. It took them upwards of four months to reach the Count's estates, in the neighbourhood of Cracow. In the mean time, they led a pleasant life, and spent money with an unsparing hand. When once established in the Count's palace, they commenced the great hermetic operation of transmuting iron into gold. Laski provided them with all necessary materials, and aided them himself with his knowledge of alchymy: but, somehow or other, the experiment always failed at the very moment that it ought to have succeeded; and they were obliged to recommence operations on a grander scale. But the hopes of Laski were not easily extinguished. Already, in idea, the possessor of countless millions, he was not to be cast down for fear of present expenses. He thus continued from day to day, and from month to month, till he was, at last, obliged to sell a portion of his deeply-mortgaged estates, to find aliment for the hungry crucibles of Dee and Kelly, and the no less hungry stomachs of their wives and families. It was not till ruin stared him in the face, that he awoke from his dream of infatuation--too happy, even then, to find that he had escaped utter beggary. Thus restored to his senses, his first thought was how to rid himself of his expensive visiters. Not wishing to quarrel with them, he proposed that they should proceed to Prague, well furnished with letters of recommendation to the Emperor Rudolph. Our alchymists too plainly saw that nothing more was to be made of the almost destitute Count Laski. Without hesitation, therefore, they accepted the proposal, and set out forthwith to the Imperial residence. They had no difficulty, on their arrival at Prague, in obtaining an audience of the Emperor. They found him willing enough to believe that such a thing as the philosopher's stone existed, and flattered themselves that they had made a favourable impression upon him; but, from some cause or other--perhaps the look of low cunning and quackery upon the face of Kelly--the Emperor conceived no very high opinion of their abilities. He allowed them, however, to remain for some months at Prague, feeding themselves upon the hope that he would employ them: but the more he saw of them, the less he liked them; and, when the Pope's Nuncio represented to him, that he ought not to countenance such heretic magicians, he gave orders that they should quit his dominions within four-and-twenty hours. It was fortunate for them that so little time was given them; for, had they remained six hours longer, the Nuncio had received orders to procure a perpetual dungeon, or the stake, for them. Not knowing well where to direct their steps, they resolved to return to Cracow, where they had still a few friends; but, by this time, the funds they had drawn from Laski were almost exhausted; and they were many days obliged to go dinnerless and supperless. They had great difficulty to keep their poverty a secret from the world; but they managed to bear privation without murmuring, from a conviction that if the fact were known, it would militate very much against their pretensions. Nobody would believe that they were possessors of the philosopher's stone, if it were once suspected that they did not know how to procure bread for their subsistence. They still gained a little by casting nativities, and kept starvation at arm's length, till a new dupe, rich enough for their purposes, dropped into their toils, in the shape of a royal personage. Having procured an introduction to Stephen, King of Poland, they predicted to him, that the Emperor Rudolph would shortly be assassinated, and that the Germans would look to Poland for his successor. As this prediction was not precise enough to satisfy the King, they tried their crystal again; and a spirit appeared, who told them that the new sovereign of Germany would be Stephen of Poland. Stephen was credulous enough to believe them, and was once present when Kelly held his mystic conversations with the shadows of his crystal. He also appears to have furnished them with money to carry on their experiments in alchymy: but he grew tired, at last, of their broken promises, and their constant drains upon his pocket; and was on the point of discarding them with disgrace, when they met with another dupe, to whom they eagerly transferred their services. This was Count Rosenberg, a nobleman of large estates, at Trebona, in Bohemia. So comfortable did they find themselves in the palace of this munificent patron, that they remained nearly four years with him, faring sumptuously, and having an almost unlimited command of his money. The Count was more ambitious than avaricious: he had wealth enough, and did not care for the philosopher's stone on account of the gold, but of the length of days it would bring him. They had their predictions, accordingly, all ready framed to suit his character. They prophesied that he should be chosen King of Poland; and promised, moreover, that he should live for five hundred years to enjoy his dignity; provided always, that he found them sufficient money to carry on their experiments. But now, while fortune smiled upon them; while they revelled in the rewards of successful villany, retributive justice came upon them in a shape they had not anticipated. Jealousy and mistrust sprang up between the two confederates, and led to such violent and frequent quarrels, that Dee was in constant fear of exposure. Kelly imagined himself a much greater personage than Dee; measuring, most likely, by the standard of impudent roguery; and was displeased that on all occasions, and from all persons, Dee received the greater share of honour and consideration. He often threatened to leave Dee to shift for himself; and the latter, who had degenerated into the mere tool of his more daring associate, was distressed beyond measure at the prospect of his desertion. His mind was so deeply imbued with superstition, that he believed the rhapsodies of Kelly to be, in a great measure, derived from his intercourse with angels; and he knew not where, in the whole world, to look for a man of depth and wisdom enough to succeed him. As their quarrels every day became more and more frequent, Dee wrote letters to Queen Elizabeth, to secure a favourable reception on his return to England; whither he intended to proceed, if Kelly forsook him. He also sent her a round piece of silver, which he pretended he had made of a portion of brass cut out of a warming-pan. He afterwards sent her the warming-pan also, that she might convince herself that the piece of silver corresponded exactly with the hole which was cut into the brass. While thus preparing for the worst, his chief desire was to remain in Bohemia with Count Rosenberg, who treated him well, and reposed much confidence in him. Neither had Kelly any great objection to remain; but a new passion had taken possession of his breast, and he was laying deep schemes to gratify it. His own wife was ill-favoured and ill-natured; Dee's was comely and agreeable: and he longed to make an exchange of partners, without exciting the jealousy or shocking the morality of Dee. This was a difficult matter; but, to a man like Kelly, who was as deficient in rectitude and right feeling as he was full of impudence and ingenuity, the difficulty was not insurmountable. He had also deeply studied the character and the foibles of Dee; and he took his measures accordingly. The next time they consulted the spirits, Kelly pretended to be shocked at their language, and refused to tell Dee what they had said. Dee insisted, and was informed that they were henceforth to have their wives in common. Dee, a little startled, inquired whether the spirits might not mean that they were to live in common harmony and good-will? Kelly tried again, with apparent reluctance, and said the spirits insisted upon the literal interpretation. The poor fanatic, Dee, resigned himself to their will; but it suited Kelly's purpose to appear coy a little longer. He declared that the spirits must be spirits, not of good, but of evil; and refused to consult them any more. He thereupon took his departure, saying that he would never return. Dee, thus left to himself, was in sore trouble and distress of mind. He knew not on whom to fix as the successor to Kelly for consulting the spirits; but at last chose his son Arthur, a boy of eight years of age. He consecrated him to this service with great ceremony, and impressed upon the child's mind the dignified and awful nature of the duties he was called upon to perform; but the poor boy had neither the imagination, the faith, nor the artifice of Kelly. He looked intently upon the crystal, as he was told; but could see nothing and hear nothing. At last, when his eyes ached, he said he could see a vague indistinct shadow; but nothing more. Dee was in despair. The deception had been carried on so long, that he was never so happy as when he fancied he was holding converse with superior beings; and he cursed the day that had put estrangement between him and his dear friend Kelly. This was exactly what Kelly had foreseen; and, when he thought the Doctor had grieved sufficiently for his absence, he returned unexpectedly, and entered the room where the little Arthur was in vain endeavouring to distinguish something in the crystal. Dee, in entering this circumstance in his journal, ascribes this sudden return to a "miraculous fortune," and a "divine fate;" and goes on to record that Kelly immediately saw the spirits, which had remained invisible to little Arthur. One of these spirits reiterated the previous command, that they should have their wives in common. Kelly bowed his head, and submitted; and Dee, in all humility, consented to the arrangement. This was the extreme depth of the wretched man's degradation. In this manner they continued to live for three or four months, when, new quarrels breaking out, they separated once more. This time their separation was final. Kelly, taking the elixir which he had found in Glastonbury Abbey, proceeded to Prague, forgetful of the abrupt mode in which he had previously been expelled from that city. Almost immediately after his arrival, he was seized by order of the Emperor Rudolph, and thrown into prison. He was released after some months' confinement, and continued for five years to lead a vagabond life in Germany, telling fortunes at one place, and pretending to make gold at another. He was a second time thrown into prison, on a charge of heresy and sorcery; and he then resolved, if ever he obtained his liberty, to return to England. He soon discovered that there was no prospect of this, and that his imprisonment was likely to be for life. He twisted his bed-clothes into a rope, one stormy night in February 1595, and let himself down from the window of his dungeon, situated at the top of a very high tower. Being a corpulent man, the rope gave way, and he was precipitated to the ground. He broke two of his ribs, and both his legs; and was otherwise so much injured, that he expired a few days afterwards. Dee, for a while, had more prosperous fortune. The warming-pan he had sent to Queen Elizabeth was not without effect. He was rewarded, soon after Kelly had left him, with an invitation to return to England. His pride, which had been sorely humbled, sprang up again to its pristine dimensions; and he set out for Bohemia with a train of attendants becoming an ambassador. How he procured the money does not appear, unless from the liberality of the rich Bohemian Rosenberg, or perhaps from his plunder. He travelled with three coaches for himself and family, and three waggons to carry his baggage. Each coach had four horses, and the whole train was protected by a guard of four and twenty soldiers. This statement may be doubted; but it is on the authority of Dee himself, who made it on oath before the commissioners appointed by Elizabeth to inquire into his circumstances. On his arrival in England he had an audience of the Queen, who received him kindly as far as words went, and gave orders that he should not be molested in his pursuits of chemistry and philosophy. A man who boasted of the power to turn baser metals into gold, could not, thought Elizabeth, be in want of money; and she, therefore, gave him no more substantial marks of her approbation than her countenance and protection. Thrown thus unexpectedly upon his own resources, Dee began in earnest the search for the philosopher's stone. He worked incessantly among his furnaces, retorts, and crucibles, and almost poisoned himself with deleterious fumes. He also consulted his miraculous crystal; but the spirits appeared not to him. He tried one Bartholomew to supply the place of the invaluable Kelly; but he being a man of some little probity, and of no imagination at all, the spirits would not hold any communication with him. Dee then tried another pretender to philosophy, of the name of Hickman; but had no better fortune. The crystal had lost its power since the departure of its great high-priest. From this quarter then Dee could get no information on the stone or elixir of the alchymists, and all his efforts to discover them by other means were not only fruitless but expensive. He was soon reduced to great distress, and wrote piteous letters to the Queen, praying relief. He represented that, after he left England with Count Laski, the mob had pillaged his house at Mortlake, accusing him of being a necromancer and a wizard; and had broken all his furniture, burned his library, consisting of four thousand rare volumes, and destroyed all the philosophical instruments and curiosities in his museum. For this damage he claimed compensation; and furthermore stated, that, as he had come to England by the Queen's command, she ought to pay the expenses of his journey. Elizabeth sent him small sums of money at various times; but, Dee still continuing his complaints, a commission was appointed to inquire into his circumstances. He finally obtained a small appointment as Chancellor of St. Paul's cathedral, which he exchanged, in 1595, for the wardenship of the college at Manchester. He remained in this capacity till 1602 or 1603, when, his strength and intellect beginning to fail him, he was compelled to resign. He retired to his old dwelling at Mortlake, in a state not far removed from actual want, supporting himself as a common fortune-teller, and being often obliged to sell or pawn his books to procure a dinner. James I. was often applied to on his behalf, but he refused to do anything for him. It may be said to the discredit of this King, that the only reward he would grant the indefatigable Stowe, in his days of old age and want, was the royal permission to beg; but no one will blame him for neglecting such a quack as John Dee. He died in 1608, in the eighty-first year of his age, and was buried at Mortlake. THE COSMOPOLITE. Many disputes have arisen as to the real name of the alchymist who wrote several works under the above designation. The general opinion is that he was a Scotsman, named Seton; and that by a fate very common to alchymists, who boasted too loudly of their powers of transmutation, he ended his days miserably in a dungeon, into which he was thrown by a German potentate until he made a million of gold to pay his ransom. By some he has been confounded with Michael Sendivog, or Sendivogius, a Pole, a professor of the same art, who made a great noise in Europe at the commencement of the seventeenth century. Lenglet du Fresnoy, who is in general well-informed with respect to the alchymists, inclines to the belief that these personages were distinct; and gives the following particulars of the Cosmopolite, extracted from George Morhoff, in his "Epistola ad Langelottum," and other writers. About the year 1600, one Jacob Haussen, a Dutch pilot, was shipwrecked on the coast of Scotland. A gentleman, named Alexander Seton, put off in a boat, and saved him from drowning, and afterwards entertained him hospitably for many weeks at his house on the shore. Haussen saw that he was addicted to the pursuits of chemistry, but no conversation on the subject passed between them at the time. About a year and a half afterwards, Haussen being then at home at Enkhuysen, in Holland, received a visit from his former host. He endeavoured to repay the kindness that had been shown him; and so great a friendship arose between them, that Seton, on his departure, offered to make him acquainted with the great secret of the philosopher's stone. In his presence the Scotsman transmuted a great quantity of base metal into pure gold, and gave it him as a mark of his esteem. Seton then took leave of his friend, and travelled into Germany. At Dresden he made no secret of his wonderful powers; having, it is said, performed transmutation successfully before a great assemblage of the learned men of that city. The circumstance coming to the ears of the Duke or Elector of Saxony, he gave orders for the arrest of the alchymist. He caused him to be imprisoned in a high tower, and set a guard of forty men to watch that he did not escape, and that no strangers were admitted to his presence. The unfortunate Seton received several visits from the Elector, who used every art of persuasion to make him divulge his secret. Seton obstinately refused either to communicate his secret, or to make any gold for the tyrant; on which he was stretched upon the rack, to see if the argument of torture would render him more tractable. The result was still the same,--neither hope of reward nor fear of anguish could shake him. For several months he remained in prison, subjected alternately to a sedative and a violent regimen, till his health broke, and he wasted away almost to a skeleton. There happened at that time to be in Dresden a learned Pole, named Michael Sendivogius, who had wasted a good deal of his time and substance in the unprofitable pursuits of alchymy. He was touched with pity for the hard fate, and admiration for the intrepidity of Seton; and determined, if possible, to aid him in escaping from the clutch of his oppressor. He requested the Elector's permission to see the alchymist, and obtained it with some difficulty. He found him in a state of great wretchedness,--shut up from the light of day in a noisome dungeon, and with no better couch or fare than those allotted to the worst of criminals. Seton listened eagerly to the proposal of escape, and promised the generous Pole that he would make him richer than an Eastern monarch if by his means he were liberated. Sendivogius immediately commenced operations. He sold some property which he possessed near Cracow, and with the proceeds led a merry life at Dresden. He gave the most elegant suppers, to which he regularly invited the officers of the guard, and especially those who did duty at the prison of the alchymist. He insinuated himself at last into their confidence, and obtained free ingress to his friend as often as he pleased; pretending that he was using his utmost endeavours to conquer his obstinacy and worm his secret out of him. When their project was ripe, a day was fixed upon for the grand attempt; and Sendivogius was ready with a postchariot to convey him with all speed into Poland. By drugging some wine which he presented to the guards of the prison, he rendered them so drowsy that he easily found means to scale a wall unobserved, with Seton, and effect his escape. Seton's wife was in the chariot awaiting him, having safely in her possession a small packet of a black powder, which was, in fact, the philosopher's stone, or ingredient for the transmutation of iron and copper into gold. They all arrived in safety at Cracow; but the frame of Seton was so wasted by torture of body and starvation, to say nothing of the anguish of mind he had endured, that he did not long survive. He died in Cracow in 1603 or 1604, and was buried under the cathedral church of that city. Such is the story related of the author of the various works which bear the name of the Cosmopolite. A list of them may be found in the third volume of the "History of the Hermetic Philosophy." SENDIVOGIUS. On the death of Seton, Sendivogius married his widow, hoping to learn from her some of the secrets of her deceased lord in the art of transmutation. The ounce of black powder stood him, however, in better service; for the alchymists say that, by its means, he converted great quantities of quicksilver into the purest gold. It is also said that he performed this experiment successfully before the Emperor Rudolph II, at Prague; and that the Emperor, to commemorate the circumstance, caused a marble tablet to be affixed to the wall of the room in which it was performed, bearing this inscription, "Faciat hoc quispiam alius, quod fecit Sendivogius Polonus." M. Desnoyers, secretary to the Princess Mary of Gonzaga, Queen of Poland, writing from Warsaw in 1651, says that he saw this tablet, which existed at that time, and was often visited by the curious. The after-life of Sendivogius is related in a Latin memoir of him by one Brodowski, his steward; and is inserted by Pierre Borel in his "Treasure of Gaulish Antiquities." The Emperor Rudolph, according to this authority, was so well pleased with his success, that he made him one of his counsellors of state, and invited him to fill a station in the royal household and inhabit the palace. But Sendivogius loved his liberty, and refused to become a courtier. He preferred to reside on his own patrimonial estate of Gravarna, where, for many years, he exercised a princely hospitality. His philosophic powder, which, his steward says, was red, and not black, he kept in a little box of gold; and with one grain of it he could make five hundred ducats, or a thousand rix-dollars. He generally made his projection upon quicksilver. When he travelled, he gave this box to his steward, who hung it round his neck by a gold chain next his skin. But the greatest part of the powder he used to hide in a secret place cut into the step of his chariot. He thought that, if attacked at any time by robbers, they would not search such a place as that. When he anticipated any danger, he would dress himself in his valet's clothes, and, mounting the coach-box, put the valet inside. He was induced to take these precautions, because it was no secret that he possessed the philosopher's stone; and many unprincipled adventurers were on the watch for an opportunity to plunder him. A German Prince, whose name Brodowski has not thought fit to chronicle, served him a scurvy trick, which ever afterwards put him on his guard. This prince went on his knees to Sendivogius, and entreated him in the most pressing terms to satisfy his curiosity by converting some quicksilver into gold before him. Sendivogius, wearied by his importunity, consented, upon a promise of inviolable secrecy. After his departure, the Prince called a German alchymist, named Muhlenfels, who resided in his house, and told him all that had been done. Muhlenfels entreated that he might have a dozen mounted horsemen at his command, that he might instantly ride after the philosopher, and either rob him of all his powder or force from him the secret of making it. The Prince desired nothing better; and Muhlenfels, being provided with twelve men well mounted and armed, pursued Sendivogius in hot haste. He came up with him at a lonely inn by the road-side, just as he was sitting down to dinner. He at first endeavoured to persuade him to divulge the secret; but, finding this of no avail, he caused his accomplices to strip the unfortunate Sendivogius and tie him naked to one of the pillars of the house. He then took from him his golden box, containing a small quantity of the powder; a manuscript book on the philosopher's stone; a golden medal with its chain, presented to him by the Emperor Rudolph; and a rich cap ornamented with diamonds, of the value of one hundred thousand rix-dollars. With this booty he decamped, leaving Sendivogius still naked and firmly bound to the pillar. His servants had been treated in a similar manner; but the people of the inn released them all as soon as the robbers were out of sight. Sendivogius proceeded to Prague, and made his complaint to the Emperor. An express was instantly sent off to the Prince, with orders that he should deliver up Muhlenfels and all his plunder. The Prince, fearful of the Emperor's wrath, caused three large gallows to be erected in his court-yard; on the highest of which he hanged Muhlenfels, with another thief on each side of him. He thus propitiated the Emperor, and got rid of an ugly witness against himself. He sent back, at the same time, the bejewelled hat, the medal and chain, and the treatise upon the philosopher's stone, which had been stolen from Sendivogius. As regarded the powder, he said he had not seen it, and knew nothing about it. This adventure made Sendivogius more prudent; he would no longer perform the process of transmutation before any strangers, however highly recommended. He pretended, also, to be very poor; and sometimes lay in bed for weeks together, that people might believe he was suffering from some dangerous malady, and could not therefore by any possibility be the owner of the philosopher's stone. He would occasionally coin false money, and pass it off as gold; preferring to be esteemed a cheat rather than a successful alchymist. Many other extraordinary tales are told of this personage by his steward Brodowski, but they are not worth repeating. He died in 1636, aged upwards of eighty, and was buried in his own chapel at Gravarna. Several works upon alchymy have been published under his name. THE ROSICRUCIANS. It was during the time of the last-mentioned author that the sect of the Rosicrucians first began to create a sensation in Europe. The influence which they exercised upon opinion during their brief career, and the permanent impression which they have left upon European literature, claim for them especial notice. Before their time, alchymy was but a grovelling delusion; and theirs is the merit of having spiritualised and refined it. They also enlarged its sphere, and supposed the possession of the philosopher's stone to be, not only the means of wealth, but of health and happiness; and the instrument by which man could command the services of superior beings, control the elements to his will, defy the obstructions of time and space, and acquire the most intimate knowledge of all the secrets of the universe. Wild and visionary as they were, they were not without their uses; if it were only for having purged the superstitions of Europe of the dark and disgusting forms with which the monks had peopled it, and substituted, in their stead, a race of mild, graceful, and beneficent beings. They are said to have derived their name from Christian Rosencreutz, or "Rose-cross," a German philosopher, who travelled in the Holy Land towards the close of the fourteenth century. While dangerously ill at a place called Damcar, he was visited by some learned Arabs, who claimed him as their brother in science, and unfolded to him, by inspiration, all the secrets of his past life, both of thought and of action. They restored him to health by means of the philosopher's stone, and afterwards instructed him in all their mysteries. He returned to Europe in 1401, being then only twenty-three years of age; and drew a chosen number of his friends around him, whom he initiated into the new science, and bound by solemn oaths to keep it secret for a century. He is said to have lived eighty-three years after this period, and to have died in 1484. Many have denied the existence of such a personage as Rosencreutz, and have fixed the origin of this sect at a much later epoch. The first dawning of it, they say, is to be found in the theories of Paracelsus, and the dreams of Dr. Dee, who, without intending it, became the actual, though never the recognised founders of the Rosicrucian philosophy. It is now difficult, and indeed impossible, to determine whether Dee and Paracelsus obtained their ideas from the then obscure and unknown Rosicrucians, or whether the Rosicrucians did but follow and improve upon them. Certain it is, that their existence was never suspected till the year 1605, when they began to excite attention in Germany. No sooner were their doctrines promulgated, than all the visionaries, Paracelsists, and alchymists, flocked around their standard, and vaunted Rosencreutz as the new regenerator of the human race. Michael Mayer, a celebrated physician of that day, and who had impaired his health and wasted his fortune in searching for the philosopher's stone, drew up a report of the tenets and ordinances of the new fraternity, which was published at Cologne, in the year 1615. They asserted, in the first place, "that the meditations of their founders surpassed everything that had ever been imagined since the creation of the world, without even excepting the revelations of the Deity; that they were destined to accomplish the general peace and regeneration of man before the end of the world arrived; that they possessed all wisdom and piety in a supreme degree; that they possessed all the graces of nature, and could distribute them among the rest of mankind according to their pleasure; that they were subject to neither hunger, nor thirst, nor disease, nor old age, nor to any other inconvenience of nature; that they knew by inspiration, and at the first glance, every one who was worthy to be admitted into their society; that they had the same knowledge then which they would have possessed if they had lived from the beginning of the world, and had been always acquiring it; that they had a volume in which they could read all that ever was or ever would be written in other books till the end of time; that they could force to, and retain in their service the most powerful spirits and demons; that, by the virtue of their songs, they could attract pearls and precious stones from the depths of the sea or the bowels of the earth; that God had covered them with a thick cloud, by means of which they could shelter themselves from the malignity of their enemies, and that they could thus render themselves invisible from all eyes; that the eight first brethren of the "Rose-cross had power to cure all maladies; that, by means of the fraternity, the triple diadem of the Pope would be reduced into dust; that they only admitted two sacraments, with the ceremonies of the primitive Church, renewed by them; that they recognised the Fourth Monarchy and the Emperor of the Romans as their chief and the chief of all Christians; that they would provide him with more gold, their treasures being inexhaustible, than the King of Spain had ever drawn from the golden regions of Eastern and Western Ind." This was their confession of faith. Their rules of conduct were six in number, and as follow:-- First. That, in their travels, they should gratuitously cure all diseases. Secondly. That they should always dress in conformity to the fashion of the country in which they resided. Thirdly. That they should, once every year, meet together in the place appointed by the fraternity, or send in writing an available excuse. Fourthly. That every brother, whenever he felt inclined to die, should choose a person worthy to succeed him. Fifthly. That the words "Rose-cross" should be the marks by which they should recognise each other. Sixthly. That their fraternity should be kept secret for six times twenty years. They asserted that these laws had been found inscribed in a golden book in the tomb of Rosencreutz, and that the six times twenty years from his death expired in 1604. They were consequently called upon, from that time forth, to promulgate their doctrine for the welfare of mankind. [The following legend of the tomb of Rosencreutz, written by Eustace Budgell, appears in No. 379 of the Spectator:--"A certain person, having occasion to dig somewhat deep in the ground where this philosopher lay interred, met with a small door, having a wall on each side of it. His curiosity, and the hope of finding some hidden treasure, soon prompted him to force open the door. He was immediately surprised by a sudden blaze of light, and discovered a very fair vault. At the upper end of it was a statue of a man in armour, sitting by a table, and leaning on his left arm. He held a truncheon in his right hand, and had a lamp burning before him. The man had no sooner set one foot within the vault, than the statue, erecting itself from its leaning posture, stood bolt upright; and, upon the fellow's advancing another step, lifted up the truncheon in his right hand. The man still ventured a third step; when the statue, with a furious blow, broke the lamp into a thousand pieces, and left his guest in sudden darkness. Upon the report of this adventure, the country people came with lights to the sepulchre, and discovered that the statue, which was made of brass, was nothing more than a piece of clock-work; that the floor of the vault was all loose, and underlaid with several springs, which, upon any man's entering, naturally produced that which had happened. Rosicreucius, say his disciples, made use of this method to show the world that he had re-invented the ever-burning lamps of the ancients, though he was resolved no one should reap any advantage from the discovery."] For eight years these enthusiasts made converts in Germany; but they excited little or no attention in other parts of Europe. At last they made their appearance in Paris, and threw all the learned, all the credulous, and all the lovers of the marvellous into commotion. In the beginning of March 1623, the good folks of that city, when they arose one morning, were surprised to find all their walls placarded with the following singular manifesto:-- "We, the deputies of the principal College of the Brethren of the Rose-cross, have taken up our abode, visible and invisible, in this city, by the grace of the Most High, towards whom are turned the hearts of the just. We show and teach without books or signs, and speak all sorts of languages in the countries where we dwell, to draw mankind, our fellows, from error and from death." For a long time this strange placard was the sole topic of conversation in all public places. Some few wondered; but the greater number only laughed at it. In the course of a few weeks two books were published, which raised the first alarm respecting this mysterious society, whose dwelling-place no one knew, and no members of which had ever been seen. The first was called a history of "The frightful Compacts entered into between the Devil and the pretended 'Invisibles;' with their damnable Instructions, the deplorable Ruin of their Disciples, and their miserable End." The other was called an "Examination of the new and unknown Cabala of the Brethren of the Rose-cross, who have lately inhabited the City of Paris; with the History of their Manners, the Wonders worked by them, and many other Particulars." These books sold rapidly. Every one was anxious to know something of this dreadful and secret brotherhood. The badauds of Paris were so alarmed that they daily expected to see the arch-enemy walking in propria persona among them. It was said in these volumes, that the Rosicrucian society consisted of six-and-thirty persons in all, who had renounced their baptism and hope of resurrection. That it was not by means of good angels, as they pretended, that they worked their prodigies; but that it was the devil who gave them power to transport themselves from one end of the world to the other with the rapidity of thought; to speak all languages; to have their purses always full of money, however much they might spend; to be invisible, and penetrate into the most secret places, in spite of fastenings of bolts and bars; and to be able to tell the past and future. These thirty-six brethren were divided into bands or companies:-- Six of them only had been sent on the mission to Paris, six to Italy, six to Spain, six to Germany, four to Sweden, and two into Switzerland; two into Flanders, two into Lorraine, and two into Franche Comte. It was generally believed that the missionaries to France resided somewhere in the Marais du Temple. That quarter of Paris soon acquired a bad name; and people were afraid to take houses in it, lest they should be turned out by the six invisibles of the Rose-cross. It was believed by the populace, and by many others whose education should have taught them better, that persons of a mysterious aspect used to visit the inns and hotels of Paris, and eat of the best meats and drink of the best wines, and then suddenly melt away into thin air when the landlord came with the reckoning. That gentle maidens, who went to bed alone, often awoke in the night and found men in bed with them, of shape more beautiful than the Grecian Apollo, who immediately became invisible when an alarm was raised. It was also said that many persons found large heaps of pure gold in their houses, without knowing from whence they came. All Paris was in alarm. No man thought himself secure of his goods, no maiden of her virginity, or wife of her chastity, while these Rosicrucians were abroad. In the midst of the commotion, a second placard was issued to the following effect:--"If any one desires to see the brethren of the Rose-cross from curiosity only, he will never communicate with us. But if his will really induces him to inscribe his name in the register of our brotherhood, we, who can judge of the thoughts of all men, will convince him of the truth of our promises. For this reason we do not publish to the world the place of our abode. Thought alone, in unison with the sincere will of those who desire to know us, is sufficient to make us known to them, and them to us." Though the existence of such a society as that of the Rose-cross was problematical, it was quite evident that somebody or other was concerned in the promulgation of these placards, which were stuck up on every wall in Paris. The police endeavoured in vain to find out the offenders, and their want of success only served to increase the perplexity of the public. The church very soon took up the question; and the Abbe Gaultier, a Jesuit, wrote a book to prove that, by their enmity to the Pope, they could be no other than disciples of Luther, sent to promulgate his heresy. Their very name, he added, proved that they were heretics; a cross surmounted by a rose being the heraldic device of the arch-heretic Luther. One Garasse said they were a confraternity of drunken impostors; and that their name was derived from the garland of roses, in the form of a cross, hung over the tables of taverns in Germany as the emblem of secrecy, and from whence was derived the common saying, when one man communicated a secret to another, that it was said "under the rose." Others interpreted the letters F. R. C. to mean, not Brethren of the Rose-cross, but Fratres Roris Cocti, or Brothers of Boiled Dew; and explained this appellation by alleging that they collected large quantities of morning dew, and boiled it, in order to extract a very valuable ingredient in the composition of the philosopher's stone and the water of life. The fraternity thus attacked defended themselves as well as they were able. They denied that they used magic of any kind, or that they consulted the devil. They said they were all happy; that they had lived more than a century, and expected to live many centuries more; and that the intimate knowledge which they possessed of all nature was communicated to them by God himself as a reward for their piety and utter devotion to his service. Those were in error who derived their name from a cross of roses, or called them drunkards. To set the world right on the first point, they reiterated that they derived their name from Christian Rosencreutz, their founder; and, to answer the latter charge, they repeated that they knew not what thirst was, and had higher pleasures than those of the palate. They did not desire to meddle with the politics or religion of any man or set of men, although they could not help denying the supremacy of the Pope, and looking upon him as a tyrant. Many slanders, they said, had been repeated respecting them; the most unjust of which was, that they indulged in carnal appetites, and, under the cloak of their invisibility, crept into the chambers of beautiful maidens. They asserted, on the contrary, that the first vow they took on entering the society was a vow of chastity; and that any one among them who transgressed in that particular would immediately lose all the advantages he enjoyed, and be exposed once more to hunger, woe, disease, and death, like other men. So strongly did they feel on the subject of chastity, that they attributed the fall of Adam solely to his want of this virtue. Besides defending themselves in this manner, they entered into a further confession of their faith. They discarded for ever all the old tales of sorcery and witchcraft, and communion with the devil. They said there were no such horrid, unnatural, and disgusting beings as the incubi and succubi, and the innumerable grotesque imps that men had believed in for so many ages. Man was not surrounded with enemies like these, but with myriads of beautiful and beneficent beings, all anxious to do him service. The air was peopled with sylphs, the water with undines or naiads, the bowels of the earth with gnomes, and the fire with salamanders. All these beings were the friends of man, and desired nothing so much as that men should purge themselves of all uncleanness, and thus be enabled to see and converse with them. They possessed great power, and were unrestrained by the barriers of space or the obstructions of matter. But man was in one particular their superior. He had an immortal soul, and they had not. They might, however, become sharers in man's immortality, if they could inspire one of that race with the passion of love towards them. Hence it was the constant endeavour of the female spirits to captivate the admiration of men; and of the male gnomes, sylphs, salamanders, and undines, to be beloved by a woman. The object of this passion, in returning their love, imparted a portion of that celestial fire the soul; and from that time forth the beloved became equal to the lover, and both, when their allotted course was run, entered together into the mansions of felicity. These spirits, they said, watched constantly over mankind by night and day. Dreams, omens, and presentiments were all their works, and the means by which they gave warning of the approach of danger. But, though so well inclined to befriend man for their own sakes, the want of a soul rendered them at times capricious and revengeful: they took offence on slight causes, and heaped injuries instead of benefits on the heads of those who extinguished the light of reason that was in them, by gluttony, debauchery, and other appetites of the body. The excitement produced in Paris by the placards of the brotherhood, and the attacks of the clergy, wore itself away after a few months. The stories circulated about them became at last too absurd even for that age of absurdity, and men began to laugh once more at those invisible gentlemen and their fantastic doctrines. Gabriel Naude at that conjuncture brought out his "Avis a la France sur les Freres de la Rose-croix," in which he very successfully exposed the folly of the new sect. This work, though not well written, was well timed. It quite extinguished the Rosicrucians of France; and, after that year, little more was heard of them. Swindlers, in different parts of the country, assumed the name at times to cloak their depredations; and now and then one of them was caught, and hanged for his too great ingenuity in enticing pearls and precious stones from the pockets of other people into his own, or for passing off lumps of gilded brass for pure gold, made by the agency of the philosopher's stone. With these exceptions, oblivion shrouded them. The doctrine was not confined to a sphere so narrow as France alone; it still flourished in Germany, and drew many converts in England. The latter countries produced two great masters, in the persons of Jacob Bohmen and Robert Fludd; pretended philosophers, of whom it is difficult to say which was the more absurd and extravagant. It would appear that the sect was divided into two classes,--the brothers Roseae Crucis, who devoted themselves to the wonders of this sublunary sphere; and the brothers Aureae Crucis, who were wholly occupied in the contemplation of things Divine. Fludd belonged to the first class, and Bohmen to the second. Fludd may be called the father of the English Rosicrucians, and as such merits a conspicuous niche in the temple of Folly. He was born in the year 1574, at Milgate, in Kent; and was the son of Sir Thomas Fludd, Treasurer of War to Queen Elizabeth. He was originally intended for the army; but he was too fond of study, and of a disposition too quiet and retiring to shine in that sphere. His father would not, therefore, press him to adopt a course of life for which he was unsuited, and encouraged him in the study of medicine, for which he early manifested a partiality. At the age of twenty-five he proceeded to the Continent; and being fond of the abstruse, the marvellous, and the incomprehensible, he became an ardent disciple of the school of Paracelsus, whom he looked upon as the regenerator, not only of medicine, but of philosophy. He remained six years in Italy, France, and Germany; storing his mind with fantastic notions, and seeking the society of enthusiasts and visionaries. On his return to England, in 1605, he received the degree of Doctor of Medicine from the University of Oxford, and began to practice as a physician in London. He soon made himself conspicuous. He Latinized his name from Robert Fludd into Robertus a Fluctibus, and began the promulgation of many strange doctrines. He avowed his belief in the philosopher's stone, the water of life, and the universal alkahest; and maintained that there were but two principles of all things,--which were, condensation, the boreal or northern virtue; and rarefaction, the southern or austral virtue. A number of demons, he said, ruled over the human frame, whom he arranged in their places in a rhomboid. Every disease had its peculiar demon who produced it, which demon could only be combated by the aid of the demon whose place was directly opposite to his in the rhomboidal figure. Of his medical notions we shall have further occasion to speak in another part of this book, when we consider him in his character as one of the first founders of the magnetic delusion, and its offshoot, animal magnetism, which has created so much sensation in our own day. As if the doctrines already mentioned were not wild enough, he joined the Rosicrucians as soon as they began to make a sensation in Europe, and succeeded in raising himself to high consideration among them. The fraternity having been violently attacked by several German authors, and among others by Libavius, Fludd volunteered a reply, and published, in 1616, his defence of the Rosicrucian philosophy, under the title of the "Apologia, compendiaria, Fraternitatem de Rosea-cruce, Suspicionis et Infamiae maculis aspersam, abluens." This work immediately procured him great renown upon the Continent, and he was henceforth looked upon as one of the high-priests of the sect. Of so much importance was he considered, that Keppler and Gassendi thought it necessary to refute him; and the latter wrote a complete examination of his doctrine. Mersenne also, the friend of Descartes, and who had defended that philosopher when accused of having joined the Rosicrucians, attacked Dr. a Fluctibus, as he preferred to be called, and showed the absurdity of the brothers of the Rose-cross in general, and of Dr. a Fluctibus in particular. Fluctibus wrote a long reply, in which he called Mersenne an ignorant calumniator, and reiterated that alchymy was a profitable science, and the Rosicrucians worthy to be the regenerators of the world. This book was published at Frankfort, and was entitled "Summum Bonum, quod est Magiae, Cabalae, Alchimiae, Fratrum Roseae-Crucis verorum, et adversus Mersenium Calumniatorem." Besides this, he wrote several other works upon alchymy, a second answer to Libavius upon the Rosicrucians, and many medical works. He died in London in 1637. After his time there was some diminution of the sect in England. They excited but little attention, and made no effort to bring themselves into notice. Occasionally, some obscure and almost incomprehensible work made its appearance, to show the world that the folly was not extinguished. Eugenius Philalethes, a noted alchymist, who has veiled his real name under this assumed one, translated "The Fame and Confession of the Brethren of the Rosie Cross," which was published in London in 1652. A few years afterwards, another enthusiast, named John Heydon, wrote two works on the subject: the one entitled "The Wise Man's Crown, or the Glory of the Rosie Cross;" and the other, "The Holy Guide, leading the way to unite Art and Nature, with the Rosie Crosse uncovered." Neither of these attracted much notice. A third book was somewhat more successful: it was called "A New Method of Rosicrucian Physic; by John Heydon, the servant of God and the secretary of Nature." A few extracts will show the ideas of the English Rosicrucians about this period. Its author was an attorney, "practising (to use his own words) at Westminster Hall all term times as long as he lived, and in the vacations devoting himself to alchymical and Rosicrucian meditation." In his preface, called by him an Apologue for an Epilogue, he enlightens the public upon the true history and tenets of his sect. Moses, Elias, and Ezekiel were, he says, the most ancient masters of the Rosicrucian philosophy. Those few then existing in England and the rest of Europe, were as the eyes and ears of the great King of the universe, seeing and hearing all things; seraphically illuminated; companions of the holy company of unbodied souls and immortal angels; turning themselves, Proteus-like, into any shape, and having the power of working miracles. The most pious and abstracted brethren could slack the plague in cities, silence the violent winds and tempests, calm the rage of the sea and rivers, walk in the air, frustrate the malicious aspect of witches, cure all diseases, and turn all metals into gold. He had known in his time two famous brethren of the Rosie Cross, named Walfourd and Williams, who had worked miracles in his sight, and taught him many excellent predictions of astrology and earthquakes. "I desired one of these to tell me," says he, "whether my complexion were capable of the society of my good genius. 'When I see you again,' said he, (which was when he pleased to come to me, for I knew not where to go to him,) 'I will tell you.' When I saw him afterwards, he said, 'You should pray to God; for a good and holy man can offer no greater or more acceptable service to God than the oblation of himself--his soul.' He said, also, that the good genii were the benign eyes of God, running to and fro in the world, and with love and pity beholding the innocent endeavours of harmless and single-hearted men, ever ready to do them good and to help them." Heydon held devoutly true that dogma of the Rosicrucians which said that neither eating nor drinking was necessary to men. He maintained that any one might exist in the same manner as that singular people dwelling near the source of the Ganges, of whom mention was made in the travels of his namesake, Sir Christopher Heydon, who had no mouths, and therefore could not eat, but lived by the breath of their nostrils; except when they took a far journey, and then they mended their diet with the smell of flowers. He said that in really pure air "there was a fine foreign fatness," with which it was sprinkled by the sunbeams, and which was quite sufficient for the nourishment of the generality of mankind. Those who had enormous appetites he had no objection to see take animal food, since they could not do without it; but he obstinately insisted that there was no necessity why they should eat it. If they put a plaster of nicely-cooked meat upon their epigastrium, it would be sufficient for the wants of the most robust and voracious! They would by that means let in no diseases, as they did at the broad and common gate, the mouth, as any one might see by example of drink; for, all the while a man sat in water, he was never athirst. He had known, he said, many Rosicrucians, who, by applying wine in this manner, had fasted for years together. In fact, quoth Heydon, we may easily fast all our life, though it be three hundred years, without any kind of meat, and so cut off all danger of disease. This "sage philosopher" further informed his wondering contemporaries that the chiefs of the doctrine always carried about with them to their place of meeting their symbol, called the R.C. which was an ebony cross, flourished and decked with roses of gold; the cross typifying Christ's sufferings upon the Cross for our sins, and the roses of gold the glory and beauty of his Resurrection. This symbol was carried alternately to Mecca, Mount Calvary, Mount Sinai, Haran, and to three other places, which must have been in mid-air, called Cascle, Apamia, and Chaulateau Virissa Caunuch, where the Rosicrucian brethren met when they pleased, and made resolution of all their actions. They always took their pleasures in one of these places, where they resolved all questions of whatsoever had been done, was done, or should be done, in the world, from the beginning to the end thereof. "And these," he concludes, "are the men called Rosicrucians." Towards the end of the seventeenth century, more rational ideas took possession of the sect, which still continued to boast of a few members. They appear to have considered that contentment was the true philosopher's stone, and to have abandoned the insane search for a mere phantom of the imagination. Addison, in "The Spectator," [No. 574. Friday, July 30th, 1714.] gives an account of his conversation with a Rosicrucian; from which it may be inferred that the sect had grown wiser in their deeds, though in their talk they were as foolish as ever. "I was once," says he, "engaged in discourse with a Rosicrucian about the great secret. He talked of the secret as of a spirit which lived within an emerald, and converted everything that was near it to the highest perfection that it was capable of. 'It gives a lustre,' says he, 'to the sun, and water to the diamond. It irradiates every metal, and enriches lead with all the properties of gold. It heightens smoke into flame, flame into light, and light into glory.' He further added 'that a single ray of it dissipates pain, and care, and melancholy from the person on whom it falls. In short,' says he, 'its presence naturally changes every place into a kind of heaven.' After he had gone on for some time in this unintelligible cant, I found that he jumbled natural and moral ideas together into the same discourse, and that his great secret was nothing else but content." JACOB BOHMEN. It is now time to speak of Jacob Bohmen, who thought he could discover the secret of the transmutation of metals in the Bible, and who invented a strange heterogeneous doctrine of mingled alchymy and religion, and founded upon it the sect of the Aurea-crucians. He was born at Gorlitz, in Upper Lusatia, in 1575; and followed, till his thirtieth year, the occupation of a shoemaker. In this obscurity he remained, with the character of a visionary and a man of unsettled mind, until the promulgation of the Rosicrucian philosophy in his part of Germany, toward the year 1607 or 1608. From that time he began to neglect his leather, and buried his brain under the rubbish of metaphysics. The works of Paracelsus fell into his hands; and these, with the reveries of the Rosicrucians, so completely engrossed his attention that be abandoned his trade altogether, sinking, at the same time, from a state of comparative independence into poverty and destitution. But he was nothing daunted by the miseries and privations of the flesh; his mind was fixed upon the beings of another sphere, and in thought he was already the new apostle of the human race. In the year 1612, after a meditation of four years, he published his first work, entitled "Aurora; or, The Rising of the Sun;" embodying the ridiculous notions of Paracelsus, and worse confounding the confusion of that writer. The philosopher's stone might, he contended, be discovered by a diligent search of the Old and New Testaments, and more especially of the Apocalypse, which alone contained all the secrets of alchymy. He contended that the Divine Grace operated by the same rules, and followed the same methods, that the Divine Providence observed in the natural world; and that the minds of men were purged from their vices and corruptions in the very same manner that metals were purified from their dross, namely, by fire. Besides the sylphs, gnomes, undines, and salamanders, he acknowledged various ranks and orders of demons. He pretended to invisibility and absolute chastity. He also said that, if it pleased him, he could abstain for years from meat and drink, and all the necessities of the body. It is needless, however, to pursue his follies any further. He was reprimanded for writing this work by the magistrates of Gorlitz, and commanded to leave the pen alone and stick to his wax, that his family might not become chargeable to the parish. He neglected this good advice, and continued his studies; burning minerals and purifying metals one day, and mystifying the Word of God on the next. He afterwards wrote three other works, as sublimely ridiculous as the first. The one was entitled "Metallurgia," and has the slight merit of being the least obscure of his compositions. Another was called "The Temporal Mirror of Eternity;" and the last his "Theosophy revealed," full of allegories and metaphors, "All strange and geason, Devoid of sense and ordinary reason." Bohmen died in 1624, leaving behind him a considerable number of admiring disciples. Many of them became, during the seventeenth century, as distinguished for absurdity as their master; amongst whom may be mentioned Gifftheil, Wendenhagen, John Jacob Zimmermann, and Abraham Frankenberg. Their heresy rendered them obnoxious to the Church of Rome; and many of them suffered long imprisonment and torture for their faith. One, named Kuhlmann, was burned alive at Moscow, in 1684, on a charge of sorcery. Bohmen's works were translated into English, and published, many years afterwards by an enthusiast, named William Law. MORMIUS. Peter Mormius, a notorious alchymist, and contemporary of Bohmen, endeavoured, in 1630, to introduce the Rosicrucian philosophy into Holland. He applied to the States-General to grant him a public audience, that he might explain the tenets of the sect, and disclose a plan for rendering Holland the happiest and richest country on the earth, by means of the philosopher's' stone and the service of the elementary spirits. The States-General wisely resolved to have nothing to do with him. He thereupon determined to shame them by printing his book, which he did at Leyden the same year. It was entitled "The Book of the most Hidden Secrets of Nature," and was divided into three parts; the first treating of "perpetual motion," the second of the "transmutation of metals," and the third of the "universal medicine." He also published some German works upon the Rosicrucian philosophy, at Frankfort, in 1617. Poetry and Romance are deeply indebted to the Rosicrucians for many a graceful creation. The literature of England, France, and Germany contains hundreds of sweet fictions, whose machinery has been borrowed from their day-dreams. The "delicate Ariel" of Shakspeare stands pre-eminent among the number. From the same source Pope drew the airy tenants of Belinda's dressing-room, in his charming "Rape of the Lock;" and La Motte Fouque, the beautiful and capricious water-nymph, Undine, around whom he has thrown more grace and loveliness, and for whose imaginary woes he has excited more sympathy, than ever were bestowed on a supernatural being. Sir Walter Scott also endowed the White Lady of Avenel with many of the attributes of the undines, or water-sprites. German romance and lyrical poetry teem with allusions to sylphs, gnomes, undines, and salamanders; and the French have not been behind in substituting them, in works of fiction, for the more cumbrous mythology of Greece and Rome. The sylphs, more especially, have been the favourites of the bards, and have become so familiar to the popular mind as to be, in a manner, confounded with that other race of ideal beings, the fairies, who can boast of an antiquity much more venerable in the annals of superstition. Having these obligations to the Rosicrucians, no lover of poetry can wish, however absurd they were, that such a sect of philosophers had never existed. BORRI. Just at the time that Michael Mayer was making known to the world the existence of such a body as the Rosicrucians, there was born in Italy a man who was afterwards destined to become the most conspicuous member of the fraternity. The alchymic mania never called forth the ingenuity of a more consummate or more successful impostor than Joseph Francis Borri. He was born in 1616 according to some authorities, and in 1627 according to others, at Milan; where his father, the Signor Branda Borri, practised as a physician. At the age of sixteen, Joseph was sent to finish his education at the Jesuits' College in Rome, where he distinguished himself by his extraordinary memory. He learned everything to which he applied himself with the utmost ease. In the most voluminous works no fact was too minute for his retention, and no study was so abstruse but that he could master it; but any advantages he might have derived from this facility, were neutralized by his ungovernable passions and his love of turmoil and debauchery. He was involved in continual difficulty, as well with the heads of the college as with the police of Rome, and acquired so bad a character that years could not remove it. By the aid of his friends he established himself as a physician in Rome, and also obtained some situation in the Pope's household. In one of his fits of studiousness he grew enamoured of alchymy, and determined to devote his energies to the discovery of the philosopher's stone. Of unfortunate propensities he had quite sufficient, besides this, to bring him to poverty. His pleasures were as expensive as his studies, and both were of a nature to destroy his health and ruin his fair fame. At the age of thirty-seven he found that he could not live by the practice of medicine, and began to look about for some other employment. He became, in 1653, private secretary to the Marquis di Mirogli, the minister of the Archduke of Innspruk at the court of Rome. He continued in this capacity for two years; leading, however, the same abandoned life as heretofore, frequenting the society of gamesters, debauchees, and loose women, involving himself in disgraceful street quarrels, and alienating the patrons who were desirous to befriend him. All at once a sudden change was observed in his conduct. The abandoned rake put on the outward sedateness of a philosopher; the scoffing sinner proclaimed that he had forsaken his evil ways, and would live thenceforth a model of virtue. To his friends this reformation was as pleasing as it was unexpected; and Borri gave obscure hints that it had been brought about by some miraculous manifestation of a superior power. He pretended that he held converse with beneficent spirits; that the secrets of God and nature were revealed to him; and that he had obtained possession of the philosopher's stone. Like his predecessor, Jacob Bohmen, he mixed up religious questions with his philosophical jargon, and took measures for declaring himself the founder of a new sect. This, at Rome itself, and in the very palace of the Pope, was a hazardous proceeding; and Borri just awoke to a sense of it in time to save himself from the dungeons of the Castle of St. Angelo. He fled to Innspruck, where he remained about a year, and then returned to his native city of Milan. The reputation of his great sanctity had gone before him; and he found many persons ready to attach themselves to his fortunes. All who were desirous of entering into the new communion took an oath of poverty, and relinquished their possessions for the general good of the fraternity. Borri told them that he had received from the archangel Michael a heavenly sword, upon the hilt of which were engraven the names of the seven celestial Intelligences. "Whoever shall refuse," said he, "to enter into my new sheepfold, shall be destroyed by the papal armies, of whom God has predestined me to be the chief. To those who follow me, all joy shall be granted. I shall soon bring my chemical studies to a happy conclusion by the discovery of the philosopher's stone, and by this means we shall all have as much gold as we desire. I am assured of the aid of the angelic hosts, and more especially of the archangel Michael's. When I began to walk in the way of the spirit, I had a vision of the night, and was assured by an angelic voice that I should become a prophet. In sign of it I saw a palm-tree, surrounded with all the glory of Paradise. The angels come to me whenever I call, and reveal to me all the secrets of the universe. The sylphs and elementary spirits obey me, and fly to the uttermost ends of the world to serve me, and those whom I delight to honour." By force of continually repeating such stories as these, Borri soon found himself at the head of a very considerable number of adherents. As he figures in these pages as an alchymist, and not as a religious sectarian, it will be unnecessary to repeat the doctrines which he taught with regard to some of the dogmas of the Church of Rome, and which exposed him to the fierce resentment of the papal authority. They were to the full as ridiculous as his philosophical pretensions. As the number of his followers increased, he appears to have cherished the idea of becoming one day a new Mahomet, and of founding, in his native city of Milan, a monarchy and religion of which he should be the king and the prophet. He had taken measures, in the year 1658, for seizing the guards at all the gates of that city, and formally declaring himself the monarch of the Milanese. Just as he thought the plan ripe for execution, it was discovered. Twenty of his followers were arrested, and he himself managed, with the utmost difficulty, to escape to the neutral territory of Switzerland, where the papal displeasure could not reach him. The trial of his followers commenced forthwith, and the whole of them were sentenced to various terms of imprisonment. Borri's trial proceeded in his absence, and lasted for upwards of two years. He was condemned to death as a heretic and sorcerer in 1661, and was burned in effigy in Rome by the common hangman. Borri, in the mean time, lived quietly in Switzerland, indulging himself in railing at the Inquisition and its proceedings. He afterwards went to Strasbourg, intending to fix his residence in that town. He was received with great cordiality, as a man persecuted for his religious opinions, and withal a great alchymist. He found that sphere too narrow for his aspiring genius, and retired in the same year to the more wealthy city of Amsterdam. He there hired a magnificent house, established an equipage which eclipsed in brilliancy those of the richest merchants, and assumed the title of Excellency. Where he got the money to live in this expensive style was long a secret: the adepts in alchymy easily explained it, after their fashion. Sensible people were of opinion that he had come by it in a less wonderful manner; for it was remembered that, among his unfortunate disciples in Milan, there were many rich men, who, in conformity with one of the fundamental rules of the sect, had given up all their earthly wealth into the hands of their founder. In whatever manner the money was obtained, Borri spent it in Holland with an unsparing hand, and was looked up to by the people with no little respect and veneration. He performed several able cures, and increased his reputation so much that he was vaunted as a prodigy. He continued diligently the operations of alchymy, and was in daily expectation that he should succeed in turning the inferior metals into gold. This hope never abandoned him, even in the worst extremity of his fortunes; and in his prosperity it led him into the most foolish expenses: but he could not long continue to live so magnificently upon the funds he had brought from Italy; and the philosopher's stone, though it promised all for the wants of the morrow, never brought anything for the necessities of to-day. He was obliged in a few months to retrench, by giving up his large house, his gilded coach, and valuable blood-horses, his liveried domestics, and his luxurious entertainments. With this diminution of splendour came a diminution of renown. His cures did not appear so miraculous, when he went out on foot to perform them, as they had seemed when "his Excellency" had driven to a poor man's door in his carriage with six horses. He sank from a prodigy into an ordinary man. His great friends showed him the cold shoulder, and his humble flatterers carried their incense to some other shrine. Borri now thought it high time to change his quarters. With this view he borrowed money wherever he could get it, and succeeded in obtaining two hundred thousand florins from a merchant, named De Meer, to aid, as he said, in discovering the water of life. He also obtained six diamonds, of great value, on pretence that he could remove the flaws from them without diminishing their weight. With this booty he stole away secretly by night, and proceeded to Hamburgh. On his arrival in that city, he found the celebrated Christina, the ex-Queen of Sweden. He procured an introduction to her, and requested her patronage in his endeavour to discover the philosopher's stone. She gave him some encouragement; but Borri, fearing that the merchants of Amsterdam, who had connexions in Hamburgh, might expose his delinquencies if he remained in the latter city, passed over to Copenhagen, and sought the protection of Frederic III, the King of Denmark. This Prince was a firm believer in the transmutation of metals. Being in want of money, he readily listened to the plans of an adventurer who had both eloquence and ability to recommend him. He provided Borri with the means to make experiments, and took a great interest in the progress of his operations. He expected every month to possess riches that would buy Peru; and, when he was disappointed, accepted patiently the excuses of Borri who, upon every failure, was always ready with some plausible explanation. He became, in time, much attached to him; and defended him from the jealous attacks of his courtiers, and the indignation of those who were grieved to see their monarch the easy dupe of a charlatan. Borri endeavoured, by every means in his power, to find aliment for this good opinion. His knowledge of medicine was useful to him in this respect, and often stood between him and disgrace. He lived six years in this manner at the court of Frederic; but that monarch dying in 1670, he was left without a protector. As he had made more enemies than friends in Copenhagen, and had nothing to hope from the succeeding sovereign, he sought an asylum in another country. He went first to Saxony; but met so little encouragement, and encountered so much danger from the emissaries of the Inquisition, that he did not remain there many months. Anticipating nothing but persecution in every country that acknowledged the spiritual authority of the Pope, he appears to have taken the resolution to dwell in Turkey, and turn Mussulman. On his arrival at the Hungarian frontier, on his way to Constantinople, he was arrested on suspicion of being concerned in the conspiracy of the Counts Nadasdi and Frangipani, which had just been discovered. In vain he protested his innocence, and divulged his real name and profession. He was detained in prison, and a letter despatched to the Emperor Leopold to know what should be done with him. The star of his fortunes was on the decline. The letter reached Leopold at an unlucky moment. The Pope's Nuncio was closeted with his Majesty; and he no sooner heard the name of Joseph Francis Borri, than he demanded him as a prisoner of the Holy See. The request was complied with; and Borri, closely manacled, was sent under an escort of soldiers to the prison of the Inquisition at Rome. He was too much of an impostor to be deeply tinged with fanaticism, and was not unwilling to make a public recantation of his heresies if he could thereby save his life. When the proposition was made to him, he accepted it with eagerness. His punishment was to be commuted into the hardly less severe one of perpetual imprisonment; but he was too happy to escape the clutch of the executioner at any price, and he made the amende honorable in face of the assembled multitudes of Rome on the 27th of October 1672. He was then transferred to the prisons of the Castle of St. Angelo, where he remained till his death, twenty-three years afterwards. It is said that, towards the close of his life, considerable indulgence was granted him; that he was allowed to have a laboratory, and to cheer the solitude of his dungeon by searching for the philosopher's stone. Queen Christina, during her residence at Rome, frequently visited the old man, to converse with him upon chemistry and the doctrines of the Rosicrucians. She even obtained permission that he should leave his prison occasionally for a day or two, and reside in her palace, she being responsible for his return to captivity. She encouraged him to search for the great secret of the alchymists, and provided him with money for the purpose. It may well be supposed that Borri benefited most by this acquaintance, and that Christina got nothing but experience. It is not sure that she gained even that; for, until her dying day, she was convinced of the possibility of finding the philosopher's stone, and ready to assist any adventurer either zealous or impudent enough to pretend to it. After Borri had been about eleven years in confinement, a small volume was published at Cologne, entitled "The Key of the Cabinet of the Chevalier Joseph Francis Borri; in which are contained many curious Letters upon Chemistry and other Sciences, written by him; together with a Memoir of his Life." This book contained a complete exposition of the Rosicrucian philosophy, and afforded materials to the Abbe de Villars for his interesting "Count de Gabalis," which excited so much attention at the close of the seventeenth century. Borri lingered in the prison of St. Angelo till 1695, when he died in his eightieth year. Besides "The Key of the Cabinet," written originally in Copenhagen, in 1666, for the edification of King Frederic III, he published a work upon alchymy and the secret sciences, under the title of "The Mission of Romulus to the Romans." INFERIOR ALCHYMISTS OF THE SEVENTEENTH CENTURY. Besides the pretenders to the philosopher's stone whose lives have been already narrated, this and the preceding century produced a great number of writers, who inundated literature with their books upon the subject. In fact, most of the learned men of that age had some faith in it. Van Helmont, Borrichius, Kirchen, Boerhaave, and a score of others, though not professed alchymists, were fond of the science, and countenanced its professors. Helvetius, the grandfather of the celebrated philosopher of the same name, asserts that he saw an inferior metal turned into gold by a stranger, at the Hague, in 1666. He says that, sitting one day in his study, a man, who was dressed as a respectable burgher of North Holland, and very modest and simple in his appearance, called upon him, with the intention of dispelling his doubts relative to the philosopher's stone. He asked Helvetius if he thought he should know that rare gem if he saw it. To which Helvetius replied, that he certainly should not. The burgher immediately drew from his pocket a small ivory box, containing three pieces of metal, of the colour of brimstone, and extremely heavy; and assured Helvetius, that of them he could make as much as twenty tons of gold. Helvetius informs us, that he examined them very attentively; and seeing that they were very brittle, he took the opportunity to scrape off a very small portion with his thumb-nail. He then returned them to the stranger, with an entreaty that he would perform the process of transmutation before him. The stranger replied, that he was not allowed to do so, and went away. After his departure, Helvetius procured a crucible and a portion of lead, into which, when in a state of fusion, he threw the stolen grain from the philosopher's stone. He was disappointed to find that the grain evaporated altogether, leaving the lead in its original state. Some weeks afterwards, when he had almost forgotten the subject, he received another visit from the stranger. He again entreated him to explain the processes by which he pretended to transmute lead. The stranger at last consented, and informed him, that one grain was sufficient; but that it was necessary to envelope it in a ball of wax before throwing it on the molten metal; otherwise its extreme volatility would cause it to go off in vapour. They tried the experiment, and succeeded to their heart's content. Helvetius repeated the experiment alone, and converted six ounces of lead into very pure gold. The fame of this event spread all over the Hague, and all the notable persons of the town flocked to the study of Helvetius to convince themselves of the fact. Helvetius performed the experiment again, in the presence of the Prince of Orange, and several times afterwards, until he exhausted the whole of the powder he had received from the stranger, from whom, it is necessary to state, he never received another visit; nor did he ever discover his name or condition. In the following year Helvetius published his "Golden Calf," ["Vitulus Aureus quem Mundus adorat et orat, in quo tractatur de naturae miraculo transmutandi metalla."--Hagae, 1667.] in which he detailed the above circumstances. About the same time, the celebrated Father Kircher published his "Subterranean World," in which he called the alchymists a congregation of knaves and impostors, and their science a delusion. He admitted that he had himself been a diligent labourer in the field, and had only come to this conclusion after mature consideration and repeated fruitless experiments. All the alchymists were in arms immediately, to refute this formidable antagonist. One Solomon de Blauenstein was the first to grapple with him, and attempted to convict him of wilful misrepresentation, by recalling to his memory the transmutations by Sendivogius, before the Emperor Frederic III. and the Elector of Mayence; all performed within a recent period. Zwelfer and Glauber also entered into the dispute, and attributed the enmity of Father Kircher to spite and jealousy against adepts who had been more successful than himself. It was also pretended that Gustavus Adolphus transmuted a quantity of quicksilver into pure gold. The learned Borrichius relates, that he saw coins which had been struck of this gold; and Lenglet du Fresnoy deposes to the same circumstance. In the Travels of Monconis the story is told in the following manner:--"A merchant of Lubeck, who carried on but little trade, but who knew how to change lead into very good gold, gave the King of Sweden a lingot which he had made, weighing, at least, one hundred pounds. The King immediately caused it to be coined into ducats; and because he knew positively that its origin was such as had been stated to him, he had his own arms graven upon the one side, and emblematical figures of Mercury and Venus on the other." "I," continued Monconis, "have one of these ducats in my possession; and was credibly informed, that, after the death of the Lubeck merchant, who had never appeared very rich, a sum of no less than one million seven hundred thousand crowns was found in his coffers." [Voyages de Monconis, tome ii. p. 379.] Such stories as these, confidently related by men high in station, tended to keep up the infatuation of the alchymists in every country of Europe. It is astonishing to see the number of works which were written upon the subject during the seventeenth century alone, and the number of clever men who sacrificed themselves to the delusion. Gabriel de Castaigne, a monk of the order of St. Francis, attracted so much notice in the reign of Louis XIII, that that monarch secured him in his household, and made him his Grand Almoner. He pretended to find the elixir of life; and Louis expected, by his means, to have enjoyed the crown for a century. Van Helmont also pretended to have once performed with success the process of transmuting quicksilver; and was, in consequence, invited by the Emperor Rudolph II. to fix his residence at the court of Vienna. Glauber, the inventor of the salts which still bear his name, and who practised as a physician at Amsterdam about the middle of the seventeenth century, established a public school in that city for the study of alchymy, and gave lectures himself upon the science. John Joachim Becher, of Spire, acquired great reputation at the same period; and was convinced that much gold might be made out of flint stones by a peculiar process, and the aid of that grand and incomprehensible substance, the philosopher's stone. He made a proposition to the Emperor Leopold of Austria, to aid him in these experiments; but the hope of success was too remote, and the present expense too great to tempt that monarch; and he therefore gave Becher much of his praise, but none of his money. Becher afterwards tried the States-General of Holland, with no better success. With regard to the innumerable tricks by which impostors persuaded the world that they had succeeded in making gold, and of which so many stories were current about this period, a very satisfactory report was read by M. Geoffroy, the elder, at the sitting of the Royal Academy of Sciences, at Paris, on the 15th of April, 1722. As it relates principally to the alchymic cheats of the sixteenth and seventeenth centuries, the following abridgment of it may not be out of place in this portion of our history:--The instances of successful transmutation were so numerous, and apparently so well authenticated, that nothing short of so able an exposure as that of M. Geoffroy could disabuse the public mind. The trick to which they oftenest had recourse, was to use a double-bottomed crucible, the under surface being of iron or copper, and the upper one of wax, painted to resemble the same metal. Between the two they placed as much gold or silver dust as was necessary for their purpose. They then put in their lead, quicksilver, or other ingredients, and placed their pot upon the fire. Of course, when the experiment was concluded, they never failed to find a lump of gold at the bottom. The same result was produced in many other ways. Some of them used a hollow wand, filled with gold or silver dust, and stopped at the ends with wax or butter. With this they stirred the boiling metal in their crucibles, taking care to accompany the operation with many ceremonies, to divert attention from the real purpose of the manoeuvre. They also drilled holes in lumps of lead, into which they poured molten gold, and carefully closed the aperture with the original metal. Sometimes they washed a piece of gold with quicksilver. When in this state they found no difficulty in palming it off upon the uninitiated as an inferior metal, and very easily transmuted it into fine sonorous gold again, with the aid of a little aquafortis. Others imposed by means of nails, half iron and half gold or silver. They pretended that they really transmuted the precious half from iron, by dipping it in a strong alcohol. M. Geoffroy produced several of these nails to the Academy of Sciences, and showed how nicely the two parts were soldered together. The golden or silver half was painted black to resemble iron, and the colour immediately disappeared when the nail was dipped into aquafortis. A nail of this description was, for a long time, in the cabinet of the Grand Duke of Tuscany. Such also, said M. Geoffroy, was the knife presented by a monk to Queen Elizabeth of England; the blade of which was half gold and half steel. Nothing at one time was more common than to see coins, half gold and half silver, which had been operated upon by alchymists, for the same purposes of trickery. In fact, says M. Geoffroy, in concluding his long report, there is every reason to believe that all the famous histories which have been handed down to us, about the transmutation of metals into gold or silver, by means of the powder of projection, or philosophical elixirs, are founded upon some successful deception of the kind above narrated. These pretended philosophers invariably disappeared after the first or second experiment, or their powders or elixirs have failed to produce their effect, either because attention being excited they have found no opportunity to renew the trick without being discovered, or because they have not had sufficient gold dust for more than one trial. The disinterestedness of these would-be philosopher looked, at first sight, extremely imposing. Instances were not rare, in which they generously abandoned all the profits of their transmutations--even the honour of the discovery! But this apparent disinterestedness was one of the most cunning of their manoeuvres. It served to keep up the popular expectation; it showed the possibility of discovering the philosopher's stone, and provided the means of future advantages, which they were never slow to lay hold of--such as entrances into royal households, maintenance at the public expense, and gifts from ambitious potentates, too greedy after the gold they so easily promised. It now only remains to trace the progress of the delusion from the commencement of the eighteenth century until the present day. It will be seen, that until a very recent period, there were but slight signs of a return to reason. JEAN DELISLE. In the year 1705, there was much talk in France of a blacksmith, named Delisle, who had discovered the philosopher's stone, and who went about the country turning lead into gold. He was a native of Provence, from which place his fame soon spread to the capital. His early life is involved in obscurity; but Longlet du Fresnoy has industriously collected some particulars of his later career, which possess considerable interest. He was a man without any education, and had been servant in his youth to an alchymist, from whom he learned many of the tricks of the fraternity. The name of his master has never been discovered; but it is pretended that he rendered himself in some manner obnoxious to the government of Louis XIV, and was obliged, in consequence, to take refuge in Switzerland. Delisle accompanied him as far as Savoy, and there, it is said, set upon him in a solitary mountain-pass, and murdered and robbed him. He then disguised himself as a pilgrim, and returned to France. At a lonely inn, by the road-side, where he stopped for the night, he became acquainted with a woman, named Aluys; and so sudden a passion was enkindled betwixt them, that she consented to leave all, follow him, and share his good or evil fortune wherever he went. They lived together for five or six years in Provence, without exciting any attention, apparently possessed of a decent independence. At last, in 1706, it was given out that he was the possessor of the philosopher's stone; and people, from far and near, came flocking to his residence, at the Chateau de la Palu, at Sylanez, near Barjaumont, to witness the wealth he could make out of pumps and fire shovels. The following account of his operations is given in a letter addressed by M. de Cerisy, the Prior of Chateauneuf, in the Diocese of Riez, in Provence, to the Vicar of St. Jacques du Hautpas, at Paris, and dated the 18th of November 1706:-- "I have something to relate to you, my dear cousin, which will be interesting to you and your friends. The philosopher's stone, which so many persons have looked upon as a chimera, is at last found. It is a man named Delisle, of the parish of Sylanez, and residing within a quarter of a league of me, that has discovered this great secret. He turns lead into gold, and iron into silver, by merely heating these metals red hot, and pouring upon them, in that state, some oil and powder he is possessed of; so that it would not be impossible for any man to make a million a day, if he had sufficient of this wondrous mixture. Some of the pale gold which he had made in this manner, he sent to the jewellers of Lyons, to have their opinion on its quality. He also sold twenty pounds weight of it to a merchant of Digne, named Taxis. All the jewellers say they never saw such fine gold in their lives. He makes nails, part gold, part iron, and part silver. He promised to give me one of them, in a long conversation which I had with him the other day, by order of the Bishop of Sends, who saw his operations with his own eyes, and detailed all the circumstances to me. "The Baron and Baroness de Rheinwald showed me a lingot of gold made out of pewter before their eyes by M. Delisle. My brother-in-law Sauveur, who has wasted fifty years of his life in this great study, brought me the other day a nail which he had seen changed into gold by Delisle, and fully convinced me that all his previous experiments were founded on an erroneous principle. This excellent workman received, a short time ago, a very kind letter from the superintendent of the royal household, which I read. He offered to use all his influence with the ministers to prevent any attempts upon his liberty, which has twice been attacked by the agents of government. It is believed that the oil he makes use of, is gold or silver reduced to that state. He leaves it for a long time exposed to the rays of the sun. He told me that it generally took him six months to make all his preparations. I told him that, apparently, the King wanted to see him. He replied that he could not exercise his art in every place, as a certain climate and temperature were absolutely necessary to his success. The truth is, that this man appears to have no ambition. He only keeps two horses and two men-servants. Besides, he loves his liberty, has no politeness, and speaks very bad French; but his judgment seems to be solid. He was formerly no more than a blacksmith, but excelled in that trade without having been taught it. All the great lords and seigneurs from far and near come to visit him, and pay such court to him, that it seems more like idolatry than anything else. Happy would France be if this man would discover his secret to the King, to whom the superintendent has already sent some lingots! But the happiness is too great to be hoped for; for I fear that the workman and his secret will expire together. There is no doubt that this discovery will make a great noise in the kingdom, unless the character of the man, which I have just depicted to you, prevent it. At all events, posterity will hear of him." In another letter to the same person, dated the 27th of January 1707, M. de Cerisy says, "My dear cousin, I spoke to you in my last letter of the famous alchymist of Provence, M. Delisle. A good deal of that was only hearsay, but now I am enabled to speak from my own experience. I have in my possession a nail, half iron and half silver, which I made myself. That great and admirable workman also bestowed a still greater privilege upon me--he allowed me to turn a piece of lead which I had brought with me into pure gold, by means of his wonderful oil and powder. All the country have their eyes upon this gentleman: some deny loudly, others are incredulous; but those who have seen acknowledge the truth. I have read the passport that has been sent to him from Court, with orders that he should present himself at Paris early in the spring. He told me that he would go willingly, and that it was himself who fixed the spring for his departure; as he wanted to collect his materials, in order that, immediately on his introduction to the King, he might make an experiment worthy of his Majesty, by converting a large quantity of lead into the finest gold. I sincerely hope that he will not allow his secret to die with him, but that he will communicate it to the King. As I had the honour to dine with him on Thursday last, the 20th of this month, being seated at his side, I told him in a whisper that he could, if he liked, humble all the enemies of France. He did not deny it, but began to smile. In fact, this man is the miracle of art. Sometimes he employs the oil and powder mixed, sometimes the powder only, but in so small a quantity that, when the lingot which I made was rubbed all over with it, it did not show at all." This soft-headed priest was by no means the only person in the neighbourhood who lost his wits in hopes of the boundless wealth held out by this clever impostor. Another priest, named De Lions, a chanter in the cathedral of Grenoble, writing on the 30th January 1707, says,--"M. Mesnard, the curate of Montier, has written to me, stating that there is a man, about thirty-five years of age, named Delisle, who turns lead and iron into gold and silver; and that this transmutation is so veritable and so true, that the goldsmiths affirm that his gold and silver are the purest and finest they ever saw. For five years, this man was looked upon as a madman or a cheat; but the public mind is now disabused with respect to him. He now resides with M. de la Palu, at the chateau of the same name. M. de la Palu is not very easy in his circumstances, and wants money to portion his daughters, who have remained single till middle age, no man being willing to take them without a dowry. M. Delisle has promised to make them the richest girls in the province before he goes to Court, having been sent for by the King. He has asked for a little time before his departure, in order that he may collect powder enough to make several quintals of gold before the eyes of his Majesty, to whom he intends to present them. The principal matter of his wonderful powder is composed of simples, principally the herbs Lunaria major and minor. There is a good deal of the first planted by him in the gardens of La Palu; and he gets the other from the mountains, that stretch about two leagues from Montier. What I tell you now is not a mere story invented for your diversion: M. Mesnard can bring forward many witnesses to its truth; among others, the Bishop of Senes, who saw these surprising operations performed; and M. de Cerisy, whom you know well. Delisle transmutes his metals in public. He rubs the lead or iron with his powder, and puts it over burning charcoal. In a short time it changes colour; the lead becomes yellow, and is found to be converted into excellent gold: the iron becomes white, and is found to be pure silver. Delisle is altogether an illiterate person. M. de St. Auban endeavoured to teach him to read and write, but he profited very little by his lessons. He is unpolite, fantastic, and a dreamer, and acts by fits and starts." Delisle, it would appear, was afraid of venturing to Paris. He knew that his sleight of hand would be too narrowly watched in the royal presence; and upon some pretence or other, he delayed the journey for more than two years. Desmarets, the Minister of Finance to Louis XIV, thinking the "philosopher" dreaded foul play, twice sent him a safe conduct under the King's seal; but Delisle still refused. Upon this, Desmarets wrote to the Bishop of Sends for his real opinion as to these famous transmutations. The following was the answer of that prelate:-- "Copy of a report addressed to M. Desmarets, Comptroller-General of the Finances to His Majesty Louis XIV, by the Bishop of Senes, dated March 1709. "SIR, "A twelvemonth ago, or a little more, I expressed to you my joy at hearing of your elevation to the ministry; I have now the honour to write you my opinion of the Sieur Delisle, who has been working at the transmutation of metals in my diocese. I have, during the last two years, spoken of him several times to the Count de Pontchartrain, because he asked me; but I have not written to you, sir, or to M. de Chamillart, because you neither of you requested my opinion upon the subject. Now, however, that you have given me to understand that you wish to know my sentiments on the matter, I will unfold myself to you in all sincerity, for the interests of the King and the glory of your ministry. "There are two things about the Sieur Delisle which, in my opinion, should be examined without prejudice: the one relates to his secret; the other, to his person; that is to say, whether his transmutations are real, and whether his conduct has been regular. As regards the secret of the philosopher's stone, I deemed it impossible, for a long time; and for more than three years, I was more mistrustful of the pretensions of this Sieur Delisle than of any other person. During this period I afforded him no countenance; I even aided a person, who was highly recommended to me by an influential family of this province, to prosecute Delisle for some offence or other which it was alleged he had committed. But this person, in his anger against him, having told me that he had himself been several times the bearer of gold and silver to the goldsmiths of Nice, Aix, and Avignon, which had been transmuted by Delisle from lead and iron, I began to waver a little in my opinions respecting him. I afterwards met Delisle at the house of one of my friends. To please me, the family asked Delisle to operate before me, to which he immediately consented. I offered him some iron nails, which he changed into silver in the chimney-place before six or seven credible witnesses. I took the nails thus transmuted, and sent them by my almoner to Irabert, the jeweller of Aix, who, having subjected them to the necessary trial, returned them to me, saying they were very good silver. Still, however, I was not quite satisfied. M. de Pontchartrain having hinted to me, two years previously, that I should do a thing agreeable to his Majesty if I examined into this business of Delisle, I resolved to do so now. I therefore summoned the alchymist to come to me at Castellane. He came; and I had him escorted by eight or ten vigilant men, to whom I had given notice to watch his hands strictly. Before all of us he changed two pieces of lead into gold and silver. I sent them both to M. de Pontchartrain; and he afterwards informed me by a letter, now lying before me, that he had shown them to the most experienced goldsmiths of Paris, who unanimously pronounced them to be gold and silver of the very purest quality, and without alloy. My former bad opinion of Delisle was now indeed shaken. It was much more so when he performed transmutation five or six times before me at Senes, and made me perform it myself before him without his putting his hand to anything. You have seen, sir, the letter of my nephew, the Pere Berard, of the Oratoire at Paris, on the experiment that he performed at Castellane, and the truth of which I hereby attest. Another nephew of mine, the Sieur Bourget, who was here three weeks ago, performed the same experiment in my presence, and will detail all the circumstances to you personally at Paris. A hundred persons in my diocese have been witnesses of these things. I confess to you, sir, that, after the testimony of so many spectators and so many goldsmiths, and after the repeatedly successful experiments that I saw performed, all my prejudices vanished. My reason was convinced by my eyes; and the phantoms of impossibility which I had conjured up were dissipated by the work of my own hands. "It now only remains for me to speak to you on the subject of his person and conduct. Three suspicions have been excited against him: the first, That he was implicated in some criminal proceeding at Cisteron, and that he falsified the coin of the realm; the second, That the King sent him two safe-conducts without effect; and the third, That he still delays going to court to operate before the King. You may see, sir, that I do not hide or avoid anything. As regards the business at Cisteron, the Sieur Delisle has repeatedly assured me that there was nothing against him which could reasonably draw him within the pale of justice, and that he had never carried on any calling injurious to the King's service. It was true that, six or seven years ago, he had been to Cisteron to gather herbs necessary for his powder, and that he had lodged at the house of one Pelouse, whom he thought an honest man. Pelouse was accused of clipping Louis d'ors; and as he had lodged with him, he was suspected of being his accomplice. This mere suspicion, without any proof whatever, had caused him to be condemned for contumacy; a common case enough with judges, who always proceed with much rigour against those who are absent. During my own sojourn at Aix, it was well known that a man, named Andre Aluys, had spread about reports injurious to the character of Delisle, because he hoped thereby to avoid paying him a sum of forty Louis that he owed him. But permit me, sir, to go further, and to add that, even if there were well-founded suspicions against Delisle, we should look with some little indulgence on the faults of a man who possesses a secret so useful to the state. As regards the two safe-conducts sent him by the King, I think I can answer certainly that it was through no fault of his that he paid so little attention to them. His year, strictly speaking, consists only of the four summer months; and when by any means he is prevented from making the proper use of them, he loses a whole year. Thus the first safe-conduct became useless by the irruption of the Duke of Savoy in 1707; and the second had hardly been obtained, at the end of June 1708, when the said Delisle was insulted by a party of armed men, pretending to act under the authority of the Count de Grignan, to whom he wrote several letters of complaint, without receiving any answer, or promise that his safety would be attended to. What I have now told you, sir, removes the third objection, and is the reason why, at the present time, he cannot go to Paris to the King, in fulfilment of his promises made two years ago. Two, or even three, summers have been lost to him, owing to the continual inquietude he has laboured under. He has, in consequence, been unable to work, and has not collected a sufficient quantity of his oil and powder, or brought what he has got to the necessary degree of perfection. For this reason also he could not give the Sieur de Bourget the portion he promised him for your inspection. If the other day he changed some lead into gold with a few grains of his powder, they were assuredly all he had; for he told me that such was the fact long before he knew my nephew was coming. Even if he had preserved this small quantity to operate before the King, I am sure that, on second thoughts, he would never have adventured with so little; because the slightest obstacles in the metals (their being too hard or too soft, which is only discovered in operating) would have caused him to be looked upon as an impostor, if, in case his first powder had proved ineffectual, he had not been possessed of more to renew the experiment and surmount the difficulty. "Permit me, sir, in conclusion, to repeat that such an artist as this should not be driven to the last extremity, nor forced to seek an asylum offered to him in other countries, but which he has despised, as much from his own inclinations as from the advice I have given him. You risk nothing in giving him a little time, and in hurrying him you may lose a great deal. The genuineness of his gold can no longer be doubted, after the testimony of so many jewellers of Aix, Lyons, and Paris in its favour. As it is not his fault that the previous safe-conducts sent to him have been of no service, it will be necessary to send him another; for the success of which I will be answerable, if you will confide the matter to me, and trust to my zeal for the service of his Majesty, to whom I pray you to communicate this letter, that I may be spared the just reproaches he might one day heap upon me if he remained ignorant of the facts I have now written to you. Assure him, if you please, that, if you send me such a safe-conduct, I will oblige the Sieur Delisle to depose with me such precious pledges of his fidelity, as shall enable me to be responsible myself to the King. These are my sentiments, and I submit them to your superior knowledge; and have the honour to remain, with much respect, &c. "JOHN, Bishop of Senes." "To M. Desmarets, Minister of State, and "Comptroller-General of the Finances, at Paris." That Delisle was no ordinary impostor, but a man of consummate cunning and address, is very evident from this letter. The Bishop was fairly taken in by his clever legerdemain, and when once his first distrust was conquered, appeared as anxious to deceive himself as even Delisle could have wished. His faith was so abundant that he made the case of his protege his own, and would not suffer the breath of suspicion to be directed against him. Both Louis and his minister appear to have been dazzled by the brilliant hopes he had excited, and a third pass, or safe-conduct, was immediately sent to the alchymist, with a command from the King that he should forthwith present himself at Versailles, and make public trial of his oil and powder. But this did not suit the plans of Delisle: in the provinces he was regarded as a man of no small importance; the servile flattery that awaited him wherever he went was so grateful to his mind that he could not willingly relinquish it and run upon certain detection at the court of the Monarch. Upon one pretext or another he delayed his journey, notwithstanding the earnest solicitations of his good friend the Bishop. The latter had given his word to the minister, and pledged his honour that he would induce Delisle to go, and he began to be alarmed when he found he could not subdue the obstinacy of that individual. For more than two years he continued to remonstrate with him, and was always met by some excuse, that there was not sufficient powder, or that it had not been long enough exposed to the rays of the sun. At last his patience was exhausted; and fearful that he might suffer in the royal estimation by longer delay, he wrote to the King for a lettre de cachet, in virtue of which the alchymist was seized at the castle of La Palu, in the month of June 1711, and carried off to be imprisoned in the Bastille. The gendarmes were aware that their prisoner was supposed to be the lucky possessor of the philosopher's stone, and on the road they conspired to rob and murder him. One of them pretended to be touched with pity for the misfortunes of the philosopher, and offered to give him an opportunity of escape whenever he could divert the attention of his companions. Delisle was profuse in his thanks, little dreaming of the snare that was laid for him. His treacherous friend gave notice of the success of the stratagem so far; and it was agreed that Delisle should be allowed to struggle with and overthrow one of them while the rest were at some distance. They were then to pursue him and shoot him through the heart; and after robbing the corpse of the philosopher's stone, convey it to Paris on a cart, and tell M. Desmarets that the prisoner had attempted to escape, and would have succeeded, if they had not fired after him and shot him through the body. At a convenient place the scheme was executed. At a given signal from the friendly gendarme Delisle fled, while another gendarme took aim and shot him through the thigh. Some peasants arriving at the instant, they were prevented from killing him as they intended; and he was transported to Paris, maimed and bleeding. He was thrown into a dungeon in the Bastille, and obstinately tore away the bandages which the surgeons applied to his wound. He never afterwards rose from his bed. The Bishop of Senes visited him in prison, and promised him his liberty if he would transmute a certain quantity of lead into gold before the King. The unhappy man had no longer the means of carrying on the deception; he had no gold, and no double-bottomed crucible or hollow wand to conceal it in, even if he had. He would not, however, confess that he was an impostor; but merely said he did not know how to make the powder of projection, but had received a quantity from an Italian philosopher, and had used it all in his various transmutations in Provence. He lingered for seven or eight months in the Bastille, and died from the effects of his wound, in the forty-first year of his age. ALBERT ALUYS. This pretender to the philosopher's stone, was the son, by a former husband, of the woman Aluys, with whom Delisle became acquainted at the commencement of his career, in the cabaret by the road side, and whom he afterwards married. Delisle performed the part of a father towards him, and thought he could show no stronger proof of his regard, than by giving him the necessary instructions to carry on the deception which had raised himself to such a pitch of greatness. The young Aluys was an apt scholar, and soon mastered all the jargon of the alchymists. He discoursed learnedly upon projections, cimentations, sublimations, the elixir of life, and the universal alkahest; and on the death of Delisle gave out that the secret of that great adept had been communicated to him, and to him only. His mother aided in the fraud, with the hope they might both fasten themselves, in the true alchymical fashion, upon some rich dupe, who would entertain them magnificently while the operation was in progress. The fate of Delisle was no inducement for them to stop in France. The Provencals, it is true, entertained as high an opinion as ever of his skill, and were well inclined to believe the tales of the young adept on whom his mantle had fallen; but the dungeons of the Bastille were yawning for their prey, and Aluys and his mother decamped with all convenient expedition. They travelled about the Continent for several years, sponging upon credulous rich men, and now and then performing successful transmutations by the aid of double-bottomed crucibles and the like. In the year 1726, Aluys, without his mother, who appears to have died in the interval, was at Vienna, where he introduced himself to the Duke de Richelieu, at that time ambassador from the court of France. He completely deceived this nobleman; he turned lead into gold (apparently) on several occasions, and even made the ambassador himself turn an iron nail into a silver one. The Duke afterwards boasted to Lenglet du Fresnoy of his achievements as an alchymist, and regretted that he had not been able to discover the secret of the precious powder by which he performed them. Aluys soon found that, although he might make a dupe of the Duke de Richelieu, he could not get any money from him. On the contrary, the Duke expected all his pokers and fire shovels to be made silver, and all his pewter utensils gold; and thought the honour of his acquaintance was reward sufficient for a roturier, who could not want wealth since he possessed so invaluable a secret. Aluys seeing that so much was expected of him, bade adieu to his Excellency, and proceeded to Bohemia, accompanied by a pupil, and by a young girl who had fallen in love with him in Vienna. Some noblemen in Bohemia received him kindly, and entertained him at their houses for months at a time. It was his usual practice to pretend that he possessed only a few grains of his powder, with which he would operate in any house where he intended to fix his quarters for the season. He would make the proprietor a present of the piece of gold thus transmuted, and promise him millions, if he could only be provided with leisure to gather his lunaria major and minor on their mountain tops, and board, lodging, and loose cash for himself, his wife, and his pupil in the interval. He exhausted in this manner the patience of some dozen of people, when, thinking that there was less danger for him in France, under the young king Louis XV, than under his old and morose predecessor, he returned to Provence. On his arrival at Aix, he presented himself before M. le Bret, the President of the province, a gentleman who was much attached to the pursuits of alchymy, and had great hopes of being himself able to find the philosopher's stone. M. le Bret, contrary to his expectation, received him very coolly, in consequence of some rumours that were spread abroad respecting him; and told him to call upon him on the morrow. Aluys did not like the tone of the voice, or the expression of the eye of the learned President, as that functionary looked down upon him. Suspecting that all was not right, he left Aix secretly the same evening, and proceeded to Marseilles. But the police were on the watch for him; and he had not been there four-and-twenty hours, before he was arrested on a charge of coining, and thrown into prison. As the proofs against him were too convincing to leave him much hope of an acquittal, he planned an escape from durance. It so happened that the gaoler had a pretty daughter, and Aluys soon discovered that she was tender-hearted. He endeavoured to gain her in his favour, and succeeded. The damsel, unaware that he was a married man, conceived and encouraged a passion for him, and generously provided him with the means of escape. After he had been nearly a year in prison he succeeded in getting free, leaving the poor girl behind, to learn that he was already married, and to lament in solitude that she had given her heart to an ungrateful vagabond. When he left Marseilles, he had not a shoe to his foot, or a decent garment to his back, but was provided with some money and clothes by his wife in a neighbouring town. They then found their way to Brussels, and by dint of excessive impudence, brought themselves into notice. He took a house, fitted up a splendid laboratory, and gave out that he knew the secret of transmutation. In vain did M. Percel, the brother-in-law of Lenglet du Fresnoy, who resided in that city, expose his pretensions, and hold him up to contempt as an ignorant impostor: the world believed him not. They took the alchymist at his word, and besieged his doors, to see and wonder at the clever legerdemain by which he turned iron nails into gold and silver. A rich greffier paid him a large sum of money that he might be instructed in the art, and Aluys gave him several lessons on the most common principles of chemistry. The greffier studied hard for a twelvemonth, and then discovered that his master was a quack. He demanded his money back again; but Aluys was not inclined to give it him, and the affair was brought before the civil tribunal of the province. In the mean time, however, the greffier died suddenly; poisoned, according to the popular rumour, by his debtor, to avoid repayment. So great an outcry arose in the city, that Aluys, who may have been innocent of the crime, was nevertheless afraid to remain and brave it. He withdrew secretly in the night, and retired to Paris. Here all trace of him is lost. He was never heard of again; but Lenglet du Fresnoy conjectures, that he ended his days in some obscure dungeon, into which he was cast for coining, or other malpractices. THE COUNT DE ST. GERMAIN This adventurer was of a higher grade than the last, and played a distinguished part at the court of Louis XV. He pretended to have discovered the elixir of life, by means of which he could make any one live for centuries; and allowed it to be believed that his own age was upwards of two thousand years. He entertained many of the opinions of the Rosicrucians; boasted of his intercourse with sylphs and salamanders; and of his power of drawing diamonds from the earth, and pearls from the sea, by the force of his incantations. He did not lay claim to the merit of having discovered the philosopher's stone; but devoted so much of his time to the operations of alchymy, that it was very generally believed, that, if such a thing as the philosopher's stone had ever existed, or could be called into existence, he was the man to succeed in finding it. It has never yet been discovered what was his real name, or in what country he was born. Some believed, from the Jewish cast of his handsome countenance, that he was the "wandering Jew;" others asserted, that he was the issue of an Arabian princess, and that his father was a salamander; while others, more reasonable, affirmed him to be the son of a Portuguese Jew, established at Bourdeaux. He first carried on his imposture in Germany, where he made considerable sums by selling an elixir to arrest the progress of old age. The Marechal de Belle-Isle purchased a dose of it; and was so captivated with the wit, learning, and good manners of the charlatan, and so convinced of the justice of his most preposterous pretensions, that he induced him to fix his residence in Paris. Under the Marshal's patronage, he first appeared in the gay circles of that capital. Every one was delighted with the mysterious stranger; who, at this period of his life, appears to have been about seventy years of age, but did not look more than forty-five. His easy assurance imposed upon most people. His reading was extensive, and his memory extraordinarily tenacious of the slightest circumstances. His pretension to have lived for so many centuries naturally exposed him to some puzzling questions, as to the appearance, life, and conversation of the great men of former days; but he was never at a loss for an answer. Many who questioned him for the purpose of scoffing at him, refrained in perplexity, quite bewildered by his presence of mind, his ready replies, and his astonishing accuracy on every point mentioned in history. To increase the mystery by which he was surrounded, he permitted no person to know how he lived. He dressed in a style of the greatest magnificence; sported valuable diamonds in his hat, on his fingers, and in his shoe-buckles; and sometimes made the most costly presents to the ladies of the court. It was suspected by many that he was a spy, in the pay of the English ministry; but there never was a tittle of evidence to support the charge. The King looked upon him with marked favour, was often closeted with him for hours together, and would not suffer anybody to speak disparagingly of him. Voltaire constantly turned him into ridicule; and, in one of his letters to the King of Prussia, mentions him as "un comte pour fire;" and states, that he pretended to have dined with the holy fathers, at the Council of Trent! In the "Memoirs of Madame du Hausset," chamber-woman to Madame du Pompadour, there are some amusing anecdotes of this personage. Very soon after his arrival in Paris, he had the entree of her dressing-room; a favour only granted to the most powerful lords at the court of her royal lover. Madame was fond of conversing with him; and, in her presence, he thought fit to lower his pretensions very considerably: but he often allowed her to believe that he had lived two or three hundred years, at least. "One day," says Madame du Hausset, "Madame said to him, in my presence, 'What was the personal appearance of Francis I? He was a King I should have liked.' 'He was, indeed, very captivating,' replied St. Germain; and he proceeded to describe his face and person, as that of a man whom he had accurately observed. 'It is a pity he was too ardent. I could have given him some good advice, which would have saved him from all his misfortunes: but he would not have followed it; for it seems as if a fatality attended princes, forcing them to shut their ears to the wisest counsel.' 'Was his court very brilliant?' inquired Madame du Pompadour. 'Very,' replied the Count; 'but those of his grandsons surpassed it. In the time of Mary Stuart and Margaret of Valois, it was a land of enchantment--a temple sacred to pleasures of every kind.' Madame said, laughing, 'You seem to have seen all this.' 'I have an excellent memory,' said he, 'and have read the history of France with great care. I sometimes amuse myself, not by making, but by letting, it be believed that I lived in old times.' "'But you do not tell us your age,' said Madame du Pompadour to him on another occasion; 'and yet you pretend you are very old. The Countess de Gergy, who was, I believe, ambassadress at Vienna some fifty years ago, says she saw you there, exactly the same as you now appear.' "'It is true, Madam,' replied St. Germain; 'I knew Madame de Gergy many years ago.' "'But, according to her account, you must be more than a hundred years old?' "'That is not impossible,' said he, laughing; 'but it is much more possible that the good lady is in her dotage.' "'You gave her an elixir, surprising for the effects it produced; for she says, that during a length of time, she only appeared to be eighty-four; the age at which she took it. Why don't you give it to the King?' "'O Madam!' he exclaimed, 'the physicians would have me broken on the wheel, were I to think of drugging his Majesty.'" When the world begins to believe extraordinary things of an individual, there is no telling where its extravagance will stop. People, when once they have taken the start, vie with each other who shall believe most. At this period all Paris resounded with the wonderful adventures of the Count de St. Germain; and a company of waggish young men tried the following experiment upon its credulity:-A clever mimic, who, on account of the amusement he afforded, was admitted into good society, was taken by them, dressed as the Count de St. Germain, into several houses in the Rue du Marais. He imitated the Count's peculiarities admirably, and found his auditors open-mouthed to believe any absurdity he chose to utter. NO fiction was too monstrous for their all-devouring credulity. He spoke of the Saviour of the world in terms of the greatest familiarity; said he had supped with him at the marriage in Canaan of Galilee, where the water was miraculously turned into wine. In fact, he said he was an intimate friend of his, and had often warned him to be less romantic and imprudent, or he would finish his career miserably. This infamous blasphemy, strange to say, found believers; and, ere three days had elapsed, it was currently reported that St. Germain was born soon after the deluge, and that he would never die! St. Germain himself was too much a man of the world to assert anything so monstrous; but he took no pains to contradict the story. In all his conversations with persons of rank and education, he advanced his claims modestly, and as if by mere inadvertency; and seldom pretended to a longevity beyond three hundred years; except when he found he was in company with persons who would believe anything. He often spoke of Henry VIII, as if he had known him intimately; and of the Emperor Charles V, as if that monarch had delighted in his society. He would describe conversations which took place with such an apparent truthfulness, and be so exceedingly minute and particular as to the dress and appearance of the individuals, and even the weather at the time, and the furniture of the room, that three persons out of four were generally inclined to credit him. He had constant applications from rich old women for an elixir to make them young again; and, it would appear, gained large sums in this manner. To those whom he was pleased to call his friends, he said, his mode of living and plan of diet were far superior to any elixir; and that anybody might attain a patriarchal age, by refraining from drinking at meals, and very sparingly at any other time. The Baron de Gleichen followed this system, and took great quantities of senna leaves, expecting to live for two hundred years. He died, however, at seventy-three. The Duchess de Choiseul was desirous of following the same system; but the Duke her husband, in much wrath, forbade her to follow any system prescribed by a man who had so equivocal a reputation as M. de St. Germain. Madame du Hausset says, she saw St. Germain, and conversed with him several times. He appeared to her to be about fifty years of age, was of the middle size, and had fine expressive features. His dress was always simple, but displayed much taste. He usually wore diamond rings of great value; and his watch and snuff-box were ornamented with a profusion of precious stones. One day, at Madame du Pompadour's apartments, where the principal courtiers were assembled, St. Germain made his appearance in diamond knee and shoe buckles, of so fine a water, that Madame said, she did not think the King had any equal to them. He was entreated to pass into the antechamber, and undo them; which he did, and brought them to Madame, for closer inspection. M. de Gontant, who was present, said their value could not be less than two hundred thousand livres, or upwards of eight thousand pounds sterling. The Baron de Gleichen, in his "Memoirs," relates, that the Count one day showed him so many diamonds, that he thought he saw before him all the treasures of Aladdin's lamp; and adds, that he had had great experience in precious stones, and was convinced that all those possessed by the Count were genuine. On another occasion, St. Germain showed Madame du Pompadour a small box, containing topazes, emeralds, and diamonds, worth half a million of livres. He affected to despise all this wealth, to make the world more easily believe that he could, like the Rosicrucians, draw precious stones out of the earth by the magic of his song. He gave away a great number of these jewels to the ladies of the court; and Madame du Pompadour was so charmed with his generosity, that she gave him a richly-enamelled snuff-box, as a token of her regard; on the lid of which was beautifully painted a portrait of Socrates, or some other Greek sage, to whom she compared him. He was not only lavish to the mistresses, but to the maids. Madame du Hausset says,--"The Count came to see Madame du Pompadour, who was very ill, and lay on the sofa. He showed her diamonds enough to furnish a king's treasury. Madame sent for me to see all those beautiful things. I looked at them with an air of the utmost astonishment; but I made signs to her, that I thought them all false. The Count felt for something in a pocket-book about twice as large as a spectacle-case; and, at length, drew out two or three little paper packets, which he unfolded, and exhibited a superb ruby. He threw on the table, with a contumptuous air, a little cross of green and white stones. I looked at it, and said it was not to be despised. I then put it on, and admired it greatly. The Count begged me to accept it. I refused. He urged me to take it. At length, he pressed so warmly, that Madame, seeing it could not be worth more than a thousand livres, made me a sign to accept it. I took the cross, much pleased with the Count's politeness." How the adventurer obtained his wealth remains a secret. He could not have made it all by the sale of his elixir vitae in Germany; though, no doubt, some portion of it was derived from that source. Voltaire positively says, he was in the pay of foreign governments; and in his letter to the King of Prussia, dated the 5th of April 1758, says, that he was initiated in all the secrets of Choiseul, Kaunitz, and Pitt. Of what use he could be to any of those ministers, and to Choiseul especially, is a mystery of mysteries. There appears no doubt that he possessed the secret of removing spots from diamonds; and, in all probability, he gained considerable sums by buying, at inferior prices, such as had flaws in them, and afterwards disposing of them at a profit of cent. per cent. Madame du Hausset relates the following anecdote on this particular:--"The King," says she, "ordered a middling-sized diamond, which had a flaw in it, to be brought to him. After having it weighed, his Majesty said to the Count, 'The value of this diamond, as it is, and with the flaw in it, is six thousand livres; without the flaw, it would be worth, at least, ten thousand. Will you undertake to make me a gainer of four thousand livres?' St. Germain examined it very attentively, and said, 'It is possible; it may be done. I will bring it you again in a month.' At the time appointed, the Count brought back the diamond, without a spot, and gave it to the King. It was wrapped in a cloth of amianthos, which he took off. The King had it weighed immediately, and found it very little diminished. His Majesty then sent it to his jeweller, by M. de Gonrant, without telling him of anything that had passed. The jeweller gave nine thousand six hundred livres for it. The King, however, sent for the diamond back again, and said he would keep it as a curiosity. He could not overcome his surprise; and said M. de St. Germain must be worth millions; especially if he possessed the secret of making large diamonds out of small ones. The Count neither said that he could, or could not; but positively asserted, that he knew how to make pearls grow, and give them the finest water. The King paid him great attention, and so did Madame du Pompadour. M. du Quesnoy once said, that St. Germain was a quack; but the King reprimanded him. In fact, his Majesty appears infatuated by him; and sometimes talks of him as if his descent were illustrious." St. Germain had a most amusing vagabond for a servant, to whom he would often appeal for corroboration, when relating some wonderful event that happened centuries before. The fellow, who was not without ability, generally corroborated him in a most satisfactory manner. Upon one occasion, his master was telling a party of ladies and gentlemen, at dinner, some conversation he had had in Palestine, with King Richard I. of England, whom he described as a very particular friend of his. Signs of astonishment and incredulity were visible on the faces of the company; upon which St. Germain very coolly turned to his servant, who stood behind his chair, and asked him if he had not spoken truth? "I really cannot say," replied the man, without moving a muscle; "you forget, sir, I have only been five hundred years in your service!" "Ah! true," said his master; "I remember now; it was a little before your time!" Occasionally, when with men whom he could not so easily dupe, he gave utterance to the contempt with which he could scarcely avoid regarding such gaping credulity. "These fools of Parisians," said he, to the Baron de Gleichen, "believe me to be more than five hundred years old; and, since they will have it so, I confirm them in their idea. Not but that I really am much older than I appear." Many other stories are related of this strange impostor; but enough have been quoted to show his character and pretensions. It appears that he endeavoured to find the philosopher's stone; but never boasted of possessing it. The Prince of Hesse Cassel, whom he had known years before, in Germany, wrote urgent letters to him, entreating him to quit Paris, and reside with him. St. Germain at last consented. Nothing further is known of his career. There were no gossipping memoir-writers at the court of Hesse Cassel to chronicle his sayings and doings. He died at Sleswig, under the roof of his friend the Prince, in the year 1784. CAGLIOSTRO, This famous charlatan, the friend and successor of St. Germain, ran a career still more extraordinary. He was the arch-quack of his age, the last of the great pretenders to the philosopher's stone and the water of life, and during his brief season of prosperity one of the most conspicuous characters of Europe. His real name was Joseph Balsamo. He was born at Palermo about the year 1743, of humble parentage. He had the misfortune to lose his father during his infancy, and his education was left in consequence to some relatives of his mother, the latter being too poor to afford him any instruction beyond mere reading and writing. He was sent in his fifteenth year to a monastery, to be taught the elements of chemistry and physic; but his temper was so impetuous, his indolence so invincible, and his vicious habits so deeply rooted, that he made no progress. After remaining some years, he left it with the character of an uninformed and dissipated young man, with good natural talents but a bad disposition. When he became of age, he abandoned himself to a life of riot and debauchery, and entered himself, in fact, into that celebrated fraternity, known in France and Italy as the "Knights of Industry," and in England as the "Swell Mob." He was far from being an idle or unwilling member of the corps. The first way in which he distinguished himself was by forging orders of admission to the theatres. He afterwards robbed his uncle, and counterfeited a will. For acts like these, he paid frequent compulsory visits to the prisons of Palermo. Somehow or other he acquired the character of a sorcerer--of a man who had failed in discovering the secrets of alchymy, and had sold his soul to the devil for the gold which he was not able to make by means of transmutation. He took no pains to disabuse the popular mind on this particular, but rather encouraged the belief than otherwise. He at last made use of it to cheat a silversmith, named Marano, of about sixty ounces of gold, and was in consequence obliged to leave Palermo. He persuaded this man that he could show him a treasure hidden in a cave, for which service he was to receive the sixty ounces of gold, while the silversmith was to have all the treasure for the mere trouble of digging it up. They went together at midnight to an excavation in the vicinity of Palermo, where Balsamo drew a magic circle, and invoked the devil to show his treasures. Suddenly there appeared half a dozen fellows, the accomplices of the swindler, dressed to represent devils, with horns on their heads, claws to their fingers, and vomiting apparently red and blue flame. They were armed with pitchforks, with which they belaboured poor Marano till he was almost dead, and robbed him of his sixty ounces of gold and all the valuables he carried about his person. They then made off, accompanied by Balsamo, leaving the unlucky silversmith to recover or die at his leisure. Nature chose the former course; and soon after daylight he was restored to his senses, smarting in body from his blows and in spirit for the deception of which he had been the victim. His first impulse was to denounce Balsamo to the magistrates of the town; but on further reflection he was afraid of the ridicule that a full exposure of all the circumstances would draw upon him: he therefore took the truly Italian resolution of being revenged on Balsamo by murdering him at the first convenient opportunity. Having given utterance to this threat in the hearing of a friend of Balsamo, it was reported to the latter, who immediately packed up his valuables and quitted Europe. He chose Medina, in Arabia, for his future dwelling-place, and there became acquainted with a Greek named Altotas, a man exceedingly well versed in all the languages of the East, and an indefatigable student of alchymy. He possessed an invaluable collection of Arabian manuscripts on his favourite science, and studied them with such unremitting industry that he found he had not sufficient time to attend to his crucibles and furnaces without neglecting his books. He was looking about for an assistant when Balsamo opportunely presented himself, and made so favourable an impression that he was at once engaged in that capacity. But the relation of master and servant did not long subsist between them; Balsamo was too ambitious and too clever to play a secondary part, and within fifteen days of their first acquaintance they were bound together as friends and partners. Altotas, in the course of a long life devoted to alchymy, had stumbled upon some valuable discoveries in chemistry, one of which was an ingredient for improving the manufacture of flax, and imparting to goods of that material a gloss and softness almost equal to silk. Balsamo gave him the good advice to leave the philosopher's stone for the present undiscovered, and make gold out of their flax. The advice was taken, and they proceeded together to Alexandria to trade, with a large stock of that article. They stayed forty days in Alexandria, and gained a considerable sum by their venture. They afterwards visited other cities in Egypt, and were equally successful. They also visited Turkey, where they sold drugs and amulets. On their return to Europe, they were driven by stress of weather into Malta, and were hospitably received by Pinto, the Grand Master of the Knights, and a famous alchymist. They worked in his laboratory for some months, and tried hard to change a pewter-platter into a silver one. Balsamo, having less faith than his companions, was sooner wearied; and obtaining from his host many letters of introduction to Rome and Naples, he left him and Altotas to find the philosopher's stone and transmute the pewter-platter without him. He had long since dropped the name of Balsamo on account of the many ugly associations that clung to it; and during his travels had assumed at least half a score others, with titles annexed to them. He called himself sometimes the Chevalier de Fischio, the Marquis de Melissa, the Baron de Belmonte, de Pelligrini, d'Anna, de Fenix, de Harat, but most commonly the Count de Cagliostro. Under the latter title he entered Rome, and never afterwards changed it. In this city he gave himself out as the restorer of the Rosicrucian philosophy; said he could transmute all metals into gold; that he could render himself invisible, cure all diseases, and administer an elixir against old age and decay. His letters from the Grand Master Pinto procured him an introduction into the best families. He made money rapidly by the sale of his elixir vitae; and, like other quacks, performed many remarkable cures by inspiring his patients with the most complete faith and reliance upon his powers; an advantage which the most impudent charlatans often possess over the regular practitioner. While thus in a fair way of making his fortune he became acquainted with the beautiful Lorenza Feliciana, a young lady of noble birth, but without fortune. Cagliostro soon discovered that she possessed accomplishments that were invaluable. Besides her ravishing beauty, she had the readiest wit, the most engaging manners, the most fertile imagination, and the least principle of any of the maidens of Rome. She was just the wife for Cagliostro, who proposed himself to her, and was accepted. After their marriage, he instructed his fair Lorenza in all the secrets of his calling--taught her pretty lips to invoke angels, and genii, sylphs, salamanders, and undines, and, when need required, devils and evil spirits. Lorenza was an apt scholar: she soon learned all the jargon of the alchymists and all the spells of the enchanters; and thus accomplished the hopeful pair set out on their travels, to levy contributions on the superstitious and the credulous. They first went to Sleswig on a visit to the Count de St. Germain, their great predecessor in the art of making dupes, and were received by him in the most magnificent manner. They no doubt fortified their minds for the career they had chosen, by the sage discourse of that worshipful gentleman; for immediately after they left him, they began their operations. They travelled for three or four years in Russia, Poland, and Germany, transmuting metals, telling fortunes, raising spirits, and selling the elixir vitae wherever they went; but there is no record of their doings from whence to draw a more particular detail. It was not until they made their appearance in England in 1776, that the names of the Count and Countess di Cagliostro began to acquire a European reputation. They arrived in London in the July of that year, possessed of property in plate, jewels, and specie to the amount of about three thousand pounds. They hired apartments in Whitcombe-street, and lived for some months quietly. In the same house there lodged a Portuguese woman named Blavary, who, being in necessitous circumstances, was engaged by the Count as interpreter. She was constantly admitted into his laboratory, where he spent much of his time in search of the philosopher's stone. She spread abroad the fame of her entertainer in return for his hospitality, and laboured hard to impress everybody with as full a belief in his extraordinary powers as she felt herself. But as a female interpreter of the rank and appearance of Madame Blavary did not exactly correspond with the Count's notions either of dignity or decorum, he hired a person named Vitellini, a teacher of languages, to act in that capacity. Vitellini was a desperate gambler; a man who had tried almost every resource to repair his ruined fortunes, including among the rest the search for the philosopher's stone. Immediately that he saw the Count's operations, he was convinced that the great secret was his, and that the golden gates of the palace of fortune were open to let him in. With still more enthusiasm than Madame Blavary, he held forth to his acquaintance, and in all public places, that the Count was an extraordinary man, a true adept, whose fortune was immense, and who could transmute into pure and solid gold, as much lead, iron, and copper as he pleased. The consequence was, that the house of Cagliostro was besieged by crowds of the idle, the credulous, and the avaricious, all eager to obtain a sight of the "philosopher," or to share in the boundless wealth which he could call into existence. Unfortunately for Cagliostro, he had fallen into evil hands; instead of duping the people of England as he might have done, he became himself the victim of a gang of swindlers, who, with the fullest reliance on his occult powers, only sought to make money of him. Vitellini introduced to him a ruined gambler like himself, named Scot, whom he represented as a Scottish nobleman, attracted to London solely by his desire to see and converse with the extraordinary man whose fame had spread to the distant mountains of the north. Cagliostro received him with great kindness and cordiality; and "Lord" Scot thereupon introduced a woman named Fry, as Lady Scot, who was to act as chaperone to the Countess di Cagliostro, and make her acquainted with all the noble families of Britain. Thus things went swimmingly. "His lordship," whose effects had not arrived from Scotland, and who had no banker in London, borrowed two hundred pounds of the Count; they were lent without scruple, so flattered was Cagliostro by the attentions they paid him, the respect, nay, veneration they pretended to feel for him, and the complete deference with which they listened to every word that fell from his lips. Superstitious, like all desperate gamesters, Scot had often tried magical and cabalistic numbers, in the hope of discovering lucky numbers in the lottery, or at the roulette tables. He had in his possession a cabalistic manuscript, containing various arithmetical combinations of the kind, which he submitted to Cagliostro, with an urgent request that he would select a number. Cagliostro took the manuscript and studied it; but, as he himself informs us, with no confidence in its truth. He however predicted twenty as the successful number for the 6th of November following. Scot ventured a small sum upon this number, out of the two hundred pounds he had borrowed, and won. Cagliostro, incited by this success, prognosticated number twenty-five for the next drawing. Scot tried again, and won a hundred guineas. The numbers fifty-five and fifty-seven were announced with equal success for the 18th of the same month, to the no small astonishment and delight of Cagliostro, who thereupon resolved to try fortune for himself, and not for others. To all the entreaties of Scot and his lady that he would predict more numbers for them, he turned a deaf ear, even while he still thought him a lord and a man of honour. But when he discovered that he was a mere swindler, and the pretended Lady Scot an artful woman of the town, he closed his door upon them and on all their gang. Having complete faith in the supernatural powers of the Count, they were in the deepest distress at having lost his countenance. They tried by every means their ingenuity could suggest, to propitiate him again; they implored, they threatened, and endeavoured to bribe him. But all was vain. Cagliostro would neither see nor correspond with them. In the mean time they lived extravagantly; and in the hope of future, exhausted all their present gains. They were reduced to the last extremity, when Miss Fry obtained access to the Countess, and received a guinea from her on the representation that she was starving. Miss Fry, not contented with this, begged her to intercede with her husband, that for the last time he would point out a lucky number in the lottery. The Countess promised to exert her influence, and Cagliostro thus entreated, named the number eight, at the same time reiterating his determination to have no more to do with any of them. By an extraordinary hazard, which filled Cagliostro with surprise and pleasure, number eight was the greatest prize in the lottery. Miss Fry and her associates cleared fifteen hundred guineas by the adventure; and became more than ever convinced of the occult powers of Cagliostro, and strengthened in their determination never to quit him until they had made their fortunes. Out of the proceeds, Miss Fry bought a handsome necklace at a pawnbrokers for ninety guineas. She then ordered a richly chased gold box, having two compartments, to be made at a jeweller's, and putting the necklace in the one, filled the other with a fine aromatic snuff. She then sought another interview with Madame di Cagliostro, and urged her to accept the box as a small token of her esteem and gratitude, without mentioning the valuable necklace that was concealed in it. Madame di Cagliostro accepted the present, and was from that hour exposed to the most incessant persecution from all the confederates, Blavary, Vitellini, and the pretended Lord and Lady Scot. They flattered themselves they had regained their lost footing in the house, and came day after day to know lucky numbers in the lottery; sometimes forcing themselves up the stairs, and into the Count's laboratory, in spite of the efforts of the servants to prevent them. Cagliostro, exasperated at their pertinacity, threatened to call in the assistance of the magistrates; and taking Miss Fry by the shoulders, pushed her into the street. From that time may be dated the misfortunes of Cagliostro. Miss Fry, at the instigation of her paramour, determined on vengeance. Her first act was to swear a debt of two hundred pounds against Cagliostro, and to cause him to be arrested for that sum. While he was in custody in a sponging house, Scot, accompanied by a low attorney, broke into his laboratory, and carried off a small box, containing, as they believed, the powder of transmutation, and a number of cabalistic manuscripts and treatises upon alchymy. They also brought an action against him for the recovery of the necklace; and Miss Fry accused both him and his Countess of sorcery and witchcraft, and of foretelling numbers in the lottery by the aid of the devil. This latter charge was actually heard before Mr. Justice Miller. The action of trover for the necklace was tried before the Lord Chief Justice of the Common Pleas, who recommended the parties to submit to arbitration. In the mean time Cagliostro remained in prison for several weeks, till having procured bail, he was liberated. He was soon after waited upon by an attorney named Reynolds, also deep in the plot, who offered to compromise all the actions upon certain conditions. Scot, who had accompanied him, concealed himself behind the door, and suddenly rushing out, presented a pistol at the heart of Cagliostro, swearing he would shoot him instantly, if he would not tell him truly the art of predicting lucky numbers, and of transmuting metals. Reynolds pretending to be very angry, disarmed his accomplice, and entreated the Count to satisfy them by fair means, and disclose his secrets, promising that if he would do so, they would discharge all the actions, and offer him no further molestation. Cagliostro replied, that threats and entreaties were alike useless; that he knew no secrets; and that the powder of transmutation of which they had robbed him, was of no value to anybody but himself. He offered, however, if they would discharge the actions, and return the powder and the manuscripts, he would forgive them all the money they had swindled him out of. These conditions were refused; and Scot and Reynolds departed, swearing vengeance against him. Cagliostro appears to have been quite ignorant of the forms of law in England, and to have been without a friend to advise him as to the best course he should pursue. While he was conversing with his Countess on the difficulties that beset them, one of his bail called, and invited him to ride in a hackney coach to the house of a person who would see him righted. Cagliostro consented, and was driven to the King's Bench prison, where his friend left him. He did not discover for several hours that he was a prisoner, or in fact understand the process of being surrendered by one's bail. He regained his liberty in a few weeks; and the arbitrators between him and Miss Fry, made their award against him. He was ordered to pay the two hundred pounds she had sworn against him, and to restore the necklace and gold box which had been presented to the Countess. Cagliostro was so disgusted, that he determined to quit England. His pretensions, besides, had been unmercifully exposed by a Frenchman, named Morande, the Editor of the Courier de l'Europe, published in London. To add to his distress, he was recognised in Westminster Hall, as Joseph Balsamo, the swindler of Palermo. Such a complication of disgrace was not to be borne. He and his Countess packed up their small effects, and left England with no more than fifty pounds, out of the three thousand they had brought with them. They first proceeded to Brussels, where fortune was more auspicious. They sold considerable quantities of the elixir of life, performed many cures, and recruited their finances. They then took their course through Germany to Russia, and always with the same success. Gold flowed into their coffers faster than they could count it. They quite forgot all the woes they had endured in England, and learned to be more circumspect in the choice of their acquaintance. In the year 1780, they made their appearance in Strasbourg. Their fame had reached that city before them. They took a magnificent hotel, and invited all the principal persons of the place to their table. Their wealth appeared to be boundless, and their hospitality equal to it. Both the Count and Countess acted as physicians, and gave money, advice, and medicine to all the necessitous and suffering of the town. Many of the cures they performed, astonished those regular practitioners who did not make sufficient allowance for the wonderful influence of imagination in certain cases. The Countess, who at this time was not more than five-and-twenty, and all radiant with grace, beauty, and cheerfulness, spoke openly of her eldest son as a fine young man of eight-and-twenty, who had been for some years a captain in the Dutch service. The trick succeeded to admiration. All the ugly old women in Strasbourg, and for miles around, thronged the saloon of the Countess to purchase the liquid which was to make them as blooming as their daughters; the young women came in equal abundance that they might preserve their charms, and when twice as old as Ninon de L'Enclos, be more captivating than she; while men were not wanting fools enough to imagine, that they might keep off the inevitable stroke of the grim foe, by a few drops of the same incomparable elixir. The Countess, sooth to say, looked like an incarnation of immortal loveliness, a very goddess of youth and beauty; and it is possible that the crowds of young men and old, who at all convenient seasons haunted the perfumed chambers of this enchantress, were attracted less by their belief in her occult powers than from admiration of her languishing bright eyes and sparkling conversation. But amid all the incense that was offered at her shrine, Madame di Cagliostro was ever faithful to her spouse. She encouraged hopes, it is true, but she never realised them; she excited admiration, yet kept it within bounds; and made men her slaves, without ever granting a favour of which the vainest might boast. In this city they made the acquaintance of many eminent persons, and among others, of the Cardinal Prince de Rohan, who was destined afterwards to exercise so untoward an influence over their fate. The Cardinal, who seems to have had great faith in him as a philosopher, persuaded him to visit Paris in his company, which he did, but remained only thirteen days. He preferred the society of Strasbourg, and returned thither, with the intention of fixing his residence far from the capital. But he soon found that the first excitement of his arrival had passed away. People began to reason with themselves, and to be ashamed of their own admiration. The populace, among whom he had lavished his charity with a bountiful hand, accused him of being the Antichrist, the Wandering Jew, the man of fourteen hundred years of age, a demon in human shape, sent to lure the ignorant to their destruction; while the more opulent and better informed called him a spy in the pay of foreign governments, an agent of the police, a swindler, and a man of evil life. The outcry grew at last so strong, that he deemed it prudent to try his fortune elsewhere. He went first to Naples, but that city was too near Palermo; he dreaded recognition from some of his early friends, and after a short stay, returned to France. He chose Bordeaux as his next dwelling-place, and created as great a sensation there as he had done in Strasbourg. He announced himself as the founder of a new school of medicine and philosophy, boasted of his ability to cure all diseases, and invited the poor and suffering to visit him, and he would relieve the distress of the one class, and cure the ailings of the other. All day long the street opposite his magnificent hotel was crowded by the populace; the halt and the blind, women with sick babes in their arms, and persons suffering under every species of human infirmity flocked to this wonderful doctor. The relief he afforded in money more than counterbalanced the failure of his nostrums; and the affluence of people from all the surrounding country became so great, that the jurats of the city granted him a military guard, to be stationed day and night before his door, to keep order. The anticipations of Cagliostro were realised. The rich were struck with admiration of his charity and benevolence, and impressed with a full conviction of his marvellous powers. The sale of the elixir went on admirably. His saloons were thronged with wealthy dupes who came to purchase immortality. Beauty, that would endure for centuries, was the attraction for the fair sex; health and strength for the same period were the baits held out to the other. His charming Countess in the meantime brought grist to the mill, by telling fortunes and casting nativities, or granting attendant sylphs to any ladies who would pay sufficiently for their services. What was still better, as tending to keep up the credit of her husband, she gave the most magnificent parties in Bordeaux. But as at Strasbourg the popular delusion lasted for a few months only, and burned itself out; Cagliostro forgot, in the intoxication of success, that there was a limit to quackery, which once passed, inspired distrust. When he pretended to call spirits from the tomb, people became incredulous. He was accused of being an enemy to religion--of denying Christ, and of being the Wandering Jew. He despised these rumours as long as they were confined to a few; but when they spread over the town--when he received no more fees--when his parties were abandoned, and his acquaintance turned away when they met him in the street, he thought it high time to shift his quarters. He was by this time wearied of the provinces, and turned his thoughts to the capital. On his arrival, he announced himself as the restorer of Egyptian Freemasonry and the founder of a new philosophy. He immediately made his way into the best society by means of his friend the Cardinal de Rohan. His success as a magician was quite extraordinary: the most considerable persons of the time visited him. He boasted of being able, like the Rosicrucians, to converse with the elementary spirits; to invoke the mighty dead from the grave, to transmute metals, and to discover occult things, by means of the special protection of God towards him. Like Dr. Dee, he summoned the angels to reveal the future; and they appeared, and conversed with him in crystals and under glass bells. [See the Abbe Fiard, and "Anecdotes of the Reign of Louis XVI." p. 400.] "There was hardly," says the Biographie des Contemporains, "a fine lady in Paris who would not sup with the shade of Lucretius in the apartments of Cagliostro--a military officer who would not discuss the art of war with Cesar, Hannibal, or Alexander; or an advocate or counsellor who would not argue legal points with the ghost of Cicero." These interviews with the departed were very expensive; for, as Cagliostro said, the dead would not rise for nothing. The Countess, as usual, exercised all her ingenuity to support her husband's credit. She was a great favourite with her own sex; to many a delighted and wondering auditory of whom she detailed the marvellous powers of Cagliostro. She said he could render himself invisible, traverse the world with the rapidity of thought, and be in several places at the same time. ["Biographie des Contemporains," article "Cagliostro." See also "Histoire de la Magie en France," par M. Jules Garinet, p. 284.] He had not been long at Paris before he became involved in the celebrated affair of the Queen's necklace. His friend, the Cardinal de Rohan, enamoured of the charms of Marie Antoinette, was in sore distress at her coldness, and the displeasure she had so often manifested against him. There was at that time a lady, named La Motte, in the service of the Queen, of whom the Cardinal was foolish enough to make a confidant. Madame de la Motte, in return, endeavoured to make a tool of the Cardinal, and succeeded but too well in her projects. In her capacity of chamber-woman, or lady of honour to the Queen, she was present at an interview between her Majesty and M. Boehmer, a wealthy jeweller of Paris, when the latter offered for sale a magnificent diamond necklace, valued at 1,600,000 francs, or about 64,000 pounds sterling. The Queen admired it greatly, but dismissed the jeweller, with the expression of her regret that she was too poor to purchase it. Madame de la Motte formed a plan to get this costly ornament into her own possession, and determined to make the Cardinal de Rohan the instrument by which to effect it. She therefore sought an interview with him, and pretending to sympathise in his grief for the Queen's displeasure, told him she knew a way by which he might be restored to favour. She then mentioned the necklace, and the sorrow of the Queen that she could not afford to buy it. The Cardinal, who was as wealthy as he was foolish, immediately offered to purchase the necklace, and make a present of it to the Queen. Madame de la Motte told him by no means to do so, as he would thereby offend her Majesty. His plan would be to induce the jeweller to give her Majesty credit, and accept her promissory note for the amount at a certain date, to be hereafter agreed upon. The Cardinal readily agreed to the proposal, and instructed the jeweller to draw up an agreement, and he would procure the Queen's signature. He placed this in the hands of Madame de la Motte, who returned it shortly afterwards, with the words, "Bon, bon--approuve--Marie Antoinette," written in the margin. She told him at the same time that the Queen was highly pleased with his conduct in the matter, and would appoint a meeting with him in the gardens of Versailles, when she would present him with a flower, as a token of her regard. The Cardinal showed the forged document to the jeweller, obtained the necklace, and delivered it into the hands of Madame de la Motte. So far all was well. Her next object was to satisfy the Cardinal, who awaited impatiently the promised interview with his royal mistress. There was at that time in Paris a young woman named D'Oliva, noted for her resemblance to the Queen; and Madame de la Motte, on the promise of a handsome reward, found no difficulty in persuading her to personate Marie Antoinette, and meet the Cardinal de Rohan at the evening twilight in the gardens of Versailles. The meeting took place accordingly. The Cardinal was deceived by the uncertain light, the great resemblance of the counterfeit, and his own hopes; and having received the flower from Mademoiselle D'Oliva, went home with a lighter heart than had beat in his bosom for many a day. [The enemies of the unfortunate Queen of France, when the progress of the Revolution embittered their animosity against her, maintained that she was really a party in this transaction; that she, and not Mademoiselle D'Oliva, met the Cardinal and rewarded him with the flower; and that the story above related was merely concocted between her, La Motte, and others to cheat the jeweller of his 1,600,000 francs.] In the course of time the forgery of the Queen's signature was discovered. Boehmer the jeweller immediately named the Cardinal de Rohan and Madame de la Motte as the persons with whom he had negotiated, and they were both arrested and thrown into the Bastille. La Motte was subjected to a rigorous examination, and the disclosures she made implicating Cagliostro, he was seized, along with his wife, and also sent to the Bastille, A story involving so much scandal necessarily excited great curiosity. Nothing was to be heard of in Paris but the Queen's necklace, with surmises of the guilt or innocence of the several parties implicated. The husband of Madame de la Motte escaped to England, and in the opinion of many took the necklace with him, and there disposed of it to different jewellers in small quantities at a time. But Madame de la Motte insisted that she had entrusted it to Cagliostro, who had seized and taken it to pieces, to "swell the treasures of his immense unequalled fortune." She spoke of him as "an empiric, a mean alchymist, a dreamer on the philosopher's stone, a false prophet, a profaner of the true worship, the self-dubbed Count Cagliostro!" She further said that he originally conceived the project of ruining the Cardinal de Rohan; that he persuaded her, by the exercise of some magic influence over her mind, to aid and abet the scheme; and that he was a robber, a swindler, and a sorcerer! After all the accused parties had remained for upwards of six months in the Bastille, the trial commenced. The depositions of the witnesses having been heard, Cagliostro, as the principal culprit, was first called upon for his defence. He was listened to with the most breathless attention. He put himself into a theatrical attitude, and thus began:--"I am oppressed!--I am accused!--I am calumniated! Have I deserved this fate? I descend into my conscience, and I there find the peace that men refuse me! I have travelled a great deal--I am known over all Europe, and a great part of Asia and Africa. I have everywhere shown myself the friend of my fellow-creatures. My knowledge, my time, my fortune have ever been employed in the relief of distress! I have studied and practised medicine, but I have never degraded that most noble and most consoling of arts by mercenary speculations of any kind. Though always giving, and never receiving, I have preserved my independence. I have even carried my delicacy so far as to refuse the favours of kings. I have given gratuitously my remedies and my advice to the rich: the poor have received from me both remedies and money. I have never contracted any debts, and my manners are pure and uncorrupted." After much more self-laudation of the same kind, he went on to complain of the great hardships he had endured in being separated for so many months from his innocent and loving wife, who, as he was given to understand, had been detained in the Bastille, and perhaps chained in an unwholesome dungeon. He denied unequivocally that he had the necklace, or that he had ever seen it; and to silence the rumours and accusations against him, which his own secrecy with regard to the events of his life had perhaps originated, he expressed himself ready to satisfy the curiosity of the public, and to give a plain and full account of his career. He then told a romantic and incredible tale, which imposed upon no one. He said he neither knew the place of his birth nor the name of his parents, but that he spent his infancy in Medina in Arabia, and was brought up under the name of Acharat. He lived in the palace of the Great Muphti in that city, and always had three servants to wait upon him, besides his preceptor, named Althotas. This Althotas was very fond of him, and told him that his father and mother, who were Christians and nobles, died when he was three months old, and left him in the care of the Muphti. He could never, he said, ascertain their names, for whenever he asked Althotas the question, he was told that it would be dangerous for him to know. Some incautious expressions dropped by his preceptor gave him reason to think they were from Malta. At the age of twelve he began his travels, and learned the various languages of the East. He remained three years in Mecca, where the Cherif, or governor, showed him so much kindness, and spoke to him so tenderly and affectionately, that he sometimes thought that personage was his father. He quitted this good man with tears in his eyes, and never saw him afterwards; but he was convinced that he was, even at that moment, indebted to his care for all the advantages he enjoyed. Whenever he arrived in any city, either of Europe or Asia, he found an account opened for him at the principal bankers' or merchants'. He could draw upon them to the amount of thousands and hundreds of thousands; and no questions were ever asked beyond his name. He had only to mention the word Acharat, and all his wants were supplied. He firmly believed that the Cherif of Mecca was the friend to whom all was owing. This was the secret of his wealth, and he had no occasion to resort to swindling for a livelihood. It was not worth his while to steal a diamond necklace when he had wealth enough to purchase as many as he pleased, and more magnificent ones than had ever been worn by a Queen of France. As to the other charges brought against him by Madame de la Motte, he had but a short answer to give. She had called him an empiric. He was not unfamiliar with the word. If it meant a man who, without being a physician, had some knowledge of medicine, and took no fees--who cured both rich and poor, and took no money from either, he confessed that he was such a man, that he was an empiric. She had also called him a mean alchymist. Whether he were an alchymist or not, the epithet mean could only be applied to those who begged and cringed, and he had never done either. As regarded his being a dreamer about the philosopher's stone, whatever his opinions upon that subject might be, he had been silent, and had never troubled the public with his dreams. Then, as to his being a false prophet, he had not always been so; for he had prophesied to the Cardinal de Rohan that Madame de la Motte would prove a dangerous woman, and the result had verified the prediction. He denied that he was a profaner of the true worship, or that he had ever striven to bring religion into contempt; on the contrary, he respected every man's religion, and never meddled with it. He also denied that he was a Rosicrucian, or that he had ever pretended to be three hundred years of age, or to have had one man in his service for a hundred and fifty years. In conclusion, he said every statement that Madame de la Motte had made regarding him was false, and that she was mentiris impudentissime, which two words he begged her counsel to translate for her, as it was not polite to tell her so in French. Such was the substance of his extraordinary answer to the charges against him; an answer which convinced those who were before doubtful that he was one of the most impudent impostors that had ever run the career of deception. Counsel were then heard on behalf of the Cardinal de Rohan and Madame de la Motte. It appearing clearly that the Cardinal was himself the dupe of a vile conspiracy; and there being no evidence against Cagliostro, they were both acquitted. Madame de la Motte was found guilty, and sentenced to be publicly whipped, and branded with a hot iron on the back. Cagliostro and his wife were then discharged from custody. On applying to the officers of the Bastille for the papers and effects which had been seized at his lodgings, he found that many of them had been abstracted. He thereupon brought an action against them for the recovery of his MSS. and a small portion of the powder of transmutation. Before the affair could be decided, he received orders to quit Paris within four-and-twenty hours. Fearing that if he were once more inclosed in the dungeons of the Bastille he should never see daylight again, he took his departure immediately and proceeded to England. On his arrival in London he made the acquaintance of the notorious Lord George Gordon, who espoused his cause warmly, and inserted a letter in the public papers, animadverting upon the conduct of the Queen of France in the affair of the necklace, and asserting that she was really the guilty party. For this letter Lord George was exposed to a prosecution at the instance of the French Ambassador--found guilty of libel, and sentenced to fine and a long imprisonment. Cagliostro and the Countess afterwards travelled in Italy, where they were arrested by the Papal Government in 1789, and condemned to death. The charges against him were, that he was a freemason, a heretic, and a sorcerer. This unjustifiable sentence was afterwards commuted into one of perpetual imprisonment in the Castle of St. Angelo. His wife was allowed to escape severer punishment by immuring herself in a nunnery. Cagliostro did not long survive. The loss of liberty preyed upon his mind--accumulated misfortunes had injured his health and broken his spirit, and he died early in 1790. His fate may have been no better than he deserved, but it is impossible not to feel that his sentence for the crimes assigned was utterly disgraceful to the government that pronounced it. PRESENT STATE OF ALCHYMY. We have now finished the list of the persons who have most distinguished themselves in this foolish and unprofitable pursuit. Among them are men of all ranks, characters, and conditions; the truthseeking, but erring philosopher; the ambitious prince and the needy noble, who have believed in it; as well as the designing charlatan, who has not believed in it, but has merely made the pretension to it the means of cheating his fellows, and living upon their credulity. One or more of all these classes will be found in the foregoing pages. It will be seen, from the record of their lives, that the delusion, humiliating as it was to human intellect, was not altogether without its uses. Men, in striving to gain too much, do not always overreach themselves: if they cannot arrive at the inaccessible mountain-top, they may, perhaps, get half way towards it, and pick up some scraps of wisdom and knowledge on the road. The useful science of chemistry is not a little indebted to its spurious brother of alchymy. Many valuable discoveries have been made in that search for the impossible, which might otherwise have been hidden for centuries yet to come. Roger Bacon, in searching for the philosopher's stone, discovered gunpowder, a still more extraordinary substance. Van Helmont, in the same pursuit, discovered the properties of gas; Geber made discoveries in chemistry which were equally important; and Paracelsus, amidst his perpetual visions of the transmutation of metals, found that mercury was a remedy for one of the most odious and excruciating of all the diseases that afflict humanity. In our day, no mention is made in Europe of any new devotees of the science. The belief in witchcraft, which is scarcely more absurd, still lingers in the popular mind: but none are so credulous as to believe that any elixir could make man live for centuries, or turn all our iron and pewter into gold. Alchymy, in Europe, may be said to be wholly exploded; but in the East it still flourishes in as great repute as ever. Recent travellers make constant mention of it, especially in China, Hindostan, Persia, Tartary, Egypt, and Arabia. BOOK II.--FORTUNE TELLING. And men still grope t' anticipate The cabinet designs of Fate; Apply to wizards to foresee What shall and what shall never be. Hudibras, part iii. canto 3. In accordance with the plan laid down in the introduction to this volume, we proceed to the consideration of the follies into which men have been led by their eager desire to pierce the thick darkness of futurity. God himself, for his own wise purposes, has more than once undrawn the impenetrable veil which shrouds those awful secrets; and, for purposes just as wise, he has decreed that, except in these instances, ignorance shall be our lot for ever. It is happy for man that he does not know what the morrow is to bring forth; but, unaware of this great blessing, he has, in all ages of the world, presumptuously endeavoured to trace the events of unborn centuries, and anticipate the march of time. He has reduced this presumption into a study. He has divided it into sciences and systems without number, employing his whole life in the vain pursuit. Upon no subject has it been so easy to deceive the world as upon this. In every breast the curiosity exists in a greater or less degree, and can only be conquered by a long course of self-examination, and a firm reliance that the future would not be hidden from our sight, if it were right that we should be acquainted with it. An undue opinion of our own importance in the scale of creation is at the bottom of all our unwarrantable notions in this respect. How flattering to the pride of man to think that the stars in their courses watch over him, and typify, by their movements and aspects, the joys or the sorrows that await him! He, less in proportion to the universe than the all but invisible insects that feed in myriads on a summer's leaf, are to this great globe itself, fondly imagines that eternal worlds were chiefly created to prognosticate his fate. How we should pity the arrogance of the worm that crawls at our feet, if we knew that it also desired to know the secrets of futurity, and imagined that meteors shot athwart the sky to warn it that a tom-tit was hovering near to gobble it up; that storms and earthquakes, the revolutions of empires, or the fall of mighty monarchs, only happened to, predict its birth, its progress, and its decay! Not a whit less presuming has man shown himself; not a whit less arrogant are the sciences, so called, of astrology, augury, necromancy, geomancy, palmistry, and divination of every kind. Leaving out of view the oracles of pagan antiquity and religious predictions in general, and confining ourselves solely to the persons who, in modern times, have made themselves most conspicuous in foretelling the future, we shall find that the sixteenth and seventeenth centuries were the golden age of these impostors. Many of them have been already mentioned in their character of alchymists. The union of the two pretensions is not at all surprising. It was to be expected that those who assumed a power so preposterous as that of prolonging the life of man for several centuries, should pretend, at the same time, to foretell the events which were to mark that preternatural span of existence. The world would as readily believe that they had discovered all secrets, as that they had only discovered one. The most celebrated astrologers of Europe, three centuries ago, were alchymists. Agrippa, Paracelsus, Dr. Dee, and the Rosicrucians, all laid as much stress upon their knowledge of the days to come, as upon their pretended possession of the philosopher's stone and the elixir of life. In their time, ideas of the wonderful, the diabolical, and the supernatural, were rifer than ever they were before. The devil or the stars were universally believed to meddle constantly in the affairs of men; and both were to be consulted with proper ceremonies. Those who were of a melancholy and gloomy temperament betook themselves to necromancy and sorcery; those more cheerful and aspiring, devoted themselves to astrology. The latter science was encouraged by all the monarchs and governments of that age. In England, from the time of Elizabeth to that of William and Mary, judicial astrology was in high repute. During that period flourished Drs. Dee, Lamb, and Forman; with Lilly, Booker, Gadbury, Evans, and scores of nameless impostors in every considerable town and village in the country, who made it their business to cast nativities, aid in the recovery of stolen goods, prognosticate happy or unhappy marriages, predict whether journeys would be prosperous, and note lucky moments for the commencement of any enterprise, from the setting up of a cobler's shop to the marching of an army. Men who, to use the words of Butler, did "Deal in Destiny's dark counsel, And sage opinion of the moon sell; To whom all people far and near On deep importance did repair, When brass and pewter pots did stray, And linen slunk out of the way." In Lilly's Memoirs of his Life and Times, there are many notices of the inferior quacks who then abounded, and upon whom he pretended to look down with supreme contempt; not because they were astrologers, but because they debased that noble art by taking fees for the recovery of stolen property. From Butler's Hudibras and its curious notes, we may learn what immense numbers of these fellows lived upon the credulity of mankind in that age of witchcraft and diablerie. Even in our day how great is the reputation enjoyed by the almanac-makers, who assume the name of Francis Moore. But in the time of Charles I. and the Commonwealth, the most learned, the most noble, and the most conspicuous characters did not hesitate to consult astrologers in the most open manner. Lilly, whom Butler has immortalized under the name of Sydrophel, relates, that he proposed to write a work called "An Introduction to Astrology," in which he would satisfy the whole kingdom of the lawfulness of that art. Many of the soldiers were for it, he says, and many of the Independent party, and abundance of worthy men in the House of Commons, his assured friends, and able to take his part against the Presbyterians, who would have silenced his predictions if they could. He afterwards carried his plan into execution, and when his book was published, went with another astrologer named Booker to the headquarters of the parliamentary army at Windsor, where they were welcomed and feasted in the garden where General Fairfax lodged. They were afterwards introduced to the general, who received them very kindly, and made allusion to some of their predictions. He hoped their art was lawful and agreeable to God's word; but he did not understand it himself. He did not doubt, however, that the two astrologers feared God, and therefore he had a good opinion of them. Lilly assured him that the art of astrology was quite consonant to the Scriptures; and confidently predicted from his knowledge of the stars, that the parliamentary army would overthrow all its enemies. In Oliver's Protectorate, this quack informs us that he wrote freely enough. He became an Independent, and all the soldiery were his friends. When he went to Scotland, he saw a soldier standing in front of the army, with a book of prophecies in his hand, exclaiming to the several companies as they passed by him, "Lo! hear what Lilly saith: you are in this month promised victory! Fight it out, brave boys! and then read that month's prediction!" After the great fire of London, which Lilly said he had foretold, he was sent for by the committee of the House of Commons appointed to inquire into the causes of the calamity. In his "Monarchy or no Monarchy," published in 1651, he had inserted an hieroglyphical plate, representing on one side persons in winding sheets digging graves; and on the other a large city in flames. After the great fire some sapient member of the legislature bethought him of Lilly's book, and having mentioned it in the house, it was agreed that the astrologer should be summoned. Lilly attended accordingly, when Sir Robert Brooke told him the reason of his summons, and called upon him to declare what he knew. This was a rare opportunity for the vain-glorious Lilly to vaunt his abilities; and he began a long speech in praise of himself and his pretended science. He said, that after the execution of Charles I, he was extremely desirous to know what might from that time forth happen to the parliament and to the nation in general. He, therefore, consulted the stars and satisfied himself. The result of his judgment he put into emblems and hieroglyphics, without any commentary, so that the true meaning might be concealed from the vulgar, and made manifest only to the wise; imitating in this the example of many wise philosophers who had done the like. "Did you foresee the year of the fire?" said a member. "No!" quoth Lilly, "nor was I desirous: of that I made no scrutiny." After some further parley the house found they could make nothing of the astrologer, and dismissed him with great civility. One specimen of the explanation of a prophecy given by Lilly, and related by him with much complacency, will be sufficient to show the sort of trash by which he imposed upon the million. "In the year 1588," says he, "there was a prophecy printed in Greek characters, exactly deciphering the long troubles of the English nation from 1641 to 1660;" and it ended thus:--"And after him shall come a dreadful dead man, and with him a royal G, of the best blood in the world, and he shall have the crown, and shall set England on the right way, and put out all heresies." The following is the explanation of this oracular absurdity:-- "Monkery being extinguished above eighty or ninety years, and the Lord General's name being Monk, is the dead man. The royal G. or C, [it is gamma in the Greek, intending C. in the Latin, being the third letter in the Alphabet] is Charles II, who for his extraction may be said to be of the best blood of the world." In France and Germany astrologers met even more encouragement than they received in England. In very early ages, Charlemagne and his successors fulminated their wrath against them in common with sorcerers. Louis XI, that most superstitious of men, entertained great numbers of them at his court; and Catherine de Medicis, that most superstitious of women, hardly ever took any affair of importance without consulting them. She chiefly favoured her own countrymen; and during the time she governed France, the land was overrun by Italian conjurors, necromancers, and fortune-tellers of every kind. But the chief astrologer of that day, beyond all doubt, was the celebrated Nostradamus, physician to her husband, King Henry II. He was born in 1503, at the town of St. Remi, in Provence, where his father was a notary. He did not acquire much fame till he was past his fiftieth year, when his famous "Centuries," a collection of verses, written in obscure and almost unintelligible language, began to excite attention. They were so much spoken of in 1556, that Henry II. resolved to attach so skilful a man to his service, and appointed him his physician. In a biographical notice of him prefixed to the edition of his "Vraies Centuries," published at Amsterdam in 1668, we are informed that he often discoursed with his royal master on the secrets of futurity, and received many great presents as his reward, besides his usual allowance for medical attendance. After the death of Henry, he retired to his native place, where Charles IX. paid him a visit in 1564, and was so impressed with veneration for his wondrous knowledge of the things that were to be, not in France only, but in the whole world for hundreds of years to come, that he made him a counsellor of state, and his own physician, besides treating him in other matters with a royal liberality. "In fine," continues his biographer, "I should be too prolix were I to tell all the honours conferred upon him, and all the great nobles and learned men that arrived at his house, from the very ends of the earth, to see and converse with him as if he had been an oracle. Many strangers, in fact, came to France for no other purpose than to consult him." The prophecies of Nostradamus consist of upwards of a thousand stanzas, each of four lines, and are to the full as obscure as the oracles of They take so great a latitude, both as to time and space, that they are almost sure to be fulfilled somewhere or other in the course of a few centuries; A little ingenuity like that evinced by Lilly, in his explanation about General Monk and the dreadful dead man, might easily make events to fit some of them. Let us try. In his second century, prediction 66, he says,--' "From great dangers the captive is escaped. A little time, great fortune changed. In the palace the people are caught. By good augury the city is besieged." "What is this," a believer might exclaim, "but the escape of Napoleon from Elba--his changed fortune, and the occupation of Paris by the allied armies?"--Let us try again. In his third century, prediction 98, he says,-- "Two royal brothers will make fierce war on each other; So mortal shall be the strife between them, That each one shall occupy a fort against the other; For their reign and life shall be the quarrel." Some Lillius Redivivus would find no difficulty in this prediction. To use a vulgar phrase, it is as clear as a pikestaff. Had not the astrologer in view Don Miguel and Don Pedro when he penned this stanza, so much less obscure and oracular than the rest? He is to this day extremely popular in France and the Walloon country of Belgium, where old farmer-wives consult him with great confidence and assiduity. Catherine di Medicis was not the only member of her illustrious house who entertained astrologers. At the beginning of the fifteenth century, there was a man named Basil, residing in Florence, who was noted over all Italy for his skill in piercing the darkness of futurity. It is said that he foretold to Cosmo di Medicis, then a private citizen, that he would attain high dignity, inasmuch as the ascendant of his nativity was adorned with the same propitious aspects as those of Augustus Caesar and the Emperor Charles V. [Hermippus Redivivus, p. 142.] Another astrologer foretold the death of Prince Alexander di Medicis; and so very minute and particular was he in all the circumstances, that he was suspected of being chiefly instrumental in fulfilling his own prophecy; a very common resource with these fellows, to keep up their credit. He foretold confidently that the Prince should die by the hand of his own familiar friend, a person of a slender habit of body, a small face, a swarthy complexion, and of most remarkable taciturnity. So it afterwards happened; Alexander having been murdered in his chamber by his cousin Lorenzo, who corresponded exactly with the above description. [Jovii Elog. p. 320.] The author of Hermippus Redivivus, in relating this story, inclines to the belief that the astrologer was guiltless of any participation in the crime, but was employed by some friend of Prince Alexander, to warn him of his danger. A much more remarkable story is told of an astrologer, who lived in Romagna, in the fifteenth century, and whose name was Antiochus Tibertus. [Les Anecdotes de Florence ou l'Histoire secrete de la Maison di Medicis, p. 318.] At that time nearly all the petty sovereigns of Italy retained such men in their service; and Tibertus having studied the mathematics with great success at Paris, and delivered many predictions, some of which, for guesses, were not deficient in shrewdness, was taken into the household of Pandolfo di Malatesta, the sovereign of Rimini. His reputation was so great, that his study was continually thronged, either with visitors who were persons of distinction, or with clients who came to him for advice, and in a short time he acquired a considerable fortune. Notwithstanding all these advantages he passed his life miserably, and ended it on the scaffold. The following story afterwards got into circulation, and has been often triumphantly cited by succeeding astrologers as an irrefragable proof of the truth of their science. It was said, that long before he died he uttered three remarkable prophecies; one relating to himself, another to his friend, and the third to his patron, Pandolfo di Malatesta. The first delivered was that relating to his friend, Guido di Bogni, one of the greatest captains of the time. Guido was exceedingly desirous to know his fortune, and so importuned Tibertus, that the latter consulted the stars, and the lines on his palm, to satisfy him. He afterwards told him with a sorrowful face, that according to all the rules of astrology and palmistry, he should be falsely suspected by his best friend, and should lose his life in consequence. Guido then asked the astrologer if he could foretell his own fate; upon which Tibertus again consulted the stars, and found that it was decreed from all eternity that he should end his days on the scaffold. Malatesta, when he heard these predictions, so unlikely, to all present appearance, to prove true, desired his astrologer to predict his fate also; and to hide nothing from him, however unfavourable it might be. Tibertus complied, and told his patron, at that time one of the most flourishing and powerful princes of Italy, that he should suffer great want, and die at last, like a beggar, in the common hospital of Bologna: and so it happened in all three cases. Guido di Bogni was accused by his own father-in-law, the Count di Bentivoglio, of a treasonable design to deliver up the city of Rimini to the papal forces, and was assassinated afterwards, by order of the tyrant Malatesta, as he sat at the supper-table, to which he had been invited in all apparent friendship. The astrologer was, at the same time, thrown into prison, as being concerned in the treason of his friend. He attempted to escape, and had succeeded in letting himself down from his dungeon window into a moat, when he was discovered by the sentinels. This being reported to Malatesta, he gave orders for his execution on the following morning. Malatesta had, at this time, no remembrance of the prophecy; and his own fate gave him no uneasiness: but events were silently working its fulfilment. A conspiracy had been formed, though Guido di Bogni was innocent of it, to deliver up Rimini to the Pope; and all the necessary measures having been taken, the city was seized by the Count de Valentinois. In the confusion, Malatesta had barely time to escape from his palace in disguise. He was pursued from place to place by his enemies, abandoned by all his former friends, and, finally, by his own children. He at last fell ill of a languishing disease, at Bologna; and, nobody caring to afford him shelter, he was carried to the hospital, where he died. The only thing that detracts from the interest of this remarkable story is the fact, that the prophecy was made after the event. For some weeks before the birth of Louis XIV, an astrologer from Germany, who had been sent for by the Marshal de Bassompierre and other noblemen of the court, had taken up his residence in the palace, to be ready, at a moment's notice, to draw the horoscope of the future sovereign of France. When the Queen was taken in labour, he was ushered into a contiguous apartment, that he might receive notice of the very instant the child was born. The result of his observations were the three words, diu, dure, feliciter; meaning, that the new-born Prince should live and reign long, with much labour, and with great glory. No prediction less favourable could have been expected from an astrologer, who had his bread to get, and who was at the same time a courtier. A medal was afterwards struck in commemoration of the event; upon one side of which was figured the nativity of the Prince, representing him as driving the chariot of Apollo, with the inscription "Ortus solis Gallici,"--the rising of the Gallic sun. The best excuse ever made for astrology was that offered by the great astronomer, Keppler, himself an unwilling practiser of the art. He had many applications from his friends to cast nativities for them, and generally gave a positive refusal to such as he was not afraid of offending by his frankness. In other cases he accommodated himself to the prevailing delusion. In sending a copy of his "Ephemerides" to Professor Gerlach, he wrote that they were nothing but worthless conjectures; but he was obliged to devote himself to them, or he would have starved. "Ye overwise philosophers," he exclaimed, in his "Tertius Interveniens;" "ye censure this daughter of astronomy beyond her deserts! Know ye not that she must support her mother by her charms? The scanty reward of an astronomer would not provide him with bread, if men did not entertain hopes of reading the future in the heavens." NECROMANCY was, next to astrology, the pretended science most resorted to, by those who wished to pry into the future. The earliest instance upon record is that of the Witch of Endor and the spirit of Samuel. Nearly all the nations of antiquity believed in the possibility of summoning departed ghosts to disclose the awful secrets that God made clear to the disembodied. Many passages in allusion to this subject, will at once suggest themselves to the classical reader; but this art was never carried on openly in any country. All governments looked upon it as a crime of the deepest dye. While astrology was encouraged, and its professors courted and rewarded, necromancers were universally condemned to the stake or the gallows. Roger Bacon, Albertus Magnus, Arnold of Villeneuve, and many others, were accused, by the public opinion of many centuries, of meddling in these unhallowed matters. So deep-rooted has always been the popular delusion with respect to accusations of this kind, that no crime was ever disproved with such toil and difficulty. That it met great encouragement, nevertheless, is evident from the vast numbers of pretenders to it; who, in spite of the danger, have existed in all ages and countries. GEOMANCY, or the art of foretelling the future by means of lines and circles, and other mathematical figures drawn on the earth, is still extensively practised in Asiatic countries, but is almost unknown in Europe. AUGURY, from the flight or entrails of birds, so favourite a study among the Romans, is, in like manner, exploded in Europe. Its most assiduous professors, at the present day, are the abominable Thugs of India. DIVINATION, of which there are many kinds, boasts a more enduring reputation. It has held an empire over the minds of men from the earliest periods of recorded history, and is, in all probability, coeval with time itself. It was practised alike by the Jews, the Egyptians, the Chaldeans, the Persians, the Greeks, and the Romans; is equally known to all modern nations, in every part of the world; and is not unfamiliar to the untutored tribes that roam in the wilds of Africa and America. Divination, as practised in civilized Europe at the present day, is chiefly from cards, the tea-cup, and the lines on the palm of the hand. Gipsies alone make a profession of it; but there are thousands and tens of thousands of humble families in which the good-wife, and even the good-man, resort to the grounds at the bottom of their teacups, to know whether the next harvest will be abundant, or their sow bring forth a numerous litter; and in which the young maidens look to the same place to know when they are to be married, and whether the man of their choice is to be dark or fair, rich or poor, kind or cruel. Divination by cards, so great a favourite among the moderns, is, of course, a modern science; as cards do not yet boast an antiquity of much more than four hundred years. Divination by the palm, so confidently believed in by half the village lasses in Europe, is of older date, and seems to have been known to the Egyptians in the time of the patriarchs; as well as divination by the cup, which, as we are informed in Genesis, was practised by Joseph. Divination by the rod was also practised by the Egyptians. In comparatively recent times, it was pretended that by this means hidden treasures could be discovered. It now appears to be altogether exploded in Europe. Onomancy, or the foretelling a man's fate by the letters of his name, and the various transpositions of which they are capable, is a more modern sort of divination; but it reckons comparatively few believers. The following list of the various species of Divination formerly in use, is given by Gaule, in his "Magastromancer," and quoted in Hone's "Year Book," p. 1517. Stareomancy, or divining by the elements. Aeromancy, or divining by the air. Pyromancy, by fire. Hydromancy, by water. Geomancy, by earth. Theomancy, pretending to divine by the revelation of the Spirit, and by the Scriptures, or word of God. Demonomancy, by the aid of devils and evil spirits. Idolomancy, by idols, images, and figures. Psychomancy, by the soul, affections, or dispositions of men. Antinopomancy, by the entrails of human beings. Theriomancy, by beasts. Ornithomancy, by birds. Icthyomancy, by fishes. Botanomancy, by herbs. Lithomancy, by stones. Kleromancy, by lots. Oneiromancy, by dreams. Onomancy, by names. Arithmancy, by numbers. Logarithmancy, by logarithms. Sternomancy, by the marks from the breast to the belly. Gastromancy, by the sound of, or marks upon, the belly. Omphelomancy, by the navel. Chiromancy, by the hands. Paedomancy, by thee feet. Onchyomancy, by the nails. Cephaleonomancy, by asses' heads. Tuphramancy, by ashes. Kapnomancy, by smoke. Livanomancy, by the burning of incense. Keromancy, by the melting of wax. Lecanomancy, by basins of water. Katoxtromancy, by looking-glasses. Chartomancy, by writing in papers, and by Valentines. Macharomancy, by knives and swords. Crystallomancy, by crystals. Dactylomancy, by rings. Koseinomancy, by sieves. Axinomancy, by saws. Kaltabomancy, by vessels of brass, or other metal. Spatalamancy, by skins, bones, &c. Roadomancy, by stars. Sciomancy, by shadows. Astragalomancy, by dice. Oinomancy, by the lees of wine. Sycomancy, by figs. Tyromancy, by cheese. Alphitomancy, by meal, flour, or bran. Krithomancy, by corn or grain. Alectromancy, by cocks. Gyromancy, by circles. Lampadomancy, by candles and lamps. ONEIRO-CRITICISM, or the art of interpreting dreams, is a relic of the most remote ages, which has subsisted through all the changes that moral or physical revolutions have operated in the world. The records of five thousand years bear abundant testimony to the universal diffusion of the belief, that the skilful could read the future in dreams. The rules of the art, if any existed in ancient times, are not known; but in our day, one simple rule opens the whole secret. Dreams, say all the wiseacres in Christendom, are to be interpreted by contraries. Thus, if you dream of filth, you will acquire something valuable; if you dream of the dead, you will hear news of the living; if you dream of gold and silver, you run a risk of being without either; and if you dream you have many friends, you will be persecuted by many enemies. The rule, however, does not hold good in all cases. It is fortunate to dream of little pigs, but unfortunate to dream of big bullocks. If you dream you have lost a tooth, you may be sure that you will shortly lose a friend; and if you dream that your house is on fire, you will receive news from a far country. If you dream of vermin, it is a sign that there will be sickness in your family; and if you dream of serpents, you will have friends who, in the course of time, will prove your bitterest enemies; but, of all dreams, it is most fortunate if you dream that you are wallowing up to your neck in mud and mire. Clear water is a sign of grief; and great troubles, distress, and perplexity are predicted, if you dream that you stand naked in the public streets, and know not where to find a garment to shield you from the gaze of the multitude. In many parts of Great Britain, and the continents of Europe and America, there are to be found elderly women in the villages and country-places whose interpretations of dreams are looked upon with as much reverence as if they were oracles. In districts remote from towns it is not uncommon to find the members of a family regularly every morning narrating their dreams at the breakfast-table, and becoming happy or miserable for the day according to their interpretation. There is not a flower that blossoms, or fruit that ripens, that, dreamed of, is not ominous of either good or evil to such people. Every tree of the field or the forest is endowed with a similar influence over the fate of mortals, if seen in the night-visions. To dream of the ash, is the sign of a long journey; and of an oak, prognosticates long life and prosperity. To dream you strip the bark off any tree, is a sign to a maiden of an approaching loss of a character; to a married woman, of a family bereavement; and to a man, of an accession of fortune. To dream of a leafless tree, is a sign of great sorrow; and of a branchless trunk, a sign of despair and suicide. The elder-tree is more auspicious to the sleeper; while the fir-tree, better still, betokens all manner of comfort and prosperity. The lime-tree predicts a voyage across the ocean; while the yew and the alder are ominous of sickness to the young and of death to the old. It is quite astonishing to see the great demand there is, both in England and France, for dream-books, and other trash of the same kind. Two books in England enjoy an extraordinary popularity, and have run through upwards of fifty editions in as many years in London alone, besides being reprinted in Manchester, Edinburgh, Glasgow, and Dublin. One is "Mother Bridget's Dream-book and Oracle of Fate;" the other is the "Norwood Gipsy." It is stated on the authority of one who, is curious in these matters, that there is a demand for these works, which are sold at sums varying from a penny to sixpence, chiefly to servant-girls and imperfectly-educated people, all over the country, of upwards of eleven thousand annually; and that at no period during the last thirty years has the average number sold been less than this. The total number during this period would thus amount to 330,000. Among the flowers and fruits charged with messages for the future, the following is a list of the most important, arranged from approved sources, in alphabetical order:-- Asparagus, gathered and tied up in bundles, is an omen of tears. If you see it growing in your dreams, it is a sign of good fortune. Aloes, without a flower, betoken long life: in flower, betoken a legacy. Artichokes. This vegetable is a sign that you will receive, in a short time, a favour from the hands of those from whom you would least expect it. Agrimony. This herb denotes that there will be sickness in your house. Anemone, predicts love. Auriculas, in beds, denote luck; in pots, marriage: while to gather them, foretells widowhood. Bilberries, predict a pleasant excursion. Broom-flowers, an increase of family. Cauliflowers, predict that all your friends will slight you, or that you will fall into poverty and find no one to pity you. Dock-leaves, a present from the country. Daffodils. Any maiden who dreams of daffodils is warned by her good angel to avoid going into a wood with her lover, or into any dark or retired place where she might not be able to make people hear her if she cried out. Alas! for her if she pay no attention to the warning! She shall be rifled of the precious flower of chastity, and shall never again have right to wear the garland of virginity. "Never again shall she put garland on; Instead of it, she'll wear sad cypress now, And bitter elder broken from the bough." Figs, if green, betoken embarrassment; if dried, money to the poor and mirth to the rich. Heart's-ease, betokens heart's pain. Lilies, predict joy; water-lilies, danger from the sea. Lemons, betoken a separation. Pomegranates, predict happy wedlock to those who are single, and reconciliation to those who are married and have disagreed. Quinces, prognosticate pleasant company. Roses, denote happy love, not unmixed with sorrow from other sources. Sorrel, To dream of this herb is a sign that you will shortly have occasion to exert all your prudence to overcome some great calamity. Sunflowers, show that your pride will be deeply wounded. Violets, predict evil to the single and joy to the married. Yellow-flowers of any kind predict jealousy. Yew-berries, predict loss of character to both sexes. It should be observed that the rules for the interpretation of dreams are far from being universal. The cheeks of the peasant girl of England glow with pleasure in the morning after she has dreamed of a rose, while the paysanne of Normandy dreads disappointment and vexation for the very same reason. The Switzer who dreams of an oaktree does not share in the Englishman's joy; for he imagines that the vision was a warning to him that, from some trifling cause, an overwhelming calamity will burst over him. Thus do the ignorant and the credulous torment themselves; thus do they spread their nets to catch vexation, and pass their lives between hopes which are of no value and fears which are a positive evil. OMENS.--Among the other means of self-annoyance upon which men have stumbled, in their vain hope of discovering the future, signs and omens hold a conspicuous place. There is scarcely an occurrence in nature which, happening at a certain time, is not looked upon by some persons as a prognosticator either of good or evil. The latter are in the greatest number, so much more ingenious are we in tormenting ourselves than in discovering reasons for enjoyment in the things that surround us. We go out of our course to make ourselves uncomfortable; the cup of life is not bitter enough to our palate, and we distil superfluous poison to put into it, or conjure up hideous things to frighten ourselves at, which would never exist if we did not make them. "We suffer," says Addison, ["Spectator," No. 7, March 8th, 1710-11.] "as much from trifling accidents as from real evils. I have known the shooting of a star spoil a night's rest, and have seen a man in love grow pale and lose his appetite upon the plucking of a merrythought. A screech-owl at midnight has alarmed a family more than a band of robbers; nay, the voice of a cricket has struck more terror than the roaring of a lion. There is nothing so inconsiderable which may not appear dreadful to an imagination that is filled with omens and prognostics. A rusty nail or a crooked pin shoot up into prodigies." The century and a quarter that has passed away since Addison wrote has seen the fall of many errors. Many fallacies and delusions have been crushed under the foot of time since then; but this has been left unscathed, to frighten the weakminded and embitter their existence. A belief in omens is not confined to the humble and uninformed. A general, who led an army with credit, has been known to feel alarmed at a winding-sheet in the candle; and learned men, who had honourably and fairly earned the highest honours of literature, have been seen to gather their little ones around them, and fear that one would be snatched away, because, "When stole upon the time the dead of night, And heavy sleep had closed up mortal eyes," a dog in the street was howling at the moon. Persons who would acknowledge freely that the belief in omens was unworthy of a man of sense, have yet confessed at the same time that, in spite of their reason, they have been unable to conquer their fears of death when they heard the harmless insect called the death-watch ticking in the wall, or saw an oblong hollow coal fly out of the fire. Many other evil omens besides those mentioned above alarm the vulgar and the weak. If a sudden shivering comes over such people, they believe that, at that instant, an enemy is treading over the spot that will one day be their grave. If they meet a sow when they first walk abroad in the morning, it is an omen of evil for that day. To meet an ass, is in like manner unlucky. It is also very unfortunate to walk under a ladder; to forget to eat goose on the festival of St. Michael; to tread upon a beetle, or to eat the twin nuts that are sometimes found in one shell. Woe, in like manner, is predicted to that wight who inadvertently upsets the salt; each grain that is overthrown will bring to him a day of sorrow. If thirteen persons sit at table, one of them will die within the year; and all of them will be unhappy. Of all evil omens, this is the worst. The facetious Dr. Kitchener used to observe that there was one case in which he believed that it was really unlucky for thirteen persons to sit down to dinner, and that was when there was only dinner enough for twelve. Unfortunately for their peace of mind, the great majority of people do not take this wise view of the matter. In almost every country of Europe the same superstition prevails, and some carry it so far as to look upon the number thirteen as in every way ominous of evil; and if they find thirteen coins in their purse, cast away the odd one like a polluted thing. The philosophic Beranger, in his exquisite song, "Thirteen at Table," has taken a poetical view of this humiliating superstition, and mingled, as is his wont, a lesson of genuine wisdom in his lay. Being at dinner, he overthrows the salt, and, looking round the room, discovers that he is the thirteenth guest. While he is mourning his unhappy fate, and conjuring up visions of disease and suffering, and the grave, he is suddenly startled by the apparition of Death herself, not in the shape of a grim foe, with skeleton ribs and menacing dart, but of an angel of light, who shows the folly of tormenting ourselves with the dread of her approach, when she is the friend, rather than the enemy, of man, and frees us from the fetters which bind us to the dust. If men could bring themselves to look upon Death in this manner, living well and wisely till her inevitable approach, how vast a store of grief and vexation would they spare themselves! Among good omens, one of the most conspicuous is to meet a piebald horse. To meet two of these animals is still more fortunate; and if on such an occasion you spit thrice, and form any reasonable wish, it will be gratified within three days. It is also a sign of good fortune if you inadvertently put on your stocking wrong side out. If you wilfully wear your stocking in this fashion, no good will come of it. It is very lucky to sneeze twice; but if you sneeze a third time, the omen loses its power, and your good fortune will be nipped in the bud. If a strange dog follow you, and fawn on you, and wish to attach itself to you, it is a sign of very great prosperity. Just as fortunate is it if a strange male cat comes to your house and manifests friendly intentions towards your family. If a she eat, it is an omen, on the contrary, of very great misfortune. If a swarm of bees alight in your garden, some very high honour and great joys await you. Besides these glimpses of the future, you may know something of your fate by a diligent attention to every itching that you may feel in your body. Thus, if the eye or the nose itches, it is a sign you will be shortly vexed; if the foot itches you will tread upon strange ground; and if the elbow itches, you will change your bedfellow. Itching of the right-hand prognosticates that you will soon have a sum of money; and of the left, that you will be called upon to disburse it. These are but a few of the omens which are generally credited in modern Europe. A complete list of them would fatigue from its length, and sicken from its absurdity. It would be still more unprofitable to attempt to specify the various delusions of the same kind which are believed among Oriental nations. Every reader will remember the comprehensive formula of cursing preserved in "Tristram Shandy:"--curse a man after any fashion you remember or can invent, you will be sure to find it there. The Oriental creed of omens is not less comprehensive. Every movement of the body, every emotion of the mind, is at certain times an omen. Every form and object in nature, even the shape of the clouds and the changes of the weather; every colour, every sound, whether of men or animals, or birds or insects, or inanimate things, is an omen. Nothing is too trifling or inconsiderable to inspire a hope which is not worth cherishing, or a fear which is sufficient to embitter existence. From the belief in omens springs the superstition that has, from very early ages, set apart certain days, as more favourable than others, for prying into the secrets of futurity. The following, copied verbatim from the popular "Dream and Omen Book" of Mother Bridget, will show the belief of the people of England at the present day. Those who are curious as to the ancient history of these observances, will find abundant aliment in the "Every-day Book." "The 1st of January.--If a young maiden drink, on going to bed, a pint of cold spring-water, in which is beat up an amulet, composed of the yolk of a pullet's egg, the legs of a spider, and the skin of an eel pounded, her future destiny will be revealed to her in a dream. This charm fails of its effect if tried any other day of the year. "Valentine Day.--Let a single woman go out of her own door very early in the morning, and if the first person she meets be a woman, she will not be married that year: if she meet a man, she will be married within three months. "Lady Day.--The following charm may be tried this day with certain success:--String thirty-one nuts on a string, composed of red worsted mixed with blue silk, and tie it round your neck on going to bed, repeating these lines-- 'Oh, I wish! oh, I wish to see Who my true love is to be!' Shortly after midnight, you will see your lover in a dream, and be informed at the same time of all the principal events of your future life. "St. Swithin's Eve.--Select three things you most wish to know; write them down with a new pen and red ink on a sheet of fine-wove paper, from which you must previously cut off all the corners and burn them. Fold the paper into a true-lover's knot, and wrap round it three hairs from your head. Place the paper under your pillow for three successive nights, and your curiosity to know the future will be satisfied. "St. Mark's Eve.--Repair to the nearest churchyard as the clock strikes twelve, and take from a grave on the south-side of the church three tufts of grass (the longer and ranker the better), and on going to bed place them under your pillow, repeating earnestly three several times, 'The Eve of St. Mark by prediction is blest, Set therefore my hopes and my fears all to rest: Let me know my fate, whether weal or woe; Whether my rank's to be high or low; Whether to live single, or be a bride, And the destiny my star doth provide.' Should you have no dream that night, you will be single and miserable all your life. If you dream of thunder and lightning, your life will be one of great difficulty and sorrow. "Candlemas Eve.--On this night (which is the purification of the Virgin Mary), let three, five, seven, or nine, young maidens assemble together in a square chamber. Hang in each corner a bundle of sweet herbs, mixed with rue and rosemary. Then mix a cake of flour, olive-oil, and white sugar; every maiden having an equal share in the making and the expense of it. Afterwards, it must be cut into equal pieces, each one marking the piece as she cuts it with the initials of her name. It is then to be baked one hour before the fire, not a word being spoken the whole time, and the maidens sitting with their arms and knees across. Each piece of cake is then to be wrapped up in a sheet of paper, on which each maiden shall write the love part of Solomon's Songs. If she put this under her pillow, she will dream true. She will see her future husband and every one of her children, and will know, besides, whether her family will be poor or prosperous--a comfort to her, or the contrary. "Midsummer.--Take three roses, smoke them with sulphur, and exactly at three in the day, bury one of the roses under a yew tree; the second in a newly-made grave, and put the third under your pillow for three nights, and at the end of that period burn it in a fire of charcoal. Your dreams during that time will be prophetic of your future destiny, and, what is still more curious and valuable (Mother Bridget loquitur), the man whom you are to wed, will know no peace till he comes and visits you. Besides this, you will perpetually haunt his dreams. "St. John's Eve.--Make a new pincushion of the very best black velvet (no inferior quality will answer the purpose), and on one side stick your name in full length with the very smallest pins that can be bought (none other will do). On the other side, make a cross with some very large pins, and surround it with a circle. Put this into your stocking when you take it off at night, and hang it up at the foot of the bed. All your future life will pass before you in a dream. "First New Moon of the Year.--On the first new moon in the year, take a pint of clear springwater and infuse into it the white of an egg laid by a white hen, a glass of white wine, three almonds peeled white, and a tablespoonful of white rose-water. Drink this on going to bed, not making more nor less than three draughts of it; repeating the following verses three several times in a clear distinct voice, but not so loud as to be overheard by anybody:-- 'If I dream of water pure Before the coming morn, 'Tis a sign I shall be poor, And unto wealth not born. If I dream of tasting beer, Middling then will be my cheer-- Chequer'd with the good and bad, Sometimes joyful, sometimes sad; But should I dream of drinking wine, Wealth and pleasure will be mine. The stronger the drink, the better the cheer-- Dreams of my destiny, appear, appear!' "Twenty-ninth of February.--This day, as it only occurs once in four years, is peculiarly auspicious to those who desire to have a glance at futurity, especially to young maidens burning with anxiety to know the appearance and complexion of their future lords. The charm to be adopted is the following: Stick twenty-seven of the smallest pins that are made, three by three, into a tallow candle. Light it up at the wrong end, and then place it in a candlestick made out of clay, which must be drawn from a virgin's grave. Place this on the chimney-place, in the left-hand corner, exactly as the clock strikes twelve, and go to bed immediately. When the candle is burnt out, take the pins and put them into your left-shoe; and before nine nights have elapsed your fate will be revealed to you." We have now taken a hasty review of the various modes of seeking to discover the future, especially as practised in modern times. The main features of the folly appear essentially the same in all countries. National character and peculiarities operate some difference of interpretation. The mountaineer makes the natural phenomena which he most frequently witnesses prognosticative of the future. The dweller in the plains, in a similar manner, seeks to know his fate among the signs of the things that surround him, and tints his superstition with the hues of his own clime. The same spirit animates them all--the same desire to know that which Infinite Mercy has concealed. There is but little probability that the curiosity of mankind in this respect will ever be wholly eradicated. Death and ill-fortune are continual bugbears to the weak-minded, the irreligious, and the ignorant; and while such exist in the world, divines will preach upon its impiety and philosophers discourse upon its absurdity in vain. Still, it is evident that these follies have greatly diminished. Soothsayers and prophets have lost the credit they formerly enjoyed, and skulk in secret now where they once showed their faces in the blaze of day. So far there is manifest improvement. BOOK III.--THE MAGNETISERS. Some deemed them wondrous wise, and some believed them mad. --Beattie's Minstrel. The wonderful influence of imagination in the cure of diseases is well known. A motion of the hand, or a glance of the eye, will throw a weak and credulous patient into a fit; and a pill made of bread, if taken with sufficient faith, will operate a cure better than all the drugs in the pharmacopoeia. The Prince of Orange, at the siege of Breda, in 1625, cured all his soldiers who were dying of the scurvy, by a philanthropic piece of quackery, which he played upon them with the knowledge of the physicians, when all other means had failed. [See Van der Mye's account of the siege of Breda. The garrison, being afflicted with scurvy, the Prince of Orange sent the physicians two or three small phials, containing a decoction of camomile, wormwood, and camphor, telling them to pretend that it was a medicine of the greatest value and extremest rarity, which had been procured with very much danger and difficulty from the East; and so strong, that two or three drops would impart a healing virtue to a gallon of water. The soldiers had faith in their commander; they took the medicine with cheerful faces, and grew well rapidly. They afterwards thronged about the Prince in groups of twenty and thirty at a time, praising his skill, and loading him with protestations of gratitude.] Many hundreds of instances, of a similar kind, might be related, especially from the history of witchcraft. The mummeries, strange gesticulations, and barbarous jargon of witches and sorcerers, which frightened credulous and nervous women, brought on all those symptoms of hysteria and other similar diseases, so well understood now, but which were then supposed to be the work of the devil, not only by the victims and the public in general, but by the operators themselves. In the age when alchymy began to fall into some disrepute, and learning to lift up its voice against it, a new delusion, based upon this power of imagination, suddenly arose, and found apostles among all the alchymists. Numbers of them, forsaking their old pursuits, made themselves magnetisers. It appeared first in the shape of mineral, and afterwards of animal, magnetism, under which latter name it survives to this day, and numbers its dupes by thousands. The mineral magnetisers claim the first notice, as the worthy predecessors of the quacks of the present day. The honour claimed for Paracelsus of being the first of the Rosicrucians has been disputed; but his claim to be considered the first of the magnetisers can scarcely be challenged. It has been already mentioned of him, in the part of this work which treats of alchymy, that, like nearly all the distinguished adepts, he was a physician; and pretended, not only to make gold and confer immortality, but to cure all diseases. He was the first who, with the latter view, attributed occult and miraculous powers to the magnet. Animated apparently by a sincere conviction that the magnet was the philosopher's stone, which, if it could not transmute metals, could soothe all human suffering and arrest the progress of decay, he travelled for many years in Persia and Arabia, in search of the mountain of adamant, so famed in oriental fables. When he practised as a physician at Basle, he called one of his nostrums by the name of azoth--a stone or crystal, which, he said, contained magnetic properties, and cured epilepsy, hysteria, and spasmodic affections. He soon found imitators. His fame spread far and near; and thus were sown the first seeds of that error which has since taken root and flourished so widely. In spite of the denial of modern practitioners, this must be considered the origin of magnetism; for we find that, beginning with Paracelsus, there was a regular succession of mineral magnetisers until Mesmer appeared, and gave a new feature to the delusion. Paracelsus boasted of being able to transplant diseases from the human frame into the earth, by means of the magnet. He said there were six ways by which this might be effected. One of them will be quite sufficient, as a specimen. "If a person suffer from disease, either local or general, let the following remedy be tried. Take a magnet, impregnated with mummy [Mummies were of several kinds, and were all of great use in magnetic medicines. Paracelsus enumerates six kinds of mummies; the first four only differing in the composition used by different people for preserving their dead, are the Egyptian, Arabian, Pisasphaltos, and Lybian. The fifth mummy of peculiar power was made from criminals that had been hanged; "for from such there is a gentle siccation, that expungeth the watery humour, without destroying the oil and spirituall, which is cherished by the heavenly luminaries, and strengthened continually by the affluence and impulses of the celestial spirits; whence it may be properly called by the name of constellated or celestial mummie." The sixth kind of mummy was made of corpuscles, or spiritual effluences, radiated from the living body; though we cannot get very clear ideas on this head, or respecting the manner in which they were caught.--"Medicina Diatastica; or, Sympathetical Mummie, abstracted from the Works of Paracelsus, and translated out of the Latin, by Fernando Parkhurst, Gent." London, 1653. pp. 2.7. Quoted by the "Foreign Quarterly Review," vol. xii. p. 415.] and mixed with rich earth. In this earth sow some seeds that have a congruity or homogeneity with the disease: then let this earth, well sifted and mixed with mummy, be laid in an earthen vessel; and let the seeds committed to it be watered daily with a lotion in which the diseased limb or body has been washed. Thus will the disease be transplanted from the human body to the seeds which are in the earth. Having done this, transplant the seeds from the earthen vessel to the ground, and wait till they begin to sprout into herbs: as they increase, the disease will diminish; and when they have arrived at their full growth, it will disappear altogether." Kircher the Jesuit, whose quarrel with the alchymists was the means of exposing many of their impostures, was a firm believer in the efficacy of the magnet. Having been applied to by a patient afflicted with hernia, he directed the man to swallow a small magnet reduced to powder, while he applied, at the same time, to the external swelling a poultice, made of filings of iron. He expected that by this means the magnet, when it got to the corresponding place inside, would draw in the iron, and with it the tumour; which would thus, he said, be safely and expeditiously reduced. As this new doctrine of magnetism spread, it was found that wounds inflicted with any metallic substance could be cured by the magnet. In process of time the delusion so increased, that it was deemed sufficient to magnetise a sword, to cure any hurt which that sword might have inflicted! This was the origin of the celebrated "weapon-salve," which excited so much attention about the middle of the seventeenth century. The following was the recipe given by Paracelsus for the cure of any wounds inflicted by a sharp weapon, except such as had penetrated the heart, the brain, or the arteries. "Take of moss growing on the head of a thief who has been hanged and left in the air; of real mummy; of human blood, still warm--of each, one ounce; of human suet, two ounces; of linseed oil, turpentine, and Armenian bole--of each, two drachms. Mix all well in a mortar, and keep the salve in an oblong, narrow urn." With this salve the weapon, after being dipped in the blood from the wound, was to be carefully anointed, and then laid by in a cool place. In the mean time, the wound was to be duly washed with fair clean water, covered with a clean, soft, linen rag, and opened once a day to cleanse off purulent or other matter. Of the success of this treatment, says the writer of the able article on Animal Magnetism, in the twelfth volume of the "Foreign Quarterly Review," there cannot be the least doubt; "for surgeons at this moment follow exactly the same method, except anointing the weapon! The weapon salve continued to be much spoken of on the Continent, and many eager claimants appeared for the honour of the invention. Dr. Fludd, or A Fluctibus, the Rosicrucian, who has been already mentioned in a previous part of this volume, was very zealous in introducing it into England. He tried it with great success in several cases; and no wonder; for, while he kept up the spirits of his patients by boasting of the great efficacy of the salve, he never neglected those common, but much more important remedies, of washing, bandaging, &c. which the experience of all ages had declared sufficient for the purpose. Fludd, moreover, declared, that the magnet was a remedy for all diseases, if properly applied; but that man having, like the earth, a north and a south pole, magnetism could only take place when his body was in a boreal position! In the midst of his popularity, an attack was made upon him and his favourite remedy, the salve; which, however, did little or nothing to diminish the belief in its efficacy. One "Parson Foster" wrote a pamphlet, entitled "Hyplocrisma Spongus; or, a Spunge to wipe away the Weapon-Salve;" in which he declared, that it was as bad as witchcraft to use or recommend such an unguent; that it was invented by the devil, who, at the last day, would seize upon every person who had given it the slightest encouragement. "In fact," said Parson Foster, "the devil himself gave it to Paracelsus; Paracelsus to the Emperor; the Emperor to the courtier; the courtier to Baptista Porta; and Baptista Porta to Dr. Fludd, a doctor of physic, yet living and practising in the famous city of London, who now stands tooth and nail for it." Dr. Fludd, thus assailed, took up the pen in defence of his unguent, in a reply called "The Squeezing of Parson Foster's Spunge; wherein the Spunge-Bearer's immodest Carriage and Behaviour towards his Brethren is detected; the bitter Flames of his slanderous Reports are, by the sharp Vinegar of Truth, corrected and quite extinguished; and, lastly, the virtuous Validity of his Spunge in wiping away the Weapon-Salve, is crushed out and clean abolished." Shortly after this dispute a more distinguished believer in the weapon-salve made his appearance, in the person of Sir Kenelm Digby, the son of Sir Everard Digby, who was executed for his participation in the Gunpowder Plot. This gentleman, who, in other respects, was an accomplished scholar and an able man, was imbued with all the extravagant notions of the alchymists. He believed in the philosopher's stone, and wished to engage Descartes to devote his energies to the discovery of the elixir of life, or some other means by which the existence of man might be prolonged to an indefinite period. He gave his wife, the beautiful Venetia Anastasia Stanley, a dish of capons, fed upon vipers, according to the plan supposed to have been laid down by Arnold of Villeneuve, in the hope that she might thereby preserve her loveliness for a century. If such a man once took up the idea of the weapon-salve, it was to be expected that he would make the most of it. In his hands, however, it was changed from an unguent into a powder, and was called the powder of sympathy. He pretended that he had acquired the knowledge of it from a Carmelite friar, who had learned it in Persia or Armenia, from an oriental philosopher of great renown. King James, the Prince of Wales, the Duke of Buckingham, and many other noble personages, believed in its efficacy. The following remarkable instance of his mode of cure was read by Sir Kenelm to a society of learned men at Montpellier. Mr. James Howell, the well-known author of the "Dendrologia," and of various letters, coming by chance as two of his best friends were fighting a duel, rushed between them, and endeavoured to part them. He seized the sword of one of the combatants by the hilt, while, at the same time, he grasped the other by the blade. Being transported with fury one against the other, they struggled to rid themselves of the hindrance caused by their friend; and in so doing, the one whose sword was held by the blade by Mr. Howell, drew it away roughly, and nearly cut his hand off, severing the nerves and muscles, and penetrating to the bone. The other, almost at the same instant, disengaged his sword, and aimed a blow at the head of his antagonist, which Mr. Howell observing, raised his wounded hand with the rapidity of thought, to prevent the blow. The sword fell on the back of his already wounded hand, and cut it severely. "It seemed," said Sir Kenelm Digby, "as if some unlucky star raged over them, that they should have both shed the blood of that dear friend, for whose life they would have given their own, if they had been in their proper mind at the time." Seeing Mr. Howell's face all besmeared with blood from his wounded hand, they both threw down their swords and embraced him, and bound up his hand with a garter, to close the veins, which were cut, and bled profusely. They then conveyed him home, and sent for a surgeon. King James, who was much attached to Mr. Howell, afterwards sent his own surgeon to attend him. We must continue the narrative in the words of Sir Kenelm Digby:-- "It was my chance," says he, "to be lodged hard by him: and, four or five days after, as I was making myself ready, he came to my house, and prayed me to view his wounds; 'for I understand,' said he, 'that you have extraordinary remedies on such occasions; and my surgeons apprehend some fear, that it may grow to a gangrene, and so the hand must be cut off.' In effect, his countenance discovered that he was in much pain, which, he said, was insupportable, in regard of the extreme inflammation. I told him I would willingly serve him; but if, haply, he knew the manner how I could cure him, without touching or seeing him, it might be that he would not expose himself to my manner of curing; because he would think it, peradventure, either ineffectual or superstitious. He replied, 'The many wonderful things which people have related unto me of your way of medicinement, makes me nothing doubt at all of its efficacy; and all that I have to say unto you is comprehended in the Spanish proverb, Hagase el milagro y hagalo Mahoma--Let the miracle be done, though Mahomet do it.' "I asked him then for anything that had the blood upon it: so he presently sent for his garter, wherewith his hand was first bound; and, as I called for a basin of water, as if I would wash my hands, I took a handful of powder of vitriol, which I had in my study, and presently dissolved it. As soon as the bloody garter was brought me, I put it in the basin, observing, in the interim, what Mr. Howell did, who stood talking with a gentleman in a corner of my chamber, not regarding at all what I was doing. He started suddenly, as if he had found some strange alteration in himself. I asked him what he ailed? 'I know not what ails me; but I find that I feel no more pain. Methinks that a pleasing kind of freshness, as it were a wet cold napkin, did spread over my hand, which hath taken away the inflammation that tormented me before.' I replied, 'Since, then, you feel already so much good of my medicament, I advise you to cast away all your plasters; only keep the wound clean, and in a moderate temper, betwixt heat and cold.' This was presently reported to the Duke of Buckingham, and a little after, to the King, who were both very curious to know the circumstances of the business; which was, that after dinner, I took the garter out of the water, and put it to dry before a great fire. It was scarce dry before Mr. Howell's servant came running, and saying that his master felt as much burning as ever he had done, if not more; for the heat was such as if his hand were betwixt coals of fire. I answered, that although that had happened at present, yet he should find ease in a short time; for I knew the reason of this new accident, and would provide accordingly; for his master should be free from that inflammation, it might be, before he could possibly return to him: but, in case he found no ease, I wished him to come presently back again; if not, he might forbear coming. Thereupon he went; and, at the instant, I did put the garter again into the water; thereupon he found his master without any pain at all. To be brief, there was no sense of pain afterwards; but within five or six days, the wounds were cicatrised and entirely healed." Such is the marvellous story of Sir Kenelm Digby. Other practitioners of that age were not behind him in absurdity. It was not always necessary to use either the powder of sympathy, or the weapon-salve, to effect a cure. It was sufficient to magnetise the sword with the hand (the first faint dawn of the animal theory), to relieve any pain the same weapon had caused. They pretended, that if they stroked the sword upwards with their fingers, the wounded person would feel immediate relief; but if they stroked it downwards, he would feel intolerable pain.[Reginald Scott, quoted by Sir Walter Scott, in the notes to the "Lay of the Last Minstrel," c. iii. v. xxiii.] Another very strange notion of the power and capabilities of magnetism was entertained at the same time. It was believed that a sympathetic alphabet could be made on the flesh, by means of which persons could correspond with each other, and communicate all their ideas with the rapidity of volition, although thousands of miles apart. From the arms of two persons a piece of flesh was cut, and mutually transplanted, while still warm and bleeding. The piece so severed grew to the new arm on which it was placed; but still retained so close a sympathy with its native limb, that its old possessor was always sensible of any injury done to it. Upon these transplanted pieces were tattooed the letters of the alphabet; so that, when a communication was to be made, either of the persons, though the wide Atlantic rolled between them, had only to prick his arm with a magnetic needle, and straightway his friend received intimation that the telegraph was at work. Whatever letter he pricked on his own arm pained the same letter on the arm of his correspondent. ["Foreign Quarterly Review," vol. xii. p. 417.] Who knows but this system, if it had received proper encouragement, might not have rendered the Post-Office unnecessary, and even obviated much of the necessity for railroads? Let modern magnetisers try and bring it to perfection. It is not more preposterous than many of their present notions; and, if carried into effect, with the improvement of some stenographical expedient for diminishing the number of punctures, would be much more useful than their plan of causing persons to read with their great toes, [Wirth's "Theorie des Somnambulismes," p. 79.] or seeing, with their eyes shut, into other people's bodies, and counting the number of arteries therein. ["Report of the Academic Royale de Medicine,"--case of Mademoiselle Celine Sauvage, p. 186.] Contemporary with Sir Kenelm Digby, was the no less famous Mr. Valentine Greatraks who, without mentioning magnetism, or laying claim to any theory, practised upon himself and others a deception much more akin to the animal magnetism of the present day, than the mineral magnetism it was then so much the fashion to study. He was the son of an Irish gentleman, of good education and property, in the county of Cork. He fell, at an early age, into a sort of melancholy derangement. After some time, he had an impulse, or strange persuasion in his mind, which continued to present itself, whether he were sleeping or waking, that God had given him the power of curing the king's evil. He mentioned this persuasion to his wife, who very candidly told him that he was a fool! He was not quite sure of this, notwithstanding the high authority from which it came, and determined to make trial of the power that was in him. A few days afterwards, he went to one William Maher, of Saltersbridge, in the parish of Lismore, who was grievously afflicted with the king's evil in his eyes, cheek, and throat. Upon this man, who was of abundant faith, he laid his hands, stroked him, and prayed fervently. He had the satisfaction to see him heal considerably in the course of a few days; and, finally, with the aid of other remedies, to be quite cured. This success encouraged him in the belief that he had a divine mission. Day after day he had further impulses from on high, that he was called upon to cure the ague also. In the course of time he extended his powers to the curing of epilepsy, ulcers, aches, and lameness. All the county of Cork was in a commotion to see this extraordinary physician, who certainly operated some very great benefit in cases where the disease was heightened by hypochondria and depression of spirits. According to his own account, [Greatraks' Account of himself, in a letter to the Honourable Robert Boyle.] such great multitudes resorted to him from divers places, that he had no time to follow his own business, or enjoy the company of his family and friends. He was obliged to set aside three days in the week, from six in the morning till six at night, during which time only he laid hands upon all that came. Still the crowds which thronged around him were so great, that the neighbouring towns were not able to accommodate them. He thereupon left his house in the country, and went to Youghal, where the resort of sick people, not only from all parts of Ireland, but from England, continued so great, that the magistrates were afraid they would infect the place by their diseases. Several of these poor credulous people no sooner saw him than they fell into fits, and he restored them by waving his hand in their faces, and praying over them. Nay, he affirmed, that the touch of his glove had driven pains away, and, on one occasion, cast out from a woman several devils, or evil spirits, who tormented her day and night. "Every one of these devils," says Greatraks, "was like to choke her, when it came up into her throat." It is evident, from this, that the woman's complaint was nothing but hysteria. The clergy of the diocese of Lismore, who seem to have had much clearer notions of Greatraks' pretensions than their parishioners, set their faces against the new prophet and worker of miracles. He was cited to appear in the Dean's Court, and prohibited from laying on his hands for the future: but he cared nothing for the church. He imagined that he derived his powers direct from Heaven, and continued to throw people into fits, and bring them to their senses again, as usual, almost exactly after the fashion of modern magnetisers. His reputation became, at last, so great, that Lord Conway sent to him from London, begging-that he would come over immediately, to cure a grievous head-ache which his lady had suffered for several years, and which the principal physicians of England had been unable to relieve. Greatraks accepted the invitation, and tried his manipulations and prayers upon Lady Conway. He failed, however, in affording any relief. The poor lady's head-ache was excited by causes too serious to allow her any help, even from faith and a lively imagination. He lived for some months in Lord Conway's house, at Ragley, in Warwickshire, operating cures similar to those he had performed in Ireland. He afterwards removed to London, and took a house in Lincoln's Inn Fields, which soon became the daily resort of all the nervous and credulous women of the metropolis. A very amusing account of Greatraks at this time (1665), is given in the second volume of the "Miscellanies of St. Evremond," under the title of the Irish prophet. It is the most graphic sketch ever made of this early magnetiser. Whether his pretensions were more or less absurd than those of some of his successors, who have lately made their appearance among us, would be hard to say. "When M. de Comminges," says St. Evremond, "was ambassador from his most Christian Majesty to the King of Great Britain, there came to London an Irish prophet, who passed himself off as a great worker of miracles. Some persons of quality having begged M. de Comminges to invite him to his house, that they might be witnesses of some of his miracles, the ambassador promised to satisfy them, as much from his own curiosity as from courtesy to his friends; and gave notice to Greatraks that he would be glad to see him. "A rumour of the prophet's coming soon spread all over the town, and the hotel of M. de Comminges was crowded by sick persons, who came full of confidence in their speedy cure. The Irishman made them wait a considerable time for him, but came at last, in the midst of their impatience, with a grave and simple countenance, that showed no signs of his being a cheat. Monsieur de Comminges prepared to question him strictly, hoping to discourse with him on the matters that he had read of in Van Helmont and Bodinus; but he was not able to do so, much to his regret, for the crowd became so great, and cripples and others pressed around so impatiently to be the first cured, that the servants were obliged to use threats, and even force, before they could establish order among them, or place them in proper ranks. "The prophet affirmed that all diseases were caused by evil spirits. Every infirmity was with him a case of diabolical possession. The first that was presented to him was a man suffering from gout and rheumatism, and so severely that the physicians had been unable to cure him. 'Ah,' said the miracle-worker, 'I have seen a good deal of this sort of spirits when I was in Ireland. They are watery spirits, who bring on cold shivering, and excite an overflow of aqueous humours in our poor bodies.' Then addressing the man, he said, 'Evil spirit, who hast quitted thy dwelling in the waters to come and afflict this miserable body, I command thee to quit thy new abode, and to return to thine ancient habitation!' This said, the sick man was ordered to withdraw, and another was brought forward in his place. This new comer said he was tormented by the melancholy vapours. In fact, he looked like a hypochondriac; one of those persons diseased in imagination, and who but too often become so in reality. 'Aerial spirit,' said the Irishman, 'return, I command thee, into the air!--exercise thy natural vocation of raising tempests, and do not excite any more wind in this sad unlucky body!' This man was immediately turned away to make room for a third patient, who, in the Irishman's opinion, was only tormented by a little bit of a sprite, who could not withstand his command for an instant. He Pretended that he recognized this sprite by some marks which were invisible to the company, to whom he turned with a smile, and said, 'This sort of spirit does not often do much harm, and is always very diverting.' To hear him talk, one would have imagined that he knew all about spirits--their names, their rank, their numbers, their employment, and all the functions they were destined to; and he boasted of being much better acquainted with the intrigues of demons than he was with the affairs of men. You can hardly imagine what a reputation he gained in a short time. Catholics and Protestants visited him from every part, all believing that power from Heaven was in his hands." After relating a rather equivocal adventure of a husband and wife, who implored Greatraks to cast out the devil of dissension which had crept in between them, St. Evremond thus sums up the effect he produced on the popular mind:--"So great was the confidence in him, that the blind fancied they saw the light which they did not see--the deaf imagined that they heard--the lame that they walked straight, and the paralytic that they had recovered the use of their limbs. An idea of health made the sick forget for a while their maladies; and imagination, which was not less active in those merely drawn by curiosity than in the sick, gave a false view to the one class, from the desire of seeing, as it operated a false cure on the other from the strong desire of being healed. Such was the power of the Irishman over the mind, and such was the influence of the mind upon the body. Nothing was spoken of in London but his prodigies; and these prodigies were supported by such great authorities, that the bewildered multitude believed them almost without examination, while more enlightened people did not dare to reject them from their own knowledge. The public opinion, timid and enslaved, respected this imperious and, apparently, well-authenticated error. Those who saw through the delusion kept their opinion to themselves, knowing how useless it was to declare their disbelief to a people filled with prejudice and admiration." About the same time that Valentine Greatraks was thus magnetising the people of London, an Italian enthusiast, named Francisco Bagnone, was performing the same tricks in Italy, and with as great success. He had only to touch weak women with his hands, or sometimes (for the sake of working more effectively upon their fanaticism) with a relic, to make them fall into fits and manifest all the symptoms of magnetism. Besides these, several learned men, in different parts of Europe, directed their attention to the study of the magnet, believing it might be rendered efficacious in many diseases. Van Helmont, in particular, published a work on the effects of magnetism on the human frame; and Balthazar Gracian, a Spaniard, rendered himself famous for the boldness of his views on the subject. "The magnet," said the latter, "attracts iron; iron is found everywhere; everything, therefore, is under the influence of magnetism. It is only a modification of the general principle, which establishes harmony or foments divisions among men. It is the same agent which gives rise to sympathy, antipathy, and the passions." ["Introduction to the Study of Animal Magnetism," by Baron Dupotet de Sennevoy, p. 315.] Baptista Porta, who, in the whimsical genealogy of the weapon-salve, given by Parson Foster in his attack upon Dr. a Fluctibus, is mentioned as one of its fathers, had also great faith in the efficacy of the magnet, and operated upon the imagination of his patients in a manner which was then considered so extraordinary that he was accused of being a magician, and prohibited from practising by the Court of Rome. Among others who distinguished themselves by their faith in magnetism, Sebastian Wirdig and William Maxwell claim especial notice. Wirdig was professor of medicine at the University of Rostock in Mecklenburgh, and wrote a treatise called "The New Medicine of the Spirits," which he presented to the Royal Society of London. An edition of this work was printed in 1673, in which the author maintained that a magnetic influence took place, not only between the celestial and terrestrial bodies, but between all living things. The whole world, he said, was under the influence of magnetism: life was preserved by magnetism; death was the consequence of magnetism! Maxwell, the other enthusiast, was an admiring disciple of Paracelsus, and boasted that he had irradiated the obscurity in which too many of the wonder-working recipes of that great philosopher were enveloped. His works were printed at Frankfort, in 1679. It would seem, from the following passage, that he was aware of the great influence of imagination, as well in the production as in the cure of diseases. "If you wish to work prodigies," says he, "abstract from the materiality of beings--increase the sum of spirituality in bodies--rouse the spirit from its slumbers. Unless you do one or other of these things--unless you can bind the idea, you can never perform anything good or great." Here, in fact, lies the whole secret of magnetism, and all delusions of a similar kind: increase the spirituality--rouse the spirit from its slumbers, or in other words, work upon the imagination--induce belief and blind confidence, and you may do anything. This passage, which is quoted with approbation by M. Dupotet in a recent work ["Introduction to the Study of Animal Magnetism," p. 318.] as strongly corroborative of the theory now advanced by the animal-magnetists, is just the reverse. If they believe they can work all their wonders by the means so dimly shadowed forth by Maxwell, what becomes of the universal fluid pervading all nature, and which they pretend to pour into weak and diseased bodies from the tips of their fingers? Early in the eighteenth century, the attention of Europe was directed to a very remarkable instance of fanaticism, which has been claimed by the animal magnetists, as a proof of their science. The convulsionaries of St. Medard, as they were called, assembled in great numbers round the tomb of their favourite saint, the Jansenist priest Paris, and taught one another how to fall into convulsions. They believed that St. Paris would cure all their infirmities; and the number of hysterical women and weak-minded persons of all descriptions that flocked to the tomb from far and near was so great, as daily to block up all the avenues leading to the spot. Working themselves up to a pitch of excitement, they went off one after the other into fits, while some of them, still in apparent possession of all their faculties, voluntarily exposed themselves to sufferings, which on ordinary occasions would have been sufficient to deprive them of life. The scenes that occurred were a scandal to civilization and to religion--a strange mixture of obscenity, absurdity, and superstition. While some were praying on bended knees at the shrine of St. Paris, others were shrieking and making the most hideous noises. The women especially exerted themselves. On one side of the chapel there might be seen a score of them, all in convulsions, while at another as many more, excited to a sort of frenzy, yielded themselves up to gross indecencies. Some of them took an insane delight in being beaten and trampled upon. One in particular, according to Montegre, whose account we quote [Dictionnaire des Sciences Medicales--Article "Convulsionnaires," par Montegre.] was so enraptured with this ill usage, that nothing but the hardest blows would satisfy her. While a fellow of herculean strength was beating her with all his might with a heavy bar of iron, she kept continually urging him to renewed exertion. The harder he struck the better she liked it, exclaiming all the while, "Well done, brother; well done; oh, how pleasant it is! what good you are doing me! courage, my brother, courage; strike harder; strike harder still!" Another of these fanatics had, if possible, a still greater love for a beating. Carre de Montgeron, who relates the circumstance, was unable to satisfy her with sixty blows of a large sledge hammer. He afterwards used the same weapon, with the same degree of strength, for the sake of experiment, and succeeded in battering a hole in a stone wall at the twenty-fifth stroke. Another woman, named Sonnet, laid herself down on a red-hot brazier without flinching, and acquired for herself the nickname of the salamander; while others, desirous of a more illustrious martyrdom, attempted to crucify themselves. M. Deleuze, in his critical history of Animal Magnetism, attempts to prove that this fanatical frenzy was produced by magnetism, and that these mad enthusiasts magnetised each other without being aware of it. As well might he insist that the fanaticism which tempts the Hindoo bigot to keep his arms stretched in a horizontal position till the sinews wither, or his fingers closed upon his palms till the nails grow out of the backs of his hands, is also an effect of magnetism! For a period of sixty or seventy years, magnetism was almost wholly confined to Germany. Men of sense and learning devoted their attention to the properties of the loadstone; and one Father Hell, a jesuit, and professor of astronomy at the University of Vienna, rendered himself famous by his magnetic cures. About the year 1771 or 1772, he invented steel plates of a peculiar form, which he applied to the naked body, as a cure for several diseases. In the year 1774, he communicated his system to Anthony Mesmer. The latter improved upon the ideas of Father Hell, constructed a new theory of his own, and became the founder of ANIMAL MAGNETISM. It has been the fashion among the enemies of the new delusion to decry Mesmer as an unprincipled adventurer, while his disciples have extolled him to the skies as a regenerator of the human race. In nearly the same words, as the Rosicrucians applied to their founders, he has been called the discoverer of the secret which brings man into more intimate connexion with his Creator; the deliverer of the soul from the debasing trammels of the flesh; the man who enables us to set time at defiance, and conquer the obstructions of space. A careful sifting of his pretensions--and examination of the evidence brought forward to sustain them, will soon show which opinion is the more correct. That the writer of these pages considers him in the light of a man, who deluding himself, was the means of deluding others, may be inferred from his finding a place in these volumes, and figuring among the Flamels, the Agrippas, the Borris, the Boehmens, and the Cagliostros. He was born in May 1734, at Mersburg, in Swabia, and studied medicine at the University of Vienna. He took his degrees in 1766, and chose the influence of the planets on the human body as the subject of his inaugural dissertation. Having treated the matter quite in the style of the old astrological physicians, he was exposed to some ridicule both then and afterwards. Even at this early period some faint ideas of his great theory were germinating in his mind. He maintained in his dissertation, "that the sun, moon, and fixed stars mutually affect each other in their orbits; that they cause and direct in our earth a flux and reflux not only in the sea, but in the atmosphere, and affect in a similar manner all organized bodies through the medium of a subtile and mobile fluid, which pervades the universe and associates all things together in mutual intercourse and harmony." This influence, he said, was particularly exercised on the nervous system, and produced two states which he called intension and remission, which seemed to him to account for the different periodical revolutions observable in several maladies. When in after-life he met with Father Hell, he was confirmed by that person's observations in the truth of many of his own ideas. Having caused Hell to make him some magnetic plates, he determined to try experiments with them himself for his further satisfaction. He tried accordingly, and was astonished at his success. The faith of their wearers operated wonders with the metallic plates. Mesmer made due reports to Father Hell of all he had done, and the latter published them as the results of his own happy invention, and speaking of Mesmer as a physician whom he had employed to work under him. Mesmer took offence at being thus treated, considering himself a far greater personage than Father Hell. He claimed the invention as his own, accused Hell of a breach of confidence, and stigmatized him as a mean person, anxious to turn the discoveries of others to his own account. Hell replied, and a very pretty quarrel was the result, which afforded small talk for months to the literati of Vienna. Hell ultimately gained the victory. Mesmer, nothing daunted, continued to promulgate his views, till he stumbled at last upon the animal theory. One of his patients was a young lady named Oesterline, who suffered under a convulsive malady. Her attacks were periodical, and attended by a rush of blood to the head, followed by delirium and syncope. These symptoms he soon succeeded in reducing under his system of planetary influence, and imagined he could foretell the periods of accession and remission. Having thus accounted satisfactorily to himself for the origin of the disease, the idea struck him that he could operate a certain cure, if he could ascertain beyond doubt what he had long believed, that there existed between the bodies which compose our globe, an action equally reciprocal and similar to that of the heavenly bodies, by means of which he could imitate artificially the periodical revolutions of the flux and reflux beforementioned. He soon convinced himself that this action did exist. When trying the metallic plates of Father Hell, he thought their efficacy depended on their form; but he found afterwards that he could produce the same effects without using them at all, merely by passing his hands downwards towards the feet of the patient--even when at a considerable distance. This completed the theory of Mesmer. He wrote an account of his discovery to all the learned societies of Europe, soliciting their investigation. The Academy of Sciences at Berlin was the only one that answered him, and their answer was anything but favourable to his system or flattering to himself. Still he was not discouraged. He maintained to all who would listen to him that the magnetic matter, or fluid, pervaded all the universe--that every human body contained it, and could communicate the superabundance of it to another by an exertion of the will. Writing to a friend from Vienna, he said, "I have observed that the magnetic is almost the same thing as the electric fluid, and that it may be propagated in the same manner, by means of intermediate bodies. Steel is not the only substance adapted to this purpose. I have rendered paper, bread, wool, silk, stones, leather, glass, wood, men, and dogs--in short, everything I touched, magnetic to such a degree that these substances produced the same effects as the loadstone on diseased persons. I have charged jars with magnetic matter in the same way as is done with electricity." Mesmer did not long find his residence at Vienna as agreeable as he wished. His pretensions were looked upon with contempt or indifference, and the case of Mademoiselle Oesterline brought him less fame than notoriety. He determined to change his sphere of action, and travelled into Swabia and Switzerland. In the latter country he met with the celebrated Father Gassner, who, like Valentine Greatraks, amused himself by casting out devils, and healing the sick by merely laying hands upon them. At his approach puling girls fell into convulsions, and the hypochondriac fancied themselves cured. His house was daily besieged by the lame, the blind, and the hysteric. Mesmer at once acknowledged the efficacy of his cures, and declared that they were the obvious result of his own newly-discovered power of magnetism. A few of the Father's patients were forthwith subjected to the manipulations of Mesmer, and the same symptoms were induced. He then tried his hand upon some paupers in the hospitals of Berne and Zurich, and succeeded, according to his own account, but no other person's, in curing an opththalmia and a gutta serena. With memorials of these achievements he returned to Vienna, in the hope of silencing his enemies, or at least forcing them to respect his newly-acquired reputation, and to examine his system more attentively. His second appearance in that capital was not more auspicious than the first. He undertook to cure a Mademoiselle Paradis, who was quite blind, and subject to convulsions. He magnetised her several times, and then declared that she was cured; at least, if she was not, it was her fault, and not his. An eminent oculist of that day, named Birth, went to visit her, and declared that she was as blind as ever; while her family said she was as much subject to convulsions as before. Mesmer persisted that she was cured. Like the French philosopher, he would not allow facts to interfere with his theory. [An enthusiastic philosopher, of whose name we are not informed, had constructed a very satisfactory theory on some subject or other, and was not a little proud of it. "But the facts, my dear fellow," said his friend, "the facts do not agree with your theory."--"Don't they," replied the philosopher, shrugging his shoulders, "then, taut pis pour les faits;"--so much the worse for the facts.] He declared that there was a conspiracy against him; and that Mademoiselle Paradis, at the instigation of her family, feigned blindness in order to injure his reputation! The consequences of this pretended cure taught Mesmer that Vienna was not the sphere for him. Paris, the idle, the debauched, the pleasure-hunting, the novelty-loving, was the scene for a philosopher like him, and thither he repaired accordingly. He arrived at Paris in 1778, and began modestly, by making himself and his theory known to the principal physicians. At first, his encouragement was but slight; he found people more inclined to laugh at than to patronise him. But he was a man who had great confidence in himself, and of a perseverance which no difficulties could overcome. He hired a sumptuous apartment, which he opened to all comers who chose to make trial of the new power of nature. M. D'Eslon, a physician of great reputation, became a convert; and from that time, Animal Magnetism, or, as some called it, Mesmerism, became the fashion in Paris. The women were quite enthusiastic about it, and their admiring tattle wafted its fame through every grade of society. Mesmer was the rage; and high and low, rich and poor, credulous and unbelieving, all hastened to convince themselves of the power of this mighty magician, who made such magnificent promises. Mesmer, who knew as well as any man living the influence of the imagination, determined that, on that score, nothing should be wanting to heighten the effect of the magnetic charm. In all Paris, there was not a house so charmingly furnished as Monsieur Mesmer's. Richly-stained glass shed a dim religious light on his spacious saloons, which were almost covered with mirrors. Orange blossoms scented all the air of his corridors; incense of the most expensive kinds burned in antique vases on his chimney-pieces; aeolian harps sighed melodious music from distant chambers; while sometimes a sweet female voice, from above or below, stole softly upon the mysterious silence that was kept in the house, and insisted upon from all visitors. "Was ever anything so delightful?" cried all the Mrs. Wittitterley's of Paris, as they thronged to his house in search of pleasant excitement; "so wonderful!" said the pseudo-philosophers, who would believe anything if it were the fashion; "so amusing!" said the worn-out debauchees, who had drained the cup of sensuality to its dregs, and who longed to see lovely women in convulsions, with the hope that they might gain some new emotions from the sight. The following was the mode of operation:--In the centre of the saloon was placed an oval vessel, about four feet in its longest diameter, and one foot deep. In this were laid a number of wine-bottles, filled with magnetised water, well corked-up, and disposed in radii, with their necks outwards. Water was then poured into the vessel so as just to cover the bottles, and filings of iron were thrown in occasionally to heighten the magnetic effect. The vessel was then covered with an iron cover, pierced through with many holes, and was called the baquet. From each hole issued a long moveable rod of iron, which the patients were to apply to such parts of their bodies as were afflicted. Around this baquet the patients were directed to sit, holding each other by the hand, and pressing their knees together as closely as possible to facilitate the passage of the magnetic fluid from one to the other. Then came in the assistant magnetisers, generally strong, handsome young men, to pour into the patient from their finger-tips fresh streams of the wondrous fluid. They embraced the patients between the knees, rubbed them gently down the spine and the course of the nerves, using gentle pressure upon the breasts of the ladies, and staring them out of countenance to magnetise them by the eye! All this time the most rigorous silence was maintained, with the exception of a few wild notes on the harmonica or the piano-forte, or the melodious voice of a hidden opera-singer swelling softly at long intervals. Gradually the cheeks of the ladies began to glow, their imaginations to become inflamed; and off they went, one after the other, in convulsive fits. Some of them sobbed and tore their hair, others laughed till the tears ran from their eyes, while others shrieked and screamed and yelled till they became insensible altogether. This was the crisis of the delirium. In the midst of it, the chief actor made his appearance, waving his wand, like Prospero, to work new wonders. Dressed in a long robe of lilac-coloured silk, richly embroidered with gold flowers, bearing in his hand a white magnetic rod; and, with a look of dignity which would have sat well on an eastern caliph, he marched with solemn strides into the room. He awed the still sensible by his eye, and the violence of their symptoms diminished. He stroked the insensible with his hands upon the eyebrows and down the spine; traced figures upon their breast and abdomen with his long white wand, and they were restored to consciousness. They became calm, acknowledged his power, and said they felt streams of cold or burning vapour passing through their frames, according as he waved his wand or his fingers before them. "It is impossible," says M. Dupotet, "to conceive the sensation which Mesmer's experiments created in Paris. No theological controversy, in the earlier ages of the Catholic Church, was ever conducted with greater bitterness." His adversaries denied the discovery; some calling him a quack, others a fool, and others, again, like the Abbe Fiard, a man who had sold himself to the devil! His friends were as extravagant in their praise, as his foes were in their censure. Paris was inundated with pamphlets upon the subject, as many defending as attacking the doctrine. At court, the Queen expressed herself in favour of it, and nothing else was to be heard of in society. By the advice of M. D'Eslon, Mesmer challenged an examination of his doctrine by the Faculty of Medicine. He proposed to select twenty-four patients, twelve of whom he would treat magnetically, leaving the other twelve to be treated by the faculty according to the old and approved methods. He also stipulated, that to prevent disputes, the government should nominate certain persons who were not physicians, to be present at the experiments; and that the object of the inquiry should be, not how these effects were produced, but whether they were really efficacious in the cure of any disease. The faculty objected to limit the inquiry in this manner, and the proposition fell to the ground. Mesmer now wrote to Marie Antoinette, with the view of securing her influence in obtaining for him the protection of government. He wished to have a chateau and its lands given to him, with a handsome yearly income, that he might be enabled to continue his experiments at leisure, untroubled by the persecution of his enemies. He hinted the duty of governments to support men of science, and expressed his fear, that if he met no more encouragement, he should be compelled to carry his great discovery to some other land more willing to appreciate him. "In the eyes of your Majesty," said he, "four or five hundred thousand francs, applied to a good purpose, are of no account. The welfare and happiness of your people are everything. My discovery ought to be received and rewarded with a munificence worthy of the monarch to whom I shall attach myself." The government at last offered him a pension of twenty thousand francs, and the cross of the order of St. Michael, if he had made any discovery in medicine, and would communicate it to physicians nominated by the King. The latter part of the proposition was not agreeable to Mesmer. He feared the unfavourable report of the King's physicians; and, breaking off the negotiation, spoke of his disregard of money, and his wish to have his discovery at once recognised by the government. He then retired to Spa, in a fit of disgust, upon pretence of drinking the waters for the benefit of his health. After he had left Paris, the Faculty of Medicine called upon M. D'Eslon, for the third and last time, to renounce the doctrine of animal magnetism, or be expelled from their body. M. D'Eslon, so far from doing this, declared that he had discovered new secrets, and solicited further examination. A royal commission of the Faculty of Medicine was, in consequence, appointed on the 12th of March 1784, seconded by another commission of the Academie des Sciences, to investigate the phenomena and report upon them. The first commission was composed of the principal physicians of Paris; while, among the eminent men comprised in the latter, were Benjamin Franklin, Lavoisier, and Bailly, the historian of astronomy. Mesmer was formally invited to appear before this body, but absented himself from day to day, upon one pretence or another. M. D'Eslon was more honest, because he thoroughly believed in the phenomena, which it is to be questioned if Mesmer ever did, and regularly attended the sittings and performed experiments. Bailly has thus described the scenes of which he was a witness in the course of this investigation. "The sick persons, arranged in great numbers and in several rows around the baquet, receive the magnetism by all these means: by the iron rods which convey it to them from the baquet--by the cords wound round their bodies--by the connection of the thumb, which conveys to them the magnetism of their neighbours--and by the sounds of a pianoforte, or of an agreeable voice, diffusing the magnetism in the air. The patients were also directly magnetised by means of the finger and wand of the magnetiser moved slowly before their faces, above or behind their heads, and on the diseased parts, always observing the direction of the holes. The magnetiser acts by fixing his eyes on them. But above all, they are magnetised by the application of his hands and the pressure of his fingers on the hypochondres and on the regions of the abdomen; an application often continued for a long time-sometimes for several hours. "Meanwhile the patients in their different conditions present a very varied picture. Some are calm, tranquil, and experience no effect. Others cough, spit, feel slight pains, local or general heat, and have sweatings. Others again are agitated and tormented with convulsions. These convulsions are remarkable in regard to the number affected with them, to their duration and force. As soon as one begins to be convulsed, several others are affected. The commissioners have observed some of these convulsions last more than three hours. They are accompanied with expectorations of a muddy viscous water, brought away by violent efforts. Sometimes streaks of blood have been observed in this fluid. These convulsions are characterized by the precipitous, involuntary motion of all the limbs, and of the whole body: by the construction of the throat--by the leaping motions of the hypochondria and the epigastrium--by the dimness and wandering of the eyes--by piercing shrieks, tears, sobbing, and immoderate laughter. They are preceded or followed by a state of languor or reverie, a kind of depression, and sometimes drowsiness. The smallest sudden noise occasions a shuddering; and it was remarked, that the change of measure in the airs played on the piano-forte had a great influence on the patients. A quicker motion, a livelier melody, agitated them more, and renewed the vivacity of their convulsions. "Nothing is more astonishing than the spectacle of these convulsions. One who has not seen them can form no idea of them. The spectator is as much astonished at the profound repose of one portion of the patients as at the agitation of the rest--at the various accidents which are repeated, and at the sympathies which are exhibited. Some of the patients may be seen devoting their attention exclusively to one another, rushing towards each other with open arms, smiling, soothing, and manifesting every symptom of attachment and affection. All are under the power of the magnetiser; it matters not in what state of drowsiness they may be, the sound of his voice--a look, a motion of his hand--brings them out of it. Among the patients in convulsions there are always observed a great many women, and very few men." [Rapport des Commissaires, redige par M. Bailly.--Paris, 1784.] These experiments lasted for about five months. They had hardly commenced, before Mesmer, alarmed at the loss both of fame and profit, determined to return to Paris. Some patients of rank and fortune, enthusiastic believers in his doctrine, had followed him to Spa. One of them named Bergasse, proposed to open a subscription for him, of one hundred shares, at one hundred louis each, on condition that he would disclose his secret to the subscribers, who were to be permitted to make whatever use they pleased of it. Mesmer readily embraced the proposal; and such was the infatuation, that the subscription was not only filled in a few days, but exceeded by no less a sum than one hundred and forty thousand francs. With this fortune he returned to Paris, and recommenced his experiments, while the royal commission continued theirs. His admiring pupils, who had paid him so handsomely for his instructions, spread the delusion over the country, and established in all the principal towns of France, "Societies of Harmony," for trying experiments and curing all diseases by means of magnetism. Some of these societies were a scandal to morality, being joined by profligate men of depraved appetites, who took a disgusting delight in witnessing young girls in convulsions. Many of the pretended magnetisers were notorious libertines, who took that opportunity of gratifying their passions. An illegal increase of the number of French citizens was anything but a rare consequence in Strasburg, Nantes, Bourdeaux, Lyons, and other towns, where these societies were established. At last the Commissioners published their report, which was drawn up by the illustrious and unfortunate Bailly. For clearness of reasoning and strict impartiality it has never been surpassed. After detailing the various experiments made, and their results, they came to the conclusion that the only proof advanced in support of Animal Magnetism was the effects it produced on the human body--that those effects could be produced without passes or other magnetic manipulations--that all these manipulations, and passes, and ceremonies never produce any effect at all if employed without the patient's knowledge; and that therefore imagination did, and animal magnetism did not, account for the phenomena. This report was the ruin of Mesmer's reputation in France. He quitted Paris shortly after, with the three hundred and forty thousand francs which had been subscribed by his admirers, and retired to his own country, where he died in 1815, at the advanced age of eighty-one. But the seeds he had sown fructified of themselves, nourished and brought to maturity by the kindly warmth of popular credulity. Imitators sprang up in France, Germany, and England, more extravagant than their master, and claiming powers for the new science which its founder had never dreamt of. Among others, Cagliostro made good use of the delusion in extending his claims to be considered a master of the occult sciences. But he made no discoveries worthy to be compared to those of the Marquis de Puysegur and the Chevalier Barbarin, honest men, who began by deceiving themselves before they deceived others. The Marquis de Puysegur, the owner of a considerable estate at Busancy, was one of those who had entered into the subscription for Mesmer. After that individual had quitted France, he retired to Busancy with his brother to try Animal Magnetism upon his tenants, and cure the country people of all manner of diseases. He was a man of great simplicity and much benevolence, and not only magnetised but fed the sick that flocked around him. In all the neighbourhood, and indeed within a circumference of twenty miles, he was looked upon as endowed with a power almost Divine. His great discovery, as he called it, was made by chance. One day he had magnetised his gardener; and observing him to fall into a deep sleep, it occurred to him that he would address a question to him, as he would have done to a natural somnambulist. He did so, and the man replied with much clearness and precision. M. de Puysegur was agreeably surprised: he continued his experiments, and found that, in this state of magnetic somnambulism, the soul of the sleeper was enlarged, and brought into more intimate communion with all nature, and more especially with him, M. de Puysegur. He found that all further manipulations were unnecessary; that, without speaking or making any sign, he could convey his will to the patient; that he could, in fact, converse with him, soul to soul, without the employment of any physical operation whatever! Simultaneously with this marvellous discovery he made another, which reflects equal credit upon his understanding. Like Valentine Greatraks, he found it hard work to magnetise all that came--that he had not even time to take the repose and relaxation which were necessary for his health. In this emergency he hit upon a clever expedient. He had heard Mesmer say that he could magnetise bits of wood--why should he not be able to magnetise a whole tree? It was no sooner thought than done. There was a large elm on the village green at Busancy, under which the peasant girls used to dance on festive occasions, and the old men to sit, drinking their vin du pays on the fine summer evenings. M. de Puysegur proceeded to this tree and magnetised it, by first touching it with his hands and then retiring a few steps from it; all the while directing streams of the magnetic fluid from the branches toward the trunk, and from the trunk toward the root. This done, he caused circular seats to be erected round it, and cords suspended from it in all directions. When the patients had seated themselves, they twisted the cords round the diseased parts of their bodies, and held one another firmly by their thumbs to form a direct channel of communication for the passage of the fluid. M. de Puysegur had now two hobbies--the man with the enlarged soul, and the magnetic elm. The infatuation of himself and his patients cannot be better expressed than in his own words. Writing to his brother, on the 17th of May 1784, he says, "If you do not come, my dear friend, you will not see my extraordinary man, for his health is now almost quite restored. I continue to make use of the happy power for which I am indebted to M. Mesmer. Every day I bless his name; for I am very useful, and produce many salutary effects on all the sick poor in the neighbourhood. They flock around my tree; there were more than one hundred and thirty of them this morning. It is the best baquet possible; not a leaf of it but communicates health! all feel, more or less, the good effects of it. You will be delighted to see the charming picture of humanity which this presents. I have only one regret--it is, that I cannot touch all who come. But my magnetised man--my intelligence--sets me at ease. He teaches me what conduct I should adopt. According to him, it is not at all necessary that I should touch every one; a look, a gesture, even a wish, is sufficient. And it is one of the most ignorant peasants of the country that teaches me this! When he is in a crisis, I know of nothing more profound, more prudent, more clearsighted (clairvoyant) than he is." In another letter, describing his first experiment with the magnetic tree, he says, "Yester evening I brought my first patient to it. As soon as I had put the cord round him he gazed at the tree; and, with an air of astonishment which I cannot describe, exclaimed, 'What is it that I see there?' His head then sunk down, and he fell into a perfect fit of somnambulism. At the end of an hour, I took him home to his house again, when I restored him to his senses. Several men and women came to tell him what he had been doing. He maintained it was not true; that, weak as he was, and scarcely able to walk, it would have been scarcely possible for him to have gone down stairs and walked to the tree. To-day I have repeated the experiment on him, and with the same success. I own to you that my head turns round with pleasure to think of the good I do. Madame de Puysegur, the friends she has with her, my servants, and, in fact, all who are near me, feel an amazement, mingled with admiration, which cannot be described; but they do not experience the half of my sensations. Without my tree, which gives me rest, and which will give me still more, I should be in a state of agitation, inconsistent, I believe, with my health. I exist too much, if I may be allowed to use the expression." In another letter, he descants still more poetically upon his gardener with the enlarged soul. He says, "It is from this simple man, this tall and stout rustic, twenty-three years of age, enfeebled by disease, or rather by sorrow, and therefore the more predisposed to be affected by any great natural agent,--it is from this man, I repeat, that I derive instruction and knowledge. When in the magnetic state, he is no longer a peasant who can hardly utter a single sentence; he is a being, to describe whom I cannot find a name. I need not speak; I have only to think before him, when he instantly understands and answers me. Should anybody come into the room, he sees him, if I desire it (but not else), and addresses him, and says what I wish him to say; not indeed exactly as I dictate to him, but as truth requires. When he wants to add more than I deem it prudent strangers should hear, I stop the flow of his ideas, and of his conversation in the middle of a word, and give it quite a different turn!" Among other persons attracted to Busancy by the report of these extraordinary occurrences was M. Cloquet, the Receiver of Finance. His appetite for the marvellous being somewhat insatiable, he readily believed all that was told him by M. de Puysegur. He also has left a record of what he saw, and what he credited, which throws a still clearer light upon the progress of the delusion. ["Introduction to the Study of Animal Magnetism," by Baron Dupotet, p. 73.] He says that the patients he saw in the magnetic state had an appearance of deep sleep, during which all the physical faculties were suspended, to the advantage of the intellectual faculties. The eyes of the patients were closed; the sense of hearing was abolished, and they awoke only at the voice of their magnetiser. "If any one touched a patient during a crisis, or even the chair on which he was seated," says M. Cloquet, "it would cause him much pain and suffering, and throw him into convulsions. During the crisis, they possess an extraordinary and supernatural power, by which, on touching a patient presented to them, they can feel what part of his body is diseased, even by merely passing their hand over the clothes." Another singularity was, that these sleepers who could thus discover diseases--see into the interior of other men's stomachs, and point out remedies, remembered absolutely nothing after the magnetiser thought proper to disenchant them. The time that elapsed between their entering the crisis and their coming out of it was obliterated. Not only had the magnetiser the power of making himself heard by the somnambulists, but he could make them follow him by merely pointing his finger at them from a distance, though they had their eyes the whole time completely closed. Such was Animal Magnetism under the auspices of the Marquis de Puysegur. While he was hibiting these fooleries around his elm-tree, a magnetiser of another class appeared in Lyons, in the person of the Chevalier de Barbarin. This person thought the effort of the will, without any of the paraphernalia of wands or baquets, was sufficient to throw patients into the magnetic sleep. He tried it and succeeded. By sitting at the bedside of his patients, and praying that they might be magnetised, they went off into a state very similar to that of the persons who fell under the notice of M. de Puysegur. In the course of time, a very considerable number of magnetisers, acknowledging Barbarin for their model, and called after him Barbarinists, appeared in different parts, and were believed to have effected some remarkable cures. In Sweden and Germany, this sect of fanatics increased rapidly, and were called spiritualists, to distinguish them from the followers of M. de Puysegur, who were called experimentalists. They maintained that all the effects of Animal Magnetism, which Mesmer believed to be producible by a magnetic fluid dispersed through nature, were produced by the mere effort of one human soul acting upon another; that when a connexion had once been established between a magnetiser and his patient, the former could communicate his influence to the latter from any distance, even hundreds of miles, by the will! One of them thus described the blessed state of a magnetic patient:--"In such a man animal instinct ascends to the highest degree admissible in this world. The clairvoyant is then a pure animal, without any admixture of matter. His observations are those of a spirit. He is similar to God. His eye penetrates all the secrets of nature. When his attention is fixed on any of the objects of this world--on his disease, his death, his well-beloved, his friends, his relations, his enemies,--in spirit he sees them acting; he penetrates into the causes and the consequences of their actions; he becomes a physician, a prophet, a divine!" [See "Foreign Review, Continental Miscellany," vol. v. 113.] Let us now see what progress these mysteries made in England. In the year 1788, Dr. Mainauduc, who had been a pupil, first of Mesmer, and afterwards of D'Eslon, arrived in Bristol, and gave public lectures upon magnetism. His success was quite extraordinary. People of rank and fortune hastened from London to Bristol to be magnetised, or to place themselves under his tuition. Dr. George Winter, in his History of Animal Magnetism, gives the following list of them:--"They amounted to one hundred and twenty-seven, among whom there were one duke, one duchess, one marchioness, two countesses, one earl, one baron, three baronesses, one bishop, five right honourable gentlemen and ladies, two baronets, seven members of parliament, one clergyman, two physicians, seven surgeons, besides ninety-two gentlemen and ladies of respectability." He afterwards established himself in London, where he performed with equal success. He began by publishing proposals to the ladies for the formation of a Hygeian Society. In this paper he vaunted highly the curative effects of Animal Magnetism, and took great credit to himself for being the first person to introduce it into England, and thus concluded:--"As this method of cure is not confined to sex, or college education, and the fair sex being in general the most sympathising part of the creation, and most immediately concerned in the health and care of its offspring, I think myself bound in gratitude to you, ladies, for the partiality you have shown me in midwifery, to contribute, as far as lies in my power, to render you additionally useful and valuable to the community. With this view, I propose forming my Hygeian Society, to be incorporated with that of Paris. As soon as twenty ladies have given in their names, the day shall be appointed for the first meeting at my house, when they are to pay fifteen guineas, which will include the whole expense." Hannah More, in a letter addressed to Horace Walpole, in September 1788, speaks of the "demoniacal mummeries" of Dr. Mainauduc, and says he was in a fair way of gaining a hundred thousand pounds by them, as Mesmer had done by his exhibitions in Paris. So much curiosity was excited by the subject that, about the same time, a man, named Holloway, gave a course of lectures on Animal Magnetism in London, at the rate of five guineas for each pupil, and realised a considerable fortune. Loutherbourg, the painter, and his wife followed the same profitable trade; and such was the infatuation of the people to be witnesses of their strange manipulations, that, at times, upwards of three thousand persons crowded around their house at Hammersmith, unable to gain admission. The tickets sold at prices varying from one to three guineas. Loutherbourg performed his cures by the touch, after the manner of Valentine Greatraks, and finally pretended to a Divine mission. An account of his miracles, as they were called, was published in 1789, entitled "A List of New Cures performed by Mr. and Mrs. de Loutherbourg of Hammersmith Terrace, without Medicine; by a Lover of the Lamb of God. Dedicated to his Grace the Archbishop of Canterbury." This "Lover of the Lamb of God" was a half-crazy old woman, named Mary Pratt, who conceived for Mr. and Mrs. de Loutherbourg a veneration which almost prompted her to worship them. She chose for the motto of her pamphlet a verse in the thirteenth chapter of the Acts of the Apostles: "Behold, ye despisers, and wonder and perish! for I will work a work in your days which ye shall not believe though a man declare it unto you." Attempting to give a religious character to the cures of the painter, she thought a woman was the proper person to make them known, since the apostle had declared that a man should not be able to conquer the incredulity of the people. She stated that, from Christmas 1788 to July 1789, De Loutherbourg and his wife had cured two thousand people, "having been made proper recipients to receive Divine manuductions; which heavenly and Divine influx, coming from the radix God, his Divine Majesty had most graciously bestowed upon them to diffuse healing to all, be they deaf, dumb, blind, lame, or halt." In her dedication to the Archbishop of Canterbury, she implored him to compose a new form of prayer to be used in all churches and chapels, that nothing might impede this inestimable gift from having its due course. She further entreated all the magistrates and men of authority in the land to wait on Mr. and Mrs. de Loutherbourg, to consult with them on the immediate erection of a large hospital, with a pool of Bethesda attached to it. All the magnetisers were scandalised at the preposterous jabber of this old woman, and De Loutherbourg appears to have left London to avoid her; continuing, however, in conjunction with his wife, the fantastic tricks which had turned the brain of this poor fanatic, and deluded many others who pretended to more sense than she had. From this period until 1798, magnetism excited little or no attention in England. An attempt to revive the doctrine was made in that year, but it was in the shape of mineral rather than of animal magnetism. One Benjamin Douglas Perkins, an American, practising as a surgeon in Leicestersquare, invented and took out a patent for the celebrated "Metallic Tractors." He pretended that these tractors, which were two small pieces of metal strongly magnetised, something resembling the steel plates which were first brought into notice by Father Hell, would cure gout, rheumatism, palsy, and in fact, almost every disease the human frame was subject to, if applied externally to the afflicted part, and moved about gently, touching the surface only. The most wonderful stories soon obtained general circulation, and the press groaned with pamphlets, all vaunting the curative effects of the tractors, which were sold at five guineas the pair. Perkins gained money rapidly. Gouty subjects forgot their pains in the presence of this new remedy; the rheumatism fled at its approach; and toothache, which is often cured by the mere sight of a dentist, vanished before Perkins and his marvellous steel plates. The benevolent Quakers, of whose body he was a member, warmly patronised the invention. Desirous that the poor, who could not afford to pay Mr. Perkins five guineas, or even five shillings, for his tractors, should also share in the benefits of that sublime discovery, they subscribed a large sum, and built an hospital, called the "Perkinean Institution," in which all comers might be magnetised free of cost. In the course of a few months they were in very general use, and their lucky inventor in possession of five thousand pounds. Dr. Haygarth, an eminent physician at Bath, recollecting the influence of imagination in the cure of disease, hit upon an expedient to try the real value of the tractors. Perkins's cures were too well established to be doubted; and Dr. Haygarth, without gainsaying them, quietly, but in the face of numerous witnesses, exposed the delusion under which people laboured with respect to the curative medium. He suggested to Dr. Falconer that they should make wooden tractors, paint them to resemble the steel ones, and see if the very same effects would not be produced. Five patients were chosen from the hospital in Bath, upon whom to operate. Four of them suffered severely from chronic rheumatism in the ankle, knee, wrist, and hip; and the fifth had been afflicted for several months with the gout. On the day appointed for the experiments, Dr. Haygarth and his friends assembled at the hospital, and with much solemnity brought forth the fictitious tractors. Four out of the five patients said their pains were immediately relieved; and three of them said they were not only relieved, but very much benefited. One felt his knee warmer, and said he could walk across the room. He tried and succeeded, although on the previous day he had not been able to stir. The gouty man felt his pains diminish rapidly, and was quite easy for nine hours, until he went to bed, when the twitching began again. On the following day the real tractors were applied to all the patients, when they described their symptoms in nearly the same terms. To make still more sure, the experiment was tried in the Bristol Infirmary, a few weeks afterwards, on a man who had a rheumatic affection in the shoulder, so severe as to incapacitate him from lifting his hand from his knee. The fictitious tractors were brought and applied to the afflicted part, one of the physicians, to add solemnity to the scene, drawing a stop-watch from his pocket to calculate the time exactly, while another, with a pen in his hand, sat down to write the change of symptoms from minute to minute as they occurred. In less than four minutes the man felt so much relieved, that he lifted his hand several inches without any pain in the shoulder! An account of these matters was published by Dr. Haygarth, in a small volume entitled, "Of the Imagination, as a Cause and Cure of Disorders, exemplified by fictitious Tractors." The exposure was a coup de grace to the system of Mr. Perkins. His friends and patrons, still unwilling to confess that they had been deceived, tried the tractors upon sheep, cows, and horses, alleging that the animals received benefit from the metallic plates, but none at all from the wooden ones. But they found nobody to believe them; the Perkinean Institution fell into neglect; and Perkins made his exit from England, carrying with him about ten thousand pounds, to soothe his declining years in the good city of Pennsylvania. Thus was magnetism laughed out of England for a time. In France, the revolution left men no leisure for such puerilities. The "Societes de l'Harmonie," of Strasburg, and other great towns, lingered for a while, till sterner matters occupying men's attention, they were one after the other abandoned, both by pupils and professors. The system thus driven from the first two nations of Europe, took refuge among the dreamy philosophers of Germany. There the wonders of the magnetic sleep grew more and more wonderful every day; the patients acquired the gift of prophecy--their vision extended over all the surface of the globe--they could hear and see with their toes and fingers, and read unknown languages, and understand them too, by merely having the book placed on their bellies. Ignorant clodpoles, when once entranced by the grand Mesmeric fluid, could spout philosophy diviner than Plato ever wrote, descant upon the mysteries of the mind with more eloquence and truth than the profoundest metaphysicians the world ever saw, and solve knotty points of divinity with as much ease as waking men could undo their shoe-buckles! During the first twelve years of the present century, little was heard of Animal Magnetism in any country of Europe. Even the Germans forgot their airy fancies; recalled to the knowledge of this every-day world by the roar of Napoleon's cannon and the fall or the establishment of kingdoms. During this period, a cloud of obscurity hung over the science, which was not dispersed until M. Deleuze published, in 1813, his "Histoire Critique du Magnetisme Animal." This work gave a new impulse to the half-forgotten delusion; newspapers, pamphlets, and books again waged war upon each other on the question of its truth or falsehood; and many eminent men in the profession of medicine recommenced inquiry, with an earnest design to discover the truth. The assertions made in the celebrated treatise of Deleuze are thus summed up: [See the very calm, clear, and dispassionate article upon the subject in the fifth volume (1830) of "The Foreign Review," page 96, et seq.]--"There is a fluid continually escaping from the human body," and "forming an atmosphere around us," which, as "it has no determined current," produces no sensible effects on surrounding individuals. It is, however, "capable of being directed by the will;" and, when so directed, "is sent forth in currents," with a force corresponding to the energy we possess. Its motion is "similar to that of the rays from burning bodies;" "it possesses different qualities in different individuals." It is capable of a high degree of concentration, "and exists also in trees." The will of the magnetiser, "guided by a motion of the hand, several times repeated in the same direction," can fill a tree with this fluid. Most persons, when this fluid is poured into them, from the body and by the will of the magnetiser, "feel a sensation of heat or cold" when he passes his hand before them, without even touching them. Some persons, when sufficiently charged with this fluid, fall into a state of somnambulism, or magnetic ecstasy; and, when in this state, "they see the fluid encircling the magnetiser like a halo of light, and issuing in luminous streams from his mouth and nostrils, his head, and hands; possessing a very agreeable smell, and communicating a particular taste to food and water." One would think that these absurdities were quite enough to be insisted upon by any physician who wished to be considered sane, but they only form a small portion of the wondrous things related by M. Deleuze. He further said, "When magnetism produces somnambulism, the person who is in this state acquires a prodigious extension of all his faculties. Several of his external organs, especially those of sight and hearing, become inactive; but the sensations which depend upon them take place internally. Seeing and hearing are carried on by the magnetic fluid, which transmits the impressions immediately, and without the intervention of any nerves or organs directly to the brain. Thus the somnambulist, though his eyes and ears are closed, not only sees and hears, but sees and hears much better than he does when awake. In all things he feels the will of the magnetiser, although that will be not expressed. He sees into the interior of his own body, and the most secret organization of the bodies of all those who may be put en rapport, or in magnetic connexion, with him. Most commonly, he only sees those parts which are diseased and disordered, and intuitively prescribes a remedy for them. He has prophetic visions and sensations, which are generally true, but sometimes erroneous. He expresses himself with astonishing eloquence and facility. He is not free from vanity. He becomes a more perfect being of his own accord for a certain time, if guided wisely by the magnetiser, but wanders if he is ill-directed." According to M. Deleuze, any person could become a magnetiser and produce these effects, by conforming to the following conditions, and acting upon the following rules:-- Forget for a while all your knowledge of physics and metaphysics. Remove from your mind all objections that may occur. Imagine that it is in your power to take the malady in hand, and throw it on one side. Never reason for six weeks after you have commenced the study. Have an active desire to do good; a firm belief in the power of magnetism, and an entire confidence in employing it. In short, repel all doubts; desire success, and act with simplicity and attention. That is to say, "be very credulous; be very persevering; reject all past experience, and do not listen to reason," and you are a magnetiser after M. Deleuze's own heart. Having brought yourself into this edifying state of fanaticism, "remove from the patient all persons who might be troublesome to you: keep with you only the necessary witnesses--a single person, if need be; desire them not to occupy themselves in any way with the processes you employ and the effects which result from them, but to join with you in the desire of doing good to your patient. Arrange yourself so as neither to be too hot nor too cold, and in such a manner that nothing may obstruct the freedom of your motions; and take precautions to prevent interruption during the sitting. Make your patient then sit as commodiously as possible, and place yourself opposite to him, on a seat a little more elevated, in such a manner that his knees may be betwixt yours, and your feet at the side of his. First, request him to resign himself; to think of nothing; not to perplex himself by examining the effects which may be produced; to banish all fear; to surrender himself to hope, and not to be disturbed or discouraged if the action of magnetism should cause in him momentary pains. After having collected yourself, take his thumbs between your fingers in such a way that the internal part of your thumbs may be in contact with the internal part of his, and then fix your eyes upon him! You must remain from two to five minutes in this situation, or until you feel an equal heat between your thumbs and his. This done, you will withdraw your hands, removing them to the right and left; and at the same time turning them till their internal surface be outwards, and you will raise them to the height of the head. You will now place them upon the two shoulders, and let them remain there about a minute; afterwards drawing them gently along the arms to the extremities of the fingers, touching very slightly as you go. You will renew this pass five or six times, always turning your hands, and removing them a little from the body before you lift them. You will then place them above the head; and, after holding them there for an instant, lower them, passing them before the face, at the distance of one or two inches, down to the pit of the stomach. There you will stop them two minutes also, putting your thumbs upon the pit of the stomach and the rest of your fingers below the ribs. You will then descend slowly along the body to the knees, or rather, if you can do so without deranging yourself, to the extremity of the feet. You will repeat the same processes several times during the remainder of the sitting. You will also occasionally approach your patient, so as to place your hands behind his shoulders, in order to descend slowly along the spine of the back and the thighs, down to the knees or the feet. After the first passes, you may dispense with putting your hands upon the head, and may make the subsequent passes upon the arms, beginning at the shoulders, and upon the body, beginning at the stomach." Such was the process of magnetising recommended by Deleuze. That delicate, fanciful, and nervous women, when subjected to it, should have worked themselves into convulsions will be readily believed by the sturdiest opponent of Animal Magnetism. To sit in a constrained posture--be stared out of countenance by a fellow who enclosed her knees between his, while he made passes upon different parts of her body, was quite enough to throw any weak woman into a fit, especially if she were predisposed to hysteria, and believed in the efficacy of the treatment. It is just as evident that those of stronger minds and healthier bodies should be sent to sleep by the process. That these effects have been produced by these means there are thousands of instances to show. But are they testimony in favour of Animal Magnetism?--do they prove the existence of the magnetic fluid? Every unprejudiced person must answer in the negative. It needs neither magnetism, nor ghost from the grave, to tell us that silence, monotony, and long recumbency in one position must produce sleep, or that excitement, imitation, and a strong imagination, acting upon a weak body, will bring on convulsions. It will be seen hereafter that magnetism produces no effects but these two; that the gift of prophecy--supernatural eloquence--the transfer of the senses, and the power of seeing through opaque substances, are pure fictions, that cannot be substantiated by anything like proof. M. Deleuze's book produced quite a sensation in France; the study was resumed with redoubled vigour. In the following year, a journal was established devoted exclusively to the science, under the title of "Annales du Magnetisme Animal;" and shortly afterwards appeared the "Bibliotheque du Magnetisme Animal," and many others. About the same time, the Abbe Faria, "the man of wonders," began to magnetise; and the belief being that he had more of the Mesmeric fluid about him, and a stronger will, than most men, he was very successful in his treatment. His experiments afford a convincing proof that imagination can operate all, and the supposed fluid none, of the resuits so confidently claimed as evidence of the new science. He placed his patients in an arm-chair; told them to shut their eyes; and then, in a loud commanding voice, pronounced the single word, "Sleep!" He used no manipulations whatever--had no baquet, or conductor of the fluid; but he nevertheless succeeded in causing sleep in hundreds of patients. He boasted of having in his time produced five thousand somnambulists by this method. It was often necessary to repeat the command three or four times; and if the patient still remained awake, the Abbe got out of the difficulty by dismissing him from the chair, and declaring that he was incapable of being acted on. And here it should be remarked that the magnetisers do not lay claim to a universal efficacy for their fluid; the strong and the healthy cannot be magnetised; the incredulous cannot be magnetised; those who reason upon it cannot be magnetised; those who firmly believe in it can be magnetised; the weak in body can be magnetised, and the weak in mind can be magnetised. And lest, from some cause or other, individuals of the latter classes should resist the magnetic charm, the apostles of the science declare that there are times when even they cannot be acted upon; the presence of one scorner or unbeliever may weaken the potency of the fluid and destroy its efficacy. In M. Deleuze's instructions to a magnetiser, he expressly says, "Never magnetise before inquisitive persons!" ["Histoire Critique du Magnetisme Animal," p. 60.] Yet the followers of this delusion claim for it the rank of a science! The numerous writings that appeared between the years 1813 and 1825 show how much attention was excited in France. With every succeeding year some new discovery was put forth, until at last the magnetisers seemed to be very generally agreed that there were six separate and distinct degrees of magnetisation. They have been classed as follow:-- In the first stage, the skin of the patient becomes slightly reddened; and there is a feeling of heat, comfort, and lightness all over the body; but there is no visible action on the senses. In the second stage, the eye is gradually abstracted from the dominion of the will (or, in other words, the patient becomes sleepy). The drooping eyelids cannot be raised; the senses of hearing, smelling, feeling, and tasting are more than usually excited. In addition, a variety of nervous sensations are felt, such as spasms of the muscles and prickings of the skin, and involuntary twitchings in various parts of the body. In the third stage, which is that of magnetic sleep, all the senses are closed to external impressions; and sometimes fainting, and cataleptic or apoplectic attacks may occur. In the fourth stage, the patient is asleep to all the world; but he is awake within his own body, and consciousness returns. While in this state, all his senses are transferred to the skin. He is in the perfect crisis, or magnetic somnambulism; a being of soul and mind--seeing without eyes--hearing without ears, and deadened in body to all sense of feeling. In the fifth stage, which is that of lucid vision, the patient can see his own internal organisation, or that of others placed in magnetic communication with him. He becomes, at the same time, possessed of the instinct of remedies. The magnetic fluid, in this stage, unites him by powerful attraction to others, and establishes between them an impenetration of thought and feeling so intense as to blend their different natures into one. In the sixth stage, which is at the same time the rarest and the most perfect of all, the lucid vision is not obstructed by opaque matter, or subject to any barriers interposed by time or space. The magnetic fluid, which is universally spread in nature, unites the individual with all nature, and gives him cognizance of coming events by its universal lucidity. So much was said and written between the years 1820 and 1825, and so many converts were made, that the magnetisers became clamorous for a new investigation. M. de Foissac, a young physician, wrote to the Academie Royale du Medicine a letter, calling for inquiry, in which he complained of the unfairness of the report of Messrs. Bailly and Franklin in 1784, and stating that, since that time, the science had wholly changed by the important discovery of magnetic somnambulism. He informed the Academy that he had under his care a young woman, whose powers of divination when in the somnambulic state were of the most extraordinary character. He invited the members of that body to go into any hospital, and choose persons afflicted with any diseases, acute or chronic, simple or complex, and his somnambulist, on being put en rapport, or in magnetic connexion, with them, would infallibly point out their ailings and name the remedies. She, and other somnambulists, he said, could, by merely laying the hand successively on the head, the chest, and the abdomen of a stranger, immediately discover his maladies, with, the pains and different alterations thereby occasioned. They could indicate, besides, whether the cure were possible, and, if so, whether it were easy or difficult, near or remote, and what means should be employed to attain this result by the surest and readiest way. In this examination they never departed from the sound principles of medicine. "In fact," added M. de Foissac, "I go further, and assert that their inspirations are allied to the genius which animated Hippocrates!" In the mean time experiments were carried on in various hospitals of Paris. The epileptic patients at the Salpetriere were magnetised by permission of M. Esquirol. At the Bicetre also the same resuits were obtained. M. de Foissac busied himself with the invalids at the Hospice de la Charite, and M. Dupotet was equally successful in producing sleep or convulsions at Val de Grace. Many members of the Chamber of Deputies became converts, and M. Chardel, the Comte de Gestas, M. de Laseases, and others, opened their saloons to those who were desirous of being instructed in animal magnetism. [Dupotet's Introduction to the Study of Animal Magnetism, page 23.] Other physicians united with M. de Foissac in calling for an inquiry; and ultimately the Academy nominated a preliminary committee of five of its members, namely, Messrs Adelon, Burdin, Marc, Pariset, and Husson, to investigate the alleged facts, and to report whether the Academy, without any compromise of its dignity, could appoint a new commission. Before this committee, M. de Foissac produced his famous somnambulist; but she failed in exhibiting any one of the phenomena her physician had so confidently predicted: she was easily thrown into the state of sleep, by long habit and the monotony of the passes and manipulations of her magnetiser; but she could not tell the diseases of persons put en rapport with her. The committee of five framed excuses for this failure, by saying, that probably the magnetic fluid was obstructed, because they were "inexperienced, distrustful, and perhaps impatient." After this, what can be said for the judgment or the impartiality of such a committee? They gave at last their opinion, that it would be advisable to appoint a new commission. On the 13th of December 1825, they presented themselves to the Academie to deliver their report. A debate ensued, which occupied three days, and in which all the most distinguished members took part. It was finally decided by a majority of ten, that the commission should be appointed, and the following physicians were chosen its members:--They were eleven in number, viz. Bourdois de la Motte, the President; Fouquier, Gueneau de Mussy, Guersent, Husson, Itard, Marc, J. J. Leroux, Thillay, Double, and Majendie. These gentlemen began their labours by publishing an address to all magnetisers, inviting them to come forward and exhibit in their presence the wonders of animal magnetism. M. Dupotet says that very few answered this amicable appeal, because they were afraid of being ridiculed when the report should be published. Four magnetisers, however, answered their appeal readily, and for five years were busily engaged in bringing proofs of the new science before the commission. These were M. de Foissac, M. Dupotet, M. Chapelain, and M. de Geslin. It would be but an unprofitable, and by no means a pleasant task to follow the commissioners in their erratic career, as they were led hither and thither by the four lights of magnetism above mentioned; the four "Wills-o'-the-Wisp" which dazzled the benighted and bewildered doctors on that wide and shadowy region of metaphysical inquiry--the influence of mind over matter. It will be better to state at once the conclusion they came to after so long and laborious an investigation, and then examine whether they were warranted in it by the evidence brought before them. The report, which is exceedingly voluminous, is classed under thirty different heads, and its general tenor is favourable to magnetism. The reporters expressly state their belief in the existence of the magnetic fluid, and sum up the result of their inquiries in the four assertions which follow:-- 1. Magnetism has no effect upon persons in a sound state of health, nor upon some diseased persons. 2. In others its effects are slight. 3. These effects are sometimes produced by weariness or ennui, by monotony, and by the imagination. 4. We have seen these effects developed independently of the last causes, most probably as the effects of magnetism alone. It will be seen that the first and second of these sentences presuppose the existence of that magnetic power, which it is the object of the inquiry to discover. The reporters begin, by saying, that magnetism exists, when after detailing their proofs, they should have ended by affirming it. For the sake of lucidity, a favourite expression of their own, let us put the propositions into a new form and new words, without altering the sense. 1. Certain effects, such as convulsions, somnambulism, &c. are producible in the human frame, by the will of others, by the will of the patient himself, or by both combined, or by some unknown means, we wish to discover, perhaps by magnetism. 2. These effects are not producible upon all bodies. They cannot be produced upon persons in a sound state of health, nor upon some diseased persons; while in other eases, the effects are very slight. 3. These effects were produced in many cases that fell under our notice, in which the persons operated on were in a weak state of health, by weariness or ennui, by monotony, and by the power of imagination. 4. But in many other eases these effects were produced, and were clearly not the result of weariness or ennui, of monotony, or of the power of the imagination. They were, therefore, produced by the magnetic processes we employed:--ergo--Animal Magnetism exists. Every one, whether a believer or disbeliever in the doctrine, must see that the whole gist of the argument will be destroyed, if it be proved that the effects which the reporters claimed as resulting from a power independent of weariness, monotony, and the imagination, did, in fact, result from them, and from nothing else. The following are among the proofs brought forward to support the existence of the magnetic fluid, as producing those phenomena:-- "A child, twenty-eight months old, was magnetised by M. Foissac, at the house of M. Bourdois. The child, as well as its father, was subject to attacks of epilepsy. Almost immediately after M. Foissac had begun his manipulations and passes, the child rubbed its eyes, bent its head to one side, supported it on one of the cushions of the sofa where it was sitting, yawned, moved itself about, scratched its head and its ears, appeared to strive against the approach of sleep, and then rose, if we may be allowed the expression, grumbling. Being taken away to satisfy a necessity of nature, it was again placed on the sofa, and magnetised for a few moments. But as there appeared no decided symptoms of somnolency this time, we terminated the experiment." And this in all seriousness and sobriety was called a proof of the existence of the magnetic fluid! That these effects were not produced by the imagination may be granted; but that they were not produced by weariness and monotony is not so clear. A child is seated upon a sofa, a solemn looking gentleman, surrounded by several others equally grave, begins to play various strange antics before it, moving his hands mysteriously, pointing at his head, all the while preserving a most provoking silence. And what does the child? It rubs its eyes, appears restless, yawns, scratches its head, grumbles, and makes an excuse to get away. Magnetism, forsooth! 'Twas a decided case of botheration! The next proof (so called), though not so amusing, is equally decisive of the mystification of the Commissioners. A deaf and dumb lad, eighteen years of age, and subject to attacks of epilepsy, was magnetised fifteen times by M. Foissac. The phenomena exhibited during the treatment were a heaviness of the eyelids, a general numbness, a desire to sleep, and sometimes vertigo:--the epileptic attacks were entirely suspended, and did not return till eight months afterwards. Upon this case and the first mentioned, the Committee reasoned thus:--"These cases appear to us altogether worthy of remark. The two individuals who formed the subject of the experiment, were ignorant of what was done to them. The one, indeed, was not in a state capable of knowing it; and the other never had the slightest idea of magnetism. Both, however, were insensible of its influence; and most certainly it is impossible in either case to attribute this sensibility to the imagination." The first case has been already disposed of. With regard to the second, it is very possible to attribute all the results to imagination. It cannot be contended, that because the lad was deaf and dumb he had no understanding, that he could not see the strange manipulations of the magnetiser, and that he was unaware that his cure was the object of the experiments that were thus made upon him. Had he no fancy merely because he was dumb? and could he, for the same reason, avoid feeling a heaviness in his eyelids, a numbness, and a sleepiness, when he was forced to sit for two or three hours while M. Foissac pointed his fingers at him? As for the amelioration in his health, no argument can be adduced to prove that he was devoid of faith in the remedy; and that, having faith, he should not feel the benefit of it as well as thousands of others who have been cured by means wholly as imaginary. The third case is brought forward with a still greater show of authority. Having magnetised the child and the dumb youth with results so extraordinary, M. Foissac next tried his hand upon a Commissioner. M. Itard was subjected to a course of manipulations; the consequences were a flow of saliva, a metallic savour in the mouth, and a severe headach. These symptoms, say the reporters, cannot be accounted for by the influence of imagination. M. Itard, it should be remarked, was a confirmed valetudinarian; and a believer, before the investigation commenced, in the truth of magnetism. He was a man, therefore, whose testimony cannot be received with implicit credence upon this subject. He may have repeated, and so may his brother Commissioners, that the results above stated were not produced by the power of the imagination. The patients of Perkins, of Valentine Greatraks, of Sir Kenelm Digby, of Father Gassner, were all equally positive: but what availed their assertions? Experience soon made it manifest, that no other power than that of imagination worked the wonders in their case. M. Itard's is not half so extraordinary; the only wonder is, that it should ever have been insisted upon. The Commissioners having, as they thought, established beyond doubt the existence of the magnetic fluid, (and these are all their proofs,) next proceeded to investigate the more marvellous phenomena of the science; such as the transfer of the senses; the capability of seeing into one's own or other people's insides, and of divining remedies; and the power of prophecy. A few examples will suffice. M. Petit was magnetised by M. Dupotet, who asserted that the somnambulist would be able to choose, with his eyes shut, a mesmerised coin out of twelve others. The experiment was tried, and the somnambulist chose the wrong one. [Report of the Commissioners, p. 153.] Baptiste Chamet was also magnetised by M. Dupotet, and fell into the somnambulic state after eight minutes. As he appeared to be suffering great pain, he was asked what ailed him, when he pointed to his breast, and said he felt pain there. Being asked what part of his body that was, he said his liver. [Ibid, p. 137.] Mademoiselle Martineau was magnetised by M. Dupotet, and it was expected that her case would prove not only the transfer of the senses, but the power of divining remedies. Her eyes having been bandaged, she was asked if she could not see all the persons present? She replied, no; but she could hear them talking. No one was speaking at the time. She said she would awake after five or ten minutes sleep. She did not awake for sixteen or seventeen minutes. She announced that on a certain day she would be able to tell exactly the nature of her complaint, and prescribe the proper remedies. On the appointed day she was asked the question, and could not answer. [Report of the Commissioners, p. 139.] Mademoiselle Couturier, a patient of M. de Geslin, was thrown into the state of somnambulism, and M. de Geslin said she would execute his mental orders. One of the Committee then wrote on a slip of paper the words "Go and sit down on the stool in front of the piano." He handed the paper to M. de Geslin, who having conceived the words mentally, turned to his patient, and told her to do as he required of her. She rose up, went to the clock, and said it was twenty minutes past nine. She was tried nine times more, and made as many mistakes. [Idem, p. 139.] Pierre Cazot was an epileptic patient, and was said to have the power of prophecy. Being magnetised on the 22nd of April, he said that in nine weeks he should have a fit, in three weeks afterwards go mad, abuse his wife, murder some one, and finally recover in the month of August. After which he should never have an attack again. [Idem, p. 180] In two days after uttering this prophecy, he was run over by a cabriolet and killed. [Foreign Quarterly Review, vol. xii. p. 439] A post mortem examination was made of his body, when it was ascertained beyond doubt, that even had he not met with this accident, he could never have recovered. [At the extremity of the plexus choroides was found a substance, yellow within, and white without, containing small hydatids.--Report oltre Commissioners, p. 186.] The inquest which had been the means of eliciting these, along with many other facts, having sat for upwards of five years, the magnetisers became anxious that the report should be received by the solemn conclave of the Academie. At length a day (the 20th of June 1831) was fixed for the reading. All the doctors of Paris thronged around the hall to learn the result; the street in front of the building was crowded with medical students; the passages were obstructed by philosophers. "So great was the sensation," says M. Dupotet, "that it might have been supposed the fate of the nation depended on the result." M. Husson, the reporter, appeared at the bar and read the report, the substance of which we have just extracted. He was heard at first with great attention, but as he proceeded signs of impatience and dissent were manifested on all sides. The unreasonable inferences of the Commissioners--their false conclusions--their too positive assertions, were received with repeated marks of disapprobation. Some of the academicians started from their seats, and apostrophising the Commissioners, accused them of partiality or stolidity. The Commissioners replied; until, at last, the uproar became so violent that an adjournment of the sitting was moved and carried. On the following day the report was concluded. A stormy discussion immediately ensued, which certainly reflected no credit upon the opponents of Animal Magnetism. Both sides lost temper--the anti-magnetists declaring that the whole was a fraud and a delusion; the pro-magnetists reminding the Academy that it was too often the fate of truth to be scorned and disregarded for a while, but that eventually her cause would triumph. "We do not care for your disbelief," cried one, "for in this very hall your predecessors denied the circulation of the blood!"--"Yes," cried another, "and they denied the falling of meteoric stones!" while a third exclaimed "Grande est veritas et praevalebit!" Some degree of order being at last restored, the question whether the report should be received and published was decided in the negative. It was afterwards agreed that a limited number of copies should be lithographed, for the private use of such members as wished to make further examination. As might have been expected, magnetism did not suffer from a discussion which its opponents had conducted with so much intemperance. The followers of magnetism were as loud as ever in vaunting its efficacy as a cure, and its value, not only to the science of medicine, but to philosophy in general. By force of repeated outcries against the decision of the Academie, and assertions that new facts were discovered day after day, its friends, six years afterwards, prevailed upon that learned and influential body to institute another inquiry. The Academie, in thus consenting to renew the investigation after it had twice solemnly decided (once in conjunction with, and once in opposition to a committee of its own appointment) that Animal Magnetism was a fraud or a chimera, gave the most striking proof of its own impartiality and sincere desire to arrive at the truth. The new Commission was composed of M. Roux, the President; and Messieurs Bouillard, Cloquet, Emery, Pelletier, Caventon, Oudet, Cornac, and Dubois d'Amiens. The chief magnetiser upon the occasion was M. Berna, who had written to the Academie on the 12th of February 1837, offering to bring forward the most convincing proofs of the truth of the new "science." The Commissioners met for the first time on the 27th of February, and delivered their report, which was drawn up by M. Dubois d'Amiens, on the 22nd of August following. After a careful examination of all the evidence, they decided, as Messieurs Bailly and Franklin had done in 1784, that the touchings, imagination, and the force of imitation would account satisfactorily for all the phenomena; that the supposed Mesmeric fluid would not; that M. Berna, the magnetiser, laboured under a delusion; and that the facts brought under their notice were anything but conclusive in favour of the doctrine of Animal Magnetism, and could have no relation either with physiology or with therapeutics. The following abridgment of the report will show that the Commissioners did not thus decide without abundant reason. On the 3rd of March they met at the house of M. Roux, the President, when M. Berna introduced his patient, a young girl of seventeen, of a constitution apparently nervous and delicate, but with an air sufficiently cool and self-sufficient. M. Berna offered eight proofs of Animal Magnetism, which he would elicit in her case, and which he classed as follow:-- 1. He would throw her into the state of somnambulism. 2. He would render her quite insensible to bodily pain. 3. He would restore her to sensibility by his mere will, without any visible or audible manifestation of it. 4. His mental order should deprive her of motion. 5. He would cause her, by a mental order, to cease answering in the midst of a conversation, and by a second mental order would make her begin again. 6. He would repeat the same experiment, separated from his patient by a door. 7. He would awake her. 8. He would throw her again into the somnambulic state, and by his will successively cause her to lose and recover the sensibility of any part of her body. Before any attempt at magnetisation was made by M. Berna, the Commissioners determined to ascertain how far, in her ordinary state, she was sensible to pricking. Needles of a moderate size were stuck into her hands and neck, to the depth of half a line, and she was asked by Messieurs Roux and Caventon whether she felt any pain. She replied that she felt nothing; neither did her countenance express any pain. The Commissioners, somewhat surprised at this, repeated their question, and inquired whether she was absolutely insensible. Being thus pressed, she acknowledged that she felt a little pain. These preliminaries having been completed, M. Berna made her sit close by him. He looked steadfastly at her, but made no movements or passes whatever. After the lapse of about two minutes she fell back asleep, and M. Berna told the Commissioners that she was now in the state of magnetic somnambulism. He then arose, and again looking steadfastly at her from a short distance, declared, after another minute, that she was struck with general insensibility. To ascertain this, the girl's eyes having been previously bandaged, Messieurs Bouillard, Emery, and Dubois pricked her one after the other with needles. By word she complained of no pain; and her features, where the bandage allowed them to be seen, appeared calm and unmoved. But M. Dubois having stuck his needle rather deep under her chin, she immediately made with much vivacity a movement of deglutition. This experiment having failed, M. Berna tried another, saying that he would, by the sole and tacit intervention of his will, paralyze any part of the girl's body the Commissioners might mention. To avoid the possibility of collusion, M. Dubois drew up the following conditions:-- "That M. Berna should maintain the most perfect silence, and should receive from the hands of the Commissioners papers, on which should be written the parts to be deprived of motion and sensibility, and that M. Berna should let them know when he had done it by closing one of his eyes, that they might verify it. The parts to be deprived of sensibility were the chin, the right thumb, the region of the left deltoid, and that of the right patella." M. Berna would not accept these conditions, giving for his reason that the parts pointed out by the Commissioners were too limited; that, besides, all this was out of his programme, and he did not understand why such precautions should be taken against him. M. Berna had written in his programme that he would deprive the whole body of sensibility, and then a part only. He would afterwards deprive the two arms of motion--then the two legs--then a leg and an arm--then the neck, and lastly the tongue. All the evidence he wished the Commissioners to have was after a very unsatisfactory fashion. He would tell the somnambulist to raise her arm, and if she did not raise it, the limb was to be considered paralyzed. Besides this, the Commissioners were to make haste with their observations. If the first trials did not succeed, they were to be repeated till paralysis was produced. "These," as the Commissioners very justly remarked, "were not such conditions as men of science, who were to give an account of their commission, could exactly comply with." After some time spent in a friendly discussion of the point, M. Berna said he could do no more at that meeting. Then placing himself opposite the girl, he twice exclaimed, "Wake!" She awakened accordingly, and the sitting terminated. At the second meeting, M. Berna was requested to paralyze the right arm only of the girl by the tacit intervention of his will, as he had confidently assured the Commissioners he could. M. Berna, after a few moments, made a sign with his eye that he had done so, when M. Bouillard proceeded to verify the fact. Being requested to move her left arm, she did so. Being then requested to move her right leg, she said the whole of her right side was paralyzed--she could neither move arm nor leg. On this experiment the Commissioners remark: "M. Berna's programme stated that he had the power of paralyzing either a single limb or two limbs at once, we chose a single limb, and there resulted, in spite of his will, a paralysis of two limbs." Some other experiments, equally unsatisfactory, were tried with the same girl. M. Berna was soon convinced that she had not studied her part well, or was not clever enough to reflect any honour upon the science, and he therefore dismissed her. Her place was filled by a woman, aged about thirty, also of very delicate health; and the following conclusive experiments were tried upon her:-- The patient was thrown into the somnambulic state, and her eyes covered with a bandage. At the invitation of the magnetiser, M. Dubois d'Amiens wrote several words upon a card, that the somnambule might read them through her bandages, or through her occiput. M. Dubois wrote the word Pantagruel, in perfectly distinct roman characters; then placing himself behind the somnambule, he presented the card close to her occiput. The magnetiser was seated in front of the woman and of M. Dubois, and could not see the writing upon the card. Being asked by her magnetiser what was behind her head, she answered, after some hesitation, that she saw something white--something resembling a card--a visiting-card. It should be remembered that M. Berna had requested M. Dubois aloud to take a card and write upon it, and that the patient must have heard it, as it was said in her presence. She was next asked if she could distinguish what there was on this card. She replied "Yes; there was writing on it."--"Is it small or large, this writing?" inquired the magnetiser. "Pretty large," replied she. "What is written on it?" continued the magnetiser. "Wait a little-I cannot see very plain. Ah! there is first an M. Yes, it is a word beginning with an M." [The woman thought it was a visiting-card, and guessed that doubtless it would begin with the words Monsieur or Madame.] M. Cornac, unknown to the magnetiser, who alone put the questions, passed a perfectly blank card to M. Dubois, who substituted it quietly for the one on which he had written the word Pantagruel. The somnambule still persisted that she saw a word beginning with an M. At last, after some efforts, she added doubtingly that she thought she could see two lines of writing. She was still thinking of the visiting-card, with a name in one line and the address on the other. Many other experiments of the same kind, and with a similar result, were tried with blank cards; and it was then determined to try her with playing-cards. M. Berna had a pack of them on his table, and addressing M. Dubois aloud, he asked him to take one of them and place it at the occiput of the somnambule. M. Dubois asked him aloud whether he should take a court card. "As you please," replied the magnetiser. As M. Dubois went towards the table, the idea struck him that he would not take either a court or a common card, but a perfectly blank card of the same size. Neither M. Berna nor the somnambule was aware of the substitution. He then placed himself behind her as before, and held the card to her occiput so that M. Berna could not see it. M. Berna then began to magnetise her with all his force, that he might sublimate her into the stage of extreme lucidity, and effectually transfer the power of vision to her occiput. She was interrogated as to what she could see. She hesitated; appeared to struggle with herself, and at last said she saw a card. "But what do you see on the card?" After a little hesitation, she said she could see black and red (thinking of the court card). The Commissioners allowed M. Berna to continue the examination in his own way. After some fruitless efforts to get a more satisfactory answer from the somnambule, he invited M. Dubois to pass his card before her head, close against the bandage covering her eyes. This having been done, the somnambule said she could see better. M. Berna then began to put some leading questions, and she replied that she could see a figure. Hereupon, there were renewed solicitations from M. Berna. The somnambule, on her part, appeared to be making great efforts to glean some information from her magnetiser, and at last said that she could distinguish the Knave. But this was not all; it remained for her to say which of the four knaves. In answer to further inquiries, she said there was black by the side of it. Not being contradicted at all, she imagined that she was in the right track; and made, after much pressing, her final guess, that it was the Knave of Clubs. M. Berna, thinking the experiment finished, took the card from the hands of M. Dubois, and in presence of all the Commissioners saw that it was entirely blank. Blank was his own dismay. As a last experiment, she was tried with a silver medal. It was with very great difficulty that any answers could be elicited from her. M. Cornac held the object firmly closed in his hand close before the bandage over her eyes. She first said she saw something round; she then said it was flesh-coloured--then yellow--then the colour of gold. It was as thick as an onion: and, in answer to incessant questions, she said it was yellow on one side, white on the other, and had black above it. She was thinking, apparently, of a gold watch, with its white dial and black figures for the hours. Solicited, for the last time, to explain herself clearly--to say, at least, the use of the object and its name, she appeared to be anxious to collect all her energies, and then uttered only the word "hour." Then, at last, as if suddenly illumined, she cried out that "it was to tell the hour." Thus ended the sitting. Some difficulties afterwards arose between the Commissioners and M. Berna, who wished that a copy of the proces verbal should be given him. The Commissioners would not agree; and M. Berna, in his turn, refused to make any fresh experiments. It was impossible that any investigation could have been conducted more satisfactorily than this. The report of the Commissioners was quite conclusive; and Animal Magnetism since that day lost much of its repute in France. M. Dupotet, with a perseverance and ingenuity worthy a better cause, has found a satisfactory excuse for the failure of M. Berna. Having taken care in his work not to publish the particulars, he merely mentions, in three lines, that M. Berna failed before a committee of the Royal Academy of Medicine in an endeavour to produce some of the higher magnetic phenomena. "There are a variety of incidental circumstances," says that shining light of magnetism, "which it is difficult even to enumerate. An over-anxiety to produce the effects, or any incidental suggestions that may disturb the attention of the magnetiser, will often be sufficient to mar the successful issue of the experiment." ["Introduction to the Study of Animal Magnetism," by Baron Dupotet de Sennevoy, London, 1838, p. 159.] Such are the miserable shifts to which error reduces its votaries! While Dupotet thus conveniently forbears to dwell upon the unfavourable decision of the committee of 1837, let us hear how he dilates upon the favourable report of the previous committee of 1835, and how he praises the judgment and the impartiality of its members. "The Academie Royale de Medicine," says he, "put upon record clear and authenticated evidence in favour of Animal Magnetism. The Commissioners detailed circumstantially the facts which they witnessed, and the methods they adopted to detect every possible source of deception. Many of the Commissioners, when they entered on the investigation, were not only unfavourable to magnetism, but avowedly unbelievers; so that their evidence in any court of justice would be esteemed the most unexceptionable that could possibly be desired. They were inquiring too, not into any speculative or occult theory, upon which there might be a chance of their being led away by sophistical representations, but they were inquiring into the existence of facts only--plain demonstrable facts, which were in their own nature palpable to every observer." ["Introduction to the Study of Animal Magnetism," p. 27.] M. Dupotet might not unreasonably be asked whether the very same arguments ought not to be applied to the unfavourable report drawn up by the able M. Dubois d'Amiens and his coadjutors in the last inquiry. If the question were asked, we should, in all probability, meet some such a reply as this:--"True, they might; but then you must consider the variety of incidental circumstances, too numerous to mention! M. Berna may have been over anxious; in fact, the experiments must have been spoiled by an incidental suggestion!" A man with a faith so lively as M. Dupotet was just the person to undertake the difficult mission of converting the English to a belief in magnetism. Accordingly we find that, very shortly after the last decision of the Academie, M. Dupotet turned his back upon his native soil and arrived in England, loaded with the magnetic fluid, and ready to re-enact all the fooleries of his great predecessors, Mesmer and Puysegur. Since the days of Perkinism and metallic tractors, until 1833, magnetism had made no progress, and excited no attention in England. Mr. Colquhoun, an advocate at the Scottish bar, published in that year the, till then, inedited report of the French commission of 1831, together with a history of the science, under the title of "Isis Revelata; or, an Inquiry into the Origin, Progress, and present State of Animal Magnetism." Mr. Colquhoun was a devout believer, and his work was full of enthusiasm. It succeeded in awakening some interest upon a subject certainly very curious, but it made few or no converts. An interesting article, exposing the delusion, appeared in the same year in the "Foreign Quarterly Review;" and one or two medical works noticed the subject afterwards, to scout it and turn it into ridicule. The arrival of M. Dupotet, in 1837, worked quite a revolution, and raised Animal Magnetism to a height of favour, as great as it had ever attained even in France. He began by addressing letters of invitation to the principal philosophers and men of science, physicians, editors of newspapers, and others, to witness the experiments, which were at first carried on at his own residence, in Wigmore-street, Cavendish-square. Many of them accepted the invitation; and, though not convinced, were surprised and confounded at the singular influence which he exercised over the imagination of his patients. Still, at first, his success was not flattering. To quote his own words, in the dedication of his work to Earl Stanhope, "he spent several months in fruitless attempts to induce the wise men of the country to study the phenomena of magnetism. His incessant appeals for an examination of these novel facts remained unanswered, and the press began to declare against him." With a saddened heart, he was about to renounce the design he had formed of spreading magnetism in England, and carry to some more credulous people the important doctrines of which he had made himself the apostle. Earl Stanhope, however, encouraged him to remain; telling him to hope for a favourable change in public opinion, and the eventual triumph of that truth of which he was the defender. M. Dupotet remained. He was not so cruel as to refuse the English people a sight of his wonders. Although they might be ungrateful, his kindness and patience should be long enduring. In the course of time his perseverance met its reward. Ladies in search of emotions--the hysteric, the idle, the puling, and the ultra-sentimental crowded to his saloons, as ladies similarly predisposed had crowded to Mesmer's sixty years before. Peers, members of the House of Commons, philosophers, men of letters, and physicians came in great numbers--some to believe, some to doubt, and a few to scoff. M. Dupotet continued his experiments, and at last made several important converts. Most important of all for a second Mesmer, he found a second D'Eslon. Dr. Elliotson, the most conspicuous among the converts of Dupotet, was, like D'Eslon, a physician in extensive practice--a thoroughly honest man, but with a little too much enthusiasm. The parallel holds good between them in every particular; for, as D'Eslon had done before him, Dr. Elliotson soon threw his master into the shade, and attracted all the notice of the public upon himself. He was at that time professor of the principles and practice of medicine at the University College, London, and physician to the hospital. In conjunction with M. Dupotet, he commenced a course of experiments upon some of the patients in that institution. The reports which were published from time to time, partook so largely of the marvellous, and were corroborated by the evidence of men whose learning, judgment, and integrity it was impossible to call in question, that the public opinion was staggered. Men were ashamed to believe, and yet afraid to doubt; and the subject at last became so engrossing that a committee of some of the most distinguished members of the medical profession undertook to investigate the phenomena, and report upon them. In the mean time, Dr. Elliotson and M. Dupotet continued the public exhibition at the hospital; while the credulous gaped with wonder, and only some few daring spirits had temerity enough to hint about quackery and delusion on the part of the doctors, and imposture on the part of the patients. The phenomena induced in two young women, sisters, named Elizabeth and Jane Okey, were so extraordinary that they became at last the chief, if not the only proofs of the science in London. We have not been able to meet with any reports of these experiments from the pen of an unbeliever, and are therefore compelled to rely solely upon the reports published under the authority of the magnetisers themselves, and given to the world in "The Lancet" and other medical journals. Elizabeth Okey was an intelligent girl, aged about seventeen, and was admitted into the University College hospital, suffering under attacks of epilepsy. She was magnetised repeatedly by M. Dupotet in the autumn of 1837, and afterwards by Dr. Elliotson at the hospital, during the spring and summer of 1838. By the usual process, she was very easily thrown into a state of deep unconscious sleep, from which she was aroused into somnambulism and delirium. In her waking state she was a modest well-behaved girl, and spoke but little. In the somnambulic state, she appeared quite another being; evinced considerable powers of mimicry; sang comic songs; was obedient to every motion of her magnetiser; and was believed to have the power of prophesying the return of her illness--the means of cure, and even the death or recovery of other patients in the ward. Mesmer had often pretended in his day that he could impart the magnetic power to pieces of metal or wood, strings of silk or cord, &c. The reader will remember his famous battery, and the no less famous tree of M. de Puysegur. During the experiments upon Okey, it was soon discovered that all the phenomena could be produced in her, if she touched any object that had been previously mesmerised by the will or the touch of her magnetiser. At a sitting, on the 5th of July 1838, it was mentioned that Okey, some short time previously, and while in the state of magnetic lucidity, had prophesied that, if mesmerised tea were placed in each of her hands, no power in nature would be able to awake her until after the lapse of a quarter of an hour. The experiment was tried accordingly. Tea which had been touched by the magnetiser was placed in each hand, and she immediately fell asleep. After ten minutes, the customary means to awaken her were tried, but without effect. She was quite insensible to all external impressions. In a quarter of an hour, they were tried with redoubled energy, but still in vain. She was left alone for six minutes longer; but she still slept, and it was found quite impossible to wake her. At last some one present remarked that this wonderful sleep would, in all probability, last till the tea was removed from her bands. The suggestion was acted upon, the tea was taken away, and she awoke in a few seconds. ["Lancet," vol. ii. 1837-8, p. 585.] On the 12th of July, just a week afterwards, numerous experiments as to the capability of different substances for conveying the magnetic influence were tried upon her. A slip of crumpled paper, magnetised by being held in the hand, produced no effect. A penknife magnetised her immediately. A piece of oilskin had no influence. A watch placed on her palm sent her to sleep immediately, if the metal part were first placed in contact with her; the glass did not affect her so quickly. As she was leaving the room, a sleeve-cuff made of brown-holland, which had been accidentally magnetised by a spectator, stopped her in mid career, and sent her fast to sleep. It was also found that, on placing the point of her finger on a sovereign which had been magnetised, she was immediately stupified. A pile of sovereigns produced sleep; but if they were so placed that she could touch the surface of each coin, the sleep became intense and protracted. Still more extraordinary circumstances were related of this patient. In her state of magnetic sleep, she said that a tall black man, or negro, attended her, and prompted the answers she was to give to the various perplexing questions that were put to her. It was also asserted that she could use the back of her hand as an organ of vision. The first time this remarkable phenomenon was said to have been exhibited was a few days prior to the 5th of July. On the latter day, being in what was called a state of loquacious somnambulism, she was asked by Dr. Elliotson's assistant whether she had an eye in her hand. She replied that "it was a light there, and not an eye." "Have you got a light anywhere else?"--"No, none anywhere else."--"Can you see with the inside as well as the out?"--"Yes; but very little with the inside." On the 9th of July bread with butter was given to her, and while eating it she drank some magnetised water, and falling into a stupor dropped her food from her hand and frowned. The eyes, partially closed, had the abstracted aspect that always accompanies stupefaction. The right-hand was open, the palm upwards; the left, with its back presented anteriorly, was relaxed and curved. The bread being lost, she moved her left-hand about convulsively until right over the bread, when a clear view being obtained, the hand turned suddenly round and clutched it eagerly. Her hand was afterwards wrapped in a handkerchief; but then she could not see with it, and laid it on her lap with an expression of despair. These are a few only of the wonderful feats of Elizabeth Okey. Jane was not quite so clever; but she nevertheless managed to bewilder the learned men almost as much as her sister. A magnetised sovereign having been placed on the floor, Jane, then in the state of delirium, was directed to stoop and pick it up. She stooped, and having raised it about three inches, was fixed in a sound sleep in that constrained position. Dr. Elliotson pointed his finger at her, to discharge some more of the mesmeric fluid into her, when her hand immediately relaxed its grasp of the coin, and she re-awoke into the state of delirium, exclaiming, "God bless my soul!" It is now time to mention the famous gold-chain experiment which was performed at the hospital upon Elizabeth Okey, in the presence of Count Flahault, Dr. Lardner, Mr. Knatchbull the professor of Arabic in the University of Oxford, and many other gentlemen. The object of the experiment was to demonstrate that, when Okey held one end of a gold chain, and Dr. Elliotson, or any other magnetiser, the other, the magnetic fluid would travel through the chain, and, after the lapse of a minute, stupify the patient. A long gold chain having been twice placed around her neck, Dr. Elliotson at once threw her into a state of stupor. It was then found that, if the intermediate part of the chain were twisted around a piece of wood, or a roll of paper, the passage of the fluid would be checked, and stupor would not so speedily ensue. If the chain were removed, she might be easily thrown into the state of delirium; when she would sing at the request of her magnetiser; and, if the chain were then unrolled, her voice would be arrested in the most gradual manner; its loudness first diminishing--the tune then becoming confused, and finally lost altogether. The operations of her intellect could be checked, while the organs of sound would still continue to exert themselves. For instance, while her thoughts were occupied on the poetry and air of Lord Byron's song, "The Maid of Athens," the chain was unrolled; and when she had reached the line, "My life, I love you!" the stupor had increased; a cold statue-like aspect crept over the face--the voice sank--the limbs became rigid--the memory was gone--the faculty of forecasting the thoughts had departed, and but one portion of capacity remained--that of repeating again and again, perhaps twenty times, the line and music which had last issued from her lips, without pause, and in the proper time, until the magnetiser stopped her voice altogether, by further unrolling the chain and stupifying her. On another trial, she was stopped in the comic song, "Sir Frog he would a wooing go," when she came to the line, "Whether his mother would let him or no;" while her left hand outstretched, with the chain in it, was moving up and down, and the right toe was tapping the time on the floor; and with these words and actions she persevered for fifty repetitions, until the winding of the chain re-opened her faculties, when she finished the song. ["Lancet," vol. ii. 1837-8, p.617.] The report from which we have extracted the above passage further informed the public and the medical profession, and expected them to believe, that, when this species of stupefaction was produced while she was employed in any action, the action was repeated as long as the mesmeric influence lasted. For instance, it was asserted that she was once deprived of the motion of every part of her body, except the right forefinger, with which she was rubbing her chin; and that, when thrown into the trance, she continued rubbing her chin for several minutes, until she was unmagnetised, when she ceased. A similar result was obtained when she was smoothing down her hair; and at another time when she was imitating the laughter of the spectators, excited beyond control by her clever mimicry. At another time she was suddenly thrown into the state of delirious stupor while pronouncing the word "you," of which she kept prolonging the sound for several minutes, with a sort of vibrating noise, until she was awakened. At another time, when a magnetised sovereign was given to her, wrapped up in paper, she caught it in her hand, and turned it round flatwise between her fingers, saying that it was wrapped up "very neatly indeed." The mesmeric influence caught her in the remark, which she kept repeating over and over again, all the while twirling the sovereign round and round until the influence in the coin had evaporated. We are also told of a remarkable instance of the force of the magnetic power. While Elizabeth Okey was one day employed in writing, a sovereign which had been imbued with the fluid was placed upon her boot. In half a minute her leg was paralyzed--rooted to the floor--perfectly immovable at the joints, and visited, apparently, with pain so intense that the girl writhed in agony. "The muscles of the leg were found," says the report, "as rigid and stiff as if they had been carved in wood. When the sovereign was removed, the pain left her in a quarter of a minute. On a subsequent day, a mesmerised sovereign was placed in her left hand as it hung at her side, with the palm turned slightly outwards. The hand and arm were immediately paralyzed--fixed with marble-like firmness." No general stupor having occurred, she was requested to move her arm; but she could not lift it a hair's-breadth from her side. On another occasion, when in a state of delirium, in which she had remained three hours, she was asked to describe her feelings when she handled any magnetised object and went off into the stupor. She had never before, although several times asked, given any information upon the subject. She now replied that, at the moment of losing her senses through any manipulations, she experienced a sensation of opening in the crown of her head; that she never knew when it closed again; but that her eyes seemed to become exceedingly large;--three times as big as before. On recovering from this state, she remembered nothing that had taken place in the interval, whether that interval were hours or days; her only sensation was that of awakening, and of something being lifted from her eyes. The regular publication of these marvellous experiments, authenticated as they were by many eminent names, naturally excited the public attention in an extreme degree. Animal Magnetism became the topic of discussion in every circle--politics and literature were for a time thrown into the shade, so strange were the facts, or so wonderful was the delusion. The public journals contented themselves in many instances with a mere relation of the results, without giving any opinion as to the cause. One of them which gave a series of reports upon the subject, thus described the girl, and avowed its readiness to believe all that was related of her. [Morning Post, March 2, 1838.] "Her appearance as she sits, as pale and almost as still as a corpse, is strangely awful. She whistles to oblige Dr. Elliotson: an incredulous bystander presses his fingers upon her lips; she does not appear conscious of the nature of the interruption; but when asked to continue, replies in childish surprise, 'it can't.' This state of magnetic semi-existence will continue we know not how long. She has continued in it for twelve days at a time, and when awakened to real life forgets all that has occurred in the magnetic one. Can this be deception? We have conversed with the poor child her ordinary state as she sat by the fire in her ward, suffering from the headach, which persecutes her almost continually when not under the soothing fluence of the magnetic operation, and we confess we never beheld anybody less likely to prove an impostor. We have seen Professor Faraday exerting his acute and sagacious powers for an hour together, in the endeavour to detect some physical discrepancy in her performance, or elicit some blush of mental confusion by his naive and startling remarks. But there was nothing which could be detected, and the professor candidly confessed that the matter was beyond his philosophy to unravel." Notwithstanding this sincere, and on the point of integrity, unimpeachable evidence in her favour; notwithstanding that she appeared to have no motives for carrying on so extraordinary and long-continued a deception, the girl was an impostor, and all these wise, learned, and contemplative men her dupes. It was some time, however, before this fact was clearly established, and the delusion dissipated by the clear light of truth. In the mean time various other experiments on the efficacy of the supposed magnetic power were tried in various parts of England; but the country did not furnish another epileptic girl so clever as Elizabeth Okey. An exhibition of the kind was performed on a girl named Sarah Overton, at the workhouse of the parish of St. Martin's-in-the-Fields. The magnetiser on this occasion was Mr. Bainbridge, the parish surgeon. It is but justice to him to state, that he conducted the experiments with the utmost fairness, and did not pretend to produce any of the wondrous and incredible phenomena of other practitioners. This girl, whose age was about twenty, had long been subject to epileptic fits, and appeared remarkably simple and modest in her manners and appearance. She was brought into the room and placed in a chair. About twenty gentlemen were present. Mr. Bainbridge stationed himself behind, and pointed his fingers at her brain, while his assistant in front made the magnetic passes before her eyes, and over her body. It cannot be said that her imagination was not at work; for she had been previously magnetised, and was brought in with her eyes open, and in complete possession of all her faculties. No means had been taken to prevent interruption during the sitting; new visiters continually arrived, and the noise of the opening and shutting of the door repeatedly called from Mr. Bainbridge a request that all should be kept silent. The girl herself constantly raised her head to see who was coming in; but still, in direct contradiction to M. Dupotet, and, indeed, all the magnetisers, who have repeated over and over again, that interruption destroys the magnetic power, she fell into a deep sleep at the end of about twelve minutes. In this state, which is that called "Mesmeric Coma," she was quite insensible. Though pulled violently by the hair, and pricked on the arm with a pin, she showed no signs of consciousness or feeling. In a short time afterwards, she was awakened into the somnambulic or delirious state, when she began to converse freely with the persons around her, but more especially with her magnetiser. She would sing if required, and even dance in obedience to his command, and pretended to see him although her eyes were closely blindfolded with a handkerchief. She seemed to have a constant tendency to fall back into the state of coma, and had to be aroused with violence every two or three minutes to prevent a relapse. A motion of the hand before her face was sufficient to throw her, in the middle of a song, into this insensible state; but it was observed particularly that she fell at regular intervals, whether any magnetic passes were made at her or not. It was hinted aloud to a person present that he should merely bend his body before her, and she would become insensible, and fall to the ground. The pass was made, and she fell accordingly into the arms of a medical gentleman, who stood behind ready to receive her. The girl having been again aroused into the state of delirium, another person, still audibly, was requested to do the same. He did not; but the girl fell as before. The experiments were sufficient to convince the author that one human being could indubitably exercise a very wonderful influence over another; but that imagination only, and not the mesmeric fluid, was the great agent by which these phenomena could be produced in persons of strong faith and weak bodies. Some gentlemen present were desirous of trying whether any of the higher mesmeric states, such as that of lucidity and clairvoyance could be produced. Mr. Bainbridge was willing to allow the experiment to be made, but previously expressed his own doubts upon the subject. A watch was then put into her bosom, the dial plate and glass against her skin, to ascertain whether she could see without the intervention of the organs of sight. She was asked what hour it was; and was promised a shilling if she would tell by the watch which had been placed in her bosom. She held out her hand for the shilling, and received it with great delight. She was then asked if she could see the watch? She said "no--not a watch; she could see something--something that was very pretty indeed." "Come, come, Sally," said Mr. Bainbridge, "you must not be so stupid; rouse up, girl, and tell us what o'clock it is, and I'll give you another shilling!" The girl at this time seemed to be relapsing into a deep sleep; but on being shaken, aroused herself with a convulsive start. In reply to further questions, she said, "she could see a clock, a very pretty clock, indeed!" She was again asked, five or six times, what the hour was: she at last replied that "it was ten minutes to two." The watch being then taken out of her bosom, it was found to be on the stroke of two. Every one present, including the magnetiser, confessed that there was nothing wonderful in the conjecture she had hazarded. She knew perfectly well what hour it was before she was brought into the ward, as there was a large clock in the workhouse, and a bell which rang at dinner time; she calculated mentally the interval that had since elapsed, and guessed accordingly. The same watch was afterwards advanced four or five hours, and put into her bosom without a word being said in her hearing. On being again asked what o'clock it was by that watch, and promised another shilling if she would tell, she still replied that it was near two--the actual time. Thus, as Mr. Bainbridge had predicted, the experiment came to nothing. The whole case of this girl offered a striking instance of the power of imagination, but no proof whatever of the supposed existence of the magnetic fluid. The Medical Committee of the University College Hospital took alarm at a very early period at the injury which might be done to that Institution, by the exhibitions of Okey and her magnetisers. A meeting was held in June 1838, at which Dr. Elliotson was not present, to take into consideration the reports of the experiments that had been published in the Medical Journals. Resolutions were then passed to the effect, that Dr. Elliotson should be requested to refrain from further public exhibitions of mesmerism; and, at the same time, stating the wish of the Committee not to interfere with its private employment as a remedial agent, if he thought it would be efficacious upon any of the patients of the Institution. Dr. Elliotson replied, that no consideration should prevent him from pursuing the investigation of Animal Magnetism; but that he had no desire to make a public exhibition of it. He had only given lectures and demonstrations when numbers of scientific gentlemen were present; he still continued to receive numerous letters from learned and eminent men, entreating permission to witness the phenomena; but if the Committee willed it, he should admit no person without their sanction. He shortly afterwards sent a list of the names of individuals who were anxious to witness the experiments. The Committee returned it to him unread, with the reply that they could not sanction any exhibition that was so entirely foreign to the objects of the Hospital. In answer to this, Dr. Elliotson reiterated his full belief in the doctrines of Animal Magnetism, and his conviction that his experiments would ultimately throw a light upon the operations of nature, which would equal, if not exceed, that elicited by the greatest discoveries of by-gone ages. The correspondence dropped here; and the experiments continued as usual. The scene, however, was drawing to a close. On the 25th of August, a notice was published in the Lancet, to the effect, that some experiments had been performed on the girls Elizabeth and Jane Okey, at the house of Mr. Wakley, a report of which was only withheld in the hope that the Committee of Members of the Medical Profession, then sitting to investigate the phenomena of mesmerism, would publish their report of what they had witnessed. It was further stated, that whether that Committee did or did not publish their report, the result of the experiments at Mr. Wakley's house should certainly be made known in the next number of that journal. Accordingly, on the 1st of September appeared a statement, which overthrew, in the most complete manner, the delusion of mesmerism. Nothing could have been better conducted than these experiments; nothing could be more decisive of the fact, that all the phenomena were purely the results of the excited imaginations of the girls, aided in no slight degree by their wilful deception. The first experiments were performed on the 16th of August, in the presence of Mr. Wakley, M. Dupotet, Dr. Elliotson, Dr. Richardson, Mr. Herring, Mr. Clarke, and Mr. G. Mills the writer of the published reports of the experiments at the University College Hospital. Dr. Elliotson had said, that nickel was capable of retaining and transmitting the magnetic fluid in an extraordinary degree; but that lead possessed no such virtues. The effects of the nickel, he was confident, would be quite astounding; but that lead might always be applied with impunity. A piece of nickel was produced by the Doctor, about three quarters of an ounce in weight, together with a piece of lead of the same shape and smoothness, but somewhat larger. Elizabeth Okey was seated in a chair; and, by a few passes and manipulations, was thrown into the state of "ecstatic delirium." A piece of thick pasteboard was then placed in front of her face, and held in that situation by two of the spectators, so that she could not see what was passing either below or in front of her. Mr. Wakley having received both the nickel and the lead, seated himself opposite the girl, and applied the lead to each hand alternately, but in such a manner as to lead her to believe that both metals had been used. No effect was produced. The nickel magnetised by Dr. Elliotson was, after a pause, applied in a similar manner. No results followed. After another pause, the lead was several times applied, and then again the nickel. After the last application of the nickel, the face of the patient became violently flushed, the eyes were convulsed into a startling squint, she fell back in the chair, her breathing was hurried, her limbs rigid, and her back bent in the form of a bow. She remained in this state for a quarter of an hour. This experiment was not considered a satisfactory proof of the magnetic powers of the nickel; and Dr. Elliotson suggested that, in the second experiment, that metal should alone be tried. Mr. Wakley was again the operator; but, before commencing, he stated privately to Mr. Clarke, that instead of using nickel only, he would not employ the nickel at all. Mr. Clarke, unseen by any person present, took the piece of nickel; put it into his waistcoat pocket; and walked to the window, where he remained during the whole of the experiment. Mr. Wakley again sat down, employing both hands, but placing his fingers in such a manner, that it was impossible for any person to see what substance he held. Presently, on applying his left hand, the girl's vision being still obstructed by the pasteboard, Mr. Herring, who was standing near, said in a whisper, and with much sincerity, "Take care, don't apply the nickel too strongly." Immediately the face of the girl became violently red, her eyes were fixed in an intense squint, she fell back convulsively in her chair, and all the previous symptoms were produced more powerfully than before. Dr. Elliotson observed that the effects were most extraordinary; that no other metal than nickel could produce them, and that they presented a beautiful series of phenomena. This paroxysm lasted half an hour. Mr. Wakley retired with Dr. Elliotson and the other gentlemen into an adjoining room, and convinced them that he had used no nickel at all, but a piece of lead and a farthing. This experiment was twice repeated with the same results. A third trial was made with the nickel, but no effect was produced. On the succeeding day the experiments were repeated upon both the sisters, chiefly with mesmerised water and sovereigns. The investigation occupied about five hours, and the following were the results:-- 1. Six wine glasses, filled with water unmesmerised, were placed on a table, and Jane Okey being called in, was requested to drink from each of them successively. She did so, and no effect was produced. 2. The same six glasses stood on the table, the water in the fourth having been subjected for a long time to the supposed magnetic influence. She was requested in like manner to drink of these. She did so, and again no effect was produced, although, according to the doctrine of the magnetisers, she ought to have been immediately fixed on drinking of the fourth. 3. In this experiment the position of the glasses was changed. There was no result. 4. Was a repetition of the foregoing. No result. 5. The water in all the glasses was subjected to the supposed magnetic influence from the fingers of Dr. Elliotson, until, in his opinion, it was strongly magnetised. Still no result. 6. The glasses were filled up with fresh water unmesmerised. No result. 7. The water was strongly magnetised in each glass, and the girl emptied them all. No result. It would be needless to go through the whole series of experiments. The results may be briefly stated. Sovereigns unmesmerised threw the girls into convulsions, or fixed them. Mesmerised sovereigns sometimes did and sometimes did not produce these symptoms. Elizabeth Okey became repeatedly fixed when drinking unmagnetised water; while that which had been subjected to the powers of a supposed magnetic battery, produced no results. Altogether twenty-nine experiments were tried, which convinced every one present, except Dr. Elliotson, that Animal Magnetism was a delusion, that the girls were of very exciteable imaginations, and arrant impostors. Their motives for carrying on so extraordinary a deception have often been asked. The question is easily answered. Poor girls, unknown and unnoticed, or, if noticed, perhaps despised, they found themselves all at once the observed of all observers, by the really remarkable symptoms of their disease, which it required no aid from magnetism to produce. Flattered by the oft-repeated experiments and constant attentions of doctors and learned men, who had begun by deluding themselves, they imagined themselves persons of vast importance, and encouraged by degrees the whims of their physicians, as the means of prolonging the consideration they so unexpectedly enjoyed. Constant practice made them at last all but perfect in the parts they were performing; and they failed at last, not from a want of ingenuity, or of a most wonderful power over their own minds, and by their minds upon their bodies, but from the physical impossibility of seeing through a thick pasteboard, or into the closed hands of Mr. Wakley. The exposure that was made was complete and decisive. From that day forth, magnetism in England has hid its diminished head, and affronted no longer the common sense of the age. M. Dupotet is no more heard of, the girls Okey afford no more either wonder or amusement by their clever acting, and reason has resumed her sway in the public mind. A few more circumstances remain to be stated. Elizabeth Okey left the hospital; but was re-admitted some weeks afterwards, labouring under ischuria, a fresh complaint, unconnected with her former malady. As experiments in magnetism were still tried upon her privately, notwithstanding the recent exposure and the all but universal derision of the public, the House Committee of the hospital, early in December, met to consider the expediency of expelling the girl. Dr. Elliotson, on that occasion, expressed his opinion that it was necessary to retain her in the hospital, as she was too ill to be discharged. It was then elicited from the nurse, who was examined by the Committee, that Okey, when in the state of "magnetic delirium," was in the habit of prophesying the death or recovery of the patients in the ward; that, with the consent of Dr. Elliotson, she had been led in the twilight into the men's ward, and had prophesied in a similar manner; her predictions being taken down in writing, and given in a sealed paper to the apothecary, to be opened after a certain time, that it might be seen whether they were verified. Dr. Elliotson did not deny the fact. The nurse also stated more particularly the manner in which the prophecies were delivered. She said that, on approaching the bed of a certain patient, Okey gave a convulsive shudder, exclaiming that "Great Jacky was sitting on the bedclothes!" On being asked to explain herself, she said that Great Jacky was the angel of death. At the bedside of another patient she shuddered slightly, and said "Little Jacky was there!" Dr. Elliotson did not altogether discredit the predictions; but imagined they might ultimately be verified by the death or recovery of the patient. Upon the minds of the patients themselves, enfeebled as they were by disease and suffering, the worst effects were produced. One man's death was accelerated by the despondency it occasioned, and the recovery of others was seriously impeded. When these facts became known, the Council of the College requested the Medical Committee to discharge Okey and prevent any further exhibitions of Animal Magnetism in the wards. The latter part of this request having been communicated to Dr. Elliotson, he immediately sent in his resignation. A successor was afterwards appointed in the person of Dr. Copland. At his inaugural lecture the students of the college manifested a riotous disposition, called repeatedly for their old instructor, and refused to allow the lecture to proceed; but it appears the disturbance was caused by their respect and affection for Dr. Elliotson individually, and not from any participation in his ideas about magnetism. Extravagant as the vagaries of the English professors of magnetism may appear, they are actual common sense in comparison with the aberrations of the Germans. The latter have revived all the exploded doctrines of the Rosicrucians; and in an age which is called enlightened, have disinterred from the rubbish of antiquity, the wildest superstitions of their predecessors, and built upon them theories more wild and startling than anything before attempted or witnessed among mankind. Paracelsus and Bohmen, Borri and Meyer, with their strange heterogeneous mixture of alchymy and religion, but paved the way for the stranger, and even more extravagant mixture of magnetism and religion, as now practised in Germany. Magnetism, it is believed, is the key of all knowledge, and opens the door to those forbidden regions where all the wonders of God's works are made clear to the mind of man. The magnetic patient is possessed of all gifts--can converse with myriads of spirits, and even with God himself--be transported with greater rapidity than the lightning's flash to the moon or the stars, and see their inhabitants, and hold converse with them on the wonders and beauties of their separate spheres, and the power and goodness of the God who made them. Time and space are to them as if annihilated--nothing is hidden from them--past, present, or future. They divine the laws by which the universe is upheld, and snatch the secrets of the Creator from the darkness in which, to all other men, it is enveloped. For the last twenty or thirty years these daring and blasphemous notions have flourished in rank luxuriance; and men of station in society, learning, and apparent good sense in all the usual affairs of life, have publicly given in their adhesion, and encouraged the doctrine by their example, or spread it abroad by their precepts. That the above summary of their tenets may not be deemed an exaggeration we enter into particulars, and refer the incredulous that human folly in the present age could ever be pushed so far, to chapter and verse for every allegation. In a work published in Germany in 1817, by J. A. L. Richter, entitled "Considerations on Animal Magnetism," the author states that in magnetism is to be found the solution of the enigmas of human existence, and particularly the enigmas of Christianity, on the mystic and obscure parts of which it throws a light which permits us to gaze clearly on the secrets of the mystery. Wolfart's "Annals of Animal Magnetism" abound with similar passages; and Kluge's celebrated work is written in the same spirit. "Such is the wonderful sympathy," says the latter, "between the magnetiser and the somnambulist that he has known the latter to vomit and be purged in consequence of medicine which the former had taken. Whenever he put pepper on his tongue, or drank wine, the patient could taste these things distinctly on her palate." But Kerner's history of the case of Madame Hauffe, the famous magnetic woman, "Seer" or "Prophetess of Prevorst," Will give a more complete and melancholy proof of the sad wanderings of these German "men of science," than any random selections we might make from their voluminous works. This work was published in two volumes, and the authenticity of its details supported by Gorres, Eschenmeyer, and other men of character and reputation in Germany: it is said to have had an immense sale. She resided in the house of Kerner, at Weinsberg; and being weak and sickly, was very easily thrown into a state of somnambulism. "She belonged," says Kerner, "to a world of spirits; she was half spirit herself; she belonged to the region beyond death, in which she already half existed. * * * Her body clothed her spirit like a thin veil. * * * She was small and slightly made, had an Oriental expression of countenance, and the piercing eyes of a prophet, the gleams of which were increased in their power and beauty by her long dark eyebrows and eyelashes. She was a flower of light, living upon sunbeams. * * * Her spirit often seemed to be separated from her frame. The spirits of all things, of which mankind in general have no perception, were perceptible to and operated upon her, more particularly the spirits of metals, herbs, men, and animals. All imponderable matters, even the rays of light, had an effect upon her when she was magnetised." The smell of flint was very agreeable to her. Salt laid on her hand caused a flow of saliva: rock crystal laid on the pit of her stomach produced rigidity of the whole body. Red grapes produced certain effects, if placed in her hands; white grapes produced different effects. The bone of an elk would throw her into an epileptic fit. The tooth of a mammoth produced a feeling of sluggishness. A spider's web rolled into a ball produced a prickly feeling in the hands, and a restlessness in the whole body. Glow-worms threw her into the magnetic sleep. Music somnambulised her. When she wanted to be cheerful, she requested Kerner to magnetise the water she drank, by playing the Jew's-harp. She used to say in her sleep, "Magnetise the water by seven vibrations of the harp." If she drank water magnetised in this manner, she was constrained involuntarily to pour forth her soul in song. The eyes of many men threw her into the state of somnambulism. She said that in those eyes there was a spiritual spark, which was the mirror of the soul. If a magnetised rod were laid on her right eye, every object on which she gazed appeared magnified. It was by this means that she was enabled to see the inhabitants of the moon. She said, that on the left side of the moon, the inhabitants were great builders, and much happier than those on the right side. "I often see," said she to her magnetiser, "many spirits with whom I do not come into contact. Others come to me, and I speak to them; and they often spend months in my company. I hear and see other things at the same time; but I cannot turn my eyes from the spirits; they are in magnetic rapport with me. They look like clouds, thin, but not transparent; though, at first, they seem so. Still, I never saw one which cast a shadow. Their form is similar to that which they possessed when alive; but colourless, or grey. They wear clothing; and it appears as if made of clouds, also colourless and misty grey. The brighter and better spirits wear long garments, which hang in graceful folds, with belts around their waists. The expression of their features is sad and solemn. Their eyes are bright, like fire; but none of them that I ever saw had hair upon their heads. They make noises when they wish to excite the attention of those who have not the gift of seeing them. These noises consist of sounds in the air, sometimes sudden and sharp, and causing a shock. Sometimes the sounds are plaintive and musical; at other times they resemble the rustling of silk, the falling of sand, or the rolling of a ball. The better spirits are brighter than the bad ones, and their voice is not so strong. Many, particularly the dark, sad spirits, when I uttered words of religious consolation, sucked them in, as it were; and I saw them become brighter and quite glorious in consequence: but I became weaker. Most of the spirits who come to me are of the lowest regions of the spiritual world, which are situated just above our atmosphere. They were, in their life, grovelling and low-minded people, or such as did not die in the faith of Jesus; or else such as, in expiring, clung to some earthly thought or affection, which now presses upon them, and prevents them from soaring up to heaven. I once asked a spirit whether children grew after death? 'Yes,' replied the spirit,' the soul gradually expands, until it becomes as large as it would have been on earth. I cannot effect the salvation of these spirits; I am only their mediator. I pray ardently with them, and so lead them by degrees to the great Saviour of the world. It costs an infinity of trouble before such a soul turns again to the Lord.'" It would, however, serve no good purpose to extend to greater length the reveries of this mad woman, or to set down one after the other the names of the magnetisers who encouraged her in her delusions--being themselves deluded. To wade through these volumes of German mysticism is a task both painful and disgusting--and happily not necessary. Enough has been stated to show how gross is the superstition even of the learned; and that errors, like comets, run in one eternal cycle--at their apogee in one age, at their perigee in the next, but returning in one phase or another for men to wonder at. In England the delusion of magnetism may for the present be considered as fairly exploded. Taking its history from the commencement, and tracing it to our own day, it can hardly be said, delusion though it was, that it has been wholly without its uses. To quote the words of Bailly, in 1784, "Magnetism has not been altogether unavailing to the philosophy which condemns it: it is an additional fact to record among the errors of the human mind, and a great experiment on the strength of the imagination." Over that vast inquiry of the influence of mind over matter,--an inquiry which the embodied intellect of mankind will never be able to fathom completely,--it will, at least, have thrown a feeble and imperfect light. It will have afforded an additional proof of the strength of the unconquerable will, and the weakness of matter as compared with it; another illustration of the words of the inspired Psalmist, that "we are fearfully and wonderfully made." If it serve no other purpose than this, its history will prove useful. Truth ere now has been elicited by means of error; and Animal Magnetism, like other errors, may yet contribute its quota towards the instruction and improvement of mankind. THE END. 33944 ---- HOW TO OBSERVE. ----- MORALS AND MANNERS. BY HARRIET MARTINEAU. "Hélas! où donc chercher, où trouver le bonheur? ----Nulle part tout entier, partout avec mesure." VOLTAIRE. "Opening my journal-book, and dipping my pen in my ink-horn, I determined, as far as I could, to justify myself and my countrymen in wandering over the face of the earth." ROGERS. LONDON: CHARLES KNIGHT AND CO. 22, LUDGATE STREET. 1838. LONDON: PRINTED BY SAMUEL BENTLEY, Dorset Street, Fleet Street. ADVERTISEMENT. "The best mode of exciting the love of observation is by teaching 'How to Observe.' With this end it was originally intended to produce, in one or two volumes, a series of hints for travellers and students, calling their attention to the points necessary for inquiry or observation in the different branches of Geology, Natural History, Agriculture, the Fine Arts, General Statistics, and Social Manners. On consideration, however, it was determined somewhat to extend the plan, and to separate the great divisions of the field of observation, so that those whose tastes led them to one particular branch of inquiry might not be encumbered with other parts in which they do not feel an equal interest." The preceding passage is contained in the notice accompanying the first work in this series--Geology, by Mr. De la Bèche, published in 1835. Thus, the second work in the series is in continuation of the plan above announced. CONTENTS. PART I. REQUISITES FOR OBSERVATION. Page INTRODUCTION 1 CHAP. I. Philosophical Requisites. Section I. 11 Section II. 14 Section III. 21 Section IV. 27 CHAP. II. Moral Requisites 40 CHAP. III. Mechanical Requisites 51 PART II. WHAT TO OBSERVE 61 CHAP. I. Religion 68 Churches 80 Clergy 84 Superstitions 90 Suicide 94 CHAP. II. General Moral Notions 101 Epitaphs 108 Love of Kindred and Birth-place 111 Talk of Aged and Children 113 Character of prevalent Pride 114 Character of popular Idols 118 Epochs of Society 122 Treatment of the Guilty 124 Testimony of Criminals 129 Popular Songs 132 Literature and Philosophy 137 CHAP. III. Domestic State 144 Soil and Aspect of the Country 153 Markets 154 Agricultural Class 155 Manufacturing Class 157 Commercial Class 158 Health 161 Marriage and Woman 167 Children 181 CHAP. IV. Idea of Liberty 183 Police 184 Legislation 188 Classes in Society 190 Servants 192 Imitation of the Metropolis 196 Newspapers 197 Schools 198 Objects and Form of Persecution 203 CHAP. V. Progress 206 Conditions of Progress 209 Charity 213 Arts and Inventions 216 Multiplicity of Objects 218 CHAP. VI. Discourse 221 PART III. MECHANICAL METHODS 231 HOW TO OBSERVE. MORALS AND MANNERS. PART I. REQUISITES FOR OBSERVATION. INTRODUCTION. "Inest sua gratia parvis." "Les petites choses n'ont de valeur que de la part de ceux qui peuvent s'élever aux grandes."--DE JOUY. There is no department of inquiry in which it is not full as easy to miss truth as to find it, even when the materials from which truth is to be drawn are actually present to our senses. A child does not catch a gold fish in water at the first trial, however good his eyes may be, and however clear the water; knowledge and method are necessary to enable him to take what is actually before his eyes and under his hand. So it is with all who fish in a strange element for the truth which is living and moving there: the powers of observation must be trained, and habits of method in arranging the materials presented to the eye must be acquired before the student possesses the requisites for understanding what he contemplates. The observer of Men and Manners stands as much in need of intellectual preparation as any other student. This is not, indeed, generally supposed, and a multitude of travellers act as if it were not true. Of the large number of tourists who annually sail from our ports, there is probably not one who would dream of pretending to make observations on any subject of physical inquiry, of which he did not understand even the principles. If, on his return from the Mediterranean, the unprepared traveller was questioned about the geology of Corsica, or the public buildings of Palermo, he would reply, "Oh, I can tell you nothing about that--I never studied geology; I know nothing about architecture." But few, or none, make the same avowal about the morals and manners of a nation. Every man seems to imagine that he can understand men at a glance; he supposes that it is enough to be among them to know what they are doing; he thinks that eyes, ears, and memory are enough for morals, though they would not qualify him for botanical or statistical observation; he pronounces confidently upon the merits and social condition of the nations among whom he has travelled; no misgiving ever prompts him to say, "I can give you little general information about the people I have been seeing; I have not studied the principles of morals; I am no judge of national manners." There would be nothing to be ashamed of in such an avowal. No wise man blushes at being ignorant of any science which it has not suited his purposes to study, or which it has not been in his power to attain. No linguist wrings his hands when astronomical discoveries are talked of in his presence; no political economist covers his face when shown a shell or a plant which he cannot class; still less should the artist, the natural philosopher, the commercial traveller, or the classical scholar, be ashamed to own himself unacquainted with the science which, of all the sciences which have yet opened upon men, is, perhaps, the least cultivated, the least definite, the least ascertained in itself, and the most difficult in its application. In this last characteristic of the science of Morals lies the excuse of as many travellers as may decline pronouncing on the social condition of any people. Even if the generality of travellers were as enlightened as they are at present ignorant about the principles of Morals, the difficulty of putting those principles to interpretative uses would deter the wise from making the hasty decisions, and uttering the large judgments, in which travellers have hitherto been wont to indulge. In proportion as men become sensible how infinite are the diversities in man, how incalculable the varieties and influences of circumstances, rashness of pretension and decision will abate, and the great work of classifying the moral manifestations of society will be confided to the philosophers, who bear the same relation to the science of society as Herschel does to astronomy, and Beaufort to hydrography. Of all the tourists who utter their decisions upon foreigners, how many have begun their researches at home? Which of them would venture upon giving an account of the morals and manners of London, though he may have lived in it all his life? Would any one of them escape errors as gross as those of the Frenchman who published it as a general fact that people in London always have, at dinner parties, soup on each side, and fish at four corners? Which of us would undertake to classify the morals and manners of any hamlet in England, after spending the summer in it? What sensible man seriously generalizes upon the manners of a street, even though it be Houndsditch or Cranbourn-Alley? Who pretends to explain all the proceedings of his next-door neighbour? Who is able to account for all that is said and done by the dweller in the same house,--by parent, child, brother, or domestic? If such judgments were attempted, would they not be as various as those who make them? And would they not, after all, if closely looked into, reveal more of the mind of the observer than of the observed? If it be thus with us at home, amidst all the general resemblances, the prevalent influences which furnish an interpretation to a large number of facts, what hope of a trustworthy judgment remains for the foreign tourist, however good may be his method of travelling, and however long his absence from home? He looks at all the people along his line of road, and converses with a few individuals from among them. If he diverges, from time to time, from the high road,--if he winds about among villages, and crosses mountains, to dip into the hamlets of the valleys,--he still pursues only a line, and does not command the expanse; he is furnished, at best, with no more than a sample of the people; and whether they be indeed a sample, must remain a conjecture which he has no means of verifying. He converses, more or less, with, perhaps, one man in ten thousand of those he sees; and of the few with whom he converses, no two are alike in powers and in training, or perfectly agree in their views on any one of the great subjects which the traveller professes to observe; the information afforded by one is contradicted by another; the fact of one day is proved error by the next; the wearied mind soon finds itself overwhelmed by the multitude of unconnected or contradictory particulars, and lies passive to be run over by the crowd. The tourist is no more likely to learn, in this way, the social state of a nation, than his valet would be qualified to speak of the meteorology of the country from the number of times the umbrellas were wanted in the course of two months. His children might as well undertake to exhibit the geological formation of the country from the pebbles they picked up in a day's ride. I remember some striking words addressed to me, before I set out on my travels, by a wise man, since dead. "You are going to spend two years in the United States," said he. "Now just tell me,--do you expect to understand the Americans by the time you come back? You do not: that is well. I lived five-and-twenty years in Scotland, and I fancied I understood the Scotch; then I came to England, and supposed I should soon understand the English. I have now lived five-and-twenty years here, and I begin to think I understand neither the Scotch nor the English." What is to be done? Let us first settle what is not to be done. The traveller must deny himself all indulgence of peremptory decision, not only in public on his return, but in his journal, and in his most superficial thoughts. The experienced and conscientious traveller would word the condition differently. Finding peremptory decision more trying to his conscience than agreeable to his laziness, he would call it not indulgence, but anxiety; he enjoys the employment of collecting materials, but would shrink from the responsibility of judging a community. The traveller must not generalize on the spot, however true may be his apprehension--however firm his grasp, of one or more facts. A raw English traveller in China was entertained by a host who was intoxicated, and a hostess who was red-haired; he immediately made a note of the fact that all the men in China were drunkards, and all the women red-haired. A raw Chinese traveller in England was landed by a Thames waterman who had a wooden leg. The stranger saw that the wooden leg was used to stand in the water with, while the other was high and dry. The apparent economy of the fact struck the Chinese; he saw in it strong evidence of design, and wrote home that in England one-legged men are kept for watermen, to the saving of all injury to health, shoe, and stocking, from standing in the river. These anecdotes exhibit but a slight exaggeration of the generalizing tendencies of many modern travellers. They are not so much worse than some recent tourists' tales, as they are better than the old narratives of "men whose heads do grow beneath their shoulders." Natural philosophers do not dream of generalizing with any such speed as that used by the observers of men; yet they might do it with more safety, at the risk of an incalculably smaller mischief. The geologist and the chemist make a large collection of particular appearances, before they commit themselves to propound a principle drawn from them, though their subject matter is far less diversified than the human subject, and nothing of so much importance as human emotions,--love and dislike, reverence and contempt, depends upon their judgment. If a student in natural philosophy is in too great haste to classify and interpret, he misleads, for a while, his fellow-students (not a very large class); he vitiates the observations of a few successors; his error is discovered and exposed; he is mortified, and his too docile followers are ridiculed, and there is an end; but if a traveller gives any quality which he may have observed in a few individuals as a characteristic of a nation, the evil is not speedily or easily remediable. Abject thinkers, passive readers, adopt his words; parents repeat them to their children; and townspeople spread the judgment into the villages and hamlets--the strongholds of prejudice; future travellers see according to the prepossessions given them, and add their testimony to the error, till it becomes the work of a century to reverse a hasty generalization. It was a great mistake of a geologist to assign a wrong level to the Caspian Sea; and it is vexatious that much time and energy should have been devoted to account for an appearance which, after all, does not exist. It is provoking to geologists that they should have wasted a great deal of ingenuity in finding reasons for these waters being at a different level from what it is now found that they have; but the evil is over; the "pish!" and the "pshaw!" are said; the explanatory and apologetical notes are duly inserted in new editions of geological works, and nothing more can come of the mistake. But it is difficult to foresee when the British public will believe that the Americans are a mirthful nation, or even that the French are not almost all cooks or dancing-masters. A century hence, probably, the Americans will continue to believe that all the English make a regular study of the art of conversation; and the lower orders of French will be still telling their children that half the people in England hang or drown themselves every November. As long as travellers generalize on morals and manners as hastily as they do, it will probably be impossible to establish a general conviction that no civilized nation is ascertainably better or worse than any other on this side barbarism, the whole field of morals being taken into the view. As long as travellers continue to neglect the safe means of generalization which are within the reach of all, and build theories upon the manifestations of individual minds, there is little hope of inspiring men with that spirit of impartiality, mutual deference, and love, which are the best enlighteners of the eyes and rectifiers of the understanding. Above all things, the traveller must not despair of good results from his observations. Because he cannot establish true conclusions by imperfect means, he is not to desist from doing anything at all. Because he cannot safely generalize in one way, it does not follow that there is no other way. There are methods of safe generalization of which I shall speak by-and-by. But, if there were not such within his reach, if his only materials were the discourse, the opinions, the feelings, the way of life, the looks, dress, and manners of individuals, he might still afford important contributions to science by his observations on as wide a variety of these as he can bring within his mental grasp. The experience of a large number of observers would in time yield materials from which a cautious philosopher might draw conclusions. It is a safe rule, in morals as in physics, that no fact is without its use. Every observer and recorder is fulfilling a function; and no one observer or recorder ought to feel discouragement, as long as he desires to be useful rather than shining; to be the servant rather than the lord of science, and a friend to the home-stayers rather than their dictator. One of the wisest men living writes to me, "No books are so little to be trusted as travels. All travellers do and must generalize too rapidly. Most, if not all, take a fact for a principle, or the exception for the rule, more or less; and the quickest minds, which love to reason and explain more than to observe with patience, go most astray. My faith in travels received a mortal wound when I travelled. I read, as I went along, the books of those who had preceded me, and found that we did not see with the same eyes. Even descriptions of nature proved false. The traveller had viewed the prospect at a different season, or in a different light, and substituted the transient for the fixed. Still I think travels useful. Different accounts give means of approximation to truth; and by-and-by what is fixed and essential in a people will be brought out." It ought to be an animating thought to a traveller that, even if it be not in his power to settle any one point respecting the morals and manners of an empire, he can infallibly aid in supplying means of approximation to truth, and of bringing out "what is fixed and essential in a people." This should be sufficient to stimulate his exertions and satisfy his ambition. CHAPTER I. PHILOSOPHICAL REQUISITES. "Only I believe that this is not a bow for every man to shoot in that counts himself a teacher, but will require sinews almost equal to those which Homer gave Ulysses; yet I am withal persuaded that it may prove much more easy in the essay than it now seems at a distance."--MILTON. There are two parties to the work of observation on Morals and Manners--the observer and the observed. This is an important fact which the traveller seldom dwells upon as he ought; yet a moment's consideration shows that the mind of the observer--the instrument by which the work is done, is as essential as the material to be wrought. If the instrument be in bad order, it will furnish a bad product, be the material what it may. In this chapter I shall point out what requisites the traveller ought to make sure that he is possessed of before he undertakes to offer observations on the Morals and Manners of a people. SECTION I. He must have made up his mind as to what it is that he wants to know. In physical science, great results may be obtained by hap-hazard experiments; but this is not the case in Morals. A chemist can hardly fail of learning something by putting any substances together, under new circumstances, and seeing what will arise out of the combination; and some striking discoveries happened in this way, in the infancy of the science; though no one doubts that more knowledge may be gained by the chemist who has an aim in his mind, and who conducts his experiment on some principle. In Morals, the latter method is the only one which promises any useful results. In the workings of the social system, all the agents are known in the gross--all are determined. It is not their nature, but the proportions in which they are combined, which have to be ascertained. What does the traveller want to know? He is aware that, wherever he goes, he will find men, women, and children; strong men and weak men; just men and selfish men. He knows that he will everywhere find a necessity for food, clothing, and shelter; and everywhere some mode of general agreement how to live together. He knows that he will everywhere find birth, marriage, and death; and therefore domestic affections. What results from all these elements of social life does he mean to look for? For want of settling this question, one traveller sees nothing truly, because the state of things is not consistent with his speculations as to how human beings ought to live together; another views the whole with prejudice, because it is not like what he has been accustomed to see at home; yet each of these would shrink from the recognition of his folly, if it were fully placed before him. The first would be ashamed of having tried any existing community by an arbitrary standard of his own--an act much like going forth into the wilderness to see kings' houses full of men in soft raiment; and the other would perceive that different nations may go on judging one another by themselves till doomsday, without in any way improving the chance of self-advancement and mutual understanding. Going out with the disadvantage of a habit of mind uncounteracted by an intellectual aim, will never do. The traveller may as well stay at home, for anything he will gain in the way of social knowledge. The two considerations just mentioned must be subordinated to the grand one,--the only general one,--of the relative amount of human happiness. Every element of social life derives its importance from this great consideration. The external conveniences of men, their internal emotions and affections, their social arrangements, graduate in importance precisely in proportion as they affect the general happiness of the section of the race among whom they exist. Here then is the wise traveller's aim,--to be kept in view to the exclusion of prejudice, both philosophical and national. He must not allow himself to be perplexed or disgusted by seeing the great ends of human association pursued by means which he could never have devised, and to the practice of which he could not reconcile himself. He is not to conclude unfavourably about the diet of the multitude because he sees them swallowing blubber, or scooping out water-melons, instead of regaling themselves with beef and beer. He is not to suppose their social meetings a failure because they eat with their fingers instead of with silver forks, or touch foreheads instead of making a bow. He is not to conclude against domestic morals, on account of a diversity of methods of entering upon marriage. He might as well judge of the minute transactions of manners all over the world by what he sees in his native village. There, to leave the door open or to shut it bears no relation to morals, and but little to manners; whereas, to shut the door is as cruel an act in a Hindoo hut as to leave it open in a Greenland cabin. In short, he is to prepare himself to bring whatever he may observe to the test of some high and broad principle, and not to that of a low comparative practice. To test one people by another, is to argue within a very small segment of a circle; and the observer can only pass backwards and forwards at an equal distance from the point of truth. To test the morals and manners of a nation by a reference to the essentials of human happiness, is to strike at once to the centre, and to see things as they are. SECTION II. Being provided with a conviction of what it is that he wants to know, the traveller must be furthermore furnished with the means of gaining the knowledge he wants. When he was a child, he was probably taught that eyes, ears, and understanding are all-sufficient to gain for him as much knowledge as he will have time to acquire; but his self-education has been a poor one, if he has not become convinced that something more is needful--the enlightenment and discipline of the understanding, as well as its immediate use. It is not enough for a traveller to have an active understanding, equal to an accurate perception of individual facts in themselves; he must also be in possession of principles which may serve as a rallying point for his observations, and without which he cannot determine their bearings, or be secure of putting a right interpretation upon them. A traveller may do better without eyes, or without ears, than without such principles, as there is evidence to prove. Holman, the blind traveller, gains a wonderful amount of information, though he is shut out from the evidence yielded by the human countenance, by way-side groups, by the aspect of cities, and the varying phenomena of country regions. In his motto, he indicates something of his method. "Sightless to see, and judge thro' judgment's eyes, To make four senses do the work of five, To arm the mind for hopeful enterprise, Are lights to him who doth in darkness live." In order to "judge through judgment's eyes," those eyes must be made strong and clear; and a traveller may gain more without the bodily organ than with an untrained understanding. The case of the Deaf Traveller[A] leads us to say the same about the other great avenue of knowledge. His writings prove, to all who are acquainted with them, that, though to a great degree deprived of that inestimable commentary upon perceived facts--human discourse--the Deaf Traveller is able to furnish us with more knowledge of foreign people than Fine-Ear himself could have done without the accompaniments of analytical power and concentrative thought. All senses, and intellectual powers, and good habits, may be considered essential to a perfect observation of morals and manners; but almost any one might be better spared than a provision of principles which may serve as a rallying point and a test of facts. The blind and the deaf travellers must suffer under a deprivation or deficiency of certain classes of facts. The condition of the unphilosophical traveller is much worse. It is a chance whether he puts a right interpretation on any of the facts he perceives. Many may object that I am making much too serious a matter of the department of the business of travelling under present notice. They do not pretend to be moral philosophers;--they do not desire to be oracles;--they attempt nothing more than to give a simple report of what has come under their notice. But what work on earth is more serious than this of giving an account of the most grave and important things which are transacted on this globe? Every true report is a great good; every untrue report is a great mischief. Therefore, let there be none given but by persons in some good degree qualified. Such travellers as will not take pains to provide themselves with the requisite thought and study should abstain from reporting at all. It is a mistake, however, to suppose that the study shown to be requisite is vast and deep. Some knowledge of the principles of Morals and the rule of Manners is required, as in the case of other sciences to be brought into use on a similar occasion; but the principles are few and simple, and the rule easy of application. The universal summary notions of Morals may serve a common traveller in his judgments as to whether he would like to live in any foreign country, and as to whether the people there are as agreeable to him as his own nation. For such an one it may be sufficient to bear about the general notions that lying, thieving, idleness, and licentiousness are bad; and that truth, honesty, industry, and sobriety are good; and for common purposes, such an one may be trusted to pronounce what is industry and what idleness; what is licentiousness and what sobriety. But vague notions, home prepossessions, even on these great points of morals, are not sufficient, in the eyes of an enlightened traveller, to warrant decisions on the moral state of nations who are reared under a wide diversity of circumstances. The true liberality which alone is worthy to contemplate all the nations of the earth, does not draw a broad line through the midst of human conduct, declaring all that falls on the one side vice, and all on the other virtue; such a liberality knows that actions and habits do not always carry their moral impress visibly to all eyes, and that the character of very many must be determined by a cautious application of a few deep principles. Is the Shaker of New England a good judge of the morals and manners of the Arab of the Desert? What sort of a verdict would the shrewdest gipsy pass upon the monk of La Trappe? What would the Scotch peasant think of the magical practices of Egypt? or the Russian soldier of a meeting of electors in the United States? The ideas of right and wrong in the minds of these people are not of the enlarged kind which would enable them to judge persons in situations the most opposite to their own. The true philosopher, the worthy observer, first contemplates in imagination the area of humanity, and then ascertains what principles of morals are applicable to them all, and judges by these. The enlightened traveller, if he explore only one country, carries in his mind the image of all; for, only in its relation to the whole of the race can any one people be judged. Almost without exaggeration, he may be said to see what the rhapsodist in Volney saw. "There, from above the atmosphere, looking down upon the earth I had quitted, I beheld a scene entirely new. Under my feet, floating in empty space, a globe similar to that of the moon, but less luminous, presented to me one of its faces.... 'What!' exclaimed I, 'is that the earth which is inhabited by human beings?'"[B] The differences are, that, instead of "one of its faces," the moralist would see the whole of the earth in one contemplation; and that, instead of a nebulous expanse here, and a brown or grey speck there,--continents, seas, or volcanoes,--he would look into the homes and social assemblies of all lands. In the extreme North, there is the snow-hut of the Esquimaux, shining with the fire within, like an alabaster lamp left burning in a wide waste; within, the beardless father is mending his weapons made of fishbones, while the dwarfed mother swathes her infant in skins, and feeds it with oil and fat. In the extreme East, there is the Chinese family in their garden, treading its paved walks, or seated under the shade of its artificial rocks; the master displaying the claws of his left hand as he smokes his pipe, and his wife tottering on her deformed feet as she follows her child,--exulting over it if it be a boy; grave and full of sighs if heaven have sent her none but girls. In the extreme South, there is the Colonist of the Cape, lazily basking before his door, while he sends his labourer abroad with his bullock-waggon, devolves the business of the farm upon the women, and scares from his door any poor Hottentot who may have wandered hither over the plain. In the extreme West, there is the gathering together on the shores of the Pacific of the hunters laden with furs. The men are trading, or cleaning their arms, or sleeping; the squaws are cooking, or dyeing with vegetable juices the quills of the porcupine or the hair of the moose-deer. In the intervals between these extremities, there is a world of morals and manners, as diverse as the surface of the lands on which they are exhibited. Here is the Russian nobleman on his estate, the lord of the fate of his serfs, but hard pressed by the enmity of rival nobles, and silenced by the despotism of his prince; his wife leads a languid life among her spinning maidens; and his young sons talk of the wars in which they shall serve their emperor in time to come. There is the Frankfort trader, dwelling among equals, fixing his pride upon having wronged no man, or upon having a son distinguished at the university, or a daughter skilled in domestic accomplishments; while his wife emulates her neighbours in supporting the comfort and respectability of the household. Here is the French peasant returning from the field in total ignorance of what has taken place in the capital of late; and there is the English artizan discussing with his brother-workman the politics of the town, or carrying home to his wife some fresh hopes of the interference of parliament about labour and wages. Here is a conclave of Cardinals, consulting upon the interests of the Holy See; there a company of Brahmins setting an offering of rice before their idol. In one direction, there is a handful of citizens building a new town in the midst of a forest; in another, there is a troop of horsemen hovering on the horizon, while a caravan is traversing the Desert. Under the twinkling shadows of a German vineyard, national songs are sung; from the steep places of the Swiss mountains the Alp-horn resounds; in the coffee-house at Cairo, listeners hang upon the voice of the romance reciter; the churches of Italy echo with solemn hymns; and the soft tones of the child are heard, in the New England parlour, as the young scholar reads the Bible to parent or aged grandfather. All these, and more, will a traveller of the most enlightened order revolve before his mind's eye as he notes the groups which are presented to his senses. Of such travellers there are but too few; and vague and general, or merely traditional, notions of right and wrong must serve the purpose of the greater number. The chief evil of moral notions being vague or traditional is, that they are irreconcileable with liberality of judgment; and the great benefit of an ascertainment of the primary principles of morals is, that such an investigation dissolves prejudice, and casts a full light upon many things which cease to be fearful and painful when they are no longer obscure. We all know how different a Sunday in Paris appears to a sectarian, to whom the word of his priest is law; and to a philosopher, in whom religion is indigenous, who understands the narrowness of sects, and sees how much smaller even Christendom itself is than Humanity. We all know how offensive the prayers of Mahomedans at the corners of streets, and the pomp of catholic processions, are to those who know no other way than entering into their closet, and shutting the door when they pray; but how felt the deep thinker who wrote the Religio Medici? He was an orderly member of a Protestant church, yet he uncovered his head at the sight of a crucifix; he could not laugh at pilgrims walking with peas in their shoes, or despise a begging friar; he could "not hear an Ave Maria bell without an elevation;" and it is probable that even the Teraphim of the Arabs would not have been wholly absurd, or the car of Juggernaut itself altogether odious in his eyes. Such is the contrast between the sectary and the philosopher. SECTION III. As an instance of the advantage which a philosophical traveller has over an unprepared one, look at the difference which will enter into a man's judgment of nations, according as he carries about with him the vague popular notion of a Moral Sense, or has investigated the laws under which feelings of right and wrong grow up in all men. It is worth while to dwell a little on this important point. Most persons who take no great pains to think for themselves, have a notion that every human being has feelings, or a conscience, born with him, by which he knows, if he will only attend to it, exactly what is right and wrong; and that, as right and wrong are fixed and immutable, all ought to agree as to what is sin and virtue in every case. Now, mankind are, and always have been, so far from agreeing as to right and wrong, that it is necessary to account in some manner for the wide differences in various ages, and among various nations. A great diversity of doctrines has been put forth for the purpose of lessening the difficulty; but they all leave certain portions of the race under the condemnation or compassion of the rest for their error, blindness, or sin. Moreover, no doctrines yet invented have accounted for some total revolutions in the ideas of right and wrong, which have occurred in the course of ages. A person who takes for granted that there is an universal Moral Sense among men, as unchanging as he who bestowed it, cannot reasonably explain how it was that those men were once esteemed the most virtuous who killed the most enemies in battle, while now it is considered far more noble to save life than to destroy it. They cannot but wonder how it was that it was once thought a great shame to live in misery, and an honour to commit suicide; while now the wisest and best men think exactly the reverse. And, with regard to the present age, it must puzzle men who suppose that all ought to think alike on moral subjects, that there are parts of the world where mothers believe it a duty to drown their children, and that eastern potentates openly deride the king of England for having only one wife instead of one hundred. There is no avoiding illiberality, under this belief,--as the philosopher understands illiberality. There is no avoiding the conclusion that the people who practice infanticide and polygamy are desperately wicked; and that minor differences of conduct are, abroad as at home, so many sins. The observer who sets out with a more philosophical belief, not only escapes the affliction of seeing sin wherever he sees difference, and avoids the suffering of contempt and alienation from his species, but, by being prepared for what he witnesses, and aware of the causes, is free from the agitation of being shocked and alarmed, preserves his calmness, his hope, his sympathy; and is thus far better fitted to perceive, understand, and report upon the morals and manners of the people he visits. His more philosophical belief, derived from all fair evidence and just reflexion, is, that every man's feelings of right and wrong, instead of being born with him, grow up in him from the influences to which he is subjected. We see that in other cases,--with regard to science, to art, and to the appearances of nature,--feelings grow out of knowledge and experience; and there is every evidence that it is so with regard to morals. The feelings begin very early; and this is the reason why they are supposed to be born with men; but they are few and imperfect in childhood, and, in the case of those who are strongly exercised in morals, they go on enlarging and strengthening and refining through life. See the effect upon the traveller's observations of his holding this belief about conscience! Knowing that some influences act upon the minds of all people in all countries, he looks everywhere for certain feelings of right and wrong which are as sure to be in all men's minds as if they were born with them. For instance, to torment another without any reason, real or imaginary, is considered wrong all over the world. In the same manner, to make others happy is universally considered right. At the same time, the traveller is prepared to find an infinite variety of differences in smaller matters, and is relieved from the necessity of pronouncing each to be a vice in one party or another. His own moral education having been a more elevated and advanced one than that of some of the people he contemplates, he cannot but feel sorrow and disgust at various things that he witnesses; but it is ignorance and barbarism that he mourns, and not vice. When he sees the Arab or American Indian offer daughter or wife to the stranger, as a part of the hospitality which is, in the host's mind, the first of duties, the observer regards the fact as he regards the mode of education in old Sparta, where physical hardihood and moral slavery constituted a man most honourable. If he sees an American student spend the whole of his small fortune, on leaving college, in travelling in Europe, he will not blame him as he would blame a young Englishman for doing the same thing. The Englishman would be a spendthrift; the American is wise: and the reason is, that their circumstances, prospects, and therefore their views of duty, are different. The American, being sure of obtaining an independent maintenance, may make the enlargement of his mind, and the cultivation of his tastes by travel, his first object; while the conscientious Englishman must fulfil the hard conditions of independence before he can travel. Capital is to him one of the chief requisites of honest independence; while to the American it is in the outset no requisite at all. To go without clothing was, till lately, perfectly innocent in the South Sea Islands; but now that civilization has been fairly established by the missionaries, it has become a sin. To let an enemy escape with his life is a disgrace in some countries of the world; while in others it is held more honourable to forgive than to punish him. Instances of such varieties and oppositions of conscience might be multiplied till they filled a volume, to the perplexity and grief of the unphilosophical, and the serene instruction of the philosophical observer. The general influences under which universal ideas and feelings of right and wrong are formed, are dispensed by the Providence under which all are educated. That man should be happy is so evidently the intention of his Creator, the contrivances to that end are so multitudinous and so striking, that the perception of the aim may be called universal. Whatever tends to make men happy, becomes a fulfilment of the will of God. Whatever tends to make them miserable, becomes opposition to his will. There are, and must be, a host of obstacles to the express recognition of, and practical obedience to, these great principles; but they may be discovered as the root of religion and morals in all countries. There are impediments from ignorance, and consequent error, selfishness, and passion: the most infantile men mistake the means of human happiness, and the wisest have but a dim and fluctuating perception of them: but yet all men entertain one common conviction, that what makes people happy is good and right, and that what makes them miserable is evil and wrong. This conviction is at the bottom of practices which seem the most inconsistent with it. When the Ashantee offers a human sacrifice, it is in order to secure blessings from his gods. When the Hindoo exposes his sick parent in the Ganges, he thinks he is putting him out of pain by a charmed death. When Sand stabbed Kotzebue, he believed he was punishing and getting rid of an enemy and an obstacle to the welfare of his nation. When the Georgian planter buys and sells slaves, he goes on the supposition that he is preserving the order and due subordination of society. All these notions are shown by philosophy to be narrow, superficial, and mistaken. They have been outgrown by many, and are doubtless destined to be outgrown by all; but, acted upon by the ignorant and deluded, they are very different from the wickedness which is perpetrated against better knowledge. But these things would be wickedness, perpetrated against better knowledge, if the supposition of a universal, infallible Moral Sense were true. The traveller who should consistently adhere to the notion of a Moral Sense, must pronounce the Ashantee worshipper as guilty as Greenacre: the Hindoo son a parricide, not only in fact, but in the most revolting sense of the term: Sand, a Thurtell: and the Georgian planter such a monster of tyranny as a Sussex farmer would be if he set up a whipping-post for his labourers, and sold their little ones to gipsies. Such judgments would be cruelly illiberal. The traveller who is furnished with the more accurate philosophy of Conscience would arrive at conclusions, not only more correct, but far less painful; and, without any laxity of principle, far more charitable. So much for one instance of the advantage to the traveller of being provided with definite principles, to be used as a rallying point and test of his observations, instead of mere vague moral notions and general prepossessions, which can serve only as a false medium, by which much that he sees must necessarily be perverted or obscured. SECTION IV. The traveller having satisfied himself that there are some universal feelings about right and wrong, and that in consequence some parts of human conduct are guided by general rules, must next give his attention to modes of conduct, which seem to him good or bad, prevalent in a nation, or district, or society of smaller limits. His first general principle is, that the law of nature is the only one by which mankind at large can be judged. His second must be, that every prevalent virtue or vice is the result of the particular circumstances amidst which the society exists. The circumstances in which a prevalent virtue or vice originates, may or may not be traceable by a traveller. If traceable, he should spare no pains to make himself acquainted with the whole case. If obscure, he must beware of imputing disgraces to individuals, as if those individuals were living under the influences which have made himself what he is. He will not blame a deficiency of moral independence in a citizen of Philadelphia so severely as in a citizen of London; seeing, as he must do, that the want of moral independence is a prevalent fault in the United States, and that there must be some reason for it. Again, he will not look to the Polish peasant for the political intelligence, activity, and principle which delight him in the log-house of the American farmer. He sees that Polish peasants are generally supine, and American farmers usually interested about politics; and that there must be reasons for the difference. In a majority of cases such reasons are, to a great extent, ascertainable. In Spain, for instance, there is a large class of wretched and irretrievable beggars; and their idleness, dirt, and lying trouble the very soul of the traveller. What is the reason of the prevalence of this degraded class and of its vices? A Court Lady[C] wrote, in ancient days, piteous complaints of the poverty of the sovereign, the nobility, the army, and the destitute ladies who waited upon the queen. The sovereign could not give his attendants their dinners; the nobility melted down their plate and sold their jewels; the soldiers were famishing in garrison, so that the young deserted, and the aged and invalids wasted away, actually starved to death. The lady mentions with surprise, that a particularly large amount of gold and silver had arrived from the foreign possessions of Spain that year, and tries to account for the universal misery by saying that a great proportion of these riches was appropriated by merchants who supplied the Spaniards with the necessaries of life from abroad; and she speaks of this as an evil. She is an example of an unphilosophical observer,--one who could not be trusted to report--much less to account for--the morals and manners of the people before her eyes. What says a philosophical observer?[D] "Spain and Portugal, the countries which possess the mines, are, after Poland, perhaps the two most beggarly countries in Europe."--"Their trade to their colonies is carried on in their own ships, and is much greater" (than their foreign commerce,) "on account of the great riches and extent of those colonies. But it has never introduced any considerable manufactures for distant sale into either of those countries, and the greater part of both remains uncultivated."--"The proportion of gold and silver to the annual produce of the land and labour of Spain is said to be very considerable, and that you frequently find there a profusion of plate in houses where there is nothing else which would in other countries be thought suitable or correspondent to this sort of magnificence. The cheapness of gold and silver, or, what is the same thing, the dearness of all commodities, which is the necessary effect of this redundance of the precious metals, discourages both the agriculture and manufactures of Spain and Portugal, and enables foreign nations to supply them with many sorts of rude, and with almost all sorts of manufactured produce, for a smaller quantity of gold and silver than what they themselves can either raise or make them for at home."--When it is considered that in Spain gold and silver are called wealth, and that there is little other; that manufactures and commerce scarcely exist; that agriculture is discouraged, and that therefore there is a lack of occupation for the lower classes, it may be fairly concluded that the idle upper orders will be found lazy, proud, and poor; the idle lower classes in a state of beggary; and that the most virtuous and happy part of the population will be those who are engaged in tilling the soil, and in the occupations which are absolutely necessary in towns. One may see with the mind's eye the groups of intriguing grandees, who have no business on their estates to occupy their time and thoughts; or the crowd of hungry beggars, thronging round the door of a convent, to receive the daily alms; or the hospitable and courteous peasants, of whom a traveller[E] says, "There is a civility to strangers, and an easy style of behaviour familiar to this class of Spanish society, which is very remote from the churlish and awkward manners of the English and German peasantry. Their sobriety and endurance of fatigue are very remarkable; and there is a constant cheerfulness in their demeanour which strongly prepossesses a stranger in their favour."--"I should be glad if I could, with justice, give as favourable a picture of the higher orders of society in this country; but, perhaps, when we consider their wretched education, and their early habits of indolence and dissipation, we ought not to wonder at the state of contempt and degradation to which they are reduced. I am not speaking the language of prejudice, but the result of the observations I have made, in which every accurate observer among our countrymen has concurred with me, in saying that the figures and countenances of the higher orders are as much inferior to those of the peasants, as their moral qualities are in the view I have given of them."--All this might be foreseen to be unavoidable in a country where the means of living are passively derived from abroad, and where the honour and rewards of successful industry are confined to a class of the community. The mines should bear the blame of the prevalent faults of the saucy beggars and beggarly grandees of Spain. To any one who has at all considered at home the bearings of a social system which is grounded upon physical force, or those of the opposite arrangements which rely upon moral power, it can be no mystery abroad that there should be prevalent moral characteristics among the subjects of such systems; and the vices which exist under them will be, however mourned, leniently judged. Take the Feudal System as an instance, first, and then its opposite. A little thought makes it clear what virtues and vices will be almost certain to subsist under the influences of each. The baron lives in his castle, on a rock or some other eminence, whence he can overlook his domains, or where his ancestor reared his abode for purposes of safety. During this stage of society there is little domestic refinement and comfort. The furniture is coarse; the library is not tempting; and the luxurious ease of cities is out of the question. The pleasures of the owner lie abroad. There he devotes himself to rough sports, and enjoys his darling luxury,--the exercise of power. Within the dwelling the wife and her attendants spend their lives in handiworks, in playing with the children and keeping them in order, in endless conversation on the few events which come under their notice, and in obedience to and companionship with the priest. While the master is hunting, or gathering together his retainers for the feast, the women are spinning or sewing, gossiping, confessing, or doing penance; while the priest studies in his apartment, shares in the mirth, or soothes the troubles of the household, and rules the mind of the noble by securing the confidence of his wife. Out of doors, there are the retainers, by whatever name they may be called. Their poor dwellings are crowded round the castle of the lord; their patches of arable land lie nearest, and the pastures beyond; that, at least, the supply of human food may be secured from any enemy. These portions of land are held on a tenure of service; and, as the retainers have no property in them, and no interest in their improvement, and are, moreover, liable to be called away from their tillage at any moment, to perform military or other service, the soil yields sorry harvests, and the lean cattle are not very ornamental to the pastures. The wives of the peasantry are often left, at an hour's warning, in the unprotected charge of their half-clothed and untaught children, as well as of the cattle and the field.--The festivals of the people are on holy days, and on the return of the chief from war, or from a pre-eminent chase. Now, what must be the morals of such a district as this? and, it may be added, of the whole country of which it forms a part? for, if there be one feudal settlement of the kind, there must be more; and the society is in fact made up of a certain number of complete sets of persons,--of establishments like this.--There is no need to go back some centuries for an original to the picture: it exists in more than one country in Europe now. This kind of society is composed of two classes only; those who have something, and those who have nothing. The chief has property, some knowledge, and great power. With individual differences, the chiefs may be expected to be imperious, from their liberty and indulgence of will; brave, from their exposure to toil and danger; contemptuous of men, from their own supremacy; superstitious, from the influence of the priest in the household; lavish, from the permanency of their property; vain of rank and personal distinction, from the absence of pursuits unconnected with self; and hospitable, partly from the same cause, and partly from their own hospitality being the only means of gratifying their social dispositions. The clergy will be politic, subservient, studious, or indolent, kind-hearted, effeminate, with a strong tendency to spiritual pride, and love of spiritual dominion. It will be surprising, too, if they are not driven into infidelity by the credulity of their pupils. The women will be ignorant and superstitious, for want of varied instruction; brave, from the frequent presence or promise of danger; efficient, from the small division of labour which is practicable in the superintendence of such a family; given to gossip and uncertainty of temper, from the sameness of their lives; devoted to their husbands and children, from the absence of all other important objects; and vain of such accomplishments as they have, from an ignorance of what remains to be achieved. The retainers must be ignorant,--physically strong and imposing, perhaps, but infants in mind, and slaves in morals. Their worship is idolatry--of their chief. The virtues permitted to them are fidelity, industry, domestic attachment, and sobriety. It is difficult to see what others are possible. Their faults are all comprehended in the word barbarism. These characteristics may be extended to the divisions of the nation corresponding to those of the household: for the sovereign is only a higher feudal chief: his nobles are a more exalted sort of serfs; and those who are masters at home become slaves at court. Under this system, who would be so hardy as to treat brutality in a serf, cunning in a priest, prejudice in a lady, and imperiousness in a lord, as any thing but the results--inevitable as mournful--of the state of society? Feudalism is founded upon physical force, and therefore bears a relation to the past alone. Right begins in might, and all the social relations of men have originated in physical superiority. The most prevalent ideas of the feudal period arise out of the past; what has been longest honoured is held most honourable; and the understanding of men, unexercised by learning, and undisciplined by society and political action, falls back upon precedent, and reposes there. The tastes, and even the passions, of the feudal period bear a relation to antiquity. Ambition, prospective as it is in its very nature, has, in this case, a strong retrospective character. The glory that the descendant derives from his fathers, he burns to transmit. The past is everything: the future, except in as far as it may resemble the past, is nothing. Such, with modifications, have been the prevalent ideas, tastes, and passions of the civilized world, till lately. The opposite state of society, which has begun to be realized, occasions prevalent ideas, and therefore prevalent virtues and vices, of an opposite character. As commerce enlarges, as other professions besides the clerical arise, as trades become profitable, as cities swell in importance, as communication improves, raising villages into towns, and hamlets into villages, and the affairs of central communities become spread through the circumference, the lower classes rise, the chiefs lose much of their importance, the value of men for their intrinsic qualifications is discovered, and such men take the lead in managing the affairs of associated citizens. Instead of all being done by orders issued from a central power,--commands carrying forth an imperious will, and bringing back undoubting obedience,--social affairs begin to be managed by the heads and hands of the parties immediately interested. Self-government in municipal affairs takes place; and, having taken place in any one set of circumstances, it appears likely to be employed within a wider and a wider range, till all the government of the community is of that character. The United States are the most remarkable examples now before the world of the reverse of the feudal system,--its principles, its methods, its virtues and vices. In as far as the Americans revert, in ideas and tastes, to the past, this may be attributed to the transition being not yet perfected,--to the generation which organized the republic having been educated amidst the remains of feudalism. There are still Americans who boast of ancestors high in the order of birth rather than of merit; who in talking of rank have ideas of birth in their minds, and whose tastes lie in the past. But such will be the case while the literature of the world breathes the spirit of former ages, and softens the transition to an opposite social state. A new literature, new modes of thought, are daily arising, which point more and more towards the future. We have already records of the immediate state of the minds and fortunes of men and of communities, and not a few speculations which stretch far forward into the future. Every year is the admission more extensively entered into that moral power is nobler than physical force; there is more earnestness in the conferences of nations, and less proneness to war. The highest creations of literature itself, however long ago produced, are now discovered to bear as close a relation to the future as the past. They are for all time, through all its changes. While pillars of light in the dim regions of antiquity, they pass over in the dawn, and are still before us, casting their shadows to our feet as guides into the dazzling future. Pre-eminent among them is the Book which never had any retrospective character in it. It never sanctioned physical force, pride of ancestry, of valour, of influence, or any other pride. It never sanctioned arbitrary division of ranks. It never lauded the virtues of feudalism in their disconnection with other virtues; it never spared the faults of feudalism, on the ground of their being the necessary product of feudal circumstances; neither does it now laud and tolerate the virtues and vices developed by democracy. This guide has never yet taken up its rest. It is in advance of all existing democracies, as it ever was of all despotisms. The fact is, that, while all manifestations of eminent intellectual and moral force have an imperishable quality, this supreme book has not only an immortal freshness, but bears no relation to time:--to it "one day is as a thousand years, and a thousand years as one day." What are the prevalent virtues and faults which are to be looked for in the future,--or in those countries which represent somewhat of the future, as others afford a weakened image of the past? What allowance is the traveller in America to make? Almost precisely the reverse of what he would make in Russia. In-door luxury has succeeded to out-door sports: the mechanical arts flourish from the elevation of the lower classes, and prowess is gone out of fashion. The consequence of this is that the traveller sees ostentation of personal luxury instead of retinue. In the course of transition to the time when merit will constitute the highest claim to rank, wealth succeeds to birth: but even already, the claims of wealth give way before those of intellect. The popular author has more observance than the millionaire in the United States. This is honourable, and yields promise of a still better graduation of ranks. Where moral force is recognized as the moving power of society, it seems to follow that the condition of Woman must be elevated; that new pursuits will be opened to her, and a wider and stronger discipline be afforded to her powers. It is not so in America; but this is owing to the interference of other circumstances with the full operation of democratic principles. The absence of an aristocratic or a sovereign will impels men to find some other will on which to repose their individual weakness, and with which to employ their human veneration. The will of the majority becomes their refuge and unwritten law. The few free-minded resist this will, when it is in opposition to their own, and the slavish many submit. This is accordingly found to be the most conspicuous fault of the Americans. Their cautious subservience to public opinion,--their deficiency of moral independence,--is the crying sin of their society. Again, the social equality by which the whole of life is laid open to all in a democratic republic, in which every man who has power in him may attain all to which that power is a requisite, cannot but enhance the importance of each in the eyes of all; and the consequence is a mutual respect and deference, and also a mutual helpfulness, which are in themselves virtues of a high order, and preparatives for others. In these the Americans are exercised and accomplished to a degree never generally attained in any other country. This class of virtues constitutes their distinguishing honour, their crowning grace in the company of nations.--Activity and ingenuity are a matter of course where every man's lot is in his own hands. Unostentatious hospitality and charity might, in some democracies, be likely to languish; but the Americans have the wealth of a young country, and the warmth of a young national existence, as stimulus and warrant for pecuniary liberality of every kind.--Popular vanity, and the subservience of political representatives, are the chief dangers which remain to be alluded to; and there will probably be no republic for ages where these will not be found in the form of prevalent vices.--If, under a feudal system, there is a wholesome exercise of reverence in the worship of ancestry, there is, under the opposite system, a no less salutary and perpetual impulse to generosity in the care for posterity. The one has been, doubtless, a benignant influence, tempering the ruggedness and violence of despotism; the other will prove an elevating force, lifting men above the personal selfishness and mutual subservience which are the besetting perils of equals who unite to govern by their common will. Whatever may be his philosophy of individual character, the reflective observer cannot travel, with his mind awake, without admitting that there can be no question but that national character is formed, or largely influenced, by the gigantic circumstances which, being the product of no individual mind, are directly attributable to the great Moral Governor of the human race. Every successive act of research or travel will impress him more and more deeply with this truth, which, for the sake of his own peace and liberality, it would be well that he should carry about with him from the outset. He will not visit individuals with any bitterness of censure for participating in prevalent faults. He will regard social virtues and graces as shedding honour on all whom they overshadow, from the loftiest to the lowliest; while he is not disposed to indulge contempt, or anything but a mild compassion, for any social depravity or deformity which, being the clear result of circumstances, and itself a circumstance, may be considered as surely destined to be remedied, as the wisdom of associated, like that of individual man, grows with his growth, and strengthens with his strength. CHAPTER II. MORAL REQUISITES. "I respect knowledge; but I do not despise ignorance. They think only as their fathers thought, worship as they worshipped. They do no more."--ROGERS. "He was alive To all that was enjoyed where'er he went, And all that was endured." WORDSWORTH. The traveller, being furnished with the philosophical requisites for the observation of morals and manners, 1stly. With a certainty of what it is that he wants to know,-- 2ndly. With principles which may serve as a rallying point and test of his observations,-- 3rdly. With, for instance, a philosophical and definite, instead of a popular and vague, notion about the origin of human feelings of right and wrong,-- 4thly. And with a settled conviction that prevalent virtues and vices are the result of gigantic general influences,--is yet not fitted for his object if certain moral requisites be wanting in him. An observer, to be perfectly accurate, should be himself perfect. Every prejudice, every moral perversion, dims or distorts whatever the eye looks upon. But as we do not wait to be perfect before we travel, we must content ourselves with discovering, in order to avoidance, what would make our task hopeless, and how we may put ourselves in a state to learn at least something truly. We cannot suddenly make ourselves a great deal better than we have been, for such an object as observing Morals and Manners; but, by clearly ascertaining what it is that the most commonly, or the most grossly, vitiates foreign observation, we may put a check upon our spirit of prejudice, and carry with us restoratives of temper and spirits which may be of essential service to us in our task. The observer must have sympathy; and his sympathy must be untrammelled and unreserved. If a traveller be a geological inquirer, he may have a heart as hard as the rocks he shivers, and yet succeed in his immediate objects: if he be a student of the fine arts, he may be as silent as a picture, and yet gain his ends: if he be a statistical investigator, he may be as abstract as a column of figures, and yet learn what he wants to know: but an observer of morals and manners will be liable to deception at every turn, if he does not find his way to hearts and minds. Nothing was ever more true than that "as face answers to face in water, so is the heart of man." To the traveller there are two meanings in this wise saying, both worthy of his best attention. It means that the action of the heart will meet a corresponding action, and that the nature of the heart will meet a corresponding nature. Openness and warmth of heart will be greeted with openness and warmth:--this is one truth. Hearts, generous or selfish, pure or gross, gay or sad, will understand, and therefore be likely to report of, only their like:--this is another truth. There is the same human heart everywhere,--the universal growth of mind and life,--ready to open to the sunshine of sympathy, flourishing in the enclosures of cities, and blossoming wherever dropped in the wilderness; but folding up when touched by chill, and drooping in gloom. As well might the Erl-king go and play the florist in the groves and plains of the tropics, as an unsympathizing man render an account of society. It will all turn to stubble and sapless rigidity before his eyes. There is the same human heart everywhere; and, if the traveller has a good one himself, he will presently find this out, whatever may have been his fears at home of checks to his sympathy from difference of education, objects in life, &c. There is no place where people do not suffer and enjoy; where love is not the high festival of life; where birth and death are not occasions of emotion; where parents are not proud of their boy-children; where thoughtful minds do not speculate upon the two eternities; where, in short, there is not broad ground on which any two human beings may meet and clasp hands, if they have but unsophisticated hearts. If a man have not sympathy, there is no point of the universe--none so wide even as the Mahomedan bridge over the bottomless pit--where he can meet with his fellow. Such an one is indeed floundering in the bottomless pit, with only the shadows of men ever flitting about him. I have mentioned elsewhere, what will well bear repetition,--that an American merchant, who had made several voyages to China, dropped a remark by his own fire-side on the narrowness which causes us to conclude, avowedly or silently, that, however well men may use the light they have, they cannot be more than nominally our brethren, unless they have our religion, our philosophy, and our methods of attaining both. He said he often recurred, with delight, to the conversations he had enjoyed with his Chinese friends on some of the highest speculative, and some of the deepest and widest practical subjects, which his fellow-citizens of New England were apt to think could be the business only of Protestant Christians. This American merchant's observations on oriental morals and manners had an incalculable weight after he had said this; for it was known that he had seen into hearts, as well as met faces, and discovered what people's minds were busy about, as their hands were pursuing the universal employment of earning their subsistence. Unless a traveller interprets by his sympathies what he sees, he cannot but misunderstand the greater part of that which comes under his observation. He will not be admitted with freedom into the retirements of domestic life; the instructive commentary on all the facts of life,--discourse,--will be of a slight and superficial character. People will talk to him of the things they care least about, instead of seeking his sympathy about the affairs which are deepest in their hearts. He will be amused with public spectacles, and informed of historical and chronological facts; but he will not be invited to weddings and christenings; he will hear no love-tales; domestic sorrows will be kept as secrets from him; the old folks will not pour out their stories to him, nor the children bring him their prattle. Such a traveller will be no more fitted to report on morals and manners than he would be to give an account of the silver mines of Siberia by walking over the surface, and seeing the entrance and the product. "Human conduct," says a philosopher, "is guided by rules." Without these rules, men could not live together, and they are also necessary to the repose of individual minds. Robinson Crusoe could not have endured his life for a month without rules to live by. A life without purpose is uncomfortable enough; but a life without rules would be a wretchedness which, happily, man is not constituted to bear. The rules by which men live are chiefly drawn from the universal convictions about right and wrong which I have mentioned as being formed everywhere, under strong general influences. When sentiment is connected with these rules, they become religion; and this religion is the animating spirit of all that is said and done. If the stranger cannot sympathize in the sentiment, he cannot understand the religion; and without understanding the religion, he cannot appreciate the spirit of words and acts. A stranger who has never felt any strong political interest, and cannot sympathize with American sentiment about the majesty of social equality, and the beauty of mutual government, can never understand the political religion of the United States; and the sayings of the citizens by their own fire-sides, the perorations of orators in town-halls, the installations of public servants, and the process of election, will all be empty sound and grimace to him. He will be tempted to laugh,--to call the world about him mad,--like one who, without hearing the music, sees a room-full of people begin to dance. The case is the same with certain Americans who have no antiquarian sympathies, and who think our sovereigns mad for riding to St. Stephen's in the royal state-coach, with eight horses covered with trappings, and a tribe of grotesque footmen. I have found it an effort of condescension to inform such observers that we should not think of inventing such a coach and appurtenances at the present day, any more than we should the dress of the Christ-Hospital boys. If an unsympathizing stranger is so perplexed by a mere matter of external arrangement,--a royal procession, or a popular election,--what can he be expected to make of that which is far more important, more intricate, more mysterious,--neighbourly and domestic life? If he knows and feels nothing of the religion of these, he could learn but little about them, even if the roofs of all the houses of a city were made transparent to him, and he could watch all that is done in every parlour, kitchen, and nursery in a circuit of five miles. What strange scenes and transactions must such an one think that there are in the world! What would he have thought of the spectacle one day seen in Hayti, when Toussaint L'Ouverture ranged his negro forces before him, called out thirteen men from the ranks by name, and ordered them to repair to a certain spot to be immediately shot? What would he have thought of these thirteen men for crossing their arms upon their breasts, bowing their heads submissively, and yielding instant obedience? He might have pronounced Toussaint a ferocious despot, and the thirteen so many craven fools: while the facts wear a very different aspect to one who knows the minds of the men. It was necessary to the good-will of a society but lately organized out of chaos, to make no distinction between negro and other insurgents; and these thirteen men were ringleaders in a revolt, Toussaint's nephew being one of them. This accounts for the general's share in the transaction. As for the negroes, the General was also the Deliverer,--an object of worship to people of his colour. Obedience to him was a rule, exalted by every sentiment of gratitude, awe, admiration, pride, and love, into a religion; and a Haytian of that day would no more have thought of resisting a command of Toussaint, than of disputing a thunder-stroke or an earthquake.--What would an unsympathizing observer make of the Paschal supper, as celebrated in the houses of Hebrews throughout the world,--of the care not to break a bone of the lamb,--of the company all standing, the men girded and shod as for a journey, and the youngest child of the household invariably asking what this is all for? What would the observer call it but mummery, if he had no feeling for the awful traditional and religious emotion involved in the symbol?--What would such an one think of the terrified flight of two Spanish nobles from the wrath of their sovereign, incurred by their having saved his beloved queen from being killed by a fall from her horse? What a puzzle is here,--even when all the facts of the case are known;--that the king was looking from a balcony to see his queen mount her Andalusian horse: that the horse reared, plunged, and bolted, throwing the queen, whose foot was entangled in the stirrup: that she was surrounded with gentlemen who stood aloof, because by the law of Spain it was death to any but her little pages to touch the person, and especially the foot of the queen, and her pages were too young to rescue her; that these two gentlemen devoted themselves to save her; and having caught the horse, and extricated the royal foot, fled for their lives from the legal wrath of the king! Whence such a law? From the rule that the queen of Spain has no legs. Whence such a rule? From the meaning that the queen of Spain is a being too lofty to touch the earth. Here we come at last to the sentiment of loyal admiration and veneration which sanctifies the law and the rule, and interprets the incident. To a heartless stranger the whole appears a mere solemn absurdity, fit only to be set aside, as it was apparently by pardon from the king being obtained by the instant intercession of the queen. But in the eyes of every Spaniard the transaction was, in all its parts, as far from absurdity as the danger of the two nobles was real and pressing.--Again, what can a heartless observer understand by the practice, almost universal in the world, of celebrating the naming of children? The Christian parent employs a form by which the infant is admitted as a lamb of Christ's flock: the Chinese father calls his kindred together to witness the conferring first of the surname, and then of "the milk-name,"--some endearing diminutive, to cease with infancy: the Moslem consults an astrologer before giving a name to his child: and the savage selects a name-sake for his infant from among the beasts or birds, with whose characteristic quality he would fain endow his offspring. What a general rule is here, exalted by a universal sentiment into an act of religion! The ceremonial observed in each case is widely different in its aspect to one who sees in it merely a cumbrous way of transacting a matter of convenience, and to another who perceives in it the initiation of a new member into the family of mankind, and a looking forward to,--an attempt to make provision for, the future destiny of an unconscious and helpless being. Thus it will be through the whole range of the traveller's observation. If he be full of sympathy, every thing he sees will be instructive, and the most important matters will be the most clearly revealed. If he be unsympathizing, the most important things will be hidden from him, and symbols (in which every society abounds) will be only absurd or trivial forms. The stranger will be wise to conclude, when he sees anything seriously done which appears to him insignificant or ludicrous, that there is more in it than he perceives, from some deficiency of knowledge or feeling of his own. The other way in which heart is found to answer to heart is too obvious to require to be long dwelt upon. Men not only see according to the light they shed from their own breasts,--whether it be the sunshine of generosity or the hell-flames of bad passions,--but they attract to themselves spirits like their own. The very same persons appear very differently to a traveller who calls into exercise all their best qualities, and to one who has an affinity with their worst: but it is a yet more important consideration that actually different elements of society will range themselves round the observer according to the scepticism or faith of his temper, the purity or depravity of his tastes, and the elevation or insignificance of his objects. The Americans, somewhat nettled with the injustice of English travellers' reports of their country, have jokingly proposed to take lodgings in Wapping for some thorough-bred American vixen, of low tastes and coarse manners, and employ her to write an account of English morals and manners from what she might see in a year's abode in the choice locality selected for her. This would be no great exaggeration of the process of observation of foreigners which is perpetually going on. What should gamesters know of the philanthropists of the society they pass through? or the profligate, of the real state of domestic life? What can the moral sceptic report of religious or philosophical confessorship in any nation? or the sordid trader, of the higher kinds of intellectual cultivation? or the dandy, of the extent and administration of charity? It may be said that neither can the philanthropic traveller--the missionary--see otherwise than partially for want of "knowledge of the world;" that persons of sober habits can learn nothing that is going on in the moral depths of society; and the good are actually scoffed at for their absence from many scenes of human life, and their supposed ignorance of many things in human nature. But it is certain that the best part of every man's mind is far more a specimen of himself than the worst; and that the characteristics of a society, in like manner, are to be traced in the wisest and most genial of its pervading ideas and common transactions, instead of those disgraceful ones which are common to all. Swindlers, drunkards, people of low tastes and bad passions, are found in every country, and nowhere characterise a nation; while the reverence of man in America, the pursuit of speculative truth in Germany, philanthropic enterprise in France, love of freedom in Switzerland, popular education in China, domestic purity in Norway,--each of these great moral beauties is a star on the forehead of a nation. Goodness and simplicity are indissolubly united. The bad are the most sophisticated, all the world over; and the good the least. It may be taken as a rule that the best qualities of a people, as of an individual, are the most characteristic--(what is really _best_ being tested, not by prejudice, but principle). He has the best chance of ascertaining these best qualities who has them in himself; and he who has them not may as well pretend to give a picture of a metropolitan city by showing a map of its drainage, as report of a nation after an intercourse with its knaves and its profligates. To stand on the highest pinnacle is the best way of obtaining an accurate general view, in contemplating a society as well as a city. CHAPTER III. MECHANICAL REQUISITES. "He travels and expatiates, as the bee From flower to flower, so he from land to land: The manners, customs, policy, of all Pay contribution to the stores he gleans."--_The Task._ "Thy speaking of my tongue, and I thine, most truly falsely, must needs be granted to be much at one."--_King Henry V._ No philosophical or moral fitness will qualify a traveller to observe a people if he does not select a mode of travelling which will enable him to see and converse with a great number and variety of persons. An ambassador has no chance of learning much of the people he visits anywhere but in a new country like America. While he is _en route_, he is too stately in appearance to allow of any familiarity on the part of the people by the road-side. His carriages might almost as well roll through a city of the dead, for anything he will learn from intercourse with the living. The case is not much better when a family or a party of friends travel together on the Continent, committing the business of the expedition to servants, and shrinking from intercourse, on all social occasions, with English shyness or pride. The behaviour of the English on the Continent has become a matter of very serious consequence to the best informed and best mannered of their countrymen, as it has long been to the natives into whose society they may happen to fall. I have heard gentlemen say that they lose half their pleasure in going abroad, from the coldness and shyness with which the English are treated; a coldness and shyness which they think fully warranted by the conduct of their predecessors in travel. I have heard ladies say that they find great difficulty in becoming acquainted with their neighbours at the tables-d'hôte; and that, when they have succeeded, an apology for the reluctance to converse has been offered, in the form of explanation that English travellers generally "appear to dislike being spoken to" so much as to render it a matter of civility to leave them alone. The travelling arrangements of the English seem designed to cut them off from companionship with the people they go to see; and they preclude the possibility of studying morals and manners in a way which is perfectly ludicrous to persons of a more social temperament and habits. A good deal may be learned on board steam-boats, and in such vehicles as the American stages; and when accommodations of the kind become common, it will be difficult for the sulkiest Englishman to avoid admitting some ideas into his mind from the conversation and actions of the groups around him. When steam-boats ply familiarly on the Indus, and we have the rail-road to Calcutta which people are joking about, and another across the Pampas,--when we make trips to New Zealand, and think little of a run down the west coast of Africa,--places where we shall go for fashion's sake, and cannot go boxed up in a carriage of Long Acre origin,--our countrymen will, perforce, exchange conversation with the persons they meet, and may chance to get rid of the unsociability for which they are notorious, and by which they cast a veil over hearts and faces, and a shadow over their own path, wherever they go. Meantime, the wisest and happiest traveller is the pedestrian. If gentlemen and ladies want to see pictures, let them post to Florence, and be satisfied with learning what they can from the windows by the way. But if they want to see either scenery or people, let all who have strength and courage go on foot. I prefer this even to horseback. A horse is an anxiety and a trouble. Something is sure to ail it; and one is more anxious about its accommodation than about one's own. The pedestrian traveller is wholly free from care. There is no such freeman on earth as he is for the time. His amount of toil is usually within his own choice,--in any civilized region. He can go on and stop when he likes: if a fit of indolence overtakes him, he can linger for a day or a week in any spot that pleases him. He is not whirled past a beautiful view almost before he has seen it. He is not tantalized by the idea that from this or that point he could see something still finer, if he could but reach it. He can reach almost every point his wishes wander to. The pleasure is indescribable of saying to one's self, "I will go there,"--"I will rest yonder,"--and forthwith accomplishing it. He can sit on a rock in the midst of a rushing stream as often in a day as he likes. He can hunt a waterfall by its sound; a sound which the carriage-wheels prevent other travellers from hearing. He can follow out any tempting glade in any wood. There is no cushion of moss at the foot of an old tree that he may not sit down on if he pleases. He can read for an hour without fear of passing by something unnoticed while his eyes are fixed upon his book. His food is welcome, be its quality what it may, while he eats it under the alders in some recess of a brook. He is secure of his sleep, be his chamber ever so sordid; and when his waking eyes rest upon his knapsack, his heart leaps with pleasure as he remembers where he is, and what a day is before him. Even the weather seems to be of less consequence to the pedestrian than to other travellers. A pedestrian journey presupposes abundance of time, so that the traveller can rest in villages on rainy days, and in the shade of a wood during the hours when the sun is too powerful. And if he prefers not waiting for the rain, it is not the evil to him that it would be in cities and in the pursuit of business. The only evil of rain that I know of, to healthy persons in exercise, is that it spoils the clothes; and the clothes of a pedestrian traveller are not usually of a spoilable quality. Rain does not deform the face of things everywhere as it does in a city. It adds a new aspect of beauty occasionally to a wood, to mountains, to lake and ocean scenery. I remember a hale, cheerful pedestrian tourist whom we met frequently among the White Mountains of New Hampshire, and whom we remarked as being always the briskest of the company at the hotel table in the evening, and the merriest at breakfast. He had the best of it one day, when we passed him in Franconia Defile, after a heavy rain had set in. We were packed in a waggon which seemed likely to fill with water before we got to our destination; and miserable enough we looked, drenched and cold. The traveller was marching on over the rocky road, his book safe in its oil-skin cover, and his clothes-bag similarly protected; his face bright and glowing with exercise, and his summer jacket of linen feeling, as he told us, all the pleasanter for being wet through. As he passed each recess of the defile, he looked up perpetually to see the rain come smoking out of the fissures of the rocks; and when he reached the opening by which he was to descend to the plain, he stood still, to watch the bar of dewy yellow light which lay along the western sky where the sun had just set. He looked just as happy on other days. Sometimes we passed him lying along on a hill side; sometimes talking with a family at the door of a log-house; sometimes reading as he walked under the shade of the forest. I, for one, often longed to dismiss our waggon or barouche, and to follow his example. One peculiar advantage of pedestrian travelling is the pleasure of a gradual approach to celebrated or beautiful places. Every turn of the road gains in interest; every object that meets the eye seems to have some initiative meaning; and when the object itself at last appears, nothing can surpass the delight of flinging one's self on the ground to rest upon the first impression, and to interpose a delicious pause before the final attainment. It is not the same thing to desire your driver to stop when you come to the point of view. The first time that I felt this was on a pedestrian tour in Scotland, when I was at length to see mountains. The imagination of myself and my companion had fixed strongly on Dunkeld, as being a scene of great beauty, and our first resting-place among the mountains. The sensation had been growing all the morning. Men, houses, and trees had seemed to be growing diminutive,--an irresistible impression to the novice in mountain scenery: the road began to follow the windings of the Tay, a sign that the plain was contracting into a pass. Beside a cistern, on a green bank of this pass, we had dined; a tract of heath next lay before us, and we traversed it so freshly and merrily as to be quite unaware that we were getting towards the end of our seventeen miles, though still conscious that the spirit of the mountains was upon us. We were deeply engaged in talk, when a winding of the road brought us in full view of the lovely scene which is known to all who have approached Dunkeld by the Perth road. We could scarcely believe that this was _it_, so soon. We turned to our map and guide-book, and found that we were standing on the site of Birnam wood; that Dunsinane hill was in sight, and that it was indeed the old cathedral tower of Dunkeld that rose so grandly among the beeches behind the bridge. We took such a long and fond gaze as I never enjoyed from a carriage window. If it was thus with an object of no more importance or difficulty of attainment than Dunkeld, what must it be to catch the first view of the mysterious temples that "Stand between the mountains and the sea; Awful memorials, but of whom we know not!" or to survey from a height, at sunrise, the brook Kedron and the valley of Jehoshaphat! What is most to our present purpose, however, is the consideration of the facilities afforded by pedestrian travelling for obtaining a knowledge of the people. We all remember Goldsmith's travels with his flute, his sympathies, his cordiality of heart and manner, and his reliance on the hospitality of the country people. Such an one as he is not bound to take up with such specimens as he may meet with by the side of the high road; he can penetrate into the recesses of the country, and drop into the hamlet among the hills, and the homesteads down the lanes, and now and then spend a day with the shepherd in his fold on the downs; he can stop where there is a festival, and solve many a perplexity by carrying over the conversation of one day into the intercourse of the next, with a fresh set of people; he can obtain access to almost every class of persons, and learn their own views of their own affairs. His opportunities are inestimable. If it were a question which could learn most of Morals and Manners by travel,--the gentleman accomplished in philosophy and learning, proceeding in his carriage, with a courier,--or a simple pedestrian tourist, furnished only with the language, and with an open heart and frank manners,--I should have no doubt that the pedestrian would return more familiar with his subject than the other. If the wealthy scholar and philosopher could make himself a citizen of the world for the time, and go forth on foot, careless of luxury, patient of fatigue, and fearless of solitude, he would be not only of the highest order of tourists, but a benefactor to the highest kind of science; and he would become familiarized with what few are acquainted with,--the best pleasures, transient and permanent, of travel. Those who cannot pursue this method will achieve most by laying aside state, conversing with the people they fall in with, and diverging from the high road as much as possible. Nothing need be said on a matter so obvious as the necessity of understanding the language of the people visited. Some familiarity with it must be attained before anything else can be done. It seems to be unquestioned, however, that a good deal of the unsociability of the English abroad is owing not so much to contempt of their neighbours, as to the natural pride which makes them shrink from attempting what they cannot do well. I am confident that we say much less than we feel about the awkwardness and constraint of our first self-committals to a foreign language. It is impossible but that every one must feel the weight of the penalty of making himself ridiculous at every step, and of presenting a kind of false appearance of himself to every one with whom he converses. A German gentleman in America, who has exactly that right degree of self-respect which enabled him to set strenuously about learning English, of which he did not understand a word, and who mastered it so completely as to lecture in faultless English at the end of two years, astonished a party of friends one day, persuaded as they were that they perfectly knew him, and that the smooth and deliberate flow of his beautiful language was a consequence of the calmness of his temper, and the philosophical character of his mind. A German woman with children came begging to the house while the party were at their dessert. The professor caught her tones when the door of the dining-room was open; he rushed into the hall, presently returned for a dish or two, and emptied the gingerbread, and other material of the dessert, into her lap. The company went out to see, and found the professor transformed; he was talking with a rapidity and vehemence which they had never supposed him capable of; and one of the party told me how sorry she felt, and has felt ever since, to think of the state of involuntary disguise in which he is living among those who would know him best. Difference of language is undeniably a cause of great suffering and difficulty, magnificent and incalculable as are its uses. It is no exception to the general rule that every great good involves some evil. Happily, however, the difficulty may be presently so far surmounted as not to interfere with the object of observing Morals and Manners. Impossible as it may be to attain to an adequate expression of one's self in a foreign tongue, it is easy to most persons to learn to understand it perfectly when spoken by others. During this process, a common and almost unavoidable mistake is to suppose a too solemn and weighty meaning in what is expressed in an unfamiliar language. This arises partly from our having become first acquainted with the language in books; and partly from the meaning having been attained with effort, and seeming, by natural association, worth the pains. The first French dialogues which a child learns, seem more emphatic in their meanings than the same material would in English; and the student of German finds a grandeur in lines of Schiller, and in clauses of Herder's and Krummacher's Parables, which he looks for in vain when he is practised in the language. It is well to bear this in mind on a first entrance into a foreign society, or the traveller may chance to detect himself treasuring up nonsense, and making much of mere trivialities, because they reached him clothed in the mystery of a strange language. He will be like lame Jervas, when he first came up from the mine in which he was born, caressing the weeds he had gathered by the road side, and refusing till the last moment to throw away such wonderful and beautiful things. The raw traveller not only sees something mysterious, picturesque, or classical in every object that meets his eye after passing the frontier, from the children's toys to palaces and general festivals, but is apt to discern wisdom and solemnity in everything that is said to him, from the greeting of the landlord to the speculations of the politician. If not guarded against, this natural tendency will more or less vitiate the observer's first impressions, and introduce something of the ludicrous into his record of them. From the consideration of the requisites for observation in the traveller himself, we now proceed to indicate what he is to observe, in order to inform himself of foreign Morals and Manners. PART II. WHAT TO OBSERVE. "Nous nous en tiendrons aux moeurs, aux habitudes extérieures dont se forme, pour les differentes classes de la société, une sorte de physionomie morale, où se retracent les moeurs privées." DE JOUY. It is a perpetual wonder to an inexperienced person that the students of particular classes of facts can learn so much as they do from a single branch of inquiry. Tell an uninformed man of the daily results of the study of Fossil Remains, and he will ask how the student can possibly know what was done in the world ages before man was created. It will astonish a thoughtless man to hear the statements about the condition of the English nation which are warranted by the single study of the administration of the Poor Laws, since their origin. Some physiognomists fix their attention on a single feature of the human face, and can pretty accurately interpret the general character of the mind from it: and I believe every portrait painter trusts mainly to one feature for the fidelity of his likenesses, and bestows more study and care on that one than on any other. A good many features compose the physiognomy of a nation; and scarcely any traveller is qualified to study them all. The same man is rarely enlightened enough to make investigation at once into the religion of a people, into its general moral notions, its domestic and economical state, its political condition, and the facts of its progress;--all which are necessary to a full understanding of its morals and manners. Few have even attempted an inquiry of this extent. The worst of it is that few dream of undertaking the study of any one feature of society at all. We should by this time have been rich in the knowledge of nations if each intelligent traveller had endeavoured to report of any one department of moral inquiry, however narrow; but, instead of this, the observations offered to us are almost purely desultory. The traveller hears and notes what this and that and the other person says. If three or four agree in their statements on any point, he remains unaware of a doubt, and the matter is settled. If they differ, he is perplexed, does not know whom to believe, and decides, probably, in accordance with prepossessions of his own. The case is almost equally bad, either way. He will hear only one side of every question if he sees only one class of persons,--like the English in America, for instance, who go commonly with letters of introduction from merchants at home to merchants in the maritime cities, and hear nothing but federal politics, and see nothing but aristocratic manners. They come home with notions which they suppose to be indisputable about the great Bank question, the state of parties, and the relations of the General and State governments; and with words in their mouths of whose objectionable character they are unaware,--about the common people, mob government, the encroachment of the poor upon the rich, and so on. Such partial intercourse is fatal to the observations of a traveller; but it is less perplexing and painful at the time than the better process of going from one set of people to another, and hearing what all have to say. No traveller in the United States can learn much of the country without conversing equally with farmers and merchants, with artizans and statesmen, with villagers and planters; but, while discharging this duty, he will be so bewildered with the contrariety of statements and convictions, that he will often shut his note-book in a state of scepticism as to whether there be any truth at all shining steadily behind all this tempest of opinions. Thus it is with the stranger who traverses the streets of Warsaw, and is trusted with the groans of some of the outraged mourners who linger in its dwellings; and then goes to St. Petersburg, and is presented with evidences of the enlightenment of the Czar, of his humanity, his paternal affection for his subjects, and his general superiority to his age. At Warsaw the traveller called him a miscreant; at Petersburg he is required to pronounce him a philanthropist. Such must be the uncertainty of judgment when it is based upon the testimony of individuals. To arrive at the facts of the condition of a people through the discourse of individuals, is a hopeless enterprise. The plain truth is--it is beginning at the wrong end. The grand secret of wise inquiry into Morals and Manners is to begin with the study of THINGS, using the DISCOURSE OF PERSONS as a commentary upon them. Though the facts sought by travellers relate to Persons, they may most readily be learned from Things. The eloquence of Institutions and Records, in which the action of the nation is embodied and perpetuated, is more comprehensive and more faithful than that of any variety of individual voices. The voice of a whole people goes up in the silent workings of an institution; the condition of the masses is reflected from the surface of a record. The Institutions of a nation,--political, religious, or social,--put evidence into the observer's hands as to its capabilities and wants which the study of individuals could not yield in the course of a lifetime. The Records of any society, be they what they may, whether architectural remains, epitaphs, civic registers, national music, or any other of the thousand manifestations of the common mind which may be found among every people, afford more information on Morals in a day than converse with individuals in a year. Thus also must Manners be judged of, since there never was a society yet, not even a nunnery or a Moravian settlement, which did not include a variety of manners. General indications must be looked for, instead of generalizations being framed from the manners of individuals. In cities, do social meetings abound? and what are their purposes and character? Are they most religious, political, or festive? If religious, have they more the character of Passion Week at Rome, or of a camp-meeting in Ohio? If political, do the people meet on wide plains to worship the Sun of the Celestial Empire, as in China; or in town-halls, to remonstrate with their representatives, as in England; or in secret places, to spring mines under the thrones of their rulers, as in Spain? If festive, are they most like an Italian carnival, where everybody laughs; or an Egyptian holiday, when all eyes are solemnly fixed on the whirling Dervishes? Are women there? In what proportions, and under what law of liberty? What are the public amusements? There is an intelligible difference between the opera at Milan, and the theatre at Paris, and a bull-fight at Madrid, and a fair at Leipzig, and a review at St. Petersburg.--In country towns, how is the imitation of the metropolis carried on? Do the provincials emulate most in show, in science, or in the fine arts?--In the villages, what are the popular amusements? Do the people meet to drink or to read, to discuss, or play games, or dance? What are the public houses like? Do the people eat fruit and tell stories? or drink ale and talk politics or call for tea and saunter about? or coffee and play dominoes? or lemonade and laugh at Punch? Do they crowd within four walls, or gather under the elm, or spread themselves abroad over the cricket-field or the yellow sands?--There is as wide a difference among the humbler classes of various countries as among their superiors in rank. A Scotch burial is wholly unlike the ceremonies of the funeral pile among the Cingalese; and an interment in the Greek church little resembles either. A conclave of White Boys in Mayo, assembled in a mud hovel on a heath, to pledge one another to their dreadful oath, is widely different from a similar conclave of Swiss insurgents, met in a pine wood on a steep, on the same kind of errand: and both are as little like as may be to the heroes of the last revolution in Paris, or to the companies of Covenanters that were wont to meet, under a similar pressure of circumstances, in the defiles of the Scottish mountains.--In the manners of all classes, from the highest to the lowest, are forms of manners enforced in action, or dismissed in words? Is there barbarous freedom in the lower, while there is formality in the higher ranks, as in newly settled countries? or have all grown up together to that period of refined civilization when ease has superseded alike the freedom of the Australian peasantry, and the etiquette of the court of Ava?--What are the manners of professional men of the society, from the eminent lawyer or physician of the metropolis down to the village barber? The manners of the great body of the professional men must indicate much of the requisitions of the society they serve.--So, also, must every circumstance connected with the service of society: its character, whether slavish or free, abject or prosperous, comprehensive or narrow in its uses, must testify to the desires and habits, and therefore to the manners of a community, better than the conversation or deportment of any individual in the society can do. A traveller who bears all this in mind can hardly go wrong. Every thing that he looks upon will instruct him, from an aqueduct to a punch-bowl, from a penitentiary to an aviary, from the apparatus of a university to the furniture of an alehouse or a nursery. When it was found that the chiefs of the Red men could not be impressed with any notion of the civilization of the Whites by all that many white men could say, they were brought into the cities of the Whites. The exhibition of a ship was enough for some. The warriors of the prairies were too proud to utter their astonishment,--too noble to hint, even to one another, their fear; but the perspiration stood on their brows as they dumbly gazed, and no word of war passed their lips from that hour. Another, who could listen with calmness to the tales of boastful traders in the wilderness, was moved from his apathy by seeing a workman in a glasshouse put a handle upon a pitcher. He was transported out of his silence and reserve: he seized and grasped the hand of the workman, crying out that it was now plain that he had had intercourse with the Great Spirit. By the evidence of things these Indians had learned more of the manners of the Whites than had ever been taught them by speech.--Which of us would not learn more of the manners of the Pompeians by a morning's walk among the relics of their abodes and public halls than by many a nightly conference with certain of their ghosts? The usual scholastic division of Morals is into personal, domestic, and social or political morals. The three kinds are, however, so apt to run into one another,--so practically inseparable,--that the traveller will find the distinction less useful to him than some others which he can either originate or adopt. It appears to me that the Morals and Manners of a nation may be included in the following departments of inquiry--the Religion of the people; their prevalent Moral Notions; their Domestic State; their Idea of Liberty; and their Progress, actual or in prospect. CHAPTER I. RELIGION. "Dieu nous a dit, Peuples, je vous attends." DE BERANGER. Of religion, in its widest sense, (the sense in which the traveller must recognize it,) there are three kinds; not in all cases minutely distinguishable, but bearing different general impress; viz. the Licentious, the Ascetic, and the Moderate. These kinds are not divided from each other by the boundaries of sects. We cannot say that pagan religions come under one head, and Mahomedanism under another, and Christianity under a third. The difference lies not in creeds, but in spirit. Many pagans have been as moderate as any Christians; many Christians as licentious as any pagans; many Mahomedans as licentious, and many as ascetic, as any pagans or Christians. The truer distinction seems to be that the licentious religions of the world worship unspiritualized nature,--material objects and their movements, and the primitive passions of man: that the ascetic despises nature, and worships its artificial restraints: and that the moderate worships spiritualized nature,--God in his works, both in the material universe and in the disciplined human mind, with its regulated affections. The Licentious religion is always a ritual one. Its gods are natural phenomena and human passions personified; and, when once the power of doing good or harm is attributed to them, the idea of propitiation enters, and a ritual worship begins. Earthquakes, inundations, the chase, love, revenge,--all these agents of evil and good are to be propitiated, and sacrifices and prayers are to be offered to them; in these rites alone religious acts are supposed to be performed. This, however modified, is a low state of religious sentiment. It may show itself among the Hindoos dipping in the Ganges, or among Christians who accept absolution in its grossest sense. In either case its tendency is to render the worshipper satisfied with a low moral state, and to perpetuate his taste for selfish indulgence. The Ascetic religions are ritual also. The Pharisees of old need but be cited to show why; and there is a set of people in the Society Islands now who seem to be spiritually descended from the ascetic priests of Judaism. The inhabitants of the Society Islands are excluded from many innocent privileges and natural pleasures by the Tabu; and the Pharisees in just the same manner laid burdens upon men's shoulders too heavy to be borne, ordaining irksome ceremonies to be proofs of holiness, and extravagant self-denial to be required by devotion. Spiritual licence has always kept pace with this extravagance of self-denial. Spiritual vices,--pride, vanity, and hypocrisy,--are as fatal to high morals under this state of religious sentiment as sensual indulgence under the other: and it does not matter much to the moral welfare of the people sunk in it, whether they exist under a profession of Christianity, or of Mahomedanism, or of paganism. The morals of those people are low who engage themselves to serve God by a slothful life in monastic celibacy, no less than those of the Fakîrs, who let their nails grow through the backs of their hands, or those of the wretched mothers in the islands of the Pacific, who strangle their infants, and cast them at the feet of their grinning idol. The Moderate is the least of a ritual religion of the three, and drops such rites as it has in proportion to its advance towards purity. Religion in its purity is not a pursuit, but a temper; and its expression is not by sacrifices, by prayers in the corners of the streets, by fasts or public exhibitions. The highest manifestations of this order of religion are found in Christian countries; though in others there are individuals, and even orders of men, who understand that the orderly enjoyment of all blessings that Providence has bestowed, and the regulated workings of all human affections, are the truest homage to the Maker of all. As there are Christians whose reliance is upon their ritual worship, and who enter upon a monastic life, so there are Mahomedans and pagans whose high religious aim is self-perfection, sought through the free but disciplined exercise of their whole nature. The dependence of morals upon the character of the religion is clear. It is clear that among a people whose gods are supposed to be licentious, whose priests are licentious, and where worship is associated with the indulgence of the passions, political and domestic morals must be very low. What purity can be expected of a people whose women are demanded in turn for the obscene service of the Buddhist temple; and what humanity from the inhabitants of districts whose dwellings are necessarily closed against the multitudes flocking to the festivals of Juggernaut,--multitudes from amidst which thousands annually drop down dead, so that their skeletons strew the road to the abominable temple?--Where asceticism is the character of the religion, the natural and irrepressible exercise of human affections becomes licentiousness, so called; and, of consequence, it soon becomes licentiousness in fact, according to the general rule that a bad name changes that to which it is affixed into a bad quality.--Hannah and Philip grew up in a Moravian settlement; and, Moravians as they were, they loved. The days came when the destiny of each was decided by lot. It was scarcely possible that they should draw a lot to marry each other; yet both secretly hoped to the last. Philip drew a missionary lot, and Hannah another husband. They were allowed to shake hands once before parting. "Good-bye, Hannah!" "Good-bye, Philip!" was all that was said. If Hannah had gone off with Philip, it would have been called a profligate act; and, if they were sound Moravians, it would in fact have been so: whereas, in a community of really high morals, the profligacy would have been seen to lie in Hannah's marrying a man she did not love. To proceed with the dependence of the morals on the character of the religion,--it is clear that in proportion as any religion encourages licentiousness, either positively or negatively,--encourages, that is to say, the excess of the passions, might will have the victory over right; the weak will succumb to the strong; and thus the condition of the poorer classes depends on the character of the religion of their country. In proportion as the religion tends to licentiousness, will the poorer classes be liable to slavery. In proportion as the religion tends to asceticism, will be the amount (other things being equal) of the hardship and want which they must sustain. In proportion as the religion approximates to the moderate, (the use without the abuse of means of enjoyment,) will the poorer classes rise to a condition of freedom and comfort. The character of the religion serves, in like manner, as an index to that of the government. A licentious religion cannot be adopted by a people who are so moderate in their passions as to be able to govern themselves. One would not look for a display of meats offered to idols in the Capitol of the American Congress. An ascetic religion, too, inflicts personal and mutual wrongs which could never be endured among a people who agree to govern one another. There is no power which could induce such to submit to privations and sufferings which can be tolerable to none but devotees,--a small fraction of every society. Absolutism is commonly the character of the government of any country where either of these religions prevails;--a despotism more or less tempered by a variety of influences. It is the observer's business to bring the religion and the government into comparison, and to see how the latter is modified by the coexistence of the former. The friendly, no less than the domestic and political relations of society, are dependent upon the prevailing religion. Under the licentious, the manners will be made up of the conventional and the gross. A Burmese minister was sitting on the poop of a steam-vessel when a squall came on. "I suggested to his Excellency," says Mr. Crawford, "the convenience of going below, which he long resisted, under the apprehension of committing his dignity by placing himself in a situation where persons might tread over his head; for this singular antipathy is common both to the Burmese and Siamese. The prejudice is more especially directed against the fair sex,--a pretty conclusive proof of the estimation in which they are held. His Excellency seriously demanded to know whether any woman had ever trod upon the poop; and, being assured in the negative, he consented at length to enter the cabin." The house fixed for the residence of an American missionary was not allowed to be fitted up, as it stood on ground which was higher than the king's barge as it lay in the river; and such a spectacle would not become the king's dignity. The prime minister of this same king was one day, for absence from his post at a fire, "spread out in the hot sun." He was extended on his back in the public road for some hours in the most sultry part of the day, with a heavy weight upon his chest,--the public executioners being employed to administer the punishment. Nor is the king alone authorized to perpetrate such barbarisms. A creditor is permitted to seize the wife, children, and slaves of a debtor, and bind them at his door to broil in the sun of Ava. Here we see in perfection the union of the conventional and the gross in manners; and such manners cannot be conceived to coexist with any religion of a higher character than Buddhism. Under ascetic forms, what grossness there is will be partially concealed; but there will be no nearer an approach to simplicity than under the licentious. The religion being made still to consist much in observances, the society becomes formal in proportion as it believes itself growing pure. We must again take an extreme case for an example. The Shakers of America are as sophisticated a set of persons as can be found; with their minds, and even their public discourses, full of the one subject of their celibacy, and their intercourse with each other graduated according to strict rules of etiquette. So extreme an asceticism can never now spread in any nation to such an extent as to bear a relation to its general government: but it is observable that such societies of ascetics live under a despotism;--one of their own appointment, if the general will has not furnished them with one. Under the moderate aspect of religion is an approximation towards simplicity of social manners alone to be found. There is as yet only a remote anticipation of it in any country in the world; only a remote anticipation of that ease of social manners which must exist there alone where the enjoyments of life are freely used without abuse. It matters not that the licentious and the ascetic parties each boast of having attained this consummation,--the one under the name of ease, and the other of simplicity. There is too much pain attendant upon grossness to justify the boast of ease; and too much effort in asceticism to admit of the grace of simplicity. It is the observer's business to mark, wherever he goes, the degree in which the one is chastened and the other relaxed, giving place to the higher form of the moderate, which, if society learns from experience, as the individual does, must finally prevail. When many individuals of a society attain that self-forgetfulness which is promoted by a high and free religious sentiment, but which is incompatible with either licentious or ascetic tendencies, the tone of manners in that society will be much raised. When, free from the grossness of self-indulgence, and from the constraint of self-denial, every one spontaneously thinks more of his neighbour than of himself, the world will witness, at last, the perfection of manners. It is clear that the high morals of which such refined manners will be the expression, must greatly depend on the exaltation of the religious sentiment from which they emanate. The traveller may possibly object the difficulty of classing societies by their religious tendencies, and ask whether minds of every sort are not to be found in all numerous assemblages of persons. This is true: but yet there is a prevailing religious sentiment in all communities. Religious, like other sentiment, is modified by the strong general influences under which each society lives; and in it, as in other kinds, there will be general resemblance, with particular differences under it. It is well known that even sects, exclusive in their opinions and straitened by forms, differ in different countries almost as much as if there were no common bond. Not only is episcopacy not the same religion among born East Indians as in England, but the Quakers of the United States, though like the English in doctrine and in manners, are easily distinguishable from them in religious sentiment: and even the Jews, who might be expected to be the same all over the world, differ in Russia, Persia, and Great Britain as much as if a spirit of division had been sent among them. They not only appear here in furs, there in cotton or silk, and elsewhere in broadcloth; but the hearts they bear beneath the garments, the thoughts that stir under the cap, the turban, and the hat, are modified in their action as the skies under which they move are in aspect. They are strongly tinctured with the national sentiment of Russia, Persia, and England; and if the fond dream of some of them (in which, by the way, large numbers of their body have ceased to sympathize,) could come true, and they should ever be brought together within their ancient borders, they would find that their religion, so unique in its fixedness, though one in word, is many in spirit.--Much more easy is the assimilation between different forms of Christianity, and between Christianity and an elevated natural religion: and the search can never therefore be in vain for a pervading religious sentiment among the various religious institutions of any and every people. It is, of course, more difficult to discover this religious sentiment among a nation enlightened enough to be divided in theological matters, than among a rude people who regulate their devotions by the bidding of a single order of priests. The African traveller, passing up the Niger, sees at a glance what all the worshippers on the banks feel, and must feel, towards the deities to whom their temples are erected. A rude shed, with a doll,--an image of deformity,--perched on a stand, and supposed to be enjoying the fumes of the cooking going on before his face;--a place of worship like this, in its character of the habitation of a deity, and of a sensual deity, leaves no doubt as to what the religious sentiment of a country must be where there is no dissent from such a worship. In such a society there are absolutely none to feel that their deep palm groves are a nobler temple than human hands can rear. There are none who see that it is by a large divine benignity that all the living creatures of that region are made happy in their rank seclusion. There is no feeling of gratitude in the minds of those who see the myriads of gay butterflies that flit in the glare of noon, and the river-horse which bathes in the shady places of the mysterious great stream. There a god is seen only in his temple, and there is nothing known of any works of his. That he is great, is learned only through the word of his priests, who say that yams are too common a food for him, and that nothing less than hippopotamus' flesh must be cooked beneath his shrine. That he is good is an idea which has not yet entered any mind.--In other places, the religious sentiment is almost equally unquestionable; as when every man in Cairo is seen in his turn to put on the dress of pilgrimage, and direct his steps to Mount Arafat. Here the sentiment is of a higher order, but equally evident and uniform.--A further advance, with somewhat less uniformity of sentiment, is found among the followers of the Greek church in a Russian province. The peasants there make a great point of having time for their devotions; and those who have the wherewithal to offer some showy present at a shrine are complacent. They make the sign of the cross, and have therein done their whole duty: and if some speculative worshipper of the Virgin with Three Hands is not satisfied about the way in which his patroness came by her third hand, he keeps his doubts to himself when he tells his sins to his confessor.--A still further advance, with an increased diversity, may be met with among the simple Vaudois, the general characteristics of whose faith are alike, but who entertain it, some more in the spirit of fear, others more in the spirit of love. The prevailing sentiment among them is of the ascetic character, as the stranger may perceive, who sees the peasantry marching in serene gravity to their plain places of worship on the mountain pinnacle, or under the shelter yielded by a clump of black pines amidst a waste of snow: but here the clergy are more guides than dictators; and not a few may be found who doubt their opinions, and find matter for thoughtless delight, rather than religious awe, when they follow the echoes from steep to steep, and watch for the gleams of the summer lightning playing among the defiles.--The diversity grows more striking as civilization advances; but it has not yet become perplexing in the most enlightened nations in the world. In England, in France, in America, there is a distinct religious sentiment: in England, where there is every variety of dissent from the established faith; in America, where there is every variety of opinion, and no establishment at all; and in France, now in that state which most baffles observation,--a state of transition from an exaggerated superstition to a religious faith which is being groped for, but is not yet found. Even in this uncertain state, no one can confound the religious sentiment of New England and of France; and an observation of their places of worship will indicate their differences. In New England, the populous towns have their churches in the midst, spacious and conspicuous,--not exhibiting any of the signs of antique origin which are impressed on those of Europe, and to be accounted for only by the immediate religious tastes of the people. In new settlements, the church rises side by side with the house of entertainment, and is obviously considered one of the necessaries of social life. The first thing to be learned about a fresh inhabitant is, how he stands disposed towards the church, whatever may be its denomination. In France, such of the old churches as are still used for their ancient purpose, bespeak a ritual religion, and therefore a religion light and gay in its spirit; all religions being so which cast responsibility into outward observances, especially where the outward observances are not of a very burdensome character. If nuns in their cloister, and Jews in their synagogues, have been characterized by the lightness of their religious spirit, well may the Catholics of an enlightened country be so, discarding the grossest and most burdensome of their rites, and retaining the ritual principle. The searchers after a new faith in France must increase by millions before they can change the character of the religious sentiment of the country; and perhaps before that which is now gross can be elevated into what is genial, and before a mixture of levity and fear can be changed into the cheerful earnestness of a moderate or truly catholic religious conviction, the ancient churches of France may be standing in ruins,--objects for the research of the antiquary. The rule of examining things before persons must be observed in ascertaining the religious sentiment of any country. A stranger in England might interrogate everybody he saw, and be little wiser at the end of a year. He might meet a fanatic one day, an indifferent person the next, and a calmly convinced one the third: he might go from a Churchman to a Jew; from a Jew to a Quaker; from a Quaker to a Catholic; and every day be farther from understanding the prevailing religious sentiment of the country. A much shorter and surer method is, to examine the Places of Worship, the condition of the Clergy, the Popular Superstitions, the observance of Holy Days, and some other particulars of the kind. * * * * * First, for the Churches. There is that about all places of worship which may tell nearly as plain a tale as the carved idols, with messes of rice before them, in Hindoo temples; or as the human bones hung round the hut of an African god. The proportion and resemblance of modern places of worship to those which were built in dark times of superstition; the suitability or incongruity of all that is of late introduction into their furniture and worship with what had its origin in those dim ages;--such circumstances as these cannot but indicate whether the common religious sentiment is as nearly as possible the same as in centuries past, or whether it is approximating, slowly or rapidly, towards the ascetic or the moderate. There is evidence in the very forms of churches. The early Christian churches were in the basilica form,--bearing a resemblance to the Roman courts of justice. This is supposed to have arisen from the churches being, in fact, the courts of spiritual justice, where penance was awarded by the priest to the guilty, and absolution granted to the penitent. From imitation, the Christian churches of all Europe for centuries bore this form; and even some built since the Reformation preserve it. But they have something of their own which serves as a record of their own times. The history of the Crusades does not present a more vivid picture of feudal society than shines out from the nooks of our own cathedrals. The spirit of monachism is as distinguishable as if the cowled ghosts of the victims were actually seen flitting along the aisles. What say the chantries ranged along the sides? There perpetual prayers were to be kept up for the prosperity of a wealthy family and its retainers in life, and for their welfare after death. What says the chapter-house? There the powerful members of the church hierarchy were wont to assemble, to use and confirm their rule. What say the cloisters? Under their shelter did the monks go to and fro in life; and in the plot of ground enclosed by these sombre passages were they laid in death. What says the Ladye chapel? What say the niches with their stone basins? They tell of the intercessory character of the sentiment, and of the ritual character of the worship of the times when they were set up. The handful of worshippers here collected from among the tens of thousands of a cathedral town also testify to the fact that such establishments could not be originated now, and are no longer in harmony with the spirit of the multitude.--The contrast of the most modern sacred buildings tells as plain a tale:--the red-brick meeting-house of the Friends; the stone chapel of the less rigid dissenters, standing back from the noise of the busy street; the aristocratic chapel nestling amidst the shades of the nobleman's park; and the village church in the meadow, with its neighbouring parsonage. These all tell of a diversity of opinion; but also of something else. The more ancient buildings are scantily attended; the more modern are thronged;--and indeed, if they had not been wanted by numbers, they would not have been built. This speaks the decline of a ritual religion, and the preference of one which is more exclusively spiritual in its action. In Scotland the kirks look exactly suitable to the population which throngs towards them, with sober dress and gait, and countenances of solemnity. These edifices stand in severe simplicity, whether on the green shore of a lake, or in the narrow street of a town; and asceticism is marked on every stone of the walls, and every article of their decorations. No one who has travelled in Ireland can forget the aspect of its places of worship,--the lowly Catholic chapels, with their beggarly ornaments of lace and crucifixes, placed in the midst of villages, the whole of whose inhabitants crowd within those four walls; and a little way off, in a field, or on an eminence by the road side, the Protestant church, one end in ruins, and with ample harbourage for the owl, while the rest is encompassed with nettles and thorns, and the mossy grave-stones are half hidden by rank grass. In a country where the sun rises upon contrasts like these, it is clear in what direction the religious sentiment of the people is indulged. What the stranger may thus learn in our own country, we may learn in his, whatever it be. The large plain churches of Massachusetts, their democratic benches (in the absence of aristocratic pews) silently filled for long hours of a Sabbath, as still as a summer noon, by hundreds and thousands who restore the tones of their pilgrim ancestors in their hymn-singing, and seem to carry about their likeness in their faces, cannot fail to instruct the observer.--Then there is the mosque at Cairo, with its great tank or fountain of ablution in the midst; and its broad pavement spread out for men of every degree to kneel on together; its doors standing wide from sunrise to sunset, for the admission of all but women and strangers; its outside galleries, from which the summons to prayer is sounded;--these things testify to the ritual character of the worship, and to the low type of the morals of a faith which despises women and strangers, giving privileges to the strong from which the weak are excluded.--Then there is the Buddhist temple, rearing its tapering form in a recess of the hills, with its colossal stone figures guarding the entrance, and others sanctifying the interior,--all eloquently explaining that physical force is worshipped here: its images of saints show that the intercessory superstition exists; and the drum and gong, employed to awaken the attention of the gods, can leave little danger of misapprehension to the observer. There are lanterns continually burning, and consecrated water, sanctified to the cure of diseased eyes.--Such places of worship tell a very plain tale; while there is not perhaps a church on earth which does not convey one that is far from obscure. The traveller must diligently visit the temples of nations; he must mark their locality, whether placed among men's dwellings or apart from them; their number, whether multiplied by diversity of theological opinion; and their aspect, whether they are designed for the service of a ritual or a spiritual religion. Thus he may, at the same time, ascertain the character of the most prominent form of religion, and that of the dissent from it; which must always illustrate each other. * * * * * Next to the Churches comes the consideration of the Clergy. The clergy are usually the secondary potentates of a young country. In a young country, physical force, and that which comes to represent it, is the first great power; and knowledge is the next. The clergy are the first learned men of every nation; and when the streams of knowledge are only just issuing from the fountain, and the key is in the hands of the clergy, they enjoy, rightly and unavoidably, a high degree of consequence. Knowledge spreads abroad; and it is as impossible for man to dam it up as for the fool to stop the Danube by filling the narrow channel at its source with his great boots,--crying out the while, "How the people will wonder when the Danube does not come!" As knowledge becomes diffused, the consequence of the clergy declines. If that consequence is to be preserved, it must be by their attaining the same superiority in morals which they once held in intellect. Where the clergy are now a cherished class, it is, in fact, on the supposition of this moral superiority,--a claim for whose justification it would be unreasonable to look, and for the forfeiture of which the clergy should be less blamed than those who expect that, in virtue of a profession, any class of men should be better than others. Moral excellence has no regard to classes and professions; and religion, being not a pursuit but a temper, cannot, in fact, be professionally cultivated with personal advantage. It will be for the traveller to note whether this is more or less understood where he travels; whether the clergy are viewed with indifference as mere professional men; or whether they are reverenced for their supposed holiness; or for their real superiority in learning; or whether the case wears the lowest aspect of all--when the clergy are merely the jugglers and puppet-masters of the multitude. A patient consideration of this will lead to a pretty safe conclusion as to the progress the people have made in knowledge, and the spiritual freedom which it brings;--a freedom which is at once a virtue and a cause of virtue. The observer must note what the clergy themselves consider their function to be;--whether to guide individual minds; or to cultivate theological and other studies, in order to place their results at the disposal of the minds with which they have to deal; or to express in worship the feelings of those minds; or to influence the social institutions by which the minds of the people are modified; or to do any other of the many things which the priests of different countries, and ages, and faiths, have in turn included in their function. He will note whether they are most like the tyrannical Brahmins, who at one stroke--by declaring the institution of Caste to be of divine authority--obtained boundless control over a thousand generations, subjecting all intellects and all hands to a routine which could be easily superintended by the forty thousand of the favoured priestly race; or whether they are like the Christian clergy of the dark ages, a part of whose duty it was to learn the deepest secrets of the proudest and lowliest,--thus obtaining the means of bringing to pass what events they wished, both in public and private life;--or whether they are like such students as have been known in the theological world,--men who have not crossed the threshold of their libraries for eighteen years, and who are satisfied with their lives, if they have been able to elevate Biblical science, and to throw any new light on sacred history;--or whether they are like the American clergy of the present day, whose exertions are directed towards the art of preaching;--or whether they are like the ministers of the Established Church in England, who are politically represented, and large numbers of whom employ their influence for political purposes. Each of these kinds of clergy must be yielded by a particular state of society, and could not belong to any other. The Hindoos must be in a low degree of civilization, and sunk in a deadly superstition, or they would tolerate no Brahmins. The people of four centuries ago must have depended solely upon their priests for knowledge and direction, or they would not have submitted to their inquisitorial practices. Germany must have advanced far in her appreciation of philosophical and critical research in theology, or she would not have such devoted students as she can boast of. The Americans cannot have attained to any high practice of spiritual liberty, or they could not follow preaching so zealously as they do. The English cannot have fully understood, or taken to heart the principles of the Reformation, which have so long been their theme of eulogy, or they would not foster a political hierarchy within the bosom of their church. As the studies of the clergy lie in the past, as the days of their strongest influence are behind, and as the religious feelings of men have hitherto reposed on the antique, and are but just beginning to point towards the future, it is natural, it is unavoidable, that the clergy should retard rather than aid the progress of society. A disposition to assist in the improvement of institutions is what ought not to be looked for from any priestly class; and, if looked for, it will not be found. Such a mode of operation must appear to them suicidal. But much may be learned by comparing the degree of clerical resistance to progression with the proportion of favour in which the clergy are held by the people. Where that resistance is greatest, and a clerical life is one of peculiar worldly ease, the state of morals and manners must be low. Where that resistance is least, where any social improvement whatever is found to originate with the clergy, and where they bear a just share of toil, the condition of morals and manners cannot be very much depressed. Where there is an undue partition of labour and its rewards among the clergy themselves,--where some do the work and others reap the recompence,--the fair inference is that morals and manners are in a state of transition. Such a position of affairs cannot be a permanent one; and the observer may be assured that the morals and manners of the people are about to be better than they have been.--The characteristics of the clergy will indicate, or at least direct attention to, the characteristics of dissent: and any extensive form of dissent is no other than the most recent exposition of the latest condition of morals among a large, active, and influential portion of the people. A foreign traveller in Germany, in Luther's time, could learn but little of the moral state of that empire, if he shut his eyes to the philosophy and the deeds of the reformers. If he saw nothing in the train of nuns winding down into the valleys from their now unconsecrated convent on the steep; if the tidings of the marriage of Catherine de Boria came to him like any other wedding news; if he did not mark the subdued triumph in family faces when the Book--Luther's Bible--was brought out for the daily lecture; if the decrees of Worms seemed to him like the common orders of the church, and the levelling of altars and unroofing of crypts was in his eyes but masons' work, he was not qualified to observe the people of Germany, and had no more title to report of them than if he had never left home. Thus it is now, in less extreme cases. The traveller in Spain knows little of the Spaniards unless he is aware of the theological studies, and the worship without forms, which are carried on in private by those who are keeping alive the fires of liberty in that priest and tyrant-ridden country. The foreigner in England will carry away but a partial knowledge of the religious sentiment of the people if he enters only the cathedrals of cities and the steepled churches in the villages, passing by the square meeting-houses in the manufacturing towns, and hearing nothing of the conferences, the assemblies, and the missionary enterprises of the dissenters. The same may be said of observation in every country enlightened enough to have shaken off its subservience to an unquestioned and irresponsible priesthood: that is, of every country advanced enough to maintain dissent. The expressions of established forms of prayer convey more information as to the state of the clergy than of the people; since these expressions are furnished by the clergy, and continue to be prompted by them, while the people have no means of dismissing or changing the words of their framed prayers for long after the words may have ceased to represent the feeling. The traveller will receive such objectionable expressions as he may hear, not as indications of the then present sentiments of the crowd of worshippers, but rather as evidencing the disinclination of the clergy to change. It would be hard, for instance, to impute to Moslem worshippers in general the formation of such desires as are uttered by the school-boys of Cairo at the close of their daily attendance. "O God! destroy the infidels and polytheists, thine enemies, the enemies of the religion! O God! make their children orphans, and defile their abodes, and cause their feet to slip, and give them and their families, and their households, and their women, and their children, and their relations by marriage, and their brothers, and their friends, and their possessions, and their race, and their wealth, and their lands, as booty to the Moslems! O Lord of all creatures!"--It would be unjust to impute a horror of "sudden death" to all who use the words of prayer against it which are found in the Litany of the Church of England. Sudden death deserved to be classed among the most deadly evils when the Litany was framed,--in the days of the viaticum; but now it would be unjust to a multitude of worshippers who use the Litany to suppose that they are afraid to commit themselves to the hands of their Father without a passport from a priest; and that they are not willing to die in the way which pleases God,--some rather preferring, probably, a mode which will save those who are nearest and dearest to them the anguish of suspense, or of witnessing hopeless decline. In all antique forms of devotion there must be expressions which are inconsistent with the philosophy and the tastes of the time; and these are to be regarded therefore as no indications of such philosophy and taste, but as an evidence, more or less distinct, of the condition of the clergy in enlightenment and temper. * * * * * The splendid topic of human Superstitions can be only just touched upon here. In this boundless field, strewn with all the blossoms of all philosophy, the human observer may wander for ever. He can never have done culling the evidence that it presents, or enjoying the promise which it yields. All that we can now do is just to suggest that as the superstitions of all nations are the embodiment of their idealized convictions, the state of religious sentiment may be learned from them almost without danger of mistake. No society is without its superstitions, any more than it is without its convictions and its imaginations. Even under the moderate form of religion, there is room for superstition; and the ascetic, which glories in having put away the superstitions of the licentious forms, has superstitions of its own.--The followers of an ascetic religion have more or less belief in judgments,--in retributive evils, arbitrarily inflicted. Among them may be gathered a harvest of tales of divine interference,--from the bee stinging the tip of the swearer's tongue to the sudden death of false witnesses. Among them do superstitions about times and seasons flourish, even to the forgetfulness that the Sabbath is made for man, and not man for the Sabbath. Some ascetics have faith in the lot,--like the Moravians in ordering marriage, or Wesley in opening his Bible to light upon texts. Others believe in warnings of evil; and most dread the commission of ritual fully as much as of moral sins. To play even a hymn tune on the piano on Sundays is an offence in the Highlands of Scotland; and to miss prayers is a matter of penance in a convent. The superstitions of the ascetic are scarcely fewer or more moderate than those of the licentious form of religion; the chief difference between the two lies in the spirit from which they emanate. The superstitions of the ascetic arise from the spirit of fear; those of the heathen arise perhaps equally from the spirit of love and the spirit of fear. It seems as if the portents which present themselves to ascetic minds must necessarily be of evil, since the only good which their imaginations admit is supposed to be secured by grace, and by acts of service or self-denial. To the Fakîr, to the Shaker, to the nun, no good remains over and above what has been long claimed, while punishment may follow any breach of observance. On the other hand, before one who makes himself gods of the movements of inanimate nature and human passions, the two worlds of evil and good lie open, and he is perpetually on the watch for messengers from both. The poor pagan looks for tokens of his gods being pleased or angry; of their intentions of giving him a good or a bad harvest; or of their sending him a rich present or afflicting him with a bereavement. Whatever he wants to know, he seeks for in portents;--whether he shall live again,--whether his departed friends think of him,--whether his child shall be fortunate or wretched,--whether his enemy or he shall prevail. It is open to the traveller's observation whether these superstitions are of a generous or selfish kind,--whether they elevate the mind with hope, or depress it with fear,--whether they nourish the faith of the spirit, or extort merely the service of the lip and hand. The Swiss herdsmen believe that the three deliverers (the founders of the Helvetic Confederacy) sleep calmly in a cave near the Lake of Lucerne; and that, whenever their country is in her utmost need, they will come forth in their antique garb, and assuredly save her. This is a superstition full of veneration and hope.--When the Arabs see a falling star, they believe it to be a dart thrown by God at a wanderer of the race of the genii, and they exclaim, "May God transfix the enemy of the faith!" Here we find in brief the spirit of their religion.--In Brazil, a bird which sings plaintively at night is listened to with intent emotion, from its being supposed to be sent with tidings from the dead to the living. The choice of a bird with a mournful instead of a lively note speaks volumes.--The three angels in white that come to give presents to good children in Germany at Christmas, come in a good spirit.--There is a superstition in China which has a world of tenderness in it. A father collects a hundred copper coins from a hundred families, and makes the metal into a lock which he hangs, as a charm, round his child's neck, believing that he locks his child to life by this connection with a hundred persons in full vigour.--But, as is natural, death is the region of the Unseen to which the larger number of portents relates. The belief of the return of the dead has been held almost universally among the nations; and their unseen life is the grand theme of speculation wherever there are men to speculate. The Norwegians lay the warrior's horse, and armour, and weapons, beside him. The Hindoos burn the widow. The Malabar Indians release caged birds on the newly-made grave, to sanction the flight of the soul. The Buccaneers (according to Penrose) concealed any large booty that fell into their hands, till they should have leisure to remove it,--murdering and burying near it any helpless wretch whom they might be able to capture, in order that his spirit might watch over the treasure, and drive from the spot all but the parties who had signed their names in a round-robin, in claim of proprietorship. The professors of many faiths resemble each other in practices of propitiation or atonement laboriously executed on behalf of the departed. Some classes of mourners act towards their dead friends in a spirit of awe; some in fear; but very many in love. The trust in the immortality of the affections is the most general feature in superstitions of this class; and it is a fact eloquent to the mind of the observer.--An only child of two poor savages died. The parents appeared inconsolable; and the father soon sank under his grief. From the moment of his death, the mother was cheerful. On being asked what had cheered her, she said she had mourned for her child's loneliness in the world of spirits: now he had his father with him, and she was happy for them both. What a divine spirit of self-sacrifice is here! but there is scarcely a superstition sincerely entertained which does not tell as plain a tale. Those which express fear indicate moral abasement, greater or less. Those which express trust and love indicate greater or less moral elevation and purity. * * * * * The practice of Suicide is worth the contemplation of a traveller, as affording some clear indications as to religious sentiment. Suicide in the largest sense is here intended,--the voluntary surrender of life from any cause. There has been a stage in the moral advancement of every nation when suicide, in one form or another, has been considered a duty; and it is impossible to foresee the time when it will cease to be so considered. It was a necessary result from the idea of honour once prevalent in the most civilized societies, when men and women destroyed themselves to avoid disgrace. The defeated warrior, the baffled statesman, the injured woman, destroyed themselves when the hope of honour was gone. In the same age, as in every succeeding one, there have been suicides who have devoted themselves for others, presenting a series of tales which may almost redeem the disgraces which darken the annals of the race.--The most illustrious of the Christian Fathers, immersed in the superstitions about the transcendent excellence of the virtue of chastity which have extinguished so many other virtues, and injured the morals of society to this day, by sacrificing other principles to fanaticism on this, permitted women to kill themselves to escape from violence which left the mind in its purity, and the will in its rectitude.--Martyrdom for the truth existed also before the venerating eyes of men,--the noblest kind of suicide: it attracted glory to itself from the faithful heart of the race; and, from its thus attracting glory, it became a means of gaining glory, and sank from being martyrdom to be a mere fanatical self-seeking. While the spirit of persecution was roaming abroad, seeking whom it might devour, there were St. Theresas roaming abroad, seeking to be devoured, from a spirit of cupidity after the crown of martyrdom.--Soldiers, in all times and circumstances, pledge themselves to the possible duty of suicide by the very act of becoming soldiers. They engage to make the first charge, and to mount a breach if called upon. And there have been found soldiers for every perilous service that has been required, throughout all wars. There have been volunteers to mount the breach, solitary men or small bands to hold narrow bridges and passes, from the first incursion of tribe upon tribe in barbarous conflict, up to the suicide of Van Speyk, whose monument is still fresh from the chisel in the Nieuw Kerk of Amsterdam. Van Speyk commanded a gun-boat which was stranded in a heavy gale, and boarded by the Belgians,--the foe. Van Speyk had sworn never to surrender his boat, and his suicide was a point of military honour. He seems to have considered the matter thus; for he prayed for pardon of his crime of self-destruction after laying his lighted cigar on the open barrel of powder which blew up the boat. The remaining suicides (except, of course, the insane,) are justified by none. Persons who shrink from suffering so far as to withdraw from their duties, and to forsake those to whom their exertions are due, are objects of contemptuous compassion in the present day, when, moral having succeeded to physical force in men's esteem, it is seen to be nobler to endure evils than to hide one's spirit from them. Every society has its suicides, and much may be learned from their character and number, both as to the notions on morals which prevail, and the religious sentiment which animates to or controls the act. It is with the last that we now have to do.--The act of laying down life is one thing among a people who have dim and mournful anticipations of a future life, like the ancient Greeks; and quite another among those who, like the first Christians, have a clear vision of bliss and triumph in the world on which they rush. Suicide is one thing to a man who is certain of entering immediately upon purgatory; and to another whose first step is to be upon the necks of his enemies; and to a third who believes that he is to lie conscious in his grave for some thousands of years; and to a fourth who has no idea that he shall survive or revive at all. When Curtius leaped into the gulf, he probably leaped into utter darkness, other than physical; but when Guyon of Marseilles sunned himself for the last time in the balcony of the house where he was shut up with the plague-spotted body which he was to die in dissecting, he had faith that he should step out of a waxing and waning sunlight into a region which "had no need of the sun, neither of the moon, to shine in it, the glory of God being the light of it." The sick Moslem who, falling behind his troop, and fearing to lie unburied, scoops his grave and lies down in it, wrapped in his grave-clothes, and covers himself up, except the face, leaving it to the winds to heap sand upon it, trembles the while at the thought of the two examining angels, who are this night to prove and perhaps torture him. The English lady who took laudanum on learning that she had a fatal disease, from fear of becoming loathsome to a husband for whom she had lived, had before her the prominent idea of reunion with him; so that life in one world presented as much of hope as in the other of despair.--Nations share in differences like these, according to the prevalent religious sentiment; and from this species of act may the sentiment be more or less correctly inferred. Suicide is very common among a race of Africans who prefer it to slavery. They believe in a life of tropical ease and freedom after death, and rush into it so eagerly on being reduced to slavery, that the planters of Cuba refuse them in the market, knowing that after a few hours, or days, in spite of all precautions, nothing but their dead bodies will remain in the hands of their masters. The French have, of late years, abounded in suicides, while there are few or none in Ireland. The most vain and the most sympathetic part of the French multitude were found to be the classes which yielded the victims. If a young lady and her lover shot one another with pistols tied with pink ribbons, two or three suicides amidst blue and green ribbons were sure to follow the announcement of the first in the newspaper, till a sensible physician suggested that suicides should not be noticed in newspapers, or should be treated with ridicule: the advice was acted upon, and proved by the result to be sound. This profusion of self-murders could not have taken place amidst a serious belief of an immediate entrance upon purgatory, such as is held by the majority of the Irish. Only in a state of vague speculation as to another life could the future have operated as so slight a check upon the rash impulses of the present. The Irish, an impetuous race, like the French, and with a good share of vanity, of sympathy, and of sentiment, are probably deterred from throwing away life by those religious convictions and sentiments which the French once held in an equal degree, but from which they are now passing over into another state. A single act of suicide is often indicative, negatively or positively, of a state of prevalent sentiment. A single instance of the Suttee testifies to the power of Brahmins, and the condition of Hindoo worshippers, in a way which cannot be mistaken. An American child of six years old accidentally witnessed in India such a spectacle. On returning home, she told her mother she had seen hell, and was whipped for saying so,--not knowing why, for she spoke in all earnestness, and, as it seems to us, with eloquent truth.--The somewhat recent self-destruction of an estimable English officer, on the eve of a court-martial, might fully instruct a stranger on the subject of military honour in this country. This officer fell in the collision of universal and professional principles. His justice and humanity had led him to offer a kindly bearing towards an irresolute mob of rioters, in the absence of authority to act otherwise than as he did, and of all co-operation from the civil power; his military honour was placed in jeopardy, and the innocent man preferred self-destruction to meeting the risk; thus testifying that numbers here sustain an idea of honour which is at variance with that which they expect to prevail elsewhere and hereafter.--Every act of self-devotion for others, extending to death, testifies to the existence of philanthropy, and to its being regarded as an honour and a good. Every voluntary martyrdom tells a national tale as plain as that written in blood and spirit by Arnold Von Winkelried, in 1386. When the Swiss met their oppressors at the battle of Sempach, it appeared impossible for the Swiss to charge with effect, so thick was the hedge of Austrian lances. Arnold Von Winkelried cried, "I will make a lane for you! Dear companions, remember my family!" He clasped an armful of the enemy's lances, and made a sheaf of them in his body. His comrades entered the breach, and won the battle. They remembered his family, and their descendants commemorate the sacrifice to this day; thus bearing testimony to the act being a trait of the national spirit. By observations such as these, may the religious sentiment of a people be ascertained. While making them, or struggling with the difficulties of opposing evidence, the observer has to bear in mind,--first, that the religious sentiment does everywhere exist, however low its tone, and however uncouth its expression; secondly, that personal morals must greatly depend on the low or high character of the religious sentiment; and, thirdly, that the philosophy and morals of government accord with both,--despotism of some sort being the natural rule where licentious and ascetic religions prevail; and democratic government being possible only under a moderate form of religion, where the use without the abuse of all blessings is the spirit of the religion of the majority. CHAPTER II. GENERAL MORAL NOTIONS. "Une différente coutume donnera d'autres principes naturels. Cela se voit par expérience; et s'il y en a d'ineffaçables à la coutume, il y en a aussi de la coutume ineffaçables à la nature."--PASCAL. Next to the religion of a people, it is necessary to learn what are their Ideas of Morals. In speaking of the popular notion of a Moral Sense, it was mentioned that, so far from there being a general agreement on the practice of morals, some things which are considered eminently right in one age or country are considered eminently wrong in another; while the people of each age or country, having grown up under common influences, think and feel sufficiently alike to live together in a general agreement as to right and wrong. It is the business of the traveller to ascertain what this general agreement is in the society he visits. In one society, spiritual attainments will be the most highly honoured, as in most religious communities. In another, the qualities attendant upon intellectual eminence will be worshipped,--as now in countries which are the most advanced in preparation for political freedom,--France, Germany, and the United States. In others, the moral qualities allied to physical or extrinsic power are chiefly venerated,--as in all uncivilized countries, and all which lie under feudal institutions. The lower moral qualities which belong to the last class have been characteristics of nations. The valour of the Spartans, the love of glory of the Romans and the French, the pride of the Spaniards,--these infantile moral qualities have belonged to a people as distinctly as to an individual.--Those which are in alliance with intellectual eminence are not so strikingly characteristic of entire nations; though we praise the Athenians for their love of letters and honour of philosophy; the Italians for their liberality towards art, and their worship of it while a meaner glory was the fashion of the world; the Germans for their speculative enterprise, and patience of research; and the Americans for their reverence for intellect above military fame and the splendour of wealth.--No high spiritual qualities have ever yet characterized a nation, or even--in spite of much profession--any considerable community. Hospitality and beneficence have distinguished some religious societies: the non-resistance of Quakers, the industry of Moravians, and of several kinds of people united on the principle of community of property, may be cited: but this seems to be all. The enforced temperance, piety, and chastity of monastic societies go for nothing in this view; because, being enforced, they indicate nothing of the sentiment subsequent to the taking of the vow. The people of the United States have come the nearest to being characterized by lofty spiritual qualities. The profession with which they set out was high,--a circumstance greatly to their honour, though (as might have been expected) they have not kept up to it. They are still actuated by ambition of territory, and have not faith enough in moral force to rely upon it, as they profess to do. The Swiss, in their unshaken and singularly devoted love of freedom, seem to be spiritually distinguished above other nations: but they have no other strong characteristic of this highest class. The truth is that, whatever may be the moral state of nations when the human world emerges hereafter from its infancy, high spiritual qualities are now matters of individual concern, as those of the intellectual class were once; and their general prevalence is a matter of prospective vision alone. Time was when the swampy earth resounded with the tramp and splash of monstrous creatures, whom there was no reason present to classify, and no language to name. Then, after a certain number of ages, the earth grew drier; palm-groves and tropical thickets flourished where Paris now stands; and the waters were collected into lakes in the regions where the armies of Napoleon were of late encamped. Then came the time when savage, animal man appeared, using his physical force like the lower animals, and taught by the experience of its deficiency that he was in possession of another kind of force. Still, for ages, the use he made of reason was to overcome the physical force of others, and to render available his own portion. On this principle, and for this object, variously modified, and more or less refined, have societies been formed to this day; though, as morals are the fruit of which intellect is the blossom, spiritualism--faith in moral power--has existed in individuals ever since the first free exercise of reason. While all nations were ravaging one another as they had opportunity, there were always parents who did not abuse their physical power over their children. In the midst of a general worship of power, birth, and wealth, the affections have wrought out in individual minds a preference of obscurity and poverty for the sake of spiritual objects. Amidst the supremacy of the worship of honour and social ease, there have always been confessors who could endure disgrace for the truth, and martyrs who could die for it.--Such individual cases have never been wanting: and, in necessary connexion with this fact, there has always been a sympathy in this pure moral taste,--an appreciation which could not but help its diffusion. Thence arose the formation of communities for the fostering of holiness,--projects which, however mistaken in their methods and injurious in their consequences, have always commanded, and do still command, sympathy, from the venerableness of their origin. Not all the stories of the abuses of monastic institutions can destroy the respect of every ingenuous mind for the spiritual preferences out of which they arose. The Crusades are still holy, notwithstanding all their defilements of vain-glory, superstition, and barbarism of various kinds. The retreat of the Pilgrim Fathers to the forests of the New World silences the ridicule of the thoughtless about the extravagances of Puritanism in England. Thus far has the race advanced; and, having thus advanced, there is reason to anticipate that the age may come when the individual worship of spiritual supremacy may expand into national; when a people may agree to govern one another with the smallest possible application of physical force; when goodness shall come to be naturally more honoured than birth, wealth, or even intellect; when ambition of territory shall be given up; when all thought of war shall be over; when the pursuit of the necessaries and luxuries of external life shall be regarded as means to an end; and when the common aim of exertion shall be self and mutual perfection. It does not seem to be rash to anticipate such a state of human affairs as this, when an aspiration like the following has been received with sympathy by thousands of republicans united under a constitution of ideas. "Talent and worth are the only eternal grounds of distinction. To these the Almighty has affixed his everlasting patent of nobility; and these it is which make the bright, 'the immortal names,' to which our children may aspire, as well as others. It will be our own fault if, in our land, society as well as government is not organized on a new foundation."--"Knowledge and goodness,--these make degrees in heaven, and they must be the graduating scale of a true democracy."[F] Meantime, it is the traveller's business to learn what is the species of Moral Sentiment which lies deepest in the hearts of the majority of the people. * * * * * He will find no better place of study than the Cemetery,--no more instructive teaching than Monumental Inscriptions. The brief language of the dead will teach him more than the longest discourses of the living. He will learn what are the prevalent views of death; and when he knows what is the common view of death, he knows also what is the aspect of life to no small number;--that is, he will have penetrated into the interior of their morals.--If it should ever be fully determined that the pyramids of Egypt were designed solely as places of sepulture, they will cease to be the mute witness they have been for ages. They will tell at least that death was not regarded as the great leveller,--that kings and peasants were not to sleep side by side in death, any more than in life. How they contrast with the Moravian burial-grounds, where all are laid in rows as they happen to be brought to the grave, and where memorial is forbidden!--The dead of Constantinople are cast out from among the living in waste, stillness, and solitude. The cemeteries lie beyond the walls, where no hum from the city is heard, and where the dark cypresses overhanging the white marble tombs give an air of mourning and desolation to the scene. In contrast with these are the church-yards of English cities, whose dead thus lie in full view of the living; the school-boy trundles his hoop among them, and the news of the day is discussed above their place of rest. This fact of where the dead are laid is an important one. If out of sight, death and religion may or may not be connected in the general sentiment; if within or near the places of worship, they certainly are so connected. In the cemeteries of Persia, the ashes of the dead are ranged in niches of the walls: in Egypt we have the most striking example of affection to the body, shown in the extraordinary care to preserve it; while some half-civilized people seem to be satisfied with putting their dead out of sight, by summarily sinking them in water, or hiding them in the sand; and the Caffres throw their dead to the hyenas,--impelled to this, however, not so much by disregard of the dead, as by a superstitious fear of death taking place in their habitations, which causes them to remove the dying, and expose them in this state to beasts of prey. The burial of the dead by the road-side by some of the ancients, seems to have brought death into the closest relation with life; and when the place chosen is taken in connexion with the inscriptions on the tombs,--words addressed to the wayfarer as from him who lies within,--from the pilgrim now at rest to the pilgrim still on his way, they give plain indications of the views of death and life entertained by those who placed them. Much may be learned from the monumental inscriptions of all nations. The first epitaph is supposed to be traced back to the year of the world 2700, when the scholars of Linus, the Theban poet, bewailed their master in verses which were inscribed upon his tomb. From that day to this, wherever there have been letters, there have been epitaphs; and, where letters have been wanting, there have been symbols. Mysterious symbolic arrangements are traced in the monumental mounds in the interior of the American continent, where a race of whom we know nothing else flourished before the Red man opened his eyes upon the light. One common rule, drawn from a universal sentiment, has presided at the framing of all epitaphs for some thousands of years. "De mortuis nil nisi bonum" is the universal agreement of mourners.[G] It follows that epitaphs must everywhere indicate what is there considered good. The observer must give his attention to this. Among a people "whose merchants are princes," the praise of the departed will be in a different strain from that which will be found among a warlike nation, or a community of agriculturists. Here one may find monumental homage to public spirit, in the form of active citizenship; there to domestic virtue as the highest honour. The glory of eminent station, of ancient family, of warlike deeds, and of courtly privileges may be conspicuously exhibited in one district; while in another the dead are honoured in proportion to their contempt of human greatness, even when won by achievements; to their having lived with a sole regard "to things unseen and eternal." An inscription which breathes the pride of a noble family in telling that "all the sons were brave, and all the daughters chaste," presents a summary of the morals of the age and class to which it belongs. It tells that the supreme honour of men was to be brave, and of women to be chaste; excluding the supposition of each sharing the virtue of the other: whereas, when courage and purity shall be understood in their full signification, it will have become essential to the honour of a noble family that all the sons should be also pure, and all the daughters brave. Then bravery will signify moral rather than physical courage, and purity of mind will be considered no attribute of sex. Even the nature of the public services commemorated, where public service is considered the highest praise, may indicate much. It is a fact of no small significance whether a man is honoured after death for having made a road, or for having founded a monastery, or endowed a school; whether he introduced a new commodity, or erected a church; whether he marched adventurously in the pursuit of conquest, or fought bravely among his native mountains to guard the homes of his countrymen from aggression. The German, the French, the Swiss monuments of the present century all tell the common tale that men have lived and died: but with what various objects did they live! and in what a variety of hope and heroism did they die! All were proud of their respective differences while they lived; and, now that their contests are at an end, they afford materials of speculation to the stranger who ponders upon their tombs. A variety, perhaps a contrariety of praise, may be found in the epitaphs of a country, a city, or a single cemetery. Where this diversity is found, it testifies to the diversity of views held, and therefore to the freedom of the prevailing religious sentiment. Everywhere, however, there is an affection and esteem for certain virtues. Disinterestedness, fidelity, and love are themes of praise everywhere. Some may have no sympathy for the deeds of the warrior, and others for the discoveries of the philosopher and the adventurer; but the honoured parent, the devoted child, the philanthropic citizen, are sure of their tribute from all hearts. Even if there were a variety of praise proportioned to the diversity of hearts and minds that utter it, the inscriptions of a cemetery cannot but breathe a spirit which must animate, more or less, the morals of the society. For instance, the cemetery of Père la Chaise utters, from end to end, one wail. It is all mourning, and no hope. Every expression of grief, from tender regret to blank despair, is to be found there; but not a hint of consolation, except from memory. All is over, and the future is vacant. A remarkable contrast to this is seen in the cemetery of Mount Auburn, Massachusetts. The religious spirit of New England is that which has hope for one of its largest elements, and which was believed by the Puritan fathers to forbid the expression of sorrow. One of those fathers made an entry in his journal, in the early days of the colony, that it had pleased God to take from him by an accident his beloved son Henry, whom he committed to the Lord's mercy;--and this was all. In a similar spirit are the epitaphs at Mount Auburn framed. There is a religious silence about the sorrows of the living, and every expression of joy, thanksgiving, and hope for the dead. One who had never heard of death, might take this for the seed-field of life; for the oratory of the happy; for the heaven of the hopeful. Parents invite their children from the grave to follow them. Children remind their parents that the term of separation will be short; and all repose their hopes together on an authority which is to them as stable and comprehensive as the blue sky which is over all.--What a contrast is here! and how eloquent as to the moral views of the respective nations! There is not a domestic attachment or social relation which is not necessarily modified, elevated, or depressed by the conviction of its being transient or immortal,--an end or means to a higher end. Though human hearts are so far alike as that there must be a hope of reunion, more or less defined and assured, in all who love, and a practical falling below the elevation of this hope in those even who enjoy the strongest assurance,--yet the moral notions of any society must be very different where the ground of hope is taken for granted, and where it is kept wholly out of sight. * * * * * The observer may obtain further light upon the moral ideas of a people by noting the degree of their Attachment to Kindred and Birth-place. This species of attachment is so natural, that none are absolutely without it; but it varies in degree, according as the moral taste of the people goes to enhance or to subdue it. The Swiss and the American parent both send their children abroad; but with what different feelings and views! The Swiss father dismisses his daughter to teach in a school at Paris or London, and his sons to commerce or war. He resigns himself to a hard necessity, and supports them with suggestions of the honour of virtuous independence, and of the delight of returning when it is achieved. They, in their exile, can never see a purple shade upon a mountain side, a gleaming sheet of water, or a nestling village, without a throb of the heart, and a sickening longing for home.--The New England mother, with her tribe of children around her on her hill-side farm, nourishes them with tales of the noble extent of their country,--how its boundary is ever shifting westwards, and what a wild life it is there in the forest, with the Red men for neighbours, and inexhaustible wealth in the soil, ready for the hand which shall have enterprise to work for it. She tells of one and another, but lately boys like her children, who are now judges and legislators,--founders of towns, or having counties named after them. As her young people grow up, they part off eagerly from the old farm,--one into a southern city, another into the western forest, a third to a prairie in a new territory; and the daughters marry, and go over the mountains too. The mother may have sighs to conceal, but she does conceal them; and the sons, so far from lingering,--are impatient till they are gone. Their idea of national honour,--both their patriotic and their personal ambition,--is concerned; and they welcome the hour of dispersion as the first step towards the great objects of their life. Some return to the old neighbourhood to take a wife; but they do not think of passing their second childhood where they spent their first,--any more than the Greek colonists who swarmed from their narrow native districts. The settlers of the west go there, not to obtain a certain amount of personal property, but land, station, and power.--How different again are the Scotch--the people of the strongest family attachments! In the modified and elevated feudalism of clanship, pride and love of kindred constitute the animating social principle. Their clan-music is to them what the Ranz de Vaches is to the Swiss: the one echoing the harmonics of social intercourses, as the other revives the melodies of mountain life. Through the love of kindred, the love of birth-place flourishes among the Scotch. The Highland emigrants in Canada not only clasp hands when they hear played the march of their clan, but wept when they found that heather would not grow in their newly-adopted soil. * * * * * The traveller must talk with Old People, and see what is the character of the garrulity of age. He must talk with Children, and mark the character of the aspirations of childhood. He will thus learn what is good in the eyes of those who have passed through the society he studies, and in the hopes of those who have yet to enter upon it. Is it the aged mother's pride that her sons are all unstained in honour, and her daughters safe in happy homes? or does she boast that one is a priest, and another a peeress? Does the grandmother relate that all her descendants who are of age are "received church-members"? or that her favourite grandchild has been noticed by the emperor? Do the old men prose of a single happy love, or of exploits of gallantry? or of commercial success, or of political failure? What is the section of life to which the greatest number of ancient memories cling? Is it to struggles for a prince in disguise, or to a revolutionary conflict? Is it to the removal of a social oppression, or to a season of domestic trial, or to an accession of personal consequence? Is it the having acquired an office or a title? or the having assisted in the abolition of slavery? or the having conversed with a great author? or the having received a nod from a prince, or a curtsey from a queen? or have you to listen to details of the year of the scarcity, or the season of the plague?--What are the children's minds full of? The little West Indian will not talk of choosing a profession, any more than the infant Portuguese will ask for books. One nation of children will tell of the last saint's day, and another will refer every thing to the emperor. Elsewhere you will be treated with legends without end; or you will be instructed about bargains and wages; or the boys will ask you why a king's son should be king whether the people like him or not; and the girls will whisper something to you about their brother being President some day. As the minds of the young are formed, generally speaking, to an adaptation to the objects presented to them, their preference of warlike to commercial, or literary to political honour, is an eloquent circumstance: and so of their sense of greatness in any direction,--whether it be of the physical order, or the intellectual, or the spiritual. * * * * * From this, the transition is natural to the study of the character of the Pride of each nation. Learn what people glory in, and you learn much of both the theory and practice of their morals. All nations, like all individuals, have pride, sooner or later, in one thing or another. It is a stage through which they have to pass in their moral progression, and out of which the most civilized have not yet advanced, nor discerned that they will have to advance, though the passion becomes moderated at each remove from barbarism. It is by no means clear that the essential absurdity of each is relieved by its dilution. Hereafter, the most modern pride of the most civilized people may appear as ridiculous in its nature as the grossest conceit of utter barbarians now appears to us; but, still, the direction taken by the general pride must show what class of objects is held in most esteem. The Chinese have no doubt that all other countries are created for the benefit of theirs; they call their own "the central empire," as certain philosophers once called our earth the centre round which everything else was to revolve. They call it the Celestial Empire, of which their ruler is the Sun: "they profess to rule barbarians by misrule, like beasts, and not like native subjects." Here we have the extreme of national pride, which must involve various moral qualities;--all the bad ones which are the consequence of ignorance, subservience to domestic despotism, and contempt of the race of man; and the good ones which are the consequence of national seclusion,--cheerful industry, social complacency, quietness, and order.--The Arab pride bears a resemblance to the Chinese, but is somewhat refined and spiritualized. The Arabs believe that the earth, "spread out like a bed," and upheld by a gigantic angel (the angel standing upon a rock, and the rock upon a bull, and the bull upon a fish, and the fish floating upon water, and the water upon darkness,)--that the earth, thus upheld, is surrounded by the Circumambient Ocean; that the inhabited part of the earth is to the rest but as a tent in the desert; and that in the very centre of this inhabited part is--Mecca. Their exclusive faith makes a part of their nationality, and their insolence shows itself eminently in their devotions. Their spiritual supremacy is their strong point; and they can afford to be somewhat less outwardly contemptuous to the race at large, from the certainty they have that all will be made plain and indisputable at last, when the followers of the Prophet alone will be admitted to bliss, and the punishments of the future world will be eternal to all but wicked Mahomedans. There will be found among the Arabs, in accordance with this pride, a strong mutual fidelity; and, among the best class of believers, a real devotion and a kindly compassion towards outcasts; while, among lower orders of minds, we may expect to witness the extreme exasperation of vindictiveness, insult, and rapacity.--We may pass over the pride of caste in India, of royal race in Africa, and the wild notions of Caribbean and Esquimaux dignity, which are almost as painful to contemplate as the freaks of pride in Bedlam. There is quite enough to look upon in the most civilized parts of the earth.--The whole national character of the Spaniards might be inferred from their particularly notorious pride; the quarterings of German barons are a popular joke; the French pride of military glory is an index to the national morals of France; while, in the United States, the pride of Washington and of territory is oddly combined and contrasted. Nothing can be more indicative of the true moral state of the Americans; they hang between the past and the future, with many of the feudal prepossessions of the past, mingled with the democratic aspirations which relate to the future. The ambition and pride of territory belong to the first, and their pride in the leader of their revolution to the last: he is their personification of that moral power to which they profess allegiance. The consequences of this arbitrary union of two kinds of national pride may be foreseen. The Americans unite some of the low qualities of feudalism with some of the highest of a more equal social organization. Without the first, slavery, cupidity, and ostentation could not exist to any great extent; without the others, there could not be the splendid moral conflict which we now see going on in opposition to slavery, nor the reverence for man which is the loveliest feature of American morals and manners. From the aristocratic pride of the English the stranger might draw inferences no less correct. If it is found that there is scarcely a gamekeeper or a tradesman among us who is not stiffened with prejudices about rank; that gossips can tell what noblemen pay, and which do not pay, their tradesmen's bills; that persons who have never seen a lord can furnish all information about the genealogy and intermarriages of noble families; that every class is emulating the manners of the one above it; and that democratic principles are held chiefly in the manufacturing districts, or, if in country regions, among the tenantry of landlords of liberal politics;--the moral condition of such a people lies, as it were, mapped out beneath the eye of the observer. They must be orderly, eminently industrious, munificent in their grants to rulers, and mechanically oppressive to the lowest class of the ruled; nationally complacent, while wanting in individual self-respect; reverentially inclined towards the lofty minority, and contemptuously disposed towards the lowly majority of their race; a generous devotion being advantageously mingled, however, with the select reverence, and a kindly spirit of protection with the gross contempt. Such, to the eye of an observer, are the qualities involved in English pride. Upon this moral material, everywhere diffused, should the traveller observe and reflect. * * * * * Man-worship is as universal a practice as that of the higher sort of religion. As men everywhere adore some supposed agents of unseen things, they are, in like manner, disposed to do homage to what is venerable when it is presented to their eyes in the actions of a living man. This man-worship is one of the most honourable and one of the most hopeful circumstances in the mind of the race. An individual here and there may scoff at the credulity of others, and profess unbelief in human virtue; but no society has ever yet wanted faith in man. Every community has its saints, its heroes, its sages,--whose tombs are visited, whose deeds are celebrated, whose words have become the rules by which men live. Now, the moral taste of a people is nowhere more clearly shown than in its choice of idols. Of these idols there are two kinds;--those whose divinity is confirmed by the lapse of time, like Gustavus Adolphus among the Swedes, Tell in Switzerland, Henri IV. among the French, and Washington among the Americans; and those who are still living, and upon whose daily doings a multitude of eyes are fixed. Those of the first class reign singly; their uncontested sway is over national character, as well as the affections of individual minds; and from their character may that of the whole people be, in certain respects, inferred. Who supposes that the Swiss would have been the same as they are, if Tell's character and deeds could have been hidden in oblivion from the moment those deeds were done? What would the Americans have been now if every impression of Washington could have been effaced from their minds fifty years ago? This is not the place in which to enlarge on the power--the greatest power we know of--which man exercises over men through their affections; but it is a fact which the observer should keep ever in view. The existence of a great man is one of those gigantic circumstances,--one of those national influences,--which have before been mentioned as modifying the conscience--the feelings about right and wrong--in a whole people. The pursuits of a nation for ever may be determined by the fact of the great man of five centuries being a poet, a warrior, a statesman, or a maritime adventurer. The morals of a nation are influenced to all eternity by the great man's being ambitious or moderate, passionate or philosophical, licentious or self-governed. Certain lofty qualities he must have, or he could not have attained greatness,--energy, perseverance, faith, and consequently earnestness. These are essential to his immortality; upon the others depends the quality of his influence; and upon these must the observer of the present generation reflect. It is not by dogmas that Christianity has permanently influenced the mind of Christendom. No creeds are answerable for the moral revolution by which physical has been made to succumb to moral force; by which unfortunates are cherished by virtue of their misfortunes; by which the pursuit of speculative truth has become an object worthy of self-sacrifice. It is the character of Jesus of Nazareth which has wrought to these purposes. Notwithstanding all the obscuration and defilement which that character has sustained from superstition and other corruption, it has availed to these purposes, and must prevail more and more now that it is no longer possible to misrepresent his sayings and conceal his deeds, as was done in the dark ages. In all advancing time, as corruption is surmounted, there are more and more who vividly feel that life does not consist in the abundance that a man possesses, but in energy of spirit, and in a power and habit of self-sacrifice: there are perpetually more and more who discern and live by the persuasion that the pursuit of worldly power and ease is a matter totally apart from the function of Christianity; and this persuasion has not been wrought into activity by declarations of doctrine in any form, but by the spectacle, vivid before the eye of the mind, of the Holy One who declined the sword and the crown, lived without property, and devoted himself to die by violence, in an unparalleled simplicity of duty. The being himself is the mover here; and every great man is, in a similar manner, however inferior may be the degree, a spring by which spirits are moved. By the study of them may much of the consequent movement be understood. The observer of British morals should gather up the names of their idols; he will hear of Hampden, Bacon, Shakspeare, Newton, Howard, and Wesley. In Scotland, he will hear of Bruce and Knox. What a flood of light do these names shed on our _morale_! It is the same with the Englishman abroad when his attention is referred in France to Henri IV, Richelieu, Turenne, and Napoleon, to Bossuet and Fenelon, to Voltaire, and their glorious list of natural philosophers: in Italy, to Lorenzo de' Medici, Galileo, and their constellations of poets and artists: in Germany, to Charles V, Luther, Schwartz, Göthe, Copernicus, Handel, and Mozart. There is in every nation a succession of throned gods, each of whom is the creator of some region of the national mind, and has formed men into more or less of his own likeness. The other kind of idols are those who are still living, and whose influence upon morals and manners is strong, but may or may not be distinguishably permanent. These afford a less faithful evidence,--but yet an evidence which is not to be neglected. The spirit of the times is seen in the character of the idols of the day, however the nation may be divided in its choice of idols, and however many sects there may be in the man-worship of the generation. In our own day, for instance, how plainly is the movement of society discerned, from the fact of the eminence of philanthropists in many countries! Whether they presently sink, or continue to rise, they testify to a prevailing feeling in society. Père Enfantin in France, Wilberforce in England, Garrison in America,--these are watchmen set on a pinnacle (whoever may object to their being there) who can tell us "what of the night," and how a new morning is breaking. Whether they may be most cause or effect, whether they have more or less decidedly originated the interest of which they are the head, it is clear that there is a certain adaptation between themselves and the general mind, without which they could not have risen to be what they are.--Every society has always its idols. If there are none by merit, at any moment, station is received as a qualification. Large numbers are always worshipping the heads of the aristocracy, of whatever kind they may be; and there is rarely a long interval in which there is not some warrior, some poet, artist, or philanthropist on whom the multitude are flinging crowns and incense. The popularity of Byron testified to the existence of a gloomy discontent in a multitude of minds, as the adoration of De Béranger discloses the political feelings of the French. Statesmen rarely command an overwhelming majority of worshippers, because interest enters much more than sentiment into politics: but every author, or other artist who can reach the general mind,--every preacher, philanthropist, soldier, or discoverer, who has risen into an atmosphere of worship in pursuit of a purpose, is a fresh Peter the Hermit, meeting and stimulating the spirit of his time, and exhibiting its temper to the observer,--foreign as to either clime or century. The physical observer of a new region might as well shut his eyes to the mountains, and omit to note which way the streams run, as the moral observer pass by the idols of a nation with a heedless gaze. * * * * * Side by side with this lies the inquiry into the great Epochs of the society visited. Find out what individuals and nations date from, and you discover what events are most interesting to them. A child reckons from his first journey, or his entrance upon school: a man from his marriage, his beginning practice in his profession, or forming a fresh partnership in trade; if he be a farmer, from the year of a good or bad crop; if he be a merchant, from the season of a currency pressure; if he be an operative, from the winter of the Strike: a matron dates from the birth of her children; her nursemaid from her change of place. Nations, too, date from what interests them most. It is important to learn what this is. The major date of American citizens is the Revolution; their minor dates are elections, and new admissions into the Union. The people at Amsterdam date from the completion of the Stadt Huis; the Spaniards from the achievement of Columbus; the Germans from the deed of Luther; the Haytians from the abduction of Toussaint L'Ouverture; the Cherokees from treaties with the Whites; the people of Pitcairn's Island from the mutiny of the Bounty; the Turks, at present, from the massacre of the Janissaries; the Russians from the founding of St. Petersburgh and the deaths of its monarchs; the Irish (for nearer times than the battle of the Boyne) by the year of the fever, the year of the rebellion, the year of the famine. There is a world of instruction in this kind of fact; and if a new species of epoch, of which there is a promise, should arise,--if the highest works of men should come to be looked upon as the clearest operations of Providence,--if Germany or Europe should date from Göthe as the civilized world does from Columbus,--this sole test might reveal almost the entire moral state of society. * * * * * The treatment of the Guilty is all-important as an index to the moral notions of a society. This class of facts will hereafter yield infallible inferences as to the principles and views of governments and people upon vice, its causes and remedies. At present, such facts must be used with great caution, because the societies of civilized countries are in a state of transition from the old vindictiveness to a purer moral philosophy. The ancient methods, utterly disgraceful as they are, must subsist till society has fully agreed upon and prepared for better ones; and it would be harsh to pronounce upon the humanity of the English from their prisons, or the justice of the French from their galley system. The degrees of reliance upon brute force and upon public opinion are yet by no means proportioned to the civilization of respective societies, as at first sight might be expected, and as must be before punishments and prisons can be taken as indications of morals and manners. The treatment of the guilty in savage lands, and also in countries under a despotism, indicates the morals of rulers only,--except in so far as it points out the political subservience of the people. It is true that the Burmese must needs be in a deplorable social state, if their king can "spread out" his prime minister in the sun, as formerly described: but the mercy or cruelty of his subjects can be inferred only from the liberty they may have and may use to treat one another in the same manner. In their case, we see that such a power is possessed and put to use. The creditor exposes his debtor's wife, children, and slaves, to the same noon-day sun which broils the prime minister. In Austria, it would be harsh to suppose that subjects have any desire to treat one another as the Emperor and his minister treat political offenders within the walls of the castle of Spielburg. The Russians at large are not to be made answerable for the transportation of coffles of nobles and gentlemen to the silver mines of Siberia, and the regiments on the frontier. It is only under a representative government that prisons, and the treatment of criminals under the law, can be fairly considered a test of the feelings of the majority. It is too true, however, that punishments are almost everywhere vindictive in their character; and have more relation to some supposed principle of "not letting vice go unpunished," than either to the security of society, or the reformation of the offender. The few exceptions that exist are a far more conclusive testimony to an advancing state of morals than the old methods are to the vindictiveness of the mind of the society which they corrupt and deform. The Philadelphia penitentiary is a proof of the thoughtful and laborious humanity of those who instituted it; but Newgate cannot be regarded as the expressed decision of the English people as to how criminals should be guarded. Such a prison would not now be instituted by any civilized nation. Its existence is to be interpreted, not as a token of the cruelty and profligacy of the mind of society, but of its ignorance of the case, or of its bigoted adherence to ancient methods, or of its apathy in regard to improvements to which there is no peremptory call of self-interest. Any one of these is enough, Heaven knows, for any society to have to answer for; enough to yield, by contrast, surpassing honour to the philanthropy which has pulled down the pillory, and is labouring to supersede the hangman, and to convert every prison in the civilized world into an hospital for the cure of moral disease. But the reform has begun; the spirit of Howard is on its pilgrimage; and barbarous as is still our treatment of the guilty, better days are in prospect. What the traveller has to observe then is, first, whether there has been any amelioration of the treatment of criminals in countries where the people have a voice upon it: and, in countries despotically ruled, whether public sentiment is moved about the condition of state criminals, and whether men treat one another vindictively in their appeals to the laws of citizenship: whether there is a Burmese cruelty in the exercise of the legal rights of the creditor; whether there is a reluctance to plunge others into the woes of legal penalties; or whether offenders are considered as beyond the pale of sympathy. It may thus appear whether the people entertain the pernicious notion that there is a line drawn for human conduct, on one side of which all is virtue, and on the other all vice; or whether they are approximating to the more philosophical and genial belief that all wickedness is weakness and woe, and that therefore the guilty need more care and tenderness in the arrangement of the circumstances under which they live than those who enjoy greater strength against temptation, and an ease of mind which criminals can never know. In some parts of the United States this general persuasion is remarkably evident, and is an incontestable proof of the advanced state of morals there. In some prisons of the United States, as much care is bestowed on the arrangements by which the guilty are preserved from contaminating one another, are exposed to good influences and precluded from bad, as in any infirmary on the ventilation of the wards, and the diet and nursing of the sick. In such a region, vindictiveness in social punishments must be going out, and Christ-like views of human guilt and infirmity beginning to prevail. The same conclusions may be drawn from an observation of the methods of legal punishment. Recklessness of human life is one of the surest symptoms of barbarism, whether life is taken by law or by assassination. As men grow civilized, and learn to rate the spiritual higher and higher above the physical life, human life grows sacred. The Turk orders off the head of a slave almost without a serious thought. The New Zealanders have murdered men by scores, to supply their dried and grinning heads to English purchasers, who little imagined the cost at which they were obtained. This is the way in which life is squandered in savage societies. Up to a comparatively high point of civilization, the law makes free with life, long after the private expenditure of it has been checked or has ceased. Duels, brawls, assassinations, have nearly been discontinued, and even war in some measure discountenanced, before the law duly recognises the sacredness of human life. But the time comes. One generation after another grows up with a still improving sense of the majesty of life,--of the mystery of the existence of such a being as man,--of the infinity of ideas and emotions in the mind of each, and of the boundlessness of his social relations. These recognitions may not be express; but they are sufficiently real to hold back the hand from quenching life. The reluctance to destroy such a creation is found to be on the increase. Men prefer suffering wrong to being accessary to so fearful an act as what now appears a judicial murder: the law is left unused,--is evaded,--and it becomes necessary to alter it. Capital punishments are restricted,--are further restricted,--are abolished. Such is the process. It is now all but completed in the United States: it is advancing rapidly in England. During its progress further light is thrown on the moral notions of a represented people by a change in the character of other (called inferior) punishments. Bodily torments and disfigurements go out. Torture and mutilation are discontinued, and after a while the grosser mental inflictions. The pillory (as mere ignominious exposure) was a great advance upon the maiming with which it was once connected; but it is now discontinued as barbarous. All ignominious exposure will ere long be considered equally barbarous,--including capital punishment, of which such exposure is the recommendatory principle. To refer once more to the Pennsylvania case,--these notions of ignominious exposure are there so far outgrown, that avoidance of it is the main principle of the management. Seclusion, under the guardianship of the law, is there the method,--on the principle of consideration to the weak, and of supreme regard to the feeling of self-respect in the offender,--the feeling in which he is necessarily most deficient. When we consider the brutalizing methods of punishment in use in former times, and now in some foreign countries, in contrast with the latest instituted and most successful, we cannot avoid perceiving that such are indications of the moral notions of those at whose will they exist, be they a council of despots, or an association of nations. We cannot avoid perceiving from them what barbarism is held to be justice in some ages and countries; and how that which would then and there be condemned as culpable leniency, comes elsewhere to be considered less than justice. The treatment of the guilty is one of the strongest evidences as to the general moral notions of society, when it is evidence at all; that is, when the guilty are in the hands of society. * * * * * There is another species of evidence of which travellers are not in the habit of making use, but which is well worth their attention,--the Conversation of convicted Criminals. There are not many places in the world where it is possible to obtain this, without a greater sacrifice of comfort than the ordinary tourist is disposed to make. There is little temptation to enter prisons where squalid wretches are crowded together in dirt, noise, and utter profligacy; where no one of them could speak seriously for fear of the ridicule of his comrades; where the father sees his young son corrupted before his eyes, and the mother utters cruel jests upon the frightened child that hides its face in her apron. In scenes like these, there is nothing for the stranger to do and to learn. The whole is one great falsehood, where the people are acting falsely under false circumstances. It affords an enterprise for the philanthropist, but no real knowledge for the observer. He may pass by such places, knowing that they are pretty much alike in all countries where they exist. Criminals herded together in virtue of their criminality, and outraged into a diabolical hardihood, must present one uniform aspect of disgust. What variety should there be in them? About as much as in the leper settlements in the wildernesses of the world two thousand years ago. The traveller will not be permitted to see the state prisoners of any despotic government; but wherever the subject of prison reform has been entertained, (and Howard's spirit is at work in many countries of the world,) there will probably be opportunity to converse with offenders in a better way than by singling them out from the crowd, in a spirit of condescension, and asking them a few questions, in the answers to which you can place no confidence. If you can converse face to face with a convict, as man with man, you can hardly fail to be instructed. If he has been long deprived of equal conversation, his heart will be full; his disposition will be to trust you; his impulse will be to confide to you his offence, and all the details connected with it. By thus conversing with a variety of offenders, you will be put in possession of the causes of crime, of the views of society upon the relative gravity of offences, and of the condition of hope or despair in which those are left who have broken the laws, and are delivered over to shame. Much light will also be thrown upon the seat of the disorders of society. Putting political offences aside, as varying in number in proportion to the nature of the government, almost all the rest are offences against property. Nine out of ten convicts, perhaps, are punished for taking the money or money's worth of another. Here is a hint as to the respects in which society is most mistaken in its principles, and weakest in its organization. Of the offences against the person, some are occasioned by the bad habits which attend the practice of depredation on property; thieves are drunkards, and drunkards are brawlers:--but the greater number arise out of domestic miseries. Where there are fewest assaults occasioned by conjugal injuries and domestic troubles, the state of morals is the purest. Where they abound, it is clear that the course of love does not run smooth; and that, from the workings of some bad principles, domestic morals are in a low state. In Austria and Prussia, state criminals abound; while in America such a thing is rarely heard of. In America, a youthful and thriving country, offences against property for the most part arise out of bad personal habits, which again are occasioned by domestic misery of some kind; this domestic misery, however, being itself less common than in an older state of society. In England almost all the offences are against property, and are so multitudinous as to warrant a stranger's conclusion that the distribution of property among us must be extremely faulty, the oppression of certain classes by others very severe, and our political morals very low; in short, that the aristocratic spirit rules in England. From the tales of convicts,--how they were reared, what was the nature of the snares into which they fell, what opportunity of retrieving themselves remained, and what was the character of the influences which sank them into misery,--much cannot but be learned of the moral atmosphere in which they were reared. From their present state of mind,--whether they revert in affection to their homes, or to the society from which they have been snatched,--whether they look forward with hope or fear, or are incapable of looking forward at all,--it will appear whether the justice and benevolence of the community have secured the commonest blessings of moral life to these its lowest members, or whether they have been utterly crushed by the selfishness of the society into which they were born. To have criminals at all may in time come to be a disgrace to a community; meantime, their number and quality are an evidence as to its prevalent moral notions, which the intelligent observer will not disregard. * * * * * [H]"The SONGS of every nation must always be the most familiar and truly popular part of its poetry. They are uniformly the first fruits of the fancy and feeling of rude societies; and, even in the most civilized times, are _the only_ poetry of the great body of the people. Their influence, therefore, upon the character of a country has been universally felt and acknowledged. Among rude tribes, it is evident that their songs must, at first, take their tone from the prevailing character of the people. But, even among them, it is to be observed that, though generally expressive of the fiercest passions, they yet represent them with some tincture of generosity and good feeling, and may be regarded as the first lessons and memorials of savage virtue. An Indian warrior, at the stake of torture, exults, in wild numbers, over the enemies who have fallen by his tomahawk, and rejoices in the anticipated vengeance of his tribe. But it is chiefly by giving expression to the loftiest sentiments of invincible courage and fortitude, that he seeks to support himself in the midst of his torments. 'I am brave and intrepid!' he exclaims,--'I do not fear death nor any kind of torture! He who fears them is a coward--he is less than a woman. Death is nothing to him who has courage!' As it is thus the very best parts of their actual character that are dwelt upon even in the barbarous songs of savages, these songs must contribute essentially to the progress of refinement, by fostering and cherishing every germ of good feeling that is successively developed during the advancement of society. When selfishness begins to give way to generosity,--when mere animal courage is in some degree ennobled by feelings of patriotic self-devotion,--and, above all, when sensual appetite begins to be purified into love,--it is then that the popular songs, by acquiring a higher character themselves, come to produce a still more powerful reaction upon the character of the people. These songs, produced by the most highly-gifted of the tribe,--by those who feel most strongly, and express their feelings most happily,--convey ideas of greater elevation and refinement than are as yet familiar; but not so far removed from the ordinary habits of thinking as to be unintelligible. The hero who devotes himself to death for the safety of his country, with a firmness as yet almost without example in the actual history of the race,--and the lover, who follows his mistress through every danger, and perhaps dies for her sake,--become objects on which every one delights to dwell, and models which the braver and nobler spirits are thus incited to emulate. The songs of rude nations, accordingly, and those in which they take most pleasure, are filled with the most romantic instances of courage, fidelity, and generosity; and it cannot be supposed that such delightful and elevating pictures of human nature can be constantly before the eyes of any people, without producing a great effect on their character. The same considerations are applicable to the effects of popular ballads upon the most numerous classes of society, even in civilized nations." It appears that popular songs are both the cause and effect of general morals: that they are first formed, and then react. In both points of view they serve as an index of popular morals. The ballads of a people present us, not only with vivid pictures of the common objects which are before their eyes,--given with more familiarity than would suit any other style of composition,--but they present also the most prevalent feelings on subjects of the highest popular interest. If it were not so, they would not have been popular songs. The traveller cannot be wrong in concluding that he sees a faithful reflection of the mind of a people in their ballads. When he possesses the popular songs of former centuries, he holds the means of transporting himself back to the scenes of the ancient world, and finds himself a spectator of its most active proceedings. Wars are waged beneath his eye, and the events of the chase grow to a grandeur which is not dreamed of now. Love, the passion of all times, and the staple of all songs, varies in its expression among every people and in every age, and appears still another and yet the same. The lady of ballads is always worthy of love and song; but there are instructive differences in the treatment she receives. Sometimes she is oppressed by a harsh parent; sometimes wrongfully accused by a wicked servant, or a false knight; sometimes her soft nature is exasperated into revenge; sometimes she is represented as fallen, but always, in that case, as enduring retribution. Upon the whole, the testimony is strong in favour of bravery in men, and purity in women, and constancy in both;--and this in the whole range of popular poetry, from ancient Arabic effusions, through centuries of European song, up to the Indian chants which may yet be heard on the shores of the wide western lakes. The distinguishing attributes of great men bear a strong resemblance, from the days when all Greece rang with the musical celebration of Harmodius and Aristogiton, through the age of Charlemagne, up to the triumphs of Bolivar: and women have been adored for the same qualities, however variously set forth, from the virgin with gazelle eyes of three thousand years ago, to the dames who witnessed the conflicts of the Holy Land, and onwards to the squaw who calls upon her husband not to forget her in the world of spirits, and to our Burns' Highland Mary. What the traveller has to look to is, that he does not take one aspect of the popular mind for the whole, or a temporary state of the popular mind for a permanent one,--though, from the powerful action of national song, this temporary state is likely to become a permanent one by its means. As an instance of the first, the observer would be mistaken in judging of more than a class of English from some of the best songs they have,--Dibdin's sea songs. They are too fair a representation of the single class to which they pertain, though they have done much to foster and extend the spirit of generosity, simplicity, activity, gaiety, and constant love, which they breathe. They have undoubtedly raised the character of the British navy, and are to a great degree indicative of the naval spirit with us: but they present only one aspect of the national mind. In Spain, again, the songs with which the mountains are ringing, and whose origin is too remote to be traced, are no picture of the conventional mind of the aristocratic classes. As an instance of the false conclusions which might be drawn from the popular songs of a brief period, we may look to the revolutionary poetry of France. It would be unfair to judge of the French people by their _ça ira_ or the _Carmagnole_, however true an expression such songs may be of the spirit of the hour. The nation had lived before under "une monarchie absolue tempérée par des chansons;" the absolutism grew too galling; and then the songs took the tone of fury which protracted oppression had bred. It was not long before the tone was again changed. Napoleon was harassed on his imperial throne by tokens of a secret understanding, unfriendly to his interests: those tokens were songs ambiguously worded, or set to airs which were used as signs; and treason, which he could not reach, was perpetually spoken and acted within ear-shot and before his eyes. When the royal family returned, the songs of De Béranger passed in like manner from lip to lip, and the restored throne trembled to the echo. In France, morals have for many years found their chief expression in politics; and from the songs of Paris may the traveller learn the political feelings of the time. Under representative governments, where politics are the chief expression of morals, the songs of the people cannot but be an instructive study to the observer; and scarcely less so in countries where, politics being forbidden, the domestic and friendly relations must be the topics through which the most general ideas and feelings will flow out. The rudest and the most advanced nations abound in songs. They are heard under the plantain throughout Africa, as in the streets of Paris. The boatmen on the Nile, and the children of Cairo on their way to school, cheer the time with chants; as do the Germans in their vineyards, and in the leisure hours of the university. The Negro sings of what he sees and feels,--the storm coming over the woods, the smile of his wife, and the coolness of the drink she gives him. The Frenchman sings the woes of the state prisoner, and the shrewd self-cautionings of the citizen. The songs of the Egyptian are amatory, and of the German varied as the accomplishments of the nation,--but in their moral tone earnest and pure. The more this mode of expression is looked into, the more serviceable it will be found to the traveller's purposes of observation. * * * * * The subject of the Literature of nations, as a means of becoming familiar with their moral ideas, is too vast to be enlarged on here. The considerations connected with it are so obvious, too, that the traveller to whom they would not occur can be but little qualified for the work of observing. It is clear that we cannot know the mind of a nation, any more than of an individual, by merely looking at it, without hearing any speech. National literature is national speech. By this are its prevalent ideas and feelings uttered. It is necessarily so; for books which do not meet sympathy from numbers die immediately, and books which strike upon the sympathies of all never die. Between the two extremes, of books which command the sympathies of a class, and those which are the delight of all, there is an extensive gradation, from which the careful observer may almost frame for himself a scale of popular morals and manners. I mean, of course, in countries where there is a copious classical, or a growing modern literature. A people which happens to be without a literature,--the Americans, for instance,--must be judged of, as cautiously as may be, by such other means of utterance as they may have,--the political institutions which the present generation has formed or assented to,--their preferences in selection from the literature of other countries; and so on. But there is a far greater danger of their being misunderstood than there can ever be with regard to a nation which speaks for itself through books. "A country which has no national literature," writes a student of man, "or a literature too insignificant to force its way abroad, must always be to its neighbours, at least in every important spiritual respect, an unknown and misestimated country. Its towns may figure on our maps; its revenues, population, manufactures, political connexions, may be recorded in statistical books: but the character of the people has no symbol and no voice; we cannot know them by speech and discourse, but only by mere sight and outward observation of their habits and procedure."[I] The very fact of there being no literature in a nation may, however, yield inferences as to its mental and moral state. There is a very limited set of reasons why a people is without speech. They are barbarous, or they are politically oppressed; or the nation is young, and busy in providing and securing the means of national existence; or it has the same language with another people, and therefore the full advantage of its literature, as if it were not foreign. These seem to be nearly all the reasons for national silence; and any one of them affords some means of insight into the morals and manners of the dumb people. As for those which have utterance, they either speak freshly from day to day, or they show their principles and temper by the choice they make from among their own classics. Whatever is most accordant with their sympathies, they dwell upon; so that the selection is a sure indication of what the popular sympathies are. The same may be said of the comparative popularity of modern books; but they may reveal only a temporary state of feeling, and the traveller has to separate this species of evidence from the more important kind which testifies to the permanent affections and convictions of a people. The revelling of the French in Voltaire, of the Germans in Werter, and of the English in Byron, was, in each case, a highly important revelation of popular feeling; but it is not a circumstance from which to judge of the fixed national character of any of the three. It was a sign of the times, and not signs of nations. Voltaire pulled down certain erections which could not stand any longer, and was worshipped as a denier of untruths,--the popular mind being then ripe for the exploding of errors. But here ended the vocation of Voltaire. The French are now busy, to the extent of their energy, in doing what ought to follow upon the exposure of errors;--they are searching after truth. Pretences having been destroyed, they are now propounding and trying principles; and works which propose new and sounder erections find favour in preference to such as only expose and ridicule old sins and mistakes.--Werter was popular because it expressed the universal restlessness and discontent under which not only Germany, but Europe was suffering. Multitudes found their uncomfortable feelings uttered for them; and Werter was, in fact, the groan of a continent. Old superstitions, tyrannies, and ignorance were becoming intolerable, and no way was seen out of them; and the voice of complaint was hailed with universal sympathy. So it was with the poetry of Byron, adopted and echoed as it was, and will for some time continue to be, by the sufferers under an aristocratic constitution of society, whether they be oppressed by force from without, or by weariness, satiety, and disgust from within. The permanent state of the English mind is not represented in Byron, and could not be guessed at from his writings, except by inference from the woes of a particular order of minds: but his popularity was an admirable sign of the times, for such observers as were capable of interpreting it. Probably, in all ages since the pen and the press began their work, literature has been the expression of the popular mind; but it seems to have become peculiarly forcible, as a general utterance, of late. Whatever truth there may be in speculations about the growing infrequency of "immortal works,"--about the age being past for the production of books which shall become classics,--it appears that literature is assuming more and more the character of letters written to those whom their subjects may concern, and becoming more and more a familiar utterance of the general mind of the day. In the popular modern works of Germany there is deep and warm religious sentiment, while the most unflinching examination into the philosophy and fact of revelation is widely encouraged. In England, there is a growing taste for works which exhibit the life of the lower orders of society, though all aristocratic prepossessions appear in practice as strong as ever. This seems to indicate that our philosophy has a democratic tendency under which a general opinion will be formed, which will, in time, be expressed in practice. The French, again, are devouring, at the rate of two new volumes every three days, novels which are, in fact, letters to those whom they may concern on the condition and prospects of men and women in society. The pictures are something more than mere delineations. They carry with them principles by which the position of the members of the community is to be tested. The social position of Woman is a prominent topic. The first principles of social organization are involved in the groundwork of the simplest stories: and the universal reception of this product of literature shows that those whom it concerns are all. What an enormous loss of knowledge must the traveller sustain who omits to observe and reflect upon the spirit of the fresh literature of a people, or of its preferences among the literature of the past! He must note whether a people has recent dramatic productions: if not, whether and why the times are unfavourable to that kind of literature; and if there is dramatic production, what are the pictures of life that it presents. He must obtain at least some general idea of what the mental philosophy of the society is,--not so much because mental philosophy affects the national mind, as because it emanates from it. Is it a gross material, or a refined analytical, or a massy mystical philosophy? The first is usually found in the sceptical stage of the mind of a nation; the last in its healthy infancy; while the other is rarely to be found at all, except as the product of an individual mind of a high order. Few travellers will have occasion to give much attention to this part of their task of observation; as, among all the nations of the earth, there is not one in ten that has any mental philosophy at all. All have Fiction (other than dramatic); and this must be one of the observer's high points of view. There is no need to spend words upon this proposition. It requires no proof that the popular fictions of a people, representing them in their daily doings and common feelings, must be a mirror of their moral sentiments and convictions, and of their social habits and manners. The saying this is almost like offering an identical proposition. The traveller should stock his carriage with the most popular fictions, whether of the present day, or of a recent or ancient time. He should fill up his leisure with them. He should separate what they have that is congenial with his own habit of mind, from that with which he can least sympathize, and search into the origin of the latter. This will be something of a guide to him as to what is permanent and universal in the sentiments and convictions of the people, and what is to be regarded as a distinctive feature of the particular society or time. It is impossible but that, by the diligent use of these means, the observer must learn much of the general moral notions of the people he studies,--of what they approve and disapprove,--what they eschew and what they seek,--what they love and hate, desire and fear;--of what, in short, yields them most internal trouble or peace. CHAPTER III. DOMESTIC STATE. "How lived, how loved, how died they?" BYRON. Geologists tell us that they can answer for the modes of life of the people of any extensive district by looking at the geological map of the region. Put a geological map of England before one who understands it, and he will tell you that the inhabitants of the western parts, from Cornwall, through Wales, and up through Cumberland into Scotland, are miners and mountaineers; here living in clusters round the shaft of a mine, and there sprinkled over the hills, and secluded in the valleys. He will tell you that, on the middle portion of the surface, from Devonshire, up through Leicestershire, to the Yorkshire coast, the wide pastures are covered with flocks, while the people are collected into large manufacturing towns; an ordinary map showing, at the same time, that Kidderminster, Birmingham, Coventry, Leicester, and Nottingham, Sheffield, Huddersfield, and Leeds, with many others, lie in this district. He will tell you that the third range, comprehending the eastern part of the island, is studded with farms, and that tillage is the great occupation and interest of the inhabitants. The moralist might follow up the observations of the geologist with an account of the general characteristics of societies engaged in these occupations. He knows that a distinct intellectual and moral character belongs to miners, to artisans, and to agriculturists; he knows that miners are prone to superstition, and to speculation in business, from the incalculable nature of their pursuits, the hap-hazard character of their enterprises; he knows that an artisan population is active-minded, communicative, capable and fond of concert; that among them is found the greatest proportion of religious dissent and political sagacity, of knowledge and its results in action. He knows that an agricultural people are less of a society than the others; that they are as mentally sluggish in comparison with operatives, as they are physically superior to them; that they make far less use of speech; are more attached to what is habitual and ancient, and have less enterprise and desire of change. They are, in fact, the representatives of the past,--of feudal times; while an artisan population is a prophecy of the future, and the beginning of the fulfilment. The ideas of equal rights, of representation of person as well as property, and all other democratic notions, originate in towns, and chiefly in manufacturing towns. Loyalty to the person rather than the function of rulers, pride in land and love of it as the blessing of blessings, and jealousy of every other interest, are found wherever corn springs up in the furrows, and there are farm-houses to be miniature representations of the old feudal establishments. Such are the general tendencies, modified according to circumstances. There are influences which make certain artisans in England tories, and certain landlords and tenants liberals; and there may be times and places where whole societies may have their characteristics modified; but there is rarely or never a complete departure from the general rule. Landlords and their posse of tenants, called liberal, soon find a point beyond which they cannot go, and from which they tend back into the politics of their order; and there is often but a single step for tory artisans into ultra-radicalism; it turns out to be a spurious toryism. So it is possible that there might have been here and there a democrat in La Vendée in 1793, and a sprinkling of royalists in Lyons in 1817. Yet La Vendée and Linois may be taken as representatives of the two kinds of society. The weaving population of Lyons are, like that of manufacturing towns generally, disposed to irritability by physical uneasiness, nourishing their ideas and feelings by communication, suffering from the consequences of partial knowledge, having glimpses of a better social state, and laying the blame of their adversities on a deficiency of protection by the government; enterprising and nicely skilled in the improvement of their articles of manufacture, and ever full of aspiration. The inhabitants of La Vendée are so diametrically opposite in their social circumstances and characteristics, that their bias in politics is a matter of course. Here is a description of the face of the district at the time that Lyons was as intensely republican as La Vendée was royalist:-- "Only two great roads traversed this sequestered region, running nearly parallel, at a distance of more than seventy miles from each other. The country, though rather thickly peopled, contained, as may be supposed, few large towns; and the inhabitants, devoted almost entirely to rural occupations, enjoyed a great deal of leisure. The noblesse or gentry of the country were very generally resident on their estates, where they lived in a style of simplicity and homeliness which had long disappeared from every other part of the kingdom. No grand parks, fine gardens, or ornamented villas; but spacious clumsy chateaux, surrounded with farm offices, and cottages for the labourers. Their manners and way of life, too, partook of the same primitive rusticity. There was great cordiality, and even much familiarity, in the intercourse of the seigneurs with their dependants: they were followed by large trains of them in their hunting expeditions, which occupied so great a part of their time. Every man had his fowling-piece, and was a marksman of fame or pretensions. The peasants resorted familiarly to their landlords for advice, both legal and medical; and they repaid the visits in their daily rambles, and entered with interest into all the details of their agricultural operations. From all this there resulted a certain innocence and kindliness of character, joined with great hardihood and gaiety. Though not very well educated, the population were exceedingly devout; though theirs was a kind of superstitious and traditional devotion, it must be owned, rather than an enlightened or rational faith. They had the greatest veneration for crucifixes and images of their saints, and had no idea of any duty more imperious than that of attending on all the solemnities of religion. They were singularly attached also to their curés, who were almost all born and bred in the country, spoke their _patois_, and shared in all their pastimes and occupations. When a hunting-match was to take place, the clergyman announced it from the pulpit after prayers, and then took his fowling-piece and accompanied his congregation to the thicket."[J] The chief contrasting features of these two kinds of society may be recognized in all parts of the civilized world. The most intensely loyal of the loyal Chinese will be found irrigating the terraces of the mountains, or busy in the ploughing-matches of the plains; and the least contented will be found at the loom. Spain is removed from a capacity for social freedom just in proportion to the discouragement of manufactures. The vine-growing districts of Germany are the most, and the commercial towns the least, acquiescent in the rule under which they are living. Russia will be despotically governed as long as she has no manufactures; and England and the United States are rescued, by the full establishment of their manufactures, from all danger of a retrogradation towards feudalism. The way in which these considerations concern us in this place is, that public and private morals, no less than manners, depend on the degree of feudalism which is left in the community. We have spoken before of the morals of the feudal and democratic states of society; and what we are now pointing out is, that these states, with their attendant morals and manners, may be discerned from the face of the country, and the consequent occupations of its inhabitants. It appears as if a geological map might be a useful guide to the researches of the moralist,--an idea which would have appeared insanely ridiculous half a century ago, but now reasonable enough. If the traveller be no geologist, so that he cannot, by his own observation, determine the nature of the soil, and thence infer, for his general guidance, the employments and mental and moral state of the people, he must observe the face of the country along the road he travels. He will do better still by mounting any eminences which may be within reach, whether they be churches, pillars, pyramids, pagodas, baronial castles on rocks, or peaks of mountains; thence he should look abroad, from point to point, through the whole region, and mark out what he sees spread beneath him. Are there pastures extended to the horizon, with herdsmen and flocks sprinkled over them, and in the midst a cloud of smoke overhanging a town, from which roads part off in many directions? Or is it a scene of shadowy mountains, with streams leaping from their fissures, and no signs of human habitation but the machinery of a mine, with rows of dwellings near heaps of piled rubbish? Or is the whole intersected with fences, and here dark with fallows, there yellow with corn, while farmsteads terminate the lanes, and the dwellings and grounds of rich proprietors are seen at intervals, with each a hamlet resting against its boundaries? Is this the kind of scene, whether the great house be called mansion, or chateau, or villa, or schloss; whether the produce be corn, or grapes, or tea, or cotton? A person gifted with a precocity of science in the twelfth century might have prophesied what is now happening from the picture stretched beneath him as he gazed from an eminence on the banks of the Don or the Calder. He might see, with the bodily eye, only "Meadows trim with daisies pied, Shallow brooks and rivers wide," with clusters of houses in the far distance, and Robin Hood with his merry men lurking in the thickets of the forest, or basking under the oaks: but with the prophetic eye of science he might discern the multitudes that were, in course of time, to be living in Sheffield or Huddersfield; the stimulus that would be given to enterprise, the thronging of merchants to this region, the physical sufferings, the moral pressure, that must come; the awakening of intelligence, and the arousing of ambition. In the real scene, a cloud-shadow might be passing over a meadow; in the ideal, a smoke-cloud would be resting upon a hundred thousand human beings. In the real scene, a warbling lark might be springing from the grass; in the ideal, a singer[K] of a higher order might appear remonstrating with feudalism from amidst the roar of the furnace-blast and the din of the anvil; and then, when his complaint of social oppression is done, starting forwards to the end of all, and singing the requiem of the world itself. "Whose trade is poaching. Honest Jem works not, Begs not; but thrives by plundering beggars here. Wise as a lord, and quite as good a shot, He, like his betters, lives in hate and fear, And feeds on partridge because bread is dear. Sire of six sons apprenticed to the jail, He prowls in arms, the Tory of the night; With them he shares his battles and his ale; With him they feel the majesty of might." "He reads not, writes not, thinks not; scarcely feels: Steals all he gets; serves Hell with all he steals." * * * * * "Yes, and the sail-less worlds which navigate Th' unutterable deep that hath no shore, Will lose their starry splendour soon or late, Like tapers quenched by Him whose will is fate! Yes, and the angel of Eternity, Who numbers worlds and writes their names in light, One day, O Earth, will look in vain for thee, And start, and stop in his unerring flight; And with his wings of sorrow and affright Veil his impassioned brow and heavenly tears!" Somewhat in the same way as such a supposed philosophic observer might be imagined to foresee that democratic strains of remonstrance would here succeed to foresters' and freebooters' songs, may a well-qualified observer of the present day discern the interior mechanism and the remote issues of what lies beneath his eyes. While surveying the vast prairies on the banks of the deep rivers of the Western world, he may safely anticipate the time when self-governing communities will swarm where now a settler's log-house and enclosure are the only break in the wide surface of verdure. While looking down upon the harvests of Volhynia, or watching the processions of wagons laden with corn, and slowly wending their way down to Odessa, he may securely conclude that no vivacious artisan population will enliven this region for a long time to come; that the inhabitants will continue attached to the despotism under which they live; and that the morals of a despotism--the morals which coexist with gross ignorance and social subservience--may be looked for and found for at least an age. Some preparation may thus be made by a glance over the face of the country. Much depends on whether it is flat or mountainous, pasture or arable land. It appears from fact, too, that much depends on minor circumstances,--even on whether it is damp or dry. It is amusing to the traveller in Holland to observe how new points of morals spring up out of its swamps, as in the East from the dryness of the deserts. To injure the piles on which the city is built, is at Amsterdam a capital offence; and no inhabitant could outgrow the shame of tampering with the vegetation by which the soil of the dykes is held together. While Irish children are meritoriously employed in gathering rushes to make candles, and sedges for thatch, "the veriest child in Holland would resent as an injury any suspicion that she had rooted up a sedge or a rush, which had been planted to strengthen the embankments."[L] Such are certain points of morals in a country where water is the great enemy. In the East, where drought is the chief foe, it is a crime to defile or stop up a well, and the greatest of social glories is to have made water flow where all before was dry. In Holland, a malignant enemy cuts the dyke, as the last act of malice: in Arabia, he fills up the wells. In Holland, a distinct sort of moral feeling seems to have grown up about intemperance in drink. The humidity of the climate, and the scarcity of clear, wholesome water, obliges the inhabitants to drink much of other liquids. If moderation in them were not made a point of conscience of the first importance, the consequences of their prevalent use would be dreadful. The success of this particular moral effort is great. Drunkenness is almost as rare in Holland as carelessness in keeping accounts, and tampering with the dykes. There is no country in the world whose morals have more clearly grown out of its circumstances than Holland. On the theory of an infallible Moral Sense, it would be as difficult to account for a Dutchman's tenderness of conscience on any of the above three heads, as for a soldier's agony at the imputation of sleeping upon guard, or an Alabama planter's resentment at being charged with putting the alphabet in the way of a mulatto. * * * * * Having noted the aspect of the country, the observer's next business is to ascertain the condition of the inhabitants as to the supply of the Necessaries of life. He knows that nothing remains to be learned of the domestic morals of people who are plunged in hopeless poverty. There is no foundation for good morals among such. They herd together, desperate or depressed; they have no prospect; their self-respect is prostrated; they have nothing to lose, there is nothing for them to gain by any effort that they can make.--But it is needless to speak of this. When we treat of the domestic morals of any class, it is always presupposed that they are not in circumstances which render total immorality almost inevitable. In agricultural districts, the condition of the inhabitants may be learned by observation of the markets. An observing traveller has said, "To judge at once of a nation, we have only to throw our eyes on the markets and the fields. If the markets are well supplied, the fields well cultivated, all is right. If otherwise, we may say, and say truly, these people are barbarous and oppressed."[M] This, though a rather sweeping judgment, is founded in truth, and is well worthy of being borne in mind in travelling. It so happens that the negroes of Hayti are abundantly supplied with the necessaries, and with many of the comforts of life; that they are by no means barbarous, and far from being oppressed; and yet they have few roads, and scarcely any markets. They grow up in the midst of plenty; but, when a countryman is about to kill a hog, he sends his son round among his neighbours on horseback, to give notice to any who wish for pork, to send for it on a certain day. Their wretched, barbarous, oppressed countrymen in South Carolina, meanwhile, have excellent markets. The Saturday night's market at Charleston might beguile a careless foreigner into the belief that those who throng it are a free and prosperous people. Thus the rule above quoted does not always hold. Yet it is true that the existence and good quality of markets testify to the existence and good quality of other desirable things. Where markets are abundantly and variously supplied, it is clear that there must be a large demand for the comforts of life, and a diversity of domestic wants. It is clear that there must be industry to meet this demand, and competence to justify it. There must be social security, or the industry and competence would not be put to so hazardous a use. It _may_ happen, as at Charleston, that the capital is the masters' (whose the profits may also be, at any moment); that the industry is called forth by a delusive hope; and that the briskness of the transactions at market is ascribable to the pleasure slaves have in social meetings; but better things may usually be inferred from a well-supplied and well-conducted market. * * * * * The traveller's other researches in agricultural regions will be into the Tenure of lands,--whether they are held in small separate properties;--whether such properties are held by individuals, or shared with any kind of partners;--whether portions are rented from landlords; and, if so, whether any order of middlemen are concerned in the business;--whether the land is chiefly held by large owners; and, if so, whether the labourers are attached to the soil under feudal arrangements, or whether they are free labourers working for wages. The homes of the agricultural population will be found to vary in aspect as any one of these systems prevails. In young and prosperous countries, the system of small separate properties is found to conduce to independence and the virtues which result from it, though it is not favourable to knowledge and enlightenment. Families live much to themselves; and thus, while forming strong domestic attachments, they lose sight of what is going on in the world. They become unused to the light of society, and get to dislike and fear it. The labourers, in such case, usually live with the family, whether they be brothers, as often happens in Switzerland; sons, as in many a farm-house of the United States; or hired servants, as in former times in England,--and still in some retired parts. In each case the picture is easily filled in by the imagination. All are engaged, throughout the year, in the business of living. The work is never ending, still beginning; or, if it has intervals, they are dull and weary, from the absence of interests wherewith to occupy them. The employments of life are innocent, and the principle of association is harmless; but if there be ignorance and prejudice in the region, in these farm-houses will they be found; and in company with them morals of a high order are not to be looked for. If small properties are held in partnership, poverty is present or threatening. The condition of affairs cannot be lasting; and this may be well; for narrow means and partnership in a property which requires to be managed by skill are more favourable to discontent and disagreement than to a kindly social state. The middleman system is favourable or unfavourable to morals, just in proportion as it is so to prosperity. Every one knows the wretchedness of it in Ireland, and that there are numerous instances in Italy of the complete success of the métayer plan. Where the land is the property of large owners, and is tilled by labourers, there must be more or less of the feudal temper and manners remaining. Where the labourers are attached to the soil, there must necessarily exist whatever good arises from the certainty of the means of subsistence, coupled with the evils of subservience to the will of the lord, mental sluggishness, and ignorance. Where they are not irremovably attached to the soil, habit and helplessness have usually much of the same effect. The son hedges, ditches, or ploughs where his father hedged, ditched, or ploughed; he takes his beer, or cider, or thin wine, (according to the country he lives in,) at the same house of entertainment, and gossips about the doings of the lord and his family, much as labourers were wont to gossip two hundred years ago. It is the business of the traveller to note which mode of agricultural life prevails, and how the morals which pertain to it are modified by particular circumstances. * * * * * He must make the same kind of observations on the Manufacturing and Commercial Classes of the country he visits. Here again the chief differences in morals and manners arise out of the comparative prosperity or adversity of the class. Take the cotton manufacture. Passing by the Chinese operative plying his shuttle as he sits under his bamboo shed, and the Hindoo drawing out his fine thread under the shade of the palm, what differences there are among artisans of the same race,--Europeans and of European extraction! In Massachusetts there are villages of artisans, where whole streets of houses are their property; the church on the green in the midst is theirs; the Lyceum, with its library and apparatus, is theirs. There are rows of neat frame-dwellings, painted white or yellow, with piazzas before and behind, and Venetian blinds to every window,--all growing up out of the earnings of girls, who bring their widowed mothers to preside over their establishments. Others are paying off the mortgages on their fathers' farms. Others are procuring for their brothers a learned education in a college. In the cotton settlements of Europe what a contrast! At the best, operatives can only provide for their wants, and the placing out of their children, by a life of strenuous toil. At the worst, they herd together, many families in one house,--often in one room; decency is discarded; recklessness succeeds, to such a degree that, in certain sections of the society, there is scarcely a man of thirty-five who is not a grandfather. Among such there is a barbarism as savage as among the most vicious aristocracy of the worst feudal times. The lowest artisan population of the present day may vie in corruption with the noblesse of France on the eve of the first revolution. It is for the traveller to observe what grade in the wide interval between the operatives of Massachusetts, and those of Lyons and Stockport, is occupied by the artisans of the places he visits. * * * * * Upon the extent of the Commerce of a country depends much of the character of its morals. Old virtues and vices dwindle away, and new ones appear. The old members of a rising commercial society complain of the loss of simplicity of manners, of the introduction of new wants, of the relaxation of morals, of the prevalence of new habits. The young members of the same society rejoice that prudery is going out of fashion, that gossip is likely to be replaced by the higher kind of intercourse which is introduced by strangers, and by an extension of knowledge and interests: they even decide that domestic morals are purer from the general enlargement and occupation of mind which has succeeded to the _ennui_ and selfishness in which licentiousness often originates. A highly remarkable picture of the two conditions of the same place may be obtained by comparing Mrs. Grant's account of the town of Albany, New York, in her young days,[N] with the present state of the city. She tells us of the plays of the children on the green slope which is now State Street; of the tea-drinkings and working parties, of the gossip, bickerings, and virulent petty enmities of the young society, with its general regularity and occasional back-sliding; with the gentle despotism of its opulent members, and the more or less restive or servile obedience of the subordinate personages. In place of all this, the stranger now sees a city with magnificent public buildings, and private houses filled with the products of all the countries of the world. The inhabitants are too busy to be given to gossip, too unrestrained in their intercourse with numbers to retain much prudery: social despotism and subservience have become impossible: there is a generous spirit of enterprise, an enlargement of knowledge, an amelioration of opinion. There is, on the other hand, perhaps a decrease of kindly neighbourly regard, and certainly a great increase of the low vices which are the plague of commercial cities. Such is the transformation wrought by commerce. An observer who can also speculate,--one who looks before and after,--will conclude that, amidst some evil, the change is advantageous; and that good must, on the whole, arise from enlarged intercourses between men and societies. Seeing in commerce the instrument by which all the inhabitants of the earth are in time to be brought into common possession of all true ideas, and sympathy in all good feelings, he will mark the progress made by the society he visits towards this end. He will mark whether its merchants as a body have a spirit of generous enterprise or of sordid self-interest; whether they entertain a respect for learning and a taste for art,--bringing the one from abroad, and cherishing the other at home;--whether, in short, the merchants are the princes or the money-grubbers of the community. The spirit of this class will determine that of their subordinates. If the masters of commerce are liberal and enlightened, their servants will be thriving, and will have the virtues which wait upon self-respect: if the contrary, they will be debased. A Jewish money-lender is no more like a merchant of Salem or Bourdeaux than Malay porters at Macao are like the clerk class of Amsterdam. In the mercantile orders of society may be found the extremes of honour, generosity, diligence, and accuracy,--and of treachery, meanness, and selfish carelessness. It is the traveller's business to note the tendencies to the one or the other,--from the vexatious hog and yam traffic of the islands of the South Sea, to the magnificent transactions of the traders of Hamburgh. * * * * * The Health of a community is an almost unfailing index of its morals. No one can wonder at this who considers how physical suffering irritates the temper, depresses energy, deadens hope, induces recklessness, and, in short, poisons life. The domestic affections, too, are apt to languish through disappointment in countries where the average of death is very high. There is least marriage in unhealthy countries, and most in healthy ones,--other circumstances being equal. The same kind of spirit (however largely diluted) prevails in sickly regions as in societies which are visited by a pestilence. Study the tempers of the people who are subject to goîtres, of those who live in marshes, of those who encounter an annual tropical fever; and contrast it with that of dwellers on mountains, and in dry prairies, and in well-ventilated towns. What selfishness, apathy, and discontent in the one class! and what kindliness, briskness, and cheerfulness in the other! In the United States, wide spreading as the country is, and comprehending every variety of people, and almost of climate, the common deficiency of health produces moral effects which must strike the most careless traveller. The epicurean temper of the south, and the puritanic mood of the north, are alike stimulated by this. In the south, the overseers, whose business it is to encounter the fever, seem to be always practically saying, "Let us eat and drink, for to-morrow we die." There is a recklessness among the trading classes there, a heathen levity and grossness, which are doubtless in a great degree owing to the presence of slavery, but also in part to the certainty of a very large annual mortality. Not the purest Christianity itself could preserve a people so placed from a more or less modified fatalism. The richer members of society leave their homes for some months of every year, and go northwards; and this perpetual unsettling of their families has a bad effect upon the habits of the young people and the comfort of their parents. It operates against domestic diligence, tranquillity, and satisfaction with home pleasures. In the north, there is a perpetual preaching about death, enforced by the never-ceasing recurrence of it; but it has not the effect of making people less worldly-minded than others. It serves only to shade life with apprehension, uncertainty, and bereavement; and, it is to be feared, to give to the vanity of many minds the direction of false heroism about meeting death. This seems too serious a subject for the exercise of human vanity; yet that purpose it has served, perhaps, in all societies; and in none more than in New England. The greater number of very young people, everywhere, who cannot be aware of the importance of life, and of the simplicity of death as its close, have romantic thoughts about dying early; and, in a country where an unusual proportion do die early, this species of vain-glory is likely to flourish. The pain felt everywhere by really enlarged and religious minds on seeing a false resignation exhibited, and hearing shallow sentimentalities given out on the brink of the grave, is peculiarly felt in a region where mourning mothers may be seen who have lost eight, twelve, or fifteen children, and where scarcely an enterprise of any extent can be undertaken which is not almost sure to be interrupted or baffled by sickness or death.--When these considerations are dwelt upon, and when it is remembered what the consequences of a low state of health must be to each future generation, it seems scarcely extravagant to say that the best influence upon the morals of the American nation would be such as might improve their health. Good and bad health are both cause and effect of good and bad morals. No proof of this is needed, nor any further dwelling upon the proposition. The fact, however, points out to the observer the duty of obtaining a correct general estimate of the health of the community he visits. There are two principal methods by which he may obtain the knowledge he wants,--by examining civic registers, and by visiting burial-grounds. A faithful register of births, marriages, and deaths, is wished for by enlightened philanthropists of all advanced countries, far more as a test of national morals and the national welfare, than as a matter of the highest social convenience. For this the physiologist waits as the means of determining the physical condition of the nation; as a guide to him in suggesting and prescribing the methods by which the national health may be improved, and the average of life prolonged.--For this the legislator waits as the means of determining the comparative proneness of the people to certain kinds of social offences, and the causes of that proneness; that the law may be framed so as to include (as all wise laws should include) the largest preventive influence with the greatest certainty of retribution.--For this the philanthropist waits as a guide to him in forming his scheme of universal education; and without this,--without knowing how many need education altogether,--how many under one set of circumstances, and how many under another,--he can proceed only in darkness, or amidst the delusions of false lights. He is only perplexed by the partial knowledge, which is all that his utmost efforts enable him to obtain. If he goes into every house of every town and village in his district, he is no nearer to an understanding of the intellectual and moral condition of the nation than he was before: for other districts have a different soil and different occupations; the employments of the people, their diseases and their resources, are unlike; and, under these diverse influences, their physical, and therefore moral and intellectual condition, must vary. The reports of Philanthropic Societies do little more for him, drawn up as they are with partial objects and under exclusive influences: parliamentary disclosures are of little more use. Vague statements about the increase of drunkenness, resistance to one kind of law or another, alarm and distress him; but such statements again are partial, and so often brought forward for a particular object, that they afford no safe guide to him who would form a general preventive or remedy. Thus it is under all partial methods of observation; but when the philanthropist shall gain access to a register of the national births, marriages, and deaths, he will have under his hand all the materials he requires, as completely as if he were hovering over the kingdom, comprehending all its districts in one view, and glancing at will into all its habitations. The comparative ages of the dead will indicate to him not only the amount of health, but the comparative force of various species of disease; and from the character of its diseases, and the amount of its health, much of the moral state of a people may be safely pronounced upon. The proportion of marriages to births and deaths is always an indication of the degree of comfort enjoyed, and of the consequent purity of morals; and, therefore, of the degree in which education is present or needed. A large number of children, and a large proportion of marriages, indicate physical and moral welfare, and therefore a comparative prevalence of education. A large number of births, and a small proportion of marriages, indicate the reverse. When these circumstances are taken in connexion with the prevailing occupations of the district to which they relate, the philanthropist has arrived at a sufficient certainty as to the means of education required, and the method in which they are to be applied. There is, unfortunately, in all countries, an insufficiency of records framed for the purpose of induction, and subsequent practical use. The chief of a tribe, proud in proportion to his barbarian insignificance, may from time to time indulge himself by numbering the people whom he considers as his property; and an ambitious and warlike emperor may organize a conscription; and these records may remain to fulfil hereafter far more exalted purposes than those for which they were designed: but these instances are few; and in the art of constructing tables, and ascertaining averages, the most civilized people are still, for want of practice, in a state of unskilfulness. But, in the absence of that which would spare observers the task of ascertaining results for themselves, they must take the best they can get. A traveller must inquire for any public registers which may exist in all districts, and note and reflect upon the facts he finds there. In case of there being none such, it is possible that the physicians of the district may be able to afford information from private documents of the same nature. If not, there remain the cemeteries. The calculators of longevity believe that they may now, by taking down the dates from the first thirty tombstones in the cemeteries of the districts they pass through, learn the comparative healthiness and length of life of the inhabitants of the country. However this may be, there is no doubt that a large variety and extent of information may be thus obtained. The observer can ascertain where the fatal diseases of infancy most prevail,--which is the same thing as knowing that the physical and moral condition of the people is low; as a large proportion (not mere number) of deaths in infancy is a most unfavourable symptom of society. He can ascertain where consumption prevails, where fever, and where the largest proportion attains to length of days. It is much to know what character disease and death wear in any district. One character of Morals and Manners prevails where the greater number die young, and another where they die old; one where they are cut off by hardship; another where they waste away under a lingering disease; and yet another where they abide their full time, and then come to their graves like a shock of corn in its season. The grave-yards on the heights of the Alleghanies will tell a different tale of Morals and Manners from the New Orleans' cemetery, glaring in the midst of the swamp; and so would the burial-places in the suburbs of Irish cities, if their contents were known, from those of the hardy Waldenses, or of the decent and thriving colonists of Frederick's-oord. * * * * * The Marriage compact is the most important feature of the domestic state on which the observer can fix his attention. If he be a thinker, he will not be surprised at finding much imperfection in the marriage state wherever he goes. By no arrangements yet attempted have purity of morals, constancy of affection, and domestic peace been secured to any extensive degree in society. Almost every variety of method is still in use, in one part of the world or another. The primitive custom of brothers marrying sisters still subsists in some Eastern regions. Polygamy is very common there, as every one knows. In countries which are too far advanced for this, every restraint of law, all sanction of opinion, has been tried to render the natural method,--the restriction of one husband to one wife,--successful, and therefore universal and permanent. Law and opinion have, however, never availed to anything like complete success. Even in thriving young countries, where no considerations of want, and few of ambition, can interfere with domestic peace,--where the numbers are equal, where love has the promise of a free and even course, and where religious sentiment is directed full upon the sanctity of the marriage state,--it is found to be far from pure. In almost all countries, the corruption of society in this department is so deep and wide-spreading, as to vitiate both moral sentiment and practice in an almost hopeless degree. It neutralizes almost all attempts to ameliorate and elevate the condition of the race.--There must be something fearfully wrong where the general result is so unfortunate as this. As in most other cases of social suffering, the wrong will be found to lie less in the methods ordained and put in practice, than in the prevalent sentiment of society, out of which all methods arise. It is necessary to make mention (however briefly) of the kinds of false sentiment from which the evil of conjugal unhappiness appears to spring.--The sentiment by which courage is made the chief ground of honour in men, and chastity in women, coupled with the inferiority in which women have ever been sunk, was sure to induce profligacy. As long as men were brave nothing more was required to make them honourable in the eyes of society: while the inferior condition of women has ever exposed those of them who were not protected by birth and wealth to the profligacy of men.--The shallowness of the sentiment of honour is another great evil. In its origin, honour includes self-respect and the respect of others. In time, "from its intimate connexion with what is personal in interest and feeling, it is greatly exposed to degenerate into a false and misguiding sentiment. Connecting itself with the notions of character which prevail by chance in the community, rather than with the rule of right and of God, it has erected a false standard of estimate." The requisitions of honour come to be viewed as regarding only equals, or those who are hedged about with honour, and they are neglected with regard to the helpless. Men of honour use treachery with women,--with those to whom they promise marriage, and with those to whom, in marrying, they promised fidelity, love, and care; and yet their honour is, in the eyes of society, unstained.--Feudal ambition is another sentiment fraught with evil to marriage. In a society where pride and ostentation prevail, where rank and wealth are regarded as prime objects of pursuit, marriage comes to be regarded as a means of obtaining these. Wives are selected for their connexions and their fortune, and the love is placed elsewhere.--Any one of these corrupt species of sentiment, and of some others which exist, must ruin domestic peace, if the laws of each country were as wise as they are now, for the most part, faulty, and as powerful as they are now ineffectual.--If the traveller will bear these things in mind, he will gain light upon the moral sentiment of the society by the condition of domestic life in it; and again, what he knows of the prevalent moral sentiment of the society will cast light upon the domestic condition of its members. Another thing to be carefully remembered is, that asceticism and licentiousness universally coexist. All experience proves this; and every principle of human nature might prophesy the proof. Passions and emotions cannot be extinguished by general rules. Self-mortification can spring only out of a home-felt principle, and not from the will of another, or of any number of others. The exhibition only can be restrained, and the visible conduct ordered by rule. In consequence, it is found that no greater impurity of mind exists than among associated ascetics; and nowhere are crimes of the licentious class so gross, other circumstances being equal, as in communities which have the puritanic spirit. Any one well-informed on the subject is aware that there is much coarseness in the manners of the Quakers; and their regard for the pleasures of the table is open to the observation of all. Nowhere are drunkenness and infanticide more disgusting and horrible, when they do occur, than in Calvinistic Scotland. The bottomless corruption of Vienna is notorious; and much of it is traceable to a species of political asceticism,--to artificial restrictions other than religious, but producing similar effects. Politics are a forbidden topic of conversation. Under this rule, literature is a forbidden topic too; for literary and philosophical necessarily induces political communication. In Vienna may be seen the singular spectacle of an assembled multitude who read, not one of whom opens his lips upon books, or their subject matter. What then remains? Gallantry. The intellect being silenced, the passions run riot; and the excessive corruption of the society,--a corruption which is notorious over the civilized world,--is the natural consequence. It may safely be assumed that wherever artificial restraints are imposed on the passions, or on the intellects and pursuits of men, there must be licentiousness, precisely proportioned to the severity of the restraint. Celibacy of the clergy, or of any other class of men, involves polygamy, virtual if not avowed, in some other class. To this the relaxation of domestic morals in the higher orders of all Catholic societies bears testimony as strongly as the existence of allowed polygamy in India. It is everywhere professed that Christianity puts an end to polygamy; and so it does, as Christianity is understood in Protestant countries; but a glance at the state of morals in countries where celibacy is the religion of the clergy,--among the higher ranks in Italy, in France, in Spain,--shows that, while the name of polygamy is disclaimed, the thing is held in no great abhorrence. This is mentioned here simply as matter of fact, necessary to our inquiry as to how to observe morals and manners. It is notorious that, wherever celibacy is extensively professed, there is not only, as a consequence, a frequent breach of profession, but a much larger indulgence extended to other classes, in consequence of the restrictions on one. The methods of marriage in Italy and France,--the disposing of the woman at an early age, and before she is capable of giving an enlightened consent,--often even without the form of asking her consent,--on the understanding, tacit or avowed, that she may hereafter place her affections elsewhere,--these proceedings could have been adopted, could now be persevered in, only in countries where partial asceticism had induced a corresponding licentiousness.--The same fact,--the invariable proportion of asceticism and licentiousness,--exists where by some it would be least looked for,--in societies which have the reputation of being eminently pure; and this consideration is sufficient to extinguish all boasting, all assumption of unquestionable moral superiority in one people over another. It is not only that each nation likes its own notions of morals better than those of its neighbours; but that the very same things which are avowed among those who are called the grossest, happen with that which considers itself the most pure. Such superiority as there is is owing, perhaps, in no case to severity of religious sentiment and discipline, but rather to the worldly ease which blesses a young and thinly peopled country, and to the high cultivation of a society which furnishes its members with an extraordinary diversity of interests and pursuits. Marriage exists everywhere, to be studied by the moral observer. He must watch the character of courtships wherever he goes;--whether the young lady is negociated for and promised by her guardians, without having seen her intended; like the poor girl who, when she asked her mother to point out her future husband from among a number of gentlemen, was silenced with the rebuke, "What is that to you?"--or whether they are left free to exchange their faith "by flowing stream, through wood, or craggy wild," as in the United States;--or whether there is a medium between these two extremes, as in England. He must observe how fate is defied by lovers in various countries. We have seen what was the acquiescence of Philip and Hannah in their eternal separation. None but Moravians, perhaps, would have so parted for ever. Scotch lovers agree to come together after so many years spent in providing the "plenishing." Irish lovers conclude the business, in case of difficulty, by appearing before the priest the next morning. There is recourse to a balcony and rope-ladder in one country; a steam-boat and back-settlement in another; trust and patience in a third; and intermediate flirtations, to pass the time, in a fourth. He must note the degree of worldly ambition which attends marriages, and which may therefore be supposed to stimulate them,--how much space the house with two rooms in humble life, and the country-seat and carriages in higher life, occupy in the mind of bride or bridegroom.--He must observe whether conjugal infidelity excites horror and rage, or whether it is so much a matter of course as that no jealousy interferes to mar the arrangements of mutual convenience.--He must mark whether women are made absolutely the property of their husbands, in mind and in estate; or whether the wife is treated more or less professedly as an equal party in the agreement.--He must observe whether there is an excluded class, victims to their own superstition or to a false social obligation, wandering about to disturb by their jealousy or licentiousness those whose lot is happier.--He must observe whether there are domestic arrangements for home enjoyments, or whether all is planned on the supposition of pleasure lying abroad; whether the reliance is on books, gardens, and play with children, or on the opera, parties, the ale-house, or dances on the green.--He must mark whether the ladies are occupied with their household cares in the morning, and the society of their husbands in the evening, or with embroidery and looking out of balconies; with receiving company all day, or gadding abroad; with the library or the nursery; with lovers or with children.--In each country, called civilized, he will meet with almost all these varieties: but in each there is such a prevailing character in the aspect of domestic life, that intelligent observation will enable him to decide, without much danger of mistake, as to whether marriage is merely an arrangement of convenience, in accordance with low morals, or a sacred institution, commanding the reverence and affection of a virtuous people. No high degree of this sanctity can be looked for till that moderation is attained which, during the prevalence of asceticism and its opposite, is reached only by a few. That it yet exists nowhere as the characteristic of any society,--that all the blessings of domestic life are not yet open to all, so as to preclude the danger of any one encroaching on his neighbour,--is but too evident to the travelled observer. He can only mark the degree of approximation to this state of high morals wherever he goes. The traveller everywhere finds woman treated as the inferior party in a compact in which both parties have an equal interest. Any agreement thus formed is imperfect, and is liable to disturbance; and the danger is great in proportion to the degradation of the supposed weaker party. The degree of the degradation of woman is as good a test as the moralist can adopt for ascertaining the state of domestic morals in any country. The Indian squaw carries the household burdens, trudging in the dust, while her husband on horseback paces before her, unencumbered but by his own gay trappings. She carries the wallet with food, the matting for the lodge, the merchandize (if they possess any), and her infant. There is no exemption from labour for the squaw of the most vaunted chief. In other countries the wife may be found drawing the plough, hewing wood and carrying water; the men of the family standing idle to witness her toils. Here the observer may feel pretty sure of his case. From a condition of slavery like this, women are found rising to the highest condition in which they are at present seen, in France, England, and the United States,--where they are less than half-educated, precluded from earning a subsistence, except in a very few ill-paid employments, and prohibited from giving or withholding their assent to laws which they are yet bound by penalties to obey. In France, owing to the great destruction of men in the wars of Napoleon, women are engaged, and successfully engaged, in a variety of occupations which have been elsewhere supposed unsuitable to the sex. Yet there remains so large a number who cannot, by the most strenuous labour in feminine employments, command the necessaries of life, while its luxuries may be earned by infamy, that the morals of the society are naturally bad. Great attention has of late been given to this subject in France: the social condition of women is matter of thought and discussion to a degree which promises some considerable amelioration. Already, women can do more in France than anywhere else; they can attempt more without ridicule or arbitrary hinderance: and the women of France are probably destined to lead the way in the advance which the sex must hereafter make. At present, society is undergoing a transition from a feudal state to one of mutual government; and women, gaining in some ways, suffer in others during the process. They have, happily for themselves, lost much of the peculiar kind of observance which was the most remarkable feature of the chivalrous age; and it has been impossible to prevent their sharing in the benefits of the improvement and diffusion of knowledge. All cultivation of their powers has secured to them the use of new power; so that their condition is far superior to what it was in any former age. But new difficulties about securing a maintenance have arisen. Marriage is less general; and the husbands of the greater number of women are not secure of a maintenance from the lords of the soil, any more than women are from being married. The charge of their own maintenance is thrown upon large numbers of women, without the requisite variety of employments having been opened to them, or the needful education imparted. A natural consequence of this is, that women are educated to consider marriage the one object in life, and therefore to be extremely impatient to secure it. The unfavourable influence of these results upon the happiness of domestic life may be seen at a glance. This may be considered the sum and substance of female education in England; and the case is scarcely better in France, though the independence and practical efficiency of women there are greater than in any other country. The women in the United States are in a lower condition than either, though there is less striving after marriage, from its greater frequency, and little restriction is imposed upon the book-learning which women may obtain. But the old feudal notions about the sex flourish there, while they are going out in the more advanced countries of Europe; and these notions, in reality, regulate the condition of women. American women generally are treated in no degree as equals, but with a kind of superstitious outward observance, which, as they have done nothing to earn it, is false and hurtful. Coexisting with this, there is an extreme difficulty in a woman's obtaining a maintenance, except by the exercise of some rare powers. In a country where women are brought up to be indulged wives, there is no hope, help, or prospect for such as have not money and are not married. In America, women can earn a maintenance only by teaching, sewing, employment in factories, keeping boarding-houses, and domestic service. Some governesses are tolerably well paid,--comparing their earnings with those of men. Employment in factories, and domestic service, are well paid. Sewing is so wretched an occupation everywhere, that it is to be hoped that machinery will soon supersede the use of human fingers in a labour so unprofitable. In Boston, Massachusetts, a woman is paid ninepence (sixpence English) for making a shirt.--In England, besides these occupations, others are opening; and, what is of yet greater consequence, the public mind is awakening to the necessity of enlarging the sphere of female industry. Some of the inferior branches of the fine arts have lately offered profitable employment to many women. The commercial adversity to which the country has been exposed from time to time, has been of service to the sex, by throwing hundreds and thousands of them upon their own resources, and thus impelling them to urge claims and show powers which are more respected every day.--In France this is yet more conspicuously the case. There, women are shopkeepers, merchants, professional accountants, editors of newspapers, and employed in many other ways, unexampled elsewhere, but natural and respectable enough on the spot. Domestic morals are affected in two principal respects by these differences. Where feminine occupations of a profitable nature are few, and therefore overstocked, and therefore yielding a scanty maintenance with difficulty, there is the strongest temptation to prefer luxury with infamy to hardship with unrecognized honour. Hence arises much of the corruption of cities,--less in the United States than in Europe, from the prevalence of marriage,--but awful in extent everywhere. Where vice is made to appear the interest of large classes of women, the observer may be quite sure that domestic morals will be found impure. If he can meet with any society where the objects of life are as various and as freely open to women as to men, there he may be sure of finding the greatest amount of domestic purity and peace; for, if women were not helpless, men would find it far less easy to be vicious. The other way in which domestic morals are affected by the scope which is allowed to the powers of women, is through the views of marriage which are induced. Marriage is debased by being considered the one worldly object in life,--that on which maintenance, consequence, and power depend. Where the husband marries for connexion, fortune, or an heir to his estate, and the wife for an establishment, for consequence, or influence, there is no foundation for high domestic morals and lasting peace; and in a country where marriage is made the single aim of all women, there is no security against the influence of some of these motives even in the simplest and purest cases of attachment. The sordidness is infused from the earliest years; the taint is in the mind before the attachment begins, before the objects meet; and the evil effects upon the marriage state are incalculable. All this--the sentiment of society with regard to Woman and to Marriage, the social condition of Woman, and the consequent tendency and aim of her education,--the traveller must carefully observe. Each civilized society claims for itself the superiority in its treatment of woman. In one, she is indulged with religious shows, and with masquerades, or Punch, as an occasional variety. In another, she is left in honourable and undisputed possession of the housekeeping department. In a third, she is allowed to meddle, behind the scenes, with the business which is confided to her husband's management. In a fourth, she is satisfied in being the cherished domestic companion, unaware of the injury of being doomed to the narrowness of mind which is the portion of those who are always confined to the domestic circle. In a fifth, she is flattered at being guarded and indulged as a being requiring incessant fostering, and too feeble to take care of herself. In a sixth society, there may be found expanding means of independent occupation, of responsible employment for women; and here, other circumstances being equal, is the best promise of domestic fidelity and enjoyment. It is a matter of course that women who are furnished with but one object,--marriage,--must be as unfit for anything when their aim is accomplished as if they had never had any object at all. They are no more equal to the task of education than to that of governing the state; and, if any unexpected turn of adversity befals them, they have no resource but a convent, or some other charitable provision. Where, on the other hand, women are brought up capable of maintaining an independent existence, other objects remain when the grand one is accomplished. Their independence of mind places them beyond the reach of the spoiler; and their cultivated faculty of reason renders them worthy guardians of the rational beings whose weal or woe is lodged in their hands. There is yet, as may be seen by a mere glance over society, only a very imperfect provision made anywhere for doing justice to the next generation by qualifying their mothers; but the observer of morals may profit by marking the degrees in which this imperfection approaches to barbarism. Where he finds that girls are committed to convents for education, and have no alternative in life but marriage, in which their will has no share, and a return to their convent, he may safely conclude that there a plurality of lovers is a matter of course, and domestic enjoyments of the highest kind undesired and unknown. He may conclude that as are the parents, so will be the children; and that, for one more generation at least, there will be little or no improvement. But where he finds a variety of occupations open to women; where he perceives them not only pursuing the lighter mechanic arts, dispensing charity and organizing schools for the poor, but occupied in education, and in the study of science and the practice of the fine arts, he may conclude that here resides the highest domestic enjoyment which has yet been attained, and the strongest hope of a further advance. * * * * * Children in all countries are, as Mrs. Grant of Laggan says, first vegetables, and then they are animals, and then they come to be people; but their way of growing out of one stage into another is as different, in different societies, as their states of mind when they are grown up. They all have limbs, senses, and intellects; but their growth of heart and mind depends incalculably upon the spirit of the society amidst which they are reared. The traveller must study them wherever he meets them. In one country, multitudes of them lie about in the streets, basking in the sun, and killing vermin; while the children of the very poorest persons of another country are decently clothed, and either busily occupied with such domestic employments as they are capable of, or at school, or playing among the rocks, or climbing trees, or crawling about the wooden bridges, without fear or danger. From this one symptom, the observer might learn the poverty and idleness of the lower classes of Spain, and the comfort and industry of those of the United States. As to the children of the richer classes, there is the widest difference in the world between those who are the idols of their mothers, (as in societies where the heart's love is lavished on the children which has not been engaged by the husband,) and those who are early steeped in corruption, (as in slave countries,) and those who are reared philosophers and saints, and those to whom home is a sunny paradise hedged round with love and care, and those who are little men and women of the world from the time they can walk alone. All these kinds of children exist,--sure breathings of the moral atmosphere of their homes. The traveller must watch them, talk with them, and learn from their bearing towards their parents, and the bent of their affections, what is the spirit of the families of the land. From observation on these classes of facts,--the Occupation of the people, the respective Characters of the occupied classes, the Health of the population, the state of Marriage and of Women, and the character of Childhood,--the moralist may learn more of the private life of a community than from the conversation of any number of the individuals who compose it. CHAPTER IV. IDEA OF LIBERTY. "He who taught man to vanquish whatsoever Can be between the cradle and the grave, Crowned him the King of Life. O vain endeavour, If on his own high will, a willing slave, He has enthroned the oppression and the oppressor! What if earth can clothe and feed Amplest millions at their need, And power in thought be as the tree within the seed? Or what if Art, an ardent intercessor, Diving on fiery wings to Nature's throne, Checks the great mother stooping to caress her, And cries, Give me, thy child, dominion Over all height and depth? If Life can breed New wants, and wealth from those who toil and groan Rend of thy gifts and her's a thousandfold for one." _Shelley._ The same rule--of observing Things in preference to relying upon the Discourse of persons--holds good in the task of ascertaining the Idea of Liberty entertained and realized by any society. The Things to be observed for this purpose are those which follow. The most obvious consideration of all is the amount of feudal arrangements which remain,--so obvious as to require only a bare mention. If people are satisfied to obey the will of a lord of the soil, to go out to hunt or to fight at his bidding, to require his consent to marriages among his dependants, and to hold whatever they have at his permission, their case is clear. They are destitute of any idea of liberty, and can be considered at best only half-civilized.--It matters little whether all this subservience is yielded to the owner of an estate, or the sovereign of the country, represented by his police or soldiery. Blind, ignorant obedience to any ruling power which the subjects had no hand in constituting, on the one part, and the enforcement of that obedience on the other, is the feudal temper. A sleek Austrian of the middle ranks stood, of late, smoking at his door. A practical joker, who had a mind to see how far the man's deference for the police would carry him, drew towards him, and whispered in his ear, "You must dance." The Austrian stared. "Dance, I say!" repeated the stranger, with an air of authority. "Why must I dance?" asked the Austrian, when he had removed the pipe from his mouth. "Because I, an agent of the police, insist upon it." The Austrian instantly began capering, and continued his exercise till desired to stand still, assured that he had satisfied the police.--In the United States, the contrast is amusing. On occasions of public assembly, the appeal is made to the democratic sentiment of the people to preserve order. If an orator is to hold forth on an anniversary, the soldiers (most citizen-like militia) may be seen putting their arms round the necks of newly arrived listeners, in supplication that they will leave seats vacant for the band. If a piece of plate is to be presented to a statesman, and twice as many people throng to the theatre as the building will hold, harangues may be heard from the neighbouring balconies,--appeals to the gallantry and kindliness of the crowd,--which are found quite as effectual in controlling the movements of the assemblage as any number of bayonets or constables' staves could be. This leads to the mention of the Police of a country as a sure sign of the idea of liberty existing within it. Where the soldiery are the guards of social order, it makes all the difference whether they are royal troops,--a destructive machinery organized against the people,--or a National Guard, springing up when needed from among the people, for the people's sake,--or a militia, like the American, mentioned above,--virtually stewards of the meeting, and nothing more. Whatever may be thought of the comparative ease of proceeding, on any given occasion, between a police like that of Paris, and a constabulary like that of the American cities, (a mockery to European rulers,) it is a striking fact that order has been generally preserved for half a century, in a country where public meetings are a hundred times as numerous as in any kingdom in Europe, by means which would in Europe be no means at all. It is clear that the idea of liberty must be elevated, and the love of social order intelligent and strong, where the peace has been kept through unanimity of will. With the exception of outrages growing out of the institution of slavery, (which require a deeper treatment than any species of constabulary can practise,) the United States, with opportunities of disturbance which have been as a hundred to one, have exhibited fewer instances of a breach of public order than any other country in the same space of time; and this order has been preserved by the popular will, in the full knowledge on all hands that no power existed to control this will. This is a fact which speaks volumes in favour of the principles, if not the policy, of the American people. In the United States, the traveller may proceed a thousand miles in any direction, or live ten years in one place, without the idea of control, beyond that of social convenience, being once presented to his mind. Paul Louis Courier gives us the experience of an acquaintance of his. "Un homme que j'ai vu arrive d'Amérique. Il y est resté trois ans sans entendre parler de ce que nous appelons ici l'autorité. Il a vécu trois ans sans être gouverné, s'ennuyant à périr."--In France, he cannot go in search of the site of the Bastille without finding himself surrounded by watchers before he has stood five minutes.--In Italy, his trunks are opened to examine the books he carries, and compare them with the list of proscribed works.--In Spain, he can say nothing in public that is not likely to be known to the authorities before the day is out; or in private that is not in possession of some priest after the next period of confession.--In Switzerland, he finds that he is free to do any thing but make inquiries about the condition of the country. If he asks, as the Emperor Joseph did before him, "Quels sont les revenues de votre république?" he may receive the same answer, "Ils excedent nos dépenses."--In Germany, his case is like that of the inhabitants of the cities;--his course is open and agreeable as long as he pursues inferior objects, but it is made extremely inconvenient to him to gratify his interest in politics.--In Poland, evidences of authority will meet his observation in every direction, while he will rarely hear the name of its head.--In Russia, he will find the people speaking of their despot as their father, and will perceive that it is more offensive to allude to the mortality of emperors than to talk lightly to children of the death of their parents. A gentleman in the suite of an English ambassador inquired, after having been conducted over the imperial palace at St. Petersburgh, which of the rooms he had seen was that in which the Emperor Paul was killed. No answer was returned to his question, nor to his repetition of it. He imprudently persisted till some reply was necessary. His guide whispered, with white lips, "Paul was not killed. Emperors do not die; they transpire out of life." Such are some of the relations of the people to authority which will strike the observation of the traveller in the most civilized of foreign countries. These will be further illustrated by the smallest circumstances which meet his eye that can in any way indicate what are the functions of the police, and where it has most or least authority. The Emperor Paul issued an ukase about shoestrings, which it was highly penal to disobey. His son has lately ordained the precise measurement of whiskers, and cut of the hair behind, to be observed by the officers of the army. In some regions, all men go armed: in others, it is penal to wear arms: in others, people may do as they please. In some countries, there are costumes of classes enforced by law: in others, by opinion: while fashion is the only dictator in a third. In some societies citizens must obtain leave from the authorities to move from place to place: in others, strangers alone are plagued with passports: in others, there is perfect freedom of locomotion for all.--In his observation of the workings of authority, as embodied in a police, his own experience of restraint or liberty will afford him ample material for thought, and ground of inference. Such restraint as exists derives its character chiefly from its origin. It makes a wide difference whether the police are the creatures of a despotic sovereign who treats his subjects as property; or whether they are the agents of a representative government, appointed by responsible rulers for the public good; or whether they are the servants of a self-governing people, chosen by those among whom their work lies. It makes a wide difference whether they are in the secret pay of an irresponsible individual, or appointed by command of a parliament, or elected by a concourse of citizens. In any case, their existence and their function testify to the absence or presence of a general idea of liberty among the people; and to its nature, if present. * * * * * It is taken for granted that the traveller is informed, before he sets out, respecting the form of Government and general course of Legislation of the nation he studies. He will watch both, attending upon the administration as well as the formation of laws,--visiting, where it is allowed, the courts of justice as well as the halls of parliament. But he must remember that neither the composition of the government, nor the body of the laws, nor the administration of them, is an evidence of what the idea of liberty at present is among the people, except in a democratic republic, where the acts of the government are the result of the last expression of the national will. Every other representative system is too partial for its legislative acts to be more than the expression of the will of a party; and the great body of laws is everywhere, except in America, the work of preceding ages. Though, therefore, the observer will allow no great legislative and administrative acts to pass without his notice, he will apply himself to other sets of circumstances to ascertain what is the existing idea of liberty prevalent among the people. He will observe, from certain facts of their position, what this idea must be; and, from certain classes of their own deeds, what it actually is. One of the most important circumstances is, whether the population is thinly sprinkled over the face of the country, or whether it is collected into neighbourly societies. This all-important condition has been alluded to so often already that it is only necessary to remind the observer never to lose sight of it. "Plus un peuple nombreux se rapproche," says Rousseau, "moins le gouvernement peut usurper sur le souverain. L'avantage d'un gouvernement tyrannique est donc en ceci, d'agir à grandes distances. A l'aide des points d'appui qu'il se donne, sa force augmente au loin, comme celle des léviers. Celle du peuple, au contraire, n'agit que concentrée: elle s'évapore et se perd en s'étendant, comme l'effet de la poudre éparse à terre, et qui ne prend feu que grain à grain. Les pays les moins peuplés sont ainsi les plus propres à la tyrannie. Les bêtes féroces ne règnent que dans les déserts." It is obvious enough that the Idea of Liberty, which can originate only in the intercourse of many minds, as the liberty itself can be wrought out only by the labours of many united hands, is not to be looked for where the people live apart, and are destitute of any knowledge of the interests and desires of the community at large. * * * * * Whether the society is divided into Two Classes, or whether there is a Gradation, is another important consideration. Where there are only two, proprietors and labourers, the Idea of Liberty is deficient or absent. The proprietory class can have no other desires on the subject than to repress the encroachments of the sovereign above them, or of the servile class below them: and in the servile class the conception of liberty is yet unformed. Only in barbarous countries, in countries where slavery subsists, and in some few strongholds of feudalism, is this decided division of society into two classes now to be found. Everywhere else there is more or less gradation; and in the most advanced countries the classes are least distinguishable. Below those members who, in European societies, are distinguished by birth, there is class beneath class of capitalists, though it is usual to comprehend them all, for convenience of speech, under the name of the middle class. Thus society in Great Britain, France, and Germany is commonly spoken of as consisting of three classes; while the divisions of the middle class are, in fact, very numerous. The small shopkeeper is not of the same class with the landowner, or wealthy banker, or professional man; while their views of life, their political principles, and their social aspirations, are as different as those of the peer and the mechanic. There are two pledges of the advancement of the idea of liberty in a community:--the one is the mingling of the functions of proprietor and labourer throughout the whole of a society ruled by a representative government; the other is the graduation of ranks by some other principle than hereditary succession. In ancient times most men were proprietors and labourers too; but under despotic rule. Societies which have once come under the representative principle are not likely to retrograde to this state; while there are influences ever at work to exalt the function of labour, and to extend that of proprietorship. Wherever this mixture of functions has gone the furthest,--wherever the mechanic classes are becoming capitalists, and proprietors are liable to sink down from their ancient honour, unless they can secure respect by personal qualifications, the idea of liberty is, to a considerable degree, confirmed and elevated. In such a case, it is clear that both the power and the desire of encroachment on the part of the upper class must be lessened, and that of resistance on the part of the lower increased.--The other improvement follows upon this. Proprietorship, with its feudal influences, having lost caste (though it has gained in true dignity), some other ground of distinction must succeed. If we may judge by what is before our eyes in the Western world, talent is likely to be the next successor. It is to be hoped that talent will, in its turn, give way to moral worth,--the higher degrees of which imply, however, superiority of mental power. The preference of personal qualifications to those of external endowment has already begun in the world, and is fast making its way. Such distinction of ranks as there is in America originates in mental qualifications. Statesmen, who rise by their own power, rank highest; and then authors. The wealthiest capitalist gives place, in the estimation of all, to a popular orator, a successful author, or an eminent clergyman.--In France, the honours of the peerage and the offices of the state are given to men of science, philosophy, and literature. The same is the case in some parts of Germany: and, even in aristocratic England, the younger members of her Upper House are unsatisfied with being merely peers, and are anxious to push their way in literature, as well as in politics.--The traveller must give earnest heed to symptoms like these, knowing that as the barriers of ranks are thrown down, and personal obtain the ascendant over hereditary qualifications, social coercion must be relaxed, and the sentiment of liberty exalted. * * * * * In close connexion with this, he must observe the condition of Servants. The treatment and conduct of domestics depend on causes which lie far deeper than the principles and tempers of particular servants and masters, as may be seen by a glance at domestic service in England, Scotland, and Ireland. In England, the old Saxon and Norman feud smoulders, (however unconscious the parties may be of the fact,) in the relation of master and servant. Domestics who never heard of either Norman or Saxon entertain a deep-rooted conviction of their masters' interests and their own being directly opposed, and are subject to a strong sense of injury. Masters who never bestow a thought on the transactions of the twelfth century, complain of a doggedness, selfishness, and case-hardened indifference in the class of domestics, which kindness cannot penetrate, or penetrates only to pervert. The relation is therefore a painful one in England. There is little satisfaction to be obtained between the extremes of servility and defiance, by which the conduct of servants is almost as distinctly marked now as when the nation was younger by seven centuries. The English housewives complain that confidence only makes their maid servants conceited, and that indulgence spoils them.--In Ireland, the case is of the same nature, but much aggravated. The injury of having an aristocracy of foreigners forced on the country, to whom the natives are to render service, is more recent, and the impression more consciously retained. The servants are ill-treated, and they yield bad service in return. It is mournful to see the arrangement of Dublin houses. The drawing-rooms are palace-like, while the servants' apartments are dark and damp dungeons. It is wearisome to hear the complaints of the dirt, falsehood, and faithlessness of Irish servants,--complaints which their mistresses have ever ready for the ear of the stranger; and it is disgusting to witness the effects in the household. It is equally sad and ludicrous to see the mistress of some families enter the breakfast room, with a loaf of bread under her arm, the butter-plate in one hand, and a bunch of keys in the other;--to see her cut from the loaf the number of slices required, and send them down to be toasted,--explaining that she is obliged to lock up the very bread from the thievery of her servants, and informing against them as if she expected them to be worthy of trust, while she daily insults them with the refusal of all trust,--even to the care of the bread-pan. In Scotland, the case is widely different. Servitude and clanship are there connected, instead of servitude and conquest. The service is willing in proportion; and the faults of domestics are not those common to the oppressed, but rather those proceeding from pride and self-will. The Scotch domestic has still the pride in the chief of the name which cherishes the self-respect of every member of a clan; and in the service of the chief there is scarcely any exertion which the humblest of his name would not make. The results are obvious. There is a better understanding between the two classes than in the other divisions of the kingdom: and Scotch masters and mistresses obtain a satisfaction from their domestics which no degree of justice and kindness in English and Irish housekeepers can secure. The dregs of an oppression of centuries cannot be purged away by the action of individual tempers, be they of the best. The causes of misunderstanding, as we have said, lie deep. The principles which regulate the condition of domestic servants in every country form thus a deep and wide subject for the traveller's inquiries. In America, he will hear frequent complaints from the ladies of the pride of their maid servants, and of the difficulty of settling them, while he sees that some are the most intimate friends of the families they serve; and that not a few collect books, and attend courses of scientific lectures. The fact is that, in America, a conflict is going on between opposite principles, and the consequences of the struggle show themselves chiefly in the relation between master and servant. The old European notions of the degradation of servitude survive in the minds of their American descendants, and are nourished by the presence of slavery on the same continent, and by the importation of labourers from Europe which is perpetually going on. In conflict with these notions are the democratic ideas of the honourableness of voluntary service by contract. It is found difficult, at first, to settle the bounds of the contract; and masters are liable to sin, from long habit, on the side of imperiousness, and the servants on that of captiousness and jealousy of their own rights. Such are the inconveniences of a transition state;--a state, however, upon which it should be remembered that other societies have yet to enter. In an Irish country-house, the guest sometimes finds himself desired to keep his wardrobe locked up.--In England, he perceives a restraint in the address of each class to the class above it.--In France, a washerwoman speaks with as much ease to a duchess as a duchess to a washerwoman.--In Holland, the domestics have chambers as scrupulously neat as their masters'.--In Ireland, they sleep in underground closets.--In New York, they can command their own accommodation.--In Cuba they sleep, like dogs, in the passages of the family dwellings. These are some of the facts from which the observer is to draw his inferences, rather than from the manners of some individuals of the class whom he may meet. In his conclusions from such facts he can hardly be wrong, though he may chance to become acquainted with a footman of the true heroic order in Dublin, and a master in Cuba who respects his own servants, and a cringing lackey in New York. * * * * * A point of some importance is whether the provincial inhabitants depend upon the management and imitate the modes of life of the metropolis, or have principles and manners of their own. Where there is least freedom and the least desire of it, everything centres in the metropolis. Where there is most freedom, each "city, town, and vill," thinks and acts for itself. In despotic countries, the principle of centralization actuates everything. Orders are issued from the central authorities, and the minds of the provinces are saved all trouble of thinking for themselves. Where self-government is permitted to each assemblage of citizens, they are stimulated to improve their idea and practice of liberty, and are almost independent of metropolitan usages. The traveller will find that "Paris is France," as everybody has heard, and that the government of France is carried on in half-a-dozen apartments in the capital, with little reference to the unrepresented thousands who are living some hundreds of miles off: while, if he casts a glance over Norway, he may see the people on the shores of the fiords, or in the valleys between the pine-steeps, quietly making their arrangements for controlling the central authority, even abolishing the institution of hereditary nobility in opposition to the will of the king; but legally, peaceably, and in all the simplicity of determined independence,--the result of a matured idea of liberty. The observer will note whether the pursuits and amusements of the provincial inhabitants originate in the circumstances of the locality, or whether they are copies from those of the metropolis; whether the great city be spoken of with reverence, scorn, or indifference, or not spoken of at all: whether, as in a Pennsylvanian village, the society could go on if the capital were swallowed up by an earthquake; or whether, as in Prussia, the favour of the central power is as the breath of the nostrils of the people. * * * * * Newspapers are a strong evidence of the political ideas of a people;--not individual newspapers; for no two, perhaps, fully agree in principles and sentiment, and it is to be feared that none are positively honest. Not by individual newspapers must the traveller form his judgment, but by the freedom of discussion which he may find to be permitted, or the restraints upon discussion imposed. The idea of liberty must be low and feeble among a people who permit the government to maintain a severe censorship; and it must be powerful and effectual in a society which can make all its complaints through a newspaper,--be the reports of the newspapers upon the state of social affairs as dismal as they may. Whatever revilings of a tyrannical president, or of a servile congress, a traveller may meet with in any number of American journals, he may fairly conclude that both the one and the other must be nearly harmless if they are discussed in a newspaper. The very existence of the newspapers he sees testifies to the prevalence of a habit of reading, and consequently of education--to the wide diffusion of political power--and to the probable safety and permanence of a government which is founded on so broad a basis, and can afford to indulge so large a licence. Whatever he may be told of the patriotism of a sovereign, let him give it to the winds if he finds a space in a newspaper made blank by the pen of a censor. The tameness of the Austrian journals tells as plain a tale as if no censor had ever suppressed a syllable;--as much so as the small size of a New Orleans paper compared with one of New York, or as the fiercest bluster of a Cincinnati Daily or Weekly, on the eve of the election of a president. * * * * * In countries where there is any Free Education, the traveller must observe its nature; and especially whether the subjects of it are distinguished by any sort of badge. The practice of badging, otherwise than by mutual consent, is usually bad: it is always suspicious. The traveller will note whether free education is conferred by charitable bequest, (a practice originating in times when the doctrine of expiation was prevalent, and continued to this day by its union with charity,) or whether it is framed at the will of the sovereign, that his young subjects may be trained to his own purposes,--as in the case of the Emperor of Russia and his young Polish victims; or whether it arises from the union of such a desire with a more enlightened object,--as may be witnessed in Prussia; or whether it is provided by the sovereign people,--by universal consent, as the right of every individual born into the community, and as the necessary qualification for the enjoyment of social privileges,--as in the United States. The English Christ Hospital boys are badged: Napoleon's Polytechnic pupils were badged; so are the Czar's orphan charge. Wherever the meddling or ostentatious charity of antique times is in existence,--times when the idea of liberty was low and confined,--this badging is to be looked for; and also wherever it is necessary to the purposes of the potentate to keep a register of the young subjects who may become his instruments or his foes:--but where education is absolutely universal, where any citizen has a right to put every child, not otherwise educated, into the school-house of his township, and where the rising generation are destined to take care of themselves, and legislate after their own will, no badging will be found. This apparently trifling fact is worth the attention of the observer. The extent of popular education is a fact of the deepest significance. Under despotisms there will be the smallest amount of it; and in proportion to the national idea of the dignity and importance of man,--idea of liberty, in short,--will be its extent, both in regard to the number it comprehends, and to the enlargement of their studies. The universality of education is inseparably connected with a lofty idea of liberty; and till the idea is realized in a constantly expanding system of national education, the observer may profitably note for reflection the facts whether he is surrounded on a frontier by a crowd of whining young beggars, or whether he sees a parade of charity scholars,--these all in blue caps and yellow stockings, and those all in white tippets and green aprons; or whether he falls in with an annual or quarterly assembly of teachers, met to confer on the best principles and methods of carrying on an education which is itself a matter of course. In countries where there is any popular Idea of Liberty, the universities are considered its stronghold, from their being the places where the young, active, hopeful, and aspiring meet,--the youths who are soon to be citizens, and who have here the means of daily communication of their ideas, for many years together. It would be an interesting inquiry how many revolutions, warlike or bloodless, have issued from seats of learning; and yet more, how many have been planned for which the existing powers, or the habits of society, have been too strong. If the universities are not so constituted as to admit of this fostering of free principles, they are pretty sure to retain the antique notions in accordance with which they were instituted, and to fall into the rear of society in morals and manners. It is the traveller's business to observe the characteristics of these institutions, and to reflect whether they are likely to aid or to retard the progress of the nation in which they stand. There are universities in almost every country; but they are as little like one another as the costumes that are found in Switzerland and India; and the one speak as plainly of morals and manners as the other of climate. It is needless to point out that countries which contain only aristocratic halls of learning, or schools otherwise devoid of an elastic principle, must be in a state of comparative barbarism; because, in such a case, learning (so called there) must be confined to a few, and probably to the few who can make the least practical use of it. Where the universities are on such a plan as that, preserving their primary form, they can admit increasing numbers, the state of intellect is likely to be a more advanced one. But a more favourable symptom is where seats of learning are multiplied as society enlarges, modified in their principles as new departments of knowledge open, and as new classes arise who wish to learn. That country is in a state of transition--of progression--where the ancient universities are honoured for as much as they can give, while new schools arise to supply their deficiencies, and Mechanics' Institutes, or some kindred establishments, flourish by the side of both. This state of things, this variety in the pursuit of knowledge, can exist only where there is a freedom of thought, and consequent diversity of opinion, which argues a vigorous idea of liberty. The observer must not, however, rest satisfied with ascertaining the proportion of the means of education to the people who have to be educated. He must mark the objects for which learning is pursued. The two most strongly contrasted cases which can be found are probably those of Germany and (once more) the United States. In the United States, it is well known, a provision of university education is made as ample as that of schools for an earlier stage; yet no one pretends that a highly finished education is to be looked for in that country. The cause is obvious. In a young nation, the great common objects of life are entered upon earlier, and every preparatory process is gone through in a more superficial manner. Seats of learning are numerous and fully attended, both in Germany and America, and they testify in each to a pervading desire of knowledge. Here the agreement ends. The German student may, without being singular, remain within the walls of his college till time silvers his hairs; or he has even been known to pass eighteen years among his books, without once crossing the threshold of his study. The young American, meanwhile, satisfied at the end of three years that he knows as much as his neighbours, settles in a home, engages in farming or commerce, and plunges into what alone he considers the business of life. Each of these pursues his appropriate objects: each is right in his own way: but the difference of pursuit indicates a wider difference of sentiment between the two countries than the abundance of the means of learning in each indicates a resemblance. The observer must therefore mark, not only what and how many are the seats of learning, but who frequent them; whether there are many, past the season of youth, who make study the business of their lives; or whether all are of that class who regard study merely as a part of the preparation which they are ordained to make for the accomplishment of the commonest aims of life. He can scarcely take his evening walk in the precincts of a university without observing a difference so wide as this. The great importance of the fact lies in this,--that increase of knowledge is necessary to the secure enlargement of freedom. Germany may not, it is true, require learning in her youth for political purposes, but because learning has become the taste, the characteristic honour of the nation; but this knowledge will infallibly work out, sooner or later, her political regeneration. America requires knowledge in her sons because her political existence itself depends upon their mental competency. The two countries will probably approximate gradually towards a sympathy which is at present out of the question. As America becomes more fully peopled, a literature will grow up within her, and study will assume its place among the chief objects of life. The great ideas which are the employment of the best minds of Germany must work their way out into action; and new and immediately practical kinds of knowledge will mingle themselves, more and more largely, with those to which she has been, in times past, devoted. The two countries may thus fall into a sympathetic correspondence on the mighty subjects of human government and human learning, and the grand idea of liberty may be made more manifest in the one, and disciplined and enriched in the other. * * * * * One great subject of observation and speculation remains--the objects and form of Persecution for Opinion in each country. Persecution for opinion is always going on among a people enlightened enough to entertain any opinions at all. There must always be, in such a nation, some who have gone further in research than others, and who, in making such an advance, have overstepped the boundaries of popular sympathy. The existence and sufferings of such are not to be denied because there are no fires at the stake, and no organized and authorized Inquisition, and because formal excommunication is gone out of fashion. Persecution puts on other forms as ages elapse; but it is not extinct. It can be inflicted out of the province of law, as well as through it; by a neighbourhood as well as from the Vatican. A wise and honest man may be wounded through his social affections, and in his domestic relations, as effectually as by flames, fetters, and public ignominy. There are wise and good persons in every civilized country, who are undergoing persecution in one form or another every day. Is it for precocity in science? or for certain opinions in politics? or for a peculiar mode of belief in the Christian religion, or unbelief of it? or for championship of an oppressed class? or for new views in morals? or, for fresh inventions in the arts, apparently interfering with old-established interests? or for bold philosophical speculation? Who suffers arbitrary infliction, in short, and how, for any mode of thinking, and of faithful action upon thought? An observer would reject whatever he might be told of the paternal government of a prince, if he saw upon a height a fortress in which men were suffering _carcere duro_ for political opinions. In like manner, whatever a nation may tell him of its love of liberty should go for little if he sees a virtuous man's children taken from him on the ground of his holding an unusual religious belief; or citizens mobbed for asserting the rights of negroes; or moralists treated with public scorn for carrying out allowed principles to their ultimate issues; or scholars oppressed for throwing new light into the sacred text; or philosophers denounced for bringing fresh facts to the surface of human knowledge, whether they seem to agree or not with long-established suppositions. The kind and degree of infliction for opinion which is possible, and is practised in the time and place, will indicate to the observer the degree of imperfection in the popular idea of liberty. This is a kind of fact easy to ascertain, and worthy of all attention. CHAPTER V. PROGRESS. "'Tis the sublime of man, Our noontide majesty, to know ourselves Parts and proportions of one wondrous whole! This fraternizes man, this constitutes Our charities and bearings." COLERIDGE. "Then let us pray that come it may, As come it will for a' that, That sense and worth, o'er a' the earth, May bear the gree, and a' that. For a' that, and a' that, It's coming yet, for a' that, That man to man, the warld o'er, Shall brothers be for a' that." BURNS. However widely men may differ as to the way to social perfection, all whose minds have turned in that direction agree as to the end. All agree that if the whole race could live as brethren, society would be in the most advanced state that can be conceived of. It is also agreed that the spirit of fraternity is to be attained, if at all, by men discerning their mutual relation, as "parts and proportions of one wondrous whole." The disputes which arise are about how these proportions are to be arranged, and what those qualifications should be by which some shall have an ascendancy over others. This cluster of questions is not yet settled with regard to the inhabitants of any one country. The most advanced nations are now in a condition of internal conflict upon them. As for the larger idea,--that nations as well as individuals are "parts and proportions of one wondrous whole," it has hardly yet passed the lips or pen of any but religious men and poets. Its time will come when men have made greater progress, and are more at ease about the domestic arrangements of nations. As long as there are, in every country of the world, multitudes who cannot by any exertion of their own redeem themselves from hardship, and their children from ignorance, there is quite enough for justice and charity to do at home. While this is doing,--while the English are striving to raise the indigent classes of their society, the French speculating to elevate the condition of woman, and to open the career of life to all rational beings, the Germans waiting to throw off the despotism of absolute rulers, and the Americans struggling to free the negroes,--the fraternal sentiment will be growing, in preparation for yet higher results. The principle, acted upon at home, will be gaining strength for exercise abroad; and the more any society becomes like a band of brothers, the more powerful must be the sympathy which it will have to offer to other such bands. Far off as may be the realization of such a prospect, it is a prospect. For many ages poets and philosophers have entertained the idea of a general spirit of fraternity among men. It is the one great principle of the greatest religion which has ever nourished the morals of mankind. It is the loftiest hope on which the wisest speculators have lived. Poets are the prophets, and philosophers the analysers of the fate of men, and religion is the promise and pledge of unseen powers to those who believe in them. That cannot be unworthy of attention, of hope, of expectation, which the poets and the analysers of the race, have reposed upon, and on which the best religion of the world (and that which comprehends all others) is based. That which has never, for all its splendour, been deemed absurd by the wisest of the race is now beginning to be realized. We have now something more to show for our hope than what was before enough for the highest minds. The fraternal spirit has begun to manifest itself by its workings in society. The helpless are now aided expressly on the ground of their helplessness,--not from the emotions of compassion excited by the spectacle of suffering in particular cases, but in a nobler and more abstract way. Classes, crowds, nations of sufferers are aided and protected by strangers, powerful and at ease, who never saw an individual of the suffering thousands, and who have none but a spiritual interest in their welfare. Since missions to barbarous countries, action against slavery, and the care of the blind, deaf and dumb, and paupers, have become labours of society, the fraternity of men has ceased to be a mere aspiration, or even prophecy and promise. It is not only that the high-placed watchmen of the world have announced that the day is coming,--it has dawned; and there is every reason to expect that it will brighten into noon. The traveller must be strangely careless who, in observing upon the morals of a people, omits to mark the manifestations of this principle;--to learn what is its present strength, and what the promise of its growth. By fixing his observation on this he may learn, and no otherwise can he learn, whether the country he studies is advancing in wisdom and happiness, or whether it is stationary, or whether it is going back. The probabilities of its progress are wholly dependent upon this.--It will not take long to point out what are the signs of progression which he must study. * * * * * It is of great consequence whether the nation is insular or continental, independent or colonial. Though the time seems to be come when the sea is to be made a highway, as easy of passage as the land, such has not been the case till now. Even in the case of Great Britain,--the most accessible of islands, and the most tempting to access,--before the last series of wars, a much smaller number of strangers visited her than could have been supposed to come if they had only to pass land frontiers. During the wars, she was almost excluded from continental society. The progress that her people have made in liberality and humanity since communication has been rendered easy, is so striking that it is impossible to avoid supposing the enlarged commerce of mind which has taken place to be one of the chief causes of the improvement. It is probable that the advancement of the nation would have been still greater if the old geological state of junction with the continent had been restored for the last twenty years. She would then have been almost such a centre of influx as France has been, and by which France has so far profited that the French are now, it is believed, the most active-minded and morally progressive nation in the world. Much of the vigour and progression of France is doubtless owing to other causes; but much also to her rapid and extensive intercourse with the minds of many nations. The condition of the inhabitants of other islands is likely to be less favourable to progression than that of the British, in proportion as they have less intercourse. They are likely to have even more than the English proportion of self-satisfaction, dislike of foreigners, and reserve. Generally speaking, the inhabitants of islands are found to be to those of continental countries as villagers to citizens: they have good qualities of their own, but are behind the world. Malta has not the chance that she would have if we could annex her to the South of France; nor will the West India islands advance as they would do if we could throw them all into one, and intersect the whole with roads leading on either side from the great European and American cities. Malta and the West India islands have, however, the additional disadvantage of being colonies. The moral progression of a people can scarcely begin till they are independent. Their morals are overruled by the mother-country,--by the government and legislation she imposes, by the rulers she sends out, by the nature of the advantages she grants and the tribute she requires, by the population she pours in from home, and by her own example. Accordingly, the colonies of a powerful country exhibit an exaggeration of the national faults, with only infant virtues of their own, which wait for freedom to grow to maturity, and among which an enlarged sympathy with the race is seldom found. This is a temper uncongenial with a confined, dependent, and imitative society; and the first strong symptoms of it are usually found in the persons of those whose mission it is to lead the colony out of its minority into independence. These are conditions of a people which may guide the traveller's observations by showing him what to expect. Remembering these conditions, he will mark the greater or less enlargement and generosity of the spirit of society, and learn from these the fact or promise of progression, or whether it is too soon to look for either. There is another important condition which can hardly escape his notice: whether the people are homogeneous or composed of various races. The inhabitants of New England are a remarkable specimen of the first, as the inhabitants of the middle states of America will be of the last, two or three generations hence. Almost all the nations of Europe are mongrel; and those which can trace their descent from the greatest variety of ancestors have, other circumstances remaining the same, the best chance of progression. Among a homogeneous people, ancestral virtues flourish; but these carry with them ancestral faults as their shadow; and there is a liability of a new fault being added,--resistance to the spirit of improvement. If the chances of severity of ancient virtue are lessened in the case of a mongrel people, there is a counterbalancing advantage in the greater diversity of interests, enlargement of sympathy, and vigour of enterprise introduced by the close union of the descendants of different races. The people of New England, almost to a man descended from the pilgrim fathers, have the strong religious principle and feeling, the uprightness, the domestic attachment, and the principled worldly prudence of their ancestors, with much of their asceticism (and necessarily attendant cant) and bigotry. Their neighbours in the middle states are composed of contributions from all countries of the civilized world, and have, as yet, no distinctive character; but it is probable that a very valuable one will be formed, in course of time, from such elements as the genial gaiety of the cavaliers, the patient industry of the Germans and Dutch, the vivacity of the French, the sobriety of the Scotch, the enterprise of the Irish, and the domestic tastes of the Swiss,--all of which, with their attendant drawbacks, go to compose the future American character. The chief pride of the New Englanders is in their unmixed descent;--a virtuous pride, but not the most favourable to a progression which must antiquate some of the qualities to which they are most attached. The European components of the other population cherish some of the feudal prejudices and the territorial pride which they imported with them, and this is their peculiar drawback: but it appears that the enlarged liberality which they enjoy from being intermingled more than countervails the religious spirit of New England in opening the general heart and mind to the interests of the race at large. The progression of the middle states seems likely to be more rapid than that of New England, though the inhabitants of the northern states have hitherto taken and kept the lead. It is the traveller's business to enter upon this course of observation wherever he goes. When he has ascertained the conditions under which the national character is forming,--whether its situation is insular or continental, colonial or independent, and whether it is descended from one race or more, he will proceed to observe the facts which indicate progress or the reverse. * * * * * The most obvious of these facts is the character of charity. Charity is everywhere. The human heart is always tender, always touched by visible suffering, under one form or another. The form which this charity takes is the great question. In young and rude countries, an open-handed charity pervades the land. Everyone who comes in want to a dwelling has his immediate want relieved. The Arab gives from his mess to the hungerer who appears at the entrance of his tent. The negro brings rice and milk to the traveller who lies fainting under the palm. The poor are fed round convent-doors, morning and evening, where there are convents. In Ireland, it is a common practice to beg, in order to rise in the world,--a clear testimony to the practice of charity there. In all societies, the poor help the poorer; the depressed class aids the destitute. The existence of the charity may be considered a certainty. The inquiry is about its direction. The lowest order of charity is that which is satisfied with relieving the immediate pressure of distress in individual cases. A higher is that which makes provision on a large scale for the relief of such distress; as when a nation passes on from common alms-giving to a general provision for the destitute. A higher still is when such provision is made in the way of anticipation, or for distant objects; as when the civilization of savages, the freeing of slaves, the treatment of the insane, or the education of the blind and deaf mutes is undertaken. The highest charity of all is that which aims at the prevention rather than the alleviation of evil. When any considerable number of a society are engaged in this work, the spirit of fraternity is busy there, and the progression of the society is ascertained. In such a community, it is allowed that though it is good to relieve the hungry, it is better to take care that all who work shall eat, as a matter of right: that though it is good to provide for the comfort and reformation of the guilty, it is better to obviate guilt: that though it is good to teach the ignorant who come in one's way, it is better to provide the means of knowledge, as of food, for all. In short, it is a nobler charity to prevent destitution, crime, and ignorance, than to relieve individuals who never ought to have been made destitute, criminal, and ignorant. This war against the evils themselves, in preference to, but accompanied by, relief of the victims, has begun in many countries; and those which are the most busily occupied in the work must be considered the most advanced, and the most certain to advance. The observer must note the state of the work everywhere. In one country he will see the poor fed and clothed by charity, without any effort being made to relieve them from the pressure by which they are sunk in destitution. The spirit of brotherhood is not there; and such charity has nothing of the spirit of hope and progress in it. In another country, he will see the independent insisting on the right of the destitute to relief, and providing by law or custom for such relief. This is a great step, inasmuch as the interests of the helpless are taken up by the powerful,--a movement which must have something of the fraternal spirit for its impulse. In a third, he hears of prison discipline societies, missionary societies, temperance societies, and societies for the abolition of slavery. This is better still. It is looking wide,--so wide as that the spirit of charity acts as seeing the invisible,--the pagan trembling under the tabu, the negro outraged in his best affections, and the criminal hidden in the foul retreat of the common jail. It is also a training for looking deep; for these methods of charity all go to prevent the woes of future heathen generations, future slaves, drunkards, and criminals, as well as to soften the lot of those who exist. If, in a fourth society, the observer finds that the charity has gone deep as well as spread wide, and that the benevolent are tugging at the roots of indigence and crime, he may place this society above all the rest as to the brightness of its prospects. Such a movement can proceed only from the spirit of fraternity,--from the movers feeling it their own concern that any are depressed and endangered as they would themselves refuse to be. The elevation of the depressed classes in such a society, and the consequent progression of the whole, may be considered certain; for "sooner will the mother forget her sucking child" than the friends of their race forsake those for whom they have cared and laboured with disinterested love and toil. Criminals will never be plunged back into their former state in America, nor women in France, nor negroes in the colonies of England. The spirit of justice (which is ultimately one with charity) has gone forth, not only conquering, but still to conquer. To the prospects of the sufferers of society let the observer look; and he will discern the prospects of the society itself. * * * * * Useful arts and inventions spread so rapidly in these days of improving communication, that they are no longer the decisive marks of enlightenment in a people that they were when each nation had the benefit of its own discoveries, and little more. Yet it is worthy of remark what kinds of improvement are the most generally adopted; whether those which enhance the luxury of the rich, or such as benefit the whole society. It is worthy of remark whether the newest delight is in splendid club-houses, where gentlemen may command the rarest luxuries at a smaller expense than would have been possible without the aid of the principle of economy of association, or in the groups of mechanics' dwellings, where the same principle is applied in France to furnishing numbers with advantages of warmth, light, cookery, and cleanliness, which they could no otherwise have enjoyed. It is worth observing whether there are most mechanical inventions dedicated to the selfishness of the rich, or committed to the custom of the working classes. If the rich compose the great body of purchasers who are to be considered by inventors, the working classes are probably depressed. If there are most purchasers among the most numerous classes, the working order is rising, and the state of things is hopeful.--How speed the great discoveries and achievements which cannot, by any management, be confined to the few? How prospers the steam-engine, the rail-road,--strong hands which cannot be held back, by which a multitude of the comforts of life are extended to the poor, who could not reach up to them before? Do men glory most in the activity of these, or in the invention of a new pleasure for the satiated? In the finer arts, for whom are heads and hands employed? The study of the ruins of all old countries tells the antiquary of the lives of the rich alone. There are churches which record the living piety or the dying penitence of the rich; priories and convents which speak of monkish idleness, and the gross luxuries which have cloaked themselves in asceticism; there are palaces of kings, castles of nobles, and villas of opulent commoners; but nowhere, except in countries recently desolated by war, are the relics of the abodes of the poor the study of the traveller. If he now finds skill bestowed on the buildings which are the exclusive resort of the labouring classes, and taste employed in their embellishment, it is clear that the order is rising. The record of each upward heave will remain for the observation of the future traveller, in the buildings to which they resort;--a record as indisputable as a mountain fissure presents to the geologist. Time was when the dwellings of the opulent were ornamented with costly and beautiful works of art, while the eye of the peasant and the artisan found no other beauty to rest on than the face of his beloved, and the forms of his children. At this day, there are countries in Europe where the working man aspires to nothing more than to stick up an image of the Virgin, gay with coloured paper, in a corner of his dwelling. But there are other lands where a higher taste for beauty is gratified. There are good prints provided cheap, to hang in the place of the ancient sampler or daub. Casts from all the finest works of the statuary, ancient and modern, are hawked about the streets, and may be seen in the windows where green parrots and brown cats in plaster used to annoy the eye. In societies where the working class is thus worked for, in the gratification of its finer tastes, the class must be rising. It is rising into the region of intellectual luxury, and must have been borne up thither by the expansion of the fraternal spirit. * * * * * The great means of progress, for individuals, for nations, and for the race at large, is the multiplication of Objects of interest. The indulgence of the passions is the characteristic of men and societies who have but one occupation and a single interest; while the passions cause comparatively little trouble where the intellect is active, and the life diversified with objects. Pride takes a safe direction, jealousy is diverted from its purposes of revenge, and anger combats with circumstances, instead of with human foes. The need of mutual aid, the habit of co-operation caused by interest in social objects, has a good effect upon men's feelings and manners towards each other; and out of this grows the mutual regard which naturally strengthens into the fraternal spirit. The Russian boor, imprisoned in his serfhood, cannot comprehend what it is to care for any but the few individuals who are before his eyes, and the Grand Lama has probably no great sympathy with the race; but in a town within whose compass almost all occupations are going forward, and where each feels more or less interest in what engages his neighbour, nothing of importance to the race can become known without producing more or less emotion. A famine in India, an earthquake in Syria, causes sorrow. The inhabitants meet to petition against the wrongs inflicted on people whom they have never seen, and give of the fruits of their labour to sufferers who have never heard of them, and from whom they can receive no return of acknowledgment. It is found that the more pursuits and aims are multiplied, the more does the appreciation of human happiness expand, till it becomes the interest which predominates over all the rest. This is an interest which works out its own gratification, more surely than any other. Wherever, therefore, the greatest variety of pursuits is met with, it is fair to conclude that the fraternal spirit of society is the most vigorous, and the society itself the most progressive. This is as far as any nation has as yet attained,--to a warmer than common sympathy among its own members, and compassion for distant sufferers. When the time comes for nations to care for one another, and co-operate as individuals, such a people will be the first to hold out the right hand. * * * * * Manners have not been treated of separately from Morals in any of the preceding divisions of the objects of the traveller's observation. The reason is, that manners are inseparable from morals, or, at least, cease to have meaning when separated. Except as manifestations of morals, they have no interest, and can have no permanent existence. A traveller who should report of them exclusively is not only no philosopher, but does not merit the name of an observer; for he can have no insight into the matter which he professes to convey an account of. His interpretation of what is before his eyes is more likely to be wrong than correct, like that of the primitive star-gazers, who reported that the planets went backwards and forwards in the sky. To him, and to him only, who has studied the principles of morals, and thus possessed himself of a key to the mysteries of all social weal and woe, will manners be an index answering as faithfully to the internal movements, harmonious or discordant, of society, as the human countenance to the workings of the human heart. CHAPTER VI. DISCOURSE. "He that questioneth much shall learn much, and content much; but especially if he apply his questions to the skill of the persons whom he asketh; for he shall give them occasion to please themselves in speaking, and himself shall continually gather knowledge." _Bacon._ The Discourse of individuals is an indispensable commentary upon the classes of national facts which the traveller has observed. To begin the work of observation with registering this private discourse, is, as has been said, useless, from the diversity that there is in men's minds, and from the narrowness of the mental vision of each as he stands in a crowd. The testimony of no two would be found to agree; and, if the traveller depended upon them for his general facts, he could never furnish a record which could be trusted. But, the facts being once obtained by stronger evidence than individual testimony,--certain fixed points being provided round which testimony may gather,--the discourse of individuals assumes its proper value, and becomes illustrative where before it would have been only bewildering. The traveller must obtain all that he can of it. He must seek intercourse with all classes of the society he visits,--not only the rich and the poor, but those who may be classed by profession, pursuit, habits of mind, and turn of manners. He must converse with young men and maidens, old men and children, beggars and savans, postillions and potentates. He must study little ones at their mothers' knees, and flirtations in ball-rooms, and dealings in the market-place. He must overhear the mirth of revellers, and the grief of mourners. Wherever there is speech, he must devote himself to hear. One way in which discourse serves as a commentary upon the things he has observed is in the exhibition of certain general characters of its own, which are accordant with the general facts he has registered. The conversation of almost every nation has its characteristics, like that of smaller societies. The style of discourse in an English village is unlike that of a populous town; and the people of a town which is no thoroughfare talk differently from the inhabitants of one which is. In the same way is the general discourse of a whole people modified. In one country less regard is paid to truth in particulars, to circumstantial accuracy, than in another. One nation has more sincerity; another more kindliness in speech. One proses; another is light and sportive. One is frank; another reserved. One flatters the stranger; another is careless of him: and the discourse of the one is designed to produce a certain effect upon him; while that of the other flows out spontaneously, or is restrained, according to the traveller's own apparent humour. Such characteristics of the general discourse may be noted as a corroboration of suppositions drawn from other facts. They may be taken as evidence of the respective societies being catholic or puritanic in spirit; crude or accomplished; free and simple, or restrained and cautious; self-satisfied, or deficient in self-respect. The observer must be very careful not to generalize too hastily upon the discourse addressed to him; but there are everywhere large conclusions which he cannot help making. However wide the variety of individuals with whom he may converse, it is scarcely likely that he will meet in Spain with any number who will prose like the Americans; or in Germany with many who will treat him with the light jests of the French. Such general tendencies of any society as he may have been informed of by the study of things, he will find evidenced also by the general character of its discourse. Another way in which discourse serves as a commentary, is by showing what interests the people most. If the observer goes with a free mind and an open heart, not full of notions and feelings of his own, but ready to resign himself to those of the people he visits,--if he commits himself to his sympathies, and makes himself one with those about him, he cannot but presently discover and appreciate what interests them most. A high Tory in America will be more misled than enlightened by what is said to him, and so will a bigoted Republican in England. A prim Quaker will not understand the French from half a year of Parisian conversation, any more than a mere dandy would feel at home at Jena or Heidelberg. But a traveller free from gross prejudice and selfishness can hardly be many days in a new society without learning what are its chief interests. Even savages would speak to him of the figure-head of their canoe; and others would go through, in time, each its own range of topics, till the German had poured out to him his philosophical views, and the Frenchman his solicitudes for the amelioration of society, and the American his patriotic aspirations, and the Swiss his domestic sentiment. Whatever may be the restrictions imposed by rulers upon discourse, whatever may be the penalties imposed upon particular kinds of communication, all are unavailing in the presence of sympathy. At its touch the abundance of the heart will gush out at the lips. Men are so made that they cannot but speak of what interests them most to those who most share the interest. This is a decree of nature by which the decrees of despots are annulled. The power of a ruler may avail to keep an observer on his own side the frontier; but, if he has once passed it, it is his own fault if he does not become as well acquainted with the prevailing sentiment of the inhabitants, amidst the deadest public silence, as if it were shouted out to the four winds. If he carries a simple mind and an open heart, there is no mine in Siberia so deep but the voice of complaint will come up to him from it, and no home so watched by priests but that he will know what is concealed from the confessor. All this would do little more than mislead him by means of his sympathies, if such confidence were his only means of knowledge; but, coming in corroboration of what he has learned in the large elsewhere, it becomes unquestionable evidence of what it is that interests the people most. He must bear in mind that there are a few universal interests which everywhere stand first, and that it is the modification of these by local influences which he has to observe; and also what comes next in order to these. For instance, the domestic are the primary interests among all human beings. It is so where the New England father dismisses his sons to the West,--and where the Hindoo mother deserts her infants to seek the shade of her husband through the fire,--and where the Spanish parent consigns her youngest to the convent,--as truly as where the Norwegian peasant enlarges his roof to admit another and another family of his descendants. It is for the traveller to trust the words and tones of parental love which meet his ear in every home of every land; and to mark by what it is that this prime and universal interest is modified, so as to produce such sacrifice of itself. Taking the affection for granted, which the private discourse of parents and children compels him to do, what light does he find cast upon the influence of the priests here, and pride of territory there;--upon the superstition which is the weakness of one people, and the social ambition in the midst of poverty which is the curse of another! He must also find out from the conversation of the people he visits what is their particular interest, from observing what ranks next to those which are universal. In one country, parents love their families first, and wealth next; in another, their families first, and glory next; in a third, their families first, and liberty next; and so on, through the whole range of objects of human desire. Once having discerned the mode, he will find it easy to take the suffrage without much danger of mistake. The chief reason why the discourse of individuals, apart from the observation of classes of facts, is almost purely deceptive as to morals, is that the traveller can see no more than one in fifty thousand of the people, and has no security that those he meets are a sample of the whole. This difficulty does not interfere with one very important advantage which he may obtain from conversation,--knowledge of and light upon particular questions. A stranger might wish to learn the state of Christianity in England. If he came to London, and began with conversation, he might meet a Church-of-England-man one day, a Catholic the next, a Presbyterian the third, a Quaker the fourth, a Methodist the fifth, and so on, till the result was pure bewilderment. But if he conversed with intelligent persons, he would find that questions were pending respecting the church and dissent,--involving the very principles of the administration of religion. The opinions he hears upon these questions may be as various as the persons he converses with. He may be unable to learn the true characters of the statesmen and religious leaders concerned in their management: but he gains something of more value. Light is thrown upon the state of things from which alone these questions could have arisen. From free newspapers he might have learned the nature of the controversy; but in social intercourse much more is presented to him. He sees the array of opinions marshalled on each side, or on all the sides of the question; and receives an infinite number of suggestions and illustrations which could never have reached him but from the conflict of intellects, and the diversity of views and statements with which he is entertained in discourse. The traveller in every country should thus welcome the discussion of questions in which the inhabitants are interested, taking strenuous care to hear the statements of every party. From the intimate connexion of certain modes of opinion with all great questions, he will gain light upon the whole condition of opinion from its exhibition in one case. New subjects of research will be brought within his reach; new paths of inquiry will be opened; new trains of ideas will be awakened, and fresh minds brought into communication with his own. If he can secure the good fortune of conversing with the leaders on both sides of great questions,--with the men who have made it a pursuit to collect all the facts of the case, and to follow out its principles,--there is no estimating his advantage. There is, perhaps, scarcely one great subject of national controversy which, thus opened to him, would not afford him glimpses into all the other general affairs of the day; and each time that his mind grasps a definite opposition of popular opinion, he has accomplished a stage in his pilgrimage of inquiry into the tendencies of a national mind. He will therefore be anxious to engage all he meets in full and free conversation on prevailing topics, leaving it to them to open their minds in their own way, and only taking care of his own,--that he preserves his impartiality, and does no injustice to question or persons by bias of his own. In arranging his plans for conversing with all kinds of people, the observer will not omit to cultivate especially the acquaintance of persons who themselves see the most of society. The value of their testimony on particular points must depend much on that of their minds and characters; but, from the very fact of their having transactions with a large portion of society, they cannot avoid affording many lights to a stranger which he could obtain by no other means. The conversation of lawyers in a free country, of physicians, of merchants and manufacturers in central trading situations, of innkeepers and of barbers everywhere, must yield him much which he could not have collected for himself. The minds of a great variety of people are daily acting upon the thoughts of such, and the facts of a great variety of lives upon their experience; and whether they be more or less wise in the use of their opportunities, they must be unlike what they would have been in a state of seclusion. If the stranger listens to what they are most willing to tell, he may learn much of popular modes of thinking and feeling, of modes of living, acting, and transacting, which will confirm and illustrate impressions and ideas which he had previously gained from other sources. The result of the whole of what he hears will probably be to the traveller of the same kind with that which the journey of life yields to the wisest of its pilgrims. As he proceeds, he will learn to condemn less, and to admire, not less, but differently. He will find no intellect infallible, no judgment free from prejudice, and therefore no affections without their bias; but, on the other hand, he will find no error which does not branch out of some truth; no wrath which has not some reason in it; nothing wrong which is not the perversion of something right; no wickedness that is not weakness. If he is compelled to give up the adoration of individuals, the man-worship which is the religion of young days, he surrenders with it the spirit of contempt which ought also to be proper to youth. To a healthy mind it is impossible to mix largely with men, under a variety of circumstances, and wholly to despise either societies or individuals; so magnificent is the intellect of men in combination, so universal are their most privately nourished affections. He must deny himself the repose of implicit faith in the intellect of any one; but he cannot refuse the luxury of trust in the moral power of the whole. Instead of the complete set of dogmas with which he was perhaps once furnished, on the authority of a few individuals, he brings home a store of learning on the great subject of human prejudices: but he cannot have watched the vast effects of a community of sentiment,--he cannot have observed multitudes tranquillized into social order, stimulated to social duty, and even impelled to philanthropic self-sacrifice, without being convinced that men were made to live in a bond of brotherhood. He cannot have sat in conversation under the village elm, or in sunny vineyards, or by the embers of the midnight fire, without knowing how spirit is formed to unfold itself to spirit; and how, when the solitary is set in families, his sympathies bind him to them by such a chain as selfish interest never yet wove. He cannot have travelled wisely and well without being convinced that moral power is the force which lifts man to be not only lord of the earth, but scarcely below the angels; and that the higher species of moral power, which are likely to come more and more into use, clothe him in a kind of divinity to which angels themselves might bow.--No one will doubt this who has been admitted into that range of sanctuaries, the homes of nations; and who has witnessed the godlike achievements of the servants, sages, and martyrs, who have existed wherever man has been. PART III. MECHANICAL METHODS. "In sea-voyages, where there is nothing to be seen but sky and sea, men make diaries; but in land-travel, wherein so much is to be observed, they omit it."--BACON. "Stick to your journal course; the breach of custom Is breach of all."--_Cymbeline._ Travellers cannot be always on the alert, any more than other men. Their hours of weariness and of capricious idleness come, as at home; and there is no security against their occurring at inconvenient times,--just when some characteristic spectacle is to be witnessed, or some long-desired information is in waiting. By a little forethought, the observer may guard against some of the effects of seizures of apathy. If he would rather sleep in the carriage than get out to see a waterfall, he can only feel ashamed, and rouse himself to do his duty: but, by precaution, he may guard himself from passing by some things less beautiful than waterfalls, and to have seen which is less necessary to his reputation as a traveller; but which yet he will be more sorry eventually to have lost. To keep himself up to his business, and stimulate his flagging attention, he should provide himself, before setting out, with a set of queries, so prepared as to include every great class of facts connected with the condition of a people, and so divided and arranged as that he can turn to the right set at the fitting moment.--These queries are not designed to be thrust into the hand of any one who may have information to give. They should not even be allowed to catch his eye. The traveller who has the air of taking notes in the midst of conversation, is in danger of bringing away information imperfect as far as it goes, and much restricted in quantity in comparison with what it would be if he allowed it to be forgotten that he was a foreigner seeking information. If he permits the conversation to flow on naturally, without checking it by the production of the pencil and tablets, he will, even if his memory be not of the best, have more to set down at night than if he noted on the spot, as evidence, what a companion might be saying to him. But a glance in the morning at his list of queries may suggest inquiries which he might not otherwise remember to make; and they will help him afterwards to arrange the knowledge he has gained. He can be constantly adding to them as he goes along, and as new subjects arise, till he is in possession of a catechism on the facts which indicate morals and manners; which must prevent his researches being so capricious, and his information so vague as his moods and his idleness would otherwise occasionally make them. The character of these queries must, of course, depend much on where the traveller means to go. A set which would suit one nation would not completely apply to any other. The observer will do wisely to employ his utmost skill in framing them. His cares will be better bestowed on this than even on his travelling appointments, important as these are to his comfort. When he has done his best in the preparation of his lists, he must still keep on the watch to enlarge them, as occasion arises. Some travellers unite in one the functions of the query list and the journal: having the diary headed and arranged for the reception of classified information. But this seems to be debasing the function of a journal, whose object ought to be to reflect the mind of a traveller, and give back to him hereafter the image of what he thought and felt day by day. This is its primary function;--a most useful one, as every traveller knows who has kept one during a year's wandering in a foreign country. On his return, he laughs at the crudity of the information, and the childishness of the impressions, set down in the opening pages; and traces, with as much wonder as interest, the gradual expansion of his knowledge, education of his perceptions, and maturing of his judgments as to what is before him, as week succeeds to week, and each month mellows the experience of the last. The subordinate purpose of the journal is to record facts; and the way in which this is done ought not to depend on the stationer's rule, but on the nature of the traveller's mind. No man can write down daily all that he learns in a day's travel. It ought to be a matter of serious consideration with him what he will insert, and what trust to his memory. The simplest method seems to be to set down what is most likely to be let slip, and to trust to the memory what the affections and tastes of the traveller will not allow him to forget. One who especially enjoys intimate domestic intercourse will write, not fireside conversations, but the opinions of statesmen, and the doctrine of parties on great social questions. One whose tastes are religious will note less on the subject of public worship and private religious discourse, than dates, numbers, and facts on subjects of subordinate interest. All should record anecdotes and sayings which illustrate character. These are disjointed, and will escape almost any memory, if not secured in writing. Those who do not draw should also note scenery. A very few descriptive touches will bring back a landscape, with all its human interest, after a lapse of years: while perhaps there is no memory in the world which will present unaided the distinctive character of a succession of scenes. The returned traveller is ashamed to see the extent of his record of his personal feelings. His changes of mood, his sufferings from heat or cold, from hunger or weariness, are the most interesting things to him at the moment; and down they go, in the place of things much better worth recording, and he pays the penalty in many a blush hereafter. His best method will be to record as little as possible about himself; and, of other things, most of what he is pretty sure to forget, and least of what he can hardly help remembering. Generally speaking, he will find it desirable to defer the work of generalization till he gets home. In the earlier stages of his journey, at least, he will restrict his pen to the record of facts and impressions; or, if his mind should have an unconquerable theorizing tendency, he will be so far cautious as to put down his inferences conjecturally. It is easy to do this; and it may make an eternal difference to the observer's love of truth, and attainment of it, whether he preserves his philosophic thoughts in the form of dogmas or of queries. Though it is commonly spoken of as a settled thing that the journal should be written at night, there are many who do not agree to this. There are some whose memory fails when the body is tired, and who find themselves clear-headed about many things in the morning which were but imperfectly remembered before they had the refreshment of sleep. The early morning is probably the best time for the greater number; but it is a safe general rule that the journal should be written in the interval when the task is pleasantest. Whether the regularity be pleasant or not, (and to the most conscientious travellers it is the most agreeable,) the entries ought to be made daily, if possible. The loss incurred by delay is manifest to any one who has tried. The shortest entries are always those which have been deferred. The delay of a single day is found to reduce the matter unaccountably. In the midst of his weariness and unwillingness to take out his pen, the traveller may comfort himself by remembering that he will reap the reward of diligence in satisfaction when he gets home. He may assure himself that no lines that he can write can ever be more valuable than those in which he hives his treasures of travel. If he turns away from the task, he will have uneasy feelings connected with his journey as often as he looks back upon it;--feelings of remorse for his idleness, and of regret for irretrievable loss. If, on the other hand, he perseveres in the daily duty, he will go forward each morning with a disburthened mind, and will find, in future years, that he loves the very blots and weather-stains on the pages which are so many remembrancers of his satisfactory labours and profitable pleasures. Besides the journal, the traveller should have a note-book,--always at hand,--not to be pulled out before people's eyes, for the entry of facts related, but to be used for securing the transient appearances which, though revealing so much to an observing mind, cannot be recalled with entire precision. In all the countries of the world, groups by the wayside are the most eloquent of pictures. The traveller who lets himself be whirled past them, unobservant or unrecording, loses more than any devices of inquiry at his inn can repair. If he can sketch, he should rarely allow a characteristic group of persons, or nook of scenery, to escape his pencil. If he cannot use the pencil, a few written words will do. Two lines may preserve for him an exemplification which may be of great future value.--The farmers' wives of New England, talking over the snake-fence at sunset, are in themselves an illustration of many things: so is the stern Indian in his blanket-cloak, standing on a mound on the prairie; so is the chamois hunter on his pinnacle, and the pedestrian student in the valleys of the Hartz, and the pine-cutters on the steeps of Norway, and the travelling merchant on the dyke in Holland, and the vine-dressers in Alsace, and the beggars in the streets of Spanish cities, and all the children of all countries at their play. The traveller does not dream of passing unnoticed the cross in the wilderness, beneath which some brother pilgrim lies murdered; or the group of brigands seen in the shadow of the wood; or a company of Sisters of Charity, going forth to their deeds of mercy; or a pair of inquisitors, busy on the errands of the Holy Office; or anything else which strongly appeals to his imagination or his personal feelings. These pictures, thus engraved in his memory, he may safely leave to be entered in his journal, night or morning: but groups and scenes which ought to be quite as interesting, because they reveal the thoughts and ways of men, (the more familiarly the more faithfully,) should be as earnestly observed; and, to give them a chance of equal preservation, they should be noted on the instant. If a foreigner opens his eyes after a nap in travelling an Irish road, would it not be wise to note at once what he sees that he could not see elsewhere? He perceives that the green lanes which branch off from the road are more crowded with foliage, and less definite in their windings, than any other green lanes he has seen near high roads. The road itself is _sui generis_, with its border of rank grass, with tufts of straggling briers, and its rough stone walls, fringed with weeds, and gay with wild flowers. A beggarly wretch is astride on the top, singing the Doxology to the tune of Paudeen O'Rafferty, and keeping time with his heels: and, some way off, an old man crouches in the grass, playing cards,--the right hand against the left,--reviling the winner, and tenderly consoling the loser. Presently the stranger passes a roofless hut, where he sees, either a party of boys and girls throwing turf for a handful of meal, or a beggar-woman and her children resting in the shade of the walls to eat their cold potatoes. Such scenes could be beheld nowhere but in Ireland: but there is no country in the world where groups and pictures as characteristic do not present themselves to the observing eye, and in such quick succession that they are liable to be confused and lost, if not secured at the moment by brief touches of pencil or pen. The note-book should be the repository of such. Mechanical methods are nothing but in proportion to the power which uses them; as the intellectual accomplishments of the traveller avail him little, and may even bring him back less wise than he went out,--a wanderer from truth, as well as from home,--unless he sees by a light from his heart shining through the eyes of his mind. He may see, and hear, and record, and infer, and conclude for ever; and he will still not understand if his heart be idle,--if he have not sympathy. Sympathy by itself may do much: with fit intellectual and mechanical aids, it cannot but make the traveller a wise man. His journey may be but for a brief year, or even month; but if, by his own sympathy, he grasps and brings home to himself the life of a fresh portion of his race, he gains a wisdom for which he will be the better for ever. FOOTNOTES: [A] Penny Magazine, vol. ii. p. 309. [B] Volney's Survey of the Revolutions of Empires, pp. 25, 26. [C] Mme. D'Aunoy. [D] Adam Smith, "Wealth of Nations." [E] Jacob, "Travels in the South of Spain." [F] HOME, by Miss Sedgwick, pp. 37, 39. [G] An exception to this may meet the eye of a traveller once in a lifetime. There is a village church-yard in England where the following inscription is to be seen. After the name and date occurs the following: He was a Bad Son, A Bad Husband, A Bad Father. "The wicked shall be turned into Hell." [H] Edinburgh Review, vol. xxxix. p. 67. [I] Edinburgh Review, vol. xlvi. p. 309. [J] Edinburgh Review, vol. xxvi. pp. 7, 8. [K] Corn Law Rhymer. Elliott of Sheffield. [L] Travels of Minna and Godfrey in Many Lands, p. 53. [M] Rogers's Italy, p. 172. [N] Memoirs of an American Lady. THE END. LONDON: PRINTED BY SAMUEL BENTLEY, Dorset Street, Fleet Street. INDUSTRIAL LIBRARY, FOR SCHOOLS AND FAMILIES. RESULTS OF MACHINERY. 1_s._ sewed, 1_s._ 3_d._ cloth. CAPITAL AND LABOUR. By the Author of the "Results of Machinery." 1_s._ sewed, 1_s._ 3_d._ cloth. COTTAGE EVENINGS. 1_s._ sewed, 1_s._ 3_d._ cloth. The PHYSICIAN. 1_s._ sewed, 1_s._ 3_d._ cloth. WORKING MAN'S COMPANION, FOR 1835, 6, 7, and 8, 9_d._ each. HOUSEHOLD YEAR-BOOK, FOR 1835, 6, and 7. 1_s._ each. *.* The above works are under the superintendence of the Society for the Diffusion of Useful Knowledge. SKETCHES OF POPULAR TUMULTS; illustrative of the Evils of Social Ignorance. Second Edition. 5_s._ cloth. =INDUSTRIAL GUIDE-BOOKS.= To supply a manifest deficiency in the books already published for the education of the industrial classes, the Publishers have undertaken a series of works, (which will be brought out at the cheapest rate,) whose chief object is to prepare young persons for the choice of an occupation, by instructing them in the peculiar duties, and, as far as requisite, in the technical details of the various departments of SERVICE OR TRADE in which they are likely to be engaged as they advance in life. It is, of course, not contemplated herein to teach every thing that should be known in a Trade, or to point out the whole details of a Service,--but to give such a general knowledge of the occupations which the mass of the people are called upon to follow, as may prepare the young for the proper discharge of their duties, and systematize much of the practical information which the adult has now in most cases, to learn without a Guide. These works will, collectively, contain a mass of authentic and amusing information on the various departments of industry in this country, which will be useful and interesting to all readers. They will be illustrated with numerous explanatory wood cuts. The subjects to be embraced will, for the most part, be as follows:-- I--THE GUIDE TO SERVICE. 1. _Farm Service._ Labourer Cowherd Shepherd Carter Ploughman Bailiff Dairywoman. 2. _House Service_ Gardener Groom Coachman Footman Butler Servant of all Work Kitchen Maid Cook House Maid Nurse Maid Lady's Maid. 3. _Commercial Service._ Errand Boy Apprentice Porter and Carman Warehouseman Shopman Clerk Servants of Public Conveyances. 4. _Public Service._ Soldier Sailor Excise Officer Custom-house Officer Post-office Servants and Turnpikemen Officers of Local Administration. II--THE GUIDE TO TRADE. 1. _Producers of Food and Raw Materials._ Farmer and Grazier Market-Gardener Fisherman Miner. 2. _Manufacturers._ Iron Founder Lead Founder, or Worker Brass Founder Coppersmith Cutler Machine Maker Brick Maker Potter Glass Worker Spinners and Weavers Cotton Linen Woollen Silk Bleacher, Dyer, and Calico Printer Tanner and Currier Rope Maker Miller and Baker Soap Boiler and Tallow Chandler Sugar Refiner Brewer and Distiller Hatter Paper Maker. 3. _Handicraftsmen._ Shipwright Bricklayer Mason Carpenter Plumber, Painter, and Glazier Cabinet Maker and Upholsterer Smith Cooper, Brush Maker, Basket Maker Brazier and Tinman Carver and Gilder Wheelwright and Coachmaker Watchmaker Goldsmith and Jeweller Printer Bookbinder Engraver Tailor Milliner Shoemaker Saddler Hairdresser. 4. _Retailers._ Butcher Grocer, Cheesemonger, Oilman, Tobacconist Fishmonger and Poulterer Pastrycook and Confectioner Greengrocer and Seedsman Victualler Coal and Corn Dealer Ironmonger and Hardwareman Stationer and Bookseller Chemist and Druggist Hawker and Pedlar Broker. *.* The Series will not be published at stated periods, but it will be endeavoured to bring out one Tract in each Class monthly. In July will be published "THE MAID OF ALL WORK," Price Eightpence. "THE PRINTER," Price One Shilling. Transcriber's Notes: Archaic and unexpected spelling and hyphenation have been retained as they appear in the original publication, including recompence, negociated, hinderance, befals, proprietory, tabu and savans. The following changes to the original publication have been made: Page 43 will not pour out their stores _changed to_ will not pour out their stories Page 239 the occupations which the mass o the occupations which the mass of 6456 ---- PUBLIC OPINION BY WALTER LIPPMANN TO FAYE LIPPMANN Wading River, Long Island. 1921. _"Behold! human beings living in a sort of underground den, which has a mouth open towards the light and reaching all across the den; they have been here from their childhood, and have their legs and necks chained so that they cannot move, and can only see before them; for the chains are arranged in such a manner as to prevent them from turning round their heads. At a distance above and behind them the light of a fire is blazing, and between the fire and the prisoners there is a raised way; and you will see, if you look, a low wall built along the way, like the screen which marionette players have before them, over which they show the puppets. I see, he said. And do you see, I said, men passing along the wall carrying vessels, which appear over the wall; also figures of men and animals, made of wood and stone and various materials; and some of the prisoners, as you would expect, are talking, and some of them are silent? This is a strange image, he said, and they are strange prisoners. Like ourselves, I replied; and they see only their own shadows, or the shadows of one another, which the fire throws on the opposite wall of the cave? True, he said: how could they see anything but the shadows if they were never allowed to move their heads? And of the objects which are being carried in like manner they would see only the shadows? Yes, he said. And if they were able to talk with one another, would they not suppose that they were naming what was actually before them?"_ --The Republic of Plato, Book Seven. (Jowett Translation.) CONTENTS PART I. INTRODUCTION I. The World Outside and the Pictures in Our Heads PART II. APPROACHES TO THE WORLD OUTSIDE II. Censorship and Privacy III. Contact and Opportunity IV. Time and Attention V. Speed, Words, and Clearness PART III. STEREOTYPES VI. Stereotypes VII. Stereotypes as Defense VIII. Blind Spots and Their Value IX. Codes and Their Enemies X. The Detection of Stereotypes PART IV. INTERESTS XI. The Enlisting of Interest XII. Self-Interest Reconsidered PART V. THE MAKING OF A COMMON WILL XIII. The Transfer of Interest XIV. Yes or No XV. Leaders and the Rank and File PART VI. THE IMAGE OF DEMOCRACY XVI. The Self-Centered Man XVII. The Self-Contained Community XVIII. The Role of Force, Patronage, and Privilege XIX. The Old Image in a New Form: Guild Socialism XX. A New Image PART VII. NEWSPAPERS XXI. The Buying Public XXII. The Constant Reader XXIII. The Nature of News XXIV. News, Truth, and a Conclusion PART VIII. ORGANIZED INTELLIGENCE XXV. The Entering Wedge XXVI. Intelligence Work XXVII. The Appeal to the Public XXVIII. The Appeal to Reason PART I INTRODUCTION CHAPTER I THE WORLD OUTSIDE AND THE PICTURES IN OUR HEADS CHAPTER I. INTRODUCTION THE WORLD OUTSIDE AND THE PICTURES IN OUR HEADS There is an island in the ocean where in 1914 a few Englishmen, Frenchmen, and Germans lived. No cable reaches that island, and the British mail steamer comes but once in sixty days. In September it had not yet come, and the islanders were still talking about the latest newspaper which told about the approaching trial of Madame Caillaux for the shooting of Gaston Calmette. It was, therefore, with more than usual eagerness that the whole colony assembled at the quay on a day in mid-September to hear from the captain what the verdict had been. They learned that for over six weeks now those of them who were English and those of them who were French had been fighting in behalf of the sanctity of treaties against those of them who were Germans. For six strange weeks they had acted as if they were friends, when in fact they were enemies. But their plight was not so different from that of most of the population of Europe. They had been mistaken for six weeks, on the continent the interval may have been only six days or six hours. There was an interval. There was a moment when the picture of Europe on which men were conducting their business as usual, did not in any way correspond to the Europe which was about to make a jumble of their lives. There was a time for each man when he was still adjusted to an environment that no longer existed. All over the world as late as July 25th men were making goods that they would not be able to ship, buying goods they would not be able to import, careers were being planned, enterprises contemplated, hopes and expectations entertained, all in the belief that the world as known was the world as it was. Men were writing books describing that world. They trusted the picture in their heads. And then over four years later, on a Thursday morning, came the news of an armistice, and people gave vent to their unutterable relief that the slaughter was over. Yet in the five days before the real armistice came, though the end of the war had been celebrated, several thousand young men died on the battlefields. Looking back we can see how indirectly we know the environment in which nevertheless we live. We can see that the news of it comes to us now fast, now slowly; but that whatever we believe to be a true picture, we treat as if it were the environment itself. It is harder to remember that about the beliefs upon which we are now acting, but in respect to other peoples and other ages we flatter ourselves that it is easy to see when they were in deadly earnest about ludicrous pictures of the world. We insist, because of our superior hindsight, that the world as they needed to know it, and the world as they did know it, were often two quite contradictory things. We can see, too, that while they governed and fought, traded and reformed in the world as they imagined it to be, they produced results, or failed to produce any, in the world as it was. They started for the Indies and found America. They diagnosed evil and hanged old women. They thought they could grow rich by always selling and never buying. A caliph, obeying what he conceived to be the Will of Allah, burned the library at Alexandria. Writing about the year 389, St. Ambrose stated the case for the prisoner in Plato's cave who resolutely declines to turn his head. "To discuss the nature and position of the earth does not help us in our hope of the life to come. It is enough to know what Scripture states. 'That He hung up the earth upon nothing' (Job xxvi. 7). Why then argue whether He hung it up in air or upon the water, and raise a controversy as to how the thin air could sustain the earth; or why, if upon the waters, the earth does not go crashing down to the bottom?... Not because the earth is in the middle, as if suspended on even balance, but because the majesty of God constrains it by the law of His will, does it endure stable upon the unstable and the void." [Footnote: Hexaemeron, i. cap 6, quoted in _The Mediæval Mind_, by Henry Osborn Taylor, Vol. i, p. 73.] It does not help us in our hope of the life to come. It is enough to know what Scripture states. Why then argue? But a century and a half after St. Ambrose, opinion was still troubled, on this occasion by the problem of the antipodes. A monk named Cosmas, famous for his scientific attainments, was therefore deputed to write a Christian Topography, or "Christian Opinion concerning the World." [Footnote: Lecky, _Rationalism in Europe_, Vol. I, pp. 276-8.] It is clear that he knew exactly what was expected of him, for he based all his conclusions on the Scriptures as he read them. It appears, then, that the world is a flat parallelogram, twice as broad from east to west as it is long from north to south., In the center is the earth surrounded by ocean, which is in turn surrounded by another earth, where men lived before the deluge. This other earth was Noah's port of embarkation. In the north is a high conical mountain around which revolve the sun and moon. When the sun is behind the mountain it is night. The sky is glued to the edges of the outer earth. It consists of four high walls which meet in a concave roof, so that the earth is the floor of the universe. There is an ocean on the other side of the sky, constituting the "waters that are above the firmament." The space between the celestial ocean and the ultimate roof of the universe belongs to the blest. The space between the earth and sky is inhabited by the angels. Finally, since St. Paul said that all men are made to live upon the "face of the earth" how could they live on the back where the Antipodes are supposed to be? With such a passage before his eyes, a Christian, we are told, should not 'even speak of the Antipodes.'" [Footnote: _Id._] Far less should he go to the Antipodes; nor should any Christian prince give him a ship to try; nor would any pious mariner wish to try. For Cosmas there was nothing in the least absurd about his map. Only by remembering his absolute conviction that this was the map of the universe can we begin to understand how he would have dreaded Magellan or Peary or the aviator who risked a collision with the angels and the vault of heaven by flying seven miles up in the air. In the same way we can best understand the furies of war and politics by remembering that almost the whole of each party believes absolutely in its picture of the opposition, that it takes as fact, not what is, but what it supposes to be the fact. And that therefore, like Hamlet, it will stab Polonius behind the rustling curtain, thinking him the king, and perhaps like Hamlet add: "Thou wretched, rash, intruding fool, farewell! I took thee for thy better; take thy fortune." 2 Great men, even during their lifetime, are usually known to the public only through a fictitious personality. Hence the modicum of truth in the old saying that no man is a hero to his valet. There is only a modicum of truth, for the valet, and the private secretary, are often immersed in the fiction themselves. Royal personages are, of course, constructed personalities. Whether they themselves believe in their public character, or whether they merely permit the chamberlain to stage-manage it, there are at least two distinct selves, the public and regal self, the private and human. The biographies of great people fall more or less readily into the histories of these two selves. The official biographer reproduces the public life, the revealing memoir the other. The Charnwood Lincoln, for example, is a noble portrait, not of an actual human being, but of an epic figure, replete with significance, who moves on much the same level of reality as Aeneas or St. George. Oliver's Hamilton is a majestic abstraction, the sculpture of an idea, "an essay" as Mr. Oliver himself calls it, "on American union." It is a formal monument to the state-craft of federalism, hardly the biography of a person. Sometimes people create their own facade when they think they are revealing the interior scene. The Repington diaries and Margot Asquith's are a species of self-portraiture in which the intimate detail is most revealing as an index of how the authors like to think about themselves. But the most interesting kind of portraiture is that which arises spontaneously in people's minds. When Victoria came to the throne, says Mr. Strachey, [Footnote: Lytton Strachey, _Queen Victoria_, p. 72.] "among the outside public there was a great wave of enthusiasm. Sentiment and romance were coming into fashion; and the spectacle of the little girl-queen, innocent, modest, with fair hair and pink cheeks, driving through her capital, filled the hearts of the beholders with raptures of affectionate loyalty. What, above all, struck everybody with overwhelming force was the contrast between Queen Victoria and her uncles. The nasty old men, debauched and selfish, pigheaded and ridiculous, with their perpetual burden of debts, confusions, and disreputabilities--they had vanished like the snows of winter and here at last, crowned and radiant, was the spring." M. Jean de Pierrefeu [Footnote: Jean de Pierrefeu, _G. Q. G. Trois ans au Grand Quartier General_, pp 94-95.] saw hero-worship at first hand, for he was an officer on Joffre's staff at the moment of that soldier's greatest fame: "For two years, the entire world paid an almost divine homage to the victor of the Marne. The baggage-master literally bent under the weight of the boxes, of the packages and letters which unknown people sent him with a frantic testimonial of their admiration. I think that outside of General Joffre, no commander in the war has been able to realize a comparable idea of what glory is. They sent him boxes of candy from all the great confectioners of the world, boxes of champagne, fine wines of every vintage, fruits, game, ornaments and utensils, clothes, smoking materials, inkstands, paperweights. Every territory sent its specialty. The painter sent his picture, the sculptor his statuette, the dear old lady a comforter or socks, the shepherd in his hut carved a pipe for his sake. All the manufacturers of the world who were hostile to Germany shipped their products, Havana its cigars, Portugal its port wine. I have known a hairdresser who had nothing better to do than to make a portrait of the General out of hair belonging to persons who were dear to him; a professional penman had the same idea, but the features were composed of thousands of little phrases in tiny characters which sang the praise of the General. As to letters, he had them in all scripts, from all countries, written in every dialect, affectionate letters, grateful, overflowing with love, filled with adoration. They called him Savior of the World, Father of his Country, Agent of God, Benefactor of Humanity, etc.... And not only Frenchmen, but Americans, Argentinians, Australians, etc. etc.... Thousands of little children, without their parents' knowledge, took pen in hand and wrote to tell him their love: most of them called him Our Father. And there was poignancy about their effusions, their adoration, these sighs of deliverance that escaped from thousands of hearts at the defeat of barbarism. To all these naif little souls, Joffre seemed like St. George crushing the dragon. Certainly he incarnated for the conscience of mankind the victory of good over evil, of light over darkness. Lunatics, simpletons, the half-crazy and the crazy turned their darkened brains toward him as toward reason itself. I have read the letter of a person living in Sydney, who begged the General to save him from his enemies; another, a New Zealander, requested him to send some soldiers to the house of a gentleman who owed him ten pounds and would not pay. Finally, some hundreds of young girls, overcoming the timidity of their sex, asked for engagements, their families not to know about it; others wished only to serve him." This ideal Joffre was compounded out of the victory won by him, his staff and his troops, the despair of the war, the personal sorrows, and the hope of future victory. But beside hero-worship there is the exorcism of devils. By the same mechanism through which heroes are incarnated, devils are made. If everything good was to come from Joffre, Foch, Wilson, or Roosevelt, everything evil originated in the Kaiser Wilhelm, Lenin and Trotsky. They were as omnipotent for evil as the heroes were omnipotent for good. To many simple and frightened minds there was no political reverse, no strike, no obstruction, no mysterious death or mysterious conflagration anywhere in the world of which the causes did not wind back to these personal sources of evil. 3 Worldwide concentration of this kind on a symbolic personality is rare enough to be clearly remarkable, and every author has a weakness for the striking and irrefutable example. The vivisection of war reveals such examples, but it does not make them out of nothing. In a more normal public life, symbolic pictures are no less governant of behavior, but each symbol is far less inclusive because there are so many competing ones. Not only is each symbol charged with less feeling because at most it represents only a part of the population, but even within that part there is infinitely less suppression of individual difference. The symbols of public opinion, in times of moderate security, are subject to check and comparison and argument. They come and go, coalesce and are forgotten, never organizing perfectly the emotion of the whole group. There is, after all, just one human activity left in which whole populations accomplish the union sacrée. It occurs in those middle phases of a war when fear, pugnacity, and hatred have secured complete dominion of the spirit, either to crush every other instinct or to enlist it, and before weariness is felt. At almost all other times, and even in war when it is deadlocked, a sufficiently greater range of feelings is aroused to establish conflict, choice, hesitation, and compromise. The symbolism of public opinion usually bears, as we shall see, [Footnote: Part V.] the marks of this balancing of interest. Think, for example, of how rapidly, after the armistice, the precarious and by no means successfully established symbol of Allied Unity disappeared, how it was followed almost immediately by the breakdown of each nation's symbolic picture of the other: Britain the Defender of Public Law, France watching at the Frontier of Freedom, America the Crusader. And think then of how within each nation the symbolic picture of itself frayed out, as party and class conflict and personal ambition began to stir postponed issues. And then of how the symbolic pictures of the leaders gave way, as one by one, Wilson, Clemenceau, Lloyd George, ceased to be the incarnation of human hope, and became merely the negotiators and administrators for a disillusioned world. Whether we regret this as one of the soft evils of peace or applaud it as a return to sanity is obviously no matter here. Our first concern with fictions and symbols is to forget their value to the existing social order, and to think of them simply as an important part of the machinery of human communication. Now in any society that is not completely self-contained in its interests and so small that everyone can know all about everything that happens, ideas deal with events that are out of sight and hard to grasp. Miss Sherwin of Gopher Prairie, [Footnote: See Sinclair Lewis, _Main Street_.] is aware that a war is raging in France and tries to conceive it. She has never been to France, and certainly she has never been along what is now the battlefront. Pictures of French and German soldiers she has seen, but it is impossible for her to imagine three million men. No one, in fact, can imagine them, and the professionals do not try. They think of them as, say, two hundred divisions. But Miss Sherwin has no access to the order of battle maps, and so if she is to think about the war, she fastens upon Joffre and the Kaiser as if they were engaged in a personal duel. Perhaps if you could see what she sees with her mind's eye, the image in its composition might be not unlike an Eighteenth Century engraving of a great soldier. He stands there boldly unruffled and more than life size, with a shadowy army of tiny little figures winding off into the landscape behind. Nor it seems are great men oblivious to these expectations. M. de Pierrefeu tells of a photographer's visit to Joffre. The General was in his "middle class office, before the worktable without papers, where he sat down to write his signature. Suddenly it was noticed that there were no maps on the walls. But since according to popular ideas it is not possible to think of a general without maps, a few were placed in position for the picture, and removed soon afterwards." [Footnote: _Op. cit._, p. 99.] The only feeling that anyone can have about an event he does not experience is the feeling aroused by his mental image of that event. That is why until we know what others think they know, we cannot truly understand their acts. I have seen a young girl, brought up in a Pennsylvania mining town, plunged suddenly from entire cheerfulness into a paroxysm of grief when a gust of wind cracked the kitchen window-pane. For hours she was inconsolable, and to me incomprehensible. But when she was able to talk, it transpired that if a window-pane broke it meant that a close relative had died. She was, therefore, mourning for her father, who had frightened her into running away from home. The father was, of course, quite thoroughly alive as a telegraphic inquiry soon proved. But until the telegram came, the cracked glass was an authentic message to that girl. Why it was authentic only a prolonged investigation by a skilled psychiatrist could show. But even the most casual observer could see that the girl, enormously upset by her family troubles, had hallucinated a complete fiction out of one external fact, a remembered superstition, and a turmoil of remorse, and fear and love for her father. Abnormality in these instances is only a matter of degree. When an Attorney-General, who has been frightened by a bomb exploded on his doorstep, convinces himself by the reading of revolutionary literature that a revolution is to happen on the first of May 1920, we recognize that much the same mechanism is at work. The war, of course, furnished many examples of this pattern: the casual fact, the creative imagination, the will to believe, and out of these three elements, a counterfeit of reality to which there was a violent instinctive response. For it is clear enough that under certain conditions men respond as powerfully to fictions as they do to realities, and that in many cases they help to create the very fictions to which they respond. Let him cast the first stone who did not believe in the Russian army that passed through England in August, 1914, did not accept any tale of atrocities without direct proof, and never saw a plot, a traitor, or a spy where there was none. Let him cast a stone who never passed on as the real inside truth what he had heard someone say who knew no more than he did. In all these instances we must note particularly one common factor. It is the insertion between man and his environment of a pseudo-environment. To that pseudo-environment his behavior is a response. But because it _is_ behavior, the consequences, if they are acts, operate not in the pseudo-environment where the behavior is stimulated, but in the real environment where action eventuates. If the behavior is not a practical act, but what we call roughly thought and emotion, it may be a long time before there is any noticeable break in the texture of the fictitious world. But when the stimulus of the pseudo-fact results in action on things or other people, contradiction soon develops. Then comes the sensation of butting one's head against a stone wall, of learning by experience, and witnessing Herbert Spencer's tragedy of the murder of a Beautiful Theory by a Gang of Brutal Facts, the discomfort in short of a maladjustment. For certainly, at the level of social life, what is called the adjustment of man to his environment takes place through the medium of fictions. By fictions I do not mean lies. I mean a representation of the environment which is in lesser or greater degree made by man himself. The range of fiction extends all the way from complete hallucination to the scientists' perfectly self-conscious use of a schematic model, or his decision that for his particular problem accuracy beyond a certain number of decimal places is not important. A work of fiction may have almost any degree of fidelity, and so long as the degree of fidelity can be taken into account, fiction is not misleading. In fact, human culture is very largely the selection, the rearrangement, the tracing of patterns upon, and the stylizing of, what William James called "the random irradiations and resettlements of our ideas." [Footnote: James, _Principles of Psychology_, Vol. II, p. 638] The alternative to the use of fictions is direct exposure to the ebb and flow of sensation. That is not a real alternative, for however refreshing it is to see at times with a perfectly innocent eye, innocence itself is not wisdom, though a source and corrective of wisdom. For the real environment is altogether too big, too complex, and too fleeting for direct acquaintance. We are not equipped to deal with so much subtlety, so much variety, so many permutations and combinations. And although we have to act in that environment, we have to reconstruct it on a simpler model before we can manage with it. To traverse the world men must have maps of the world. Their persistent difficulty is to secure maps on which their own need, or someone else's need, has not sketched in the coast of Bohemia. 4 The analyst of public opinion must begin then, by recognizing the triangular relationship between the scene of action, the human picture of that scene, and the human response to that picture working itself out upon the scene of action. It is like a play suggested to the actors by their own experience, in which the plot is transacted in the real lives of the actors, and not merely in their stage parts. The moving picture often emphasizes with great skill this double drama of interior motive and external behavior. Two men are quarreling, ostensibly about some money, but their passion is inexplicable. Then the picture fades out and what one or the other of the two men sees with his mind's eye is reënacted. Across the table they were quarreling about money. In memory they are back in their youth when the girl jilted him for the other man. The exterior drama is explained: the hero is not greedy; the hero is in love. A scene not so different was played in the United States Senate. At breakfast on the morning of September 29, 1919, some of the Senators read a news dispatch in the _Washington Post_ about the landing of American marines on the Dalmatian coast. The newspaper said: FACTS NOW ESTABLISHED "The following important facts appear already _established_. The orders to Rear Admiral Andrews commanding the American naval forces in the Adriatic, came from the British Admiralty via the War Council and Rear Admiral Knapps in London. The approval or disapproval of the American Navy Department was not asked.... WITHOUT DANIELS' KNOWLEDGE "Mr. Daniels was admittedly placed in a peculiar position when cables reached here stating that the forces over which he is presumed to have exclusive control were carrying on what amounted to naval warfare without his knowledge. It was fully realized that the _British Admiralty might desire to issue orders to Rear Admiral Andrews_ to act on behalf of Great Britain and her Allies, because the situation required sacrifice on the part of some nation if D'Annunzio's followers were to be held in check. "It was further realized that _under the new league of nations plan foreigners would be in a position to direct American Naval forces in emergencies_ with or without the consent of the American Navy Department...." etc. (Italics mine). The first Senator to comment is Mr. Knox of Pennsylvania. Indignantly he demands investigation. In Mr. Brandegee of Connecticut, who spoke next, indignation has already stimulated credulity. Where Mr. Knox indignantly wishes to know if the report is true, Mr. Brandegee, a half a minute later, would like to know what would have happened if marines had been killed. Mr. Knox, interested in the question, forgets that he asked for an inquiry, and replies. If American marines had been killed, it would be war. The mood of the debate is still conditional. Debate proceeds. Mr. McCormick of Illinois reminds the Senate that the Wilson administration is prone to the waging of small unauthorized wars. He repeats Theodore Roosevelt's quip about "waging peace." More debate. Mr. Brandegee notes that the marines acted "under orders of a Supreme Council sitting somewhere," but he cannot recall who represents the United States on that body. The Supreme Council is unknown to the Constitution of the United States. Therefore Mr. New of Indiana submits a resolution calling for the facts. So far the Senators still recognize vaguely that they are discussing a rumor. Being lawyers they still remember some of the forms of evidence. But as red-blooded men they already experience all the indignation which is appropriate to the fact that American marines have been ordered into war by a foreign government and without the consent of Congress. Emotionally they want to believe it, because they are Republicans fighting the League of Nations. This arouses the Democratic leader, Mr. Hitchcock of Nebraska. He defends the Supreme Council: it was acting under the war powers. Peace has not yet been concluded because the Republicans are delaying it. Therefore the action was necessary and legal. Both sides now assume that the report is true, and the conclusions they draw are the conclusions of their partisanship. Yet this extraordinary assumption is in a debate over a resolution to investigate the truth of the assumption. It reveals how difficult it is, even for trained lawyers, to suspend response until the returns are in. The response is instantaneous. The fiction is taken for truth because the fiction is badly needed. A few days later an official report showed that the marines were not landed by order of the British Government or of the Supreme Council. They had not been fighting the Italians. They had been landed at the request of the Italian Government to protect Italians, and the American commander had been officially thanked by the Italian authorities. The marines were not at war with Italy. They had acted according to an established international practice which had nothing to do with the League of Nations. The scene of action was the Adriatic. The picture of that scene in the Senators' heads at Washington was furnished, in this case probably with intent to deceive, by a man who cared nothing about the Adriatic, but much about defeating the League. To this picture the Senate responded by a strengthening of its partisan differences over the League. 5 Whether in this particular case the Senate was above or below its normal standard, it is not necessary to decide. Nor whether the Senate compares favorably with the House, or with other parliaments. At the moment, I should like to think only about the world-wide spectacle of men acting upon their environment, moved by stimuli from their pseudo-environments. For when full allowance has been made for deliberate fraud, political science has still to account for such facts as two nations attacking one another, each convinced that it is acting in self-defense, or two classes at war each certain that it speaks for the common interest. They live, we are likely to say, in different worlds. More accurately, they live in the same world, but they think and feel in different ones. It is to these special worlds, it is to these private or group, or class, or provincial, or occupational, or national, or sectarian artifacts, that the political adjustment of mankind in the Great Society takes place. Their variety and complication are impossible to describe. Yet these fictions determine a very great part of men's political behavior. We must think of perhaps fifty sovereign parliaments consisting of at least a hundred legislative bodies. With them belong at least fifty hierarchies of provincial and municipal assemblies, which with their executive, administrative and legislative organs, constitute formal authority on earth. But that does not begin to reveal the complexity of political life. For in each of these innumerable centers of authority there are parties, and these parties are themselves hierarchies with their roots in classes, sections, cliques and clans; and within these are the individual politicians, each the personal center of a web of connection and memory and fear and hope. Somehow or other, for reasons often necessarily obscure, as the result of domination or compromise or a logroll, there emerge from these political bodies commands, which set armies in motion or make peace, conscript life, tax, exile, imprison, protect property or confiscate it, encourage one kind of enterprise and discourage another, facilitate immigration or obstruct it, improve communication or censor it, establish schools, build navies, proclaim "policies," and "destiny," raise economic barriers, make property or unmake it, bring one people under the rule of another, or favor one class as against another. For each of these decisions some view of the facts is taken to be conclusive, some view of the circumstances is accepted as the basis of inference and as the stimulus of feeling. What view of the facts, and why that one? And yet even this does not begin to exhaust the real complexity. The formal political structure exists in a social environment, where there are innumerable large and small corporations and institutions, voluntary and semi-voluntary associations, national, provincial, urban and neighborhood groupings, which often as not make the decision that the political body registers. On what are these decisions based? "Modern society," says Mr. Chesterton, "is intrinsically insecure because it is based on the notion that all men will do the same thing for different reasons.... And as within the head of any convict may be the hell of a quite solitary crime, so in the house or under the hat of any suburban clerk may be the limbo of a quite separate philosophy. The first man may be a complete Materialist and feel his own body as a horrible machine manufacturing his own mind. He may listen to his thoughts as to the dull ticking of a clock. The man next door may be a Christian Scientist and regard his own body as somehow rather less substantial than his own shadow. He may come almost to regard his own arms and legs as delusions like moving serpents in the dream of delirium tremens. The third man in the street may not be a Christian Scientist but, on the contrary, a Christian. He may live in a fairy tale as his neighbors would say; a secret but solid fairy tale full of the faces and presences of unearthly friends. The fourth man may be a theosophist, and only too probably a vegetarian; and I do not see why I should not gratify myself with the fancy that the fifth man is a devil worshiper.... Now whether or not this sort of variety is valuable, this sort of unity is shaky. To expect that all men for all time will go on thinking different things, and yet doing the same things, is a doubtful speculation. It is not founding society on a communion, or even on a convention, but rather on a coincidence. Four men may meet under the same lamp post; one to paint it pea green as part of a great municipal reform; one to read his breviary in the light of it; one to embrace it with accidental ardour in a fit of alcoholic enthusiasm; and the last merely because the pea green post is a conspicuous point of rendezvous with his young lady. But to expect this to happen night after night is unwise...." [Footnote: G. K. Chesterton, "The Mad Hatter and the Sane Householder," _Vanity Fair_, January, 1921, p. 54] For the four men at the lamp post substitute the governments, the parties, the corporations, the societies, the social sets, the trades and professions, universities, sects, and nationalities of the world. Think of the legislator voting a statute that will affect distant peoples, a statesman coming to a decision. Think of the Peace Conference reconstituting the frontiers of Europe, an ambassador in a foreign country trying to discern the intentions of his own government and of the foreign government, a promoter working a concession in a backward country, an editor demanding a war, a clergyman calling on the police to regulate amusement, a club lounging-room making up its mind about a strike, a sewing circle preparing to regulate the schools, nine judges deciding whether a legislature in Oregon may fix the working hours of women, a cabinet meeting to decide on the recognition of a government, a party convention choosing a candidate and writing a platform, twenty-seven million voters casting their ballots, an Irishman in Cork thinking about an Irishman in Belfast, a Third International planning to reconstruct the whole of human society, a board of directors confronted with a set of their employees' demands, a boy choosing a career, a merchant estimating supply and demand for the coming season, a speculator predicting the course of the market, a banker deciding whether to put credit behind a new enterprise, the advertiser, the reader of advertisments.... Think of the different sorts of Americans thinking about their notions of "The British Empire" or "France" or "Russia" or "Mexico." It is not so different from Mr. Chesterton's four men at the pea green lamp post. 6 And so before we involve ourselves in the jungle of obscurities about the innate differences of men, we shall do well to fix our attention upon the extraordinary differences in what men know of the world. [Footnote: _Cf_. Wallas, _Our Social Heritage_, pp. 77 _et seq_.] I do not doubt that there are important biological differences. Since man is an animal it would be strange if there were not. But as rational beings it is worse than shallow to generalize at all about comparative behavior until there is a measurable similarity between the environments to which behavior is a response. The pragmatic value of this idea is that it introduces a much needed refinement into the ancient controversy about nature and nurture, innate quality and environment. For the pseudo-environment is a hybrid compounded of "human nature" and "conditions." To my mind it shows the uselessness of pontificating about what man is and always will be from what we observe man to be doing, or about what are the necessary conditions of society. For we do not know how men would behave in response to the facts of the Great Society. All that we really know is how they behave in response to what can fairly be called a most inadequate picture of the Great Society. No conclusion about man or the Great Society can honestly be made on evidence like that. This, then, will be the clue to our inquiry. We shall assume that what each man does is based not on direct and certain knowledge, but on pictures made by himself or given to him. If his atlas tells him that the world is flat he will not sail near what he believes to be the edge of our planet for fear of falling off. If his maps include a fountain of eternal youth, a Ponce de Leon will go in quest of it. If someone digs up yellow dirt that looks like gold, he will for a time act exactly as if he had found gold. The way in which the world is imagined determines at any particular moment what men will do. It does not determine what they will achieve. It determines their effort, their feelings, their hopes, not their accomplishments and results. The very men who most loudly proclaim their "materialism" and their contempt for "ideologues," the Marxian communists, place their entire hope on what? On the formation by propaganda of a class-conscious group. But what is propaganda, if not the effort to alter the picture to which men respond, to substitute one social pattern for another? What is class consciousness but a way of realizing the world? National consciousness but another way? And Professor Giddings' consciousness of kind, but a process of believing that we recognize among the multitude certain ones marked as our kind? Try to explain social life as the pursuit of pleasure and the avoidance of pain. You will soon be saying that the hedonist begs the question, for even supposing that man does pursue these ends, the crucial problem of why he thinks one course rather than another likely to produce pleasure, is untouched. Does the guidance of man's conscience explain? How then does he happen to have the particular conscience which he has? The theory of economic self-interest? But how do men come to conceive their interest in one way rather than another? The desire for security, or prestige, or domination, or what is vaguely called self-realization? How do men conceive their security, what do they consider prestige, how do they figure out the means of domination, or what is the notion of self which they wish to realize? Pleasure, pain, conscience, acquisition, protection, enhancement, mastery, are undoubtedly names for some of the ways people act. There may be instinctive dispositions which work toward such ends. But no statement of the end, or any description of the tendencies to seek it, can explain the behavior which results. The very fact that men theorize at all is proof that their pseudo-environments, their interior representations of the world, are a determining element in thought, feeling, and action. For if the connection between reality and human response were direct and immediate, rather than indirect and inferred, indecision and failure would be unknown, and (if each of us fitted as snugly into the world as the child in the womb), Mr. Bernard Shaw would not have been able to say that except for the first nine months of its existence no human being manages its affairs as well as a plant. The chief difficulty in adapting the psychoanalytic scheme to political thought arises in this connection. The Freudians are concerned with the maladjustment of distinct individuals to other individuals and to concrete circumstances. They have assumed that if internal derangements could be straightened out, there would be little or no confusion about what is the obviously normal relationship. But public opinion deals with indirect, unseen, and puzzling facts, and there is nothing obvious about them. The situations to which public opinions refer are known only as opinions. The psychoanalyst, on the other hand, almost always assumes that the environment is knowable, and if not knowable then at least bearable, to any unclouded intelligence. This assumption of his is the problem of public opinion. Instead of taking for granted an environment that is readily known, the social analyst is most concerned in studying how the larger political environment is conceived, and how it can be conceived more successfully. The psychoanalyst examines the adjustment to an X, called by him the environment; the social analyst examines the X, called by him the pseudo-environment. He is, of course, permanently and constantly in debt to the new psychology, not only because when rightly applied it so greatly helps people to stand on their own feet, come what may, but because the study of dreams, fantasy and rationalization has thrown light on how the pseudo-environment is put together. But he cannot assume as his criterion either what is called a "normal biological career" [Footnote: Edward J. Kempf, _Psychopathology_, p. 116.] within the existing social order, or a career "freed from religious suppression and dogmatic conventions" outside. [Footnote: _Id_., p. 151.] What for a sociologist is a normal social career? Or one freed from suppressions and conventions? Conservative critics do, to be sure, assume the first, and romantic ones the second. But in assuming them they are taking the whole world for granted. They are saying in effect either that society is the sort of thing which corresponds to their idea of what is normal, or the sort of thing which corresponds to their idea of what is free. Both ideas are merely public opinions, and while the psychoanalyst as physician may perhaps assume them, the sociologist may not take the products of existing public opinion as criteria by which to study public opinion. 7 The world that we have to deal with politically is out of reach, out of sight, out of mind. It has to be explored, reported, and imagined. Man is no Aristotelian god contemplating all existence at one glance. He is the creature of an evolution who can just about span a sufficient portion of reality to manage his survival, and snatch what on the scale of time are but a few moments of insight and happiness. Yet this same creature has invented ways of seeing what no naked eye could see, of hearing what no ear could hear, of weighing immense masses and infinitesimal ones, of counting and separating more items than he can individually remember. He is learning to see with his mind vast portions of the world that he could never see, touch, smell, hear, or remember. Gradually he makes for himself a trustworthy picture inside his head of the world beyond his reach. Those features of the world outside which have to do with the behavior of other human beings, in so far as that behavior crosses ours, is dependent upon us, or is interesting to us, we call roughly public affairs. The pictures inside the heads of these human beings, the pictures of themselves, of others, of their needs, purposes, and relationship, are their public opinions. Those pictures which are acted upon by groups of people, or by individuals acting in the name of groups, are Public Opinion with capital letters. And so in the chapters which follow we shall inquire first into some of the reasons why the picture inside so often misleads men in their dealings with the world outside. Under this heading we shall consider first the chief factors which limit their access to the facts. They are the artificial censorships, the limitations of social contact, the comparatively meager time available in each day for paying attention to public affairs, the distortion arising because events have to be compressed into very short messages, the difficulty of making a small vocabulary express a complicated world, and finally the fear of facing those facts which would seem to threaten the established routine of men's lives. The analysis then turns from these more or less external limitations to the question of how this trickle of messages from the outside is affected by the stored up images, the preconceptions, and prejudices which interpret, fill them out, and in their turn powerfully direct the play of our attention, and our vision itself. From this it proceeds to examine how in the individual person the limited messages from outside, formed into a pattern of stereotypes, are identified with his own interests as he feels and conceives them. In the succeeding sections it examines how opinions are crystallized into what is called Public Opinion, how a National Will, a Group Mind, a Social Purpose, or whatever you choose to call it, is formed. The first five parts constitute the descriptive section of the book. There follows an analysis of the traditional democratic theory of public opinion. The substance of the argument is that democracy in its original form never seriously faced the problem which arises because the pictures inside people's heads do not automatically correspond with the world outside. And then, because the democratic theory is under criticism by socialist thinkers, there follows an examination of the most advanced and coherent of these criticisms, as made by the English Guild Socialists. My purpose here is to find out whether these reformers take into account the main difficulties of public opinion. My conclusion is that they ignore the difficulties, as completely as did the original democrats, because they, too, assume, and in a much more complicated civilization, that somehow mysteriously there exists in the hearts of men a knowledge of the world beyond their reach. I argue that representative government, either in what is ordinarily called politics, or in industry, cannot be worked successfully, no matter what the basis of election, unless there is an independent, expert organization for making the unseen facts intelligible to those who have to make the decisions. I attempt, therefore, to argue that the serious acceptance of the principle that personal representation must be supplemented by representation of the unseen facts would alone permit a satisfactory decentralization, and allow us to escape from the intolerable and unworkable fiction that each of us must acquire a competent opinion about all public affairs. It is argued that the problem of the press is confused because the critics and the apologists expect the press to realize this fiction, expect it to make up for all that was not foreseen in the theory of democracy, and that the readers expect this miracle to be performed at no cost or trouble to themselves. The newspapers are regarded by democrats as a panacea for their own defects, whereas analysis of the nature of news and of the economic basis of journalism seems to show that the newspapers necessarily and inevitably reflect, and therefore, in greater or lesser measure, intensify, the defective organization of public opinion. My conclusion is that public opinions must be organized for the press if they are to be sound, not by the press as is the case today. This organization I conceive to be in the first instance the task of a political science that has won its proper place as formulator, in advance of real decision, instead of apologist, critic, or reporter after the decision has been made. I try to indicate that the perplexities of government and industry are conspiring to give political science this enormous opportunity to enrich itself and to serve the public. And, of course, I hope that these pages will help a few people to realize that opportunity more vividly, and therefore to pursue it more consciously. PART II APPROACHES TO THE WORLD OUTSIDE CHAPTER 2. CENSORSHIP AND PRIVACY " 3. CONTACT AND OPPORTUNITY " 4. TIME AND ATTENTION " 5. SPEED, WORDS, AND CLEARNESS CHAPTER II CENSORSHIP AND PRIVACY 1 The picture of a general presiding over an editorial conference at the most terrible hour of one of the great battles of history seems more like a scene from The Chocolate Soldier than a page from life. Yet we know at first hand from the officer who edited the French communiqués that these conferences were a regular part of the business of war; that in the worst moment of Verdun, General Joffre and his cabinet met and argued over the nouns, adjectives, and verbs that were to be printed in the newspapers the next morning. "The evening communiqué of the twenty-third (February 1916)" says M. de Pierrefeu, [Footnote: _G. Q. G_., pp. 126-129.] "was edited in a dramatic atmosphere. M. Berthelot, of the Prime Minister's office, had just telephoned by order of the minister asking General Pellé to strengthen the report and to emphasize the proportions of the enemy's attack. It was necessary to prepare the public for the worst outcome in case the affair turned into a catastrophe. This anxiety showed clearly that neither at G. H. Q. nor at the Ministry of War had the Government found reason for confidence. As M. Berthelot spoke, General Pellé made notes. He handed me the paper on which he had written the Government's wishes, together with the order of the day issued by General von Deimling and found on some prisoners, in which it was stated that this attack was the supreme offensive to secure peace. Skilfully used, all this was to demonstrate that Germany was letting loose a gigantic effort, an effort without precedent, and that from its success she hoped for the end of the war. The logic of this was that nobody need be surprised at our withdrawal. When, a half hour later, I went down with my manuscript, I found gathered together in Colonel Claudel's office, he being away, the major-general, General Janin, Colonel Dupont, and Lieutenant-Colonel Renouard. Fearing that I would not succeed in giving the desired impression, General Pellé had himself prepared a proposed communiqué. I read what I had just done. It was found to be too moderate. General Pellé's, on the other hand, seemed too alarming. I had purposely omitted von Deimling's order of the day. To put it into the communiqué _would be to break with the formula to which the public was accustomed_, would be to transform it into a kind of pleading. It would seem to say: 'How do you suppose we can resist?' There was reason to fear that the public would be distracted by this change of tone and would believe that everything was lost. I explained my reasons and suggested giving Deimling's text to the newspapers in the form of a separate note. "Opinion being divided, General Pellé went to ask General de Castelnau to come and decide finally. The General arrived smiling, quiet and good humored, said a few pleasant words about this new kind of literary council of war, and looked at the texts. He chose the simpler one, gave more weight to the first phrase, inserted the words 'as had been anticipated,' which supply a reassuring quality, and was flatly against inserting von Deimling's order, but was for transmitting it to the press in a special note ... " General Joffre that evening read the communiqué carefully and approved it. Within a few hours those two or three hundred words would be read all over the world. They would paint a picture in men's minds of what was happening on the slopes of Verdun, and in front of that picture people would take heart or despair. The shopkeeper in Brest, the peasant in Lorraine, the deputy in the Palais Bourbon, the editor in Amsterdam or Minneapolis had to be kept in hope, and yet prepared to accept possible defeat without yielding to panic. They are told, therefore, that the loss of ground is no surprise to the French Command. They are taught to regard the affair as serious, but not strange. Now, as a matter of fact, the French General Staff was not fully prepared for the German offensive. Supporting trenches had not been dug, alternative roads had not been built, barbed wire was lacking. But to confess that would have aroused images in the heads of civilians that might well have turned a reverse into a disaster. The High Command could be disappointed, and yet pull itself together; the people at home and abroad, full of uncertainties, and with none of the professional man's singleness of purpose, might on the basis of a complete story have lost sight of the war in a melee of faction and counter-faction about the competence of the officers. Instead, therefore, of letting the public act on all the facts which the generals knew, the authorities presented only certain facts, and these only in such a way as would be most likely to steady the people. In this case the men who arranged the pseudo-environment knew what the real one was. But a few days later an incident occurred about which the French Staff did not know the truth. The Germans announced [Footnote: On February 26, 1916. Pierrefeu, _G. Q. G._, pp. 133 _et seq_.] that on the previous afternoon they had taken Fort Douaumont by assault. At French headquarters in Chantilly no one could understand this news. For on the morning of the twenty-fifth, after the engagement of the XXth corps, the battle had taken a turn for the better. Reports from the front said nothing about Douaumont. But inquiry showed that the German report was true, though no one as yet knew how the fort had been taken. In the meantime, the German communiqué was being flashed around the world, and the French had to say something. So headquarters explained. "In the midst of total ignorance at Chantilly about the way the attack had taken place, we imagined, in the evening communiqué of the 26th, a plan of the attack which certainly had a thousand to one chance of being true." The communiqué of this imaginary battle read: "A bitter struggle is taking place around Fort de Douaumont which is an advanced post of the old defensive organization of Verdun. The position taken this morning by the enemy, _after several unsuccessful assaults that cost him very heavy losses_, has been reached again and passed by our troops whom the enemy has not been able to drive back." [Footnote: This is my own translation: the English translation from London published in the New York Times of Sunday, Feb. 27, is as follows: London, Feb. 26 (1916). A furious struggle has been in progress around Fort de Douaumont which is an advance element of the old defensive organization of Verdun fortresses. The position captured this morning by the enemy after several fruitless assaults which cost him extremely heavy losses, [Footnote: The French text says "pertes tres elevees." Thus the English translation exaggerates the original text.] was reached again and gone beyond by our troops, which all the attempts of the enemy have not been able to push back."] What had actually happened differed from both the French and German accounts. While changing troops in the line, the position had somehow been forgotten in a confusion of orders. Only a battery commander and a few men remained in the fort. Some German soldiers, seeing the door open, had crawled into the fort, and taken everyone inside prisoner. A little later the French who were on the slopes of the hill were horrified at being shot at from the fort. There had been no battle at Douaumont and no losses. Nor had the French troops advanced beyond it as the communiqués seemed to say. They were beyond it on either side, to be sure, but the fort was in enemy hands. Yet from the communiqué everyone believed that the fort was half surrounded. The words did not explicitly say so, but "the press, as usual, forced the pace." Military writers concluded that the Germans would soon have to surrender. In a few days they began to ask themselves why the garrison, since it lacked food, had not yet surrendered. "It was necessary through the press bureau to request them to drop the encirclement theme." [Footnote: Pierrefeu, _op. cit._, pp. 134-5.] 2 The editor of the French communiqué tells us that as the battle dragged out, his colleagues and he set out to neutralize the pertinacity of the Germans by continual insistence on their terrible losses. It is necessary to remember that at this time, and in fact until late in 1917, the orthodox view of the war for all the Allied peoples was that it would be decided by "attrition." Nobody believed in a war of movement. It was insisted that strategy did not count, or diplomacy. It was simply a matter of killing Germans. The general public more or less believed the dogma, but it had constantly to be reminded of it in face of spectacular German successes. "Almost no day passed but the communiqué.... ascribed to the Germans with some appearance of justice heavy losses, extremely heavy, spoke of bloody sacrifices, heaps of corpses, hecatombs. Likewise the wireless constantly used the statistics of the intelligence bureau at Verdun, whose chief, Major Cointet, had invented a method of calculating German losses which obviously produced marvelous results. Every fortnight the figures increased a hundred thousand or so. These 300,000, 400,000, 500,000 casualties put out, divided into daily, weekly, monthly losses, repeated in all sorts of ways, produced a striking effect. Our formulae varied little: 'according to prisoners the German losses in the course of the attack have been considerable' ... 'it is proved that the losses' ... 'the enemy exhausted by his losses has not renewed the attack' ... Certain formulae, later abandoned because they had been overworked, were used each day: 'under our artillery and machine gun fire' ... 'mowed down by our artillery and machine gun fire' ... Constant repetition impressed the neutrals and Germany itself, and helped to create a bloody background in spite of the denials from Nauen (the German wireless) which tried vainly to destroy the bad effect of this perpetual repetition." [Footnote: _Op. cit._, pp. 138-139.] The thesis of the French Command, which it wished to establish publicly by these reports, was formulated as follows for the guidance of the censors: "This offensive engages the active forces of our opponent whose manpower is declining. We have learned that the class of 1916 is already at the front. There will remain the 1917 class already being called up, and the resources of the third category (men above forty-five, or convalescents). In a few weeks, the German forces exhausted by this effort, will find themselves confronted with all the forces of the coalition (ten millions against seven millions)." [Footnote: _Op. cit._, p. 147.] According to M. de Pierrefeu, the French command had converted itself to this belief. "By an extraordinary aberration of mind, only the attrition of the enemy was seen; it appeared that our forces were not subject to attrition. General Nivelle shared these ideas. We saw the result in 1917." We have learned to call this propaganda. A group of men, who can prevent independent access to the event, arrange the news of it to suit their purpose. That the purpose was in this case patriotic does not affect the argument at all. They used their power to make the Allied publics see affairs as they desired them to be seen. The casualty figures of Major Cointet which were spread about the world are of the same order. They were intended to provoke a particular kind of inference, namely that the war of attrition was going in favor of the French. But the inference is not drawn in the form of argument. It results almost automatically from the creation of a mental picture of endless Germans slaughtered on the hills about Verdun. By putting the dead Germans in the focus of the picture, and by omitting to mention the French dead, a very special view of the battle was built up. It was a view designed to neutralize the effects of German territorial advances and the impression of power which the persistence of the offensive was making. It was also a view that tended to make the public acquiesce in the demoralizing defensive strategy imposed upon the Allied armies. For the public, accustomed to the idea that war consists of great strategic movements, flank attacks, encirclements, and dramatic surrenders, had gradually to forget that picture in favor of the terrible idea that by matching lives the war would be won. Through its control over all news from the front, the General Staff substituted a view of the facts that comported with this strategy. The General Staff of an army in the field is so placed that within wide limits it can control what the public will perceive. It controls the selection of correspondents who go to the front, controls their movements at the front, reads and censors their messages from the front, and operates the wires. The Government behind the army by its command of cables and passports, mails and custom houses and blockades increases the control. It emphasizes it by legal power over publishers, over public meetings, and by its secret service. But in the case of an army the control is far from perfect. There is always the enemy's communiqué, which in these days of wireless cannot be kept away from neutrals. Above all there is the talk of the soldiers, which blows back from the front, and is spread about when they are on leave. [Footnote: For weeks prior to the American attack at St. Mihiel and in the Argonne-Meuse, everybody in France told everybody else the deep secret.] An army is an unwieldy thing. And that is why the naval and diplomatic censorship is almost always much more complete. Fewer people know what is going on, and their acts are more easily supervised. 3 Without some form of censorship, propaganda in the strict sense of the word is impossible. In order to conduct a propaganda there must be some barrier between the public and the event. Access to the real environment must be limited, before anyone can create a pseudo-environment that he thinks wise or desirable. For while people who have direct access can misconceive what they see, no one else can decide how they shall misconceive it, unless he can decide where they shall look, and at what. The military censorship is the simplest form of barrier, but by no means the most important, because it is known to exist, and is therefore in certain measure agreed to and discounted. At different times and for different subjects some men impose and other men accept a particular standard of secrecy. The frontier between what is concealed because publication is not, as we say, "compatible with the public interest" fades gradually into what is concealed because it is believed to be none of the public's business. The notion of what constitutes a person's private affairs is elastic. Thus the amount of a man's fortune is considered a private affair, and careful provision is made in the income tax law to keep it as private as possible. The sale of a piece of land is not private, but the price may be. Salaries are generally treated as more private than wages, incomes as more private than inheritances. A person's credit rating is given only a limited circulation. The profits of big corporations are more public than those of small firms. Certain kinds of conversation, between man and wife, lawyer and client, doctor and patient, priest and communicant, are privileged. Directors' meetings are generally private. So are many political conferences. Most of what is said at a cabinet meeting, or by an ambassador to the Secretary of State, or at private interviews, or dinner tables, is private. Many people regard the contract between employer and employee as private. There was a time when the affairs of all corporations were held to be as private as a man's theology is to-day. There was a time before that when his theology was held to be as public a matter as the color of his eyes. But infectious diseases, on the other hand, were once as private as the processes of a man's digestion. The history of the notion of privacy would be an entertaining tale. Sometimes the notions violently conflict, as they did when the bolsheviks published the secret treaties, or when Mr. Hughes investigated the life insurance companies, or when somebody's scandal exudes from the pages of Town Topics to the front pages of Mr. Hearst's newspapers. Whether the reasons for privacy are good or bad, the barriers exist. Privacy is insisted upon at all kinds of places in the area of what is called public affairs. It is often very illuminating, therefore, to ask yourself how you got at the facts on which you base your opinion. Who actually saw, heard, felt, counted, named the thing, about which you have an opinion? Was it the man who told you, or the man who told him, or someone still further removed? And how much was he permitted to see? When he informs you that France thinks this and that, what part of France did he watch? How was he able to watch it? Where was he when he watched it? What Frenchmen was he permitted to talk to, what newspapers did he read, and where did they learn what they say? You can ask yourself these questions, but you can rarely answer them. They will remind you, however, of the distance which often separates your public opinion from the event with which it deals. And the reminder is itself a protection. CHAPTER III CONTACT AND OPPORTUNITY 1 While censorship and privacy intercept much information at its source, a very much larger body of fact never reaches the whole public at all, or only very slowly. For there are very distinct limits upon the circulation of ideas. A rough estimate of the effort it takes to reach "everybody" can be had by considering the Government's propaganda during the war. Remembering that the war had run over two years and a half before America entered it, that millions upon millions of printed pages had been circulated and untold speeches had been delivered, let us turn to Mr. Creel's account of his fight "for the minds of men, for the conquest of their convictions" in order that "the gospel of Americanism might be carried to every corner of the globe." [Footnote: George Creel, _How We Advertised America._] Mr. Creel had to assemble machinery which included a Division of News that issued, he tells us, more than six thousand releases, had to enlist seventy-five thousand Four Minute Men who delivered at least seven hundred and fifty-five thousand, one hundred and ninety speeches to an aggregate of over three hundred million people. Boy scouts delivered annotated copies of President Wilson's addresses to the householders of America. Fortnightly periodicals were sent to six hundred thousand teachers. Two hundred thousand lantern slides were furnished for illustrated lectures. Fourteen hundred and thirty-eight different designs were turned out for posters, window cards, newspaper advertisements, cartoons, seals and buttons. The chambers of commerce, the churches, fraternal societies, schools, were used as channels of distribution. Yet Mr. Creel's effort, to which I have not begun to do justice, did not include Mr. McAdoo's stupendous organization for the Liberty Loans, nor Mr. Hoover's far reaching propaganda about food, nor the campaigns of the Red Cross, the Y. M. C. A., Salvation Army, Knights of Columbus, Jewish Welfare Board, not to mention the independent work of patriotic societies, like the League to Enforce Peace, the League of Free Nations Association, the National Security League, nor the activity of the publicity bureaus of the Allies and of the submerged nationalities. Probably this is the largest and the most intensive effort to carry quickly a fairly uniform set of ideas to all the people of a nation. The older proselyting worked more slowly, perhaps more surely, but never so inclusively. Now if it required such extreme measures to reach everybody in time of crisis, how open are the more normal channels to men's minds? The Administration was trying, and while the war continued it very largely succeeded, I believe, in creating something that might almost be called one public opinion all over America. But think of the dogged work, the complicated ingenuity, the money and the personnel that were required. Nothing like that exists in time of peace, and as a corollary there are whole sections, there are vast groups, ghettoes, enclaves and classes that hear only vaguely about much that is going on. They live in grooves, are shut in among their own affairs, barred out of larger affairs, meet few people not of their own sort, read little. Travel and trade, the mails, the wires, and radio, railroads, highways, ships, motor cars, and in the coming generation aeroplanes, are, of course, of the utmost influence on the circulation of ideas. Each of these affects the supply and the quality of information and opinion in a most intricate way. Each is itself affected by technical, by economic, by political conditions. Every time a government relaxes the passport ceremonies or the customs inspection, every time a new railway or a new port is opened, a new shipping line established, every time rates go up or down, the mails move faster or more slowly, the cables are uncensored and made less expensive, highways built, or widened, or improved, the circulation of ideas is influenced. Tariff schedules and subsidies affect the direction of commercial enterprise, and therefore the nature of human contracts. And so it may well happen, as it did for example in the case of Salem, Massachusetts, that a change in the art of shipbuilding will reduce a whole city from a center where international influences converge to a genteel provincial town. All the immediate effects of more rapid transit are not necessarily good. It would be difficult to say, for example, that the railroad system of France, so highly centralized upon Paris, has been an unmixed blessing to the French people. It is certainly true that problems arising out of the means of communication are of the utmost importance, and one of the most constructive features of the program of the League of Nations has been the study given to railroad transit and access to the sea. The monopolizing of cables, [Footnote: Hence the wisdom of taking Yap seriously.] of ports, fuel stations, mountain passes, canals, straits, river courses, terminals, market places means a good deal more than the enrichment of a group of business men, or the prestige of a government. It means a barrier upon the exchange of news and opinion. But monopoly is not the only barrier. Cost and available supply are even greater ones, for if the cost of travelling or trading is prohibitive, if the demand for facilities exceeds the supply, the barriers exist even without monopoly. 2 The size of a man's income has considerable effect on his access to the world beyond his neighborhood. With money he can overcome almost every tangible obstacle of communication, he can travel, buy books and periodicals, and bring within the range of his attention almost any known fact of the world. The income of the individual, and the income of the community determine the amount of communication that is possible. But men's ideas determine how that income shall be spent, and that in turn affects in the long run the amount of income they will have. Thus also there are limitations, none the less real, because they are often self-imposed and self-indulgent. There are portions of the sovereign people who spend most of their spare time and spare money on motoring and comparing motor cars, on bridge-whist and post-mortems, on moving-pictures and potboilers, talking always to the same people with minute variations on the same old themes. They cannot really be said to suffer from censorship, or secrecy, the high cost or the difficulty of communication. They suffer from anemia, from lack of appetite and curiosity for the human scene. Theirs is no problem of access to the world outside. Worlds of interest are waiting for them to explore, and they do not enter. They move, as if on a leash, within a fixed radius of acquaintances according to the law and the gospel of their social set. Among men the circle of talk in business and at the club and in the smoking car is wider than the set to which they belong. Among women the social set and the circle of talk are frequently almost identical. It is in the social set that ideas derived from reading and lectures and from the circle of talk converge, are sorted out, accepted, rejected, judged and sanctioned. There it is finally decided in each phase of a discussion which authorities and which sources of information are admissible, and which not. Our social set consists of those who figure as people in the phrase "people are saying"; they are the people whose approval matters most intimately to us. In big cities among men and women of wide interests and with the means for moving about, the social set is not so rigidly defined. But even in big cities, there are quarters and nests of villages containing self-sufficing social sets. In smaller communities there may exist a freer circulation, a more genuine fellowship from after breakfast to before dinner. But few people do not know, nevertheless, which set they really belong to, and which not. Usually the distinguishing mark of a social set is the presumption that the children may intermarry. To marry outside the set involves, at the very least, a moment of doubt before the engagement can be approved. Each social set has a fairly clear picture of its relative position in the hierarchy of social sets. Between sets at the same level, association is easy, individuals are quickly accepted, hospitality is normal and unembarrassed. But in contact between sets that are "higher" or "lower," there is always reciprocal hesitation, a faint malaise, and a consciousness of difference. To be sure in a society like that of the United States, individuals move somewhat freely out of one set into another, especially where there is no racial barrier and where economic position changes so rapidly. Economic position, however, is not measured by the amount of income. For in the first generation, at least, it is not income that determines social standing, but the character of a man's work, and it may take a generation or two before this fades out of the family tradition. Thus banking, law, medicine, public utilities, newspapers, the church, large retailing, brokerage, manufacture, are rated at a different social value from salesmanship, superintendence, expert technical work, nursing, school teaching, shop keeping; and those, in turn, are rated as differently from plumbing, being a chauffeur, dressmaking, subcontracting, or stenography, as these are from being a butler, lady's maid, a moving picture operator, or a locomotive engineer. And yet the financial return does not necessarily coincide with these gradations. 3 Whatever the tests of admission, the social set when formed is not a mere economic class, but something which more nearly resembles a biological clan. Membership is intimately connected with love, marriage and children, or, to speak more exactly, with the attitudes and desires that are involved. In the social set, therefore, opinions encounter the canons of Family Tradition, Respectability, Propriety, Dignity, Taste and Form, which make up the social set's picture of itself, a picture assiduously implanted in the children. In this picture a large space is tacitly given to an authorized version of what each set is called upon inwardly to accept as the social standing of the others. The more vulgar press for an outward expression of the deference due, the others are decently and sensitively silent about their own knowledge that such deference invisibly exists. But that knowledge, becoming overt when there is a marriage, a war, or a social upheaval, is the nexus of a large bundle of dispositions classified by Trotter [Footnote: W. Trotter, Instincts of the Herd in War and Peace.] under the general term instinct of the herd. Within each social set there are augurs like the van der Luydens and Mrs. Manson Mingott in "The Age of Innocence," [Footnote: Edith Wharton, _The Age of Innocence._] who are recognized as the custodians and the interpreters of its social pattern. You are made, they say, if the van der Luydens take you up. The invitations to their functions are the high sign of arrival and status. The elections to college societies, carefully graded and the gradations universally accepted, determine who is who in college. The social leaders, weighted with the ultimate eugenic responsibility, are peculiarly sensitive. Not only must they be watchfully aware of what makes for the integrity of their set, but they have to cultivate a special gift for knowing what other social sets are doing. They act as a kind of ministry of foreign affairs. Where most of the members of a set live complacently within the set, regarding it for all practical purposes as the world, the social leaders must combine an intimate knowledge of the anatomy of their own set with a persistent sense of its place in the hierarchy of sets. The hierarchy, in fact, is bound together by the social leaders. At any one level there is something which might almost be called a social set of the social leaders. But vertically the actual binding together of society, in so far as it is bound together at all by social contact, is accomplished by those exceptional people, frequently suspect, who like Julius Beaufort and Ellen Olenska in "The Age of Innocence" move in and out. Thus there come to be established personal channels from one set to another, through which Tarde's laws of imitation operate. But for large sections of the population there are no such channels. For them the patented accounts of society and the moving pictures of high life have to serve. They may develop a social hierarchy of their own, almost unnoticed, as have the Negroes and the "foreign element," but among that assimilated mass which always considers itself the "nation," there is in spite of the great separateness of sets, a variety of personal contacts through which a circulation of standards takes place. Some of the sets are so placed that they become what Professor Ross has called "radiant points of conventionality." [Footnote: Ross, _Social Psychology_, Ch. IX, X, XI.] Thus the social superior is likely to be imitated by the social inferior, the holder of power is imitated by subordinates, the more successful by the less successful, the rich by the poor, the city by the country. But imitation does not stop at frontiers. The powerful, socially superior, successful, rich, urban social set is fundamentally international throughout the western hemisphere, and in many ways London is its center. It counts among its membership the most influential people in the world, containing as it does the diplomatic set, high finance, the upper circles of the army and the navy, some princes of the church, a few great newspaper proprietors, their wives and mothers and daughters who wield the scepter of invitation. It is at once a great circle of talk and a real social set. But its importance comes from the fact that here at last the distinction between public and private affairs practically disappears. The private affairs of this set are public matters, and public matters are its private, often its family affairs. The confinements of Margot Asquith like the confinements of royalty are, as the philosophers say, in much the same universe of discourse as a tariff bill or a parliamentary debate. There are large areas of governments in which this social set is not interested, and in America, at least, it has exercised only a fluctuating control over the national government. But its power in foreign affairs is always very great, and in war time its prestige is enormously enhanced. That is natural enough because these cosmopolitans have a contact with the outer world that most people do not possess. They have dined with each other in the capitals, and their sense of national honor is no mere abstraction; it is a concrete experience of being snubbed or approved by their friends. To Dr. Kennicott of Gopher Prairie it matters mighty little what Winston thinks and a great deal what Ezra Stowbody thinks, but to Mrs. Mingott with a daughter married to the Earl of Swithin it matters a lot when she visits her daughter, or entertains Winston himself. Dr. Kennicott and Mrs. Mingott are both socially sensitive, but Mrs. Mingott is sensitive to a social set that governs the world, while Dr. Kennicott's social set governs only in Gopher Prairie. But in matters that effect the larger relationships of the Great Society, Dr. Kennicott will often be found holding what he thinks is purely his own opinion, though, as a matter of fact, it has trickled down to Gopher Prairie from High Society, transmuted on its passage through the provincial social sets. 4 It is no part of our inquiry to attempt an account of the social tissue. We need only fix in mind how big is the part played by the social set in our spiritual contact with the world, how it tends to fix what is admissible, and to determine how it shall be judged. Affairs within its immediate competence each set more or less determines for itself. Above all it determines the detailed administration of the judgment. But the judgment itself is formed on patterns [Footnote: _Cf_. Part III] that may be inherited from the past, transmitted or imitated from other social sets. The highest social set consists of those who embody the leadership of the Great Society. As against almost every other social set where the bulk of the opinions are first hand only about local affairs, in this Highest Society the big decisions of war and peace, of social strategy and the ultimate distribution of political power, are intimate experiences within a circle of what, potentially at least, are personal acquaintances. Since position and contact play so big a part in determining what can be seen, heard, read, and experienced, as well as what it is permissible to see, hear, read, and know, it is no wonder that moral judgment is so much more common than constructive thought. Yet in truly effective thinking the prime necessity is to liquidate judgments, regain an innocent eye, disentangle feelings, be curious and open-hearted. Man's history being what it is, political opinion on the scale of the Great Society requires an amount of selfless equanimity rarely attainable by any one for any length of time. We are concerned in public affairs, but immersed in our private ones. The time and attention are limited that we can spare for the labor of not taking opinions for granted, and we are subject to constant interruption. CHAPTER IV TIME AND ATTENTION NATURALLY it is possible to make a rough estimate only of the amount of attention people give each day to informing themselves about public affairs. Yet it is interesting that three estimates that I have examined agree tolerably well, though they were made at different times, in different places, and by different methods. [Footnote: July, 1900. D. F. Wilcox, _The American Newspaper: A Study in Social Psychology_, Annals of the American Academy of Political and Social Science, vol. xvi, p. 56. (The statistical tables are reproduced in James Edward Rogers, _The American Newspaper_.) 1916 (?) W. D. Scott, _The Psychology of Advertising_, pp. 226-248. See also Henry Foster Adams, _Advertising and its Mental Laws_, Ch. IV. 1920 _Newspaper Reading Habits of College Students_, by Prof. George Burton Hotchkiss and Richard B. Franken, published by the Association of National Advertisers, Inc., 15 East 26th Street, New York City.] A questionnaire was sent by Hotchkiss and Franken to 1761 men and women college students in New York City, and answers came from all but a few. Scott used a questionnaire on four thousand prominent business and professional men in Chicago and received replies from twenty-three hundred. Between seventy and seventy-five percent of all those who replied to either inquiry thought they spent a quarter of an hour a day reading newspapers. Only four percent of the Chicago group guessed at less than this and twenty-five percent guessed at more. Among the New Yorkers a little over eight percent figured their newspaper reading at less than fifteen minutes, and seventeen and a half at more. Very few people have an accurate idea of fifteen minutes, so the figures are not to be taken literally. Moreover, business men, professional people, and college students are most of them liable to a curious little bias against appearing to spend too much time over the newspapers, and perhaps also to a faint suspicion of a desire to be known as rapid readers. All that the figures can justly be taken to mean is that over three quarters of those in the selected groups rate rather low the attention they give to printed news of the outer world. These time estimates are fairly well confirmed by a test which is less subjective. Scott asked his Chicagoans how many papers they read each day, and was told that 14 percent read but one paper 46 " " two papers 21 " " three papers 10 " " four papers 3 " " five papers 2 " " six papers 3 " " all the papers (eight at the time of this inquiry). The two- and three-paper readers are sixty-seven percent, which comes fairly close to the seventy-one percent in Scott's group who rate themselves at fifteen minutes a day. The omnivorous readers of from four to eight papers coincide roughly with the twenty-five percent who rated themselves at more than fifteen minutes. 2 It is still more difficult to guess how the time is distributed. The college students were asked to name "the five features which interest you most." Just under twenty percent voted for "general news," just under fifteen for editorials, just under twelve for "politics," a little over eight for finance, not two years after the armistice a little over six for foreign news, three and a half for local, nearly three for business, and a quarter of one percent for news about "labor." A scattering said they were most interested in sports, special articles, the theatre, advertisements, cartoons, book reviews, "accuracy," music, "ethical tone," society, brevity, art, stories, shipping, school news, "current news," print. Disregarding these, about sixty-seven and a half percent picked as the most interesting features news and opinion that dealt with public affairs. This was a mixed college group. The girls professed greater interest than the boys in general news, foreign news, local news, politics, editorials, the theatre, music, art, stories, cartoons, advertisements, and "ethical tone." The boys on the other hand were more absorbed in finance, sports, business page, "accuracy" and "brevity." These discriminations correspond a little too closely with the ideals of what is cultured and moral, manly and decisive, not to make one suspect the utter objectivity of the replies. Yet they agree fairly well with the replies of Scott's Chicago business and professional men. They were asked, not what features interested them most, but why they preferred one newspaper to another. Nearly seventy-one percent based their conscious preference on local news (17.8%), or political (15.8%) or financial (11.3%), or foreign (9.5%), or general (7.2%), or editorials (9%). The other thirty percent decided on grounds not connected with public affairs. They ranged from not quite seven who decided for ethical tone, down to one twentieth of one percent who cared most about humor. How do these preferences correspond with the space given by newspapers to various subjects? Unfortunately there are no data collected on this point for the newspapers read by the Chicago and New York groups at the time the questionnaires were made. But there is an interesting analysis made over twenty years ago by Wilcox. He studied one hundred and ten newspapers in fourteen large cities, and classified the subject matter of over nine thousand columns. Averaged for the whole country the various newspaper matter was found to fill: { (a) War News 17.9 { { Foreign 1.2 { (b) General " 21.8 { Politics 6.4 I. News 55.3 { { Crime 3.1 { { Misc. 11.1 { { { Business 8.2 { (c) Special " 15.6 { Sport 5.1 { Society 2.3 II. Illustrations 3.1 III. Literature 2.4 { (a) Editorials 3.9 IV. Opinion 7.1 { (b) Letters & Exchange 3.2 V. Advertisements 32.1 In order to bring this table into a fair comparison, it is necessary to exclude the space given to advertisements, and recompute the percentages. For the advertisements occupied only an infinitesimal part of the conscious preference of the Chicago group or the college group. I think this is justifiable for our purposes because the press prints what advertisements it can get, [Footnote: Except those which it regards as objectionable, and those which, in rare instances, are crowded out.] whereas the rest of the paper is designed to the taste of its readers. The table would then read: {War News 26.4- { {Foreign 1.8- I. News 81.4+{General News 32.0+ {Political 9.4+ { {Crime 4.6- { {Misc. 16.3+ { { {Business 12.1- {Special " 23.0- {Sporting 7.5+ {Society 3.3- II. Illustrations 4.6- III. Literature 3.5+ IV. Opinion 10.5- {Editorials 5.8- {Letters 4.7+ In this revised table if you add up the items which may be supposed to deal with public affairs, that is to say war, foreign, political, miscellaneous, business news, and opinion, you find a total of 76.5% of the edited space devoted in 1900 to the 70.6% of reasons given by Chicago business men in 1916 for preferring a particular newspaper, and to the five features which most interested 67.5% of the New York College students in 1920. This would seem to show that the tastes of business men and college students in big cities to-day still correspond more or less to the averaged judgments of newspaper editors in big cities twenty years ago. Since that time the proportion of features to news has undoubtedly increased, and so has the circulation and the size of newspapers. Therefore, if to-day you could secure accurate replies from more typical groups than college students or business and professional men, you would expect to find a smaller percentage of time devoted to public affairs, as well as a smaller percentage of space. On the other hand you would expect to find that the average man spends more than the quarter of an hour on his newspaper, and that while the percentage of space given to public affairs is less than twenty years ago the net amount is greater. No elaborate deductions are to be drawn from these figures. They help merely to make somewhat more concrete our notions of the effort that goes day by day into acquiring the data of our opinions. The newspapers are, of course, not the only means, but they are certainly the principal ones. Magazines, the public forum, the chautauqua, the church, political gatherings, trade union meetings, women's clubs, and news serials in the moving picture houses supplement the press. But taking it all at the most favorable estimate, the time each day is small when any of us is directly exposed to information from our unseen environment. CHAPTER V SPEED, WORDS, AND CLEARNESS 1 The unseen environment is reported to us chiefly by words. These words are transmitted by wire or radio from the reporters to the editors who fit them into print. Telegraphy is expensive, and the facilities are often limited. Press service news is, therefore, usually coded. Thus a dispatch which reads,-- "Washington, D. C. June I.--The United States regards the question of German shipping seized in this country at the outbreak of hostilities as a closed incident," may pass over the wires in the following form: "Washn i. The Uni Stas rgds tq of Ger spg seized in ts cou at t outbk o hox as a clod incident." [Footnote: Phillip's Code.] A news item saying: "Berlin, June 1, Chancellor Wirth told the Reichstag to-day in outlining the Government's program that 'restoration and reconciliation would be the keynote of the new Government's policy.' He added that the Cabinet was determined disarmament should be carried out loyally and that disarmament would not be the occasion of the imposition of further penalties by the Allies." may be cabled in this form: "Berlin 1. Chancellor Wirth told t Reichstag tdy in outlining the gvts pgn tt qn restoration & reconciliation wd b the keynote f new gvts policy. qj He added ttt cabinet ws dtmd disarmament sd b carried out loyally & tt disarmament wd n b. the ocan f imposition of further penalties bi t alis." In this second item the substance has been culled from a long speech in a foreign tongue, translated, coded, and then decoded. The operators who receive the messages transcribe them as they go along, and I am told that a good operator can write fifteen thousand or even more words per eight hour day, with a half an hour out for lunch and two ten minute periods for rest. 2 A few words must often stand for a whole succession of acts, thoughts, feelings and consequences. We read: "Washington, Dec. 23--A statement charging Japanese military authorities with deeds more 'frightful and barbarous' than anything ever alleged to have occurred in Belgium during the war was issued here to-day by the Korean Commission, based, the Commission said, on authentic reports received by it from Manchuria." Here eyewitnesses, their accuracy unknown, report to the makers of 'authentic reports'; they in turn transmit these to a commission five thousand miles away. It prepares a statement, probably much too long for publication, from which a correspondent culls an item of print three and a half inches long. The meaning has to be telescoped in such a way as to permit the reader to judge how much weight to give to the news. It is doubtful whether a supreme master of style could pack all the elements of truth that complete justice would demand into a hundred word account of what had happened in Korea during the course of several months. For language is by no means a perfect vehicle of meanings. Words, like currency, are turned over and over again, to evoke one set of images to-day, another to-morrow. There is no certainty whatever that the same word will call out exactly the same idea in the reader's mind as it did in the reporter's. Theoretically, if each fact and each relation had a name that was unique, and if everyone had agreed on the names, it would be possible to communicate without misunderstanding. In the exact sciences there is an approach to this ideal, and that is part of the reason why of all forms of world-wide cooperation, scientific inquiry is the most effective. Men command fewer words than they have ideas to express, and language, as Jean Paul said, is a dictionary of faded metaphors. [Footnote: Cited by White, _Mechanisms of Character Formation._] The journalist addressing half a million readers of whom he has only a dim picture, the speaker whose words are flashed to remote villages and overseas, cannot hope that a few phrases will carry the whole burden of their meaning. "The words of Lloyd George, badly understood and badly transmitted," said M. Briand to the Chamber of Deputies, [Footnote: Special Cable to _The New York Times,_ May 25, 1921, by Edwin L, James. ] "seemed to give the Pan-Germanists the idea that the time had come to start something." A British Prime Minister, speaking in English to the whole attentive world, speaks his own meaning in his own words to all kinds of people who will see their meaning in those words. No matter how rich or subtle--or rather the more rich and the more subtle that which he has to say, the more his meaning will suffer as it is sluiced into standard speech and then distributed again among alien minds. [Footnote: In May of 1921, relations between England and France were strained by the insurrection of M. Korfanty in Upper Silesia. The London Correspondence of the _Manchester Guardian_ (May 20, 1921), contained the following item: "The Franco-English Exchange in Words. "In quarters well acquainted with French ways and character I find a tendency to think that undue sensibility has been shown by our press and public opinion in the lively and at times intemperate language of the French press through the present crisis. The point was put to me by a well-informed neutral observer in the following manner. "Words, like money, are tokens of value. They represent meaning, therefore, and just as money, their representative value goes up and down. The French word 'etonnant' was used by Bossuet with a terrible weight of meaning which it has lost to-day. A similar thing can be observed with the English word 'awful.' Some nations constitutionally tend to understate, others to overstate. What the British Tommy called an unhealthy place could only be described by an Italian soldier by means of a rich vocabulary aided with an exuberant mimicry. Nations that understate keep their word-currency sound. Nations that overstate suffer from inflation in their language. "Expressions such as 'a distinguished scholar,' 'a clever writer,' must be translated into French as 'a great savant,' 'an exquisite master.' It is a mere matter of exchange, just as in France one pound pays 46 francs, and yet one knows that that does not increase its value at home. Englishmen reading the French press should endeavour to work out a mental operation similar to that of the banker who puts back francs into pounds, and not forget in so doing that while in normal times the change was 25 it is now 46 on account of the war. For there is a war fluctuation on word exchanges as well as on money exchanges. "The argument, one hopes, works both ways, and Frenchmen do not fail to realize that there is as much value behind English reticence as behind their own exuberance of expression."] Millions of those who are watching him can read hardly at all. Millions more can read the words but cannot understand them. Of those who can both read and understand, a good three-quarters we may assume have some part of half an hour a day to spare for the subject. To them the words so acquired are the cue for a whole train of ideas on which ultimately a vote of untold consequences may be based. Necessarily the ideas which we allow the words we read to evoke form the biggest part of the original data of our opinions. The world is vast, the situations that concern us are intricate, the messages are few, the biggest part of opinion must be constructed in the imagination. When we use the word "Mexico" what picture does it evoke in a resident of New York? Likely as not, it is some composite of sand, cactus, oil wells, greasers, rum-drinking Indians, testy old cavaliers flourishing whiskers and sovereignty, or perhaps an idyllic peasantry à la Jean Jacques, assailed by the prospect of smoky industrialism, and fighting for the Rights of Man. What does the word "Japan" evoke? Is it a vague horde of slant-eyed yellow men, surrounded by Yellow Perils, picture brides, fans, Samurai, banzais, art, and cherry blossoms? Or the word "alien"? According to a group of New England college students, writing in the year 1920, an alien was the following: [Footnote: _The New Republic_: December 29, 1920, p. 142. ] "A person hostile to this country." "A person against the government." "A person who is on the opposite side." "A native of an unfriendly country." "A foreigner at war." "A foreigner who tries to do harm to the country he is in." "An enemy from a foreign land." "A person against a country." etc.... Yet the word alien is an unusually exact legal term, far more exact than words like sovereignty, independence, national honor, rights, defense, aggression, imperialism, capitalism, socialism, about which we so readily take sides "for" or "against." 3 The power to dissociate superficial analogies, attend to differences and appreciate variety is lucidity of mind. It is a relative faculty. Yet the differences in lucidity are extensive, say as between a newly born infant and a botanist examining a flower. To the infant there is precious little difference between his own toes, his father's watch, the lamp on the table, the moon in the sky, and a nice bright yellow edition of Guy de Maupassant. To many a member of the Union League Club there is no remarkable difference between a Democrat, a Socialist, an anarchist, and a burglar, while to a highly sophisticated anarchist there is a whole universe of difference between Bakunin, Tolstoi, and Kropotkin. These examples show how difficult it might be to secure a sound public opinion about de Maupassant among babies, or about Democrats in the Union League Club. A man who merely rides in other people's automobiles may not rise to finer discrimination than between a Ford, a taxicab, and an automobile. But let that same man own a car and drive it, let him, as the psychoanalysts would say, project his libido upon automobiles, and he will describe a difference in carburetors by looking at the rear end of a car a city block away. That is why it is often such a relief when the talk turns from "general topics" to a man's own hobby. It is like turning from the landscape in the parlor to the ploughed field outdoors. It is a return to the three dimensional world, after a sojourn in the painter's portrayal of his own emotional response to his own inattentive memory of what he imagines he ought to have seen. We easily identify, says Ferenczi, two only partially similar things: [Footnote: Internat. Zeitschr, f. Arztl. Psychoanalyse, 1913. Translated and republished by Dr. Ernest Jones in S. Ferenczi, _Contributions to Psychoanalysis_, Ch. VIII, _Stages in the Development of the Sense of Reality_.] the child more easily than the adult, the primitive or arrested mind more readily than the mature. As it first appears in the child, consciousness seems to be an unmanageable mixture of sensations. The child has no sense of time, and almost none of space, it reaches for the chandelier with the same confidence that it reaches for its mother's breast, and at first with almost the same expectation. Only very gradually does function define itself. To complete inexperience this is a coherent and undifferentiated world, in which, as someone has said of a school of philosophers, all facts are born free and equal. Those facts which belong together in the world have not yet been separated from those which happen to lie side by side in the stream of consciousness. At first, says Ferenczi, the baby gets some of the things it wants by crying for them. This is "the period of magical hallucinatory omnipotence." In its second phase the child points to the things it wants, and they are given to it. "Omnipotence by the help of magic gestures." Later, the child learns to talk, asks for what it wishes, and is partially successful. "The period of magic thoughts and magic words." Each phase may persist for certain situations, though overlaid and only visible at times, as for example, in the little harmless superstitions from which few of us are wholly free. In each phase, partial success tends to confirm that way of acting, while failure tends to stimulate the development of another. Many individuals, parties, and even nations, rarely appear to transcend the magical organization of experience. But in the more advanced sections of the most advanced peoples, trial and error after repeated failure has led to the invention of a new principle. The moon, they learn, is not moved by baying at it. Crops are not raised from the soil by spring festivals or Republican majorities, but by sunlight, moisture, seeds, fertilizer, and cultivation. [Footnote: Ferenczi, being a pathologist, does not describe this maturer period where experience is organized as equations, the phase of realism on the basis of science.] Allowing for the purely schematic value of Ferenczi's categories of response, the quality which we note as critical is the power to discriminate among crude perceptions and vague analogies. This power has been studied under laboratory conditions. [Footnote: See, for example, Diagnostische Assoziation Studien, conducted at the Psychiatric University Clinic in Zurich under the direction of Dr. C. G. Jung. These tests were carried on principally under the so-called Krapelin-Aschaffenburg classification. They show reaction time, classify response to the stimulant word as inner, outer, and clang, show separate results for the first and second hundred words, for reaction time and reaction quality when the subject is distracted by holding an idea in mind, or when he replies while beating time with a metronome. Some of the results are summarized in Jung, _Analytical Psychology_, Ch. II, transl. by Dr. Constance E. Long.] The Zurich Association Studies indicate clearly that slight mental fatigue, an inner disturbance of attention or an external distraction, tend to "flatten" the quality of the response. An example of the very "flat" type is the clang association (cat-hat), a reaction to the sound and not to the sense of the stimulant word. One test, for example, shows a 9% increase of clang in the second series of a hundred reactions. Now the clang is almost a repetition, a very primitive form of analogy. 4 If the comparatively simple conditions of a laboratory can so readily flatten out discrimination, what must be the effect of city life? In the laboratory the fatigue is slight enough, the distraction rather trivial. Both are balanced in measure by the subject's interest and self-consciousness. Yet if the beat of a metronome will depress intelligence, what do eight or twelve hours of noise, odor, and heat in a factory, or day upon day among chattering typewriters and telephone bells and slamming doors, do to the political judgments formed on the basis of newspapers read in street-cars and subways? Can anything be heard in the hubbub that does not shriek, or be seen in the general glare that does not flash like an electric sign? The life of the city dweller lacks solitude, silence, ease. The nights are noisy and ablaze. The people of a big city are assaulted by incessant sound, now violent and jagged, now falling into unfinished rhythms, but endless and remorseless. Under modern industrialism thought goes on in a bath of noise. If its discriminations are often flat and foolish, here at least is some small part of the reason. The sovereign people determines life and death and happiness under conditions where experience and experiment alike show thought to be most difficult. "The intolerable burden of thought" is a burden when the conditions make it burdensome. It is no burden when the conditions are favorable. It is as exhilarating to think as it is to dance, and just as natural. Every man whose business it is to think knows that he must for part of the day create about himself a pool of silence. But in that helter-skelter which we flatter by the name of civilization, the citizen performs the perilous business of government under the worst possible conditions. A faint recognition of this truth inspires the movement for a shorter work day, for longer vacations, for light, air, order, sunlight and dignity in factories and offices. But if the intellectual quality of our life is to be improved that is only the merest beginning. So long as so many jobs are an endless and, for the worker, an aimless routine, a kind of automatism using one set of muscles in one monotonous pattern, his whole life will tend towards an automatism in which nothing is particularly to be distinguished from anything else unless it is announced with a thunderclap. So long as he is physically imprisoned in crowds by day and even by night his attention will flicker and relax. It will not hold fast and define clearly where he is the victim of all sorts of pother, in a home which needs to be ventilated of its welter of drudgery, shrieking children, raucous assertions, indigestible food, bad air, and suffocating ornament. Occasionally perhaps we enter a building which is composed and spacious; we go to a theatre where modern stagecraft has cut away distraction, or go to sea, or into a quiet place, and we remember how cluttered, how capricious, how superfluous and clamorous is the ordinary urban life of our time. We learn to understand why our addled minds seize so little with precision, why they are caught up and tossed about in a kind of tarantella by headlines and catch-words, why so often they cannot tell things apart or discern identity in apparent differences. 5 But this external disorder is complicated further by internal. Experiment shows that the speed, the accuracy, and the intellectual quality of association is deranged by what we are taught to call emotional conflicts. Measured in fifths of a second, a series of a hundred stimuli containing both neutral and hot words may show a variation as between 5 and 32 or even a total failure to respond at all. [Footnote: Jung, _Clark Lectures_.] Obviously our public opinion is in intermittent contact with complexes of all sorts; with ambition and economic interest, personal animosity, racial prejudice, class feeling and what not. They distort our reading, our thinking, our talking and our behavior in a great variety of ways. And finally since opinions do not stop at the normal members of society, since for the purposes of an election, a propaganda, a following, numbers constitute power, the quality of attention is still further depressed. The mass of absolutely illiterate, of feeble-minded, grossly neurotic, undernourished and frustrated individuals, is very considerable, much more considerable there is reason to think than we generally suppose. Thus a wide popular appeal is circulated among persons who are mentally children or barbarians, people whose lives are a morass of entanglements, people whose vitality is exhausted, shut-in people, and people whose experience has comprehended no factor in the problem under discussion. The stream of public opinion is stopped by them in little eddies of misunderstanding, where it is discolored with prejudice and far fetched analogy. A "broad appeal" takes account of the quality of association, and is made to those susceptibilities which are widely distributed. A "narrow" or a "special" appeal is one made to those susceptibilities which are uncommon. But the same individual may respond with very different quality to different stimuli, or to the same stimuli at different times. Human susceptibilities are like an alpine country. There are isolated peaks, there are extensive but separated plateaus, and there are deeper strata which are quite continuous for nearly all mankind. Thus the individuals whose susceptibilities reach the rarefied atmosphere of those peaks where there exists an exquisitive difference between Frege and Peano, or between Sassetta's earlier and later periods, may be good stanch Republicans at another level of appeal, and when they are starving and afraid, indistinguishable from any other starving and frightened person. No wonder that the magazines with the large circulations prefer the face of a pretty girl to any other trade mark, a face, pretty enough to be alluring, but innocent enough to be acceptable. For the "psychic level" on which the stimulus acts determines whether the public is to be potentially a large or a small one. 6 Thus the environment with which our public opinions deal is refracted in many ways, by censorship and privacy at the source, by physical and social barriers at the other end, by scanty attention, by the poverty of language, by distraction, by unconscious constellations of feeling, by wear and tear, violence, monotony. These limitations upon our access to that environment combine with the obscurity and complexity of the facts themselves to thwart clearness and justice of perception, to substitute misleading fictions for workable ideas, and to deprive us of adequate checks upon those who consciously strive to mislead. PART III STEREOTYPES CHAPTER 6. STEREOTYPES " 7. STEREOTYPES AS DEFENSE " 8. BLIND SPOTS AND THEIR VALUE " 9. CODES AND THEIR ENEMIES " 10. THE DETECTION OF STEREOTYPES CHAPTER VI STEREOTYPES 1 Each of us lives and works on a small part of the earth's surface, moves in a small circle, and of these acquaintances knows only a few intimately. Of any public event that has wide effects we see at best only a phase and an aspect. This is as true of the eminent insiders who draft treaties, make laws, and issue orders, as it is of those who have treaties framed for them, laws promulgated to them, orders given at them. Inevitably our opinions cover a bigger space, a longer reach of time, a greater number of things, than we can directly observe. They have, therefore, to be pieced together out of what others have reported and what we can imagine. Yet even the eyewitness does not bring back a naéve picture of the scene. [Footnote: _E. g. cf._ Edmond Locard, _L'Enquête Criminelle et les Méthodes Scientifiques._ A great deal of interesting material has been gathered in late years on the credibility of the witness, which shows, as an able reviewer of Dr. Locard's book says in _The Times_ (London) Literary Supplement (August 18, 1921), that credibility varies as to classes of witnesses and classes of events, and also as to type of perception. Thus, perceptions of touch, odor, and taste have low evidential value. Our hearing is defective and arbitrary when it judges the source and direction of sound, and in listening to the talk of other people "words which are not heard will be supplied by the witness in all good faith. He will have a theory of the purport of the conversation, and will arrange the sounds he heard to fit it." Even visual perceptions are liable to great error, as in identification, recognition, judgment of distance, estimates of numbers, for example, the size of a crowd. In the untrained observer, the sense of time is highly variable. All these original weaknesses are complicated by tricks of memory, and the incessant creative quality of the imagination. _Cf_. also Sherrington, _The Integrative Action of the Nervous System_, pp. 318-327. The late Professor Hugo Münsterberg wrote a popular book on this subject called _On the Witness Stand_.] For experience seems to show that he himself brings something to the scene which later he takes away from it, that oftener than not what he imagines to be the account of an event is really a transfiguration of it. Few facts in consciousness seem to be merely given. Most facts in consciousness seem to be partly made. A report is the joint product of the knower and known, in which the role of the observer is always selective and usually creative. The facts we see depend on where we are placed, and the habits of our eyes. An unfamiliar scene is like the baby's world, "one great, blooming, buzzing confusion." [Footnote: Wm. James, _Principles of Psychology_, Vol. I, p. 488.] This is the way, says Mr. John Dewey, [Footnote: John Dewey, _How We Think_, pg 121.] that any new thing strikes an adult, so far as the thing is really new and strange. "Foreign languages that we do not understand always seem jibberings, babblings, in which it is impossible to fix a definite, clear-cut, individualized group of sounds. The countryman in the crowded street, the landlubber at sea, the ignoramus in sport at a contest between experts in a complicated game, are further instances. Put an inexperienced man in a factory, and at first the work seems to him a meaningless medley. All strangers of another race proverbially look alike to the visiting stranger. Only gross differences of size or color are perceived by an outsider in a flock of sheep, each of which is perfectly individualized to the shepherd. A diffusive blur and an indiscriminately shifting suction characterize what we do not understand. The problem of the acquisition of meaning by things, or (stated in another way) of forming habits of simple apprehension, is thus the problem of introducing (1) _definiteness_ and _distinction_ and (2) _consistency_ or _stability_ of meaning into what is otherwise vague and wavering." But the kind of definiteness and consistency introduced depends upon who introduces them. In a later passage [Footnote: _op. cit._, p. 133.] Dewey gives an example of how differently an experienced layman and a chemist might define the word metal. "Smoothness, hardness, glossiness, and brilliancy, heavy weight for its size ... the serviceable properties of capacity for being hammered and pulled without breaking, of being softened by heat and hardened by cold, of retaining the shape and form given, of resistance to pressure and decay, would probably be included" in the layman's definition. But the chemist would likely as not ignore these esthetic and utilitarian qualities, and define a metal as "any chemical element that enters into combination with oxygen so as to form a base." For the most part we do not first see, and then define, we define first and then see. In the great blooming, buzzing confusion of the outer world we pick out what our culture has already defined for us, and we tend to perceive that which we have picked out in the form stereotyped for us by our culture. Of the great men who assembled at Paris to settle the affairs of mankind, how many were there who were able to see much of the Europe about them, rather than their commitments about Europe? Could anyone have penetrated the mind of M. Clemenceau, would he have found there images of the Europe of 1919, or a great sediment of stereotyped ideas accumulated and hardened in a long and pugnacious existence? Did he see the Germans of 1919, or the German type as he had learned to see it since 1871? He saw the type, and among the reports that came to him from Germany, he took to heart those reports, and, it seems, those only, which fitted the type that was in his mind. If a junker blustered, that was an authentic German; if a labor leader confessed the guilt of the empire, he was not an authentic German. At a Congress of Psychology in Göttingen an interesting experiment was made with a crowd of presumably trained observers. [Footnote: A. von Gennep, _La formation des légendes_, pp. 158-159. Cited F. van Langenhove, _The Growth of a Legend_, pp. 120-122.] "Not far from the hall in which the Congress was sitting there was a public fete with a masked ball. Suddenly the door of the hall was thrown open and a clown rushed in madly pursued by a negro, revolver in hand. They stopped in the middle of the room fighting; the clown fell, the negro leapt upon him, fired, and then both rushed out of the hall. The whole incident hardly lasted twenty seconds. "The President asked those present to write immediately a report since there was sure to be a judicial inquiry. Forty reports were sent in. Only one had less than 20% of mistakes in regard to the principal facts; fourteen had 20% to 40% of mistakes; twelve from 40% to 50%; thirteen more than 50%. Moreover in twenty-four accounts 10% of the details were pure inventions and this proportion was exceeded in ten accounts and diminished in six. Briefly a quarter of the accounts were false. "It goes without saying that the whole scene had been arranged and even photographed in advance. The ten false reports may then be relegated to the category of tales and legends; twenty-four accounts are half legendary, and six have a value approximating to exact evidence." Thus out of forty trained observers writing a responsible account of a scene that had just happened before their eyes, more than a majority saw a scene that had not taken place. What then did they see? One would suppose it was easier to tell what had occurred, than to invent something which had not occurred. They saw their stereotype of such a brawl. All of them had in the course of their lives acquired a series of images of brawls, and these images flickered before their eyes. In one man these images displaced less than 20% of the actual scene, in thirteen men more than half. In thirty-four out of the forty observers the stereotypes preempted at least one-tenth of the scene. A distinguished art critic has said [Footnote: Bernard Berenson, _The Central Italian Painters of the Renaissance_, pp. 60, _et seq_.] that "what with the almost numberless shapes assumed by an object. ... What with our insensitiveness and inattention, things scarcely would have for us features and outlines so determined and clear that we could recall them at will, but for the stereotyped shapes art has lent them." The truth is even broader than that, for the stereotyped shapes lent to the world come not merely from art, in the sense of painting and sculpture and literature, but from our moral codes and our social philosophies and our political agitations as well. Substitute in the following passage of Mr. Berenson's the words 'politics,' 'business,' and 'society,' for the word 'art' and the sentences will be no less true: "... unless years devoted to the study of all schools of art have taught us also to see with our own eyes, we soon fall into the habit of moulding whatever we look at into the forms borrowed from the one art with which we are acquainted. There is our standard of artistic reality. Let anyone give us shapes and colors which we cannot instantly match in our paltry stock of hackneyed forms and tints, and we shake our heads at his failure to reproduce things as we know they certainly are, or we accuse him of insincerity." Mr. Berenson speaks of our displeasure when a painter "does not visualize objects exactly as we do," and of the difficulty of appreciating the art of the Middle Ages because since then "our manner of visualizing forms has changed in a thousand ways." [Footnote: _Cf._ also his comment on _Dante's Visual Images, and his Early Illustrators_ in _The Study and Criticism of Italian Art_ (First Series), p. 13. "_We_ cannot help dressing Virgil as a Roman, and giving him a 'classical profile' and 'statuesque carriage,' but Dante's visual image of Virgil was probably no less mediaeval, no more based on a critical reconstruction of antiquity, than his entire conception of the Roman poet. Fourteenth Century illustrators make Virgil look like a mediaeval scholar, dressed in cap and gown, and there is no reason why Dante's visual image of him should have been other than this."] He goes on to show how in regard to the human figure we have been taught to see what we do see. "Created by Donatello and Masaccio, and sanctioned by the Humanists, the new canon of the human figure, the new cast of features ... presented to the ruling classes of that time the type of human being most likely to win the day in the combat of human forces... Who had the power to break through this new standard of vision and, out of the chaos of things, to select shapes more definitely expressive of reality than those fixed by men of genius? No one had such power. People had perforce to see things in that way and in no other, and to see only the shapes depicted, to love only the ideals presented...." [Footnote: _The Central Italian Painters_, pp. 66-67.] 2 If we cannot fully understand the acts of other people, until we know what they think they know, then in order to do justice we have to appraise not only the information which has been at their disposal, but the minds through which they have filtered it. For the accepted types, the current patterns, the standard versions, intercept information on its way to consciousness. Americanization, for example, is superficially at least the substitution of American for European stereotypes. Thus the peasant who might see his landlord as if he were the lord of the manor, his employer as he saw the local magnate, is taught by Americanization to see the landlord and employer according to American standards. This constitutes a change of mind, which is, in effect, when the inoculation succeeds, a change of vision. His eye sees differently. One kindly gentlewoman has confessed that the stereotypes are of such overweening importance, that when hers are not indulged, she at least is unable to accept the brotherhood of man and the fatherhood of God: "we are strangely affected by the clothes we wear. Garments create a mental and social atmosphere. What can be hoped for the Americanism of a man who insists on employing a London tailor? One's very food affects his Americanism. What kind of American consciousness can grow in the atmosphere of sauerkraut and Limburger cheese? Or what can you expect of the Americanism of the man whose breath always reeks of garlic?" [Footnote: Cited by Mr. Edward Hale Bierstadt, _New Republic_, June 1 1921 p. 21.] This lady might well have been the patron of a pageant which a friend of mine once attended. It was called the Melting Pot, and it was given on the Fourth of July in an automobile town where many foreign-born workers are employed. In the center of the baseball park at second base stood a huge wooden and canvas pot. There were flights of steps up to the rim on two sides. After the audience had settled itself, and the band had played, a procession came through an opening at one side of the field. It was made up of men of all the foreign nationalities employed in the factories. They wore their native costumes, they were singing their national songs; they danced their folk dances, and carried the banners of all Europe. The master of ceremonies was the principal of the grade school dressed as Uncle Sam. He led them to the pot. He directed them up the steps to the rim, and inside. He called them out again on the other side. They came, dressed in derby hats, coats, pants, vest, stiff collar and polka-dot tie, undoubtedly, said my friend, each with an Eversharp pencil in his pocket, and all singing the Star-Spangled Banner. To the promoters of this pageant, and probably to most of the actors, it seemed as if they had managed to express the most intimate difficulty to friendly association between the older peoples of America and the newer. The contradiction of their stereotypes interfered with the full recognition of their common humanity. The people who change their names know this. They mean to change themselves, and the attitude of strangers toward them. There is, of course, some connection between the scene outside and the mind through which we watch it, just as there are some long-haired men and short-haired women in radical gatherings. But to the hurried observer a slight connection is enough. If there are two bobbed heads and four beards in the audience, it will be a bobbed and bearded audience to the reporter who knows beforehand that such gatherings are composed of people with these tastes in the management of their hair. There is a connection between our vision and the facts, but it is often a strange connection. A man has rarely looked at a landscape, let us say, except to examine its possibilities for division into building lots, but he has seen a number of landscapes hanging in the parlor. And from them he has learned to think of a landscape as a rosy sunset, or as a country road with a church steeple and a silver moon. One day he goes to the country, and for hours he does not see a single landscape. Then the sun goes down looking rosy. At once he recognizes a landscape and exclaims that it is beautiful. But two days later, when he tries to recall what he saw, the odds are that he will remember chiefly some landscape in a parlor. Unless he has been drunk or dreaming or insane he did see a sunset, but he saw in it, and above all remembers from it, more of what the oil painting taught him to observe, than what an impressionist painter, for example, or a cultivated Japanese would have seen and taken away with him. And the Japanese and the painter in turn will have seen and remembered more of the form they had learned, unless they happen to be the very rare people who find fresh sight for mankind. In untrained observation we pick recognizable signs out of the environment. The signs stand for ideas, and these ideas we fill out with our stock of images. We do not so much see this man and that sunset; rather we notice that the thing is man or sunset, and then see chiefly what our mind is already full of on those subjects. 3 There is economy in this. For the attempt to see all things freshly and in detail, rather than as types and generalities, is exhausting, and among busy affairs practically out of the question. In a circle of friends, and in relation to close associates or competitors, there is no shortcut through, and no substitute for, an individualized understanding. Those whom we love and admire most are the men and women whose consciousness is peopled thickly with persons rather than with types, who know us rather than the classification into which we might fit. For even without phrasing it to ourselves, we feel intuitively that all classification is in relation to some purpose not necessarily our own; that between two human beings no association has final dignity in which each does not take the other as an end in himself. There is a taint on any contact between two people which does not affirm as an axiom the personal inviolability of both. But modern life is hurried and multifarious, above all physical distance separates men who are often in vital contact with each other, such as employer and employee, official and voter. There is neither time nor opportunity for intimate acquaintance. Instead we notice a trait which marks a well known type, and fill in the rest of the picture by means of the stereotypes we carry about in our heads. He is an agitator. That much we notice, or are told. Well, an agitator is this sort of person, and so _he_ is this sort of person. He is an intellectual. He is a plutocrat. He is a foreigner. He is a "South European." He is from Back Bay. He is a Harvard Man. How different from the statement: he is a Yale Man. He is a regular fellow. He is a West Pointer. He is an old army sergeant. He is a Greenwich Villager: what don't we know about him then, and about her? He is an international banker. He is from Main Street. The subtlest and most pervasive of all influences ere those which create and maintain the repertory of stereotypes. We are told about the world before we see it. We imagine most things before we experience them. And those preconceptions, unless education has made us acutely aware, govern deeply the whole process of perception. They mark out certain objects as familiar or strange, emphasizing the difference, so that the slightly familiar is seen as very familiar, and the somewhat strange as sharply alien. They are aroused by small signs, which may vary from a true index to a vague analogy. Aroused, they flood fresh vision with older images, and project into the world what has been resurrected in memory. Were there no practical uniformities in the environment, there would be no economy and only error in the human habit of accepting foresight for sight. But there are uniformities sufficiently accurate, and the need of economizing attention is so inevitable, that the abandonment of all stereotypes for a wholly innocent approach to experience would impoverish human life. What matters is the character of the stereotypes, and the gullibility with which we employ them. And these in the end depend upon those inclusive patterns which constitute our philosophy of life. If in that philosophy we assume that the world is codified according to a code which we possess, we are likely to make our reports of what is going on describe a world run by our code. But if our philosophy tells us that each man is only a small part of the world, that his intelligence catches at best only phases and aspects in a coarse net of ideas, then, when we use our stereotypes, we tend to know that they are only stereotypes, to hold them lightly, to modify them gladly. We tend, also, to realize more and more clearly when our ideas started, where they started, how they came to us, why we accepted them. All useful history is antiseptic in this fashion. It enables us to know what fairy tale, what school book, what tradition, what novel, play, picture, phrase, planted one preconception in this mind, another in that mind. 4 Those who wish to censor art do not at least underestimate this influence. They generally misunderstand it, and almost always they are absurdly bent on preventing other people from discovering anything not sanctioned by them. But at any rate, like Plato in his argument about the poets, they feel vaguely that the types acquired through fiction tend to be imposed on reality. Thus there can be little doubt that the moving picture is steadily building up imagery which is then evoked by the words people read in their newspapers. In the whole experience of the race there has been no aid to visualization comparable to the cinema. If a Florentine wished to visualize the saints, he could go to the frescoes in his church, where he might see a vision of saints standardized for his time by Giotto. If an Athenian wished to visualize the gods he went to the temples. But the number of objects which were pictured was not great. And in the East, where the spirit of the second commandment was widely accepted, the portraiture of concrete things was even more meager, and for that reason perhaps the faculty of practical decision was by so much reduced. In the western world, however, during the last few centuries there has been an enormous increase in the volume and scope of secular description, the word picture, the narrative, the illustrated narrative, and finally the moving picture and, perhaps, the talking picture. Photographs have the kind of authority over imagination to-day, which the printed word had yesterday, and the spoken word before that. They seem utterly real. They come, we imagine, directly to us without human meddling, and they are the most effortless food for the mind conceivable. Any description in words, or even any inert picture, requires an effort of memory before a picture exists in the mind. But on the screen the whole process of observing, describing, reporting, and then imagining, has been accomplished for you. Without more trouble than is needed to stay awake the result which your imagination is always aiming at is reeled off on the screen. The shadowy idea becomes vivid; your hazy notion, let us say, of the Ku Klux Klan, thanks to Mr. Griffiths, takes vivid shape when you see the Birth of a Nation. Historically it may be the wrong shape, morally it may be a pernicious shape, but it is a shape, and I doubt whether anyone who has seen the film and does not know more about the Ku Klux Klan than Mr. Griffiths, will ever hear the name again without seeing those white horsemen. 5 And so when we speak of the mind of a group of people, of the French mind, the militarist mind, the bolshevik mind, we are liable to serious confusion unless we agree to separate the instinctive equipment from the stereotypes, the patterns, and the formulae which play so decisive a part in building up the mental world to which the native character is adapted and responds. Failure to make this distinction accounts for oceans of loose talk about collective minds, national souls, and race psychology. To be sure a stereotype may be so consistently and authoritatively transmitted in each generation from parent to child that it seems almost like a biological fact. In some respects, we may indeed have become, as Mr. Wallas says, [Footnote: Graham Wallas, _Our Social Heritage_, p. 17.] biologically parasitic upon our social heritage. But certainly there is not the least scientific evidence which would enable anyone to argue that men are born with the political habits of the country in which they are born. In so far as political habits are alike in a nation, the first places to look for an explanation are the nursery, the school, the church, not in that limbo inhabited by Group Minds and National Souls. Until you have thoroughly failed to see tradition being handed on from parents, teachers, priests, and uncles, it is a solecism of the worst order to ascribe political differences to the germ plasm. It is possible to generalize tentatively and with a decent humility about comparative differences within the same category of education and experience. Yet even this is a tricky enterprise. For almost no two experiences are exactly alike, not even of two children in the same household. The older son never does have the experience of being the younger. And therefore, until we are able to discount the difference in nurture, we must withhold judgment about differences of nature. As well judge the productivity of two soils by comparing their yield before you know which is in Labrador and which in Iowa, whether they have been cultivated and enriched, exhausted, or allowed to run wild. CHAPTER VII STEREOTYPES AS DEFENSE 1 THERE is another reason, besides economy of effort, why we so often hold to our stereotypes when we might pursue a more disinterested vision. The systems of stereotypes may be the core of our personal tradition, the defenses of our position in society. They are an ordered, more or less consistent picture of the world, to which our habits, our tastes, our capacities, our comforts and our hopes have adjusted themselves. They may not be a complete picture of the world, but they are a picture of a possible world to which we are adapted. In that world people and things have their well-known places, and do certain expected things. We feel at home there. We fit in. We are members. We know the way around. There we find the charm of the familiar, the normal, the dependable; its grooves and shapes are where we are accustomed to find them. And though we have abandoned much that might have tempted us before we creased ourselves into that mould, once we are firmly in, it fits as snugly as an old shoe. No wonder, then, that any disturbance of the stereotypes seems like an attack upon the foundations of the universe. It is an attack upon the foundations of _our_ universe, and, where big things are at stake, we do not readily admit that there is any distinction between our universe and the universe. A world which turns out to be one in which those we honor are unworthy, and those we despise are noble, is nerve-racking. There is anarchy if our order of precedence is not the only possible one. For if the meek should indeed inherit the earth, if the first should be last, if those who are without sin alone may cast a stone, if to Caesar you render only the things that are Caesar's, then the foundations of self-respect would be shaken for those who have arranged their lives as if these maxims were not true. A pattern of stereotypes is not neutral. It is not merely a way of substituting order for the great blooming, buzzing confusion of reality. It is not merely a short cut. It is all these things and something more. It is the guarantee of our self-respect; it is the projection upon the world of our own sense of our own value, our own position and our own rights. The stereotypes are, therefore, highly charged with the feelings that are attached to them. They are the fortress of our tradition, and behind its defenses we can continue to feel ourselves safe in the position we occupy. 2 When, for example, in the fourth century B. C., Aristotle wrote his defense of slavery in the face of increasing skepticism, [Footnote: Zimmern: _Greek Commonwealth_. See his footnote, p. 383.] the Athenian slaves were in great part indistinguishable from free citizens Mr. Zimmern quotes an amusing passage from the Old Oligarch explaining the good treatment of the slaves. "Suppose it were legal for a slave to be beaten by a citizen, it would frequently happen that an Athenian might be mistaken for a slave or an alien and receive a beating;--since the Athenian people is not better clothed than the slave or alien, nor in personal appearance is there any superiority." This absence of distinction would naturally tend to dissolve the institution. If free men and slaves looked alike, what basis was there for treating them so differently? It was this confusion which Aristotle set himself to clear away in the first book of his Politics. With unerring instinct he understood that to justify slavery he must teach the Greeks a way of _seeing_ their slaves that comported with the continuance of slavery. So, said Aristotle, there are beings who are slaves by nature. [Footnote: _Politics_, Bk. 1, Ch. 5.] "He then is by nature formed a slave, who is fitted to become the chattel of another person, _and on that account is so_." All this really says is that whoever happens to be a slave is by nature intended to be one. Logically the statement is worthless, but in fact it is not a proposition at all, and logic has nothing to do with it. It is a stereotype, or rather it is part of a stereotype. The rest follows almost immediately. After asserting that slaves perceive reason, but are not endowed with the use of it, Aristotle insists that "it is the intention of nature to make the bodies of slaves and free men different from each other, that the one should be robust for their necessary purposes, but the other erect; useless indeed for such servile labours, but fit for civil life... It is clear then that some men are free by nature, and others are slaves. ..." If we ask ourselves what is the matter with Aristotle's argument, we find that he has begun by erecting a great barrier between himself and the facts. When he had said that those who are slaves are by nature intended to be slaves, he at one stroke excluded the fatal question whether those particular men who happened to be slaves were the particular men intended by nature to be slaves. For that question would have tainted each case of slavery with doubt. And since the fact of being a slave was not evidence that a man was destined to be one, no certain test would have remained. Aristotle, therefore, excluded entirely that destructive doubt. Those who are slaves are intended to be slaves. Each slave holder was to look upon his chattels as natural slaves. When his eye had been trained to see them that way, he was to note as confirmation of their servile character the fact that they performed servile work, that they were competent to do servile work, and that they had the muscles to do servile work. This is the perfect stereotype. Its hallmark is that it precedes the use of reason; is a form of perception, imposes a certain character on the data of our senses before the data reach the intelligence. The stereotype is like the lavender window-panes on Beacon Street, like the door-keeper at a costume ball who judges whether the guest has an appropriate masquerade. There is nothing so obdurate to education or to criticism as the stereotype. It stamps itself upon the evidence in the very act of securing the evidence. That is why the accounts of returning travellers are often an interesting tale of what the traveller carried abroad with him on his trip. If he carried chiefly his appetite, a zeal for tiled bathrooms, a conviction that the Pullman car is the acme of human comfort, and a belief that it is proper to tip waiters, taxicab drivers, and barbers, but under no circumstances station agents and ushers, then his Odyssey will be replete with good meals and bad meals, bathing adventures, compartment-train escapades, and voracious demands for money. Or if he is a more serious soul he may while on tour have found himself at celebrated spots. Having touched base, and cast one furtive glance at the monument, he buried his head in Baedeker, read every word through, and moved on to the next celebrated spot; and thus returned with a compact and orderly impression of Europe, rated one star, or two. In some measure, stimuli from the outside, especially when they are printed or spoken words, evoke some part of a system of stereotypes, so that the actual sensation and the preconception occupy consciousness at the same time. The two are blended, much as if we looked at red through blue glasses and saw green. If what we are looking at corresponds successfully with what we anticipated, the stereotype is reinforced for the future, as it is in a man who knows in advance that the Japanese are cunning and has the bad luck to run across two dishonest Japanese. If the experience contradicts the stereotype, one of two things happens. If the man is no longer plastic, or if some powerful interest makes it highly inconvenient to rearrange his stereotypes, he pooh- poohs the contradiction as an exception that proves the rule, discredits the witness, finds a flaw somewhere, and manages to forget it. But if he is still curious and open-minded, the novelty is taken into the picture, and allowed to modify it. Sometimes, if the incident is striking enough, and if he has felt a general discomfort with his established scheme, he may be shaken to such an extent as to distrust all accepted ways of looking at life, and to expect that normally a thing will not be what it is generally supposed to be. In the extreme case, especially if he is literary, he may develop a passion for inverting the moral canon by making Judas, Benedict Arnold, or Caesar Borgia the hero of his tale. 3 The role played by the stereotype can be seen in the German tales about Belgian snipers. Those tales curiously enough were first refuted by an organization of German Catholic priests known as Pax. [Footnote: Fernand van Langenhove, _The Growth of a Legend._ The author is a Belgian sociologist.] The existence of atrocity stories is itself not remarkable, nor that the German people gladly believed them. But it is remarkable that a great conservative body of patriotic Germans should have set out as early as August 16, 1914, to contradict a collection of slanders on the enemy, even though such slanders were of the utmost value in soothing the troubled conscience of their fellow countrymen. Why should the Jesuit order in particular have set out to destroy a fiction so important to the fighting morale of Germany? I quote from M. van Langenhove's account: "Hardly had the German armies entered Belgium when strange rumors began to circulate. They spread from place to place, they were reproduced by the press, and they soon permeated the whole of Germany. It was said that the Belgian people, _instigated by the clergy,_ had intervened perfidiously in the hostilities; had attacked by surprise isolated detachments; had indicated to the enemy the positions occupied by the troops; that old men, and even children, had been guilty of horrible atrocities upon wounded and defenseless German soldiers, tearing out their eyes and cutting off fingers, nose or ears; _that the priests from their pulpits had exhorted the people to commit these crimes, promising them as a reward the kingdom of heaven, and had even taken the lead in this barbarity._ "Public credulity accepted these stories. The highest powers in the state welcomed them without hesitation and endorsed them with their authority... "In this way public opinion in Germany was disturbed and a lively indignation manifested itself, _directed especially against the priests_ who were held responsible for the barbarities attributed to the Belgians... By a natural diversion _the anger_ to which they were a prey _was directed_ by the Germans _against the Catholic clergy generally._ Protestants allowed the old religious hatred to be relighted in their minds and delivered themselves to attacks against Catholics. A new _Kulturkampf_ was let loose. "The Catholics did not delay in taking action against this hostile attitude." (Italics mine) [Footnote: _Op. cit._, pp. 5-7] There may have been some sniping. It would be extraordinary if every angry Belgian had rushed to the library, opened a manual of international law, and had informed himself whether he had a right to take potshot at the infernal nuisance tramping through his streets. It would be no less extraordinary if an army that had never been under fire, did not regard every bullet that came its way as unauthorized, because it was inconvenient, and indeed as somehow a violation of the rules of the Kriegspiel, which then constituted its only experience of war. One can imagine the more sensitive bent on convincing themselves that the people to whom they were doing such terrible things must be terrible people. And so the legend may have been spun until it reached the censors and propagandists, who, whether they believed it or not, saw its value, and let it loose on the German civilians. They too were not altogether sorry to find that the people they were outraging were sub-human. And, above all, since the legend came from their heroes, they were not only entitled to believe it, they were unpatriotic if they did not. But where so much is left to the imagination because the scene of action is lost in the fog of war, there is no check and no control. The legend of the ferocious Belgian priests soon tapped an old hatred. For in the minds of most patriotic protestant Germans, especially of the upper classes, the picture of Bismarck's victories included a long quarrel with the Roman Catholics. By a process of association, Belgian priests became priests, and hatred of Belgians a vent for all their hatreds. These German protestants did what some Americans did when under the stress of war they created a compound object of hatred out of the enemy abroad and all their opponents at home. Against this synthetic enemy, the Hun in Germany and the Hun within the Gate, they launched all the animosity that was in them. The Catholic resistance to the atrocity tales was, of course, defensive. It was aimed at those particular fictions which aroused animosity against all Catholics, rather than against Belgian Catholics alone. The _Informations Pax_, says M. van Langenhove, had only an ecclesiastical bearing and "confined their attention almost exclusively to the reprehensible acts attributed to the priests." And yet one cannot help wondering a little about what was set in motion in the minds of German Catholics by this revelation of what Bismarck's empire meant in relation to them; and also whether there was any obscure connection between that knowledge and the fact that the prominent German politician who was willing in the armistice to sign the death warrant of the empire was Erzberger, [Footnote: Since this was written, Erzberger has been assassinated.] the leader of the Catholic Centre Party. CHAPTER VIII BLIND SPOTS AND THEIR VALUE 1 I HAVE been speaking of stereotypes rather than ideals, because the word ideal is usually reserved for what we consider the good, the true and the beautiful. Thus it carries the hint that here is something to be copied or attained. But our repertory of fixed impressions is wider than that. It contains ideal swindlers, ideal Tammany politicians, ideal jingoes, ideal agitators, ideal enemies. Our stereotyped world is not necessarily the world we should like it to be. It is simply the kind of world we expect it to be. If events correspond there is a sense of familiarity, and we feel that we are moving with the movement of events. Our slave must be a slave by nature, if we are Athenians who wish to have no qualms. If we have told our friends that we do eighteen holes of golf in 95, we tell them after doing the course in 110, that we are not ourselves to-day. That is to say, we are not acquainted with the duffer who foozled fifteen strokes. Most of us would deal with affairs through a rather haphazard and shifting assortment of stereotypes, if a comparatively few men in each generation were not constantly engaged in arranging, standardizing, and improving them into logical systems, known as the Laws of Political Economy, the Principles of Politics, and the like. Generally when we write about culture, tradition, and the group mind, we are thinking of these systems perfected by men of genius. Now there is no disputing the necessity of constant study and criticism of these idealized versions, but the historian of people, the politician, and the publicity man cannot stop there. For what operates in history is not the systematic idea as a genius formulated it, but shifting imitations, replicas, counterfeits, analogies, and distortions in individual minds. Thus Marxism is not necessarily what Karl Marx wrote in Das Kapital, but whatever it is that all the warring sects believe, who claim to be the faithful. From the gospels you cannot deduce the history of Christianity, nor from the Constitution the political history of America. It is Das Kapital as conceived, the gospels as preached and the preachment as understood, the Constitution as interpreted and administered, to which you have to go. For while there is a reciprocating influence between the standard version and the current versions, it is these current versions as distributed among men which affect their behavior. [Footnote: But unfortunately it is ever so much harder to know this actual culture than it is to summarize and to comment upon the works of genius. The actual culture exists in people far too busy to indulge in the strange trade of formulating their beliefs. They record them only incidentally, and the student rarely knows how typical are his data. Perhaps the best he can do is to follow Lord Bryce's suggestion [_Modern Democracies_, Vol. i, p. 156] that he move freely "among all sorts and conditions of men," to seek out the unbiassed persons in every neighborhood who have skill in sizing up. "There is a _flair_ which long practise and 'sympathetic touch' bestow. The trained observer learns how to profit by small indications, as an old seaman discerns, sooner than the landsman, the signs of coming storm." There is, in short, a vast amount of guess work involved, and it is no wonder that scholars, who enjoy precision, so often confine their attentions to the neater formulations of other scholars.] "The theory of Relativity," says a critic whose eyelids, like the Lady Lisa's, are a little weary, "promises to develop into a principle as adequate to universal application as was the theory of Evolution. This latter theory, from being a technical biological hypothesis, became an inspiring guide to workers in practically every branch of knowledge: manners and customs, morals, religions, philosophies, arts, steam engines, electric tramways--everything had 'evolved.' 'Evolution' became a very general term; it also became imprecise until, in many cases, the original, definite meaning of the word was lost, and the theory it had been evoked to describe was misunderstood. We are hardy enough to prophesy a similar career and fate for the theory of Relativity. The technical physical theory, at present imperfectly understood, will become still more vague and dim. History repeats itself, and Relativity, like Evolution, after receiving a number of intelligible but somewhat inaccurate popular expositions in its scientific aspect, will be launched on a world-conquering career. We suggest that, by that time, it will probably be called _Relativismus_. Many of these larger applications will doubtless be justified; some will be absurd and a considerable number will, we imagine, reduce to truisms. And the physical theory, the mere seed of this mighty growth, will become once more the purely technical concern of scientific men." [Footnote: _The Times_ (London), _Literary Supplement_, June 2, 1921, p. 352. Professor Einstein said when he was in America in 1921 that people tended to overestimate the influence of his theory, and to under-estimate its certainty.] But for such a world-conquering career an idea must correspond, however imprecisely, to something. Professor Bury shows for how long a time the idea of progress remained a speculative toy. "It is not easy," he writes, [Footnote: J. B. Bury, _The Idea of Progress_, p. 324.] "for a new idea of the speculative order to penetrate and inform the general consciousness of a community until it has assumed some external and concrete embodiment, or is recommended by some striking material evidence. In the case of Progress both these conditions were fulfilled (in England) in the period 1820-1850." The most striking evidence was furnished by the mechanical revolution. "Men who were born at the beginning of the century had seen, before they had passed the age of thirty, the rapid development of steam navigation, the illumination of towns and houses by gas, the opening of the first railway." In the consciousness of the average householder miracles like these formed the pattern of his belief in the perfectibility of the human race. Tennyson, who was in philosophical matters a fairly normal person, tells us that when he went by the first train from Liverpool to Manchester (1830) he thought that the wheels ran in grooves. Then he wrote this line: "Let the great world spin forever down the ringing grooves of change." [Footnote: 2 Tennyson, _Memoir by his Son_, Vol. I, p. 195. Cited by Bury, _op. cit_., p. 326.] And so a notion more or less applicable to a journey between Liverpool and Manchester was generalized into a pattern of the universe "for ever." This pattern, taken up by others, reinforced by dazzling inventions, imposed an optimistic turn upon the theory of evolution. That theory, of course, is, as Professor Bury says, neutral between pessimism and optimism. But it promised continual change, and the changes visible in the world marked such extraordinary conquests of nature, that the popular mind made a blend of the two. Evolution first in Darwin himself, and then more elaborately in Herbert Spencer, was a "progress towards perfection." 2 The stereotype represented by such words as "progress" and "perfection" was composed fundamentally of mechanical inventions. And mechanical it has remained, on the whole, to this day. In America more than anywhere else, the spectacle of mechanical progress has made so deep an impression, that it has suffused the whole moral code. An American will endure almost any insult except the charge that he is not progressive. Be he of long native ancestry, or a recent immigrant, the aspect that has always struck his eye is the immense physical growth of American civilization. That constitutes a fundamental stereotype through which he views the world: the country village will become the great metropolis, the modest building a skyscraper, what is small shall be big; what is slow shall be fast; what is poor shall be rich; what is few shall be many; whatever is shall be more so. Not every American, of course, sees the world this way. Henry Adams didn't, and William Allen White doesn't. But those men do, who in the magazines devoted to the religion of success appear as Makers of America. They mean just about that when they preach evolution, progress, prosperity, being constructive, the American way of doing things. It is easy to laugh, but, in fact, they are using a very great pattern of human endeavor. For one thing it adopts an impersonal criterion; for another it adopts an earthly criterion; for a third it is habituating men to think quantitatively. To be sure the ideal confuses excellence with size, happiness with speed, and human nature with contraption. Yet the same motives are at work which have ever actuated any moral code, or ever will. The desire for the biggest, the fastest, the highest, or if you are a maker of wristwatches or microscopes the smallest; the love in short of the superlative and the "peerless," is in essence and possibility a noble passion. Certainly the American version of progress has fitted an extraordinary range of facts in the economic situation and in human nature. It turned an unusual amount of pugnacity, acquisitiveness, and lust of power into productive work. Nor has it, until more recently perhaps, seriously frustrated the active nature of the active members of the community. They have made a civilization which provides them who made it with what they feel to be ample satisfaction in work, mating and play, and the rush of their victory over mountains, wildernesses, distance, and human competition has even done duty for that part of religious feeling which is a sense of communion with the purpose of the universe. The pattern has been a success so nearly perfect in the sequence of ideals, practice, and results, that any challenge to it is called un-American. And yet, this pattern is a very partial and inadequate way of representing the world. The habit of thinking about progress as "development" has meant that many aspects of the environment were simply neglected. With the stereotype of "progress" before their eyes, Americans have in the mass seen little that did not accord with that progress. They saw the expansion of cities, but not the accretion of slums; they cheered the census statistics, but refused to consider overcrowding; they pointed with pride to their growth, but would not see the drift from the land, or the unassimilated immigration. They expanded industry furiously at reckless cost to their natural resources; they built up gigantic corporations without arranging for industrial relations. They grew to be one of the most powerful nations on earth without preparing their institutions or their minds for the ending of their isolation. They stumbled into the World War morally and physically unready, and they stumbled out again, much disillusioned, but hardly more experienced. In the World War the good and the evil influence of the American stereotype was plainly visible. The idea that the war could be won by recruiting unlimited armies, raising unlimited credits, building an unlimited number of ships, producing unlimited munitions, and concentrating without limit on these alone, fitted the traditional stereotype, and resulted in something like a physical miracle. [Footnote: I have in mind the transportation and supply of two million troops overseas. Prof. Wesley Mitchell points out that the total production of goods after our entrance into the war did not greatly increase in volume over that of the year 1916; but that production for war purposes did increase.] But among those most affected by the stereotype, there was no place for the consideration of what the fruits of victory were, or how they were to be attained. Therefore, aims were ignored, or regarded as automatic, and victory was conceived, because the stereotype demanded it, as nothing but an annihilating victory in the field. In peace time you did not ask what the fastest motor car was for, and in war you did not ask what the completest victory was for. Yet in Paris the pattern did not fit the facts. In peace you can go on endlessly supplanting small things with big ones, and big ones with bigger ones; in war when you have won absolute victory, you cannot go on to a more absolute victory. You have to do something on an entirely different pattern. And if you lack such a pattern, the end of the war is to you what it was to so many good people, an anticlimax in a dreary and savorless world. This marks the point where the stereotype and the facts, that cannot be ignored, definitely part company. There is always such a point, because our images of how things behave are simpler and more fixed than the ebb and flow of affairs. There comes a time, therefore, when the blind spots come from the edge of vision into the center. Then unless there are critics who have the courage to sound an alarm, and leaders capable of understanding the change, and a people tolerant by habit, the stereotype, instead of economizing effort, and focussing energy as it did in 1917 and 1918, may frustrate effort and waste men's energy by blinding them, as it did for those people who cried for a Carthaginian peace in 1919 and deplored the Treaty of Versailles in 1921. 3 Uncritically held, the stereotype not only censors out much that needs to be taken into account, but when the day of reckoning comes, and the stereotype is shattered, likely as not that which it did wisely take into account is ship-wrecked with it. That is the punishment assessed by Mr. Bernard Shaw against Free Trade, Free Contract, Free Competition, Natural Liberty, Laissez-faire, and Darwinism. A hundred years ago, when he would surely have been one of the tartest advocates of these doctrines, he would not have seen them as he sees them to-day, in the Infidel Half Century, [Footnote: _Back to Methuselah_. Preface.] to be excuses for "'doing the other fellow down' with impunity, all interference by a guiding government, all organization except police organization to protect legalized fraud against fisticuffs, all attempt to introduce human purpose and design and forethought into the industrial welter being 'contrary to the laws of political economy'" He would have seen, then, as one of the pioneers of the march to the plains of heaven [Footnote: _The Quintessence of Ibsenism_] that, of the kind of human purpose and design and forethought to be found in a government like that of Queen Victoria's uncles, the less the better. He would have seen, not the strong doing the weak down, but the foolish doing the strong down. He would have seen purposes, designs and forethoughts at work, obstructing invention, obstructing enterprise, obstructing what he would infallibly have recognized as the next move of Creative Evolution. Even now Mr. Shaw is none too eager for the guidance of any guiding government he knows, but in theory he has turned a full loop against laissez-faire. Most advanced thinking before the war had made the same turn against the established notion that if you unloosed everything, wisdom would bubble up, and establish harmony. Since the war, with its definite demonstration of guiding governments, assisted by censors, propagandists, and spies, Roebuck Ramsden and Natural Liberty have been readmitted to the company of serious thinkers. One thing is common to these cycles. There is in each set of stereotypes a point where effort ceases and things happen of their own accord, as you would like them to. The progressive stereotype, powerful to incite work, almost completely obliterates the attempt to decide what work and why that work. Laissez-faire, a blessed release from stupid officialdom, assumes that men will move by spontaneous combustion towards a pre-established harmony. Collectivism, an antidote to ruthless selfishness, seems, in the Marxian mind, to suppose an economic determinism towards efficiency and wisdom on the part of socialist officials. Strong government, imperialism at home and abroad, at its best deeply conscious of the price of disorder, relies at last on the notion that all that matters to the governed will be known by the governors. In each theory there is a spot of blind automatism. That spot covers up some fact, which if it were taken into account, would check the vital movement that the stereotype provokes. If the progressive had to ask himself, like the Chinaman in the joke, what he wanted to do with the time he saved by breaking the record, if the advocate of laissez-faire had to contemplate not only free and exuberant energies of men, but what some people call their human nature, if the collectivist let the center of his attention be occupied with the problem of how he is to secure his officials, if the imperialist dared to doubt his own inspiration, you would find more Hamlet and less Henry the Fifth. For these blind spots keep away distracting images, which with their attendant emotions, might cause hesitation and infirmity of purpose. Consequently the stereotype not only saves time in a busy life and is a defense of our position in society, but tends to preserve us from all the bewildering effect of trying to see the world steadily and see it whole. CHAPTER IX CODES AND THEIR ENEMIES ANYONE who has stood at the end of a railroad platform waiting for a friend, will recall what queer people he mistook for him. The shape of a hat, a slightly characteristic gait, evoked the vivid picture in his mind's eye. In sleep a tinkle may sound like the pealing of a great bell; the distant stroke of a hammer like a thunderclap. For our constellations of imagery will vibrate to a stimulus that is perhaps but vaguely similar to some aspect of them. They may, in hallucination, flood the whole consciousness. They may enter very little into perception, though I am inclined to think that such an experience is extremely rare and highly sophisticated, as when we gaze blankly at a familiar word or object, and it gradually ceases to be familiar. Certainly for the most part, the way we see things is a combination of what is there and of what we expected to find. The heavens are not the same to an astronomer as to a pair of lovers; a page of Kant will start a different train of thought in a Kantian and in a radical empiricist; the Tahitian belle is a better looking person to her Tahitian suitor than to the readers of the _National Geographic Magazine_. Expertness in any subject is, in fact, a multiplication of the number of aspects we are prepared to discover, plus the habit of discounting our expectations. Where to the ignoramus all things look alike, and life is just one thing after another, to the specialist things are highly individual. For a chauffeur, an epicure, a connoisseur, a member of the President's cabinet, or a professor's wife, there are evident distinctions and qualities, not at all evident to the casual person who discusses automobiles, wines, old masters, Republicans, and college faculties. But in our public opinions few can be expert, while life is, as Mr. Bernard Shaw has made plain, so short. Those who are expert are so on only a few topics. Even among the expert soldiers, as we learned during the war, expert cavalrymen were not necessarily brilliant with trench-warfare and tanks. Indeed, sometimes a little expertness on a small topic may simply exaggerate our normal human habit of trying to squeeze into our stereotypes all that can be squeezed, and of casting into outer darkness that which does not fit. Whatever we recognize as familiar we tend, if we are not very careful, to visualize with the aid of images already in our mind. Thus in the American view of Progress and Success there is a definite picture of human nature and of society. It is the kind of human nature and the kind of society which logically produce the kind of progress that is regarded as ideal. And then, when we seek to describe or explain actually successful men, and events that have really happened, we read back into them the qualities that are presupposed in the stereotypes. These qualities were standardized rather innocently by the older economists. They set out to describe the social system under which they lived, and found it too complicated for words. So they constructed what they sincerely hoped was a simplified diagram, not so different in principle and in veracity from the parallelogram with legs and head in a child's drawing of a complicated cow. The scheme consisted of a capitalist who had diligently saved capital from his labor, an entrepreneur who conceived a socially useful demand and organized a factory, a collection of workmen who freely contracted, take it or leave it, for their labor, a landlord, and a group of consumers who bought in the cheapest market those goods which by the ready use of the pleasure-pain calculus they knew would give them the most pleasure. The model worked. The kind of people, which the model assumed, living in the sort of world the model assumed, invariably coöperated harmoniously in the books where the model was described. With modification and embroidery, this pure fiction, used by economists to simplify their thinking, was retailed and popularized until for large sections of the population it prevailed as the economic mythology of the day. It supplied a standard version of capitalist, promoter, worker and consumer in a society that was naturally more bent on achieving success than on explaining it. The buildings which rose, and the bank accounts which accumulated, were evidence that the stereotype of how the thing had been done was accurate. And those who benefited most by success came to believe they were the kind of men they were supposed to be. No wonder that the candid friends of successful men, when they read the official biography and the obituary, have to restrain themselves from asking whether this is indeed their friend. 2 To the vanquished and the victims, the official portraiture was, of course, unrecognizable. For while those who exemplified progress did not often pause to inquire whether they had arrived according to the route laid down by the economists, or by some other just as creditable, the unsuccessful people did inquire. "No one," says William James, [Footnote: _The Letters of William James,_ Vol. I, p.65] "sees further into a generalization than his own knowledge of detail extends." The captains of industry saw in the great trusts monuments of (their) success; their defeated competitors saw the monuments of (their) failure. So the captains expounded the economies and virtues of big business, asked to be let alone, said they were the agents of prosperity, and the developers of trade. The vanquished insisted upon the wastes and brutalities of the trusts, and called loudly upon the Department of Justice to free business from conspiracies. In the same situation one side saw progress, economy, and a splendid development; the other, reaction, extravagance, and a restraint of trade. Volumes of statistics, anecdotes about the real truth and the inside truth, the deeper and the larger truth, were published to prove both sides of the argument. For when a system of stereotypes is well fixed, our attention is called to those facts which support it, and diverted from those which contradict. So perhaps it is because they are attuned to find it, that kindly people discover so much reason for kindness, malicious people so much malice. We speak quite accurately of seeing through rose-colored spectacles, or with a jaundiced eye. If, as Philip Littell once wrote of a distinguished professor, we see life as through a class darkly, our stereotypes of what the best people and the lower classes are like will not be contaminated by understanding. What is alien will be rejected, what is different will fall upon unseeing eyes. We do not see what our eyes are not accustomed to take into account. Sometimes consciously, more often without knowing it, we are impressed by those facts which fit our philosophy. 3 This philosophy is a more or less organized series of images for describing the unseen world. But not only for describing it. For judging it as well. And, therefore, the stereotypes are loaded with preference, suffused with affection or dislike, attached to fears, lusts, strong wishes, pride, hope. Whatever invokes the stereotype is judged with the appropriate sentiment. Except where we deliberately keep prejudice in suspense, we do not study a man and judge him to be bad. We see a bad man. We see a dewy morn, a blushing maiden, a sainted priest, a humorless Englishman, a dangerous Red, a carefree bohemian, a lazy Hindu, a wily Oriental, a dreaming Slav, a volatile Irishman, a greedy Jew, a 100% American. In the workaday world that is often the real judgment, long in advance of the evidence, and it contains within itself the conclusion which the evidence is pretty certain to confirm. Neither justice, nor mercy, nor truth, enter into such a judgment, for the judgment has preceded the evidence. Yet a people without prejudices, a people with altogether neutral vision, is so unthinkable in any civilization of which it is useful to think, that no scheme of education could be based upon that ideal. Prejudice can be detected, discounted, and refined, but so long as finite men must compress into a short schooling preparation for dealing with a vast civilization, they must carry pictures of it around with them, and have prejudices. The quality of their thinking and doing will depend on whether those prejudices are friendly, friendly to other people, to other ideas, whether they evoke love of what is felt to be positively good, rather than hatred of what is not contained in their version of the good. Morality, good taste and good form first standardize and then emphasize certain of these underlying prejudices. As we adjust ourselves to our code, we adjust the facts we see to that code. Rationally, the facts are neutral to all our views of right and wrong. Actually, our canons determine greatly what we shall perceive and how. For a moral code is a scheme of conduct applied to a number of typical instances. To behave as the code directs is to serve whatever purpose the code pursues. It may be God's will, or the king's, individual salvation in a good, solid, three dimensional paradise, success on earth, or the service of mankind. In any event the makers of the code fix upon certain typical situations, and then by some form of reasoning or intuition, deduce the kind of behavior which would produce the aim they acknowledge. The rules apply where they apply. But in daily living how does a man know whether his predicament is the one the law-giver had in mind? He is told not to kill. But if his children are attacked, may he kill to stop a killing? The Ten Commandments are silent on the point. Therefore, around every code there is a cloud of interpreters who deduce more specific cases. Suppose, then, that the doctors of the law decide that he may kill in self-defense. For the next man the doubt is almost as great; how does he know that he is defining self-defense correctly, or that he has not misjudged the facts, imagined the attack, and is really the aggressor? Perhaps he has provoked the attack. But what is a provocation? Exactly these confusions infected the minds of most Germans in August, 1914. Far more serious in the modern world than any difference of moral code is the difference in the assumptions about facts to which the code is applied. Religious, moral and political formulae are nothing like so far apart as the facts assumed by their votaries. Useful discussion, then, instead of comparing ideals, reexamines the visions of the facts. Thus the rule that you should do unto others as you would have them do unto you rests on the belief that human nature is uniform. Mr. Bernard Shaw's statement that you should not do unto others what you would have them do unto you, because their tastes may be different, rests on the belief that human nature is not uniform. The maxim that competition is the life of trade consists of a whole tome of assumptions about economic motives, industrial relations, and the working of a particular commercial system. The claim that America will never have a merchant marine, unless it is privately owned and managed, assumes a certain proved connection between a certain kind of profit-making and incentive. The justification by the bolshevik propagandist of the dictatorship, espionage, and the terror, because "every state is an apparatus of violence" [Footnote: See _Two Years of Conflict on the Internal Front_, published by the Russian Socialist Federated Soviet Republic, Moscow, 1920. Translated by Malcolm W. Davis for the _New York Evening Post_, January 15, 1921.] is an historical judgment, the truth of which is by no means self-evident to a non-communist. At the core of every moral code there is a picture of human nature, a map of the universe, and a version of history. To human nature (of the sort conceived), in a universe (of the kind imagined), after a history (so understood), the rules of the code apply. So far as the facts of personality, of the environment and of memory are different, by so far the rules of the code are difficult to apply with success. Now every moral code has to conceive human psychology, the material world, and tradition some way or other. But in the codes that are under the influence of science, the conception is known to be an hypothesis, whereas in the codes that come unexamined from the past or bubble up from the caverns of the mind, the conception is not taken as an hypothesis demanding proof or contradiction, but as a fiction accepted without question. In the one case, man is humble about his beliefs, because he knows they are tentative and incomplete; in the other he is dogmatic, because his belief is a completed myth. The moralist who submits to the scientific discipline knows that though he does not know everything, he is in the way of knowing something; the dogmatist, using a myth, believes himself to share part of the insight of omniscience, though he lacks the criteria by which to tell truth from error. For the distinguishing mark of a myth is that truth and error, fact and fable, report and fantasy, are all on the same plane of credibility. The myth is, then, not necessarily false. It might happen to be wholly true. It may happen to be partly true. If it has affected human conduct a long time, it is almost certain to contain much that is profoundly and importantly true. What a myth never contains is the critical power to separate its truths from its errors. For that power comes only by realizing that no human opinion, whatever its supposed origin, is too exalted for the test of evidence, that every opinion is only somebody's opinion. And if you ask why the test of evidence is preferable to any other, there is no answer unless you are willing to use the test in order to test it. 4 The statement is, I think, susceptible of overwhelming proof, that moral codes assume a particular view of the facts. Under the term moral codes I include all kinds: personal, family, economic, professional, legal, patriotic, international. At the center of each there is a pattern of stereotypes about psychology, sociology, and history. The same view of human nature, institutions or tradition rarely persists through all our codes. Compare, for example, the economic and the patriotic codes. There is a war supposed to affect all alike. Two men are partners in business. One enlists, the other takes a war contract. The soldier sacrifices everything, perhaps even his life. He is paid a dollar a day, and no one says, no one believes, that you could make a better soldier out of him by any form of economic incentive. That motive disappears out of his human nature. The contractor sacrifices very little, is paid a handsome profit over costs, and few say or believe that he would produce the munitions if there were no economic incentive. That may be unfair to him. The point is that the accepted patriotic code assumes one kind of human nature, the commercial code another. And the codes are probably founded on true expectations to this extent, that when a man adopts a certain code he tends to exhibit the kind of human nature which the code demands. That is one reason why it is so dangerous to generalize about human nature. A loving father can be a sour boss, an earnest municipal reformer, and a rapacious jingo abroad. His family life, his business career, his politics, and his foreign policy rest on totally different versions of what others are like and of how he should act. These versions differ by codes in the same person, the codes differ somewhat among persons in the same social set, differ widely as between social sets, and between two nations, or two colors, may differ to the point where there is no common assumption whatever. That is why people professing the same stock of religious beliefs can go to war. The element of their belief which determines conduct is that view of the facts which they assume. That is where codes enter so subtly and so pervasively into the making of public opinion. The orthodox theory holds that a public opinion constitutes a moral judgment on a group of facts. The theory I am suggesting is that, in the present state of education, a public opinion is primarily a moralized and codified version of the facts. I am arguing that the pattern of stereotypes at the center of our codes largely determines what group of facts we shall see, and in what light we shall see them. That is why, with the best will in the world, the news policy of a journal tends to support its editorial policy; why a capitalist sees one set of facts, and certain aspects of human nature, literally sees them; his socialist opponent another set and other aspects, and why each regards the other as unreasonable or perverse, when the real difference between them is a difference of perception. That difference is imposed by the difference between the capitalist and socialist pattern of stereotypes. "There are no classes in America," writes an American editor. "The history of all hitherto existing society is the history of class struggles," says the Communist Manifesto. If you have the editor's pattern in your mind, you will see vividly the facts that confirm it, vaguely and ineffectively those that contradict. If you have the communist pattern, you will not only look for different things, but you will see with a totally different emphasis what you and the editor happen to see in common. 5 And since my moral system rests on my accepted version of the facts, he who denies either my moral judgments or my version of the facts, is to me perverse, alien, dangerous. How shall I account for him? The opponent has always to be explained, and the last explanation that we ever look for is that he sees a different set of facts. Such an explanation we avoid, because it saps the very foundation of our own assurance that we have seen life steadily and seen it whole. It is only when we are in the habit of recognizing our opinions as a partial experience seen through our stereotypes that we become truly tolerant of an opponent. Without that habit, we believe in the absolutism of our own vision, and consequently in the treacherous character of all opposition. For while men are willing to admit that there are two sides to a "question," they do not believe that there are two sides to what they regard as a "fact." And they never do believe it until after long critical education, they are fully conscious of how second-hand and subjective is their apprehension of their social data. So where two factions see vividly each its own aspect, and contrive their own explanations of what they see, it is almost impossible for them to credit each other with honesty. If the pattern fits their experience at a crucial point, they no longer look upon it as an interpretation. They look upon it as "reality." It may not resemble the reality, except that it culminates in a conclusion which fits a real experience. I may represent my trip from New York to Boston by a straight line on a map, just as a man may regard his triumph as the end of a straight and narrow path. The road by which I actually went to Boston may have involved many detours, much turning and twisting, just as his road may have involved much besides pure enterprise, labor and thrift. But provided I reach Boston and he succeeds, the airline and the straight path will serve as ready made charts. Only when somebody tries to follow them, and does not arrive, do we have to answer objections. If we insist on our charts, and he insists on rejecting them, we soon tend to regard him as a dangerous fool, and he to regard us as liars and hypocrites. Thus we gradually paint portraits of each other. For the opponent presents himself as the man who says, evil be thou my good. He is an annoyance who does not fit into the scheme of things. Nevertheless he interferes. And since that scheme is based in our minds on incontrovertible fact fortified by irresistible logic, some place has to be found for him in the scheme. Rarely in politics or industrial disputes is a place made for him by the simple admission that he has looked upon the same reality and seen another aspect of it. That would shake the whole scheme. Thus to the Italians in Paris Fiume was Italian It was not merely a city that it would be desirable to include within the Italian kingdom. It was Italian. They fixed their whole mind upon the Italian majority within the legal boundaries of the city itself. The American delegates, having seen more Italians in New York than there are in Fiume, without regarding New York as Italian, fixed their eyes on Fiume as a central European port of entry. They saw vividly the Jugoslavs in the suburbs and the non-Italian hinterland. Some of the Italians in Paris were therefore in need of a convincing explanation of the American perversity. They found it in a rumor which started, no one knows where, that an influential American diplomat was in the snares of a Jugoslav mistress. She had been seen.... He had been seen.... At Versailles just off the boulevard. ... The villa with the large trees. This is a rather common way of explaining away opposition. In their more libelous form such charges rarely reach the printed page, and a Roosevelt may have to wait years, or a Harding months, before he can force an issue, and end a whispering campaign that has reached into every circle of talk. Public men have to endure a fearful amount of poisonous clubroom, dinner table, boudoir slander, repeated, elaborated, chuckled over, and regarded as delicious. While this sort of thing is, I believe, less prevalent in America than in Europe, yet rare is the American official about whom somebody is not repeating a scandal. Out of the opposition we make villains and conspiracies. If prices go up unmercifully the profiteers have conspired; if the newspapers misrepresent the news, there is a capitalist plot; if the rich are too rich, they have been stealing; if a closely fought election is lost, the electorate was corrupted; if a statesman does something of which you disapprove, he has been bought or influenced by some discreditable person. If workingmen are restless, they are the victims of agitators; if they are restless over wide areas, there is a conspiracy on foot. If you do not produce enough aeroplanes, it is the work of spies; if there is trouble in Ireland, it is German or Bolshevik "gold." And if you go stark, staring mad looking for plots, you see all strikes, the Plumb plan, Irish rebellion, Mohammedan unrest, the restoration of King Constantine, the League of Nations, Mexican disorder, the movement to reduce armaments, Sunday movies, short skirts, evasion of the liquor laws, Negro self-assertion, as sub-plots under some grandiose plot engineered either by Moscow, Rome, the Free Masons, the Japanese, or the Elders of Zion. CHAPTER X THE DETECTION OF STEREOTYPES 1 Skilled diplomatists, compelled to talk out loud to the warring peoples, learned how to use a large repertory of stereotypes. They were dealing with a precarious alliance of powers, each of which was maintaining its war unity only by the most careful leadership. The ordinary soldier and his wife, heroic and selfless beyond anything in the chronicles of courage, were still not heroic enough to face death gladly for all the ideas which were said by the foreign offices of foreign powers to be essential to the future of civilization. There were ports, and mines, rocky mountain passes, and villages that few soldiers would willingly have crossed No Man's Land to obtain for their allies. Now it happened in one nation that the war party which was in control of the foreign office, the high command, and most of the press, had claims on the territory of several of its neighbors. These claims were called the Greater Ruritania by the cultivated classes who regarded Kipling, Treitschke, and Maurice Barres as one hundred percent Ruritanian. But the grandiose idea aroused no enthusiasm abroad. So holding this finest flower of the Ruritanian genius, as their poet laureate said, to their hearts, Ruritania's statesmen went forth to divide and conquer. They divided the claim into sectors. For each piece they invoked that stereotype which some one or more of their allies found it difficult to resist, because that ally had claims for which it hoped to find approval by the use of this same stereotype. The first sector happened to be a mountainous region inhabited by alien peasants. Ruritania demanded it to complete her natural geographical frontier. If you fixed your attention long enough on the ineffable value of what is natural, those alien peasants just dissolved into fog, and only the slope of the mountains was visible. The next sector was inhabited by Ruritanians, and on the principle that no people ought to live under alien rule, they were re-annexed. Then came a city of considerable commercial importance, not inhabited by Ruritanians. But until the Eighteenth Century it had been part of Ruritania, and on the principle of Historic Right it was annexed. Farther on there was a splendid mineral deposit owned by aliens and worked by aliens. On the principle of reparation for damage it was annexed. Beyond this there was a territory inhabited 97% by aliens, constituting the natural geographical frontier of another nation, never historically a part of Ruritania. But one of the provinces which had been federated into Ruritania had formerly traded in those markets, and the upper class culture was Ruritanian. On the principle of cultural superiority and the necessity of defending civilization, the lands were claimed. Finally, there was a port wholly disconnected from Ruritania geographically, ethnically, economically, historically, traditionally. It was demanded on the ground that it was needed for national defense. In the treaties that concluded the Great War you can multiply examples of this kind. Now I do not wish to imply that I think it was possible to resettle Europe consistently on any one of these principles. I am certain that it was not. The very use of these principles, so pretentious and so absolute, meant that the spirit of accommodation did not prevail and that, therefore, the substance of peace was not there. For the moment you start to discuss factories, mines, mountains, or even political authority, as perfect examples of some eternal principle or other, you are not arguing, you are fighting. That eternal principle censors out all the objections, isolates the issue from its background and its context, and sets going in you some strong emotion, appropriate enough to the principle, highly inappropriate to the docks, warehouses, and real estate. And having started in that mood you cannot stop. A real danger exists. To meet it you have to invoke more absolute principles in order to defend what is open to attack. Then you have to defend the defenses, erect buffers, and buffers for the buffers, until the whole affair is so scrambled that it seems less dangerous to fight than to keep on talking. There are certain clues which often help in detecting the false absolutism of a stereotype. In the case of the Ruritanian propaganda the principles blanketed each other so rapidly that one could readily see how the argument had been constructed. The series of contradictions showed that for each sector that stereotype was employed which would obliterate all the facts that interfered with the claim. Contradiction of this sort is often a good clue. 2 Inability to take account of space is another. In the spring of 1918, for example, large numbers of people, appalled by the withdrawal of Russia, demanded the "reestablishment of an Eastern Front." The war, as they had conceived it, was on two fronts, and when one of them disappeared there was an instant demand that it be recreated. The unemployed Japanese army was to man the front, substituting for the Russian. But there was one insuperable obstacle. Between Vladivostok and the eastern battleline there were five thousand miles of country, spanned by one broken down railway. Yet those five thousand miles would not stay in the minds of the enthusiasts. So overwhelming was their conviction that an eastern front was needed, and so great their confidence in the valor of the Japanese army, that, mentally, they had projected that army from Vladivostok to Poland on a magic carpet. In vain our military authorities argued that to land troops on the rim of Siberia had as little to do with reaching the Germans, as climbing from the cellar to the roof of the Woolworth building had to do with reaching the moon. The stereotype in this instance was the war on two fronts. Ever since men had begun to imagine the Great War they had conceived Germany held between France and Russia. One generation of strategists, and perhaps two, had lived with that visual image as the starting point of all their calculations. For nearly four years every battle-map they saw had deepened the impression that this was the war. When affairs took a new turn, it was not easy to see them as they were then. They were seen through the stereotype, and facts which conflicted with it, such as the distance from Japan to Poland, were incapable of coming vividly into consciousness. It is interesting to note that the American authorities dealt with the new facts more realistically than the French. In part, this was because (previous to 1914) they had no preconception of a war upon the continent; in part because the Americans, engrossed in the mobilization of their forces, had a vision of the western front which was itself a stereotype that excluded from _their_ consciousness any very vivid sense of the other theatres of war. In the spring of 1918 this American view could not compete with the traditional French view, because while the Americans believed enormously in their own powers, the French at that time (before Cantigny and the Second Marne) had the gravest doubts. The American confidence suffused the American stereotype, gave it that power to possess consciousness, that liveliness and sensible pungency, that stimulating effect upon the will, that emotional interest as an object of desire, that congruity with the activity in hand, which James notes as characteristic of what we regard as "real." [Footnote: _Principles of Psychology_, Vol. II, p. 300.] The French in despair remained fixed on their accepted image. And when facts, gross geographical facts, would not fit with the preconception, they were either censored out of mind, or the facts were themselves stretched out of shape. Thus the difficulty of the Japanese reaching the Germans five thousand miles away was, in measure, overcome by bringing the Germans more than half way to meet them. Between March and June 1918, there was supposed to be a German army operating in Eastern Siberia. This phantom army consisted of some German prisoners actually seen, more German prisoners thought about, and chiefly of the delusion that those five thousand intervening miles did not really exist. [Footnote: See in this connection Mr. Charles Grasty's interview with Marshal Foch, _New York Times_, February 26, 1918. "Germany is walking through Russia. America and Japan, who are in a position to do so, should go to meet her in Siberia." See also the resolution by Senator King of Utah, June 10, 1918, and Mr. Taft's statement in the _New York Times_, June 11, 1918, and the appeal to America on May 5, 1918, by Mr. A. J. Sack, Director of the Russian Information Bureau: "If Germany were in the Allied place... she would have 3,000,000 fighting on the East front within a year."] 3 A true conception of space is not a simple matter. If I draw a straight line on a map between Bombay and Hong Kong and measure the distance, I have learned nothing whatever about the distance I should have to cover on a voyage. And even if I measure the actual distance that I must traverse, I still know very little until I know what ships are in the service, when they run, how fast they go, whether I can secure accommodation and afford to pay for it. In practical life space is a matter of available transportation, not of geometrical planes, as the old railroad magnate knew when he threatened to make grass grow in the streets of a city that had offended him. If I am motoring and ask how far it is to my destination, I curse as an unmitigated booby the man who tells me it is three miles, and does not mention a six mile detour. It does me no good to be told that it is three miles if you walk. I might as well be told it is one mile as the crow flies. I do not fly like a crow, and I am not walking either. I must know that it is nine miles for a motor car, and also, if that is the case, that six of them are ruts and puddles. I call the pedestrian a nuisance who tells me it is three miles and think evil of the aviator who told me it was one mile. Both of them are talking about the space they have to cover, not the space I must cover. In the drawing of boundary lines absurd complications have arisen through failure to conceive the practical geography of a region. Under some general formula like self-determination statesmen have at various times drawn lines on maps, which, when surveyed on the spot, ran through the middle of a factory, down the center of a village street, diagonally across the nave of a church, or between the kitchen and bedroom of a peasant's cottage. There have been frontiers in a grazing country which separated pasture from water, pasture from market, and in an industrial country, railheads from railroad. On the colored ethnic map the line was ethnically just, that is to say, just in the world of that ethnic map. 4 But time, no less than space, fares badly. A common example is that of the man who tries by making an elaborate will to control his money long after his death. "It had been the purpose of the first William James," writes his great-grandson Henry James, [Footnote: _The Letters of William James_, Vol. I, p. 6.] "to provide that his children (several of whom were under age when he died) should qualify themselves by industry and experience to enjoy the large patrimony which he expected to bequeath to them, and with that in view he left a will which was a voluminous compound of restraints and instructions. He showed thereby how great were both his confidence in his own judgment and his solicitude for the moral welfare of his descendants." The courts upset the will. For the law in its objection to perpetuities recognizes that there are distinct limits to the usefulness of allowing anyone to impose his moral stencil upon an unknown future. But the desire to impose it is a very human trait, so human that the law permits it to operate for a limited time after death. The amending clause of any constitution is a good index of the confidence the authors entertained about the reach of their opinions in the succeeding generations. There are, I believe, American state constitutions which are almost incapable of amendment. The men who made them could have had but little sense of the flux of time: to them the Here and Now was so brilliantly certain, the Hereafter so vague or so terrifying, that they had the courage to say how life should run after they were gone. And then because constitutions are difficult to amend, zealous people with a taste for mortmain have loved to write on this imperishable brass all kinds of rules and restrictions that, given any decent humility about the future, ought to be no more permanent than an ordinary statute. A presumption about time enters widely into our opinions. To one person an institution which has existed for the whole of his conscious life is part of the permanent furniture of the universe: to another it is ephemeral. Geological time is very different from biological time. Social time is most complex. The statesman has to decide whether to calculate for the emergency or for the long run. Some decisions have to be made on the basis of what will happen in the next two hours; others on what will happen in a week, a month, a season, a decade, when the children have grown up, or their children's children. An important part of wisdom is the ability to distinguish the time-conception that properly belongs to the thing in hand. The person who uses the wrong time-conception ranges from the dreamer who ignores the present to the philistine who can see nothing else. A true scale of values has a very acute sense of relative time. Distant time, past and future, has somehow to be conceived. But as James says, "of the longer duration we have no direct 'realizing' sense." [Footnote: _Principles of Psychology_, Vol. I, p. 638.] The longest duration which we immediately feel is what is called the "specious present." It endures, according to Titchener, for about six seconds. [Footnote: Cited by Warren, _Human Psychology_, p. 255.] "All impressions within this period of time are present to us _at once_. This makes it possible for us to perceive changes and events as well as stationary objects. The perceptual present is supplemented by the ideational present. Through the combination of perceptions with memory images, entire days, months, and even years of the past are brought together into the present." In this ideational present, vividness, as James said, is proportionate to the number of discriminations we perceive within it. Thus a vacation in which we were bored with nothing to do passes slowly while we are in it, but seems very short in memory. Great activity kills time rapidly, but in memory its duration is long. On the relation between the amount we discriminate and our time perspective James has an interesting passage: [Footnote: _Op. cit._, Vol. I, p. 639.] "We have every reason to think that creatures may possibly differ enormously in the amounts of duration which they intuitively feel, and in the fineness of the events that may fill it. Von Baer has indulged in some interesting computations of the effect of such differences in changing the aspect of Nature. Suppose we were able, within the length of a second, to note 10,000 events distinctly, instead of barely 10 as now; [Footnote: In the moving picture this effect is admirably produced by the ultra-rapid camera.] if our life were then destined to hold the same number of impressions, it might be 1000 times as short. We should live less than a month, and personally know nothing of the change of seasons. If born in winter, we should believe in summer as we now believe in the heats of the carboniferous era. The motions of organic beings would be so slow to our senses as to be inferred, not seen. The sun would stand still in the sky, the moon be almost free from change, and so on. But now reverse the hypothesis and suppose a being to get only one 1000th part of the sensations we get in a given time, and consequently to live 1000 times as long. Winters and summers will be to him like quarters of an hour. Mushrooms and the swifter growing plants will shoot into being so rapidly as to appear instantaneous creations; annual shrubs will rise and fall from the earth like restless boiling water springs; the motions of animals will be as invisible as are to us the movements of bullets and cannon-balls; the sun will scour through the sky like a meteor, leaving a fiery trail behind him, etc." 5 In his Outline of History Mr. Wells has made a gallant effort to visualize "the true proportions of historical to geological time" [Footnote: 1 Vol. II, p. 605. See also James Harvey Robinson, _The New History,_ p. 239.] On a scale which represents the time from Columbus to ourselves by three inches of space, the reader would have to walk 55 feet to see the date of the painters of the Altamara caves, 550 feet to see the earlier Neanderthalers, a mile or so to the last of the dinosaurs. More or less precise chronology does not begin until after 1000 B.C., and at that time "Sargon I of the Akkadian-Sumerian Empire was a remote memory,... more remote than is Constantine the Great from the world of the present day.... Hammurabi had been dead a thousand years... Stonehedge in England was already a thousand years old." Mr. Wells was writing with a purpose. "In the brief period of ten thousand years these units (into which men have combined) have grown from the small family tribe of the early neolithic culture to the vast united realms--vast yet still too small and partial--of the present time." Mr. Wells hoped by changing the time perspective on our present problems to change the moral perspective. Yet the astronomical measure of time, the geological, the biological, any telescopic measure which minimizes the present is not "more true" than a microscopic. Mr. Simeon Strunsky is right when he insists that "if Mr. Wells is thinking of his subtitle, The Probable Future of Mankind, he is entitled to ask for any number of centuries to work out his solution. If he is thinking of the salvaging of this western civilization, reeling under the effects of the Great War, he must think in decades and scores of years." [Footnote: In a review of _The Salvaging of Civilization, The Literary Review of the N. Y. Evening Post_, June 18, 1921, p. 5.] It all depends upon the practical purpose for which you adopt the measure. There are situations when the time perspective needs to be lengthened, and others when it needs to be shortened. The man who says that it does not matter if 15,000,000 Chinese die of famine, because in two generations the birthrate will make up the loss, has used a time perspective to excuse his inertia. A person who pauperizes a healthy young man because he is sentimentally overimpressed with an immediate difficulty has lost sight of the duration of the beggar's life. The people who for the sake of an immediate peace are willing to buy off an aggressive empire by indulging its appetite have allowed a specious present to interfere with the peace of their children. The people who will not be patient with a troublesome neighbor, who want to bring everything to a "showdown" are no less the victims of a specious present. 6 Into almost every social problem the proper calculation of time enters. Suppose, for example, it is a question of timber. Some trees grow faster than others. Then a sound forest policy is one in which the amount of each species and of each age cut in each season is made good by replanting. In so far as that calculation is correct the truest economy has been reached. To cut less is waste, and to cut more is exploitation. But there may come an emergency, say the need for aeroplane spruce in a war, when the year's allowance must be exceeded. An alert government will recognize that and regard the restoration of the balance as a charge upon the future. Coal involves a different theory of time, because coal, unlike a tree, is produced on the scale of geological time. The supply is limited. Therefore a correct social policy involves intricate computation of the available reserves of the world, the indicated possibilities, the present rate of use, the present economy of use, and the alternative fuels. But when that computation has been reached it must finally be squared with an ideal standard involving time. Suppose, for example, that engineers conclude that the present fuels are being exhausted at a certain rate; that barring new discoveries industry will have to enter a phase of contraction at some definite time in the future. We have then to determine how much thrift and self-denial we will use, after all feasible economies have been exercised, in order not to rob posterity. But what shall we consider posterity? Our grandchildren? Our great grandchildren? Perhaps we shall decide to calculate on a hundred years, believing that to be ample time for the discovery of alternative fuels if the necessity is made clear at once. The figures are, of course, hypothetical. But in calculating that way we shall be employing what reason we have. We shall be giving social time its place in public opinion. Let us now imagine a somewhat different case: a contract between a city and a trolley-car company. The company says that it will not invest its capital unless it is granted a monopoly of the main highway for ninety-nine years. In the minds of the men who make that demand ninety-nine years is so long as to mean "forever." But suppose there is reason to think that surface cars, run from a central power plant on tracks, are going out of fashion in twenty years. Then it is a most unwise contract to make, for you are virtually condemning a future generation to inferior transportation. In making such a contract the city officials lack a realizing sense of ninety-nine years. Far better to give the company a subsidy now in order to attract capital than to stimulate investment by indulging a fallacious sense of eternity. No city official and no company official has a sense of real time when he talks about ninety-nine years. Popular history is a happy hunting ground of time confusions. To the average Englishman, for example, the behavior of Cromwell, the corruption of the Act of Union, the Famine of 1847 are wrongs suffered by people long dead and done by actors long dead with whom no living person, Irish or English, has any real connection. But in the mind of a patriotic Irishman these same events are almost contemporary. His memory is like one of those historical paintings, where Virgil and Dante sit side by side conversing. These perspectives and foreshortenings are a great barrier between peoples. It is ever so difficult for a person of one tradition to remember what is contemporary in the tradition of another. Almost nothing that goes by the name of Historic Rights or Historic Wrongs can be called a truly objective view of the past. Take, for example, the Franco-German debate about Alsace-Lorraine. It all depends on the original date you select. If you start with the Rauraci and Sequani, the lands are historically part of Ancient Gaul. If you prefer Henry I, they are historically a German territory; if you take 1273 they belong to the House of Austria; if you take 1648 and the Peace of Westphalia, most of them are French; if you take Louis XIV and the year 1688 they are almost all French. If you are using the argument from history you are fairly certain to select those dates in the past which support your view of what should be done now. Arguments about "races" and nationalities often betray the same arbitrary view of time. During the war, under the influence of powerful feeling, the difference between "Teutons" on the one hand, and "Anglo-Saxons" and French on the other, was popularly believed to be an eternal difference. They had always been opposing races. Yet a generation ago, historians, like Freeman, were emphasizing the common Teutonic origin of the West European peoples, and ethnologists would certainly insist that the Germans, English, and the greater part of the French are branches of what was once a common stock. The general rule is: if you like a people to-day you come down the branches to the trunk; if you dislike them you insist that the separate branches are separate trunks. In one case you fix your attention on the period before they were distinguishable; in the other on the period after which they became distinct. And the view which fits the mood is taken as the "truth." An amiable variation is the family tree. Usually one couple are appointed the original ancestors, if possible, a couple associated with an honorific event like the Norman Conquest. That couple have no ancestors. They are not descendants. Yet they were the descendants of ancestors, and the expression that So-and-So was the founder of his house means not that he is the Adam of his family, but that he is the particular ancestor from whom it is desirable to start, or perhaps the earliest ancestor of which there is a record. But genealogical tables exhibit a deeper prejudice. Unless the female line happens to be especially remarkable descent is traced down through the males. The tree is male. At various moments females accrue to it as itinerant bees light upon an ancient apple tree. 7 But the future is the most illusive time of all. Our temptation here is to jump over necessary steps in the sequence; and as we are governed by hope or doubt, to exaggerate or to minimize the time required to complete various parts of a process. The discussion of the role to be exercised by wage-earners in the management of industry is riddled with this difficulty. For management is a word that covers many functions. [Footnote: Cf. Carter L. Goodrich, The Frontier of Control.] Some of these require no training; some require a little training; others can be learned only in a lifetime. And the truly discriminating program of industrial democratization would be one based on the proper time sequence, so that the assumption of responsibility would run parallel to a complementary program of industrial training. The proposal for a sudden dictatorship of the proletariat is an attempt to do away with the intervening time of preparation; the resistance to all sharing of responsibility an attempt to deny the alteration of human capacity in the course of time. Primitive notions of democracy, such as rotation in office, and contempt for the expert, are really nothing but the old myth that the Goddess of Wisdom sprang mature and fully armed from the brow of Jove. They assume that what it takes years to learn need not be learned at all. Whenever the phrase "backward people" is used as the basis of a policy, the conception of time is a decisive element. The Covenant of the League of Nations says, [Footnote: Article XIX.] for example, that "the character of the mandate must differ according to the stage of the development of the people," as well as on other grounds. Certain communities, it asserts, "have reached a stage of development" where their independence can be provisionally recognized, subject to advice and assistance "until such time as they are able to stand alone." The way in which the mandatories and the mandated conceive that time will influence deeply their relations. Thus in the case of Cuba the judgment of the American government virtually coincided with that of the Cuban patriots, and though there has been trouble, there is no finer page in the history of how strong powers have dealt with the weak. Oftener in that history the estimates have not coincided. Where the imperial people, whatever its public expressions, has been deeply convinced that the backwardness of the backward was so hopeless as not to be worth remedying, or so profitable that it was not desirable to remedy it, the tie has festered and poisoned the peace of the world. There have been a few cases, very few, where backwardness has meant to the ruling power the need for a program of forwardness, a program with definite standards and definite estimates of time. Far more frequently, so frequently in fact as to seem the rule, backwardness has been conceived as an intrinsic and eternal mark of inferiority. And then every attempt to be less backward has been frowned upon as the sedition, which, under these conditions, it undoubtedly is. In our own race wars we can see some of the results of the failure to realize that time would gradually obliterate the slave morality of the Negro, and that social adjustment based on this morality would begin to break down. It is hard not to picture the future as if it obeyed our present purposes, to annihilate whatever delays our desire, or immortalize whatever stands between us and our fears. 8 In putting together our public opinions, not only do we have to picture more space than we can see with our eyes, and more time than we can feel, but we have to describe and judge more people, more actions, more things than we can ever count, or vividly imagine. We have to summarize and generalize. We have to pick out samples, and treat them as typical. To pick fairly a good sample of a large class is not easy. The problem belongs to the science of statistics, and it is a most difficult affair for anyone whose mathematics is primitive, and mine remain azoic in spite of the half dozen manuals which I once devoutly imagined that I understood. All they have done for me is to make me a little more conscious of how hard it is to classify and to sample, how readily we spread a little butter over the whole universe. Some time ago a group of social workers in Sheffield, England, started out to substitute an accurate picture of the mental equipment of the workers of that city for the impressionistic one they had. [Footnote: _The Equipment of the Worker_.] They wished to say, with some decent grounds for saying it, how the workers of Sheffield were equipped. They found, as we all find the moment we refuse to let our first notion prevail, that they were beset with complications. Of the test they employed nothing need be said here except that it was a large questionnaire. For the sake of the illustration, assume that the questions were a fair test of mental equipment for English city life. Theoretically, then, those questions should have been put to every member of the working class. But it is not so easy to know who are the working class. However, assume again that the census knows how to classify them. Then there were roughly 104,000 men and 107,000 women who ought to have been questioned. They possessed the answers which would justify or refute the casual phrase about the "ignorant workers" or the "intelligent workers." But nobody could think of questioning the whole two hundred thousand. So the social workers consulted an eminent statistician, Professor Bowley. He advised them that not less than 408 men and 408 women would prove to be a fair sample. According to mathematical calculation this number would not show a greater deviation from the average than 1 in 22. [Footnote: _Op. cit._, p. 65.] They had, therefore, to question at least 816 people before they could pretend to talk about the average workingman. But which 816 people should they approach? "We might have gathered particulars concerning workers to whom one or another of us had a pre-inquiry access; we might have worked through philanthropic gentlemen and ladies who were in contact with certain sections of workers at a club, a mission, an infirmary, a place of worship, a settlement. But such a method of selection would produce entirely worthless results. The workers thus selected would not be in any sense representative of what is popularly called 'the average run of workers;' they would represent nothing but the little coteries to which they belonged. "The right way of securing 'victims,' to which at immense cost of time and labour we rigidly adhered, is to get hold of your workers by some 'neutral' or 'accidental' or 'random' method of approach." This they did. And after all these precautions they came to no more definite conclusion than that on their classification and according to their questionnaire, among 200,000 Sheffield workers "about one quarter" were "well equipped," "approaching three-quarters" were "inadequately equipped" and that "about one-fifteenth" were "mal-equipped." Compare this conscientious and almost pedantic method of arriving at an opinion, with our usual judgments about masses of people, about the volatile Irish, and the logical French, and the disciplined Germans, and the ignorant Slavs, and the honest Chinese, and the untrustworthy Japanese, and so on and so on. All these are generalizations drawn from samples, but the samples are selected by a method that statistically is wholly unsound. Thus the employer will judge labor by the most troublesome employee or the most docile that he knows, and many a radical group has imagined that it was a fair sample of the working class. How many women's views on the "servant question" are little more than the reflection of their own treatment of their servants? The tendency of the casual mind is to pick out or stumble upon a sample which supports or defies its prejudices, and then to make it the representative of a whole class. A great deal of confusion arises when people decline to classify themselves as we have classified them. Prophecy would be so much easier if only they would stay where we put them. But, as a matter of fact, a phrase like the working class will cover only some of the truth for a part of the time. When you take all the people, below a certain level of income, and call them the working class, you cannot help assuming that the people so classified will behave in accordance with your stereotype. Just who those people are you are not quite certain. Factory hands and mine workers fit in more or less, but farm hands, small farmers, peddlers, little shop keepers, clerks, servants, soldiers, policemen, firemen slip out of the net. The tendency, when you are appealing to the "working class," is to fix your attention on two or three million more or less confirmed trade unionists, and treat them as Labor; the other seventeen or eighteen million, who might qualify statistically, are tacitly endowed with the point of view ascribed to the organized nucleus. How very misleading it was to impute to the British working class in 1918-1921 the point of view expressed in the resolutions of the Trades Union Congress or in the pamphlets written by intellectuals. The stereotype of Labor as Emancipator selects the evidence which supports itself and rejects the other. And so parallel with the real movements of working men there exists a fiction of the Labor Movement, in which an idealized mass moves towards an ideal goal. The fiction deals with the future. In the future possibilities are almost indistinguishable from probabilities and probabilities from certainties. If the future is long enough, the human will might turn what is just conceivable into what is very likely, and what is likely into what is sure to happen. James called this the faith ladder, and said that "it is a slope of goodwill on which in the larger questions of life men habitually live." [Footnote: William James, _Some Problems of Philosophy_, p. 224.] "1. There is nothing absurd in a certain view of the world being true, nothing contradictory; 2. It _might_ have been true under certain conditions; 3. It _may_ be true even now; 4. It is _fit_ to be true; 5. It _ought_ to be true; 6. It _must_ be true; 7. It _shall_ be true, at any rate true for me." And, as he added in another place, [Footnote: _A Pluralistic Universe_, p. 329.] "your acting thus may in certain special cases be a means of making it securely true in the end." Yet no one would have insisted more than he, that, so far as we know how, we must avoid substituting the goal for the starting point, must avoid reading back into the present what courage, effort and skill might create in the future. Yet this truism is inordinately difficult to live by, because every one of us is so little trained in the selection of our samples. If we believe that a certain thing ought to be true, we can almost always find either an instance where it is true, or someone who believes it ought to be true. It is ever so hard when a concrete fact illustrates a hope to weigh that fact properly. When the first six people we meet agree with us, it is not easy to remember that they may all have read the same newspaper at breakfast. And yet we cannot send out a questionnaire to 816 random samples every time we wish to estimate a probability. In dealing with any large mass of facts, the presumption is against our having picked true samples, if we are acting on a casual impression. 9 And when we try to go one step further in order to seek the causes and effects of unseen and complicated affairs, haphazard opinion is very tricky. There are few big issues in public life where cause and effect are obvious at once. They are not obvious to scholars who have devoted years, let us say, to studying business cycles, or price and wage movements, or the migration and the assimilation of peoples, or the diplomatic purposes of foreign powers. Yet somehow we are all supposed to have opinions on these matters, and it is not surprising that the commonest form of reasoning is the intuitive, post hoc ergo propter hoc. The more untrained a mind, the more readily it works out a theory that two things which catch its attention at the same time are causally connected. We have already dwelt at some length on the way things reach our attention. We have seen that our access to information is obstructed and uncertain, and that our apprehension is deeply controlled by our stereotypes; that the evidence available to our reason is subject to illusions of defense, prestige, morality, space, time, and sampling. We must note now that with this initial taint, public opinions are still further beset, because in a series of events seen mostly through stereotypes, we readily accept sequence or parallelism as equivalent to cause and effect. This is most likely to happen when two ideas that come together arouse the same feeling. If they come together they are likely to arouse the same feeling; and even when they do not arrive together a powerful feeling attached to one is likely to suck out of all the corners of memory any idea that feels about the same. Thus everything painful tends to collect into one system of cause and effect, and likewise everything pleasant. "IId IIm (1675) This day I hear that G[od] has shot an arrow into the midst of this Town. The small pox is in an ordinary ye sign of the Swan, the ordinary Keepers name is Windsor. His daughter is sick of the disease. It is observable that this disease begins at an alehouse, to testify God's displeasure agt the sin of drunkenness & yt of multiplying alehouses!" [Footnote: _The Heart of the Puritan_, p. 177, edited by Elizabeth Deering Hanscom.] Thus Increase Mather, and thus in the year 1919 a distinguished Professor of Celestial Mechanics discussing the Einstein theory: "It may well be that.... Bolshevist uprisings are in reality the visible objects of some underlying, deep, mental disturbance, world-wide in character.... This same spirit of unrest has invaded science." [Footnote: Cited in _The New Republic_, Dec. 24, 1919, p. 120.] In hating one thing violently, we readily associate with it as cause or effect most of the other things we hate or fear violently. They may have no more connection than smallpox and alehouses, or Relativity and Bolshevism, but they are bound together in the same emotion. In a superstitious mind, like that of the Professor of Celestial Mechanics, emotion is a stream of molten lava which catches and imbeds whatever it touches. When you excavate in it you find, as in a buried city, all sorts of objects ludicrously entangled in each other. Anything can be related to anything else, provided it feels like it. Nor has a mind in such a state any way of knowing how preposterous it is. Ancient fears, reinforced by more recent fears, coagulate into a snarl of fears where anything that is dreaded is the cause of anything else that is dreaded. 10 Generally it all culminates in the fabrication of a system of all evil, and of another which is the system of all good. Then our love of the absolute shows itself. For we do not like qualifying adverbs. [Footnote: _Cf_. Freud's discussion of absolutism in dreams, _Interpretation of Dreams_, Chapter VI, especially pp. 288, _et seq_.] They clutter up sentences, and interfere with irresistible feeling. We prefer most to more, least to less, we dislike the words rather, perhaps, if, or, but, toward, not quite, almost, temporarily, partly. Yet nearly every opinion about public affairs needs to be deflated by some word of this sort. But in our free moments everything tends to behave absolutely,--one hundred percent, everywhere, forever. It is not enough to say that our side is more right than the enemy's, that our victory will help democracy more than his. One must insist that our victory will end war forever, and make the world safe for democracy. And when the war is over, though we have thwarted a greater evil than those which still afflict us, the relativity of the result fades out, the absoluteness of the present evil overcomes our spirit, and we feel that we are helpless because we have not been irresistible. Between omnipotence and impotence the pendulum swings. Real space, real time, real numbers, real connections, real weights are lost. The perspective and the background and the dimensions of action are clipped and frozen in the stereotype. PART IV INTERESTS CHAPTER 11. THE ENLISTING OF INTEREST " 12. SELF-INTEREST RECONSIDERED CHAPTER XI THE ENLISTING OF INTEREST I BUT the human mind is not a film which registers once and for all each impression that comes through its shutters and lenses. The human mind is endlessly and persistently creative. The pictures fade or combine, are sharpened here, condensed there, as we make them more completely our own. They do not lie inert upon the surface of the mind, but are reworked by the poetic faculty into a personal expression of ourselves. We distribute the emphasis and participate in the action. In order to do this we tend to personalize quantities, and to dramatize relations. As some sort of allegory, except in acutely sophisticated minds, the affairs of the world are represented. Social Movements, Economic Forces, National Interests, Public Opinion are treated as persons, or persons like the Pope, the President, Lenin, Morgan or the King become ideas and institutions. The deepest of all the stereotypes is the human stereotype which imputes human nature to inanimate or collective things. The bewildering variety of our impressions, even after they have been censored in all kinds of ways, tends to force us to adopt the greater economy of the allegory. So great is the multitude of things that we cannot keep them vividly in mind. Usually, then, we name them, and let the name stand for the whole impression. But a name is porous. Old meanings slip out and new ones slip in, and the attempt to retain the full meaning of the name is almost as fatiguing as trying to recall the original impressions. Yet names are a poor currency for thought. They are too empty, too abstract, too inhuman. And so we begin to see the name through some personal stereotype, to read into it, finally to see in it the incarnation of some human quality. Yet human qualities are themselves vague and fluctuating. They are best remembered by a physical sign. And therefore, the human qualities we tend to ascribe to the names of our impressions, themselves tend to be visualized in physical metaphors. The people of England, the history of England, condense into England, and England becomes John Bull, who is jovial and fat, not too clever, but well able to take care of himself. The migration of a people may appear to some as the meandering of a river, and to others like a devastating flood. The courage people display may be objectified as a rock; their purpose as a road, their doubts as forks of the road, their difficulties as ruts and rocks, their progress as a fertile valley. If they mobilize their dread-naughts they unsheath a sword. If their army surrenders they are thrown to earth. If they are oppressed they are on the rack or under the harrow. When public affairs are popularized in speeches, headlines, plays, moving pictures, cartoons, novels, statues or paintings, their transformation into a human interest requires first abstraction from the original, and then animation of what has been abstracted. We cannot be much interested in, or much moved by, the things we do not see. Of public affairs each of us sees very little, and therefore, they remain dull and unappetizing, until somebody, with the makings of an artist, has translated them into a moving picture. Thus the abstraction, imposed upon our knowledge of reality by all the limitations of our access and of our prejudices, is compensated. Not being omnipresent and omniscient we cannot see much of what we have to think and talk about. Being flesh and blood we will not feed on words and names and gray theory. Being artists of a sort we paint pictures, stage dramas and draw cartoons out of the abstractions. Or, if possible, we find gifted men who can visualize for us. For people are not all endowed to the same degree with the pictorial faculty. Yet one may, I imagine, assert with Bergson that the practical intelligence is most closely adapted to spatial qualities. [Footnote: _Creative Evolution_, Chs. III, IV.] A "clear" thinker is almost always a good visualizer. But for that same reason, because he is "cinematographic," he is often by that much external and insensitive. For the people who have intuition, which is probably another name for musical or muscular perception, often appreciate the quality of an event and the inwardness of an act far better than the visualizer. They have more understanding when the crucial element is a desire that is never crudely overt, and appears on the surface only in a veiled gesture, or in a rhythm of speech. Visualization may catch the stimulus and the result. But the intermediate and internal is often as badly caricatured by a visualizer, as is the intention of the composer by an enormous soprano in the sweet maiden's part. Nevertheless, though they have often a peculiar justice, intuitions remain highly private and largely incommunicable. But social intercourse depends on communication, and while a person can often steer his own life with the utmost grace by virtue of his intuitions, he usually has great difficulty in making them real to others. When he talks about them they sound like a sheaf of mist. For while intuition does give a fairer perception of human feeling, the reason with its spatial and tactile prejudice can do little with that perception. Therefore, where action depends on whether a number of people are of one mind, it is probably true that in the first instance no idea is lucid for practical decision until it has visual or tactile value. But it is also true, that no visual idea is significant to us until it has enveloped some stress of our own personality. Until it releases or resists, depresses or enhances, some craving of our own, it remains one of the objects which do not matter. 2 Pictures have always been the surest way of conveying an idea, and next in order, words that call up pictures in memory. But the idea conveyed is not fully our own until we have identified ourselves with some aspect of the picture. The identification, or what Vernon Lee has called empathy, [Footnote: _Beauty and Ugliness_.] may be almost infinitely subtle and symbolic. The mimicry may be performed without our being aware of it, and sometimes in a way that would horrify those sections of our personality which support our self-respect. In sophisticated people the participation may not be in the fate of the hero, but in the fate of the whole idea to which both hero and villain are essential. But these are refinements. In popular representation the handles for identification are almost always marked. You know who the hero is at once. And no work promises to be easily popular where the marking is not definite and the choice clear. [Footnote: A fact which bears heavily on the character of news. _Cf_. Part VII.] But that is not enough. The audience must have something to do, and the contemplation of the true, the good and the beautiful is not something to do. In order not to sit inertly in the presence of the picture, and this applies as much to newspaper stories as to fiction and the cinema, the audience must be exercised by the image. Now there are two forms of exercise which far transcend all others, both as to ease with which they are aroused, and eagerness with which stimuli for them are sought. They are sexual passion and fighting, and the two have so many associations with each other, blend into each other so intimately, that a fight about sex outranks every other theme in the breadth of its appeal. There is none so engrossing or so careless of all distinctions of culture and frontiers. The sexual motif figures hardly at all in American political imagery. Except in certain minor ecstasies of war, in an occasional scandal, or in phases of the racial conflict with Negroes or Asiatics, to speak of it at all would seem far-fetched. Only in moving pictures, novels, and some magazine fiction are industrial relations, business competition, politics, and diplomacy tangled up with the girl and the other woman. But the fighting motif appears at every turn. Politics is interesting when there is a fight, or as we say, an issue. And in order to make politics popular, issues have to be found, even when in truth and justice, there are none,--none, in the sense that the differences of judgment, or principle, or fact, do not call for the enlistment of pugnacity. [Footnote: _Cf_. Frances Taylor Patterson, _Cinema Craftsmanship_, pp. 31-32. "III. If the plot lacks suspense: 1. Add an antagonist, 2. Add an obstacle, 3. Add a problem, 4. Emphasize one of the questions in the minds of the spectator.,.."] But where pugnacity is not enlisted, those of us who are not directly involved find it hard to keep up our interest. For those who are involved the absorption may be real enough to hold them even when no issue is involved. They may be exercised by sheer joy in activity, or by subtle rivalry or invention. But for those to whom the whole problem is external and distant, these other faculties do not easily come into play. In order that the faint image of the affair shall mean something to them, they must be allowed to exercise the love of struggle, suspense, and victory. Miss Patterson [Footnote: _Op. cit._, pp. 6-7.] insists that "suspense... constitutes the difference between the masterpieces in the Metropolitan Museum of Art and the pictures at the Rivoli or the Rialto Theatres." Had she made it clear that the masterpieces lack either an easy mode of identification or a theme popular for this generation, she would be wholly right in saying that this "explains why the people straggle into the Metropolitan by twos and threes and struggle into the Rialto and Rivoli by hundreds. The twos and threes look at a picture in the Art Museum for less than ten minutes--unless they chance to be art students, critics, or connoisseurs. The hundreds in the Rivoli or the Rialto look at the picture for more than an hour. As far as beauty is concerned there can be no comparison of the merits of the two pictures. Yet the motion picture draws more people and holds them at attention longer than do the masterpieces, not through any intrinsic merit of its own, but because it depicts unfolding events, the outcome of which the audience is breathlessly waiting. It possesses the element of struggle, which never fails to arouse suspense." In order then that the distant situation shall not be a gray flicker on the edge of attention, it should be capable of translation into pictures in which the opportunity for identification is recognizable. Unless that happens it will interest only a few for a little while. It will belong to the sights seen but not felt, to the sensations that beat on our sense organs, and are not acknowledged. We have to take sides. We have to be able to take sides. In the recesses of our being we must step out of the audience on to the stage, and wrestle as the hero for the victory of good over evil. We must breathe into the allegory the breath of our life. 3 And so, in spite of the critics, a verdict is rendered in the old controversy about realism and romanticism. Our popular taste is to have the drama originate in a setting realistic enough to make identification plausible and to have it terminate in a setting romantic enough to be desirable, but not so romantic as to be inconceivable. In between the beginning and the end the canons are liberal, but the true beginning and the happy ending are landmarks. The moving picture audience rejects fantasy logically developed, because in pure fantasy there is no familiar foothold in the age of machines. It rejects realism relentlessly pursued because it does not enjoy defeat in a struggle that has become its own. What will be accepted as true, as realistic, as good, as evil, as desirable, is not eternally fixed. These are fixed by stereotypes, acquired from earlier experiences and carried over into judgment of later ones. And, therefore, if the financial investment in each film and in popular magazines were not so exorbitant as to require instant and widespread popularity, men of spirit and imagination would be able to use the screen and the periodical, as one might dream of their being used, to enlarge and to refine, to verify and criticize the repertory of images with which our imaginations work. But, given the present costs, the men who make moving pictures, like the church and the court painters of other ages, must adhere to the stereotypes that they find, or pay the price of frustrating expectation. The stereotypes can be altered, but not in time to guarantee success when the film is released six months from now. The men who do alter the stereotypes, the pioneering artists and critics, are naturally depressed and angered at managers and editors who protect their investments. They are risking everything, then why not the others? That is not quite fair, for in their righteous fury they have forgotten their own rewards, which are beyond any that their employers can hope to feel. They could not, and would not if they could, change places. And they have forgotten another thing in the unceasing war with Philistia. They have forgotten that they are measuring their own success by standards that artists and wise men of the past would never have dreamed of invoking. They are asking for circulations and audiences that were never considered by any artist until the last few generations. And when they do not get them, they are disappointed. Those who catch on, like Sinclair Lewis in "Main Street," are men who have succeeded in projecting definitely what great numbers of other people were obscurely trying to say inside their heads. "You have said it for me." They establish a new form which is then endlessly copied until it, too, becomes a stereotype of perception. The next pioneer finds it difficult to make the public see Main Street any other way. And he, like the forerunners of Sinclair Lewis, has a quarrel with the public. This quarrel is due not only to the conflict of stereotypes, but to the pioneering artist's reverence for his material. Whatever the plane he chooses, on that plane he remains. If he is dealing with the inwardness of an event he follows it to its conclusion regardless of the pain it causes. He will not tag his fantasy to help anyone, or cry peace where there is no peace. There is his America. But big audiences have no stomach for such severity. They are more interested in themselves than in anything else in the world. The selves in which they are interested are the selves that have been revealed by schools and by tradition. They insist that a work of art shall be a vehicle with a step where they can climb aboard, and that they shall ride, not according to the contours of the country, but to a land where for an hour there are no clocks to punch and no dishes to wash. To satisfy these demands there exists an intermediate class of artists who are able and willing to confuse the planes, to piece together a realistic-romantic compound out of the inventions of greater men, and, as Miss Patterson advises, give "what real life so rarely does-the triumphant resolution of a set of difficulties; the anguish of virtue and the triumph of sin... changed to the glorifications of virtue and the eternal punishment of its enemy." [Footnote: _Op. cit._, p. 46. "The hero and heroine must in general possess youth, beauty, goodness, exalted self-sacrifice, and unalterable constancy."] 4 The ideologies of politics obey these rules. The foothold of realism is always there. The picture of some real evil, such as the German threat or class conflict, is recognizable in the argument. There is a description of some aspect of the world which is convincing because it agrees with familiar ideas. But as the ideology deals with an unseen future, as well as with a tangible present, it soon crosses imperceptibly the frontier of verification. In describing the present you are more or less tied down to common experience. In describing what nobody has experienced you are bound to let go. You stand at Armageddon, more or less, but you battle for the Lord, perhaps.... A true beginning, true according to the standards prevailing, and a happy ending. Every Marxist is hard as nails about the brutalities of the present, and mostly sunshine about the day after the dictatorship. So were the war propagandists: there was not a bestial quality in human nature they did not find everywhere east of the Rhine, or west of it if they were Germans. The bestiality was there all right. But after the victory, eternal peace. Plenty of this is quite cynically deliberate. For the skilful propagandist knows that while you must start with a plausible analysis, you must not keep on analyzing, because the tedium of real political accomplishment will soon destroy interest. So the propagandist exhausts the interest in reality by a tolerably plausible beginning, and then stokes up energy for a long voyage by brandishing a passport to heaven. The formula works when the public fiction enmeshes itself with a private urgency. But once enmeshed, in the heat of battle, the original self and the original stereotype which effected the junction may be wholly lost to sight. CHAPTER XII SELF-INTEREST RECONSIDERED 1 THEREFORE, the identical story is not the same story to all who hear it. Each will enter it at a slightly different point, since no two experiences are exactly alike; he will reenact it in his own way, and transfuse it with his own feelings. Sometimes an artist of compelling skill will force us to enter into lives altogether unlike our own, lives that seem at first glance dull, repulsive, or eccentric. But that is rare. In almost every story that catches our attention we become a character and act out the role with a pantomime of our own. The pantomime may be subtle or gross, may be sympathetic to the story, or only crudely analogous; but it will consist of those feelings which are aroused by our conception of the role. And so, the original theme as it circulates, is stressed, twisted, and embroidered by all the minds through which it goes. It is as if a play of Shakespeare's were rewritten each time it is performed with all the changes of emphasis and meaning that the actors and audience inspired. Something very like that seems to have happened to the stories in the sagas before they were definitively written down. In our time the printed record, such as it is, checks the exuberance of each individual's fancy. But against rumor there is little or no checks and the original story, true or invented, grows wings and horns, hoofs and beaks, as the artist in each gossip works upon it. The first narrator's account does not keep its shape and proportions. It is edited and revised by all who played with it as they heard it, used it for day dreams, and passed it on. [Footnote: For an interesting example, see the case described by C. J. Jung, _Zentralblatt für Psychoanalyse_, 1911, Vol. I, p. 81. Translated by Constance Long, in _Analytical Psychology_, Ch. IV.] Consequently the more mixed the audience, the greater will be the variation in the response. For as the audience grows larger, the number of common words diminishes. Thus the common factors in the story become more abstract. This story, lacking precise character of its own, is heard by people of highly varied character. They give it their own character. 2 The character they give it varies not only with sex and age, race and religion and social position, but within these cruder classifications, according to the inherited and acquired constitution of the individual, his faculties, his career, the progress of his career, an emphasized aspect of his career, his moods and tenses, or his place on the board in any of the games of life that he is playing. What reaches him of public affairs, a few lines of print, some photographs, anecdotes, and some casual experience of his own, he conceives through his set patterns and recreates with his own emotions. He does not take his personal problems as partial samples of the greater environment. He takes his stories of the greater environment as a mimic enlargement of his private life. But not necessarily of that private life as he would describe it to himself. For in his private life the choices are narrow, and much of himself is squeezed down and out of sight where it cannot directly govern his outward behavior. And thus, beside the more average people who project the happiness of their own lives into a general good will, or their unhappiness into suspicion and hate, there are the outwardly happy people who are brutal everywhere but in their own circle, as well as the people who, the more they detest their families, their friends, their jobs, the more they overflow with love for mankind. As you descend from generalities to detail, it becomes more apparent that the character in which men deal with their affairs is not fixed. Possibly their different selves have a common stem and common qualities, but the branches and the twigs have many forms. Nobody confronts every situation with the same character. His character varies in some degree through the sheer influence of time and accumulating memory, since he is not an automaton. His character varies, not only in time, but according to circumstance. The legend of the solitary Englishman in the South Seas, who invariably shaves and puts on a black tie for dinner, bears witness to his own intuitive and civilized fear of losing the character which he has acquired. So do diaries, and albums, and souvenirs, old letters, and old clothes, and the love of unchanging routine testify to our sense of how hard it is to step twice in the Heraclitan river. There is no one self always at work. And therefore it is of great importance in the formation of any public opinion, what self is engaged. The Japanese ask the right to settle in California. Clearly it makes a whole lot of difference whether you conceive the demand as a desire to grow fruit or to marry the white man's daughter. If two nations are disputing a piece of territory, it matters greatly whether the people regard the negotiations as a real estate deal, an attempt to humiliate them, or, in the excited and provocative language which usually enclouds these arguments, as a rape. For the self which takes charge of the instincts when we are thinking about lemons or distant acres is very different from the self which appears when we are thinking even potentially as the outraged head of a family. In one case the private feeling which enters into the opinion is tepid, in the other, red hot. And so while it is so true as to be mere tautology that "self-interest" determines opinion, the statement is not illuminating, until we know which self out of many selects and directs the interest so conceived. Religious teaching and popular wisdom have always distinguished several personalities in each human being. They have been called the Higher and Lower, the Spiritual and the Material, the Divine and the Carnal; and although we may not wholly accept this classification, we cannot fail to observe that distinctions exist. Instead of two antithetic selves, a modern man would probably note a good many not so sharply separated. He would say that the distinction drawn by theologians was arbitrary and external, because many different selves were grouped together as higher provided they fitted into the theologian's categories, but he would recognize nevertheless that here was an authentic clue to the variety of human nature. We have learned to note many selves, and to be a little less ready to issue judgment upon them. We understand that we see the same body, but often a different man, depending on whether he is dealing with a social equal, a social inferior, or a social superior; on whether he is making love to a woman he is eligible to marry, or to one whom he is not; on whether he is courting a woman, or whether he considers himself her proprietor; on whether he is dealing with his children, his partners, his most trusted subordinates, the boss who can make him or break him; on whether he is struggling for the necessities of life, or successful; on whether he is dealing with a friendly alien, or a despised one; on whether he is in great danger, or in perfect security; on whether he is alone in Paris or among his family in Peoria. People differ widely, of course, in the consistency of their characters, so widely that they may cover the whole gamut of differences between a split soul like Dr. Jekyll's and an utterly singleminded Brand, Parsifal, or Don Quixote. If the selves are too unrelated, we distrust the man; if they are too inflexibly on one track we find him arid, stubborn, or eccentric. In the repertory of characters, meager for the isolated and the self-sufficient, highly varied for the adaptable, there is a whole range of selves, from that one at the top which we should wish God to see, to those at the bottom that we ourselves do not dare to see. There may be octaves for the family,--father, Jehovah, tyrant,--husband, proprietor, male,--lover, lecher,--for the occupation,--employer, master, exploiter,--competitor, intriguer, enemy,--subordinate, courtier, snob. Some never come out into public view. Others are called out only by exceptional circumstances. But the characters take their form from a man's conception of the situation in which he finds himself. If the environment to which he is sensitive happens to be the smart set, he will imitate the character he conceives to be appropriate. That character will tend to act as modulator of his bearing, his speech, his choice of subjects, his preferences. Much of the comedy of life lies here, in the way people imagine their characters for situations that are strange to them: the professor among promoters, the deacon at a poker game, the cockney in the country, the paste diamond among real diamonds. 3 Into the making of a man's characters there enters a variety of influences not easily separated. [Footnote: For an interesting sketch of the more noteworthy early attempts to explain character, see the chapter called "The Antecedents of the Study of Character and Temperament," in Joseph Jastrow's _The Psychology of Conviction_.] The analysis in its fundamentals is perhaps still as doubtful as it was in the fifth century B. C. when Hippocrates formulated the doctrine of the humors, distinguished the sanguine, the melancholic, the choleric, and the phlegmatic dispositions, and ascribed them to the blood, the black bile, the yellow bile, and the phlegm. The latest theories, such as one finds them in Cannon, [Footnote: _Bodily Changes in Pleasure, Pain and Anger_.] Adler, [Footnote: _The Neurotic Constitution_.] Kempf, [Footnote: _The Autonomic Functions and the Personality; Psychopathology. Cf_. also Louis Berman: _The Glands Regulating Personality_.] appear to follow much the same scent, from the outward behavior and the inner consciousness to the physiology of the body. But in spite of an immensely improved technique, no one would be likely to claim that there are settled conclusions which enable us to set apart nature from nurture, and abstract the native character from the acquired. It is only in what Joseph Jastrow has called the slums of psychology that the explanation of character is regarded as a fixed system to be applied by phrenologists, palmists, fortune-tellers, mind-readers, and a few political professors. There you will still find it asserted that "the Chinese are fond of colors, and have their eyebrows much vaulted" while "the heads of the Calmucks are depressed from above, but very large laterally, about the organ which gives the inclination to acquire; and this nation's propensity to steal, etc., is admitted." [Footnote: _Jastrow, op. cit._, p. 156.] The modern psychologists are disposed to regard the outward behavior of an adult as an equation between a number of variables, such as the resistance of the environment, repressed cravings of several maturities, and the manifest personality. [Footnote: Formulated by Kempf, _Psychopathology_, p. 74, as follows: Manifest wishes } over } Later Repressed Wishes } Over } opposed by the resistance of the Adolescent Repressed Wishes } environment=Behavior Over } Preadolescent Repressed Wishes } ] They permit us to suppose, though I have not seen the notion formulated, that the repression or control of cravings is fixed not in relation to the whole person all the time, but more or less in respect to his various selves. There are things he will not do as a patriot that he will do when he is not thinking of himself as a patriot. No doubt there are impulses, more or less incipient in childhood, that are never exercised again in the whole of a man's life, except as they enter obscurely and indirectly into combination with other impulses. But even that is not certain, since repression is not irretrievable. For just as psychoanalysis can bring to the surface a buried impulse, so can social situations. [Footnote: _Cf._ the very interesting book of Everett Dean Martin, _The Behavior of Crowds_. Also Hobbes, _Leviathan_, Part II, Ch. 25. "For the passions of men, which asunder are moderate, as the heat of one brand, in an assembly are like many brands, that inflame one another, especially when they blow one another with orations...." LeBon, _The Crowd_, elaborates this observation of Hobbes's.] It is only when our surroundings remain normal and placid, when what is expected of us by those we meet is consistent, that we live without knowledge of many of our dispositions. When the unexpected occurs, we learn much about ourselves that we did not know. The selves, which we construct with the help of all who influence us, prescribe which impulses, how emphasized, how directed, are appropriate to certain typical situations for which we have learned prepared attitudes. For a recognizable type of experience, there is a character which controls the outward manifestations of our whole being. Murderous hate is, for example, controlled in civil life. Though you choke with rage, you must not display it as a parent, child, employer, politician. You would not wish to display a personality that exudes murderous hate. You frown upon it, and the people around you also frown. But if a war breaks out, the chances are that everybody you admire will begin to feel the justification of killing and hating. At first the vent for these feelings is very narrow. The selves which come to the front are those which are attuned to a real love of country, the kind of feeling that you find in Rupert Brooke, and in Sir Edward Grey's speech on August 3,1914, and in President Wilson's address to Congress on April 2, 1917. The reality of war is still abhorred, and what war actually means is learned but gradually. For previous wars are only transfigured memories. In that honeymoon phase, the realists of war rightly insist that the nation is not yet awake, and reassure each other by saying: "Wait for the casualty lists." Gradually the impulse to kill becomes the main business, and all those characters which might modify it, disintegrate. The impulse becomes central, is sanctified, and gradually turns unmanageable. It seeks a vent not alone on the idea of the enemy, which is all the enemy most people actually see during the war, but upon all the persons and objects and ideas that have always been hateful. Hatred of the enemy is legitimate. These other hatreds have themselves legitimized by the crudest analogy, and by what, once having cooled off, we recognize as the most far-fetched analogy. It takes a long time to subdue so powerful an impulse once it goes loose. And therefore, when the war is over in fact, it takes time and struggle to regain self-control, and to deal with the problems of peace in civilian character. Modern war, as Mr. Herbert Croly has said, is inherent in the political structure of modern society, but outlawed by its ideals. For the civilian population there exists no ideal code of conduct in war, such as the soldier still possesses and chivalry once prescribed. The civilians are without standards, except those that the best of them manage to improvise. The only standards they possess make war an accursed thing. Yet though the war may be a necessary one, no moral training has prepared them for it. Only their higher selves have a code and patterns, and when they have to act in what the higher regards as a lower character profound disturbance results. The preparation of characters for all the situations in which men may find themselves is one function of a moral education. Clearly then, it depends for its success upon the sincerity and knowledge with which the environment has been explored. For in a world falsely conceived, our own characters are falsely conceived, and we misbehave. So the moralist must choose: either he must offer a pattern of conduct for every phase of life, however distasteful some of its phases may be, or he must guarantee that his pupils will never be confronted by the situations he disapproves. Either he must abolish war, or teach people how to wage it with the greatest psychic economy; either he must abolish the economic life of man and feed him with stardust and dew, or he must investigate all the perplexities of economic life and offer patterns of conduct which are applicable in a world where no man is self-supporting. But that is just what the prevailing moral culture so generally refuses to do. In its best aspects it is diffident at the awful complication of the modern world. In its worst, it is just cowardly. Now whether the moralists study economics and politics and psychology, or whether the social scientists educate the moralists is no great matter. Each generation will go unprepared into the modern world, unless it has been taught to conceive the kind of personality it will have to be among the issues it will most likely meet. 4 Most of this the naive view of self-interest leaves out of account. It forgets that self and interest are both conceived somehow, and that for the most part they are conventionally conceived. The ordinary doctrine of self-interest usually omits altogether the cognitive function. So insistent is it on the fact that human beings finally refer all things to themselves, that it does not stop to notice that men's ideas of all things and of themselves are not instinctive. They are acquired. Thus it may be true enough, as James Madison wrote in the tenth paper of the Federalist, that "a landed interest, a manufacturing interest, a mercantile interest, a moneyed interest, with many lesser interests, grow up of necessity in civilized nations, and divide them into different classes, actuated by different sentiments and views." But if you examine the context of Madison's paper, you discover something which I think throws light upon that view of instinctive fatalism, called sometimes the economic interpretation of history. Madison was arguing for the federal constitution, and "among the numerous advantages of the union" he set forth "its tendency to break and control the violence of faction." Faction was what worried Madison. And the causes of faction he traced to "the nature of man," where latent dispositions are "brought into different degrees of activity, according to the different circumstances of civil society. A zeal for different opinions concerning religion, concerning government and many other points, as well of speculation as of practice; an attachment to different leaders ambitiously contending for preeminence and power, or to persons of other descriptions whose fortunes have been interesting to the human passions, have, in turn, divided mankind into parties, inflamed them with mutual animosity, and rendered them much more disposed to vex and oppress each other, than to coöperate for their common good. So strong is this propensity of mankind to fall into mutual animosities, that where no substantial occasion presents itself, the most frivolous and fanciful distinctions have been sufficient to kindle their unfriendly passions and excite their most violent conflicts. But the _most common_ and _durable_ source of factions has been the various and unequal distribution of property." Madison's theory, therefore, is that the propensity to faction may be kindled by religious or political opinions, by leaders, but most commonly by the distribution of property. Yet note that Madison claims only that men are divided by their relation to property. He does not say that their property and their opinions are cause and effect, but that differences of property are the causes of differences of opinion. The pivotal word in Madison's argument is "different." From the existence of differing economic situations you can tentatively infer a probable difference of opinions, but you cannot infer what those opinions will necessarily be. This reservation cuts radically into the claims of the theory as that theory is usually held. That the reservation is necessary, the enormous contradiction between dogma and practice among orthodox socialists bears witness. They argue that the next stage in social evolution is the inevitable result of the present stage. But in order to produce that inevitable next stage they organize and agitate to produce "class consciousness." Why, one asks, does not the economic situation produce consciousness of class in everybody? It just doesn't, that is all. And therefore the proud claim will not stand that the socialist philosophy rests on prophetic insight into destiny. It rests on an hypothesis about human nature. [Footnote: _Cf._ Thorstein Veblen, "The Socialist Economics of Karl Marx and His Followers," in _The Place of Science in Modern Civilization,_ esp. pp. 413-418.] The socialist practice is based on a belief that if men are economically situated in different ways, they can then be induced to hold certain views. Undoubtedly they often come to believe, or can be induced to believe different things, as they are, for example, landlords or tenants, employees or employers, skilled or unskilled laborers, wageworkers or salaried men, buyers or sellers, farmers or middle-men, exporters or importers, creditors or debtors. Differences of income make a profound difference in contact and opportunity. Men who work at machines will tend, as Mr. Thorstein Veblen has so brilliantly demonstrated, [Footnote: _The Theory of Business Enterprise_.] to interpret experience differently from handicraftsmen or traders. If this were all that the materialistic conception of politics asserted, the theory would be an immensely valuable hypothesis that every interpreter of opinion would have to use. But he would often have to abandon the theory, and he would always have to be on guard. For in trying to explain a certain public opinion, it is rarely obvious which of a man's many social relations is effecting a particular opinion. Does Smith's opinion arise from his problems as a landlord, an importer, an owner of railway shares, or an employer? Does Jones's opinion, Jones being a weaver in a textile mill, come from the attitude of his boss, the competition of new immigrants, his wife's grocery bills, or the ever present contract with the firm which is selling him a Ford car and a house and lot on the instalment plan? Without special inquiry you cannot tell. The economic determinist cannot tell. A man's various economic contacts limit or enlarge the range of his opinions. But which of the contacts, in what guise, on what theory, the materialistic conception of politics cannot predict. It can predict, with a high degree of probability, that if a man owns a factory, his ownership will figure in those opinions which seem to have some bearing on that factory. But how the function of being an owner will figure, no economic determinist as such, can tell you. There is no fixed set of opinions on any question that go with being the owner of a factory, no views on labor, on property, on management, let alone views on less immediate matters. The determinist can predict that in ninety-nine cases out of a hundred the owner will resist attempts to deprive him of ownership, or that he will favor legislation which he thinks will increase his profits. But since there is no magic in ownership which enables a business man to know what laws will make him prosper, there is no chain of cause and effect described in economic materialism which enables anyone to prophesy whether the owner will take a long view or a short one, a competitive or a cooperative. Did the theory have the validity which is so often claimed for it, it would enable us to prophesy. We could analyze the economic interests of a people, and deduce what the people was bound to do. Marx tried that, and after a good guess about the trusts, went wholly wrong. The first socialist experiment came, not as he predicted, out of the culmination of capitalist development in the West, but out of the collapse of a pre-capitalist system in the East. Why did he go wrong? Why did his greatest disciple, Lenin, go wrong? Because the Marxians thought that men's economic position would irresistibly produce a clear conception of their economic interests. They thought they themselves possessed that clear conception, and that what they knew the rest of mankind would learn. The event has shown, not only that a clear conception of interest does not arise automatically in everyone, but that it did not arise even in Marx and Lenin themselves. After all that Marx and Lenin have written, the social behavior of mankind is still obscure. It ought not to be, if economic position alone determined public opinion. Position ought, if their theory were correct, not only to divide mankind into classes, but to supply each class with a view of its interest and a coherent policy for obtaining it. Yet nothing is more certain than that all classes of men are in constant perplexity as to what their interests are. [Footnote: As a matter of fact, when it came to the test, Lenin completely abandoned the materialistic interpretation of politics. Had he held sincerely to the Marxian formula when he seized power in 1917, he would have said to himself: according to the teachings of Marx, socialism will develop out of a mature capitalism... here am I, in control of a nation that is only entering upon a capitalist development... it is true that I am a socialist, but I am a scientific socialist... it follows that for the present all idea of a socialist republic is out of the question... we must advance capitalism in order that the evolution which Marx predicted may take place. But Lenin did nothing of the sort. Instead of waiting for evolution to evolve, he tried by will, force, and education, to defy the historical process which his philosophy assumed. Since this was written Lenin has abandoned communism on the ground that Russia does not possess the necessary basis in a mature capitalism. He now says that Russia must create capitalism, which will create a proletariat, which will some day create communism. This is at least consistent with Marxist dogma. But it shows how little determinism there is in the opinions of a determinist.] This dissolves the impact of economic determinism. For if our economic interests are made up of our variable concepts of those interests, then as the master key to social processes the theory fails. That theory assumes that men are capable of adopting only one version of their interest, and that having adopted it, they move fatally to realize it. It assumes the existence of a specific class interest. That assumption is false. A class interest can be conceived largely or narrowly, selfishly or unselfishly, in the light of no facts, some facts, many facts, truth and error. And so collapses the Marxian remedy for class conflicts. That remedy assumes that if all property could be held in common, class differences would disappear. The assumption is false. Property might well be held in common, and yet not be conceived as a whole. The moment any group of people failed to see communism in a communist manner, they would divide into classes on the basis of what they saw. In respect to the existing social order Marxian socialism emphasizes property conflict as the maker of opinion, in respect to the loosely defined working class it ignores property conflict as the basis of agitation, in respect to the future it imagines a society without property conflict, and, therefore, without conflict of opinion. Now in the existing social order there may be more instances where one man must lose if another is to gain, than there would be under socialism, but for every case where one must lose for another to gain, there are endless cases where men simply imagine the conflict because they are uneducated. And under socialism, though you removed every instance of absolute conflict, the partial access of each man to the whole range of facts would nevertheless create conflict. A socialist state will not be able to dispense with education, morality, or liberal science, though on strict materialistic grounds the communal ownership of properties ought to make them superfluous. The communists in Russia would not propagate their faith with such unflagging zeal if economic determinism were alone determining the opinion of the Russian people. 5 The socialist theory of human nature is, like the hedonistic calculus, an example of false determinism. Both assume that the unlearned dispositions fatally but intelligently produce a certain type of behavior. The socialist believes that the dispositions pursue the economic interest of a class; the hedonist believes that they pursue pleasure and avoid pain. Both theories rest on a naive view of instinct, a view, defined by James, [Footnote: _Principles of Psychology_, Vol. II, p. 383.] though radically qualified by him, as "the faculty of acting in such a way as to produce certain ends, without foresight of the ends and without previous education in the performance." It is doubtful whether instinctive action of this sort figures at all in the social life of mankind. For as James pointed out: [Footnote: _Op. cit._, Vol. II, p. 390.] "every instinctive act in an animal with memory must cease to be 'blind' after being once repeated." Whatever the equipment at birth, the innate dispositions are from earliest infancy immersed in experience which determines what shall excite them as stimulus. "They become capable," as Mr. McDougall says, [Footnote: Introduction to _Social Psychology_, Fourth Edition, pp. 31-32.] "of being initiated, not only by the perception of objects of the kind which directly excite the innate disposition, the natural or native excitants of the instinct, but also by ideas of such objects, and by perceptions and by ideas of objects of other kinds." [Footnote: "Most definitions of instincts and instinctive actions take account only of their conative aspects... and it is a common mistake to ignore the cognitive and affective aspects of the instinctive mental process." Footnote _op. cit._, p. 29.] It is only the "central part of the disposition" [Footnote: p. 34.] says Mr. McDougall further, "that retains its specific character and remains common to all individuals and all situations in which the instinct is excited." The cognitive processes, and the actual bodily movements by which the instinct achieves its end may be indefinitely complicated. In other words, man has an instinct of fear, but what he will fear and how he will try to escape, is determined not from birth, but by experience. If it were not for this variability, it would be difficult to conceive the inordinate variety of human nature. But when you consider that all the important tendencies of the creature, his appetites, his loves, his hates, his curiosity, his sexual cravings, his fears, and pugnacity, are freely attachable to all sorts of objects as stimulus, and to all kinds of objects as gratification, the complexity of human nature is not so inconceivable. And when you think that each new generation is the casual victim of the way a previous generation was conditioned, as well as the inheritor of the environment that resulted, the possible combinations and permutations are enormous. There is no prima facie case then for supposing that because persons crave some particular thing, or behave in some particular way, human nature is fatally constituted to crave that and act thus. The craving and the action are both learned, and in another generation might be learned differently. Analytic psychology and social history unite in supporting this conclusion. Psychology indicates how essentially casual is the nexus between the particular stimulus and the particular response. Anthropology in the widest sense reinforces the view by demonstrating that the things which have excited men's passions, and the means which they have used to realize them, differ endlessly from age to age and from place to place. Men pursue their interest. But how they shall pursue it is not fatally determined, and, therefore, within whatever limits of time this planet will continue to support human life, man can set no term upon the creative energies of men. He can issue no doom of automatism. He can say, if he must, that for his life there will be no changes which he can recognize as good. But in saying that he will be confining his life to what he can see with his eye, rejecting what he might see with his mind; he will be taking as the measure of good a measure which is only the one he happens to possess. He can find no ground for abandoning his highest hopes and relaxing his conscious effort unless he chooses to regard the unknown as the unknowable, unless he elects to believe that what no one knows no one will know, and that what someone has not yet learned no one will ever be able to teach. PART V THE MAKING OF A COMMON WILL CHAPTER 13. THE TRANSFER OF INTEREST " 14. YES OR NO " 15. LEADERS AND THE RANK AND FILE CHAPTER XIII THE TRANSFER OF INTEREST This goes to show that there are many variables in each man's impressions of the invisible world. The points of contact vary, the stereotyped expectations vary, the interest enlisted varies most subtly of all. The living impressions of a large number of people are to an immeasurable degree personal in each of them, and unmanageably complex in the mass. How, then, is any practical relationship established between what is in people's heads and what is out there beyond their ken in the environment? How in the language of democratic theory, do great numbers of people feeling each so privately about so abstract a picture, develop any common will? How does a simple and constant idea emerge from this complex of variables? How are those things known as the Will of the People, or the National Purpose, or Public Opinion crystallized out of such fleeting and casual imagery? That there is a real difficulty here was shown by an angry tilt in the spring of 1921 between the American Ambassador to England and a very large number of other Americans. Mr. Harvey, speaking at a British dinner table, had assured the world without the least sign of hesitancy what were the motives of Americans in 1917. [Footnote: _New York Times_, May 20, 1921.] As he described them, they were not the motives which President Wilson had insisted upon when _he_ enunciated the American mind. Now, of course, neither Mr. Harvey nor Mr. Wilson, nor the critics and friends of either, nor any one else, can know quantitatively and qualitatively what went on in thirty or forty million adult minds. But what everybody knows is that a war was fought and won by a multitude of efforts, stimulated, no one knows in what proportion, by the motives of Wilson and the motives of Harvey and all kinds of hybrids of the two. People enlisted and fought, worked, paid taxes, sacrificed to a common end, and yet no one can begin to say exactly what moved each person to do each thing that he did. It is no use, then, Mr. Harvey telling a soldier who thought this was a war to end war that the soldier did not think any such thing. The soldier who thought that _thought that_. And Mr. Harvey, who thought something else, thought _something else_. In the same speech Mr. Harvey formulated with equal clarity what the voters of 1920 had in their minds. That is a rash thing to do, and, if you simply assume that all who voted your ticket voted as you did, then it is a disingenuous thing to do. The count shows that sixteen millions voted Republican, and nine millions Democratic. They voted, says Mr. Harvey, for and against the League of Nations, and in support of this claim, he can point to Mr. Wilson's request for a referendum, and to the undeniable fact that the Democratic party and Mr. Cox insisted that the League was the issue. But then, saying that the League was the issue did not make the League the issue, and by counting the votes on election day you do not know the real division of opinion about the League. There were, for example, nine million Democrats. Are you entitled to believe that all of them are staunch supporters of the League? Certainly you are not. For your knowledge of American politics tells you that many of the millions voted, as they always do, to maintain the existing social system in the South, and that whatever their views on the League, they did not vote to express their views. Those who wanted the League were no doubt pleased that the Democratic party wanted it too. Those who disliked the League may have held their noses as they voted. But both groups of Southerners voted the same ticket. Were the Republicans more unanimous? Anybody can pick Republican voters enough out of his circle of friends to cover the whole gamut of opinion from the irreconcilability of Senators Johnson and Knox to the advocacy of Secretary Hoover and Chief Justice Taft. No one can say definitely how many people felt in any particular way about the League, nor how many people let their feelings on that subject determine their vote. When there are only two ways of expressing a hundred varieties of feeling, there is no certain way of knowing what the decisive combination was. Senator Borah found in the Republican ticket a reason for voting Republican, but so did President Lowell. The Republican majority was composed of men and women who thought a Republican victory would kill the League, plus those who thought it the most practical way to secure the League, plus those who thought it the surest way offered to obtain an amended League. All these voters were inextricably entangled with their own desire, or the desire of other voters to improve business, or put labor in its place, or to punish the Democrats for going to war, or to punish them for not having gone sooner, or to get rid of Mr. Burleson, or to improve the price of wheat, or to lower taxes, or to stop Mr. Daniels from outbuilding the world, or to help Mr. Harding do the same thing. And yet a sort of decision emerged; Mr. Harding moved into the White House. For the least common denominator of all the votes was that the Democrats should go and the Republicans come in. That was the only factor remaining after all the contradictions had cancelled each other out. But that factor was enough to alter policy for four years. The precise reasons why change was desired on that November day in 1920 are not recorded, not even in the memories of the individual voters. The reasons are not fixed. They grow and change and melt into other reasons, so that the public opinions Mr. Harding has to deal with are not the opinions that elected him. That there is no inevitable connection between an assortment of opinions and a particular line of action everyone saw in 1916. Elected apparently on the cry that he kept us out of war, Mr. Wilson within five months led the country into war. The working of the popular will, therefore, has always called for explanation. Those who have been most impressed by its erratic working have found a prophet in M. LeBon, and have welcomed generalizations about what Sir Robert Peel called "that great compound of folly, weakness, prejudice, wrong feeling, right feeling, obstinacy and newspaper paragraphs which is called public opinion." Others have concluded that since out of drift and incoherence, settled aims do appear, there must be a mysterious contrivance at work somewhere over and above the inhabitants of a nation. They invoke a collective soul, a national mind, a spirit of the age which imposes order upon random opinion. An oversoul seems to be needed, for the emotions and ideas in the members of a group do not disclose anything so simple and so crystalline as the formula which those same individuals will accept as a true statement of their Public Opinion. 2 But the facts can, I think, be explained more convincingly without the help of the oversoul in any of its disguises. After all, the art of inducing all sorts of people who think differently to vote alike is practiced in every political campaign. In 1916, for example, the Republican candidate had to produce Republican votes out of many different kinds of Republicans. Let us look at Mr. Hughes' first speech after accepting the nomination. [Footnote: Delivered at Carnegie Hall, New York City, July 31, 1916.] The context is still clear enough in our minds to obviate much explanation; yet the issues are no longer contentious. The candidate was a man of unusually plain speech, who had been out of politics for several years and was not personally committed on the issues of the recent past. He had, moreover, none of that wizardry which popular leaders like Roosevelt, Wilson, or Lloyd George possess, none of that histrionic gift by which such men impersonate the feelings of their followers. From that aspect of politics he was by temperament and by training remote. But yet he knew by calculation what the politician's technic is. He was one of those people who know just how to do a thing, but who can not quite do it themselves. They are often better teachers than the virtuoso to whom the art is so much second nature that he himself does not know how he does it. The statement that those who can, do; those who cannot, teach, is not nearly so much of a reflection on the teacher as it sounds. Mr. Hughes knew the occasion was momentous, and he had prepared his manuscript carefully. In a box sat Theodore Roosevelt just back from Missouri. All over the house sat the veterans of Armageddon in various stages of doubt and dismay. On the platform and in the other boxes the ex-whited sepulchres and ex-second-story men of 1912 were to be seen, obviously in the best of health and in a melting mood. Out beyond the hall there were powerful pro-Germans and powerful pro-Allies; a war party in the East and in the big cities; a peace party in the middle and far West. There was strong feeling about Mexico. Mr. Hughes had to form a majority against the Democrats out of people divided into all sorts of combinations on Taft vs. Roosevelt, pro-Germans vs. pro-Allies, war vs. neutrality, Mexican intervention vs. non-intervention. About the morality or the wisdom of the affair we are, of course, not concerned here. Our only interest is in the method by which a leader of heterogeneous opinion goes about the business of securing a homogeneous vote. "This _representative_ gathering is a happy augury. It means the strength of _reunion._ It means that the party of _Lincoln_ is restored...." The italicized words are binders: _Lincoln_ in such a speech has of course, no relation to Abraham Lincoln. It is merely a stereotype by which the piety which surrounds that name can be transferred to the Republican candidate who now stands in his shoes. Lincoln reminds the Republicans, Bull Moose and Old Guard, that before the schism they had a common history. About the schism no one can afford to speak. But it is there, as yet unhealed. The speaker must heal it. Now the schism of 1912 had arisen over domestic questions; the reunion of 1916 was, as Mr. Roosevelt had declared, to be based on a common indignation against Mr. Wilson's conduct of international affairs. But international affairs were also a dangerous source of conflict. It was necessary to find an opening subject which would not only ignore 1912 but would avoid also the explosive conflicts of 1916. The speaker skilfully selected the spoils system in diplomatic appointments. "Deserving Democrats" was a discrediting phrase, and Mr. Hughes at once evokes it. The record being indefensible, there is no hesitation in the vigor of the attack. Logically it was an ideal introduction to a common mood. Mr. Hughes then turns to Mexico, beginning with an historical review. He had to consider the general sentiment that affairs were going badly in Mexico; also, a no less general sentiment that war should be avoided; and two powerful currents of opinion, one of which said President Wilson was right in not recognizing Huerta, the other which preferred Huerta to Carranza, and intervention to both. Huerta was the first sore spot in the record... "He was certainly in fact the head of the Government in Mexico." But the moralists who regarded Huerta as a drunken murderer had to be placated. "Whether or not he should be recognized was a question to be determined in the exercise of a sound discretion, but according to correct principles." So instead of saying that Huerta should have been recognized, the candidate says that correct principles ought to be applied. Everybody believes in correct principles, and everybody, of course, believes he possesses them. To blur the issue still further President Wilson's policy is described as "intervention." It was that in law, perhaps, but not in the sense then currently meant by the word. By stretching the word to cover what Mr. Wilson had done, as well as what the real interventionists wanted, the issue between the two factions was to be repressed. Having got by the two explosive points "_Huerta_" and "_intervention_" by letting the words mean all things to all men, the speech passes for a while to safer ground. The candidate tells the story of Tampico, Vera Cruz, Villa, Santa Ysabel, Columbus and Carrizal. Mr. Hughes is specific, either because the facts as known from the newspapers are irritating, or because the true explanation is, as for example in regard to Tampico, too complicated. No contrary passions could be aroused by such a record. But at the end the candidate had to take a position. His audience expected it. The indictment was Mr. Roosevelt's. Would Mr. Hughes adopt his remedy, intervention? "The nation has no policy of aggression toward Mexico. We have no desire for any part of her territory. We wish her to have peace, stability and prosperity. We should be ready to aid her in binding up her wounds, in relieving her from starvation and distress, in giving her in every practicable way the benefits of our disinterested friendship. The conduct of this administration has created difficulties which we shall have to surmount.... _We shall have to adopt a new policy,_ a policy of _firmness_ and consistency through which alone we can promote an enduring _friendship._" The theme friendship is for the non-interventionists, the theme "new policy" and "firmness" is for the interventionists. On the non-contentious record, the detail is overwhelming; on the issue everything is cloudy. Concerning the European war Mr. Hughes employed an ingenious formula: "I stand for the unflinching maintenance of _all_ American rights on land and sea." In order to understand the force of that statement at the time it was spoken, we must remember how each faction during the period of neutrality believed that the nations it opposed in Europe were alone violating American rights. Mr. Hughes seemed to say to the pro-Allies: I would have coerced Germany. But the pro-Germans had been insisting that British sea power was violating most of our rights. The formula covers two diametrically opposed purposes by the symbolic phrase "American rights." But there was the Lusitania. Like the 1912 schism, it was an invincible obstacle to harmony. "... I am confident that there would have been no destruction of American lives by the sinking of the Lusitania." Thus, what cannot be compromised must be obliterated, when there is a question on which we cannot all hope to get together, let us pretend that it does not exist. About the future of American relations with Europe Mr. Hughes was silent. Nothing he could say would possibly please the two irreconcilable factions for whose support he was bidding. It is hardly necessary to say that Mr. Hughes did not invent this technic and did not employ it with the utmost success. But he illustrated how a public opinion constituted out of divergent opinions is clouded; how its meaning approaches the neutral tint formed out of the blending of many colors. Where superficial harmony is the aim and conflict the fact, obscurantism in a public appeal is the usual result. Almost always vagueness at a crucial point in public debate is a symptom of cross-purposes. 3 But how is it that a vague idea so often has the power to unite deeply felt opinions? These opinions, we recall, however deeply they may be felt, are not in continual and pungent contact with the facts they profess to treat. On the unseen environment, Mexico, the European war, our grip is slight though our feeling may be intense. The original pictures and words which aroused it have not anything like the force of the feeling itself. The account of what has happened out of sight and hearing in a place where we have never been, has not and never can have, except briefly as in a dream or fantasy, all the dimensions of reality. But it can arouse all, and sometimes even more emotion than the reality. For the trigger can be pulled by more than one stimulus. The stimulus which originally pulled the trigger may have been a series of pictures in the mind aroused by printed or spoken words. These pictures fade and are hard to keep steady; their contours and their pulse fluctuate. Gradually the process sets in of knowing what you feel without being entirely certain why you feel it. The fading pictures are displaced by other pictures, and then by names or symbols. But the emotion goes on, capable now of being aroused by the substituted images and names. Even in severe thinking these substitutions take place, for if a man is trying to compare two complicated situations, he soon finds exhausting the attempt to hold both fully in mind in all their detail. He employs a shorthand of names and signs and samples. He has to do this if he is to advance at all, because he cannot carry the whole baggage in every phrase through every step he takes. But if he forgets that he has substituted and simplified, he soon lapses into verbalism, and begins to talk about names regardless of objects. And then he has no way of knowing when the name divorced from its first thing is carrying on a misalliance with some other thing. It is more difficult still to guard against changelings in casual politics. For by what is known to psychologists as conditioned response, an emotion is not attached merely to one idea. There are no end of things which can arouse the emotion, and no end of things which can satisfy it. This is particularly true where the stimulus is only dimly and indirectly perceived, and where the objective is likewise indirect. For you can associate an emotion, say fear, first with something immediately dangerous, then with the idea of that thing, then with something similar to that idea, and so on and on. The whole structure of human culture is in one respect an elaboration of the stimuli and responses of which the original emotional capacities remain a fairly fixed center. No doubt the quality of emotion has changed in the course of history, but with nothing like the speed, or elaboration, that has characterized the conditioning of it. People differ widely in their susceptibility to ideas. There are some in whom the idea of a starving child in Russia is practically as vivid as a starving child within sight. There are others who are almost incapable of being excited by a distant idea. There are many gradations between. And there are people who are insensitive to facts, and aroused only by ideas. But though the emotion is aroused by the idea, we are unable to satisfy the emotion by acting ourselves upon the scene itself. The idea of the starving Russian child evokes a desire to feed the child. But the person so aroused cannot feed it. He can only give money to an impersonal organization, or to a personification which he calls Mr. Hoover. His money does not reach that child. It goes to a general pool from which a mass of children are fed. And so just as the idea is second hand, so are the effects of the action second hand. The cognition is indirect, the conation is indirect, only the effect is immediate. Of the three parts of the process, the stimulus comes from somewhere out of sight, the response reaches somewhere out of sight, only the emotion exists entirely within the person. Of the child's hunger he has only an idea, of the child's relief he has only an idea, but of his own desire to help he has a real experience. It is the central fact of the business, the emotion within himself, which is first hand. Within limits that vary, the emotion is transferable both as regards stimulus and response. Therefore, if among a number of people, possessing various tendencies to respond, you can find a stimulus which will arouse the same emotion in many of them, you can substitute it for the original stimuli. If, for example, one man dislikes the League, another hates Mr. Wilson, and a third fears labor, you may be able to unite them if you can find some symbol which is the antithesis of what they all hate. Suppose that symbol is Americanism. The first man may read it as meaning the preservation of American isolation, or as he may call it, independence; the second as the rejection of a politician who clashes with his idea of what an American president should be, the third as a call to resist revolution. The symbol in itself signifies literally no one thing in particular, but it can be associated with almost anything. And because of that it can become the common bond of common feelings, even though those feelings were originally attached to disparate ideas. When political parties or newspapers declare for Americanism, Progressivism, Law and Order, Justice, Humanity, they hope to amalgamate the emotion of conflicting factions which would surely divide, if, instead of these symbols, they were invited to discuss a specific program. For when a coalition around the symbol has been effected, feeling flows toward conformity under the symbol rather than toward critical scrutiny of the measures. It is, I think, convenient and technically correct to call multiple phrases like these symbolic. They do not stand for specific ideas, but for a sort of truce or junction between ideas. They are like a strategic railroad center where many roads converge regardless of their ultimate origin or their ultimate destination. But he who captures the symbols by which public feeling is for the moment contained, controls by that much the approaches of public policy. And as long as a particular symbol has the power of coalition, ambitious factions will fight for possession. Think, for example, of Lincoln's name or of Roosevelt's. A leader or an interest that can make itself master of current symbols is master of the current situation. There are limits, of course. Too violent abuse of the actualities which groups of people think the symbol represents, or too great resistance in the name of that symbol to new purposes, will, so to speak, burst the symbol. In this manner, during the year 1917, the imposing symbol of Holy Russia and the Little Father burst under the impact of suffering and defeat. 4 The tremendous consequences of Russia's collapse were felt on all the fronts and among all the peoples. They led directly to a striking experiment in the crystallization of a common opinion out of the varieties of opinion churned up by the war. The Fourteen Points were addressed to all the governments, allied, enemy, neutral, and to all the peoples. They were an attempt to knit together the chief imponderables of a world war. Necessarily this was a new departure, because this was the first great war in which all the deciding elements of mankind could be brought to think about the same ideas, or at least about the same names for ideas, simultaneously. Without cable, radio, telegraph, and daily press, the experiment of the Fourteen Points would have been impossible. It was an attempt to exploit the modern machinery of communication to start the return to a "common consciousness" throughout the world. But first we must examine some of the circumstances as they presented themselves at the end of 1917. For in the form which the document finally assumed, all these considerations are somehow represented. During the summer and autumn a series of events had occurred which profoundly affected the temper of the people and the course of the war. In July the Russians had made a last offensive, had been disastrously beaten, and the process of demoralization which led to the Bolshevik revolution of November had begun. Somewhat earlier the French had suffered a severe and almost disastrous defeat in Champagne which produced mutinies in the army and a defeatist agitation among the civilians. England was suffering from the effects of the submarine raids, from the terrible losses of the Flanders battles, and in November at Cambrai the British armies met a reverse that appalled the troops at the front and the leaders at home. Extreme war weariness pervaded the whole of western Europe. In effect, the agony and disappointment had jarred loose men's concentration on the accepted version of the war. Their interests were no longer held by the ordinary official pronouncements, and their attention began to wander, fixing now upon their own suffering, now upon their party and class purposes, now upon general resentments against the governments. That more or less perfect organization of perception by official propaganda, of interest and attention by the stimuli of hope, fear, and hatred, which is called morale, was by way of breaking down. The minds of men everywhere began to search for new attachments that promised relief. Suddenly they beheld a tremendous drama. On the Eastern front there was a Christmas truce, an end of slaughter, an end of noise, a promise of peace. At Brest-Litovsk the dream of all simple people had come to life: it was possible to negotiate, there was some other way to end the ordeal than by matching lives with the enemy. Timidly, but with rapt attention, people began to turn to the East. Why not, they asked? What is it all for? Do the politicians know what they are doing? Are we really fighting for what they say? Is it possible, perhaps, to secure it without fighting? Under the ban of the censorship, little of this was allowed to show itself in print, but, when Lord Lansdowne spoke, there was a response from the heart. The earlier symbols of the war had become hackneyed, and had lost their power to unify. Beneath the surface a wide schism was opening up in each Allied country. Something similar was happening in Central Europe. There too the original impulse of the war was weakened; the union sacrée was broken. The vertical cleavages along the battle front were cut across by horizontal divisions running in all kinds of unforeseeable ways. The moral crisis of the war had arrived before the military decision was in sight. All this President Wilson and his advisers realized. They had not, of course, a perfect knowledge of the situation, but what I have sketched they knew. They knew also that the Allied Governments were bound by a series of engagements that in letter and in spirit ran counter to the popular conception of what the war was about. The resolutions of the Paris Economic Conference were, of course, public property, and the network of secret treaties had been published by the Bolsheviks in November of 1917. [Footnote: President Wilson stated at his conference with the Senators that he had never heard of these treaties until he reached Paris. That statement is perplexing. The Fourteen Points, as the text shows, could not have been formulated without a knowledge of the secret treaties. The substance of those treaties was before the President when he and Colonel House prepared the final published text of the Fourteen Points.] Their terms were only vaguely known to the peoples, but it was definitely believed that they did not comport with the idealistic slogan of self-determination, no annexations and no indemnities. Popular questioning took the form of asking how many thousand English lives Alsace-Lorraine or Dalmatia were worth, how many French lives Poland or Mesopotamia were worth. Nor was such questioning entirely unknown in America. The whole Allied cause had been put on the defensive by the refusal to participate at Brest-Litovsk. Here was a highly sensitive state of mind which no competent leader could fail to consider. The ideal response would have been joint action by the Allies. That was found to be impossible when it was considered at the Interallied Conference of October. But by December the pressure had become so great that Mr. George and Mr. Wilson were moved independently to make some response. The form selected by the President was a statement of peace terms under fourteen heads. The numbering of them was an artifice to secure precision, and to create at once the impression that here was a business-like document. The idea of stating "peace terms" instead of "war aims" arose from the necessity of establishing a genuine alternative to the Brest-Litovsk negotiations. They were intended to compete for attention by substituting for the spectacle of Russo-German parleys the much grander spectacle of a public world-wide debate. Having enlisted the interest of the world, it was necessary to hold that interest unified and flexible for all the different possibilities which the situation contained. The terms had to be such that the majority among the Allies would regard them as worth while. They had to meet the national aspirations of each people, and yet to limit those aspirations so that no one nation would regard itself as a catspaw for another. The terms had to satisfy official interests so as not to provoke official disunion, and yet they had to meet popular conceptions so as to prevent the spread of demoralization. They had, in short, to preserve and confirm Allied unity in case the war was to go on. But they had also to be the terms of a possible peace, so that in case the German center and left were ripe for agitation, they would have a text with which to smite the governing class. The terms had, therefore, to push the Allied governors nearer to their people, drive the German governors away from their people, and establish a line of common understanding between the Allies, the non-official Germans, and the subject peoples of Austria-Hungary. The Fourteen Points were a daring attempt to raise a standard to which almost everyone might repair. If a sufficient number of the enemy people were ready there would be peace; if not, then the Allies would be better prepared to sustain the shock of war. All these considerations entered into the making of the Fourteen Points. No one man may have had them all in mind, but all the men concerned had some of them in mind. Against this background let us examine certain aspects of the document. The first five points and the fourteenth deal with "open diplomacy," "freedom of the seas," "equal trade opportunities," "reduction of armaments," no imperialist annexation of colonies, and the League of Nations. They might be described as a statement of the popular generalizations in which everyone at that time professed to believe. But number three is more specific. It was aimed consciously and directly at the resolutions of the Paris Economic Conference, and was meant to relieve the German people of their fear of suffocation. Number six is the first point dealing with a particular nation. It was intended as a reply to Russian suspicion of the Allies, and the eloquence of its promises was attuned to the drama of Brest-Litovsk. Number seven deals with Belgium, and is as unqualified in form and purpose as was the conviction of practically the whole world, including very large sections of Central Europe. Over number eight we must pause. It begins with an absolute demand for evacuation and restoration of French territory, and then passes on to the question of Alsace-Lorraine. The phrasing of this clause most perfectly illustrates the character of a public statement which must condense a vast complex of interests in a few words. "And the wrong done to France by Prussia in 1871 in the matter of Alsace-Lorraine, which has unsettled the peace of the world for nearly fifty years, should be righted. ..." Every word here was chosen with meticulous care. The wrong done should be righted; why not say that Alsace-Lorraine should be restored? It was not said, because it was not certain that all of the French _at that time_ would fight on indefinitely for reannexation if they were offered a plebiscite; and because it was even less certain whether the English and Italians would fight on. The formula had, therefore, to cover both contingencies. The word "righted" guaranteed satisfaction to France, but did not read as a commitment to simple annexation. But why speak of the wrong done by _Prussia_ in _1871_? The word Prussia was, of course, intended to remind the South Germans that Alsace-Lorraine belonged not to them but to Prussia. Why speak of peace unsettled for "fifty years," and why the use of "1871"? In the first place, what the French and the rest of the world remembered was 1871. That was the nodal point of their grievance. But the formulators of the Fourteen Points knew that French officialdom planned for more than the Alsace-Lorraine of 1871. The secret memoranda that had passed between the Czar's ministers and French officials in 1916 covered the annexation of the Saar Valley and some sort of dismemberment of the Rhineland. It was planned to include the Saar Valley under the term "Alsace-Lorraine" because it had been part of Alsace-Lorraine in 1814, though it had been detached in 1815, and was no part of the territory at the close of the Franco-Prussian war. The official French formula for annexing the Saar was to subsume it under "Alsace-Lorraine" meaning the Alsace-Lorraine of 1814-1815. By insistence on "1871" the President was really defining the ultimate boundary between Germany and France, was adverting to the secret treaty, and was casting it aside. Number nine, a little less subtly, does the same thing in respect to Italy. "Clearly recognizable lines of nationality" are exactly what the lines of the Treaty of London were not. Those lines were partly strategic, partly economic, partly imperialistic, partly ethnic. The only part of them that could possibly procure allied sympathy was that which would recover the genuine Italia Irredenta. All the rest, as everyone who was informed knew, merely delayed the impending Jugoslav revolt. 5 It would be a mistake to suppose that the apparently unanimous enthusiasm which greeted the Fourteen Points represented agreement on a program. Everyone seemed to find something that he liked and stressed this aspect and that detail. But no one risked a discussion. The phrases, so pregnant with the underlying conflicts of the civilized world, were accepted. They stood for opposing ideas, but they evoked a common emotion. And to that extent they played a part in rallying the western peoples for the desperate ten months of war which they had still to endure. As long as the Fourteen Points dealt with that hazy and happy future when the agony was to be over, the real conflicts of interpretation were not made manifest. They were plans for the settlement of a wholly invisible environment, and because these plans inspired all groups each with its own private hope, all hopes ran together as a public hope. For harmonization, as we saw in Mr. Hughes's speech, is a hierarchy of symbols. As you ascend the hierarchy in order to include more and more factions you may for a time preserve the emotional connection though you lose the intellectual. But even the emotion becomes thinner. As you go further away from experience, you go higher into generalization or subtlety. As you go up in the balloon you throw more and more concrete objects overboard, and when you have reached the top with some phrase like the Rights of Humanity or the World Made Safe for Democracy, you see far and wide, but you see very little. Yet the people whose emotions are entrained do not remain passive. As the public appeal becomes more and more all things to all men, as the emotion is stirred while the meaning is dispersed, their very private meanings are given a universal application. Whatever you want badly is the Rights of Humanity. For the phrase, ever more vacant, capable of meaning almost anything, soon comes to mean pretty nearly everything. Mr. Wilson's phrases were understood in endlessly different ways in every corner of the earth. No document negotiated and made of public record existed to correct the confusion. [Footnote: The American interpretation of the fourteen points was explained to the allied statesmen just before the armistice.] And so, when the day of settlement came, everybody expected everything. The European authors of the treaty had a large choice, and they chose to realize those expectations which were held by those of their countrymen who wielded the most power at home. They came down the hierarchy from the Rights of Humanity to the Rights of France, Britain and Italy. They did not abandon the use of symbols. They abandoned only those which after the war had no permanent roots in the imagination of their constituents. They preserved the unity of France by the use of symbolism, but they would not risk anything for the unity of Europe. The symbol France was deeply attached, the symbol Europe had only a recent history. Nevertheless the distinction between an omnibus like Europe and a symbol like France is not sharp. The history of states and empires reveals times when the scope of the unifying idea increases and also times when it shrinks. One cannot say that men have moved consistently from smaller loyalties to larger ones, because the facts will not bear out the claim. The Roman Empire and the Holy Roman Empire bellied out further than those national unifications in the Nineteenth Century from which believers in a World State argue by analogy. Nevertheless, it is probably true that the real integration has increased regardless of the temporary inflation and deflation of empires. 6 Such a real integration has undoubtedly occurred in American history. In the decade before 1789 most men, it seems, felt that their state and their community were real, but that the confederation of states was unreal. The idea of their state, its flag, its most conspicuous leaders, or whatever it was that represented Massachusetts, or Virginia, were genuine symbols. That is to say, they were fed by actual experiences from childhood, occupation, residence, and the like. The span of men's experience had rarely traversed the imaginary boundaries of their states. The word Virginian was related to pretty nearly everything that most Virginians had ever known or felt. It was the most extensive political idea which had genuine contact with their experience. Their experience, not their needs. For their needs arose out of their real environment, which in those days was at least as large as the thirteen colonies. They needed a common defense. They needed a financial and economic regime as extensive as the Confederation. But as long as the pseudo-environment of the state encompassed them, the state symbols exhausted their political interest. An interstate idea, like the Confederation, represented a powerless abstraction. It was an omnibus, rather than a symbol, and the harmony among divergent groups, which the omnibus creates, is transient. I have said that the idea of confederation was a powerless abstraction. Yet the need of unity existed in the decade before the Constitution was adopted. The need existed, in the sense that affairs were askew unless the need of unity was taken into account. Gradually certain classes in each colony began to break through the state experience. Their personal interests led across the state lines to interstate experiences, and gradually there was constructed in their minds a picture of the American environment which was truly national in scope. For them the idea of federation became a true symbol, and ceased to be an omnibus. The most imaginative of these men was Alexander Hamilton. It happened that he had no primitive attachment to any one state, for he was born in the West Indies, and had, from the very beginning of his active life, been associated with the common interests of all the states. Thus to most men of the time the question of whether the capital should be in Virginia or in Philadelphia was of enormous importance, because they were locally minded. To Hamilton this question was of no emotional consequence; what he wanted was the assumption of the state debts because they would further nationalize the proposed union. So he gladly traded the site of the capitol for two necessary votes from men who represented the Potomac district. To Hamilton the Union was a symbol that represented all his interests and his whole experience; to White and Lee from the Potomac, the symbol of their province was the highest political entity they served, and they served it though they hated to pay the price. They agreed, says Jefferson, to change their votes, "White with a revulsion of stomach almost convulsive." [Footnote: _Works,_ Vol. IX, p. 87. Cited by Beard, _Economic Origins of Jeffersonian Democracy,_ p. 172.] In the crystallizing of a common will, there is always an Alexander Hamilton at work. CHAPTER XIV YES OR NO 1 Symbols are often so useful and so mysteriously powerful that the word itself exhales a magical glamor. In thinking about symbols it is tempting to treat them as if they possessed independent energy. Yet no end of symbols which once provoked ecstasy have quite ceased to affect anybody. The museums and the books of folklore are full of dead emblems and incantations, since there is no power in the symbol, except that which it acquires by association in the human mind. The symbols that have lost their power, and the symbols incessantly suggested which fail to take root, remind us that if we were patient enough to study in detail the circulation of a symbol, we should behold an entirely secular history. In the Hughes campaign speech, in the Fourteen Points, in Hamilton's project, symbols are employed. But they are employed by somebody at a particular moment. The words themselves do not crystallize random feeling. The words must be spoken by people who are strategically placed, and they must be spoken at the opportune moment. Otherwise they are mere wind. The symbols must be earmarked. For in themselves they mean nothing, and the choice of possible symbols is always so great that we should, like the donkey who stood equidistant between two bales of hay, perish from sheer indecision among the symbols that compete for our attention. Here, for example, are the reasons for their vote as stated by certain private citizens to a newspaper just before the election of 1920. For Harding: "The patriotic men and women of to-day, who cast their ballots for Harding and Coolidge will be held by posterity to have signed our Second Declaration of Independence." Mr. Wilmot--, inventor. "He will see to it that the United States does not enter into 'entangling alliances,' Washington as a city will benefit by changing the control of the government from the Democrats to the Republicans." Mr. Clarence--, salesman. For Cox: "The people of the United States realize that it is our duty pledged on the fields of France, to join the League of Nations. We must shoulder our share of the burden of enforcing peace throughout the world." Miss Marie--, stenographer. "We should lose our own respect and the respect of other nations were we to refuse to enter the League of Nations in obtaining international peace." Mr. Spencer--, statistician. The two sets of phrases are equally noble, equally true, and almost reversible. Would Clarence and Wilmot have admitted for an instant that they intended to default in our duty pledged on the fields of France; or that they did not desire international peace? Certainly not. Would Marie and Spencer have admitted that they were in favor of entangling alliances or the surrender of American independence? They would have argued with you that the League was, as President Wilson called it, a disentangling alliance, as well as a Declaration of Independence for all the world, plus a Monroe Doctrine for the planet. 2 Since the offering of symbols is so generous, and the meaning that can be imputed is so elastic, how does any particular symbol take root in any particular person's mind? It is planted there by another human being whom we recognize as authoritative. If it is planted deeply enough, it may be that later we shall call the person authoritative who waves that symbol at us. But in the first instance symbols are made congenial and important because they are introduced to us by congenial and important people. For we are not born out of an egg at the age of eighteen with a realistic imagination; we are still, as Mr. Shaw recalls, in the era of Burge and Lubin, where in infancy we are dependent upon older beings for our contacts. And so we make our connections with the outer world through certain beloved and authoritative persons. They are the first bridge to the invisible world. And though we may gradually master for ourselves many phases of that larger environment, there always remains a vaster one that is unknown. To that we still relate ourselves through authorities. Where all the facts are out of sight a true report and a plausible error read alike, sound alike, feel alike. Except on a few subjects where our own knowledge is great, we cannot choose between true and false accounts. So we choose between trustworthy and untrustworthy reporters. [Footnote: See an interesting, rather quaint old book: George Cornewall Lewis, _An Essay on the Influence of Authority in Matters of Opinion_.] Theoretically we ought to choose the most expert on each subject. But the choice of the expert, though a good deal easier than the choice of truth, is still too difficult and often impracticable. The experts themselves are not in the least certain who among them is the most expert. And at that, the expert, even when we can identify him, is, likely as not, too busy to be consulted, or impossible to get at. But there are people whom we can identify easily enough because they are the people who are at the head of affairs. Parents, teachers, and masterful friends are the first people of this sort we encounter. Into the difficult question of why children trust one parent rather than another, the history teacher rather than the Sunday school teacher, we need not try to enter. Nor how trust gradually spreads through a newspaper or an acquaintance who is interested in public affairs to public personages. The literature of psychoanalysis is rich in suggestive hypothesis. At any rate we do find ourselves trusting certain people, who constitute our means of junction with pretty nearly the whole realm of unknown things. Strangely enough, this fact is sometimes regarded as inherently undignified, as evidence of our sheep-like, ape-like nature. But complete independence in the universe is simply unthinkable. If we could not take practically everything for granted, we should spend our lives in utter triviality. The nearest thing to a wholly independent adult is a hermit, and the range of a hermit's action is very short. Acting entirely for himself, he can act only within a tiny radius and for simple ends. If he has time to think great thoughts we can be certain that he has accepted without question, before he went in for being a hermit, a whole repertory of painfully acquired information about how to keep warm and how to keep from being hungry, and also about what the great questions are. On all but a very few matters for short stretches in our lives, the utmost independence that we can exercise is to multiply the authorities to whom we give a friendly hearing. As congenital amateurs our quest for truth consists in stirring up the experts, and forcing them to answer any heresy that has the accent of conviction. In such a debate we can often judge who has won the dialectical victory, but we are virtually defenseless against a false premise that none of the debaters has challenged, or a neglected aspect that none of them has brought into the argument. We shall see later how the democratic theory proceeds on the opposite assumption and assumes for the purposes of government an unlimited supply of self-sufficient individuals. The people on whom we depend for contact with the outer world are those who seem to be running it. [Footnote: _Cf._ Bryce, _Modern Democracies_ Vol. II, pp. 544-545.] They may be running only a very small part of the world. The nurse feeds the child, bathes it, and puts it to bed. That does not constitute the nurse an authority on physics, zoology, and the Higher Criticism. Mr. Smith runs, or at least hires, the man who runs the factory. That does not make him an authority on the Constitution of the United States, nor on the effects \of the Fordney tariff. Mr. Smoot runs the Republican party in the State of Utah. That in itself does not prove he is the best man to consult about taxation. But the nurse may nevertheless determine for a while what zoology the child shall learn, Mr. Smith will have much to say on what the Constitution shall mean to his wife, his secretary, and perhaps even to his parson, and who shall define the limits of Senator Smoot's authority? The priest, the lord of the manor, the captains and the kings, the party leaders, the merchant, the boss, however these men are chosen, whether by birth, inheritance, conquest or election, they and their organized following administer human affairs. They are the officers, and although the same man may be field marshal at home, second lieutenant at the office, and scrub private in politics, although in many institutions the hierarchy of rank is vague or concealed, yet in every institution that requires the cooperation of many persons, some such hierarchy exists. [Footnote: _Cf._ M. Ostrogorski, _Democracy and the Organization of Political Parties, passim;_ R. Michels, _Political Parties, passim;_ and Bryce, _Modern Democracies,_ particularly Chap. LXXV; also Ross, _Principles of Sociology,_ Chaps. XXII-XXIV. ] In American politics we call it a machine, or "the organization." 3 There are a number of important distinctions between the members of the machine and the rank and file. The leaders, the steering committee and the inner circle, are in direct contact with their environment. They may, to be sure, have a very limited notion of what they ought to define as the environment, but they are not dealing almost wholly with abstractions. There are particular men they hope to see elected, particular balance sheets they wish to see improved, concrete objectives that must be attained. I do not mean that they escape the human propensity to stereotyped vision. Their stereotypes often make them absurd routineers. But whatever their limitations, the chiefs are in actual contact with some crucial part of that larger environment. They decide. They give orders. They bargain. And something definite, perhaps not at all what they imagined, actually happens. Their subordinates are not tied to them by a common conviction. That is to say the lesser members of a machine do not dispose their loyalty according to independent judgment about the wisdom of the leaders. In the hierarchy each is dependent upon a superior and is in turn superior to some class of his dependents. What holds the machine together is a system of privileges. These may vary according to the opportunities and the tastes of those who seek them, from nepotism and patronage in all their aspects to clannishness, hero-worship or a fixed idea. They vary from military rank in armies, through land and services in a feudal system, to jobs and publicity in a modern democracy. That is why you can breakup a particular machine by abolishing its privileges. But the machine in every coherent group is, I believe, certain to reappear. For privilege is entirely relative, and uniformity is impossible. Imagine the most absolute communism of which your mind is capable, where no one possessed any object that everyone else did not possess, and still, if the communist group had to take any action whatever, the mere pleasure of being the friend of the man who was going to make the speech that secured the most votes, would, I am convinced, be enough to crystallize an organization of insiders around him. It is not necessary, then, to invent a collective intelligence in order to explain why the judgments of a group are usually more coherent, and often more true to form than the remarks of the man in the street. One mind, or a few can pursue a train of thought, but a group trying to think in concert can as a group do little more than assent or dissent. The members of a hierarchy can have a corporate tradition. As apprentices they learn the trade from the masters, who in turn learned it when they were apprentices, and in any enduring society, the change of personnel within the governing hierarchies is slow enough to permit the transmission of certain great stereotypes and patterns of behavior. From father to son, from prelate to novice, from veteran to cadet, certain ways of seeing and doing are taught. These ways become familiar, and are recognized as such by the mass of outsiders. 4 Distance alone lends enchantment to the view that masses of human beings ever coöperate in any complex affair without a central machine managed by a very few people. "No one," says Bryce, [Footnote: _Op. cit._, Vol. II, p. 542.] "can have had some years' experience of the conduct of affairs in a legislature or an administration without observing how extremely small is the number of persons by whom the world is governed." He is referring, of course, to affairs of state. To be sure if you consider all the affairs of mankind the number of people who govern is considerable, but if you take any particular institution, be it a legislature, a party, a trade union, a nationalist movement, a factory, or a club, the number of those who govern is a very small percentage of those who are theoretically supposed to govern. Landslides can turn one machine out and put another in; revolutions sometimes abolish a particular machine altogether. The democratic revolution set up two alternating machines, each of which in the course of a few years reaps the advantage from the mistakes of the other. But nowhere does the machine disappear. Nowhere is the idyllic theory of democracy realized. Certainly not in trades unions, nor in socialist parties, nor in communist governments. There is an inner circle, surrounded by concentric circles which fade out gradually into the disinterested or uninterested rank and file. Democrats have never come to terms with this commonplace of group life. They have invariably regarded it as perverse. For there are two visions of democracy: one presupposes the self-sufficient individual; the other an Oversoul regulating everything. Of the two the Oversoul has some advantage because it does at least recognize that the mass makes decisions that are not spontaneously born in the breast of every member. But the Oversoul as presiding genius in corporate behavior is a superfluous mystery if we fix our attention upon the machine. The machine is a quite prosaic reality. It consists of human beings who wear clothes and live in houses, who can be named and described. They perform all the duties usually assigned to the Oversoul. 5 The reason for the machine is not the perversity of human nature. It is that out of the private notions of any group no common idea emerges by itself. For the number of ways is limited in which a multitude of people can act directly upon a situation beyond their reach. Some of them can migrate, in one form or another, they can strike or boycott, they can applaud or hiss. They can by these means occasionally resist what they do not like, or coerce those who obstruct what they desire. But by mass action nothing can be constructed, devised, negotiated, or administered. A public as such, without an organized hierarchy around which it can gather, may refuse to buy if the prices are too high, or refuse to work if wages are too low. A trade union can by mass action in a strike break an opposition so that the union officials can negotiate an agreement. It may win, for example, the _right_ to joint control. But it cannot exercise the right except through an organization. A nation can clamor for war, but when it goes to war it must put itself under orders from a general staff. The limit of direct action is for all practical purposes the power to say Yes or No on an issue presented to the mass. [Footnote: _Cf_. James, _Some Problems of Philosophy_, p. 227. "But for most of our emergencies, fractional solutions are impossible. Seldom can we act fractionally." _Cf_. Lowell, _Public Opinion and Popular Government_, pp. 91, 92.] For only in the very simplest cases does an issue present itself in the same form spontaneously and approximately at the same time to all the members of a public. There are unorganized strikes and boycotts, not merely industrial ones, where the grievance is so plain that virtually without leadership the same reaction takes place in many people. But even in these rudimentary cases there are persons who know what they want to do more quickly than the rest, and who become impromptu ringleaders. Where they do not appear a crowd will mill about aimlessly beset by all its private aims, or stand by fatalistically, as did a crowd of fifty persons the other day, and watch a man commit suicide. For what we make out of most of the impressions that come to us from the invisible world is a kind of pantomime played out in revery. The number of times is small that we consciously decide anything about events beyond our sight, and each man's opinion of what he could accomplish if he tried, is slight. There is rarely a practical issue, and therefore no great habit of decision. This would be more evident were it not that most information when it reaches us carries with it an aura of suggestion as to how we ought to feel about the news. That suggestion we need, and if we do not find it in the news we turn to the editorials or to a trusted adviser. The revery, if we feel ourselves implicated, is uncomfortable until we know where we stand, that is, until the facts have been formulated so that we can feel Yes or No in regard to them. When a number of people all say Yes they may have all kinds of reasons for saying it. They generally do. For the pictures in their minds are, as we have already noted, varied in subtle and intimate ways. But this subtlety remains within their minds; it becomes represented publicly by a number of symbolic phrases which carry the individual emotion after evacuating most of the intention. The hierarchy, or, if it is a contest, then the two hierarchies, associate the symbols with a definite action, a vote of Yes or No, an attitude pro or con. Then Smith who was against the League and Jones who was against Article X, and Brown who was against Mr. Wilson and all his works, each for his own reason, all in the name of more or less the same symbolic phrase, register a vote _against_ the Democrats by voting for the Republicans. A common will has been expressed. A concrete choice had to be presented, the choice had to be connected, by the transfer of interest through the symbols, with individual opinion. The professional politicians learned this long before the democratic philosophers. And so they organized the caucus, the nominating convention, and the steering committee, as the means of formulating a definite choice. Everyone who wishes to accomplish anything that requires the cooperation of a large number of people follows their example. Sometimes it is done rather brutally as when the Peace Conference reduced itself to the Council of Ten, and the Council of Ten to the Big Three or Four; and wrote a treaty which the minor allies, their own constituents, and the enemy were permitted to take or leave. More consultation than that is generally possible and desirable. But the essential fact remains that a small number of heads present a choice to a large group. 6 The abuses of the steering committee have led to various proposals such as the initiative, referendum and direct primary. But these merely postponed or obscured the need for a machine by complicating the elections, or as H. G. Wells once said with scrupulous accuracy, the selections. For no amount of balloting can obviate the need of creating an issue, be it a measure or a candidate, on which the voters can say Yes, or No. There is, in fact, no such thing as "direct legislation." For what happens where it is supposed to exist? The citizen goes to the polls, receives a ballot on which a number of measures are printed, almost always in abbreviated form, and, if he says anything at all, he says Yes or No. The most brilliant amendment in the world may occur to him. He votes Yes or No on that bill and no other. You have to commit violence against the English language to call that legislation. I do not argue, of course, that there are no benefits, whatever you call the process. I think that for certain kinds of issues there are distinct benefits. But the necessary simplicity of any mass decision is a very important fact in view of the inevitable complexity of the world in which those decisions operate. The most complicated form of voting that anyone proposes is, I suppose, the preferential ballot. Among a number of candidates presented the voter under that system, instead of saying yes to one candidate and no to all the others, states the order of his choice. But even here, immensely more flexible though it is, the action of the mass depends upon the quality of the choices presented. [Footnote: _Cf._ H. J. Laski, _Foundations of Sovereignty,_ p. 224. "... proportional representation... by leading, as it seems to lead, to the group system... may deprive the electors of their choice of leaders." The group system undoubtedly tends, as Mr. Laski says, to make the selection of the executive more indirect, but there is no doubt also that it tends to produce legislative assemblies in which currents of opinion are more fully represented. Whether that is good or bad cannot be determined a priori. But one can say that successful cooperation and responsibility in a more accurately representative assembly require a higher organization of political intelligence and political habit, than in a rigid two-party house. It is a more complex political form and may therefore work less well.] And those choices are presented by the energetic coteries who hustle about with petitions and round up the delegates. The Many can elect after the Few have nominated. CHAPTER XV LEADERS AND THE RANK AND FILE I BECAUSE of their transcendent practical importance, no successful leader has ever been too busy to cultivate the symbols which organize his following. What privileges do within the hierarchy, symbols do for the rank and file. They conserve unity. From the totem pole to the national flag, from the wooden idol to God the Invisible King, from the magic word to some diluted version of Adam Smith or Bentham, symbols have been cherished by leaders, many of whom were themselves unbelievers, because they were focal points where differences merged. The detached observer may scorn the "star-spangled" ritual which hedges the symbol, perhaps as much as the king who told himself that Paris was worth a few masses. But the leader knows by experience that only when symbols have done their work is there a handle he can use to move a crowd. In the symbol emotion is discharged at a common target, and the idiosyncrasy of real ideas blotted out. No wonder he hates what he calls destructive criticism, sometimes called by free spirits the elimination of buncombe. "Above all things," says Bagehot, "our royalty is to be reverenced, and if you begin to poke about it you cannot reverence it." [Footnote: _The English Constitution,_ p. 127. D. Appleton & Company, 1914.] For poking about with clear definitions and candid statements serves all high purposes known to man, except the easy conservation of a common will. Poking about, as every responsible leader suspects, tends to break the transference of emotion from the individual mind to the institutional symbol. And the first result of that is, as he rightly says, a chaos of individualism and warring sects. The disintegration of a symbol, like Holy Russia, or the Iron Diaz, is always the beginning of a long upheaval. These great symbols possess by transference all the minute and detailed loyalties of an ancient and stereotyped society. They evoke the feeling that each individual has for the landscape, the furniture, the faces, the memories that are his first, and in a static society, his only reality. That core of images and devotions without which he is unthinkable to himself, is nationality. The great symbols take up these devotions, and can arouse them without calling forth the primitive images. The lesser symbols of public debate, the more casual chatter of politics, are always referred back to these proto-symbols, and if possible associated with them. The question of a proper fare on a municipal subway is symbolized as an issue between the People and the Interests, and then the People is inserted in the symbol American, so that finally in the heat of a campaign, an eight cent fare becomes unAmerican. The Revolutionary fathers died to prevent it. Lincoln suffered that it might not come to pass, resistance to it was implied in the death of those who sleep in France. Because of its power to siphon emotion out of distinct ideas, the symbol is both a mechanism of solidarity, and a mechanism of exploitation. It enables people to work for a common end, but just because the few who are strategically placed must choose the concrete objectives, the symbol is also an instrument by which a few can fatten on many, deflect criticism, and seduce men into facing agony for objects they do not understand. Many aspects of our subjection to symbols are not flattering if we choose to think of ourselves as realistic, self-sufficient, and self-governing personalities. Yet it is impossible to conclude that symbols are altogether instruments of the devil. In the realm of science and contemplation they are undoubtedly the tempter himself. But in the world of action they may be beneficent, and are sometimes a necessity. The necessity is often imagined, the peril manufactured. But when quick results are imperative, the manipulation of masses through symbols may be the only quick way of having a critical thing done. It is often more important to act than to understand. It is sometimes true that the action would fail if everyone understood it. There are many affairs which cannot wait for a referendum or endure publicity, and there are times, during war for example, when a nation, an army, and even its commanders must trust strategy to a very few minds; when two conflicting opinions, though one happens to be right, are more perilous than one opinion which is wrong. The wrong opinion may have bad results, but the two opinions may entail disaster by dissolving unity. [Footnote: Captain Peter S. Wright, Assistant Secretary of the Supreme War Council, _At the Supreme War Council,_ is well worth careful reading on secrecy and unity of command, even though in respect to the allied leaders he wages a passionate polemic.] Thus Foch and Sir Henry Wilson, who foresaw the impending disaster to Cough's army, as a consequence of the divided and scattered reserves, nevertheless kept their opinions well within a small circle, knowing that even the risk of a smashing defeat was less certainly destructive, than would have been an excited debate in the newspapers. For what matters most under the kind of tension which prevailed in March, 1918, is less the rightness of a particular move than the unbroken expectation as to the source of command. Had Foch "gone to the people" he might have won the debate, but long before he could have won it, the armies which he was to command would have dissolved. For the spectacle of a row on Olympus is diverting and destructive. But so also is a conspiracy of silence. Says Captain Wright: "It is in the High Command and not in the line, that the art of camouflage is most practiced, and reaches to highest flights. All chiefs everywhere are now kept painted, by the busy work of numberless publicists, so as to be mistaken for Napoleons--at a distance....It becomes almost impossible to displace these Napoleons, whatever their incompetence, because of the enormous public support created by hiding or glossing failure, and exaggerating or inventing success.... But the most insidious and worst effect of this so highly organized falsity is on the generals themselves: modest and patriotic as they mostly are, and as most men must be to take up and follow the noble profession of arms, they themselves are ultimately affected by these universal illusions, and reading it every morning in the paper, they also grow persuaded they are thunderbolts of war and infallible, however much they fail, and that their maintenance in command is an end so sacred that it justifies the use of any means.... These various conditions, of which this great deceit is the greatest, at last emancipate all General Staffs from all control. They no longer live for the nation: the nation lives, or rather dies, for them. Victory or defeat ceases to be the prime interest. What matters to these semi-sovereign corporations is whether dear old Willie or poor old Harry is going to be at their head, or the Chantilly party prevail over the Boulevard des Invalides party." [Footnote: _Op. cit._, pp. 98, 101-105.] Yet Captain Wright who can be so eloquent and so discerning about the dangers of silence is forced nevertheless to approve the silence of Foch in not publicly destroying the illusions. There is here a complicated paradox, arising as we shall see more fully later on, because the traditional democratic view of life is conceived, not for emergencies and dangers, but for tranquillity and harmony. And so where masses of people must coöperate in an uncertain and eruptive environment, it is usually necessary to secure unity and flexibility without real consent. The symbol does that. It obscures personal intention, neutralizes discrimination, and obfuscates individual purpose. It immobilizes personality, yet at the same time it enormously sharpens the intention of the group and welds that group, as nothing else in a crisis can weld it, to purposeful action. It renders the mass mobile though it immobilizes personality. The symbol is the instrument by which in the short run the mass escapes from its own inertia, the inertia of indecision, or the inertia of headlong movement, and is rendered capable of being led along the zigzag of a complex situation. 2 But in the longer run, the give and take increases between the leaders and the led. The word most often used to describe the state of mind in the rank and file about its leaders is morale. That is said to be good when the individuals do the part allotted to them with all their energy; when each man's whole strength is evoked by the command from above. It follows that every leader must plan his policy with this in mind. He must consider his decision not only on "the merits," but also in its effect on any part of his following whose continued support he requires. If he is a general planning an attack, he knows that his organized military units will scatter into mobs if the percentage of casualties rises too high. In the Great War previous calculations were upset to an extraordinary degree, for "out of every nine men who went to France five became casualties." [Footnote: _Op. cit_., p. 37. Figures taken by Captain Wright from the statistical abstract of the war in the Archives of the War Office. The figures refer apparently to the English losses alone, possibly to the English and French.] The limit of endurance was far greater than anyone had supposed. But there was a limit somewhere. And so, partly because of its effect on the enemy, but also in great measure because of its effect on the troops and their families, no command in this war dared to publish a candid statement of its losses. In France the casualty lists were never published. In England, America, and Germany publication of the losses of a big battle were spread out over long periods so as to destroy a unified impression of the total. Only the insiders knew until long afterwards what the Somme had cost, or the Flanders battles; [Footnote: _Op cit._, p. 34, the Somme cost nearly 500,000 casualties; the Arras and Flanders offensives of 1917 cost 650,000 British casualties.] and Ludendorff undoubtedly had a very much more accurate idea of these casualties than any private person in London, Paris or Chicago. All the leaders in every camp did their best to limit the amount of actual war which any one soldier or civilian could vividly conceive. But, of course, among old veterans like the French troops of 1917, a great deal more is known about war than ever reaches the public. Such an army begins to judge its commanders in terms of its own suffering. And then, when another extravagant promise of victory turns out to be the customary bloody defeat, you may find that a mutiny breaks out over some comparatively minor blunder, [Footnote: The Allies suffered many bloodier defeats than that on the Chemin des Dames.] like Nivelle's offensive of 1917, because it is a cumulative blunder. Revolutions and mutinies generally follow a small sample of a big series of evils. [Footnote: _Cf._ Pierrefeu's account, _op. cit._, on the causes of the Soissons mutinies, and the method adopted by Pétain to deal with them. Vol. I, Part III, _et seq._] The incidence of policy determines the relation between leader and following. If those whom he needs in his plan are remote from the place where the action takes place, if the results are hidden or postponed, if the individual obligations are indirect or not yet due, above all if assent is an exercise of some pleasurable emotion, the leader is likely to have a free hand. Those programs are immediately most popular, like prohibition among teetotalers, which do not at once impinge upon the private habits of the followers. That is one great reason why governments have such a free hand in foreign affairs. Most of the frictions between two states involve a series of obscure and long-winded contentions, occasionally on the frontier, but far more often in regions about which school geographies have supplied no precise ideas. In Czechoslovakia America is regarded as the Liberator; in American newspaper paragraphs and musical comedy, in American conversation by and large, it has never been finally settled whether the country we liberated is Czechoslavia or Jugoslovakia. In foreign affairs the incidence of policy is for a very long time confined to an unseen environment. Nothing that happens out there is felt to be wholly real. And so, because in the ante-bellum period, nobody has to fight and nobody has to pay, governments go along according to their lights without much reference to their people. In local affairs the cost of a policy is more easily visible. And therefore, all but the most exceptional leaders prefer policies in which the costs are as far as possible indirect. They do not like direct taxation. They do not like to pay as they go. They like long term debts. They like to have the voters believe that the foreigner will pay. They have always been compelled to calculate prosperity in terms of the producer rather than in terms of the consumer, because the incidence on the consumer is distributed over so many trivial items. Labor leaders have always preferred an increase of money wages to a decrease in prices. There has always been more popular interest in the profits of millionaires, which are visible but comparatively unimportant, than in the wastes of the industrial system, which are huge but elusive. A legislature dealing with a shortage of houses, such as exists when this is written, illustrates this rule, first by doing nothing to increase the number of houses, second by smiting the greedy landlord on the hip, third by investigating the profiteering builders and working men. For a constructive policy deals with remote and uninteresting factors, while a greedy landlord, or a profiteering plumber is visible and immediate. But while people will readily believe that in an unimagined future and in unseen places a certain policy will benefit them, the actual working out of policy follows a different logic from their opinions. A nation may be induced to believe that jacking up the freight rates will make the railroads prosperous. But that belief will not make the roads prosperous, if the impact of those rates on farmers and shippers is such as to produce a commodity price beyond what the consumer can pay. Whether the consumer will pay the price depends not upon whether he nodded his head nine months previously at the proposal to raise rates and save business, but on whether he now wants a new hat or a new automobile enough to pay for them. 3 Leaders often pretend that they have merely uncovered a program which existed in the minds of their public. When they believe it, they are usually deceiving themselves. Programs do not invent themselves synchronously in a multitude of minds. That is not because a multitude of minds is necessarily inferior to that of the leaders, but because thought is the function of an organism, and a mass is not an organism. This fact is obscured because the mass is constantly exposed to suggestion. It reads not the news, but the news with an aura of suggestion about it, indicating the line of action to be taken. It hears reports, not objective as the facts are, but already stereotyped to a certain pattern of behavior. Thus the ostensible leader often finds that the real leader is a powerful newspaper proprietor. But if, as in a laboratory, one could remove all suggestion and leading from the experience of a multitude, one would, I think, find something like this: A mass exposed to the same stimuli would develop responses that could theoretically be charted in a polygon of error. There would be a certain group that felt sufficiently alike to be classified together. There would be variants of feeling at both ends. These classifications would tend to harden as individuals in each of the classifications made their reactions vocal. That is to say, when the vague feelings of those who felt vaguely had been put into words, they would know more definitely what they felt, and would then feel it more definitely. Leaders in touch with popular feeling are quickly conscious of these reactions. They know that high prices are pressing upon the mass, or that certain classes of individuals are becoming unpopular, or that feeling towards another nation is friendly or hostile. But, always barring the effect of suggestion which is merely the assumption of leadership by the reporter, there would be nothing in the feeling of the mass that fatally determined the choice of any particular policy. All that the feeling of the mass demands is that policy as it is developed and exposed shall be, if not logically, then by analogy and association, connected with the original feeling. So when a new policy is to be launched, there is a preliminary bid for community of feeling, as in Mark Antony's speech to the followers of Brutus. [Footnote: Excellently analyzed in Martin, _The Behavior of Crowds,_ pp. 130-132,] In the first phase, the leader vocalizes the prevalent opinion of the mass. He identifies himself with the familiar attitudes of his audience, sometimes by telling a good story, sometimes by brandishing his patriotism, often by pinching a grievance. Finding that he is trustworthy, the multitude milling hither and thither may turn in towards him. He will then be expected to set forth a plan of campaign. But he will not find that plan in the slogans which convey the feelings of the mass. It will not even always be indicated by them. Where the incidence of policy is remote, all that is essential is that the program shall be verbally and emotionally connected at the start with what has become vocal in the multitude. Trusted men in a familiar role subscribing to the accepted symbols can go a very long way on their own initiative without explaining the substance of their programs. But wise leaders are not content to do that. Provided they think publicity will not strengthen opposition too much, and that debate will not delay action too long, they seek a certain measure of consent. They take, if not the whole mass, then the subordinates of the hierarchy sufficiently into their confidence to prepare them for what might happen, and to make them feel that they have freely willed the result. But however sincere the leader may be, there is always, when the facts are very complicated, a certain amount of illusion in these consultations. For it is impossible that all the contingencies shall be as vivid to the whole public as they are to the more experienced and the more imaginative. A fairly large percentage are bound to agree without having taken the time, or without possessing the background, for appreciating the choices which the leader presents to them. No one, however, can ask for more. And only theorists do. If we have had our day in court, if what we had to say was heard, and then if what is done comes out well, most of us do not stop to consider how much our opinion affected the business in hand. And therefore, if the established powers are sensitive and well-informed, if they are visibly trying to meet popular feeling, and actually removing some of the causes of dissatisfaction, no matter how slowly they proceed, provided they are seen to be proceeding, they have little to fear. It takes stupendous and persistent blundering, plus almost infinite tactlessness, to start a revolution from below. Palace revolutions, interdepartmental revolutions, are a different matter. So, too, is demagogy. That stops at relieving the tension by expressing the feeling. But the statesman knows that such relief is temporary, and if indulged too often, unsanitary. He, therefore, sees to it that he arouses no feeling which he cannot sluice into a program that deals with the facts to which the feelings refer. But all leaders are not statesmen, all leaders hate to resign, and most leaders find it hard to believe that bad as things are, the other fellow would not make them worse. They do not passively wait for the public to feel the incidence of policy, because the incidence of that discovery is generally upon their own heads. They are, therefore, intermittently engaged in mending their fences and consolidating their position. The mending of fences consists in offering an occasional scapegoat, in redressing a minor grievance affecting a powerful individual or faction, rearranging certain jobs, placating a group of people who want an arsenal in their home town, or a law to stop somebody's vices. Study the daily activity of any public official who depends on election and you can enlarge this list. There are Congressmen elected year after year who never think of dissipating their energy on public affairs. They prefer to do a little service for a lot of people on a lot of little subjects, rather than to engage in trying to do a big service out there in the void. But the number of people to whom any organization can be a successful valet is limited, and shrewd politicians take care to attend either the influential, or somebody so blatantly uninfluential that to pay any attention to him is a mark of sensational magnanimity. The far greater number who cannot be held by favors, the anonymous multitude, receive propaganda. The established leaders of any organization have great natural advantages. They are believed to have better sources of information. The books and papers are in their offices. They took part in the important conferences. They met the important people. They have responsibility. It is, therefore, easier for them to secure attention and to speak in a convincing tone. But also they have a very great deal of control over the access to the facts. Every official is in some degree a censor. And since no one can suppress information, either by concealing it or forgetting to mention it, without some notion of what he wishes the public to know, every leader is in some degree a propagandist. Strategically placed, and compelled often to choose even at the best between the equally cogent though conflicting ideals of safety for the institution, and candor to his public, the official finds himself deciding more and more consciously what facts, in what setting, in what guise he shall permit the public to know. 4 That the manufacture of consent is capable of great refinements no one, I think, denies. The process by which public opinions arise is certainly no less intricate than it has appeared in these pages, and the opportunities for manipulation open to anyone who understands the process are plain enough. The creation of consent is not a new art. It is a very old one which was supposed to have died out with the appearance of democracy. But it has not died out. It has, in fact, improved enormously in technic, because it is now based on analysis rather than on rule of thumb. And so, as a result of psychological research, coupled with the modern means of communication, the practice of democracy has turned a corner. A revolution is taking place, infinitely more significant than any shifting of economic power. Within the life of the generation now in control of affairs, persuasion has become a self-conscious art and a regular organ of popular government. None of us begins to understand the consequences, but it is no daring prophecy to say that the knowledge of how to create consent will alter every political calculation and modify every political premise. Under the impact of propaganda, not necessarily in the sinister meaning of the word alone, the old constants of our thinking have become variables. It is no longer possible, for example, to believe in the original dogma of democracy; that the knowledge needed for the management of human affairs comes up spontaneously from the human heart. Where we act on that theory we expose ourselves to self-deception, and to forms of persuasion that we cannot verify. It has been demonstrated that we cannot rely upon intuition, conscience, or the accidents of casual opinion if we are to deal with the world beyond our reach. PART VI THE IMAGE OF DEMOCRACY "I confess that in America I saw more than America; I sought the image of democracy itself." Alexis de Tocqueville. CHAPTER 16. THE SELF-CENTERED MAN " 17. THE SELF-CONTAINED COMMUNITY " 18. THE ROLE OF FORCE, PATRONAGE AND PRIVILEGE " 19. THE OLD IMAGE IN A NEW FORM: GUILD SOCIALISM " 20. A NEW IMAGE CHAPTER XVI THE SELF-CENTERED MAN I SINCE Public Opinion is supposed to be the prime mover in democracies, one might reasonably expect to find a vast literature. One does not find it. There are excellent books on government and parties, that is, on the machinery which in theory registers public opinions after they are formed. But on the sources from which these public opinions arise, on the processes by which they are derived, there is relatively little. The existence of a force called Public Opinion is in the main taken for granted, and American political writers have been most interested either in finding out how to make government express the common will, or in how to prevent the common will from subverting the purposes for which they believe the government exists. According to their traditions they have wished either to tame opinion or to obey it. Thus the editor of a notable series of text-books writes that "the most difficult and the most momentous question of government (is) how to transmit the force of individual opinion into public action." [Footnote: Albert Bushnell Hart in the Introductory note to A. Lawrence Lowell's _Public Opinion and Popular Government. _] But surely there is a still more momentous question, the question of how to validate our private versions of the political scene. There is, as I shall try to indicate further on, the prospect of radical improvement by the development of principles already in operation. But this development will depend on how well we learn to use knowledge of the way opinions are put together to watch over our own opinions when they are being put together. For casual opinion, being the product of partial contact, of tradition, and personal interests, cannot in the nature of things take kindly to a method of political thought which is based on exact record, measurement, analysis and comparison. Just those qualities of the mind which determine what shall seem interesting, important, familiar, personal, and dramatic, are the qualities which in the first instance realistic opinion frustrates. Therefore, unless there is in the community at large a growing conviction that prejudice and intuition are not enough, the working out of realistic opinion, which takes time, money, labor, conscious effort, patience, and equanimity, will not find enough support. That conviction grows as self-criticism increases, and makes us conscious of buncombe, contemptuous of ourselves when we employ it, and on guard to detect it. Without an ingrained habit of analyzing opinion when we read, talk, and decide, most of us would hardly suspect the need of better ideas, nor be interested in them when they appear, nor be able to prevent the new technic of political intelligence from being manipulated. Yet democracies, if we are to judge by the oldest and most powerful of them, have made a mystery out of public opinion. There have been skilled organizers of opinion who understood the mystery well enough to create majorities on election day. But these organizers have been regarded by political science as low fellows or as "problems," not as possessors of the most effective knowledge there was on how to create and operate public opinion. The tendency of the people who have voiced the ideas of democracy, even when they have not managed its action, the tendency of students, orators, editors, has been to look upon Public Opinion as men in other societies looked upon the uncanny forces to which they ascribed the last word in the direction of events. For in almost every political theory there is an inscrutable element which in the heyday of that theory goes unexamined. Behind the appearances there is a Fate, there are Guardian Spirits, or Mandates to a Chosen People, a Divine Monarchy, a Vice-Regent of Heaven, or a Class of the Better Born. The more obvious angels, demons, and kings are gone out of democratic thinking, but the need for believing that there are reserve powers of guidance persists. It persisted for those thinkers of the Eighteenth Century who designed the matrix of democracy. They had a pale god, but warm hearts, and in the doctrine of popular sovereignty they found the answer to their need of an infallible origin for the new social order. There was the mystery, and only enemies of the people touched it with profane and curious hands. 2 They did not remove the veil because they were practical politicians in a bitter and uncertain struggle. They had themselves felt the aspiration of democracy, which is ever so much deeper, more intimate and more important than any theory of government. They were engaged, as against the prejudice of ages, in the assertion of human dignity. What possessed them was not whether John Smith had sound views on any public question, but that John Smith, scion of a stock that had always been considered inferior, would now bend his knee to no other man. It was this spectacle that made it bliss "in that dawn to be alive." But every analyst seems to degrade that dignity, to deny that all men are reasonable all the time, or educated, or informed, to note that people are fooled, that they do not always know their own interests, and that all men are not equally fitted to govern. The critics were about as welcome as a small boy with a drum. Every one of these observations on the fallibility of man was being exploited ad nauseam. Had democrats admitted there was truth in any of the aristocratic arguments they would have opened a breach in the defenses. And so just as Aristotle had to insist that the slave was a slave by nature, the democrats had to insist that the free man was a legislator and administrator by nature. They could not stop to explain that a human soul might not yet have, or indeed might never have, this technical equipment, and that nevertheless it had an inalienable right not to be used as the unwilling instrument of other men. The superior people were still too strong and too unscrupulous to have refrained from capitalizing so candid a statement. So the early democrats insisted that a reasoned righteousness welled up spontaneously out of the mass of men. All of them hoped that it would, many of them believed that it did, although the cleverest, like Thomas Jefferson, had all sorts of private reservations. But one thing was certain: if public opinion did not come forth spontaneously, nobody in that age believed it would come forth at all. For in one fundamental respect the political science on which democracy was based was the same science that Aristotle formulated. It was the same science for democrat and aristocrat, royalist and republican, in that its major premise assumed the art of government to be a natural endowment. Men differed radically when they tried to name the men so endowed; but they agreed in thinking that the greatest question of all was to find those in whom political wisdom was innate. Royalists were sure that kings were born to govern. Alexander Hamilton thought that while "there are strong minds in every walk of life... the representative body, with too few exceptions to have any influence on the spirit of the government, will be composed of landholders, merchants, and men of the learned professions." [Footnote: _The Federalist_, Nos. 35, 36. _Cf_. comment by Henry Jones Ford in his _Rise and Growth of American Politics_. Ch. V.] Jefferson thought the political faculties were deposited by God in farmers and planters, and sometimes spoke as if they were found in all the people. [Footnote: See below p. 268.] The main premise was the same: to govern was an instinct that appeared, according to your social preferences, in one man or a chosen few, in all males, or only in males who were white and twenty-one, perhaps even in all men and all women. In deciding who was most fit to govern, knowledge of the world was taken for granted. The aristocrat believed that those who dealt with large affairs possessed the instinct, the democrats asserted that all men possessed the instinct and could therefore deal with large affairs. It was no part of political science in either case to think out how knowledge of the world could be brought to the ruler. If you were for the people you did not try to work out the question of how to keep the voter informed. By the age of twenty-one he had his political faculties. What counted was a good heart, a reasoning mind, a balanced judgment. These would ripen with age, but it was not necessary to consider how to inform the heart and feed the reason. Men took in their facts as they took in their breath. 3 But the facts men could come to possess in this effortless way were limited. They could know the customs and more obvious character of the place where they lived and worked. But the outer world they had to conceive, and they did not conceive it instinctively, nor absorb trustworthy knowledge of it just by living. Therefore, the only environment in which spontaneous politics were possible was one confined within the range of the ruler's direct and certain knowledge. There is no escaping this conclusion, wherever you found government on the natural range of men's faculties. "If," as Aristotle said, [Footnote: _Politics_, Bk. VII, Ch. 4.] "the citizens of a state are to judge and distribute offices according to merit, then they must know each other's characters; where they do not possess this knowledge, both the election to offices and the decision of law suits will go wrong." Obviously this maxim was binding upon every school of political thought. But it presented peculiar difficulties to the democrats. Those who believed in class government could fairly claim that in the court of the king, or in the country houses of the gentry, men did know each other's characters, and as long as the rest of mankind was passive, the only characters one needed to know were the characters of men in the ruling class. But the democrats, who wanted to raise the dignity of all men, were immediately involved by the immense size and confusion of their ruling class--the male electorate. Their science told them that politics was an instinct, and that the instinct worked in a limited environment. Their hopes bade them insist that all men in a very large environment could govern. In this deadly conflict between their ideals and their science, the only way out was to assume without much discussion that the voice of the people was the voice of God. The paradox was too great, the stakes too big, their ideal too precious for critical examination. They could not show how a citizen of Boston was to stay in Boston and conceive the views of a Virginian, how a Virginian in Virginia could have real opinions about the government at Washington, how Congressmen in Washington could have opinions about China or Mexico. For in that day it was not possible for many men to have an unseen environment brought into the field of their judgment. There had been some advances, to be sure, since Aristotle. There were a few newspapers, and there were books, better roads perhaps, and better ships. But there was no great advance, and the political assumptions of the Eighteenth Century had essentially to be those that had prevailed in political science for two thousand years. The pioneer democrats did not possess the material for resolving the conflict between the known range of man's attention and their illimitable faith in his dignity. Their assumptions antedated not only the modern newspaper, the world-wide press services, photography and moving pictures, but, what is really more significant, they antedated measurement and record, quantitative and comparative analysis, the canons of evidence, and the ability of psychological analysis to correct and discount the prejudices of the witness. I do not mean to say that our records are satisfactory, our analysis unbiased, our measurements sound. I do mean to say that the key inventions have been made for bringing the unseen world into the field of judgment. They had not been made in the time of Aristotle, and they were not yet important enough to be visible for political theory in the age of Rousseau, Montesquieu, or Thomas Jefferson. In a later chapter I think we shall see that even in the latest theory of human reconstruction, that of the English Guild Socialists, all the deeper premises have been taken over from this older system of political thought. That system, whenever it was competent and honest, had to assume that no man could have more than a very partial experience of public affairs. In the sense that he can give only a little time to them, that assumption is still true, and of the utmost consequence. But ancient theory was compelled to assume, not only that men could give little attention to public questions, but that the attention available would have to be confined to matters close at hand. It would have been visionary to suppose that a time would come when distant and complicated events could conceivably be reported, analyzed, and presented in such a form that a really valuable choice could be made by an amateur. That time is now in sight. There is no longer any doubt that the continuous reporting of an unseen environment is feasible. It is often done badly, but the fact that it is done at all shows that it can be done, and the fact that we begin to know how badly it is often done, shows that it can be done better. With varying degrees of skill and honesty distant complexities are reported every day by engineers and accountants for business men, by secretaries and civil servants for officials, by intelligence officers for the General Staff, by some journalists for some readers. These are crude beginnings but radical, far more radical in the literal meaning of that word than the repetition of wars, revolutions, abdications and restorations; as radical as the change in the scale of human life which has made it possible for Mr. Lloyd George to discuss Welsh coal mining after breakfast in London, and the fate of the Arabs before dinner in Paris. For the possibility of bringing any aspect of human affairs within the range of judgment breaks the spell which has lain upon political ideas. There have, of course, been plenty of men who did not realize that the range of attention was the main premise of political science. They have built on sand. They have demonstrated in their own persons the effects of a very limited and self-centered knowledge of the world. But for the political thinkers who have counted, from Plato and Aristotle through Machiavelli and Hobbes to the democratic theorists, speculation has revolved around the self-centered man who had to see the whole world by means of a few pictures in his head. CHAPTER XVII THE SELF-CONTAINED COMMUNITY 1 THAT groups of self-centered people would engage in a struggle for existence if they rubbed against each other has always been evident. This much truth there is at any rate in that famous passage in the Leviathan where Hobbes says that "though there had never been any time wherein particular men were in a condition of war one against another, yet at all times kings and _persons_ of _sovereign authority because_ of their _independency_, are in continual jealousies and in the state and posture of gladiators, having their weapons pointing, and their eyes fixed on one another..." [Footnote: _Leviathan_, Ch. XIII. Of the Natural Condition of Mankind as concerning their Felicity and Misery.] 2 To circumvent this conclusion one great branch of human thought, which had and has many schools, proceeded in this fashion: it conceived an ideally just pattern of human relations in which each person had well defined functions and rights. If he conscientiously filled the role allotted to him, it did not matter whether his opinions were right or wrong. He did his duty, the next man did his, and all the dutiful people together made a harmonious world. Every caste system illustrates this principle; you find it in Plato's Republic and in Aristotle, in the feudal ideal, in the circles of Dante's Paradise, in the bureaucratic type of socialism, and in laissez-faire, to an amazing degree in syndicalism, guild socialism, anarchism, and in the system of international law idealized by Mr. Robert Lansing. All of them assume a pre-established harmony, inspired, imposed, or innate, by which the self-opinionated person, class, or community is orchestrated with the rest of mankind. The more authoritarian imagine a conductor for the symphony who sees to it that each man plays his part; the anarchistic are inclined to think that a more divine concord would be heard if each player improvised as he went along. But there have also been philosophers who were bored by these schemes of rights and duties, took conflict for granted, and tried to see how their side might come out on top. They have always seemed more realistic, even when they seemed alarming, because all they had to do was to generalize the experience that nobody could escape. Machiavelli is the classic of this school, a man most mercilessly maligned, because he happened to be the first naturalist who used plain language in a field hitherto preempted by supernaturalists. [Footnote: F. S. Oliver in his _Alexander Hamilton_, says of Machiavelli (p. 174): "Assuming the conditions which exist--the nature of man and of things--to be unchangeable, he proceeds in a calm, unmoral way, like a lecturer on frogs, to show how a valiant and sagacious ruler can best turn events to his own advantage and the security of his dynasty."] He has a worse name and more disciples than any political thinker who ever lived. He truly described the technic of existence for the self-contained state. That is why he has the disciples. He has the bad name chiefly because he cocked his eye at the Medici family, dreamed in his study at night where he wore his "noble court dress" that Machiavelli was himself the Prince, and turned a pungent description of the way things are done into an eulogy on that way of doing them. In his most infamous chapter [Footnote: _The Prince_, Ch. XVIII. "Concerning the way in which Princes should keep faith." Translation by W. K. Marriott.] he wrote that "a prince ought to take care that he never lets anything slip from his lips that is not replete with the above-named five qualities, that he may appear to him who hears and sees him altogether merciful, faithful, humane, upright, and religious. There is nothing more necessary to appear to have than this last quality, inasmuch as men judge generally more by the eye than by the hand, because it belongs to everybody to see you, to few to come in touch with you. Everyone sees what you appear to be, few really know what you are, and those few dare not oppose themselves to the opinion of the many, who have the majesty of the state to defend them; and in the actions of all men, and especially of princes, which it is not prudent to challenge, one judges by the result.... One prince of the present time, whom it is not well to name, never preaches anything else but peace and good faith, and to both he is most hostile, and either, if he had kept it, would have deprived him of reputation and kingdom many a time." That is cynical. But it is the cynicism of a man who saw truly without knowing quite why he saw what he saw. Machiavelli is thinking of the run of men and princes "who judge generally more by the eye than by the hand," which is his way of saying that their judgments are subjective. He was too close to earth to pretend that the Italians of his day saw the world steadily and saw it whole. He would not indulge in fantasies, and he had not the materials for imagining a race of men that had learned how to correct their vision. The world, as he found it, was composed of people whose vision could rarely be corrected, and Machiavelli knew that such people, since they see all public relations in a private way, are involved in perpetual strife. What they see is their own personal, class, dynastic, or municipal version of affairs that in reality extend far beyond the boundaries of their vision. They see their aspect. They see it as right. But they cross other people who are similarly self-centered. Then their very existence is endangered, or at least what they, for unsuspected private reasons, regard as their existence and take to be a danger. The end, which is impregnably based on a real though private experience justifies the means. They will sacrifice any one of these ideals to save all of them,... "one judges by the result..." 3 These elemental truths confronted the democratic philosophers. Consciously or otherwise, they knew that the range of political knowledge was limited, that the area of self-government would have to be limited, and that self-contained states when they rubbed against each other were in the posture of gladiators. But they knew just as certainly, that there was in men a will to decide their own fate, and to find a peace that was not imposed by force. How could they reconcile the wish and the fact? They looked about them. In the city states of Greece and Italy they found a chronicle of corruption, intrigue and war. [Footnote: "Democracies have ever been spectacles of turbulence and contention... and have in general been as short in their lives as they have been violent in their deaths." Madison, _Federalist_, No. 10.] In their own cities they saw faction, artificiality, fever. This was no environment in which the democratic ideal could prosper, no place where a group of independent and equally competent people managed their own affairs spontaneously. They looked further, guided somewhat perhaps by Jean Jacques Rousseau, to remote, unspoiled country villages. They saw enough to convince themselves that there the ideal was at home. Jefferson in particular felt this, and Jefferson more than any other man formulated the American image of democracy. From the townships had come the power that had carried the American Revolution to victory. From the townships were to come the votes that carried Jefferson's party to power. Out there in the farming communities of Massachusetts and Virginia, if you wore glasses that obliterated the slaves, you could see with your mind's eye the image of what democracy was to be. "The American Revolution broke out," says de Tocqueville, [Footnote: _Democracy in America,_ Vol. I, p. 51. Third Edition] "and the doctrine of the sovereignty of the people, which had been nurtured in the townships, took possession of the state." It certainly took possession of the minds of those men who formulated and popularized the stereotypes of democracy. "The cherishment of the people was our principle," wrote Jefferson. [Footnote: Cited in Charles Beard, _Economic Origins of Jeffersonian Democracy._ Ch. XIV. ] But the people he cherished almost exclusively were the small landowning farmers: "Those who labor in the earth are the chosen people of God, if ever He had a chosen people, whose breasts He has made his peculiar deposit for substantial and genuine virtue. It is the focus in which He keeps alive that sacred fire, which otherwise might escape from the face of the earth. Corruption of morals in the mass of cultivators is a phenomenon of which no age nor nation has furnished an example." However much of the romantic return to nature may have entered into this exclamation, there was also an element of solid sense. Jefferson was right in thinking that a group of independent farmers comes nearer to fulfilling the requirements of spontaneous democracy than any other human society. But if you are to preserve the ideal, you must fence off these ideal communities from the abominations of the world. If the farmers are to manage their own affairs, they must confine affairs to those they are accustomed to managing. Jefferson drew all these logical conclusions. He disapproved of manufacture, of foreign commerce, and a navy, of intangible forms of property, and in theory of any form of government that was not centered in the small self-governing group. He had critics in his day: one of them remarked that "wrapt up in the fullness of self-consequence and strong enough, in reality, to defend ourselves against every invader, we might enjoy an eternal rusticity and live, forever, thus apathized and vulgar under the shelter of a selfish, satisfied indifference." [Footnote: _Op. cit_., p. 426.] 4 The democratic ideal, as Jefferson moulded it, consisting of an ideal environment and a selected class, did not conflict with the political science of his time. It did conflict with the realities. And when the ideal was stated in absolute terms, partly through exuberance and partly for campaign purposes, it was soon forgotten that the theory was originally devised for very special conditions. It became the political gospel, and supplied the stereotypes through which Americans of all parties have looked at politics. That gospel was fixed by the necessity that in Jefferson's time no one could have conceived public opinions that were not spontaneous and subjective. The democratic tradition is therefore always trying to see a world where people are exclusively concerned with affairs of which the causes and effects all operate within the region they inhabit. Never has democratic theory been able to conceive itself in the context of a wide and unpredictable environment. The mirror is concave. And although democrats recognize that they are in contact with external affairs, they see quite surely that every contact outside that self-contained group is a threat to democracy as originally conceived. That is a wise fear. If democracy is to be spontaneous, the interests of democracy must remain simple, intelligible, and easily managed. Conditions must approximate those of the isolated rural township if the supply of information is to be left to casual experience. The environment must be confined within the range of every man's direct and certain knowledge. The democrat has understood what an analysis of public opinion seems to demonstrate: that in dealing with an unseen environment decisions "are manifestly settled at haphazard, which clearly they ought not to be." [Footnote: Aristotle, _Politics_, Bk. VII, Ch. IV.] So he has always tried in one way or another to minimize the importance of that unseen environment. He feared foreign trade because trade involves foreign connections; he distrusted manufactures because they produced big cities and collected crowds; if he had nevertheless to have manufactures, he wanted protection in the interest of self-sufficiency. When he could not find these conditions in the real world, he went passionately into the wilderness, and founded Utopian communities far from foreign contacts. His slogans reveal his prejudice. He is for Self-Government, Self-Determination, Independence. Not one of these ideas carries with it any notion of consent or community beyond the frontiers of the self-governing groups. The field of democratic action is a circumscribed area. Within protected boundaries the aim has been to achieve self-sufficiency and avoid entanglement. This rule is not confined to foreign policy, but it is plainly evident there, because life outside the national boundaries is more distinctly alien than any life within. And as history shows, democracies in their foreign policy have had generally to choose between splendid isolation and a diplomacy that violated their ideals. The most successful democracies, in fact, Switzerland, Denmark, Australia, New Zealand, and America until recently, have had no foreign policy in the European sense of that phrase. Even a rule like the Monroe Doctrine arose from the desire to supplement the two oceans by a glacis of states that were sufficiently republican to have no foreign policy. Whereas danger is a great, perhaps an indispensable condition of autocracy, [Footnote: Fisher Ames, frightened by the democratic revolution of 1800, wrote to Rufus King in 1802: "We need, as all nations do, the compression on the outside of our circle of a formidable neighbor, whose presence shall at all times excite stronger fears than demagogues can inspire the people with towards their government." Cited by Ford, _Rise and Growth of American Politics,_ p. 69.] security was seen to be a necessity if democracy was to work. There must be as little disturbance as possible of the premise of a self-contained community. Insecurity involves surprises. It means that there are people acting upon your life, over whom you have no control, with whom you cannot consult. It means that forces are at large which disturb the familiar routine, and present novel problems about which quick and unusual decisions are required. Every democrat feels in his bones that dangerous crises are incompatible with democracy, because he knows that the inertia of masses is such that to act quickly a very few must decide and the rest follow rather blindly. This has not made non-resistants out of democrats, but it has resulted in all democratic wars being fought for pacifist aims. Even when the wars are in fact wars of conquest, they are sincerely believed to be wars in defense of civilization. These various attempts to enclose a part of the earth's surface were not inspired by cowardice, apathy, or, what one of Jefferson's critics called a willingness to live under monkish discipline. The democrats had caught sight of a dazzling possibility, that every human being should rise to his full stature, freed from man-made limitations. With what they knew of the art of government, they could, no more than Aristotle before them, conceive a society of autonomous individuals, except an enclosed and simple one. They could, then, select no other premise if they were to reach the conclusion that all the people could spontaneously manage their public affairs. 5 Having adopted the premise because it was necessary to their keenest hope, they drew other conclusions as well. Since in order to have spontaneous self-government, you had to have a simple self-contained community, they took it for granted that one man was as competent as the next to manage these simple and self-contained affairs. Where the wish is father to the thought such logic is convincing. Moreover, the doctrine of the omnicompetent citizen is for most practical purposes true in the rural township. Everybody in a village sooner or later tries his hand at everything the village does. There is rotation in office by men who are jacks of all trades. There was no serious trouble with the doctrine of the omnicompetent citizen until the democratic stereotype was universally applied, so that men looked at a complicated civilization and saw an enclosed village. Not only was the individual citizen fitted to deal with all public affairs, but he was consistently public-spirited and endowed with unflagging interest. He was public-spirited enough in the township, where he knew everybody and was interested in everybody's business. The idea of enough for the township turned easily into the idea of enough for any purpose, for as we have noted, quantitative thinking does not suit a stereotype. But there was another turn to the circle. Since everybody was assumed to be interested enough in important affairs, only those affairs came to seem important in which everybody was interested. This meant that men formed their picture of the world outside from the unchallenged pictures in their heads. These pictures came to them well stereotyped by their parents and teachers, and were little corrected by their own experience. Only a few men had affairs that took them across state lines. Even fewer had reason to go abroad. Most voters lived their whole lives in one environment, and with nothing but a few feeble newspapers, some pamphlets, political speeches, their religious training, and rumor to go on, they had to conceive that larger environment of commerce and finance, of war and peace. The number of public opinions based on any objective report was very small in proportion to those based on casual fancy. And so for many different reasons, self-sufficiency was a spiritual ideal in the formative period. The physical isolation of the township, the loneliness of the pioneer, the theory of democracy, the Protestant tradition, and the limitations of political science all converged to make men believe that out of their own consciences they must extricate political wisdom. It is not strange that the deduction of laws from absolute principles should have usurped so much of their free energy. The American political mind had to live on its capital. In legalism it found a tested body of rules from which new rules could be spun without the labor of earning new truths from experience. The formulae became so curiously sacred that every good foreign observer has been amazed at the contrast between the dynamic practical energy of the American people and the static theorism of their public life. That steadfast love of fixed principles was simply the only way known of achieving self-sufficiency. But it meant that the public opinions of any one community about the outer world consisted chiefly of a few stereotyped images arranged in a pattern deduced from their legal and their moral codes, and animated by the feeling aroused by local experiences. Thus democratic theory, starting from its fine vision of ultimate human dignity, was forced by lack of the instruments of knowledge for reporting its environment, to fall back upon the wisdom and experience which happened to have accumulated in the voter. God had, in the words of Jefferson, made men's breasts "His peculiar deposit for substantial and genuine virtue." These chosen people in their self-contained environment had all the facts before them. The environment was so familiar that one could take it for granted that men were talking about substantially the same things. The only real disagreements, therefore, would be in judgments about the same facts. There was no need to guarantee the sources of information. They were obvious, and equally accessible to all men. Nor was there need to trouble about the ultimate criteria. In the self-contained community one could assume, or at least did assume, a homogeneous code of morals. The only place, therefore, for differences of opinion was in the logical application of accepted standards to accepted facts. And since the reasoning faculty was also well standardized, an error in reasoning would be quickly exposed in a free discussion. It followed that truth could be obtained by liberty within these limits. The community could take its supply of information for granted; its codes it passed on through school, church, and family, and the power to draw deductions from a premise, rather than the ability to find the premise, was regarded as the chief end of intellectual training. CHAPTER XVIII THE ROLE OF FORCE, PATRONAGE AND PRIVILEGE 1 "IT has happened as was to have been foreseen," wrote Hamilton, [Footnote: _Federalist,_ No. 15] "the measures of the Union have not been executed; the delinquencies of the States have, step by step, matured themselves to an extreme which has at length arrested all the wheels of the national government and brought them to an awful stand."... For "in our case the concurrence of thirteen distinct sovereign wills is requisite, under the confederation, to the complete execution of every important measure that proceeds from the Union." How could it be otherwise, he asked: "The rulers of the respective members... will undertake to judge of the propriety of the measures themselves. They will consider the conformity of the thing proposed or required to their immediate interests or aims; the momentary conveniences or inconveniences that would attend its adoption. All this will be done, and in a spirit of interested and suspicious scrutiny, without that knowledge of national circumstances and reasons of state which is essential to right judgment, and with that strong predilection in favor of local objects which can hardly fail to mislead the decision. The same process must be repeated in every member of which the body is constituted; and the execution of the plans framed by the councils of the whole, will always fluctuate on the discretion of the ill-informed and prejudiced opinion of every part. Those who have been conversant in the proceedings of popular assemblies, who have seen how difficult it often is, when there is no exterior pressure of circumstances, to bring them to harmonious resolutions on important points, will readily conceive how impossible it must be to induce a number of such assemblies, deliberating at a distance from each other, at different times, and under different impressions, long to coöperate in the same views and pursuits." Over ten years of storm and stress with a congress that was, as John Adams said, [Footnote: Ford, _op. cit._, p. 36.] "only a diplomatic assembly," had furnished the leaders of the revolution "with an instructive but afflicting lesson" [Footnote: _Federalist_, No. 15.] in what happens when a number of self-centered communities are entangled in the same environment. And so, when they went to Philadelphia in May of 1787, ostensibly to revise the Articles of Confederation, they were really in full reaction against the fundamental premise of Eighteenth Century democracy. Not only were the leaders consciously opposed to the democratic spirit of the time, feeling, as Madison said, that "democracies have ever been spectacles of turbulence and contention," but within the national frontiers they were determined to offset as far as they could the ideal of self-governing communities in self-contained environments. The collisions and failures of concave democracy, where men spontaneously managed all their own affairs, were before their eyes. The problem as they saw it, was to restore government as against democracy. They understood government to be the power to make national decisions and enforce them throughout the nation; democracy they believed was the insistence of localities and classes upon self-determination in accordance with their immediate interests and aims. They could not consider in their calculations the possibility of such an organization of knowledge that separate communities would act simultaneously on the same version of the facts. We just begin to conceive this possibility for certain parts of the world where there is free circulation of news and a common language, and then only for certain aspects of life. The whole idea of a voluntary federalism in industry and world politics is still so rudimentary, that, as we see in our own experience, it enters only a little, and only very modestly, into practical politics. What we, more than a century later, can only conceive as an incentive to generations of intellectual effort, the authors of the Constitution had no reason to conceive at all. In order to set up national government, Hamilton and his colleagues had to make plans, not on the theory that men would coöperate because they had a sense of common interest, but on the theory that men could be governed, if special interests were kept in equilibrium by a balance of power. "Ambition," Madison said, [Footnote: _Federalist_, No. 51, cited by Ford, _op. cit._, p. 60.] "must be made to counteract ambition." They did not, as some writers have supposed, intend to balance every interest so that the government would be in a perpetual deadlock. They intended to deadlock local and class interest to prevent these from obstructing government. "In framing a government which is to be administered by men over men," wrote Madison, [Footnote: _Id_.] "the great difficulty lies in this: _you must first enable the government to control the governed_, and in the next place, oblige it to control itself." In one very important sense, then, the doctrine of checks and balances was the remedy of the federalist leaders for the problem of public opinion. They saw no other way to substitute "the mild influence of the magistracy" for the "sanguinary agency of the sword" [Footnote: _Federalist, No. 15.] except by devising an ingenious machine to neutralize local opinion. They did not understand how to manipulate a large electorate, any more than they saw the possibility of common consent upon the basis of common information. It is true that Aaron Burr taught Hamilton a lesson which impressed him a good deal when he seized control of New York City in 1800 by the aid of Tammany Hall. But Hamilton was killed before he was able to take account of this new discovery, and, as Mr. Ford says, [Footnote: Ford, _op. cit._, p. 119.] Burr's pistol blew the brains out of the Federal party. 2 When the constitution was written, "politics could still be managed by conference and agreement among gentlemen" [Footnote: _Op. cit._, p. 144] and it was to the gentry that Hamilton turned for a government. It was intended that they should manage national affairs when local prejudice had been brought into equilibrium by the constitutional checks and balances. No doubt Hamilton, who belonged to this class by adoption, had a human prejudice in their favor. But that by itself is a thin explanation of his statecraft. Certainly there can be no question of his consuming passion for union, and it is, I think, an inversion of the truth to argue that he made the Union to protect class privileges, instead of saying that he used class privileges to make the Union. "We must take man as we find him," Hamilton said, "and if we expect him to serve the public we must interest his passions in doing so." [Footnote: _Op. cit._, p. 47] He needed men to govern, whose passions could be most quickly attached to a national interest. These were the gentry, the public creditors, manufacturers, shippers, and traders, [Footnote: Beard, _Economic Interpretation of the Constitution, passim._] and there is probably no better instance in history of the adaptation of shrewd means to clear ends, than in the series of fiscal measures, by which Hamilton attached the provincial notables to the new government. Although the constitutional convention worked behind closed doors, and although ratification was engineered by "a vote of probably not more than one-sixth of the adult males," [Footnote: Beard, _op. cit._, p. 325.] there was little or no pretence. The Federalists argued for union, not for democracy, and even the word republic had an unpleasant sound to George Washington when he had been for more than two years a republican president. The constitution was a candid attempt to limit the sphere of popular rule; the only democratic organ it was intended the government should possess was the House, based on a suffrage highly limited by property qualifications. And even at that, the House, it was believed, would be so licentious a part of the government, that it was carefully checked and balanced by the Senate, the electoral college, the Presidential veto, and by judicial interpretation. Thus at the moment when the French Revolution was kindling popular feeling the world over, the American revolutionists of 1776 came under a constitution which went back, as far as it was expedient, to the British Monarchy for a model. This conservative reaction could not endure. The men who had made it were a minority, their motives were under suspicion, and when Washington went into retirement, the position of the gentry was not strong enough to survive the inevitable struggle for the succession. The anomaly between the original plan of the Fathers and the moral feeling of the age was too wide not to be capitalized by a good politician. 3 Jefferson referred to his election as "the great revolution of 1800," but more than anything else it was a revolution in the mind. No great policy was altered, but a new tradition was established. For it was Jefferson who first taught the American people to regard the Constitution as an instrument of democracy, and he stereotyped the images, the ideas, and even many of the phrases, in which Americans ever since have described politics to each other. So complete was the mental victory, that twenty-five years later de Tocqueville, who was received in Federalist homes, noted that even those who were "galled by its continuance"--were not uncommonly heard to "laud the delights of a republican government, and the advantages of democratic institutions when they are in public." [Footnote: _Democracy in America_, Vol. I, Ch. X (Third Edition, 1838), p. 216.] The Constitutional Fathers with all their sagacity had failed to see that a frankly undemocratic constitution would not long be tolerated. The bold denial of popular rule was bound to offer an easy point of attack to a man, like Jefferson, who so far as his constitutional opinions ran, was not a bit more ready than Hamilton to turn over government to the "unrefined" will of the people. [Footnote: _Cf._ his plan for the Constitution of Virginia, his ideas for a senate of property holders, and his views on the judicial veto. Beard, _Economic Origins of Jeffersonian Democracy_, pp. 450 _et seq._] The Federalist leaders had been men of definite convictions who stated them bluntly. There was little real discrepancy between their public and their private views. But Jefferson's mind was a mass of ambiguities, not solely because of its defects, as Hamilton and his biographers have thought, but because he believed in a union and he believed in spontaneous democracies, and in the political science of his age there was no satisfactory way to reconcile the two. Jefferson was confused in thought and action because he had a vision of a new and tremendous idea that no one had thought out in all its bearings. But though popular sovereignty was not clearly understood by anybody, it seemed to imply so great an enhancement of human life, that no constitution could stand which frankly denied it. The frank denials were therefore expunged from consciousness, and the document, which is on its face an honest example of limited constitutional democracy, was talked and thought about as an instrument for direct popular rule. Jefferson actually reached the point of believing that the Federalists had perverted the Constitution, of which in his fancy they were no longer the authors. And so the Constitution was, in spirit, rewritten. Partly by actual amendment, partly by practice, as in the case of the electoral college, but chiefly by looking at it through another set of stereotypes, the facade was no longer permitted to look oligarchic. The American people came to believe that their Constitution was a democratic instrument, and treated it as such. They owe that fiction to the victory of Thomas Jefferson, and a great conservative fiction it has been. It is a fair guess that if everyone had always regarded the Constitution as did the authors of it, the Constitution would have been violently overthrown, because loyalty to the Constitution and loyalty to democracy would have seemed incompatible. Jefferson resolved that paradox by teaching the American people to read the Constitution as an expression of democracy. He himself stopped there. But in the course of twenty-five years or so social conditions had changed so radically, that Andrew Jackson carried out the political revolution for which Jefferson had prepared the tradition. [Footnote: The reader who has any doubts as to the extent of the revolution that separated Hamilton's opinions from Jackson's practice should turn to Mr. Henry Jones Ford's _Rise and Growth of American Politics_.] 4 The political center of that revolution was the question of patronage. By the men who founded the government public office was regarded as a species of property, not lightly to be disturbed, and it was undoubtedly their hope that the offices would remain in the hands of their social class. But the democratic theory had as one of its main principles the doctrine of the omnicompetent citizen. Therefore, when people began to look at the Constitution as a democratic instrument, it was certain that permanence in office would seem undemocratic. The natural ambitions of men coincided here with the great moral impulse of their age. Jefferson had popularized the idea without carrying it ruthlessly into practice, and removals on party grounds were comparatively few under the Virginian Presidents. It was Jackson who founded the practice of turning public office into patronage. Curious as it sounds to us, the principle of rotation in office with short terms was regarded as a great reform. Not only did it acknowledge the new dignity of the average man by treating him as fit for any office, not only did it destroy the monopoly of a small social class and appear to open careers to talent, but "it had been advocated for centuries as a sovereign remedy for political corruption," and as the one way to prevent the creation of a bureaucracy. [Footnote: Ford, _op. cit._, p. 169.] The practice of rapid change in public office was the application to a great territory of the image of democracy derived from the self-contained village. Naturally it did not have the same results in the nation that it had in the ideal community on which the democratic theory was based. It produced quite unexpected results, for it founded a new governing class to take the place of the submerged federalists. Unintentionally, patronage did for a large electorate what Hamilton's fiscal measures had done for the upper classes. We often fail to realize how much of the stability of our government we owe to patronage. For it was patronage that weaned natural leaders from too much attachment to the self-centered community, it was patronage that weakened the local spirit and brought together in some kind of peaceful cooperation, the very men who, as provincial celebrities, would, in the absence of a sense of common interest, have torn the union apart. But of course, the democratic theory was not supposed to produce a new governing class, and it has never accommodated itself to the fact. When the democrat wanted to abolish monopoly of offices, to have rotation and short terms, he was thinking of the township where anyone could do a public service, and return humbly to his own farm. The idea of a special class of politicians was just what the democrat did not like. But he could not have what he did like, because his theory was derived from an ideal environment, and he was living in a real one. The more deeply he felt the moral impulse of democracy, the less ready he was to see the profound truth of Hamilton's statement that communities deliberating at a distance and under different impressions could not long coöperate in the same views and pursuits. For that truth postpones anything like the full realization of democracy in public affairs until the art of obtaining common consent has been radically improved. And so while the revolution under Jefferson and Jackson produced the patronage which made the two party system, which created a substitute for the rule of the gentry, and a discipline for governing the deadlock of the checks and balances, all that happened, as it were, invisibly. Thus, rotation in office might be the ostensible theory, in practice the offices oscillated between the henchmen. Tenure might not be a permanent monopoly, but the professional politician was permanent. Government might be, as President Harding once said, a simple thing, but winning elections was a sophisticated performance. The salaries in office might be as ostentatiously frugal as Jefferson's home-spun, but the expenses of party organization and the fruits of victory were in the grand manner. The stereotype of democracy controlled the visible government; the corrections, the exceptions and adaptations of the American people to the real facts of their environment have had to be invisible, even when everybody knew all about them. It was only the words of the law, the speeches of politicians, the platforms, and the formal machinery of administration that have had to conform to the pristine image of democracy. 5 If one had asked a philosophical democrat how these self-contained communities were to coöperate, when their public opinions were so self-centered, he would have pointed to representative government embodied in the Congress. And nothing would surprise him more than the discovery of how steadily the prestige of representative government has declined, while the power of the Presidency has grown. Some critics have traced this to the custom of sending only local celebrities to Washington. They have thought that if Congress could consist of the nationally eminent men, the life of the capital would be more brilliant. It would be, of course, and it would be a very good thing if retiring Presidents and Cabinet officers followed the example of John Quincy Adams. But the absence of these men does not explain the plight of Congress, for its decline began when it was relatively the most eminent branch of the government. Indeed it is more probable that the reverse is true, and that Congress ceased to attract the eminent as it lost direct influence on the shaping of national policy. The main reason for the discredit, which is world wide, is, I think, to be found in the fact that a congress of representatives is essentially a group of blind men in a vast, unknown world. With some exceptions, the only method recognized in the Constitution or in the theory of representative government, by which Congress can inform itself, is to exchange opinions from the districts. There is no systematic, adequate, and authorized way for Congress to know what is going on in the world. The theory is that the best man of each district brings the best wisdom of his constituents to a central place, and that all these wisdoms combined are all the wisdom that Congress needs. Now there is no need to question the value of expressing local opinions and exchanging them. Congress has great value as the market-place of a continental nation. In the coatrooms, the hotel lobbies, the boarding houses of Capitol Hill, at the tea-parties of the Congressional matrons, and from occasional entries into the drawing rooms of cosmopolitan Washington, new vistas are opened, and wider horizons. But even if the theory were applied, and the districts always sent their wisest men, the sum or a combination of local impressions is not a wide enough base for national policy, and no base at all for the control of foreign policy. Since the real effects of most laws are subtle and hidden, they cannot be understood by filtering local experiences through local states of mind. They can be known only by controlled reporting and objective analysis. And just as the head of a large factory cannot know how efficient it is by talking to the foreman, but must examine cost sheets and data that only an accountant can dig out for him, so the lawmaker does not arrive at a true picture of the state of the union by putting together a mosaic of local pictures. He needs to know the local pictures, but unless he possesses instruments for calibrating them, one picture is as good as the next, and a great deal better. The President does come to the assistance of Congress by delivering messages on the state of the Union. He is in a position to do that because he presides over a vast collection of bureaus and their agents, which report as well as act. But he tells Congress what he chooses to tell it. He cannot be heckled, and the censorship as to what is compatible with the public interest is in his hands. It is a wholly one-sided and tricky relationship, which sometimes reaches such heights of absurdity, that Congress, in order to secure an important document has to thank the enterprise of a Chicago newspaper, or the calculated indiscretion of a subordinate official. So bad is the contact of legislators with necessary facts that they are forced to rely either on private tips or on that legalized atrocity, the Congressional investigation, where Congressmen, starved of their legitimate food for thought, go on a wild and feverish man-hunt, and do not stop at cannibalism. Except for the little that these investigations yield, the occasional communications from the executive departments, interested and disinterested data collected by private persons, such newspapers, periodicals, and books as Congressmen read, and a new and excellent practice of calling for help from expert bodies like the Interstate Commerce Commission, the Federal Trade Commission, and the Tariff Commission, the creation of Congressional opinion is incestuous. From this it follows either that legislation of a national character is prepared by a few informed insiders, and put through by partisan force; or that the legislation is broken up into a collection of local items, each of which is enacted for a local reason. Tariff schedules, navy yards, army posts, rivers and harbors, post offices and federal buildings, pensions and patronage: these are fed out to concave communities as tangible evidence of the benefits of national life. Being concave, they can see the white marble building which rises out of federal funds to raise local realty values and employ local contractors more readily than they can judge the cumulative cost of the pork barrel. It is fair to say that in a large assembly of men, each of whom has practical knowledge only of his own district, laws dealing with translocal affairs are rejected or accepted by the mass of Congressmen without creative participation of any kind. They participate only in making those laws that can be treated as a bundle of local issues. For a legislature without effective means of information and analysis must oscillate between blind regularity, tempered by occasional insurgency, and logrolling. And it is the logrolling which makes the regularity palatable, because it is by logrolling that a Congressman proves to his more active constituents that he is watching their interests as they conceive them. This is no fault of the individual Congressman's, except when he is complacent about it. The cleverest and most industrious representative cannot hope to understand a fraction of the bills on which he votes. The best he can do is to specialize on a few bills, and take somebody's word about the rest. I have known Congressmen, when they were boning up on a subject, to study as they had not studied since they passed their final examinations, many large cups of black coffee, wet towels and all. They had to dig for information, sweat over arranging and verifying facts, which, in any consciously organized government, should have been easily available in a form suitable for decision. And even when they really knew a subject, their anxieties had only begun. For back home the editors, the board of trade, the central federated union, and the women's clubs had spared themselves these labors, and were prepared to view the Congressman's performance through local spectacles. 6 What patronage did to attach political chieftains to the national government, the infinite variety of local subsidies and privileges do for self-centered communities. Patronage and pork amalgamate and stabilize thousands of special opinions, local discontents, private ambitions. There are but two other alternatives. One is government by terror and obedience, the other is government based on such a highly developed system of information, analysis, and self-consciousness that "the knowledge of national circumstances and reasons of state" is evident to all men. The autocratic system is in decay, the voluntary system is in its very earliest development; and so, in calculating the prospects of association among large groups of people, a League of Nations, industrial government, or a federal union of states, the degree to which the material for a common consciousness exists, determines how far cooperation will depend upon force, or upon the milder alternative to force, which is patronage and privilege. The secret of great state-builders, like Alexander Hamilton, is that they know how to calculate these principles. CHAPTER XIX THE OLD IMAGE IN A NEW FORM: GUILD SOCIALISM. Whenever the quarrels of self-centered groups become unbearable, reformers in the past found themselves forced to choose between two great alternatives. They could take the path to Rome and impose a Roman peace upon the warring tribes. They could take the path to isolation, to autonomy and self-sufficiency. Almost always they chose that path which they had least recently travelled. If they had tried out the deadening monotony of empire, they cherished above all other things the simple freedom of their own community. But if they had seen this simple freedom squandered in parochial jealousies they longed for the spacious order of a great and powerful state. Whichever choice they made, the essential difficulty was the same. If decisions were decentralized they soon floundered in a chaos of local opinions. If they were centralized, the policy of the state was based on the opinions of a small social set at the capital. In any case force was necessary to defend one local right against another, or to impose law and order on the localities, or to resist class government at the center, or to defend the whole society, centralized or decentralized, against the outer barbarian. Modern democracy and the industrial system were both born in a time of reaction against kings, crown government, and a regime of detailed economic regulation. In the industrial sphere this reaction took the form of extreme devolution, known as laissez-faire individualism. Each economic decision was to be made by the man who had title to the property involved. Since almost everything was owned by somebody, there would be somebody to manage everything. This was plural sovereignty with a vengeance. It was economic government by anybody's economic philosophy, though it was supposed to be controlled by immutable laws of political economy that must in the end produce harmony. It produced many splendid things, but enough sordid and terrible ones to start counter-currents. One of these was the trust, which established a kind of Roman peace within industry, and a Roman predatory imperialism outside. People turned to the legislature for relief. They invoked representative government, founded on the image of the township farmer, to regulate the semi-sovereign corporations. The working class turned to labor organization. There followed a period of increasing centralization and a sort of race of armaments. The trusts interlocked, the craft unions federated and combined into a labor movement, the political system grew stronger at Washington and weaker in the states, as the reformers tried to match its strength against big business. In this period practically all the schools of socialist thought from the Marxian left to the New Nationalists around Theodore Roosevelt, looked upon centralization as the first stage of an evolution which would end in the absorption of all the semi-sovereign powers of business by the political state. The evolution never took place, except for a few months during the war. That was enough, and there was a turn of the wheel against the omnivorous state in favor of several new forms of pluralism. But this time society was to swing back not to the atomic individualism of Adam Smith's economic man and Thomas Jefferson's farmer, but to a sort of molecular individualism of voluntary groups. One of the interesting things about all these oscillations of theory is that each in turn promises a world in which no one will have to follow Machiavelli in order to survive. They are all established by some form of coercion, they all exercise coercion in order to maintain themselves, and they are all discarded as a result of coercion. Yet they do not accept coercion, either physical power or special position, patronage, or privilege, as part of their ideal. The individualist said that self-enlightened self-interest would bring internal and external peace. The socialist is sure that the motives to aggression will disappear. The new pluralist hopes they will. [Footnote: See G. D. H. Cole, _Social Theory,_ p. 142.] Coercion is the surd in almost all social theory, except the Machiavellian. The temptation to ignore it, because it is absurd, inexpressible, and unmanageable, becomes overwhelming in any man who is trying to rationalize human life. 2 The lengths to which a clever man will sometimes go in order to escape a full recognition of the role of force is shown by Mr. G. D. H. Cole's book on Guild Socialism. The present state, he says, "is primarily an instrument of coercion;" [Footnote: Cole, _Guild Socialism_, p. 107.] in a guild socialist society there will be no sovereign power, though there will be a coordinating body. He calls this body the Commune. He then begins to enumerate the powers of the Commune, which, we recall, is to be primarily not an instrument of coercion. [Footnote: _Op. cit._ Ch. VIII.] It settles price disputes. Sometimes it fixes prices, allocates the surplus or distributes the loss. It allocates natural resources, and controls the issue of credit. It also "allocates communal labor-power." It ratifies the budgets of the guilds and the civil services. It levies taxes. "All questions of income" fall within its jurisdiction. It "allocates" income to the non-productive members of the community. It is the final arbiter in all questions of policy and jurisdiction between the guilds. It passes constitutional laws fixing the functions of the functional bodies. It appoints the judges. It confers coercive powers upon the guilds, and ratifies their by-laws wherever these involve coercion. It declares war and makes peace. It controls the armed forces. It is the supreme representative of the nation abroad. It settles boundary questions within the national state. It calls into existence new functional bodies, or distributes new functions to old ones. It runs the police. It makes whatever laws are necessary to regulate personal conduct and personal property. These powers are exercised not by one commune, but by a federal structure of local and provincial communes with a National commune at the top. Mr. Cole is, of course, welcome to insist that this is not a sovereign state, but if there is a coercive power now enjoyed by any modern government for which he has forgotten to make room, I cannot think of it. He tells us, however, that Guild society will be non-coercive: "we want to build a new society which will be conceived in the spirit, not of coercion, but of free service." [Footnote: _Op. cit._, p. 141.] Everyone who shares that hope, as most men and women do, will therefore look closely to see what there is in the Guild Socialist plan which promises to reduce coercion to its lowest limits, even though the Guildsmen of to-day have already reserved for their communes the widest kind of coercive power. It is acknowledged at once that the new society cannot be brought into existence by universal consent. Mr. Cole is too honest to shirk the element of force required to make the transition. [Footnote: _Cf. op. cit._, Ch. X. ] And while obviously he cannot predict how much civil war there might be, he is quite clear that there would have to be a period of direct action by the trade unions. 3 But leaving aside the problems of transition, and any consideration of what the effect is on their future action, when men have hacked their way through to the promised land, let us imagine the Guild Society in being. What keeps it running as a non-coercive society? Mr. Cole has two answers to this question. One is the orthodox Marxian answer that the abolition of capitalist property will remove the motive to aggression. Yet he does not really believe that, because if he did, he would care as little as does the average Marxian how the working class is to run the government, once it is in control. If his diagnosis were correct, the Marxian would be quite right: if the disease were the capitalist class and only the capitalist class, salvation would automatically follow its extinction. But Mr. Cole is enormously concerned about whether the society which follows the revolution is to be run by state collectivism, by guilds or cooperative societies, by a democratic parliament or by functional representation. In fact, it is as a new theory of representative government that guild socialism challenges attention. The guildsmen do not expect a miracle to result from the disappearance of capitalist property rights. They do expect, and of course quite rightly, that if equality of income were the rule, social relations would be profoundly altered. But they differ, as far as I can make out, from the orthodox Russian communist in this respect: The communist proposes to establish equality by force of the dictatorship of the proletariat, believing that if once people were equalized both in income and in service, they would then lose the incentives to aggression. The guildsmen also propose to establish equality by force, but are shrewd enough to see that if an equilibrium is to be maintained they have to provide institutions for maintaining it. Guildsmen, therefore, put their faith in what they believe to be a new theory of democracy. Their object, says Mr. Cole, is "to get the mechanism right, and to adjust it as far as possible to the expression of men's social wills." [Reference: _Op. cit._, p. 16.] These wills need to be given opportunity for self-expression in self-government "in any and every form of social action." Behind these words is the true democratic impulse, the desire to enhance human dignity, as well as the traditional assumption that this human dignity is impugned, unless each person's will enters into the management of everything that affects him. The guildsman, like the earlier democrat therefore, looks about him for an environment in which this ideal of self-government can be realized. A hundred years and more have passed since Rousseau and Jefferson, and the center of interest has shifted from the country to the city. The new democrat can no longer turn to the idealized rural township for the image of democracy. He turns now to the workshop. "The spirit of association must be given free play in the sphere in which it is best able to find expression. This is manifestly the factory, in which men have the habit and tradition of working together. The factory is the natural and fundamental unit of industrial democracy. This involves, not only that the factory must be free, as far as possible, to manage its own affairs, but also that the democratic unit of the factory must be made the basis of the larger democracy of the Guild, and that the larger organs of Guild administration and government must be based largely on the principle of factory representation." [Footnote: _Op. cit._, p. 40.] Factory is, of course, a very loose word, and Mr. Cole asks us to take it as meaning mines, shipyards, docks, stations, and every place which is "a natural center of production." [Footnote: _Op. cit._, p. 41] But a factory in this sense is quite a different thing from an industry. The factory, as Mr. Cole conceives it, is a work place where men are really in personal contact, an environment small enough to be known directly to all the workers. "This democracy if it is to be real, must come home to, and be exercisable directly by, every individual member of the Guild." [Footnote: _Op. cit._, p. 40.] This is important, because Mr. Cole, like Jefferson, is seeking a natural unit of government. The only natural unit is a perfectly familiar environment. Now a large plant, a railway system, a great coal field, is not a natural unit in this sense. Unless it is a very small factory indeed, what Mr. Cole is really thinking about is the shop. That is where men can be supposed to have "the habit and tradition of working together." The rest of the plant, the rest of the industry, is an inferred environment. 4 Anybody can see, and almost everybody will admit, that self-government in the purely internal affairs of the shop is government of affairs that "can be taken in at a single view." [Footnote: Aristotle, _Politics_, Bk. VII, Ch. IV.] But dispute would arise as to what constitute the internal affairs of a shop. Obviously the biggest interests, like wages, standards of production, the purchase of supplies, the marketing of the product, the larger planning of work, are by no means purely internal. The shop democracy has freedom, subject to enormous limiting conditions from the outside. It can deal to a certain extent with the arrangement of work laid out for the shop, it can deal with the temper and temperament of individuals, it can administer petty industrial justice, and act as a court of first instance in somewhat larger individual disputes. Above all it can act as a unit in dealing with other shops, and perhaps with the plant as a whole. But isolation is impossible. The unit of industrial democracy is thoroughly entangled in foreign affairs. And it is the management of these external relations that constitutes the test of the guild socialist theory. They have to be managed by representative government arranged in a federal order from the shop to the plant, the plant to the industry, the industry to the nation, with intervening regional grouping of representatives. But all this structure derives from the shop, and all its peculiar virtues are ascribed to this source. The representatives who choose the representatives who choose the representatives who finally "coordinate" and "regulate" the shops are elected, Mr. Cole asserts, by a true democracy. Because they come originally from a self-governing unit, the whole federal organism will be inspired by the spirit and the reality of self-government. Representatives will aim to carry out the workers' "actual will as understood by themselves," [Footnote: _Op. cit._, p. 42.] that is, as understood by the individual in the shops. A government run literally on this principle would, if history is any guide, be either a perpetual logroll, or a chaos of warring shops. For while the worker in the shop can have a real opinion about matters entirely within the shop, his "will" about the relation of that shop to the plant, the industry, and the nation is subject to all the limitations of access, stereotype, and self-interest that surround any other self-centered opinion. His experience in the shop at best brings only aspects of the whole to his attention. His opinion of what is right within the shop he can reach by direct knowledge of the essential facts. His opinion of what is right in the great complicated environment out of sight is more likely to be wrong than right if it is a generalization from the experience of the individual shop. As a matter of experience, the representatives of a guild society would find, just as the higher trade union officials find today, that on a great number of questions which they have to decide there is no "actual will as understood" by the shops. 5 The guildsmen insist, however, that such criticism is blind because it ignores a great political discovery. You may be quite right, they would say, in thinking that the representatives of the shops would have to make up their own minds on many questions about which the shops have no opinion. But you are simply entangled in an ancient fallacy: you are looking for somebody to represent a group of people. He cannot be found. The only representative possible is one who acts for "some particular function," [Footnote: _Op. cit._, pp. 23-24.] and therefore each person must help choose as many representatives "as there are distinct essential groups of functions to be performed." Assume then that the representatives speak, not for the men in the shops, but for certain functions in which the men are interested. They are, mind you, disloyal if they do not carry out the will of the group about the function, as understood by the group. [Footnote: _Cf._ Part V, "The Making of a Common Will."] These functional representatives meet. Their business is to coordinate and regulate. By what standard does each judge the proposals of the other, assuming, as we must, that there is conflict of opinion between the shops, since if there were not, there would be no need to coordinate and regulate? Now the peculiar virtue of functional democracy is supposed to be that men vote candidly according to their own interests, which it is assumed they know by daily experience. They can do that within the self-contained group. But in its external relations the group as a whole, or its representative, is dealing with matters that transcend immediate experience. The shop does not arrive spontaneously at a view of the whole situation. Therefore, the public opinions of a shop about its rights and duties in the industry and in society, are matters of education or propaganda, not the automatic product of shop-consciousness. Whether the guildsmen elect a delegate, or a representative, they do not escape the problem of the orthodox democrat. Either the group as a whole, or the elected spokesman, must stretch his mind beyond the limits of direct experience. He must vote on questions coming up from other shops, and on matters coming from beyond the frontiers of the whole industry. The primary interest of the shop does not even cover the function of a whole industrial vocation. The function of a vocation, a great industry, a district, a nation is a concept, not an experience, and has to be imagined, invented, taught and believed. And even though you define function as carefully as possible, once you admit that the view of each shop on that function will not necessarily coincide with the view of other shops, you are saying that the representative of one interest is concerned in the proposals made by other interests. You are saying that he must conceive a common interest. And in voting for him you are choosing a man who will not simply represent your view of your function, which is all that you know at first hand, but a man who will represent your views about other people's views of that function. You are voting as indefinitely as the orthodox democrat. 6 The guildsmen in their own minds have solved the question of how to conceive a common interest by playing with the word function. They imagine a society in which all the main work of the world has been analysed into functions, and these functions in turn synthesized harmoniously. [Footnote: _Cf. op. cit._, Ch. XIX.] They suppose essential agreement about the purposes of society as a whole, and essential agreement about the role of every organized group in carrying out those purposes. It was a nice sentiment, therefore, which led them to take the name of their theory from an institution that arose in a Catholic feudal society. But they should remember that the scheme of function which the wise men of that age assumed was not worked out by mortal man. It is unclear how the guildsmen think the scheme is going to be worked out and made acceptable in the modern world. Sometimes they seem to argue that the scheme will develop from trade union organization, at other times that the communes will define the constitutional function of the groups. But it makes a considerable practical difference whether they believe that the groups define their own functions or not. In either case, Mr. Cole assumes that society can be carried on by a social contract based on an accepted idea of "distinct essential groups of functions." How does one recognize these distinct essential groups? So far as I can make out, Mr. Cole thinks that a function is what a group of people are interested in. "The essence of functional democracy is that a man should count as many times over as there are functions in which he is interested." [Footnote: _Social Theory,_ p. 102 _et seq._] Now there are at least two meanings to the word interested. You can use it to mean that a man is involved, or that his mind is occupied. John Smith, for example, may have been tremendously interested in the Stillman divorce case. He may have read every word of the news in every lobster edition. On the other hand, young Guy Stillman, whose legitimacy was at stake, probably did not trouble himself at all. John Smith was interested in a suit that did not affect his "interests," and Guy was uninterested in one that would determine the whole course of his life. Mr. Cole, I am afraid, leans towards John Smith. He is answering the "very foolish objection" that to vote by functions is to be voting very often: "If a man is not interested enough to vote, and cannot be aroused to interest enough to make him vote, on, say, a dozen distinct subjects, he waives his right to vote and the result is no less democratic than if he voted blindly and without interest." Mr. Cole thinks that the uninstructed voter "waives his right to vote." From this it follows that the votes of the instructed reveal their interest, and their interest defines the function. [Footnote: _Cf._ Ch. XVIII of this book. "Since everybody was assumed to be interested enough in important affairs, only those affairs came to seem important in which everybody was interested."] "Brown, Jones, and Robinson must therefore have, not one vote each, but as many different functional votes as there are different questions calling for associative action in which they are interested." [Footnote: _Guild Socialism,_ p. 24. ] I am considerably in doubt whether Mr. Cole thinks that Brown, Jones and Robinson should qualify in any election where they assert that they are interested, or that somebody else, not named, picks the functions in which they are entitled to be interested. If I were asked to say what I believe Mr. Cole thinks, it would be that he has smoothed over the difficulty by the enormously strange assumption that it is the uninstructed voter who waives his right to vote; and has concluded that whether functional voting is arranged by a higher power, or "from below" on the principle that a man may vote when it interests him to vote, only the instructed will be voting anyway, and therefore the institution will work. But there are two kinds of uninstructed voter. There is the man who does not know and knows that he does not know. He is generally an enlightened person. He is the man who waives his right to vote. But there is also the man who is uninstructed and does not know that he is, or care. He can always be gotten to the polls, if the party machinery is working. His vote is the basis of the machine. And since the communes of the guild society have large powers over taxation, wages, prices, credit, and natural resources, it would be preposterous to assume that elections will not be fought at least as passionately as our own. The way people exhibit their interest will not then delimit the functions of a functional society. There are two other ways that function might be defined. One would be by the trade unions which fought the battle that brought guild socialism into being. Such a struggle would harden groups of men together in some sort of functional relation, and these groups would then become the vested interests of the guild socialist society. Some of them, like the miners and railroad men, would be very strong, and probably deeply attached to the view of their function which they learned from the battle with capitalism. It is not at all unlikely that certain favorably placed trade unions would under a socialist state become the center of coherence and government. But a guild society would inevitably find them a tough problem to deal with, for direct action would have revealed their strategic power, and some of their leaders at least would not offer up this power readily on the altar of freedom. In order to "coordinate" them, guild society would have to gather together its strength, and fairly soon one would find, I think, that the radicals under guild socialism would be asking for communes strong enough to define the functions of the guilds. But if you are going to have the government (commune) define functions, the premise of the theory disappears. It had to suppose that a scheme of functions was obvious in order that the concave shops would voluntarily relate themselves to society. If there is no settled scheme of functions in every voter's head, he has no better way under guild socialism than under orthodox democracy of turning a self-centered opinion into a social judgment. And, of course, there can be no such settled scheme, because, even if Mr. Cole and his friends devised a good one, the shop democracies from which all power derives, would judge the scheme in operation by what they learn of it and by what they can imagine. The guilds would see the same scheme differently. And so instead of the scheme being the skeleton that keeps guild society together, the attempt to define what the scheme ought to be, would be under guild socialism as elsewhere, the main business of politics. If we could allow Mr. Cole his scheme of functions we could allow him almost everything. Unfortunately he has inserted in his premise what he wishes a guild society to deduce. [Footnote: I have dealt with Mr. Cole's theory rather than with the experience of Soviet Russia because, while the testimony is fragmentary, all competent observers seem to agree that Russia in 1921 does not illustrate a communist state in working order. Russia is in revolution, and what you can learn from Russia is what a revolution is like. You can learn very little about what a communist society would be like. It is, however, immensely significant that, first as practical revolutionists and then as public officials, the Russian communists have relied not upon the spontaneous democracy of the Russian people, but on the discipline, special interest and the noblesse oblige of a specialized class-the loyal and indoctrinated members of the Communist party. In the "transition," on which no time limit has been set, I believe, the cure for class government and the coercive state is strictly homeopathic. There is also the question of why I selected Mr. Cole's books rather than the much more closely reasoned "Constitution for the Socialist Commonwealth of Great Britain" by Sidney and Beatrice Webb. I admire that book very much; but I have not been able to convince myself that it is not an intellectual tour de force. Mr. Cole seems to me far more authentically in the spirit of the socialist movement, and therefore, a better witness.] CHAPTER XX A NEW IMAGE 1 THE lesson is, I think, a fairly clear one. In the absence of institutions and education by which the environment is so successfully reported that the realities of public life stand out sharply against self-centered opinion, the common interests very largely elude public opinion entirely, and can be managed only by a specialized class whose personal interests reach beyond the locality. This class is irresponsible, for it acts upon information that is not common property, in situations that the public at large does not conceive, and it can be held to account only on the accomplished fact. The democratic theory by failing to admit that self-centered opinions are not sufficient to procure good government, is involved in perpetual conflict between theory and practice. According to the theory, the full dignity of man requires that his will should be, as Mr. Cole says, expressed "in any and every form of social action." It is supposed that the expression of their will is the consuming passion of men, for they are assumed to possess by instinct the art of government. But as a matter of plain experience, self-determination is only one of the many interests of a human personality. The desire to be the master of one's own destiny is a strong desire, but it has to adjust itself to other equally strong desires, such as the desire for a good life, for peace, for relief from burdens. In the original assumptions of democracy it was held that the expression of each man's will would spontaneously satisfy not only his desire for self-expression, but his desire for a good life, because the instinct to express one's self in a good life was innate. The emphasis, therefore, has always been on the mechanism for expressing the will. The democratic El Dorado has always been some perfect environment, and some perfect system of voting and representation, where the innate good will and instinctive statesmanship of every man could be translated into action. In limited areas and for brief periods the environment has been so favorable, that is to say so isolated, and so rich in opportunity, that the theory worked well enough to confirm men in thinking that it was sound for all time and everywhere. Then when the isolation ended, and society became complex, and men had to adjust themselves closely to one another, the democrat spent his time trying to devise more perfect units of voting, in the hope that somehow he would, as Mr. Cole says, "get the mechanism right, and adjust it as far as possible to men's social wills." But while the democratic theorist was busy at this, he was far away from the actual interests of human nature. He was absorbed by one interest: self-government. Mankind was interested in all kinds of other things, in order, in its rights, in prosperity, in sights and sounds and in not being bored. In so far as spontaneous democracy does not satisfy their other interests, it seems to most men most of the time to be an empty thing. Because the art of successful self-government is not instinctive, men do not long desire self-government for its own sake. They desire it for the sake of the results. That is why the impulse to self-government is always strongest as a protest against bad conditions. The democratic fallacy has been its preoccupation with the origin of government rather than with the processes and results. The democrat has always assumed that if political power could be derived in the right way, it would be beneficent. His whole attention has been on the source of power, since he is hypnotized by the belief that the great thing is to express the will of the people, first because expression is the highest interest of man, and second because the will is instinctively good. But no amount of regulation at the source of a river will completely control its behavior, and while democrats have been absorbed in trying to find a good mechanism for originating social power, that is to say a good mechanism of voting and representation, they neglected almost every other interest of men. For no matter how power originates, the crucial interest is in how power is exercised. What determines the quality of civilization is the use made of power. And that use cannot be controlled at the source. If you try to control government wholly at the source, you inevitably make all the vital decisions invisible. For since there is no instinct which automatically makes political decisions that produce a good life, the men who actually exercise power not only fail to express the will of the people, because on most questions no will exists, but they exercise power according to opinions which are hidden from the electorate. If, then, you root out of the democratic philosophy the whole assumption in all its ramifications that government is instinctive, and that therefore it can be managed by self-centered opinions, what becomes of the democratic faith in the dignity of man? It takes a fresh lease of life by associating itself with the whole personality instead of with a meager aspect of it. For the traditional democrat risked the dignity of man on one very precarious assumption, that he would exhibit that dignity instinctively in wise laws and good government. Voters did not do that, and so the democrat was forever being made to look a little silly by tough-minded men. But if, instead of hanging human dignity on the one assumption about self-government, you insist that man's dignity requires a standard of living, in which his capacities are properly exercised, the whole problem changes. The criteria which you then apply to government are whether it is producing a certain minimum of health, of decent housing, of material necessities, of education, of freedom, of pleasures, of beauty, not simply whether at the sacrifice of all these things, it vibrates to the self-centered opinions that happen to be floating around in men's minds. In the degree to which these criteria can be made exact and objective, political decision, which is inevitably the concern of comparatively few people, is actually brought into relation with the interests of men. There is no prospect, in any time which we can conceive, that the whole invisible environment will be so clear to all men that they will spontaneously arrive at sound public opinions on the whole business of government. And even if there were a prospect, it is extremely doubtful whether many of us would wish to be bothered, or would take the time to form an opinion on "any and every form of social action" which affects us. The only prospect which is not visionary is that each of us in his own sphere will act more and more on a realistic picture of the invisible world, and that we shall develop more and more men who are expert in keeping these pictures realistic. Outside the rather narrow range of our own possible attention, social control depends upon devising standards of living and methods of audit by which the acts of public officials and industrial directors are measured. We cannot ourselves inspire or guide all these acts, as the mystical democrat has always imagined. But we can steadily increase our real control over these acts by insisting that all of them shall be plainly recorded, and their results objectively measured. I should say, perhaps, that we can progressively hope to insist. For the working out of such standards and of such audits has only begun. PART VII NEWSPAPERS CHAPTER XXI. THE BUYING PUBLIC " XXII. THE CONSTANT READER " XXIII. THE NATURE OF NEWS " XXIV. NEWS, TRUTH, AND A CONCLUSION CHAPTER XXI THE BUYING PUBLIC 1 THE idea that men have to go forth and study the world in order to govern it, has played a very minor part in political thought. It could figure very little, because the machinery for reporting the world in any way useful to government made comparatively little progress from the time of Aristotle to the age in which the premises of democracy were established. Therefore, if you had asked a pioneer democrat where the information was to come from on which the will of the people was to be based, he would have been puzzled by the question. It would have seemed a little as if you had asked him where his life or his soul came from. The will of the people, he almost always assumed, exists at all times; the duty of political science was to work out the inventions of the ballot and representative government. If they were properly worked out and applied under the right conditions, such as exist in the self-contained village or the self-contained shop, the mechanism would somehow overcome the brevity of attention which Aristotle had observed, and the narrowness of its range, which the theory of a self-contained community tacitly acknowledged. We have seen how even at this late date the guild socialists are transfixed by the notion that if only you can build on the right unit of voting and representation, an intricate cooperative commonwealth is possible. Convinced that the wisdom was there if only you could find it, democrats have treated the problem of making public opinions as a problem in civil liberties. [Footnote: The best study is Prof. Zechariah Chafee's, _Freedom of Speech_.] "Who ever knew Truth put to the worse, in a free and open encounter?" [Footnote: Milton, _Areopagitica_, cited at the opening of Mr. Chafee's book. For comment on this classic doctrine of liberty as stated by Milton, John Stuart Mill, and Mr. Bertrand Russel, see my _Liberty and the News_, Ch. II.] Supposing that no one has ever seen it put to the worse, are we to believe then that the truth is generated by the encounter, like fire by rubbing two sticks? Behind this classic doctrine of liberty, which American democrats embodied in their Bill of Rights, there are, in fact, several different theories of the origin of truth. One is a faith that in the competition of opinions, the truest will win because there is a peculiar strength in the truth. This is probably sound if you allow the competition to extend over a sufficiently long time. When men argue in this vein they have in mind the verdict of history, and they think specifically of heretics persecuted when they lived, canonized after they were dead. Milton's question rests also on a belief that the capacity to recognize truth is inherent in all men, and that truth freely put in circulation will win acceptance. It derives no less from the experience, which has shown that men are not likely to discover truth if they cannot speak it, except under the eye of an uncomprehending policeman. No one can possibly overestimate the practical value of these civil liberties, nor the importance of maintaining them. When they are in jeopardy, the human spirit is in jeopardy, and should there come a time when they have to be curtailed, as during a war, the suppression of thought is a risk to civilization which might prevent its recovery from the effects of war, if the hysterics, who exploit the necessity, were numerous enough to carry over into peace the taboos of war. Fortunately, the mass of men is too tolerant long to enjoy the professional inquisitors, as gradually, under the criticism of men not willing to be terrorized, they are revealed as mean-spirited creatures who nine-tenths of the time do not know what they are talking about. [Footnote: _Cf._ for example, the publications of the Lusk Committee in New York, and the public statements and prophecies of Mr. Mitchell Palmer, who was Attorney-General of the United States during the period of President Wilson's illness.] But in spite of its fundamental importance, civil liberty in this sense does not guarantee public opinion in the modern world. For it always assumes, either that truth is spontaneous, or that the means of securing truth exist when there is no external interference. But when you are dealing with an invisible environment, the assumption is false. The truth about distant or complex matters is not self-evident, and the machinery for assembling information is technical and expensive. Yet political science, and especially democratic political science, has never freed itself from the original assumption of Aristotle's politics sufficiently to restate the premises, so that political thought might come to grips with the problem of how to make the invisible world visible to the citizens of a modern state. So deep is the tradition, that until quite recently, for example, political science was taught in our colleges as if newspapers did not exist. I am not referring to schools of journalism, for they are trade schools, intended to prepare men and women for a career. I am referring to political science as expounded to future business men, lawyers, public officials, and citizens at large. In that science a study of the press and the sources of popular information found no place. It is a curious fact. To anyone not immersed in the routine interests of political science, it is almost inexplicable that no American student of government, no American sociologist, has ever written a book on news-gathering. There are occasional references to the press, and statements that it is not, or that it ought to be, "free" and "truthful." But I can find almost nothing else. And this disdain of the professionals finds its counterpart in public opinions. Universally it is admitted that the press is the chief means of contact with the unseen environment. And practically everywhere it is assumed that the press should do spontaneously for us what primitive democracy imagined each of us could do spontaneously for himself, that every day and twice a day it will present us with a true picture of all the outer world in which we are interested. 2 This insistent and ancient belief that truth is not earned, but inspired, revealed, supplied gratis, comes out very plainly in our economic prejudices as readers of newspapers. We expect the newspaper to serve us with truth however unprofitable the truth may be. For this difficult and often dangerous service, which we recognize as fundamental, we expected to pay until recently the smallest coin turned out by the mint. We have accustomed ourselves now to paying two and even three cents on weekdays, and on Sundays, for an illustrated encyclopedia and vaudeville entertainment attached, we have screwed ourselves up to paying a nickel or even a dime. Nobody thinks for a moment that he ought to pay for his newspaper. He expects the fountains of truth to bubble, but he enters into no contract, legal or moral, involving any risk, cost or trouble to himself. He will pay a nominal price when it suits him, will stop paying whenever it suits him, will turn to another paper when that suits him. Somebody has said quite aptly that the newspaper editor has to be re-elected every day. This casual and one-sided relationship between readers and press is an anomaly of our civilization. There is nothing else quite like it, and it is, therefore, hard to compare the press with any other business or institution. It is not a business pure and simple, partly because the product is regularly sold below cost, but chiefly because the community applies one ethical measure to the press and another to trade or manufacture. Ethically a newspaper is judged as if it were a church or a school. But if you try to compare it with these you fail; the taxpayer pays for the public school, the private school is endowed or supported by tuition fees, there are subsidies and collections for the church. You cannot compare journalism with law, medicine or engineering, for in every one of these professions the consumer pays for the service. A free press, if you judge by the attitude of the readers, means newspapers that are virtually given away. Yet the critics of the press are merely voicing the moral standards of the community, when they expect such an institution to live on the same plane as that on which the school, the church, and the disinterested professions are supposed to live. This illustrates again the concave character of democracy. No need for artificially acquired information is felt to exist. The information must come naturally, that is to say gratis, if not out of the heart of the citizen, then gratis out of the newspaper. The citizen will pay for his telephone, his railroad rides, his motor car, his entertainment. But he does not pay openly for his news. He will, however, pay handsomely for the privilege of having someone read about him. He will pay directly to advertise. And he will pay indirectly for the advertisements of other people, because that payment, being concealed in the price of commodities is part of an invisible environment that he does not effectively comprehend. It would be regarded as an outrage to have to pay openly the price of a good ice cream soda for all the news of the world, though the public will pay that and more when it buys the advertised commodities. The public pays for the press, but only when the payment is concealed. 3 Circulation is, therefore, the means to an end. It becomes an asset only when it can be sold to the advertiser, who buys it with revenues secured through indirect taxation of the reader. [Footnote: "An established newspaper is entitled to fix its advertising rates so that its net receipts from circulation may be left on the credit side of the profit and loss account. To arrive at net receipts, I would deduct from the gross the cost of promotion, distribution, and other expenses incidental to circulation." From an address by Mr. Adolph S. Ochs, publisher of _the New York Times,_ at the Philadelphia Convention of the Associated Advertising Clubs of The World, June 26, 1916. Cited, Elmer Davis, _History of The New York Times,_ 1851-1921, pp. 397-398.] The kind of circulation which the advertiser will buy depends on what he has to sell. It may be "quality" or "mass." On the whole there is no sharp dividing line, for in respect to most commodities sold by advertising, the customers are neither the small class of the very rich nor the very poor. They are the people with enough surplus over bare necessities to exercise discretion in their buying. The paper, therefore, which goes into the homes of the fairly prosperous is by and large the one which offers most to the advertiser. It may also go into the homes of the poor, but except for certain lines of goods, an analytical advertising agent does not rate that circulation as a great asset, unless, as seems to be the case with certain of Mr. Hearst's properties, the circulation is enormous. A newspaper which angers those whom it pays best to reach through advertisements is a bad medium for an advertiser. And since no one ever claimed that advertising was philanthropy, advertisers buy space in those publications which are fairly certain to reach their future customers. One need not spend much time worrying about the unreported scandals of the dry-goods merchants. They represent nothing really significant, and incidents of this sort are less common than many critics of the press suppose. The real problem is that the readers of a newspaper, unaccustomed to paying the cost of newsgathering, can be capitalized only by turning them into circulation that can be sold to manufacturers and merchants. And those whom it is most important to capitalize are those who have the most money to spend. Such a press is bound to respect the point of view of the buying public. It is for this buying public that newspapers are edited and published, for without that support the newspaper cannot live. A newspaper can flout an advertiser, it can attack a powerful banking or traction interest, but if it alienates the buying public, it loses the one indispensable asset of its existence. Mr. John L. Given, [Footnote: _Making a Newspaper_, p. 13. This is the best technical book I know, and should be read by everyone who undertakes to discuss the press. Mr. G. B. Diblee, who wrote the volume on _The Newspaper_ in the Home University Library says (p. 253), that "on the press for pressmen I only know of one good book, Mr. Given's."] formerly of the New York Evening Sun, stated in 1914 that out of over two thousand three hundred dailies published in the United States, there were about one hundred and seventy-five printed in cities having over one hundred thousand inhabitants. These constitute the press for "general news." They are the key papers which collect the news dealing with great events, and even the people who do not read any one of the one hundred and seventy-five depend ultimately upon them for news of the outer world. For they make up the great press associations which coöperate in the exchange of news. Each is, therefore, not only the informant of its own readers, but it is the local reporter for the newspapers of other cities. The rural press and the special press by and large, take their general news from these key papers. And among these there are some very much richer than others, so that for international news, in the main, the whole press of the nation may depend upon the reports of the press associations and the special services of a few metropolitan dailies. Roughly speaking, the economic support for general news gathering is in the price paid for advertised goods by the fairly prosperous sections of cities with more than one hundred thousand inhabitants. These buying publics are composed of the members of families, who depend for their income chiefly on trade, merchandising, the direction of manufacture, and finance. They are the clientele among whom it pays best to advertise in a newspaper. They wield a concentrated purchasing power, which may be less in volume than the aggregate for farmers and workingmen; but within the radius covered by a daily newspaper they are the quickest assets. 4 They have, moreover, a double claim to attention. They are not only the best customers for the advertiser, they include the advertisers. Therefore the impression made by the newspapers on this public matters deeply. Fortunately this public is not unanimous. It may be "capitalistic" but it contains divergent views on what capitalism is, and how it is to be run. Except in times of danger, this respectable opinion is sufficiently divided to permit of considerable differences of policy. These would be greater still if it were not that publishers are themselves usually members of these urban communities, and honestly see the world through the lenses of their associates and friends. They are engaged in a speculative business, [Footnote: Sometimes so speculative that in order to secure credit the publisher has to go into bondage to his creditors. Information on this point is very difficult to obtain, and for that reason its general importance is often much exaggerated.] which depends on the general condition of trade, and more peculiarly on a circulation based not on a marriage contract with their readers, but on free love. The object of every publisher is, therefore, to turn his circulation from a medley of catch-as-catch-can news stand buyers into a devoted band of constant readers. A newspaper that can really depend upon the loyalty of its readers is as independent as a newspaper can be, given the economics of modern journalism. [Footnote: "It is an axiom in newspaper publishing--'more readers, more independence of the influence of advertisers; fewer readers and more dependence on the advertiser' It may seem like a contradiction (yet it is the truth) to assert: the greater the number of advertisers, the less influence they are individually able to exercise with the publisher." Adolph S. Ochs, _of. supra._] A body of readers who stay by it through thick and thin is a power greater than any which the individual advertiser can wield, and a power great enough to break up a combination of advertisers. Therefore, whenever you find a newspaper betraying its readers for the sake of an advertiser, you can be fairly certain either that the publisher sincerely shares the views of the advertiser, or that he thinks, perhaps mistakenly, he cannot count upon the support of his readers if he openly resists dictation. It is a question of whether the readers, who do not pay in cash for their news, will pay for it in loyalty. CHAPTER XXII THE CONSTANT READER I THE loyalty of the buying public to a newspaper is not stipulated in any bond. In almost every other enterprise the person who expects to be served enters into an agreement that controls his passing whims. At least he pays for what he obtains. In the publishing of periodicals the nearest approach to an agreement for a definite time is the paid subscription, and that is not, I believe, a great factor in the economy of a metropolitan daily. The reader is the sole and the daily judge of his loyalty, and there can be no suit against him for breach of promise or nonsupport. Though everything turns on the constancy of the reader, there does not exist even a vague tradition to call that fact to the reader's mind. His constancy depends on how he happens to feel, or on his habits. And these depend not simply on the quality of the news, but more often on a number of obscure elements that in our casual relation to the press, we hardly take the trouble to make conscious. The most important of these is that each of us tends to judge a newspaper, if we judge it at all, by its treatment of that part of the news in which we feel ourselves involved. The newspaper deals with a multitude of events beyond our experience. But it deals also with some events within our experience. And by its handling of those events we most frequently decide to like it or dislike it, to trust it or refuse to have the sheet in the house. If the newspaper gives a satisfactory account of that which we think we know, our business, our church, our party, it is fairly certain to be immune from violent criticism by us. What better criterion does the man at the breakfast table possess than that the newspaper version checks up with his own opinion? Therefore, most men tend to hold the newspaper most strictly accountable in their capacity, not of general readers, but of special pleaders on matters of their own experience. Rarely is anyone but the interested party able to test the accuracy of a report. If the news is local, and if there is competition, the editor knows that he will probably hear from the man who thinks his portrait unfair and inaccurate. But if the news is not local, the corrective diminishes as the subject matter recedes into the distance. The only people who can correct what they think is a false picture of themselves printed in another city are members of groups well enough organized to hire publicity men. Now it is interesting to note that the general reader of a newspaper has no standing in law if he thinks he is being misled by the news. It is only the aggrieved party who can sue for slander or libel, and he has to prove a material injury to himself. The law embodies the tradition that general news is not a matter of common concern, [Footnote: The reader will not mistake this as a plea for censorship. It might, however, be a good thing if there were competent tribunals, preferably not official ones, where charges of untruthfulness and unfairness in the general news could be sifted. _Cf. Liberty and the News,_ pp. 73-76. ] except as to matter which is vaguely described as immoral or seditious. But the body of the news, though unchecked as a whole by the disinterested reader, consists of items about which some readers have very definite preconceptions. Those items are the data of his judgment, and news which men read without this personal criterion, they judge by some other standard than their standard of accuracy. They are dealing here with a subject matter which to them is indistinguishable from fiction. The canon of truth cannot be applied. They do not boggle over such news if it conforms to their stereotypes, and they continue to read it if it interests them. [Footnote: Note, for example, how absent is indignation in Mr. Upton Sinclair against socialist papers, even those which are as malignantly unfair to employers as certain of the papers cited by him are unfair to radicals.] 2 There are newspapers, even in large cities, edited on the principle that the readers wish to read about themselves. The theory is that if enough people see their own names in the paper often enough, can read about their weddings, funerals, sociables, foreign travels, lodge meetings, school prizes, their fiftieth birthdays, their sixtieth birthdays, their silver weddings, their outings and clambakes, they will make a reliable circulation. The classic formula for such a newspaper is contained in a letter written by Horace Greeley on April 3, 1860, to "Friend Fletcher" who was about to start a country newspaper: [Footnote: Cited, James Melvin Lee, _The History of American Journalism,_ p. 405.] "I. Begin with a clear conception that the subject of deepest interest to an average human being is himself; next to that he is most concerned about his neighbors. Asia and the Tongo Islands stand a long way after these in his regard.... Do not let a new church be organized, or new members be added to one already existing, a farm be sold, a new house raised, a mill set in motion, a store opened, nor anything of interest to a dozen families occur, without having the fact duly, though briefly, chronicled in your columns. If a farmer cuts a big tree, or grows a mammoth beet, or harvests a bounteous yield of wheat or corn, set forth the fact as concisely and unexceptionally as possible." The function of becoming, as Mr. Lee puts it, "the printed diary of the home town" is one that every newspaper no matter where it is published must in some measure fill. And where, as in a great city like New York, the general newspapers circulated broadcast cannot fill it, there exist small newspapers published on Greeley's pattern for sections of the city. In the boroughs of Manhattan and the Bronx there are perhaps twice as many local dailies as there are general newspapers. [Footnote: _Cf._ John L. Given, _Making a Newspaper,_ p. 13.] And they are supplemented by all kinds of special publications for trades, religions, nationalities. These diaries are published for people who find their own lives interesting. But there are also great numbers of people who find their own lives dull, and wish, like Hedda Gabler, to live a more thrilling life. For them there are published a few whole newspapers, and sections of others, devoted to the personal lives of a set of imaginary people, with whose gorgeous vices the reader can in his fancy safely identify himself. Mr. Hearst's unflagging interest in high society caters to people who never hope to be in high society, and yet manage to derive some enhancement out of the vague feeling that they are part of the life that they read about. In the great cities "the printed diary of the home town" tends to be the printed diary of a smart set. And it is, as we have already noted, the dailies of the cities which carry the burden of bringing distant news to the private citizen. But it is not primarily their political and social news which holds the circulation. The interest in that is intermittent, and few publishers can bank on it alone. The newspaper, therefore, takes to itself a variety of other features, all primarily designed to hold a body of readers together, who so far as big news is concerned, are not able to be critical. Moreover, in big news the competition in any one community is not very serious. The press services standardize the main events; it is only once in a while that a great scoop is made; there is apparently not a very great reading public for such massive reporting as has made the New York Times of recent years indispensable to men of all shades of opinion. In order to differentiate themselves and collect a steady public most papers have to go outside the field of general news. They go to the dazzling levels of society, to scandal and crime, to sports, pictures, actresses, advice to the lovelorn, highschool notes, women's pages, buyer's pages, cooking receipts, chess, whist, gardening, comic strips, thundering partisanship, not because publishers and editors are interested in everything but news, but because they have to find some way of holding on to that alleged host of passionately interested readers, who are supposed by some critics of the press to be clamoring for the truth and nothing but the truth. The newspaper editor occupies a strange position. His enterprises depend upon indirect taxation levied by his advertisers upon his readers; the patronage of the advertisers depends upon the editor's skill in holding together an effective group of customers. These customers deliver judgment according to their private experiences and their stereotyped expectations, for in the nature of things they have no independent knowledge of most news they read. If the judgment is not unfavorable, the editor is at least within range of a circulation that pays. But in order to secure that circulation, he cannot rely wholly upon news of the greater environment. He handles that as interestingly as he can, of course, but the quality of the general news, especially about public affairs, is not in itself sufficient to cause very large numbers of readers to discriminate among the dailies. This somewhat left-handed relationship between newspapers and public information is reflected in the salaries of newspaper men. Reporting, which theoretically constitutes the foundation of the whole institution, is the most poorly paid branch of newspaper work, and is the least regarded. By and large, able men go into it only by necessity or for experience, and with the definite intention of being graduated as soon as possible. For straight reporting is not a career that offers many great rewards. The rewards in journalism go to specialty work, to signed correspondence which has editorial quality, to executives, and to men with a knack and flavor of their own. This is due, no doubt, to what economists call the rent of ability. But this economic principle operates with such peculiar violence in journalism that newsgathering does not attract to itself anything like the number of trained and able men which its public importance would seem to demand. The fact that the able men take up "straight reporting" with the intention of leaving it as soon as possible is, I think, the chief reason why it has never developed in sufficient measure those corporate traditions that give to a profession prestige and a jealous self-respect. For it is these corporate traditions which engender the pride of craft, which tend to raise the standards of admission, punish breaches of the code, and give men the strength to insist upon their status in society. 3 Yet all this does not go to the root of the matter. For while the economics of journalism is such as to depress the value of news reporting, it is, I am certain, a false determinism which would abandon the analysis at that point. The intrinsic power of the reporter appears to be so great, the number of very able men who pass through reporting is so large, that there must be some deeper reason why, comparatively speaking, so little serious effort has gone into raising the vocation to the level say of medicine, engineering, or law. Mr. Upton Sinclair speaks for a large body of opinion in America, [Footnote: Mr. Hilaire Belloc makes practically the same analysis for English newspapers. _Cf. The Free Press._] when he claims that in what he calls "The Brass Check" he has found this deeper reason: "The Brass Check is found in your pay envelope every week--you who write and print and distribute our newspapers and magazines. The Brass check is the price of your shame--you who take the fair body of truth and sell it in the market place, who betray the virgin hopes of mankind into the loathsome brothel of Big Business." [Footnote: Upton Sinclair, _The Brass Check. A Study of American Journalism._ p. 116.] It would seem from this that there exists a body of known truth, and a set of well founded hopes, which are prostituted by a more or less conscious conspiracy of the rich owners of newspapers. If this theory is correct, then a certain conclusion follows. It is that the fair body of truth would be inviolate in a press not in any way connected with Big Business. For if it should happen that a press not controlled by, and not even friendly with, Big Business somehow failed to contain the fair body of truth, something would be wrong with Mr. Sinclair's theory. There is such a press. Strange to say, in proposing a remedy Mr. Sinclair does not advise his readers to subscribe to the nearest radical newspaper. Why not? If the troubles of American journalism go back to the Brass Check of Big Business why does not the remedy lie in reading the papers that do not in any remote way accept the Brass Check? Why subsidize a "National News" with a large board of directors "of all creeds or causes" to print a paper full of facts "regardless of what is injured, the Steel Trust or the I. W. W., the Standard Oil Company or the Socialist Party?" If the trouble is Big Business, that is, the Steel Trust, Standard Oil and the like, why not urge everybody to read I. W. W. or Socialist papers? Mr. Sinclair does not say why not. But the reason is simple. He cannot convince anybody, not even himself, that the anti-capitalist press is the remedy for the capitalist press. He ignores the anti-capitalist press both in his theory of the Brass Check and in his constructive proposal. But if you are diagnosing American journalism you cannot ignore it. If what you care about is "the fair body of truth," you do not commit the gross logical error of assembling all the instances of unfairness and lying you can find in one set of newspapers, ignore all the instances you could easily find in another set, and then assign as the cause of the lying, the one supposedly common characteristic of the press to which you have confined your investigation. If you are going to blame "capitalism" for the faults of the press, you are compelled to prove that those faults do not exist except where capitalism controls. That Mr. Sinclair cannot do this, is shown by the fact that while in his diagnosis he traces everything to capitalism, in his prescription he ignores both capitalism and anti-capitalism. One would have supposed that the inability to take any non-capitalist paper as a model of truthfulness and competence would have caused Mr. Sinclair, and those who agree with him, to look somewhat more critically at their assumptions. They would have asked themselves, for example, where is the fair body of truth, that Big Business prostitutes, but anti-Big Business does not seem to obtain? For that question leads, I believe, to the heart of the matter, to the question of what is news. CHAPTER XXIII THE NATURE OF NEWS 1 ALL the reporters in the world working all the hours of the day could not witness all the happenings in the world. There are not a great many reporters. And none of them has the power to be in more than one place at a time. Reporters are not clairvoyant, they do not gaze into a crystal ball and see the world at will, they are not assisted by thought-transference. Yet the range of subjects these comparatively few men manage to cover would be a miracle indeed, if it were not a standardized routine. Newspapers do not try to keep an eye on all mankind. [Footnote: See the illuminating chapter in Mr. John L. Given's book, already cited, on "Uncovering the News," Ch. V.] They have watchers stationed at certain places, like Police Headquarters, the Coroner's Office, the County Clerk's Office, City Hall, the White House, the Senate, House of Representatives, and so forth. They watch, or rather in the majority of cases they belong to associations which employ men who watch "a comparatively small number of places where it is made known when the life of anyone... departs from ordinary paths, or when events worth telling about occur. For example, John Smith, let it be supposed, becomes a broker. For ten years he pursues the even tenor of his way and except for his customers and his friends no one gives him a thought. To the newspapers he is as if he were not. But in the eleventh year he suffers heavy losses and, at last, his resources all gone, summons his lawyer and arranges for the making of an assignment. The lawyer posts off to the County Clerk's office, and a clerk there makes the necessary entries in the official docket. Here in step the newspapers. While the clerk is writing Smith's business obituary a reporter glances over his shoulder and a few minutes later the reporters know Smith's troubles and are as well informed concerning his business status as they would be had they kept a reporter at his door every day for over ten years. [Footnote: _Op. cit._, p. 57.] When Mr. Given says that the newspapers know "Smith's troubles" and "his business status," he does not mean that they know them as Smith knows them, or as Mr. Arnold Bennett would know them if he had made Smith the hero of a three volume novel. The newspapers know only "in a few minutes" the bald facts which are recorded in the County Clerk's Office. That overt act "uncovers" the news about Smith. Whether the news will be followed up or not is another matter. The point is that before a series of events become news they have usually to make themselves noticeable in some more or less overt act. Generally too, in a crudely overt act. Smith's friends may have known for years that he was taking risks, rumors may even have reached the financial editor if Smith's friends were talkative. But apart from the fact that none of this could be published because it would be libel, there is in these rumors nothing definite on which to peg a story. Something definite must occur that has unmistakable form. It may be the act of going into bankruptcy, it may be a fire, a collision, an assault, a riot, an arrest, a denunciation, the introduction of a bill, a speech, a vote, a meeting, the expressed opinion of a well known citizen, an editorial in a newspaper, a sale, a wage-schedule, a price change, the proposal to build a bridge.... There must be a manifestation. The course of events must assume a certain definable shape, and until it is in a phase where some aspect is an accomplished fact, news does not separate itself from the ocean of possible truth. 2 Naturally there is room for wide difference of opinion as to when events have a shape that can be reported. A good journalist will find news oftener than a hack. If he sees a building with a dangerous list, he does not have to wait until it falls into the street in order to recognize news. It was a great reporter who guessed the name of the next Indian Viceroy when he heard that Lord So-and-So was inquiring about climates. There are lucky shots but the number of men who can make them is small. Usually it is the stereotyped shape assumed by an event at an obvious place that uncovers the run of the news. The most obvious place is where people's affairs touch public authority. De minimis non curat lex. It is at these places that marriages, births, deaths, contracts, failures, arrivals, departures, lawsuits, disorders, epidemics and calamities are made known. In the first instance, therefore, the news is not a mirror of social conditions, but the report of an aspect that has obtruded itself. The news does not tell you how the seed is germinating in the ground, but it may tell you when the first sprout breaks through the surface. It may even tell you what somebody says is happening to the seed under ground. It may tell you that the sprout did not come up at the time it was expected. The more points, then, at which any happening can be fixed, objectified, measured, named, the more points there are at which news can occur. So, if some day a legislature, having exhausted all other ways of improving mankind, should forbid the scoring of baseball games, it might still be possible to play some sort of game in which the umpire decided according to his own sense of fair play how long the game should last, when each team should go to bat, and who should be regarded as the winner. If that game were reported in the newspapers it would consist of a record of the umpire's decisions, plus the reporter's impression of the hoots and cheers of the crowd, plus at best a vague account of how certain men, who had no specified position on the field moved around for a few hours on an unmarked piece of sod. The more you try to imagine the logic of so absurd a predicament, the more clear it becomes that for the purposes of newsgathering, (let alone the purposes of playing the game) it is impossible to do much without an apparatus and rules for naming, scoring, recording. Because that machinery is far from perfect, the umpire's life is often a distracted one. Many crucial plays he has to judge by eye. The last vestige of dispute could be taken out of the game, as it has been taken out of chess when people obey the rules, if somebody thought it worth his while to photograph every play. It was the moving pictures which finally settled a real doubt in many reporters' minds, owing to the slowness of the human eye, as to just what blow of Dempsey's knocked out Carpentier. Wherever there is a good machinery of record, the modern news service works with great precision. There is one on the stock exchange, and the news of price movements is flashed over tickers with dependable accuracy. There is a machinery for election returns, and when the counting and tabulating are well done, the result of a national election is usually known on the night of the election. In civilized communities deaths, births, marriages and divorces are recorded, and are known accurately except where there is concealment or neglect. The machinery exists for some, and only some, aspects of industry and government, in varying degrees of precision for securities, money and staples, bank clearances, realty transactions, wage scales. It exists for imports and exports because they pass through a custom house and can be directly recorded. It exists in nothing like the same degree for internal trade, and especially for trade over the counter. It will be found, I think, that there is a very direct relation between the certainty of news and the system of record. If you call to mind the topics which form the principal indictment by reformers against the press, you find they are subjects in which the newspaper occupies the position of the umpire in the unscored baseball game. All news about states of mind is of this character: so are all descriptions of personalities, of sincerity, aspiration, motive, intention, of mass feeling, of national feeling, of public opinion, the policies of foreign governments. So is much news about what is going to happen. So are questions turning on private profit, private income, wages, working conditions, the efficiency of labor, educational opportunity, unemployment, [Footnote: Think of what guess work went into the Reports of Unemployment in 1921.] monotony, health, discrimination, unfairness, restraint of trade, waste, "backward peoples," conservatism, imperialism, radicalism, liberty, honor, righteousness. All involve data that are at best spasmodically recorded. The data may be hidden because of a censorship or a tradition of privacy, they may not exist because nobody thinks record important, because he thinks it red tape, or because nobody has yet invented an objective system of measurement. Then the news on these subjects is bound to be debatable, when it is not wholly neglected. The events which are not scored are reported either as personal and conventional opinions, or they are not news. They do not take shape until somebody protests, or somebody investigates, or somebody publicly, in the etymological meaning of the word, makes an _issue_ of them. This is the underlying reason for the existence of the press agent. The enormous discretion as to what facts and what impressions shall be reported is steadily convincing every organized group of people that whether it wishes to secure publicity or to avoid it, the exercise of discretion cannot be left to the reporter. It is safer to hire a press agent who stands between the group and the newspapers. Having hired him, the temptation to exploit his strategic position is very great. "Shortly before the war," says Mr. Frank Cobb, "the newspapers of New York took a census of the press agents who were regularly employed and regularly accredited and found that there were about twelve hundred of them. How many there are now (1919) I do not pretend to know, but what I do know is that many of the direct channels to news have been closed and the information for the public is first filtered through publicity agents. The great corporations have them, the banks have them, the railroads have them, all the organizations of business and of social and political activity have them, and they are the media through which news comes. Even statesmen have them." [Footnote: Address before the Women's City Club of New York, Dec. 11, 1919. Reprinted, _New Republic_, Dec. 31, 1919, p. 44.] Were reporting the simple recovery of obvious facts, the press agent would be little more than a clerk. But since, in respect to most of the big topics of news, the facts are not simple, and not at all obvious, but subject to choice and opinion, it is natural that everyone should wish to make his own choice of facts for the newspapers to print. The publicity man does that. And in doing it, he certainly saves the reporter much trouble, by presenting him a clear picture of a situation out of which he might otherwise make neither head nor tail. But it follows that the picture which the publicity man makes for the reporter is the one he wishes the public to see. He is censor and propagandist, responsible only to his employers, and to the whole truth responsible only as it accords with the employers' conception of his own interests. The development of the publicity man is a clear sign that the facts of modern life do not spontaneously take a shape in which they can be known. They must be given a shape by somebody, and since in the daily routine reporters cannot give a shape to facts, and since there is little disinterested organization of intelligence, the need for some formulation is being met by the interested parties. 3 The good press agent understands that the virtues of his cause are not news, unless they are such strange virtues that they jut right out of the routine of life. This is not because the newspapers do not like virtue, but because it is not worth while to say that nothing has happened when nobody expected anything to happen. So if the publicity man wishes free publicity he has, speaking quite accurately, to start something. He arranges a stunt: obstructs the traffic, teases the police, somehow manages to entangle his client or his cause with an event that is already news. The suffragists knew this, did not particularly enjoy the knowledge but acted on it, and kept suffrage in the news long after the arguments pro and con were straw in their mouths, and people were about to settle down to thinking of the suffrage movement as one of the established institutions of American life. [Footnote: _Cf._ Inez Haynes Irwin, _The Story of the Woman's Party._ It is not only a good account of a vital part of a great agitation, but a reservoir of material on successful, non-revolutionary, non-conspiring agitation under modern conditions of public attention, public interest, and political habit.] Fortunately the suffragists, as distinct from the feminists, had a perfectly concrete objective, and a very simple one. What the vote symbolizes is not simple, as the ablest advocates and the ablest opponents knew. But the right to vote is a simple and familiar right. Now in labor disputes, which are probably the chief item in the charges against newspapers, the right to strike, like the right to vote, is simple enough. But the causes and objects of a particular strike are like the causes and objects of the woman's movement, extremely subtle. Let us suppose the conditions leading up to a strike are bad. What is the measure of evil? A certain conception of a proper standard of living, hygiene, economic security, and human dignity. The industry may be far below the theoretical standard of the community, and the workers may be too wretched to protest. Conditions may be above the standard, and the workers may protest violently. The standard is at best a vague measure. However, we shall assume that the conditions are below par, as par is understood by the editor. Occasionally without waiting for the workers to threaten, but prompted say by a social worker, he will send reporters to investigate, and will call attention to bad conditions. Necessarily he cannot do that often. For these investigations cost time, money, special talent, and a lot of space. To make plausible a report that conditions are bad, you need a good many columns of print. In order to tell the truth about the steel worker in the Pittsburgh district, there was needed a staff of investigators, a great deal of time, and several fat volumes of print. It is impossible to suppose that any daily newspaper could normally regard the making of Pittsburgh Surveys, or even Interchurch Steel Reports, as one of its tasks. News which requires so much trouble as that to obtain is beyond the resources of a daily press. [Footnote: Not long ago Babe Ruth was jailed for speeding. Released from jail just before the afternoon game started, he rushed into his waiting automobile, and made up for time lost in jail by breaking the speed laws on his way to the ball grounds. No policeman stopped him, but a reporter timed him, and published his speed the next morning. Babe Ruth is an exceptional man. Newspapers cannot time all motorists. They have to take their news about speeding from the police.] The bad conditions as such are not news, because in all but exceptional cases, journalism is not a first hand report of the raw material. It is a report of that material after it has been stylized. Thus bad conditions might become news if the Board of Health reported an unusually high death rate in an industrial area. Failing an intervention of this sort, the facts do not become news, until the workers organize and make a demand upon their employers. Even then, if an easy settlement is certain the news value is low, whether or not the conditions themselves are remedied in the settlement. But if industrial relations collapse into a strike or lockout the news value increases. If the stoppage involves a service on which the readers of the newspapers immediately depend, or if it involves a breach of order, the news value is still greater. The underlying trouble appears in the news through certain easily recognizable symptoms, a demand, a strike, disorder. From the point of view of the worker, or of the disinterested seeker of justice, the demand, the strike, and the disorder, are merely incidents in a process that for them is richly complicated. But since all the immediate realities lie outside the direct experience both of the reporter, and of the special public by which most newspapers are supported, they have normally to wait for a signal in the shape of an overt act. When that signal comes, say through a walkout of the men or a summons for the police, it calls into play the stereotypes people have about strikes and disorders. The unseen struggle has none of its own flavor. It is noted abstractly, and that abstraction is then animated by the immediate experience of the reader and reporter. Obviously this is a very different experience from that which the strikers have. They feel, let us say, the temper of the foreman, the nerve-racking monotony of the machine, the depressingly bad air, the drudgery of their wives, the stunting of their children, the dinginess of their tenements. The slogans of the strike are invested with these feelings. But the reporter and reader see at first only a strike and some catchwords. They invest these with their feelings. Their feelings may be that their jobs are insecure because the strikers are stopping goods they need in their work, that there will be shortage and higher prices, that it is all devilishly inconvenient. These, too, are realities. And when they give color to the abstract news that a strike has been called, it is in the nature of things that the workers are at a disadvantage. It is in the nature, that is to say, of the existing system of industrial relations that news arising from grievances or hopes by workers should almost invariably be uncovered by an overt attack on production. You have, therefore, the circumstances in all their sprawling complexity, the overt act which signalizes them, the stereotyped bulletin which publishes the signal, and the meaning that the reader himself injects, after he has derived that meaning from the experience which directly affects him. Now the reader's experience of a strike may be very important indeed, but from the point of view of the central trouble which caused the strike, it is eccentric. Yet this eccentric meaning is automatically the most interesting. [Footnote: _Cf_. Ch. XI, "The Enlisting of Interest."] To enter imaginatively into the central issues is for the reader to step out of himself, and into very different lives. It follows that in the reporting of strikes, the easiest way is to let the news be uncovered by the overt act, and to describe the event as the story of interference with the reader's life. That is where his attention is first aroused, and his interest most easily enlisted. A great deal, I think myself the crucial part, of what looks to the worker and the reformer as deliberate misrepresentation on the part of newspapers, is the direct outcome of a practical difficulty in uncovering the news, and the emotional difficulty of making distant facts interesting unless, as Emerson says, we can "perceive (them) to be only a new version of our familiar experience" and can "set about translating (them) at once into our parallel facts." [Footnote: From his essay entitled _Art and Criticism_. The quotation occurs in a passage cited on page 87 of Professor R. W. Brown's, _The Writer's Art._] If you study the way many a strike is reported in the press, you will find, very often, that the issues are rarely in the headlines, barely in the leading paragraphs, and sometimes not even mentioned anywhere. A labor dispute in another city has to be very important before the news account contains any definite information as to what is in dispute. The routine of the news works that way, with modifications it works that way in regard to political issues and international news as well. The news is an account of the overt phases that are interesting, and the pressure on the newspaper to adhere to this routine comes from many sides. It comes from the economy of noting only the stereotyped phase of a situation. It comes from the difficulty of finding journalists who can see what they have not learned to see. It comes from the almost unavoidable difficulty of finding sufficient space in which even the best journalist can make plausible an unconventional view. It comes from the economic necessity of interesting the reader quickly, and the economic risk involved in not interesting him at all, or of offending him by unexpected news insufficiently or clumsily described. All these difficulties combined make for uncertainty in the editor when there are dangerous issues at stake, and cause him naturally to prefer the indisputable fact and a treatment more readily adapted to the reader's interest. The indisputable fact and the easy interest, are the strike itself and the reader's inconvenience. All the subtler and deeper truths are in the present organization of industry very unreliable truths. They involve judgments about standards of living, productivity, human rights that are endlessly debatable in the absence of exact record and quantitative analysis. And as long as these do not exist in industry, the run of news about it will tend, as Emerson said, quoting from Isocrates, "to make of moles mountains, and of mountains moles." [Footnote: _Id., supra_] Where there is no constitutional procedure in industry, and no expert sifting of evidence and the claims, the fact that is sensational to the reader is the fact that almost every journalist will seek. Given the industrial relations that so largely prevail, even where there is conference or arbitration, but no independent filtering of the facts for decision, the issue for the newspaper public will tend not to be the issue for the industry. And so to try disputes by an appeal through the newspapers puts a burden upon newspapers and readers which they cannot and ought not to carry. As long as real law and order do not exist, the bulk of the news will, unless consciously and courageously corrected, work against those who have no lawful and orderly method of asserting themselves. The bulletins from the scene of action will note the trouble that arose from the assertion, rather than the reasons which led to it. The reasons are intangible. 4 The editor deals with these bulletins. He sits in his office, reads them, rarely does he see any large portion of the events themselves. He must, as we have seen, woo at least a section of his readers every day, because they will leave him without mercy if a rival paper happens to hit their fancy. He works under enormous pressure, for the competition of newspapers is often a matter of minutes. Every bulletin requires a swift but complicated judgment. It must be understood, put in relation to other bulletins also understood, and played up or played down according to its probable interest for the public, as the editor conceives it. Without standardization, without stereotypes, without routine judgments, without a fairly ruthless disregard of subtlety, the editor would soon die of excitement. The final page is of a definite size, must be ready at a precise moment; there can be only a certain number of captions on the items, and in each caption there must be a definite number of letters. Always there is the precarious urgency of the buying public, the law of libel, and the possibility of endless trouble. The thing could not be managed at all without systematization, for in a standardized product there is economy of time and effort, as well as a partial guarantee against failure. It is here that newspapers influence each other most deeply. Thus when the war broke out, the American newspapers were confronted with a subject about which they had no previous experience. Certain dailies, rich enough to pay cable tolls, took the lead in securing news, and the way that news was presented became a model for the whole press. But where did that model come from? It came from the English press, not because Northcliffe owned American newspapers, but because at first it was easier to buy English correspondence, and because, later, it was easier for American journalists to read English newspapers than it was for them to read any others. London was the cable and news center, and it was there that a certain technic for reporting the war was evolved. Something similar occurred in the reporting of the Russian Revolution. In that instance, access to Russia was closed by military censorship, both Russian and Allied, and closed still more effectively by the difficulties of the Russian language. But above all it was closed to effective news reporting by the fact that the hardest thing to report is chaos, even though it is an evolving chaos. This put the formulating of Russian news at its source in Helsingfors, Stockholm, Geneva, Paris and London, into the hands of censors and propagandists. They were for a long time subject to no check of any kind. Until they had made themselves ridiculous they created, let us admit, out of some genuine aspects of the huge Russian maelstrom, a set of stereotypes so evocative of hate and fear, that the very best instinct of journalism, its desire to go and see and tell, was for a long time crushed. [Footnote: _Cf. A Test of the News,_ by Walter Lippmann and Charles Merz, assisted by Faye Lippmann, _New Republic,_ August 4, 1920.] 5 Every newspaper when it reaches the reader is the result of a whole series of selections as to what items shall be printed, in what position they shall be printed, how much space each shall occupy, what emphasis each shall have. There are no objective standards here. There are conventions. Take two newspapers published in the same city on the same morning. The headline of one reads: "Britain pledges aid to Berlin against French aggression; France openly backs Poles." The headline of the second is "Mrs. Stillman's Other Love." Which you prefer is a matter of taste, but not entirely a matter of the editor's taste. It is a matter of his judgment as to what will absorb the half hour's attention a certain set of readers will give to his newspaper. Now the problem of securing attention is by no means equivalent to displaying the news in the perspective laid down by religious teaching or by some form of ethical culture. It is a problem of provoking feeling in the reader, of inducing him to feel a sense of personal identification with the stories he is reading. News which does not offer this opportunity to introduce oneself into the struggle which it depicts cannot appeal to a wide audience. The audience must participate in the news, much as it participates in the drama, by personal identification. Just as everyone holds his breath when the heroine is in danger, as he helps Babe Ruth swing his bat, so in subtler form the reader enters into the news. In order that he shall enter he must find a familiar foothold in the story, and this is supplied to him by the use of stereotypes. They tell him that if an association of plumbers is called a "combine" it is appropriate to develop his hostility; if it is called a "group of leading business men" the cue is for a favorable reaction. It is in a combination of these elements that the power to create opinion resides. Editorials reinforce. Sometimes in a situation that on the news pages is too confusing to permit of identification, they give the reader a clue by means of which he engages himself. A clue he must have if, as most of us must, he is to seize the news in a hurry. A suggestion of some sort he demands, which tells him, so to speak, where he, a man conceiving himself to be such and such a person, shall integrate his feelings with the news he reads. "It has been said" writes Walter Bagehot, [Footnote: On the Emotion of Conviction, _Literary Studies_, Vol. Ill, p. 172.] "that if you can only get a middleclass Englishman to think whether there are 'snails in Sirius,' he will soon have an opinion on it. It will be difficult to make him think, but if he does think, he cannot rest in a negative, he will come to some decision. And on any ordinary topic, of course, it is so. A grocer has a full creed as to foreign policy, a young lady a complete theory of the sacraments, as to which neither has any doubt whatever." Yet that same grocer will have many doubts about his groceries, and that young lady, marvelously certain about the sacraments, may have all kinds of doubts as to whether to marry the grocer, and if not whether it is proper to accept his attentions. The ability to rest in the negative implies either a lack of interest in the result, or a vivid sense of competing alternatives. In the case of foreign policy or the sacraments, the interest in the results is intense, while means for checking the opinion are poor. This is the plight of the reader of the general news. If he is to read it at all he must be interested, that is to say, he must enter into the situation and care about the outcome. But if he does that he cannot rest in a negative, and unless independent means of checking the lead given him by his newspaper exists, the very fact that he is interested may make it difficult to arrive at that balance of opinions which may most nearly approximate the truth. The more passionately involved he becomes, the more he will tend to resent not only a different view, but a disturbing bit of news. That is why many a newspaper finds that, having honestly evoked the partisanship of its readers, it can not easily, supposing the editor believes the facts warrant it, change position. If a change is necessary, the transition has to be managed with the utmost skill and delicacy. Usually a newspaper will not attempt so hazardous a performance. It is easier and safer to have the news of that subject taper off and disappear, thus putting out the fire by starving it. CHAPTER XXIV NEWS, TRUTH, AND A CONCLUSION As we begin to make more and more exact studies of the press, much will depend upon the hypothesis we hold. If we assume with Mr. Sinclair, and most of his opponents, that news and truth are two words for the same thing, we shall, I believe, arrive nowhere. We shall prove that on this point the newspaper lied. We shall prove that on that point Mr. Sinclair's account lied. We shall demonstrate that Mr. Sinclair lied when he said that somebody lied, and that somebody lied when he said Mr. Sinclair lied. We shall vent our feelings, but we shall vent them into air. The hypothesis, which seems to me the most fertile, is that news and truth are not the same thing, and must be clearly distinguished. [Footnote: When I wrote _Liberty and the News,_ I did not understand this distinction clearly enough to state it, but _cf._ p. 89 ff.] The function of news is to signalize an event, the function of truth is to bring to light the hidden facts, to set them into relation with each other, and make a picture of reality on which men can act. Only at those points, where social conditions take recognizable and measurable shape, do the body of truth and the body of news coincide. That is a comparatively small part of the whole field of human interest. In this sector, and only in this sector, the tests of the news are sufficiently exact to make the charges of perversion or suppression more than a partisan judgment. There is no defense, no extenuation, no excuse whatever, for stating six times that Lenin is dead, when the only information the paper possesses is a report that he is dead from a source repeatedly shown to be unreliable. The news, in that instance, is not "Lenin Dead" but "Helsingfors Says Lenin is Dead." And a newspaper can be asked to take the responsibility of not making Lenin more dead than the source of the news is reliable; if there is one subject on which editors are most responsible it is in their judgment of the reliability of the source. But when it comes to dealing, for example, with stories of what the Russian people want, no such test exists. The absence of these exact tests accounts, I think, for the character of the profession, as no other explanation does. There is a very small body of exact knowledge, which it requires no outstanding ability or training to deal with. The rest is in the journalist's own discretion. Once he departs from the region where it is definitely recorded at the County Clerk's office that John Smith has gone into bankruptcy, all fixed standards disappear. The story of why John Smith failed, his human frailties, the analysis of the economic conditions on which he was shipwrecked, all of this can be told in a hundred different ways. There is no discipline in applied psychology, as there is a discipline in medicine, engineering, or even law, which has authority to direct the journalist's mind when he passes from the news to the vague realm of truth. There are no canons to direct his own mind, and no canons that coerce the reader's judgment or the publisher's. His version of the truth is only his version. How can he demonstrate the truth as he sees it? He cannot demonstrate it, any more than Mr. Sinclair Lewis can demonstrate that he has told the whole truth about Main Street. And the more he understands his own weaknesses, the more ready he is to admit that where there is no objective test, his own opinion is in some vital measure constructed out of his own stereotypes, according to his own code, and by the urgency of his own interest. He knows that he is seeing the world through subjective lenses. He cannot deny that he too is, as Shelley remarked, a dome of many-colored glass which stains the white radiance of eternity. And by this knowledge his assurance is tempered. He may have all kinds of moral courage, and sometimes has, but he lacks that sustaining conviction of a certain technic which finally freed the physical sciences from theological control. It was the gradual development of an irrefragable method that gave the physicist his intellectual freedom as against all the powers of the world. His proofs were so clear, his evidence so sharply superior to tradition, that he broke away finally from all control. But the journalist has no such support in his own conscience or in fact. The control exercised over him by the opinions of his employers and his readers, is not the control of truth by prejudice, but of one opinion by another opinion that it is not demonstrably less true. Between Judge Gary's assertion that the unions will destroy American institutions, and Mr. Gomper's assertion that they are agencies of the rights of man, the choice has, in large measure, to be governed by the will to believe. The task of deflating these controversies, and reducing them to a point where they can be reported as news, is not a task which the reporter can perform. It is possible and necessary for journalists to bring home to people the uncertain character of the truth on which their opinions are founded, and by criticism and agitation to prod social science into making more usable formulations of social facts, and to prod statesmen into establishing more visible institutions. The press, in other words, can fight for the extension of reportable truth. But as social truth is organized to-day, the press is not constituted to furnish from one edition to the next the amount of knowledge which the democratic theory of public opinion demands. This is not due to the Brass Check, as the quality of news in radical papers shows, but to the fact that the press deals with a society in which the governing forces are so imperfectly recorded. The theory that the press can itself record those forces is false. It can normally record only what has been recorded for it by the working of institutions. Everything else is argument and opinion, and fluctuates with the vicissitudes, the self-consciousness, and the courage of the human mind. If the press is not so universally wicked, nor so deeply conspiring, as Mr. Sinclair would have us believe, it is very much more frail than the democratic theory has as yet admitted. It is too frail to carry the whole burden of popular sovereignty, to supply spontaneously the truth which democrats hoped was inborn. And when we expect it to supply such a body of truth we employ a misleading standard of judgment. We misunderstand the limited nature of news, the illimitable complexity of society; we overestimate our own endurance, public spirit, and all-round competence. We suppose an appetite for uninteresting truths which is not discovered by any honest analysis of our own tastes. If the newspapers, then, are to be charged with the duty of translating the whole public life of mankind, so that every adult can arrive at an opinion on every moot topic, they fail, they are bound to fail, in any future one can conceive they will continue to fail. It is not possible to assume that a world, carried on by division of labor and distribution of authority, can be governed by universal opinions in the whole population. Unconsciously the theory sets up the single reader as theoretically omnicompetent, and puts upon the press the burden of accomplishing whatever representative government, industrial organization, and diplomacy have failed to accomplish. Acting upon everybody for thirty minutes in twenty-four hours, the press is asked to create a mystical force called Public Opinion that will take up the slack in public institutions. The press has often mistakenly pretended that it could do just that. It has at great moral cost to itself, encouraged a democracy, still bound to its original premises, to expect newspapers to supply spontaneously for every organ of government, for every social problem, the machinery of information which these do not normally supply themselves. Institutions, having failed to furnish themselves with instruments of knowledge, have become a bundle of "problems," which the population as a whole, reading the press as a whole, is supposed to solve. The press, in other words, has come to be regarded as an organ of direct democracy, charged on a much wider scale, and from day to day, with the function often attributed to the initiative, referendum, and recall. The Court of Public Opinion, open day and night, is to lay down the law for everything all the time. It is not workable. And when you consider the nature of news, it is not even thinkable. For the news, as we have seen, is precise in proportion to the precision with which the event is recorded. Unless the event is capable of being named, measured, given shape, made specific, it either fails to take on the character of news, or it is subject to the accidents and prejudices of observation. Therefore, on the whole, the quality of the news about modern society is an index of its social organization. The better the institutions, the more all interests concerned are formally represented, the more issues are disentangled, the more objective criteria are introduced, the more perfectly an affair can be presented as news. At its best the press is a servant and guardian of institutions; at its worst it is a means by which a few exploit social disorganization to their own ends. In the degree to which institutions fail to function, the unscrupulous journalist can fish in troubled waters, and the conscientious one must gamble with uncertainties. The press is no substitute for institutions. It is like the beam of a searchlight that moves restlessly about, bringing one episode and then another out of darkness into vision. Men cannot do the work of the world by this light alone. They cannot govern society by episodes, incidents, and eruptions. It is only when they work by a steady light of their own, that the press, when it is turned upon them, reveals a situation intelligible enough for a popular decision. The trouble lies deeper than the press, and so does the remedy. It lies in social organization based on a system of analysis and record, and in all the corollaries of that principle; in the abandonment of the theory of the omnicompetent citizen, in the decentralization of decision, in the coordination of decision by comparable record and analysis. If at the centers of management there is a running audit, which makes work intelligible to those who do it, and those who superintend it, issues when they arise are not the mere collisions of the blind. Then, too, the news is uncovered for the press by a system of intelligence that is also a check upon the press. That is the radical way. For the troubles of the press, like the troubles of representative government, be it territorial or functional, like the troubles of industry, be it capitalist, cooperative, or communist, go back to a common source: to the failure of self-governing people to transcend their casual experience and their prejudice, by inventing, creating, and organizing a machinery of knowledge. It is because they are compelled to act without a reliable picture of the world, that governments, schools, newspapers and churches make such small headway against the more obvious failings of democracy, against violent prejudice, apathy, preference for the curious trivial as against the dull important, and the hunger for sideshows and three legged calves. This is the primary defect of popular government, a defect inherent in its traditions, and all its other defects can, I believe, be traced to this one. PART VIII ORGANIZED INTELLIGENCE CHAPTER XXV. THE ENTERING WEDGE " XXVI. INTELLIGENCE WORK " XXVII. THE APPEAL TO THE PUBLIC " XXVIII. THE APPEAL TO REASON CHAPTER XXV THE ENTERING WEDGE 1 If the remedy were interesting, American pioneers like Charles McCarthy, Robert Valentine, and Frederick W. Taylor would not have had to fight so hard for a hearing. But it is clear why they had to fight, and why bureaus of governmental research, industrial audits, budgeting and the like are the ugly ducklings of reform. They reverse the process by which interesting public opinions are built up. Instead of presenting a casual fact, a large screen of stereotypes, and a dramatic identification, they break down the drama, break through the stereotypes, and offer men a picture of facts, which is unfamiliar and to them impersonal. When this is not painful, it is dull, and those to whom it is painful, the trading politician and the partisan who has much to conceal, often exploit the dullness that the public feels, in order to remove the pain that they feel. 2 Yet every complicated community has sought the assistance of special men, of augurs, priests, elders. Our own democracy, based though it was on a theory of universal competence, sought lawyers to manage its government, and to help manage its industry. It was recognized that the specially trained man was in some dim way oriented to a wider system of truth than that which arises spontaneously in the amateur's mind. But experience has shown that the traditional lawyer's equipment was not enough assistance. The Great Society had grown furiously and to colossal dimensions by the application of technical knowledge. It was made by engineers who had learned to use exact measurements and quantitative analysis. It could not be governed, men began to discover, by men who thought deductively about rights and wrongs. It could be brought under human control only by the technic which had created it. Gradually, then, the more enlightened directing minds have called in experts who were trained, or had trained themselves, to make parts of this Great Society intelligible to those who manage it. These men are known by all kinds of names, as statisticians, accountants, auditors, industrial counsellors, engineers of many species, scientific managers, personnel administrators, research men, "scientists," and sometimes just as plain private secretaries. They have brought with them each a jargon of his own, as well as filing cabinets, card catalogues, graphs, loose-leaf contraptions, and above all the perfectly sound ideal of an executive who sits before a flat-top desk, one sheet of typewritten paper before him, and decides on matters of policy presented in a form ready for his rejection or approval. This whole development has been the work, not so much of a spontaneous creative evolution, as of blind natural selection. The statesman, the executive, the party leader, the head of a voluntary association, found that if he had to discuss two dozen different subjects in the course of the day, somebody would have to coach him. He began to clamor for memoranda. He found he could not read his mail. He demanded somebody who would blue-pencil the interesting sentences in the important letters. He found he could not digest the great stacks of type-written reports that grew mellow on his desk. He demanded summaries. He found he could not read an unending series of figures. He embraced the man who made colored pictures of them. He found that he really did not know one machine from another. He hired engineers to pick them, and tell him how much they cost and what they could do. He peeled off one burden after another, as a man will take off first his hat, then his coat, then his collar, when he is struggling to move an unwieldy load. 3 Yet curiously enough, though he knew that he needed help, he was slow to call in the social scientist. The chemist, the physicist, the geologist, had a much earlier and more friendly reception. Laboratories were set up for them, inducements offered, for there was quick appreciation of the victories over nature. But the scientist who has human nature as his problem is in a different case. There are many reasons for this: the chief one, that he has so few victories to exhibit. He has so few, because unless he deals with the historic past, he cannot prove his theories before offering them to the public. The physical scientist can make an hypothesis, test it, revise the hypothesis hundreds of times, and, if after all that, he is wrong, no one else has to pay the price. But the social scientist cannot begin to offer the assurance of a laboratory test, and if his advice is followed, and he is wrong, the consequences may be incalculable. He is in the nature of things far more responsible, and far less certain. But more than that. In the laboratory sciences the student has conquered the dilemma of thought and action. He brings a sample of the action to a quiet place, where it can be repeated at will, and examined at leisure. But the social scientist is constantly being impaled on a dilemma. If he stays in his library, where he has the leisure to think, he has to rely upon the exceedingly casual and meager printed record that comes to him through official reports, newspapers, and interviews. If he goes out into "the world" where things are happening, he has to serve a long, often wasteful, apprenticeship, before he is admitted to the sanctum where they are being decided. What he cannot do is to dip into action and out again whenever it suits him. There are no privileged listeners. The man of affairs, observing that the social scientist knows only from the outside what he knows, in part at least, from the inside, recognizing that the social scientist's hypothesis is not in the nature of things susceptible of laboratory proof, and that verification is possible only in the "real" world, has developed a rather low opinion of social scientists who do not share his views of public policy. In his heart of hearts the social scientist shares this estimate of himself. He has little inner certainty about his own work. He only half believes in it, and being sure of nothing, he can find no compelling reason for insisting on his own freedom of thought. What can he actually claim for it, in the light of his own conscience? [Footnote: Cf. Charles E. Merriam, _The Present State of the Study of Politics_, _American Political Science Review_, Vol. XV. No. 2, May, 1921.] His data are uncertain, his means of verification lacking. The very best qualities in him are a source of frustration. For if he is really critical and saturated in the scientific spirit, he cannot be doctrinaire, and go to Armageddon against the trustees and the students and the Civic Federation and the conservative press for a theory of which he is not sure. If you are going to Armageddon, you have to battle for the Lord, but the political scientist is always a little doubtful whether the Lord called him. Consequently if so much of social science is apologetic rather than constructive, the explanation lies in the opportunities of social science, not in "capitalism." The physical scientists achieved their freedom from clericalism by working out a method that produced conclusions of a sort that could not be suppressed or ignored. They convinced themselves and acquired dignity, and knew what they were fighting for. The social scientist will acquire his dignity and his strength when he has worked out his method. He will do that by turning into opportunity the need among directing men of the Great Society for instruments of analysis by which an invisible and made intelligible. But as things go now, the social scientist assembles his data out of a mass of unrelated material. Social processes are recorded spasmodically, quite often as accidents of administration. A report to Congress, a debate, an investigation, legal briefs, a census, a tariff, a tax schedule; the material, like the skull of the Piltdown man, has to be put together by ingenious inference before the student obtains any sort of picture of the event he is studying. Though it deals with the conscious life of his fellow citizens, it is all too often distressingly opaque, because the man who is trying to generalize has practically no supervision of the way his data are collected. Imagine medical research conducted by students who could rarely go into a hospital, were deprived of animal experiment, and compelled to draw conclusions from the stories of people who had been ill, the reports of nurses, each of whom had her own system of diagnosis, and the statistics compiled by the Bureau of Internal Revenue on the excess profits of druggists. The social scientist has usually to make what he can out of categories that were uncritically in the mind of an official who administered some part of a law, or who was out to justify, to persuade, to claim, or to prove. The student knows this, and, as a protection against it, has developed that branch of scholarship which is an elaborated suspicion about where to discount his information. That is a virtue, but it becomes a very thin virtue when it is merely a corrective for the unwholesome position of social science. For the scholar is condemned to guess as shrewdly as he can why in a situation not clearly understood something or other may have happened. But the expert who is employed as the mediator among representatives, and as the mirror and measure of administration, has a very different control of the facts. Instead of being the man who generalizes from the facts dropped to him by the men of action, he becomes the man who prepares the facts for the men of action. This is a profound change in his strategic position. He no longer stands outside, chewing the cud provided by busy men of affairs, but he takes his place in front of decision instead of behind it. To-day the sequence is that the man of affairs finds his facts, and decides on the basis of them; then, some time later, the social scientist deduces excellent reasons why he did or did not decide wisely. This ex post facto relationship is academic in the bad sense of that fine word. The real sequence should be one where the disinterested expert first finds and formulates the facts for the man of action, and later makes what wisdom he can out of comparison between the decision, which he understands, and the facts, which he organized. 4 For the physical sciences this change in strategic position began slowly, and then accelerated rapidly. There was a time when the inventor and the engineer were romantic half-starved outsiders, treated as cranks. The business man and the artisan knew all the mysteries of their craft. Then the mysteries grew more mysterious, and at last industry began to depend upon physical laws and chemical combinations that no eye could see, and only a trained mind could conceive. The scientist moved from his noble garret in the Latin Quarter into office buildings and laboratories. For he alone could construct a working image of the reality on which industry rested. From the new relationship he took as much as he gave, perhaps more: pure science developed faster than applied, though it drew its economic support, a great deal of its inspiration, and even more of its relevancy, from constant contact with practical decision. But physical science still labored under the enormous limitation that the men who made decisions had only their commonsense to guide them. They administered without scientific aid a world complicated by scientists. Again they had to deal with facts they could not apprehend, and as once they had to call in engineers, they now have to call in statisticians, accountants, experts of all sorts. These practical students are the true pioneers of a new social science. They are "in mesh with the driving wheels" [Footnote: Cf. The Address of the President of the American Philosophical Association, Mr. Ralph Barton Perry, Dec. 28, 1920. Published in the Proceedings of the Twentieth Annual Meeting.] and from this practical engagement of science and action, both will benefit radically: action by the clarification of its beliefs; beliefs by a continuing test in action. We are in the earliest beginnings. But if it is conceded that all large forms of human association must, because of sheer practical difficulty, contain men who will come to see the need for an expert reporting of their particular environment, then the imagination has a premise on which to work. In the exchange of technic and result among expert staffs, one can see, I think, the beginning of experimental method in social science. When each school district and budget, and health department, and factory, and tariff schedule, is the material of knowledge for every other, the number of comparable experiences begins to approach the dimensions of genuine experiment. In forty-eight states, and 2400 cities, and 277,000 school houses, 270,000 manufacturing establishments, 27,000 mines and quarries, there is a wealth of experience, if only it were recorded and available. And there is, too, opportunity for trial and error at such slight risk that any reasonable hypothesis might be given a fair test without shaking the foundations of society. The wedge has been driven, not only by some directors of industry and some statesmen who had to have help, but by the bureaus of municipal research, [Footnote: The number of these organizations in the United States is very great. Some are alive, some half dead. They are in rapid flux. Lists of them supplied to me by Dr. L. D. Upson of the Detroit Bureau of Governmental Research, Miss Rebecca B. Rankin of the Municipal Reference Library of New York City, Mr. Edward A. Fitzpatrick, Secretary of the State Board of Education (Wisconsin), Mr. Savel Zimand of the Bureau of Industrial Research (New York City), run into the hundreds.] the legislative reference libraries, the specialized lobbies of corporations and trade unions and public causes, and by voluntary organizations like the League of Women Voters, the Consumers' League, the Manufacturers' Associations: by hundreds of trade associations, and citizens' unions; by publications like the _Searchlight on Congress_ and the _Survey_; and by foundations like the General Education Board. Not all by any means are disinterested. That is not the point. All of them do begin to demonstrate the need for interposing some form of expertness between the private citizen and the vast environment in which he is entangled. CHAPTER XXVI INTELLIGENCE WORK 1 THE practice of democracy has been ahead of its theory. For the theory holds that the adult electors taken together make decisions out of a will that is in them. But just as there grew up governing hierarchies which were invisible in theory, so there has been a large amount of constructive adaptation, also unaccounted for in the image of democracy. Ways have been found to represent many interests and functions that are normally out of sight. We are most conscious of this in our theory of the courts, when we explain their legislative powers and their vetoes on the theory that there are interests to be guarded which might be forgotten by the elected officials. But the Census Bureau, when it counts, classifies, and correlates people, things, and changes, is also speaking for unseen factors in the environment. The Geological Survey makes mineral resources evident, the Department of Agriculture represents in the councils of the nation factors of which each farmer sees only an infinitesimal part. School authorities, the Tariff Commission, the consular service, the Bureau of Internal Revenue give representation to persons, ideas, and objects which would never automatically find themselves represented in this perspective by an election. The Children's Bureau is the spokesman of a whole complex of interests and functions not ordinarily visible to the voter, and, therefore, incapable of becoming spontaneously a part of his public opinions. Thus the printing of comparative statistics of infant mortality is often followed by a reduction of the death rate of babies. Municipal officials and voters did not have, before publication, a place in their picture of the environment for those babies. The statistics made them visible, as visible as if the babies had elected an alderman to air their grievances. In the State Department the government maintains a Division of Far Eastern Affairs. What is it for? The Japanese and the Chinese Governments both maintain ambassadors in Washington. Are they not qualified to speak for the Far East? They are its representatives. Yet nobody would argue that the American Government could learn all that it needed to know about the Far East by consulting these ambassadors. Supposing them to be as candid as they know how to be, they are still limited channels of information. Therefore, to supplement them we maintain embassies in Tokio and Peking, and consular agents at many points. Also, I assume, some secret agents. These people are supposed to send reports which pass through the Division of Far Eastern Affairs to the Secretary of State. Now what does the Secretary expect of the Division? I know one who expected it to spend its appropriation. But there are Secretaries to whom special revelation is denied, and they turn to their divisions for help. The last thing they expect to find is a neat argument justifying the American position. What they demand is that the experts shall bring the Far East to the Secretary's desk, with all the elements in such relation that it is as if he were in contact with the Far East itself. The expert must translate, simplify, generalize, but the inference from the result must apply in the East, not merely on the premises of the report. If the Secretary is worth his salt, the very last thing he will tolerate in his experts is the suspicion that they have a "policy." He does not want to know from them whether they like Japanese policy in China. He wants to know what different classes of Chinese and Japanese, English, Frenchmen, Germans, and Russians, think about it, and what they are likely to do because of what they think. He wants all that represented to him as the basis of his decision. The more faithfully the Division represents what is not otherwise represented, either by the Japanese or American ambassadors, or the Senators and Congressmen from the Pacific coast, the better Secretary of State he will be. He may decide to take his policy from the Pacific Coast, but he will take his view of Japan from Japan. 2 It is no accident that the best diplomatic service in the world is the one in which the divorce between the assembling of knowledge and the control of policy is most perfect. During the war in many British Embassies and in the British Foreign Office there were nearly always men, permanent officials or else special appointees, who quite successfully discounted the prevailing war mind. They discarded the rigmarole of being pro and con, of having favorite nationalities, and pet aversions, and undelivered perorations in their bosoms. They left that to the political chiefs. But in an American Embassy I once heard an ambassador say that he never reported anything to Washington which would not cheer up the folks at home. He charmed all those who met him, helped many a stranded war worker, and was superb when he unveiled a monument. He did not understand that the power of the expert depends upon separating himself from those who make the decisions, upon not caring, in his expert self, what decision is made. The man who, like the ambassador, takes a line, and meddles with the decision, is soon discounted. There he is, just one more on that side of the question. For when he begins to care too much, he begins to see what he wishes to see, and by that fact ceases to see what he is there to see. He is there to represent the unseen. He represents people who are not voters, functions of voters that are not evident, events that are out of sight, mute people, unborn people, relations between things and people. He has a constituency of intangibles. And intangibles cannot be used to form a political majority, because voting is in the last analysis a test of strength, a sublimated battle, and the expert represents no strength available in the immediate. But he can exercise force by disturbing the line up of the forces. By making the invisible visible, he confronts the people who exercise material force with a new environment, sets ideas and feelings at work in them, throws them out of position, and so, in the profoundest way, affects the decision. Men cannot long act in a way that they know is a contradiction of the environment as they conceive it. If they are bent on acting in a certain way they have to reconceive the environment, they have to censor out, to rationalize. But if in their presence, there is an insistent fact which is so obtrusive that they cannot explain it away, one of three courses is open. They can perversely ignore it, though they will cripple themselves in the process, will overact their part and come to grief. They can take it into account but refuse to act. They pay in internal discomfort and frustration. Or, and I believe this to be the most frequent case, they adjust their whole behavior to the enlarged environment. The idea that the expert is an ineffectual person because he lets others make the decisions is quite contrary to experience. The more subtle the elements that enter into the decision, the more irresponsible power the expert wields. He is certain, moreover, to exercise more power in the future than ever he did before, because increasingly the relevant facts will elude the voter and the administrator. All governing agencies will tend to organize bodies of research and information, which will throw out tentacles and expand, as have the intelligence departments of all the armies in the world. But the experts will remain human beings. They will enjoy power, and their temptation will be to appoint themselves censors, and so absorb the real function of decision. Unless their function is correctly defined they will tend to pass on the facts they think appropriate, and to pass down the decisions they approve. They will tend, in short, to become a bureaucracy. The only institutional safeguard is to separate as absolutely as it is possible to do so the staff which executes from the staff which investigates. The two should be parallel but quite distinct bodies of men, recruited differently, paid if possible from separate funds, responsible to different heads, intrinsically uninterested in each other's personal success. In industry, the auditors, accountants, and inspectors should be independent of the manager, the superintendents, foremen, and in time, I believe, we shall come to see that in order to bring industry under social control the machinery of record will have to be independent of the boards of directors and the shareholders. 3 But in building the intelligence sections of industry and politics, we do not start on cleared ground. And, apart from insisting on this basic separation of function, it would be cumbersome to insist too precisely on the form which in any particular instance the principle shall take. There are men who believe in intelligence work, and will adopt it; there are men who do not understand it, but cannot do their work without it; there are men who will resist. But provided the principle has a foothold somewhere in every social agency it will make progress, and the way to begin is to begin. In the federal government, for example, it is not necessary to straighten out the administrative tangle and the illogical duplications of a century's growth in order to find a neat place for the intelligence bureaus which Washington so badly needs. Before election you can promise to rush bravely into the breach. But when you arrive there all out of breath, you find that each absurdity is invested with habits, strong interests, and chummy Congressmen. Attack all along the line and you engage every force of reaction. You go forth to battle, as the poet said, and you always fall. You can lop off an antiquated bureau here, a covey of clerks there, you can combine two bureaus. And by that time you are busy with the tariff and the railroads, and the era of reform is over. Besides, in order to effect a truly logical reorganization of the government, such as all candidates always promise, you would have to disturb more passions than you have time to quell. And any new scheme, supposing you had one ready, would require officials to man it. Say what one will about officeholders, even Soviet Russia was glad to get many of the old ones back; and these old officials, if they are too ruthlessly treated, will sabotage Utopia itself. No administrative scheme is workable without good will, and good will about strange practices is impossible without education. The better way is to introduce into the existing machinery, wherever you can find an opening, agencies that will hold up a mirror week by week, month by month. You can hope, then, to make the machine visible to those who work it, as well as to the chiefs who are responsible, and to the public outside. When the office-holders begin to see themselves,--or rather when the outsiders, the chiefs, and the subordinates all begin to see the same facts, the same damning facts if you like, the obstruction will diminish. The reformer's opinion that a certain bureau is inefficient is just his opinion, not so good an opinion in the eyes of the bureau, as its own. But let the work of that bureau be analysed and recorded, and then compared with other bureaus and with private corporations, and the argument moves to another plane. There are ten departments at Washington represented in the Cabinet. Suppose, then, there was a permanent intelligence section for each. What would be some of the conditions of effectiveness? Beyond all others that the intelligence officials should be independent both of the Congressional Committees dealing with that department, and of the Secretary at the head of it; that they should not be entangled either in decision or in action. Independence, then, would turn mainly on three points on funds, tenure, and access to the facts. For clearly if a particular Congress or departmental official can deprive them of money, dismiss them, or close the files, the staff becomes its creature. 4 The question of funds is both important and difficult. No agency of research can be really free if it depends upon annual doles from what may be a jealous or a parsimonious congress. Yet the ultimate control of funds cannot be removed from the legislature. The financial arrangement should insure the staff against left-handed, joker and rider attack, against sly destruction, and should at the same time provide for growth. The staff should be so well entrenched that an attack on its existence would have to be made in the open. It might, perhaps, work behind a federal charter creating a trust fund, and a sliding scale over a period of years based on the appropriation for the department to which the intelligence bureau belonged. No great sums of money are involved anyway. The trust fund might cover the overhead and capital charges for a certain minimum staff, the sliding scale might cover the enlargements. At any rate the appropriation should be put beyond accident, like the payment of any long term obligation. This is a much less serious way of "tying the hands of Congress" than is the passage of a Constitutional amendment or the issuance of government bonds. Congress could repeal the charter. But it would have to repeal it, not throw monkey wrenches into it. Tenure should be for life, with provision for retirement on a liberal pension, with sabbatical years set aside for advanced study and training, and with dismissal only after a trial by professional colleagues. The conditions which apply to any non-profit-making intellectual career should apply here. If the work is to be salient, the men who do it must have dignity, security, and, in the upper ranks at least, that freedom of mind which you find only where men are not too immediately concerned in practical decision. Access to the materials should be established in the organic act. The bureau should have the right to examine all papers, and to question any official or any outsider. Continuous investigation of this sort would not at all resemble the sensational legislative inquiry and the spasmodic fishing expedition which are now a common feature of our government. The bureau should have the right to propose accounting methods to the department, and if the proposal is rejected, or violated after it has been accepted, to appeal under its charter to Congress. In the first instance each intelligence bureau would be the connecting link between Congress and the Department, a better link, in my judgment, than the appearance of cabinet officers on the floor of both House and Senate, though the one proposal in no way excludes the other. The bureau would be the Congressional eye on the execution of its policy. It would be the departmental answer to Congressional criticism. And then, since operation of the Department would be permanently visible, perhaps Congress would cease to feel the need of that minute legislation born of distrust and a false doctrine of the separation of powers, which does so much to make efficient administration difficult. 5 But, of course, each of the ten bureaus could not work in a watertight compartment. In their relation one to another lies the best chance for that "coordination" of which so much is heard and so little seen. Clearly the various staffs would need to adopt, wherever possible, standards of measurement that were comparable. They would exchange their records. Then if the War Department and the Post Office both buy lumber, hire carpenters, or construct brick walls they need not necessarily do them through the same agency, for that might mean cumbersome over-centralization; but they would be able to use the same measure for the same things, be conscious of the comparisons, and be treated as competitors. And the more competition of this sort the better. For the value of competition is determined by the value of the standards used to measure it. Instead, then, of asking ourselves whether we believe in competition, we should ask ourselves whether we believe in that for which the competitors compete. No one in his senses expects to "abolish competition," for when the last vestige of emulation had disappeared, social effort would consist in mechanical obedience to a routine, tempered in a minority by native inspiration. Yet no one expects to work out competition to its logical conclusion in a murderous struggle of each against all. The problem is to select the goals of competition and the rules of the game. Almost always the most visible and obvious standard of measurement will determine the rules of the game: such as money, power, popularity, applause, or Mr. Veblen's "conspicuous waste." What other standards of measurement does our civilization normally provide? How does it measure efficiency, productivity, service, for which we are always clamoring? By and large there are no measures, and there is, therefore, not so much competition to achieve these ideals. For the difference between the higher and the lower motives is not, as men often assert, a difference between altruism and selfishness. [Footnote: _Cf._ Ch. XII] It is a difference between acting for easily understood aims, and for aims that are obscure and vague. Exhort a man to make more profit than his neighbor, and he knows at what to aim. Exhort him to render more social service, and how is he to be certain what service is social? What is the test, what is the measure? A subjective feeling, somebody's opinion. Tell a man in time of peace that he ought to serve his country and you have uttered a pious platitude, Tell him in time of war, and the word service has a meaning; it is a number of concrete acts, enlistment, or buying bonds, or saving food, or working for a dollar a year, and each one of these services he sees definitely as part of a concrete purpose to put at the front an army larger and better armed, than the enemy's. So the more you are able to analyze administration and work out elements that can be compared, the more you invent quantitative measures for the qualities you wish to promote, the more you can turn competition to ideal ends. If you can contrive the right index numbers [Footnote: I am not using the term index numbers in its purely technical meaning, but to cover any device for the comparative measurement of social phenomena.] you can set up a competition between individual workers in a shop; between shops; between factories; between schools; [Footnote: See, for example, _An Index Number for State School Systems_ by Leonard P. Ayres, Russell Sage Foundation, 1920. The principle of the quota was very successfully applied in the Liberty Loan Campaigns, and under very much more difficult circumstances by the Allied Maritime Transport Council.] between government departments; between regiments; between divisions; between ships; between states; counties; cities; and the better your index numbers the more useful the competition. 6 The possibilities that lie in the exchange of material are evident. Each department of government is all the time asking for information that may already have been obtained by another department, though perhaps in a somewhat different form. The State Department needs to know, let us say, the extent of the Mexican oil reserves, their relation to the rest of the world's supply, the present ownership of Mexican oil lands, the importance of oil to warships now under construction or planned, the comparative costs in different fields. How does it secure such information to-day? The information is probably scattered through the Departments of Interior, Justice, Commerce, Labor and Navy. Either a clerk in the State Department looks up Mexican oil in a book of reference, which may or may not be accurate, or somebody's private secretary telephones somebody else's private secretary, asks for a memorandum, and in the course of time a darkey messenger arrives with an armful of unintelligible reports. The Department should be able to call on its own intelligence bureau to assemble the facts in a way suited to the diplomatic problem up for decision. And these facts the diplomatic intelligence bureau would obtain from the central clearing house. [Footnote: There has been a vast development of such services among the trade associations. The possibilities of a perverted use were revealed by the New York Building Trades investigation of 1921.] This establishment would pretty soon become a focus of information of the most extraordinary kind. And the men in it would be made aware of what the problems of government really are. They would deal with problems of definition, of terminology, of statistical technic, of logic; they would traverse concretely the whole gamut of the social sciences. It is difficult to see why all this material, except a few diplomatic and military secrets, should not be open to the scholars of the country. It is there that the political scientist would find the real nuts to crack and the real researches for his students to make. The work need not all be done in Washington, but it could be done in reference to Washington. The central agency would, thus, have in it the makings of a national university. The staff could be recruited there for the bureaus from among college graduates. They would be working on theses selected after consultation between the curators of the national university and teachers scattered over the country. If the association was as flexible as it ought to be, there would be, as a supplement to the permanent staff, a steady turnover of temporary and specialist appointments from the universities, and exchange lecturers called out from Washington. Thus the training and the recruiting of the staff would go together. A part of the research itself would be done by students, and political science in the universities would be associated with politics in America. 7 In its main outlines the principle is equally applicable to state governments, to cities, and to rural counties. The work of comparison and interchange could take place by federations of state and city and county bureaus. And within those federations any desirable regional combination could be organized. So long as the accounting systems were comparable, a great deal of duplication would be avoided. Regional coordination is especially desirable. For legal frontiers often do not coincide with the effective environments. Yet they have a certain basis in custom that it would be costly to disturb. By coordinating their information several administrative areas could reconcile autonomy of decision with cooperation. New York City, for example, is already an unwieldy unit for good government from the City Hall. Yet for many purposes, such as health and transportation, the metropolitan district is the true unit of administration. In that district, however, there are large cities, like Yonkers, Jersey City, Paterson, Elizabeth, Hoboken, Bayonne. They could not all be managed from one center, and yet they should act together for many functions. Ultimately perhaps some such flexible scheme of local government as Sidney and Beatrice Webb have suggested may be the proper solution. [Footnote: "The Reorganization of Local Government" (Ch. IV), in _A Constitution for the Socialist Commonwealth of Great Britain_.] But the first step would be a coordination, not of decision and action, but of information and research. Let the officials of the various municipalities see their common problems in the light of the same facts. 8 It would be idle to deny that such a net work of intelligence bureaus in politics and industry might become a dead weight and a perpetual irritation. One can easily imagine its attraction for men in search of soft jobs, for pedants, for meddlers. One can see red tape, mountains of papers, questionnaires ad nauseam, seven copies of every document, endorsements, delays, lost papers, the use of form 136 instead of form 2gb, the return of the document because pencil was used instead of ink, or black ink instead of red ink. The work could be done very badly. There are no fool-proof institutions. But if one could assume that there was circulation through the whole system between government departments, factories, offices, and the universities; a circulation of men, a circulation of data and of criticism, the risks of dry rot would not be so great. Nor would it be true to say that these intelligence bureaus will complicate life. They will tend, on the contrary, to simplify, by revealing a complexity now so great as to be humanly unmanageable. The present fundamentally invisible system of government is so intricate that most people have given up trying to follow it, and because they do not try, they are tempted to think it comparatively simple. It is, on the contrary, elusive, concealed, opaque. The employment of an intelligence system would mean a reduction of personnel per unit of result, because by making available to all the experience of each, it would reduce the amount of trial and error; and because by making the social process visible, it would assist the personnel to self-criticism. It does not involve a great additional band of officials, if you take into account the time now spent vainly by special investigating committees, grand juries, district attorneys, reform organizations, and bewildered office holders, in trying to find their way through a dark muddle. If the analysis of public opinion and of the democratic theories in relation to the modern environment is sound in principle, then I do not see how one can escape the conclusion that such intelligence work is the clue to betterment. I am not referring to the few suggestions contained in this chapter. They are merely illustrations. The task of working out the technic is in the hands of men trained to do it, and not even they can to-day completely foresee the form, much less the details. The number of social phenomena which are now recorded is small, the instruments of analysis are very crude, the concepts often vague and uncriticized. But enough has been done to demonstrate, I think, that unseen environments can be reported effectively, that they can be reported to divergent groups of people in a way which is neutral to their prejudice, and capable of overcoming their subjectivism. If that is true, then in working out the intelligence principle men will find the way to overcome the central difficulty of self-government, the difficulty of dealing with an unseen reality. Because of that difficulty, it has been impossible for any self-governing community to reconcile its need for isolation with the necessity for wide contact, to reconcile the dignity and individuality of local decision with security and wide coordination, to secure effective leaders without sacrificing responsibility, to have useful public opinions without attempting universal public opinions on all subjects. As long as there was no way of establishing common versions of unseen events, common measures for separate actions, the only image of democracy that would work, even in theory, was one based on an isolated community of people whose political faculties were limited, according to Aristotle's famous maxim, by the range of their vision. But now there is a way out, a long one to be sure, but a way. It is fundamentally the same way as that which has enabled a citizen of Chicago, with no better eyes or ears than an Athenian, to see and hear over great distances. It is possible to-day, it will become more possible when more labor has gone into it, to reduce the discrepancies between the conceived environment and the effective environment. As that is done, federalism will work more and more by consent, less and less by coercion. For while federalism is the only possible method of union among self-governing groups, [Footnote: _Cf._ H. J. Laski, _The Foundations of Sovereignty_, and other Essays, particularly the Essay of this name, as well as the Problems of Administrative Areas, The Theory of Popular Sovereignty, and The Pluralistic State.] federalism swings either towards imperial centralization or towards parochial anarchy wherever the union is not based on correct and commonly accepted ideas of federal matters. These ideas do not arise spontaneously. They have to be pieced together by generalization based on analysis, and the instruments for that analysis have to be invented and tested by research. No electoral device, no manipulation of areas, no change in the system of property, goes to the root of the matter. You cannot take more political wisdom out of human beings than there is in them. And no reform, however sensational, is truly radical, which does not consciously provide a way of overcoming the subjectivism of human opinion based on the limitation of individual experience. There are systems of government, of voting, and representation which extract more than others. But in the end knowledge must come not from the conscience but from the environment with which that conscience deals. When men act on the principle of intelligence they go out to find the facts and to make their wisdom. When they ignore it, they go inside themselves and find only what is there. They elaborate their prejudice, instead of increasing their knowledge. CHAPTER XXVII THE APPEAL TO THE PUBLIC 1 IN real life no one acts on the theory that he can have a public opinion on every public question, though this fact is often concealed where a person thinks there is no public question because he has no public opinion. But in the theory of our politics we continue to think more literally than Lord Bryce intended, that "the action of Opinion is continuous," [Footnote: _Modern Democracies_, Vol. I, p. 159.] even though "its action... deals with broad principles only." [Footnote: Id., footnote, p. 158.] And then because we try to think of ourselves having continuous opinions, without being altogether certain what a broad principle is, we quite naturally greet with an anguished yawn an argument that seems to involve the reading of more government reports, more statistics, more curves and more graphs. For all these are in the first instance just as confusing as partisan rhetoric, and much less entertaining. The amount of attention available is far too small for any scheme in which it was assumed that all the citizens of the nation would, after devoting themselves to the publications of all the intelligence bureaus, become alert, informed, and eager on the multitude of real questions that never do fit very well into any broad principle. I am not making that assumption. Primarily, the intelligence bureau is an instrument of the man of action, of the representative charged with decision, of the worker at his work, and if it does not help them, it will help nobody in the end. But in so far as it helps them to understand the environment in which they are working, it makes what they do visible. And by that much they become more responsible to the general public. The purpose, then, is not to burden every citizen with expert opinions on all questions, but to push that burden away from him towards the responsible administrator. An intelligence system has value, of course, as a source of general information, and as a check on the daily press. But that is secondary. Its real use is as an aid to representative government and administration both in politics and industry. The demand for the assistance of expert reporters in the shape of accountants, statisticians, secretariats, and the like, comes not from the public, but from men doing public business, who can no longer do it by rule of thumb. It is in origin and in ideal an instrument for doing public business better, rather than an instrument for knowing better how badly public business is done. 2 As a private citizen, as a sovereign voter, no one could attempt to digest these documents. But as one party to a dispute, as a committeeman in a legislature, as an officer in government, business, or a trade union, as a member of an industrial council, reports on the specific matter at issue will be increasingly welcome. The private citizen interested in some cause would belong, as he does now, to voluntary societies which employed a staff to study the documents, and make reports that served as a check on officialdom. There would be some study of this material by newspaper men, and a good deal by experts and by political scientists. But the outsider, and every one of us is an outsider to all but a few aspects of modern life, has neither time, nor attention, nor interest, nor the equipment for specific judgment. It is on the men inside, working under conditions that are sound, that the daily administrations of society must rest. The general public outside can arrive at judgments about whether these conditions are sound only on the result after the event, and on the procedure before the event. The broad principles on which the action of public opinion can be continuous are essentially principles of procedure. The outsider can ask experts to tell him whether the relevant facts were duly considered; he cannot in most cases decide for himself what is relevant or what is due consideration. The outsider can perhaps judge whether the groups interested in the decision were properly heard, whether the ballot, if there was one, was honestly taken, and perhaps whether the result was honestly accepted. He can watch the procedure when the news indicates that there is something to watch. He can raise a question as to whether the procedure itself is right, if its normal results conflict with his ideal of a good life. [Footnote: _Cf._ Chapter XX. ] But if he tries in every case to substitute himself for the procedure, to bring in Public Opinion like a providential uncle in the crisis of a play, he will confound his own confusion. He will not follow any train of thought consecutively. For the practice of appealing to the public on all sorts of intricate matters means almost always a desire to escape criticism from those who know by enlisting a large majority which has had no chance to know. The verdict is made to depend on who has the loudest or the most entrancing voice, the most skilful or the most brazen publicity man, the best access to the most space in the newspapers. For even when the editor is scrupulously fair to "the other side," fairness is not enough. There may be several other sides, unmentioned by any of the organized, financed and active partisans. The private citizen, beset by partisan appeals for the loan of his Public Opinion, will soon see, perhaps, that these appeals are not a compliment to his intelligence, but an imposition on his good nature and an insult to his sense of evidence. As his civic education takes account of the complexity of his environment, he will concern himself about the equity and the sanity of procedure, and even this he will in most cases expect his elected representative to watch for him. He will refuse himself to accept the burden of these decisions, and will turn down his thumbs in most cases on those who, in their hurry to win, rush from the conference table with the first dope for the reporters. Only by insisting that problems shall not come up to him until they have passed through a procedure, can the busy citizen of a modern state hope to deal with them in a form that is intelligible. For issues, as they are stated by a partisan, almost always consist of an intricate series of facts, as he has observed them, surrounded by a large fatty mass of stereotyped phrases charged with his emotion. According to the fashion of the day, he will emerge from the conference room insisting that what he wants is some soulfilling idea like Justice, Welfare, Americanism, Socialism. On such issues the citizen outside can sometimes be provoked to fear or admiration, but to judgment never. Before he can do anything with the argument, the fat has to be boiled out of it for him. 3 That can be done by having the representative inside carry on discussion in the presence of some one, chairman or mediator, who forces the discussion to deal with the analyses supplied by experts. This is the essential organization of any representative body dealing with distant matters. The partisan voices should be there, but the partisans should find themselves confronted with men, not personally involved, who control enough facts and have the dialectical skill to sort out what is real perception from what is stereotype, pattern and elaboration. It is the Socratic dialogue, with all of Socrates's energy for breaking through words to meanings, and something more than that, because the dialectic in modern life must be done by men who have explored the environment as well as the human mind. There is, for example, a grave dispute in the steel industry. Each side issues a manifesto full of the highest ideals. The only public opinion that is worth respect at this stage is the opinion which insists that a conference be organized. For the side which says its cause is too just to be contaminated by conference there can be little sympathy, since there is no such cause anywhere among mortal men. Perhaps those who object to conference do not say quite that. Perhaps they say that the other side is too wicked; they cannot shake hands with traitors. All that public opinion can do then is to organize a hearing by public officials to hear the proof of wickedness. It cannot take the partisans' word for it. But suppose a conference is agreed to, and suppose there is a neutral chairman who has at his beck and call the consulting experts of the corporation, the union, and, let us say, the Department of Labor. Judge Gary states with perfect sincerity that his men are well paid and not overworked, and then proceeds to sketch the history of Russia from the time of Peter the Great to the murder of the Czar. Mr. Foster rises, states with equal sincerity that the men are exploited, and then proceeds to outline the history of human emancipation from Jesus of Nazareth to Abraham Lincoln. At this point the chairman calls upon the intelligence men for wage tables in order to substitute for the words "well paid" and "exploited" a table showing what the different classes _are_ paid. Does Judge Gary think they are all well paid? He does. Does Mr. Foster think they are all exploited? No, he thinks that groups C, M, and X are exploited. What does he mean by exploited? He means they are not paid a living wage. They are, says Judge Gary. What can a man buy on that wage, asks the chairman. Nothing, says Mr. Foster. Everything he needs, says Judge Gary. The chairman consults the budgets and price statistics of the government. [Footnote: See an article on "The Cost of Living and Wage Cuts," in the _New Republic_, July 27, 1921, by Dr. Leo Wolman, for a brilliant discussion of the naive use of such figures and "pseudo-principles." The warning is of particular importance because it comes from an economist and statistician who has himself done so much to improve the technic of industrial disputes.] He rules that X can meet an average budget, but that C and M cannot. Judge Gary serves notice that he does not regard the official statistics as sound. The budgets are too high, and prices have come down. Mr. Foster also serves notice of exception. The budget is too low, prices have gone up. The chairman rules that this point is not within the jurisdiction of the conference, that the official figures stand, and that Judge Gary's experts and Mr. Foster's should carry their appeals to the standing committee of the federated intelligence bureaus. Nevertheless, says Judge Gary, we shall be ruined if we change these wage scales. What do you mean by ruined, asks the chairman, produce your books. I can't, they are private, says Judge Gary. What is private does not interest us, says the chairman, and, therefore, issues a statement to the public announcing that the wages of workers in groups C and M are so-and-so much below the official minimum living wage, and that Judge Gary declines to increase them for reasons that he refuses to state. After a procedure of that sort, a public opinion in the eulogistic sense of the term [Footnote: As used by Mr. Lowell in his _Public Opinion and Popular Government_.] can exist. The value of expert mediation is not that it sets up opinion to coerce the partisans, but that it disintegrates partisanship. Judge Gary and Mr. Foster may remain as little convinced as when they started, though even they would have to talk in a different strain. But almost everyone else who was not personally entangled would save himself from being entangled. For the entangling stereotypes and slogans to which his reflexes are so ready to respond are by this kind of dialectic untangled. 4 On many subjects of great public importance, and in varying degree among different people for more personal matters, the threads of memory and emotion are in a snarl. The same word will connote any number of different ideas: emotions are displaced from the images to which they belong to names which resemble the names of these images. In the uncriticized parts of the mind there is a vast amount of association by mere clang, contact, and succession. There are stray emotional attachments, there are words that were names and are masks. In dreams, reveries, and panic, we uncover some of the disorder, enough to see how the naive mind is composed, and how it behaves when not disciplined by wakeful effort and external resistance. We see that there is no more natural order than in a dusty old attic. There is often the same incongruity between fact, idea, and emotion as there might be in an opera house, if all the wardrobes were dumped in a heap and all the scores mixed up, so that Madame Butterfly in a Valkyr's dress waited lyrically for the return of Faust. "At Christmas-tide" says an editorial, "old memories soften the heart. Holy teachings are remembered afresh as thoughts run back to childhood. The world does not seem so bad when seen through the mist of half-happy, half-sad recollections of loved ones now with God. No heart is untouched by the mysterious influence.... The country is honeycombed with red propaganda--but there is a good supply of ropes, muscles and lampposts... while this world moves the spirit of liberty will burn in the breast of man." The man who found these phrases in his mind needs help. He needs a Socrates who will separate the words, cross-examine him until he has defined them, and made words the names of ideas. Made them mean a particular object and nothing else. For these tense syllables have got themselves connected in his mind by primitive association, and are bundled together by his memories of Christmas, his indignation as a conservative, and his thrills as the heir to a revolutionary tradition. Sometimes the snarl is too huge and ancient for quick unravelling. Sometimes, as in modern psychotherapy, there are layers upon layers of memory reaching back to infancy, which have to be separated and named. The effect of naming, the effect, that is, of saying that the labor groups C and M, but not X, are underpaid, instead of saying that Labor is Exploited, is incisive. Perceptions recover their identity, and the emotion they arouse is specific, since it is no longer reinforced by large and accidental connections with everything from Christmas to Moscow. The disentangled idea with a name of its own, and an emotion that has been scrutinized, is ever so much more open to correction by new data in the problem. It had been imbedded in the whole personality, had affiliations of some sort with the whole ego: a challenge would reverberate through the whole soul. After it has been thoroughly criticized, the idea is no longer _me_ but _that_. It is objectified, it is at arm's length. Its fate is not bound up with my fate, but with the fate of the outer world upon which I am acting. 5 Re-education of this kind will help to bring our public opinions into grip with the environment. That is the way the enormous censoring, stereotyping, and dramatizing apparatus can be liquidated. Where there is no difficulty in knowing what the relevant environment is, the critic, the teacher, the physician, can unravel the mind. But where the environment is as obscure to the analyst as to his pupil, no analytic technic is sufficient. Intelligence work is required. In political and industrial problems the critic as such can do something, but unless he can count upon receiving from expert reporters a valid picture of the environment, his dialectic cannot go far. Therefore, though here, as in most other matters, "education" is the supreme remedy, the value of this education will depend upon the evolution of knowledge. And our knowledge of human institutions is still extraordinarily meager and impressionistic. The gathering of social knowledge is, on the whole, still haphazard; not, as it will have to become, the normal accompaniment of action. And yet the collection of information will not be made, one may be sure, for the sake of its ultimate use. It will be made because modern decision requires it to be made. But as it is being made, there will accumulate a body of data which political science can turn into generalization, and build up for the schools into a conceptual picture of the world. When that picture takes form, civic education can become a preparation for dealing with an unseen environment. As a working model of the social system becomes available to the teacher, he can use it to make the pupil acutely aware of how his mind works on unfamiliar facts. Until he has such a model, the teacher cannot hope to prepare men fully for the world they will find. What he can do is to prepare them to deal with that world with a great deal more sophistication about their own minds. He can, by the use of the case method, teach the pupil the habit of examining the sources of his information. He can teach him, for example, to look in his newspaper for the place where the dispatch was filed, for the name of the correspondent, the name of the press service, the authority given for the statement, the circumstances under which the statement was secured. He can teach the pupil to ask himself whether the reporter saw what he describes, and to remember how that reporter described other events in the past. He can teach him the character of censorship, of the idea of privacy, and furnish him with knowledge of past propaganda. He can, by the proper use of history, make him aware of the stereotype, and can educate a habit of introspection about the imagery evoked by printed words. He can, by courses in comparative history and anthropology, produce a life-long realization of the way codes impose a special pattern upon the imagination. He can teach men to catch themselves making allegories, dramatizing relations, and personifying abstractions. He can show the pupil how he identifies himself with these allegories, how he becomes interested, and how he selects the attitude, heroic, romantic, economic which he adopts while holding a particular opinion. The study of error is not only in the highest degree prophylactic, but it serves as a stimulating introduction to the study of truth. As our minds become more deeply aware of their own subjectivism, we find a zest in objective method that is not otherwise there. We see vividly, as normally we should not, the enormous mischief and casual cruelty of our prejudices. And the destruction of a prejudice, though painful at first, because of its connection with our self-respect, gives an immense relief and a fine pride when it is successfully done. There is a radical enlargement of the range of attention. As the current categories dissolve, a hard, simple version of the world breaks up. The scene turns vivid and full. There follows an emotional incentive to hearty appreciation of scientific method, which otherwise it is not easy to arouse, and is impossible to sustain. Prejudices are so much easier and more interesting. For if you teach the principles of science as if they had always been accepted, their chief virtue as a discipline, which is objectivity, will make them dull. But teach them at first as victories over the superstitions of the mind, and the exhilaration of the chase and of the conquest may carry the pupil over that hard transition from his own self-bound experience to the phase where his curiosity has matured, and his reason has acquired passion. CHAPTER XXVIII THE APPEAL TO REASON 1 I HAVE written, and then thrown away, several endings to this book. Over all of them there hung that fatality of last chapters, in which every idea seems to find its place, and all the mysteries, that the writer has not forgotten, are unravelled. In politics the hero does not live happily ever after, or end his life perfectly. There is no concluding chapter, because the hero in politics has more future before him than there is recorded history behind him. The last chapter is merely a place where the writer imagines that the polite reader has begun to look furtively at his watch. 2 When Plato came to the point where it was fitting that he should sum up, his assurance turned into stage-fright as he thought how absurd it would sound to say what was in him about the place of reason in politics. Those sentences in book five of the Republic were hard even for Plato to speak; they are so sheer and so stark that men can neither forget them nor live by them. So he makes Socrates say to Glaucon that he will be broken and drowned in laughter for telling "what is the least change which will enable a state to pass into the truer form," [Footnote: _Republic_, Bk. V, 473. Jowett transl.] because the thought he "would fain have uttered if it had not seemed too extravagant" was that "until philosophers are kings, or the kings and princes of this world have the spirit and power of philosophy, and political greatness and wisdom meet in one... cities will never cease from ill,--no, nor the human race..." Hardly had he said these awful words, when he realized they were a counsel of perfection, and felt embarrassed at the unapproachable grandeur of his idea. So he hastens to add that, of course, "the true pilot" will be called "a prater, a star-gazer, a good-for-nothing." [Footnote: 2 Bk. VI, 488-489.] But this wistful admission, though it protects him against whatever was the Greek equivalent for the charge that he lacked a sense of humor, furnished a humiliating tailpiece to a solemn thought. He becomes defiant and warns Adeimantus that he must "attribute the uselessness" of philosophers "to the fault of those who will not use them, and not to themselves. The pilot should not humbly beg the sailors to be commanded by him--that is not the order of nature." And with this haughty gesture, he hurriedly picked up the tools of reason, and disappeared into the Academy, leaving the world to Machiavelli. Thus, in the first great encounter between reason and politics, the strategy of reason was to retire in anger. But meanwhile, as Plato tells us, the ship is at sea. There have been many ships on the sea, since Plato wrote, and to-day, whether we are wise or foolish in our belief, we could no longer call a man a true pilot, simply because he knows how to "pay attention to the year and seasons and sky and stars and winds, and whatever else belongs to his art." [Footnote: Bk. VI, 488-489.] He can dismiss nothing which is necessary to make that ship sail prosperously. Because there are mutineers aboard, he cannot say: so much the worse for us all... it is not in the order of nature that I should handle a mutiny... it is not in the order of philosophy that I should consider mutiny... I know how to navigate... I do not know how to navigate a ship full of sailors... and if they do not see that I am the man to steer, I cannot help it. We shall all go on the rocks, they to be punished for their sins; I, with the assurance that I knew better.... 3 Whenever we make an appeal to reason in politics, the difficulty in this parable recurs. For there is an inherent difficulty about using the method of reason to deal with an unreasoning world. Even if you assume with Plato that the true pilot knows what is best for the ship, you have to recall that he is not so easy to recognize, and that this uncertainty leaves a large part of the crew unconvinced. By definition the crew does not know what he knows, and the pilot, fascinated by the stars and winds, does not know how to make the crew realize the importance of what he knows. There is no time during mutiny at sea to make each sailor an expert judge of experts. There is no time for the pilot to consult his crew and find out whether he is really as wise as he thinks he is. For education is a matter of years, the emergency a matter of hours. It would be altogether academic, then, to tell the pilot that the true remedy is, for example, an education that will endow sailors with a better sense of evidence. You can tell that only to shipmasters on dry land. In the crisis, the only advice is to use a gun, or make a speech, utter a stirring slogan, offer a compromise, employ any quick means available to quell the mutiny, the sense of evidence being what it is. It is only on shore where men plan for many voyages, that they can afford to, and must for their own salvation, deal with those causes that take a long time to remove. They will be dealing in years and generations, not in emergencies alone. And nothing will put a greater strain upon their wisdom than the necessity of distinguishing false crises from real ones. For when there is panic in the air, with one crisis tripping over the heels of another, actual dangers mixed with imaginary scares, there is no chance at all for the constructive use of reason, and any order soon seems preferable to any disorder. It is only on the premise of a certain stability over a long run of time that men can hope to follow the method of reason. This is not because mankind is inept, or because the appeal to reason is visionary, but because the evolution of reason on political subjects is only in its beginnings. Our rational ideas in politics are still large, thin generalities, much too abstract and unrefined for practical guidance, except where the aggregates are large enough to cancel out individual peculiarity and exhibit large uniformities. Reason in politics is especially immature in predicting the behavior of individual men, because in human conduct the smallest initial variation often works out into the most elaborate differences. That, perhaps, is why when we try to insist solely upon an appeal to reason in dealing with sudden situations, we are broken and drowned in laughter. 4 For the rate at which reason, as we possess it, can advance itself is slower than the rate at which action has to be taken. In the present state of political science there is, therefore, a tendency for one situation to change into another, before the first is clearly understood, and so to make much political criticism hindsight and little else. Both in the discovery of what is unknown, and in the propagation of that which has been proved, there is a time-differential, which ought to, in a much greater degree than it ever has, occupy the political philosopher. We have begun, chiefly under the inspiration of Mr. Graham Wallas, to examine the effect of an invisible environment upon our opinions. We do not, as yet, understand, except a little by rule of thumb, the element of time in politics, though it bears most directly upon the practicability of any constructive proposal. [Footnote: _Cf_. H. G. Wells in the opening chapters of _Mankind in the Making._] We can see, for example, that somehow the relevancy of any plan depends upon the length of time the operation requires. Because on the length of time it will depend whether the data which the plan assumes as given, will in truth remain the same. [Footnote: The better the current analysis in the intelligence work of any institution, the less likely, of course, that men will deal with tomorrow's problems in the light of yesterday's facts.] There is a factor here which realistic and experienced men do take into account, and it helps to mark them off somehow from the opportunist, the visionary, the philistine and the pedant. [Footnote: Not all, but some of the differences between reactionaries, conservatives, liberals, and radicals are due, I think, to a different intuitive estimate of the rate of change in social affairs.] But just how the calculation of time enters into politics we do not know at present in any systematic way. Until we understand these matters more clearly, we can at least remember that there is a problem of the utmost theoretical difficulty and practical consequence. It will help us to cherish Plato's ideal, without sharing his hasty conclusion about the perversity of those who do not listen to reason. It is hard to obey reason in politics, because you are trying to make two processes march together, which have as yet a different gait and a different pace. Until reason is subtle and particular, the immediate struggle of politics will continue to require an amount of native wit, force, and unprovable faith, that reason can neither provide nor control, because the facts of life are too undifferentiated for its powers of understanding. The methods of social science are so little perfected that in many of the serious decisions and most of the casual ones, there is as yet no choice but to gamble with fate as intuition prompts. But we can make a belief in reason one of those intuitions. We can use our wit and our force to make footholds for reason. Behind our pictures of the world, we can try to see the vista of a longer duration of events, and wherever it is possible to escape from the urgent present, allow this longer time to control our decisions. And yet, even when there is this will to let the future count, we find again and again that we do not know for certain how to act according to the dictates of reason. The number of human problems on which reason is prepared to dictate is small. 5 There is, however, a noble counterfeit in that charity which comes from self-knowledge and an unarguable belief that no one of our gregarious species is alone in his longing for a friendlier world. So many of the grimaces men make at each other go with a flutter of their pulse, that they are not all of them important. And where so much is uncertain, where so many actions have to be carried out on guesses, the demand upon the reserves of mere decency is enormous, and it is necessary to live as if good will would work. We cannot prove in every instance that it will, nor why hatred, intolerance, suspicion, bigotry, secrecy, fear, and lying are the seven deadly sins against public opinion. We can only insist that they have no place in the appeal to reason, that in the longer run they are a poison; and taking our stand upon a view of the world which outlasts our own predicaments, and our own lives, we can cherish a hearty prejudice against them. We can do this all the better if we do not allow frightfulness and fanaticism to impress us so deeply that we throw up our hands peevishly, and lose interest in the longer run of time because we have lost faith in the future of man. There is no ground for this despair, because all the _ifs_ on which, as James said, our destiny hangs, are as pregnant as they ever were. What we have seen of brutality, we have seen, and because it was strange, it was not conclusive. It was only Berlin, Moscow, Versailles in 1914 to 1919, not Armageddon, as we rhetorically said. The more realistically men have faced out the brutality and the hysteria, the more they have earned the right to say that it is not foolish for men to believe, because another great war took place, that intelligence, courage and effort cannot ever contrive a good life for all men. Great as was the horror, it was not universal. There were corrupt, and there were incorruptible. There was muddle and there were miracles. There was huge lying. There were men with the will to uncover it. It is no judgment, but only a mood, when men deny that what some men have been, more men, and ultimately enough men, might be. You can despair of what has never been. You can despair of ever having three heads, though Mr. Shaw has declined to despair even of that. But you cannot despair of the possibilities that could exist by virtue of any human quality which a human being has exhibited. And if amidst all the evils of this decade, you have not seen men and women, known moments that you would like to multiply, the Lord himself cannot help you. 713 ---- "Il est bon de connaitre les delires de l'esprit humain. Chaque people a ses folies plus ou moins grossieres." MILLOT MEMORIES OF EXTRAORDINARY POPULAR DELUSIONS VOL II. BY CHARLES MACKAY CONTENTS OF THE SECOND VOLUME. THE CRUSADES THE WITCH MANIA THE SLOW POISONERS HAUNTED HOUSES THE CRUSADES .... They heard, and up they sprung upon the wing Innumerable. As when the potent rod Of Amram's son, in Egypt's evil day, Waved round the coast, up call'd a pitchy cloud Of locusts, warping on the eastern wind That o'er the realm of impious Pharaoh hung Like night, and darken'd all the realm of Nile, So numberless were they. * * * * * * * * * * * All in a moment through the gloom were seen Ten thousand banners rise into the air, With orient colours waving. With them rose A forest huge of spears; and thronging helms Appear'd, and serried shields, in thick array, Of depth immeasurable. Paradise Lost. Every age has its peculiar folly--some scheme, project, or phantasy into which it plunges, spurred on either by the love of gain, the necessity of excitement, or the mere force of imitation. Failing in these, it has some madness, to which it is goaded by political or religious causes, or both combined. Every one of these causes influenced the Crusades, and conspired to render them the most extraordinary instance upon record of the extent to which popular enthusiasm can be carried. History in her solemn page informs us, that the crusaders were but ignorant and savage men, that their motives were those of bigotry unmitigated, and that their pathway was one of blood and tears. Romance, on the other hand, dilates upon their piety and heroism and pourtrays in her most glowing and impassioned hues their virtue and magnanimity, the imperishable honour they acquired for themselves, and the great services they rendered to Christianity. In the following pages we shall ransack the stores of both, to discover the true spirit that animated the motley multitude who took up arms in the service of the Cross, leaving history to vouch for facts, but not disdaining the aid of contemporary poetry and romance to throw light upon feelings, motives, and opinions. In order to understand thoroughly the state of public feeling in Europe at the time when Peter the Hermit preached the holy war, it will be necessary to go back for many years anterior to that event. We must make acquaintance with the pilgrims of the eighth, ninth, and tenth centuries, and learn the tales they told of the dangers they had passed, and the wonders they had seen. Pilgrimages to the Holy Land seem at first to have been undertaken by converted Jews, and by Christian devotees of lively imagination, pining with a natural curiosity to visit the scenes which of all others were most interesting in their eyes. The pious and the impious alike flocked to Jerusalem,--the one class to feast their sight on the scenes hallowed by the life and sufferings of their Lord, and the other, because it soon became a generally received opinion, that such a pilgrimage was sufficient to rub off the long score of sins, however atrocious. Another and very numerous class of pilgrims were the idle and roving, who visited Palestine then as the moderns visit Italy or Switzerland now, because it was the fashion, and because they might please their vanity by retailing, on their return, the adventures they had met with. But the really pious formed the great majority. Every year their numbers increased, until at last they became so numerous as to be called the "armies of the Lord." Full of enthusiasm, they set the danger and difficulty of the way at defiance, and lingered with holy rapture on every scene described in the Evangelists. To them it was bliss indeed to drink the clear waters of the Jordan, or be baptized in the same stream where John had baptized the Saviour. They wandered with awe and pleasure in the purlieus of the Temple, on the solemn Mount of Olives, or the awful Calvary, where a God had bled for sinful men. To these pilgrims every object was precious. Relics were eagerly sought after; flagons of water from Jordan, or paniers of mould from the hill of the Crucifixion, were brought home, and sold at extravagant prices to churches and monasteries. More apocryphical relics, such as the wood of the true cross, the tears of the Virgin Mary, the hems of her garments, the toe-nails and hair of the Apostles--even the tents that Paul had helped to manufacture--were exhibited for sale by the knavish in Palestine, and brought back to Europe "with wondrous cost and care." A grove of a hundred oaks would not have furnished all the wood sold in little morsels as remnants of the true cross; and the tears of Mary, if collected together, would have filled a cistern. For upwards of two hundred years the pilgrims met with no impediment in Palestine. The enlightened Haroun Al Reschid, and his more immediate successors, encouraged the stream which brought so much wealth into Syria, and treated the wayfarers with the utmost courtesy. The race of Fatemite caliphs,--who, although in other respects as tolerant, were more distressed for money, or more unscrupulous in obtaining it, than their predecessors of the house of Abbas,--imposed a tax of a bezant for each pilgrim that entered Jerusalem. This was a serious hardship upon the poorer sort, who had begged their weary way across Europe, and arrived at the bourne of all their hopes without a coin. A great outcry was immediately raised, but still the tax was rigorously levied. The pilgrims unable to pay were compelled to remain at the gate of the holy city until some rich devotee arriving with his train, paid the tax and let them in. Robert of Normandy, father of William the Conqueror, who, in common with many other nobles of the highest rank, undertook the pilgrimage, found on his arrival scores of pilgrims at the gate, anxiously expecting his coming to pay the tax for them. Upon no occasion was such a boon refused. The sums drawn from this source were a mine of wealth to the Moslem governors of Palestine, imposed as the tax had been at a time when pilgrimages had become more numerous than ever. A strange idea had taken possession of the popular mind at the close of the tenth and commencement of the eleventh century. It was universally believed that the end of the world was at hand; that the thousand years of the Apocalypse were near completion, and that Jesus Christ would descend upon Jerusalem to judge mankind. All Christendom was in commotion. A panic terror seized upon the weak, the credulous, and the guilty, who in those days formed more than nineteen twentieths of the population. Forsaking their homes, kindred, and occupation, they crowded to Jerusalem to await the coming of the Lord, lightened, as they imagined, of a load of sin by their weary pilgrimage. To increase the panic, the stars were observed to fall from heaven, earthquakes to shake the land, and violent hurricanes to blow down the forests. All these, and more especially the meteoric phenomena, were looked upon as the forerunners of the approaching judgments. Not a meteor shot athwart the horizon that did not fill a district with alarm, and send away to Jerusalem a score of pilgrims, with staff in hand and wallet on their back, praying as they went for the remission of their sins. Men, women, and even children, trudged in droves to the holy city, in expectation of the day when the heavens would open, and the Son of God descend in his glory. This extraordinary delusion, while it augmented the numbers, increased also the hardships of the pilgrims. Beggars became so numerous on all the highways between the west of Europe and Constantinople that the monks, the great alms-givers upon these occasions, would have brought starvation within sight of their own doors, if they had not economized their resources, and left the devotees to shift for themselves as they could. Hundreds of them were glad to subsist upon the berries that ripened by the road, who, before this great flux, might have shared the bread and flesh of the monasteries. But this was not the greatest of their difficulties. On their arrival in Jerusalem they found that a sterner race had obtained possession of the Holy Land. The caliphs of Bagdad had been succeeded by the harsh Turks of the race of Seljook, who looked upon the pilgrims with contempt and aversion. The Turks of the eleventh century were more ferocious and less scrupulous than the Saracens of the tenth. They were annoyed at the immense number of pilgrims who overran the country, and still more so because they showed no intention of quitting it. The hourly expectation of the last judgment kept them waiting; and the Turks, apprehensive of being at last driven from the soil by the swarms that were still arriving, heaped up difficulties in their way. Persecution of every kind awaited them. They were plundered, and beaten with stripes, and kept in suspense for months at the gates of Jerusalem, unable to pay the golden bezant that was to facilitate their entrance. When the first epidemic terror of the day of judgment began to subside, a few pilgrims ventured to return to Europe, their hearts big with indignation at the insults they had suffered. Everywhere as they passed they related to a sympathizing auditory the wrongs of Christendom. Strange to say, even these recitals increased the mania for pilgrimage. The greater the dangers of the way, the more chance that sins of deep dye would be atoned for. Difficulty and suffering only heightened the merit, and fresh hordes issued from every town and village, to win favour in the sight of Heaven by a visit to the holy sepulchre. Thus did things continue during the whole of the eleventh century. The train that was to explode so fearfully was now laid, and there wanted but the hand to apply the torch. At last the man appeared upon the scene. Like all who have ever achieved so great an end, Peter the hermit was exactly suited to the age; neither behind it, nor in advance of it; but acute enough to penetrate its mystery ere it was discovered by any other. Enthusiastic, chivalrous, bigoted, and, if not insane, not far removed from insanity, he was the very prototype of the time. True enthusiasm is always persevering and always eloquent, and these two qualities were united in no common degree in the person of this extraordinary preacher. He was a monk of Amiens, and ere he assumed the hood had served as a soldier. He is represented as having been ill favoured and low in stature, but with an eye of surpassing brightness and intelligence. Having been seized with the mania of the age, he visited Jerusalem, and remained there till his blood boiled to see the cruel persecution heaped upon the devotees. On his return home he shook the world by the eloquent story of their wrongs. Before entering into any further details of the astounding results of his preaching, it will be advisable to cast a glance at the state of the mind of Europe, that we may understand all the better the causes of his success. First of all, there was the priesthood, which, exercising as it did the most conspicuous influence upon the fortunes of society, claims the largest share of attention. Religion was the ruling idea of that day, and the only civiliser capable of taming such wolves as then constituted the flock of the faithful. The clergy were all in all; and though they kept the popular mind in the most slavish subjection with regard to religious matters, they furnished it with the means of defence against all other oppression except their own. In the ecclesiastical ranks were concentrated all the true piety, all the learning, all the wisdom of the time; and, as a natural consequence, a great portion of power, which their very wisdom perpetually incited them to extend. The people knew nothing of kings and nobles, except in the way of injuries inflicted. The first ruled for, or more properly speaking against, the barons, and the barons only existed to brave the power of the kings, or to trample with their iron heels upon the neck of prostrate democracy. The latter had no friend but the clergy, and these, though they necessarily instilled the superstition from which they themselves were not exempt, yet taught the cheering doctrine that all men were equal in the sight of heaven. Thus, while Feudalism told them they had no rights in this world, Religion told them they had every right in the next. With this consolation they were for the time content, for political ideas had as yet taken no root. When the clergy, for other reasons, recommended the Crusade, the people joined in it with enthusiasm. The subject of Palestine filled all minds; the pilgrims' tales of two centuries warmed every imagination; and when their friends, their guides, and their instructors preached a war so much in accordance with their own prejudices and modes of thinking, the enthusiasm rose into a frenzy. But while religion inspired the masses, another agent was at work upon the nobility. These were fierce and lawless; tainted with every vice, endowed with no virtue, and redeemed by one good quality alone, that of courage. The only religion they felt was the religion of fear. That and their overboiling turbulence alike combined to guide them to the Holy Land. Most of them had sins enough to answer for. They lived with their hand against every man; and with no law but their own passions. They set at defiance the secular power of the clergy, but their hearts quailed at the awful denunciations of the pulpit with regard to the life to come. War was the business and the delight of their existence; and when they were promised remission of all their sins upon the easy condition of following their favourite bent, is it to be wondered at that they rushed with enthusiasm to the onslaught, and became as zealous in the service of the Cross as the great majority of the people, who were swayed by more purely religious motives? Fanaticism and the love of battle alike impelled them to the war, while the kings and princes of Europe had still another motive for encouraging their zeal. Policy opened their eyes to the great advantages which would accrue to themselves, by the absence of so many restless, intriguing, and blood-thirsty men, whose insolence it required more than the small power of royalty to restrain within due bounds. Thus every motive was favourable to the Crusades. Every class of society was alike incited to join or encourage the war; kings and the clergy by policy, the nobles by turbulence and the love of dominion, and the people by religious zeal and the concentrated enthusiasm of two centuries, skilfully directed by their only instructors. It was in Palestine itself that Peter the Hermit first conceived the grand idea of rousing the powers of Christendom to rescue the Christians of the East from the thraldom of the Mussulmans, and the sepulchre of Jesus from the rude hands of the infidel. The subject engrossed his whole mind. Even in the visions of the night he was full of it. One dream made such an impression upon him, that he devoutly believed the Saviour of the world himself appeared before him, and promised him aid and protection in his holy undertaking. If his zeal had ever wavered before, this was sufficient to fix it for ever. Peter, after he had performed all the penances and duties of his pilgrimage, demanded an interview with Simeon, the Patriarch of the Greek Church at Jerusalem. Though the latter was a heretic in Peter's eyes, yet he was still a Christian, and felt as acutely as himself for the persecutions heaped by the Turks upon the followers of Jesus. The good prelate entered fully into his views, and, at his suggestion, wrote letters to the Pope, and to the most influential monarchs of Christendom, detailing the sorrows of the faithful, and urging them to take up arms in their defence. Peter was not a laggard in the work. Taking an affectionate farewell of the Patriarch, he returned in all haste to Italy. Pope Urban II. occupied the apostolic chair. It was at that time far from being an easy seat. His predecessor, Gregory, had bequeathed him a host of disputes with the Emperor Henry IV. of Germany, and he had made Philip I. of France his enemy by his strenuous opposition to an adulterous connexion formed by that monarch. So many dangers encompassed him about, that the Vatican was no secure abode, and he had taken refuge in Apulia, under the protection of the renowned Robert Guiscard. Thither Peter appears to have followed him, though in what spot their meeting took place is not stated with any precision by ancient chroniclers or modern historians. Urban received him most kindly; read, with tears in his eyes, the epistle from the Patriarch Simeon, and listened to the eloquent story of the Hermit with an attention which showed how deeply he sympathised with the woes of the Christian church. Enthusiasm is contagious, and the Pope appears to have caught it instantly from one whose zeal was so unbounded. Giving the Hermit full powers, he sent him abroad to preach the holy war to all the nations and potentates of Christendom. The Hermit preached, and countless thousands answered to his call. France, Germany, and Italy started at his voice, and prepared for the deliverance of Zion. One of the early historians of the Crusade, who was himself an eye-witness of the rapture of Europe, [Guibert de Nogent] describes the personal appearance of the Hermit at this time. He says, that there appeared to be something of divine in every thing which he said or did. The people so highly reverenced him, that they plucked hairs from the mane of his mule, that they might keep them as relics. While preaching, he wore in general a woollen tunic, with a dark-coloured mantle, which fell down to his heels. His arms and feet were bare, and he ate neither flesh nor bread, supporting himself chiefly upon fish and wine. "He set out," says the chronicler, "from whence I know not; but we saw him passing through the towns and villages, preaching every where, and the people surrounding him in crowds, loading him with offerings, and celebrating his sanctity with such great praises that I never remember to have seen such honours bestowed upon any one." Thus he went on, untired, inflexible, and full of devotion, communicating his own madness to his hearers, until Europe was stirred from its very depths. While the Hermit was appealing with such signal success to the people, the Pope appealed with as much success to those who were to become the chiefs and leaders of the expedition. His first step was to call a council at Placentia, in the autumn of the year 1095. Here, in the assembly of the clergy, the Pope debated the grand scheme, and gave audience to emissaries who had been sent from Constantinople by the Emperor of the East to detail the progress made by the Turks in their design of establishing themselves in Europe. The clergy were of course unanimous in support of the Crusade, and the council separated, each individual member of it being empowered to preach it to his people. But Italy could not be expected to furnish all the aid required; and the Pope crossed the Alps to inspire the fierce and powerful nobility and chivalrous population of Gaul. His boldness in entering the territory, and placing himself in the power of his foe, King Philip of France, is not the least surprising feature of his mission. Some have imagined that cool policy alone actuated him, while others assert, that it was mere zeal, as warm and as blind as that of Peter the Hermit. The latter opinion seems to be the true one. Society did not calculate the consequences of what it was doing. Every man seemed to act from impulse only; and the Pope, in throwing himself into the heart of France, acted as much from impulse as the thousands who responded to his call. A council was eventually summoned to meet him at Clermont, in Auvergne, to consider the state of the church, reform abuses, and, above all, make preparations for the war. It was in the midst of an extremely cold winter, and the ground was covered with snow. During seven days the council sat with closed doors, while immense crowds from all parts of France flocked into the town, in expectation that the Pope himself would address the people. All the towns and villages for miles around were filled with the multitude; even the fields were encumbered with people, who, unable to procure lodging, pitched their tents under the trees and by the way-side. All the neighbourhood presented the appearance of a vast camp. During the seven days' deliberation, a sentence of excommunication was passed upon King Philip for adultery with Bertrade de Montfort, Countess of Anjou, and for disobedience to the supreme authority of the apostolic see. This bold step impressed the people with reverence for so stern a church, which in the discharge of its duty showed itself no respecter of persons. Their love and their fear were alike increased, and they were prepared to listen with more intense devotion to the preaching of so righteous and inflexible a pastor. The great square before the cathedral church of Clermont became every instant more densely crowded as the hour drew nigh when the Pope was to address the populace. Issuing from the church in his frill canonicals, surrounded by his cardinals and bishops in all the splendour of Romish ecclesiastical costume, the Pope stood before the populace on a high scaffolding erected for the occasion, and covered with scarlet cloth. A brilliant array of bishops and cardinals surrounded him; and among them, humbler in rank, but more important in the world's eye, the Hermit Peter, dressed in his simple and austere habiliments. Historians differ as to whether or not Peter addressed the crowd, but as all agree that he was present, it seems reasonable to suppose that he spoke. But it was the oration of the Pope that was most important. As he lifted up his hands to ensure attention, every voice immediately became still. He began by detailing the miseries endured by their brethren in the Holy Land; how the plains of Palestine were desolated by the outrageous heathen, who with the sword and the firebrand carried wailing into the dwellings and flames into the possessions of the faithful; how Christian wives and daughters were defiled by pagan lust; how the altars of the true God were desecrated, and the relics of the saints trodden under foot. "You," continued the eloquent pontiff, (and Urban the Second was one of the most eloquent men of the day,) "you, who hear me, and who have received the true faith, and been endowed by God with power, and strength, and greatness of soul,--whose ancestors have been the prop of Christendom, and whose kings have put a barrier against the progress of the infidel,--I call upon you to wipe off these impurities from the face of the earth, and lift your oppressed fellow-christians from the depths into which they have been trampled. The sepulchre of Christ is possessed by the heathen, the sacred places dishonoured by their vileness. Oh, brave knights and faithful people! offspring of invincible fathers! ye will not degenerate from your ancient renown. Ye will not be restrained from embarking in this great cause by the tender ties of wife or little ones, but will remember the words of the Saviour of the world himself, 'Whosoever loves father and mother more than me is not worthy of me. Whosoever shall abandon for my name's sake his house, or his brethren, or his sisters, or his father, or his mother, or his wife, or his children, or his lands, shall receive a hundredfold, and shall inherit eternal life.'" The warmth of the pontiff communicated itself to the crowd, and the enthusiasm of the people broke out several times ere he concluded his address. He went on to pourtray, not only the spiritual but the temporal advantages, that should accrue to those who took up arms in the service of the Cross. Palestine was, he said, a land flowing with milk and honey, and precious in the sight of God, as the scene of the grand events which had saved mankind. That land, he promised, should be divided among them. Moreover, they should have full pardon for all their offences, either against God or man. "Go, then," he added, "in expiation of your sins; and go assured, that after this world shall have passed away, imperishable glory shall be yours in the world which is to come." The enthusiasm was no longer to be restrained, and loud shouts interrupted the speaker; the people exclaiming as if with one voice, "Dieu le veult! Dieu le veult!" With great presence of mind Urban took advantage of the outburst, and as soon as silence was obtained, continued: "Dear brethren, to-day is shown forth in you that which the Lord has said by his evangelist, 'When two or three are gathered together in my name, there will I be in the midst of them to bless them.' If the Lord God had not been in your souls, you would not all have pronounced the same words; or rather God himself pronounced them by your lips, for it was He that put them in your hearts. Be they, then, your war-cry in the combat, for those words came forth from God. Let the army of the Lord when it rushes upon His enemies shout but that one cry, 'Dieu le veult! Dieu le veult!' Let whoever is inclined to devote himself to this holy cause make it a solemn engagement, and bear the cross of the Lord either on his breast or his brow till he set out, and let him who is ready to begin his march place the holy emblem on his shoulders, in memory of that precept of our Saviour, 'He who does not take up his cross and follow me is not worthy of me.'" The news of this council spread to the remotest parts of Europe in an incredibly short space of time. Long before the fleetest horseman could have brought the intelligence it was known by the people in distant provinces, a fact which was considered as nothing less than supernatural. But the subject was in everybody's mouth, and the minds of men were prepared for the result. The enthusiastic only asserted what they wished, and the event tallied with their prediction. This was, however, quite enough in those days for a miracle, and as a miracle every one regarded it. For several months after the council of Clermont, France and Germany presented a singular spectacle. The pious, the fanatic, the needy, the dissolute, the young and the old, even women and children, and the halt and lame, enrolled themselves by hundreds. In every village the clergy were busied in keeping up the excitement, promising eternal rewards to those who assumed the red cross, and fulminating the most awful denunciations against all the worldly-minded who refused or even hesitated. Every debtor who joined the crusade was freed by the papal edict from the claims of his creditors; outlaws of every grade were made equal with the honest upon the same conditions. The property of those who went was placed under the protection of the church, and St. Paul and St. Peter themselves were believed to descend from their high abode, to watch over the chattels of the absent pilgrims. Signs and portents were seen in the air to increase the fervour of the multitude. An aurora-borealis of unusual brilliancy appeared, and thousands of the crusaders came out to gaze upon it, prostrating themselves upon the earth in adoration. It was thought to be a sure prognostic of the interposition of the Most High; and a representation of his armies fighting with and overthrowing the infidels. Reports of wonders were everywhere rife. A monk had seen two gigantic warriors on horseback, the one representing a Christian and the other a Turk, fighting in the sky with flaming swords, the Christian of course overcoming the Paynim. Myriads of stars were said to have fallen from heaven, each representing the fall of a Pagan foe. It was believed at the same time that the Emperor Charlemagne would rise from the grave, and lead on to victory the embattled armies of the Lord. A singular feature of the popular madness was the enthusiasm of the women. Everywhere they encouraged their lovers and husbands to forsake all things for the holy war. Many of them burned the sign of the cross upon their breasts and arms, and coloured the wound with a red dye, as a lasting memorial of their zeal. Others, still more zealous, impressed the mark by the same means upon the tender limbs of young children and infants at the breast. Guibert de Nogent tells of a monk who made a large incision upon his forehead in the form of a cross, which he coloured with some powerful ingredient, telling the people that an angel had done it when he was asleep. This monk appears to have been more of a rogue than a fool, for he contrived to fare more sumptuously than any of his brother pilgrims, upon the strength of his sanctity. The crusaders everywhere gave him presents of food and money, and he became quite fat ere he arrived at Jerusalem, notwithstanding the fatigues of the way. If he had acknowledged in the first place that he had made the wound himself, he would not have been thought more holy than his fellows; but the story of the angel was a clincher. All those who had property of any description rushed to the mart to change it into hard cash. Lands and houses could be had for a quarter of their value, while arms and accoutrements of war rose in the same proportion. Corn, which had been excessively dear in anticipation of a year of scarcity, suddenly became plentiful; and such was the diminution in the value of provisions, that seven sheep were sold for five deniers.[Guibert de Nogent] The nobles mortgaged their estates for mere trifles to Jews and unbelievers, or conferred charters of immunity upon the towns and communes within their fiefs, for sums which, a few years previously, they would have rejected with disdain. The farmer endeavoured to sell his plough, and the artisan his tools, to purchase a sword for the deliverance of Jerusalem. Women disposed of their trinkets for the same purpose. During the spring and summer of this year (1096) the roads teemed with crusaders, all hastening to the towns and villages appointed as the rendezvous of the district. Some were on horseback, some in carts, and some came down the rivers in boats and rafts, bringing their wives and children, all eager to go to Jerusalem. Very few knew where Jerusalem was. Some thought it fifty thousand miles away, while others imagined that it was but a month's journey, while at sight of every town or castle, the children exclaimed, "Is that Jerusalem? Is that the city?" [Guibert de Nogent] Parties of knights and nobles might be seen travelling eastward, and amusing themselves as they went with the knightly diversion of hawking to lighten the fatigues of the way. Guibert de Nogent, who did not write from hearsay, but from actual observation, says, the enthusiasm was so contagious, that when any one heard the orders of the Pontiff, he went instantly to solicit his neighbours and friends to join with him in "the way of God," for so they called the proposed expedition. The Counts Palatine were full of the desire to undertake the journey, and all the inferior knights were animated with the same zeal. Even the poor caught the flame so ardently, that no one paused to think of the inadequacy of his means, or to consider whether he ought to yield up his house and his vine and his fields. Each one set about selling his property, at as low a price as if he had been held in some horrible captivity, and sought to pay his ransom without loss of time. Those who had not determined upon the journey, joked and laughed at those who were thus disposing of their goods at such ruinous prices, prophesying that the expedition would be miserable and their return worse. But they held this language only for a day. The next, they were suddenly seized with the same frenzy as the rest. Those who had been loudest in their jeers gave up all their property for a few crowns, and set out with those they had so laughed at a few hours before. In most cases the laugh was turned against them, for when it became known that a man was hesitating, his more zealous neighbours sent him a present of a knitting needle or a distaff, to show their contempt of him. There was no resisting this, so that the fear of ridicule contributed its fair contingent to the armies of the Lord. Another effect of the crusade was, the religious obedience with which it inspired the people and the nobility for that singular institution "The Truce of God." At the commencement of the eleventh century, the clergy of France, sympathizing for the woes of the people, but unable to diminish them, by repressing the rapacity and insolence of the feudal chiefs, endeavoured to promote universal good-will by the promulgation of the famous "Peace of God." All who conformed to it bound themselves by oath not to take revenge for any injury, not to enjoy the fruits of property usurped from others, nor to use deadly weapons; in reward of which they would receive remission of all their sins. However benevolent the intention of this "Peace," it led to nothing but perjury, and violence reigned as uncontrolled as before. In the year 1041 another attempt was made to soften the angry passions of the semi-barbarous chiefs, and the "Truce of God" was solemnly proclaimed. The truce lasted from the Wednesday evening to the Monday morning of every week, in which interval it was strictly forbidden to recur to violence on any pretext, or to seek revenge for any injury. It was impossible to civilize men by these means; few even promised to become peaceable for so unconscionable a period as five days a week; or, if they did, they made ample amends on the two days left open to them. The truce was afterwards shortened from the Saturday evening to the Monday morning; but little or no diminution of violence and bloodshed was the consequence. At the council of Clermont, Urban II. again solemnly proclaimed the truce. So strong was the religious feeling, that every one hastened to obey. All minor passions disappeared before the grand passion of crusading; the noble ceased to oppress, the robber to plunder, and the people to complain; but one idea was in all hearts, and there seemed to be no room for any other. The encampments of these heterogeneous multitudes offered a singular aspect. Those vassals who ranged themselves under the banners of their lord, erected tents around his castle; while those who undertook the war on their own account, constructed booths and huts in the neighbourhood of the towns or villages, preparatory to their joining some popular leader of the expedition. The meadows of France were covered with tents. As the belligerents were to have remission of all their sins on their arrival in Palestine, hundreds of them gave themselves up to the most unbounded licentiousness: the courtezan, with the red cross upon her shoulders, plied her shameless trade with sensual pilgrims, without scruple on either side: the lover of good cheer gave loose rein to his appetite, and drunkenness and debauchery flourished. Their zeal in the service of the Lord was to wipe out all faults and follies, and they had the same surety of salvation as the rigid anchorite. This reasoning had charms for the ignorant, and the sounds of lewd revelry and the voice of prayer rose at the same instant from the camp. It is now time to speak of the leaders of the expedition. Great multitudes ranged themselves under the command of Peter the Hermit, whom, as the originator, they considered the most appropriate leader of the war. Others joined the banner of a bold adventurer, whom history has dignified with no other name than that of Gautier sans Avoir, or Walter the Pennyless, but who is represented as having been of noble family, and well skilled in the art of war. A third multitude from Germany flocked around the standard of a monk, named Gottschalk, of whom nothing is known, except that he was a fanatic of the deepest dye. All these bands, which together are said to have amounted to three hundred thousand men, women, and children, were composed of the vilest rascality of Europe. Without discipline, principle, or true courage, they rushed through the nations like a pestilence, spreading terror and death wherever they went. The first multitude that set forth was led by Walter the Pennyless early in the spring of 1096, within a very few months after the Council of Clermont. Each man of that irregular host aspired to be his own master: like their nominal leader, each was poor to penury, and trusted for subsistence on his journey to the chances of the road. Rolling through Germany like a tide, they entered Hungary, where, at first, they were received with some degree of kindness by the people. The latter had not yet caught sufficient of the fire of enthusiasm to join the crusade themselves, but were willing enough to forward the cause by aiding those embarked in it. Unfortunately, this good understanding did not last long. The swarm were not contented with food for their necessities, but craved for luxuries also: they attacked and plundered the dwellings of the country people, and thought nothing of murder where resistance was offered. On their arrival before Semlin, the outraged Hungarians collected in large numbers, and, attacking the rear of the crusading host, slew a great many of the stragglers, and, taking away their arms and crosses, affixed them as trophies to the walls of the city. Walter appears to have been in no mood or condition to make reprisals; for his army, destructive as a plague of locusts when plunder urged them on, were useless against any regular attack from a determined enemy. Their rear continued to be thus harassed by the wrathful Hungarians until they were fairly out of their territory. On his entrance into Bulgaria, Walter met with no better fate; the cities and towns refused to let him pass; the villages denied him provisions; and the citizens and country people uniting, slaughtered his followers by hundreds. The progress of the army was more like a retreat than an advance; but as it was impossible to stand still, Walter continued his course till he arrived at Constantinople, with a force which famine and the sword had diminished to one-third of its original number. The greater multitude, led by the enthusiastic Hermit, followed close upon his heels, with a bulky train of baggage, and women and children, sufficient to form a host of themselves. If it were possible to find a rabble more vile than the army of Walter the Pennyless it was that led by Peter the Hermit. Being better provided with means, they were not reduced to the necessity of pillage in their progress through Hungary; and had they taken any other route than that which led through Semlin, might perhaps have traversed the country without molestation. On their arrival before that city, their fury was raised at seeing the arms and red crosses of their predecessors hanging as trophies over the gates. Their pent-up ferocity exploded at the sight. The city was tumultuously attacked, and the besiegers entering, not by dint of bravery, but of superior numbers, it was given up to all the horrors which follow when Victory, Brutality, and Licentiousness are linked together. Every evil passion was allowed to revel with impunity, and revenge, lust, and avarice,--each had its hundred victims in unhappy Semlin. Any maniac can kindle a conflagration, but it requires many wise men to put it out. Peter the Hermit had blown the popular fury into a flame, but to cool it again was beyond his power. His followers rioted unrestrained, until the fear of retaliation warned them to desist. When the King of Hungary was informed of the disasters of Semlin, he marched with a sufficient force to chastise the Hermit, who at the news broke up his camp and retreated towards the Morava, a broad and rapid stream that joins the Danube a few miles to the eastward of Belgrade. Here a party of indignant Bulgarians awaited him, and so harassed him as to make the passage of the river a task both of difficulty and danger. Great numbers of his infatuated followers perished in the waters, and many fell under the swords of the Bulgarians. The ancient chronicles do not mention the amount of the Hermit's loss at this passage, but represent it in general terms as very great. At Nissa the Duke of Bulgaria fortified himself, in fear of an assault; but Peter, having learned a little wisdom from experience, thought it best to avoid hostilities. He passed three nights in quietness under the walls, and the duke, not wishing to exasperate unnecessarily so fierce and rapacious a host, allowed the townspeople to supply them with provisions. Peter took his departure peaceably on the following morning, but some German vagabonds falling behind the main body of the army, set fire to the mills and house of a Bulgarian, with whom, it appears, they had had some dispute on the previous evening. The citizens of Nissa, who had throughout mistrusted the crusaders, and were prepared for the worst, sallied out immediately, and took signal vengeance. The spoilers were cut to pieces, and the townspeople pursuing the Hermit, captured all the women and children who had lagged in the rear, and a great quantity of baggage. Peter hereupon turned round and marched back to Nissa, to demand explanation of the Duke of Bulgaria. The latter fairly stated the provocation given, and the Hermit could urge nothing in palliation of so gross an outrage. A negotiation was entered into which promised to be successful, and the Bulgarians were about to deliver up the women and children when a party of undisciplined crusaders, acting solely upon their own suggestion, endeavoured to scale the walls and seize upon the town. Peter in vain exerted his authority; the confusion became general, and after a short but desperate battle, the crusaders threw down their arms and fled in all directions. Their vast host was completely routed, the slaughter being so great among them as to be counted, not by hundreds, but by thousands. It is said that the Hermit fled from this fatal field to a forest a few miles from Nissa, abandoned by every human creature. It would be curious to know whether, after so dire a reverse, . . . . . . . . . . "His enpierced breast Sharp sorrow did in thousand pieces rive," or whether his fiery zeal still rose superior to calamity, and pictured the eventual triumph of his cause. He, so lately the leader of a hundred thousand men, was now a solitary skulker in the forests, liable at every instant to be discovered by some pursuing Bulgarian, and cut off in mid career. Chance at last brought him within sight of an eminence where two or three of his bravest knights had collected five hundred of the stragglers. These gladly received the Hermit, and a consultation having taken place, it was resolved to gather together the scattered remnants of the army. Fires were lighted on the hill, and scouts sent out in all directions for the fugitives. Horns were sounded at intervals to make known that friends were near, and before nightfall the Hermit saw himself at the head of seven thousand men. During the succeeding day he was joined by twenty thousand more, and with this miserable remnant of his force he pursued his route towards Constantinople. The bones of the rest mouldered in the forests of Bulgaria. On his arrival at Constantinople, where he found Walter the Pennyless awaiting him, he was hospitably received by the Emperor Alexius. It might have been expected that the sad reverses they had undergone would have taught his followers common prudence; but, unhappily for them, their turbulence and love of plunder were not to be restrained. Although they were surrounded by friends, by whom all their wants were liberally supplied, they could not refrain from rapine. In vain the Hermit exhorted them to tranquillity; he possessed no more power over them, in subduing their passions, than the obscurest soldier of the host, They set fire to several public buildings in Constantinople, out of pure mischief, and stripped the lead from the roofs of the churches, which, they afterwards sold for old metal in the purlieus of the city. From this time may be dated the aversion which the Emperor Alexius entertained for the crusaders, and which was afterwards manifested in all his actions, even when he had to deal with the chivalrous and more honourable armies which arrived after the Hermit. He seems to have imagined that the Turks themselves were enemies less formidable to his power than these outpourings of the refuse of Europe: he soon found a pretext to hurry them into Asia Minor. Peter crossed the Bosphorus with Walter, but the excesses of his followers were such, that, despairing of accomplishing any good end by remaining at their head, he left them to themselves, and returned to Constantinople, on the pretext of making arrangements with the government of Alexius for a proper supply of provisions. The crusaders, forgetting that they were in the enemy's country, and that union, above all things, was desirable, gave themselves up to dissensions. Violent disputes arose between the Lombards and Normans, commanded by Walter the Pennyless, and the Franks and Germans, led out by Peter. The latter separated themselves from the former, and, choosing for their leader one Reinaldo, or Reinhold, marched forward, and took possession of the fortress of Exorogorgon. The Sultan Solimaun was on the alert, with a superior force. A party of crusaders, which had been detached from the fort, and stationed at a little distance as an ambuscade, were surprised and cut to pieces, and Exorogorgon invested on all sides. The siege was protracted for eight days, during which the Christians suffered the most acute agony from the want of water. It is hard to say how long the hope of succour or the energy of despair would have enabled them to hold out: their treacherous leader cut the matter short by renouncing the Christian faith, and delivering up the fort into the hands of the Sultan. He was followed by two or three of his officers; all the rest, refusing to become Mahometans, were ruthlessly put to the sword. Thus perished the last wretched remnant of the vast multitude which had traversed Europe with Peter the Hermit. Walter the Pennyless and his multitude met as miserable a fate. On the news of the disasters of Exorogorgon, they demanded to be led instantly against the Turks. Walter, who only wanted good soldiers to have made a good general, was cooler of head, and saw all the dangers of such a step. His force was wholly insufficient to make any decisive movement in a country where the enemy was so much superior, and where, in case of defeat, he had no secure position to fall back upon; and he therefore expressed his opinion against advancing until the arrival of reinforcements. This prudent counsel found no favour: the army loudly expressed their dissatisfaction at their chief, and prepared to march forward without him. Upon this, the brave Walter put himself at their head, and rushed to destruction. Proceeding towards Nice, the modern Isnik, he was intercepted by the army of the Sultan: a fierce battle ensued in which the Turks made fearful havoc; out of twenty-five thousand Christians, twenty-two thousand were slain, and among them Gautier himself, who fell pierced by seven mortal wounds. The remaining three thousand retreated upon Civitot, where they intrenched themselves. Disgusted as was Peter the Hermit at the excesses of the multitude, who, at his call, had forsaken Europe, his heart was moved with grief and pity at their misfortunes. All his former zeal revived: casting himself at the feet of the Emperor Alexius, he implored him, with tears in his eyes, to send relief to the few survivors at Civitot. The Emperor consented, and a force was sent, which arrived just in time to save them from destruction. The Turks had beleaguered the place, and the crusaders were reduced to the last extremity. Negotiations were entered into, and the last three thousand were conducted in safety to Constantinople. Alexius had suffered too much by their former excesses to be very desirous of retaining them in his capital: he therefore caused them all to be disarmed, and, furnishing each with a sum of money, he sent them back to their own country. While these events were taking place, fresh hordes were issuing from the woods and wilds of Germany, all bent for the Holy Land. They were commanded by a fanatical priest, named Gottschalk, who, like Gautier and Peter the Hermit, took his way through Hungary. History is extremely meagre in her details of the conduct and fate of this host, which amounted to at least one hundred thousand men. Robbery and murder seem to have journeyed with them, and the poor Hungarians were rendered almost desperate by their numbers and rapacity. Karloman, the king of the country, made a bold effort to get rid of them; for the resentment of his people had arrived at such a height, that nothing short of the total extermination of the crusaders would satisfy them. Gottschalk had to pay the penalty, not only for the ravages of his own bands, but for those of the swarms that had come before him. He and his army were induced, by some means or other, to lay down their arms: the savage Hungarians, seeing them thus defenceless, set upon them, and slaughtered them in great numbers. How many escaped their arrows, we are not informed; but not one of them reached Palestine. Other swarms, under nameless leaders, issued from Germany and France, more brutal and more frantic than any that had preceded them. Their fanaticism surpassed by far the wildest freaks of the followers of the Hermit. In bands, varying in numbers from one to five thousand, they traversed the country in all directions, bent upon plunder and massacre. They wore the symbol of the crusade upon their shoulders, but inveighed against the folly of proceeding to the Holy Land to destroy the Turks, while they left behind them so many Jews, the still more inveterate enemies of Christ. They swore fierce vengeance against this unhappy race, and murdered all the Hebrews they could lay their hands on, first subjecting them to the most horrible mutilation. According to the testimony of Albert Aquensis, they lived among each other in the most shameless profligacy, and their vice was only exceeded by their superstition. Whenever they were in search of Jews, they were preceded by a goose and goat, which they believed to be holy, and animated with divine power to discover the retreats of the unbelievers. In Germany alone they slaughtered more than a thousand Jews, notwithstanding all the efforts of the clergy to save them. So dreadful was the cruelty of their tormentors, that great numbers of Jews committed self-destruction to avoid falling into their hands. Again it fell to the lot of the Hungarians to deliver Europe from these pests. When there were no more Jews to murder, the bands collected in one body, and took the old route to the Holy Land, a route stained with the blood of three hundred thousand who had gone before, and destined also to receive theirs. The number of these swarms has never been stated; but so many of them perished in Hungary, that contemporary writers, despairing of giving any adequate idea of their multitudes, state that the fields were actually heaped with their corpses, and that for miles in its course the waters of the Danube were dyed with their blood. It was at Mersburg, on the Danube, that the greatest slaughter took place,--a slaughter so great as to amount almost to extermination. The Hungarians for a while disputed the passage of the river, but the crusaders forced their way across, and attacking the city with the blind courage of madness, succeeded in making a breach in the walls. At this moment of victory an unaccountable fear came over them. Throwing down their arms they fled panic-stricken, no one knew why, and no one knew whither. The Hungarians followed, sword in hand, and cut them down without remorse, and in such numbers, that the stream of the Danube is said to have been choked up by their unburied bodies. This was the worst paroxysm of the madness of Europe; and this passed, her chivalry stepped upon the scene. Men of cool heads, mature plans, and invincible courage stood forward to lead and direct the grand movement of Europe upon Asia. It is upon these men that romance has lavished her most admiring epithets, leaving to the condemnation of history the vileness and brutality of those who went before. Of these leaders the most distinguished were Godfrey of Bouillon Duke of Lorraine, and Raymond Count of Toulouse. Four other chiefs of the royal blood of Europe also assumed the Cross, and led each his army to the Holy Land: Hugh, Count of Vermandois, brother of the King of France; Robert, Duke of Normandy, the elder brother of William Rufus; Robert Count of Flanders, and Boemund Prince of Tarentum, eldest son of the celebrated Robert Guiscard. These men were all tinged with the fanaticism of the age, but none of them acted entirely from religious motives. They were neither utterly reckless like Gautier sans Avoir, crazy like Peter the Hermit, nor brutal like Gottschalk the Monk, but possessed each of these qualities in a milder form; their valour being tempered by caution, their religious zeal by worldly views, and their ferocity by the spirit of chivalry. They saw whither led the torrent of the public will; and it being neither their wish nor their interest to stem it, they allowed themselves to be carried with it, in the hope that it would lead them at last to a haven of aggrandizement. Around them congregated many minor chiefs, the flower of the nobility of France and Italy, with some few from Germany, England, and Spain. It was wisely conjectured that armies so numerous would find a difficulty in procuring provisions if they all journeyed by the same road. They, therefore, resolved to separate, Godfrey de Bouillon proceeding through Hungary and Bulgaria, the Count of Toulouse through Lombardy and Dalmatia, and the other leaders through Apulia to Constantinople, where the several divisions were to reunite. The forces under these leaders have been variously estimated. The Princess Anna Comnena talks of them as having been as numerous as the sands on the sea-shore, or the stars in the firmament. Fulcher of Chartres is more satisfactory, and exaggerates less magnificently, when he states, that all the divisions, when they had sat down before Nice in Bithynia, amounted to one hundred thousand horsemen, and six hundred thousand men on foot, exclusive of the priests, women and children. Gibbon is of opinion that this amount is exaggerated; but thinks the actual numbers did not fall very far short of the calculation. The Princess Anna afterwards gives the number of those under Godfrey of Bouillon as eighty thousand foot and horse; and supposing that each of the other chiefs led an army as numerous, the total would be near half a million. This must be over rather than under the mark, as the army of Godfrey of Bouillon was confessedly the largest when it set out, and suffered less by the way than any other. The Count of Vermandois was the first who set foot on the Grecian territory. On his arrival at Durazzo he was received with every mark of respect and courtesy by the agents of the Emperor, and his followers were abundantly supplied with provisions. Suddenly however, and without cause assigned, the Count was arrested by order of the Emperor Alexius, and conveyed a close prisoner to Constantinople. Various motives have been assigned by different authors as having induced the Emperor to this treacherous and imprudent proceeding. By every writer he has been condemned for so flagrant a breach of hospitality and justice. The most probable reason for his conduct appears to be that suggested by Guibert of Nogent, who states that Alexius, fearful of the designs of the crusaders upon his throne, resorted to this extremity in order afterwards to force the Count to take the oath of allegiance to him, as the price of his liberation. The example of a prince so eminent as the brother of the King of France, would, he thought, be readily followed by the other chiefs of the Crusade. In the result he was wofully disappointed, as every man deserves to be who commits positive evil that doubtful good may ensue. But this line of policy accorded well enough with the narrowmindedness of the Emperor, who, in the enervating atmosphere of his highly civilized and luxurious court, dreaded the influx of the hardy and ambitious warriors of the West, and strove to nibble away by unworthy means, the power which he had not energy enough to confront. If danger to himself had existed from the residence of the chiefs in his dominions, he might easily have averted it, by the simple means of placing himself at the head of the European movement, and directing its energies to their avowed object, the conquest of the Holy Land. But the Emperor, instead of being, as he might have been, the lord and leader of the Crusades, which he had himself aided in no inconsiderable degree to suscitate by his embassies to the Pope, became the slave of men who hated and despised him. No doubt the barbarous excesses of the followers of Gautier and Peter the Hermit made him look upon the whole body of them with disgust, but it was the disgust of a little mind, which is glad of any excuse to palliate or justify its own irresolution and love of ease. Godfrey of Bouillon traversed Hungary in the most quiet and orderly manner. On his arrival at Mersburg he found the country strewed with the mangled corpses of the Jew-killers, and demanded of the King of Hungary for what reason his people had set upon them. The latter detailed the atrocities they had committed, and made it so evident to Godfrey that the Hungarians had only acted in self-defence, that the high-minded leader declared himself satisfied and passed on, without giving or receiving molestation. On his arrival at Philippopoli, he was informed for the first time of the imprisonment of the Count of Vermandois. He immediately sent messengers to the Emperor, demanding the Count's release, and threatening, in case of refusal, to lay waste the country with fire and sword. After waiting a day at Philippopoli he marched on to Adrianople, where he was met by his messengers returning with the Emperor's refusal. Godfrey, the bravest and most determined of the leaders of the Crusade, was not a man to swerve from his word, and the country was given up to pillage. Alexius here committed another blunder. No sooner did he learn from dire experience that the crusader was not an utterer of idle threats, than he consented to the release of the prisoner. As he had been unjust in the first instance, he became cowardly in the second, and taught his enemies (for so the crusaders were forced to consider themselves) a lesson which they took care to remember to his cost, that they could hope nothing from his sense of justice, but every thing from his fears. Godfrey remained encamped for several weeks in the neighbourhood of Constantinople, to the great annoyance of Alexius, who sought by every means to extort from him the homage he had extorted from Vermandois. Sometimes he acted as if at open and declared war with the crusaders, and sent his troops against them. Sometimes he refused to supply them with food, and ordered the markets to be shut against them, while at other times he was all for peace and goodwill, and sent costly presents to Godfrey. The honest, straightforward crusader was at last so wearied by his false kindness, and so pestered by his attacks, that, allowing his indignation to get the better of his judgment, he gave up the country around Constantinople to be plundered by his soldiers. For six days the flames of the farm-houses around struck terror into the heart of Alexius, but as Godfrey anticipated they convinced him of his error. Fearing that Constantinople itself would be the next object of attack, he sent messengers to demand an interview with Godfrey, offering at the same time to leave his son as a hostage for his good faith. Godfrey agreed to meet him, and, whether to put an end to these useless dissensions, or for some other unexplained reason, he rendered homage to Alexius as his liege lord. He was thereupon loaded with honours, and, according to a singular custom of that age, underwent the ceremony of the "adoption of honour," as son to the Emperor. Godfrey, and his brother Baudouin de Bouillon, conducted themselves with proper courtesy on this occasion, but were not able to restrain the insolence of their followers, who did not conceive themselves bound to keep any terms with a man so insincere as he had shown himself. One barbarous chieftain, Count Robert of Paris, carried his insolence so far as to seat himself upon the throne, an insult which Alexius merely resented with a sneer, but which did not induce him to look with less mistrust upon the hordes that were still advancing. It is impossible, notwithstanding his treachery, to avoid feeling some compassion for the Emperor, whose life at this time was rendered one long scene of misery by the presumption of the crusaders, and his not altogether groundless fears of the evil they might inflict upon him, should any untoward circumstance force the current of their ambition to the conquest of his empire. His daughter, Anna Comnena, feelingly deplores his state of life at this time, and a learned German, [M. Wilken's Geschichte der Kreuzzuge.] in a recent work, describes it, on the authority of the Princess, in the following manner:-- "To avoid all occasion of offence to the Crusaders, Alexius complied with all their whims, and their (on many occasions) unreasonable demands, even at the expense of great bodily exertion, at a time when he was suffering severely under the gout, which eventually brought him to his grave. No crusader who desired an interview with him was refused access: he listened with the utmost patience to the long-winded harangues which their loquacity or zeal continually wearied him with: he endured, without expressing any impatience, the unbecoming and haughty language which they permitted themselves to employ towards him, and severely reprimanded his officers when they undertook to defend the dignity of the Imperial station from these rude assaults; for he trembled with apprehension at the slightest disputes, lest they might become the occasion of greater evil. Though the Counts often appeared before him with trains altogether unsuitable to their dignity and to his--sometimes with an entire troop, which completely filled the Royal apartment--the Emperor held his peace. He listened to them at all hours; he often seated himself on his throne at day-break to attend to their wishes and requests, and the evening twilight saw him still in the same place. Very frequently he could not snatch time to refresh himself with meat and drink. During many nights he could not obtain any repose, and was obliged to indulge in an unrefreshing sleep upon his throne, with his head resting on his hands. Even this slumber was continually disturbed by the appearance and harangues of some newly-arrived rude knights. When all the courtiers, wearied out by the efforts of the day and by night-watching, could no longer keep themselves on their feet, and sank down exhausted--some upon benches and others on the floor--Alexius still rallied his strength to listen with seeming attention to the wearisome chatter of the Latins, that they might have no occasion or pretext for discontent. In such a state of fear and anxiety, how could Alexius comport himself with dignity and like an Emperor?" Alexius, however, had himself to blame, in a great measure, for the indignities he suffered: owing to his insincerity, the crusaders mistrusted him so much, that it became at last a common saying, that the Turks and Saracens were not such inveterate foes to the Western or Latin Christians as the Emperor Alexius and the Greeks.[Wilken] It would be needless in this sketch, which does not profess to be so much a history of the Crusades as of the madness of Europe, from which they sprang, to detail the various acts of bribery and intimidation, cajolery and hostility, by which Alexius contrived to make each of the leaders in succession, as they arrived, take the oath of allegiance to him as their Suzerain. One way or another he exacted from each the barren homage on which he had set his heart, and they were then allowed to proceed into Asia Minor. One only, Raymond de St. Gilles, Count of Toulouse, obstinately refused the homage. Their residence in Constantinople was productive of no good to the armies of the Cross. Bickerings and contentions on the one hand, and the influence of a depraved and luxurious court on the other, destroyed the elasticity of their spirits, and cooled the first ardour of their enthusiasm. At one time the army of the Count of Toulouse was on the point of disbanding itself; and, had not their leader energetically removed them across the Bosphorus, this would have been the result. Once in Asia, their spirits in some degree revived, and the presence of danger and difficulty nerved them to the work they had undertaken. The first operation of the war was the siege of Nice, to gain possession of which all their efforts were directed. Godfrey of Bouillon and the Count of Vermandois were joined under its walls by each host in succession, as it left Constantinople. Among the celebrated crusaders who fought at this siege, we find, besides the leaders already mentioned, the brave and generous Tancred, whose name and fame have been immortalized in the Gerusalemme Liberata, the valorous Bishop of Puy, Baldwin, afterwards King of Jerusalem, and Peter the Hermit, now an almost solitary soldier, shorn of all the power and influence he had formerly possessed. Kilij Aslaun, the Sultan of Roum, and chief of the Seljukian Turks, whose deeds, surrounded by the false halo of romance, are familiar to the readers of Tasso, under the name of Soliman, marched to defend this city, but was defeated after several obstinate engagements, in which the Christians showed a degree of heroism that quite astonished him. The Turkish chief had expected to find a wild undisciplined multitude, like that under Peter the Hermit, without leaders capable of enforcing obedience; instead of which he found the most experienced leaders of the age at the head of armies that had just fanaticism enough to be ferocious, but not enough to render them ungovernable. In these engagements, many hundreds fell on both sides; and on both sides the most revolting barbarity was practised: the crusaders cut off the heads of the fallen Mussulmans, and sent them in paniers to Constantinople, as trophies of their victory. After the temporary defeat of Kilij Aslaun, the siege of Nice was carried on with redoubled vigour. The Turks defended themselves with the greatest obstinacy, and discharged showers of poisoned arrows upon the crusaders. When any unfortunate wretch was killed under the walls, they let down iron hooks from above, and drew the body up, which, after stripping and mutilating, they threw back again at the besiegers. The latter were well supplied with provisions, and for six-and-thirty days the siege continued without any relaxation of the efforts on either side. Many tales are told of the almost superhuman heroism of the Christian leaders--how one man put a thousand to flight; and how the arrows of the faithful never missed their mark. One anecdote of Godfrey of Bouillon, related by Albert of Aix, is worth recording, not only as showing the high opinion entertained of his valour, but as showing the contagious credulity of the armies--a credulity which as often led them to the very verge of defeat, as it incited them to victory. One Turk, of gigantic stature, took his station day by day on the battlements of Nice, and, bearing an enormous bow, committed great havoc among the Christian host. Not a shaft he sped, but bore death upon its point; and, although the Crusaders aimed repeatedly at his breast, and he stood in the most exposed position, their arrows fell harmless at his feet. He seemed to be invulnerable to attack; and a report was soon spread abroad, that he was no other than the Arch Fiend himself, and that mortal hand could not prevail against him. Godfrey of Bouillon, who had no faith in the supernatural character of the Mussulman, determined, if possible, to put an end to the dismay which was rapidly paralyzing the exertions of his best soldiers. Taking a huge cross-bow, he stood forward in front of the army, to try the steadiness of his hand against the much-dreaded archer: the shaft was aimed directly at his heart, and took fatal effect. The Moslem fell amid the groans of the besieged, and the shouts of Deus adjuva! Deus adjuva! the war-cry of the besiegers. At last the crusaders imagined that they had overcome all obstacles, and were preparing to take possession of the city, when to their great astonishment they saw the flag of the Emperor Alexius flying from the battlements. An emissary of the Emperor, named Faticius or Tatin, had contrived to gain admission with a body of Greek troops at a point which the crusaders had left unprotected, and had persuaded the Turks to surrender to him rather than to the crusading forces. The greatest indignation prevailed in the army when this stratagem was discovered, and the soldiers were, with the utmost difficulty, prevented from renewing the attack and besieging the Greek emissary. The army, however, continued its march, and by some means or other was broken into two divisions; some historians say accidentally, [Fulcher of Chartres.--Guibert de Nogent.--Vital.] while others affirm by mutual consent, and for the convenience of obtaining provisions on the way. [William of Tyre.--Mills.--Wilken, &c.] The one division was composed of the forces under Bohemund, Tancred, and the Duke of Normandy; while the other, which took a route at some distance on the right, was commanded by Godfrey of Bouillon and the other chiefs. The Sultan of Roum, who, after his losses at Nice, had been silently making great efforts to crush the crusaders at one blow, collected in a very short time all the multitudinous tribes that owed him allegiance, and with an army which, according to a moderate calculation, amounted to two hundred thousand men, chiefly cavalry, he fell upon the first division of the Christian host in the valley of Dorylaeum. It was early in the morning of the 1st of July 1097, when the crusaders saw the first companies of the Turkish horsemen pouring down upon them from the hills. Bohemund had hardly time to set himself in order, and transport his sick and helpless to the rear, when the overwhelming force of the Orientals was upon him. The Christian army, composed principally of men on foot, gave way on all sides, and the hoofs of the Turkish steeds, and the poisoned arrows of their bowmen, mowed them down by hundreds. After having lost the flower of their chivalry, the Christians retreated upon their baggage, when a dreadful slaughter took place. Neither women nor children, nor the sick, were spared. Just as they were reduced to the last extremity, Godfrey of Bouillon and the Count of Toulouse made their appearance on the field, and turned the tide of battle. After an obstinate engagement the Turks fled, and their rich camp fell into the bands of the enemy. The loss of the crusaders amounted to about four thousand men, with several chiefs of renown, among whom were Count Robert of Paris and William the brother of Tancred. The loss of the Turks, which did not exceed this number, taught them to pursue a different mode of warfare. The Sultan was far from being defeated. With his still gigantic army, he laid waste all the country on either side of the crusaders. The latter, who were unaware of the tactics of the enemy, found plenty of provisions in the Turkish camp; but so far from economizing these resources, they gave themselves up for several days to the most unbounded extravagance. They soon paid dearly for their heedlessness. In the ravaged country of Phrygia, through which they advanced towards Antiochetta, they suffered dreadfully for want of food for themselves and pasture for their cattle. Above them was a scorching sun, almost sufficient of itself to dry up the freshness of the land, a task which the firebrands of the Sultan had but too surely effected, and water was not to be had after the first day of their march. The pilgrims died at the rate of five hundred a-day. The horses of the knights perished on the road, and the baggage which they had aided to transport, was either placed upon dogs, sheep, and swine, or abandoned altogether. In some of the calamities that afterwards befell them, the Christians gave themselves up to the most reckless profligacy; but upon this occasion, the dissensions which prosperity had engendered, were all forgotten. Religion, often disregarded, arose in the stern presence of misfortune, and cheered them as they died by the promises of eternal felicity. At length they reached Antiochetta, where they found water in abundance, and pastures for their expiring cattle. Plenty once more surrounded them, and here they pitched their tents. Untaught by the bitter experience of famine, they again gave themselves up to luxury and waste. On the 18th of October they sat down before the strong city of Antioch, the siege of which, and the events to which it gave rise, are among the most extraordinary incidents of the Crusade. The city, which is situated on an eminence, and washed by the river Orontes, is naturally a very strong position, and the Turkish garrison were well supplied with provisions to endure a long siege. In this respect the Christians were also fortunate, but, unluckily for themselves, unwise. Their force amounted to three hundred thousand fighting men; and we are informed by Raymond d'Argilles, that they had so much provision, that they threw away the greater part of every animal they killed, being so dainty, that they would only eat particular parts of the beast. So insane was their extravagance, that in less than ten days famine began to stare them in the face. After making a fruitless attempt to gain possession of the city by a coup de main, they, starving themselves, sat down to starve out the enemy. But with want came a cooling of enthusiasm. The chiefs began to grow weary of the expedition. Baldwin had previously detached himself from the main body of the army, and, proceeding to Edessa, had intrigued himself into the supreme power in that little principality. The other leaders were animated with less zeal than heretofore. Stephen of Chartres and Hugh of Vermandois began to waver, unable to endure the privations which their own folly and profusion had brought upon them. Even Peter the Hermit became sick at heart ere all was over. When the famine had become so urgent that they were reduced to eat human flesh in the extremity of their hunger, Bohemund and Robert of Flanders set forth on an expedition to procure a supply. They were in a slight degree successful; but the relief they brought was not economized, and in two days they were as destitute as before. Faticius, the Greek commander and representative of Alexius, deserted with his division under pretence of seeking for food, and his example was followed by various bodies of crusaders. Misery was rife among those who remained, and they strove to alleviate it by a diligent attention to signs and omens. These, with extraordinary visions seen by the enthusiastic, alternately cheered and depressed them according as they foretold the triumph or pictured the reverses of the Cross. At one time a violent hurricane arose, levelling great trees with the ground, and blowing down the tents of the Christian leaders. At another time an earthquake shook the camp, and was thought to prognosticate some great impending evil to the cause of Christendom. But a comet which appeared shortly afterwards, raised them from the despondency into which they had fallen; their lively imaginations making it assume the form of a flaming cross leading them on to victory. Famine was not the least of the evils they endured. Unwholesome food, and the impure air from the neighbouring marshes, engendered pestilential diseases, which carried them off more rapidly than the arrows of the enemy. A thousand of them died in a day, and it became at last a matter of extreme difficulty to afford them burial. To add to their misery, each man grew suspicious of his neighbour; for the camp was infested by Turkish spies, who conveyed daily to the besieged intelligence of the movements and distresses of the enemy. With a ferocity, engendered by despair, Bohemund caused two spies, whom he had detected, to be roasted alive in presence of the army, and within sight of the battlements of Antioch. But even this example failed to reduce their numbers, and the Turks continued to be as well informed as the Christians themselves of all that was passing in the camp. The news of the arrival of a reinforcement of soldiers from Europe, with an abundant stock of provisions, came to cheer them when reduced to the last extremity. The welcome succour landed at St. Simeon, the port of Antioch, and about six miles from that city. Thitherwards the famishing crusaders proceeded in tumultuous bands, followed by Bohemund and the Count of Toulouse, with strong detachments of their retainers and vassals, to escort the supplies in safety to the camp. The garrison of Antioch, forewarned of this arrival, was on the alert, and a corps of Turkish archers was despatched to lie in ambuscade among the mountains and intercept their return. Bohemund, laden with provisions, was encountered in the rocky passes by the Turkish host. Great numbers of his followers were slain, and he himself had just time to escape to the camp with the news of his defeat. Godfrey of Bouillon, the Duke of Normandy, and the other leaders had heard the rumour of this battle, and were at that instant preparing for the rescue. The army was immediately in motion, animated both by zeal and by hunger, and marched so rapidly as to intercept the victorious Turks before they had time to reach Antioch with their spoil. A fierce battle ensued, which lasted from noon till the going down of the sun. The Christians gained and maintained the advantage, each man fighting as if upon himself alone had depended the fortune of the day. Hundreds of Turks perished in the Orontes, and more than two thousand were left dead upon the field of battle. All the provision was recaptured and brought in safety to the camp, whither the crusaders returned singing Allelulia! or shouting Deus adjuva! Deus adjuva! This relief lasted for some days, and, had it been duly economized, would have lasted much longer; but the chiefs had no authority, and were unable to exercise any control over its distribution. Famine again approached with rapid strides, and Stephen Count of Blois, not liking the prospect, withdrew from the camp, with four thousand of his retainers, and established himself at Alexandretta. The moral influence of this desertion was highly prejudicial upon those who remained; and Bohemund, the most impatient and ambitious of the chiefs, foresaw that, unless speedily checked, it would lead to the utter failure of the expedition. It was necessary to act decisively; the army murmured at the length of the siege, and the Sultan was collecting his forces to crush them. Against the efforts of the crusaders Antioch might have held out for months; but treason within effected that, which courage without might have striven for in vain. Baghasihan, the Turkish Prince or Emir of Antioch, had under his command an Armenian of the name of Phirouz, whom he had intrusted with the defence of a tower on that part of the city wall which overlooked the passes of the mountains. Bohemund, by means of a spy who had embraced the Christian religion, and to whom he had given his own name at baptism, kept up a daily communication with this captain, and made him the most magnificent promises of reward, if he would deliver up his post to the Christian knights. Whether the proposal was first made by Bohemund or by the Armenian is uncertain, but that a good understanding soon existed between them, is undoubted; and a night was fixed for the execution of the project. Bohemund communicated the scheme to Godfrey and the Count of Toulouse, with the stipulation that, if the city were won, he, as the soul of the enterprise, should enjoy the dignity of Prince of Antioch. The other leaders hesitated: ambition and jealousy prompted them to refuse their aid in furthering the views of the intriguer. More mature consideration decided them to acquiesce, and seven hundred of the bravest knights were chosen for the expedition, the real object of which, for fear of spies, was kept a profound secret from the rest of the army. When all was ready, a report was promulgated, that the seven hundred were intended to form an ambuscade for a division of the Sultan's army, which was stated to be approaching. Every thing favoured the treacherous project of the Armenian captain, who, on his solitary watchtower, received due intimation of the approach of the crusaders. The night was dark and stormy; not a star was visible above, and the wind howled so furiously as to overpower all other sounds: the rain fell in torrents, and the watchers on the towers adjoining to that of Phirouz could not hear the tramp of the armed knights for the wind, nor see them for the obscurity of the night and the dismalness of the weather. When within shot of the walls, Bohemund sent forward an interpreter to confer with the Armenian. The latter urged them to make haste, and seize the favourable interval, as armed men, with lighted torches, patrolled the battlements every half hour, and at that instant they had just passed. The chiefs were instantly at the foot of the wall: Phirouz let down a rope; Bohemund attached it to the end of a ladder of hides, which was then raised by the Armenian, and held while the knights mounted. A momentary fear came over the spirits of the adventurers, and every one hesitated. At last Bohemund, [Vide William of Tyre.] encouraged by Phirouz from above, ascended a few steps on the ladder, and was followed by Godfrey, Count Robert of Flanders, and a number of other knights. As they advanced, others pressed forward, until their weight became too great for the ladder, which, breaking, precipitated about a dozen of them to the ground, where they fell one upon the other, making a great clatter with their heavy coats of mail. For a moment they thought that all was lost; but the wind made so loud a howling as it swept in fierce gusts through the mountain gorges--and the Orontes, swollen by the rain, rushed so noisily along--that the guards heard nothing. The ladder was easily repaired, and the knights ascended two at a time, and reached the platform in safety, When sixty of them had thus ascended, the torch of the coming patrol was seen to gleam at the angle of the wall. Hiding themselves behind a buttress, they awaited his coming in breathless silence. As soon as he arrived at arm's length, he was suddenly seized, and, before he could open his lips to raise an alarm, the silence of death closed them up for ever. They next descended rapidly the spiral staircase of the tower, and, opening the portal, admitted the whole of their companions. Raymond of Toulouse, who, cognizant of the whole plan, had been left behind with the main body of the army, heard at this instant the signal horn, which announced that an entry had been effected, and, leading on his legions, the town was attacked from within and without. Imagination cannot conceive a scene more dreadful than that presented by the devoted city of Antioch on that night of horror. The crusaders fought with a blind fury, which fanaticism and suffering alike incited. Men, women, and children were indiscriminately slaughtered till the streets ran in gore. Darkness increased the destruction, for when morning dawned the crusaders found themselves with their swords at the breasts of their fellow-soldiers, whom they had mistaken for foes. The Turkish commander fled, first to the citadel, and that becoming insecure, to the mountains, whither he was pursued and slain, his grey head brought back to Antioch as a trophy. At daylight the massacre ceased, and the crusaders gave themselves up to plunder. They found gold, and jewels, and silks, and velvets in abundance, but, of provisions, which were of more importance to them, they found but little of any kind. Corn was excessively scarce, and they discovered to their sorrow that in this respect the besieged had been but little better off than the besiegers. Before they had time to instal themselves in their new position, and take the necessary measures for procuring a supply, the city was invested by the Turks. The Sultan of Persia had raised an immense army, which he intrusted to the command of Kerbogha, the Emir of Mosul, with instructions to sweep the Christian locusts from the face of the land. The Emir effected junction with Kilij Aslaun, and the two armies surrounded the city. Discouragement took complete possession of the Christian host, and numbers of them contrived to elude the vigilance of the besiegers, and escape to Count Stephen of Blots at Alexandretta, to whom they related the most exaggerated tales of the misery they had endured, and the utter hopelessness of continuing the war. Stephen forthwith broke up his camp and retreated towards Constantinople. On his way he was met by the Emperor Alexius, at the head of a considerable force, hastening to take possession of the conquests made by the Christians in Asia. As soon as he heard of their woeful plight, he turned back, and proceeded with the Count of Blots to Constantinople, leaving the remnant of the crusaders to shift for themselves. The news of this defection increased the discouragement at Antioch. All the useless horses of the army had been slain and eaten, and dogs, cats, and rats were sold at enormous prices. Even vermin were becoming scarce. With increasing famine came a pestilence, so that in a short time but sixty thousand remained of the three hundred thousand that had originally invested Antioch. But this bitter extremity, while it annihilated the energy of the host, only served to knit the leaders more firmly together; and Bohemund, Godfrey, and Tancred swore never to desert the cause as long as life lasted. The former strove in vain to reanimate the courage of his followers. They were weary and sick at heart, and his menaces and promises were alike thrown away. Some of them had shut themselves up in the houses, and refused to come forth. Bohemund, to drive them to their duty, set fire to the whole quarter, and many of them perished in the flames, while the rest of the army looked on with the utmost indifference. Bohemund, animated himself by a worldly spirit, did not know the true character of the crusaders, nor understand the religious madness which had brought them in such shoals from Europe. A priest, more clear-sighted, devised a scheme which restored all their confidence, and inspired them with a courage so wonderful as to make the poor sixty thousand emaciated, sick, and starving zealots, put to flight the well-fed and six times as numerous legions of the Sultan of Persia. This priest, a native of Provence, was named Peter Barthelemy, and whether he were a knave or an enthusiast, or both; a principal, or a tool in the hands of others, will ever remain a matter of doubt. Certain it is, however, that he was the means of raising the siege of Antioch, and causing the eventual triumph of the armies of the Cross. When the strength of the crusaders was completely broken by their sufferings, and hope had fled from every bosom, Peter came to Count Raymond of Toulouse, and demanded an interview on matters of serious moment. He was immediately admitted. He said that, some weeks previously, at the time the Christians were besieging Antioch, he was reposing alone in his tent, when he was startled by the shock of the earthquake, which had so alarmed the whole host. Through violent terror of the shock he could only ejaculate, God help me! when turning round he saw two men standing before him, whom he at once recognized by the halo of glory around them as beings of another world. One of them appeared to be an aged man, with reddish hair sprinkled with grey, black eyes, and a long flowing grey beard. The other was younger, larger, and handsomer, and had something more divine in his aspect. The elderly man alone spoke, and informed him that he was the Holy Apostle St. Andrew, and desired him to seek out the Count Raymond, the Bishop of Puy, and Raymond of Altopulto, and ask them why the Bishop did not exhort the people, and sign them with the cross which he bore. The Apostle then took him, naked in his shirt as he was, and transported him through the air into the heart of the city of Antioch, where he led him into the church of St. Peter, at that time a Saracen mosque. The Apostle made him stop by the pillar close to the steps by which they ascend on the south side to the altar, where hung two lamps, which gave out a light brighter than that of the noonday sun; the younger man, whom he did not at that time know, standing afar off, near the steps of the altar. The Apostle then descended into the ground and brought up a lance, which he gave into his hand, telling him that it was the very lance that had opened the side whence had flowed the salvation of the world. With tears of joy he held the holy lance, and implored the Apostle to allow him to take it away and deliver it into the hands of Count Raymond. The Apostle refused, and buried the lance again in the ground, commanding him, when the city was won from the infidels, to go with twelve chosen men, and dig it up again in the same place. The Apostle then transported him back to his tent, and the two vanished from his sight. He had neglected, he said, to deliver this message, afraid that his wonderful tale would not obtain credence from men of such high rank. After some days he again saw the holy vision, as he was gone out of the camp to look for food. This time the divine eyes of the younger looked reproachfully upon him. He implored the Apostle to choose some one else more fitted for the mission, but the Apostle refused, and smote him with a disorder of the eyes, as a punishment for his disobedience. With an obstinacy unaccountable even to himself, he had still delayed. A third time the Apostle and his companion had appeared to him, as he was in a tent with his master William at St. Simeon. On that occasion St. Andrew told him to bear his command to the Count of Toulouse not to bathe in the waters of the Jordan when he came to it, but to cross over in a boat, clad in a shirt and breeches of linen, which he should sprinkle with the sacred waters of the river. These clothes he was afterwards to preserve along with the holy lance. His master William, although he could not see the saint, distinctly heard the voice giving orders to that effect. Again he neglected to execute the commission, and again the saints appeared to him, when he was at the port of Mamistra, about to sail for Cyprus, and St. Andrew threatened him with eternal perdition if he refused longer. Upon this he made up his mind to divulge all that had been revealed to him. The Count of Toulouse, who, in all probability, concocted this precious tale with the priest, appeared struck with the recital, and sent immediately for the Bishop of Puy and Raymond of Altapulto. The Bishop at once expressed his disbelief of the whole story, and refused to have anything to do in the matter. The Count of Toulouse, on the contrary, saw abundant motives, if not for believing, for pretending to believe; and, in the end, he so impressed upon the mind of the Bishop the advantage that might be derived from it, in working up the popular mind to its former excitement, that the latter reluctantly agreed to make search in due form for the holy weapon. The day after the morrow was fixed upon for the ceremony, and, in the mean time, Peter was consigned to the care of Raymond, the Count's chaplain, in order that no profane curiosity might have an opportunity of cross-examining him, and putting him to a nonplus. Twelve devout men were forthwith chosen for the undertaking, among whom were the Count of Toulouse and his chaplain. They began digging at sunrise, and continued unwearied till near sunset, without finding the lance;--they might have dug till this day with no better success, had not Peter himself sprung into the pit, praying to God to bring the lance to light, for the strengthening and victory of his people. Those who hide know where to find; and so it was with Peter, for both he and the lance found their way into the hole at the same time. On a sudden, he and Raymond, the chaplain, beheld its point in the earth, and Raymond, drawing it forth, kissed it with tears of joy, in sight of the multitude which had assembled in the church. It was immediately enveloped in a rich purple cloth, already prepared to receive it, and exhibited in this state to the faithful, who made the building resound with their shouts of gladness. Peter had another vision the same night, and became from that day forth "dreamer of dreams," in general, to the army. He stated on the following day, that the Apostle Andrew and "the youth with the divine aspect" appeared to him again, and directed that the Count of Toulouse, as a reward for his persevering piety, should carry the Holy Lance at the head of the army, and that the day on which it was found should be observed as a solemn festival throughout Christendom. St. Andrew showed him, at the same time, the holes in the feet and hands of his benign companion; and he became convinced that he stood in the awful presence of THE REDEEMER. Peter gained so much credit by his visions that dreaming became contagious. Other monks beside himself were visited by the saints, who promised victory to the host if it would valiantly hold out to the last, and crowns of eternal glory to those who fell in the fight. Two deserters, wearied of the fatigues and privations of the war, who had stealthily left the camp, suddenly returned, and seeking Bohemund, told him that they had been met by two apparitions, who, with great anger, had commanded them to return. The one of them said, that he recognized his brother, who had been killed in battle some months before, and that he had a halo of glory around his head. The other, still more hardy, asserted that the apparition which had spoken to him was the Saviour himself, who had promised eternal happiness as his reward if he returned to his duty, but the pains of eternal fire if he rejected the cross. No one thought of disbelieving these men. The courage of the army immediately revived; despondency gave way to hope; every arm grew strong again, and the pangs of hunger were for a time disregarded. The enthusiasm which had led them from Europe burned forth once more as brightly as ever, and they demanded, with loud cries, to be led against the enemy. The leaders were not unwilling. In a battle lay their only chance of salvation; and although Godfrey, Bohemund, and Tancred received the story of the lance with much suspicion, they were too wise to throw discredit upon an imposture which bade fair to open the gates of victory. Peter the Hermit was previously sent to the camp of Kerbogha to propose that the quarrel between the two religions should be decided by a chosen number of the bravest soldiers of each army. Kerbogha turned from him with a look of contempt, and said he could agree to no proposals from a set of such miserable beggars and robbers. With this uncourteous answer Peter returned to Antioch. Preparations were immediately commenced for an attack upon the enemy: the latter continued to be perfectly well informed of all the proceedings of the Christian camp. The citadel of Antioch, which remained in their possession, overlooked the town, and the commander of the fortress could distinctly see all that was passing within. On the morning of the 28th of June 1098 a black flag, hoisted from its highest tower, announced to the besieging army that the Christians were about to sally forth. The Moslem leaders knew the sad inroads that famine and disease had made upon the numbers of the foe: they knew that not above two hundred of the knights had horses to ride upon, and that the foot soldiers were sick and emaciated; but they did not know the almost incredible valour which superstition had infused into their hearts. The story of the lance they treated with the most supreme contempt, and, secure of an easy victory, they gave themselves no trouble in preparing for the onslaught. It is related that Kerbogha was playing a game at chess, when the black flag on the citadel gave warning of the enemy's approach, and that, with true oriental coolness, he insisted upon finishing the game ere he bestowed any of his attention upon a foe so unworthy. The defeat of his advanced post of two thousand men aroused him from his apathy. The crusaders, after this first victory, advanced joyfully towards the mountains, hoping to draw the Turks to a place where their cavalry would be unable to manoeuvre. Their spirits were light and their courage high, as led on by the Duke of Normandy, Count Robert of Flanders, and Hugh of Vermandois, they came within sight of the splendid camp of the enemy. Godfrey of Bouillon and Adhemar, Bishop of Puy, followed immediately after these leaders, the latter clad in complete armour, and bearing the Holy Lance within sight of the whole army: Bohemund and Tancred brought up the rear. Kerbogha, aware at last that his enemy was not so despicable, took vigorous measures to remedy his mistake, and, preparing himself to meet the Christians in front, he despatched the Sultan Soliman, of Roum, to attack them in the rear. To conceal this movement, he set fire to the dried weeds and grass with which the ground was covered, and Soliman, taking a wide circuit with his cavalry, succeeded, under cover of the smoke, in making good his position in the rear. The battle raged furiously in front; the arrows of the Turks fell thick as hail, and their well-trained squadrons trod the crusaders under their hoofs like stubble. Still the affray was doubtful; for the Christians had the advantage of the ground, and were rapidly gaining upon the enemy, when the overwhelming forces of Soliman arrived in the rear. Godfrey and Tancred flew to the rescue of Bohemund, spreading dismay in the Turkish ranks by their fierce impetuosity. The Bishop of Puy was left almost alone with the Provencals to oppose the legions commanded by Kerbogha in person; but the presence of the Holy Lance made a hero of the meanest soldier in his train. Still, however, the numbers of the enemy seemed interminable. The Christians, attacked on every side, began at last to give way, and the Turks made sure of victory. At this moment a cry was raised in the Christian host that the saints were fighting on their side. The battle-field was clear of the smoke from the burning weeds, which had curled away, and hung in white clouds of fantastic shape on the brow of the distant mountains. Some imaginative zealot, seeing this dimly through the dust of the battle, called out to his fellows, to look at the army of saints, clothed in white, and riding upon white horses, that were pouring over the hills to the rescue. All eyes were immediately turned to the distant smoke; faith was in every heart; and the old battle-cry, God wills it! God wills it! resounded through the field, as every soldier, believing that God was visibly sending His armies to his aid, fought with an energy unfelt before. A panic seized the Persian and Turkish hosts, and they gave way in all directions. In vain Kerbogha tried to rally them. Fear is more contagious than enthusiasm, and they fled over the mountains like deer pursued by the hounds. The two leaders, seeing the uselessness of further efforts, fled with the rest; and that immense army was scattered over Palestine, leaving nearly seventy thousand of its dead upon the field of battle. Their magnificent camp fell into the hands of the enemy, with its rich stores of corn, and its droves of sheep and oxen. Jewels, gold, and rich velvets in abundance were distributed among the army. Tancred followed the fugitives over the hills, and reaped as much plunder as those who had remained in the camp. The way, as they fled, was covered with valuables, and horses of the finest breed of Arabia became so plentiful, that every knight of the Christians was provided with a steed. The crusaders, in this battle, acknowledge to have lost nearly ten thousand men. Their return to Antioch was one of joy indeed: the citadel was surrendered at once, and many of the Turkish garrison embraced the Christian faith, and the rest were suffered to depart. A solemn thanksgiving was offered up by the Bishop of Puy, in which the whole army joined, and the Holy Lance was visited by every soldier. The enthusiasm lasted for some days, and the army loudly demanded to be led forward to Jerusalem, the grand goal of all their wishes: but none of their leaders was anxious to move;--the more prudent among them, such as Godfrey and Tancred, for reasons of expediency; and the more ambitious, such as the Count of Toulouse and Bohemund, for reasons of self-interest. Violent dissensions sprang up again between all the chiefs. Raymond of Toulouse, who was left at Antioch to guard the town, had summoned the citadel to surrender, as soon as he saw that there was no fear of any attack upon the part of the Persians; and the other chiefs found, upon their return, his banner waving on its walls. This had given great offence to Bohemund, who had stipulated the principality of Antioch as his reward for winning the town in the first instance. Godfrey and Tancred supported his claim, and, after a great deal of bickering, the flag of Raymond was lowered from the tower, and that of Bohemund hoisted in its stead, who assumed from that time the title of Prince of Antioch. Raymond, however, persisted in retaining possession of one of the city gates and its adjacent towers, which he held for several months, to the great annoyance of Bohemund and the scandal of the army. The Count became in consequence extremely unpopular, although his ambition was not a whit more unreasonable than that of Bohemund himself, nor of Baldwin, who had taken up his quarters at Edessa, where he exercised the functions of a petty sovereign. The fate of Peter Barthelemy deserves to be recorded. Honours and consideration had come thick upon him after the affair of the lance, and he consequently felt bound in conscience to continue the dreams which had made him a personage of so much importance. The mischief of it was, that like many other liars he had a very bad memory, and he contrived to make his dreams contradict each other in the most palpable manner. St. John one night appeared to him, and told one tale, while, a week after, St. Paul told a totally different story, and held out hopes quite incompatible with those of his apostolic brother. The credulity of that age had a wide maw, and Peter's visions must have been absurd and outrageous indeed, when the very men who had believed in the lance refused to swallow any more of his wonders. Bohemund at last, for the purpose of annoying the Count of Toulouse, challenged poor Peter to prove the truth of his story of the lance by the fiery ordeal. Peter could not refuse a trial so common in that age, and being besides encouraged by the Count and his chaplain, Raymond, an early day was appointed for the ceremony. The previous night was spent in prayer and fasting, according to custom, and Peter came forth in the morning bearing the lance in his hand, and walked boldly up to the fire. The whole army gathered round, impatient for the result, many thousands still believing that the lance was genuine and Peter a holy man. Prayers having been said by Raymond d'Agilles, Peter walked into the flames, and had got nearly through, when pain caused him to lose his presence of mind: the heat too affected his eyes, and, in his anguish, he turned round unwittingly, and passed through the fire again, instead of stepping out of it, as he should have done. The result was, that he was burned so severely, that he never recovered, and, after lingering for some days, he expired in great agony. Most of the soldiers were suffering either from wounds, disease, or weariness, and it was resolved by Godfrey,--the tacitly acknowledged chief of the enterprize,--that the army should have time to refresh itself ere they advanced upon Jerusalem. It was now July, and he proposed that they should pass the hot months of August and September within the walls of Antioch, and march forward in October with renewed vigour, and numbers increased by fresh arrivals from Europe. This advice was finally adopted, although the enthusiasts of the army continued to murmur at the delay. In the mean time the Count of Vermandois was sent upon an embassy to the Emperor Alexius at Constantinople, to reproach him for his base desertion of the cause, and urge him to send the reinforcements he had promised. The Count faithfully executed his mission, (of which, by the way, Alexius took no notice whatever,) and remained for some time at Constantinople, till his zeal, never very violent, totally evaporated. He then returned to France, sick of the Crusade, and determined to intermeddle with it no more. The chiefs, though they had determined to stay at Antioch for two months, could not remain quiet for so long a time. They would, in all probability, have fallen upon each other, had there been no Turks in Palestine upon whom they might vent their impetuosity. Godfrey proceeded to Edessa, to aid his brother Baldwin in expelling the Saracens from his principality, and the other leaders carried on separate hostilities against them as caprice or ambition dictated. At length the impatience of the army to be led against Jerusalem became so great that the chiefs could no longer delay, and Raymond, Tancred, and Robert of Normandy marched forward with their divisions, and laid siege to the small but strong town of Marah. With their usual improvidence, they had not food enough to last a beleaguering army for a week. They suffered great privations in consequence, till Bohemund came to their aid and took the town by storm. In connexion with this siege, the chronicler, Raymond d'Agilles, (the same Raymond, the chaplain, who figured in the affair of the Holy Lance,) relates a legend, in the truth of which he devoutly believed, and upon which Tasso has founded one of the most beautiful passages of his poem. It is worth preserving, as showing the spirit of the age and the source of the extraordinary courage manifested by the crusaders on occasions of extreme difficulty. "One day," says Raymond, "Anselme de Ribeaumont beheld young Engelram, the son of the Count de St. Paul, who had been killed at Marsh, enter his tent. 'How is it,' said Anselme to him, 'that you, whom I saw lying dead on the field of battle, are full of life?'--'You must know,' replied Engelram, 'that those who fight for Jesus Christ never die.'--'But whence,' resumed Anselme, 'comes that strange brightness that surrounds you?' Upon this Engelram pointed to the sky, where Anselme saw a palace of diamond and crystal. 'It is thence,' said he, 'that I derive the beauty which surprises you. My dwelling is there; a still finer one is prepared for you, and you shall soon come to inhabit it. Farewell! we shall meet again to-morrow.' With these words Engelram returned to heaven. Anselme, struck by the vision, sent the next morning for the priests, received the sacrament; and although full of health, took a last farewell of all his friends, telling them that he was about to leave this world. A few hours afterwards, the enemy having made a sortie, Anselme went out against them sword in hand, and was struck on the forehead by a stone from a Turkish sling, which sent him to heaven, to the beautiful palace that was prepared for him." New disputes arose between the Prince of Antioch and the Count of Toulouse with regard to the capture of this town, which were with the utmost difficulty appeased by the other chiefs. Delays also took place in the progress of the army, especially before Arches, and the soldiery were so exasperated that they were on the point of choosing new leaders to conduct them to Jerusalem. Godfrey, upon this, set fire to his camp at Arches, and marched forward. He was immediately joined by hundreds of the Provencals of the Count of Toulouse. The latter, seeing the turn affairs were taking, hastened after them, and the whole host proceeded towards the holy city, so long desired amid sorrow, and suffering, and danger. At Emmaus they were met by a deputation from the Christians of Bethlehem, praying for immediate aid against the oppression of the infidels. The very name of Bethlehem, the birthplace of the Saviour, was music to their ears, and many of them wept with joy to think they were approaching a spot so hallowed. Albert of Aix informs us that their hearts were so touched that sleep was banished from the camp, and that, instead of waiting till the morning's dawn to recommence their march, they set out shortly after midnight, full of hope and enthusiasm. For upwards of four hours the mail-clad legions tramped steadfastly forward in the dark, and when the sun arose in unclouded splendour, the towers and pinnacles of Jerusalem gleamed upon their sight. All the tender feelings of their nature were touched; no longer brutal fanatics, but meek and humble pilgrims, they knelt down upon the sod, and with tears in their eyes, exclaimed to one another, "Jerusalem! Jerusalem!" Some of them kissed the holy ground, others stretched themselves at full length upon it, in order that their bodies might come in contact with the greatest possible extent of it, and others prayed aloud. The women and children who had followed the camp from Europe, and shared in all its dangers, fatigues, and privations, were more boisterous in their joy; the former from long-nourished enthusiasm, and the latter from mere imitation, [Guibert de Nogent relates a curious instance of the imitativeness of these juvenile crusaders. He says that, during the siege of Antioch, the Christian and Saracen boys used to issue forth every evening from the town and camp in great numbers under the command of captains chosen from among themselves. Armed with sticks instead of swords, and stones instead of arrows, they ranged themselves in battle order, and shouting each the war-cry of their country, fought with the utmost desperation. Some of them lost their eyes, and many became cripples for life from the injuries they received on these occasions.] and prayed, and wept, and laughed till they almost put the more sober to the blush. The first ebullition of their gladness having subsided, the army marched forward, and invested the city on all sides. The assault was almost immediately begun; but after the Christians had lost some of their bravest knights, that mode of attack was abandoned, and the army commenced its preparations for a regular siege. Mangonels, moveable towers, and battering rams, together with a machine called a sow, made of wood, and covered with raw hides, inside of which miners worked to undermine the walls, were forthwith constructed; and to restore the courage and discipline of the army, which had suffered from the unworthy dissensions of the chiefs, the latter held out the hand of friendship to each other, and Tancred and the Count of Toulouse embraced in sight of the whole camp. The clergy aided the cause with their powerful voice, and preached union and goodwill to the highest and the lowest. A solemn procession was also ordered round the city, in which the entire army joined, prayers being offered up at every spot which gospel records had taught them to consider as peculiarly sacred. The Saracens upon the ramparts beheld all these manifestations without alarm. To incense the Christians, whom they despised, they constructed rude crosses, and fixed them upon the walls, and spat upon and pelted them with dirt and stones. This insult to the symbol of their faith raised the wrath of the crusaders to that height that bravery became ferocity and enthusiasm madness. When all the engines of war were completed the attack was recommenced, and every soldier of the Christian army fought with a vigour which the sense of private wrong invariably inspires. Every man had been personally outraged, and the knights worked at the battering-rams with as much readiness as the meanest soldiers. The Saracen arrows and balls of fire fell thick and fast among them, but the tremendous rams still heaved against the walls, while the best marksmen of the host were busily employed in the several floors of the moveable towers in dealing death among the Turks upon the battlements. Godfrey, Raymond, Tancred, and Robert of Normandy, each upon his tower, fought for hours with unwearied energy, often repulsed, but ever ready to renew the struggle. The Turks, no longer despising the enemy, defended themselves with the utmost skill and bravery till darkness brought a cessation of hostilities. Short was the sleep that night in the Christian camp. The priests offered up solemn prayers in the midst of the attentive soldiery for the triumph of the Cross in this last great struggle, and as soon as morning dawned every one was in readiness for the affray. The women and children lent their aid, the latter running unconcerned to and fro while the arrows fell fast around them, bearing water to the thirsty combatants. The saints were believed to be aiding their efforts, and the army, impressed with this idea, surmounted difficulties under which a force thrice as numerous, but without their faith, would have quailed and been defeated. Raymond of Toulouse at last forced his way into the city by escalade, while at the very same moment Tancred and Robert of Normandy succeeded in bursting open one of the gates. The Turks flew to repair the mischief, and Godfrey of Bouillon, seeing the battlements comparatively deserted, let down the drawbridge of his moveable tower, and sprang forward, followed by all the knights of his train. In an instant after, the banner of the Cross floated upon the walls of Jerusalem. The crusaders, raising once more their redoubtable war-cry, rushed on from every side, and the city was taken. The battle raged in the streets for several hours, and the Christians, remembering their insulted faith, gave no quarter to young or old, male or female, sick or strong. Not one of the leaders thought himself at liberty to issue orders for staying the carnage, and if he had, he would not have been obeyed. The Saracens fled in great numbers to the mosque of Soliman, but they had not time to fortify themselves within it ere the Christians were upon them. Ten thousand persons are said to have perished in that building alone. Peter the Hermit, who had remained so long under the veil of neglect, was repaid that day for all his zeal and all his sufferings. As soon as the battle was over, the Christians of Jerusalem issued forth from their hiding-places to welcome their deliverers. They instantly recognized the Hermit as the pilgrim who, years before, had spoken to them so eloquently of the wrongs and insults they had endured, and promised to stir up the princes and people of Europe in their behalf. They clung to the skirts of his garments in the fervour of their gratitude, and vowed to remember him for ever in their prayers. Many of them shed tears about his neck, and attributed the deliverance of Jerusalem solely to his courage and perseverance. Peter afterwards held some ecclesiastical office in the Holy City, but what it was, or what was his ultimate fate, history has forgotten to inform us. Some say that he returned to France and founded a monastery, but the story does not rest upon sufficient authority. The grand object for which the popular swarms of Europe had forsaken their homes was now accomplished. The Moslem mosques of Jerusalem were converted into churches for a purer faith, and the mount of Calvary and the sepulchre of Christ were profaned no longer by the presence or the power of the infidel. Popular frenzy had fulfilled its mission, and, as a natural consequence, it began to subside from that time forth. The news of the capture of Jerusalem brought numbers of pilgrims from Europe, and, among others, Stephen Count of Chartres and Hugh of Vermandois, to atone for their desertion; but nothing like the former enthusiasm existed among the nations. Thus then ends the history of the first Crusade. For the better understanding of the second, it will be necessary to describe the interval between them, and to enter into a slight sketch of the history of Jerusalem under its Latin kings, the long and fruitless wars they continued to wage with the unvanquished Saracens, and the poor and miserable results which sprang from so vast an expenditure of zeal, and so deplorable a waste of human life. The necessity of having some recognized chief was soon felt by the crusaders, and Godfrey de Bouillon, less ambitious than Bohemund, or Raymond of Toulouse, gave his cold consent to wield a sceptre which the latter chiefs would have clutched with eagerness. He was hardly invested with the royal mantle before the Saracens menaced his capital. With much vigour and judgment he exerted himself to follow up the advantages he had gained, and marching out to meet the enemy before they had time to besiege him in Jerusalem, he gave them battle at Ascalon, and defeated them with great loss. He did not, however, live long to enjoy his new dignity, being seized with a fatal illness when he had only reigned nine months. To him succeeded his brother, Baldwin of Edessa. The latter monarch did much to improve the condition of Jerusalem and to extend its territory, but was not able to make a firm footing for his successors. For fifty years, in which the history of Jerusalem is full of interest to the historical student, the crusaders were exposed to fierce and constant hostilities, often gaining battles and territory, and as often losing them, but becoming every day weaker and more divided, while the Saracens became stronger and more united to harass and root them out. The battles of this period were of the most chivalrous character, and deeds of heroism were done by the handful of brave knights that remained in Syria, which have hardly their parallel in the annals of war. In the course of time, however, the Christians could not avoid feeling some respect for the courage, and admiration for the polished manners and advanced civilization of the Saracens, so much superior to the rudeness and semi-barbarism of Europe at that day. Difference of faith did not prevent them from forming alliances with the dark-eyed maidens of the East. One of the first to set the example of taking a Paynim spouse was King Baldwin himself, and these connexions in time became, not only frequent, but almost universal, among such of the knights as had resolved to spend their lives in Palestine. These Eastern ladies were obliged, however, to submit to the ceremony of baptism before they could be received to the arms of a Christian lord. These, and their offspring, naturally looked upon the Saracens with less hatred than did the zealots who conquered Jerusalem, and who thought it a sin deserving the wrath of God to spare an unbeliever. We find, in consequence, that the most obstinate battles waged during the reigns of the later Kings of Jerusalem were fought by the new and raw levies who from time to time arrived from Europe, lured by the hope of glory, or spurred by fanaticism. The latter broke without scruple the truces established between the original settlers and the Saracens, and drew down severe retaliation upon many thousands of their brethren in the faith, whose prudence was stronger than their zeal, and whose chief desire was to live in peace. Things remained in this unsatisfactory state till the close of the year 1145, when Edessa, the strong frontier town of the Christian kingdom, fell into the bauds of the Saracens. The latter were commanded by Zenghi, a powerful and enterprising monarch, and, after his death, by his son Nourheddin, as powerful and enterprising as his father. An unsuccessful attempt was made by the Count of Edessa to regain the fortress, but Nourheddin, with a large army, came to the rescue, and after defeating the Count with great slaughter, marched into Edessa and caused its fortifications to be rased to the ground, that the town might never more be a bulwark of defence for the kingdom of Jerusalem. The road to the capital was now open, and consternation seized the hearts of the Christians. Nourheddin, it was known, was only waiting for a favourable opportunity to advance upon Jerusalem, and the armies of the Cross, weakened and divided, were not in a condition to make any available resistance. The clergy were filled with grief and alarm, and wrote repeated letters to the Pope and the sovereigns of Europe, urging the expediency of a new Crusade for the relief of Jerusalem. By far the greater number of the priests of Palestine were natives of France, and these naturally looked first to their own country. The solicitations they sent to Louis the Seventh were urgent and oft repeated, and the chivalry of France began to talk once more of arming in the defence of the birthplace of Jesus. The kings of Europe, whose interest it had not been to take any part in the first Crusade, began to bestir themselves in this; and a man appeared, eloquent as Peter the Hermit, to arouse the people as he had done. We find, however, that the enthusiasm of the second did not equal that of the first Crusade: in fact, the mania had reached its climax in the time of Peter the Hermit, and decreased regularly from that period. The third Crusade was less general than the second, and the fourth than the third, and so on, until the public enthusiasm was quite extinct, and Jerusalem returned at last to the dominion of its old masters without a convulsion in Christendom. Various reasons have been assigned for this; and one very generally put forward is, that Europe was wearied with continued struggles, and had become sick of "precipitating itself upon Asia." M. Guizot, in his admirable lectures upon European civilization, successfully combats this opinion, and offers one of his own, which is far more satisfactory. He says, in his eighth lecture, "It has been often repeated, that Europe was tired of continually invading Asia. This expression appears to me exceedingly incorrect. It is not possible that human beings can be wearied with what they have not done--that the labours of their forefathers can fatigue them. Weariness is a personal, not an inherited feeling. The men of the thirteenth century were not fatigued by the Crusades of the twelfth. They were influenced by another cause. A great change had taken place in ideas, sentiments, and social conditions. The same desires and the same wants were no longer felt. The same things were no longer believed. The people refused to believe what their ancestors were persuaded of." This is, in fact, the secret of the change; and its truth becomes more apparent as we advance in the history of the Crusades, and compare the state of the public mind at the different periods when Godfrey of Bouillon, Louis VII. and Richard I. were chiefs and leaders of the movement. The Crusades themselves were the means of operating a great change in national ideas, and advancing the civilization of Europe. In the time of Godfrey, the nobles were all-powerful and all-oppressive, and equally obnoxious to kings and people. During their absence along with that portion of the community the deepest sunk in ignorance and superstition, both kings and people fortified themselves against the renewal of aristocratic tyranny, and in proportion as they became free, became civilized. It was during this period that in France, the grand centre of the crusading madness, the communes began to acquire strength, and the monarch to possess a tangible and not a merely theoretic authority. Order and comfort began to take root, and, when the second Crusade was preached, men were in consequence much less willing to abandon their homes than they had been during the first. Such pilgrims as had returned from the Holy Land came back with minds more liberal and expanded than when they set out. They had come in contact with a people more civilized than themselves; they had seen something more of the world, and had lost some portion, however small, of the prejudice and bigotry of ignorance. The institution of chivalry had also exercised its humanizing influence, and coming bright and fresh through the ordeal of the Crusades, had softened the character and improved the hearts of the aristocratic order. The Trouveres and Troubadours, singing of love and war in strains pleasing to every class of society, helped to root out the gloomy superstitions which, at the first Crusade, filled the minds of all those who were able to think. Men became in consequence less exclusively under the mental thraldom of the priesthood, and lost much of the credulity which formerly distinguished them. The Crusades appear never to have excited so much attention in England as on the continent of Europe; not because the people were less fanatical than their neighbours, but because they were occupied in matters of graver interest. The English were suffering too severely from the recent successful invasion of their soil, to have much sympathy to bestow upon the distresses of people so far away as the Christians of Palestine; and we find that they took no part in the first Crusade, and very little in the second. Even then those who engaged in it were chiefly Norman knights and their vassals, and not the Saxon franklins and population, who no doubt thought, in their sorrow, as many wise men have thought since, that charity should begin at home. Germany was productive of more zeal in the cause, and her raw, uncivilized hordes continued to issue forth under the banners of the Cross in numbers apparently undiminished, when the enthusiasm had long been on the wane in other countries. They were sunk at that time in a deeper slough of barbarism than the livelier nations around them, and took, in consequence, a longer period to free themselves from their prejudices. In fact, the second Crusade drew its chief supplies of men from that quarter, where alone the expedition can be said to have retained any portion of popularity. Such was the state of the mind of Europe when Pope Eugenius, moved by the reiterated entreaties of the Christians of Syria, commissioned St. Bernard to preach a new crusade. St. Bernard was a man eminently qualified for the mission. He was endowed with an eloquence of the highest order, could move an auditory to tears, or laughter, or fury, as it pleased him, and had led a life of such rigid and self-denying virtue, that not even calumny could lift her finger and point it at him. He had renounced high prospects in the church, and contented himself with the simple abbacy of Clairvaux, in order that he might have the leisure he desired, to raise his powerful voice against abuses wherever he found them. Vice met in him an austere and uncompromising reprover; no man was too high for his reproach, and none too low for his sympathy. He was just as well suited for his age as Peter the Hermit had been for the age preceding. He appealed more to the reason, his predecessor to the passions; Peter the Hermit collected a mob, while St. Bernard collected an army. Both were endowed with equal zeal and perseverance, springing, in the one, from impulse, and in the other from conviction, and a desire to increase the influence of the church, that great body of which he was a pillar and an ornament. One of the first converts he made was in himself a host. Louis VII. was both superstitious and tyrannical, and, in a fit of remorse for the infamous slaughter he had authorised at the sacking of Vitry, he made a vow to undertake the journey to the Holy Land. [The sacking of Vitry reflects indelible disgrace upon Louis VII. His predecessors had been long engaged in resistance to the outrageous powers assumed by the Popes, and Louis continued the same policy. The ecclesiastical chapter of Bourges, having elected an Archbishop without his consent, he proclaimed the election to be invalid, and took severe and prompt measures against the refractory clergy. Thibault, Count de Champagne, took up arms in defence of the Papal authority, and intrenched himself in the town of Vitry. Louis was immediately in the field to chastise the rebel, and he besieged the town with so much vigour, that the Count was forced to surrender. Upwards of thirteen hundred of the inhabitants, fully one half of whom were women and children, took refuge in the church; and, when the gates of the city were opened, and all resistance had ceased, Louis inhumanly gave orders to set fire to the church, and a thousand persons perished in the flames.] He was in this disposition when St. Bernard began to preach, and wanted but little persuasion to embark in the cause. His example had great influence upon the nobility, who, impoverished as many of them were by the sacrifices made by their fathers in the holy wars, were anxious to repair their ruined fortunes by conquests on a foreign shore. These took the field with such vassals as they could command, and, in a very short time, an army was raised amounting to two hundred thousand men. At Vezelai the monarch received the cross from the hands of St. Bernard, on a platform elevated in sight of all the people. Several nobles, three bishops, and his Queen, Eleanor of Aquitaine, were present at this ceremony, and enrolled themselves under the banners of the Cross, St. Bernard cutting up his red sacerdotal vestments, and making crosses of them, to be sewn on the shoulders of the people. An exhortation from the Pope was read to the multitude, granting remission of their sins to all who should join the Crusade, and directing that no man on that holy pilgrimage should encumber himself with heavy baggage and vain superfluities, and that the nobles should not travel with dogs or falcons, to lead them from the direct road, as had happened to so many during the first Crusade. The command of the army was offered to St. Bernard; but he wisely refused to accept a station for which his habits had unqualified him. After consecrating Louis with great solemnity, at St. Denis, as chief of the expedition, he continued his course through the country, stirring up the people wherever he went. So high an opinion was entertained of his sanctity, that he was thought to be animated by the spirit of prophecy, and to be gifted with the power of working miracles. Many women, excited by his eloquence, and encouraged by his predictions, forsook their husbands and children, and, clothing themselves in male attire, hastened to the war. St. Bernard himself wrote a letter to the Pope, detailing his success, and stating, that in several towns there did not remain a single male inhabitant capable of bearing arms, and that everywhere castles and towns were to be seen filled with women weeping for their absent husbands. But in spite of this apparent enthusiasm, the numbers who really took up arms were inconsiderable, and not to be compared to the swarms of the first Crusade. A levy of no more than two hundred thousand men, which was the utmost the number amounted to, could hardly have depopulated a country like France to the extent mentioned by St. Bernard. His description of the state of the country appears, therefore, to have been much more poetical than true. Suger, the able minister of Louis, endeavoured to dissuade him from undertaking so long a journey at a time when his own dominions so much needed his presence. But the king was pricked in his conscience by the cruelties of Vitry, and was anxious to make the only reparation which the religion of that day considered sufficient. He was desirous moreover of testifying to the world, that though he could brave the temporal power of the church when it encroached upon his prerogatives, he could render all due obedience to its spiritual decrees whenever it suited his interest or tallied with his prejudices to so do. Suger, therefore, implored in vain, and Louis received the pilgrim's staff at St. Denis, and made all preparations for his pilgrimage. In the mean time St. Bernard passed into Germany, where similar success attended his preaching. The renown of his sanctity had gone before him, and he found everywhere an admiring audience. Thousands of people, who could not understand a word he said, flocked around him to catch a glimpse of so holy a man; and the knights enrolled themselves in great numbers in the service of the Cross, each receiving from his hands the symbol of the cause. But the people were not led away as in the days of Gottschalk. We do not find that they rose in such tremendous masses of two and three hundred thousand men, swarming over the country like a plague of locusts. Still the enthusiasm was very great. The extraordinary tales that were told and believed of the miracles worked by the preacher brought the country people from far and near. Devils were said to vanish at his sight, and diseases of the most malignant nature to be cured by his touch. [Philip, Archdeacon of the cathedral of Liege, wrote a detailed account of all the miracles performed by St. Bernard during thirty-four days of his mission. They averaged about ten per day. The disciples of St. Bernard complained bitterly that the people flocked around their master in such numbers, that they could not see half the miracles he performed. But they willingly trusted the eyes of others, as far as faith in the miracles went, and seemed to vie with each other whose credulity should be greatest.] The Emperor Conrad caught at last the contagion from his subjects, and declared his intention to follow the Cross. The preparations were carried on so vigorously under the orders of Conrad, that in less than three months he found himself at the head of an army containing at least one hundred and fifty thousand effective men, besides a great number of women who followed their husbands and lovers to the war. One troop of them rode in the attitude and armour of men: their chief wore gilt spurs and buskins, and thence acquired the epithet of the golden-footed lady. Conrad was ready to set out long before the French Monarch, and in the month of June 1147, he arrived before Constantinople, having passed through Hungary and Bulgaria without offence to the inhabitants. Manuel Comnenus, the Greek Emperor, successor not only to the throne, but to the policy of Alexius, looked with alarm upon the new levies who had come to eat up his capital and imperil its tranquillity. Too weak to refuse them a passage through his dominions, too distrustful of them to make them welcome when they came, and too little assured of the advantages likely to result to himself from the war, to feign a friendship which he did not feel, the Greek Emperor gave offence at the very outset. His subjects, in the pride of superior civilization, called the Germans barbarians, while the latter, who, if semi-barbarous, were at least honest and straight-forward, retorted upon the Greeks by calling them double-faced knaves and traitors. Disputes continually arose between them, and Conrad, who had preserved so much good order among his followers during their passage, was unable to restrain their indignation when they arrived at Constantinople. For some offence or other which the Greeks had given them, but which is rather hinted at than stated by the scanty historians of the day, the Germans broke into the magnificent pleasure garden of the Emperor, where he had a valuable collection of tame animals, for which the grounds had been laid out in woods, caverns, groves, and streams, that each might follow in captivity his natural habits. The enraged Germans, meriting the name of barbarians that had been bestowed upon them, laid waste this pleasant retreat, and killed or let loose the valuable animals it contained. Manuel, who is said to have beheld the devastation from his palace windows without power or courage to prevent it, was completely disgusted with his guests, and resolved, like his predecessor Alexius, to get rid of them on the first opportunity. He sent a message to Conrad respectfully desiring an interview, but the German refused to trust himself within the walls of Constantinople. The Greek Emperor, on his part, thought it compatible neither with his dignity nor his safety to seek the German, and several days were spent in insincere negotiations. Manuel at length agreed to furnish the crusading army with guides to conduct it through Asia Minor; and Conrad passed over the Hellespont with his forces, the advanced guard being commanded by himself, and the rear by the warlike Bishop of Freysinghen. Historians are almost unanimous in their belief that the wily Greek gave instructions to his guides to lead the army of the German Emperor into dangers and difficulties. It is certain, that instead of guiding them through such districts of Asia Minor as afforded water and provisions, they led them into the wilds of Cappadocia, where neither was to be procured, and where they were suddenly attacked by the Sultaun of the Seljukian Turks, at the head of an immense force. The guides, whose treachery is apparent from this fact alone, fled at the first sight of the Turkish army, and the Christians were left to wage unequal warfare with their enemy, entangled and bewildered in desert wilds. Toiling in their heavy mail, the Germans could make but little effective resistance to the attacks of the Turkish light horse, who were down upon them one instant, and out of sight the next. Now in the front and now in the rear, the agile foe showered his arrows upon them, enticing them into swamps and hollows, from which they could only extricate themselves after long struggles and great losses. The Germans, confounded by this mode of warfare, lost all conception of the direction they were pursuing, and went back instead of forward. Suffering at the same time for want of provisions, they fell an easy prey to their pursuers. Count Bernhard, one of the bravest leaders of the German expedition, was surrounded, with his whole division, not one of whom escaped the Turkish arrows. The Emperor himself had nearly fallen a victim, and was twice severely wounded. So persevering was the enemy, and so little able were the Germans to make even a show of resistance, that when Conrad at last reached the city of Nice, he found that, instead of being at the head of an imposing force of one hundred thousand foot and seventy thousand horse, he had but fifty or sixty thousand men, and these in the most worn and wearied condition. Totally ignorant of the treachery of the Greek Emperor, although he had been warned to beware of it, Louis VII. proceeded, at the head of his army, through Worms and Ratisbon, towards Constantinople. At Ratisbon he was met by a deputation from Manuel, bearing letters so full of hyperbole and flattery, that Louis is reported to have blushed when they were read to him by the Bishop of Langres. The object of the deputation was to obtain from the French King a promise to pass through the Grecian territories in a peaceable and friendly manner, and to yield to the Greek Emperor any conquest he might make in Asia Minor. The first part of the proposition was immediately acceded to, but no notice was taken of the second and more unreasonable. Louis marched on, and, passing through Hungary, pitched his tents in the outskirts of Constantinople. On his arrival, Manuel sent him a friendly invitation to enter the city, at the head of a small train. Louis at once accepted it, and was met by the Emperor at the porch of his palace. The fairest promises were made; every art that flattery could suggest was resorted to, and every argument employed, to induce him to yield his future conquests to the Greek. Louis obstinately refused to pledge himself, and returned to his army, convinced that the Emperor was a man not to be trusted. Negotiations were, however, continued for several days, to the great dissatisfaction of the French army. The news that arrived of a treaty entered into between Manuel and the Turkish Sultan changed their dissatisfaction into fury, and the leaders demanded to be led against Constantinople, swearing that they would raze the treacherous city to the ground. Louis did not feel inclined to accede to this proposal, and, breaking up his camp, he crossed over into Asia. Here he heard, for the first time, of the mishaps of the German Emperor, whom he found in a woeful plight under the walls of Nice. The two monarchs united their forces, and marched together along the sea-coast to Ephesus; but Conrad, jealous, it would appear, of the superior numbers of the French, and not liking to sink into a vassal, for the time being, of his rival, withdrew abruptly with the remnant of his legions, and returned to Constantinople. Manuel was all smiles and courtesy. He condoled with the German so feelingly upon his losses, and cursed the stupidity or treachery of the guides with such apparent heartiness, that Conrad was half inclined to believe in his sincerity. Louis, marching onward in the direction of Jerusalem, came up with the enemy on the banks of the Meander. The Turks contested the passage of the river, but the French bribed a peasant to point out a ford lower down: crossing the river without difficulty, they attacked the Turks with much vigour, and put them to flight. Whether the Turks were really defeated, or merely pretended to be so, is doubtful; but the latter supposition seems to be the true one. It is probable that it was part of a concerted plan to draw the invaders onwards to more unfavourable ground, where their destruction might be more certain. If such were the scheme, it succeeded to the heart's wish of its projectors. The crusaders, on the third day after their victory, arrived at a steep mountain-pass, on the summit of which the Turkish host lay concealed so artfully, that not the slightest vestige of their presence could be perceived. "With labouring steps and slow," they toiled up the steep ascent, when suddenly a tremendous fragment of rock came bounding down the precipices with an awful crash, bearing dismay and death before it. At the same instant the Turkish archers started from their hiding-places, and discharged a shower of arrows upon the foot soldiers, who fell by hundreds at a time. The arrows rebounded harmlessly against the iron mail of the knights, which the Turks observing, took aim at their steeds, and horse and rider fell down the steep into the rapid torrent which rushed below. Louis, who commanded the rear-guard, received the first intimation of the onslaught from the sight of his wounded and flying soldiers, and, not knowing the numbers of the enemy, he pushed vigorously forward to stay, by his presence, the panic which had taken possession of his army. All his efforts were in vain. Immense stones continued to be hurled upon them as they advanced, bearing men and horse before them; and those who succeeded in forcing their way to the top, were met hand-to-hand by the Turks, and cast down headlong upon their companions. Louis himself fought with the energy of desperation, but had great difficulty to avoid falling into the enemy's hands. He escaped at last under cover of the night, with the remnant of his forces, and took up his position before Attalia. Here he restored the discipline and the courage of his disorganized and disheartened followers, and debated with his captains the plan that was to be pursued. After suffering severely both from disease and famine, it was resolved that they should march to Antioch, which still remained an independent principality under the successors of Bohemund of Tarentum. At this time the sovereignty was vested in the person of Raymond, the uncle of Eleanor of Aquitaine. This Prince, presuming upon his relationship to the French Queen, endeavoured to withdraw Louis from the grand object of the Crusade--the defence of the kingdom of Jerusalem, and secure his co-operation in extending the limits and the power of his principality of Antioch. The Prince of Tripoli formed a similar design, but Louis rejected the offers of both, and marched after a short delay to Jerusalem. The Emperor Conrad was there before him, having left Constantinople with promises of assistance from Manuel Comnenus; assistance which never arrived, and was never intended. A great council of the Christian princes of Palestine and the leaders of the Crusade was then summoned, to discuss the future operations of the war. It was ultimately determined that it would further the cause of the Cross in a greater degree if the united armies, instead of proceeding to Edessa, laid siege to the city of Damascus, and drove the Saracens from that strong position. This was a bold scheme, and, had it been boldly followed out, would have insured, in all probability, the success of the war. But the Christian leaders never learned from experience the necessity of union, that very soul of great enterprises. Though they all agreed upon the policy of the plan, yet every one had his own notions as to the means of executing it. The Princes of Antioch and Tripoli were jealous of each other, and of the King of Jerusalem. The Emperor Conrad was jealous of the King of France, and the King of France was disgusted with them all. But he had come out to Palestine in accordance with a solemn vow; his religion, though it may be called bigotry, was sincere; and he determined to remain to the very last moment that a chance was left, of effecting any good for the cause he had set his heart on. The siege of Damascus was accordingly commenced, and with so much ability and vigour that the Christians gained a considerable advantage at the very outset. For weeks the siege was pressed, till the shattered fortifications and diminishing resistance of the besieged gave evidence that the city could not hold out much longer. At that moment the insane jealousy of the leaders led to dissensions that soon caused the utter failure, not only of the siege, but of the Crusade. A modern cookery-book, in giving a recipe for cooking a hare, says, "first catch your hare, and then kill it;" a maxim of indisputable wisdom. The Christian chiefs on this occasion had not so much sagacity, for they began a violent dispute among themselves for the possession of a city which was still unconquered. There being already a Prince of Antioch and a Prince of Tripoli, twenty claimants started for the principality of Damascus, and a grand council of the leaders was held to determine the individual on whom the honour should devolve. Many valuable days were wasted in this discussion, the enemy in the mean while gaining strength from their inactivity. It was at length, after a stormy deliberation, agreed that Count Robert of Flanders, who had twice visited the Holy Land, should be invested with the dignity. The other claimants refused to recognise him, or to co-operate in the siege, until a more equitable arrangement had been made. Suspicion filled the camp; the most sinister rumours of intrigues and treachery were set afloat; and the discontented candidates withdrew at last to the other side of the city, and commenced operations on their own account, without a probability of success. They were soon joined by the rest of the army. The consequence was that the weakest side of the city, and that on which they had already made considerable progress in the work of demolition, was left uncovered. The enemy was prompt to profit by the mistake, and received an abundant supply of provisions, and refortified the walls, before the crusaders came to their senses again. When this desirable event happened, it was too late. Saph Eddin, the powerful Emir of Mousoul, was in the neighbourhood, at the head of a large army, advancing by forced marches to the relief of the city. The siege was abruptly abandoned, and the foolish crusaders returned to Jerusalem, having done nothing to weaken the enemy, but every thing to weaken themselves. The freshness of enthusiasm had now completely subsided;--even the meanest soldiers were sick at heart. Conrad, from whose fierce zeal at the outset so much might have been expected, was wearied with reverses, and returned to Europe with the poor remnant of his host. Louis lingered a short time longer, for very shame, but the pressing solicitations of his minister Suger induced him to return to France. Thus ended the second Crusade. Its history is but a chronicle of defeats. It left the kingdom of Jerusalem in a worse state than when it quitted Europe, and gained nothing but disgrace for its leaders and discouragement for all concerned. St. Bernard, who had prophesied a result so different, fell after this into some disrepute, and experienced, like many other prophets, the fate of being without honour in his own country. What made the matter worse, he could not obtain it in any other. Still, however, there were not wanting zealous advocates to stand forward in his behalf, and stem the tide of incredulity, which, unopposed, would have carried away his reputation. The Bishop of Freysinghen declared that prophets were not always able to prophesy, and that the vices of the crusaders drew down the wrath of Heaven upon them. But the most ingenious excuse ever made for St. Bernard is to be found in his life by Geoffroi de Clairvaux, where he pertinaciously insists that the Crusade was not unfortunate. St. Bernard, he says, had prophesied a happy result, and that result could not be considered other than happy which had peopled heaven with so glorious an army of martyrs. Geoffroi was a cunning pleader, and, no doubt, convinced a few of the zealous; but plain people, who were not wanting even in those days, retained their own opinion, or, what amounts to the same thing, "were convinced against their will." We now come to the consideration of the third Crusade, and of the causes which rendered it necessary. The epidemic frenzy, which had been cooling ever since the issue of the first expedition, was now extinct, or very nearly so, and the nations of Europe looked with cold indifference upon the armaments of their princes. But chivalry had flourished in its natural element of war, and was now in all its glory. It continued to supply armies for the Holy Land when the popular ranks refused to deliver up their able-bodied swarms. Poetry, which, more than religion, inspired the third Crusade, was then but "caviare to the million," who had other matters, of sterner import, to claim all their attention. But the knights and their retainers listened with delight to the martial and amatory strains of the minstrels, minnesangers, trouveres, and troubadours, and burned to win favour in ladies' eyes by showing prowess in Holy Land. The third was truly the romantic era of the Crusades. Men fought then, not so much for the sepulchre of Jesus, and the maintenance of a Christian kingdom in the East, as to gain glory for themselves in the best, and almost only field, where glory could be obtained. They fought, not as zealots, but as soldiers; not for religion, but for honour; not for the crown of martyrdom, but for the favour of the lovely. It is not necessary to enter into a detail of the events by which Saladin attained the sovereignty of the East, or how, after a succession of engagements, he planted the Moslem banner once more upon the battlements of Jerusalem. The Christian knights and population, including the grand orders of St. John, the Hospitallers, and the Templars, were sunk in an abyss of vice, and torn by unworthy jealousies and dissensions, were unable to resist the well-trained armies which the wise and mighty Saladin brought forward to crush them. But the news of their fall created a painful sensation among the chivalry of Europe, whose noblest members were linked to the dwellers in Palestine by many ties, both of blood and friendship. The news of the great battle of Tiberias, in which Saladin defeated the Christian host with terrible slaughter, arrived first in Europe, and was followed in quick succession by that of the capture of Jerusalem, Antioch, Tripoli, and other cities. Dismay seized upon the clergy. The Pope (Urban III.) was so affected by the news that he pined away for grief, and was scarcely seen to smile again, until he sank into the sleep of death. [James of Vitry--William de Nangis.] His successor, Gregory VIII. felt the loss as acutely, but had better strength to bear it, and instructed all the clergy of the Christian world to stir up the people to arms for the recovery of the Holy Sepulchre. William, Archbishop of Tyre, a humble follower in the path of Peter the Hermit, left Palestine to preach to the Kings of Europe the miseries he had witnessed, and to incite them to the rescue. The renowned Frederick Barbarossa, the Emperor of Germany, speedily collected an army, and passing over into Syria with less delay than had ever before awaited a crusading force, defeated the Saracens, and took possession of the city of Iconium. He was unfortunately cut off in the middle of his successful career, by imprudently bathing in the Cydnus [The desire of comparing two great men has tempted many writers to drown Frederick in the river Cydnus, in which Alexander so imprudently bathed (Q. Curt. lib. iii. c. 4, 5.): but, from the march of the Emperor, I rather judge that his Saleph is the Calycadnus, a stream of less fame, but of a longer course.--Gibbon] while he was overheated, and the Duke of Suabia took the command of the expedition. The latter did not prove so able a general, and met with nothing but reverses, although he was enabled to maintain a footing at Antioch until assistance arrived from Europe. Henry II. of England and Philip Augustus of France, at the head of their chivalry, supported the Crusade with all their influence, until wars and dissensions nearer home estranged them from it for a time. The two kings met at Gisors in Normandy in the month of January 1188, accompanied by a brilliant train of knights and warriors. William of Tyre was present, and expounded the cause of the Cross with considerable eloquence, and the whole assembly bound themselves by oath to proceed to Jerusalem. It was agreed at the same time that a tax, called Saladin's tithe, and consisting of the tenth part of all possessions, whether landed or personal, should be enforced over Christendom, upon every one who was either unable or unwilling to assume the Cross. The lord of every feof, whether lay or ecclesiastical, was charged to raise the tithe within his own jurisdiction; and any one who refused to pay his quota, became by that act the bondsman and absolute property of his lord. At the same time the greatest indulgence was shown to those who assumed the Cross; no man was at liberty to stay them by process of any kind, whether for debt, or robbery, or murder. The King of France, at the breaking up of the conference, summoned a parliament at Paris, where these resolutions were solemnly confirmed, while Henry II. did the same for his Norman possessions at Rouen, and for England at Geddington, in Northamptonshire. To use the words of an ancient chronicler, [Stowe.] "he held a parliament about the voyage into the Holy Land, and troubled the whole land with the paying of tithes towards it." But it was not England only that was "troubled" by the tax. The people of France also looked upon it with no pleasant feelings, and appear from that time forth to have changed their indifference for the Crusade into aversion. Even the clergy, who were exceedingly willing that other people should contribute half, or even all their goods in furtherance of their favourite scheme, were not at all anxious to contribute a single sous themselves. Millot ["Elemens de l'Histoire de France."] relates that several of them cried out against the impost. Among the rest the clergy of Rheims were called upon to pay their quota, but sent a deputation to the King, begging him to be contented with the aid of their prayers, as they were too poor to contribute in any other shape. Philip Augustus knew better, and by way of giving them a lesson, employed three nobles of the vicinity to lay waste the church lands. The clergy, informed of the outrage, applied to the King for redress. "I will aid you with my prayers," said the Monarch condescendingly, "and will intreat those gentlemen to let the church alone." He did as he had promised, but in such a manner, that the nobles, who appreciated the joke, continued their devastations as before. Again the clergy applied to the King. "What would you have of me?" he replied, in answer to their remonstrances: "You gave me your prayers in my necessity, and I have given you mine in yours." The clergy understood the argument, and thought it the wiser course to pay their quota of Saladin's tithe without further parley. This anecdote shows the unpopularity of the Crusade. If the clergy disliked to contribute, it is no wonder that the people felt still greater antipathy. But the chivalry of Europe was eager for the affray: the tithe was rigorously collected, and armies from England, France, Burgundy, Italy, Flanders, and Germany, were soon in the field; The two kings who were to have led it, were, however, drawn into broils by an aggression of Richard; Duke of Guienne, better known as Richard Coeur de Lion, upon the territory of the Count of Toulouse, and the proposed journey to Palestine was delayed. War continued to rage between France and England, and with so little probability of a speedy termination, that many of the nobles, bound to the Crusade, left the two Monarchs to settle their differences at their leisure, and proceeded to Palestine without them. Death at last stepped in and removed Henry II. from the hostility of his foes, and the treachery and ingratitude of his children. His son Richard immediately concluded an alliance with Philip Augustus, and the two young, valiant, and impetuous Monarchs, united all their energies to forward the Crusade. They met with a numerous and brilliant retinue at Nonancourt in Normandy, where, in sight of their assembled chivalry, they embraced as brothers, and swore to live as friends and true allies, until a period of forty days after their return from the Holy Land. With a view of purging their camp from the follies and vices which had proved so ruinous to preceding expeditions, they drew up a code of laws for the government of the army. Gambling had been carried to a great extent, and had proved the fruitful source of quarrels and bloodshed, and one of their laws prohibited any person in the army, beneath the degree of a knight, from playing at any game for money. [Strutt's "Sports and Pastimes."] Knights and clergymen might play for money, but no one was permitted to lose or gain more than twenty shillings in a day, under a penalty of one hundred shillings. The personal attendants of the Monarchs were also allowed to play to the same extent. The penalty in their case for infraction was that they should be whipped naked through the army for the space of three days. Any crusader, who struck another and drew blood, was ordered to have his hand cut off; and whoever slew a brother crusader was condemned to be tied alive to the corpse of his victim and buried with him. No young women were allowed to follow the army, to the great sorrow of many vicious and of many virtuous dames, who had not courage to elude the decree by dressing in male attire. But many high-minded and affectionate maidens and matrons, bearing the sword or the spear, followed their husbands and lovers to the war in spite of King Richard, and in defiance of danger. The only women allowed to accompany the army in their own habiliments, were washerwomen, of fifty years complete, and any others of the fair sex who had reached the same age. These rules having been promulgated, the two monarchs marched together to Lyons, where they separated, agreeing to meet again at Messina. Philip proceeded across the Alps to Genoa, where he took ship, and was conveyed in safety to the place of rendezvous. Richard turned in the direction of Marseilles, where he also took ship for Messina. His impetuous disposition hurried him into many squabbles by the way, and his knights and followers, for the most part as brave and as foolish as himself, imitated him very zealously in this particular. At Messina the Sicilians charged the most exorbitant prices for every necessary of life. Richard's army in vain remonstrated. From words they came to blows, and, as a last resource, plundered the Sicilians, since they could not trade with them. Continual battles were the consequence, in one of which Lebrun, the favourite attendant of Richard, lost his life. The peasantry from far and near came flocking to the aid of the townspeople, and the battle soon became general. Richard, irritated at the loss of his favourite, and incited by a report that Tancred, the King of Sicily, was fighting at the head of his own people, joined the melee with his boldest knights, and, beating back the Sicilians, attacked the city, sword in hand, stormed the battlements, tore down the flag of Sicily, and planted his own in its stead. This collision gave great offence to the King of France, who became from that time jealous of Richard, and apprehensive that his design was not so much to re-establish the Christian Kingdom of Jerusalem, as to make conquests for himself. He, however, exerted his influence to restore peace between the English and Sicilians, and shortly afterwards set sail for Acre, with distrust of his ally germinating in his heart. Richard remained behind for some weeks, in a state of inactivity quite unaccountable in one of his temperament. He appears to have had no more squabbles with the Sicilians, but to have lived an easy luxurious life, forgetting, in the lap of pleasure, the objects for which he had quitted his own dominions and the dangerous laxity he was introducing into his army. The superstition of his soldiers recalled him at length to a sense of his duty: a comet was seen for several successive nights, which was thought to menace them with the vengeance of Heaven for their delay. Shooting stars gave them similar warning; and a fanatic, of the name of Joachim, with his drawn sword in his hand, and his long hair streaming wildly over his shoulders, went through the camp, howling all night long, and predicting plague, famine, and every other calamity, if they did not set out immediately. Richard did not deem it prudent to neglect the intimations; and, after doing humble penance for his remissness, he set sail for Acre. A violent storm dispersed his fleet, but he arrived safely at Rhodes with the principal part of the armament. Here he learned that three of his ships had been stranded on the rocky coasts of Cyprus, and that the ruler of the island, Isaac Comnenus, had permitted his people to pillage the unfortunate crews, and had refused shelter to his betrothed bride, the Princess Berengaria, and his sister, who, in one of the vessels, had been driven by stress of weather into the port of Limisso. The fiery monarch swore to be revenged, and, collecting all his vessels, sailed back to Limisso. Isaac Comnenus refused to apologize or explain, and Richard, in no mood to be trifled with, landed on the island, routed with great loss the forces sent to oppose him, and laid the whole country under contribution. On his arrival at Acre, he found the whole of the chivalry of Europe there before him. Guy of Lusignan, the King of Jerusalem, had long before collected the bold Knights of the Temple, the Hospital, and St. John, and had laid siege to Acre, which was resolutely defended by the Sultan Saladin, with an army magnificent both for its numbers and its discipline. For nearly two years the crusaders had pushed the siege, and made efforts almost superhuman to dislodge the enemy. Various battles had taken place in the open fields with no decisive advantage to either party, and Guy of Lusignan had begun to despair of taking that strong position without aid from Europe. His joy was extreme on the arrival of Philip with all his chivalry, and he only awaited the coming of Coeur de Lion to make one last decisive attack upon the town. When the fleet of England was first seen approaching the shores of Syria, a universal shout arose from the Christian camp; and when Richard landed with his train, one louder still pierced to the very mountains of the south, where Saladin lay with all his army. It may be remarked as characteristic of this Crusade, that the Christians and the Moslems no longer looked upon each other as barbarians, to whom mercy was a crime. Each host entertained the highest admiration for the bravery and magnanimity of the other, and in their occasional truces met upon the most friendly terms. The Moslem warriors were full of courtesy to the Christian knights, and had no other regret than to think that such fine fellows were not Mahomedans. The Christians, with a feeling precisely similar, extolled to the skies the nobleness of the Saracens, and sighed to think that such generosity and valour should be sullied by disbelief in the Gospel of Jesus. But when the strife began, all these feelings disappeared, and the struggle became mortal. The jealousy excited in the mind of Philip by the events of Messina still rankled, and the two monarchs refused to act in concert. Instead of making a joint attack upon the town, the French monarch assailed it alone, and was repulsed. Richard did the same, and with the same result. Philip tried to seduce the soldiers of Richard from their allegiance by the offer of three gold pieces per month to every knight who would forsake the banners of England for those of France. Richard met the bribe by another, and promised four pieces to every French knight who should join the Lion of England. In this unworthy rivalry their time was wasted, to the great detriment of the discipline and efficiency of their followers. Some good was nevertheless effected; for the mere presence of two such armies prevented the besieged city from receiving supplies, and the inhabitants were reduced by famine to the most woeful straits. Saladin did not deem it prudent to risk a general engagement by coming to their relief, but preferred to wait till dissension had weakened his enemy, and made him an easy prey. Perhaps if he had been aware of the real extent of the extremity in Acre, he would have changed his plan; but, cut off from the town, he did not know their misery till it was too late. After a short truce the city capitulated upon terms so severe that Saladin afterwards refused to ratify them. The chief conditions were, that the precious wood of the true cross, captured by the Moslems in Jerusalem, should be restored; that a sum of two hundred thousand gold pieces should be paid; and that all the Christian prisoners in Acre should be released, together with two hundred knights and a thousand soldiers, detained in captivity by Saladin. The eastern monarch, as may be well conceived, did not set much store on the wood of the cross, but was nevertheless anxious to keep it, as he knew its possession by the Christians would do more than a victory to restore their courage. He refused, therefore, to deliver it up, or to accede to any of the conditions; and Richard, as he had previously threatened, barbarously ordered all the Saracen prisoners in his power to be put to death. The possession of the city only caused new and unhappy dissensions between the Christian leaders. The Archduke of Austria unjustifiably hoisted his flag on one of the towers of Acre, which Richard no sooner saw than he tore it down with his own hands, and trampled it under his feet. Philip, though he did not sympathise with the Archduke, was piqued at the assumption of Richard, and the breach between the two monarchs became wider than ever. A foolish dispute arose at the same time between Guy of Lusignan and Conrad of Montferrat for the crown of Jerusalem. The inferior knights were not slow to imitate the pernicious example, and jealousy, distrust, and ill-will reigned in the Christian camp. In the midst of this confusion the King of France suddenly announced his intention to return to his own country. Richard was filled with indignation, and exclaimed, "Eternal shame light on him, and on all France, if, for any cause, he leave this work unfinished!" But Philip was not to be stayed. His health had suffered by his residence in the East, and, ambitious of playing a first part, he preferred to play none at all, than to play second to King Richard. Leaving a small detachment of Burgundians behind, he returned to France with the remainder of his army; and Coeur de Lion, without feeling, in the multitude of his rivals, that he had lost the greatest, became painfully convinced that the right arm of the enterprize was lopped off. After his departure, Richard re-fortified Acre, restored the Christian worship in the churches, and, leaving a Christian garrison to protect it, marched along the sea-coast towards Ascalon. Saladin was on the alert, and sent his light horse to attack the rear of the Christian army, while he himself, miscalculating their weakness since the defection of Philip, endeavoured to force them to a general engagement. The rival armies met near Azotus. A fierce battle ensued, in which Saladin was defeated and put to flight, and the road to Jerusalem left free for the crusaders. Again discord exerted its baleful influence, and prevented Richard from following up his victory. His opinion was constantly opposed by the other leaders, all jealous of his bravery and influence; and the army, instead of marching to Jerusalem, or even to Ascalon, as was first intended, proceeded to Jaffa, and remained in idleness until Saladin was again in a condition to wage war against them. Many months were spent in fruitless hostilities and as fruitless negotiations. Richard's wish was to recapture Jerusalem; but there were difficulties in the way, which even his bold spirit could not conquer. His own intolerable pride was not the least cause of the evil; for it estranged many a generous spirit, who would have been willing to co-operate with him in all cordiality. At length it was agreed to march to the Holy City; but the progress made was so slow and painful, that the soldiers murmured, and the leaders meditated retreat. The weather was hot and dry, and there was little water to be procured. Saladin had choked up the wells and cisterns on the route, and the army had not zeal enough to push forward amid such privation. At Bethlehem a council was held, to debate whether they should retreat or advance. Retreat was decided upon, and immediately commenced. It is said, that Richard was first led to a hill, whence he could obtain a sight of the towers of Jerusalem, and that he was so affected at being so near it, and so unable to relieve it, that he hid his face behind his shield, and sobbed aloud. The army separated into two divisions, the smaller falling back upon Jaffa, and the larger, commanded by Richard and the Duke of Burgundy, returning to Acre. Before the English monarch had made all his preparations for his return to Europe, a messenger reached Acre with the intelligence that Jaffa was besieged by Saladin, and that, unless relieved immediately, the city would be taken. The French, under the Duke of Burgundy, were so wearied with the war, that they refused to aid their brethren in Jaffa. Richard, blushing with shame at their pusillanimity, called his English to the rescue, and arrived just in time to save the city. His very name put the Saracens to flight, so great was their dread of his prowess. Saladin regarded him with the warmest admiration, and when Richard, after his victory, demanded peace, willingly acceded. A truce was concluded for three years and eight months, during which Christian pilgrims were to enjoy the liberty of visiting Jerusalem without hindrance or payment of any tax. The crusaders were allowed to retain the cities of Tyre and Jaffa, with the country intervening. Saladin, with a princely generosity, invited many of the Christians to visit Jerusalem; and several of the leaders took advantage of his offer to feast their eyes upon a spot which all considered so sacred. Many of them were entertained for days in the Sultan's own palace, from which they returned with their tongues laden with the praises of the noble infidel. Richard and Saladin never met, though the impression that they did will remain on many minds, who have been dazzled by the glorious fiction of Sir Walter Scott. But each admired the prowess and nobleness of soul of his rival, and agreed to terms far less onerous than either would have accepted, had this mutual admiration not existed.[Richard left a high reputation in Palestine. So much terror did his name occasion, that the women of Syria used it to frighten their children for ages afterwards. Every disobedient brat became still when told that King Richard was coming. Even men shared the panic that his name created; and a hundred years afterwards, whenever a horse shied at any object in the way, his rider would exclaim, "What! dost thou think King Richard is in the bush?"] The King of England no longer delayed his departure, for messengers from his own country brought imperative news that his presence was required to defeat the intrigues that were fomenting against his crown. His long imprisonment in the Austrian dominions and final ransom are too well known to be dwelt upon. And thus ended the third Crusade, less destructive of human life than the two first, but quite as useless. The flame of popular enthusiasm now burned pale indeed, and all the efforts of popes and potentates were insufficient to rekindle it. At last, after flickering unsteadily, like a lamp expiring in the socket, it burned up brightly for one final instant, and was extinguished for ever. The fourth Crusade, as connected with popular feeling, requires little or no notice. At the death of Saladin, which happened a year after the conclusion of his truce with Richard of England, his vast empire fell to pieces. His brother Saif Eddin, or Saphaddin, seized upon Syria, in the possession of which he was troubled by the sons of Saladin. When this intelligence reached Europe, the Pope, Celestine III. judged the moment favourable for preaching a new Crusade. But every nation in Europe was unwilling and cold towards it. The people had no ardour, and Kings were occupied with more weighty matters at home. The only Monarch of Europe who encouraged it was the Emperor Henry of Germany, under whose auspices the Dukes of Saxony and Bavaria took the field at the head of a considerable force. They landed in Palestine, and found anything but a welcome from the Christian inhabitants. Under the mild sway of Saladin, they had enjoyed repose and toleration, and both were endangered by the arrival of the Germans. They looked upon them in consequence as over-officious intruders, and gave them no encouragement in the warfare against Saphaddin. The result of this Crusade was even more disastrous than the last--for the Germans contrived not only to embitter the Saracens against the Christians of Judea, but to lose the strong city of Jaffa, and cause the destruction of nine-tenths of the army with which they had quitted Europe. And so ended the fourth Crusade. The fifth was more important, and had a result which its projectors never dreamed of--no less than the sacking of Constantinople, and the placing of a French dynasty upon the imperial throne of the eastern Caesars. Each succeeding Pope, however much he may have differed from his predecessors on other points, zealously agreed in one, that of maintaining by every possible means the papal ascendancy. No scheme was so likely to aid in this endeavour as the Crusades. As long as they could persuade the kings and nobles of Europe to fight and die in Syria, their own sway was secured over the minds of men at home. Such being their object, they never inquired whether a Crusade was or was not likely to be successful, whether the time were well or ill chosen, or whether men and money could be procured in sufficient abundance. Pope Innocent III. would have been proud if he could have bent the refractory Monarchs of England and France into so much submission. But John and Philip Augustus were both engaged. Both had deeply offended the church, and had been laid under her ban, and both were occupied in important reforms at home; Philip in bestowing immunities upon his subjects, and John in having them forced from him. The emissaries of the Pope therefore plied them in vain;--but as in the first and second Crusades, the eloquence of a powerful preacher incited the nobility, and through them a certain portion of the people, Foulque, Bishop of Neuilly, an ambitious and enterprizing prelate, entered fully into the views of the Court of Rome, and preached the Crusade wherever he could find an audience. Chance favoured him to a degree he did not himself expect, for he had in general found but few proselytes, and those few but cold in the cause. Theobald, Count of Champagne, had instituted a grand tournament, to which he had invited all the nobles from far and near. Upwards of two thousand knights were present with their retainers, besides a vast concourse of people to witness the sports. In the midst of the festivities Foulque arrived upon the spot, and conceiving the opportunity to be a favourable one, he addressed the multitude in eloquent language, and passionately called upon them to enrol themselves for the new Crusade. The Count de Champagne, young, ardent, and easily excited, received the cross at his hands. The enthusiasm spread rapidly. Charles Count of Blois followed the example, and of the two thousand knights present, scarcely one hundred and fifty refused. The popular phrensy seemed on the point of breaking out as in the days of yore. The Count of Flanders, the Count of Bar, the Duke of Burgundy, and the Marquis of Montferrat, brought all their vassals to swell the train, and in a very short space of time an effective army was on foot and ready to march to Palestine. The dangers of an overland journey were too well understood, and the crusaders endeavoured to make a contract with some of the Italian states to convey them over in their vessels. Dandolo, the aged Doge of Venice, offered them the galleys of the Republic; but the crusaders, on their arrival in that city, found themselves too poor to pay even half the sum demanded. Every means was tried to raise money; the crusaders melted down their plate, and ladies gave up their trinkets. Contributions were solicited from the faithful, but came in so slowly, as to make it evident to all concerned, that the faithful of Europe were outnumbered by the prudent. As a last resource, Dandolo offered to convey them to Palestine at the expense of the Republic, if they would previously aid in the recapture of the city of Zara, which had been seized from the Venetians a short time previously by the King of Hungary. The crusaders consented, much to the displeasure of the Pope, who threatened excommunication upon all who should be turned aside from the voyage to Jerusalem. But notwithstanding the fulminations of the church, the expedition never reached Palestine. The siege of Zara was speedily undertaken. After a long and brave defence, the city surrendered at discretion, and the crusaders were free, if they had so chosen it, to use their swords against the Saracens. But the ambition of the chiefs had been directed, by unforeseen circumstances, elsewhere. After the death of Manuel Comnenus, the Greek empire had fallen a prey to intestine divisions. His son Alexius II. had succeeded him, but was murdered after a very short reign by his uncle Andronicus, who seized upon the throne. His reign also was but of short duration. Isaac Angelus, a member of the same family, took up arms against the usurper, and having defeated and captured him in a pitched battle, had him put to death. He also mounted the throne only to be cast down from it. His brother Alexius deposed him, and to incapacitate him from reigning, put out his eyes, and shut him up in a dungeon. Neither was Alexius III. allowed to remain in peaceable possession of the throne; the son of the unhappy Isaac, whose name also was Alexius, fled from Constantinople, and hearing that the crusaders had undertaken the siege of Zara, made them the most magnificent offers if they would afterwards aid him in deposing his uncle. His offers were, that if by their means he was re-established in his father's dominions, he would place the Greek church under the authority of the Pope of Rome, lend the whole force of the Greek Empire to the conquest of Palestine, and distribute two hundred thousand marks of silver among the crusading army. The offer was accepted, with a proviso on the part of some of the leaders, that they should be free to abandon the design, if it met with the disapproval of the Pope. But this was not to be feared. The submission of the schismatic Greeks to the See of Rome was a greater bribe to the Pontiff, than the utter annihilation of the Saracen power in Palestine would have been. The crusaders were soon in movement for the imperial city. Their operations were skilfully and courageously directed, and spread such dismay as to paralyse the efforts of the usurper to retain possession of his throne. After a vain resistance, he abandoned the city to its fate, and fled no one knew whither. The aged and blind Isaac was taken from his dungeon by his subjects, and placed upon the throne ere the crusaders were apprized of the flight of his rival. His son Alexius IV. was afterwards associated with him in the sovereignty. But the conditions of the treaty gave offence to the Grecian people, whose prelates refused to place themselves under the dominion of the See of Rome. Alexius at first endeavoured to persuade his subjects to submission, and prayed the crusaders to remain in Constantinople until they had fortified him in the possession of a throne which was yet far from secure. He soon became unpopular with his subjects; and breaking faith with regard to the subsidies, he offended the crusaders. War was at length declared upon him by both parties; by his people for his tyranny, and by his former friends for his treachery. He was seized in his palace by his own guards and thrown into prison, while the crusaders were making ready to besiege his capital. The Greeks immediately proceeded to the election of a new Monarch; and looking about for a man with courage, energy, and perseverance, they fixed upon Alexius Ducas, who, with almost every bad quality, was possessed of the virtues they needed. He ascended the throne under the name of Murzuphlis. One of his first acts was to rid himself of his youngest predecessor--a broken heart had already removed the blind old Isaac--no longer a stumbling block in his way--and the young Alexius was soon after put to death in his prison. War to the knife was now declared between the Greeks and the Franks, and early in the spring of the year 1204, preparations were commenced for an assault upon Constantinople. The French and Venetians entered into a treaty for the division of the spoils among their soldiery, for so confident were they of success, that failure never once entered into their calculations. This confidence led them on to victory, while the Greeks, cowardly as treacherous people always are, were paralysed by a foreboding of evil. It has been a matter of astonishment to all historians, that Murzuphlis, with the reputation for courage which he had acquired, and the immense resources at his disposal, took no better measures to repel the onset of the crusaders. Their numbers were as a mere handful in comparison with those which he could have brought against them; and if they had the hopes of plunder to lead them on, the Greeks had their homes to fight for, and their very existence as a nation to protect. After an impetuous assault, repulsed for one day, but renewed with double impetuosity on another, the crusaders lashed their vessels against the walls, slew every man who opposed them, and, with little loss to themselves, entered the city. Murzuphlis fled, and Constantinople was given over to be pillaged by the victors. The wealth they found was enormous. In money alone there was sufficient to distribute twenty marks of silver to each knight, ten to each squire or servant at arms, and five to each archer. Jewels, velvets, silks, and every luxury of attire, with rare wines and fruits, and valuable merchandise of every description, also fell into their hands, and were bought by the trading Venetians, and the proceeds distributed among the army. Two thousand persons were put to the sword; but had there been less plunder to take up the attention of the victors, the slaughter would in all probability have been much greater. In many of the bloody wars which defile the page of history, we find that soldiers, utterly reckless of the works of God, will destroy his masterpiece, man, with unsparing brutality, but linger with respect around the beautiful works of art. They will slaughter women and children, but spare a picture; will hew down the sick, the helpless, and the hoary-headed, but refrain from injuring a fine piece of sculpture. The Latins, on their entrance into Constantinople, respected neither the works of God nor man, but vented their brutal ferocity upon the one and satisfied their avarice upon the other. Many beautiful bronze statues, above all price as works of art, were broken into pieces to be sold as old metal. The finely-chiselled marble, which could be put to no such vile uses, was also destroyed, with a recklessness; if possible, still more atrocious. [The following is a list of some of the works of art thus destroyed, from Nicetas, a contemporary Greek author:--1st. A colossal Juno, from the forum of Constantine, the head of which was so large that four horses could scarcely draw it from the place where it stood to the palace. 2d. The statue of Paris presenting the apple to Venus. 3d. An immense bronze pyramid, crowned by a female figure, which turned with the wind. 4th. The colossal statue of Bellerophon, in bronze, which was broken down and cast into the furnace. Under the inner nail of the horse's hind foot on the left side, was found a seal wrapped in a woollen cloth. 5th. A figure of Hercules, by Lysimachus, of such vast dimensions that the thumb was equal in circumference to the waist of a man. 6th. The Ass and his driver, cast by order of Augustus after the battle of Actium, in commemoration of his having discovered the position of Antony through the means of an ass-driver. 7th. The Wolf suckling the twins of Rome. 8th. The Gladiator in combat with a lion. 9th. The Hippopotamus. 10th. The Sphinxes. 11th. An eagle fighting with a serpent. 12th. A beautiful statue of Helen. 13th. A group, with a monster somewhat resembling a bull, engaged in deadly conflict with a serpent; and many other works of art, too numerous to mention.] The carnage being over, and the spoil distributed, six persons were chosen from among the Franks and six from among the Venetians, who were to meet and elect an Emperor, previously binding themselves by oath to select the individual best qualified among the candidates. The choice wavered between Baldwin, Count of Flanders, and Boniface, Marquis of Montferrat, but fell eventually upon the former. He was straightway robed in the imperial purple, and became the founder of a new dynasty. He did not live long to enjoy his power, or to consolidate it for his successors, who, in their turn, were soon swept away. In less than sixty years the rule of the Franks at Constantinople was brought to as sudden and disastrous a termination as the reign of Murzuphlis: and this was the grand result of the fifth Crusade. Pope Innocent III, although he had looked with no very unfavourable eye upon these proceedings, regretted that nothing had been done for the relief of the Holy Land; still, upon every convenient occasion, he enforced the necessity of a new Crusade. Until the year 1213, his exhortations had no other effect than to keep the subject in the mind of Europe. Every spring and summer, detachments of pilgrims continued to set out for Palestine to the aid of their brethren, but not in sufficient numbers to be of much service. These periodical passages were called the passagiuum Martii, or the passage of March, and the passagium Johannis, or the passage of the festival of St. John. These did not consist entirely of soldiers, armed against the Saracen, but of pilgrims led by devotion, and in performance of their vows, bearing nothing with them but their staff and their wallet. Early in the spring of 1213 a more extraordinary body of crusaders was raised in France and Germany. An immense number of boys and girls, amounting, according to some accounts, to thirty thousand, were incited by the persuasion of two monks to undertake the journey to Palestine. They were, no doubt, composed of the idle and deserted children who generally swarm in great cities, nurtured in vice and daring, and ready for anything. The object of the monks seems to have been the atrocious one of inveigling them into slave ships, on pretence of sending them to Syria, and selling them for slaves on the coast of Africa. [See Jacob de Voragine and Albericus.] Great numbers of these poor victims were shipped at Marseilles; but the vessels, with the exception of two or three, were wrecked on the shores of Italy, and every soul perished. The remainder arrived safely in Africa, and were bought up as slaves, and sent off into the interior of the country. Another detachment arrived at Genoa; but the accomplices in this horrid plot having taken no measures at that port, expecting them all at Marseilles, they were induced to return to their homes by the Genoese. Fuller, in his quaint history of the "Holy Warre," says that this Crusade was done by the instinct of the devil; and he adds a reason, which may provoke mirth now, but which was put forth by the worthy historian in all soberness and sincerity. He says, "the devil, being cloyed with the murdering of men, desired a cordial of children's blood to comfort his weak stomach;" as epicures, when tired of mutton, resort to lamb for a change. It appears from other authors that the preaching of the vile monks had such an effect upon these deluded children that they ran about the country, exclaiming, "O, Lord Jesus, restore thy cross to us!" and that neither bolts nor bars, the fear of fathers, nor the love of mothers, was sufficient to restrain them from journeying to Jerusalem. The details of these strange proceedings are exceedingly meagre and confused, and none of the contemporary writers who mention the subject have thought it worth while to state the names of the monks who originated the scheme, or the fate they met for their wickedness. Two merchants of Marseilles, who were to have shared in the profits, were, it is said, brought to justice for some other crime, and suffered death; but we are not informed whether they divulged any circumstances relating to this matter. Pope Innocent III does not seem to have been aware that the causes of this juvenile Crusade were such as have been stated, for, upon being informed that numbers of them had taken the Cross, and were marching to the Holy Land, he exclaimed, "These children are awake, while we sleep!" He imagined, apparently, that the mind of Europe was still bent on the recovery of Palestine, and that the zeal of these children implied a sort of reproach upon his own lukewarmness. Very soon afterwards, he bestirred himself with more activity, and sent an encyclical letter to the clergy of Christendom, urging them to preach a new Crusade. As usual, a number of adventurous nobles, who had nothing else to do, enrolled themselves with their retainers. At a council of Lateran, which was held while these bands were collecting, Innocent announced that he himself would take the Cross, and lead the armies of Christ to the defence of his sepulchre. In all probability he would have done so, for he was zealous enough; but death stepped in, and destroyed his project ere it was ripe. His successor encouraged the Crusade, though he refused to accompany it; and the armament continued in France, England, and Germany. No leaders of any importance joined it from the former countries. Andrew, King of Hungary, was the only monarch who had leisure or inclination to leave his dominions. The Dukes of Austria and Bavaria joined him with a considerable army of Germans, and marching to Spalatro, took ship for Cyprus, and from thence to Acre. The whole conduct of the King of Hungary was marked by pusillanimity and irresolution. He found himself in the Holy Land at the head of a very efficient army; the Saracens were taken by surprise, and were for some weeks unprepared to offer any resistance to his arms. He defeated the first body sent to oppose him, and marched towards Mount Tabor, with the intention of seizing upon an important fortress which the Saracens had recently constructed. He arrived without impediment at the Mount, and might have easily taken it; but a sudden fit of cowardice came over him, and he returned to Acre without striking a blow. He very soon afterwards abandoned the enterprise altogether, and returned to his own country. Tardy reinforcements arrived at intervals from Europe; and the Duke of Austria, now the chief leader of the expedition, had still sufficient forces at his command to trouble the Saracens very seriously. It was resolved by him, in council with the other chiefs, that the whole energy of the Crusade should be directed upon Egypt, the seat of the Saracen power in its relationship to Palestine, and from whence were drawn the continual levies that were brought against them by the Sultan. Damietta, which commanded the river Nile, and was one of the most important cities of Egypt, was chosen as the first point of attack. The siege was forthwith commenced, and carried on with considerable energy, until the crusaders gained possession of a tower, which projected into the middle of the stream, and was looked upon as the very key of the city. While congratulating themselves upon this success, and wasting in revelry the time which should have been employed in pushing the advantage, they received the news of the death of the wise Sultan Saphaddin. His two sons, Camhel and Cohreddin, divided his empire between them. Syria and Palestine fell to the share of Cohreddin, while Egypt was consigned to the other brother, who had for some time exercised the functions of Lieutenant of that country. Being unpopular among the Egyptians, they revolted against him, giving the crusaders a finer opportunity for making a conquest than they had ever enjoyed before. But, quarrelsome and licentious as they had been from time immemorial, they did not see that the favourable moment had come; or, seeing, could not profit by it. While they were revelling or fighting among themselves, under the walls of Damietta, the revolt was put down, and Camhel firmly established on the throne of Egypt. In conjunction with his brother, Cohreddin, his next care was to drive the Christians from Damietta, and, for upwards of three months, they bent all their efforts to throw in supplies to the besieged, or draw on the besiegers to a general engagement. In neither were they successful; and the famine in Damietta became so dreadful, that vermin of every description were thought luxuries, and sold for exorbitant prices. A dead dog became more valuable than a live ox in time of prosperity. Unwholesome food brought on disease, and the city could hold out no longer, for absolute want of men to defend the walls. Cohreddin and Camhel were alike interested in the preservation of so important a position, and, convinced of the certain fate of the city, they opened a conference with the crusading chiefs, offering to yield the whole of Palestine to the Christians, upon the sole condition of the evacuation of Egypt. With a blindness and wrong-headedness almost incredible, these advantageous terms were refused, chiefly through the persuasion of Cardinal Pelagius, an ignorant and obstinate fanatic, who urged upon the Duke of Austria and the French and English leaders, that infidels never kept their word; that their offers were deceptive, and merely intended to betray. The conferences were brought to an abrupt termination by the crusaders, and a last attack made upon the walls of Damietta. The besieged made but slight resistance, for they had no hope, and the Christians entered the city, and found, out of seventy thousand people, but three thousand remaining: so fearful had been the ravages of the twin fiends, plague and famine. Several months were spent in Damietta. The climate either weakened the frames or obscured the understandings of the Christians; for, after their conquest, they lost all energy, and abandoned themselves more unscrupulously than ever to riot and debauchery. John of Brienne, who, by right of his wife, was the nominal sovereign of Jerusalem, was so disgusted with the pusillanimity, arrogance, and dissensions of the chiefs, that he withdrew entirely from them, and retired to Acre. Large bodies also returned to Europe, and Cardinal Pelagius was left at liberty to blast the whole enterprise whenever it pleased him. He managed to conciliate John of Brienne, and marched forward with these combined forces to attack Cairo. It was only when he had approached within a few hours' march of that city, that he discovered the inadequacy of his army. He turned back immediately, but the Nile had risen since his departure; the sluices were opened, and there was no means of reaching Damietta. In this strait, he sued for the peace he had formerly spurned, and, happily for himself, found the generous brothers, Camhel and Cohreddin, still willing to grant it. Damietta was soon afterwards given up, and the Cardinal returned to Europe. John of Brienne retired to Acre, to mourn the loss of his kingdom, embittered against the folly of his pretended friends, who had ruined where they should have aided him. And thus ended the sixth Crusade. The seventh was more successful. Frederic II, Emperor of Germany, had often vowed to lead his armies to the defence of Palestine, but was as often deterred from the journey by matters of more pressing importance. Cohreddin was a mild and enlightened monarch, and the Christians of Syria enjoyed repose and toleration under his rule: but John of Brienne was not willing to lose his kingdom without an effort; and the Popes in Europe were ever willing to embroil the nations for the sake of extending their own power. No monarch of that age was capable of rendering more effective assistance than Frederic of Germany. To inspire him with more zeal, it was proposed that he should wed the young Princess, Violante, daughter of John of Brienne, and heiress of the kingdom of Jerusalem. Frederic consented with joy and eagerness. The Princess was brought from Acre to Rome without delay, and her marriage celebrated on a scale of great magnificence. Her father, John of Brienne, abdicated all his rights in favour of his son-in-law, and Jerusalem had once more a king, who had not only the will, but the power, to enforce his claims. Preparations for the new crusade were immediately commenced, and in the course of six months the Emperor was at the head of a well-disciplined army of sixty thousand men. Matthew Paris informs us, that an army of the same amount was gathered in England; and most of the writers upon the Crusades adopt his statement. When John of Brienne was in England, before his daughter's marriage with the Emperor was thought of, praying for the aid of Henry III. and his nobles to recover his lost kingdom, he did not meet with much encouragement. Grafton, in his Chronicle, says, "he departed again without any great comfort." But when a man of more influence in European politics appeared upon the scene, the English nobles were as ready to sacrifice themselves in the cause as they had been in the time of Coeur de Lion. The army of Frederic encamped at Brundusium; but a pestilential disease having made its appearance among them, their departure was delayed for several months. In the mean time the Empress Violante died in child-bed. John of Brienne, who had already repented of his abdication, and was besides incensed against Frederic for many acts of neglect and insult, no sooner saw the only tie which bound them, severed by the death of his daughter, than he began to bestir himself, and make interest with the Pope to undo what he had done, and regain the honorary crown he had renounced. Pope Gregory the Ninth, a man of a proud, unconciliating, and revengeful character, owed the Emperor a grudge for many an act of disobedience to his authority, and encouraged the overtures of John of Brienne more than he should have done. Frederic, however, despised them both, and, as soon as his army was convalescent, set sail for Acre. He had not been many days at sea, when he was himself attacked with the malady, and obliged to return to Otranto, the nearest port. Gregory, who had by this time decided in the interest of John of Brienne, excommunicated the Emperor for returning from so holy an expedition on any pretext whatever. Frederic at first treated the excommunication with supreme contempt; but when he got well, he gave his Holiness to understand that he was not to be outraged with impunity, and sent some of his troops to ravage the Papal territories. This, however, only made the matter worse, and Gregory despatched messengers to Palestine, forbidding the faithful, under severe pains and penalties, to hold any intercourse with the excommunicated Emperor. Thus between them both, the scheme which they had so much at heart bade fair to be as effectually ruined as even the Saracens could have wished. Frederic still continued his zeal in the Crusade, for he was now King of Jerusalem, and fought for himself, and not for Christendom, or its representative, Pope Gregory. Hearing that John of Brienne was preparing to leave Europe, he lost no time in taking his own departure, and arrived safely at Acre. It was here that he first experienced the evil effects of excommunication. The Christians of Palestine refused to aid him in any way, and looked with distrust, if not with abhorrence, upon him. The Templars, Hospitallers, and other knights, shared at first the general feeling; but they were not men to yield a blind obedience to a distant potentate, especially when it compromised their own interests. When, therefore, Frederic prepared to march upon Jerusalem without them, they joined his banners to a man. It is said, that previous to quitting Europe, the German Emperor had commenced a negotiation with the Sultan Camhel for the restoration of the Holy Land, and that Camhel, who was jealous of the ambition of his brother Cohreddin, was willing to stipulate to that effect, on condition of being secured by Frederic in the possession of the more important territory of Egypt. But before the crusaders reached Palestine, Camhel was relieved from all fears by the death of his brother. He nevertheless did not think it worth while to contest with the crusaders the barren corner of the earth which had already been dyed with so much Christian and Saracen blood, and proposed a truce of three years, only stipulating, in addition, that the Moslems should be allowed to worship freely in the Temple of Jerusalem. This happy termination did not satisfy the bigoted Christians of Palestine. The tolerance they fought for themselves, they were not willing to extend to others, and they complained bitterly of the privilege of free worship allowed to their opponents. Unmerited good fortune had made them insolent, and they contested the right of the Emperor to become a party to any treaty, as long as he remained under the ecclesiastical ban. Frederic was disgusted with his new subjects; but, as the Templars and Hospitallers remained true to him, he marched to Jerusalem to be crowned. All the churches were shut against him, and he could not even find a priest to officiate at his coronation. He had despised the Papal authority too long to quail at it now, when it was so unjustifiably exerted, and, as there was nobody to crown him, he very wisely crowned himself. He took the royal diadem from the altar with his own hands, and boldly and proudly placed it on his brow. No shouts of an applauding populace made the welkin ring, no hymns of praise and triumph resounded from the ministers of religion; but a thousand swords started from their scabbards, to testify that their owners would defend the new monarch to the death. It was hardly to be expected that he would renounce for any long period the dominion of his native land for the uneasy crown and barren soil of Palestine. He had seen quite enough of his new subjects before he was six months among them, and more important interests called him home. John of Brienne, openly leagued with Pope Gregory against him, was actually employed in ravaging his territories at the head of a papal army. This intelligence decided his return. As a preliminary step, he made those who had contemned his authority feel, to their sorrow, that he was their master. He then set sail, loaded with the curses of Palestine. And thus ended the seventh Crusade, which, in spite of every obstacle and disadvantage, had been productive of more real service to the Holy Land than any that had gone before; a result solely attributable to the bravery of Frederic and the generosity of the Sultan Camhel. Soon after the Emperor's departure a new claimant started for the throne of Jerusalem, in the person of Alice, Queen of Cyprus, and half-sister of the Mary who, by her marriage, had transferred her right to John of Brienne. The grand military orders, however, clung to Frederic, and Alice was obliged to withdraw. So peaceful a termination to the Crusade did not give unmixed pleasure in Europe. The chivalry of France and England were unable to rest, and long before the conclusion of the truce, were collecting their armies for an eighth expedition. In Palestine, also, the contentment was far from universal. Many petty Mahomedan states in the immediate vicinity were not parties to the truce, and harassed the frontier towns incessantly. The Templars, ever turbulent, waged bitter war with the Sultan of Aleppo, and in the end were almost exterminated. So great was the slaughter among them that Europe resounded with the sad story of their fate, and many a noble knight took arms to prevent the total destruction of an order associated with so many high and inspiring remembrances. Camhel, seeing the preparations that were making, thought that his generosity had been sufficiently shown, and the very day the truce was at an end assumed the offensive, and marching forward to Jerusalem took possession of it, after routing the scanty forces of the Christians. Before this intelligence reached Europe a large body of crusaders was on the march, headed by the King of Navarre, the Duke of Burgundy, the Count de Bretagne, and other leaders. On their arrival, they learned that Jerusalem had been taken, but that the Sultan was dead, and his kingdom torn by rival claimants to the supreme power. The dissensions of their foes ought to have made them united, but, as in all previous Crusades, each feudal chief was master of his own host, and acted upon his own responsibility, and without reference to any general plan. The consequence was that nothing could be done. A temporary advantage was gained by one leader, who had no means of improving it, while another was defeated, without means of retrieving himself. Thus the war lingered till the battle of Gaza, when the King of Navarre was defeated with great loss, and compelled to save himself from total destruction by entering into a hard and oppressive treaty with the Emir of Karac. At this crisis aid arrived from England, commanded by Richard Earl of Cornwall, the namesake of Coeur de Lion, and inheritor of his valour. His army was strong, and full of hope. They had confidence in themselves and in their leader, and looked like men accustomed to victory. Their coming changed the aspect of affairs. The new Sultan of Egypt was at war with the Sultan of Damascus, and had not forces to oppose two enemies so powerful. He therefore sent messengers to meet the English Earl, offering an exchange of prisoners and the complete cession of the Holy Land. Richard, who had not come to fight for the mere sake of fighting, agreed at once to terms so advantageous, and became the deliverer of Palestine without striking a blow. The Sultan of Egypt then turned his whole force against his Moslem enemies, and the Earl of Cornwall returned to Europe. Thus ended the eighth Crusade, the most beneficial of all. Christendom had no further pretence for sending her fierce levies to the East. To all appearance, the holy wars were at an end: the Christians had entire possession of Jerusalem, Tripoli, Antioch, Edessa, Acre, Jaffa, and, in fact, of nearly all Judea; and, could they have been at peace among themselves, they might have overcome, without great difficulty, the jealousy and hostility of their neighhours. A circumstance, as unforeseen as it was disastrous, blasted this fair prospect, and reillumed, for the last time, the fervour and fury of the Crusades. Gengis Khan and his successors had swept over Asia like a tropical storm, overturning in their progress the landmarks of ages. Kingdom after kingdom was cast down as they issued, innumerable, from the far recesses of the North and East, and, among others, the empire of Korasmin was overrun by these all-conquering hordes. The Korasmins, a fierce, uncivilized race, thus driven from their homes, spread themselves, in their turn, over the south of Asia with fire and sword, in search of a resting place. In their impetuous course they directed themselves towards Egypt, whose Sultan, unable to withstand the swarm that had cast their longing eyes on the fertile valleys of the Nile, endeavoured to turn them from their course. For this purpose, he sent emissaries to Barbaquan, their leader, inviting them to settle in Palestine; and the offer being accepted by the wild horde, they entered the country before the Christians received the slightest intimation of their coming. It was as sudden as it was overwhelming. Onwards, like the simoom, they came, burning and slaying, and were at the walls of Jerusalem before the inhabitants had time to look round them. They spared neither life nor property; they slew women and children, and priests at the altar, and profaned even the graves of those who had slept for ages. They tore down every vestige of the Christian faith, and committed horrors unparalleled in the history of warfare. About seven thousand of the inhabitants of Jerusalem sought safety in retreat; but before they were out of sight, the banner of the Cross was hoisted upon the walls by the savage foe to decoy them back. The artifice was but too successful. The poor fugitives imagined that help had arrived from another direction, and turned back to regain their homes. Nearly the whole of them were massacred, and the streets of Jerusalem ran with blood. The Templars, Hospitallers, and Teutonic knights forgot their long and bitter animosities, and joined hand in hand to rout out this desolating foe. They intrenched themselves in Jaffa with all the chivalry of Palestine that yet remained, and endeavoured to engage the Sultans of Emissa and Damascus to assist them against the common enemy. The aid obtained from the Moslems amounted at first to only four thousand men, but with these reinforcements Walter of Brienne, the Lord of Jaffa, resolved to give battle to the Korasrains. The conflict was as deadly as despair on the one side, and unmitigated ferocity on the other, could make it. It lasted with varying fortune for two days, when the Sultan of Emissa fled to his fortifications, and Walter of Brienne fell into the enemy's hands. The brave knight was suspended by the arms to a cross in sight of the walls of Jaffa, and the Korasminian leader declared that he should remain in that position until the city surrendered. Walter raised his feeble voice, not to advise surrender, but to command his soldiers to hold out to the last. But his gallantry was unavailing. So great had been the slaughter, that out of the grand array of knights, there now remained but sixteen Hospitallers, thirty-three Templars, and three Teutonic cavaliers. These with the sad remnant of the army fled to Acre, and the Korasmins were masters of Palestine. The Sultans of Syria preferred the Christians to this fierce horde for their neighbours. Even the Sultan of Egypt began to regret the aid he had given to such barbarous foes, and united with those of Emissa and Damascus to root them from the land. The Korasmins amounted to but twenty thousand men, and were unable to resist the determined hostility which encompassed them on every side. The Sultans defeated them in several engagements, and the peasantry rose up in masses to take vengeance upon them. Gradually their numbers were diminished. No mercy was shown them in defeat. Barbaquan, their leader, was slain, and after five years of desperate struggles they were finally extirpated, and Palestine became once more the territory of the Mussulmans. A short time previous to this devastating irruption, Louis IX. fell sick in Paris, and dreamed in the delirium of his fever that he saw the Christian and Moslem hosts fighting before Jerusalem, and the Christians defeated with great slaughter. The dream made a great impression on his superstitious mind, and he made a solemn vow that if ever he recovered his health, he would take a pilgrimage to the Holy Land. When the news of the misfortunes of Palestine, and the awful massacres at Jerusalem and Jaffa, arrived in Europe, St. Louis remembered him of his dream. More persuaded than ever, that it was an intimation direct from Heaven, he prepared to take the Cross at the head of his armies, and march to the deliverance of the Holy Sepulchre. From that moment he doffed the royal mantle of purple and ermine, and dressed in the sober serge becoming a pilgrim. All his thoughts were directed to the fulfilment of his design, and although his kingdom could but ill spare him, he made every preparation to leave it. Pope Innocent IV. applauded his zeal and afforded him every assistance. He wrote to Henry III. of England to forward the cause in his dominions, and called upon the clergy and laity all over Europe to contribute towards it. William Longsword, the celebrated Earl of Salisbury, took the Cross at the head of a great number of valiant knights and soldiers. But the fanaticism of the people was not to be awakened either in France or England. Great armies were raised, but the masses no longer sympathized. Taxation had been the great cooler of zeal. It was no longer a disgrace even to a knight if he refused to take the Cross. Rutebeuf, a French minstrel, who flourished about this time (1250), composed a dialogue between a crusader and a non-crusader, which the reader will find translated in "Way's Fabliaux." The crusader uses every argument to persuade the non-crusader to take up arms, and forsake every thing, in the holy cause; but it is evident from the greater force of the arguments used by the noncrusader, that he was the favourite of the minstrel. To a most urgent solicitation of his friend, the crusader, he replies, "I read thee right, thou boldest good To this same land I straight should hie, And win it back with mickle blood, Nor gaine one foot of soil thereby. While here dejected and forlorn, My wife and babes are left to mourn; My goodly mansion rudely marred, All trusted to my dogs to guard. But I, fair comrade, well I wot An ancient saw, of pregnant wit, Doth bid us keep what we have got, And troth I mean to follow it." This being the general feeling, it is not to be wondered at that Louis IX. was occupied fully three years in organizing his forces, and in making the necessary preparations for his departure. When all was ready he set sail for Cyprus, accompanied by his Queen, his two brothers, the Counts d'Anjou and d'Artois, and a long train of the noblest chivalry of France. His third brother, the Count de Poitiers, remained behind to collect another corps of crusaders, and followed him in a few months afterwards. The army united at Cyprus, and amounted to fifty thousand men, exclusive of the English crusaders under William Longsword. Again, a pestilential disease made its appearance, to which many hundreds fell victims. It was in consequence found necessary to remain in Cyprus until the spring. Louis then embarked for Egypt with his whole host; but a violent tempest separated his fleet, and he arrived before Damietta with only a few thousand men. They were, however, impetuous and full of hope; and although the Sultan Melick Shah was drawn up on the shore with a force infinitely superior, it was resolved to attempt a landing without waiting the arrival of the rest of the army. Louis himself in wild impatience sprang from his boat, and waded on shore; while his army, inspired by his enthusiastic bravery, followed, shouting the old war-cry of the first crusaders, Dieu le veut! Dieu le veut! A panic seized the Turks. A body of their cavalry attempted to bear down upon the crusaders, but the knights fixed their large shields deep in the sands of the shore, and rested their lances upon them, so that they projected above, and formed a barrier so imposing, that the Turks, afraid to breast it, turned round and fairly took to flight. At the moment of this panic, a false report was spread in the Saracen host, that the Sultan had been slain. The confusion immediately became general--the deroute was complete: Damietta itself was abandoned, and the same night the victorious crusaders fixed their headquarters in that city. The soldiers who had been separated from their chief by the tempest, arrived shortly afterwards; and Louis was in a position to justify the hope, not only of the conquest of Palestine, but of Egypt itself. But too much confidence proved the bane of his army. They thought, as they had accomplished so much, that nothing more remained to be done, and gave themselves up to ease and luxury. When, by the command of Louis, they marched towards Cairo, they were no longer the same men; success, instead of inspiring, had unnerved them; debauchery had brought on disease, and disease was aggravated by the heat of a climate to which none of them were accustomed. Their progress towards Massoura, on the road to Cairo, was checked by the Thanisian canal, on the banks of which the Saracens were drawn up to dispute the passage. Louis gave orders that a bridge should be thrown across; and the operations commenced under cover of two cat-castles, or high moveable towers. The Saracens soon destroyed them by throwing quantities of Greek fire, the artillery of that day, upon them, and Louis was forced to think of some other means of effecting his design. A peasant agreed, for a considerable bribe, to point out a ford where the army might wade across, and the Count d'Artois was despatched with fourteen hundred men to attempt it, while Louis remained to face the Saracens with the main body of the army. The Count d'Artois got safely over, and defeated the detachment that had been sent to oppose his landing. Flushed with the victory, the brave Count forgot the inferiority of his numbers, and pursued the panic-stricken enemy into Massoura. He was now completely cut off from the aid of his brother-crusaders, which the Moslems perceiving, took courage and returned upon him, with a force swollen by the garrison of Massoura, and by reinforcements from the surrounding districts. The battle now became hand to hand. The Christians fought with the energy of desperate men, but the continually increasing numbers of the foe surrounded them completely, and cut off all hope, either of victory or escape. The Count d'Artois was among the foremost of the slain, and when Louis arrived to the rescue, the brave advance-guard was nearly cut to pieces. Of the fourteen hundred but three hundred remained. The fury of the battle was now increased threefold. The French King and his troops performed prodigies of valour, and the Saracens, under the command of the Emir Ceccidun, fought as if they were determined to exterminate, in one last decisive effort, the new European swarm that had settled upon their coast. At the fall of the evening dews the Christians were masters of the field of Massoura, and flattered themselves that they were the victors. Self-love would not suffer them to confess that the Saracens had withdrawn, and not retreated; but their leaders were too wofully convinced that that fatal field had completed the disorganization of the Christian army, and that all hopes of future conquest were at an end. Impressed with this truth, the crusaders sued for peace. The Sultan insisted upon the immediate evacuation of Damietta, and that Louis himself should be delivered as hostage for the fulfilment of the condition. His army at once refused, and the negotiations were broken off. It was now resolved to attempt a retreat; but the agile Saracens, now in the front and now in the rear, rendered it a matter of extreme difficulty, and cut off the stragglers in great numbers. Hundreds of them were drowned in the Nile; and sickness and famine worked sad ravage upon those who escaped all other casualties. Louis himself was so weakened by disease, fatigue, and discouragement that he was hardly able to sit upon his horse. In the confusion of the flight he was separated from his attendants, and left a total stranger upon the sands of Egypt, sick, weary, and almost friendless. One knight, Geffry de Sergines, alone attended him, and led him to a miserable hut in a small village, where for several days he lay in the hourly expectation of death. He was at last discovered and taken prisoner by the Saracens, who treated him with all the honour due to his rank and all the pity due to his misfortunes. Under their care his health rapidly improved, and the next consideration was that of his ransom. The Saracens demanded, besides money, the cession of Acre, Tripoli, and other cities of Palestine. Louis unhesitatingly refused, and conducted himself with so much pride and courage that the Sultan declared he was the proudest infidel he had ever beheld. After a good deal of haggling, the Sultan agreed to waive these conditions, and a treaty was finally concluded. The city of Damietta was restored; a truce of ten years agreed upon, and ten thousand golden bezants paid for the release of Louis and the liberation of all the captives. Louis then withdrew to Jaffa, and spent two years in putting that city, and Cesarea, with the other possessions of the Christians in Palestine, into a proper state of defence. He then returned to his own country, with great reputation as a saint, but very little as a soldier. Matthew Paris informs us that, in the year 1250, while Louis was in Egypt, "thousands of the English were resolved to go to the holy war, had not the King strictly guarded his ports and kept his people from running out of doors." When the news arrived of the reverses and captivity of the French King, their ardour cooled; and the Crusade was sung of only, but not spoken of. In France, a very different feeling was the result. The news of the King's capture spread consternation through the country. A fanatic monk of Citeaux suddenly appeared in the villages, preaching to the people, and announcing that the Holy Virgin, accompanied by a whole army of saints and martyrs, had appeared to him, and commanded him to stir up the shepherds and farm labourers to the defence of the Cross. To them only was his discourse addressed, and his eloquence was such that thousands flocked around him, ready to follow wherever he should lead. The pastures and the corn-fields were deserted, and the shepherds, or pastoureaux, as they were termed, became at last so numerous as to amount to upwards of fifty thousand,--Millot says one hundred thousand men. [Elemens de l'Histoire de France.] The Queen Blanche, who governed as Regent during the absence of the King, encouraged at first the armies of the pastoureaux; but they soon gave way to such vile excesses that the peaceably disposed were driven to resistance. Robbery, murder, and violation marked their path; and all good men, assisted by the government, united in putting them down. They were finally dispersed, but not before three thousand of them had been massacred. Many authors say that the slaughter was still greater. The ten years' truce concluded in 1264, and St. Louis was urged by two powerful motives to undertake a second expedition for the relief of Palestine. These were fanaticism on the one hand, and a desire of retrieving his military fame on the other, which had suffered more than his parasites liked to remind him of. The Pope, of course, encouraged his design, and once more the chivalry of Europe began to bestir themselves. In 1268, Edward, the heir of the English monarchy, announced his determination to join the Crusade; and the Pope (Clement IV.) wrote to the prelates and clergy to aid the cause by their persuasions and their revenues. In England, they agreed to contribute a tenth of their possessions; and by a parliamentary order, a twentieth was taken from the corn and moveables of all the laity at Michaelmas. In spite of the remonstrances of the few clearheaded statesmen who surrounded him, urging the ruin that might in consequence fall upon his then prosperous kingdom, Louis made every preparation for his departure. The warlike nobility were nothing loth, and in the spring of 1270, the King set sail with an army of sixty thousand men. He was driven by stress of weather into Sardinia, and while there, a change in his plans took place. Instead of proceeding to Acre, as he originally intended, he shaped his course for Tunis, on the African coast. The King of Tunis had some time previously expressed himself favourably disposed towards the Christians and their religion, and Louis, it appears, had hopes of converting him, and securing his aid against the Sultan of Egypt. "What honour would be mine," he used to say, "if I could become godfather to this Mussulman King." Filled with this idea he landed in Africa, near the site of the city of Carthage, but found that he had reckoned without his host. The King of Tunis had no thoughts of renouncing his religion, nor intention of aiding the Crusaders in any way. On the contrary, he opposed their landing with all the forces that could be collected on so sudden an emergency. The French, however, made good their first position, and defeated the Moslems with considerable loss. They also gained some advantage over the reinforcements that were sent to oppose them; but an infectious flux appeared in the army, and put a stop to all future victories. The soldiers died at the rate of a hundred in a day. The enemy, at the same time, made as great havoc as the plague. St. Louis himself was one of the first attacked by the disease. His constitution had been weakened by fatigues, and even before he left France he was unable to bear the full weight of his armour. It was soon evident to his sorrowing soldiers that their beloved monarch could not long survive. He lingered for some days, and died in Carthage, in the fifty-sixth year of his age, deeply regretted by his army and his subjects, and leaving behind him one of the most singular reputations in history. He is the model-king of ecclesiastical writers, in whose eyes his very defects became virtues, because they were manifested in furtherance of their cause. More unprejudiced historians, while they condemn his fanaticism, admit that he was endowed with many high and rare qualities; that he was in no one point behind his age, and, in many, in advance of it. His brother, Charles of Anjou, in consequence of a revolution in Sicily, had become King of that country. Before he heard of the death of Louis, he had sailed from Messina with large reinforcements. On his landing near Carthage, he advanced at the head of his army, amid the martial music of drums and trumpets. He was soon informed how inopportune was his rejoicing, and shed tears before his whole army, such as no warrior would have been ashamed to shed. A peace was speedily agreed upon with the King of Tunis, and the armies of France and Sicily returned to their homes. So little favour had the Crusade found in England, that even the exertions of the heir to the throne had only collected a small force of fifteen hundred men. With these few Prince Edward sailed from Dover to Bourdeaux, in the expectation that he would find the French King in that city. St. Louis, however, had left a few weeks previously; upon which Edward followed him to Sardinia, and afterwards to Tunis. Before his arrival in Africa, St. Louis was no more, and peace had been concluded between France and Tunis. He determined, however, not to relinquish the Crusade. Returning to Sicily, he passed the winter in that country, and endeavoured to augment his little army. In the spring he set sail for Palestine, and arrived in safety at Acre. The Christians were torn, as usual, by mutual jealousies and animosities. The two great military orders were as virulent and as intractable as ever; opposed to each other, and to all the world. The arrival of Edward had the effect of causing them to lay aside their unworthy contention, and of uniting heart to heart, in one last effort for the deliverance of their adopted country. A force of six thousand effective warriors was soon formed to join those of the English prince, and preparations were made for the renewal of hostilities. The Sultan, Bibars or Bendocdar, [Mills, in his history, gives the name of this chief as "Al Malek al Dhaker Rokneddin Abulfeth Bibars al Ali al Bundokdari al Salehi."] a fierce Mamluke, who had been placed on the throne by a bloody revolution, was at war with all his neighbours, and unable, for that reason, to concentrate his whole strength against them. Edward took advantage of this; and marching boldly forward to Nazareth, defeated the Turks and gained possession of that city. This was the whole amount of his successes. The hot weather engendered disease among his troops, and he himself, the life and soul of the expedition, fell sick among the first. He had been ill for some time, and was slowly recovering, when a messenger desired to speak with him on important matters, and to deliver some despatches into his own hand. While the Prince was occupied in examining them, the traitorous messenger drew a dagger from his belt, and stabbed him in the breast. The wound fortunately was not deep, and Edward had gained a portion of his strength. He struggled with the assassin, and put him to death with his own dagger, at the same time calling loudly for assistance. [The reader will recognise the incident which Sir Walter Scott has introduced into his beautiful romance, "The Talisman," and which, with the licence claimed by poets and romancers, he represents as having befallen King Richard I.] His attendants came at his call, and found him bleeding profusely, and ascertained on inspection that the dagger was poisoned. Means were instantly taken to purify the wound; and an antidote was sent by the Grand Master of the Templars which removed all danger from the effects of the poison. Camden, in his history, has adopted the more popular, and certainly more beautiful, version of this story, which says that the Princess Eleonora, in her love for her gallant husband, sucked the poison from his wound at the risk of her own life: to use the words of old Fuller, "It is a pity so pretty a story should not be true; and that so sovereign a remedy as a woman's tongue, anointed with the virtue of loving affection," should not have performed the good deed. Edward suspected, and doubtless not without reason, that the assassin was employed by the Sultan of Egypt. But it amounted to suspicion only; and by the sudden death of the assassin, the principal clue to the discovery of the truth was lost for ever. Edward, on his recovery, prepared to resume the offensive; but the Sultan, embarrassed by the defence of interests which, for the time being, he considered of more importance, made offers of peace to the crusaders. This proof of weakness on the part of the enemy was calculated to render a man of Edward's temperament more anxious to prosecute the war; but he had also other interests to defend. News arrived in Palestine of the death of his father, King Henry III; and his presence being necessary in England, he agreed to the terms of the Sultan. These were, that the Christians should be allowed to retain their possessions in the Holy Land, and that a truce of ten years should be proclaimed. Edward then set sail for England; and thus ended the last Crusade. The after-fate of the Holy Land may be told in a few words. The Christians, unmindful of their past sufferings and of the jealous neighbours they had to deal with, first broke the truce by plundering some Egyptian traders near Margat. The Sultan immediately revenged the outrage by taking possession of Margat, and war once more raged between the nations. Margat made a gallant defence, but no reinforcements arrived from Europe to prevent its fall. Tripoli was the next, and other cities in succession, until at last Acre was the only city of Palestine that remained in possession of the Christians. The Grand Master of the Templars collected together his small and devoted band; and with the trifling aid afforded by the King of Cyprus, prepared to defend to the death the last possession of his order. Europe was deaf to his cry for aid, the numbers of the foe were overwhelming, and devoted bravery was of no avail. In that disastrous siege the Christians were all but exterminated. The King of Cyprus fled when he saw that resistance was vain, and the Grand Master fell at the head of his knights, pierced with a hundred wounds. Seven Templars, and as many Hospitallets, alone escaped from the dreadful carnage. The victorious Moslems then set fire to the city, and the rule of the Christians in Palestine was brought to a close for ever. This intelligence spread alarm and sorrow among the clergy of Europe, who endeavoured to rouse once more the energy and enthusiasm of the nations, in the cause of the Holy Land: but the popular mania had run its career; the spark of zeal had burned its appointed time, and was never again to be re-illumined. Here and there a solitary knight announced his determination to take up arms, and now and then a king gave cold encouragement to the scheme; but it dropped almost as soon as spoken of, to be renewed again, still more feebly, at some longer interval. Now what was the grand result of all these struggles? Europe expended millions of her treasures, and the blood of two millions of her children; and a handful of quarrelsome knights retained possession of Palestine for about one hundred years! Even had Christendom retained it to this day, the advantage, if confined to that, would have been too dearly purchased. But notwithstanding the fanaticism that originated, and the folly that conducted them, the Crusades were not productive of unmitigated evil. The feudal chiefs became better members of society, by coming in contact, in Asia, with a civilization superior to their own; the people secured some small instalments of their rights; kings, no longer at war with their nobility, had time to pass some good laws; the human mind learned some little wisdom from hard experience, and, casting off the slough of superstition in which the Roman clergy had so long enveloped it, became prepared to receive the seeds of the approaching Reformation. Thus did the all-wise Disposer of events bring good out of evil, and advance the civilization and ultimate happiness of the nations of the West, by means of the very fanaticism that had led them against the East. But the whole subject is one of absorbing interest; and if carried fully out in all its bearings, would consume more space than the plan of this work will allow. The philosophic student will draw his own conclusions; and he can have no better field for the exercise of his powers than this European madness; its advantages and disadvantages; its causes and results. THE WITCH MANIA. What wrath of gods, or wicked influence Of tears, conspiring wretched men t' afflict, Hath pour'd on earth this noyous pestilence, That mortal minds doth inwardly infect With love of blindness and of ignorance? Spencer's Tears of the Muses. Countrymen: "Hang her!--beat her!--kill her!" Justice: "How now? Forbear this violence!" Mother Sawyer: "A crew of villains--a knot of bloody hangmen! set to torment me!--I know not why." Justice: "Alas! neighbour Banks, are you a ringleader in mischief? Fie I to abuse an aged woman!" Banks: "Woman!--a she hell-cat, a witch! To prove her one, we no sooner set fire on the thatch of her house, but in she came running, as if the Devil had sent her in a barrel of gunpowder." Ford's Witch of Edmonton. The belief that disembodied spirits may be permitted to revisit this world, has its foundation upon that sublime hope of immortality, which is at once the chief solace and greatest triumph of our reason. Even if revelation did not teach us, we feel that we have that within us which shall never die; and all our experience of this life but makes us cling the more fondly to that one repaying hope. But in the early days of "little knowledge," this grand belief became the source of a whole train of superstitions, which, in their turn, became the fount from whence flowed a deluge of blood and horror. Europe, for a period of two centuries and a half, brooded upon the idea, not only that parted spirits walked the earth to meddle in the affairs of men, but that men had power to summon evil spirits to their aid to work woe upon their fellows. An epidemic terror seized upon the nations; no man thought himself secure, either in his person or possessions, from the machinations of the devil and his agents. Every calamity that befell him, he attributed to a witch. If a storm arose and blew down his barn, it was witchcraft; if his cattle died of a murrain-if disease fastened upon his limbs, or death entered suddenly, and snatched a beloved face from his hearth--they were not visitations of Providence, but the works of some neighbouring hag, whose wretchedness or insanity caused the ignorant to raise their finger, and point at her as a witch. The word was upon everybody's tongue--France, Italy, Germany, England, Scotland, and the far North, successively ran mad upon this subject, and for a long series of years, furnished their tribunals with so many trials for witchcraft that other crimes were seldom or never spoken of. Thousands upon thousands of unhappy persons fell victims to this cruel and absurd delusion. In many cities of Germany, as will be shown more fully in its due place hereafter, the average number of executions for this pretended crime, was six hundred annually, or two every day, if we leave out the Sundays, when, it is to be supposed, that even this madness refrained from its work. A misunderstanding of the famous text of the Mosaic law, "Thou shalt not suffer a witch to live," no doubt led many conscientious men astray, whose superstition, warm enough before, wanted but a little corroboration to blaze out with desolating fury. In all ages of the world men have tried to hold converse with superior beings; and to pierce, by their means, the secrets of futurity. In the time of Moses, it is evident that there were impostors, who trafficked upon the credulity of mankind, and insulted the supreme majesty of the true God by pretending to the power of divination. Hence the law which Moses, by Divine command, promulgated against these criminals; but it did not follow, as the superstitious monomaniacs of the middle ages imagined, that the Bible established the existence of the power of divination by its edicts against those who pretended to it. From the best authorities, it appears that the Hebrew word, which has been rendered, venefica, and witch, means a poisoner and divineress--a dabbler in spells, or fortune-teller. The modern witch was a very different character, and joined to her pretended power of foretelling future events that of working evil upon the life, limbs, and possessions of mankind. This power was only to be acquired by an express compact, signed in blood, with the devil himself, by which the wizard or witch renounced baptism, and sold his or her immortal soul to the evil one, without any saving clause of redemption. There are so many wondrous appearances in nature, for which science and philosophy cannot, even now, account, that it is not surprising that, when natural laws were still less understood, men should have attributed to supernatural agency every appearance which they could not otherwise explain. The merest tyro now understands various phenomena which the wisest of old could not fathom. The schoolboy knows why, upon high mountains, there should, on certain occasions, appear three or four suns in the firmament at once; and why the figure of a traveller upon one eminence should be reproduced, inverted, and of a gigantic stature, upon another. We all know the strange pranks which imagination can play in certain diseases--that the hypochondriac can see visions and spectres, and that there have been cases in which men were perfectly persuaded that they were teapots. Science has lifted up the veil, and rolled away all the fantastic horrors in which our forefathers shrouded these and similar cases. The man who now imagines himself a wolf, is sent to the hospital, instead of to the stake, as in the days of the witch mania; and earth, air, and sea are unpeopled of the grotesque spirits that were once believed to haunt them. Before entering further into the history of Witchcraft, it may be as well if we consider the absurd impersonation of the evil principle formed by the monks in their legends. We must make acquaintance with the primum mobile, and understand what sort of a personage it was, who gave the witches, in exchange for their souls, the power to torment their fellow-creatures. The popular notion of the devil was, that he was a large, ill-formed, hairy sprite, with horns, a long tail, cloven feet, and dragon's wings. In this shape he was constantly brought on the stage by the monks in their early "miracles" and "mysteries." In these representations he was an important personage, and answered the purpose of the clown in the modern pantomime. The great fun for the people was to see him well belaboured by the saints with clubs or cudgels, and to hear him howl with pain as he limped off, maimed by the blow of some vigorous anchorite. St. Dunstan generally served him the glorious trick for which he is renowned--catching hold of his nose with a pair of red-hot pincers, till "Rocks and distant dells resounded with his cries." Some of the saints spat in his face, to his very great annoyance; and others chopped pieces off his tail, which, however, always grew on again. This was paying him in his own coin, and amused the populace mightily; for they all remembered the scurvy tricks he had played them and their forefathers. It was believed that he endeavoured to trip people up, by laying his long invisible tail in their way, and giving it a sudden whisk when their legs were over it;--that he used to get drunk, and swear like a trooper, and be so mischievous in his cups as to raise tempests and earthquakes, to destroy the fruits of the earth and the barns and homesteads of true believers;--that he used to run invisible spits into people by way of amusing himself in the long winter evenings, and to proceed to taverns and regale himself with the best, offering in payment pieces of gold which, on the dawn of the following morning, invariably turned into slates. Sometimes, disguised as a large drake, he used to lurk among the bulrushes, and frighten the weary traveller out of his wits by his awful quack. The reader will remember the lines of Burns in his address to the "De'il," which so well express the popular notion on this point-- "Ae dreary, windy, winter night, The stars shot down wi' sklentin light, Wi' you, mysel, I got a fright Ayont the lough; Ye, like a rash-bush, stood in sight Wi' waving sough. "The cudgel in my nieve did shake, Each bristled hair stood like a stake, When wi' an eldritch stour, 'quaick! quaick!' Among the springs Awa ye squatter'd, like a drake, On whistling wings." In all the stories circulated and believed about him, he was represented as an ugly, petty, mischievous spirit, who rejoiced in playing off all manner of fantastic tricks upon poor humanity. Milton seems to have been the first who succeeded in giving any but a ludicrous description of him. The sublime pride which is the quintessence of evil, was unconceived before his time. All other limners made him merely grotesque, but Milton made him awful. In this the monks showed themselves but miserable romancers; for their object undoubtedly was to represent the fiend as terrible as possible: but there was nothing grand about their Satan; on the contrary, he was a low mean devil, whom it was easy to circumvent and fine fun to play tricks with. But, as is well and eloquently remarked by a modern writer, [See article on Demonology, in the sixth volume of the "Foreign Quarterly Review."] the subject has also its serious side. An Indian deity, with its wild distorted shape and grotesque attitude, appears merely ridiculous when separated from its accessories and viewed by daylight in a museum; but restore it to the darkness of its own hideous temple, bring back to our recollection the victims that have bled upon its altar, or been crushed beneath its ear, and our sense of the ridiculous subsides into aversion and horror. So, while the superstitious dreams of former times are regarded as mere speculative insanities, we may be for a moment amused with the wild incoherences of the patients; but, when we reflect, that out of these hideous misconceptions of the principle of evil arose the belief in witchcraft--that this was no dead faith, but one operating on the whole being of society, urging on the wisest and the mildest to deeds of murder, or cruelties scarcely less than murder--that the learned and the beautiful, young and old, male and female, were devoted by its influence to the stake and the scaffold--every feeling disappears, except that of astonishment that such things could be, and humiliation at the thought that the delusion was as lasting as it was universal. Besides this chief personage, there was an infinite number of inferior demons, who played conspicuous parts in the creed of witchcraft. The pages of Bekker, Leloyer, Bodin, Delrio, and De Lancre abound with descriptions of the qualities of these imps and the functions which were assigned them. From these authors, three of whom were commissioners for the trial of witches, and who wrote from the confessions made by the supposed criminals and the evidence delivered against them, and from the more recent work of M. Jules Garinet, the following summary of the creed has been, with great pains, extracted. The student who is desirous of knowing more, is referred to the works in question; he will find enough in every leaf to make his blood curdle with shame and horror: but the purity of these pages shall not be soiled by anything so ineffably humiliating and disgusting as a complete exposition of them; what is here culled will be a sufficient sample of the popular belief, and the reader would but lose time who should seek in the writings of the Demonologists for more ample details. He will gain nothing by lifting the veil which covers their unutterable obscenities, unless, like Sterne, he wishes to gather fresh evidence of "what a beast man is." In that case, he will find plenty there to convince him that the beast would be libelled by the comparison. It was thought that the earth swarmed with millions of demons of both sexes, many of whom, like the human race, traced their lineage up to Adam, who, after the fall, was led astray by devils, assuming the forms of beautiful women to deceive him. These demons "increased and multiplied," among themselves, with the most extraordinary rapidity. Their bodies were of the thin air, and they could pass though the hardest substances with the greatest ease. They had no fixed residence or abiding place, but were tossed to and fro in the immensity of space. When thrown together in great multitudes, they excited whirlwinds in the air and tempests in the waters, and took delight in destroying the beauty of nature and the monuments of the industry of man. Although they increased among themselves like ordinary creatures, their numbers were daily augmented by the souls of wicked men--of children still-born--of women who died in childbed, and of persons killed in duels. The whole air was supposed to be full of them, and many unfortunate men and women drew them by thousands into their mouths and nostrils at every inspiration; and the demons, lodging in their bowels or other parts of their bodies, tormented them with pains and diseases of every kind, and sent them frightful dreams. St. Gregory of Nice relates a story of a nun who forgot to say her benedicite, and make the sign of the cross, before she sat down to supper, and who, in consequence, swallowed a demon concealed among the leaves of a lettuce. Most persons said the number of these demons was so great that they could not be counted, but Wierus asserted that they amounted to no more than seven millions, four hundred and five thousand, nine hundred, and twenty-six; and that they were divided into seventy-two companies or battalions, to each of which there was a prince or captain. They could assume any shape they pleased. When they were male, they were called incubi; and when female, succubi. They sometimes made themselves hideous; and at other times, they assumed shapes of such transcendant loveliness, that mortal eyes never saw beauty to compete with theirs. Although the devil and his legions could appear to mankind at any time, it was generally understood that he preferred the night between Friday and Saturday. If Satan himself appeared in human shape, he was never perfectly, and in all respects, like a man. He was either too black or too white--too large or too small, or some of his limbs were out of proportion to the rest of his body. Most commonly his feet were deformed; and he was obliged to curl up and conceal his tall in some part of his habiliments; for, take what shape he would, he could not get rid of that encumbrance. He sometimes changed himself into a tree or a river; and upon one occasion he transformed himself into a barrister, as we learn from Wierus, book iv, chapter ix. In the reign of Philippe le Bel, he appeared to a monk in the shape of a dark man, riding a tall black horse--then as a friar--afterwards as an ass, and finally as a coach-wheel. Instances are not rare in which both he and his inferior demons have taken the form of handsome young men; and, successfully concealing their tails, have married beautiful young women, who have had children by them. Such children were easily recognizable by their continual shrieking--by their requiring five nurses to suckle them, and by their never growing fat. All these demons were at the command of any individual, who would give up his immortal soul to the prince of evil for the privilege of enjoying their services for a stated period. The wizard or witch could send them to execute the most difficult missions: whatever the witch commanded was performed, except it was a good action, in which case the order was disobeyed, and evil worked upon herself instead. At intervals, according to the pleasure of Satan, there was a general meeting of the demons and all the witches. This meeting was called the Sabbath, from its taking place on the Saturday or immediately after midnight on Fridays. These Sabbaths were sometimes held for one district, sometimes for another, and once at least, every year, it was held on the Brocken, or among other high mountains, as a general sabbath of the fiends for the whole of Christendom. The devil generally chose a place where four roads met, as the scene of this assembly, or if that was not convenient, the neighbourhood of a lake. Upon this spot nothing would ever afterwards grow, as the hot feet of the demons and witches burnt the principle of fecundity from the earth, and rendered it barren for ever. When orders had been once issued for the meeting of the Sabbath, all the wizards and witches who failed to attend it were lashed by demons with a rod made of serpents or scorpions, as a punishment for their inattention or want of punctuality. In France and England, the witches were supposed to ride uniformly upon broomsticks; but in Italy and Spain, the devil himself, in the shape of a goat, used to transport them on his back, which lengthened or shortened according to the number of witches he was desirous of accommodating. No witch, when proceeding to the Sabbath, could get out by a door or window, were she to try ever so much. Their general mode of ingress was by the keyhole, and of egress, by the chimney, up which they flew, broom and all, with the greatest ease. To prevent the absence of the witches from being noticed by their neighbours, some inferior demon was commanded to assume their shapes and lie in their beds, feigning illness, until the Sabbath was over. When all the wizards and witches had arrived at the place of rendezvous, the infernal ceremonies of the Sabbath began. Satan, having assumed his favourite shape of a large he-goat, with a face in front and another in his haunches, took his seat upon a throne; and all present, in succession, paid their respects to him, and kissed him in his face behind. This done, he appointed a master of the ceremonies, in company with whom he made a personal examination of all the wizards and witches, to see whether they had the secret mark about them by which they were stamped as the devil's own. This mark was always insensible to pain. Those who had not yet been marked, received the mark from the master of the ceremonies; the devil at the same time bestowing nicknames upon them. This done, they all began to sing and dance in the most furious manner, until some one arrived who was anxious to be admitted into their society. They were then silent for a while, until the new-comer had denied his salvation, kissed the devil, spat upon the Bible, and sworn obedience to him in all things. They then began dancing again with all their might, and singing these words, "Alegremos, Alegremos! Que gente va tenemos!" In the course of an hour or two, they generally became wearied of this violent exercise, and then they all sat down and recounted the evil deeds they had done since their last meeting. Those who had not been malicious and mischievous enough towards their fellow-creatures, received personal chastisement from Satan himself, who flogged them with thorns or scorpions till they were covered with blood, and unable to sit or stand. When this ceremony was concluded, they were all amused by a dance of toads. Thousands of these creatures sprang out of the earth; and standing on their hind-legs, danced, while the devil played the bagpipes or the trumpet. These toads were all endowed with the faculty of speech, and entreated the witches to reward them with the flesh of unbaptized babes for their exertions to give them pleasure. The witches promised compliance. The devil bade them remember to keep their word; and then stamping his foot, caused all the toads to sink into the earth in an instant. The place being thus cleared, preparation was made for the banquet, where all manner of disgusting things were served up and greedily devoured by the demons and witches; although the latter were sometimes regaled with choice meats and expensive wines from golden plates and crystal goblets; but they were never thus favoured unless they had done an extraordinary number of evil deeds since the last period of meeting. After the feast, they began dancing again; but such as had no relish for any more exercise in that way, amused themselves by mocking the holy sacrament of baptism. For this purpose, the toads were again called up, and sprinkled with filthy water; the devil making the sign of the cross, and all the witches calling out, "In nomine Patrica, Aragueaco Petrica, agora! agora! Valentia, jouando goure gaits goustia!" which meant, "In the name of Patrick, Petrick of Aragon,--now, now, all our ills are over!" When the devil wished to be particularly amused, he made the witches strip off their clothes and dance before him, each with a cat tied round her neck, and another dangling from her body in form of a tail. When the cock crew, they all disappeared, and the Sabbath was ended. This is a summary of the belief which prevailed for many centuries nearly all over Europe, and which is far from eradicated even at this day. It was varied in some respects in several countries, but the main points were the same in France, Germany, Great Britain, Italy, Spain, and the far North of Europe. The early annals of France abound with stories of supposed sorcery, but it was not until the time of Charlemagne that the crime acquired any great importance. "This monarch," says M. Jules Garinet, ["Histoire de la Magie en France. Rois de la seconde race," page 29.] "had several times given orders that all necromancers, astrologers, and witches should be driven from his states; but as the number of criminals augmented daily, he found it necessary at last to resort to severer measures. In consequence, he published several edicts, which may be found at length in the 'Capitulaire de Baluse.' By these, every sort of magic, enchantment, and witchcraft was forbidden; and the punishment of death decreed against those who in any way evoked the devil--compounded love-philters--afflicted either man or woman with barrenness--troubled the atmosphere--excited tempests--destroyed the fruits of the earth--dried up the milk of cows, or tormented their fellow-creatures with sores and diseases. All persons found guilty of exercising these execrable arts, were to be executed immediately upon conviction, that the earth might be rid of the burthen and curse of their presence; and those even who consulted them might also be punished with death." [M. Michaud, in his "History of the Crusades," M. Guinguene, in his "Literary History of Italy," and some other critics, have objected to Tasso's poem, that he has attributed to the Crusaders a belief in magic, which did not exist at that time. If these critics had referred to the Edicts of Charlemagne, they would have seen that Tasso was right, and that a disposition too eager to spy out imperfections in a great work was leading themselves into error.] After this time, prosecutions for witchcraft are continually mentioned, especially by the French historians. It was a crime imputed with so much ease, and repelled with so much difficulty, that the powerful, whenever they wanted to ruin the weak, and could fix no other imputation upon them, had only to accuse them of witchcraft to ensure their destruction. Instances, in which this crime was made the pretext for the most violent persecution, both of individuals and of communities, whose real offences were purely political or religious, must be familiar to every reader. The extermination of the Stedinger, in 1234; of the Templars, from 1307 to 1313; the execution of Joan of Arc, in 1429; and the unhappy scenes of Arras, in 1459; are the most prominent. The first of these is perhaps the least known, but is not among the least remarkable. The following account, from Dr. Kortum's interesting history ["Entstehungsgeschichte der freistadlischen Bunde im Mittelalter, von Dr. F. Kortum." 1827.] of the republican confederacies of the Middle Ages, will show the horrible convenience of imputations of witchcraft, when royal or priestly wolves wanted a pretext for a quarrel with the sheep. The Frieslanders, inhabiting the district from the Weser to the Zuydersee, had long been celebrated for their attachment to freedom, and their successful struggles in its defence. As early as the eleventh century, they had formed a general confederacy against the encroachments of the Normans and the Saxons, which was divided into seven seelands, holding annually a diet under a large oaktree at Aurich, near the Upstalboom. Here they managed their own affairs, without the control of the clergy and ambitious nobles who surrounded them, to the great scandal of the latter. They already had true notions of a representative government. The deputies of the people levied the necessary taxes, deliberated on the affairs of the community, and performed, in their simple and patriarchal manner; nearly all the functions of the representative assemblies of the present day. Finally, the Archbishop of Bremen, together with the Count of Oldenburg and other neighbouring potentates, formed a league against that section of the Frieslanders, known by the name of the Stedinger, and succeeded, after harassing them, and sowing dissensions among them for many years, in bringing them under the yoke. But the Stedinger, devotedly attached to their ancient laws, by which they had attained a degree of civil and religious liberty very uncommon in that age, did not submit without a violent struggle. They arose in insurrection, in the year 1204, in defence of the ancient customs of their country--refused to pay taxes to the feudal chiefs, or tithes to the clergy, who had forced themselves into their peaceful retreats, and drove out many of their oppressors. For a period of eight-and-twenty years the brave Stedinger continued the struggle single-handed against the forces of the Archbishops of Bremen and the Counts of Oldenburg, and destroyed, in the year 1232, the strong castle of Slutterberg, near Delmenhorst, built by the latter nobleman as a position from which he could send out his marauders to plunder and destroy the possessions of the peasantry. The invincible courage of these poor people proving too strong for their oppressors to cope with by the ordinary means of warfare, the Archbishop of Bremen applied to Pope Gregory IX. for his spiritual aid against them. That prelate entered cordially into the cause, and launching forth his anathema against the Stedinger as heretics and witches, encouraged all true believers to assist in their extermination. A large body of thieves and fanatics broke into their country in the year 1233, killing and burning wherever they went, and not sparing either women or children, the sick or the aged, in their rage. The Stedinger, however, rallied in great force, routed their invaders, and killed in battle their leader, Count Burckhardt of Oldenburg, with many inferior chieftains. Again the pope was applied to, and a crusade against the Stedinger was preached in all that part of Germany. The pope wrote to all the bishops and leaders of the faithful an exhortation to arm, to root out from the land those abominable witches and wizards. "The Stedinger," said his Holiness, "seduced by the devil, have abjured all the laws of God and man; slandered the Church--insulted the holy sacraments--consulted witches to raise evil spirits--shed blood like water--taken the lives of priests, and concocted an infernal scheme to propagate the worship of the devil, whom they adore under the name of Asmodi. The devil appears to them in different shapes; sometimes as a goose or a duck, and at others in the figure of a pale, black-eyed youth, with a melancholy aspect, whose embrace fills their hearts with eternal hatred against the holy church of Christ. This devil presides at their Sabbaths, when they all kiss him and dance around him. He then envelopes them in total darkness, and they all, male and female, give themselves up to the grossest and most disgusting debauchery." In consequence of these letters of the pope, the Emperor of Germany, Frederic II, also pronounced his ban against them. The Bishops of Ratzebourg, Lubeck, Osnabruek, Munster, and Minden took up arms to exterminate them, aided by the Duke of Brabant, the Counts of Holland, of Cloves, of the Mark, of Oldenburg, of Egmond, of Diest, and many other powerful nobles. An army of forty thousand men was soon collected, which marched, under the command of the Duke of Brabant, into the country of the Stedinger. The latter mustered vigorously in defence of their lives and liberties, but could raise no greater force, including every man capable of bearing arms, than eleven thousand men to cope against the overwhelming numbers of their foe. They fought with the energy of despair, but all in vain. Eight thousand of them were slain on the field of battle; the whole race was exterminated; and the enraged conquerors scoured the country in all directions--slew the women and children and old men--drove away the cattle--fired the woods and cottages, and made a total waste of the land. Just as absurd and effectual was the charge brought against the Templars in 1307, when they had rendered themselves obnoxious to the potentates and prelacy of Christendom. Their wealth, their power, their pride, and their insolence had raised up enemies on every side; and every sort of accusation was made against them, but failed to work their overthrow, until the terrible cry of witchcraft was let loose upon them. This effected its object, and the Templars were extirpated. They were accused of having sold their souls to the devil, and of celebrating all the infernal mysteries of the witches' Sabbath. It was pretended that, when they admitted a novice into their order, they forced him to renounce his salvation and curse Jesus Christ; that they then made him submit to many unholy and disgusting ceremonies, and forced him to kiss the Superior on the cheek, the navel, and the breech; and spit three times upon a crucifix. That all the members were forbidden to have connexion with women, but might give themselves up without restraint to every species of unmentionable debauchery. That when, by any mischance, a Templar infringed this order, and a child was born, the whole order met, and tossed it about like a shuttlecock from one to the other until it expired; that they then roasted it by a slow fire, and with the fat which trickled from it anointed the hair and beard of a large image of the devil. It was also said that, when one of the knights died, his body was burnt into a powder, and then mixed with wine and drunk by every member of the order. Philip IV, who, to exercise his own implacable hatred, invented, in all probability, the greater part of these charges, issued orders for the immediate arrest of all the Templars in his dominions. The pope afterwards took up the cause with almost as much fervour as the King of France; and in every part of Europe, the Templars were thrown into prison and their goods and estates confiscated. Hundreds of them, when put to the rack, confessed even the most preposterous of the charges against them, and by so doing, increased the popular clamour and the hopes of their enemies. It is true that, when removed from the rack, they denied all they had previously confessed; but this circumstance only increased the outcry, and was numbered as an additional crime against them. They were considered in a worse light than before, and condemned forthwith to the flames, as relapsed heretics. Fifty-nine of these unfortunate victims were all burned together by a slow fire in a field in the suburbs of Paris, protesting to the very last moment of their lives, their innocence of the crimes imputed to them, and refusing to accept of pardon upon condition of acknowledging themselves guilty. Similar scenes were enacted in the provinces; and for four years, hardly a month passed without witnessing the execution of one or more of these unhappy men. Finally, in 1313, the last scene of this tragedy closed by the burning of the Grand-Master, Jacques de Molay, and his companion, Guy, the Commander of Normandy. Anything more atrocious it is impossible to conceive; disgraceful alike to the monarch who originated, the pope who supported, and the age which tolerated the monstrous iniquity. That the malice of a few could invent such a charge, is a humiliating thought for the lover of his species; but that millions of mankind should credit it, is still more so. The execution of Joan of Arc is the next most notorious example which history affords us, of the imputation of witchcraft against a political enemy. Instances of similar persecution, in which this crime was made the pretext for the gratification of political or religious hatred, might be multiplied to a great extent. But it is better to proceed at once to the consideration of the bull of Pope Innocent, the torch that set fire to the longlaid train, and caused so fearful an explosion over the Christian world. It will be necessary, however, to go back for some years anterior to that event, the better to understand the motives that influenced the Church in the promulgation of that fearful document. Towards the close of the fourteenth and beginning of the fifteenth century, many witches were burned in different parts of Europe. As a natural consequence of the severe persecution, the crime, or the pretenders to it, increased. Those who found themselves accused and threatened with the penalties, if they happened to be persons of a bad and malicious disposition, wished they had the power imputed to them, that they might be revenged upon their persecutors. Numerous instances are upon record of half-crazed persons being found muttering the spells which were supposed to raise the evil one. When religion and law alike recognized the crime, it is no wonder that the weak in reason and the strong in imagination, especially when they were of a nervous temperament, fancied themselves endued with the terrible powers of which all the world was speaking. The belief of their neighbours did not lag behind their own, and execution was the speedy consequence. As the fear of witchcraft increased, the Catholic clergy strove to fix the imputation of it upon those religious sects, the pioneers of the Reformation, who began about this time to be formidable to the Church of Rome. If a charge of heresy could not ensure their destruction, that of sorcery and witchcraft never failed. In the year 1459, a devoted congregation of the Waldenses, at Arras, who used to repair at night to worship God in their own manner in solitary places, fell victims to an accusation of sorcery. It was rumored in Arras that in the desert places to which they retired, the devil appeared before them in human form, and read from a large book his laws and ordinances, to which they all promised obedience; that he then distributed money and food among them, to bind them to his service, which done, they gave themselves up to every species of lewdness and debauchery. Upon these rumours, several creditable persons in Arras were seized and imprisoned, together with a number of decrepit and idiotic old women. The rack, that convenient instrument for making the accused confess anything, was of course put in requisition. Monstrelet, in his Chronicle, says that they were tortured until some of them admitted the truth of the whole accusations, and said besides, that they had seen and recognized, in their nocturnal assemblies, many persons of rank; many prelates, seigneurs, governors of bailliages, and mayors of cities, being such names as the examiners had themselves suggested to the victims. Several who had been thus informed against, were thrown into prison, and so horribly tortured, that reason fled, and, in their ravings of pain, they also confessed their midnight meetings with the devil, and the oaths they had taken to serve him. Upon these confessions judgment was pronounced: the poor old women, as usual in such cases, were hanged and burned in the market-place; the more wealthy delinquents were allowed to escape, upon payment of large sums. It was soon after universally recognized that these trials had been conducted in the most odious manner, and that the judges had motives of private vengeance against many of the more influential persons who had been implicated. The Parliament of Paris afterwards declared the sentence illegal, and the judges iniquitous; but its arret was too late to be of service even to those who had paid the fine, or to punish the authorities who had misconducted themselves; for it was not delivered until thirty-two years after the executions had taken place. In the mean time, accusations of witchcraft spread rapidly in France, Italy, and Germany. Strange to say, that although in the first instance chiefly directed against heretics, the latter were as firm believers in the crime as even the Catholics themselves. In after times we also find that the Lutherans and Calvinists became greater witchburners than ever the Romanists had been: so deeply was the prejudice rooted. Every other point of belief was in dispute, but that was considered by every sect to be as well established as the authenticity of the Scriptures, or the existence of a God. But at this early period of the epidemic the persecutions were directed by the heads of the Catholic Church. The spread of heresy betokened, it was thought, the coming of Antichrist. Florimond, in his work concerning the Antichrist, lets us fully into the secret of these prosecutions. He says, "All who have afforded us some signs of the approach of Antichrist agree that the increase of sorcery and witchcraft is to distinguish the melancholy period of his advent; and was ever age so afflicted as ours? The seats destined for criminals in our courts of justice are blackened with persons accused of this guilt. There are not judges enough to try them. Our dungeons are gorged with them. No day passes that we do not render our tribunals bloody by the dooms which we pronounce, or in which we do not return to our homes, discountenanted and terrified at the horrible confessions which we have heard. And the devil is accounted so good a master, that we cannot commit so great a number of his slaves to the flames, but what there shall arise from their ashes a sufficient number to supply their place." Florimond here spoke the general opinion of the Church of Rome; but it never suggested itself to the mind of any person engaged in these trials, that if it were indeed a devil, who raised up so many new witches to fill the places of those consumed, it was no other than one in their own employ--the devil of persecution. But so it was. The more they burned, the more they found to burn; until it became a common prayer with women in the humbler walks of life, that they might never live to grow old. It was sufficient to be aged, poor, and ill-tempered, to ensure death at the stake or the scaffold. In the year 1487 there was a severe storm in Switzerland, which laid waste the country for four miles around Constance. Two wretched old women, whom the popular voice had long accused of witchcraft, were arrested on the preposterous charge of having raised the tempest. The rack was displayed, and the two poor creatures extended upon it. In reply to various leading questions from their tormentors, they owned, in their agony, that they were in the constant habit of meeting the devil, that they had sold their souls to him, and that at their command he had raised the tempest. Upon this insane and blasphemous charge they were condemned to die. In the criminal registers of Constance there stands against the name of each the simple but significant phrase, "convicta et combusta." This case and hundreds of others were duly reported to the ecclesiastical powers. There happened at that time to be a Pontiff at the head of the Church who had given much of his attention to the subject of witchcraft, and who, with the intent of rooting out the crime, did more to increase it than any other man that ever lived. John Baptist Cibo, elected to the Papacy in 1485, under the designation of Innocent VIII, was sincerely alarmed at the number of witches, and launched forth his terrible manifesto against them. In his celebrated bull of 1488, he called the nations of Europe to the rescue of the church of Christ upon earth, emperilled by the arts of Satan, and set forth the horrors that had reached his ears; how that numbers of both sexes had intercourse with the infernal fiends; how by their sorceries they afflicted both man and beast; how they blighted the marriage bed, destroyed the births of women and the increase of cattle; and how they blasted the corn on the ground, the grapes of the vineyard, the fruits of the trees, and the herbs of the field. In order that criminals so atrocious might no longer pollute the earth, he appointed inquisitors in every country, armed with the apostolic power to convict and punish. It was now that the Witch Mania, properly so called, may be said to have fairly commenced. Immediately a class of men sprang up in Europe, who made it the sole business of their lives to discover and burn the witches. Sprenger, in Germany, was the most celebrated of these national scourges. In his notorious work, the "Malleus Maleficarum," he laid down a regular form of trial, and appointed a course of examination by which the inquisitors in other countries might best discover the guilty. The questions, which were always enforced by torture, were of the most absurd and disgusting nature. The inquisitors were required to ask the suspected whether they had midnight meetings with the devil? whether they attended the witch's sabbath on the Brocken? whether they had their familiar spirits? whether they could raise whirlwinds and call down the lightning? and whether they had sexual intercourse with Satan? Straightway the inquisitors set to work; Cumarius, in Italy, burned forty-one poor women in one province alone, and Sprenger, in Germany, burned a number which can never be ascertained correctly, but which, it is agreed on all hands, amounted to more than five hundred in a year. The great resemblance between the confessions of the unhappy victims was regarded as a new proof of the existence of the crime. But this is not astonishing. The same questions from the "Malleus Maleficarum," were put to them all, and torture never failed to educe the answer required by the inquisitor. Numbers of people whose imaginations were filled with these horrors, went further in the way of confession than even their tormenters anticipated, in the hope that they would thereby be saved from the rack, and put out of their misery at once. Some confessed that they had had children by the devil; but no one, who had ever been a mother, gave utterance to such a frantic imagining, even in the extremity of her anguish. The childless only confessed it, and were burned instanter as unworthy to live. For fear the zeal of the enemies of Satan should cool, successive Popes appointed new commissions. One was appointed by Alexander VI, in 1494; another by Leo X, in 1521, and a third by Adrian VI, in 1522. They were all armed with the same powers to hunt out and destroy, and executed their fearful functions but too rigidly. In Geneva alone five hundred persons were burned in the years 1515 and 1516, under the title of Protestant witches. It would appear that their chief crime was heresy, and their witchcraft merely an aggravation. Bartolomeo de Spina has a list still more fearful. He informs us that, in the year 1524, no less than a thousand persons suffered death for witchcraft in the district of Como, and that for several years afterwards the average number of victims exceeded a hundred annually. One inquisitor, Remigius, took great credit to himself for having, during fifteen years, convicted and burned nine hundred. In France, about the year 1520, fires for the execution of witches blazed in almost every town. Danaeus, in his "Dialogues of Witches," says they were so numerous that it would be next to impossible to tell the number of them. So deep was the thraldom of the human mind, that the friends and relatives of the accused parties looked on and approved. The wife or sister of a murderer might sympathise in his fate, but the wives and husbands of sorcerers and witches had no pity. The truth is that pity was dangerous, for it was thought no one could have compassion on the sufferings of a witch who was not a dabbler in the art: to have wept for a witch would have insured the stake. In some districts, however, the exasperation of the people broke out, in spite of superstition. The inquisitor of a rural township in Piedmont burned the victims so plentifully, and so fast, that there was not a family in the place which did not lose a member. The people at last arose, and the inquisitor was but too happy to escape from the country with whole limbs. The Archbishop of the diocese proceeded afterwards to the trial of such as the inquisitor had left in prison. Some of the charges were so utterly preposterous that the poor wretches were at once liberated; others met a harder, but the usual fate. Some of them were accused of having joined the witches' dance at midnight under a blasted oak, where they had been seen by creditable people. The husbands of several of these women (two of whom were young and beautiful) swore positively that at the time stated their wives were comfortably asleep in their arms; but it was all in vain. Their word was taken, but the Archbishop told them they had been deceived by the devil and their own senses. It was true they might have had the semblance of their wives in their beds, but the originals were far away, at the devil's dance under the oak. The honest fellows were confounded, and their wives burned forthwith. In the year 1561, five poor women of Verneuil were accused of transforming themselves into cats, and in that shape attending the sabbath of the fiends--prowling around Satan, who presided over them in the form of a goat, and dancing, to amuse him, upon his back. They were found guilty, and burned. [Bodin, page 95. Garinet, page 125. "Anti-demon de Serclier," page 346.] In 1564, three wizards and a witch appeared before the Presidents Salvert and D'Avanton: they confessed, when extended on the rack, that they anointed the sheep-pens with infernal unguents to kill the sheep--that they attended the sabbath, where they saw a great black goat, which spoke to them, and made them kiss him, each holding a lighted candle in his hand while he performed the ceremony. They were all executed at Poitiers. In 1571, the celebrated sorcerer, Trois Echelles, was burned in the Place de Greve, in Paris. He confessed, in the presence of Charles IX, and of the Marshals de Montmorency, De Retz, and the Sieur du Mazille, physician to the King, that he could perform the most wonderful things by the aid of a devil to whom he had sold himself. He described at great length the saturnalia of the fiends--the sacrifices which they offered up--the debaucheries they committed with the young and handsome witches, and the various modes of preparing the infernal unguent for blighting cattle. He said he had upwards of twelve hundred accomplices in the crime of witchcraft in various parts of France, whom he named to the King, and many of whom were afterwards arrested and suffered execution. At Dole, two years afterwards, Gilles Garnier, a native of Lyons, was indicted for being a loupgarou, or man-wolf, and for prowling in that shape about the country at night to devour little children. The indictment against him, as read by Henri Camus, doctor of laws and counsellor of the King, was to the effect that he, Gilles Garnier, had seized upon a little girl, twelve years of age, whom he drew into a vineyard and there killed, partly with his teeth and partly with his hands, seeming like wolf's paws--that from thence he trailed her bleeding body along the ground with his teeth into the wood of La Serre, where he ate the greatest portion of her at one meal, and carried the remainder home to his wife; that, upon another occasion, eight days before the festival of All Saints, he was seen to seize another child in his teeth, and would have devoured her had she not been rescued by the country-people--and that the said child died a few days afterwards of the injuries he had inflicted; that fifteen days after the same festival of All Saints, being again in the shape of a wolf, he devoured a boy thirteen years of age, having previously torn off his leg and thigh with his teeth, and hid them away for his breakfast on the morrow. He was, furthermore, indicted for giving way to the same diabolical and unnatural propensities even in his shape of a man, and that he had strangled a boy in a wood with the intention of eating him, which crime he would have effected if he had not been seen by the neighhours and prevented. Gilles Garnier was put to the rack, after fifty witnesses had deposed against him: he confessed everything that was laid to his charge. He was, thereupon, brought back into the presence of his judges, when Dr. Camus, in the name of the Parliament of Dole, pronounced the following sentence:-- "Seeing that Gilles Garnier has, by the testimony of credible witnesses, and by his own spontaneous confession, been proved guilty of the abominable crimes of lycanthropy and witchcraft, this court condemns him, the said Gilles, to be this day taken in a cart from this spot to the place of execution, accompanied by the executioner (maitre executeur de la haute justice), where he, by the said executioner, shall be tied to a stake and burned alive, and that his ashes be then scattered to the winds. The Court further condemns him, the said Gilles, to the costs of this prosecution." "Given at Dole, this 18th day of January, 1573." In 1578, the Parliament of Paris was occupied for several days with the trial of a man, named Jacques Roller. He, also, was found guilty of being a loup-garou, and in that shape devouring a little boy. He was burnt alive in the Place de Greve. In 1579, so much alarm was excited in the neighbourhood of Melun by the increase of witches and loup-garous, that a council was held to devise some measures to stay the evil. A decree was passed, that all witches, and consulters with witches, should be punished with death; and not only those, but fortune-tellers and conjurors of every kind. The Parliament of Rouen took up the same question in the following year, and decreed that the possession of a grimoire, or book of spells, was sufficient evidence of witchcraft; and that all persons on whom such books were found should be burned alive. Three councils were held in different parts of France in the year 1583, all in relation to the same subject. The Parliament of Bourdeaux issued strict injunctions to all curates and clergy whatever, to use redoubled efforts to root out the crime of witchcraft. The Parliament of Tours was equally peremptory, and feared the judgments of an offended God, if all these dealers with the devil were not swept from the face of the land. The Parliament of Rheims was particularly severe against the noueurs d'aiguillette, or "tyers of the knot;" people of both sexes, who took pleasure in preventing the consummation of marriage, that they might counteract the command of God to our first parents, to increase and multiply. This Parliament held it to be sinful to wear amulets to preserve from witchcraft; and that this practice might not be continued within its jurisdiction, drew up a form of exorcism, which would more effectually defeat the agents of the devil, and put them to flight. A case of witchcraft, which created a great sensation in its day, occurred in 1588, at a village in the mountains of Auvergne, about two leagues from Apchon. A gentleman of that place being at his window, there passed a friend of his who had been out hunting, and who was then returning to his own house. The gentleman asked his friend what sport he had had; upon which the latter informed him that he had been attacked in the plain by a large and savage wolf, which he had shot at, without wounding; and that he had then drawn out his hunting-knife and cut off the animal's fore-paw, as it sprang upon his neck to devour him. The huntsman, upon this, put his hand into his bag to pull out the paw, but was shocked to find that it was a woman's hand, with a wedding-ring on the finger. The gentleman immediately recognized his wife's ring, "which," says the indictment against her, "made him begin to suspect some evil of her." He immediately went in search of her, and found her sitting by the fire in the kitchen, with her arm hidden underneath her apron. He tore off her apron with great vehemence, and found that she had no hand, and that the stump was even then bleeding. She was given into custody, and burned at Riom in presence of some thousands of spectators. [Tablier. See also Boguet, "Discours sur les Sorciers;" and M. Jules Garinet, "Histoire de la Magie," page 150.] In the midst of these executions, rare were the gleams of mercy; few instances are upon record of any acquittal taking place when the charge was witchcraft. The discharge of fourteen persons by the Parliament of Paris, in the year 1589, is almost a solitary example of a return to reason. Fourteen persons, condemned to death for witchcraft, appealed against the judgment to the Parliament of Paris, which for political reasons had been exiled to Tours. The Parliament named four commissioners, Pierre Pigray, the King's surgeon, and Messieurs Leroi, Renard, and Falaiseau, the King's physicians, to visit and examine these witches, and see whether they had the mark of the devil upon them. Pigray, who relates the circumstance in his work on Surgery, book vii, chapter the tenth, says the visit was made in presence of two counsellors of the court. The witches were all stripped naked, and the physicians examined their bodies very diligently, pricking them in all the marks they could find, to see whether they were insensible to pain, which was always considered a certain proof of guilt. They were, however, very sensible of the pricking, and some of them called out very lustily when the pins were driven into them. "We found them," continues Pierre Pigray, "to be very poor, stupid people, and some of them insane; many of them were quite indifferent about life, and one or two of them desired death as a relief for their sufferings. Our opinion was, that they stood more in need of medicine than of punishment, and so we reported to the Parliament. Their case was, thereupon, taken into further consideration, and the Parliament, after mature counsel amongst all the members, ordered the poor creatures to be sent to their homes, without inflicting any punishment upon them." Such was the dreadful state of Italy, Germany, and France, during the sixteenth century, which was far from being the worst crisis of the popular madness with regard to witchcraft. Let us see what was the state of England during the same period. The Reformation, which in its progress had rooted out so many errors, stopped short at this, the greatest error of all. Luther and Calvin were as firm believers in witchcraft as Pope Innocent himself, and their followers showed themselves more zealous persecutors than the Romanists. Dr. Hutchinson, in his work on Witchcraft, asserts that the mania manifested itself later in England, and raged with less virulence than on the Continent. The first assertion only is true; but though the persecution began later both in England and Scotland, its progress was as fearful as elsewhere. It was not until more than fifty years after the issuing of the Bull of Innocent VIII. that the Legislature of England thought fit to make any more severe enactments against sorcery than those already in operation. The statute of 1541 was the first that specified the particular crime of witchcraft. At a much earlier period, many persons had suffered death for sorcery in addition to other offences; but no executions took place for attending the witches' sabbath, raising tempests, afflicting cattle with barrenness, and all the fantastic trumpery of the Continent. Two statutes were passed in 1551; the first, relating to false prophecies, caused mainly, no doubt, by the impositions of Elizabeth Barton, the Holy Maid of Kent, in 1534, and the second against conjuration, witchcraft, and sorcery. But even this enactment did not consider witchcraft as penal in itself, and only condemned to death those who by means of spells, incantations, or contracts with the devil, attempted the lives of their neighbours. The statute of Elizabeth, in 1562, at last recognized witchcraft as a crime of the highest magnitude, whether exerted or not to the injury of the lives, limbs, and possessions of the community. From that date, the persecution may be fairly said to have commenced in England. It reached its climax in the early part of the seventeenth century, which was the hottest period of the mania all over Europe. A few cases of witch persecution in the sixteenth century will enable the reader to form a more accurate idea of the progress of this great error than if he plunged at once into that busy period of its history when Matthew Hopkins and his coadjutors exercised their infernal calling. Several instances occur in England during the latter years of the reign of Elizabeth. At this time the public mind had become pretty familiar with the details of the crime. Bishop Jewell, in his sermons before Her Majesty, used constantly to conclude them by a fervent prayer that she might be preserved from witches. Upon one occasion, in 1598, his words were, "It may please your Grace to understand that witches and sorcerers, within these last four years, are marvellously increased within this your Grace's realm. Your Grace's subjects pine away even unto the death; their colour fadeth--their flesh rotteth--their speech is benumbed--their senses are bereft! I pray God they may never practise further than upon the subject!" By degrees, an epidemic terror of witchcraft spread into the villages. In proportion as the doctrines of the Puritans took root this dread increased, and, of course, brought persecution in its train. The Church of England has claimed, and is entitled to the merit, of having been less influenced in these matters than any other sect of Christians; but still they were tainted with the superstition of the age. One of the most flagrant instances of cruelty and delusion upon record was consummated under the authority of the Church, and commemorated till a very late period by an annual lecture at the University of Cambridge. This is the celebrated case of the Witches of Warbois, who were executed about thirty-two years after the passing of the statute of Elizabeth. Although in the interval but few trials are recorded, there is, unfortunately, but too much evidence to show the extreme length to which the popular prejudice was carried. Many women lost their lives in every part of England without being brought to trial at all, from the injuries received at the hands of the people. The number of these can never be ascertained. The case of the Witches of Warbois merits to be detailed at length, not only from the importance attached to it for so many years by the learned of the University, but from the singular absurdity of the evidence upon which men, sensible in all other respects, could condemn their fellow-creatures to the scaffold. The principal actors in this strange drama were the families of Sir Samuel Cromwell and a Mr. Throgmorton, both gentlemen of landed property near Warbois, in the county of Huntingdon. Mr. Throgmorton had several daughters, the eldest of whom, Mistress Joan, was an imaginative and melancholy girl, whose head was filled with stories of ghosts and witches. Upon one occasion she chanced to pass the cottage of one Mrs. or, as she was called, Mother Samuel, a very aged, a very poor, and a very ugly woman. Mother Samuel was sitting at her door knitting, with a black cap upon her head, when this silly young lady passed, and taking her eyes from her work she looked steadfastly at her. Mistress Joan immediately fancied that she felt sudden pains in all her limbs, and from that day forth, never ceased to tell her sisters, and everybody about her, that Mother Samuel had bewitched her. The other children took up the cry, and actually frightened themselves into fits whenever they passed within sight of this terrible old woman. Mr. and Mrs. Throgmorton, not a whir wiser than their children, believed all the absurd tales they had been told; and Lady Cromwell, a gossip of Mrs. Throgmorton, made herself very active in the business, and determined to bring the witch to the ordeal. The sapient Sir Samuel joined in the scheme; and the children thus encouraged gave loose reins to their imaginations, which seem to have been of the liveliest. They soon invented a whole host of evil spirits, and names for them besides, which, they said, were sent by Mother Samuel to torment them continually. Seven spirits especially, they said, were raised from hell by this wicked woman to throw them into fits; and as the children were actually subject to fits, their mother and her commeres gave the more credit to the story. The names of these spirits were, "First Smack," "Second Smack," "Third Smack," "Blue," "Catch," "Hardname," and "Pluck." Throgmorton, the father, was so pestered by these idle fancies, and yet so well inclined to believe them, that he marched valiantly forth to the hut where Mother Samuel resided with her husband and daughter, and dragged her forcibly into his own grounds. Lady Cromwell, Mrs. Throgmorton, and the girls were in waiting, armed with long pins to prick the witch, and see if they could draw blood from her. Lady Cromwell, who seems to have been the most violent of the party, tore the old woman's cap off her head, and plucking out a handful of her grey hair, gave it to Mrs. Throgmorton to burn, as a charm which would preserve them all from her future machinations. It was no wonder that the poor creature, subjected to this rough usage, should give vent to an involuntary curse upon her tormentors. She did so, and her curse was never forgotten. Her hair, however, was supposed to be a grand specific, and she was allowed to depart, half dead with terror and ill usage. For more than a year, the families of Cromwell and Throgmorton continued to persecute her, and to assert that her imps afflicted them with pains and fits, turned the milk sour in their pans, and prevented their cows and ewes from bearing. In the midst of these fooleries, Lady Cromwell was taken ill and died. It was then remembered that her death had taken place exactly a year and a quarter since she was cursed by Mother Samuel, and that on several occasions she had dreamed of the witch and a black cat, the latter being of course the arch-enemy of mankind himself. Sir Samuel Cromwell now conceived himself bound to take more energetic measures against the sorceress, since he had lost his wife by her means. The year and a quarter and the black cat were proofs positive. All the neighbours had taken up the cry of witchcraft against Mother Samuel; and her personal appearance, unfortunately for her, the very ideal of what a witch ought to be, increased the popular suspicion. It would appear that at last the poor woman believed, even to her own disadvantage, that she was what everybody represented her to be. Being forcibly brought into Mr. Throgmorton's house, when his daughter Joan was in one of her customary fits, she was commanded by him and Sir Samuel Cromwell to expel the devil from the young lady. She was told to repeat her exorcism, and to add, "as I am a witch, and the causer of Lady Cromwell's death, I charge thee, fiend, to come out of her!" She did as was required of her, and moreover confessed that her husband and daughter were leagued with her in witchcraft, and had, like her, sold their souls to the devil. The whole family were immediately arrested, and sent to Huntingdon to prison. The trial was instituted shortly afterwards before Mr. Justice Fenner, when all the crazy girls of Mr. Throgmorton's family gave evidence against Mother Samuel and her family. They were all three put to the torture. The old woman confessed in her anguish that she was a witch--that she had cast her spells upon the young ladies, and that she had caused the death of Lady Cromwell. The father and daughter, stronger in mind than their unfortunate wife and parent, refused to confess anything, and asserted their innocence to the last. They were all three condemned to be hanged, and their bodies burned. The daughter, who was young and good-looking, excited the pity of many persons, and she was advised to plead pregnancy, that she might gain at least a respite from death. The poor girl refused proudly, on the ground that she would not be accounted both a witch and a strumpet. Her half-witted old mother caught at the idea of a few weeks' longer life, and asserted that she was pregnant. The court was convulsed with laughter, in which the wretched victim herself joined, and this was accounted an additional proof that she was a witch. The whole family were executed on the 7th of April, 1593. Sir Samuel Cromwell, as lord of the manor, received the sum of 40 pounds out of the confiscated property of the Samuels, which he turned into a rent-charge of 40 shillings yearly, for the endowment of an annual sermon or lecture upon the enormity of witchcraft, and this case in particular, to be preached by a doctor or bachelor of divinity of Queen's College, Cambridge. I have not been able to ascertain the exact date at which this annual lecture was discontinued, but it appears to have been preached so late as 1718, when Dr. Hutchinson published his work upon witchcraft. To carry on in proper chronological order the history of the witch delusion in the British isles, it will be necessary to examine into what was taking place in Scotland during all that part of the sixteenth century anterior to the accession of James VI. to the crown of England. We naturally expect that the Scotch,--a people renowned from the earliest times for their powers of imagination,--should be more deeply imbued with this gloomy superstition than their neighhours of the South. The nature of their soil and climate tended to encourage the dreams of early ignorance. Ghosts, goblins, wraiths, kelpies, and a whole host of spiritual beings, were familiar to the dwellers by the misty glens of the Highlands and the romantic streams of the Lowlands. Their deeds, whether of good or ill, were enshrined in song, and took a greater hold upon the imagination because "verse had sanctified them." But it was not till the religious reformers began the practice of straining Scripture to the severest extremes, that the arm of the law was called upon to punish witchcraft as a crime per se. What Pope Innocent VIII. had done for Germany and France, the preachers of the Reformation did for the Scottish people. Witchcraft, instead of being a mere article of faith, became enrolled in the statute book; and all good subjects and true Christians were called upon to take arms against it. The ninth Parliament of Queen Mary passed an act in 1563, which decreed the punishment of death against witches and consulters with witches, and immediately the whole bulk of the people were smitten with an epidemic fear of the devil and his mortal agents. Persons in the highest ranks of life shared and encouraged the delusion of the vulgar. Many were themselves accused of witchcraft; and noble ladies were shown to have dabbled in mystic arts, and proved to the world that, if they were not witches, it was not for want of the will. Among the dames who became notorious for endeavouring to effect their wicked ends by the devil's aid, may be mentioned the celebrated Lady Buccleugh, of Branxholme, familiar to all the readers of Sir Walter Scott; the Countess of Lothian, the Countess of Angus, the Countess of Athol, Lady Kerr, the Countess of Huntley, Euphemia Macalzean (the daughter of Lord Cliftonhall), and Lady Fowlis. Among the celebrated of the other sex who were accused of wizzardism was Sir Lewis Ballantyne, the Lord Justice Clerk for Scotland, who, if we may believe Scot of Scotstarvet, "dealt by curiosity with a warlock called Richard Grahame," and prayed him to raise the devil. The warlock consented, and raised him in propria persona, in the yard of his house in the Canongate, "at sight of whom the Lord Justice Clerk was so terrified that he took sickness and thereof died." By such idle reports as these did the envious ruin the reputation of those they hated, though it would appear in this case that Sir Lewis had been fool enough to make the attempt of which he was accused, and that the success of the experiment was the only apocryphal part of the story. The enemies of John Knox invented a similar tale, which found ready credence among the Roman Catholics; glad to attach any stigma to that grand scourge of the vices of their church. It was reported that he and his secretary went into the churchyard of St. Andrew's with the intent to raise "some sanctes;" but that, by a mistake in their conjurations, they raised the great fiend himself, instead of the saints they wished to consult. The popular rumour added that Knox's secretary was so frightened at the great horns, goggle eyes, and long tail of Satan, that he went mad, and shortly afterwards died. Knox himself was built of sterner stuff, and was not to be frightened. The first name that occurs in the records of the High Court of Justiciary of persons tried or executed for witchcraft is that of Janet Bowman, in 1572, nine years after the passing of the act of Mary. No particulars of her crimes are given, and against her name there only stand the words, "convict and brynt." It is not, however, to be inferred that, in this interval, no trials or executions took place; for it appears on the authority of documents of unquestioned authenticity in the Advocates' Library at Edinburgh, [Foreign Quarterly Review, vol. vi. page 41.] that the Privy Council made a practice of granting commissions to resident gentlemen and ministers, in every part of Scotland, to examine, try, and execute witches within their own parishes. No records of those who suffered from the sentence of these tribunals have been preserved; but if popular tradition may be believed, even to the amount of one-fourth of its assertions, their number was fearful. After the year 1572, the entries of executions for witchcraft in the records of the High Court become more frequent, but do not average more than one per annum; another proof that trials for this offence were in general entrusted to the local magistracy. The latter appear to have ordered witches to the stake with as little compunction, and after as summary a mode, as modern justices of the peace order a poacher to the stocks. As James VI. advanced in manhood, he took great interest in the witch trials. One of them especially, that of Gellie Duncan, Dr. Fian, and their accomplices, in the year 1591, engrossed his whole attention, and no doubt suggested in some degree, the famous work on Demonology which he wrote shortly afterwards. As these witches had made an attempt upon his own life, it is not surprising, with his habits, that he should have watched the case closely, or become strengthened in his prejudice and superstition by its singular details. No other trial that could be selected would give so fair an idea of the delusions of the Scottish people as this. Whether we consider the number of victims, the absurdity of the evidence, and the real villany of some of the persons implicated, it is equally extraordinary. Gellie Duncan, the prime witch in these proceedings, was servant to the Deputy Bailiff of Tranent, a small town in Hadingtonshire, about ten miles from Edinburgh. Though neither old nor ugly (as witches usually were), but young and good-looking, her neighbours, from some suspicious parts of her behaviour, had long considered her a witch. She had, it appears, some pretensions to the healing art. Some cures which she effected were so sudden, that the worthy Bailiff, her master, who, like his neighbours, mistrusted her, considered them no less than miraculous. In order to discover the truth, he put her to the torture; but she obstinately refused to confess that she had dealings with the devil. It was the popular belief that no witch would confess as long as the mark which Satan had put upon her remained undiscovered upon her body. Somebody present reminded the torturing Bailie of this fact, and on examination, the devil's mark was found upon the throat of poor Gellie. She was put to the torture again, and her fortitude giving way under the extremity of her anguish, she confessed that she was indeed a witch--that she had sold her soul to the devil, and effected all her cures by his aid. This was something new in the witch creed, according to which, the devil delighted more in laying diseases on, than in taking them off; but Gellie Duncan fared no better on that account. The torture was still applied, until she had named all her accomplices, among whom were one Cunningham, a reputed wizard, known by the name of Dr. Fian, a grave and matron-like witch, named Agnes Sampson, Euphemia Macalzean, the daughter of Lord Cliftonhall, already mentioned, and nearly forty other persons, some of whom were the wives of respectable individuals in the city of Edinburgh. Every one of these persons was arrested, and the whole realm of Scotland thrown into commotion by the extraordinary nature of the disclosures which were anticipated. About two years previous to this time, James had suddenly left his kingdom, and proceeded gallantly to Denmark, to fetch over his bride, the Princess of Denmark, who had been detained by contrary weather in the harbour of Upslo. After remaining for some months in Copenhagen, he set sail with his young bride, and arrived safely in Leith, on the 1st of May 1590, having experienced a most boisterous passage, and been nearly wrecked. As soon as the arrest of Gellie Duncan and Fian became known in Scotland, it was reported by everybody who pretended to be well-informed that these witches and their associates had, by the devil's means, raised the storms which had endangered the lives of the King and Queen. Gellie, in her torture, had confessed that such was the fact, and the whole kingdom waited aghast and open-mouthed for the corroboration about to be furnished by the trial. Agnes Sampson, the "grave and matron-like" witch implicated by Gellie Duncan, was put to the horrible torture of the pilliewinkis. She laid bare all the secrets of the sisterhood before she had suffered an hour, and confessed that Gellie Duncan, Dr. Fian, Marion Lineup, Euphemia Macalzean, herself, and upwards of two hundred witches and warlocks, used to assemble at midnight in the kirk of North Berwick, where they met the devil; that they had plotted there to attempt the King's life; that they were incited to this by the old fiend himself, who had asserted with a thundering oath that James was the greatest enemy he ever had, and that there would be no peace for the devil's children upon earth until he were got rid of; that the devil upon these occasions always liked to have a little music, and that Gellie Duncan used to play a reel before him on a trump or Jew's harp, to which all the witches danced. James was highly flattered at the idea that the devil should have said that he was the greatest enemy he ever had. He sent for Gellie Duncan to the palace, and made her play before him the same reel which she had played at the witches' dance in the kirk. Dr. Fian, or rather Cunningham, a petty schoolmaster at Tranent, was put to the torture among the rest. He was a man who had led an infamous life, was a compounder of and dealer in poisons, and a pretender to magic. Though not guilty of the preposterous crimes laid to his charge, there is no doubt that he was a sorcerer in will, though not in deed, and that he deserved all the misery he endured. When put on the rack, he would confess nothing, and held out so long unmoved, that the severe torture of the boots was resolved upon. He endured this till exhausted nature could bear no longer, when Insensibility kindly stepped in to his aid. When it was seen that he was utterly powerless, and that his tongue cleaved to the roof of his mouth, he was released. Restoratives were administered; and during the first faint gleam of returning consciousness, he was prevailed upon to sign, ere he well knew what he was about, a full confession, in strict accordance with those of Gellie Duncan and Agnes Sampson. He was then remanded to his prison, from which, after two days, he managed, somehow or other, to escape. He was soon recaptured, and brought before the Court of Justiciary, James himself being present. Fian now denied all the circumstances of the written confession which he had signed; whereupon the King, enraged at his "stubborn wilfulness," ordered him once more to the torture. His finger nails were riven out with pincers, and long needles thrust up to the eye into the quick; but still he did not wince. He was then consigned again to the boots, in which, to quote a pamphlet published at the time, [News from Scotland, declaring the damnable life of Dr. Fian.] he continued "so long, and abode so many blows in them, that his legs were crushed and beaten together as small as might be, and the bones and flesh so bruised, that the blood and marrow spouted forth in great abundance, whereby they were made unserviceable for ever." The astonishing similarity of the confessions of all the persons implicated in these proceedings has often been remarked. It would appear that they actually endeavoured to cause the King's death by their spells and sorceries. Fian, who was acquainted with all the usual tricks of his profession, deceived them with pretended apparitions, so that many of them were really convinced that they had seen the devil. The sum of their confessions was to the following effect:-- Satan, who was, of course, a great foe of the reformed religion, was alarmed that King James should marry a Protestant princess. To avert the consequences to the realms of evil, he had determined to put an end to the King and his bride by raising a storm on their voyage home. Satan, first of all, sent a thick mist over the waters, in the hope that the King's vessel might be stranded on the coast amid the darkness. This failing, Dr. Fian, who, from his superior scholarship, was advanced to the dignity of the devil's secretary, was commanded to summon all the witches to meet their master, each one sailing on a sieve on the high seas. On All-hallowmas Eve, they assembled to the number of upwards of two hundred, including Gellie Duncan, Agnes Sampson, Euphemia Macalzean, one Barbara Napier, and several warlocks; and each embarking in a riddle, or sieve, they sailed "over the ocean very substantially." After cruising about for some time, they met with the fiend, bearing in his claws a cat, which had been previously drawn nine times through the fire. This he delivered to one of the warlocks, telling him to cast it into the sea, and cry "Hola!" This was done with all solemnity, and immediately the ocean became convulsed--the waters hissed loudly, and the waves rose mountains high, "Twisting their arms to the dun-coloured heaven." The witches sailed gallantly through the tempest they had raised, and landing on the coast of Scotland, took their sieves in their hands, and marched on in procession to the haunted kirk of North Berwick, where the devil had resolved to hold a preaching. Gellie Duncan, the musician of the party, tripped on before, playing on her Jew's harp, and singing, "Cummer, go ye before, Cummer, go ye; Gif ye will not go before, Cummer, let me!" Arrived at the kirk, they paced around it withershins, that is, in reverse of the apparent motion of the sun. Dr. Fian then blew into the key-hole of the door, which opened immediately, and all the witches entered. As it was pitch dark, Fian blew with his mouth upon the candles, which immediately lighted, and the devil was seen occupying the pulpit. He was attired in a black gown and hat, and the witches saluted him, by crying, "All hail, master!" His body was hard, like iron; his face terrible; his nose, like the beak of an eagle; he had great burning eyes; his hands and legs were hairy; and he had long claws upon his hands and feet, and spake with an exceedingly gruff voice. Before commencing his sermon, he called over the names of his congregation, demanding whether they had been good servants, and what success had attended their operations against the life of the King and his bride. Gray Meill, a crazy old warlock, who acted as beadle or doorkeeper, was silly enough to answer, "that nothing ailed the King yet, God be thanked;" upon which the devil, in a rage, stepped down from the pulpit, and boxed his ears for him. He then remounted, and commenced the preaching, commanding them to be dutiful servants to him, and do all the evil they could. Euphemia Macalzean and Agnes Sampson, bolder than the rest, asked him whether he had brought the image or picture of King James, that they might, by pricking it, cause pains and diseases to fall upon him. "The father of lies" spoke truth for once, and confessed that he had forgotten it; upon which Euphemia Macalzean upbraided him loudly for his carelessness. The devil, however, took it all in good part, although Agnes Sampson and several other women let loose their tongues at him immediately. When they had done scolding, he invited them all to a grand entertainment. A newly buried corpse was dug up, and divided among them, which was all they had in the way of edibles. He was more liberal in the matter of drink, and gave them so much excellent wine that they soon became jolly. Gellie Duncan then played the old tune upon her trump, and the devil himself led off the dance with Euphemia Mac alzean. Thus they kept up the sport till the cock crew. Agnes Sampson, the wise woman of Keith, as she was called, added some other particulars in her confession. She stated, that on a previous occasion, she had raised an awful tempest in the sea, by throwing a cat into it, with four joints of men tied to its feet. She said also, that on their grand attempt to drown King James, they did not meet with the devil after cruising about, but that he had accompanied them from the first, and that she had seen him dimly in the distance, rolling himself before them over the great waves, in shape and size not unlike a huge haystack. They met with a foreign ship richly laden with wines and other good things, which they boarded, and sunk after they had drunk all the wine, and made themselves quite merry. Some of these disclosures were too much even for the abundant faith of King James, and he more than once exclaimed, that the witches were like their master, "extreme lyars." But they confessed many other things of a less preposterous nature, and of which they were, no doubt, really guilty. Agnes Sampson said she was to have taken the King's life by anointing his linen with a strong poison. Gellie Duncan used to threaten her neighbours by saying she would send the devil after them; and many persons of weaker minds than usual were frightened into fits by her, and rendered subject to them for the remainder of their lives. Dr. Finn also made no scruple in aiding and abetting murder, and would rid any person of an enemy by means of poison, who could pay him his fee for it. Euphemia Macalzean also was far from being pure. There is no doubt that she meditated the King's death, and used such means to compass it as the superstition of the age directed. She was a devoted partizan of Bothwell, who was accused by many of the witches as having consulted them on the period of the King's death. They were all found guilty, and sentenced to be hanged and burned. Barbara Napier, though found guilty upon other counts, was acquitted upon the charge of having been present at the great witch-meeting in Berwick kirk. The King was highly displeased, and threatened to have the jury indicted for a wilful error upon an assize. They accordingly reconsidered their verdict, and threw themselves upon the King's mercy for the fault they had committed. James was satisfied, and Barbara Napier was hanged along with Gellie Duncan, Agnes Sampson, Dr. Fian, and five-and-twenty others. Euphemia Macalzean met a harder fate. Her connexion with the bold and obnoxious Bothwell, and her share in poisoning one or two individuals who had stood in her way, were thought deserving of the severest punishment the law could inflict. Instead of the ordinary sentence, directing the criminal to be first strangled and then burned, the wretched woman was doomed "to be bound to a stake, and burned in ashes, quick to the death." This cruel sentence was executed on the 25th of June 1591. These trials had the most pernicious consequences all over Scotland. The lairds and ministers in their districts, armed with due power from the privy council, tried and condemned old women after the most summary fashion. Those who still clung to the ancient faith of Rome were the severest sufferers, as it was thought, after the disclosures of the fierce enmity borne by the devil towards a Protestant King and his Protestant wife, that all the Catholics were leagued with the powers of evil to work woe on the realm of Scotland. Upon a very moderate calculation, it is presumed that from the passing of the act of Queen Mary till the accession of James to the throne of England, a period of thirty-nine years, the average number of executions for witchcraft in Scotland was two hundred annually, or upwards of seventeen thousand altogether. For the first nine years the number was not one quarter so great; but towards the years 1590 to 1593, the number must have been more than four hundred. The case last cited was one of an extraordinary character. The general aspect of the trials will be better seen from that of Isabel Gowdie, which, as it would be both wearisome and disgusting to go through them all, is cited as a fair specimen, although it took place at a date somewhat later than the reign of James. This woman, wearied of her life by the persecutions of her neighbours, voluntarily gave herself up to justice, and made a confession, embodying the whole witch-creed of the period. She was undoubtedly a monomaniac of the most extraordinary kind. She said that she deserved to be stretched upon an iron rack, and that her crimes could never be atoned for, even if she were to be drawn asunder by wild horses. She named a long list of her associates, including nearly fifty women and a few warlocks. They dug up the graves of unchristened infants, whose limbs were serviceable in their enchantments. When they wanted to destroy the crops of an enemy, they yoked toads to his plough, and on the following night Satan himself ploughed the land with his team, and blasted it for the season. The witches had power to assume almost any shape; but they generally chose either that of a cat or a hare, oftenest the latter. Isabel said, that on one occasion, when she was in this disguise, she was sore pressed by a pack of hounds, and had a very narrow escape with her life. She reached her own door at last, feeling the hot breath of the pursuing dogs at her haunches. She managed, however, to hide herself behind a chest, and got time to pronounce the magic words that could alone restore her to her proper shape. They were:-- "Hare! hare! God send thee care! I am in a hare's likeness now; But I shall be a woman e'en now! Hare! hare! God send thee care!" If witches, when in this shape, were bitten by the dogs, they always retained the marks in their human form; but she had never heard that any witch had been bitten to death. When the devil appointed any general meeting of the witches, the custom was that they should proceed through the air mounted on broomsticks, or on corn or bean-straws, pronouncing as they went:-- "Horse and partook, horse and go, Horse and pellats, ho! ho! ho!" They generally left behind them a broom, or a three-legged stool, which, when placed in their beds and duly charmed, assumed the human shape till their return. This was done that the neighhours might not know when they were absent. She added, that the devil furnished his favourite witches with servant imps to attend upon them. These imps were called "The Roaring Lion," "Thief of Hell," "Wait-upon-Herself," "Ranting Roarer," "Care-for-Naught," &c. and were known by their liveries, which were generally yellow, sad-dun, sea-green, pea-green, or grass-green. Satan never called the witches by the names they had received at baptism; neither were they allowed, in his presence, so to designate each other. Such a breach of the infernal etiquette assuredly drew down his most severe displeasure. But as some designation was necessary, he re-baptized them in their own blood by the names of "Able-and-Stout," "Over-the-dike-with-it," "Raise-the-wind," "Pickle-nearest-the-wind," "Batter-them-down-Maggy," "Blow-Kale," and such like. The devil himself was not very particular what name they called him so that it was not "Black John." If any witch was unthinking enough to utter these words, he would rush out upon her, and beat and buffet her unmercifully, or tear her flesh with a wool-card. Other names he did not care about; and once gave instructions to a noted warlock that whenever he wanted his aid, he was to strike the ground three times and exclaim, "Rise up, foul thief!" Upon this confession many persons were executed. So strong was the popular feeling, that no one once accused of witchcraft was acquitted; at least, acquittals did not average one in a hundred trials. Witch-finding, or witch-pricking became a trade, and a set of mercenary vagabonds roamed about the country, provided with long pins to run into the flesh of supposed criminals. It was no unusual thing then, nor is it now, that in aged persons there should be some spot on the body totally devoid of feeling. It was the object of the witchpricker to discover this spot, and the unhappy wight who did not bleed when pricked upon it, was doomed to the death. If not immediately cast into prison, her life was rendered miserable by the persecution of her neighbours. It is recorded of many poor women, that the annoyances they endured in this way were so excessive, that they preferred death. Sir George Mackenzie, the Lord Advocate, at the time when witch-trials were so frequent, and himself a devout believer in the crime, relates, in his "Criminal Law," first published in 1678, some remarkable instances of it. He says, "I went, when I was a justice-depute, to examine some women who had confessed judicially: and one of them, who was a silly creature, told me, under secrecy, that she had not confessed because she was guilty, but being a poor creature who wrought for her meat, and being defamed for a witch, she knew she should starve; for no person thereafter would either give her meat or lodging, and that all men would beat her and set dogs at her; and that, therefore, she desired to be out of the world; whereupon she wept most bitterly, and upon her knees called God to witness to what she said." Sir George, though not wholly elevated above the prejudices of his age upon this subject, was clearsighted enough to see the danger to society of the undue encouragement given to the witch-prosecutions. He was convinced that three-fourths of them were unjust and unfounded. He says, in the work already quoted, that the persons who were in general accused of this crime, were poor ignorant men and women, who did not understand the nature of the accusation, and who mistook their own superstitious fears for witchcraft. One poor wretch, a weaver, confessed that he was a warlock, and, being asked why, he replied, because "he had seen the devil dancing, like a fly, about the candle!" A simple woman, who, because she was called a witch, believed that she was, asked the judge upon the bench, whether a person might be a witch and not know it? Sir George adds, that all the supposed criminals were subjected to severe torture in prison from their gaolers, who thought they did God good service by vexing and tormenting them; "and I know," says this humane and enlightened magistrate, "that this usage was the ground of all their confession; and albeit, the poor miscreants cannot prove this usage, the actors in it being the only witnesses, yet the judge should be jealous of it, as that which did at first elicit the confession, and for fear of which they dare not retract it." Another author, ["Satan's Invisible World discovered," by the Rev. G. Sinclair.] also a firm believer in witchcraft, gives a still more lamentable instance of a woman who preferred execution as a witch to live on under the imputation. This woman, who knew that three others were to be strangled and burned on an early day, sent for the minister of the parish, and confessed that she had sold her soul to Satan. "Whereupon being called before the judges, she was condemned to die with the rest. Being carried forth to the place of execution, she remained silent during the first, second, and third prayer, and then, perceiving that there remained no more but to rise and go to the stake, she lifted up her body, and, with a loud voice, cried out, "Now all you that see me this day, know that I am now to die as a witch, by my own confession, and I free all men, especially the ministers and magistrates, of the guilt of my blood. I take it wholly upon myself. My blood be upon my own head. And, as I must make answer to the God of heaven presently, I declare I am as free of witchcraft as any child. But, being delated by a malicious woman, and put in prison under the name of a witch, disowned by my husband and friends, and seeing no ground of hope of ever coming out again, I made up that confession to destroy my own life, being weary of it, and choosing rather to die than to live." As a proof of the singular obstinacy and blindness of the believers in witches, it may be stated, that the minister who relates this story only saw in the dying speech of the unhappy woman an additional proof that she was a witch. True indeed is it, that "none are so blind as those who will not see." It is time, however, to return to James VI, who is fairly entitled to share with Pope Innocent, Sprenger, Bodinus, and Matthew Hopkins the glory or the odium of being at the same time a chief enemy and chief encourager of witchcraft. Towards the close of the sixteenth century, many learned men, both on the Continent and in the isles of Britain, had endeavoured to disabuse the public mind on this subject. The most celebrated were Wierus in Germany, Pietro d'Apone in Italy, and Reginald Scot in England. Their works excited the attention of the zealous James, who, mindful of the involuntary compliment which his merits had extorted from the devil, was ambitious to deserve it by still continuing "his greatest enemie." In the year 1597 he published, in Edinburgh, his famous treatise on Demonology. Its design may be gathered from the following passage in the introduction. "The fearful abounding," says the King, "at this time, and in this country, of these detestable slaves of the devil, the witches, or enchanters, hath moved me, beloved reader, to despatch in post this following treatise of mine, not in any wise, as I protest, to serve for a show of mine own learning and ingene (ingenuity), but only (moved of conscience) to press thereby, so far as I can, to resolve the doubting hearts of many; both that such assaults of Satan are most certainly practised, and that the instrument thereof merits most severely to be punished, against the damnable opinions of two, principally in our age, whereof the one, called Scot, an Englishman, is not ashamed, in public print, to deny that there can be such thing as witchcraft, and so maintains the old error of the Sadducees, in denying of spirits. The other, called Wierus, a German physician, sets out a public apology for all these crafts-folks, whereby procuring for them impunity, he plainly betrays himself to have been one of that profession." In other parts of this treatise, which the author had put into the form of a dialogue to "make it more pleasant and facile," he says, "Witches ought to be put to death, according to the law of God, the civil and imperial law, and the municipal law of all Christian nations: yea, to spare the life, and not strike whom God bids strike, and so severely punish in so odious a treason against God, is not only unlawful, but doubtless as great a sin in the magistrate, as was Saul's sparing Agag." He says also, that the crime is so abominable, that it may be proved by evidence which would not be received against any other offenders,--young children, who knew not the nature of an oath, and persons of an infamous character, being sufficient witnesses against them; but lest the innocent should be accused of a crime so difficult to be acquitted of, he recommends that in all cases the ordeal should be resorted to. He says, "Two good helps may be used: the one is, the finding of their mark, and the trying the insensibleness thereof; the other is their floating on the water; for, as in a secret murther, if the dead carcass be at any time thereafter handled by the murtherer, it will gush out of blood, as if the blood were crying to Heaven for revenge of the murtherer, (God having appointed that secret supernatural sign for trial of that secret unnatural crime); so that it appears that God hath appointed (for a supernatural sign of the monstrous impiety of witches) that the water shall refuse to receive them in her bosom, that have shaken off them the sacred water of baptism, and wilfully refused the benefit thereof; no, not so much as their eyes are able to shed tears (threaten and torture them as you please), while first they repent (God not permitting them to dissemble their obstinacy in so horrible a crime). Albeit, the womenkind especially, be able otherwise to shed tears at every light occasion, when they will; yea, although it were dissembling, like the crocodiles." When such doctrines as these were openly promulgated by the highest authority in the realm, and who, in promulgating them, flattered, but did not force the public opinion, it is not surprising that the sad delusion should have increased and multiplied, until the race of wizards and witches replenished the earth. The reputation which he lost by being afraid of a naked sword, he more than regained by his courage in combating the devil. The Kirk showed itself a most zealous coadjutor, especially during those halcyon days when it was not at issue with the King upon other matters of doctrine and prerogative. On his accession to the throne of England, in 1603, James came amongst a people who had heard with admiration of his glorious deeds against the witches. He himself left no part of his ancient prejudices behind him, and his advent was the signal for the persecution to burst forth in England with a fury equal to that in Scotland. It had languished a little during the latter years of the reign of Elizabeth; but the very first Parliament of King James brought forward the subject. James was flattered by their promptitude, and the act passed in 1604. On the second reading in the House of Lords, the bill passed into a committee, in which were twelve bishops. By it was enacted, "That if any person shall use, practise, or exercise any conjuration of any wicked or evil spirit, or shall consult, covenant with, or feed any such spirit, the first offence to be imprisonment for a year and standing in the pillory once a quarter; the second offence to be death." The minor punishment seems but rarely to have been inflicted. Every record that has been preserved, mentions that the witches were hanged and burned, or burned without the previous strangling, "alive and quick." During the whole of James's reign, amid the civil wars of his successor, the sway of the Long Parliament, the usurpation of Cromwell, and the reign of Charles II, there was no abatement of the persecution. If at any time it raged with less virulence, it was when Cromwell and the Independents were masters. Dr. Zachary Grey, the editor of an edition of "Hudibras," informs us, in a note to that work, that he himself perused a list of three thousand witches who were executed in the time of the Long Parliament alone. During the first eighty years of the seventeenth century, the number executed has been estimated at five hundred annually, making the frightful total of forty thousand. Some of these cases deserve to be cited. The great majority resemble closely those already mentioned, but two or three of them let in a new light upon the popular superstition. Every one has heard of the "Lancashire witches," a phrase now used to compliment the ladies of that county for their bewitching beauty; but it is not every one who has heard the story in which it originated. A villainous boy, named Robinson, was the chief actor in the tragedy. He confessed, many years afterwards, that he had been suborned by his father and other persons to give false evidence against the unhappy witches whom he brought to the stake. The time of this famous trial was about the year 1634. This boy Robinson, whose father was a wood-cutter, residing on the borders of Pendle Forest, in Lancashire, spread abroad many rumours against one Mother Dickenson, whom he accused of being a witch. These rumours coming to the ears of the local magistracy, the boy was sent for, and strictly examined. He told the following extraordinary story, without hesitation or prevarication, and apparently in so open and honest a manner, that no one who heard him doubted the truth of it:--He said, that as he was roaming about in one of the glades of the forest, amusing himself by gathering blackberries, he saw two greyhounds before him, which he thought at the time belonged to some gentleman of the neighbourhood. Being fond of sport, he proposed to have a course, and a hare being started, he incited the hounds to run. Neither of them would stir. Angry at the beasts, he seized hold of a switch, with which he was about to punish them, when one of them suddenly started up in the form of a woman, and the other, of a little boy. He at once recognised the woman to be the witch Mother Dickenson. She offered him some money to induce him to sell his soul to the devil; but he refused. Upon this she took a bridle out of her pocket, and, shaking it over the head of the other little boy, he was instantly turned into a horse. Mother Dickenson then seized him in her arms, sprang upon the horse; and, placing him before her, rode with the swiftness of the wind over forests, fields, bogs, and rivers, until they came to a large barn. The witch alighted at the door; and taking him by the hand, led him inside. There he saw seven old women, pulling at seven halters which hung from the roof. As they pulled, large pieces of meat, lumps of butter, loaves of bread, basins of milk, hot puddings, black puddings, and other rural dainties, fell from the halters on to the floor. While engaged in this charm they made such ugly faces, and looked so fiendish, that he was quite frightened. After they had pulled, in this manner enough for an ample feast, they set-to, and showed, whatever might be said of the way in which their supper was procured, that their epicurism was a little more refined than that of the Scottish witches, who, according to Gellie Duncan's confession, feasted upon dead men's flesh in the old kirk of Berwick. The boy added, that as soon as supper was ready, many other witches came to partake of it, several of whom he named. In consequence of this story, many persons were arrested, and the boy Robinson was led about from church to church, in order that he might point out to the officers, by whom he was accompanied, the hags he had seen in the barn. Altogether about twenty persons were thrown into prison; eight of them were condemned to die, including Mother Dickenson, upon this evidence alone, and executed accordingly. Among the wretches who concocted this notable story, not one was ever brought to justice for his perjury; and Robinson, the father, gained considerable sums by threatening persons who were rich enough to buy off exposure. Among the ill weeds which flourished amid the long dissensions of the civil war, Matthew Hopkins, the witch-finder, stands eminent in his sphere. This vulgar fellow resided, in the year 1644, at the town of Manningtree, in Essex, and made himself very conspicuous in discovering the devil's marks upon several unhappy witches. The credit he gained by his skill in this instance seems to have inspired him to renewed exertions. In the course of a very short time, whenever a witch was spoken of in Essex, Matthew Hopkins was sure to be present, aiding the judges with his knowledge of "such cattle," as he called them. As his reputation increased, he assumed the title of "Witchfinder General," and travelled through the counties of Norfolk, Essex, Huntingdon, and Sussex, for the sole purpose of finding out witches. In one year he brought sixty poor creatures to the stake. The test he commonly adopted was that of swimming, so highly recommended by King James in his "Demonologie." The hands and feet of the suspected persons were tied together crosswise, the thumb of the right hand to the toe of the left foot, and vice versa. They were then wrapped up in a large sheet or blanket, and laid upon their backs in a pond or river. If they sank, their friends and relatives had the poor consolation of knowing they were innocent, but there was an end of them: if they floated, which, when laid carefully on the water was generally the case, there was also an end of them; for they were deemed guilty of witchcraft, and burned accordingly. Another test was to make them repeat the Lord's prayer and creed. It was affirmed that no witch could do so correctly. If she missed a word, or even pronounced one incoherently, which in her trepidation, it was most probable she would, she was accounted guilty. It was thought that witches could not weep more than three tears, and those only from the left eye. Thus the conscious innocence of many persons, which gave them fortitude to bear unmerited torture without flinching, was construed by their unmerciful tormentors into proofs of guilt. In some districts the test resorted to was to weigh the culprit against the church Bible. If the suspected witch proved heavier than the Bible, she was set at liberty. This mode was far too humane for the witch-finders by profession. Hopkins always maintained that the most legitimate modes were pricking and swimming. Hopkins used to travel through his counties like a man of consideration, attended by his two assistants, always putting up at the chief inn of the place, and always at the cost of the authorities. His charges were twenty shillings a town, his expenses of living while there, and his carriage thither and back. This he claimed whether he found witches or not. If he found any, he claimed twenty shillings a head in addition when they were brought to execution. For about three years he carried on this infamous trade, success making him so insolent and rapacious, that high and low became his enemies. The Rev. Mr. Gaul, a clergyman of Houghton, in Huntingdonshire, wrote a pamphlet impugning his pretensions, and accusing him of being a common nuisance. Hopkins replied in an angry letter to the functionaries of Houghton, stating his intention to visit their town; but desiring to know whether it afforded many such sticklers for witchcraft as Mr. Gaul, and whether they were willing to receive and entertain him with the customary hospitality, if he so far honoured them. He added, by way of threat, that in case he did not receive a satisfactory reply, "He would waive their shire altogether, and betake himself to such places where he might do and punish, not only without control, but with thanks and recompence." The authorities of Houghton were not much alarmed at his awful threat of letting them alone. They very wisely took no notice either of him or his letter. Mr. Gaul describes in his pamphlet one of the modes employed by Hopkins, which was sure to swell his revenues very considerably. It was a proof even more atrocious than the swimming. He says, that the "Witch-finder General" used to take the suspected witch and place her in the middle of a room, upon a stool or table, cross-legged, or in some other uneasy posture. If she refused to sit in this manner, she was bound with strong cords. Hopkins then placed persons to watch her for four-and-twenty hours, during which time she was to be kept without meat or drink. It was supposed that one of her imps would come during that interval, and suck her blood. As the imp might come in the shape of a wasp, a moth, a fly, or other insect, a hole was made in the door or window to let it enter. The watchers were ordered to keep a sharp look-out, and endeavour to kill any insect that appeared in the room. If any fly escaped, and they could not kill it, the woman was guilty; the fly was her imp, and she was sentenced to be burned, and twenty shillings went into the pockets of Master Hopkins. In this manner he made one old woman confess, because four flies had appeared in the room, that she was attended by four imps, named "Ilemazar," "Pye-wackett," "Peck-in-the-crown," and "Grizel-Greedigut." It is consoling to think that this impostor perished in his own snare. Mr. Gaul's exposure and his own rapacity weakened his influence among the magistrates; and the populace, who began to find that not even the most virtuous and innocent were secure from his persecution, looked upon him with undisguised aversion. He was beset by a mob, at a village in Suffolk, and accused of being himself a wizard. An old reproach was brought against him, that he had, by means of sorcery, cheated the devil out of a certain memorandum-book, in which he, Satan, had entered the names of all the witches in England. "Thus," said the populace, "you find out witches, not by God's aid, but by the devil's." In vain he denied his guilt. The populace longed to put him to his own test. He was speedily stripped, and his thumbs and toes tied together. He was then placed in a blanket, and cast into a pond. Some say that he floated; and that he was taken out, tried, and executed upon no other proof of his guilt. Others assert that he was drowned. This much is positive, that there was an end of him. As no judicial entry of his trial and execution is to be found in any register, it appears most probable that he expired by the hands of the mob. Butler has immortalized this scamp in the following lines of his "Hudibras:"-- "Hath not this present Parliament A lieger to the devil sent, Fully empower'd to treat about Finding revolted witches out? And has he not within a year Hang'd threescore of them in one shire? Some only for not being drown'd, And some for sitting above ground Whole days and nights upon their breeches, And feeling pain, were hang'd for witches; And some for putting knavish tricks Upon green geese or turkey chicks; Or pigs that suddenly deceased Of griefs unnatural, as he guess'd; Who proved himself at length a witch, And made a rod for his own breech." In Scotland also witch-finding became a trade. They were known under the designation of "common prickers," and, like Hopkins, received a fee for each witch they discovered. At the trial of Janet Peaston, in 1646, the magistrates of Dalkeith "caused John Kincaid, of Tranent, the common pricker, to exercise his craft upon her. He found two marks of the devil's making; for she could not feel the pin when it was put into either of the said marks, nor did the marks bleed when the pin was taken out again. When she was asked where she thought the pins were put in her, she pointed to a part of her body distant from the real place. They were pins of three inches in length." [Pitcairn's "Records of Justiciary."] These common prickers became at last so numerous, that they were considered nuisances. The judges refused to take their evidence, and in 1678 the privy council of Scotland condescended to hear the complaint of an honest woman, who had been indecently exposed by one of them, and expressed their opinion that common prickers were common cheats. But such an opinion was not formed in high places before hundreds of innocent persons had fallen victims. The Parliaments had encouraged the delusion both in England and Scotland; and, by arming these fellows with a sort of authority, had in a manner forced the magistrates and ministers to receive their evidence. The fate of one poor old gentleman, who fell a victim to the arts of Hopkins in 1646, deserves to be recorded. Mr. Louis, a venerable clergyman, upwards of seventy years of age, and who had been rector of Framlingham, in Suffolk, for fifty years, excited suspicion that he was a wizard. Being a violent royalist, he was likely to meet with no sympathy at that time; and even his own parishioners, whom he had served so long and so faithfully, turned their backs upon him as soon as he was accused. Placed under the hands of Hopkins, who knew so well how to bring the refractory to confession, the old man, the light of whose intellect had become somewhat dimmed from age, confessed that he was a wizard. He said he had two imps, that continually excited him to do evil; and that one day, when he was walking on the sea-coast, one of them prompted him to express a wish that a ship, whose sails were just visible in the distance, might sink. He consented, and saw the vessel sink before his eyes. He was, upon this confession, tried and condemned. On his trial the flame of reason burned up as brightly as ever. He denied all that had been alleged against him, and cross-examined Hopkins with great tact and severity. After his condemnation, he begged that the funeral service of the church might be read for him. The request was refused, and he repeated it for himself from memory, as he was led to the scaffold. A poor woman in Scotland was executed upon evidence even less strong than this. John Bain, a common pricker, swore that, as he passed her door, he heard her talking to the devil. She said in defence, that it was a foolish practice she had of talking to herself, and several of her neighbours corroborated her statement; but the evidence of the pricker was received. He swore that none ever talked to themselves who were not witches. The devil's mark being found upon her, the additional testimony of her guilt was deemed conclusive, and she was "convict and brynt." From the year 1652 to 1682, these trials diminished annually in number, and acquittals were by no means so rare as they had been. To doubt in witchcraft was no longer dangerous. Before country justices, condemnations on the most absurd evidence still continued, but when the judges of the land had to charge the jury, they took a more humane and philosophical view. By degrees, the educated classes (comprised, in those days, within very narrow limits), openly expressed their unbelief of modern witchcraft, although they were not bold enough to deny its existence altogether. Between them and the believers in the old doctrine fierce arguments ensued, and the sceptics were designated Sadducees. To convince them, the learned and Reverend Joseph Glanvil wrote his well-known work, "Sadducismus Triumphatus," and "The Collection of Relations;" the first part intended as a philosophical inquiry into witchcraft, and the power of the devil "to assume a mortal shape;" the latter containing what he considered a multitude of well-authenticated modern instances. But though progress was made, it was slow. In 1664, the venerable Sir Matthew Hale condemned two women, named Amy Duny and Rose Cullender, to the stake at St. Edmondsbury, upon evidence the most ridiculous. These two old women, whose ugliness gave their neighbours the first idea that they were witches, went to a shop to purchase herrings, and were refused. Indignant at the prejudice against them, they were not sparing of their abuse. Shortly afterward, the daughter of the herring-dealer fell sick, and a cry was raised that she was bewitched by the old women who had been refused the herrings. This girl was subject to epileptic fits. To discover the guilt of Amy Duny and Rose Cullender, the girl's eyes were blinded closely with a shawl, and the witches were commanded to touch her. They did so, and she was immediately seized with a fit. Upon this evidence they were sent to prison. The girl was afterwards touched by an indifferent person, and the force of her imagination was so great, that, thinking it was again the witches, she fell down in a violent fit as before. This, however, was not received in favour of the accused. The following extract, from the published reports of the trial, will show the sort of evidence which was received:-- "Samuel Pacey, of Leystoff, (a good, sober man,) being sworn, said that, on Thursday the 10th of October last, his younger daughter, Deborah, about nine years old, was suddenly taken so lame that she could not stand on her legs, and so continued till the 17th of the same month, when the child desired to be carried to a bank on the east side of the house, looking towards the sea; and, while she was sitting there, Amy Duny came to this examinant's house to buy some herrings, but was denied. Then she came twice more, but, being as often denied, she went away discontented and grumbling. At this instant of time, the child was taken with terrible fits, complaining of a pain in her stomach, as if she was pricked with pins, shrieking out with a voice like a whelp, and thus continued till the 30th of the same month. This examinant further saith, that Amy Duny, having long had the reputation of a witch, and his child having, in the intervals of her fits, constantly cried out on her, as the cause of her disorder, saying, that the said Amy did appear to her and fright her, he himself did suspect the said Amy to be a witch, and charged her with being the cause of his child's illness, and set her in the stocks. Two days after, his daughter Elizabeth was taken with such strange fits, that they could not force open her mouth without a tap; and the younger child being in the same condition, they used to her the same remedy. Both children grievously complained that Amy Duny and another woman, whose habit and looks they described, did appear to them, and torment them, and would cry out, 'There stands Amy Duny! There stands Rose Cullender!' the other person who afflicted them. Their fits were not alike. Sometimes they were lame on the right side; sometimes on the left; and sometimes so sore, that they could not bear to be touched. Sometimes they were perfectly well in other respects, but they could not hear; at other times, they could not see. Sometimes they lost their speech for one, two, and once for eight, days together. At times they had swooning fits, and, when they could speak, were taken with a fit of coughing, and vomited phlegm and crooked pins; and once a great twopenny nail, with above forty pins; which nail he, the examinant, saw vomited up, with many of the pins. The nail and pins were produced in the court. Thus the children continued for two months, during which time the examinant often made them read in the New Testament, and observed, when they came to the words Lord Jesus, or Christ, they could not pronounce them, but fell into a fit. When they came to the word Satan, or devil, they would point, and say, 'This bites, but makes me speak right well.' Finding his children thus tormented without hopes of recovery, he sent them to his sister, Margaret Arnold, at Yarmouth, being willing to try whether change of air would help them. "Margaret Arnold was the next witness. Being sworn, she said, that about the 30th of November, Elizabeth and Deborah Pacey came to her house, with her brother, who told her what had happened, and that he thought his children bewitched. She, this examinant, did not much regard it, supposing the children had played tricks, and put the pins into their mouths themselves. She, therefore, took all the pins from their clothes, sewing them with thread instead of pinning them. But, notwithstanding, they raised, at times, at least thirty pins, in her presence, and had terrible fits; in which fits they would cry out upon Amy Duny and Rose Cullender, saying, that they saw them and heard them threatening, as before; that they saw things, like mice, running about the house; and one of them catched one, and threw it into the fire, which made a noise, like a rat. Another time the younger child, being out of doors, a thing like a bee would have forced itself into her mouth, at which the child ran screaming into the house, and before this examinant could come at her, fell into a fit, and vomited a twopenny nail, with a broad head. After that, this examinant asked the child how she came by this nail, when she answered, 'The bee brought the nail, and forced it into my mouth.' At other times, the eldest child told this examinant that she saw flies bring her crooked pins. She would then fall into a fit, and vomit such pins. One time the said child said she saw a mouse, and crept under the table to look for it; and afterwards, the child seemed to put something into her apron, saying, 'She had caught it.' She then ran to the fire, and threw it in, on which there did appear to this examinant something like a flash of gunpowder, although she does own she saw nothing in the child's hand. Once the child, being speechless, but otherwise very sensible, ran up and down the house, crying, 'Hush! hush!' as if she had seen poultry; but this examinant saw nothing. At last the child catched at something, and threw it into the fire. Afterwards, when the child could speak, this examinant asked her what she saw at the time? She answered, that she saw a duck. Another time the youngest child said, after a fit, that Amy Duny had been with her, and tempted her to drown herself, or cut her throat, or otherwise destroy herself. Another time they both cried out upon Amy Duny and Rose Cullender, saying, 'Why don't you come yourselves? Why do you send your imps to torment us?'" The celebrated Sir Thomas Brown, the author of "Vulgar Errors," was also examined as a witness upon the trial. Being desired to give his opinion of the three persons in court, he said, he was clearly of opinion that they were bewitched. He said, there had lately been a discovery of witches in Denmark, who used the same way of tormenting persons, by conveying crooked pins, needles, and nails into their bodies. That he thought, in such cases, the devil acted upon human bodies by natural means, namely, by exciting and stirring up the superabundant humours, he did afflict them in a more surprising manner by the same diseases their bodies were usually subject to; that these fits might be natural, only raised to a great degree by the subtlety of the devil, co-operating with the malice of these witches. The evidence being concluded, Sir Matthew Hale addressed the jury. He said, he would waive repeating the evidence, to prevent any mistake, and told the jury, there were two things they had to inquire into. First, Whether or not these children were bewitched; secondly, Whether these women did bewitch them. He said, he did not in the least doubt there were witches; first, Because the Scriptures affirmed it; secondly, Because the wisdom of all nations, particularly our own, had provided laws against witchcraft, which implied their belief of such a crime. He desired them strictly to observe the evidence, and begged of God to direct their hearts in the weighty concern they had in hand, since, to condemn the innocent and let the guilty go free, are both an abomination to the Lord. The jury then retired, and, in about half an hour, returned a verdict of guilty upon all the indictments, being thirteen in number. The next morning the children came with their father to the lodgings of Sir Matthew Hale, very well, and quite restored to their usual health. Mr. Pacey, being asked at what time their health began to improve, replied, that they were quite well in half an hour after the conviction of the prisoners. Many attempts were made to induce the unfortunate women to confess their guilt; but in vain, and they were both hanged. Eleven trials were instituted before Chief-Justice Holt for witchcraft between the years 1694 and 1701. The evidence was of the usual character; but Holt appealed so successfully in each case to the common sense of the jury, that they were every one acquitted. A general feeling seemed to pervade the country that blood enough had been shed upon these absurd charges. Now and then, the flame of persecution burnt up in a remote district; but these instances were no longer looked upon as mere matters of course. They appear, on the contrary, to have excited much attention; a sure proof, if no other were to be obtained, that they were becoming unfrequent. A case of witchcraft was tried in 1711, before Lord Chief Justice Powell; in which, however, the jury persisted in a verdict of guilty, though the evidence was of the usual absurd and contradictory character, and the enlightened judge did all in his power to bring them to a right conclusion. The accused person was one Jane Wenham, better known as the Witch of Walkerne; and the persons who were alleged to have suffered from her witchcraft were two young women, named Thorne and Street. A witness, named Mr. Arthur Chauncy, deposed, that he had seen Ann Thorne in several of her fits, and that she always recovered upon prayers being said, or if Jane Wenham came to her. He related, that he had pricked the prisoner several times in the arms, but could never fetch any blood from her; that he had seen her vomit pins, when there were none in her clothes or within her reach; and that he had preserved several of them, which he was ready to produce. The judge, however, told him that was needless, as he supposed they were crooked pins. Mr. Francis Bragge, another witness, deposed, that strange "cakes" of bewitched feathers having been taken from Ann Thorne's pillow, he was anxious to see them. He went into a room where some of these feathers were, and took two of the cakes, and compared them together. They were both of a circular figure, something larger than a crown piece; and he observed that the small feathers were placed in a nice and curious order, at equal distances from each other, making so many radii of the circle, in the centre of which the quill ends of the feathers met. He counted the number of these feathers, and found them to be exactly thirty-two in each cake. He afterwards endeavoured to pull off two or three of them, and observed that they were all fastened together by a sort of viscous matter, which would stretch seven or eight times in a thread before it broke. Having taken off several of these feathers, he removed the viscous matter with his fingers, and found under it, in the centre, some short hairs, black and grey, matted together, which he verily believed to be cat's hair. He also said, that Jane Wenham confessed to him that she had bewitched the pillow, and had practised witchcraft for sixteen years. The judge interrupted the witness at this stage, and said, he should very much like to see an enchanted feather, and seemed to wonder when he was told that none of these strange cakes had been preserved. His Lordship asked the witness why he did not keep one or two of them, and was informed that they had all been burnt, in order to relieve the bewitched person of the pains she suffered, which could not be so well effected by any other means. A man, named Thomas Ireland, deposed, that hearing several times a great noise of cats crying and screaming about his house, he went out and frightened them away, and they all ran towards the cottage of Jane Wenham. One of them he swore positively had a face very like Jane Wenham's. Another man, named Burville, gave similar evidence, and swore that he had often seen a cat with Jane Wenham's face. Upon one occasion he was in Ann Thorne's chamber, when several cats came in, and among them the cat above stated. This witness would have favoured the court with a much longer statement, but was stopped by the judge, who said he had heard quite enough. The prisoner, in her defence, said nothing, but that "she was a clear woman." The learned judge then summed up, leaving it to the jury to determine whether such evidence as they had heard was sufficient to take away the prisoner's life upon the indictment. After a long deliberation they brought in their verdict, that she was guilty upon the evidence. The Judge then asked them whether they found her guilty upon the indictment of conversing with the devil in the shape of a cat? The sapient foreman very gravely answered, "We find her guilty of that." The learned judge then very reluctantly proceeded to pass sentence of death; but, by his persevering exertions, a pardon was at last obtained, and the wretched old woman was set at liberty. In the year 1716, a woman and her daughter,--the latter only nine years of age,--were hanged at Huntingdon for selling their souls to the devil, and raising a storm by pulling off their stockings and making a lather of soap. This appears to have been the last judicial execution in England. From that time to the year 1736, the populace raised at intervals the old cry, and more than once endangered the lives of poor women by dragging them through ponds on suspicion; but the philosophy of those who, from their position, sooner or later give the tone to the opinions and morals of the poor, was silently working a cure for the evil. The fear of witches ceased to be epidemic, and became individual, lingering only in minds lettered by inveterate prejudice or brutalizing superstition. In the year 1736, the penal statute of James I. was finally blotted from the statutebook, and suffered no longer to disgrace the advancing intelligence of the country. Pretenders to witchcraft, fortune-tellers, conjurors, and all their train, were liable only to the common punishment of rogues and impostors--imprisonment and the pillory. In Scotland, the delusion also assumed the same phases, and was gradually extinguished in the light of civilization. As in England the progress of improvement was slow. Up to the year 1665, little or no diminution of the mania was perceptible. In 1643, the General Assembly recommended that the Privy Council should institute a standing commission, composed of any "understanding gentlemen or magistrates," to try the witches, who were stated to have increased enormously of late years. In 1649, an act was passed, confirmatory of the original statute of Queen Mary, explaining some points of the latter which were doubtful, and enacting severe penalties, not only against witches themselves, but against all who covenanted with them, or sought by their means to pry into the secrets of futurity, or cause any evil to the life, lands, or limbs of their neighbours. For the next ten years, the popular madness upon this subject was perhaps more furious than ever; upwards of four thousand persons suffered for the crime during that interval. This was the consequence of the act of parliament and the unparalleled severity of the magistrates; the latter frequently complained that for two witches they burned one day, there were ten to burn the next: they never thought that they themselves were the cause of the increase. In a single circuit, held at Glasgow, Ayr, and Stirling, in 1659, seventeen unhappy creatures were burned by judicial sentence for trafficking with Satan. In one day, (November 7, 1661,) the Privy Council issued no less than fourteen commissions for trials in the provinces. Next year, the violence of the persecution seems to have abated. From 1662 to 1668, although "the understanding gentlemen and magistrates" already mentioned, continued to try and condemn, the High Court of Justiciary had but one offender of this class to deal with, and she was acquitted. James Welsh, a common pricker, was ordered to be publicly whipped through the streets of Edinburgh for falsely accusing a woman of witchcraft; a fact which alone proves that the superior court sifted the evidence in these cases with much more care and severity than it had done a few years previously. The enlightened Sir George Mackenzie, styled by Dryden "the noble wit of Scotland," laboured hard to introduce this rule into court--that the confessions of the witches should be held of little worth, and that the evidence of the prickers and other interested persons should be received with distrust and jealousy. This was reversing the old practice, and saved many innocent lives. Though a firm believer both in ancient and modern witchcraft, he could not shut his eyes to the atrocities daily committed under the name of justice. In his work on the Criminal Law of Scotland, published in 1678, he says, "From the horridness of this crime, I do conclude that, of all others, it requires the clearest relevancy and most convincing probature; and I condemn, next to the wretches themselves, those cruel and too forward judges who burn persons by thousands as guilty of this crime." In the same year, Sir John Clerk plumply refused to serve as a commissioner on trials for witchcraft, alleging, by way of excuse, "that he was not himself good conjuror enough to be duly qualified." The views entertained by Sir George Mackenzie were so favourably received by the Lords of Session that he was deputed, in 1680, to report to them on the cases of a number of poor women who were then in prison awaiting their trial. Sir George stated that there was no evidence against them whatever but their own confessions, which were absurd and contradictory, and drawn from them by severe torture. They were immediately discharged. For the next sixteen years, the Lords of Session were unoccupied with trials for witchcraft; not one is entered upon the record: but in 1697, a case occurred, which equalled in absurdity any of those that signalized the dark reign of King James. A girl, named Christiana Shaw, eleven years of age, the daughter of John Shaw of Bargarran, was subject to fits, and being of a spiteful temper, she accused her maid-servant, with whom she had frequent quarrels, of bewitching her. Her story, unfortunately, was believed. Encouraged to tell all the persecutions of the devil which the maid had sent to torment her, she in the end concocted a romance that involved twenty-one persons. There was no other evidence against them but the fancies of this lying child, and the confessions which pain had extorted from them; but upon this no less than five women were condemned, before Lord Blantyre and the rest of the Commissioners, appointed specially by the Privy Council to try this case. They were burned on the Green at Paisley. The warlock of the party, one John Reed, who was also condemned, hanged himself in prison. It was the general belief in Paisley that the devil had strangled him, lest he should have revealed in his last moments too many of the unholy secrets of witchcraft. This trial excited considerable disgust in Scotland. The Rev. Mr. Bell, a contemporary writer, observed that, in this business, "persons of more goodness and esteem than most of their calumniators were defamed for witches." He adds, that the persons chiefly to blame were "certain ministers of too much forwardness and absurd credulity, and some topping professors in and about Glasgow." [Preface to "Law's Memorials," edited by Sharpe.] After this trial, there again occurs a lapse of seven years, when the subject was painfully forced upon public attention by the brutal cruelty of the mob at Pittenween. Two women were accused of having bewitched a strolling beggar, who was subject to fits, or who pretended to be so, for the purpose of exciting commiseration. They were cast into prison, and tortured until they confessed. One of them, named Janet Cornfoot, contrived to escape, but was brought back to Pittenween next day by a party of soldiers. On her approach to the town, she was, unfortunately, met by a furious mob, composed principally of fishermen and their wives, who seized upon her with the intention of swimming her. They forced her away to the sea shore, and tying a rope around her body, secured the end of it to the mast of a fishing-boat lying alongside. In this manner they ducked her several times. When she was half dead, a sailor in the boat cut away the rope, and the mob dragged her through the sea to the beach. Here, as she lay quite insensible, a brawny ruffian took down the door of his hut, close by, and placed it on her back. The mob gathered large stones from the beach, and piled them upon her till the wretched woman was pressed to death. No magistrate made the slightest attempt to interfere, and the soldiers looked on, delighted spectators. A great outcry was raised against this culpable remissness, but no judicial inquiry was set on foot. This happened in 1704. The next case we hear of is that of Elspeth Rule, found guilty of witchcraft before Lord Anstruther at the Dumfries circuit, in 1708. She was sentenced to be marked in the cheek with a redhot iron, and banished the realm of Scotland for life. Again there is a long interval. In 1718, the remote county of Caithness, where the delusion remained in all its pristine vigour for years after it had ceased elsewhere, was startled from its propriety by the cry of witchcraft. A silly fellow, named William Montgomery, a carpenter, had a mortal antipathy to cats, and, somehow or other, these animals generally chose his back-yard as the scene of their catterwaulings. He puzzled his brains for a long time to know why he, above all his neighbours, should be so pestered; at last he came to the sage conclusion that his tormentors were no cats, but witches. In this opinion he was supported by his maid-servant, who swore a round oath that she had often heard the aforesaid cats talking together in human voices. The next time the unlucky tabbies assembled in his back-yard, the valiant carpenter was on the alert. Arming himself with an axe, a dirk, and a broadsword, he rushed out among them: one of them he wounded in the back, a second in the hip, and the leg of a third he maimed with his axe; but he could not capture any of them. A few days afterwards, two old women of the parish died, and it was said that, when their bodies were laid out, there appeared upon the back of one the mark as of a recent wound, and a similar scar upon the hip of the other. The carpenter and his maid were convinced that they were the very cats, and the whole county repeated the same story. Every one was upon the look-out for proofs corroborative: a very remarkable one was soon discovered. Nanny Gilbert, a wretched old creature of upwards of seventy years of age, was found in bed with her leg broken; as she was ugly enough for a witch, it was asserted that she, also, was one of the cats that had fared so ill at the hands of the carpenter. The latter, when informed of the popular suspicion, asserted that he distinctly remembered to have struck one of the cats a blow with the back of his broadsword, which ought to have broken her leg. Nanny was immediately dragged from her bed, and thrown into prison. Before she was put to the torture, she explained, in a very natural and intelligible manner, how she had broken her limb; but this account did not give satisfaction: the professional persuasions of the torturer made her tell a different tale, and she confessed that she was indeed a witch, and had been wounded by Montgomery on the night stated--that the two old women recently deceased were witches also, besides about a score of others whom she named. The poor creature suffered so much by the removal from her own home, and the tortures inflicted upon her, that she died the next day in prison. Happily for the persons she had named in her confession, Dundas of Arniston, at that time the King's Advocate-general, wrote to the Sheriff-depute, one Captain Ross of Littledean, cautioning him not to proceed to trial, the "thing being of too great difficulty, and beyond the jurisdiction of an inferior court." Dundas himself examined the precognition with great care, and was so convinced of the utter folly of the whole case that he quashed all further proceedings. We find this same Sheriff-depute of Caithness very active four years afterwards in another trial for witchcraft. In spite of the warning he had received, that all such cases were to be tried in future by the superior courts, he condemned to death an old woman at Dornoch, upon the charge of bewitching the cows and pigs of her neighbours. This poor creature was insane, and actually laughed and clapped her hands at sight of "the bonnie fire" that was to consume her. She had a daughter, who was lame both of her hands and feet, and one of the charges brought against her was, that she had used this daughter as a pony in her excursions to join the devil's sabbath, and that the devil himself had shod her, and produced lameness. This was the last execution that took place in Scotland for witchcraft. The penal statutes were repealed in 1756, and, as in England, whipping, the pillory, or imprisonment, were declared the future punishments of all pretenders to magic or witchcraft. Still, for many years after this, the superstition lingered both in England and Scotland, and in some districts is far from being extinct even at this day. But before we proceed to trace it any further than to its legal extinction, we have yet to see the frightful havoc it made in continental Europe from the commencement of the seventeenth to the middle of the eighteenth century. France, Germany, and Switzerland were the countries which suffered most from the epidemic. The number of victims in these countries during the sixteenth century has already been mentioned; but, at the early part of the seventeenth, the numbers are so great, especially in Germany, that were they not to be found in the official records of the tribunals, it would be almost impossible to believe that mankind could ever have been so maddened and deluded. To use the words of the learned and indefatigable Horst, [Zauber Bibliothek. Theil 5.] "the world seemed to be like a large madhouse for witches and devils to play their antics in." Satan was believed to be at everybody's call, to raise the whirlwind, draw down the lightning, blight the productions of the earth, or destroy the health and paralyse the limbs of man. This belief, so insulting to the majesty and beneficence of the Creator, was shared by the most pious ministers of religion. Those who in their morning and evening prayers acknowledged the one true God, and praised him for the blessings of the seed time and the harvest, were convinced that frail humanity could enter into a compact with the spirits of hell to subvert his laws and thwart all his merciful intentions. Successive popes, from Innocent VIII. downwards, promulgated this degrading doctrine, which spread so rapidly that society seemed to be divided into two great factions, the bewitching and the bewitched. The commissioners named by Innocent VIII. to prosecute the witch-trials in Germany, were Jacob Sprenger, so notorious for his work on demonology, entitled the "Malleus Maleficarum," or "Hammer to knock down Witches," Henry Institor a learned jurisconsult, and the Bishop of Strasburgh. Barnberg, Treves, Cologne, Paderborn, and Wurzburg, were the chief seats of the commissioners, who, during their lives alone, condemned to the stake, on a very moderate calculation, upwards of three thousand victims. The number of witches so increased, that new commissioners were continually appointed in Germany, France, and Switzerland. In Spain and Portugal the Inquisition alone took cognizance of the crime. It is impossible to search the records of those dark, but now happily nonexisting tribunals; but the mind recoils with affright even to form a guess of the multitudes who perished. The mode of trial in the other countries is more easily ascertained. Sprenger, in Germany, and Bodinus and Delrio, in France, have left but too ample a record of the atrocities committed in the much-abused names of justice and religion. Bodinus, of great repute and authority in the seventeenth century, says, "The trial of this offence must not be conducted like other crimes. Whoever adheres to the ordinary course of justice perverts the spirit of the law, both Divine and human. He who is accused of sorcery should never be acquitted unless the malice of the prosecutor be clearer than the sun; for it is so difficult to bring full proof of this secret crime, that out of a million of witches not one would be convicted if the usual course were followed!" Henri Boguet, a witch-finder, who styled himself "The Grand Judge of Witches for the Territory of St. Claude," drew up a code for the guidance of all persons engaged in the witch-trials, consisting of seventy articles, quite as cruel as the code of Bodinus. In this document he affirms, that a mere suspicion of witchcraft justifies the immediate arrest and torture of the suspected person. If the prisoner muttered, looked on the ground, and did not shed any tears, all these were proofs positive of guilt! In all cases of witchcraft, the evidence of the child ought to be taken against its parent; and persons of notoriously bad character, although not to be believed upon their oaths on the ordinary occasions of dispute that might arise between man and man, were to be believed, if they swore that any person had bewitched them! Who, when he hears that this diabolical doctrine was the universally received opinion of the ecclesiastical and civil authorities, can wonder that thousands upon thousands of unhappy persons should be brought to the stake? that Cologne should for many years burn its three hundred witches annually? the district of Barnberg its four hundred? Nuremberg, Geneva, Paris, Toulouse, Lyons, and other cities, their two hundred? A few of these trials may be cited, taking them in the order of priority, as they occurred in different parts of the Continent. In 1595 an old woman residing in a village near Constance, angry at not being invited to share the sports of the country people on a day of public rejoicing, was heard to mutter something to herself, and was afterwards seen to proceed through the fields towards a hill, where she was lost sight of. A violent thunderstorm arose about two hours afterwards, which wet the dancers to the skin, and did considerable damage to the plantations. This woman, suspected before of witchcraft, was seized and imprisoned, and accused of having raised the storm, by filling a hole with wine, and stirring it about with a stick. She was tortured till she confessed, and was burned alive the next evening. About the same time two sorcerers in Toulouse were accused of having dragged a crucifix about the streets at midnight, stopping at times to spit upon and kick it, and uttering at intervals an exorcism to raise the devil. The next day a hail-storm did considerable damage to the crops, and a girl, the daughter of a shoemaker in the town, remembered to have heard in the night the execrations of the wizards. Her story led to their arrest. The usual means to produce confession were resorted to. The wizards owned that they could raise tempests whenever they pleased, and named several persons who possessed similar powers. They were hanged, and then burned in the market-place, and seven of the persons they had mentioned shared the same fate. Hoppo and Stadlin, two noted wizards of Germany, were executed in 1599. They implicated twenty or thirty witches, who went about causing women to miscarry, bringing down the lightning of heaven, and making maidens bring forth toads. To this latter fact several girls were found to swear most positively! Stadlin confessed that he had killed seven infants in the womb of one woman. Bodinus highly praises the exertions of a witchfinder, named Nider, in France, who prosecuted so many that he could not calculate them. Some of these witches could, by a single word, cause people to fall down dead; others made women go with child three years instead of nine months; while others, by certain invocations and ceremonies, could turn the faces of their enemies upside down, or twist them round to their backs. Although no witness was ever procured who saw persons in this horrible state, the witches confessed that they had the power, and exercised it. Nothing more was wanting to insure the stake. At Amsterdam a crazy girl confessed that she could cause sterility in cattle, and bewitch pigs and poultry by merely repeating the magic words Turius und Shurius Inturius! She was hanged and burned. Another woman in the same city, named Kornelis Van Purmerund, was arrested in consequence of some disclosures the former had made. A witness came forward and swore that she one day looked through the window of her hut, and saw Kornelis sitting before a fire muttering something to the devil. She was sure it was to the devil, because she heard him answer her. Shortly afterwards twelve black cats ascended out of the floor, and danced on their hind legs around the witch for the space of about half an hour. They then vanished with a horrid noise, and leaving a disagreeable smell behind them. She also was hanged and burned. At Bamberg, in Bavaria, the executions from the year 1610 to 1640 were at the rate of about a hundred annually. One woman, suspected of witchcraft, was seized because, having immoderately praised the beauty of a child, it had shortly afterwards fallen ill and died. She confessed upon the rack that the devil had given her the power to work evil upon those she hated, by speaking words in their praise. If she said with unwonted fervour, "What a strong man!" "What a lovely woman!" "What a sweet child!" the devil understood her, and afflicted them with diseases immediately. It is quite unnecessary to state the end of this poor creature. Many women were executed for causing strange substances to lodge in the bodies of those who offended them. Bits of wood, nails, hair, eggshells, bits of glass, shreds of linen and woollen cloth, pebbles, and even hot cinders and knives, were the articles generally chosen. These were believed to remain in the body till the witches confessed or were executed, when they were voided from the bowels, or by the mouth, nostrils, or ears. Modern physicians have often had cases of a similar description under their care, where girls have swallowed needles, which have been voided on the arms, legs, and other parts of the body. But the science of that day could not account for these phenomena otherwise than by the power of the devil; and every needle swallowed by a servant maid cost an old woman her life. Nay, if no more than one suffered in consequence, the district might think itself fortunate. The commissioners seldom stopped short at one victim. The revelations of the rack in most cases implicated half a score. Of all the records of the witch-trials preserved for the wonder of succeeding ages, that of Wurzburg, from 1627 to 1629, is the most frightful. Hauber, who has preserved this list in his "Acta et Scripta Magica," says, in a note at the end, that it is far from complete, and that there were a great many other burnings too numerous to specify. This record, which relates to the city only, and not to the province of Wurzburg, contains the names of one hundred and fifty-seven persons, who were burned in two years in twenty-nine burnings, averaging from five to six at a time. The list comprises three play-actors, four innkeepers, three common councilmen of Wurzburg, fourteen vicars of the cathedral, the burgomaster's lady, an apothecary's wife and daughter, two choristers of the cathedral, Gobel Babelin the prettiest girl in the town, and the wife, the two little sons, and the daughter of the councillor Stolzenberg. Rich and poor, young and old, suffered alike. At the seventh of these recorded burnings, the victims are described as a wandering boy, twelve years of age, and four strange men and women, found sleeping in the market-place. Thirty-two of the whole number appear to have been vagrants, of both sexes, who, failing to give a satisfactory account of themselves, were accused and found guilty of witchcraft. The number of children on the list is horrible to think upon. The thirteenth and fourteenth burnings comprised four persons, who are stated to have been a little maiden nine years of age, a maiden still less, her sister, their mother, and their aunt, a pretty young woman of twenty-four. At the eighteenth burning the victims were two boys of twelve, and a girl of fifteen; at the nineteenth, the young heir of the noble house of Rotenhahn, aged nine, and two other boys, one aged ten, and the other twelve. Among other entries appear the names of Baunach, the fattest, and Steinacher, the richest burgher in Wurzburg. What tended to keep up the delusion in this unhappy city, and indeed all over Europe, was the number of hypochondriac and diseased persons who came voluntarily forward, and made confession of witchcraft. Several of the victims in the foregoing list, had only themselves to blame for their fate. Many again, including the apothecary's wife and daughter already mentioned, pretended to sorcery, and sold poisons, or attempted by means of charms and incantations to raise the devil. But throughout all this fearful period the delusion of the criminals was as great as that of the judges. Depraved persons who, in ordinary times, would have been thieves or murderers, added the desire of sorcery to their depravity, sometimes with the hope of acquiring power over their fellows, and sometimes with the hope of securing impunity in this world by the protection of Satan. One of the persons executed at the first burning, a prostitute, was heard repeating the exorcism, which was supposed to have the power of raising the arch enemy in the form of a goat. This precious specimen of human folly has been preserved by Horst, in his "Zauberbibliothek." It ran as follows, and was to be repeated slowly, with many ceremonies and waivings of the hand:-- "Lalle, Bachera, Magotte, Baphia, Dajam, Vagoth Heneche Ammi Nagaz, Adomator Raphael Immanuel Christus, Tetragrammaton Agra Jod Loi. Konig! Konig!" The two last words were uttered quickly, and with a sort of scream, and were supposed to be highly agreeable to Satan, who loved to be called a king. If he did not appear immediately, it was necessary to repeat a further exorcism. The one in greatest repute was as follows, and was to be read backwards, with the exception of the last two words "Anion, Lalle, Sabolos, Sado, Pater, Aziel Adonai Sado Vagoth Agra, Jod, Baphra! Komm! Komm!" When the witch wanted to get rid of the devil, who was sometimes in the habit of prolonging his visits to an unconscionable length, she had only to repeat the following, also backwards, when he generally disappeared, leaving behind him a suffocating smell:-- "Zellianelle Heotti Bonus Vagotha Plisos sother osech unicus Beelzebub Dax! Komm! Komm!" This nonsensical jargon soon became known to all the idle and foolish boys of Germany. Many an unhappy urchin, who in a youthful frolic had repeated it, paid for his folly the penalty of his life. Three, whose ages varied from ten to fifteen, were burned alive at Wurzburg for no other offence. Of course every other boy in the city became still more convinced of the power of the charm. One boy confessed that he would willingly have sold himself to the devil, if he could have raised him, for a good dinner and cakes every day of his life, and a pony to ride upon. This luxurious youngster, instead of being horsewhipped for his folly, was hanged and burned. The small district of Lindheim was, if possible, even more notorious than Wurzburg for the number of its witch-burnings. In the year 1633 a famous witch, named Pomp Anna, who could cause her foes to fall sick by merely looking at them, was discovered and burned, along with three of her companions. Every year in this parish, consisting at most of a thousand persons, the average number of executions was five. Between the years 1660 and 1664, the number consumed was thirty. If the executions all over Germany had been in this frightful proportion, hardly a family could have escaped losing one of its members. In 1627 a ballad entitled the "Druten Zeitung," or the "Witches Gazette," was very popular in Germany. It detailed, according to the titlepage of a copy printed at Smalcald in 1627, "an account of the remarkable events which took place in Franconia, Bamberg, and Wurzburg, with those wretches who from avarice or ambition have sold themselves to the devil, and how they had their reward at last: set to music, and to be sung to the tune of Dorothea." The sufferings of the witches at the stake are explained in it with great minuteness, the poet waxing extremely witty when he describes the horrible contortions of pain upon their countenances, and the shrieks that rent the air when any one of more than common guilt was burned alive. A trick resorted to in order to force one witch to confess, is told in this doggrel as an excellent joke. As she obstinately refused to own that she was in league with the powers of evil, the commissioners suggested that the hangman should dress himself in a bear's skin, with the horns, tail, and all the et ceteras, and in this form penetrate into her dungeon. The woman, in the darkness of her cell, could not detect the imposture, aided as it was by her own superstitious fears. She thought she was actually in the presence of the prince of hell; and when she was told to keep up her courage, and that she should be relieved from the power of her enemies, she fell on her knees before the supposed devil, and swore to dedicate herself hereafter body and soul to his service. Germany is, perhaps, the only country in Europe where the delusion was so great as to have made such detestable verses as these the favourites of the people:-- "Man shickt ein Henkersknecht Zu ihr in Gefangniss n'unter, Den man hat kleidet recht, Mir einer Barnhaute, Als wenns der Teufel war; Als ihm die Drut anschaute Meints ihr Buhl kam daher. "Sie sprach zu ihm behende, Wie lasst du mich so lang In der Obrigkeit Hande? Hilf mir aus ihren Zwang, Wie du mir hast verheissen, Ich bin ja eben dein, Thu mich aus der Angst entreissen O liebster Buhle mein? [They sent a hangman's assistant down to her in her prison; they clothed him properly in a bear's skin, as if he were the devil. Him, when the witch saw, she thought he was her familiar. She said to him quickly, "Why hast thou left me so long in the magistrate's hands? Help me out of their power, as thou hast promised, and I will be thine alone. Help me from this anguish, O thou dearest devil (or lover), mine?"] This rare poet adds, that in making such an appeal to the hangman, the witch never imagined the roast that was to be made of her, and puts in, by way of parenthesis, "was not that fine fun!" "Was das war fur ein Spiel!" As feathers thrown into the air show how the wind blows, so this trumpery ballad serves to show the current of popular feeling at the time of its composition. All readers of history are familiar with the celebrated trial of the Marechale d'Ancre, who was executed in Paris in the year 1617. Although witchcraft was one of the accusations brought against her, the real crime for which she suffered was her ascendency over the mind of Mary of Medicis, and the consequent influence she exercised indirectly over the unworthy King, Louis XIII. Her coachman gave evidence that she had sacrificed a cock at midnight, in one of the churches, and others swore they had seen her go secretly into the house of a noted witch, named Isabella. When asked by what means she had acquired so extraordinary an influence over the mind of the Queen Mother, she replied boldly, that she exercised no other power over her, than that which a strong mind can always exercise over the weak. She died with great firmness. In two years afterwards scenes far more horrible than any that had yet taken place in France were enacted at Labourt, at the foot of the Pyrenees. The Parliament of Bourdeaux, scandalised at the number of witches who were said to infest Labourt and its neighbourhood, deputed one of its own members, the noted Pierre de l'Ancre, and its President, Espaignel, to inquire into the matter, with full powers to punish the offenders. They arrived at Labourt in May 1619. De l'Ancre wrote a book, setting forth all his great deeds, in this battle against the powers of evil. It is full of obscenity and absurdity; but the facts may be relied on as far as they relate to the number of trials and executions, and the strange confessions which torture forced from the unhappy criminals. De l'Ancre states as a reason why so many witches were to be found at Labourt, that the country was mountainous and sterile! He discovered many of them from their partiality to smoking tobacco. It may be inferred from this, that he was of the opinion of King James, that tobacco was the "devil's weed." When the commission first sat, the number of persons brought to trial was about forty a day. The acquittals did not average so many as five per cent. All the witches confessed that they had been present at the great Domdaniel, or Sabbath. At these saturnalia the devil sat upon a large gilded throne, sometimes in the form of a goat; sometimes as a gentleman, dressed all in black, with boots, spurs, and sword; and very often as a shapeless mass, resembling the trunk of a blasted tree, seen indistinctly amid the darkness. They generally proceeded to the Domdaniel, riding on spits, pitchforks, or broomsticks, and, on their arrival, indulged with the fiends in every species of debauchery. Upon one occasion they had had the audacity to celebrate this festival in the very heart of the city of Bourdeaux. The throne of the arch fiend was placed in the middle of the Place de Gallienne, and the whole space was covered with the multitude of witches and wizards, who flocked to it from far and near; some arriving even from distant Scotland. After two hundred poor wretches had been hanged and burned, there seemed no diminution in the number of criminals to be tried. Many of the latter were asked upon the rack what Satan had said, when he found that the commissioners were proceeding with such severity? The general reply was, that he did not seem to care much about it. Some of them asserted, that they had boldly reproached him for suffering the execution of their friends, saying, "Out upon thee, false fiend! thy promise was, that they should not die! Look! how thou hast kept thy word! They have been burned, and are a heap of ashes!" Upon these occasions he was never offended. He would give orders that the sports of the Domdaniel should cease, and producing illusory fires that did not burn, he encouraged them to walk through, assuring them that the fires lighted by the executioner gave no more pain than those. They would then ask him, where their friends were, since they had not suffered; to which the "Father of Lies" invariably replied, that they were happy in a far country, and could see and hear all that was then passing; and that, if they called by name those they wished to converse with, they might hear their voices in reply. Satan then imitated the voices of the defunct witches so successfully, that they were all deceived. Having answered all objections, the orgies recommenced, and lasted till the cock crew. De l'Ancre was also very zealous in the trial of unhappy monomaniacs for the crime of lycanthropy. Several who were arrested confessed, without being tortured, that they were weir-wolves, and that, at night, they rushed out among the flocks and herds, killing and devouring. One young man at Besancon, with the full consciousness of the awful fate that awaited him, voluntarily gave himself up to the commissioner Espaignel, and confessed that he was the servant of a strong fiend, who was known by the name of "Lord of the Forests." By his power, he was transformed into the likeness of a wolf. The "Lord of the Forests" assumed the same shape, but was much larger, fiercer, and stronger. They prowled about the pastures together at midnight, strangling the watch-dogs that defended the folds, and killing more sheep than they could devour. He felt, he said, a fierce pleasure in these excursions, and howled in excess of joy as he tore with his fangs the warm flesh of the sheep asunder. This youth was not alone in this horrid confession; many others voluntarily owned that they were weir-wolves, and many more were forced by torture to make the same avowal. Such criminals were thought to be too atrocious to be hanged first, and then burned: they were generally sentenced to be burned alive, and their ashes to be scattered to the winds. Grave and learned doctors of divinity openly sustained the possibility of these transformations, relying mainly upon the history of Nebuchadnezzar. They could not imagine why, if he had been an ox, modern men could not become wolves, by Divine permission and the power of the devil. They also contended that, if men should confess, it was evidence enough, if there had been no other. Delrio mentions that one gentleman accused of lycanthropy was put to the torture no less than twenty times, but still he would not confess. An intoxicating draught was then given him, and under its influence he confessed that he was a weir-wolf. Delrio cites this to show the extreme equity of the commissioners. They never burned anybody till he confessed; and if one course of torture would not suffice, their patience was not exhausted, and they tried him again and again, even to the twentieth time! Well may we exclaim, when such atrocities have been committed in the name of religion, "Quel lion, quel tigre egale en cruaute, Une injuste fureur qu'arme la piete?" The trial of the unhappy Urbain Grandier, the curate of Loudun, for bewitching a number of girls in the convent of the Ursulines in that town, was, like that of the Marechale d'Ancre, an accusation resorted to by his enemies to ruin one against whom no other charge could be brought so readily. This noted affair, which kept France in commotion for months, and the true character of which was known even at that time, merits no more than a passing notice in this place. It did not spring from the epidemic dread of sorcery then so prevalent, but was carried on by wretched intriguers, who had sworn to have the life of their foe. Such a charge could not be refuted in 1634: the accused could not, as Bodinus expresses it, "make the malice of the prosecutors more clear than the sun;" and his own denial, however intelligible, honest, and straightforward, was held as nothing in refutation of the testimony of the crazy women who imagined themselves bewitched. The more absurd and contradictory their assertions, the stronger the argument employed by his enemies that the devil was in them. He was burned alive, under circumstances of great cruelty. [A very graphic account of the execution of this unfortunate gentleman is to be found in the excellent romance of M. Alfred de Vigny, entitled "Cinq Mars;" but if the reader wishes for a full and accurate detail of all the circumstances of one of the most extraordinary trials upon record, he is referred to a work published anonymously, at Amsterdam, in 1693, entitled "Histoire des Diables de Loudun, ou de la Possession des Religieuses Ursulines, et de la Condemnation et du Supplice d'Urbain Grandier."] A singular instance of the epidemic fear of witchcraft occurred at Lille, in 1639. A pious, but not very sane lady, named Antoinette Bourignon, founded a school, or hospice, in that city. One day, on entering the school-room, she imagined that she saw a great number of little black angels flying about the heads of the children. In great alarm, she told her pupils of what she had seen, warning them to beware of the devil, whose imps were hovering about them. The foolish woman continued daily to repeat the same story, and Satan and his power became the only subject of conversation, not only between the girls themselves, but between them and their instructors. One of them at this time ran away from the school. On being brought back and interrogated, she said she had not run away, but had been carried away by the devil--she was a witch, and had been one since the age of seven. Some other little girls in the school went into fits at this announcement, and, on their recovery, confessed that they also were witches. At last, the whole of them, to the number of fifty, worked upon each other's imaginations to such a degree that they also confessed that they were witches--that they attended the Domdaniel, or meeting of the fiends--that they could ride through the air on broom-sticks, feast on infants' flesh, or creep through a key-hole. The citizens of Lille were astounded at these disclosures. The clergy hastened to investigate the matter; many of them, to their credit, openly expressed their opinion that the whole affair was an imposture: not so the majority--they strenuously insisted that the confessions of the children were valid, and that it was necessary to make an example by burning them all for witches. The poor parents, alarmed for their offspring, implored the examining Capuchins with tears in their eyes to save their young lives, insisting that they were bewitched, and not bewitching. This opinion also gained ground in the town. Antoinette Bourignon, who had put these absurd notions into the heads of the children, was accused of witchcraft, and examined before the council. The circumstances of the case seemed so unfavourable towards her that she would not stay for a second examination. Disguising herself as she best could, she hastened out of Lille and escaped pursuit. If she had remained four hours longer, she would have been burned by judicial sentence, as a witch and a heretic. It is to be hoped that, wherever she went, she learned the danger of tampering with youthful minds, and was never again entrusted with the management of children. The Duke of Brunswick and the Elector of Menz were struck with the great cruelty exercised in the torture of suspected persons, and convinced at the same time that no righteous judge would consider a confession extorted by pain, and contradictory in itself, as sufficient evidence to justify the execution of any accused person. It is related of the Duke of Brunswick that he invited two learned Jesuits to his house, who were known to entertain strong opinions upon the subject of witchcraft, with a view of showing them the cruelty and absurdity of such practises. A woman lay in the dungeon of the city accused of witchcraft, and the Duke, having given previous instructions to the officiating torturers, went with the two Jesuits to hear her confession. By a series of artful leading questions, the poor creature, in the extremity of her anguish, was induced to confess that she had often attended the sabbath of the fiends upon the Brocken--that she had seen two Jesuits there, who had made themselves notorious, even among witches, for their abominations--that she had seen them assume the form of goats, wolves, and other animals; and that many noted witches had borne them five, six, and seven children at a birth, who had heads like toads and legs like spiders. Being asked if the Jesuits were far from her, she replied that they were in the room beside her. The Duke of Brunswick led his astounded friends away, and explained the stratagem. This was convincing proof to both of them that thousands of persons had suffered unjustly; they knew their own innocence, and shuddered to think what their fate might have been, if an enemy, instead of a friend, had put such a confession into the mouth of a criminal. One of these Jesuits was Frederick Spee, the author of the "Cautio Criminalis," published in 1631. This work, exposing the horrors of the witch trials, had a most salutary effect in Germany: Schonbrunn, Archbishop and Elector of Menz, abolished the torture entirely within his dominions, and his example was imitated by the Duke of Brunswick and other potentates. The number of supposed witches immediately diminished, and the violence of the mania began to subside. The Elector of Brandenburg issued a rescript, in 1654, with respect to the case of Anna of Ellerbrock, a supposed witch, forbidding the use of torture, and stigmatizing the swimming of witches as an unjust, cruel, and deceitful test. This was the beginning of the dawn after the long-protracted darkness. The tribunals no longer condemned witches to execution by hundreds in a year. Wurzburg, the grand theatre of the burnings, burned but one, where, forty years previously, it had burned three score. From 1660 to 1670, the electoral chambers in all parts of Germany constantly commuted the sentence of death passed by the provincial tribunals into imprisonment for life, or burning on the cheek. A truer philosophy had gradually disabused the public mind. Learned men freed themselves from the trammels of a debasing superstition, and governments, both civil and ecclesiastical, repressed the popular delusion they had so long encouraged. The Parliament of Normandy condemned a number of women to death, in the year 1670, on the old charge of riding on broomsticks to the Domdaniel; but Louis XIV. commuted the sentence into banishment for life. The Parliament remonstrated, and sent the King the following remarkable request. The reader will, perhaps, be glad to see this document at length. It is of importance, as the last effort of a legislative assembly to uphold this great error; and the arguments they used, and the instances they quoted, are in the highest degree curious. It reflects honour upon the memory of Louis XIV. that he was not swayed by it. "REQUEST OF THE PARLIAMENT OF ROUEN TO THE KING, IN 1670. "SIRE, "EMBOLDENED by the authority which your Majesty has committed into our hands in the province of Normandy, to try and punish offences, and more particularly those offences of the nature of witchcraft, which tend to the destruction of religion and the ruin of nations, we, your Parliament, remonstrate humbly with your Majesty upon certain cases of this kind which have been lately brought before us. We cannot permit the letter addressed by your Majesty's command to the Attorney-General of this district, for the reprieve of certain persons condemned to death for witchcraft, and for the staying of proceedings in several other cases, to remain unnoticed, and without remarking upon the consequences which may ensue. There is also a letter from your Secretary of State, declaring your Majesty's intention to commute the punishment of these criminals into one of perpetual banishment, and to submit to the opinion of the Procureur-General, and of the most learned members of the Parliament of Paris, whether, in the matter of witchcraft, the jurisprudence of the Parliament of Rouen is to be followed in preference to that of the Parliament of Paris, and of the other parliaments of the kingdom which judge differently. "Although by the ordinances of the Kings your predecessors, Parliaments have been forbidden to pay any attention to lettres de cachet; we, nevertheless, from the knowledge which we have, in common with the whole kingdom, of the care bestowed by your Majesty for the good of your subjects, and from the submission and obedience to your commandments which we have always manifested, have stayed all proceedings, in conformity to your orders; hoping that your Majesty, considering the importance of the crime of witchcraft, and the consequences likely to ensue from its impunity, will be graciously pleased to grant us once more your permission to continue the trials, and execute judgment upon those found guilty. And as, since we received the letter of your Secretary of State, we have also been made acquainted with the determination of your Majesty, not only to commute the sentence of death passed upon these witches into one of perpetual banishment from the province, but to re-establish them in the possession of their goods and chattels, and of their good fame and character, your Parliament have thought it their duty, on occasion of these crimes, the greatest which men can commit, to make you acquainted with the general and uniform feelings of the people of this province with regard to them; it being, moreover, a question in which are concerned the glory of God and the relief of your suffering subjects, who groan under their fears from the threats and menaces of this sort of persons, and who feel the effects of them every day in the mortal and extraordinary maladies which attack them, and the surprising damage and loss of their possessions. "Your Majesty knows well that there is no crime so opposed to the commands of God as witchcraft, which destroys the very foundation of religion, and draws strange abominations after it. It is for this reason, Sire, that the Scriptures pronounce the punishment of death against offenders, and that the church and the holy fathers have fulminated their anathemas, and that canonical decisions have one and all decreed the most severe punishments, to deter from this crime; and that the Church of France, animated by the piety of the Kings your predecessors, has expressed so great a horror at it, that, not judging the punishment of perpetual imprisonment, the highest it has the power to inflict, sufficiently severe, it has left such criminals to be dealt with by the secular power. "It has been the general feeling of all nations that such criminals ought to be condemned to death, and all the ancients were of the same opinion. The law of the "Twelve Tables," which was the principal of the Roman laws, ordains the same punishment. All jurisconsults agreed in it, as well as the constitutions of the Emperors, and more especially those of Constantine and Theodosius, who, enlightened by the Gospel, not only renewed the same punishment, but also deprived, expressly, all persons found guilty of witchcraft of the right of appeal, and declared them to be unworthy of a prince's mercy. And Charles VIII, Sire, inspired by the same sentiments, passed that beautiful and severe ordinance (cette belle et severe ordonnance), which enjoined the judges to punish witches according to the exigencies of the case, under a penalty of being themselves fined or imprisoned, or dismissed from their office; and decreed, at the same time, that all persons who refused to denounce a witch, should be punished as accomplices; and that all, on the contrary, who gave evidence against one, should be rewarded. "From these considerations, Sire, and in the execution of so holy an ordinance, your parliaments, by their decrees, proportion their punishments to the guilt of the offenders: and your Parliament of Normandy has never, until the present time, found that its practice was different from that of other courts; for all the books which treat upon this matter cite an infinite number of decrees condemning witches to be burnt, or broken on the wheel, or to other punishments. The following are examples:--In the time of Chilperic, as may be seen in Gregory of Tours, b. vi, c. 35 of his History of France: all the decrees of the Parliament of Paris passed according to, and in conformity with, this ancient jurisprudence of the kingdom, cited by Imbert, in his "Judicial Practice;" all those cited by Monstrelet, in 1459, against the witches of Artois; the decrees of the same Parliament, of the 13th of October 1573, against Mary Le Fief, native of Saumur; of the 21st of October 1596, against the Sieur de Beaumont, who pleaded, in his defence, that he had only sought the aid of the devil for the purpose of unbewitching the afflicted and of curing diseases; of the 4th of July 1606, against Francis du Bose; of the 20th of July 1582, against Abel de la Rue, native of Coulommiers; of the 2nd of October 1593, against Rousseau and his daughter; of 1608, against another Rousseau and one Peley, for witchcraft and adoration of the devil at the Sabbath, under the figure of a he-goat, as confessed by them; the decree of 4th of February 1615, against Leclerc, who appealed from the sentence of the Parliament of Orleans, and who was condemned for having attended the Sabbath, and confessed, as well as two of his accomplices, who died in prison, that he had adored the devil, renounced his baptism and his faith in God, danced the witches' dance, and offered up unholy sacrifices; the decrees of the 6th of May 1616, against a man named Leger, on a similar accusation; the pardon granted by Charles IX to Trois Echelles, upon condition of revealing his accomplices, but afterwards revoked for renewed sorcery on his part; the decree of the Parliament of Paris, cited by Mornac in 1595; the judgments passed in consequence of the commission given by Henry IV to the Sieur de Lancre, councillor of the Parliament of Bourdeaux; of the 20th of March 1619, against Etienne Audibert; those passed by the Chamber of Nerac, on the 26th of June 1620, against several witches; those passed by the Parliament of Toulouse in 1577, as cited by Gregory Tolosanus, against four hundred persons accused of this crime, and who were all marked with the sign of the devil. Besides all these, we might recall to your Majesty's recollection the various decrees of the Parliament of Provence, especially in the case of Gaufredy in 1611; the decrees of the Parliament of Dijon, and those of the Parliament of Rennes, following the example of the condemnation of the Marshal de Rays, who was burned in 1441, for the crime of witchcraft, in presence of the Duke of Brittany;--all these examples, Sire, prove that the accusation of witchcraft has always been punished with death by the Parliaments of your kingdom, and justify the uniformity of their practice. "These, Sire, are the motives upon which your Parliament of Normandy has acted in decreeing the punishment of death against the persons lately brought before it for this crime. If it has happened that, on any occasion, these parliaments, and the Parliament of Normandy among the rest, have condemned the guilty to a less punishment than that of death, it was for the reason that their guilt was not of the deepest dye; your Majesty, and the Kings your predecessors, having left full liberty to the various tribunals to whom they delegated the administration of justice, to decree such punishment as was warranted by the evidence brought before them. "After so many authorities, and punishments ordained by human and divine laws, we humbly supplicate your Majesty to reflect once more upon the extraordinary results which proceed from the malevolence of this sort of people--on the deaths from unknown diseases, which are often the consequences of their menaces--on the loss of the goods and chattels of your subjects--on the proofs of guilt continually afforded by the insensibility of the marks upon the accused--on the sudden transportation of bodies from one place to another--on the sacrifices and nocturnal assemblies, and other facts, corroborated by the testimony of ancient and modern authors, and verified by so many eye-witnesses, composed partly of accomplices, and partly of people who had no interest in the trials beyond the love of truth, and confirmed, moreover, by the confessions of the accused parties themselves; and that, Sire, with so much agreement and conformity between the different cases, that the most ignorant persons convicted of this crime have spoken to the same circumstances, and in nearly the same words, as the most celebrated authors who have written about it, all of which may be easily proved to your Majesty's satisfaction by the records of various trials before your parliaments. "These, Sire, are truths so intimately bound up with the principles of our religion, that, extraordinary although they be, no person has been able to this time to call them in question. If some have cited, in opposition to these truths, the pretended canon of the Council of Ancyre, and a passage from St. Augustin, in a treatise upon the 'Spirit and the Soul', it has been without foundation; and it would be easy to convince your Majesty that neither the one nor the other ought to be accounted of any authority; and, besides that, the canon, in this sense, would be contrary to the opinion of all succeeding councils of the church, Cardinal Baronius, and all learned commentators, agree that it is not to be found in any old edition. In effect, in those editions wherein it is found, it is in another language, and is in direct contradiction to the twenty-third canon of the same council, which condemns sorcery, according to all preceding constitutions. Even supposing that this canon was really promulgated by the Council of Ancyre, we must observe that it was issued in the second century, when the principal attention of the Church was directed to the destruction of paganism. For this reason, it condemns that class of women who said they could pass through the air, and over immense regions, with Diana and Herodias, and enjoins all preachers to teach the falsehood of such an opinion, in order to deter people from the worship of these false divinities; but it does not question the power of the devil over the human body, which is, in fact, proved by the Holy Gospel of Jesus Christ himself. And with regard, Sire, to the pretended passage of St. Augustin, everybody knows that it was not written by him, because the writer, whoever he was, cites Boetius, who died more than eighty years after the time of St. Augustin. Besides, there is still more convincing proof in the fact, that the same father establishes the truth of witchcraft in all his writings, and more particularly in his 'City of God;' and in his first volume, question the 25th, wherein he states that sorcery is a communion between man and the devil, which all good Christians ought to look upon with horror. "Taking all these things into consideration, Sire, the officers of your Parliament hope, from the justice of your Majesty, that you will be graciously pleased to receive the humble remonstrances they have taken the liberty to make. They are compelled, for the acquittal of their own consciences and in discharge of their duty, to make known to your Majesty, that the decrees they passed against the sorcerers and witches brought before them, were passed after a mature deliberation on the part of all the judges present, and that nothing has been done therein which is not conformable to the universal jurisprudence of the kingdom, and for the general welfare of your Majesty's subjects, of whom there is not one who can say that he is secure from the malevolence of such criminals. We therefore supplicate your Majesty to suffer us to carry into effect the sentences we passed, and to proceed with the trial of the other persons accused of the same crime; and that the piety of your Majesty will not suffer to be introduced during your reign an opinion contrary to the principles of that holy religion for which you have always employed so gloriously both your cares and your arms." Louis, as we have already mentioned, paid no attention to this appeal. The lives of the old women were spared, and prosecutions for mere witchcraft, unconnected with other offences, were discontinued throughout France. In 1680 an act was passed for the punishment, not of witches, but of pretenders to witchcraft, fortune-tellers, divineresses, and poisoners. Thus the light broke in upon Germany, France, England, and Scotland about the same time, gradually growing clearer and clearer till the middle of the eighteenth century, when witchcraft was finally reckoned amongst exploded doctrines, and the belief in it confined to the uttermost vulgar. Twice, however, did the madness burst forth again as furious, while it lasted, as ever it had been. The first time in Sweden, in 1669, and the second in Germany, so late as 1749. Both these instances merit particular mention. The first is one of the most extraordinary upon record, and for atrocity and absurdity is unsurpassed in the annals of any nation. It having been reported to the King of Sweden that the little village of Mohra, in the province of Dalecarlia, was troubled exceedingly with witches, he appointed a commission of clergy and laymen to trace the rumour to its source, with full powers to punish the guilty. On the 12th of August 1669, the commissioners arrived in the bewitched village, to the great joy of the credulous inhabitants. On the following day the whole population, amounting to three thousand persons, assembled in the church. A sermon was preached, "declaring the miserable case of those people that suffered themselves to be deluded by the devil," and fervent prayer was offered up that God would remove the scourge from among them. The whole assembly then adjourned to the rector's house, filling all the street before it, when the King's commission was read, charging every person who knew anything of the witchery, to come forward and declare the truth. A passion of tears seized upon the multitude; men, women, and children began to weep and sob, and all promised to divulge what they had heard or knew. In this frame of mind they were dismissed to their homes. On the following day they were again called together, when the depositions of several persons were taken publicly before them all. The result was that seventy persons, including fifteen children, were taken into custody. Numbers also were arrested in the neighbouring district of Elfdale. Being put to the torture, they all confessed their guilt. They said they used to go to a gravel-pit that lay hard by the cross-way, where they put a vest upon their heads, and danced "round and round and round about." They then went to the cross-way, and called three times upon the devil; the first time in a low still voice; the second, somewhat louder; and the third, very loudly, with these words, "Antecessor, come, and carry us to Blockula!" This invocation never failed to bring him to their view. He generally appeared as a little old man, in a grey coat, with red and blue stockings, with exceedingly long garters. He had besides a very high-crowned hat, with bands of many-coloured linen enfolded about it, and a long red beard, that hung down to his middle. The first question he put to them was, whether they would serve him soul and body? On their answering in the affirmative, he told them to make ready for the journey to Blockula. It was necessary to procure, in the first place, "some scrapings of altars and filings of church clocks." Antecessor then gave them a horn, with some salve in it, wherewith they anointed themselves. These preparations ended, he brought beasts for them to ride upon, horses, asses, goats, and monkeys; and, giving them a saddle, a hammer, and a nail, uttered the word of command, and away they went. Nothing stopped them. They flew over churches, high walls, rocks, and mountains, until they came to the green meadow where Blockula was situated. Upon these occasions they carried as many children with them as they could; for the devil, they said, "did plague and whip them if they did not procure him children, insomuch that they had no peace or quiet for him." Many parents corroborated a part of this evidence, stating that their children had repeatedly told them that they had been carried away in the night to Blockula, where the devil had beaten them black and blue. They had seen the marks in the morning, but they soon disappeared. One little girl was examined, who swore positively that she was carried through the air by the witches, and when at a great height she uttered the holy name of Jesus. She immediately fell to the ground, and made a great hole in her side. "The devil, however, picked her up, healed her side, and carried her away to Blockula." She added, and her mother confirmed her statement, that she had till that day "an exceeding great pain in her side." This was a clencher, and the nail of conviction was driven home to the hearts of the judges. The place called Blockula, whither they were carried, was a large house, with a gate to it, "in a delicate meadow, whereof they could see no end." There was a very long table in it, at which the witches sat down; and in other rooms "there were very lovely and delicate beds for them to sleep upon." After a number of ceremonies had been performed, by which they bound themselves, body and soul, to the service of Antecessor, they sat down to a feast, composed of broth, made of colworts and bacon, oatmeal, bread and butter, milk and cheese. The devil always took the chair, and sometimes played to them on the harp or the fiddle, while they were eating. After dinner they danced in a ring, sometimes naked, and sometimes in their clothes, cursing and swearing all the time. Some of the women added particulars too horrible and too obscene for repetition. Once the devil pretended to be dead, that he might see whether his people regretted him. They instantly set up a loud wail, and wept three tears each for him, at which he was so pleased, that he jumped up among them, and hugged in his arms those who had been most obstreperous in their sorrow. Such were the principal details given by the children, and corroborated by the confessions of the full-grown witches. Anything more absurd was never before stated in a court of justice. Many of the accused contradicted themselves most palpably; but the commissioners gave no heed to discrepancies. One of them, the parson of the district, stated, in the course of the inquiry, that on a particular night, which he mentioned, he had been afflicted with a headach so agonizing, that he could not account for it otherwise than by supposing he was bewitched. In fact, he thought a score of witches must have been dancing on the crown of his head. This announcement excited great horror among the pious dames of the auditory, who loudly expressed their wonder that the devil should have power to hurt so good a man. One poor witch, who lay in the very jaws of death, confessed that she knew too well the cause of the minister's headach. The devil had sent her with a sledge hammer and a large nail, to drive into the good man's skull. She had hammered at it for some time, but the skull was so enormously thick, that she made no impression upon it. Every hand was held up in astonishment. The pious minister blessed God that his skull was so solid, and he became renowned for his thick head all the days of his life. Whether the witch intended a joke does not appear, but she was looked upon as a criminal more than usually atrocious. Seventy persons were condemned to death on these so awful yet so ridiculous confessions. Twenty-three of them were burned together, in one fire, in the village of Mohra, in the presence of thousands of delighted spectators. On the following day fifteen children were murdered in the same manner; offered up in sacrifice to the bloody Moloch of superstition. The remaining thirty-two were executed at the neighbouring town of Fahluna. Besides these, fifty-six children were found guilty of witchcraft in a minor degree, and sentenced to various punishments, such as running the gauntlet, imprisonment, and public whipping once a week for a twelvemonth. Long after the occurrence of this case, it was cited as one of the most convincing proofs upon record of the prevalence of witchcraft. When men wish to construct or support a theory, how they torture facts into their service! The lying whimsies of a few sick children, encouraged by foolish parents, and drawn out by superstitious neighbours, were sufficient to set a country in a flame. If, instead of commissioners as deeply sunk in the slough of ignorance as the people they were sent amongst, there had been deputed a few men firm in courage and clear in understanding, how different would have been the result! Some of the poor children who were burned would have been sent to an infirmary; others would have been well flogged; the credulity of the parents would have been laughed at, and the lives of seventy persons spared. The belief in witchcraft remains in Sweden to this day; but, happily, the annals of that country present no more such instances of lamentable aberration of intellect as the one just cited. In New England, about the same time, the colonists were scared by similar stories of the antics of the devil. All at once a fear seized upon the multitude, and supposed criminals were arrested day after day in such numbers, that the prisons were found too small to contain them. A girl, named Goodwin, the daughter of a mason, who was hypochondriac and subject to fits, imagined that an old Irishwoman, named Glover, had bewitched her. Her two brothers, in whose constitutions there was apparently a predisposition to similar fits, went off in the same way, crying out that the devil and Dame Glover were tormenting them. At times their joints were so stiff that they could not be moved, while at others, said the neighbours, they were so flexible, that the bones appeared softened into sinews. The supposed witch was seized, and, as she could not repeat the Lord's Prayer without making a mistake in it, she was condemned and executed. But the popular excitement was not allayed. One victim was not enough: the people waited agape for new disclosures. Suddenly two hysteric girls in another family fell into fits daily, and the cry of witchcraft resounded from one end of the colony to the other. The feeling of suffocation in the throat, so common in cases of hysteria, was said by the patients to be caused by the devil himself, who had stuck balls in the windpipe to choke them. They felt the pricking of thorns in every part of the body, and one of them vomited needles. The case of these girls, who were the daughter and niece of a Mr. Parris, the minister of a Calvinist chapel, excited so much attention, that all the weak women in the colony began to fancy themselves similarly afflicted. The more they brooded on it, the more convinced they became. The contagion of this mental disease was as great as if it had been a pestilence. One after the other the women fainted away, asserting, on their recovery, that they had seen the spectres of witches. Where there were three or four girls in a family, they so worked, each upon the diseased imagination of the other, that they fell into fits five or six times in a day. Some related that the devil himself appeared to them, bearing in his hand a parchment roll, and promising that if they would sign an agreement transferring to him their immortal souls, they should be immediately relieved from fits and all the ills of the flesh. Others asserted that they saw witches only, who made them similar promises, threatening that they should never be free from aches and pains till they had agreed to become the devil's. When they refused, the witches pinched, or bit, or pricked them with long pins and needles. More than two hundred persons named by these mischievous visionaries, were thrown into prison. They were of all ages and conditions of life, and many of them of exemplary character. No less than nineteen were condemned and executed before reason returned to the minds of the colonists. The most horrible part of this lamentable history is, that among the victims there was a little child only five years old. Some women swore that they had seen it repeatedly in company with the devil, and that it had bitten them often with its little teeth, for refusing to sign a compact with the Evil One. It can hardly increase our feelings of disgust and abhorrence when we learn that this insane community actually tried and executed a dog for the same offence! One man, named Cory, stoutly refused to plead to the preposterous indictment against him. As was the practice in such eases, he was pressed to death. It is told of the Sheriff of New England, who superintended the execution, that when this unhappy man thrust out his tongue in his mortal agony, he seized hold of a cane, and crammed it back again into the mouth. If ever there were a fiend in human form, it was this Sheriff; a man, who, if the truth were known, perhaps plumed himself upon his piety--thought he was doing God good service, and "Hoped to merit heaven by making earth a hell!" Arguing still in the firm belief of witchcraft, the bereaved people began to inquire, when they saw their dearest friends snatched away from them by these wide-spreading accusations, whether the whole proceedings were not carried on by the agency of the devil. Might not the great enemy have put false testimony into the mouths of the witnesses, or might not the witnesses be witches themselves? Every man who was in danger of losing his wife, his child, or his sister, embraced this doctrine with avidity. The revulsion was as sudden as the first frenzy. All at once, the colonists were convinced of their error. The judges put a stop to the prosecutions, even of those who had confessed their guilt. The latter were no sooner at liberty than they retracted all they had said, and the greater number hardly remembered the avowals which agony had extorted from them. Eight persons, who had been tried and condemned, were set free; and gradually girls ceased to have fits and to talk of the persecutions of the devil. The judge who had condemned the first criminal executed on this charge, was so smitten with sorrow and humiliation at his folly, that he set apart the anniversary of that day as one of solemn penitence and fasting. He still clung to the belief in witchcraft; no new light had broken in upon him on that subject, but, happily for the community, the delusion had taken a merciful turn. The whole colony shared the feeling; the jurors on the different trials openly expressed their penitence in the churches; and those who had suffered were regarded as the victims, and not the accomplices of Satan. It is related that the Indian tribes in New England were sorely puzzled at the infatuation of the settlers, and thought them either a race inferior to, or more sinful than the French colonists in the vicinity, amongst whom, as they remarked, "the Great Spirit sent no witches." Returning again to the continent of Europe, we find that, after the year 1680, men became still wiser upon this subject. For twenty years the populace were left to their belief, but governments in general gave it no aliment in the shape of executions. The edict of Louis XIV. gave a blow to the superstition, from which it never recovered. The last execution in the Protestant cantons of Switzerland was at Geneva, in 1652. The various potentates of Germany, although they could not stay the trials, invariably commuted the sentence into imprisonment, in all cases where the pretended witch was accused of pure witchcraft, unconnected with any other crime. In the year 1701, Thomasius, the learned professor at the University of Halle, delivered his inaugural thesis, "De Crimine Magiae," which struck another blow at the falling monster of popular error. But a faith so strong as that in witchcraft was not to be eradicated at once: the arguments of learned men did not penetrate to the villages and hamlets, but still they achieved great things; they rendered the belief an unworking faith, and prevented the supply of victims, on which for so many ages it had battened and grown strong. Once more the delusion broke out; like a wild beast wounded to the death, it collected all its remaining energies for the final convulsion, which was to show how mighty it had once been. Germany, which had nursed the frightful error in its cradle, tended it on its death-bed, and Wurzburg, the scene of so many murders on the same pretext, was destined to be the scene of the last. That it might lose no portion of its bad renown, the last murder was as atrocious as the first. This case offers a great resemblance to that of the witches of Mohra and New England, except in the number of its victims. It happened so late as the year 1749, to the astonishment and disgust of the rest of Europe. A number of young women in a convent at Wurzburg fancied themselves bewitched; they felt, like all hysteric subjects, a sense of suffocation in the throat. They went into fits repeatedly; and one of them, who had swallowed needles, evacuated them at abscesses, which formed in different parts of the body. The cry of sorcery was raised, and a young woman, named Maria Renata Sanger, was arrested on the charge of having leagued with the devil, to bewitch five of the young ladies. It was sworn on the trial that Maria had been frequently seen to clamber over the convent walls in the shape of a pig--that, proceeding to the cellar, she used to drink the best wine till she was intoxicated; and then start suddenly up in her own form. Other girls asserted that she used to prowl about the roof like a cat, and often penetrate into their chamber, and frighten them by her dreadful howlings. It was also said that she had been seen in the shape of a hare, milking the cows dry in the meadows belonging to the convent; that she used to perform as an actress on the boards of Drury Lane theatre in London, and, on the very same night, return upon a broomstick to Wurzburg, and afflict the young ladies with pains in all their limbs. Upon this evidence she was condemned, and burned alive in the market-place of Wurzburg. Here ends this frightful catalogue of murder and superstition. Since that day, the belief in witchcraft has fled from the populous abodes of men, and taken refuge in remote villages and districts too wild, rugged, and inhospitable to afford a resting-place for the foot of civilization. Rude fishers and uneducated labourers still attribute every phenomenon of nature which they cannot account for, to the devil and witches. Catalepsy, that wondrous disease, is still thought by ignorant gossips to be the work of Satan; and hypochondriacs, uninformed by science of the nature of their malady, devoutly believe in the reality of their visions. The reader would hardly credit the extent of the delusion upon this subject in the very heart of England at this day. Many an old woman leads a life of misery from the unfeeling insults of her neighbours, who raise the scornful finger and hooting voice at her, because in her decrepitude she is ugly, spiteful, perhaps insane, and realizes in her personal appearance the description preserved by tradition of the witches of yore. Even in the neighbourhood of great towns the taint remains of this once widely-spread contagion. If no victims fall beneath it, the enlightenment of the law is all that prevents a recurrence of scenes as horrid as those of the seventeeth century. Hundreds upon hundreds of witnesses could be found to swear to absurdities as great as those asserted by the infamous Matthew Hopkins. In the Annual Register for 1760, an instance of the belief in witchcraft is related, which shows how superstition lingers. A dispute arose in the little village of Glen, in Leicestershire, between two old women, each of whom vehemently accused the other of witchcraft. The quarrel at last ran so high that a challenge ensued, and they both agreed to be tried by the ordeal of swimming. They accordingly stripped to their shifts--procured some men, who tied their thumbs and great toes together, cross-wise, and then, with a cart-rope about their middle, suffered themselves to be thrown into a pool of water. One of them sank immediately, but the other continued struggling a short time upon the surface of the water, which the mob deeming an infallible sign of her guilt, pulled her out, and insisted that she should immediately impeach all her accomplices in the craft. She accordingly told them that, in the neighbouring village of Burton, there were several old women as "much witches as she was." Happily for her, this negative information was deemed sufficient, and a student in astrology, or "white-witch," coming up at the time, the mob, by his direction, proceeded forthwith to Burton in search of all the delinquents. After a little consultation on their arrival, they went to the old woman's house on whom they had fixed the strongest suspicion. The poor old creature on their approach locked the outer door, and from the window of an upstairs room asked what they wanted. They informed her that she was charged with being guilty of witchcraft, and that they were come to duck her; remonstrating with her at the same time upon the necessity of submission to the ordeal, that, if she were innocent, all the world might know it. Upon her persisting in a positive refusal to come down, they broke open the door and carried her out by force, to a deep gravel-pit full of water. They tied her thumbs and toes together and threw her into the water, where they kept her for several minutes, drawing her out and in two or three times by the rope round her middle. Not being able to satisfy themselves whether she were a witch or no, they at last let her go, or, more properly speaking, they left her on the bank to walk home by herself, if she ever recovered. Next day, they tried the same experiment upon another woman, and afterwards upon a third; but, fortunately, neither of the victims lost her life from this brutality. Many of the ringleaders in the outrage were apprehended during the week, and tried before the justices at quarter-sessions. Two of them were sentenced to stand in the pillory and to be imprisoned for a month; and as many as twenty more were fined in small sums for the assault, and bound over to keep the peace for a twelvemonth. "So late as the year 1785," says Arnot, in his collection and abridgment of Criminal Trials in Scotland, "it was the custom among the sect of Seceders to read from the pulpit an annual confession of sins, national and personal; amongst the former of which was particularly mentioned the 'Repeal by Parliament of the penal statute against witches, contrary to the express laws of God.'" Many houses are still to be found in England with the horse-shoe (the grand preservative against witchcraft) nailed against the threshold. If any over-wise philosopher should attempt to remove them, the chances are that he would have more broken bones than thanks for his interference. Let any man walk into Cross-street, Hatton-Garden, and from thence into Bleeding-heart Yard, and learn the tales still told and believed of one house in that neighbourhood, and he will ask himself in astonishment if such things can be in the nineteenth century. The witchcraft of Lady Hatton, the wife of the famous Sir Christopher, so renowned for his elegant dancing in the days of Elizabeth, is as devoutly believed as the Gospels. The room is to be seen where the devil seized her after the expiration of the contract he had made with her, and bore her away bodily to the pit of Tophet: the pump against which he dashed her is still pointed out, and the spot where her heart was found, after he had torn it out of her bosom with his iron claws, has received the name of Bleeding-heart Yard, in confirmation of the story. Whether the horse-shoe still remains upon the door of the haunted house, to keep away other witches, is uncertain; but there it was, twelve or thirteen years ago. The writer resided at that time in the house alluded to, and well remembers that more than one old woman begged for admittance repeatedly, to satisfy themselves that it was in its proper place. One poor creature, apparently insane, and clothed in rags, came to the door with a tremendous double-knock, as loud as that of a fashionable footman, and walked straight along the passage to the horse-shoe. Great was the wonderment of the inmates, especially when the woman spat upon the horse-shoe, and expressed her sorrow that she could do no harm while it remained there. After spitting upon, and kicking it again and again, she coolly turned round and left the house, without saying a word to anybody. This poor creature perhaps intended a joke, but the probability is that she imagined herself a witch. In Saffron Hill, where she resided, her ignorant neighbours gave her that character, and looked upon her with no little fear and aversion. More than one example of the popular belief in witchcraft occurred in the neighbourhood of Hastings so lately as the year 1830. An aged woman, who resided in the Rope-walk of that town, was so repulsive in her appearance, that she was invariably accused of being a witch by all the ignorant people who knew her. She was bent completely double; and though very old, her eye was unusually bright and malignant. She wore a red cloak, and supported herself on a crutch: she was, to all outward appearance, the very beau ideal of a witch. So dear is power to the human heart, that this old woman actually encouraged the popular superstition: she took no pains to remove the ill impression, but seemed to delight that she, old and miserable as she was, could keep in awe so many happier and stronger fellow-creatures. Timid girls crouched with fear when they met her, and many would go a mile out of their way to avoid her. Like the witches of the olden time, she was not sparing of her curses against those who offended her. The child of a woman who resided within two doors of her, was afflicted with lameness, and the mother constantly asserted that the old woman had bewitched her. All the neighbours credited the tale. It was believed, too, that she could assume the form of a cat. Many a harmless puss has been hunted almost to the death by mobs of men and boys, upon the supposition that the animal would start up before them in the true shape of Mother * * * * *. In the same town there resided a fisherman,--who is, probably, still alive, and whose name, for that reason, we forbear to mention,--who was the object of unceasing persecution, because it was said that he had sold himself to the devil. It was currently reported that he could creep through a keyhole, and that he had made a witch of his daughter, in order that he might have the more power over his fellows. It was also believed that he could sit on the points of pins and needles, and feel no pain. His brother-fishermen put him to this test whenever they had an opportunity. In the alehouses which he frequented, they often placed long needles in the cushions of the chairs, in such a manner that he could not fail to pierce himself when he sat down. The result of these experiments tended to confirm their faith in his supernatural powers. It was asserted that he never flinched. Such was the popular feeling in the fashionable town of Hastings only seven years ago; very probably it is the same now. In the north of England, the superstition lingers to an almost inconceivable extent. Lancashire abounds with witch-doctors, a set of quacks, who pretend to cure diseases inflicted by the devil. The practices of these worthies may be judged of by the following case, reported in the "Hertford Reformer," of the 23rd of June, 1838. The witch-doctor alluded to is better known by the name of the cunning man, and has a large practice in the counties of Lincoln and Nottingham. According to the writer in "The Reformer," the dupe, whose name is not mentioned, had been for about two years afflicted with a painful abscess, and had been prescribed for without relief by more than one medical gentleman. He was urged by some of his friends, not only in his own village, but in neighbouring ones, to consult the witch-doctor, as they were convinced he was under some evil influence. He agreed, and sent his wife to the cunning man, who lived in New Saint Swithin's, in Lincoln. She was informed by this ignorant impostor that her husband's disorder was an infliction of the devil, occasioned by his next-door neighbours, who had made use of certain charms for that purpose. From the description he gave of the process, it appears to be the same as that employed by Dr. Fian and Gellie Duncan, to work woe upon King James. He stated that the neighbours, instigated by a witch, whom he pointed out, took some wax, and moulded it before the fire into the form of her husband, as near as they could represent him; they then pierced the image with pins on all sides--repeated the Lord's Prayer backwards, and offered prayers to the devil that he would fix his stings into the person whom that figure represented, in like manner as they pierced it with pins. To counteract the effects of this diabolical process, the witch-doctor prescribed a certain medicine, and a charm to be worn next the body, on that part where the disease principally lay. The patient was to repeat the 109th and 119th Psalms every day, or the cure would not be effectual. The fee which he claimed for this advice was a guinea. So efficacious is faith in the cure of any malady, that the patient actually felt much better after a three weeks' course of this prescription. The notable charm which the quack had given was afterwards opened, and found to be a piece of parchment, covered with some cabalistic characters and signs of the planets. The next-door neighbours were in great alarm that the witch-doctor would, on the solicitation of the recovering patient, employ some means to punish them for their pretended witchcraft. To escape the infliction, they feed another cunning man, in Nottinghamshire, who told them of a similar charm, which would preserve them from all the malice of their enemies. The writer concludes by saying that, "the doctor, not long after he had been thus consulted, wrote to say that he had discovered that his patient was not afflicted by Satan, as he had imagined, but by God, and would continue, more or less, in the same state till his life's end." An impostor carried on a similar trade in the neighbourhood of Tunbridge Wells, about the year 1830. He had been in practice for several years, and charged enormous fees for his advice. This fellow pretended to be the seventh son of a seventh son, and to be endowed in consequence with miraculous powers for the cure of all diseases, but especially of those resulting from witchcraft. It was not only the poor who employed him, but ladies who rode in their carriages. He was often sent for from a distance of sixty or seventy miles by these people, who paid all his expenses to and fro, besides rewarding him handsomely. He was about eighty years of age, and his extremely venerable appearance aided his imposition in no slight degree. His name was Okey, or Oakley. In France, the superstition at this day is even more prevalent than it is in England. Garinet, in his history of Magic and Sorcery in that country, cites upwards of twenty instances which occurred between the years 1805 and 1818. In the latter year, no less than three tribunals were occupied with trials originating in this humiliating belief: we shall cite only one of them. Julian Desbourdes, aged fifty-three, a mason, and inhabitant of the village of Thilouze, near Bordeaux, was taken suddenly ill, in the month of January 1818. As he did not know how to account for his malady, he suspected at last that he was bewitched. He communicated this suspicion to his son-in-law, Bridier, and they both went to consult a sort of idiot, named Baudouin, who passed for a conjuror, or white-witch. This man told them that Desbourdes was certainly bewitched, and offered to accompany them to the house of an old man, named Renard, who, he said, was undoubtedly the criminal. On the night of the 23rd of January all three proceeded stealthily to the dwelling of Renard, and accused him of afflicting persons with diseases, by the aid of the devil. Desbourdes fell on his knees, and earnestly entreated to be restored to his former health, promising that he would take no measures against him for the evil he had done. The old man denied in the strongest terms that he was a wizard; and when Desbourdes still pressed him to remove the spell from him, he said he knew nothing about the spell, and refused to remove it. The idiot Baudouin, the white-witch, now interfered, and told his companions that no relief for the malady could ever be procured until the old man confessed his guilt. To force him to confession they lighted some sticks of sulphur, which they had brought with them for the purpose, and placed them under the old man's nose. In a few moments, he fell down suffocated and apparently lifeless. They were all greatly alarmed; and thinking that they had killed the man, they carried him out and threw him into a neighbouring pond, hoping to make it appear that he had fallen in accidentally. The pond, however, was not very deep, and the coolness of the water reviving the old man, he opened his eyes and sat up. Desbourdes and Bridier, who were still waiting on the bank, were now more alarmed than before, lest he should recover and inform against them. They, therefore, waded into the pond--seized their victim by the hair of the head--beat him severely, and then held him under water till he was drowned. They were all three apprehended on the charge of murder a few days afterwards. Desbourdes and Bridier were found guilty of aggravated manslaughter only, and sentenced to be burnt on the back, and to work in the galleys for life. The white-witch Baudouin was acquitted, on the ground of insanity. M. Garinet further informs us that France, at the time he wrote (1818), was overrun by a race of fellows, who made a trade of casting out devils and finding out witches. He adds, also, that many of the priests in the rural districts encouraged the superstition of their parishioners, by resorting frequently to exorcisms, whenever any foolish persons took it into their heads that a spell had been thrown over them. He recommended, as a remedy for the evil, that all these exorcists, whether lay or clerical, should be sent to the galleys, and that the number of witches would then very sensibly diminish. Many other instances of this lingering belief might be cited both in France and Great Britain, and indeed in every other country in Europe. So deeply rooted are some errors that ages cannot remove them. The poisonous tree that once overshadowed the land, may be cut down by the sturdy efforts of sages and philosophers--the sun may shine clearly upon spots where venemous things once nestled in security and shade; but still the entangled roots are stretched beneath the surface, and may be found by those who dig. Another king, like James I, might make them vegetate again; and, more mischievous still, another pope, like Innocent VIII, might raise the decaying roots to strength and verdure. Still, it is consoling to think, that the delirium has passed away; that the raging madness has given place to a milder folly; and that we may now count by units the votaries of a superstition which, in former ages, numbered its victims by tens of thousands, and its votaries by millions. THE SLOW POISONERS. Pescara.--The like was never read of. Stephano.--In my judgment, To all that shall but hear it, 't will appear A most impossible fable. Pescara.--Troth, I'll tell you, And briefly as I can, by what degrees They fell into this madness. Duke of Milan. The atrocious system of poisoning, by poisons so slow in their operation, as to make the victim appear, to ordinary observers, as if dying from a gradual decay of nature, has been practised in all ages. Those who are curious in the matter may refer to Beckmann on Secret Poisons, in his "History of Inventions," in which he has collected several instances of it from the Greek and Roman writers. Early in the sixteenth century the crime seems to have gradually increased, till, in the seventeenth, it spread over Europe like a pestilence. It was often exercised by pretended witches and sorcerers, and finally became a branch of education amongst all who laid any claim to magical and supernatural arts. In the twenty-first year of Henry VIII. an act was passed, rendering it high-treason: those found guilty of it, were to be boiled to death. One of the first in point of date, and hardly second to any in point of atrocity, is the murder by this means of Sir Thomas Overbury, which disgraced the court of James I, in the year 1613. A slight sketch of it will be a fitting introduction to the history of the poisoning mania, which was so prevalent in France and Italy fifty years later. Robert Kerr, a Scottish youth, was early taken notice of by James I, and loaded with honours, for no other reason that the world could ever discover than the beauty of his person. James, even in his own day, was suspected of being addicted to the most abominable of all offences, and the more we examine his history now, the stronger the suspicion becomes. However that may be, the handsome Kerr, lending his smooth cheek, even in public, to the disgusting kisses of his royal master, rose rapidly in favour. In the year 1613, he was made Lord High Treasurer of Scotland, and created an English peer, by the style and title of Viscount Rochester. Still further honours were in store for him. In this rapid promotion he had not been without a friend. Sir Thomas Overbury, the King's secretary-who appears, from some threats in his own letters, to have been no better than a pander to the vices of the King, and privy to his dangerous secrets--exerted all his backstair influence to forward the promotion of Kerr, by whom he was, doubtless, repaid in some way or other. Overbury did not confine his friendship to this, if friendship ever could exist between two such men, but acted the part of an entremetteur, and assisted Rochester to carry on an adulterous intrigue with the Lady Frances Howard, the wife of the Earl of Essex. This woman was a person of violent passions, and lost to all sense of shame. Her husband was in her way, and to be freed from him, she instituted proceedings for a divorce, on grounds which a woman of any modesty or delicacy of feeling would die rather than avow. Her scandalous suit was successful, and was no sooner decided than preparations, on a scale of the greatest magnificence, were made for her marriage with Lord Rochester. Sir Thomas Overbury, who had willingly assisted his patron to intrigue with the Countess of Essex, seems to have imagined that his marriage with so vile a woman might retard his advancement; he accordingly employed all his influence to dissuade him from it. But Rochester was bent on the match, and his passions were as violent as those of the Countess. On one occasion, when Overbury and the Viscount were walking in the gallery of Whitehall, Overbury was overheard to say, "Well, my Lord, if you do marry that base woman, you will utterly ruin your honour and yourself. You shall never do it with my advice or consent; and, if you do, you had best look to stand fast." Rochester flung from him in a rage, exclaiming with an oath, "I will be even with you for this." These words were the death-warrant of the unfortunate Overbury. He had mortally wounded the pride of Rochester in insinuating that by his (Overbury's) means he might be lowered in the King's favour; and he had endeavoured to curb the burning passions of a heartless, dissolute, and reckless man. Overbury's imprudent remonstrances were reported to the Countess; and from that moment, she also vowed the most deadly vengeance against him. With a fiendish hypocrisy, however, they both concealed their intentions, and Overbury, at the solicitation of Rochester, was appointed ambassador to the court of Russia. This apparent favour was but the first step in a deep and deadly plot. Rochester, pretending to be warmly attached to the interests of Overbury, advised him to refuse the embassy, which, he said, was but a trick to get him out of the way. He promised, at the same time, to stand between him and any evil consequences which might result from his refusal. Overbury fell into the snare, and declined the embassy. James, offended, immediately ordered his committal to the Tower. He was now in safe custody, and his enemies had opportunity to commence the work of vengeance. The first thing Rochester did was to procure, by his influence at court, the dismissal of the Lieutenant of the Tower, and the appointment of Sir Jervis Elwes, one of his creatures, to the vacant post. This man was but one instrument, and another being necessary, was found in Richard Weston, a fellow who had formerly been shopman to a druggist. He was installed in the office of under-keeper, and as such had the direct custody of Overbury. So far, all was favourable to the designs of the conspirators. In the mean time, the insidious Rochester wrote the most friendly letters to Overbury, requesting him to bear his ill-fortune patiently, and promising that his imprisonment should not be of long duration; for that his friends were exerting themselves to soften the King's displeasure. Still pretending the extreme of sympathy for him, he followed up the letters by presents of pastry and other delicacies, which could not be procured in the Tower. These articles were all poisoned. Occasionally, presents of a similar description were sent to Sir Jervis Elwes, with the understanding that these articles were not poisoned, when they were unaccompanied by letters: of these the unfortunate prisoner never tasted. A woman, named Turner, who had formerly kept a house of ill fame, and who had more than once lent it to further the guilty intercourse of Rochester and Lady Essex, was the agent employed to procure the poisons. They were prepared by Dr. Forman, a pretended fortune-teller of Lambeth, assisted by an apothecary named Franklin. Both these persons knew for what purposes the poisons were needed, and employed their skill in mixing them in the pastry and other edibles, in such small quantities as gradually to wear out the constitution of their victim. Mrs. Turner regularly furnished the poisoned articles to the under-keeper, who placed them before Overbury. Not only his food, but his drink was poisoned. Arsenic was mixed with the salt he ate, and cantharides with the pepper. All this time, his health declined sensibly. Every day he grew weaker and weaker; and with a sickly appetite, craved for sweets and jellies. Rochester continued to condole with him, and anticipated all his wants in this respect, sending him abundance of pastry, and occasionally partridges and other game, and young pigs. With the sauce for the game, Mrs. Turner mixed a quantity of cantharides, and poisoned the pork with lunar-caustic. As stated on the trial, Overbury took in this manner poison enough to have poisoned twenty men; but his constitution was strong, and he still lingered. Franklin, the apothecary, confessed that he prepared with Dr. Forman seven different sorts of poisons; viz. aquafortis, arsenic, mercury, powder of diamonds, lunar-caustic, great spiders, and cantharides. Overbury held out so long that Rochester became impatient, and in a letter to Lady Essex, expressed his wonder that things were not sooner despatched. Orders were immediately sent by Lady Essex to the keeper to finish with the victim at once. Overbury had not been all this time without suspicion of treachery, although he appears to have had no idea of poison. He merely suspected that it was intended to confine him for life, and to set the King still more bitterly against him. In one of his letters, he threatened Rochester that, unless he were speedily liberated, he would expose his villany to the world. He says, "You and I, ere it be long, will come to a public trial of another nature." * * * "Drive me not to extremities, lest I should say something that both you and I should repent." * * * "Whether I live or die, your shame shall never die, but ever remain to the world, to make you the most odious man living." * * * "I wonder much you should neglect him to whom such secrets of all kinds have passed." * * * "Be these the fruits of common secrets, common dangers?" All these remonstrances, and hints as to the dangerous secrets in his keeping, were ill-calculated to serve him with a man so reckless as Lord Rochester: they were more likely to cause him to be sacrificed than to be saved. Rochester appears to have acted as if he thought so. He doubtless employed the murderer's reasoning that "dead men tell no tales," when, after receiving letters of this description, he complained to his paramour of the delay. Weston was spurred on to consummate the atrocity; and the patience of all parties being exhausted, a dose of corrosive sublimate was administered to him, in October 1613, which put an end to his sufferings, after he had been for six months in their hands. On the very day of his death, and before his body was cold, he was wrapped up carelessly in a sheet, and buried without any funeral ceremony in a pit within the precincts of the Tower. Sir Anthony Weldon, in his "Court and Character of James I," gives a somewhat different account of the closing scene of this tragedy. He says, "Franklin and Weston came into Overbury's chamber, and found him in infinite torment, with contention between the strength of nature and the working of the poison; and it being very like that nature had gotten the better in this contention, by the thrusting out of boils, blotches, and blains, they, fearing it might come to light by the judgment of physicians, the foul play that had been offered him, consented to stifle him with the bedclothes, which accordingly was performed; and so ended his miserable life, with the assurance of the conspirators that he died by the poison; none thinking otherwise than these two murderers." The sudden death--the indecent haste of the funeral, and the non-holding of an inquest upon the body, strengthened the suspicions that were afloat. Rumour, instead of whispering, began to speak out; and the relatives of the deceased openly expressed their belief that their kinsman had been murdered. But Rochester was still all powerful at court, and no one dared to utter a word to his discredit. Shortly afterwards, his marriage with the Countess of Essex was celebrated with the utmost splendour, the King himself being present at the ceremony. It would seem that Overbury's knowledge of James's character was deeper than Rochester had given him credit for, and that he had been a true prophet when he predicted that his marriage would eventually estrange James from his minion. At this time, however, Rochester stood higher than ever in the royal favour; but it did not last long--conscience, that busy monitor, was at work. The tongue of rumour was never still; and Rochester, who had long been a guilty, became at last a wretched man. His cheeks lost their colour--his eyes grew dim; and he became moody, careless, and melancholy. The King seeing him thus, took at length no pleasure in his society, and began to look about for another favourite. George Villiers, Duke of Buckingham, was the man to his mind; quick-witted, handsome, and unscrupulous. The two latter qualities alone were sufficient to recommend him to James I. In proportion as the influence of Rochester declined, that of Buckingham increased. A falling favourite has no friends; and Rumour wagged her tongue against Rochester louder and more pertinaciously than ever. A new favourite, too, generally endeavours to hasten by a kick the fall of the old one; and Buckingham, anxious to work the complete ruin of his forerunner in the King's good graces, encouraged the relatives of Sir Thomas Overbury to prosecute their inquiries into the strange death of their kinsman. James was rigorous enough in the punishment of offences when he was not himself involved. He piqued himself, moreover, on his dexterity in unravelling mysteries. The affair of Sir Thomas Overbury found him congenial occupation. He set to work by ordering the arrest of Sir Jervis Elwes. James, at this early stage of the proceedings, does not seem to have been aware that Rochester was so deeply implicated. Struck with horror at the atrocious system of slow poisoning, the King sent for all the Judges. According to Sir Anthony Weldon, he knelt down in the midst of them, and said, "My Lords the Judges, it is lately come to my hearing that you have now in examination a business of poisoning. Lord! in what a miserable condition shall this kingdom be (the only famous nation for hospitality in the world) if our tables should become such a snare, as that none could eat without danger of life, and that Italian custom should be introduced among us! Therefore, my Lords, I charge you, as you will answer it at that great and dreadful day of judgment, that you examine it strictly, without layout, affection, or partiality. And if you shall spare any guilty of this crime, God's curse light on you and your posterity! and if I spare any that are guilty, God's curse light on me and my posterity for ever!" The imprecation fell but too surely upon the devoted house of Stuart. The solemn oath was broken, and God's curse did light upon him and his posterity! The next person arrested after Sir Jervis Elwes, was Weston, the under-keeper; then Franklin and Mrs. Turner; and, lastly, the Earl and Countess of Somerset, to which dignity Rochester had been advanced since the death of Overbury. Weston was first brought to trial. Public curiosity was on the stretch. Nothing else was talked of, and the court on the day of trial was crowded to suffocation. The "State Trials" report, that Lord Chief Justice Coke "laid open to the jury the baseness and cowardliness of poisoners, who attempt that secretly against which there is no means of preservation or defence for a man's life; and how rare it was to hear of any poisoning in England, so detestable it was to our nation. But the devil had taught divers to be cunning in it, so that they can poison in what distance of space they please, by consuming the nativum calidum, or humidum radicale, in one month, two or three, or more, as they list, which they four manner of ways do execute; viz. haustu, gustu, odore, and contactu." When the indictment was read over, Weston made no other reply than, "Lord have mercy upon me! Lord have mercy upon me!" On being asked how he would be tried, he refused to throw himself upon a jury of his country, and declared, that he would be tried by God alone. In this he persisted for some time. The fear of the dreadful punishment for contumacy induced him, at length, to plead "Not guilty," and take his trial in due course of law. [The punishment for the contumacious was expressed by the words onere, frigore, et fame. By the first was meant that the culprit should be extended on his back on the ground, and weights placed over his body, gradually increased, until he expired. Sometimes the punishment was not extended to this length, and the victim, being allowed to recover, underwent the second portion, the frigore, which consisted in his standing naked in the open air, for a certain space, in the sight of all the people. The third, or fame, was more dreadful, the statute saying, "That he was to be preserved with the coarsest bread that could be got, and water out of the next sink or puddle, to the place of execution; and that day he had water he should have no bread, and that day he had bread, he should have no water;" and in this torment he was to linger as long as nature would hold out.] All the circumstances against him were fully proved, and he was found guilty and executed at Tyburn. Mrs. Turner, Franklin, and Sir Jervis Elwes were also brought to trial, found guilty, and executed between the 19th of October and the 4th of December 1615; but the grand trial of the Earl and Countess of Somerset did not take place till the month of May following. On the trial of Sir Jervis Elwes, circumstances had transpired, showing a guilty knowledge of the poisoning on the part of the Earl of Northampton the uncle of Lady Somerset, and the chief falconer Sir Thomas Monson. The former was dead; but Sir Thomas Monson was arrested, and brought to trial. It appeared, however, that he was too dangerous a man to be brought to the scaffold. He knew too many of the odious secrets of James I, and his dying speech might contain disclosures which would compromise the King. To conceal old guilt it was necessary to incur new: the trial of Sir Thomas Monson was brought to an abrupt conclusion, and himself set at liberty! Already James had broken his oath. He now began to fear that he had been rash in engaging so zealously to bring the poisoners to punishment. That Somerset would be declared guilty there was no doubt, and that he looked for pardon and impunity was equally evident to the King. Somerset, while in the Tower, asserted confidently, that James would not dare to bring him to trial. In this he was mistaken; but James was in an agony. What the secret was between them will now never be known with certainty; but it may be surmised. Some have imagined it to be the vice to which the King was addicted; while others have asserted, that it related to the death of Prince Henry, a virtuous young man, who had held Somerset in especial abhorrence. The Prince died early, unlamented by his father, and, as public opinion whispered at the time, poisoned by Somerset. Probably, some crime or other lay heavy upon the soul of the King; and Somerset, his accomplice, could not be brought to public execution with safety. Hence the dreadful tortures of James, when he discovered that his favourite was so deeply implicated in the murder of Overbury. Every means was taken by the agonized King to bring the prisoner into what was called a safe frame of mind. He was secretly advised to plead guilty, and trust to the clemency of the King. The same advice was conveyed to the Countess. Bacon was instructed by the King to draw up a paper of all the points of "mercy and favour" to Somerset which might result from the evidence; and Somerset was again recommended to plead guilty, and promised that no evil should ensue to him. The Countess was first tried. She trembled and shed tears during the reading of the indictment, and, in a low voice, pleaded guilty. On being asked why sentence of death should not be passed against her, she replied meekly, "I can much aggravate, but nothing extenuate my fault. I desire mercy, and that the lords will intercede for me with the King." Sentence of death was passed upon her. Next day the Earl was brought to trial. He appears to have mistrusted the promises of James, and he pleaded not guilty. With a self-possession and confidence, which he felt, probably, from his knowledge of the King's character, he rigorously cross-examined the witnesses, and made a stubborn defence. After a trial which lasted eleven hours, he was found guilty, and condemned to the felon's death. Whatever may have been the secrets between the criminal and the King, the latter, notwithstanding his terrific oath, was afraid to sign the death-warrant. It might, perchance, have been his own. The Earl and Countess were committed to the Tower, where they remained for nearly five years. At the end of this period, to the surprise and scandal of the community, and the disgrace of its chief magistrate, they both received the royal pardon, but were ordered to reside at a distance from the court. Having been found guilty of felony, the estates of the Earl had become forfeited; but James granted him out of their revenues an income of 4,000 pounds per annum! Shamelessness could go no further. Of the after life of these criminals nothing is known, except that the love they had formerly borne each other was changed into aversion, and that they lived under the same roof for months together without the interchange of a word. The exposure of their atrocities did not put a stop to the practice of poisoning. On the contrary, as we shall see hereafter, it engendered that insane imitation which is so strange a feature of the human character. James himself is supposed, with great probability, to have fallen a victim to it. In the notes to "Harris's Life and Writings of James I," there is a good deal of information on the subject. The guilt of Buckingham, although not fully established, rests upon circumstances of suspicion stronger than have been sufficient to lead hundreds to the scaffold. His motives for committing the crime are stated to have been a desire of revenge for the coldness with which the King, in the latter years of his reign, began to regard him; his fear that James intended to degrade him; and his hope that the great influence he possessed over the mind of the heir-apparent would last through a new reign, if the old one were brought to a close. In the second volume of the "Harleian Miscellany," there is a tract, entitled the "Forerunner of Revenge," written by George Eglisham, doctor of medicine, and one of the physicians to King James. Harris, in quoting it, says that it is full of rancour and prejudice. It is evidently exaggerated; but forms, nevertheless, a link in the chain of evidence. Eglisham says:--"The King being sick of an ague, the Duke took this opportunity, when all the King's doctors of physic were at dinner, and offered to him a white powder to take, the which he a long time refused; but, overcome with his flattering importunity, he took it in wine, and immediately became worse and worse, falling into many swoonings and pains, and violent fluxes of the belly, so tormented, that his Majesty cried out aloud of this white powder, 'Would to God I had never taken it?" He then tells us "Of the Countess of Buckingham (the Duke's mother) applying the plaister to the King's heart and breast, whereupon he grew faint and short-breathed, and in agony. That the physicians exclaimed, that the King was poisoned; that Buckingham commanded them out of the room, and committed one of them close prisoner to his own chamber, and another to be removed from court; and that, after his Majesty's death, his body and head swelled above measure; his hair, with the skin of his head, stuck to his pillow, and his nails became loose on his fingers and toes." Clarendon, who, by the way, was a partisan of the Duke's, gives a totally different account of James's death. He says, "It was occasioned by an ague (after a short indisposition by the gout) which, meeting many humours in a fat unwieldy body of fifty-eight years old, in four or five fits carried him out of the world. After whose death many scandalous and libellous discourses were raised, without the least colour or ground; as appeared upon the strictest and most malicious examination that could be made, long after, in a time of licence, when nobody was afraid of offending majesty, and when prosecuting the highest reproaches and contumelies against the royal family was held very meritorious." Notwithstanding this confident declaration, the world will hardly be persuaded that there was not some truth in the rumours that were abroad. The inquiries which were instituted were not strict, as he asserts, and all the unconstitutional influence of the powerful favourite was exerted to defeat them. In the celebrated accusations brought against Buckingham by the Earl of Bristol, the poisoning of King James was placed last on the list, and the pages of history bear evidence of the summary mode in which they were, for the time, got rid of. The man from whom Buckingham is said to have procured his poisons was one Dr. Lamb, a conjuror and empiric, who, besides dealing in poisons, pretended to be a fortune-teller. The popular fury, which broke with comparative harmlessness against his patron, was directed against this man, until he could not appear with safety in the streets of London. His fate was melancholy. Walking one day in Cheapside, disguised, as he thought, from all observers, he was recognized by some idle boys, who began to hoot and pelt him with rubbish, calling out, "The poisoner! the poisoner! Down with the wizard! down with him!" A mob very soon collected, and the Doctor took to his heels and ran for his life. He was pursued and seized in Wood Street, and from thence dragged by the hair through the mire to St. Paul's Cross; the mob beating him with sticks and stones, and calling out, "Kill the wizard! kill the poisoner!" Charles I, on hearing of the riot, rode from Whitehall to quell it; but he arrived too late to save the victim. Every bone in his body was broken, and he was quite dead. Charles was excessively indignant, and fined the city six hundred pounds for its inability to deliver up the ringleaders to justice. But it was in Italy that poisoning was most prevalent. From a very early period, it seems to have been looked upon in that country as a perfectly justifiable means of getting rid of an enemy. The Italians of the sixteenth and seventeenth centuries poisoned their opponents with as little compunction as an Englishman of the present day brings an action at law against any one who has done him an injury. The writings of contemporary authors inform us that, when La Spara and La Tophania carried on their infernal trade, ladies put poisonbottles on their dressing-tables as openly, and used them with as little scruple upon others, as modern dames use Eau de Cologne or lavender-water upon themselves. So powerful is the influence of fashion, it can even cause murder to be regarded as a venial peccadillo. In the memoirs of the last Duke of Guise, who made a Quixotic attempt, in 1648, to seize upon the government of Naples, we find some curious particulars relative to the popular feeling with regard to poisoning. A man, named Gennaro Annese, who, after the short and extraordinary career of Masaniello the fisherman, had established himself as a sort of captain-general of the populace, rendered himself so obnoxious to the Duke of Guise that the adherents of the latter determined to murder him. The captain of the guard, as the Duke himself very coolly informs us, was requested to undertake this office. It was suggested to him that the poniard would be the most effectual instrument, but the man turned up his eyes with pious horror at the proposition. He was ready to poison Gennaro Annese whenever he might be called upon to do so; but to poniard him, he said, would be disgraceful, and unbecoming an officer of the guards! At last poison was agreed upon, and Augustino Molla, an attorney in the Duke's confidence, brought the bottle containing the liquid to show it to his master. The following is the Duke's own account:-- "Augustino came to me at night, and told me: 'I have brought you something which will free you from Gennaro. He deserves death, and it is no great matter after what fashion justice is done upon him. Look at this vial, full of clear and beautiful water: in four days' time, it will punish all his treasons. The captain of the guard has undertaken to give it him; and as it has no taste at all, Gennaro will suspect nothing.'" The Duke further informs us that the dose was duly administered; but that Gennaro, fortunately for himself, ate nothing for dinner that day but cabbage dressed with oil, which acting as an antidote, caused him to vomit profusely, and saved his life. He was exceedingly ill for five days, but never suspected that he had been poisoned. In process of time, poison vending became a profitable trade. Eleven years after this period, it was carried on at Rome to such an extent that the sluggish government was roused to interference. Beckmann, in his "History of Inventions," and Lebret, in his "Magazin zum Gebrauche der Staaten Kirche Geschichte," or Magazine of Materials for a History of a State Church, relates that, in the year 1659, it was made known to Pope Alexander VII. that great numbers of young women had avowed in the confessional that they had poisoned their husbands with slow poisons. The Catholic clergy, who in general hold the secrets of the confessional so sacred, were shocked and alarmed at the extraordinary prevalence of the crime. Although they refrained from revealing the names of the penitents, they conceived themselves bound to apprise the head of the church of the enormities that were practised. It was also the subject of general conversation in Rome that young widows were unusually abundant. It was remarked, too, that if any couple lived unhappily together, the husband soon took ill and died. The papal authorities, when once they began to inquire, soon learned that a society of young wives had been formed, and met nightly, for some mysterious purpose, at the house of an old woman named Hieronyma Spara. This hag was a reputed witch and fortune-teller, and acted as president of the young viragos, several of whom, it was afterwards ascertained, belonged to the first families of Rome. In order to have positive evidence of the practices of this female conclave, a lady was employed by the Government to seek an interview with them. She dressed herself out in the most magnificent style; and having been amply provided with money, she found but little difficulty, when she had stated her object, of procuring an audience of La Spara and her sisterhood. She pretended to be in extreme distress of mind on account of the infidelities and ill-treatment of her husband, and implored La Spara to furnish her with a few drops of the wonderful elixir, the efficacy of which in sending cruel husbands to "their last long sleep" was so much vaunted by the ladies of Rome. La Spara fell into the snare, and sold her some of her "drops," at a price commensurate with the supposed wealth of the purchaser. The liquor thus obtained was subjected to an analysis, and found to be, as was suspected, a slow poison--clear, tasteless, and limpid, like that spoken of by the Duke of Guise. Upon this evidence the house was surrounded by the police, and La Spara and her companions taken into custody. La Spara, who is described as having been a little, ugly, old woman, was put to the torture, but obstinately refused to confess her guilt. Another of the women, named La Gratiosa, had less firmness, and laid bare all the secrets of the infernal sisterhood. Taking a confession, extorted by anguish on the rack, at its true value (nothing at all), there is still sufficient evidence to warrant posterity in the belief of their guilt. They were found guilty, and condemned, according to their degrees of culpability, to various punishments. La Spara, Gratiosa, and three young women, who had poisoned their husbands, were hanged together at Rome. Upwards of thirty women were whipped publicly through the streets; and several, whose high rank screened them from more degrading punishment, were banished from the country, and mulcted in heavy fines. In a few months afterwards, nine women more were hanged for poisoning; and another bevy, including many young and beautiful girls, were whipped half naked through the streets of Rome. This severity did not put a stop to the practice, and jealous women and avaricious men, anxious to step into the inheritance of fathers, uncles, or brothers, resorted to poison. As it was quite free from taste, colour, and smell, it was administered without exciting suspicion. The skilful vendors compounded it of different degrees of strength, so that the poisoners had only to say whether they wanted their victims to die in a week, a month, or six months, and they were suited with corresponding doses. The vendors were chiefly women, of whom the most celebrated was a hag, named Tophania, who was in this way accessory to the death of upwards of six hundred persons. This woman appears to have been a dealer in poisons from her girlhood, and resided first at Palermo and then at Naples. That entertaining traveller, Father Lebat, has given, in his Letters from Italy, many curious particulars relating to her. When he was at Civita Vecchia, in 1719, the Viceroy of Naples discovered that poison was extensively sold in the latter city, and that it went by the name of aqueta, or little-water. On making further inquiry, he ascertained that Tophania (who was by this time near seventy years of age, and who seems to have begun her evil courses very soon after the execution of La Spara) sent large quantities of it to all parts of Italy in small vials, with the inscription "Manna of St. Nicholas of Barri." The tomb of St. Nicholas of Barri was celebrated throughout Italy. A miraculous oil was said to ooze from it, which cured nearly all the maladies that flesh is heir to, provided the recipient made use of it with the due degree of faith. La Tophania artfully gave this name to her poison to elude the vigilance of the custom-house officers, who, in common with everybody else, had a pious respect for St. Nicholas de Barri and his wonderful oil. The poison was similar to that manufactured by La Spara. Hahnemann the physician, and father of the homoepathic doctrine, writing upon this subject, says it was compounded of arsenical neutral salts, occasioning in the victim a gradual loss of appetite, faintness, gnawing pains in the stomach, loss of strength, and wasting of the lungs. The Abbe Gagliardi says that a few drops of it were generally poured into tea, chocolate, or soup, and its effects were slow, and almost imperceptible. Garelli, physician to the Emperor of Austria, in a letter to Hoffmann, says it was crystallized arsenic, dissolved in a large quantity of water by decoction, with the addition (for some unexplained purpose) of the herb cymbalaria. The Neapolitans called it Aqua Toffnina; and it became notorious all over Europe under the name of Aqua Tophania. Although this woman carried on her infamous traffic so extensively, it was extremely difficult to meet with her. She lived in continual dread of discovery. She constantly changed her name and residence; and pretending to be a person of great godliness, resided in monasteries for months together. Whenever she was more than usually apprehensive of detection, she sought ecclesiastical protection. She was soon apprised of the search made for her by the Viceroy of Naples, and, according to her practice, took refuge in a monastery. Either the search after her was not very rigid, or her measures were exceedingly well taken; for she contrived to elude the vigilance of the authorities for several years. What is still more extraordinary, as showing the ramifications of her system, her trade was still carried on to as great an extent as before. Lebat informs us that she had so great a sympathy for poor wives who hated their husbands and wanted to get rid of them, but could not afford to buy her wonderful aqua, that she made them presents of it. She was not allowed, however, to play at this game for ever; she was at length discovered in a nunnery, and her retreat cut off. The Viceroy made several representations to the superior to deliver her up, but without effect. The abbess, supported by the archbishop of the diocese, constantly refused. The public curiosity was in consequence so much excited at the additional importance thus thrust upon the criminal, that thousands of persons visited the nunnery in order to catch a glimpse of her. The patience of the Viceroy appears to have been exhausted by these delays. Being a man of sense, and not a very zealous Catholic, he determined that even the Church should not shield a criminal so atrocious. Setting the privileges of the nunnery at defiance, he sent a troop of soldiers, who broke over the walls and carried her away vi et armis. The Archbishop, Cardinal Pignatelli, was highly indignant, and threatened to excommunicate and lay the whole city under interdict. All the inferior clergy, animated by the esprit du corps, took up the question, and so worked upon the superstitious and bigoted people, that they were ready to rise in a mass to storm the palace of the Viceroy and rescue the prisoner. These were serious difficulties; but the Viceroy was not a man to be daunted. Indeed, he seems to have acted throughout with a rare union of astuteness, coolness, and energy. To avoid the evil consequences of the threatened excommunication, he placed a guard round the palace of the Archbishop, judging that the latter would not be so foolish as to launch out an anathema which would cause the city to be starved, and himself in it. The marketpeople would not have dared to come to the city with provisions, so long as it remained under the ban. There would have been too much inconvenience to himself and his ghostly brethren in such a measure; and, as the Viceroy anticipated, the good Cardinal reserved his thunders for some other occasion. Still there was the populace. To quiet their clamour and avert the impending insurrection, the agents of the government adroitly mingled with the people, and spread abroad a report that Tophania had poisoned all the wells and fountains of the city. This was enough. The popular feeling turned against her immediately. Those who, but a moment before, had looked upon her as a saint, now reviled her as a devil, and were as eager for her punishment as they had before been for her escape. Tophania was then put to the torture. She confessed the long catalogue of her crimes, and named all the persons who had employed her. She was shortly afterwards strangled, and her corpse thrown over the wall into the garden of the convent, from whence she had been taken. This appears to have been done to conciliate the clergy, by allowing them, at least, the burial of one who had taken refuge within their precincts. After her death the mania for poisoning seems to have abated; but we have yet to see what hold it took upon the French people at a somewhat earlier period. So rooted had it become in France between the years 1670 and 1680, that Madame de Sevigne, in one of her letters, expresses her fear that Frenchman and poisoner would become synonymous terms. As in Italy, the first notice the government received of the prevalence of this crime was given by the clergy, to whom females of high rank, and some among the middle and lower classes, had avowed in the confessional that they had poisoned their husbands. In consequence of these disclosures, two Italians, named Exili and Glaser, were arrested, and thrown into the Bastille, on the charge of compounding and selling the drugs used for these murders. Glaser died in prison, but Exili remained without trial for several months; and there, shortly afterwards, he made the acquaintance of another prisoner, named Sainte Croix, by whose example the crime was still further disseminated among the French people. The most notorious of the poisoners that derived their pernicious knowledge from this man was Madame de Brinvilliers, a young woman connected both by birth and marriage with some of the noblest families of France. She seems, from her very earliest years, to have been heartless and depraved; and, if we may believe her own confession, was steeped in wickedness ere she had well entered her teens. She was, however, beautiful and accomplished; and, in the eye of the world, seemed exemplary and kind. Guyot de Pitaval, in the "Causes Celebres," and Madame de Sevigne, in her Letters, represent her as mild and agreeable in her manners, and offering no traces on her countenance of the evil soul within. She was married in 1651 to the Marquis de Brinvilliers, with whom she lived unhappily for some years. He was a loose dissipated character, and was the means of introducing Sainte Croix to his wife, a man who cast a blight upon her life, and dragged her on from crime to crime till her offences became so great that the mind shudders to dwell upon them. For this man she conceived a guilty passion, to gratify which she plunged at once into the gulf of sin. She was drawn to its most loathsome depths ere retribution overtook her. She had as yet shown a fair outside to the world, and found but little difficulty in effecting a legal separation from her husband, who had not the art to conceal his vices. The proceeding gave great offence to her family. She appears, after this, to have thrown off the mask completely, and carried on her intrigues so openly with her lover, Sainte Croix, that her father, M. D'Aubray, scandalised at her conduct, procured a lettre de cachet, and had him imprisoned in the Bastille for a twelvemonth. Sainte Croix, who had been in Italy, was a dabbler in poisons. He knew something of the secrets of the detestable La Spara, and improved himself in them from the instructions of Exili, with whom he speedily contracted a sort of friendship. By him he was shown how to prepare, not only the liquid poisons employed in Italy, but that known as succession powder, which afterwards became so celebrated in France. Like his mistress, he appeared amiable, witty, and intelligent, and showed no signs to the world of the two fierce passions, revenge and avarice, which were gnawing at his heart. Both these passions were to be sated on the unfortunate family of D'Aubray; his revenge, because they had imprisoned him; and his avarice, because they were rich. Reckless and extravagant, he was always in want of money, and he had no one to supply him but Madame de Brinvilliers, whose own portion was far from sufficient to satisfy his need. Groaning to think that any impediment should stand between him and wealth, he conceived the horrid idea of poisoning M. D'Aubray her father, and her two brothers, that she might inherit the property. Three murders were nothing to such a villain. He communicated his plan to Madame de Brinvilliers; and she, without the slightest scruple, agreed to aid him: he undertook to compound the poisons, and she to administer them. The zeal and alacrity with which she set to work seem hardly credible. Sainte Croix found her an apt scholar; and she soon became as expert as himself in the manufacture of poisons. To try the strength of the first doses, she used to administer them to dogs, rabbits, and pigeons. Afterwards, wishing to be more certain of their effects, she went round to the hospitals, and administered them to the sick poor in the soups which she brought in apparent charity. [This is denied by Voltaire in his "Age of Louis XIV;" but he does not state for what reason. His words are, "Il est faux qu'elle eut essaye ses poisons dans les hopitaux, comme le disait le peuple et comme il est ecrit dans les 'Causes Celebres,' ouvrage d'un avocat sans cause et fait pour le peuple."] None of the poisons were intended to kill at the first dose; so that she could try them once upon an individual without fear of murder. She tried the same atrocious experiment upon the guests at her father's table, by poisoning a pigeon-pie! To be more certain still, she next poisoned herself! When convinced by this desperate essay of the potency of the draught, she procured an antidote from Sainte Croix, and all doubts being removed, commenced operations upon her grey-headed father. She administered the first dose with her own hands, in his chocolate. The poison worked well. The old man was taken ill, and his daughter, apparently full of tenderness and anxiety, watched by his bedside. The next day she gave him some broth, which she recommended as highly nourishing. This also was poisoned. In this manner she gradually wore out his frame, and in less than ten days he was a corpse! His death seemed so much the result of disease, that no suspicions were excited. When the two brothers arrived from the provinces to render the last sad duties to their sire, they found their sister as grieved, to all outward appearance, as even filial affection could desire: but the young men only came to perish. They stood between Sainte Croix and the already half-clutched gold, and their doom was sealed. A man, named La Chaussee, was hired by Sainte Croix to aid in administering the poisons; and, in less than six weeks' time, they had both gone to their long home. Suspicion was now excited; but so cautiously had all been done, that it found no one upon whom to attach itself. The Marquise had a sister, and she was entitled, by the death of her relatives, to half the property. Less than the whole would not satisfy Sainte Croix, and he determined that she should die the same death as her father and brothers. She was too distrustful, however; and, by quitting Paris, she escaped the destruction that was lurking for her. The Marquise had undertaken these murders to please her lover. She was now anxious to perpetrate another on her own account. She wished to marry Sainte Croix; but, though separated from her husband, she was not divorced. She thought it would be easier to poison him than to apply to the tribunals for a divorce, which might, perhaps, be refused. But Salute Croix had no longer any love for his guilty instrument. Bad men do not admire others who are as bad as themselves. Though a villain himself, he had no desire to marry one, and was not at all anxious for the death of the Marquis. He seemed, however, to enter into the plot, and supplied her with poison for her husband: but he took care to provide a remedy. La Brinvilliers poisoned him one day, and Sainte Croix gave him an antidote the next. In this manner he was buffetted about between them for some time, and finally escaped with a ruined constitution and a broken heart. But the day of retribution was at hand, and a terrible mischance brought the murders to light. The nature of the poisons compounded by Salute Croix was so deadly, that, when working in his laboratory, he was obliged to wear a mask, to preserve himself from suffocation. One day, the mask slipped off, and the miserable wretch perished in his crimes. His corpse was found, on the following morning, in the obscure lodging where he had fitted up his laboratory. As he appeared to be without friends or relatives, the police took possession of his effects. Among other things was found a small box, to which was affixed the following singular document:-- "I humbly beg, that those into whose hands this box may fall, will do me the favour to deliver it into the hands only of the Marchioness de Brinvilliers, who resides in the Rue Neuve St. Paul, as everything it contains concerns her, and belongs to her alone; and as, besides, there is nothing in it that can be of use to any person but her. In case she shall be dead before me, it is my wish that it be burned, with everything it contains, without opening or altering anything. In order that no one may plead ignorance, I swear by the God that I adore, and by all that is held most sacred, that I assert nothing but the truth: and if my intentions, just and reasonable as they are, be thwarted in this point by any persons, I charge their consciences with it, both in this world and that which is to come, in order that I may unload mine. I protest that this is my last will. Done at Paris, the 25th of May, 1672. "(Signed) Sainte Croix." This earnest solicitation, instead of insuring respect as was intended, excited curiosity. The box was opened, and found to contain some papers, and several vials and powders. The latter were handed to a chemist for analysis, and the documents were retained by the police, and opened. Among them was found a promissory note of the Marchioness de Brinvilliers, for thirty thousand francs, to the order of Sainte Croix. The other papers were of greater importance, as they implicated both her and her servant, La Chaussee, in the recent murders. As soon as she was informed of the death of Sainte Croix, she made an attempt to gain possession of his papers and the box; but, being refused, she saw that there was no time to be lost, and immediately quitted. Next morning the police were on her trail; but she succeeded in escaping to England. La Chaussee was not so fortunate. Altogether ignorant of the fatal mischance which had brought his villanies to light, he did not dream of danger. He was arrested and brought to trial: being put to the torture, he confessed that he had administered poison to the Messieurs d'Aubray, and that he had received a hundred pistoles, and the promise of an annuity for life, from Sainte Croix and Madame de Brinvilliers, for the job. He was condemned to be broken alive on the wheel, and the Marchioness was, by default, sentenced to be beheaded. He was executed accordingly, in March 1673, on the Place de Greve, in Paris. La Brinvilliers appears to have resided for nearly three years in England. Early in 1676, thinking that the rigour of pursuit was over, and that she might venture to return to the Continent, she proceeded secretly to Liege. Notwithstanding her care, the French authorities were soon apprised of her return; and arrangements were promptly made with the municipality of that city, to permit the agents of the French police to arrest her within the limits of their jurisdiction. Desgrais, an officer of the marechaussee, accordingly left Paris for that purpose. On his arrival in Liege, he found that she had sought shelter within the walls of a convent. Here the arm of the law, long as it is said to be, could not reach her: but Desgrais was not a man to be baffled, and he resorted to stratagem to accomplish what force could not. Having disguised himself as a priest, he sought admission to the convent, and obtained an interview with La Brinvilliers. He said, that being a Frenchman, and passing through Liege, he could not leave that city without paying a visit to a lady whose beauty and misfortunes were so celebrated. Her vanity was flattered by the compliment. Desgrais saw, to use a vulgar but forcible expression, "that he had got on the blind side of her;" and he adroitly continued to pour out the language of love and admiration, till the deluded Marchioness was thrown completely off her guard. She agreed, without much solicitation, to meet him outside the walls of the convent, where their amorous intrigue might be carried on more conveniently than within. Faithful to her appointment with her supposed new lover, she came, and found herself, not in the embrace of a gallant, but in the custody of a policeman. Her trial was not long delayed. The proofs against her were abundant. The dying declaration of La Chaussee would have been alone enough to convict her; but besides that, there were the mysterious document attached to the box of St. Croix; her flight from France; and, stronger and more damning proof than all, a paper, in her own handwriting, found among the effects of St. Croix, in which she detailed to him the misdeeds of her life, and spoke of the murder of her father and brothers, in terms that left no doubt of her guilt. During the trial, all Paris was in commotion. La Brinvilliers was the only subject of conversation. All the details of her crimes were published, and greedily devoured; and the idea of secret poisoning was first put into the heads of hundreds, who afterwards became guilty of it. On the 16th of July 1676, the Superior Criminal Court of Paris pronounced a verdict of guilty against her, for the murder of her father and brothers, and the attempt upon the life of her sister. She was condemned to be drawn on a hurdle, with her feet bare, a rope about her neck, and a burning torch in her hand, to the great entrance of the cathedral of Notre Dame; where she was to make the amende honorable, in sight of all the people; to be taken from thence to the Place de Greve, and there to be beheaded. Her body was afterwards to be burned, and her ashes scattered to the winds. After her sentence, she made a full confession of her guilt. She seems to have looked upon death without fear; but it was recklessness, not courage, that supported her. Madame de Sevigne says, that when on the hurdle, on her way to the scaffold, she entreated her confessor to exert his influence with the executioner to place himself next to her, that his body might hide from her view "that scoundrel, Desgrais, who had entrapped her." She also asked the ladies, who had been drawn to their windows to witness the procession, what they were looking at? adding, "a pretty sight you have come to see, truly!" She laughed when on the scaffold, dying as she had lived, impenitent and heartless. On the morrow, the populace came in crowds to collect her ashes, to preserve them as relics. She was regarded as a martyred saint, and her ashes were supposed to be endowed, by Divine grace, with the power of curing all diseases. Popular folly has often canonised persons whose pretensions to sanctity were extremely equivocal; but the disgusting folly of the multitude, in this instance, has never been surpassed. Before her death, proceedings were instituted against M. de Penautier, treasurer of the province of Languedoc, and Receiver-general for the clergy, who was accused by a lady, named St. Laurent, of having poisoned her husband, the late Receiver-general, in order to obtain his appointment. The circumstances of this case were never divulged, and the greatest influence was exerted to prevent it from going to trial. He was known to have been intimate with Sainte Croix and Madame de Brinvilliers, and was thought to have procured his poisons from them. The latter, however, refused to say anything which might implicate him. The inquiry was eventually stifled, after Penautier had been several months in the Bastille. The Cardinal de Bonzy was accused by the gossips of the day of being an accomplice of Penautier. The Cardinal's estates were burthened with the payment of several heavy annuities; but, about the time that poisoning became so fashionable, all the annuitants died off, one after the other. The Cardinal, in talking of these annuitants, afterwards used to say, "Thanks to my star, I have outlived them all!" A wit, seeing him and Penautier riding in the same carriage, cried out, in allusion to this expression, "There go the Cardinal de Bonzy and his star!" It was now that the mania for poisoning began to take hold of the popular mind. From this time until the year 1682, the prisons of France teemed with persons accused of this crime; and it is very singular, that other offences decreased in a similar proportion. We have already seen the extent to which it was carried in Italy. It was, if possible, surpassed in France. The diabolical ease with which these murders could be effected, by means of these scentless and tasteless poisons, enticed the evil-minded. Jealousy, revenge, avarice, even petty spite, alike resorted to them. Those who would have been deterred, by fear of detection, from using the pistol or the dagger, or even strong doses of poison, which kill at once, employed slow poisons without dread. The corrupt Government of the day, although it could wink at the atrocities of a wealthy and influential courtier, like Penautier, was scandalised to see the crime spreading among the people. Disgrace was, in fact, entailed, in the eyes of Europe, upon the name of Frenchman. Louis XIV, to put a stop to the evil, instituted what was called the Chambre Ardente, or Burning Chamber, with extensive powers, for the trial and punishment of the prisoners. Two women, especially, made themselves notorious at this time, and were instrumental to the deaths of hundreds of individuals. They both resided in Paris, and were named Lavoisin and Lavigoreux. Like Spars and Tophania, of whom they were imitators, they chiefly sold their poisons to women who wanted to get rid of their husbands; and, in some few instances, to husbands who wanted to get rid of their wives. Their ostensible occupation was that of midwives. They also pretended to be fortune-tellers, and were visited by persons of every class of society. The rich and poor thronged alike to their mansardes, to learn the secrets of the future. Their prophecies were principally of death. They foretold to women the approaching dissolution of husbands, and to needy heirs, the end of rich relatives, who had made them, as Byron expresses it, "wait too, too long already." They generally took care to be instrumental in fulfilling their own predictions. They used to tell their wretched employers, that some sign of the approaching death would take place in the house, such as the breaking of glass or china; and they paid servants considerable fees to cause a breakage, as if by accident, exactly at the appointed time. Their occupation as midwives made them acquainted with the secrets of many families, which they afterwards turned to dreadful account. It is not known how long they had carried on this awful trade before they were discovered. Detection finally overtook them at the close of the year 1679. They were both tried, found guilty, and burned alive on the Place de Greve, on the 22nd of February, 1680, after their hands had been bored through with a red-hot iron, and then cut off. Their numerous accomplices in Paris and in the provinces were also discovered and brought to trial. According to some authors, thirty, and to others, fifty of them, chiefly women, were hanged in the principal cities. Lavoisin kept a list of the visiters who came to her house to purchase poisons. This paper was seized by the police on her arrest, and examined by the tribunals. Among the names were found those of the Marshal de Luxembourg, the Countess de Soissons, and the Duchess de Bouillon. The Marshal seems only to have been guilty of a piece of discreditable folly in visiting a woman of this description, but the popular voice at the time imputed to him something more than folly. The author of the "Memoirs of the Affairs of Europe since the Peace of Utrecht," says, "The miserable gang who dealt in poison and prophecy alleged that he had sold himself to the devil, and that a young girl of the name of Dupin had been poisoned by his means. Among other stories, they said he had made a contract with the devil, in order to marry his son to the daughter of the Marquis of Louvois. To this atrocious and absurd accusation the Marshal, who had surrendered himself at the Bastille on the first accusation against him, replied with the mingled sentiment of pride and innocence, 'When Mathieu de Montmorenci, my ancestor, married the widow of Louis le Gros, he did not have recourse to the devil, but to the States-General, in order to obtain for the minor king the support of the house of Montmorenci.' This brave man was imprisoned in a cell six feet and a half long, and his trial, which was interrupted for several weeks, lasted altogether fourteen months. No judgment was pronounced upon him." The Countess of Soissons fled to Brussels, rather than undergo the risk of a trial; and was never able to clear herself from the stigma that attached to her, of having made an attempt to poison the Queen of Spain by doses of succession powder. The Duchess of Bouillon was arrested, and tried by the Chambre Ardente. It would appear, however, that she had nothing to do with the slow poisons, but had merely endeavoured to pry into the secrets of futurity, and gratify her curiosity with a sight of the devil. One of the presidents of the Chambre, La Reynie, an ugly little old man, very seriously asked her whether she had really seen the devil; to which the lady replied, looking him full in the face, "Oh yes! I see him now. He is in the form of a little ugly old man, exceedingly illnatured, and is dressed in the robes of a counsellor of State." M. la Reynie prudently refrained from asking any more questions of a lady with so sharp and ready a tongue. The Duchess was imprisoned for several months in the Bastile; and nothing being proved against her, she was released at the intercession of her powerful friends. The severe punishment of criminals of this note might have helped to abate the fever of imitation among the vulgar;--their comparative impunity had a contrary tendency. The escape of Penautier, and the wealthy Cardinal de Bonzy his employer, had the most pernicious effect. For two years longer the crime continued to rage, and was not finally suppressed till the stake had blazed, or the noose dangled, for upwards of a hundred individuals. HAUNTED HOUSES. Here's a knocking indeed! * * * * knock! knock! knock * * * * * * Who's there, i' the name o' Beelzebub? * * * Who's there, i' the devil's name? Knock! knock! knock!--Never at quiet? Macbeth. Who has not either seen or heard of some house, shut up and uninhabitable, fallen into decay, and looking dusty and dreary, from which, at midnight, strange sounds have been heard to issue--aerial knockings--the rattling of chains, and the groaning of perturbed spirits?--a house that people have thought it unsafe to pass after dark, and which has remained for years without a tenant, and which no tenant would occupy, even were he paid to do so? There are hundreds of such houses in England at the present day; hundreds in France, Germany, and almost every country of Europe, which are marked with the mark of fear--places for the timid to avoid, and the pious to bless themselves at, and ask protection from, as they pass--the abodes of ghosts and evil spirits. There are many such houses in London; and if any vain boaster of the march of intellect would but take the trouble to find them out and count them, he would be convinced that intellect must yet make some enormous strides before such old superstitions can be eradicated. The idea that such houses exist is a remnant of the witch creed, which merits separate notice from its comparative harmlessness, and from its being not so much a madness as a folly of the people. Unlike other notions that sprang from the belief in witchcraft, and which we have already dwelt upon at sufficient length, it has sent no wretches to the stake or the gibbet, and but a few to the pillory only. Many houses have been condemned as haunted, and avoided by the weak and credulous, from circumstances the most trifling in themselves, and which only wanted a vigorous mind to clear up, at once, and dissipate all alarm. A house in Aix-la-Chapelle, a large desolate-looking building, remained uninhabited for five years, on account of the mysterious knockings that there were heard within it at all hours of the day and night. Nobody could account for the noises; and the fear became at last so excessive, that the persons who inhabited the houses on either side relinquished their tenancy, and went to reside in other quarters of the town, where there was less chance of interruption from evil spirits. From being so long without an inhabitant the house at last grew so ruinous, so dingy, and so miserable in its outward appearance, and so like the place that ghosts might be supposed to haunt, that few persons cared to go past it after sunset. The knocking that was heard in one of the upper rooms was not very loud, but it was very regular. The gossips of the neighbourhood asserted that they often heard groans from the cellars, and saw lights moved about from one window to another immediately after the midnight bell had tolled. Spectres in white habiliments were reported to have gibed and chattered from the windows; but all these stories could bear no investigation. The knocking, however, was a fact which no one could dispute, and several ineffectual attempts were made by the proprietor to discover the cause. The rooms were sprinkled with holy water--the evil spirits were commanded in due form, by a priest, to depart thence to the Red Sea; but the knockings still continued, in spite of all that could be done in that way. Accident at last discovered the cause, and restored tranquillity to the neighbourhood. The proprietor, who suffered not only in his mind but in his pocket, had sold the building at a ruinously small price, to get rid of all future annoyance. The new proprietor was standing in a room on the first floor when he heard the door driven to at the bottom with a considerable noise, and then fly open immediately, about two inches and no more. He stood still a minute and watched, and the same thing occurred a second and a third time. He examined the door attentively, and all the mystery was unravelled. The latch of the door was broken so that it could not be fastened, and it swung chiefly upon the bottom hinge. Immediately opposite was a window, in which one pane of glass was broken; and when the wind was in a certain quarter, the draught of air was so strong that it blew the door to with some violence. There being no latch, it swung open again; and when there was a fresh gust, was again blown to. The new proprietor lost no time in sending for a glazier, and the mysterious noises ceased for ever. The house was replastered and repainted, and once more regained its lost good name. It was not before two or three years, however, that it was thoroughly established in popular favour; and many persons, even then, would always avoid passing it, if they could reach their destination by any other street. A similar story is narrated by Sir Walter Scott, in his Letters on Demonology and Witchcraft, the hero of which was a gentleman of birth and distinction, well known in the political world. Shortly after he succeeded to his title and estates, there was a rumour among the servants concerning a strange noise that used to be heard at night in the family mansion, and the cause of which no one could ascertain. The gentleman resolved to discover it himself, and to watch for that purpose with a domestic who had grown old in the family, and who, like the rest, had whispered strange things about the knocking having begun immediately upon the death of his old master. These two watched until the noise was heard, and at last traced it to a small store-room, used as a place for keeping provisions of various kinds for the family, and of which the old butler had the key. They entered this place, and remained for some time, without hearing the noises which they had traced thither. At length the sound was heard, but much lower than it seemed to be while they were further off, and their imaginations were more excited. They then discovered the cause without difficulty. A rat, caught in an old-fashioned trap, had occasioned the noise by its efforts to escape, in which it was able to raise the trap-door of its prison to a certain height, but was then obliged to drop it. The noise of the fall resounding through the house had occasioned the mysterious rumours, which, but for the investigation of the proprietor, would, in all probability, have acquired so bad a name for the dwelling that no servants would have inhabited it. The circumstance was told to Sir Walter Scott by the gentleman to whom it happened. But, in general, houses that have acquired this character, have been more indebted for it, to the roguery of living men, than to accidents like these. Six monks played off a clever trick of the kind upon that worthy King, Louis, whose piety has procured him, in the annals of his own country, the designation of "the Saint." Having heard his confessor speak in terms of warm eulogy of the goodness and learning of the monks of the order of Saint Bruno, he expressed his wish to establish a community of them near Paris. Bernard de la Tour, the superior, sent six of the brethren, and the King gave them a handsome house to live in, in the village of Chantilly. It so happened that, from their windows, they had a very fine view of the ancient palace of Vauvert, which had been built for a royal residence by King Robert, but deserted for many years. The worthy monks thought the palace would just suit them, but their modesty was so excessive that they were ashamed to ask the King for a grant of it in due form. This difficulty was not to be overcome, and the monks set their ingenuity to work to discover another plan. The palace of Vauvert had never laboured under any imputation upon its character until they became its neighbours; but, somehow or other, it almost immediately afterwards began to acquire a bad name. Frightful shrieks were heard to proceed from it at night--blue, red, and green lights were suddenly observed to glimmer from the windows, and as suddenly to disappear: the clanking of chains was heard, and the howling as of persons in great pain. These disturbances continued for several months, to the great terror of all the country round, and even of the pious King Louis, to whom, at Paris, all the rumours were regularly carried, with whole heaps of additions, that accumulated on the way. At last a great spectre, clothed all in pea-green, with a long white beard and a serpent's tail, took his station regularly at midnight in the principal window of the palace, and howled fearfully and shook his fists at the passengers. The six monks of Chantilly, to whom all these things were duly narrated, were exceedingly wroth that the devil should play such antics right opposite their dwelling, and hinted to the commissioners, sent down by Saint Louis to investigate the matter, that, if they were allowed to inhabit the palace, they would very soon make a clearance of the evil spirits. The King was quite charmed with their piety, and expressed to them how grateful he felt for their disinterestedness. A deed was forthwith drawn up--the royal sign-manual was affixed to it, and the palace of Vauvert became the property of the monks of Saint Bruno. The deed is dated in 1259. [Garinet. Histoire de la Magie en France, page 75.] The disturbances ceased immediately--the lights disappeared, and the green ghost (so said the monks) was laid at rest for ever under the waves of the Red Sea. In the year 1580, one Gilles Blacre had taken the lease of a house in the suburbs of Tours, but repenting him of his bargain with the landlord, Peter Piquet, he endeavoured to prevail upon him to cancel the agreement. Peter, however, was satisfied with his tenant and his terms, and would listen to no compromise. Very shortly afterwards, the rumour was spread all over Tours that the house of Gilles Blacre was haunted. Gilles himself asserted that he verily believed his house to be the general rendezvous of all the witches and evil spirits of France. The noise they made was awful, and quite prevented him from sleeping. They knocked against the wall--howled in the chimneys--broke his window-glass--scattered his pots and pans all over his kitchen, and set his chairs and tables a dancing the whole night through. Crowds of persons assembled around the house to hear the mysterious noises; and the bricks were observed to detach themselves from the wall and fall into the streets upon the heads of those who had not said their paternoster before they came out in the morning. These things having continued for some time, Gilles Blacre made his complaint to the Civil Court of Tours, and Peter Piquet was summoned to show cause why the lease should not be annulled. Poor Peter could make no defence, and the court unanimously agreed that no lease could hold good under such circumstances, and annulled it accordingly, condemning the unlucky owner to all the expenses of the suit. Peter appealed to the Parliament of Paris; and, after a long examination, the Parliament confirmed the lease. "Not," said the judge, "because it has not been fully and satisfactorily proved that the house is troubled by evil spirits, but that there was an informality in the proceedings before the Civil Court of Tours, that rendered its decision null and of no effect." A similar cause was tried before the Parliament of Bordeaux, in the year 1595, relative to a house in that city which was sorely troubled by evil spirits. The Parliament appointed certain ecclesiastics to examine and report to them, and on their report in the affirmative that the house was haunted, the lease was annulled, and the tenant absolved from all payment of rent and taxes. [Garinet. Histoire de la Magie en France, page 156.] One of the best stories of a haunted house is that of the royal palace of Woodstock, in the year 1649, when the commissioners sent from London by the Long Parliament to take possession of it, and efface all the emblems of royalty about it, were fairly driven out by their fear of the devil and the annoyances they suffered from a roguish cavalier, who played the imp to admiration. The commissioners, dreading at that time no devil, arrived at Woodstock on the 13th of October, 1649. They took up their lodgings in the late King's apartments-turned the beautiful bedrooms and withdrawing-rooms into kitchens and sculleries--the council-hall into a brew-house, and made the dining-room a place to keep firewood in. They pulled down all the insignia of royal state, and treated with the utmost indignity everything that recalled to their memory the name or the majesty of Charles Stuart. One Giles Sharp accompanied them in the capacity of clerk, and seconded their efforts, apparently with the greatest zeal. He aided them to uproot a noble old tree, merely because it was called the King's Oak, and tossed the fragments into the dining-room to make cheerful fires for the commissioners. During the first two days, they heard some strange noises about the house, but they paid no great attention to them. On the third, however, they began to suspect they had got into bad company; for they heard, as they thought, a supernatural dog under their bed, which gnawed their bedclothes. On the next day, the chairs and tables began to dance, apparently of their own accord. On the fifth day, something came into the bedchamber and walked up and down, and fetching the warming-pan out of the withdrawing-room, made so much noise with it that they thought five church-bells were ringing in their ears. On the sixth day, the plates and dishes were thrown up and down the dining-room. On the seventh, they penetrated into the bedroom in company with several logs of wood, and usurped the soft pillows intended for the commissioners. On the eighth and ninth nights, there was a cessation of hostilities; but on the tenth, the bricks in the chimneys became locomotive, and rattled and danced about the floors, and round the heads of the commissioners, all the night long. On the eleventh, the demon ran away with their breeches, and on the twelfth filled their beds so full of pewter-platters that they could not get into them. On the thirteenth night, the glass became unaccountably seized with a fit of cracking, and fell into shivers in all parts of the house. On the fourteenth, there was a noise as if forty pieces of artillery had been fired off, and a shower of pebble-stones, which so alarmed the commissioners that, "struck with great horror, they cried out to one another for help." They first of all tried the efficacy of prayers to drive away the evil spirits; but these proving unavailing, they began seriously to reflect whether it would not be much better to leave the place altogether to the devils that inhabited it. They ultimately resolved, however, to try it a little longer; and having craved forgiveness of all their sins, betook themselves to bed. That night they slept in tolerable comfort, but it was merely a trick of their tormentor to lull them into false security. When, on the succeeding night, they heard no noises, they began to flatter themselves that the devil was driven out, and prepared accordingly to take up their quarters for the whole winter in the palace. These symptoms on their part became the signal for renewed uproar among the fiends. On the 1st of November, they heard something walking with a slow and solemn pace up and down the withdrawing-room, and immediately afterwards a shower of stones, bricks, mortar, and broken glass pelted about their ears. On the 2nd the steps were again heard in the withdrawing-room, sounding to their fancy very much like the treading of an enormous bear, which continued for about a quarter of an hour. This noise having ceased, a large warming-pan was thrown violently upon the table, followed by a number of stones and the jawbone of a horse. Some of the boldest walked valiantly into the withdrawing-room, armed with swords, and pistols; but could discover nothing. They were afraid that night to go to sleep, and sat up, making fires in every room, and burning candles and lamps in great abundance; thinking that, as the fiends loved darkness, they would not disturb a company surrounded with so much light. They were deceived, however: buckets of water came down the chimneys and extinguished the fires, and the candles were blown out, they knew not how. Some of the servants who had betaken themselves to bed were drenched with putrid ditch-water as they lay, and arose in great fright, muttering incoherent prayers, and exposing to the wondering eyes of the commissioners their linen all dripping with green moisture, and their knuckles red with the blows they had at the same time received from some invisible tormentors. While they were still speaking, there was a noise like the loudest thunder, or the firing of a whole park of artillery, upon which they all fell down upon their knees and implored the protection of the Almighty. One of the commissioners then arose, the others still kneeling, and asked in a courageous voice, and in the name of God, who was there, and what they had done that they should be troubled in that manner. No answer was returned, and the noises ceased for a while. At length, however, as the commissioners said, "the devil came again, and brought with it seven devils worse than itself." Being again in darkness, they lighted a candle and placed it in the doorway, that it might throw a light upon the two chambers at once; but it was suddenly blown out, and one commissioner said that he had "seen the similitude of a horse's hoof striking the candle and candlestick into the middle of the chamber, and afterwards making three scrapes on the snuff to put it out." Upon this, the same person was so bold as to draw his sword; but he asserted positively that he had hardly withdrawn it from the scabbard before an invisible hand seized hold of it and tugged with him for it, and prevailing, struck him so violent a blow with the pommel that he was quite stunned. Then the noises began again; upon which, with one accord, they all retired into the presence-chamber, where they passed the night, praying and singing psalms. They were by this time convinced that it was useless to struggle any longer with the powers of evil, that seemed determined to make Woodstock their own. These things happened on the Saturday night; and, being repeated on the Sunday, they determined to leave the place immediately, and return to London. By Tuesday morning early, all their preparations were completed; and, shaking the dust off their feet, and devoting Woodstock and all its inhabitants to the infernal gods, they finally took their departure. [Dr. H. More's Continuation of Glanvil's Collection of Relations in proof of Witchcraft.] Many years elapsed before the true cause of these disturbances was discovered. It was ascertained, at the Restoration, that the whole was the work of Giles Sharp, the trusty clerk of the commissioners. This man, whose real name was Joseph Collins, was a concealed royalist, and had passed his early life within the bowers of Woodstock; so that he knew every hole and corner of the place, and the numerous trap-doors and secret passages that abounded in the building. The commissioners, never suspecting the true state of his opinions, but believing him to be revolutionary to the back-bone, placed the utmost reliance upon him; a confidence which he abused in the manner above detailed, to his own great amusement, and that of the few cavaliers whom he let into the secret. Quite as extraordinary and as cleverly managed was the trick played off at Tedworth, in 1661, at the house of Mr. Mompesson, and which is so circumstantially narrated by the Rev. Joseph Glanvil, under the title of "The Demon of Tedworth," and appended, among other proofs of witchcraft, to his noted work, called "Sadducismus Triumphatus." About the middle of April, in the year above mentioned, Mr. Mompesson, having returned to his house, at Tedworth, from a journey he had taken to London, was informed by his wife, that during his absence they had been troubled with the most extraordinary noises. Three nights afterwards he heard the noise himself; and it appeared to him to be that of "a great knocking at his doors, and on the outside of his walls." He immediately arose, dressed himself, took down a pair of pistols, and walked valiantly forth to discover the disturber, under the impression that it must be a robber: but, as he went, the noise seemed to travel before or behind him; and, when he arrived at the door from which he thought it proceeded, he saw nothing, but still heard "a strange hollow sound." He puzzled his brains for a long time, and searched every corner of the house; but, discovering nothing, he went to bed again. He was no sooner snug under the clothes, than the noise began again more furiously than ever, sounding very much like a "thumping and drumming on the top of his house, and then by degrees going off into the air." These things continued for several nights, when it came to the recollection of Mr. Mompesson that some time before, he had given orders for the arrest and imprisonment of a wandering drummer, who went about the country with a large drum, disturbing quiet people and soliciting alms, and that he had detained the man's drum, and that, probably, the drummer was a wizard, and had sent evil spirits to haunt his house, to be revenged of him. He became strengthened in his opinion every day, especially when the noises assumed, to his fancy, a resemblance to the beating of a drum, "like that at the breaking up of a guard." Mrs. Mompesson being brought to bed, the devil, or the drummer, very kindly and considerately refrained from making the usual riot; but, as soon as she recovered strength, began again "in a ruder manner than before, following and vexing the young children, and beating their bedsteads with so much violence that every one expected they would fall in pieces." For an hour together, as the worthy Mr. Mompesson repeated to his wondering neighbours, this infernal drummer "would beat 'Roundheads and Cuckolds,' the 'Tat-too,' and several other points of war, as cleverly as any soldier." When this had lasted long enough, he changed his tactics, and scratched with his iron talons under the children's bed. "On the 5th of November," says the Rev. Joseph Glanvil, "it made a mighty noise; and a servant, observing two boards in the children's room seeming to move, he bid it give him one of them. Upon which the board came (nothing moving it, that he saw), within a yard of him. The man added, 'Nay, let me have it in my hand;' upon which the spirit, devil, or drummer pushed it towards him so close, that he might touch it. "This," continues Glanvil, "was in the day-time, and was seen by a whole room full of people. That morning it left a sulphureous smell behind it, which was very offensive. At night the minister, one Mr. Cragg, and several of the neighhours, came to the house, on a visit. Mr. Cragg went to prayers with them, kneeling at the children's bedside, where it then became very troublesome and loud. During prayer time, the spirit withdrew into the cock-loft, but returned as soon as prayers were done; and then, in sight of the company, the chairs walked about the room of themselves, the children's shoes were hurled over their heads, and every loose thing moved about the chamber. At the same time, a bed-staff was thrown at the minister, which hit him on the leg, but so favourably, that a lock of wool could not have fallen more softly." On another occasion, the blacksmith of the village, a fellow who cared neither for ghost nor devil, slept with John, the footman, that he also might hear the disturbances, and be cured of his incredulity, when there "came a noise in the room, as if one had been shoeing a horse, and somewhat came, as it were, with a pair of pincers," snipping and snapping at the poor blacksmith's nose the greater part of the night. Next day it came, panting like a dog out of breath; upon which some woman present took a bed-staff to knock at it, "which was caught suddenly out of her hand, and thrown away; and company coming up, the room was presently filled with a bloomy noisome smell, and was very hot, though without fire, in a very sharp and severe winter. It continued in the bed, panting and scratching for an hour and a half, and then went into the next room, where it knocked a little, and seemed to rattle a chain." The rumour of these wonderful occurrences soon spread all over the country, and people from far and near flocked to the haunted house of Tedworth, to believe or doubt, as their natures led them, but all filled with intense curiosity. It appears, too, that the fame of these events reached the royal ear, and that some gentlemen were sent by the King to investigate the circumstances, and draw up a report of what they saw or heard. Whether the royal commissioners were more sensible men than the neighbours of Mr. Mompesson, and required more clear and positive evidence than they, or whether the powers with which they were armed to punish anybody who might be found carrying on this deception, frightened the evil-doers, is not certain; but Glanvil himself reluctantly confesses, that all the time they were in the house, the noises ceased, and nothing was heard or seen. "However," says he, "as to the quiet of the house when the courtiers were there, the intermission may have been accidental, or perhaps the demon was not willing to give so public a testimony of those transactions which might possibly convince those who, he had rather, should continue in unbelief of his existence." As soon as the royal commissioners took their departure, the infernal drummer re-commenced his antics, and hundreds of persons were daily present to hear and wonder. Mr. Mompesson's servant was so fortunate as not only to hear, but to see this pertinacious demon; for it came and stood at the foot of his bed. "The exact shape and proportion of it he could not discover; but he saw a great body, with two red and glaring eyes, which, for some time, were fixed steadily on him, and at length disappeared." Innumerable were the antics it played. Once it purred like a cat; beat the children's legs black and blue; put a long spike into Mr. Mompesson's bed, and a knife into his mother's; filled the porrengers with ashes; hid a Bible under the grate; and turned the money black in people's pockets. "One night," said Mr. Mompesson, in a letter to Mr. Glanvil, "there were seven or eight of these devils in the shape of men, who, as soon as a gun was fired, would shuffle away into an arbour;" a circumstance which might have convinced Mr. Mompesson of the mortal nature of his persecutors, if he had not been of the number of those worse than blind, who shut their eyes and refuse to see. In the mean time the drummer, the supposed cause of all the mischief, passed his time in Gloucester gaol, whither he had been committed as a rogue and a vagabond. Being visited one day by some person from the neighbourhood of Tedworth, he asked what was the news in Wiltshire, and whether people did not talk a great deal about a drumming in a gentleman's house there? The visiter replied, that he heard of nothing else; upon which the drummer observed, "I have done it; I have thus plagued him; and he shall never be quiet until he hath made me satisfaction for taking away my drum." No doubt the fellow, who seems to have been a gipsy, spoke the truth, and that the gang of which he was a member knew more about the noises at Mr. Mompesson's house than anybody else. Upon these words, however, he was brought to trial at Salisbury, for witchcraft; and, being found guilty, was sentenced to transportation; a sentence which, for its leniency, excited no little wonder in that age, when such an accusation, whether proved or not, generally insured the stake or the gibbet. Glanvil says, that the noises ceased immediately the drummer was sent beyond the seas; but that, some how or other, he managed to return from transportation; "by raising storms and affrighting the seamen, it was said;" when the disturbances were forthwith renewed, and continued at intervals for several years. Certainly, if the confederates of this roving gipsy were so pertinacious in tormenting poor weak Mr. Mompesson, their pertinacity is a most extraordinary instance of what revenge is capable of. It was believed by many, at the time, that Mr. Mompesson himself was privy to the whole matter, and permitted and encouraged these tricks in his house for the sake of notoriety; but it seems more probable that the gipsies were the real delinquents, and that Mr. Mompesson was as much alarmed and bewildered as his credulous neighhours, whose excited imaginations conjured up no small portion of these stories, "Which rolled, and as they rolled, grew larger every hour." Many instances, of a similar kind, during the seventeenth century, might be gleaned from Glanvil and other writers of that period; but they do not differ sufficiently from these to justify a detail of them. The most famous of all haunted houses acquired its notoriety much nearer our own time; and the circumstances connected with it are so curious, and afford so fair a specimen of the easy credulity even of well-informed and sensible people, as to merit a little notice in this chapter. The Cock Lane Ghost, as it was called, kept London in commotion for a considerable time, and was the theme of conversation among the learned and the illiterate, and in every circle, from that of the prince to that of the peasant. At the commencement of the year 1760, there resided in Cock Lane, near West Smithfield, in the house of one Parsons, the parish clerk of St. Sepulchre's, a stockbroker, named Kent. The wife of this gentleman had died in child-bed during the previous year, and his sister-in-law, Miss Fanny, had arrived from Norfolk to keep his house for him. They soon conceived a mutual affection, and each of them made a will in the other's favour. They lived some months in the house of Parsons, who, being a needy man, borrowed money of his lodger. Some difference arose betwixt them, and Mr. Kent left the house, and instituted legal proceedings against the parish clerk for the recovery of his money. While this matter was yet pending, Miss Fanny was suddenly taken ill of the small-pox; and, notwithstanding every care and attention, she died in a few days, and was buried in a vault under Clerkenwell church. Parsons now began to hint that the poor lady had come unfairly by her death, and that Mr. Kent was accessory to it, from his too great eagerness to enter into possession of the property she had bequeathed him. Nothing further was said for nearly two years; but it would appear that Parsons was of so revengeful a character, that he had never forgotten or forgiven his differences with Mr. Kent, and the indignity of having been sued for the borrowed money. The strong passions of pride and avarice were silently at work during all that interval, hatching schemes of revenge, but dismissing them one after the other as impracticable, until, at last, a notable one suggested itself. About the beginning of the year 1762, the alarm was spread over all the neighbourhood of Cock Lane, that the house of Parsons was haunted by the ghost of poor Fanny, and that the daughter of Parsons, a girl about twelve years of age, had several times seen and conversed with the spirit, who had, moreover, informed her, that she had not died of the smallpox, as was currently reported, but of poison, administered by Mr. Kent. Parsons, who originated, took good care to countenance these reports; and, in answer to numerous inquiries, said his house was every night, and had been for two years, in fact, ever since the death of Fanny, troubled by a loud knocking at the doors and in the walls. Having thus prepared the ignorant and credulous neighhours to believe or exaggerate for themselves what he had told them, he sent for a gentleman of a higher class in life, to come and witness these extraordinary occurrences. The gentleman came accordingly, and found the daughter of Parsons, to whom the spirit alone appeared, and whom alone it answered, in bed, trembling violently, having just seen the ghost, and been again informed that she had died from poison. A loud knocking was also heard from every part of the chamber, which so mystified the not very clear understanding of the visiter, that he departed, afraid to doubt and ashamed to believe, but with a promise to bring the clergyman of the parish and several other gentlemen on the following day, to report upon the mystery. On the following night he returned, bringing with him three clergymen, and about twenty other persons, including two negroes, when, upon a consultation with Parsons, they resolved to sit up the whole night, and await the ghost's arrival. It was then explained by Parsons, that although the ghost would never render itself visible to anybody but his daughter, it had no objection to answer the questions that might be put to it, by any person present, and that it expressed an affirmation by one knock, a negative by two, and its displeasure by a kind of scratching. The child was then put into bed along with her sister, and the clergymen examined the bed and bed-clothes to satisfy themselves that no trick was played, by knocking upon any substance concealed among the clothes. As on the previous night, the bed was observed to shake violently. After some hours, during which they all waited with exemplary patience, the mysterious knocking was heard in the wall, and the child declared that she saw the ghost of poor Fanny. The following questions were then gravely put by the clergyman, through the medium of one Mary Frazer, the servant of Parsons, and to whom it was said the deceased lady had been much attached. The answers were in the usual fashion, by a knock or knocks:-- "Do you make this disturbance on account of the ill usage you received from Mr. Kent?"--"Yes." "Were you brought to an untimely end by poison?"--"Yes." "How was the poison administered, in beer or in purl?"--"In purl." "How long was that before your death?"--"About three hours." "Can your former servant, Carrots, give any information about the poison?"--"Yes." "Are you Kent's wife's sister?"--"Yes." "Were you married to Kent after your sister's death?"--"No." "Was anybody else, besides Kent, concerned in your murder?"--"No." "Can you, if you like, appear visibly to anyone?"--"Yes." "Will you do so?"--"Yes." "Can you go out of this house?"--"Yes." "Is it your intention to follow this child about everywhere?"--"Yes." "Are you pleased in being asked these questions?"--"Yes." "Does it case your troubled soul?"--"Yes." [Here there was heard a mysterious noise, which some wiseacre present compared to the fluttering of wings.] "How long before your death did you tell your servant, Carrots, that you were poisoned?--An hour?"--"Yes." [Carrots, who was present, was appealed to; but she stated positively that such was not the fact, as the deceased was quite speechless an hour before her death. This shook the faith of some of the spectators, but the examination was allowed to continue.] "How long did Carrots live with you?"--"Three or four days." [Carrots was again appealed to, and said that this was true.] "If Mr. Kent is arrested for this murder, will he confess?"--"Yes." "Would your soul be at rest if he were hanged for it?"--"Yes." "Will he be hanged for it?"--"Yes." "How long a time first?"--"Three years." "How many clergymen are there in this room?"--"Three." "How many negroes?"--"Two." "Is this watch (held up by one of the clergymen) white?"--"No." "Is it yellow?"--"No." "Is it blue?"--"No." "Is it black?"--"Yes." [The watch was in a black shagreen case.] "At what time this morning will you take your departure?" The answer to this question was four knocks, very distinctly heard by every person present; and accordingly, at four o'clock precisely, the ghost took its departure to the Wheatsheaf public-house, close by, where it frightened mine host and his lady almost out of their wits by knocking in the ceiling right above their bed. The rumour of these occurrences very soon spread over London, and every day Cock Lane was rendered impassable by the crowds of people who assembled around the house of the parish clerk, in expectation of either seeing the ghost or of hearing the mysterious knocks. It was at last found necessary, so clamorous were they for admission within the haunted precincts, to admit those only who would pay a certain fee, an arrangement which was very convenient to the needy and money-loving Mr. Parsons. Indeed, things had taken a turn greatly to his satisfaction; he not only had his revenge, but he made a profit out of it. The ghost, in consequence, played its antics every night, to the great amusement of many hundreds of people and the great perplexity of a still greater number. Unhappily, however, for the parish clerk, the ghost was induced to make some promises which were the means of utterly destroying its reputation. It promised, in answer to the questions of the Reverend Mr. Aldritch of Clerkenwell, that it would not only follow the little Miss Parsons wherever she went, but would also attend him, or any other gentleman, into the vault under St. John's Church, where the body of the murdered woman was deposited, and would there give notice of its presence by a distinct knock upon the coffin. As a preliminary, the girl was conveyed to the house of Mr. Aldritch near the church, where a large party of ladies and gentlemen, eminent for their acquirements, their rank, or their wealth, had assembled. About ten o'clock on the night of the 1st of February, the girl having been brought from Cock Lane in a coach, was put to bed by several ladies in the house of Mr. Aldritch; a strict examination having been previously made that nothing was hidden in the bedclothes. While the gentlemen, in an adjoining chamber, were deliberating whether they should proceed in a body to the vault, they were summoned into the bedroom by the ladies, who affirmed, in great alarm, that the ghost was come, and that they heard the knocks and scratches. The gentlemen entered accordingly, with a determination to suffer no deception. The little girl, on being asked whether she saw the ghost, replied, "No; but she felt it on her back like a mouse." She was then required to put her hands out of bed, and they being held by some of the ladies, the spirit was summoned in the usual manner to answer, if it were in the room. The question was several times put with great solemnity; but the customary knock was not heard in reply in the walls, neither was there any scratching. The ghost was then asked to render itself visible, but it did not choose to grant the request. It was next solicited to give some token of its presence by a sound of any sort, or by touching the hand or cheek of any lady or gentleman in the room; but even with this request the ghost would not comply. There was now a considerable pause, and one of the clergymen went downstairs to interrogate the father of the girl, who was waiting the result of the experiment. He positively denied that there was any deception, and even went so far as to say that he himself, upon one occasion, had seen and conversed with the awful ghost. This having been communicated to the company, it was unanimously resolved to give the ghost another trial; and the clergyman called out in a loud voice to the supposed spirit that the gentleman to whom it had promised to appear in the vault, was about to repair to that place, where he claimed the fulfilment of its promise. At one hour after midnight they all proceeded to the church, and the gentleman in question, with another, entered the vault alone, and took up their position alongside of the coffin of poor Fanny. The ghost was then summoned to appear, but it appeared not; it was summoned to knock, but it knocked not; it was summoned to scratch, but it scratched not; and the two retired from the vault, with the firm belief that the whole business was a deception practised by Parsons and his daughter. There were others, however, who did not wish to jump so hastily to a conclusion, and who suggested that they were, perhaps, trifling with this awful and supernatural being, which, being offended with them for their presumption, would not condescend to answer them. Again, after a serious consultation, it was agreed on all hands that, if the ghost answered anybody at all, it would answer Mr. Kent, the supposed murderer; and he was accordingly requested to go down into the vault. He went with several others, and summoned the ghost to answer whether he had indeed poisoned her. There being no answer, the question was put by Mr. Aldritch, who conjured it, if it were indeed a spirit, to end their doubts-make a sign of its presence, and point out the guilty person. There being still no answer for the space of half an hour, during which time all these boobies waited with the most praiseworthy perseverance, they returned to the house of Mr. Aldritch, and ordered the girl to get up and dress herself. She was strictly examined, but persisted in her statement that she used no deception, and that the ghost had really appeared to her. So many persons had, by their openly expressed belief of the reality of the visitation, identified themselves with it, that Parsons and his family were far from being the only persons interested in the continuance of the delusion. The result of the experiment convinced most people; but these were not to be convinced by any evidence, however positive, and they, therefore, spread abroad the rumour, that the ghost had not appeared in the vault because Mr. Kent had taken care beforehand to have the coffin removed. That gentleman, whose position was a very painful one, immediately procured competent witnesses, in whose presence the vault was entered and the coffin of poor Fanny opened. Their deposition was then published; and Mr. Kent indicted Parsons and his wife, his daughter, Mary Frazer the servant, the Reverend Mr. Moor, and a tradesman, two of the most prominent patrons of the deception, for a conspiracy. The trial came on in the Court of King's Bench, on the 10th of July, before Lord Chief-Justice Mansfield, when, after an investigation which lasted twelve hours, the whole of the conspirators were found guilty. The Reverend Mr. Moor and his friend were severely reprimanded in open court, and recommended to make some pecuniary compensation to the prosecutor for the aspersions they had been instrumental in throwing upon his character. Parsons was sentenced to stand three times in the pillory, and to be imprisoned for two years: his wife to one year's, and his servant to six months' imprisonment in the Bridewell. A printer, who had been employed by them to publish an account of the proceedings for their profit, was also fined fifty pounds, and discharged. The precise manner in which the deception was carried on has never been explained. The knocking in the wall appears to have been the work of Parsons' wife, while the scratching part of the business was left to the little girl. That any contrivance so clumsy could have deceived anybody, cannot fail to excite our wonder. But thus it always is. If two or three persons can only be found to take the lead in any absurdity, however great, there is sure to be plenty of imitators. Like sheep in a field, if one clears the stile, the rest will follow. About ten years afterwards, London was again alarmed by the story of a haunted house. Stockwell, near Vauxhall, the scene of the antics of this new ghost, became almost as celebrated in the annals of superstition as Cock Lane. Mrs. Golding, an elderly lady, who resided alone with her servant, Anne Robinson, was sorely surprised on the evening of Twelfth-Day, 1772, to observe a most extraordinary commotion among her crockery. Cups and saucers rattled down the chimney--pots and pans were whirled down stairs, or through the windows; and hams, cheeses, and loaves of bread disported themselves upon the floor as if the devil were in them. This, at least, was the conclusion that Mrs. Golding came to; and being greatly alarmed, she invited some of her neighbours to stay with her, and protect her from the evil one. Their presence, however, did not put a stop to the insurrection of china, and every room in the house was in a short time strewed with the fragments. The chairs and tables joined, at last, in the tumults, and things looked altogether so serious and inexplicable, that the neighbours, dreading that the house itself would next be seized with a fit of motion, and tumble about their ears, left poor Mrs. Golding to bear the brunt of it by herself. The ghost in this case was solemnly remonstrated with, and urged to take its departure; but the demolition continuing as great as before, Mrs. Golding finally made up her mind to quit the house altogether. She took refuge with Anne Robinson in the house of a neighbour; but his glass and crockery being immediately subjected to the same persecution, he was reluctantly compelled to give her notice to quit. The old lady thus forced back to her own house, endured the disturbance for some days longer, when suspecting that Anne Robinson was the cause of all the mischief, she dismissed her from her service. The extraordinary appearances immediately ceased, and were never afterwards renewed; a fact which is of itself sufficient to point out the real disturber. A long time afterwards, Anne Robinson confessed the whole matter to the Reverend Mr. Bray field. This gentleman confided the story to Mr. Hone, who has published an explanation of the mystery. Anne, it appears, was anxious to have a clear house, to carry on an intrigue with her lover, and resorted to this trick to effect her purpose. She placed the china on the shelves in such a manner that it fell on the slightest motion, and attached horse-hairs to other articles, so that she could jerk them down from an adjoining room without being perceived by any one. She was exceedingly dexterous at this sort of work, and would have proved a formidable rival to many a juggler by profession. A full explanation of the whole affair may be found in the "Every-day Book." The latest instance of the popular panic occasioned by a house supposed to be haunted, occurred in Scotland, in the winter of the year 1838. On the 5th of December, the inmates of the farm-house of Baldarroch, in the district of Banchory, Aberdeenshire, were alarmed by observing a great number of sticks, pebble-stones, and clods of earth flying about their yard and premises. They endeavoured, but in vain, to discover who was the delinquent; and the shower of stones continuing for five days in succession, they came at last to the conclusion that the devil and his imps were alone the cause of it. The rumour soon spread over all that part of the country, and hundreds of persons came from far and near to witness the antics of the devils of Baldarroch. After the fifth day, the shower of clods and stones ceased on the outside of the premises, and the scene shifted to the interior. Spoons, knives, plates, mustard-pots, rolling-pins, and flat-irons appeared suddenly endued with the power of self-motion, and were whirled from room to room, and rattled down the chimneys in a manner which nobody could account for. The lid of a mustard-pot was put into a cupboard by the servant-girl in the presence of scores of people, and in a few minutes afterwards came bouncing down the chimney to the consternation of everybody. There was also a tremendous knocking at the doors and on the roof, and pieces of stick and pebble-stones rattled against the windows and broke them. The whole neighbourhood was a scene of alarm; and not only the vulgar, but persons of education, respectable farmers, within a circle of twenty miles, expressed their belief in the supernatural character of these events, and offered up devout prayers to be preserved from the machinations of the Evil One. The note of fear being once sounded, the visiters, as is generally the case in all tales of wonder, strove with each other who should witness the most extraordinary occurrences; and within a week, it was generally believed in the parishes of Banchory-Ternan, Drumoak, Durris, Kincardine-O'Neil, and all the circumjacent districts of Mearns and Aberdeenshire, that the devil had been seen in the act of hammering upon the house-top of Baldarroch. One old man asserted positively that, one night, after having been to see the strange gambols of the knives and mustard-pots, he met the phantom of a great black man, "who wheeled round his head with a whizzing noise, making a wind about his ears that almost blew his bonnet off," and that he was haunted by him in this manner for three miles. It was also affirmed and believed, that all horses and dogs that approached this enchanted ground, were immediately affected--that a gentleman, slow of faith, had been cured of his incredulity by meeting the butter-churn jumping in at the door as he himself was going out--that the roofs of houses had been torn off, and that several ricks in the corn-yard had danced a quadrille together, to the sound of the devil's bagpipes re-echoing from the mountain-tops. The women in the family of the persecuted farmer of Baldarroch also kept their tongues in perpetual motion; swelling with their strange stories the tide of popular wonder. The good wife herself, and all her servants, said that, whenever they went to bed, they were attacked with stones and other missiles, some of which came below the blankets and gently tapped their toes. One evening, a shoe suddenly darted across a garret where some labourers were sitting, and one of the men, who attempted to catch it, swore positively that it was so hot and heavy he was unable to hold it. It was also said that the bearbeater (a sort of mortar used to bruise barley in)--an object of such weight that it requires several men to move it--spontaneously left the barn and flew over the house-top, alighting at the feet of one of the servant maids, and hitting her, but without hurting her in the least, or even causing her any alarm; it being a fact well known to her, that all objects thus thrown about by the devil lost their specific gravity, and could harm nobody, even though they fell upon a person's head. Among the persons drawn to Baldarroch by these occurrences were the heritor, the minister, and all the elders of the Kirk, under whose superintendence an investigation was immediately commenced. Their proceedings were not promulgated for some days; and, in the mean time, rumour continued to travel through all the Highlands, magnifying each mysterious incident the further it got from home. It was said, that when the goodwife put her potato-pot on the fire, each potato, as the water boiled, changed into a demon, and grinned horribly at her as she lifted the lid; that not only chairs and tables, but carrots and turnips, skipped along the floor in the merriest manner imaginable; that shoes and boots went through all the evolutions of the Highland fling without any visible wearers directing their motions; and that a piece of meat detached itself from the hook on which it hung in the pantry, and placed itself before the fire, whence all the efforts of the people of the house were unable to remove it until it was thoroughly roasted; and that it then flew up the chimney with a tremendous bang. At Baldarroch itself the belief was not quite so extravagant; but the farmer was so convinced that the devil and his imps were alone the cause of all the disturbance, that he travelled a distance of forty miles to an old conjuror, named Willie Foreman, to induce him, for a handsome fee, to remove the enchantment from his property. There were, of course, some sensible and educated people, who, after stripping the stories circulated of their exaggeration, attributed all the rest to one or other of two causes; first, that some gipsies, or strolling mendicants, hidden in the neighbouring plantation, were amusing themselves by working on the credulity of the country people; or, secondly, that the inmates of Baldarroch carried on this deception themselves, for some reason or other, which was not very clear to anybody. The last opinion gained but few believers, as the farmer and his family were much respected; and so many persons had, in the most open manner, expressed their belief in the supernatural agency, that they did not like to stultify themselves by confessing that they had been deceived. At last, after a fortnight's continuance of the noises, the whole trick was discovered. The two servant lasses were strictly examined, and then committed to prison. It appeared that they were alone at the bottom of the whole affair, and that the extraordinary alarm and credulity of their master and mistress, in the first instance, and of the neighbours and country people afterwards, made their task comparatively easy. A little common dexterity was all they had used; and, being themselves unsuspected, they swelled the alarm by the wonderful stories they invented. It was they who loosened the bricks in the chimneys, and placed the dishes in such a manner on the shelves, that they fell on the slightest motion. In short, they played the same tricks as those used by the servant girl at Stockwell, with the same results, and for the same purpose--the gratification of a love of mischief. They were no sooner secured in the county gaol than the noises ceased, and most people were convinced that human agency alone had worked all the wonder. Some few of the most devoutly superstitious still held out in their first belief, and refused to listen to any explanation. These tales of haunted houses, especially those of the last and present century, however they may make us blush for popular folly, are yet gratifying in their results; for they show that society has made a vast improvement. Had Parsons and his wife, and the other contrivers of the Cock Lane deception, lived two hundred years earlier, they would not, perhaps, have found a greater number of dupes, but they would have been hanged as witches, instead of being imprisoned as vagabonds. The ingenious Anne Robinson and the sly lasses of Baldarroch would, doubtless, have met a similar fate. Thus it is pleasant to reflect, that though there may be as much folly and credulity in the world as ever, in one class of society, there is more wisdom and mercy in another than ever were known before. Lawgivers, by blotting from the statute-book the absurd or sanguinary enactments of their predecessors, have made one step towards teaching the people. It is to be hoped that the day is not far distant when lawgivers will teach the people by some more direct means, and prevent the recurrence of delusions like these, and many worse, which might be cited, by securing to every child born within their dominions an education in accordance with the advancing state of civilization. If ghosts and witches are not yet altogether exploded, it is the fault, not so much of the ignorant people, as of the law and the government that have neglected to enlighten them. 41386 ---- TRANSCRIBER'S NOTE: Italic text has been marked with _underscores _. Inconsistencies in hyphenation have not been corrected; inconsistencies in spelling have been corrected (both phantasy and fantasy were used in the original text, phantasy has been changed to fantasy for consistency). A list of all corrections to the text can be found at the end of the document. HUMAN NATURE AND CONDUCT An Introduction to Social Psychology BY JOHN DEWEY NEW YORK HENRY HOLT AND COMPANY 1922 COPYRIGHT, 1922, BY HENRY HOLT AND COMPANY First Printing, Jan., 1922 Second Printing, Mar., 1922 Third Printing, June, 1922 Fourth Printing, Aug., 1922 Fifth Printing, Nov., 1922 Sixth Printing, April, 1923 PRINTED IN THE U. S. A. BY The Quinn & Boden Company BOOK MANUFACTURERS RAHWAY NEW JERSEY PREFACE In the spring of 1918 I was invited by Leland Stanford Junior University to give a series of three lectures upon the West Memorial Foundation. One of the topics included within the scope of the Foundation is Human Conduct and Destiny. This volume is the result, as, according to the terms of the Foundation, the lectures are to be published. The lectures as given have, however, been rewritten and considerably expanded. An Introduction and Conclusion have been added. The lectures should have been published within two years from delivery. Absence from the country rendered strict compliance difficult; and I am indebted to the authorities of the University for their indulgence in allowing an extension of time, as well as for so many courtesies received during the time when the lectures were given. Perhaps the sub-title requires a word of explanation. The book does not purport to be a treatment of social psychology. But it seriously sets forth a belief that an understanding of habit and of different types of habit is the key to social psychology, while the operation of impulse and intelligence gives the key to individualized mental activity. But they are secondary to habit so that mind can be understood in the concrete only as a system of beliefs, desires and purposes which are formed in the interaction of biological aptitudes with a social environment. J. D. February, 1921 CONTENTS PAGE INTRODUCTION 1 Contempt for human nature; pathology of goodness; freedom; value of science. _PART ONE_ THE PLACE OF HABIT IN CONDUCT SECTION I: HABITS AS SOCIAL FUNCTIONS 14 Habits as functions and arts; social complicity; subjective factor. SECTION II: HABITS AND WILL 24 Active means; ideas of ends; means and ends; nature of character. SECTION III: CHARACTER AND CONDUCT 43 Good will and consequences; virtues and natural goods; objective and subjective morals. SECTION IV: CUSTOM AND HABIT 58 Human psychology is social; habit as conservative; mind and body. SECTION V: CUSTOM AND MORALITY 75 Customs as standards; authority of standards; class conflicts. SECTION VI: HABIT AND SOCIAL PSYCHOLOGY 84 Isolation of individuality; newer movements. _PART TWO_ THE PLACE OF IMPULSE IN CONDUCT SECTION I: IMPULSES AND CHANGE OF HABITS 89 Present interest in instincts; impulses as re-organizing. SECTION II: PLASTICITY OF IMPULSE 95 Impulse and education; uprush of impulse; fixed codes. SECTION III: CHANGING HUMAN NATURE 106 Habits the inert factor; modification of impulses; war a social function; economic regimes as social products; nature of motives. SECTION IV: IMPULSE AND CONFLICT OF HABITS 125 Possibility of social betterment; conservatism. SECTION V: CLASSIFICATION OF INSTINCTS 131 False simplifications; "self-love"; will to power; acquisitive and creative. SECTION VI: NO SEPARATE INSTINCTS 149 Uniqueness of acts; possibilities of operation; necessity of play and art; rebelliousness. SECTION VII: IMPULSE AND THOUGHT 169 _PART THREE_ THE PLACE OF INTELLIGENCE IN CONDUCT SECTION I: HABIT AND INTELLIGENCE 172 Habits and intellect; mind, habit and impulse. SECTION II: THE PSYCHOLOGY OF THINKING 181 The trinity of intellect; conscience and its alleged separate subject-matter. SECTION III: THE NATURE OF DELIBERATION 189 Deliberation as imaginative rehearsal; preference and choice; strife of reason and passion; nature of reason. SECTION IV: DELIBERATION AND CALCULATION 199 Error in utilitarian theory; place of the pleasant; hedonistic calculus; deliberation and prediction. SECTION V: THE UNIQUENESS OF GOOD 210 Fallacy of a single good; applied to utilitarianism; profit and personality; means and ends. SECTION VI: THE NATURE OF AIMS 223 Theory of final ends; aims as directive means; ends as justifying means; meaning well as an aim; wishes and aims. SECTION VII: THE NATURE OF PRINCIPLES 238 Desire for certainty; morals and probabilities; importance of generalizations. SECTION VIII: DESIRE AND INTELLIGENCE 248 Object and consequence of desire; desire and quiescence; self-deception in desire; desire needs intelligence; nature of idealism; living in the ideal. SECTION IX: THE PRESENT AND FUTURE 265 Subordination of activity to result; control of future; production and consummation; idealism and distant goals. _PART FOUR_ CONCLUSION SECTION I: THE GOOD OF ACTIVITY 278 Better and worse; morality a process; evolution and progress; optimism; Epicureanism; making others happy. SECTION II: MORALS ARE HUMAN 295 Humane morals; natural law and morals; place of science. SECTION III: WHAT IS FREEDOM? 303 Elements in freedom; capacity in action; novel possibilities; force of desire. SECTION IV: MORALITY IS SOCIAL 314 Conscience and responsibility; social pressure and opportunity; exaggeration of blame; importance of social psychology; category of right; the community as religious symbol. INTRODUCTION "Give a dog a bad name and hang him." Human nature has been the dog of professional moralists, and consequences accord with the proverb. Man's nature has been regarded with suspicion, with fear, with sour looks, sometimes with enthusiasm for its possibilities but only when these were placed in contrast with its actualities. It has appeared to be so evilly disposed that the business of morality was to prune and curb it; it would be thought better of if it could be replaced by something else. It has been supposed that morality would be quite superfluous were it not for the inherent weakness, bordering on depravity, of human nature. Some writers with a more genial conception have attributed the current blackening to theologians who have thought to honor the divine by disparaging the human. Theologians have doubtless taken a gloomier view of man than have pagans and secularists. But this explanation doesn't take us far. For after all these theologians are themselves human, and they would have been without influence if the human audience had not somehow responded to them. Morality is largely concerned with controlling human nature. When we are attempting to control anything we are acutely aware of what resists us. So moralists were led, perhaps, to think of human nature as evil because of its reluctance to yield to control, its rebelliousness under the yoke. But this explanation only raises another question. Why did morality set up rules so foreign to human nature? The ends it insisted upon, the regulations it imposed, were after all outgrowths of human nature. Why then was human nature so averse to them? Moreover rules can be obeyed and ideals realized only as they appeal to something in human nature and awaken in it an active response. Moral principles that exalt themselves by degrading human nature are in effect committing suicide. Or else they involve human nature in unending civil war, and treat it as a hopeless mess of contradictory forces. We are forced therefore to consider the nature and origin of that control of human nature with which morals has been occupied. And the fact which is forced upon us when we raise this question is the existence of classes. Control has been vested in an oligarchy. Indifference to regulation has grown in the gap which separates the ruled from the rulers. Parents, priests, chiefs, social censors have supplied aims, aims which were foreign to those upon whom they were imposed, to the young, laymen, ordinary folk; a few have given and administered rule, and the mass have in a passable fashion and with reluctance obeyed. Everybody knows that good children are those who make as little trouble as possible for their elders, and since most of them cause a good deal of annoyance they must be naughty by nature. Generally speaking, good people have been those who did what they were told to do, and lack of eager compliance is a sign of something wrong in their nature. But no matter how much men in authority have turned moral rules into an agency of class supremacy, any theory which attributes the origin of rule to deliberate design is false. To take advantage of conditions after they have come into existence is one thing; to create them for the sake of an advantage to accrue is quite another thing. We must go back to the bare fact of social division into superior and inferior. To say that accident produced social conditions is to perceive they were not produced by intelligence. Lack of understanding of human nature is the primary cause of disregard for it. Lack of insight always ends in despising or else unreasoned admiration. When men had no scientific knowledge of physical nature they either passively submitted to it or sought to control it magically. What cannot be understood cannot be managed intelligently. It has to be forced into subjection from without. The opaqueness of human nature to reason is equivalent to a belief in its intrinsic irregularity. Hence a decline in the authority of social oligarchy was accompanied by a rise of scientific interest in human nature. This means that the make-up and working of human forces afford a basis for moral ideas and ideals. Our science of human nature in comparison with physical sciences is rudimentary, and morals which are concerned with the health, efficiency and happiness of a development of human nature are correspondingly elementary. These pages are a discussion of some phases of the ethical change involved in positive respect for human nature when the latter is associated with scientific knowledge. We may anticipate the general nature of this change through considering the evils which have resulted from severing morals from the actualities of human physiology and psychology. There is a pathology of goodness as well as of evil; that is, of that sort of goodness which is nurtured by this separation. The badness of good people, for the most part recorded only in fiction, is the revenge taken by human nature for the injuries heaped upon it in the name of morality. In the first place, morals cut off from positive roots in man's nature is bound to be mainly negative. Practical emphasis falls upon avoidance, escape of evil, upon not doing things, observing prohibitions. Negative morals assume as many forms as there are types of temperament subject to it. Its commonest form is the protective coloration of a neutral respectability, an insipidity of character. For one man who thanks God that he is not as other men there are a thousand to offer thanks that they are as other men, sufficiently as others are to escape attention. Absence of social blame is the usual mark of goodness for it shows that evil has been avoided. Blame is most readily averted by being so much like everybody else that one passes unnoticed. Conventional morality is a drab morality, in which the only fatal thing is to be conspicuous. If there be flavor left in it, then some natural traits have somehow escaped being subdued. To be so good as to attract notice is to be priggish, too good for this world. The same psychology that brands the convicted criminal as forever a social outcast makes it the part of a gentleman not to obtrude virtues noticeably upon others. The Puritan is never popular, not even in a society of Puritans. In case of a pinch, the mass prefer to be good fellows rather than to be good men. Polite vice is preferable to eccentricity and ceases to be vice. Morals that professedly neglect human nature end by emphasizing those qualities of human nature that are most commonplace and average; they exaggerate the herd instinct to conformity. Professional guardians of morality who have been exacting with respect to themselves have accepted avoidance of conspicuous evil as enough for the masses. One of the most instructive things in all human history is the system of concessions, tolerances, mitigations and reprieves which the Catholic Church with its official supernatural morality has devised for the multitude. Elevation of the spirit above everything natural is tempered by organized leniency for the frailties of flesh. To uphold an aloof realm of strictly ideal realities is admitted to be possible only for a few. Protestantism, except in its most zealous forms, has accomplished the same result by a sharp separation between religion and morality in which a higher justification by faith disposes at one stroke of daily lapses into the gregarious morals of average conduct. There are always ruder forceful natures who cannot tame themselves to the required level of colorless conformity. To them conventional morality appears as an organized futility; though they are usually unconscious of their own attitude since they are heartily in favor of morality for the mass as making it easier to manage them. Their only standard is success, putting things over, getting things done. Being good is to them practically synonymous with ineffectuality; and accomplishment, achievement is its own justification. They know by experience that much is forgiven to those who succeed, and they leave goodness to the stupid, to those whom they qualify as boobs. Their gregarious nature finds sufficient outlet in the conspicuous tribute they pay to all established institutions as guardians of ideal interests, and in their denunciations of all who openly defy conventionalized ideals. Or they discover that they are the chosen agents of a higher morality and walk subject to specially ordained laws. Hypocrisy in the sense of a deliberate covering up of a will to evil by loud-voiced protestations of virtue is one of the rarest of occurrences. But the combination in the same person of an intensely executive nature with a love of popular approval is bound, in the face of conventional morality, to produce what the critical term hypocrisy. Another reaction to the separation of morals from human nature is a romantic glorification of natural impulse as something superior to all moral claims. There are those who lack the persistent force of the executive will to break through conventions and to use them for their own purposes, but who unite sensitiveness with intensity of desire. Fastening upon the conventional element in morality, they hold that all morality is a conventionality hampering to the development of individuality. Although appetites are the commonest things in human nature, the least distinctive or individualized, they identify unrestraint in satisfaction of appetite with free realization of individuality. They treat subjection to passion as a manifestation of freedom in the degree in which it shocks the bourgeois. The urgent need for a transvaluation of morals is caricatured by the notion that an avoidance of the avoidances of conventional morals constitutes positive achievement. While the executive type keeps its eyes on actual conditions so as to manipulate them, this school abrogates objective intelligence in behalf of sentiment, and withdraws into little coteries of emancipated souls. There are others who take seriously the idea of morals separated from the ordinary actualities of humanity and who attempt to live up to it. Some become engrossed in spiritual egotism. They are preoccupied with the state of their character, concerned for the purity of their motives and the goodness of their souls. The exaltation of conceit which sometimes accompanies this absorption can produce a corrosive inhumanity which exceeds the possibilities of any other known form of selfishness. In other cases, persistent preoccupation with the thought of an ideal realm breeds morbid discontent with surroundings, or induces a futile withdrawal into an inner world where all facts are fair to the eye. The needs of actual conditions are neglected, or dealt with in a half-hearted way, because in the light of the ideal they are so mean and sordid. To speak of evils, to strive seriously for change, shows a low mind. Or, again, the ideal becomes a refuge, an asylum, a way of escape from tiresome responsibilities. In varied ways men come to live in two worlds, one the actual, the other the ideal. Some are tortured by the sense of their irreconcilability. Others alternate between the two, compensating for the strains of renunciation involved in membership in the ideal realm by pleasurable excursions into the delights of the actual. If we turn from concrete effects upon character to theoretical issues, we single out the discussion regarding freedom of will as typical of the consequences that come from separating morals from human nature. Men are wearied with bootless discussion, and anxious to dismiss it as a metaphysical subtlety. But nevertheless it contains within itself the most practical of all moral questions, the nature of freedom and the means of its achieving. The separation of morals from human nature leads to a separation of human nature in its moral aspects from the rest of nature, and from ordinary social habits and endeavors which are found in business, civic life, the run of companionships and recreations. These things are thought of at most as places where moral notions need to be applied, not as places where moral ideas are to be studied and moral energies generated. In short, the severance of morals from human nature ends by driving morals inwards from the public open out-of-doors air and light of day into the obscurities and privacies of an inner life. The significance of the traditional discussion of free will is that it reflects precisely a separation of moral activity from nature and the public life of men. One has to turn from moral theories to the general human struggle for political, economic and religious liberty, for freedom of thought, speech, assemblage and creed, to find significant reality in the conception of freedom of will. Then one finds himself out of the stiflingly close atmosphere of an inner consciousness and in the open-air world. The cost of confining moral freedom to an inner region is the almost complete severance of ethics from politics and economics. The former is regarded as summed up in edifying exhortations, and the latter as connected with arts of expediency separated from larger issues of good. In short, there are two schools of social reform. One bases itself upon the notion of a morality which springs from an inner freedom, something mysteriously cooped up within personality. It asserts that the only way to change institutions is for men to purify their own hearts, and that when this has been accomplished, change of institutions will follow of itself. The other school denies the existence of any such inner power, and in so doing conceives that it has denied all moral freedom. It says that men are made what they are by the forces of the environment, that human nature is purely malleable, and that till institutions are changed, nothing can be done. Clearly this leaves the outcome as hopeless as does an appeal to an inner rectitude and benevolence. For it provides no leverage for change of environment. It throws us back upon accident, usually disguised as a necessary law of history or evolution, and trusts to some violent change, symbolized by civil war, to usher in an abrupt millennium. There is an alternative to being penned in between these two theories. We can recognize that all conduct is _interaction_ between elements of human nature and the environment, natural and social. Then we shall see that progress proceeds in two ways, and that freedom is found in that kind of interaction which maintains an environment in which human desire and choice count for something. There are in truth forces in man as well as without him. While they are infinitely frail in comparison with exterior forces, yet they may have the support of a foreseeing and contriving intelligence. When we look at the problem as one of an adjustment to be intelligently attained, the issue shifts from within personality to an engineering issue, the establishment of arts of education and social guidance. The idea persists that there is something materialistic about natural science and that morals are degraded by having anything seriously to do with material things. If a sect should arise proclaiming that men ought to purify their lungs completely before they ever drew a breath it ought to win many adherents from professed moralists. For the neglect of sciences that deal specifically with facts of the natural and social environment leads to a side-tracking of moral forces into an unreal privacy of an unreal self. It is impossible to say how much of the remediable suffering of the world is due to the fact that physical science is looked upon as merely physical. It is impossible to say how much of the unnecessary slavery of the world is due to the conception that moral issues can be settled within conscience or human sentiment apart from consistent study of facts and application of specific knowledge in industry, law and politics. Outside of manufacturing and transportation, science gets its chance in war. These facts perpetuate war and the hardest, most brutal side of modern industry. Each sign of disregard for the moral potentialities of physical science drafts the conscience of mankind away from concern with the interactions of man and nature which must be mastered if freedom is to be a reality. It diverts intelligence to anxious preoccupation with the unrealities of a purely inner life, or strengthens reliance upon outbursts of sentimental affection. The masses swarm to the occult for assistance. The cultivated smile contemptuously. They might smile, as the saying goes, out of the other side of their mouths if they realized how recourse to the occult exhibits the practical logic of their own beliefs. For both rest upon a separation of moral ideas and feelings from knowable facts of life, man and the world. It is not pretended that a moral theory based upon realities of human nature and a study of the specific connections of these realities with those of physical science would do away with moral struggle and defeat. It would not make the moral life as simple a matter as wending one's way along a well-lighted boulevard. All action is an invasion of the future, of the unknown. Conflict and uncertainty are ultimate traits. But morals based upon concern with facts and deriving guidance from knowledge of them would at least locate the points of effective endeavor and would focus available resources upon them. It would put an end to the impossible attempt to live in two unrelated worlds. It would destroy fixed distinction between the human and the physical, as well as that between the moral and the industrial and political. A morals based on study of human nature instead of upon disregard for it would find the facts of man continuous with those of the rest of nature and would thereby ally ethics with physics and biology. It would find the nature and activities of one person coterminous with those of other human beings, and therefore link ethics with the study of history, sociology, law and economics. Such a morals would not automatically solve moral problems, nor resolve perplexities. But it would enable us to state problems in such forms that action could be courageously and intelligently directed to their solution. It would not assure us against failure, but it would render failure a source of instruction. It would not protect us against the future emergence of equally serious moral difficulties, but it would enable us to approach the always recurring troubles with a fund of growing knowledge which would add significant values to our conduct even when we overtly failed--as we should continue to do. Until the integrity of morals with human nature and of both with the environment is recognized, we shall be deprived of the aid of past experience to cope with the most acute and deep problems of life. Accurate and extensive knowledge will continue to operate only in dealing with purely technical problems. The intelligent acknowledgment of the continuity of nature, man and society will alone secure a growth of morals which will be serious without being fanatical, aspiring without sentimentality, adapted to reality without conventionality, sensible without taking the form of calculation of profits, idealistic without being romantic. PART ONE THE PLACE OF HABIT IN CONDUCT I Habits may be profitably compared to physiological functions, like breathing, digesting. The latter are, to be sure, involuntary, while habits are acquired. But important as is this difference for many purposes it should not conceal the fact that habits are like functions in many respects, and especially in requiring the cooperation of organism and environment. Breathing is an affair of the air as truly as of the lungs; digesting an affair of food as truly as of tissues of stomach. Seeing involves light just as certainly as it does the eye and optic nerve. Walking implicates the ground as well as the legs; speech demands physical air and human companionship and audience as well as vocal organs. We may shift from the biological to the mathematical use of the word function, and say that natural operations like breathing and digesting, acquired ones like speech and honesty, are functions of the surroundings as truly as of a person. They are things done _by_ the environment by means of organic structures or acquired dispositions. The same air that under certain conditions ruffles the pool or wrecks buildings, under other conditions purifies the blood and conveys thought. The outcome depends upon what air acts upon. The social environment acts through native impulses and speech and moral habitudes manifest themselves. There are specific good reasons for the usual attribution of acts to the person from whom they immediately proceed. But to convert this special reference into a belief of exclusive ownership is as misleading as to suppose that breathing and digesting are complete within the human body. To get a rational basis for moral discussion we must begin with recognizing that functions and habits are ways of using and incorporating the environment in which the latter has its say as surely as the former. We may borrow words from a context less technical than that of biology, and convey the same idea by saying that habits are arts. They involve skill of sensory and motor organs, cunning or craft, and objective materials. They assimilate objective energies, and eventuate in command of environment. They require order, discipline, and manifest technique. They have a beginning, middle and end. Each stage marks progress in dealing with materials and tools, advance in converting material to active use. We should laugh at any one who said that he was master of stone working, but that the art was cooped up within himself and in no wise dependent upon support from objects and assistance from tools. In morals we are however quite accustomed to such a fatuity. Moral dispositions are thought of as belonging exclusively to a self. The self is thereby isolated from natural and social surroundings. A whole school of morals flourishes upon capital drawn from restricting morals to character and then separating character from conduct, motives from actual deeds. Recognition of the analogy of moral action with functions and arts uproots the causes which have made morals subjective and "individualistic." It brings morals to earth, and if they still aspire to heaven it is to the heavens of the earth, and not to another world. Honesty, chastity, malice, peevishness, courage, triviality, industry, irresponsibility are not private possessions of a person. They are working adaptations of personal capacities with environing forces. All virtues and vices are habits which incorporate objective forces. They are interactions of elements contributed by the make-up of an individual with elements supplied by the out-door world. They can be studied as objectively as physiological functions, and they can be modified by change of either personal or social elements. If an individual were alone in the world, he would form his habits (assuming the impossible, namely, that he would be able to form them) in a moral vacuum. They would belong to him alone, or to him only in reference to physical forces. Responsibility and virtue would be his alone. But since habits involve the support of environing conditions, a society or some specific group of fellow-men, is always accessory before and after the fact. Some activity proceeds from a man; then it sets up reactions in the surroundings. Others approve, disapprove, protest, encourage, share and resist. Even letting a man alone is a definite response. Envy, admiration and imitation are complicities. Neutrality is non-existent. Conduct is always shared; this is the difference between it and a physiological process. It is not an ethical "ought" that conduct _should_ be social. It _is_ social, whether bad or good. Washing one's hands of the guilt of others is a way of sharing guilt so far as it encourages in others a vicious way of action. Non-resistance to evil which takes the form of paying no attention to it is a way of promoting it. The desire of an individual to keep his own conscience stainless by standing aloof from badness may be a sure means of causing evil and thus of creating personal responsibility for it. Yet there are circumstances in which passive resistance may be the most effective form of nullification of wrong action, or in which heaping coals of fire on the evil-doer may be the most effective way of transforming conduct. To sentimentalize over a criminal--to "forgive" because of a glow of feeling--is to incur liability for production of criminals. But to suppose that infliction of retributive suffering suffices, without reference to concrete consequences, is to leave untouched old causes of criminality and to create new ones by fostering revenge and brutality. The abstract theory of justice which demands the "vindication" of law irrespective of instruction and reform of the wrong-doer is as much a refusal to recognize responsibility as is the sentimental gush which makes a suffering victim out of a criminal. Courses of action which put the blame exclusively on a person as if his evil will were the sole cause of wrong-doing and those which condone offense on account of the share of social conditions in producing bad disposition, are equally ways of making an unreal separation of man from his surroundings, mind from the world. Causes for an act always exist, but causes are not excuses. Questions of causation are physical, not moral except when they concern future consequences. It is as causes of future actions that excuses and accusations alike must be considered. At present we give way to resentful passion, and then "rationalize" our surrender by calling it a vindication of justice. Our entire tradition regarding punitive justice tends to prevent recognition of social partnership in producing crime; it falls in with a belief in metaphysical free-will. By killing an evil-doer or shutting him up behind stone walls, we are enabled to forget both him and our part in creating him. Society excuses itself by laying the blame on the criminal; he retorts by putting the blame on bad early surroundings, the temptations of others, lack of opportunities, and the persecutions of officers of the law. Both are right, except in the wholesale character of their recriminations. But the effect on both sides is to throw the whole matter back into antecedent causation, a method which refuses to bring the matter to truly moral judgment. For morals has to do with acts still within our control, acts still to be performed. No amount of guilt on the part of the evil-doer absolves us from responsibility for the consequences upon him and others of our way of treating him, or from our continuing responsibility for the conditions under which persons develop perverse habits. We need to discriminate between the physical and the moral question. The former concerns what _has_ happened, and how it happened. To consider this question is indispensable to morals. Without an answer to it we cannot tell what forces are at work nor how to direct our actions so as to improve conditions. Until we know the conditions which have helped form the characters we approve and disapprove, our efforts to create the one and do away with the other will be blind and halting. But the moral issue concerns the future. It is prospective. To content ourselves with pronouncing judgments of merit and demerit without reference to the fact that our judgments are themselves facts which have consequences and that their value depends upon _their_ consequences, is complacently to dodge the moral issue, perhaps even to indulge ourselves in pleasurable passion just as the person we condemn once indulged himself. The moral problem is that of modifying the factors which now influence future results. To change the working character or will of another we have to alter objective conditions which enter into his habits. Our own schemes of judgment, of assigning blame and praise, of awarding punishment and honor, are part of these conditions. In practical life, there are many recognitions of the part played by social factors in generating personal traits. One of them is our habit of making social classifications. We attribute distinctive characteristics to rich and poor, slum-dweller and captain of industry, rustic and suburbanite, officials, politicians, professors, to members of races, sets and parties. These judgments are usually too coarse to be of much use. But they show our practical awareness that personal traits are functions of social situations. When we generalize this perception and act upon it intelligently we are committed by it to recognize that we change character from worse to better only by changing conditions--among which, once more, are our own ways of dealing with the one we judge. We cannot change habit directly: that notion is magic. But we can change it indirectly by modifying conditions, by an intelligent selecting and weighting of the objects which engage attention and which influence the fulfilment of desires. A savage can travel after a fashion in a jungle. Civilized activity is too complex to be carried on without smoothed roads. It requires signals and junction points; traffic authorities and means of easy and rapid transportation. It demands a congenial, antecedently prepared environment. Without it, civilization would relapse into barbarism in spite of the best of subjective intention and internal good disposition. The eternal dignity of labor and art lies in their effecting that permanent reshaping of environment which is the substantial foundation of future security and progress. Individuals flourish and wither away like the grass of the fields. But the fruits of their work endure and make possible the development of further activities having fuller significance. It is of grace not of ourselves that we lead civilized lives. There is sound sense in the old pagan notion that gratitude is the root of all virtue. Loyalty to whatever in the established environment makes a life of excellence possible is the beginning of all progress. The best we can accomplish for posterity is to transmit unimpaired and with some increment of meaning the environment that makes it possible to maintain the habits of decent and refined life. Our individual habits are links in forming the endless chain of humanity. Their significance depends upon the environment inherited from our forerunners, and it is enhanced as we foresee the fruits of our labors in the world in which our successors live. For however much has been done, there always remains more to do. We can retain and transmit our own heritage only by constant remaking of our own environment. Piety to the past is not for its own sake nor for the sake of the past, but for the sake of a present so secure and enriched that it will create a yet better future. Individuals with their exhortations, their preachings and scoldings, their inner aspirations and sentiments have disappeared, but their habits endure, because these habits incorporate objective conditions in themselves. So will it be with _our_ activities. We may desire abolition of war, industrial justice, greater equality of opportunity for all. But no amount of preaching good will or the golden rule or cultivation of sentiments of love and equity will accomplish the results. There must be change in objective arrangements and institutions. We must work on the environment not merely on the hearts of men. To think otherwise is to suppose that flowers can be raised in a desert or motor cars run in a jungle. Both things can happen and without a miracle. But only by first changing the jungle and desert. Yet the distinctively personal or subjective factors in habit count. Taste for flowers may be the initial step in building reservoirs and irrigation canals. The stimulation of desire and effort is one preliminary in the change of surroundings. While personal exhortation, advice and instruction is a feeble stimulus compared with that which steadily proceeds from the impersonal forces and depersonalized habitudes of the environment, yet they may start the latter going. Taste, appreciation and effort always spring from some accomplished objective situation. They have objective support; they represent the liberation of something formerly accomplished so that it is useful in further operation. A genuine appreciation of the beauty of flowers is not generated within a self-enclosed consciousness. It reflects a world in which beautiful flowers have already grown and been enjoyed. Taste and desire represent a prior objective fact recurring in action to secure perpetuation and extension. Desire for flowers comes after actual enjoyment of flowers. But it comes before the work that makes the desert blossom, it comes before _cultivation_ of plants. Every ideal is preceded by an actuality; but the ideal is more than a repetition in inner image of the actual. It projects in securer and wider and fuller form some good which has been previously experienced in a precarious, accidental, fleeting way. II It is a significant fact that in order to appreciate the peculiar place of habit in activity we have to betake ourselves to bad habits, foolish idling, gambling, addiction to liquor and drugs. When we think of such habits, the union of habit with desire and with propulsive power is forced upon us. When we think of habits in terms of walking, playing a musical instrument, typewriting, we are much given to thinking of habits as technical abilities existing apart from our likings and as lacking in urgent impulsion. We think of them as passive tools waiting to be called into action from without. A bad habit suggests an inherent tendency to action and also a hold, command over us. It makes us do things we are ashamed of, things which we tell ourselves we prefer not to do. It overrides our formal resolutions, our conscious decisions. When we are honest with ourselves we acknowledge that a habit has this power because it is so intimately a part of ourselves. It has a hold upon us because we are the habit. Our self-love, our refusal to face facts, combined perhaps with a sense of a possible better although unrealized self, leads us to eject the habit from the thought of ourselves and conceive it as an evil power which has somehow overcome us. We feed our conceit by recalling that the habit was not deliberately formed; we never intended to become idlers or gamblers or rouès. And how can anything be deeply ourselves which developed accidentally, without set intention? These traits of a bad habit are precisely the things which are most instructive about all habits and about ourselves. They teach us that all habits are affections, that all have projectile power, and that a predisposition formed by a number of specific acts is an immensely more intimate and fundamental part of ourselves than are vague, general, conscious choices. All habits are demands for certain kinds of activity; and they constitute the self. In any intelligible sense of the word will, they _are_ will. They form our effective desires and they furnish us with our working capacities. They rule our thoughts, determining which shall appear and be strong and which shall pass from light into obscurity. We may think of habits as means, waiting, like tools in a box, to be used by conscious resolve. But they are something more than that. They are active means, means that project themselves, energetic and dominating ways of acting. We need to distinguish between materials, tools and means proper. Nails and boards are not strictly speaking means of a box. They are only materials for making it. Even the saw and hammer are means only when they are employed in some actual making. Otherwise they are tools, or potential means. They are actual means only when brought in conjunction with eye, arm and hand in some specific operation. And eye, arm and hand are, correspondingly, means proper only when they are in active operation. And whenever they are in action they are cooperating with external materials and energies. Without support from beyond themselves the eye stares blankly and the hand moves fumblingly. They are means only when they enter into organization with things which independently accomplish definite results. These organizations are habits. This fact cuts two ways. Except in a contingent sense, with an "if," neither external materials nor bodily and mental organs are in themselves means. They have to be employed in coordinated conjunction with one another to be actual means, or habits. This statement may seem like the formulation in technical language of a common-place. But belief in magic has played a large part in human history. And the essence of all hocus-pocus is the supposition that results can be accomplished without the joint adaptation to each other of human powers and physical conditions. A desire for rain may induce men to wave willow branches and to sprinkle water. The reaction is natural and innocent. But men then go on to believe that their act has immediate power to bring rain without the cooperation of intermediate conditions of nature. This is magic; while it may be natural or spontaneous, it is not innocent. It obstructs intelligent study of operative conditions and wastes human desire and effort in futilities. Belief in magic did not cease when the coarser forms of superstitious practice ceased. The principle of magic is found whenever it is hoped to get results without intelligent control of means; and also when it is supposed that means can exist and yet remain inert and inoperative. In morals and politics such expectations still prevail, and in so far the most important phases of human action are still affected by magic. We think that by feeling strongly enough about something, by wishing hard enough, we can get a desirable result, such as virtuous execution of a good resolve, or peace among nations, or good will in industry. We slur over the necessity of the cooperative action of objective conditions, and the fact that this cooperation is assured only by persistent and close study. Or, on the other hand, we fancy we can get these results by external machinery, by tools or potential means, without a corresponding functioning of human desires and capacities. Often times these two false and contradictory beliefs are combined in the same person. The man who feels that _his_ virtues are his own personal accomplishments is likely to be also the one who thinks that by passing laws he can throw the fear of God into others and make them virtuous by edict and prohibitory mandate. Recently a friend remarked to me that there was one superstition current among even cultivated persons. They suppose that if one is told what to do, if the right _end_ is pointed to them, all that is required in order to bring about the right act is will or wish on the part of the one who is to act. He used as an illustration the matter of physical posture; the assumption is that if a man is told to stand up straight, all that is further needed is wish and effort on his part, and the deed is done. He pointed out that this belief is on a par with primitive magic in its neglect of attention to the means which are involved in reaching an end. And he went on to say that the prevalence of this belief, starting with false notions about the control of the body and extending to control of mind and character, is the greatest bar to intelligent social progress. It bars the way because it makes us neglect intelligent inquiry to discover the means which will produce a desired result, and intelligent invention to procure the means. In short, it leaves out the importance of intelligently controlled habit. We may cite his illustration of the real nature of a physical aim or order and its execution in its contrast with the current false notion.[1] A man who has a bad habitual posture tells himself, or is told, to stand up straight. If he is interested and responds, he braces himself, goes through certain movements, and it is assumed that the desired result is substantially attained; and that the position is retained at least as long as the man keeps the idea or order in his mind. Consider the assumptions which are here made. It is implied that the means or effective conditions of the realization of a purpose exist independently of established habit and even that they may be set in motion in opposition to habit. It is assumed that means are there, so that the failure to stand erect is wholly a matter of failure of purpose and desire. It needs paralysis or a broken leg or some other equally gross phenomenon to make us appreciate the importance of objective conditions. [1] I refer to Alexander, "Man's Supreme Inheritance." Now in fact a man who _can_ stand properly does so, and only a man who can, does. In the former case, fiats of will are unnecessary, and in the latter useless. A man who does not stand properly forms a habit of standing improperly, a positive, forceful habit. The common implication that his mistake is merely negative, that he is simply failing to do the right thing, and that the failure can be made good by an order of will is absurd. One might as well suppose that the man who is a slave of whiskey-drinking is merely one who fails to drink water. Conditions have been formed for producing a bad result, and the bad result will occur as long as those conditions exist. They can no more be dismissed by a direct effort of will than the conditions which create drought can be dispelled by whistling for wind. It is as reasonable to expect a fire to go out when it is ordered to stop burning as to suppose that a man can stand straight in consequence of a direct action of thought and desire. The fire can be put out only by changing objective conditions; it is the same with rectification of bad posture. Of course something happens when a man acts upon his idea of standing straight. For a little while, he stands differently, but only a different kind of badly. He then takes the unaccustomed feeling which accompanies his unusual stand as evidence that he is now standing right. But there are many ways of standing badly, and he has simply shifted his usual way to a compensatory bad way at some opposite extreme. When we realize this fact, we are likely to suppose that it exists because control of the _body_ is physical and hence is external to mind and will. Transfer the command inside character and mind, and it is fancied that an idea of an end and the desire to realize it will take immediate effect. After we get to the point of recognizing that habits must intervene between wish and execution in the case of bodily acts, we still cherish the illusions that they can be dispensed with in the case of mental and moral acts. Thus the net result is to make us sharpen the distinction between non-moral and moral activities, and to lead us to confine the latter strictly within a private, immaterial realm. But in fact, formation of ideas as well as their execution depends upon habit. _If_ we could form a correct idea without a correct habit, then possibly we could carry it out irrespective of habit. But a wish gets definite form only in connection with an idea, and an idea gets shape and consistency only when it has a habit back of it. Only when a man can already perform an act of standing straight does he know what it is like to have a right posture and only then can he summon the idea required for proper execution. The act must come before the thought, and a habit before an ability to evoke the thought at will. Ordinary psychology reverses the actual state of affairs. Ideas, thoughts of ends, are not spontaneously generated. There is no immaculate conception of meanings or purposes. Reason pure of all influence from prior habit is a fiction. But pure sensations out of which ideas can be framed apart from habit are equally fictitious. The sensations and ideas which are the "stuff" of thought and purpose are alike affected by habits manifested in the acts which give rise to sensations and meanings. The dependence of thought, or the more intellectual factor in our conceptions, upon prior experience is usually admitted. But those who attack the notion of thought pure from the influence of experience, usually identify experience with sensations impressed upon an empty mind. They therefore replace the theory of unmixed thoughts with that of pure unmixed sensations as the stuff of all conceptions, purposes and beliefs. But distinct and independent sensory qualities, far from being original elements, are the products of a highly skilled analysis which disposes of immense technical scientific resources. To be able to single out a definitive sensory element in any field is evidence of a high degree of previous training, that is, of well-formed habits. A moderate amount of observation of a child will suffice to reveal that even such gross discriminations as black, white, red, green, are the result of some years of active dealings with things in the course of which habits have been set up. It is not such a simple matter to have a clear-cut sensation. The latter is a sign of training, skill, habit. Admission that the idea of, say, standing erect is dependent upon sensory materials is, therefore equivalent to recognition that it is dependent upon the habitual attitudes which govern concrete sensory materials. The medium of habit filters all the material that reaches our perception and thought. The filter is not, however, chemically pure. It is a reagent which adds new qualities and rearranges what is received. Our ideas truly depend upon experience, but so do our sensations. And the experience upon which they both depend is the operation of habits--originally of instincts. Thus our purposes and commands regarding action (whether physical or moral) come to us through the refracting medium of bodily and moral habits. Inability to think aright is sufficiently striking to have caught the attention of moralists. But a false psychology has led them to interpret it as due to a necessary conflict of flesh and spirit, not as an indication that our ideas are as dependent, to say the least, upon our habits as are our acts upon our conscious thoughts and purposes. Only the man who can maintain a correct posture has the stuff out of which to form that idea of standing erect which can be the starting point of a right act. Only the man whose habits are already good can know what the good is. Immediate, seemingly instinctive, feeling of the direction and end of various lines of behavior is in reality the feeling of habits working below direct consciousness. The psychology of illusions of perception is full of illustrations of the distortion introduced by habit into observation of objects. The same fact accounts for the intuitive element in judgments of action, an element which is valuable or the reverse in accord with the quality of dominant habits. For, as Aristotle remarked, the untutored moral perceptions of a good man are usually trustworthy, those of a bad character, not. (But he should have added that the influence of social custom as well as personal habit has to be taken into account in estimating who is the good man and the good judge.) What is true of the dependence of execution of an idea upon habit is true, then, of the formation and quality of the idea. Suppose that by a happy chance a right concrete idea or purpose--concrete, not simply correct in words--has been hit upon: What happens when one with an incorrect habit tries to act in accord with it? Clearly the idea can be carried into execution only with a mechanism already there. If this is defective or perverted, the best intention in the world will yield bad results. In the case of no other engine does one suppose that a defective machine will turn out good goods simply because it is invited to. Everywhere else we recognize that the design and structure of the agency employed tell directly upon the work done. Given a bad habit and the "will" or mental direction to get a good result, and the actual happening is a reverse or looking-glass manifestation of the usual fault--a compensatory twist in the opposite direction. Refusal to recognize this fact only leads to a separation of mind from body, and to supposing that mental or "psychical" mechanisms are different in kind from those of bodily operations and independent of them. So deep seated is this notion that even so "scientific" a theory as modern psycho-analysis thinks that mental habits can be straightened out by some kind of purely psychical manipulation without reference to the distortions of sensation and perception which are due to bad bodily sets. The other side of the error is found in the notion of "scientific" nerve physiologists that it is only necessary to locate a particular diseased cell or local lesion, independent of the whole complex of organic habits, in order to rectify conduct. Means are means; they are intermediates, middle terms. To grasp this fact is to have done with the ordinary dualism of means and ends. The "end" is merely a series of acts viewed at a remote stage; and a means is merely the series viewed at an earlier one. The distinction of means and end arises in surveying the _course_ of a proposed _line_ of action, a connected series in time. The "end" is the last act thought of; the means are the acts to be performed prior to it in time. To _reach_ an end we must take our mind off from it and attend to the act which is next to be performed. We must make that the end. The only exception to this statement is in cases where customary habit determines the course of the series. Then all that is wanted is a cue to set it off. But when the proposed end involves any deviation from usual action, or any rectification of it--as in the case of standing straight--then the main thing is to find some act which is different from the usual one. The discovery and performance of this unaccustomed act is the "end" to which we must devote all attention. Otherwise we shall simply do the old thing over again, no matter what is our conscious command. The only way of accomplishing this discovery is through a flank movement. We must stop even thinking of standing up straight. To think of it is fatal, for it commits us to the operation of an established habit of standing wrong. We must find an act within our power which is disconnected from any thought about standing. We must start to do another thing which on one side inhibits our falling into the customary bad position and on the other side is the beginning of a series of acts which may lead into the correct posture.[2] The hard-drinker who keeps thinking of not drinking is doing what he can to initiate the acts which lead to drinking. He is starting with the stimulus to his habit. To succeed he must find some positive interest or line of action which will inhibit the drinking series and which by instituting another course of action will bring him to his desired end. In short, the man's true aim is to discover some course of action, having nothing to do with the habit of drink or standing erect, which will take him where he wants to go. The discovery of this other series is at once his means and his end. Until one takes intermediate acts seriously enough to treat them as ends, one wastes one's time in any effort at change of habits. Of the intermediate acts, the most important is the _next_ one. The first or earliest means is the most important _end_ to discover. [2]The technique of this process is stated in the book of Mr. Alexander already referred to, and the theoretical statement given is borrowed from Mr. Alexander's analysis. Means and ends are two names for the same reality. The terms denote not a division in reality but a distinction in judgment. Without understanding this fact we cannot understand the nature of habits nor can we pass beyond the usual separation of the moral and non-moral in conduct. "End" is a name for a series of acts taken collectively--like the term army. "Means" is a name for the same series taken distributively--like this soldier, that officer. To think of the end signifies to extend and enlarge our view of the act to be performed. It means to look at the next act in perspective, not permitting it to occupy the entire field of vision. To bear the end in mind signifies that we should not stop thinking about our _next_ act until we form some reasonably clear idea of the _course_ of action to which it commits us. To attain a remote end means on the other hand to treat the end as a series of means. To say that an end is remote or distant, to say in fact that it is an end at all, is equivalent to saying that obstacles intervene between us and it. If, however, it remains a distant end, it becomes a _mere_ end, that is a dream. As soon as we have projected it, we must begin to work backward in thought. We must change _what_ is to be done into a _how_, the means whereby. The end thus re-appears as a series of "what nexts," and the what next of chief importance is the one nearest the present state of the one acting. Only as the end is converted into means is it definitely conceived, or intellectually defined, to say nothing of being executable. Just as end, it is vague, cloudy, impressionistic. We do not _know_ what we are really after until a _course_ of action is mentally worked out. Aladdin with his lamp could dispense with translating ends into means, but no one else can do so. Now the thing which is closest to us, the means within our power, is a habit. Some habit impeded by circumstances is the source of the projection of the end. It is also the primary means in its realization. The habit is propulsive and moves anyway toward some end, or result, whether it is projected as an end-in-view or not. The man who can walk does walk; the man who can talk does converse--if only with himself. How is this statement to be reconciled with the fact that we are not always walking and talking; that our habits seem so often to be latent, inoperative? Such inactivity holds only of _overt_, visibly obvious operation. In actuality each habit operates all the time of waking life; though like a member of a crew taking his turn at the wheel, its operation becomes the dominantly characteristic trait of an act only occasionally or rarely. The habit of walking is expressed in what a man sees when he keeps still, even in dreams. The recognition of distances and directions of things from his place at rest is the obvious proof of this statement. The habit of locomotion is latent in the sense that it is covered up, counteracted, by a habit of seeing which is definitely at the fore. But counteraction is not suppression. Locomotion is a potential energy, not in any metaphysical sense, but in the physical sense in which potential energy as well as kinetic has to be taken account of in any scientific description. Everything that a man who has the habit of locomotion does and thinks he does and thinks differently on that account. This fact is recognized in current psychology, but is falsified into an association of sensations. Were it not for the continued operation of all habits in every act, no such thing as character could exist. There would be simply a bundle, an untied bundle at that, of isolated acts. Character is the interpenetration of habits. If each habit existed in an insulated compartment and operated without affecting or being affected by others, character would not exist. That is, conduct would lack unity being only a juxtaposition of disconnected reactions to separated situations. But since environments overlap, since situations are continuous and those remote from one another contain like elements, a continuous modification of habits by one another is constantly going on. A man may give himself away in a look or a gesture. Character can be read through the medium of individual acts. Of course interpenetration is never total. It is most marked in what we call strong characters. Integration is an achievement rather than a datum. A weak, unstable, vacillating character is one in which different habits alternate with one another rather than embody one another. The strength, solidity of a habit is not its own possession but is due to reinforcement by the force of other habits which it absorbs into itself. Routine specialization always works against interpenetration. Men with "pigeon-hole" minds are not infrequent. Their diverse standards and methods of judgment for scientific, religious, political matters testify to isolated compartmental habits of action. Character that is unable to undergo successfully the strain of thought and effort required to bring competing tendencies into a unity, builds up barriers between different systems of likes and dislikes. The emotional stress incident to conflict is avoided not by readjustment but by effort at confinement. Yet the exception proves the rule. Such persons are successful in keeping different ways of reacting apart from one another in consciousness rather than in action. Their character is marked by stigmata resulting from this division. The mutual modification of habits by one another enables us to define the nature of the moral situation. It is not necessary nor advisable to be always considering the interaction of habits with one another, that is to say the effect of a particular habit upon character--which is a name for the total interaction. Such consideration distracts attention from the problem of building up an effective habit. A man who is learning French, or chess-playing or engineering has his hands full with his particular occupation. He would be confused and hampered by constant inquiry into its effect upon character. He would resemble the centipede who by trying to think of the movement of each leg in relation to all the others was rendered unable to travel. At any given time, certain habits must be taken for granted as a matter of course. Their operation is not a matter of moral judgment. They are treated as technical, recreational, professional, hygienic or economic or esthetic rather than moral. To lug in morals, or ulterior effect on character at every point, is to cultivate moral valetudinarianism or priggish posing. Nevertheless any act, even that one which passes ordinarily as trivial, may entail such consequences for habit and character as upon occasion to require judgment from the standpoint of the whole body of conduct. It then comes under moral scrutiny. To know when to leave acts without distinctive moral judgment and when to subject them to it is itself a large factor in morality. The serious matter is that this relative pragmatic, or intellectual, distinction between the moral and non-moral, has been solidified into a fixed and absolute distinction, so that some acts are popularly regarded as forever within and others forever without the moral domain. From this fatal error recognition of the relations of one habit to others preserves us. For it makes us see that character is the name given to the working interaction of habits, and that the cumulative effect of insensible modifications worked by a particular habit in the body of preferences may at any moment require attention. The word habit may seem twisted somewhat from its customary use when employed as we have been using it. But we need a word to express that kind of human activity which is influenced by prior activity and in that sense acquired; which contains within itself a certain ordering or systematization of minor elements of action; which is projective, dynamic in quality, ready for overt manifestation; and which is operative in some subdued subordinate form even when not obviously dominating activity. Habit even in its ordinary usage comes nearer to denoting these facts than any other word. If the facts are recognized we may also use the words attitude and disposition. But unless we have first made clear to ourselves the facts which have been set forth under the name of habit, these words are more likely to be misleading than is the word habit. For the latter conveys explicitly the sense of operativeness, actuality. Attitude and, as ordinarily used, disposition suggest something latent, potential, something which requires a positive stimulus outside themselves to become active. If we perceive that they denote positive forms of action which are released merely through removal of some counteracting "inhibitory" tendency, and then become overt, we may employ them instead of the word habit to denote subdued, non-patent forms of the latter. In this case, we must bear in mind that the word disposition means predisposition, readiness to act overtly in a specific fashion whenever opportunity is presented, this opportunity consisting in removal of the pressure due to the dominance of some overt habit; and that attitude means some special case of a predisposition, the disposition waiting as it were to spring through an opened door. While it is admitted that the word habit has been used in a somewhat broader sense than is usual, we must protest against the tendency in psychological literature to limit its meaning to repetition. This usage is much less in accord with popular usage than is the wider way in which we have used the word. It assumes from the start the identity of habit with routine. Repetition is in no sense the essence of habit. Tendency to repeat acts is an incident of many habits but not of all. A man with the habit of giving way to anger may show his habit by a murderous attack upon some one who has offended. His act is nonetheless due to habit because it occurs only once in his life. The essence of habit is an acquired predisposition to _ways_ or modes of response, not to particular acts except as, under special conditions, these express a way of behaving. Habit means special sensitiveness or accessibility to certain classes of stimuli, standing predilections and aversions, rather than bare recurrence of specific acts. It means will. III The dynamic force of habit taken in connection with the continuity of habits with one another explains the unity of character and conduct, or speaking more concretely of motive and act, will and deed. Moral theories have frequently separated these things from each other. One type of theory, for example, has asserted that only will, disposition, motive counts morally; that acts are external, physical, accidental; that moral good is different from goodness in act since the latter is measured by consequences, while moral good or virtue is intrinsic, complete in itself, a jewel shining by its own light--a somewhat dangerous metaphor however. The other type of theory has asserted that such a view is equivalent to saying that all that is necessary to be virtuous is to cultivate states of feeling; that a premium is put on disregard of the actual consequences of conduct, and agents are deprived of any objective criterion for the rightness and wrongness of acts, being thrown back on their own whims, prejudices and private peculiarities. Like most opposite extremes in philosophic theories, the two theories suffer from a common mistake. Both of them ignore the projective force of habit and the implication of habits in one another. Hence they separate a unified deed into two disjoined parts, an inner called motive and an outer called act. The doctrine that the chief good of man is good will easily wins acceptance from honest men. For common-sense employs a juster psychology than either of the theories just mentioned. By will, common-sense understands something practical and moving. It understands the body of habits, of active dispositions which makes a man do what he does. Will is thus not something opposed to consequences or severed from them. It is a _cause_ of consequences; it is causation in its personal aspect, the aspect immediately preceding action. It hardly seems conceivable to practical sense that by will is meant something which can be complete without reference to deeds prompted and results occasioned. Even the sophisticated specialist cannot prevent relapses from such an absurdity back into common-sense. Kant, who went the limit in excluding consequences from moral value, was sane enough to maintain that a society of men of good will would be a society which in fact would maintain social peace, freedom and cooperation. We take the will for the deed not as a substitute for doing, or a form of doing nothing, but in the sense that, other things being equal, the right disposition will produce the right deed. For a disposition means a tendency to act, a potential energy needing only opportunity to become kinetic and overt. Apart from such tendency a "virtuous" disposition is either hypocrisy or self-deceit. Common-sense in short never loses sight wholly of the two facts which limit and define a moral situation. One is that consequences fix the moral quality of an act. The other is that upon the whole, or in the long run but not unqualifiedly, consequences are what they are because of the nature of desire and disposition. Hence there is a natural contempt for the morality of the "good" man who does not show his goodness in the results of his habitual acts. But there is also an aversion to attributing omnipotence to even the best of good dispositions, and hence an aversion to applying the criterion of consequences unreservedly. A holiness of character which is celebrated only on holy-days is unreal. A virtue of honesty, or chastity or benevolence which lives upon itself apart from definite results consumes itself and goes up in smoke. The separation of motive from motive-force in action accounts both for the morbidities and futilities of the professionally good, and for the more or less subconscious contempt for morality entertained by men of a strong executive habit with their preference for "getting things done." Yet there is justification for the common assumption that deeds cannot be judged properly without taking their animating disposition as well as their concrete consequences into account. The reason, however, lies not in isolation of disposition from consequences, but in the need for viewing consequences broadly. _This_ act is only one of a multitude of acts. If we confine ourselves to the consequences of this one act we shall come out with a poor reckoning. Disposition is habitual, persistent. It shows itself therefore in many acts and in many consequences. Only as we keep a running account, can we judge disposition, disentangling its tendency from accidental accompaniments. When once we have got a fair idea of its tendency, we are able to place the particular consequences of a single act in a wider context of continuing consequences. Thus we protect ourselves from taking as trivial a habit which is serious, and from exaggerating into momentousness an act which, viewed in the light of aggregate consequences, is innocent. There is no need to abandon common-sense which tells us in judging acts first to inquire into disposition; but there is great need that the estimate of disposition be enlightened by a scientific psychology. Our legal procedure, for example, wobbles between a too tender treatment of criminality and a viciously drastic treatment of it. The vacillation can be remedied only as we can analyze an act in the light of habits, and analyze habits in the light of education, environment and prior acts. The dawn of truly scientific criminal law will come when each individual case is approached with something corresponding to the complete clinical record which every competent physician attempts to procure as a matter of course in dealing with his subjects. Consequences include effects upon character, upon confirming and weakening habits, as well as tangibly obvious results. To keep an eye open to these effects upon character may signify the most reasonable of precautions or one of the most nauseating of practices. It may mean concentration of attention upon personal rectitude in neglect of objective consequences, a practice which creates a wholly unreal rectitude. But it may mean that the survey of objective consequences is duly extended in time. An act of gambling may be judged, for example, by its immediate overt effects, consumption of time, energy, disturbance of ordinary monetary considerations, etc. It may also be judged by its consequences upon character, setting up an enduring love of excitement, a persistent temper of speculation, and a persistent disregard of sober, steady work. To take the latter effects into account is equivalent to taking a broad view of future consequences; for these dispositions affect future companionships, vocation and avocations, the whole tenor of domestic and public life. For similar reasons, while common-sense does not run into that sharp opposition of virtues or moral goods and natural goods which has played such a large part in professed moralities, it does not insist upon an exact identity of the two. Virtues are ends because they are such important means. To be honest, courageous, kindly is to be in the way of producing specific natural goods or satisfactory fulfilments. Error comes into theories when the moral goods are separated from their consequences and also when the attempt is made to secure an exhaustive and unerring identification of the two. There is a reason, valid as far as it goes, for distinguishing virtue as a moral good resident in character alone, from objective consequences. As matter of fact, a desirable trait of character does not always produce desirable results while good things often happen with no assistance from good will. Luck, accident, contingency, plays its part. The act of a good character is deflected in operation, while a monomaniacal egotism may employ a desire for glory and power to perform acts which satisfy crying social needs. Reflection shows that we must supplement the conviction of the moral connection between character or habit and consequences by two considerations. One is the fact that we are inclined to take the notions of goodness in character and goodness in results in too fixed a way. Persistent disparity between virtuous disposition and actual outcome shows that we have misjudged either the nature of virtue or of success. Judgments of both motive and consequences are still, in the absence of methods of scientific analysis and continuous registration and reporting, rudimentary and conventional. We are inclined to wholesale judgments of character, dividing men into goats and sheep, instead of recognizing that all character is speckled, and that the problem of moral judgment is one of discriminating the complex of acts and habits into tendencies which are to be _specifically_ cultivated and condemned. We need to study consequences more thoroughly and keep track of them more continuously before we shall be in a position where we can pass with reasonable assurance upon the good and evil in either disposition or results. But even when proper allowances are made, we are forcing the pace when we assume that there is or ever can be an exact equation of disposition and outcome. We have to admit the rôle of accident. We cannot get beyond tendencies, and must perforce content ourselves with judgments of tendency. The honest man, we are told, acts upon "principle" and not from considerations of expediency, that is, of particular consequences. The truth in this saying is that it is not safe to judge the worth of a proposed act by its probable consequences in an isolated case. The word "principle" is a eulogistic cover for the fact of _tendency_. The word "tendency" is an attempt to combine two facts, one that habits have a certain causal efficacy, the other that their outworking in any particular case is subject to contingencies, to circumstances which are unforeseeable and which carry an act one side of its usual effect. In cases of doubt, there is no recourse save to stick to "tendency," that is, to the probable effect of a habit in the long run, or as we say upon the whole. Otherwise we are on the lookout for exceptions which favor our immediate desire. The trouble is that we are not content with modest probabilities. So when we find that a good disposition may work out badly, we say, as Kant did, that the working-out, the consequence, has nothing to do with the moral quality of an act, or we strain for the impossible, and aim at some infallible calculus of consequences by which to measure moral worth in each specific case. Human conceit has played a great part. It has demanded that the whole universe be judged from the standpoint of desire and disposition, or at least from that of the desire and disposition of the good man. The effect of religion has been to cherish this conceit by making men think that the universe invariably conspires to support the good and bring the evil to naught. By a subtle logic, the effect has been to render morals unreal and transcendental. For since the world of actual experience does not guarantee this identity of character and outcome, it is inferred that there must be some ulterior truer reality which enforces an equation that is violated in this life. Hence the common notion of another world in which vice and virtue of character produce their exact moral meed. The idea is equally found as an actuating force in Plato. Moral realities must be supreme. Yet they are flagrantly contradicted in a world where a Socrates drinks the hemlock of the criminal, and where the vicious occupy the seats of the mighty. Hence there must be a truer ultimate reality in which justice is only and absolutely justice. Something of the same idea lurks behind every aspiration for realization of abstract justice or equality or liberty. It is the source of all "idealistic" utopias and also of all wholesale pessimism and distrust of life. Utilitarianism illustrates another way of mistreating the situation. Tendency is not good enough for the utilitarians. They want a mathematical equation of act and consequence. Hence they make light of the steady and controllable factor, the factor of disposition, and fasten upon just the things which are most subject to incalculable accident--pleasures and pains--and embark upon the hopeless enterprise of judging an act apart from character on the basis of definite results. An honestly modest theory will stick to the probabilities of tendency, and not import mathematics into morals. It will be alive and sensitive to consequences as they actually present themselves, because it knows that they give the only instruction we can procure as to the meaning of habits and dispositions. But it will never assume that a moral judgment which reaches certainty is possible. We have just to do the best we can with habits, the forces most under our control; and we shall have our hands more than full in spelling out their general tendencies without attempting an exact judgment upon each deed. For every habit incorporates within itself some part of the objective environment, and no habit and no amount of habits can incorporate the entire environment within itself or themselves. There will always be disparity between them and the results actually attained. Hence the work of intelligence in observing consequences and in revising and readjusting habits, even the best of good habits, can never be foregone. Consequences reveal unexpected potentialities in our habits whenever these habits are exercised in a different environment from that in which they were formed. The assumption of a stably uniform environment (even the hankering for one) expresses a fiction due to attachment to old habits. The utilitarian theory of equation of acts with consequences is as much a fiction of self-conceit as is the assumption of a fixed transcendental world wherein moral ideals are eternally and immutably real. Both of them deny in effect the relevancy of time, of change, to morals, while time is of the essence of the moral struggle. We thus come, by an unexpected path, upon the old question of the objectivity or subjectivity of morals. Primarily they are objective. For will, as we have seen, means, in the concrete, habits; and habits incorporate an environment within themselves. They are adjustments _of_ the environment, not merely _to_ it. At the same time, the environment is many, not one; hence will, disposition, is plural. Diversity does not of itself imply conflict, but it implies the possibility of conflict, and this possibility is realized in fact. Life, for example, involves the habit of eating, which in turn involves a unification of organism and nature. But nevertheless this habit comes into conflict with other habits which are also "objective," or in equilibrium with _their_ environments. Because the environment is not all of one piece, man's house is divided within itself, against itself. Honor or consideration for others or courtesy conflict with hunger. Then the notion of the complete objectivity of morals gets a shock. Those who wish to maintain the idea unimpaired take the road which leads to transcendentalism. The empirical world, they say, is indeed divided, and hence any natural morality must be in conflict with itself. This self-contradiction however only points to a higher fixed reality with which a true and superior morality is alone concerned. Objectivity is saved but at the expense of connection with human affairs. Our problem is to see what objectivity signifies upon a naturalistic basis; how morals are objective and yet secular and social. Then we may be able to decide in what crisis of experience morals become legitimately dependent upon character or self--that is, "subjective." Prior discussion points the way to the answer. A hungry man could not conceive food as a good unless he had actually experienced, with the support of environing conditions, food as good. The objective satisfaction comes first. But he finds himself in a situation where the good is denied in fact. It then lives in imagination. The habit denied overt expression asserts itself in idea. It sets up the thought, the ideal, of food. This thought is not what is sometimes called thought, a pale bloodless abstraction, but is charged with the motor urgent force of habit. Food as a good is now subjective, personal. But it has its source in objective conditions and it moves forward to new objective conditions. For it works to secure a change of environment so that food will again be present in fact. Food is a "subjective" good during a temporary transitional stage from one object to another. The analogy with morals lies upon the surface. A habit impeded in overt operation continues nonetheless to operate. It manifests itself in desireful thought, that is in an ideal or imagined object which embodies within itself the force of a frustrated habit. There is therefore demand for a changed environment, a demand which can be achieved only by some modification and rearrangement of old habits. Even Plato preserves an intimation of the natural function of ideal objects when he insists upon their value as patterns for use in reorganization of the actual scene. The pity is that he could not see that patterns exist only within and for the sake of reorganization, so that they, rather than empirical or natural objects, are the instrumental affairs. Not seeing this, he converted a function of reorganization into a metaphysical reality. If we essay a technical formulation we shall say that morality becomes legitimately subjective or personal when activities which once included objective factors in their operation temporarily lose support from objects, and yet strive to change existing conditions until they regain a support which has been lost. It is all of a kind with the doings of a man, who remembering a prior satisfaction of thirst and the conditions under which it occurred, digs a well. For the time being water in reference to his activity exists in imagination not in fact. But this imagination is not a self-generated, self-enclosed, psychical existence. It is the persistent operation of a prior object which has been incorporated in effective habit. There is no miracle in the fact that an object in a new context operates in a new way. Of transcendental morals, it may at least be said that they retain the intimation of the objective character of purposes and goods. Purely subjective morals arise when the incidents of the temporary (though recurrent) crisis of reorganization are taken as complete and final in themselves. A self having habits and attitudes formed with the cooperation of objects runs ahead of immediately surrounding objects to effect a new equilibration. Subjective morals substitutes a self always set over against objects and generating its ideals independently of objects, and in permanent, not transitory, opposition to them. Achievement, any achievement, is to it a negligible second best, a cheap and poor substitute for ideals that live only in the mind, a compromise with actuality made from physical necessity not from moral reasons. In truth, there is but a temporal episode. For a time, a self, a person, carries in his own habits against the forces of the immediate environment, a good which the existing environment denies. For this self moving temporarily, in isolation from objective conditions, between a good, a completeness, that has been and one that it is hoped to restore in some new form, subjective theories have substituted an erring soul wandering hopelessly between a Paradise Lost in the dim past and a Paradise to be Regained in a dim future. In reality, even when a person is in some respects at odds with his environment and so has to act for the time being as the sole agent of a good, he in many respects is still supported by objective conditions and is in possession of undisturbed goods and virtues. Men do die from thirst at times, but upon the whole in their search for water they are sustained by other fulfilled powers. But subjective morals taken wholesale sets up a solitary self without objective ties and sustenance. In fact, there exists a shifting mixture of vice and virtue. Theories paint a world with a God in heaven and a Devil in hell. Moralists in short have failed to recall that a severance of moral desire and purpose from immediate actualities is an inevitable phase of activity when habits persist while the world which they have incorporated alters. Back of this failure lies the failure to recognize that in a changing world, old habits must perforce need modification, no matter how good they have been. Obviously any such change can be only experimental. The lost objective good persists in habit, but it can recur in objective form only through some condition of affairs which has not been yet experienced, and which therefore can be anticipated only uncertainly and inexactly. The essential point is that anticipation should at least guide as well as stimulate effort, that it should be a working hypothesis corrected and developed by events as action proceeds. There was a time when men believed that each object in the external world carried its nature stamped upon it as a form, and that intelligence consisted in simply inspecting and reading off an intrinsic self-enclosed complete nature. The scientific revolution which began in the seventeenth century came through a surrender of this point of view. It began with recognition that every natural object is in truth an event continuous in space and time with other events; and is to be _known_ only by experimental inquiries which will exhibit a multitude of complicated, obscure and minute relationships. Any observed form or object is but a challenge. The case is not otherwise with ideals of justice or peace or human brotherhood, or equality, or order. They too are not things self-enclosed to be known by introspection, as objects were once supposed to be known by rational insight. Like thunderbolts and tubercular disease and the rainbow they can be known only by extensive and minute observation of consequences incurred in action. A false psychology of an isolated self and a subjective morality shuts out from morals the things important to it, acts and habits in their objective consequences. At the same time it misses the point characteristic of the personal subjective aspect of morality: the significance of desire and thought in breaking down old rigidities of habit and preparing the way for acts that re-create an environment. IV We often fancy that institutions, social custom, collective habit, have been formed by the consolidation of individual habits. In the main this supposition is false to fact. To a considerable extent customs, or wide-spread uniformities of habit, exist because individuals face the same situation and react in like fashion. But to a larger extent customs persist because individuals form their personal habits under conditions set by prior customs. An individual usually acquires the morality as he inherits the speech of his social group. The activities of the group are already there, and some assimilation of his own acts to their pattern is a prerequisite of a share therein, and hence of having any part in what is going on. Each person is born an infant, and every infant is subject from the first breath he draws and the first cry he utters to the attentions and demands of others. These others are not just persons in general with minds in general. They are beings with habits, and beings who upon the whole esteem the habits they have, if for no other reason than that, having them, their imagination is thereby limited. The nature of habit is to be assertive, insistent, self-perpetuating. There is no miracle in the fact that if a child learns any language he learns the language that those about him speak and teach, especially since his ability to speak that language is a pre-condition of his entering into effective connection with them, making wants known and getting them satisfied. Fond parents and relatives frequently pick up a few of the child's spontaneous modes of speech and for a time at least they are portions of the speech of the group. But the ratio which such words bear to the total vocabulary in use gives a fair measure of the part played by purely individual habit in forming custom in comparison with the part played by custom in forming individual habits. Few persons have either the energy or the wealth to build private roads to travel upon. They find it convenient, "natural," to use the roads that are already there; while unless their private roads connect at some point with the high-way they cannot build them even if they would. These simple facts seem to me to give a simple explanation of matters that are often surrounded with mystery. To talk about the priority of "society" to _the_ individual is to indulge in nonsensical metaphysics. But to say that some pre-existent association of human beings is prior to every particular human being who is born into the world is to mention a commonplace. These associations are definite modes of interaction of persons with one another; that is to say they form customs, institutions. There is no problem in all history so artificial as that of how "individuals" manage to form "society." The problem is due to the pleasure taken in manipulating concepts, and discussion goes on because concepts are kept from inconvenient contact with facts. The facts of infancy and sex have only to be called to mind to see how manufactured are the conceptions which enter into this particular problem. The problem, however, of how those established and more or less deeply grooved systems of interaction which we call social groups, big and small, modify the activities of individuals who perforce are caught-up within them, and how the activities of component individuals remake and redirect previously established customs is a deeply significant one. Viewed from the standpoint of custom and its priority to the formation of habits in human beings who are born babies and gradually grow to maturity, the facts which are now usually assembled under the conceptions of collective minds, group-minds, national-minds, crowd-minds, etc., etc., lose the mysterious air they exhale when mind is thought of (as orthodox psychology teaches us to think of it) as something which precedes action. It is difficult to see that collective mind means anything more than a custom brought at some point to explicit, emphatic consciousness, emotional or intellectual.[3] [3] Mob psychology comes under the same principles, but in a negative aspect. The crowd and mob express a disintegration of habits which releases impulse and renders persons susceptible to immediate stimuli, rather than such a functioning of habits as is found in the mind of a club or school of thought or a political party. Leaders of an organization, that is of an interaction having settled habits, may, however, in order to put over some schemes deliberately resort to stimuli which will break through the crust of ordinary custom and release impulses on such a scale as to create a mob psychology. Since fear is a normal reaction to the unfamiliar, dread and suspicion are the forces most played upon to accomplish this result, together with vast vague contrary hopes. This is an ordinary technique in excited political campaigns, in starting war, etc. But an assimilation like that of Le Bon of the psychology of democracy to the psychology of a crowd in overriding individual judgment shows lack of psychological insight. A political democracy exhibits an overriding of thought like that seen in any convention or institution. That is, thought is submerged in habit. In the crowd and mob, it is submerged in undefined emotion. China and Japan exhibit crowd psychology more frequently than do western democratic countries. Not in my judgment because of any essentially Oriental psychology but because of a nearer background of rigid and solid customs conjoined with the phenomena of a period of transition. The introduction of many novel stimuli creates occasions where habits afford no ballast. Hence great waves of emotion easily sweep through masses. Sometimes they are waves of enthusiasm for the new; sometimes of violent reaction against it--both equally undiscriminating. The war has left behind it a somewhat similar situation in western countries. The family into which one is born is a family in a village or city which interacts with other more or less integrated systems of activity, and which includes a diversity of groupings within itself, say, churches, political parties, clubs, cliques, partnerships, trade-unions, corporations, etc. If we start with the traditional notion of mind as something complete in itself, then we may well be perplexed by the problem of how a common mind, common ways of feeling and believing and purposing, comes into existence and then forms these groups. The case is quite otherwise if we recognize that in any case we must start with grouped action, that is, with some fairly settled system of interaction among individuals. The problem of origin and development of the various groupings, or definite customs, in existence at any particular time in any particular place is not solved by reference to psychic causes, elements, forces. It is to be solved by reference to facts of action, demand for food, for houses, for a mate, for some one to talk to and to listen to one talk, for control of others, demands which are all intensified by the fact already mentioned that each person begins a helpless, dependent creature. I do not mean of course that hunger, fear, sexual love, gregariousness, sympathy, parental love, love of bossing and of being ordered about, imitation, etc., play no part. But I do mean that these words do not express elements or forces which are psychic or mental in their first intention. They denote _ways of behavior_. These ways of behaving involve interaction, that is to say, and prior groupings. And to understand the existence of organized ways or habits we surely need to go to physics, chemistry and physiology rather than to psychology. There is doubtless a great mystery as to why any such thing as being conscious should exist at all. But _if_ consciousness exists at all, there is no mystery in its being connected with what it is connected with. That is to say, if an activity which is an interaction of various factors, or a grouped activity, comes to consciousness it seems natural that it should take the form of an emotion, belief or purpose that reflects the interaction, that it should be an "our" consciousness or a "my" consciousness. And by this is meant both that it will be shared by those who are implicated in the associative custom, or more or less alike in them all, and that it will be felt or thought to concern others as well as one's self. A family-custom or organized habit of action comes into contact and conflict for example with that of some other family. The emotions of ruffled pride, the belief about superiority or being "as good as other people," the intention to hold one's own are naturally _our_ feeling and idea of _our_ treatment and position. Substitute the Republican party or the American nation for the family and the general situation remains the same. The conditions which determine the nature and extent of the particular grouping in question are matters of supreme import. But they are not as such subject-matter of psychology, but of the history of politics, law, religion, economics, invention, the technology of communication and intercourse. Psychology comes in as an indispensable tool. But it enters into the matter of understanding these various special topics, not into the question of what psychic forces form a collective mind and therefore a social group. That way of stating the case puts the cart a long way before the horse, and naturally gathers obscurities and mysteries to itself. In short, the primary facts of social psychology center about collective habit, custom. In addition to the general psychology of habit--which _is_ general not individual in any intelligible sense of that word--we need to find out just how different customs shape the desires, beliefs, purposes of those who are affected by them. The problem of social psychology is not how either individual or collective mind forms social groups and customs, but how different customs, established interacting arrangements, form and nurture different minds. From this general statement we return to our special problem, which is how the rigid character of past custom has unfavorably influenced beliefs, emotions and purposes having to do with morals. We come back to the fact that individuals begin their career as infants. For the plasticity of the young presents a temptation to those having greater experience and hence greater power which they rarely resist. It seems putty to be molded according to current designs. That plasticity also means power to change prevailing custom is ignored. Docility is looked upon not as ability to learn whatever the world has to teach, but as subjection to those instructions of others which reflect _their_ current habits. To be truly docile is to be eager to learn all the lessons of active, inquiring, expanding experience. The inert, stupid quality of current customs perverts learning into a willingness to follow where others point the way, into conformity, constriction, surrender of scepticism and experiment. When we think of the docility of the young we first think of the stocks of information adults wish to impose and the ways of acting they want to reproduce. Then we think of the insolent coercions, the insinuating briberies, the pedagogic solemnities by which the freshness of youth can be faded and its vivid curiosities dulled. Education becomes the art of taking advantage of the helplessness of the young; the forming of habits becomes a guarantee for the maintenance of hedges of custom. Of course it is not wholly forgotten that habits are abilities, arts. Any striking exhibition of acquired skill in physical matters, like that of an acrobat or billiard-player, arouses universal admiration. But we like to have innovating power limited to technical matters and reserve our admiration for those manifestations that display virtuosity rather than virtue. In moral matters it is assumed that it is enough if some ideal has been exemplified in the life of a leader, so that it is now the part of others to follow and reproduce. For every branch of conduct, there is a Jesus or Buddha, a Napoleon or Marx, a Froebel or Tolstoi, whose pattern of action, exceeding our own grasp, is reduced to a practicable copy-size by passage through rows and rows of lesser leaders. The notion that it suffices if the idea, the end, is present in the mind of some authority dominates formal schooling. It permeates the unconscious education derived from ordinary contact and intercourse. Where following is taken to be normal, moral originality is pretty sure to be eccentric. But if independence were the rule, originality would be subjected to severe, experimental tests and be saved from cranky eccentricity, as it now is in say higher mathematics. The regime of custom assumes that the outcome is the same whether an individual understands what he is about or whether he goes through certain motions while mouthing the words of others--repetition of formulæ being esteemed of greater importance, upon the whole, than repetition of deeds. To say what the sect or clique or class says is the way of proving that one also understands and approves what the clique clings to. In theory, democracy should be a means of stimulating original thought, and of evoking action deliberately adjusted in advance to cope with new forces. In fact it is still so immature that its main effect is to multiply occasions for imitation. If progress in spite of this fact is more rapid than in other social forms, it is by accident, since the diversity of models conflict with one another and thus give individuality a chance in the resulting chaos of opinions. Current democracy acclaims success more boisterously than do other social forms, and surrounds failure with a more reverberating train of echoes. But the prestige thus given excellence is largely adventitious. The achievement of thought attracts others not so much intrinsically as because of an eminence due to multitudinous advertising and a swarm of imitators. Even liberal thinkers have treated habit as essentially, not because of the character of existing customs, conservative. In fact only in a society dominated by modes of belief and admiration fixed by past custom is habit any more conservative than it is progressive. It all depends upon its quality. Habit is an ability, an art, formed through past experience. But whether an ability is limited to repetition of past acts adopted to past conditions or is available for new emergencies depends wholly upon what kind of habit exists. The tendency to think that only "bad" habits are disserviceable and that bad habits are conventionally enumerable, conduces to make all habits more or less bad. For what makes a habit bad is enslavement to old ruts. The common notion that enslavement to good ends converts mechanical routine into good is a negation of the principle of moral goodness. It identifies morality with what _was_ sometime rational, possibly in some prior experience of one's own, but more probably in the experience of some one else who is now blindly set up as a final authority. The genuine heart of reasonableness (and of goodness in conduct) lies in effective mastery of the conditions which _now_ enter into action. To be satisfied with repeating, with traversing the ruts which in other conditions led to good, is the surest way of creating carelessness about present and actual good. Consider what happens to thought when habit is merely power to repeat acts without thought. Where does thought exist and operate when it is excluded from habitual activities? Is not such thought of necessity shut out from effective power, from ability to control objects and command events? Habits deprived of thought and thought which is futile are two sides of the same fact. To laud habit as conservative while praising thought as the main spring of progress is to take the surest course to making thought abstruse and irrelevant and progress a matter of accident and catastrophe. The concrete fact behind the current separation of body and mind, practice and theory, actualities and ideals, is precisely this separation of habit and thought. Thought which does not exist within ordinary habits of action lacks means of execution. In lacking application, it also lacks test, criterion. Hence it is condemned to a separate realm. If we try to act upon it, our actions are clumsy, forced. In fact, contrary habits (as we have already seen) come into operation and betray our purpose. After a few such experiences, it is subconsciously decided that thought is too precious and high to be exposed to the contingencies of action. It is reserved for separate uses; thought feeds only thought not action. Ideals must not run the risk of contamination and perversion by contact with actual conditions. Thought then either resorts to specialized and technical matters influencing action in the library or laboratory alone, or else it becomes sentimentalized. Meantime there are certain "practical" men who combine thought and habit and who are effectual. Their thought is about their own advantage; and their habits correspond. They dominate the actual situation. They encourage routine in others, and they also subsidize such thought and learning as are kept remote from affairs. This they call sustaining the standard of the ideal. Subjection they praise as team-spirit, loyalty, devotion, obedience, industry, law-and-order. But they temper respect for law--by which they mean the order of the existing status--on the part of others with most skilful and thoughtful manipulation of it in behalf of their own ends. While they denounce as subversive anarchy signs of independent thought, of thinking for themselves, on the part of others lest such thought disturb the conditions by which they profit, they think quite literally _for_ themselves, that is, _of_ themselves. This is the eternal game of the practical men. Hence it is only by accident that the separate and endowed "thought" of professional thinkers leaks out into action and affects custom. For thinking cannot itself escape the influence of habit, any more than anything else human. If it is not a part of ordinary habits, then it is a separate habit, habit alongside other habits, apart from them, as isolated and indurated as human structure permits. Theory is a possession of the theorist, intellect of the intellectualist. The so-called separation of theory and practice means in fact the separation of two kinds of practice, one taking place in the outdoor world, the other in the study. The habit of thought commands some materials (as every habit must do) but the materials are technical, books, words. Ideas are objectified in action but speech and writing monopolize their field of action. Even then subconscious pains are taken to see that the words used are not too widely understood. Intellectual habits like other habits demand an environment, but the environment is the study, library, laboratory and academy. Like other habits they produce external results, possessions. Some men acquire ideas and knowledge as other men acquire monetary wealth. While practising thought for their own special ends they deprecate it for the untrained and unstable masses for whom "habits," that is unthinking routines, are necessities. They favor popular education--up to the point of disseminating as matter of authoritative information for the many what the few have established by thought, and up to the point of converting an original docility to the new into a docility to repeat and to conform. Yet all habit involves mechanization. Habit is impossible without setting up a mechanism of action, physiologically engrained, which operates "spontaneously," automatically, whenever the cue is given. But mechanization is not of necessity _all_ there is to habit. Consider the conditions under which the first serviceable abilities of life are formed. When a child begins to walk he acutely observes, he intently and intensely experiments. He looks to see what is going to happen and he keeps curious watch on every incident. What others do, the assistance they give, the models they set, operate not as limitations but as encouragements to his own acts, reinforcements of personal perception and endeavor. The first toddling is a romantic adventuring into the unknown; and every gained power is a delightful discovery of one's own powers and of the wonders of the world. We may not be able to retain in adult habits this zest of intelligence and this freshness of satisfaction in newly discovered powers. But there is surely a middle term between a normal exercise of power which includes some excursion into the unknown, and a mechanical activity hedged within a drab world. Even in dealing with inanimate machines we rank that invention higher which adapts its movements to varying conditions. All life operates through a mechanism, and the higher the form of life the more complex, sure and flexible the mechanism. This fact alone should save us from opposing life and mechanism, thereby reducing the latter to unintelligent automatism and the former to an aimless splurge. How delicate, prompt, sure and varied are the movements of a violin player or an engraver! How unerringly they phrase every shade of emotion and every turn of idea! Mechanism is indispensable. If each act has to be consciously searched for at the moment and intentionally performed, execution is painful and the product is clumsy and halting. Nevertheless the difference between the artist and the mere technician is unmistakeable. The artist is a masterful technician. The technique or mechanism is fused with thought and feeling. The "mechanical" performer permits the mechanism to dictate the performance. It is absurd to say that the latter exhibits habit and the former not. We are confronted with two kinds of habit, intelligent and routine. All life has its élan, but only the prevalence of dead habits deflects life into mere élan. Yet the current dualism of mind and body, thought and action, is so rooted that we are taught (and science is said to support the teaching) that the art, the habit, of the artist is acquired by previous mechanical exercises of repetition in which skill apart from thought is the aim, until suddenly, magically, this soulless mechanism is taken possession of by sentiment and imagination and it becomes a flexible instrument of mind. The fact, the scientific fact, is that even in his exercises, his practice _for_ skill, an artist uses an art he already has. He acquires greater skill because practice _of_ skill is more important to him than practice _for_ skill. Otherwise natural endowment would count for nothing, and sufficient mechanical exercise would make any one an expert in any field. A flexible, sensitive habit grows more varied, more adaptable by practice and use. We do not as yet fully understand the physiological factors concerned in mechanical routine on one hand and artistic skill on the other, but we do know that the latter is just as much habit as is the former. Whether it concerns the cook, musician, carpenter, citizen, or statesman, the intelligent or artistic habit is the desirable thing, and the routine the undesirable thing:--or, at least, desirable and undesirable from every point of view except one. Those who wish a monopoly of social power find desirable the separation of habit and thought, action and soul, so characteristic of history. For the dualism enables them to do the thinking and planning, while others remain the docile, even if awkward, instruments of execution. Until this scheme is changed, democracy is bound to be perverted in realization. With our present system of education--by which something much more extensive than schooling is meant--democracy multiplies occasions for imitation not occasions for thought in action. If the visible result is rather a messy confusion than an ordered discipline of habits, it is because there are so many models of imitation set up that they tend to cancel one another, so that individuals have the advantage neither of uniform training nor of intelligent adaptation. Whence an intellectualist; the one with whom thinking is itself a segregated habit, infers that the choice is between muss-and-muddling and a bureaucracy. He prefers the latter, though under some other name, usually an aristocracy of talent and intellect, possibly a dictatorship of the proletariat. It has been repeatedly stated that the current philosophical dualism of mind and body, of spirit and mere outward doing, is ultimately but an intellectual reflex of the social divorce of routine habit from thought, of means from ends, practice from theory. One hardly knows whether most to admire the acumen with which Bergson has penetrated through the accumulation of historic technicalities to this essential fact, or to deplore the artistic skill with which he has recommended the division and the metaphysical subtlety with which he has striven to establish its necessary and unchangeable nature. For the latter tends to confirm and sanction the dualism in all its obnoxiousness. In the end, however, detection, discovery, is the main thing. To envisage the relation of spirit, life, to matter, body, as in effect an affair of a force which outruns habit while it leaves a trail of routine habits behind it, will surely turn out in the end to imply the acknowledgment of the need of a continuous unification of spirit and habit, rather than to be a sanction of their divorce. And when Bergson carries the implicit logic to the point of a clear recognition that upon this basis concrete intelligence is concerned with the habits which incorporate and deal with objects, and that nothing remains to spirit, pure thought, except a blind onward push or impetus, the net conclusion is surely the need of revision of the fundamental premiss of separation of soul and habit. A blind creative force is as likely to turn out to be destructive as creative; the vital _élan_ may delight in war rather than in the laborious arts of civilization, and a mystic intuition of an ongoing splurge be a poor substitute for the detailed work of an intelligence embodied in custom and institution, one which creates by means of flexible continuous contrivances of reorganization. For the eulogistic qualities which Bergson attributes to the _élan vital_ flow not from its nature but from a reminiscence of the optimism of romanticism, an optimism which is only the reverse side of pessimism about actualities. A spiritual life which is nothing but a blind urge separated from thought (which is said to be confined to mechanical manipulation of material objects for personal uses) is likely to have the attributes of the Devil in spite of its being ennobled with the name of God. V For practical purposes morals mean customs, folkways, established collective habits. This is a commonplace of the anthropologist, though the moral theorist generally suffers from an illusion that his own place and day is, or ought to be, an exception. But always and everywhere customs supply the standards for personal activities. They are the pattern into which individual activity must weave itself. This is as true today as it ever was. But because of present mobility and interminglings of customs, an individual is now offered an enormous range of custom-patterns, and can exercise personal ingenuity in selecting and rearranging their elements. In short he can, if he will, intelligently adapt customs to conditions, and thereby remake them. Customs in any case constitute moral standards. For they are active demands for certain ways of acting. Every habit creates an unconscious expectation. It forms a certain outlook. What psychologists have laboriously treated under the caption of association of ideas has little to do with ideas and everything to do with the influence of habit upon recollection and perception. A habit, a routine habit, when interfered with generates uneasiness, sets up a protest in favor of restoration and a sense of need of some expiatory act, or else it goes off in casual reminiscence. It is the essence of routine to insist upon its own continuation. Breach of it is violation of right. Deviation from it is transgression. All that metaphysics has said about the nisus of Being to conserve its essence and all that a mythological psychology has said about a special instinct of self-preservation is a cover for the persistent self-assertion of habit. Habit is energy organized in certain channels. When interfered with, it swells as resentment and as an avenging force. To say that it will be obeyed, that custom makes law, that _nomos_ is lord of all, is after all only to say that habit is habit. Emotion is a perturbation from clash or failure of habit, and reflection, roughly speaking, is the painful effort of disturbed habits to readjust themselves. It is a pity that Westermarck in his monumental collection of facts which show the connection of custom with morals[4] is still so much under the influence of current subjective psychology that he misstates the point of his data. For although he recognizes the objectivity of custom, he treats sympathetic resentment and approbation as distinctive inner feelings or conscious states which give rise to acts. In his anxiety to displace an unreal rational source of morals he sets up an equally unreal emotional basis. In truth, feelings as well as reason spring up within action. Breach of custom or habit is the source of sympathetic resentment, while overt approbation goes out to fidelity to custom maintained under exceptional circumstances. [4] "The Origin and Development of Moral Ideas." Those who recognize the place of custom in lower social forms generally regard its presence in civilized society as a mere survival. Or, like Sumner, they fancy that to recognize its abiding place is equivalent to the denial of all rationality and principle to morality; equivalent to the assertion of blind, arbitrary forces in life. In effect, this point of view has already been dealt with. It overlooks the fact that the real opposition is not between reason and habit but between routine, unintelligent habit, and intelligent habit or art. Even a savage custom may be reasonable in that it is adapted to social needs and uses. Experience may add to such adaptation a conscious recognition of it, and then the custom of rationality is added to a prior custom. External reasonableness or adaptation to ends precedes reasonableness of mind. This is only to say that in morals as well as in physics things have to be there before we perceive them, and that rationality of mind is not an original endowment but is the offspring of intercourse with objective adaptations and relations--a view which under the influence of a conception of knowing the like by the like has been distorted into Platonic and other objective idealisms. Reason as observation of an adaptation of acts to valuable results is not however a mere idle mirroring of pre-existent facts. It is an additional event having its own career. It sets up a heightened emotional appreciation and provides a new motive for fidelities previously blind. It sets up an attitude of criticism, of inquiry, and makes men sensitive to the brutalities and extravagancies of customs. In short, it becomes a custom of expectation and outlook, an active demand for reasonableness in other customs. The reflective disposition is not self-made nor a gift of the gods. It arises in some exceptional circumstance out of social customs, as we see in the case of the Greeks. But when it has been generated it establishes a new custom, which is capable of exercising the most revolutionary influence upon other customs. Hence the growing importance of personal rationality or intelligence, in moral theory if not in practice. That current customs contradict one another, that many of them are unjust, and that without criticism none of them is fit to be the guide of life was the discovery with which the Athenian Socrates initiated conscious moral theorizing. Yet a dilemma soon presented itself, one which forms the burden of Plato's ethical writings. How shall thought which is personal arrive at standards which hold good for all, which, in modern phrase, are objective? The solution found by Plato was that reason is itself objective, universal, cosmic and makes the individual soul its vehicle. The result, however, was merely to substitute a metaphysical or transcendental ethics for the ethics of custom. If Plato had been able to see that reflection and criticism express a conflict of customs, and that their purport and office is to re-organize, re-adjust customs, the subsequent course of moral theory would have been very different. Custom would have provided needed objective and substantial ballast, and personal rationality or reflective intelligence been treated as the necessary organ of experimental initiative and creative invention in remaking custom. We have another difficulty to face: a greater wave rises to overwhelm us. It is said that to derive moral standards from social customs is to evacuate the latter of all authority. Morals, it is said, imply the subordination of fact to ideal consideration, while the view presented makes morals secondary to bare fact, which is equal to depriving them of dignity and jurisdiction. The objection has the force of the custom of moral theorists behind it; and therefore in its denial of custom avails itself of the assistance of the notion it attacks. The criticism rests upon a false separation. It argues in effect that either ideal standards antecede customs and confer their moral quality upon them, or that in being subsequent to custom and evolved from them, they are mere accidental by-products. But how does the case stand with language? Men did not intend language; they did not have social objects consciously in view when they began to talk, nor did they have grammatical and phonetic principles before them by which to regulate their efforts at communication. These things come after the fact and because of it. Language grew out of unintelligent babblings, instinctive motions called gestures, and the pressure of circumstance. But nevertheless language once called into existence is language and operates as language. It operates not to perpetuate the forces which produced it but to modify and redirect them. It has such transcendent importance that pains are taken with its use. Literatures are produced, and then a vast apparatus of grammar, rhetoric, dictionaries, literary criticism, reviews, essays, a derived literature _ad lib_. Education, schooling, becomes a necessity; literacy an end. In short language when it is produced meets old needs and opens new possibilities. It creates demands which take effect, and the effect is not confined to speech and literature, but extends to the common life in communication, counsel and instruction. What is said of the institution of language holds good of every institution. Family life, property, legal forms, churches and schools, academies of art and science did not originate to serve conscious ends nor was their generation regulated by consciousness of principles of reason and right. Yet each institution has brought with its development demands, expectations, rules, standards. These are not mere embellishments of the forces which produced them, idle decorations of the scene. They are additional forces. They reconstruct. They open new avenues of endeavor and impose new labors. In short they are civilization, culture, morality. Still the question recurs: What authority have standards and ideas which have originated in this way? What claim have they upon us? In one sense the question is unanswerable. In the same sense, however, the question is unanswerable whatever origin and sanction is ascribed to moral obligations and loyalties. Why attend to metaphysical and transcendental ideal realities even if we concede they are the authors of moral standards? Why do this act if I feel like doing something else? Any moral question may reduce itself to this question if we so choose. But in an empirical sense the answer is simple. The authority is that of life. Why employ language, cultivate literature, acquire and develop science, sustain industry, and submit to the refinements of art? To ask these questions is equivalent to asking: Why live? And the only answer is that if one is going to live one must live a life of which these things form the substance. The only question having sense which can be asked is _how_ we are going to use and be used by these things, not whether we are going to use them. Reason, moral principles, cannot in any case be shoved behind these affairs, for reason and morality grow out of them. But they have grown into them as well as out of them. They are there as part of them. No one can escape them if he wants to. He cannot escape the problem of _how_ to engage in life, since in any case he must engage in it in some way or other--or else quit and get out. In short, the choice is not between a moral authority outside custom and one within it. It is between adopting more or less intelligent and significant customs. Curiously enough, the chief practical effect of refusing to recognize the connection of custom with moral standards is to deify some special custom and treat it as eternal, immutable, outside of criticism and revision. This consequence is especially harmful in times of rapid social flux. For it leads to disparity between nominal standards, which become ineffectual and hypocritical in exact ratio to their theoretical exaltation, and actual habits which have to take note of existing conditions. The disparity breeds disorder. Irregularity and confusion are however practically intolerable, and effect the generation of a new rule of some sort or other. Only such complete disturbance of the physical bases of life and security as comes from plague and starvation can throw society into utter disorder. No amount of intellectual transition can seriously disturb the main tenor of custom, or morals. Hence the greater danger which attends the attempt in period of social change to maintain the immutability of old standards is not general moral relaxation. It is rather social clash, an irreconciled conflict of moral standards and purposes, the most serious form of class warfare. For segregated classes develop their own customs, which is to say their own working morals. As long as society is mainly immobile these diverse principles and ruling aims do not clash. They exist side by side in different strata. Power, glory, honor, magnificence, mutual faith here; industry, obedience, abstinence, humility, and reverence there: noble and plebeian virtues. Vigor, courage, energy, enterprise here; submission, patience, charm, personal fidelity there: the masculine and feminine virtues. But mobility invades society. War, commerce, travel, communication, contact with the thoughts and desires of other classes, new inventions in productive industry, disturb the settled distribution of customs. Congealed habits thaw out, and a flood mixes things once separated. Each class is rigidly sure of the rightness of its own ends and hence not overscrupulous about the means of attaining them. One side proclaims the ultimacy of order--that of some old order which conduces to its own interest. The other side proclaims its rights to freedom, and identifies justice with its submerged claims. There is no common ground, no moral understanding, no agreed upon standard of appeal. Today such a conflict occurs between propertied classes and those who depend upon daily wage; between men and women; between old and young. Each appeals to its own standard of right, and each thinks the other the creature of personal desire, whim or obstinacy. Mobility has affected peoples as well. Nations and races face one another, each with its own immutable standards. Never before in history have there existed such numerous contacts and minglings. Never before have there been such occasions for conflict which are the more significant because each side feels that it is supported by moral principles. Customs relating to what has been and emotions referring to what may come to be go their independent ways. The demand of each side treats its opponent as a wilful violator of moral principles, an expression of self-interest or superior might. Intelligence which is the only possible messenger of reconciliation dwells in a far land of abstractions or comes after the event to record accomplished facts. VI The prior discussion has tried to show why the psychology of habit is an objective and social psychology. Settled and regular action must contain an adjustment of environing conditions; it must incorporate them in itself. For human beings, the environing affairs directly important are those formed by the activities of other human beings. This fact is accentuated and made fundamental by the fact of infancy--the fact that each human being begins life completely dependent upon others. The net outcome accordingly is that what can be called distinctively individual in behavior and mind is not, contrary to traditional theory, an original datum. Doubtless physical or physiological individuality always colors responsive activity and hence modifies the form which custom assumes in its personal reproductions. In forceful energetic characters this quality is marked. But it is important to note that it is a quality of habit, not an element or force existing apart from adjustment of the environment and capable of being termed a separate individual mind. Orthodox psychology starts however from the assumption of precisely such independent minds. However much different schools may vary in their definitions of mind, they agree in this premiss of separateness and priority. Hence social psychology is confused by the effort to render its facts in the terms characteristic of old psychology, when the distinctive thing about it is that it implies an abandonment of that psychology. The traditional psychology of the original separate soul, mind or consciousness is in truth a reflex of conditions which cut human nature off from its natural objective relations. It implies first the severance of man from nature and then of each man from his fellows. The isolation of man from nature is duly manifested in the split between mind and body--since body is clearly a connected part of nature. Thus the instrument of action and the means of the continuous modification of action, of the cumulative carrying forward of old activity into new, is regarded as a mysterious intruder or as a mysterious parallel accompaniment. It is fair to say that the psychology of a separate and independent consciousness began as an intellectual formulation of those facts of morality which treated the most important kind of action as a private concern, something to be enacted and concluded within character as a purely personal possession. The religious and metaphysical interests which wanted the ideal to be a separate realm finally coincided with a practical revolt against current customs and institutions to enforce current psychological individualism. But this formulation (put forth in the name of science) reacted to confirm the conditions out of which it arose, and to convert it from a historic episode into an essential truth. Its exaggeration of individuality is largely a compensatory reaction against the pressure of institutional rigidities. Any moral theory which is seriously influenced by current psychological theory is bound to emphasize states of consciousness, an inner private life, at the expense of acts which have public meaning and which incorporate and exact social relationships. A psychology based upon habits (and instincts which become elements in habits as soon as they are acted upon) will on the contrary fix its attention upon the objective conditions in which habits are formed and operate. The rise at the present time of a clinical psychology which revolts at traditional and orthodox psychology is a symptom of ethical import. It is a protest against the futility, as a tool of understanding and dealing with human nature in the concrete, of the psychology of conscious sensations, images and ideas. It exhibits a sense for reality in its insistence upon the profound importance of unconscious forces in determining not only overt conduct but desire, judgment, belief, idealization. Every moment of reaction and protest, however, usually accepts some of the basic ideas of the position against which it rebels. So the most popular forms of the clinical psychology, those associated with the founders of psycho-analysis, retain the notion of a separate psychic realm or force. They add a statement pointing to facts of the utmost value, and which is equivalent to practical recognition of the dependence of mind upon habit and of habit upon social conditions. This is the statement of the existence and operation of the "unconscious," of complexes due to contacts and conflicts with others, of the social censor. But they still cling to the idea of the separate psychic realm and so in effect talk about unconscious consciousness. They get their truths mixed up in theory with the false psychology of original individual consciousness, just as the school of social psychologists does upon its side. Their elaborate artificial explanations, like the mystic collective mind, consciousness, over-soul, of social psychology, are due to failure to begin with the facts of habit and custom. What then is meant by individual mind, by mind as individual? In effect the reply has already been given. Conflict of habits releases impulsive activities which in their manifestation require a modification of habit, of custom and convention. That which was at first the individualized color or quality of habitual activity is abstracted, and becomes a center of activity aiming to reconstruct customs in accord with some desire which is rejected by the immediate situation and which therefore is felt to belong to one's self, to be the mark and possession of an individual in partial and temporary opposition to his environment. These general and necessarily vague statements will be made more definite in the further discussion of impulse and intelligence. For impulse when it asserts itself deliberately against an existing custom is the beginning of individuality in mind. This beginning is developed and consolidated in the observations, judgments, inventions which try to transform the environment so that a variant, deviating impulse may itself in turn become incarnated in objective habit. PART TWO THE PLACE OF IMPULSE IN CONDUCT I Habits as organized activities are secondary and acquired, not native and original. They are outgrowths of unlearned activities which are part of man's endowment at birth. The order of topics followed in our discussion may accordingly be questioned. Why should what is derived and therefore in some sense artificial in conduct be discussed before what is primitive, natural and inevitable? Why did we not set out with an examination of those instinctive activities upon which the acquisition of habits is conditioned? The query is a natural one, yet it tempts to flinging forth a paradox. In conduct the acquired is the primitive. Impulses although first in time are never primary in fact; they are secondary and dependent. The seeming paradox in statement covers a familiar fact. In the life of the individual, instinctive activity comes first. But an individual begins life as a baby, and babies are dependent beings. Their activities could continue at most for only a few hours were it not for the presence and aid of adults with their formed habits. And babies owe to adults more than procreation, more than the continued food and protection which preserve life. They owe to adults the opportunity to express their native activities in ways which have meaning. Even if by some miracle original activity could continue without assistance from the organized skill and art of adults, it would not amount to anything. It would be mere sound and fury. In short, the _meaning_ of native activities is not native; it is acquired. It depends upon interaction with a matured social medium. In the case of a tiger or eagle, anger may be identified with a serviceable life-activity, with attack and defense. With a human being it is as meaningless as a gust of wind on a mud puddle apart from a direction given it by the presence of other persons, apart from the responses they make to it. It is a physical spasm, a blind dispersive burst of wasteful energy. It gets quality, significance, when it becomes a smouldering sullenness, an annoying interruption, a peevish irritation, a murderous revenge, a blazing indignation. And although these phenomena which have a meaning spring from original native reactions to stimuli, yet they depend also upon the responsive behavior of others. They and all similar human displays of anger are not pure impulses; they are habits formed under the influence of association with others who have habits already and who show their habits in the treatment which converts a blind physical discharge into a significant anger. After ignoring impulses for a long time in behalf of sensations, modern psychology now tends to start out with an inventory and description of instinctive activities. This is an undoubted improvement. But when it tries to explain complicated events in personal and social life by direct reference to these native powers, the explanation becomes hazy and forced. It is like saying the flea and the elephant, the lichen and the redwood, the timid hare and the ravening wolf, the plant with the most inconspicuous blossom and the plant with the most glaring color are alike products of natural selection. There may be a sense in which the statement is true; but till we know the specific environing conditions under which selection took place we really know nothing. And so we need to know about the social conditions which have educated original activities into definite and significant dispositions before we can discuss the psychological element in society. This is the true meaning of social psychology. At some place on the globe, at some time, every kind of practice seems to have been tolerated or even praised. How is the tremendous diversity of institutions (including moral codes) to be accounted for? The native stock of instincts is practically the same everywhere. Exaggerate as much as we like the native differences of Patagonians and Greeks, Sioux Indians and Hindoos, Bushmen and Chinese, their original differences will bear no comparison to the amount of difference found in custom and culture. Since such a diversity cannot be attributed to an original identity, the development of native impulse must be stated in terms of acquired habits, not the growth of customs in terms of instincts. The wholesale human sacrifices of Peru and the tenderness of St. Francis, the cruelties of pirates and the philanthropies of Howard, the practice of Suttee and the cult of the Virgin, the war and peace dances of the Comanches and the parliamentary institutions of the British, the communism of the Southsea islander and the proprietary thrift of the Yankee, the magic of the medicine man and the experiments of the chemist in his laboratory, the non-resistance of Chinese and the aggressive militarism of an imperial Prussia, monarchy by divine right and government by the people; the countless diversity of habits suggested by such a random list springs from practically the same capital-stock of native instincts. It would be pleasant if we could pick and choose those institutions which we like and impute them to human nature, and the rest to some devil; or those we like to our kind of human nature, and those we dislike to the nature of despised foreigners on the ground they are not really "native" at all. It would appear to be simpler if we could point to certain customs, saying that they are the unalloyed products of certain instincts, while those other social arrangements are to be attributed wholly to other impulses. But such methods are not feasible. The same original fears, angers, loves and hates are hopelessly entangled in the most opposite institutions. The thing we need to know is how a native stock has been modified by interaction with different environments. Yet it goes without saying that original, unlearned activity has its distinctive place and that an important one in conduct. Impulses are the pivots upon which the re-organization of activities turn, they are agencies of deviation, for giving new directions to old habits and changing their quality. Consequently whenever we are concerned with understanding social transition and flux or with projects for reform, personal and collective, our study must go to analysis of native tendencies. Interest in progress and reform is, indeed, the reason for the present great development of scientific interest in primitive human nature. If we inquire why men were so long blind to the existence of powerful and varied instincts in human beings, the answer seems to be found in the lack of a conception of orderly progress. It is fast becoming incredible that psychologists disputed as to whether they should choose between innate ideas and an empty, passive, wax-like mind. For it seems as if a glance at a child would have revealed that the truth lay in neither doctrine, so obvious is the surging of specific native activities. But this obtuseness to facts was evidence of lack of interest in what could be done with impulses, due, in turn, to lack of interest in modifying existing institutions. It is no accident that men became interested in the psychology of savages and babies when they became interested in doing away with old institutions. A combination of traditional individualism with the recent interest in progress explains why the discovery of the scope and force of instincts has led many psychologists to think of them as the fountain head of all conduct, as occupying a place before instead of after that of habits. The orthodox tradition in psychology is built upon isolation of individuals from their surroundings. The soul or mind or consciousness was thought of as self-contained and self-enclosed. Now in the career of an individual if it is regarded as complete in itself instincts clearly come before habits. Generalize this individualistic view, and we have an assumption that all customs, all significant episodes in the life of individuals can be carried directly back to the operation of instincts. But, as we have already noted, if an individual be isolated in this fashion, along with the fact of primacy of instinct we find also the fact of death. The inchoate and scattered impulses of an infant do not coordinate into serviceable powers except through social dependencies and companionships. His impulses are merely starting points for assimilation of the knowledge and skill of the more matured beings upon whom he depends. They are tentacles sent out to gather that nutrition from customs which will in time render the infant capable of independent action. They are agencies for transfer of existing social power into personal ability; they are means of reconstructive growth. Abandon an impossible individualistic psychology, and we arrive at the fact that native activities are organs of re-organization and re-adjustment. The hen precedes the egg. But nevertheless this particular egg may be so treated as to modify the future type of hen. II In the case of the young it is patent that impulses are highly flexible starting points for activities which are diversified according to the ways in which they are used. Any impulse may become organized into almost any disposition according to the way it interacts with surroundings. Fear may become abject cowardice, prudent caution, reverence for superiors or respect for equals; an agency for credulous swallowing of absurd superstitions or for wary scepticism. A man may be chiefly afraid of the spirits of his ancestors, of officials, of arousing the disapproval of his associates, of being deceived, of fresh air, or of Bolshevism. The actual outcome depends upon how the impulse of fear is interwoven with other impulses. This depends in turn upon the outlets and inhibitions supplied by the social environment. In a definite sense, then, a human society is always starting afresh. It is always in process of renewing, and it endures only because of renewal. We speak of the peoples of southern Europe as Latin peoples. Their existing languages depart widely from one another and from the Latin mother tongue. Yet there never was a day when this alteration of speech was intentional or explicit. Persons always meant to reproduce the speech they heard from their elders and supposed they were succeeding. This fact may stand as a kind of symbol of the reconstruction wrought in habits because of the fact that they can be transmitted and be made to endure only through the medium of the crude activities of the young or through contact with persons having different habits. For the most part, this continuous alteration has been unconscious and unintended. Immature, undeveloped activity has succeeded in modifying adult organized activity accidentally and surreptitiously. But with the dawn of the idea of progressive betterment and an interest in new uses of impulses, there has grown up some consciousness of the extent to which a future new society of changed purposes and desires may be created by a deliberate humane treatment of the impulses of youth. This is the meaning of education; for a truly humane education consists in an intelligent direction of native activities in the light of the possibilities and necessities of the social situation. But for the most part, adults have given training rather than education. An impatient, premature mechanization of impulsive activity after the fixed pattern of adult habits of thought and affection has been desired. The combined effect of love of power, timidity in the face of the novel and a self-admiring complacency has been too strong to permit immature impulse to exercise its re-organizing potentialities. The younger generation has hardly even knocked frankly at the door of adult customs, much less been invited in to rectify through better education the brutalities and inequities established in adult habits. Each new generation has crept blindly and furtively through such chance gaps as have happened to be left open. Otherwise it has been modeled after the old. We have already noted how original plasticity is warped and docility is taken mean advantage of. It has been used to signify not capacity to learn liberally and generously, but willingness to learn the customs of adult associates, ability to learn just those special things which those having power and authority wish to teach. Original modifiability has not been given a fair chance to act as a trustee for a better human life. It has been loaded with convention, biased by adult convenience. It has been practically rendered into an equivalent of non-assertion of originality, a pliant accommodation to the embodied opinions of others. Consequently docility has been identified with imitativeness, instead of with power to re-make old habits, to re-create. Plasticity and originality have been opposed to each other. That the most precious part of plasticity consists in ability to form habits of independent judgment and of inventive initiation has been ignored. For it demands a more complete and intense docility to form flexible easily re-adjusted habits than it does to acquire those which rigidly copy the ways of others. In short, among the native activities of the young are some that work towards accommodation, assimilation, reproduction, and others that work toward exploration, discovery and creation. But the weight of adult custom has been thrown upon retaining and strengthening tendencies toward conformity, and against those which make for variation and independence. The habits of the growing person are jealously kept within the limit of adult customs. The delightful originality of the child is tamed. Worship of institutions and personages themselves lacking in imaginative foresight, versatile observation and liberal thought, is enforced. Very early in life sets of mind are formed without attentive thought, and these sets persist and control the mature mind. The child learns to avoid the shock of unpleasant disagreement, to find the easy way out, to appear to conform to customs which are wholly mysterious to him in order to get his own way--that is to display some natural impulse without exciting the unfavorable notice of those in authority. Adults distrust the intelligence which a child has while making upon him demands for a kind of conduct that requires a high order of intelligence, if it is to be intelligent at all. The inconsistency is reconciled by instilling in him "moral" habits which have a maximum of emotional empressment and adamantine hold with a minimum of understanding. These habitudes, deeply engrained before thought is awake and even before the day of experiences which can later be recalled, govern conscious later thought. They are usually deepest and most unget-at-able just where critical thought is most needed--in morals, religion and politics. These "infantalisms" account for the mass of irrationalities that prevail among men of otherwise rational tastes. These personal "hang-overs" are the cause of what the student of culture calls survivals. But unfortunately these survivals are much more numerous and pervasive than the anthropologist and historian are wont to admit. To list them would perhaps oust one from "respectable" society. And yet the intimation never wholly deserts us that there is in the unformed activities of childhood and youth the possibilities of a better life for the community as well as for individuals here and there. This dim sense is the ground of our abiding idealization of childhood. For with all its extravagancies and uncertainties, its effusions and reticences, it remains a standing proof of a life wherein growth is normal not an anomaly, activity a delight not a task, and where habit-forming is an expansion of power not its shrinkage. Habit and impulse may war with each other, but it is a combat between the habits of adults and the impulses of the young, and not, as with the adult, a civil warfare whereby personality is rent asunder. Our usual measure for the "goodness" of children is the amount of trouble they make for grownups, which means of course the amount they deviate from adult habits and expectations. Yet by way of expiation we envy children their love of new experiences, their intentness in extracting the last drop of significance from each situation, their vital seriousness in things that to us are outworn. We compensate for the harshness and monotony of our present insistence upon formed habits by imagining a future heaven in which we too shall respond freshly and generously to each incident of life. In consequence of our divided attitude, our ideals are self-contradictory. On the one hand, we dream of an attained perfection, an ultimate static goal, in which effort shall cease, and desire and execution be once and for all in complete equilibrium. We wish for a character which shall be steadfast, and we then conceive this desired faithfulness as something immutable, a character exactly the same yesterday, today and forever. But we also have a sneaking sympathy for the courage of an Emerson in declaring that consistency should be thrown to the winds when it stands between us and the opportunities of present life. We reach out to the opposite extreme of our ideal of fixity, and under the guise of a return to nature dream of a romantic freedom, in which _all_ life is plastic to impulse, a continual source of improvised spontaneities and novel inspirations. We rebel against all organization and all stability. If modern thought and sentiment is to escape from this division in its ideals, it must be through utilizing released impulse as an agent of steady reorganization of custom and institutions. While childhood is the conspicuous proof of the renewing of habit rendered possible by impulse, the latter never wholly ceases to play its refreshing rôle in adult life. If it did, life would petrify, society stagnate. Instinctive reactions are sometimes too intense to be woven into a smooth pattern of habits. Under ordinary circumstances they appear to be tamed to obey their master, custom. But extraordinary crises release them and they show by wild violent energy how superficial is the control of routine. The saying that civilization is only skin deep, that a savage persists beneath the clothes of a civilized man, is the common acknowledgment of this fact. At critical moments of unusual stimuli the emotional outbreak and rush of instincts dominating all activity show how superficial is the modification which a rigid habit has been able to effect. When we face this fact in its general significance, we confront one of the ominous aspects of the history of man. We realize how little the progress of man has been the product of intelligent guidance, how largely it has been a by-product of accidental upheavals, even though by an apologetic interest in behalf of some privileged institution we later transmute chance into providence. We have depended upon the clash of war, the stress of revolution, the emergence of heroic individuals, the impact of migrations generated by war and famine, the incoming of barbarians, to change established institutions. Instead of constantly utilizing unused impulse to effect continuous reconstruction, we have waited till an accumulation of stresses suddenly breaks through the dikes of custom. It is often supposed that as old persons die, so must old peoples. There are many facts in history to support the belief. Decadence and degeneration seems to be the rule as age increases. An irruption of some uncivilized horde has then provided new blood and fresh life--so much so that history has been defined as a process of rebarbarization. In truth the analogy between a person and a nation with respect to senescence and death is defective. A nation is always renewed by the death of its old constituents and the birth of those who are as young and fresh as ever were any individuals in the hey-day of the nation's glory. Not the nation but its customs get old. Its institutions petrify into rigidity; there is social arterial sclerosis. Then some people not overburdened with elaborate and stiff habits take up and carry on the moving process of life. The stock of fresh peoples is, however, approaching exhaustion. It is not safe to rely upon this expensive method of renewing civilization. We need to discover how to rejuvenate it from within. A normal perpetuation becomes a fact in the degree in which impulse is released and habit is plastic to the transforming touch of impulse. When customs are flexible and youth is educated as youth and not as premature adulthood, no nation grows old. There always exists a goodly store of non-functioning impulses which may be drawn upon. Their manifestation and utilization is called conversion or regeneration when it comes suddenly. But they may be drawn upon continuously and moderately. Then we call it learning or educative growth. Rigid custom signifies not that there are no such impulses but that they are not organically taken advantage of. As matter of fact, the stiffer and the more encrusted the customs, the larger is the number of instinctive activities that find no regular outlet and that accordingly merely await a chance to get an irregular, uncoordinated manifestation. Routine habits never take up all the slack. They apply only where conditions remain the same or recur in uniform ways. They do not fit the unusual and novel. Consequently rigid moral codes that attempt to lay down definite injunctions and prohibitions for every occasion in life turn out in fact loose and slack. Stretch ten commandments or any other number as far as you will by ingenious exegesis, yet acts unprovided for by them will occur. No elaboration of statute law can forestall variant cases and the need of interpretation _ad hoc_. Moral and legal schemes that attempt the impossible in the way of definite formulation compensate for explicit strictness in some lines by implicit looseness in others. The only truly severe code is the one which foregoes codification, throwing responsibility for judging each case upon the agents concerned, imposing upon them the burden of discovery and adaptation. The relation which actually exists between undirected instinct and over-organized custom is illustrated in the two views that are current about savage life. The popular view looks at the savage as a wild man; as one who knows no controlling principles or rules of action, who freely follows his own impulse, whim or desire whenever it seizes him and wherever it takes him. Anthropologists are given to the opposed notion. They view savages as bondsmen to custom. They note the network of regulations that order his risings-up and his sittings-down, his goings-out and his comings-in. They conclude that in comparison with civilized man the savage is a slave, governed by many inflexible tribal habitudes in conduct and ideas. The truth about savage life lies in a combination of these two conceptions. Where customs exist they are of one pattern and binding on personal sentiment and thought to a degree unknown in civilized life. But since they cannot possibly exist with respect to all the changing detail of daily life, whatever is left uncovered by custom is free from regulation. It is therefore left to appetite and momentary circumstance. Thus enslavement to custom and license of impulse exist side by side. Strict conformity and unrestrained wildness intensify each other. This picture of life shows us in an exaggerated form the psychology current in civilized life whenever customs harden and hold individuals enmeshed. Within civilization, the savage still exists. He is known in his degree by oscillation between loose indulgence and stiff habit. Impulse in short brings with itself the possibility but not the assurance of a steady reorganization of habits to meet new elements in new situations. The moral problem in child and adult alike as regards impulse and instinct is to utilize them for formation of new habits, or what is the same thing, the modification of an old habit so that it may be adequately serviceable under novel conditions. The place of impulse in conduct as a pivot of re-adjustment, re-organization, in habits may be defined as follows: On one side, it is marked off from the territory of arrested and encrusted habits. On the other side, it is demarcated from the region in which impulse is a law unto itself.[5] Generalizing these distinctions, a valid moral theory contrasts with all those theories which set up static goals (even when they are called perfection), and with those theories which idealize raw impulse and find in its spontaneities an adequate mode of human freedom. Impulse is a source, an indispensable source, of liberation; but only as it is employed in giving habits pertinence and freshness does it liberate power. [5] The use of the words instinct and impulse as practical equivalents is intentional, even though it may grieve critical readers. The word instinct taken alone is still too laden with the older notion that an instinct is always definitely organized and adapted--which for the most part is just what it is not in human beings. The word impulse suggests something primitive, yet loose, undirected, initial. Man can progress as beasts cannot, precisely because he has so many 'instincts' that they cut across one another, so that most serviceable actions must be _learned_. In learning habits it is possible for man to learn the habit of learning. Then betterment becomes a conscious principle of life. III Incidentally we have touched upon a most far-reaching problem: The alterability of human nature. Early reformers, following John Locke, were inclined to minimize the significance of native activities, and to emphasize the possibilities inherent in practice and habit-acquisition. There was a political slant to this denial of the native and a priori, this magnifying of the accomplishments of acquired experience. It held out a prospect of continuous development, of improvement without end. Thus writers like Helvetius made the idea of the complete malleability of a human nature which originally is wholly empty and passive, the basis for asserting the omnipotence of education to shape human society, and the ground of proclaiming the infinite perfectibility of mankind. Wary, experienced men of the world have always been sceptical of schemes of unlimited improvement. They tend to regard plans for social change with an eye of suspicion. They find in them evidences of the proneness of youth to illusion, or of incapacity on the part of those who have grown old to learn anything from experience. This type of conservative has thought to find in the doctrine of native instincts a scientific support for asserting the practical unalterability of human nature. Circumstances may change, but human nature remains from age to age the same. Heredity is more potent than environment, and human heredity is untouched by human intent. Effort for a serious alteration of human institutions is utopian. As things have been so they will be. The more they change the more they remain the same. Curiously enough both parties rest their case upon just the factor which when it is analyzed weakens their respective conclusions. That is to say, the radical reformer rests his contention in behalf of easy and rapid change upon the psychology of habits, of institutions in shaping raw nature, and the conservative grounds his counter-assertion upon the psychology of instincts. As matter of fact, it is precisely custom which has greatest inertia, which is least susceptible of alteration; while instincts are most readily modifiable through use, most subject to educative direction. The conservative who begs scientific support from the psychology of instincts is the victim of an outgrown psychology which derived its notion of instinct from an exaggeration of the fixity and certainty of the operation of instincts among the lower animals. He is a victim of a popular zoology of the bird, bee and beaver, which was largely framed to the greater glory of God. He is ignorant that instincts in the animals are less infallible and definite than is supposed, and also that the human being differs from the lower animals in precisely the fact that his native activities lack the complex ready-made organization of the animals' original abilities. But the short-cut revolutionist fails to realize the full force of the things about which he talks most, namely institutions as embodied habits. Any one with knowledge of the stability and force of habit will hesitate to propose or prophesy rapid and sweeping social changes. A social revolution may effect abrupt and deep alterations in external customs, in legal and political institutions. But the habits that are behind these institutions and that have, willy-nilly, been shaped by objective conditions, the habits of thought and feeling, are not so easily modified. They persist and insensibly assimilate to themselves the outer innovations--much as American judges nullify the intended changes of statute law by interpreting legislation in the light of common law. The force of lag in human life is enormous. Actual social change is never so great as is apparent change. Ways of belief, of expectation, of judgment and attendant emotional dispositions of like and dislike, are not easily modified after they have once taken shape. Political and legal institutions may be altered, even abolished; but the bulk of popular thought which has been shaped to their pattern persists. This is why glowing predictions of the immediate coming of a social millennium terminate so uniformly in disappointment, which gives point to the standing suspicion of the cynical conservative about radical changes. Habits of thought outlive modifications in habits of overt action. The former are vital, the latter, without the sustaining life of the former, are muscular tricks. Consequently as a rule the moral effects of even great political revolutions, after a few years of outwardly conspicuous alterations, do not show themselves till after the lapse of years. A new generation must come upon the scene whose habits of mind have been formed under the new conditions. There is pith in the saying that important reforms cannot take real effect until after a number of influential persons have died. Where general and enduring moral changes do accompany an external revolution it is because appropriate habits of thought have previously been insensibly matured. The external change merely registers the removal of an external superficial barrier to the operation of existing intellectual tendencies. Those who argue that social and moral reform is impossible on the ground that the Old Adam of human nature remains forever the same, attribute however to native activities the permanence and inertia that in truth belong only to acquired customs. To Aristotle slavery was rooted in aboriginal human nature. Native distinctions of quality exist such that some persons are by nature gifted with power to plan, command and supervise, and others possess merely capacity to obey and execute. Hence slavery is natural and inevitable. There is error in supposing that because domestic and chattel slavery has been legally abolished, therefore slavery as conceived by Aristotle has disappeared. But matters have at least progressed to a point where it is clear that slavery is a social state not a psychological necessity. Nevertheless the worldlywise Aristotles of today assert that the institutions of war and the present wage-system are so grounded in immutable human nature that effort to change them is foolish. Like Greek slavery or feudal serfdom, war and the existing economic regime are social patterns woven out of the stuff of instinctive activities. Native human nature supplies the raw materials, but custom furnishes the machinery and the designs. War would not be possible without anger, pugnacity, rivalry, self-display, and such like native tendencies. Activity inheres in them and will persist under every condition of life. To imagine they can be eradicated is like supposing that society can go on without eating and without union of the sexes. But to fancy that they must eventuate in war is as if a savage were to believe that because he uses fibers having fixed natural properties in order to weave baskets, therefore his immemorial tribal patterns are also natural necessities and immutable forms. From a humane standpoint our study of history is still all too primitive. It is possible to study a multitude of histories, and yet permit history, the record of the transitions and transformations of human activities, to escape us. Taking history in separate doses of this country and that, we take it as a succession of isolated finalities, each one in due season giving way to another, as supernumeraries succeed one another in a march across the stage. We thus miss the fact of history and also its lesson; the diversity of institutional forms and customs which the same human nature may produce and employ. An infantile logic, now happily expelled from physical science, taught that opium put men to sleep because of its dormitive potency. We follow the same logic in social matters when we believe that war exists because of bellicose instincts; or that a particular economic regime is necessary because of acquisitive and competitive impulses which must find expression. Pugnacity and fear are no more native than are pity and sympathy. The important thing morally is the way these native tendencies interact, for their interaction may give a chemical transformation not a mechanical combination. Similarly, no social institution stands alone as a product of one dominant force. It is a phenomenon or function of a multitude of social factors in their mutual inhibitions and reinforcements. If we follow an infantile logic we shall reduplicate the unity of result in an assumption of unity of force behind it--as men once did with natural events employing teleology as an exhibition of causal efficiency. We thus take the same social custom twice over: once as an existing fact and then as an original force which produced the fact, and utter sage platitudes about the unalterable workings of human nature or of race. As we account for war by pugnacity, for the capitalistic system by the necessity of an incentive of gain to stir ambition and effort, so we account for Greece by power of esthetic observation, Rome by administrative ability, the middle ages by interest in religion and so on. We have constructed an elaborate political zoology as mythological and not nearly as poetic as the other zoology of phoenixes, griffins and unicorns. Native racial spirit, the spirit of the people or of the time, national destiny are familiar figures in this social zoo. As names for effects, for existing customs, they are sometimes useful. As names for explanatory forces they work havoc with intelligence. An immense debt is due William James for the mere title of his essay: The Moral Equivalents of War. It reveals with a flash of light the true psychology. Clans, tribes, races, cities, empires, nations, states have made war. The argument that this fact proves an ineradicable belligerent instinct which makes war forever inevitable is much more respectable than many arguments about the immutability of this and that social tradition. For it has the weight of a certain empirical generality back of it. Yet the suggestion of an _equivalent_ for war calls attention to the medley of impulses which are casually bunched together under the caption of belligerent impulse; and it calls attention to the fact that the elements of this medley may be woven together into many differing types of activity, some of which may function the native impulses in much better ways than war has ever done. Pugnacity, rivalry, vainglory, love of booty, fear, suspicion, anger, desire for freedom from the conventions and restrictions of peace, love of power and hatred of oppression, opportunity for novel displays, love of home and soil, attachment to one's people and to the altar and the hearth, courage, loyalty, opportunity to make a name, money or a career, affection, piety to ancestors and ancestral gods--all of these things and many more make up the war-like force. To suppose there is some one unchanging native force which generates war is as naive as the usual assumption that our enemy is actuated solely by the meaner of the tendencies named and we only by the nobler. In earlier days there was something more than a verbal connection between pugnacity and fighting; anger and fear moved promptly through the fists. But between a loosely organized pugilism and the highly organized warfare of today there intervenes a long economic, scientific and political history. Social conditions rather than an old and unchangeable Adam have generated wars; the ineradicable impulses that are utilized in them are capable of being drafted into many other channels. The century that has witnessed the triumph of the scientific doctrine of the convertibility of natural energies ought not to balk at the lesser miracle of social equivalences and substitutes. It is likely that if Mr. James had witnessed the world war, he would have modified his mode of treatment. So many new transformations entered into the war, that the war seems to prove that though an equivalent has not been found for war, the psychological forces traditionally associated with it have already undergone profound changes. We may take the Iliad as a classic expression of war's traditional psychology as well as the source of the literary tradition regarding its motives and glories. But where are Helen, Hector and Achilles in modern warfare? The activities that evoke and incorporate a war are no longer personal love, love of glory, or the soldier's love of his own privately amassed booty, but are of a collective, prosaic political and economic nature. Universal conscription, the general mobilization of all agricultural and industrial forces of the folk not engaged in the trenches, the application of every conceivable scientific and mechanical device, the mass movements of soldiery regulated from a common center by a depersonalized general staff: these factors relegate the traditional psychological apparatus of war to a now remote antiquity. The motives once appealed to are out of date; they do not now induce war. They simply are played upon after war has been brought into existence in order to keep the common soldiers keyed up to their task. The more horrible a depersonalized scientific mass war becomes, the more necessary it is to find universal ideal motives to justify it. Love of Helen of Troy has become a burning love for all humanity, and hatred of the foe symbolizes a hatred of all the unrighteousness and injustice and oppression which he embodies. The more prosaic the actual causes, the more necessary is it to find glowingly sublime motives. Such considerations hardly prove that war is to be abolished at some future date. But they destroy that argument for its necessary continuance which is based on the immutability of specified forces in original human nature. Already the forces that once caused wars have found other outlets for themselves; while new provocations, based on new economic and political conditions, have come into being. War is thus seen to be a function of social institutions, not of what is natively fixed in human constitution. The last great war has not, it must be confessed, made the problem of finding social equivalents simpler and easier. It is now naive to attribute war to specific isolable human impulses for which separate channels of expression may be found, while the rest of life is left to go on about the same. A general social re-organization is needed which will redistribute forces, immunize, divert and nullify. Hinton was doubtless right when he wrote that the only way to abolish war was to make peace heroic. It now appears that the heroic emotions are not anything which may be specialized in a side-line, so that the war-impulses may find a sublimation in special practices and occupations. They have to get an outlet in all the tasks of peace. The argument for the abiding necessity of war turns out, accordingly, to have this much value. It makes us wisely suspicious of all cheap and easy equivalencies. It convinces us of the folly of striving to eliminate war by agencies which leave other institutions of society pretty much unchanged. History does not prove the inevitability of war, but it does prove that customs and institutions which organize native powers into certain patterns in politics and economics will also generate the war-pattern. The problem of war is difficult because it is serious. It is none other than the wider problem of the effective moralizing or humanizing of native impulses in times of peace. The case of economic institutions is as suggestive as that of war. The present system is indeed much more recent and more local than is the institution of war. But no system has ever as yet existed which did not in some form involve the exploitation of some human beings for the advantage of others. And it is argued that this trait is unassailable because it flows from the inherent, immutable qualities of human nature. It is argued, for example, that economic inferiorities and disabilities are incidents of an institution of private property which flows from an original proprietary instinct; it is contended they spring from a competitive struggle for wealth which in turn flows from the absolute need of profit as an inducement to industry. The pleas are worth examination for the light they throw upon the place of impulses in organized conduct. No unprejudiced observer will lightly deny the existence of an original tendency to assimilate objects and events to the self, to make them part of the "me." We may even admit that the "me" cannot exist without the "mine." The self gets solidity and form through an appropriation of things which identifies them with whatever we call myself. Even a workman in a modern factory where depersonalization is extreme gets to have "his" machine and is perturbed at a change. Possession shapes and consolidates the "I" of philosophers. "I own, therefore I am" expresses a truer psychology than the Cartesian "I think, therefore I am." A man's deeds are imputed to him as their owner, not merely as their creator. That he cannot disown them when the moment of their occurrence passes is the root of responsibility, moral as well as legal. But these same considerations evince the versatility of possessive activity. My worldly goods, my good name, my friends, my honor and shame all depend upon a possessive tendency. The need for appropriation has had to be satisfied; but only a calloused imagination fancies that the institution of private property as it exists A. D. 1921 is the sole or the indispensable means of its realization. Every gallant life is an experiment in different ways of fulfilling it. It expends itself in predatory aggression, in forming friendships, in seeking fame, in literary creation, in scientific production. In the face of this elasticity, it requires an arrogant ignorance to take the existing complex system of stocks and bonds, of wills and inheritance, a system supported at every point by manifold legal and political arrangements, and treat it as the sole legitimate and baptized child of an instinct of appropriation. Sometimes, even now, a man most accentuates the fact of ownership when he gives something away; use, consumption, is the normal end of possession. We can conceive a state of things in which the proprietary impulse would get full satisfaction by holding goods as mine in just the degree in which they were visibly administered for a benefit in which a corporate community shared. Does the case stand otherwise with the other psychological principle appealed to, namely, the need of an incentive of personal profit to keep men engaged in useful work? We need not content ourselves with pointing out the elasticity of the idea of gain, and possible equivalences for pecuniary gain, and the possibility of a state of affairs in which only those things would be counted personal gains which profit a group. It will advance the discussion if we instead subject to analysis the whole conception of incentive and motive. There is doubtless some sense in saying that every conscious act has an incentive or motive. But this sense is as truistic as that of the not dissimilar saying that every event has a cause. Neither statement throws any light on any particular occurrence. It is at most a maxim which advises us to search for some other fact with which the one in question may be correlated. Those who attempt to defend the necessity of existing economic institutions as manifestations of human nature convert this suggestion of a concrete inquiry into a generalized truth and hence into a definitive falsity. They take the saying to mean that nobody would do anything, or at least anything of use to others, without a prospect of some tangible reward. And beneath this false proposition there is another assumption still more monstrous, namely, that man exists naturally in a state of rest so that he requires some external force to set him into action. The idea of a thing intrinsically wholly inert in the sense of absolutely passive is expelled from physics and has taken refuge in the psychology of current economics. In truth man acts anyway, he can't help acting. In every fundamental sense it is false that a man requires a motive to make him do something. To a healthy man inaction is the greatest of woes. Any one who observes children knows that while periods of rest are natural, laziness is an acquired vice--or virtue. While a man is awake he will do something, if only to build castles in the air. If we like the form of words we may say that a man eats only because he is "moved" by hunger. The statement is nevertheless mere tautology. For what does hunger mean except that one of the things which man does naturally, instinctively, is to search for food--that his activity naturally turns that way? Hunger primarily names an act or active process not a motive to an act. It is an act if we take it grossly, like a babe's blind hunt for the mother's breast; it is an activity if we take it minutely as a chemico-physiological occurrence. The whole concept of motives is in truth extra-psychological. It is an outcome of the attempt of men to influence human action, first that of others, then of a man to influence his own behavior. No sensible person thinks of attributing the acts of an animal or an idiot to a motive. We call a biting dog ugly, but we don't look for his motive in biting. If however we were able to direct the dog's action by inducing him to reflect upon his acts, we should at once become interested in the dog's motives for acting as he does, and should endeavor to get him interested in the same subject. It is absurd to ask what induces a man to activity generally speaking. He is an active being and that is all there is to be said on that score. But when we want to get him to act in this specific way rather than in that, when we want to direct his activity that is to say in a specified channel, then the question of motive is pertinent. A motive is then that element in the total complex of a man's activity which, if it can be sufficiently stimulated, will result in an act having specified consequences. And part of the process of intensifying (or reducing) certain elements in the total activity and thus regulating actual consequence is to impute these elements to a person as his actuating motives. A child naturally grabs food. But he does it in our presence. His manner is socially displeasing and we attribute to his act, up to this time wholly innocent, the motive of greed or selfishness. Greediness simply means the quality of his act as socially observed and disapproved. But by attributing it to him as his motive for acting in the disapproved way, we induce him to refrain. We analyze his total act and call his attention to an obnoxious element in its outcome. A child with equal spontaneity, or thoughtlessness, gives way to others. We point out to him with approval that he acted considerately, generously. And this quality of action when noted and encouraged becomes a reinforcing stimulus of that factor which will induce similar acts in the future. An element in an act viewed as a tendency to produce such and such consequences is a motive. A motive does not exist prior to an act and produce it. It is an act _plus_ a judgment upon some element of it, the judgment being made in the light of the consequences of the act. At first, as was said, others characterize an act with favorable or condign qualities which they impute to an agent's character. They react in this fashion in order to encourage him in future acts of the same sort, or in order to dissuade him--in short to build or destroy a habit. This characterization is part of the technique of influencing the development of character and conduct. It is a refinement of the ordinary reactions of praise and blame. After a time and to some extent, a person teaches himself to think of the results of acting in this way or that before he acts. He recalls that if he acts this way or that some observer, real or imaginary, will attribute to him noble or mean disposition, virtuous or vicious motive. Thus he learns to influence his own conduct. An inchoate activity taken in this forward-looking reference to results, especially results of approbation and condemnation, constitutes a motive. Instead then of saying that a man requires a motive in order to induce him to act, we should say that when a man is going to act he needs to know _what_ he is going to do--what the quality of his act is in terms of consequences to follow. In order to act properly he needs to view his act as others view it; namely, as a manifestation of a character or will which is good or bad according as it is bent upon specific things which are desirable or obnoxious. There is no call to furnish a man with incentives to activity in general. But there is every need to induce him to guide his own action by an intelligent perception of its results. For in the long run this is the most effective way of influencing activity to take this desirable direction rather than that objectionable one. A motive in short is simply an impulse viewed as a constituent in a habit, a factor in a disposition. In general its meaning is simple. But in fact motives are as numerous as are original impulsive activities multiplied by the diversified consequences they produce as they operate under diverse conditions. How then does it come about that current economic psychology has so tremendously oversimplified the situation? Why does it recognize but one type of motive, that which concerns personal gain. Of course part of the answer is to be found in the natural tendency in all sciences toward a substitution of artificial conceptual simplifications for the tangles of concrete empirical facts. But the significant part of the answer has to do with the social conditions under which work is done, conditions which are such as to put an unnatural emphasis upon the prospect of reward. It exemplifies again our leading proposition that social customs are not direct and necessary consequences of specific impulses, but that social institutions and expectations shape and crystallize impulses into dominant habits. The social peculiarity which explains the emphasis put upon profit as an inducement to productive serviceable work stands out in high relief in the identification of work with labor. For labor means in economic theory something painful, something so onerously disagreeable or "costly" that every individual avoids it if he can, and engages in it only because of the promise of an overbalancing gain. Thus the question we are invited to consider is what the social condition is which makes productive work uninteresting and toilsome. Why is the psychology of the industrialist so different from that of inventor, explorer, artist, sportsman, scientific investigator, physician, teacher? For the latter we do not assert that activity is such a burdensome sacrifice that it is engaged in only because men are bribed to act by hope of reward or are coerced by fear of loss. The social conditions under which "labor" is undertaken have become so uncongenial to human nature that it is not undertaken because of intrinsic meaning. It is carried on under conditions which render it immediately irksome. The alleged need of an incentive to stir men out of quiescent inertness is the need of an incentive powerful enough to overcome contrary stimuli which proceed from the social conditions. Circumstances of productive service now shear away direct satisfaction from those engaging in it. A real and important fact is thus contained in current economic psychology, but it is a fact about existing industrial conditions and not a fact about native, original activity. It is "natural" for activity to be agreeable. It tends to find fulfilment, and finding an outlet is itself satisfactory, for it marks partial accomplishment. If productive activity has become so inherently unsatisfactory that men have to be artificially induced to engage in it, this fact is ample proof that the conditions under which work is carried on balk the complex of activities instead of promoting them, irritate and frustrate natural tendencies instead of carrying them forward to fruition. Work then becomes labor, the consequence of some aboriginal curse which forces man to do what he would not do if he could help it, the outcome of some original sin which excluded man from a paradise in which desire was satisfied without industry, compelling him to pay for the means of livelihood with the sweat of his brow. From which it follows naturally that Paradise Regained means the accumulation of investments such that a man can live upon their return without labor. There is, we repeat, too much truth in this picture. But it is not a truth concerning original human nature and activity. It concerns the form human impulses have taken under the influence of a specific social environment. If there are difficulties in the way of social alteration--as there certainly are--they do not lie in an original aversion of human nature to serviceable action, but in the historic conditions which have differentiated the work of the laborer for wage from that of the artist, adventurer, sportsman, soldier, administrator and speculator. IV War and the existing economic regime have not been discussed primarily on their own account. They are crucial cases of the relation existing between original impulse and acquired habit. They are so fraught with evil consequences that any one who is disposed can heap up criticisms without end. Nevertheless they persist. This persistence constitutes the case for the conservative who argues that such institutions are rooted in an unalterable human nature. A truer psychology locates the difficulty elsewhere. It shows that the trouble lies in the inertness of established habit. No matter how accidental and irrational the circumstances of its origin, no matter how different the conditions which now exist to those under which the habit was formed, the latter persists until the environment obstinately rejects it. Habits once formed perpetuate themselves, by acting unremittingly upon the native stock of activities. They stimulate, inhibit, intensify, weaken, select, concentrate and organize the latter into their own likeness. They create out of the formless void of impulses a world made in their own image. Man is a creature of habit, not of reason nor yet of instinct. Recognition of the correct psychology locates the problem but does not guarantee its solution. Indeed, at first sight it seems to indicate that every attempt to solve the problem and secure fundamental reorganizations is caught in a vicious circle. For the direction of native activity depends upon acquired habits, and yet acquired habits can be modified only by redirection of impulses. Existing institutions impose their stamp, their superscription, upon impulse and instinct. They embody the modifications the latter have undergone. How then can we get leverage for changing institutions? How shall impulse exercise that re-adjusting office which has been claimed for it? Shall we not have to depend in the future as in the past upon upheaval and accident to dislocate customs so as to release impulses to serve as points of departure for new habits? The existing psychology of the industrial worker for example is slack, irresponsible, combining a maximum of mechanical routine with a maximum of explosive, unregulated impulsiveness. These things have been bred by the existing economic system. But they exist, and are formidable obstacles to social change. We cannot breed in men the desire to get something for as nearly nothing as possible and in the end not pay the price. We satisfy ourselves cheaply by preaching the charm of productivity and by blaming the inherent selfishness of human nature, and urging some great moral and religious revival. The evils point in reality to the necessity of a change in economic institutions, but meantime they offer serious obstacles to the change. At the same time, the existing economic system has enlisted in behalf of its own perpetuity the managerial and the technological abilities which must serve the cause of the laborer if he is to be emancipated. In the face of these difficulties other persons seek an equally cheap satisfaction in the thought of universal civil war and revolution. Is there any way out of the vicious circle? In the first place, there are possibilities resident in the education of the young which have never yet been taken advantage of. The idea of universal education is as yet hardly a century old, and it is still much more of an idea than a fact, when we take into account the early age at which it terminates for the mass. Also, thus far schooling has been largely utilized as a convenient tool of the existing nationalistic and economic regimes. Hence it is easy to point out defects and perversions in every existing school system. It is easy for a critic to ridicule the religious devotion to education which has characterized for example the American republic. It is easy to represent it as zeal without knowledge, fanatical faith apart from understanding. And yet the cold fact of the situation is that the chief means of continuous, graded, economical improvement and social rectification lies in utilizing the opportunities of educating the young to modify prevailing types of thought and desire. The young are not as yet as subject to the full impact of established customs. Their life of impulsive activity is vivid, flexible, experimenting, curious. Adults have their habits formed, fixed, at least comparatively. They are the subjects, not to say victims, of an environment which they can directly change only by a maximum of effort and disturbance. They may not be able to perceive clearly the needed changes, or be willing to pay the price of effecting them. Yet they wish a different life for the generation to come. In order to realize that wish they may create a special environment whose main function is education. In order that education of the young be efficacious in inducing an improved society, it is not necessary for adults to have a formulated definite ideal of some better state. An educational enterprise conducted in this spirit would probably end merely in substituting one rigidity for another. What is necessary is that habits be formed which are more intelligent, more sensitively percipient, more informed with foresight, more aware of what they are about, more direct and sincere, more flexibly responsive than those now current. Then they will meet their own problems and propose their own improvements. Educative development of the young is not the only way in which the life of impulse may be employed to effect social ameliorations, though it is the least expensive and most orderly. No adult environment is all of one piece. The more complex a culture is, the more certain it is to include habits formed on differing, even conflicting patterns. Each custom may be rigid, unintelligent in itself, and yet this rigidity may cause it to wear upon others. The resulting attrition may release impulse for new adventures. The present time is conspicuously a time of such internal frictions and liberations. Social life seems chaotic, unorganized, rather than too fixedly regimented. Political and legal institutions are now inconsistent with the habits that dominate friendly intercourse, science and art. Different institutions foster antagonistic impulses and form contrary dispositions. If we had to wait upon exhortations and unembodied "ideals" to effect social alterations, we should indeed wait long. But the conflict of patterns involved in institutions which are inharmonious with one another is already producing great changes. The significant point is not whether modifications shall continue to occur, but whether they shall be characterized chiefly by uneasiness, discontent and blind antagonistic struggles, or whether intelligent direction may modulate the harshness of conflict, and turn the elements of disintegration into a constructive synthesis. At all events, the social situation in "advanced" countries is such as to impart an air of absurdity to our insistence upon the rigidity of customs. There are plenty of persons to tell us that the real trouble lies in lack of fixity of habit and principle; in departure from immutable standards and structures constituted once for all. We are told that we are suffering from an excess of instinct, and from laxity of habit due to surrender to impulse as a law of life. The remedy is said to be to return from contemporary fluidity to the stable and spacious patterns of a classic antiquity that observed law and proportion: for somehow antiquity is always classic. When instability, uncertainty, erratic change are diffused throughout the situation, why dwell upon the evils of fixed habit and the need of release of impulse as an initiator of reorganizations? Why not rather condemn impulse and exalt habits of reverencing order and fixed truth? The question is natural, but the remedy suggested is futile. It is not easy to exaggerate the extent to which we now pass from one kind of nurture to another as we go from business to church, from science to the newspaper, from business to art, from companionship to politics, from home to school. An individual is now subjected to many conflicting schemes of education. Hence habits are divided against one another, personality is disrupted, the scheme of conduct is confused and disintegrated. But the remedy lies in the development of a new morale which can be attained only as released impulses are intelligently employed to form harmonious habits adapted to one another in a new situation. A laxity due to decadence of old habits cannot be corrected by exhortations to restore old habits in their former rigidity. Even though it were abstractly desirable it is impossible. And it is not desirable because the inflexibility of old habits is precisely the chief cause of their decay and disintegration. Plaintive lamentations at the prevalence of change and abstract appeals for restoration of senile authority are signs of personal feebleness, of inability to cope with change. It is a "defense reaction." V We may sum up the discussion in a few generalized statements. In the first place, it is unscientific to try to restrict original activities to a definite number of sharply demarcated classes of instincts. And the practical result of this attempt is injurious. To classify is, indeed, as useful as it is natural. The indefinite multitude of particular and changing events is met by the mind with acts of defining, inventorying and listing, reducing to common heads and tying up in bunches. But these acts like other intelligent acts are performed for a purpose, and the accomplishment of purpose is their only justification. Speaking generally, the purpose is to facilitate our dealings with unique individuals and changing events. When we assume that our clefts and bunches represent fixed separations and collections _in rerum natura_, we obstruct rather than aid our transactions with things. We are guilty of a presumption which nature promptly punishes. We are rendered incompetent to deal effectively with the delicacies and novelties of nature and life. Our thought is hard where facts are mobile; bunched and chunky where events are fluid, dissolving. The tendency to forget the office of distinctions and classifications, and to take them as marking things in themselves, is the current fallacy of scientific specialism. It is one of the conspicuous traits of highbrowism, the essence of false abstractionism. This attitude which once flourished in physical science now governs theorizing about human nature. Man has been resolved into a definite collection of primary instincts which may be numbered, catalogued and exhaustively described one by one. Theorists differ only or chiefly as to their number and ranking. Some say one, self-love; some two, egoism and altruism; some three, greed, fear and glory; while today writers of a more empirical turn run the number up to fifty and sixty. But in fact there are as many specific reactions to differing stimulating conditions as there is time for, and our lists are only classifications for a purpose. One of the great evils of this artificial simplification is its influence upon social science. Complicated provinces of life have been assigned to the jurisdiction of some special instinct or group of instincts, which has reigned despotically with the usual consequences of despotism. Politics has replaced religion as the set of phenomena based upon fear; or after having been the fruit of a special Aristotelian political faculty, has become the necessary condition of restraining man's self-seeking impulse. All sociological facts are disposed of in a few fat volumes as products of imitation and invention, or of cooperation and conflict. Ethics rest upon sympathy, pity, benevolence. Economics is the science of phenomena due to one love and one aversion--gain and labor. It is surprising that men can engage in these enterprises without being reminded of their exact similarity to natural science before scientific method was discovered in the seventeenth century. Just now another simplification is current. All instincts go back to the sexual, so that _cherchez la femme_ (under multitudinous symbolic disguises) is the last word of science with respect to the analysis of conduct. Some sophisticated simplifications which once had great influence are now chiefly matters of historic moment. Even so they are instructive. They show how social conditions put a heavy load on certain tendencies, so that in the end an acquired disposition is treated as if it were an original, and almost the only original activity. Consider, for example, the burden of causal power placed by Hobbes upon the reaction of fear. To a man living with reasonable security and comfort today, Hobbes' pervasive consciousness of fear seems like the idiosyncrasy of an abnormally timid temperament. But a survey of the conditions of his own time, of the disorders which bred general distrust and antagonism, which led to brutal swashbuckling and disintegrating intrigue, puts the matter on a different footing. The social situation conduced to fearfulness. As an account of the psychology of the natural man his theory is unsound. As a report of contemporary social conditions there is much to be said for it. Something of the same sort may be said regarding the emphasis of eighteenth century moralists upon benevolence as the inclusive moral spring to action, an emphasis represented in the nineteenth century by Comte's exaltation of altruism. The load was excessive. But it testifies to the growth of a new philanthropic spirit. With the breaking down of feudal barriers and a consequent mingling of persons previously divided, a sense of responsibility for the happiness of others, for the mitigation of misery, grew up. Conditions were not ripe for its translation into political action. Hence the importance attached to the private disposition of voluntary benevolence. If we venture into more ancient history, Plato's threefold division of the human soul into a rational element, a spirited active one, and an appetitive one, aiming at increase or gain, is immensely illuminating. As is well known, Plato said that society is the human soul writ large. In society he found three classes: the philosophic and scientific, the soldier-citizenry, and the traders and artisans. Hence the generalization as to the three dominating forces in human nature. Read the other way around, we perceive that trade in his days appealed especially to concupiscence, citizenship to a generous _élan_ of self-forgetting loyalty, and scientific study to a disinterested love of wisdom that seemed to be monopolized by a small isolated group. The distinctions were not in truth projected from the breast of the natural individual into society, but they were cultivated in classes of individuals by force of social custom and expectation. Now the prestige that once attached to the "instinct" of self-love has not wholly vanished. The case is still worth examination. In its "scientific" form, start was taken from an alleged instinct of self-preservation, characteristic of man as well as of other animals. From this seemingly innocuous assumption, a mythological psychology burgeoned. Animals, including man, certainly perform many acts whose consequence is to protect and preserve life. If their acts did not upon the whole have this tendency, neither the individual or the species would long endure. The acts that spring from life also in the main conserve life. Such is the undoubted fact. What does the statement amount to? Simply the truism that life is life, that life is a continuing activity as long as it is life at all. But the self-love school converted the fact that life tends to maintain life into a separate and special force which somehow lies back of life and accounts for its various acts. An animal exhibits in its life-activity a multitude of acts of breathing, digesting, secreting, excreting, attack, defense, search for food, etc., a multitude of specific responses to specific stimulations of the environment. But mythology comes in and attributes them all to a nisus for self-preservation. Thence it is but a step to the idea that all conscious acts are prompted by self-love. This premiss is then elaborated in ingenious schemes, often amusing when animated by a cynical knowledge of the "world," tedious when of a would-be logical nature, to prove that every act of man including his apparent generosities is a variation played on the theme of self-interest. The fallacy is obvious. Because an animal cannot live except as it is alive, except that is as its acts have the result of sustaining life, it is concluded that all its acts are instigated by an impulse to self-preservation. Since all acts affect the well-being of their agent in one way or another, and since when a person becomes reflective he prefers consequences in the way of weal to those of woe, therefore all his acts are due to self-love. In actual substance, one statement says that life is life; and the other says that a self is a self. One says that special acts are acts of a living creature and the other that they are acts of a self. In the biological statement the concrete diversity between the acts of say a clam and of a dog are covered up by pointing out that the acts of each tend to self-preservation, ignoring the somewhat important fact that in one case it is the life of a clam and in the other the life of a dog which is continued. In morals, the concrete differences between a Jesus, a Peter, a John and a Judas are covered up by the wise remark that after all they are all selves and all act as selves. In every case, a result or "end" is treated as an actuating cause. The fallacy consists in transforming the (truistic) fact of acting _as_ a self into the fiction of acting always _for_ self. Every act, truistically again, tends to a certain fulfilment or satisfaction of some habit which is an undoubted element in the structure of character. Each satisfaction is qualitatively what it is because of the disposition fulfilled in the object attained, treachery or loyalty, mercy or cruelty. But theory comes in and blankets the tremendous diversity in the quality of the satisfactions which are experienced by pointing out that they are all satisfactions. The harm done is then completed by transforming this artificial unity of result into an original love of satisfaction as the force that generates all acts alike. Because a Nero and a Peabody both get satisfaction in acting as they do it is inferred that the satisfaction of each is the same in quality, and that both were actuated by love of the same objective. In reality the more we concretely dwell upon the common fact of fulfilment, the more we realize the difference in the kinds of selves fulfilled. In pointing out that both the north and the south poles are poles we do not abolish the difference of north from south; we accentuate it. The explanation of the fallacy is however too easy to be convincing. There must have been some material, empirical reason why intelligent men were so easily entrapped by a fairly obvious fallacy. That material error was a belief in the fixity and simplicity of the self, a belief which had been fostered by a school far removed from the one in question, the theologians with their dogma of the unity and ready-made completeness of the soul. We arrive at true conceptions of motivation and interest only by the recognition that selfhood (except as it has encased itself in a shell of routine) is in process of making, and that any self is capable of including within itself a number of inconsistent selves, of unharmonized dispositions. Even a Nero may be capable upon occasion of acts of kindness. It is even conceivable that under certain circumstances he may be appalled by the consequences of cruelty, and turn to the fostering of kindlier impulses. A sympathetic person is not immune to harsh arrogances, and he may find himself involved in so much trouble as a consequence of a kindly act, that he allows his generous impulses to shrivel and henceforth governs his conduct by the dictates of the strictest worldly prudence. Inconsistencies and shiftings in character are the commonest things in experience. Only the hold of a traditional conception of the singleness and simplicity of soul and self blinds us to perceiving what they mean: the relative fluidity and diversity of the constituents of selfhood. There is no one ready-made self behind activities. There are complex, unstable, opposing attitudes, habits, impulses which gradually come to terms with one another, and assume a certain consistency of configuration, even though only by means of a distribution of inconsistencies which keeps them in water-tight compartments, giving them separate turns or tricks in action. Many good words get spoiled when the word self is prefixed to them: Words like pity, confidence, sacrifice, control, love. The reason is not far to seek. The word self infects them with a fixed introversion and isolation. It implies that the act of love or trust or control is turned back upon a self which already is in full existence and in whose behalf the act operates. Pity fulfils and creates a self when it is directed outward, opening the mind to new contacts and receptions. Pity for self withdraws the mind back into itself, rendering its subject unable to learn from the buffetings of fortune. Sacrifice may enlarge a self by bringing about surrender of acquired possessions to requirements of new growth. Self-sacrifice means a self-maiming which asks for compensatory pay in some later possession or indulgence. Confidence as an outgoing act is directness and courage in meeting the facts of life, trusting them to bring instruction and support to a developing self. Confidence which terminates in the self means a smug complacency that renders a person obtuse to instruction by events. Control means a command of resources that enlarges the self; self-control denotes a self which is contracting, concentrating itself upon its own achievements, hugging them tight, and thereby estopping the growth that comes when the self is generously released; a self-conscious moral athleticism that ends in a disproportionate enlargement of some organ. What makes the difference in each of these cases is the difference between a self taken as something already made and a self still making through action. In the former case, action has to contribute profit or security or consolation _to_ a self. In the latter, impulsive action becomes an adventure in discovery of a self which is possible but as yet unrealized, an experiment in creating a self which shall be more inclusive than the one which exists. The idea that only those impulses have moral validity which aim at the welfare of others, or are altruistic, is almost as one-sided a doctrine as the dogma of self-love. Yet altruism has one marked superiority; it at least suggests a generosity of outgoing action, a liberation of power as against the close, pent in, protected atmosphere of a ready-made ego. The reduction of all impulses to forms of self-love is worth investigation because it gives an opportunity to say something about self as an ongoing process. The doctrine itself is faded, its advocates are belated. The notion is too tame to appeal to a generation that has experienced romanticism and has been intoxicated by imbibing from the streams of power released by the industrial revolution. The fashionable unification of today goes by the name of the will to power. In the beginning, this is hardly more than a name for a quality of all activity. Every fulfilled activity terminates in added control of conditions, in an art of administering objects. Execution, satisfaction, realization, fulfilment are all names for the fact that an activity implies an accomplishment which is possible only by subduing circumstance to serve as an accomplice of achievement. Each impulse or habit is thus a will to its _own_ power. To say this is to clothe a truism in a figure. It says that anger or fear or love or hate is successful when it effects some change outside the organism which measures its force and registers its efficiency. The achieved outcome marks the difference between action and a cooped-up sentiment which is expended upon itself. The eye hungers for light, the ear for sound, the hand for surfaces, the arm for things to reach, throw and lift, the leg for distance, anger for an enemy to destroy, curiosity for something to shiver and cower before, love for a mate. Each impulse is a demand for an object which will enable it to function. Denied an object in reality it tends to create one in fancy, as pathology shows. So far we have no generalized will to power, but only the inherent pressure of every activity for an adequate manifestation. It is not so much a demand for power as search for an opportunity to use a power already existing. If opportunities corresponded to the need, a desire _for_ power would hardly arise: power would be used and satisfaction would accrue. But impulse is balked. If conditions are right for an educative growth, the snubbed impulse will be "sublimated." That is, it will become a contributory factor in some more inclusive and complex activity, in which it is reduced to a subordinate yet effectual place. Sometimes however frustration dams activity up, and intensifies it. A longing for satisfaction at any cost is engendered. And when social conditions are such that the path of least resistance lies through subjugation of the energies of others, the will to power bursts into flower. This explains why we attribute a will to power to others but not to ourselves, except in the complimentary sense that being strong we naturally wish to exercise our strength. Otherwise for ourselves we only want what we want when we want it, not being overscrupulous about the means we take to get it. This psychology is naive but it is truer to facts than the supposition that there exists by itself as a separate and original thing a will to power. For it indicates that the real fact is some existing power which demands outlet, and which becomes self-conscious only when it is too weak to overcome obstacles. Conventionally the will to power is imputed only to a comparatively small number of ambitious and ruthless men. They are probably upon the whole quite unconscious of any such will, being mastered by specific intense impulses that find their realization most readily by bending others to serve as tools of their aims. Self-conscious will to power is found mainly in those who have a so-called inferiority complex, and who would compensate for a sense of personal disadvantage (acquired early in childhood) by making a striking impression upon others, in the reflex of which they feel their strength appreciated. The literateur who has to take his action out in imagination is much more likely to evince a will to power than a Napoleon who sees definite objects with extraordinary clearness and who makes directly for them. Explosive irritations, naggings, the obstinacy of weak persons, dreams of grandeur, the violence of those usually submissive are the ordinary marks of a will to power. Discussion of the false simplification involved in this doctrine suggests another unduly fixed and limited classification. Critics of the existing economic regime have divided instincts into the creative and the acquisitive, and have condemned the present order because it embodies the latter at the expense of the former. The division is convenient, yet mistaken. Convenient because it sums up certain facts of the present system, mistaken because it takes social products for psychological originals. Speaking roughly we may say that native activity is both creative and acquisitive, creative as a process, acquisitive in that it terminates as a rule in some tangible product which brings the process to consciousness of itself. Activity is creative in so far as it moves to its own enrichment as activity, that is, bringing along with itself a release of further activities. Scientific inquiry, artistic production, social companionship possess this trait to a marked degree; some amount of it is a normal accompaniment of all successfully coordinated action. While from the standpoint of what precedes it is a fulfilment, it is a liberative expansion with respect to what comes after. There is here no antagonism between creative expression and the production of results which endure and which give a sense of accomplishment. Architecture at its best, for example, would probably appear to most persons to be _more_ creative, not less, than dancing at its best. There is nothing in industrial production which of necessity excludes creative activity. The fact that it terminates in tangible utilities no more lowers its status than the uses of a bridge exclude creative art from a share in its design and construction. What requires explanation is why process is so definitely subservient to product in so much of modern industry:--that is, why later use rather than present achieving is the emphatic thing. The answer seems to be twofold. An increasingly large portion of economic work is done with machines. As a rule, these machines are not under the personal control of those who operate them. The machines are operated for ends which the worker has no share in forming and in which as such, or apart from his wage, he has no interest. He neither understands the machines nor cares for their purpose. He is engaged in an activity in which means are cut off from ends, instruments from what they achieve. Highly mechanized activity tends as Emerson said to turn men into spiders and needles. But if men understand what they are about, if they see the whole process of which their special work is a necessary part, and if they have concern, care, for the whole, then the mechanizing effect is counteracted. But when a man is only the tender of a machine, he can have no insight and no affection; creative activity is out of the question. What remains to the workman is however not so much acquisitive desires as love of security and a wish for a good time. An excessive premium on security springs from the precarious conditions of the workman; desire for a good time, so far as it needs any explanation, from demand for relief from drudgery, due to the absence of culturing factors in the work done. Instead of acquisition being a primary end, the net effect of the process is rather to destroy sober care for materials and products; to induce careless wastefulness, so far as that can be indulged in without lessening the weekly wage. From the standpoint of orthodox economic theory, the most surprising thing about modern industry is the small number of persons who have any effective interest in acquisition of wealth. This disregard for acquisition makes it easier for a few who do want to have things their own way, and who monopolize what is amassed. If an acquisitive impulse were only more evenly developed, more of a real fact, than it is, it is quite possible that things would be better than they are. Even with respect to men who succeed in accumulating wealth it is a mistake to suppose that acquisitiveness plays with most of them a large rôle, beyond getting control of the tools of the game. Acquisition is necessary as an outcome, but it arises not from love of accumulation but from the fact that without a large stock of possessions one cannot engage effectively in modern business. It is an incident of love of power, of desire to impress fellows, to obtain prestige, to secure influence, to manifest ability, to "succeed" in short under the conditions of the given regime. And if we are to shove a mythological psychology of instincts behind modern economics, we should do better to invent instincts for security, a good time, power and success than to rely upon an acquisitive instinct. We should have also to give much weight to a peculiar sporting instinct. Not acquiring dollars, but chasing them, hunting them is the important thing. Acquisition has its part in the big game, for even the most devoted sportsman prefers, other things being equal, to bring home the fox's brush. A tangible result is the mark to one's self and to others of success in sport. Instead of dividing sharply an acquisitive impulse manifested in business and a creative instinct displayed in science, art and social fellowship, we should rather first inquire why it is that so much of creative activity is in our day diverted into business, and then ask why it is that opportunity for exercise of the creative capacity in business is now restricted to such a small class, those who have to do with banking, finding a market, and manipulating investments; and finally ask why creative activity is perverted into an over-specialized and frequently inhumane operation. For after all it is not the bare fact of creation but its quality which counts. That captains of industry are creative artists of a sort, and that industry absorbs an undue share of the creative activity of the present time cannot be denied. To impute to the leaders of industry and commerce simply an acquisitive motive is not merely to lack insight into their conduct, but it is to lose the clew to bettering conditions. For a more proportionate distribution of creative power between business and other occupations, and a more humane, wider use of it in business depend upon grasping aright the forces actually at work. Industrial leaders combine interest in making far-reaching plans, large syntheses of conditions based upon study, mastery of refined and complex technical skill, control over natural forces and events, with love of adventure, excitement and mastery of fellow-men. When these interests are reinforced with actual command of all the means of luxury, of display and procuring admiration from the less fortunate, it is not surprising that creative force is drafted largely into business channels, and that competition for an opportunity to display power becomes brutal. The strategic question, as was said, is to understand how and why political, legal, scientific and educational conditions of society for the last centuries have stimulated and nourished such a one-sided development of creative activities. To approach the problem from this point of view is much more hopeful, though infinitely more complex intellectually, than the approach which sets out with a fixed dualism between acquisitive and creative impulses. The latter assumes a complete split of higher and lower in the original constitution of man. Were this the case, there would be no organic remedy. The sole appeal would be to sentimental exhortation to men to wean themselves from devotion to the things which are beloved by their lower and material nature. And if the appeal were moderately successful the social result would be a fixed class division. There would remain a lower class, superciliously looked down upon by the higher, consisting of those in whom the acquisitive instinct remains stronger and who do the necessary work of life, while the higher "creative" class devotes itself to social intercourse, science and art. Since the underlying psychology is wrong, the problem and its solution assumes in fact a radically different form. There are an indefinite number of original or instinctive activities, which are organized into interests and dispositions according to the situations to which they respond. To increase the creative phase and the humane quality of these activities is an affair of modifying the social conditions which stimulate, select, intensify, weaken and coordinate native activities. The first step in dealing with it is to increase our detailed scientific knowledge. We need to know exactly the selective and directive force of each social situation; exactly how each tendency is promoted and retarded. Command of the physical environment on a large and deliberate scale did not begin until belief in gross forces and entities was abandoned. Control of physical energies is due to inquiry which establishes specific correlations between minute elements. It will not be otherwise with social control and adjustment. Having the knowledge we may set hopefully at work upon a course of social invention and experimental engineering. A study of the educative effect, the influence upon habit, of each definite form of human intercourse, is prerequisite to effective reform. VI In spite of what has been said, it will be asserted that there are definite, independent, original instincts which manifest themselves in specific acts in a one-to-one correspondence. Fear, it will be said, is a reality, and so is anger, and rivalry, and love of mastery of others, and self-abasement, maternal love, sexual desire, gregariousness and envy, and each has its own appropriate deed as a result. Of course they are realities. So are suction, rusting of metals, thunder and lightning and lighter-than-air flying machines. But science and invention did not get on as long as men indulged in the notion of special forces to account for such phenomena. Men tried that road, and it only led them into learned ignorance. They spoke of nature's abhorrence of a vacuum; of a force of combustion; of intrinsic nisus toward this and that; of heaviness and levity as forces. It turned out that these "forces" were only the phenomena over again, translated from a specific and concrete form (in which they were at least actual) into a generalized form in which they were verbal. They converted a problem into a solution which afforded a simulated satisfaction. Advance in insight and control came only when the mind turned squarely around. After it had dawned upon inquirers that their alleged causal forces were only names which condensed into a duplicate form a variety of complex occurrences, they set about breaking up phenomena into minute detail and searching for correlations, that is, for elements in other gross phenomena which also varied. Correspondence of variations of elements took the place of large and imposing forces. The psychology of behavior is only beginning to undergo similar treatment. It is probable that the vogue of sensation-psychology was due to the fact that it seemed to promise a similar detailed treatment of personal phenomena. But as yet we tend to regard sex, hunger, fear, and even much more complex active interests as if they were lump forces, like the combustion or gravity of old-fashioned physical science. It is not hard to see how the notion of a single and separate tendency grew up in the case of simpler acts like hunger and sex. The paths of motor outlet or discharge are comparatively few and are fairly well defined. Specific bodily organs are conspicuously involved. Hence there is suggested the notion of a correspondingly separate psychic force or impulse. There are two fallacies in this assumption. The first consists in ignoring the fact that no activity (even one that is limited by routine habit) is confined to the channel which is most flagrantly involved in its execution. The whole organism is concerned in every act to some extent and in some fashion, internal organs as well as muscular, those of circulation, secretion, etc. Since the total state of the organism is never exactly twice alike, in so far the phenomena of hunger and sex are never twice the same in fact. The difference may be negligible for some purposes, and yet give the key for the purposes of a psychological analysis which shall terminate in a correct judgment of value. Even physiologically the context of organic changes accompanying an act of hunger or sex makes the difference between a normal and a morbid phenomenon. In the second place, the environment in which the act takes place is never twice alike. Even when the overt organic discharge is substantially the same, the acts impinge upon a different environment and thus have different consequences. It is impossible to regard these differences of objective result as indifferent to the quality of the acts. They are immediately sensed if not clearly perceived; and they are the only _components of the meaning_ of the act. When feelings, dwelling antecedently in the soul, were supposed to be the causes of acts, it was natural to suppose that each psychic element had its own inherent quality which might be directly read off by introspection. But when we surrender this notion, it becomes evident that the only way of telling what an organic act is like is by the sensed or perceptible changes which it occasions. Some of these will be intra-organic, and (as just indicated) they will vary with every act. Others will be external to the organism, and these consequences are more important than the intra-organic ones for determining the quality of the act. For they are consequences in which others are concerned and which evoke reactions of favor and disfavor as well as cooperative and resisting activities of a more indirect sort. Most so-called self-deception is due to employing immediate organic states as criteria of the value of an act. To say that it feels good or yields direct satisfaction is to say that it gives rise to a comfortable internal state. The judgment based upon this experience may be entirely different from the judgment passed by others upon the basis of its objective or social consequences. As a matter of even the most rudimentary precaution, therefore, every person learns to recognize to some extent the quality of an act on the basis of its consequences in the acts of others. But even without this judgment, the exterior changes produced by an act are immediately sensed, and being associated with the act become a part of its quality. Even a young child sees the smash of things occasionally by his anger, and the smash may compete with his satisfied feeling of discharged energy as an index of value. A child gives way to what, grossly speaking, we call anger. Its felt or appreciated quality depends in the first place upon the condition of his organism at the time, and this is never twice alike. In the second place, the act is at once modified by the environment upon which it impinges so that different consequences are immediately reflected back to the doer. In one case, anger is directed say at older and stronger playmates who immediately avenge themselves upon the offender, perhaps cruelly. In another case, it takes effect upon weaker and impotent children, and the reflected appreciated consequence is one of achievement, victory, power and a knowledge of the means of having one's own way. The notion that anger still remains a single force is a lazy mythology. Even in the cases of hunger and sex, where the channels of action are fairly demarcated by antecedent conditions (or "nature"), the actual content and feel of hunger and sex, are indefinitely varied according to their social contexts. Only when a man is starving, is hunger an unqualified natural impulse; as it approaches this limit, it tends to lose, moreover, its psychological distinctiveness and to become a raven of the entire organism. The treatment of sex by psycho-analysts is most instructive, for it flagrantly exhibits both the consequences of artificial simplification and the transformation of social results into psychic causes. Writers, usually male, hold forth on the psychology of woman, as if they were dealing with a Platonic universal entity, although they habitually treat men as individuals, varying with structure and environment. They treat phenomena which are peculiarly symptoms of the civilization of the West at the present time as if they were the necessary effects of fixed native impulses of human nature. Romantic love as it exists today, with all the varying perturbations it occasions, is as definitely a sign of specific historic conditions as are big battle ships with turbines, internal-combustion engines, and electrically driven machines. It would be as sensible to treat the latter as effects of a single psychic cause as to attribute the phenomena of disturbance and conflict which accompany present sexual relations as manifestations of an original single psychic force or _Libido_. Upon this point at least a Marxian simplification is nearer the truth than that of Jung. Again it is customary to suppose that there is a single instinct of fear, or at most a few well-defined sub-species of it. In reality, when one is afraid the whole being reacts, and this entire responding organism is never twice the same. In fact, also, every reaction takes place in a different environment, and its meaning is never twice alike, since the difference in environment makes a difference in consequences. It is only mythology which sets up a single, identical psychic force which "causes" all the reactions of fear, a force beginning and ending in itself. It is true enough that in all cases we are able to identify certain more or less separable characteristic acts--muscular contractions, withdrawals, evasions, concealments. But in the latter words we have already brought in an environment. Such terms as withdrawal and concealment have no meaning except as attitudes toward objects. There is no such thing as an environment in general; there are specific changing objects and events. Hence the kind of evasion or running away or shrinking up which takes place is directly correlated with specific surrounding conditions. There is no one fear having diverse manifestations; there are as many qualitatively different fears as there are objects responded to and different consequences sensed and observed. Fear of the dark is different from fear of publicity, fear of the dentist from fear of ghosts, fear of conspicuous success from fear of humiliation, fear of a bat from fear of a bear. Cowardice, embarrassment, caution and reverence may all be regarded as forms of fear. They all have certain physical organic acts in common--those of organic shrinkage, gestures of hesitation and retreat. But each is qualitatively unique. Each is what it is in virtue of its total interactions or correlations with other acts and with the environing medium, with consequences. High explosives and the aeroplane have brought into being something new in conduct. There is no error in calling it fear. But there is error, even from a limited clinical standpoint, in permitting the classifying name to blot from view the difference between fear of bombs dropped from the sky and the fears which previously existed. The new fear is just as much and just as little original and native as a child's fear of a stranger. For any activity is original when it first occurs. As conditions are continually changing, new and _primitive_ activities are continually occurring. The traditional psychology of instincts obscures recognition of this fact. It sets up a hard-and-fast preordained class under which specific acts are subsumed, so that their own quality and originality are lost from view. This is why the novelist and dramatist are so much more illuminating as well as more interesting commentators on conduct than the schematizing psychologist. The artist makes perceptible individual responses and thus displays a new phase of human nature evoked in new situations. In putting the case visibly and dramatically he reveals vital actualities. The scientific systematizer treats each act as merely another sample of some old principle, or as a mechanical combination of elements drawn from a ready-made inventory. When we recognize the diversity of native activities and the varied ways in which they are modified through interactions with one another in response to different conditions, we are able to understand moral phenomena otherwise baffling. In the career of any impulse activity there are speaking generally three possibilities. It may find a surging, explosive discharge--blind, unintelligent. It may be sublimated--that is, become a factor coordinated intelligently with others in a continuing course of action. Thus a gust of anger may, because of its dynamic incorporation into disposition, be converted into an abiding conviction of social injustice to be remedied, and furnish the dynamic to carry the conviction into execution. Or an excitation of sexual attraction may reappear in art or in tranquil domestic attachments and services. Such an outcome represents the normal or desirable functioning of impulse; in which, to use our previous language, the impulse operates as a pivot, or reorganization of habit. Or again a released impulsive activity may be neither immediately expressed in isolated spasmodic action, nor indirectly employed in an enduring interest. It may be "suppressed." Suppression is not annihilation. "Psychic" energy is no more capable of being abolished than the forms we recognize as physical. If it is neither exploded nor converted, it is turned inwards, to lead a surreptitious, subterranean life. An isolated or spasmodic manifestation is a sign of immaturity, crudity, savagery; a suppressed activity is the cause of all kinds of intellectual and moral pathology. One form of the resulting pathology constitutes "reaction" in the sense in which the historian speaks of reactions. A conventionally familiar instance is Stuart license after Puritan restraint. A striking modern instance is the orgy of extravagance following upon the enforced economies and hardships of war, the moral let-down after its highstrung exalted idealisms, the deliberate carelessness after an attention too intense and too narrow. Outward manifestation of many normal activities had been suppressed. But activities were not suppressed. They were merely dammed up awaiting their chance. Now such "reactions" are simultaneous as well as successive. Resort to artificial stimulation, to alcoholic excess, sexual debauchery, opium and narcotics are examples. Impulses and interests that are not manifested in the regular course of serviceable activity or in recreation demand and secure a special manifestation. And it is interesting to note that there are two opposite forms. Some phenomena are characteristic of persons engaged in a routine monotonous life of toil attended with fatigue and hardship. And others are found in persons who are intellectual and executive, men whose activities are anything but monotonous, but are narrowed through over-specialization. Such men think too much, that is, too much along a _particular_ line. They carry too heavy responsibilities; that is, their offices of service are not adequately shared with others. They seek relief by escape into a more sociable and easy-going world. The imperative demand for companionship not satisfied in ordinary activity is met by convivial indulgence. The other class has recourse to excess because its members have in ordinary occupations next to no opportunity for imagination. They make a foray into a more highly colored world as a substitute for a normal exercise of invention, planning and judgment. Having no regular responsibilities, they seek to recover an illusion of potency and of social recognition by an artificial exaltation of their submerged and humiliated selves. Hence the love of pleasure against which moralists issue so many warnings. Not that love of pleasures is in itself in any way demoralizing. Love of the pleasures of cheerfulness, of companionship is one of the steadying influences in conduct. But pleasure has often become identified with special thrills, excitations, ticklings of sense, stirrings of appetite for the express purpose of enjoying the immediate stimulation irrespective of results. Such pleasures are signs of dissipation, dissoluteness, in the literal sense. An activity which is deprived of regular stimulation and normal function is piqued into isolated activity, and the result is division, disassociation. A life of routine and of over-specialization in non-routine lines seek occasions in which to arouse by abnormal means a _feeling_ of satisfaction without any accompanying objective fulfilment. Hence, as moralists have pointed out, the insatiable character of such appetites. Activities are not really satisfied, that is fulfilled in objects. They continue to seek for gratification in more intensified stimulations. Orgies of pleasure-seeking, varying from saturnalia to mild sprees, result. It does not follow however that the sole alternative is satisfaction by means of objectively serviceable action, that is by action which effects useful changes in the environment. There is an optimistic theory of nature according to which wherever there is natural law there is also natural harmony. Since man as well as the world is included in the scope of natural law, it is inferred that there is natural harmony between human activities and surroundings, a harmony which is disturbed only when man indulges in "artificial" departures from nature. According to this view, all man has to do is to keep his occupations in balance with the energies of the environment and he will be both happy and efficient. Rest, recuperation, relief can be found in a proper alternation of forms of useful work. Do the things which surroundings indicate need doing, and success, content, restoration of powers will take care of themselves. This benevolent view of nature falls in with a Puritanic devotion to work for its own sake and creates distrust of amusement, play and recreation. They are felt to be unnecessary, and worse, dangerous diversions from the path of useful action which is also the path of duty. Social conditions certainly impart to occupations as they are now carried on an undue element of fatigue, strain and drudgery. Consequently useful occupations which are so ordered socially as to engage thought, feed imagination and equalize the impact of stress would surely introduce a tranquillity and recreation which are now lacking. But there is good reason to think that even in the best conditions there is enough maladjustment between the necessities of the environment and the activities "natural" to man, so that constraint and fatigue would always accompany activity, and special forms of action be needed--forms that are significantly called re-creation. Hence the immense moral importance of play and of fine, or make-believe, art--of activity, that is, which is make-believe from the standpoint of the useful arts enforced by the demands of the environment. When moralists have not regarded play and art with a censorious eye, they often have thought themselves carrying matters to the pitch of generosity by conceding that they may be morally indifferent or innocent. But in truth they are moral necessities. They are required to take care of the margin that exists between the total stock of impulses that demand outlet and the amount expended in regular action. They keep the balance which work cannot indefinitely maintain. They are required to introduce variety, flexibility and sensitiveness into disposition. Yet upon the whole the humanizing capabilities of sport in its varied forms, drama, fiction, music, poetry, newspapers have been neglected. They have been left in a kind of a moral no-man's territory. They have accomplished part of their function but they have not done what they are capable of doing. In many cases they have operated merely as reactions like those artificial and isolated stimulations already mentioned. The suggestion that play and art have an indispensable moral function which should receive an attention now denied, calls out an immediate and vehement protest. We omit reference to that which proceeds from professional moralists to whom art, fun and sport are habitually under suspicion. For those interested in art, professional estheticians, will protest even more strenuously. They at once imagine that some kind of organized supervision if not censorship of play, drama and fiction is contemplated which will convert them into means of moral edification. If they do not think of Comstockian interference in the alleged interest of public morals, they at least think that what is intended is the elimination by persons of a Puritanic, unartistic temperament of everything not found sufficiently earnest and elevating, a fostering of art not for its own sake but as a means of doing good by something to somebody. There is a natural fear of injecting into art a spirit of earnest uplift, of surrendering art to the reformers. But something quite other than this is meant. Relief from continuous moral activity--in the conventional sense of moral--is itself a moral necessity. The service of art and play is to engage and release impulses in ways quite different from those in which they are occupied and employed in ordinary activities. Their function is to forestall and remedy the usual exaggerations and deficits of activity, even of "moral" activity and to prevent a stereotyping of attention. To say that society is altogether too careless about the moral worth of art is not to say that carelessness about useful occupations is not a necessity for art. On the contrary, whatever deprives play and art of their own careless rapture thereby deprives them of their moral function. Art then becomes poorer as art as a matter of course, but it also becomes in the same measure less effectual in its pertinent moral office. It tries to do what other things can do better, and it fails to do what nothing but itself can do for human nature, softening rigidities, relaxing strains, allaying bitterness, dispelling moroseness, and breaking down the narrowness consequent upon specialized tasks. Even if the matter be put in this negative way, the moral value of art cannot be depreciated. But there is a more positive function. Play and art add fresh and deeper meanings to the usual activities of life. In contrast with a Philistine relegation of the arts to a trivial by-play from serious concerns, it is truer to say that most of the significance now found in serious occupations originated in activities not immediately useful, and gradually found its way from them into objectively serviceable employments. For their spontaneity and liberation from external necessities permits to them an enhancement and vitality of meaning not possible in preoccupation with immediate needs. Later this meaning is transferred to useful activities and becomes a part of their ordinary working. In saying then that art and play have a moral office not adequately taken advantage of it is asserted that they are responsible to life, to the enriching and freeing of its meanings, not that they are responsible to a moral code, commandment or special task. To a coarse view--and professed moral refinement is often given to taking coarse views--there is something vulgar not only in recourse to abnormal artificial exigents and stimulations but also in interest in useless games and arts. Negatively the two things have features which are alike. They both spring from failure of regular occupations to engage the full scope of impulses and instincts in an elastically balanced way. They both evince a surplusage of imagination over fact; a demand in imaginative activity for an outlet which is denied in overt activity. They both aim at reducing the domination of the prosaic; both are protests against the lowering of meanings attendant upon ordinary vocations. As a consequence no rule can be laid down for discriminating by direct inspection between unwholesome stimulations and invaluable excursions into appreciative enhancements of life. Their difference lies in the way they work, the careers to which they commit us. Art releases energy and focuses and tranquilizes it. It releases energy in constructive forms. Castles in the air like art have their source in a turning of impulse away from useful production. Both are due to the failure in some part of man's constitution to secure fulfilment in ordinary ways. But in one case the conversion of direct energy into imagination is the starting point of an activity which _shapes_ material; fancy is fed upon a stuff of life which assumes under its influence a rejuvenated, composed and enhanced form. In the other case, fancy remains an end in itself. It becomes an indulging in fantasies which bring about withdrawal from all realities, while wishes impotent in action build a world which yields temporary excitement. Any imagination is a sign that impulse is impeded and is groping for utterance. Sometimes the outcome is a refreshed useful habit; sometimes it is an articulation in creative art; and sometimes it is a futile romancing which for some natures does what self-pity does for others. The amount of potential energy of reconstruction that is dissipated in unexpressed fantasy supplies us with a fair measure of the extent to which the current organization of occupation balks and twists impulse, and, by the same sign, with a measure of the function of art which is not yet utilized. The development of mental pathologies to the point where they need clinical attention has of late enforced a widespread consciousness of some of the evils of suppression of impulse. The studies of psychiatrists have made clear that impulses driven into pockets distil poison and produce festering sores. An organization of impulse into a working habit forms an interest. A surreptitious furtive organization which does not articulate in avowed expression forms a "complex." Current clinical psychology has undoubtedly overworked the influence of sexual impulse in this connection, refusing at the hands of some writers to recognize the operation of any other modes of disturbance. There are explanations of this onesidedness. The intensity of the sexual instinct and its organic ramifications produce many of the cases that are so noticeable as to demand the attention of physicians. And social taboos and the tradition of secrecy have put this impulse under greater strain than has been imposed upon others. If a society existed in which the existence of impulse toward food were socially disavowed until it was compelled to live an illicit, covert life, alienists would have plenty of cases of mental and moral disturbance to relate in connection with hunger. The significant thing is that the pathology arising from the sex instinct affords a striking case of a universal principle. Every impulse is, as far as it goes, force, urgency. It must either be used in some function, direct or sublimated, or be driven into a concealed, hidden activity. It has long been asserted on empirical grounds that expression and enslavement result in corruption and perversion. We have at last discovered the reason for this fact. The wholesome and saving force of intellectual freedom, open confrontation, publicity, now has the stamp of scientific sanction. The evil of checking impulses is not that they are checked. Without inhibition there is no instigation of imagination, no redirection into more discriminated and comprehensive activities. The evil resides in a refusal of direct attention which forces the impulse into disguise and concealment, until it enacts its own unavowed uneasy private life subject to no inspection and no control. A rebellious disposition is also a form of romanticism. At least rebels set out as romantics, or, in popular parlance, as idealists. There is no bitterness like that of conscious impotency, the sense of suffocatingly complete suppression. The world is hopeless to one without hope. The rage of total despair is a vain effort at blind destructiveness. Partial suppression induces in some natures a picture of complete freedom, while it arouses a destructive protest against existing institutions as enemies that stand in the way of freedom. Rebellion has at least one advantage over recourse to artificial stimulation and to subconscious nursings of festering sore spots. It engages in action and thereby comes in contact with realities. It contains the possibility of learning something. Yet learning by this method is immensely expensive. The costs are incalculable. As Napoleon said, every revolution moves in a vicious circle. It begins and ends in excess. To view institutions as enemies of freedom, and all conventions as slaveries, is to deny the only means by which positive freedom in action can be secured. A general liberation of impulses may set things going when they have been stagnant, but if the released forces are on their way to anything they do not know the way nor where they are going. Indeed, they are bound to be mutually contradictory and hence destructive--destructive not only of the habits they wish to destroy but of themselves, of their own efficacy. Convention and custom are necessary to carrying forward impulse to any happy conclusion. A romantic return to nature and a freedom sought within the individual without regard to the existing environment finds its terminus in chaos. Every belief to the contrary combines pessimism regarding the actual with an even more optimistic faith in some natural harmony or other--a faith which is a survival of some of the traditional metaphysics and theologies which professedly are to be swept away. Not convention but stupid and rigid convention is the foe. And, as we have noted, a convention can be reorganized and made mobile only by using some other custom for giving leverage to an impulse. Yet it is too easy to utter commonplaces about the superiority of constructive action to destructive. At all events the professed conservative and classicist of tradition seeks too cheap a victory over the rebel. For the rebel is not self-generated. In the beginning no one is a revolutionist simply for the fun of it, however it may be after the furor of destructive power gets under way. The rebel is the product of extreme fixation and unintelligent immobilities. Life is perpetuated only by renewal. If conditions do not permit renewal to take place continuously it will take place explosively. The cost of revolutions must be charged up to those who have taken for their aim arrest of custom instead of its readjustment. The only ones who have the right to criticize "radicals"--adopting for the moment that perversion of language which identifies the radical with the destructive rebel--are those who put as much effort into reconstruction as the rebels are putting into destruction. The primary accusation against the revolutionary must be directed against those who having power refuse to use it for ameliorations. They are the ones who accumulate the wrath that sweeps away customs and institutions in an undiscriminating avalanche. Too often the man who should be criticizing institutions expends his energy in criticizing those who would re-form them. What he really objects to is any disturbance of his own vested securities, comforts and privileged powers. VII We return to the original proposition. The position of impulse in conduct is intermediary. Morality is an endeavor to find for the manifestation of impulse in special situations an office of refreshment and renewal. The endeavor is not easy of accomplishment. It is easier to surrender the main and public channels of action and belief to the sluggishness of custom, and idealize tradition by emotional attachment to its ease, comforts and privileges instead of idealizing it in practice by making it more equably balanced with present needs. Again, impulses not used for the work of rejuvenation and vital recovery are sidetracked to find their own lawless barbarities or their own sentimental refinements. Or they are perverted to pathological careers--some of which have been mentioned. In the course of time custom becomes intolerable because of what it suppresses and some accident of war or inner catastrophe releases impulses for unrestrained expression. At such times we have philosophies which identify progress with motion, blind spontaneity with freedom, and which under the name of the sacredness of individuality or a return to the norms of nature make impulse a law unto itself. The oscillation between impulse arrested and frozen in rigid custom and impulse isolated and undirected is seen most conspicuously when epochs of conservatism and revolutionary ardor alternate. But the same phenomenon is repeated on a smaller scale in individuals. And in society the two tendencies and philosophies exist simultaneously; they waste in controversial strife the energy that is needed for specific criticism and specific reconstruction. The release of some portion of the stock of impulses is an opportunity, not an end. In its origin it is the product of chance; but it affords imagination and invention _their_ chance. The moral correlate of liberated impulse is not immediate activity, but reflection upon the way in which to use impulse to renew disposition and reorganize habit. Escape from the clutch of custom gives an opportunity to do old things in new ways, and thus to construct new ends and means. Breach in the crust of the cake of custom releases impulses; but it is the work of intelligence to find the ways of using them. There is an alternative between anchoring a boat in the harbor till it becomes a rotting hulk and letting it loose to be the sport of every contrary gust. To discover and define this alternative is the business of mind, of observant, remembering, contriving disposition. Habit as a vital art depends upon the animation of habit by impulse; only this inspiriting stands between habit and stagnation. But art, little as well as great, anonymous as well as that distinguished by titles of dignity, cannot be improvised. It is impossible without spontaneity, but it is not spontaneity. Impulse is needed to arouse thought, incite reflection and enliven belief. But only thought notes obstructions, invents tools, conceives aims, directs technique, and thus converts impulse into an art which lives in objects. Thought is born as the twin of impulse in every moment of impeded habit. But unless it is nurtured, it speedily dies, and habit and instinct continue their civil warfare. There is instinctive wisdom in the tendency of the young to ignore the limitations of the environment. Only thus can they discover their own power and learn the differences in different kinds of environing limitations. But this discovery when once made marks the birth of intelligence; and with its birth comes the responsibility of the mature to observe, to recall, to forecast. Every moral life has its radicalism; but this radical factor does not find its full expression in direct action but in the courage of intelligence to go deeper than either tradition or immediate impulse goes. To the study of intelligence in action we now turn our attention. PART THREE THE PLACE OF INTELLIGENCE IN CONDUCT I In discussing habit and impulse we have repeatedly met topics where reference to the work of thought was imperative. Explicit consideration of the place and office of intelligence in conduct can hardly begin otherwise than by gathering together these incidental references and reaffirming their significance. The stimulation of reflective imagination by impulse, its dependence upon established habits, and its effect in transforming habit and regulating impulse forms, accordingly, our first theme. Habits are conditions of intellectual efficiency. They operate in two ways upon intellect. Obviously, they restrict its reach, they fix its boundaries. They are blinders that confine the eyes of mind to the road ahead. They prevent thought from straying away from its imminent occupation to a landscape more varied and picturesque but irrelevant to practice. Outside the scope of habits, thought works gropingly, fumbling in confused uncertainty; and yet habit made complete in routine shuts in thought so effectually that it is no longer needed or possible. The routineer's road is a ditch out of which he cannot get, whose sides enclose him, directing his course so thoroughly that he no longer thinks of his path or his destination. All habit-forming involves the beginning of an intellectual specialization which if unchecked ends in thoughtless action. Significantly enough this fullblown result is called absentmindedness. Stimulus and response are mechanically linked together in an unbroken chain. Each successive act facilely evoked by its predecessor pushes us automatically into the next act of a predetermined series. Only a signal flag of distress recalls consciousness to the task of carrying on. Fortunately nature which beckons us to this path of least resistance also puts obstacles in the way of our complete acceptance of its invitation. Success in achieving a ruthless and dull efficiency of action is thwarted by untoward circumstance. The most skilful aptitude bumps at times into the unexpected, and so gets into trouble from which only observation and invention extricate it. Efficiency in following a beaten path has then to be converted into breaking a new road through strange lands. Nevertheless what in effect is love of ease has masqueraded morally as love of perfection. A goal of finished accomplishment has been set up which if it were attained would mean only mindless action. It has been called complete and free activity when in truth it is only a treadmill activity or marching in one place. The practical impossibility of reaching, in an all around way and all at once such a "perfection" has been recognized. But such a goal has nevertheless been conceived as the ideal, and progress has been defined as approximation to it. Under diverse intellectual skies the ideal has assumed diverse forms and colors. But all of them have involved the conception of a completed activity, a static perfection. Desire and need have been treated as signs of deficiency, and endeavor as proof not of power but of incompletion. In Aristotle this conception of an end which exhausts all realization and excludes all potentiality appears as a definition of the highest excellence. It of necessity excludes all want and struggle and all dependencies. It is neither practical nor social. Nothing is left but a self-revolving, self-sufficing thought engaged in contemplating its own sufficiency. Some forms of Oriental morals have united this logic with a profounder psychology, and have seen that the final terminus on this road is Nirvana, an obliteration of all thought and desire. In medieval science, the ideal reappeared as a definition of heavenly bliss accessible only to a redeemed immortal soul. Herbert Spencer is far enough away from Aristotle, medieval Christianity and Buddhism; but the idea re-emerges in his conception of a goal of evolution in which adaptation of organism to environment is complete and final. In popular thought, the conception lives in the vague thought of a remote state of attainment in which we shall be beyond "temptation," and in which virtue by its own inertia will persist as a triumphant consummation. Even Kant who begins with a complete scorn for happiness ends with an "ideal" of the eternal and undisturbed union of virtue and joy, though in his case nothing but a symbolic approximation is admitted to be feasible. The fallacy in these versions of the same idea is perhaps the most pervasive of all fallacies in philosophy. So common is it that one questions whether it might not be called _the_ philosophical fallacy. It consists in the supposition that whatever is found true under certain conditions may forthwith be asserted universally or without limits and conditions. Because a thirsty man gets satisfaction in drinking water, bliss consists in being drowned. Because the success of any particular struggle is measured by reaching a point of frictionless action, therefore there is such a thing as an all-inclusive end of effortless smooth activity endlessly maintained. It is forgotten that success is success _of_ a specific effort, and satisfaction the fulfilment _of_ a specific demand, so that success and satisfaction become meaningless when severed from the wants and struggles whose consummations they are, or when taken universally. The philosophy of Nirvana comes the closest to admission of this fact, but even it holds Nirvana to be desirable. Habit is however more than a restriction of thought. Habits become negative limits because they are first positive agencies. The more numerous our habits the wider the field of possible observation and foretelling. The more flexible they are, the more refined is perception in its discrimination and the more delicate the presentation evoked by imagination. The sailor is intellectually at home on the sea, the hunter in the forest, the painter in his studio, the man of science in his laboratory. These commonplaces are universally recognized in the concrete; but their significance is obscured and their truth denied in the current general theory of mind. For they mean nothing more or less than that habits formed in process of exercising biological aptitudes are the sole agents of observation, recollection, foresight and judgment: a mind or consciousness or soul in general which performs these operations is a myth. The doctrine of a single, simple and indissoluble soul was the cause and the effect of failure to recognize that concrete habits are the means of knowledge and thought. Many who think themselves scientifically emancipated and who freely advertise the soul for a superstition, perpetuate a false notion of what knows, that is, of a separate knower. Nowadays they usually fix upon consciousness in general, as a stream or process or entity; or else, more specifically upon sensations and images as the tools of intellect. Or sometimes they think they have scaled the last heights of realism by adverting grandiosely to a formal knower in general who serves as one term in the knowing relation; by dismissing psychology as irrelevant to knowledge and logic, they think to conceal the psychological monster they have conjured up. Now it is dogmatically stated that no such conceptions of the seat, agent or vehicle will go psychologically at the present time. Concrete habits do all the perceiving, recognizing, imagining, recalling, judging, conceiving and reasoning that is done. "Consciousness," whether as a stream or as special sensations and images, expresses functions of habits, phenomena of their formation, operation, their interruption and reorganization. Yet habit does not, of itself, know, for it does not of itself stop to think, observe or remember. Neither does impulse of itself engage in reflection or contemplation. It just lets go. Habits by themselves are too organized, too insistent and determinate to need to indulge in inquiry or imagination. And impulses are too chaotic, tumultuous and confused to be able to know even if they wanted to. Habit as such is too definitely adapted to an environment to survey or analyze it, and impulse is too indeterminately related to the environment to be capable of reporting anything about it. Habit incorporates, enacts or overrides objects, but it doesn't know them. Impulse scatters and obliterates them with its restless stir. A certain delicate combination of habit and impulse is requisite for observation, memory and judgment. Knowledge which is not projected against the black unknown lives in the muscles, not in consciousness. We may, indeed, be said to _know how_ by means of our habits. And a sensible intimation of the practical function of knowledge has led men to identify all acquired practical skill, or even the instinct of animals, with knowledge. We walk and read aloud, we get off and on street cars, we dress and undress, and do a thousand useful acts without thinking of them. We know something, namely, how to do them. Bergson's philosophy of intuition is hardly more than an elaborately documented commentary on the popular conception that by instinct a bird knows how to build a nest and a spider to weave a web. But after all, this practical work done by habit and instinct in securing prompt and exact adjustment to the environment is not knowledge, except by courtesy. Or, if we choose to call it knowledge--and no one has the right to issue an ukase to the contrary--then other things also called knowledge, knowledge _of_ and _about_ things, knowledge _that_ things are thus and so, knowledge that involves reflection and conscious appreciation, remains of a different sort, unaccounted for and undescribed. For it is a commonplace that the more suavely efficient a habit the more unconsciously it operates. Only a hitch in its workings occasions emotion and provokes thought. Carlyle and Rousseau, hostile in temperament and outlook, yet agree in looking at consciousness as a kind of disease, since we have no consciousness of bodily or mental organs as long as they work at ease in perfect health. The idea of disease is, however, aside from the point, unless we are pessimistic enough to regard every slip in total adjustment of a person to its surroundings as something abnormal--a point of view which once more would identify well-being with perfect automatism. The truth is that in every waking moment, the complete balance of the organism and its environment is constantly interfered with and as constantly restored. Hence the "stream of consciousness" in general, and in particular that phase of it celebrated by William James as alternation of flights and perchings. Life is interruptions and recoveries. Continuous interruption is not possible in the activities of an individual. Absence of perfect equilibrium is not equivalent to a complete crushing of organized activity. When the disturbance amounts to such a pitch as that, the self goes to pieces. It is like shell-shock. Normally, the environment remains sufficiently in harmony with the body of organized activities to sustain most of them in active function. But a novel factor in the surroundings releases some impulse which tends to initiate a different and incompatible activity, to bring about a redistribution of the elements of organized activity between those have been respectively central and subsidiary. Thus the hand guided by the eye moves toward a surface. Visual quality is the dominant element. The hand comes in contact with an object. The eye does not cease to operate but some unexpected quality of touch, a voluptuous smoothness or annoying heat, compels a readjustment in which the touching, handling activity strives to dominate the action. Now at these moments of a shifting in activity conscious feeling and thought arise and are accentuated. The disturbed adjustment of organism and environment is reflected in a temporary strife which concludes in a coming to terms of the old habit and the new impulse. In this period of redistribution impulse determines the direction of movement. It furnishes the focus about which reorganization swirls. Our attention in short is always directed forward to bring to notice something which is imminent but which as yet escapes us. Impulse defines the peering, the search, the inquiry. It is, in logical language, the movement into the unknown, not into the immense inane of the unknown at large, but into that special unknown which when it is hit upon restores an ordered, unified action. During this search, old habit supplies content, filling, definite, recognizable, subject-matter. It begins as vague presentiment of what we are going towards. As organized habits are definitely deployed and focused, the confused situation takes on form, it is "cleared up"--the essential function of intelligence. Processes become objects. Without habit there is only irritation and confused hesitation. With habit alone there is a machine-like repetition, a duplicating recurrence of old acts. With conflict of habits and release of impulse there is conscious search. II We are going far afield from any direct moral issue. But the problem of the place of knowledge and judgment in conduct depends upon getting the fundamental psychology of thought straightened out. So the excursion must be continued. We compare life to a traveler faring forth. We may consider him first at a moment where his activity is confident, straightforward, organized. He marches on giving no direct attention to his path, nor thinking of his destination. Abruptly he is pulled up, arrested. Something is going wrong in his activity. From the standpoint of an onlooker, he has met an obstacle which must be overcome before his behavior can be unified into a successful ongoing. From his own standpoint, there is shock, confusion, perturbation, uncertainty. For the moment he doesn't know what hit him, as we say, nor where he is going. But a new impulse is stirred which becomes the starting point of an investigation, a looking into things, a trying to see them, to find out what is going on. Habits which were interfered with begin to get a new direction as they cluster about the impulse to look and see. The blocked habits of locomotion give him a sense of where he _was_ going, of what he had set out to do, and of the ground already traversed. As he looks, he sees definite things which are not just things at large but which are related to his course of action. The momentum of the activity entered upon persists as a sense of direction, of aim; it is an anticipatory project. In short, he recollects, observes and plans. The trinity of these forecasts, perceptions and remembrances form a subject-matter of discriminated and identified objects. These objects represent habits turned inside out. They exhibit both the onward tendency of habit and the objective conditions which have been incorporated within it. Sensations in immediate consciousness are elements of action dislocated through the shock of interruption. They never, however, completely monopolize the scene; for there is a body of residual undisturbed habits which is reflected in remembered and perceived objects having a meaning. Thus out of shock and puzzlement there gradually emerges a figured framework of objects, past, present, future. These shade off variously into a vast penumbra of vague, unfigured things, a setting which is taken for granted and not at all explicitly presented. The complexity of the figured scene in its scope and refinement of contents depends wholly upon prior habits and their organization. The reason a baby can know little and an experienced adult know much when confronting the same things is not because the latter has a "mind" which the former has not, but because one has already formed habits which the other has still to acquire. The scientific man and the philosopher like the carpenter, the physician and politician know with their habits not with their "consciousness." The latter is eventual, not a source. Its occurrence marks a peculiarly delicate connection between highly organized habits and unorganized impulses. Its contents or objects, observed, recollected, projected and generalized into principles, represent the incorporated material of habits coming to the surface, because habits are disintegrating at the touch of conflicting impulses. But they also gather themselves together to comprehend impulse and make it effective. This account is more or less strange as psychology but certain aspects of it are commonplaces in a static logical formulation. It is, for example, almost a truism that knowledge is both synthetic and analytic; a set of discriminated elements connected by relations. This combination of opposite factors of unity and difference, elements and relations, has been a standing paradox and mystery of the theory of knowledge. It will remain so until we connect the theory of knowledge with an empirically verifiable theory of behavior. The steps of this connection have been sketched and we may enumerate them. We know at such times as habits are impeded, when a conflict is set up in which impulse is released. So far as this impulse sets up a definite forward tendency it constitutes the forward, prospective character of knowledge. In this phase unity or synthesis is found. We are striving to unify our responses, to achieve a consistent environment which will restore unity of conduct. Unity, relations, are prospective; they mark out lines converging to a focus. They are "ideal." But _what_ we know, the objects that present themselves with definiteness and assurance, are retrospective; they are the conditions which have been mastered, incorporated in the past. They are elements, discriminated, analytic just because old habits so far as they are checked are also broken into objects which define the obstruction of ongoing activity. They are "real," not ideal. Unity is something sought; split, division is something given, at hand. Were we to carry the same psychology into detail we should come upon the explanation of perceived particulars and conceived universals, of the relation of discovery and proof, induction and deduction, the discrete and the continuous. Anything approaching an adequate discussion is too technical to be here in place. But the main point, however technical and abstract it may be in statement, is of far reaching importance for everything concerned with moral beliefs, conscience and judgments of right and wrong. The most general, if vaguest issue, concerns the nature of the organ of moral knowledge. As long as knowledge in general is thought to be the work of a special agent, whether soul, consciousness, intellect or a knower in general, there is a logical propulsion towards postulating a special agent for knowledge of moral distinctions. Consciousness and conscience have more than a verbal connection. If the former is something in itself, a seat or power which antecedes intellectual functions, why should not the latter be also a unique faculty with its own separate jurisdiction? If reason in general is independent of empirically verifiable realities of human nature, such as instincts and organized habits, why should there not also exist a moral or practical reason independent of natural operations? On the other hand if it is recognized that knowing is carried on through the medium of natural factors, the assumption of special agencies for moral knowing becomes outlawed and incredible. Now the matter of the existence or non-existence of such special agencies is no technically remote matter. The belief in a separate organ involves belief in a separate and independent subject-matter. The question fundamentally at issue is nothing more or less than whether moral values, regulations, principles and objects form a separate and independent domain or whether they are part and parcel of a normal development of a life process. These considerations explain why the denial of a separate organ of knowledge, of a separate instinct or impulse toward knowing, is not the wilful philistinism it is sometimes alleged to be. There is of course a sense in which there is a distinctive impulse, or rather habitual disposition, to know. But in the same sense there is an impulse to aviate, to run a typewriter or write stories for magazines. Some activities result in knowledge, as others result in these other things. The result may be so important as to induce distinctive attention to the activities in order to foster them. From an incident, almost a by-product, attainment of truth, physical, social, moral, may become the leading characteristic of some activities. Under such circumstances, they become transformed. Knowing is then a distinctive activity, with its own ends and its peculiarly adapted processes. All this is a matter of course. Having hit upon knowledge accidentally, as it were, and the product being liked and its importance noted, knowledge-getting becomes, upon occasion, a definite occupation. And education confirms the disposition, as it may confirm that of a musician or carpenter or tennis-player. But there is no more an original separate impulse or power in one case than in the other. Every habit is impulsive, that is projective, urgent, and the habit of knowing is no exception. The reason for insisting on this fact is not failure to appreciate the distinctive value of knowledge when once it comes into existence. This value is so immense it may be called unique. The aim of the discussion is not to subordinate knowing to some hard, prosaic utilitarian end. The reason for insistence upon the derivative position of knowing in activity, roots in a sense for fact, and in a realization that the doctrine of a separate original power and impulse of knowledge cuts knowledge off from other phases of human nature, and results in its non-natural treatment. The isolation of intellectual disposition from concrete empirical facts of biological impulse and habit-formation entails a denial of the continuity of mind with nature. Aristotle asserted that the faculty of pure knowing enters a man from without as through a door. Many since his day have asserted that knowing and doing have no intrinsic connection with each other. Reason is asserted to have no responsibility to experience; conscience is said to be a sublime oracle independent of education and social influences. All of these views follow naturally from a failure to recognize that all knowing, judgment, belief represent an acquired result of the workings of natural impulses in connection with environment. Upon the ethical side, as has been intimated, the matter at issue concerns the nature of conscience. Conscience has been asserted by orthodox moralists to be unique in origin and subject-matter. The same view is embodied by implication in all those popular methods of moral training which attempt to fix rigid authoritative notions of right and wrong by disconnecting moral judgments from the aids and tests which are used in other forms of knowledge. Thus it has been asserted that conscience is an original faculty of illumination which (if it has not been dimmed by indulgence in sin) shines upon moral truths and objects and reveals them without effort for precisely what they are. Those who hold this view differ enormously among themselves as to the nature of the objects of conscience. Some hold them to be general principles, others individual acts, others the order of worth among motives, others the sense of duty in general, others the unqualified authority of right. Still others carry the implied logic of authority to conclusion, and identify knowledge of moral truths with a divine supernatural revelation of a code of commandments. But among these diversities there is agreement about one fundamental. There must be a separate non-natural faculty of moral knowledge because the things to be known, the matters of right and wrong, good and evil, obligation and responsibility, form a separate domain, separate that is from that of ordinary action in its usual human and social significance. The latter activities may be prudential, political, scientific, economic. But, from the standpoint of these theories, they have no moral meaning until they are brought under the purview of this separate unique department of our nature. It thus turns out that the so-called intuitional theories of moral knowledge concentrate in themselves all the ideas which are subject to criticism in these pages: Namely, the assertion that morality is distinct in origin, working and destiny from the natural structure and career of human nature. This fact is the excuse, if excuse be desired, for a seemingly technical excursion that links intellectual activity with the conjoint operation of habit and impulse. III So far the discussion has ignored the fact that there is an influential school of moralists (best represented in contemporary thought by the utilitarians) which also insists upon the natural, empirical character of moral judgments and beliefs. But unfortunately this school has followed a false psychology; and has tended, by calling out a reaction, actually to strengthen the hands of those who persist in assigning to morals a separate domain of action and in demanding a separate agent of moral knowledge. The essentials of this false psychology consist in two traits. The first, that knowledge originates from sensations (instead of from habits and impulses); and the second, that judgment about good and evil in action consists in calculation of agreeable and disagreeable consequences, of profit and loss. It is not surprising that this view seems to many to degrade morals, as well as to be false to facts. If the logical outcome of an empirical view of moral knowledge is that all morality is concerned with calculating what is expedient, politic, prudent, measured by consequences in the ways of pleasurable and painful sensations, then, say moralists of the orthodox school, we will have naught to do with such a sordid view: It is a reduction to the absurd of its premisses. We will have a separate department for morals and a separate organ of moral knowledge. Our first problem is then to investigate the nature of ordinary judgments upon what it is best or wise to do, or, in ordinary language, the nature of deliberation. We begin with a summary assertion that deliberation is a dramatic rehearsal (in imagination) of various competing possible lines of action. It starts from the blocking of efficient overt action, due to that conflict of prior habit and newly released impulse to which reference has been made. Then each habit, each impulse, involved in the temporary suspense of overt action takes its turn in being tried out. Deliberation is an experiment in finding out what the various lines of possible action are really like. It is an experiment in making various combinations of selected elements of habits and impulses, to see what the resultant action would be like if it were entered upon. But the trial is in imagination, not in overt fact. The experiment is carried on by tentative rehearsals in thought which do not affect physical facts outside the body. Thought runs ahead and foresees outcomes, and thereby avoids having to await the instruction of actual failure and disaster. An act overtly tried out is irrevocable, its consequences cannot be blotted out. An act tried out in imagination is not final or fatal. It is retrievable. Each conflicting habit and impulse takes its turn in projecting itself upon the screen of imagination. It unrolls a picture of its future history, of the career it would have if it were given head. Although overt exhibition is checked by the pressure of contrary propulsive tendencies, this very inhibition gives habit a chance at manifestation in thought. Deliberation means precisely that activity is disintegrated, and that its various elements hold one another up. While none has force enough to become the center of a re-directed activity, or to dominate a course of action, each has enough power to check others from exercising mastery. Activity does not cease in order to give way to reflection; activity is turned from execution into intra-organic channels, resulting in dramatic rehearsal. If activity were directly exhibited it would result in certain experiences, contacts with the environment. It would succeed by making environing objects, things and persons, co-partners in its forward movement; or else it would run against obstacles and be troubled, possibly defeated. These experiences of contact with objects and their qualities give meaning, character, to an otherwise fluid, unconscious activity. We find out what seeing means by the objects which are seen. They constitute the significance of visual activity which would otherwise remain a blank. "Pure" activity is for consciousness pure emptiness. It acquires a content or filling of meanings only in static termini, what it comes to rest in, or in the obstacles which check its onward movement and deflect it. As has been remarked, the object is that which objects. There is no difference in this respect between a visible course of conduct and one proposed in deliberation. We have no direct consciousness of what we purpose to do. We can judge its nature, assign its meaning, only by following it into the situations whither it leads, noting the objects against which it runs and seeing how they rebuff or unexpectedly encourage it. In imagination as in fact we know a road only by what we see as we travel on it. Moreover the objects which prick out the course of a proposed act until we can see its design also serve to direct eventual overt activity. Every object hit upon as the habit traverses its imaginary path has a direct effect upon existing activities. It reinforces, inhibits, redirects habits already working or stirs up others which had not previously actively entered in. In thought as well as in overt action, the objects experienced in following out a course of action attract, repel, satisfy, annoy, promote and retard. Thus deliberation proceeds. To say that at last it ceases is to say that choice, decision, takes place. What then is choice? Simply hitting in imagination upon an object which furnishes an adequate stimulus to the recovery of overt action. Choice is made as soon as some habit, or some combination of elements of habits and impulse, finds a way fully open. Then energy is released. The mind is made up, composed, unified. As long as deliberation pictures shoals or rocks or troublesome gales as marking the route of a contemplated voyage, deliberation goes on. But when the various factors in action fit harmoniously together, when imagination finds no annoying hindrance, when there is a picture of open seas, filled sails and favoring winds, the voyage is definitely entered upon. This decisive direction of action constitutes choice. It is a great error to suppose that we have no preferences until there is a choice. We are always biased beings, tending in one direction rather than another. The occasion of deliberation is an _excess_ of preferences, not natural apathy or an absence of likings. We want things that are incompatible with one another; therefore we have to make a choice of what we _really_ want, of the course of action, that is, which most fully releases activities. Choice is not the emergence of preference out of indifference. It is the emergence of a unified preference out of competing preferences. Biases that had held one another in check now, temporarily at least, reinforce one another, and constitute a unified attitude. The moment arrives when imagination pictures an objective consequence of action which supplies an adequate stimulus and releases definitive action. All deliberation is a search for a _way_ to act, not for a final terminus. Its office is to facilitate stimulation. Hence there is reasonable and unreasonable choice. The object thought of may simply stimulate some impulse or habit to a pitch of intensity where it is temporarily irresistible. It then overrides all competitors and secures for itself the sole right of way. The object looms large in imagination; it swells to fill the field. It allows no room for alternatives; it absorbs us, enraptures us, carries us away, sweeps us off our feet by its own attractive force. Then choice is arbitrary, unreasonable. But the object thought of may be one which stimulates by unifying, harmonizing, different competing tendencies. It may release an activity in which all are fulfilled, not indeed, in their original form, but in a "sublimated" fashion, that is in a way which modifies the original direction of each by reducing it to a component along with others in an action of transformed quality. Nothing is more extraordinary than the delicacy, promptness and ingenuity with which deliberation is capable of making eliminations and recombinations in projecting the course of a possible activity. To every shade of imagined circumstance there is a vibrating response; and to every complex situation a sensitiveness as to its integrity, a feeling of whether it does justice to all facts, or overrides some to the advantage of others. Decision is reasonable when deliberation is so conducted. There may be error in the result, but it comes from lack of data not from ineptitude in handling them. These facts give us the key to the old controversy as to the respective places of desire and reason in conduct. It is notorious that some moralists have deplored the influence of desire; they have found the heart of strife between good and evil in the conflict of desire with reason, in which the former has force on its side and the latter authority. But reasonableness is in fact a quality of an effective relationship among desires rather than a thing opposed to desire. It signifies the order, perspective, proportion which is achieved, during deliberation, out of a diversity of earlier incompatible preferences. Choice is reasonable when it induces us to act reasonably; that is, with regard to the claims of each of the competing habits and impulses. This implies, of course, the presence of a comprehensive object, one which coordinates, organizes and functions each factor of the situation which gave rise to conflict, suspense and deliberation. This is as true when some "bad" impulses and habits enter in as when approved ones require unification. We have already seen the effects of choking them off, of efforts at direct suppression. Bad habits can be subdued only by being utilized as elements in a new, more generous and comprehensive scheme of action, and good ones be preserved from rot only by similar use. The nature of the strife of reason and passion is well stated by William James. The cue of passion, he says in effect, is to keep imagination dwelling upon those objects which are congenial to it, which feed it, and which by feeding it intensify its force, until it crowds out all thought of other objects. An impulse or habit which is strongly emotional magnifies all objects that are congruous with it and smothers those which are opposed whenever they present themselves. A passionate activity learns to work itself up artificially--as Oliver Cromwell indulged in fits of anger when he wanted to do things that his conscience would not justify. A presentiment is felt that if the thought of contrary objects is allowed to get a lodgment in imagination, these objects will work and work to chill and freeze out the ardent passion of the moment. The conclusion is not that the emotional, passionate phase of action can be or should be eliminated in behalf of a bloodless reason. More "passions," not fewer, is the answer. To check the influence of hate there must be sympathy, while to rationalize sympathy there are needed emotions of curiosity, caution, respect for the freedom of others--dispositions which evoke objects which balance those called up by sympathy, and prevent its degeneration into maudlin sentiment and meddling interference. Rationality, once more, is not a force to evoke against impulse and habit. It is the attainment of a working harmony among diverse desires. "Reason" as a noun signifies the happy cooperation of a multitude of dispositions, such as sympathy, curiosity, exploration, experimentation, frankness, pursuit--to follow things through--circumspection, to look about at the context, etc., etc. The elaborate systems of science are born not of reason but of impulses at first slight and flickering; impulses to handle, move about, to hunt, to uncover, to mix things separated and divide things combined, to talk and to listen. Method is their effectual organization into continuous dispositions of inquiry, development and testing. It occurs after these acts and because of their consequences. Reason, the rational attitude, is the resulting disposition, not a ready-made antecedent which can be invoked at will and set into movement. The man who would intelligently cultivate intelligence will widen, not narrow, his life of strong impulses while aiming at their happy coincidence in operation. The clew of impulse is, as we say, to start something. It is in a hurry. It rushes us off our feet. It leaves no time for examination, memory and foresight. But the clew of reason is, as the phrase also goes, to stop and think. Force, however, is required to stop the ongoing of a habit or impulse. This is supplied by another habit. The resulting period of delay, of suspended and postponed overt action, is the period in which activities that are refused direct outlet project imaginative counterparts. It signifies, in technical phrase, the mediation of impulse. For an isolated impulse _is_ immediate, narrowing the world down to the directly present. Variety of competing tendencies enlarges the world. It brings a diversity of considerations before the mind, and enables action to take place finally in view of an object generously conceived and delicately refined, composed by a long process of selections and combinations. In popular phrase, to be deliberate is to be slow, unhurried. It takes time to put objects in order. There are however vices of reflection as well as of impulse. We may not look far enough ahead because we are hurried into action by stress of impulse; but we may also become overinterested in the delights of reflection; we become afraid of assuming the responsibilities of decisive choice and action, and in general be sicklied over by a pale cast of thought. We may become so curious about remote and abstract matters that we give only a begrudged, impatient attention to the things right about us. We may fancy we are glorifying the love of truth for its own sake when we are only indulging a pet occupation and slighting demands of the immediate situation. Men who devote themselves to thinking are likely to be unusually unthinking in some respects, as for example in immediate personal relationships. A man to whom exact scholarship is an absorbing pursuit may be more than ordinarily vague in ordinary matters. Humility and impartiality may be shown in a specialized field, and pettiness and arrogance in dealing with other persons. "Reason" is not an antecedent force which serves as a panacea. It is a laborious achievement of habit needing to be continually worked over. A balanced arrangement of propulsive activities manifested in deliberation--namely, reason--depends upon a sensitive and proportionate emotional sensitiveness. Only a one-sided, over-specialized emotion leads to thinking of it as separate from emotion. The traditional association of justice and reason has good psychology back of it. Both imply a balanced distribution of thought and energy. Deliberation is irrational in the degree in which an end is so fixed, a passion or interest so absorbing, that the foresight of consequences is warped to include only what furthers execution of its predetermined bias. Deliberation is rational in the degree in which forethought flexibly remakes old aims and habits, institutes perception and love of new ends and acts. IV We now return to a consideration of the utilitarian theory according to which deliberation consists in calculation of courses of action on the basis of the profit and loss to which they lead. The contrast of this notion with fact is obvious. The office of deliberation is not to supply an inducement to act by figuring out where the most advantage is to be procured. It is to resolve entanglements in existing activity, restore continuity, recover harmony, utilize loose impulse and redirect habit. To this end observation of present conditions, recollection of previous situations are devoted. Deliberation has its beginning in troubled activity and its conclusion in choice of a course of action which straightens it out. It no more resembles the casting-up of accounts of profit and loss, pleasures and pains, than an actor engaged in drama resembles a clerk recording debit and credit items in his ledger. The primary fact is that man is a being who responds in action to the stimuli of the environment. This fact is complicated in deliberation, but it certainly is not abolished. We continue to react to an object presented in imagination as we react to objects presented in observation. The baby does not move to the mother's breast because of calculation of the advantages of warmth and food over against the pains of effort. Nor does the miser seek gold, nor the architect strive to make plans, nor the physician to heal, because of reckonings of comparative advantage and disadvantage. Habit, occupation, furnishes the necessity of forward action in one case as instinct does in the other. We do not act _from_ reasoning; but reasoning puts before us objects which are not directly or sensibly present, so that we then may react directly to these objects, with aversion, attraction, indifference or attachment, precisely as we would to the same objects if they were physically present. In the end it results in a case of direct stimulus and response. In one case the stimulus is presented at once through sense; in the other case, it is indirectly reached through memory and constructive imagination. But the matter of directness and indirectness concerns the way the stimulus is reached, not the way in which it operates. Joy and suffering, pain and pleasure, the agreeable and disagreeable, play their considerable rôle in deliberation. Not, however, by way of a calculated estimate of future delights and miseries, but by way of experiencing present ones. The reaction of joy and sorrow, elation and depression, is as natural a response to objects presented in imagination as to those presented in sense. Complacency and annoyance follow hard at the heels of any object presented in image as they do upon its sensuous experience. Some objects when thought of are congruent to our existing state of activity. They fit in, they are welcome. They agree, or are agreeable, not as matter of calculation but as matter of experienced fact. Other objects rasp; they cut across activity; they are tiresome, hateful, unwelcome. They disagree with the existing trend of activity, that is, they are disagreeable, and in no other way than as a bore who prolongs his visit, a dun we can't pay, or a pestiferous mosquito who goes on buzzing. We do not think of future losses and expansions. We think, through imagination, of objects into which in the future some course of action will run, and we are _now_ delighted or depressed, pleased or pained at what is presented. This running commentary of likes and dislikes, attractions and disdains, joys and sorrows, reveals to any man who is intelligent enough to note them and to study their occasions his own character. It instructs him as to the composition and direction of the activities that make him what he is. To know what jars an activity and what agrees with it is to know something important about that activity and about ourselves. Some one may ask what practical difference it makes whether we are influenced by calculation of future joys and annoyances or by experience of present ones. To such a question one can hardly reply except in the words "All the difference in the world." In the first place, no difference can be more important than that which concerns the nature of the _subject-matter_ of deliberation. The calculative theory would have it that this subject-matter is future feelings, sensations, and that actions and thought are external means to get and avoid these sensations. If such a theory has any practical influence, it is to advise a person to concentrate upon his own most subjective and private feelings. It gives him no choice except between a sickly introspection and an intricate calculus of remote, inaccessible and indeterminate results. In fact, deliberation, as a tentative trying-out of various courses of action, is outlooking. It flies toward and settles upon objective situations not upon feelings. No doubt we sometimes fall to deliberating upon the effect of action upon our future feelings, thinking of a situation mainly with reference to the comforts and discomforts it will excite in us. But these moments are precisely our sentimental moments of self-pity or self-glorification. They conduce to morbidity, sophistication, isolation from others; while facing our acts in terms of their objective consequences leads to enlightenment and to consideration of others. The first objection therefore to deliberation as a calculation of future feelings is that, if it is consistently adhered to, it makes an abnormal case the standard one. If however an objective estimate is attempted, thought gets speedily lost in a task impossible of achievement. Future pleasures and pains are influenced by two factors which are independent of present choice and effort. They depend upon our own state at some future moment and upon the surrounding circumstances of that moment. Both of these are variables which change independently of present resolve and action. They are much more important determinants of future sensations than is anything which can now be calculated. Things sweet in anticipation are bitter in actual taste, things we now turn from in aversion are welcome at another moment in our career. Independently of deep changes in character, such as from mercifulness to callousness, from fretfulness to cheerfulness, there are unavoidable changes in the waxing and waning of activity. A child pictures a future of unlimited toys and unrestricted sweetmeats. An adult pictures an object as giving pleasure while he is empty while the thing arrives in a moment of repletion. A sympathetic person reckons upon the utilitarian basis the pains of others as a debit item in his calculations. But why not harden himself so that others' sufferings won't count? Why not foster an arrogant cruelty so that the suffering of others which will follow from one's own action will fall on the credit side of the reckoning, be pleasurable, all to the good? Future pleasures and pains, even of one's own, are among the things most elusive of calculation. Of all things they lend themselves least readily to anything approaching a mathematical calculus. And the further into the future we extend our view, and the more the pleasures of others enter into the account, the more hopeless does the problem of estimating future consequences become. All of the elements become more and more indeterminate. Even if one could form a fairly accurate picture of the things that give pleasure to most people at the present moment--an exceedingly difficult task--he cannot foresee the detailed circumstances which will give a decisive turn to enjoyment at future times and remote places. Do pleasures due to defective education or unrefined disposition, to say nothing of the pleasures of sensuality and brutality, rank the same as those of cultivated persons having acute social sensitiveness? The only reason the impossibility of the hedonistic calculus is not self-evident is that theorists in considering it unconsciously substitute for calculation of future pleasures an appreciation of present ones, a present realization in imagination of future objective situations. For, in truth, a man's judgment of future joys and sorrows is but a projection of what now satisfies and annoys him. A man of considerate disposition now feels hurt at the thought of an act bringing harm to others, and so he is on the lookout for consequences of that sort, ranking them as of high importance. He may even be so abnormally sensitive to such consequences that he is held back from needed vigorous action. He fears to do the things which are for the real welfare of others because he shrinks from the thought of the pain to be inflicted upon them by needed measures. A man of an executive type, engrossed in carrying through a scheme, will react in present emotion to everything concerned with its external success; the pain its execution brings to others will not occur to him, or if it does, his mind will easily glide over it. This sort of consequence will seem to him of slight importance in comparison with the commercial or political changes which bulk in his plans. What a man foresees and fails to foresee, what he appraises highly and at a low rate, what he deems important and trivial, what he dwells upon and what he slurs over, what he easily recalls and what he naturally forgets--all of these things depend upon his character. His estimate of future consequences of the agreeable and annoying is consequently of much greater value as an index of what he now is than as a prediction of future results. One has only to read between the lines to see the enormous difference that marks off modern utilitarianism from epicureanism, in spite of similarities in professed psychologies. Epicureanism is too worldly-wise to indulge in attempts to base present action upon precarious estimates of future and universal pleasures and pains. On the contrary it says let the future go, for life is uncertain. Who knows when it will end, or what fortune the morrow will bring? Foster, then, with jealous care every gift of pleasure now allotted to you, dwell upon it with lingering love, prolong it as best you may. Utilitarianism on the contrary was a part of a philanthropic and reform movement of the nineteenth century. Its commendation of an elaborate and impossible calculus was in reality part of a movement to develop a type of character which should have a wide social outlook, sympathy with the experiences of all sentient creatures, one zealous about the social effects of all proposed acts, especially those of collective legislation and administration. It was concerned not with extracting the honey of the passing moment but with breeding improved bees and constructing hives. After all, the object of foresight of consequences is not to predict the future. It is to ascertain the meaning of present activities and to secure, so far as possible, a present activity with a unified meaning. We are not the creators of heaven and earth; we have no responsibility for their operations save as their motions are altered by our movements. Our concern is with the significance of that slight fraction of total activity which starts from ourselves. The best laid plans of men as well of mice gang aglee; and for the same reason: inability to dominate the future. The power of man and mouse is infinitely constricted in comparison with the power of events. Men always build better or worse than they know, for their acts are taken up into the broad sweep of events. Hence the problem of deliberation is not to calculate future happenings but to appraise present proposed actions. We judge present desires and habits by their tendency to produce certain consequences. It is our business to watch the course of our action so as to see what is the significance, the import of our habits and dispositions. The future outcome is not certain. But neither is it certain what the present fire will do in the future. It may be unexpectedly fed or extinguished. But its _tendency_ is a knowable matter, what it will do under certain circumstances. And so we know what is the tendency of malice, charity, conceit, patience. We know by observing their consequences, by recollecting what we have observed, by using that recollection in constructive imaginative forecasts of the future, by using the thought of future consequence to tell the quality of the act now proposed. Deliberation is not calculation of indeterminate future results. The present, not the future, is ours. No shrewdness, no store of information will make it ours. But by constant watchfulness concerning the tendency of acts, by noting disparities between former judgments and actual outcomes, and tracing that part of the disparity that was due to deficiency and excess in disposition, we come to know the meaning of present acts, and to guide them in the light of that meaning. The moral is to develop conscientiousness, ability to judge the significance of what we are doing and to use that judgment in directing what we do, not by means of direct cultivation of something called conscience, or reason, or a faculty of moral knowledge, but by fostering those impulses and habits which experience has shown to make us sensitive, generous, imaginative, impartial in perceiving the tendency of our inchoate dawning activities. Every attempt to forecast the future is subject in the end to the auditing of present concrete impulse and habit. Therefore the important thing is the fostering of those habits and impulses which lead to a broad, just, sympathetic survey of situations. The occasion of deliberation, that is of the attempt to find a stimulus to complete overt action in thought of some future object, is confusion and uncertainty in present activities. A similar devision in activities and need of a like deliberative activity for the sake of recovery of unity is sure to recur, to recur again and again, no matter how wise the decision. Even the most comprehensive deliberation leading to the most momentous choice only fixes a disposition which has to be continuously applied in new and unforeseen conditions, re-adapted by future deliberations. Always our old habits and dispositions carry us into new fields. We have to be always learning and relearning the meaning of our active tendencies. Does not this reduce moral life to the futile toil of a Sisyphus who is forever rolling a stone uphill only to have it roll back so that he has to repeat his old task? Yes, judged from progress made in a control of conditions which shall stay put and which excludes the necessity of future deliberations and reconsiderations. No, because continual search and experimentation to discover the meaning of changing activity, keeps activity alive, growing in significance. The future situation involved in deliberation is of necessity marked by contingency. What it will be in fact remains dependent upon conditions that escape our foresight and power of regulation. But foresight which draws liberally upon the lessons of past experience reveals the tendency, the meaning, of present action; and, once more, it is this present meaning rather than the future outcome which counts. Imaginative forethought of the probable consequences of a proposed act keeps that act from sinking below consciousness into routine habit or whimsical brutality. It preserves the meaning of that act alive, and keeps it growing in depth and refinement of meaning. There is no limit to the amount of meaning which reflective and meditative habit is capable of importing into even simple acts, just as the most splendid successes of the skilful executive who manipulates events may be accompanied by an incredibly meager and superficial consciousness. V The reason for dividing conduct into two distinct regions, one of expediency and the other of morality, disappears when the psychology that identifies ordinary deliberation with calculation is disposed of. There is seen to be but one issue involved in all reflection upon conduct: The rectifying of present troubles, the harmonizing of present incompatibilities by projecting a course of action which gathers into itself the meaning of them all. The recognition of the true psychology also reveals to us the nature of good or satisfaction. Good consists in the meaning that is experienced to belong to an activity when conflict and entanglement of various incompatible impulses and habits terminate in a unified orderly release in action. This human good, being a fulfilment conditioned upon thought, differs from the pleasures which an animal nature--of course we also remain animals so far as we do not think--hits upon accidentally. Moreover there is a genuine difference between a false good, a spurious satisfaction, and a "true" good, and there is an empirical test for discovering the difference. The unification which ends thought in act may be only a superficial compromise, not a real decision but a postponement of the issue. Many of our so-called decisions are of this nature. Or it may present, as we have seen, a victory of a temporarily intense impulse over its rivals, a unity by oppression and suppression, not by coordination. These seeming unifications which are not unifications of fact are revealed by the event, by subsequent occurrences. It is one of the penalties of evil choice, perhaps the chief penalty, that the wrong-doer becomes more and more incapable of detecting these objective revelations of himself. In quality, the good is never twice alike. It never copies itself. It is new every morning, fresh every evening. It is unique in its every presentation. For it marks the resolution of a distinctive complication of competing habits and impulses which can never repeat itself. Only with a habit rigid to the point of immobility could exactly the same good recur twice. And with such rigid routines the same good does not after all recur, for it does not even occur. There is no consciousness at all, either of good or bad. Rigid habits sink below the level of any meaning at all. And since we live in a moving world, they plunge us finally against conditions to which they are not adapted and so terminate in disaster. To utilitarianism with all its defects belongs the distinction of enforcing in an unforgettable way the fact that moral good, like every good, consists in a satisfaction of the forces of human nature, in welfare, happiness. To Bentham remains, in spite of all crudities and eccentricities, the imperishable renown of forcing home to the popular consciousness that "conscience," intelligence applied to in moral matters, is too often not intelligence but is veiled caprice, dogmatic _ipse dixitism_, vested class interest. It is truly conscience only as it contributes to relief of misery and promotion of happiness. An examination of utilitarianism brings out however the catastrophe involved in thinking of the good to which intelligence is pertinent as consisting in future pleasures and pains, and moral reflection as their algebraic calculus. It emphasizes the contrast between such conceptions of good and of intelligence, and the facts of human nature according to which good, happiness, is found in the present meaning of activity, depending upon the proportion, order and freedom introduced into it by thought as it discovers objects which release and unify otherwise contending elements. An adequate discussion of why utilitarianism with its just insight into the central place of good, and its ardent devotion to rendering morals more intelligent and more equitably human took its onesided course (and thereby provoked an intensified reaction to transcendental and dogmatic morals) would take us far afield into social conditions and the antecedent history of thought. We can deal with only one factor, the domination of intellectual interest by economic considerations. The industrial revolution was bound in any case to give a new direction to thought. It enforced liberation from other-worldly concerns by fixing attention upon the possibility of the betterment of this world through control and utilization of natural forces; it opened up marvelous possibilities in industry and commerce, and new social conditions conducive to invention, ingenuity, enterprise, constructive energy and an impersonal habit of mind dealing with mechanisms rather than appearances. But new movements do not start in a new and clear field. The context of old institutions and corresponding habits of thought persisted. The new movement was perverted in theory because prior established conditions deflected it in practice. Thus the new industrialism was largely the old feudalism, living in a bank instead of a castle and brandishing the check of credit instead of the sword. An old theological doctrine of total depravity was continued and carried over in the idea of an inherent laziness of human nature which rendered it averse to useful work, unless bribed by expectations of pleasure, or driven by fears of pains. This being the "incentive" to action, it followed that the office of reason is only to enlighten the search for good or gain by instituting a more exact calculus of profit and loss. Happiness was thus identified with a maximum net gain of pleasures on the basis of analogy with business conducted for pecuniary profit, and directed by means of a science of accounting dealing with quantities of receipts and expenses expressed in definite monetary units.[6] For business was conducted as matter of fact with primary reference to procuring gain and averting loss. Gain and loss were reckoned in terms of units of money, assumed to be fixed and equal, exactly comparable whether loss or gain occurred, while business foresight reduced future prospects to definitely measured forms, to dollars and cents. A dollar is a dollar, past, present or future; and every business transaction, every expenditure and consumption of time, energy, goods, is, in theory, capable of exact statement in terms of dollars. Generalize this point of view into the notion that gain is the object of _all_ action; that gain takes the form of pleasure; that there are definite, commensurable units of pleasure, which are exactly offset by units of pain (loss), and the working psychology of the Benthamite school is at hand. [6] I owe the suggestion of this mode of interpreting the hedonistic calculus of utilitarianism to Dr. Wesley Mitchell. See his articles in _Journal of Political Economy_, vol. 18. Compare also his article in _Political Science Quarterly_, vol. 33. Now admitting that the device of money accounting makes possible more exact estimates of the consequences of many acts than is otherwise possible, and that accordingly the use of money and accounting may work a triumph for the application of intelligence in daily affairs, yet there exists a difference in kind between business calculation of profit and loss and deliberation upon what purposes to form. Some of these differences are inherent and insuperable. Others of them are due to the nature of present business conducted for pecuniary profit, and would disappear if business were conducted primarily for service of needs. But it is important to see _how_ in the latter case the assimilation of business accounting and normal deliberation would occur. For it would not consist in making deliberation identical with calculation of loss and gain; it would proceed in the opposite direction. It would make accounting and auditing a subordinate factor in discovering the meaning of present activity. Calculation would be a means of stating future results more exactly and objectively and thus of making action more humane. Its function would be that of statistics in all social science. But first as to the inherent difference between deliberation regarding business profit and loss and deliberation about ordinary conduct. The distinction between wide and narrow use of reason has already been noted. The latter holds a fixed end in view and deliberates only upon means of reaching it. The former regards the end-in-view in deliberation as tentative and permits, nay encourages the coming into view of consequences which will transform it and create a new purpose and plan. Now business calculation is obviously of the kind where the end is taken for granted and does not enter into deliberation. It resembles the case in which a man has already made his final decision, say to take a walk, and deliberates only upon what walk to take. His end-in-view already exists; it is not questioned. The question is as to comparative advantages of this tramp or that. Deliberation is not free but occurs within the limits of a decision reached by some prior deliberation or else fixed by unthinking routine. Suppose, however, that a man's question is not which path to walk upon, but whether to walk or to stay with a friend whom continued confinement has rendered peevish and uninteresting as a companion. The utilitarian theory demands that in the latter case the two alternatives still be of the same kind, alike in quality, that their only difference be a quantitative one, of plus or minus in pleasure. This assumption that all desires and dispositions, all habits and impulses, are the same in quality is equivalent to the assertion that no real or significant conflict among them is possible; and hence there is no need of discovering an object and an activity which will bring them into unity. It asserts by implication that there is no genuine doubt or suspense as to the meaning of any impulse or habit. Their meaning is ready-made, fixed: pleasure. The only "problem" or doubt is as to the _amount_ of pleasure (or pain) that is involved. This assumption does violence to fact. The poignancy of situations that evoke reflection lies in the fact that we really do not know the meaning of the tendencies that are pressing for action. We have to search, to experiment. Deliberation is a work of discovery. Conflict is acute; one impulse carries us one way into one situation, and another impulse takes us another way to a radically different objective result. Deliberation is not an attempt to do away with this opposition of quality by reducing it to one of amount. It is an attempt to _uncover_ the conflict in its full scope and bearing. What we want to find out is what difference each impulse and habit imports, to reveal qualitative incompatibilities by detecting the different courses to which they commit us, the different dispositions they form and foster, the different situations into which they plunge us. In short, the thing actually at stake in any serious deliberation is not a difference of quantity, but what kind of person one is to become, what sort of self is in the making, what kind of a world is making. This is plain enough in those crucial decisions where the course of life is thrown into widely different channels, where the pattern of life is rendered different and diversely dyed according as this alternative or that is chosen. Deliberation as to whether to be a merchant or a school teacher, a physician or a politician is not a choice of quantities. It is just what it appears to be, a choice of careers which are incompatible with one another, within each of which definitive inclusions and rejections are involved. With the difference in career belongs a difference in the constitution of the self, of habits of thought and feeling as well as of outward action. With it comes profound differences in all future objective relationships. Our minor decisions differ in acuteness and range, but not in principle. Our world does not so obviously hang upon any one of them; but put together they make the world what it is in meaning for each one of us. Crucial decisions can hardly be more than a disclosure of the cumulative force of trivial choices. A radical distinction thus exists between deliberation where the only question is whether to invest money in this bond or that stock, and deliberation where the primary decision is as to the _kind_ of activity which is to be engaged in. Definite quantitative calculation is possible in the former case because a decision as to kind or direction of action does not have to be made. It has been decided already, whether by persistence of habit, or prior deliberation, that the man is to be an investor. The significant thing in decisions proper, the course of action, the kind of a self simply, doesn't enter in; it isn't in question. To reduce all cases of judgment of action to this simplified and comparatively unimportant case of calculation of quantities, is to miss the whole point of deliberation.[7] [7] So far as I am aware Dr. H. W. Stuart was the first to point out this difference between economic and moral valuations in his essay in _Studies in Logical Theory_. It is another way of saying the same thing to note that business calculations about pecuniary gain never concern direct use in experience. They are, as such, not deliberations about good or satisfaction at all. The man who decides to put business activity before all other claims whatsoever, before that of family or country or art or science, does make a choice about satisfaction or good. But he makes it as a man, not as a business man. On the other hand, what is to be _done_ with business profit when it accrues (except to invest it in similar undertakings) does not enter at all into a strictly business deliberation. Its use, in which alone good or satisfaction is found, is left indeterminate, contingent upon further deliberation, or else is left matter of routine habit. We do not eat money, or wear it, or marry it, or listen for musical strains to issue from it. If by any chance a man prefers a less amount of money to a greater amount, it is not for economic reasons. Pecuniary profit in itself, in other words, is always strictly instrumental, and it is of the nature of this instrument to be effective in proportion to size. In choosing with respect to it, we are not making a significant choice, a choice of ends. We have already seen, however, there is something abnormal and in the strict sense impossible in mere means, in, that is, instruments totally dissevered from ends. We may view economic activity in abstraction, but it does not _exist_ by itself. Business takes for granted non-business uses to which its results are to be put. The stimuli for economic activity (in the sense in which business means activity subject to monetary reckoning) are found in non-pecuniary, non-economic activities. Taken by itself then economic action throws no light upon the nature of satisfaction and the relation of intelligence to it, because the whole question of satisfaction is either taken for granted or else is ignored by it. Only when money-making is itself taken as a good does it exhibit anything pertinent to the question. And when it is so taken, then the question is not one of future gain but of present activity and its meaning. Business then becomes an activity carried on for its own sake. It is then a career, a continuous occupation in which are developed daring, adventure, power, rivalry, overcoming of competitors, conspicuous achievement which attracts admiration, play of imagination, technical knowledge, skill in foresight and making combinations, management of men and goods and so on. In this case, it exemplifies what has been said about good or happiness as incorporating in itself at _present_ the foreseen future consequences that result from intelligent action. The problem concerns the quality of such a good. In short the attempt to assimilate other activities to the model of economic activity (defined as a calculated pursuit of gain) reverses the state of the facts. The "economic man" defined as a creature devoted to an enlightened or calculating pursuit of gain is morally objectionable because the conception of such a being empirically falsifies empirical facts. Love of pecuniary gain is an undoubted and powerful fact. But it and its importance are affairs of social not of psychological nature. It is not a primary fact which can be used to account for other phenomena. It depends upon other impulses and habits. It expresses and organizes the use to which they are put. It cannot be used to define the nature of desire, effort and satisfaction, because it embodies a socially selected type of desire and satisfaction. It affords, like steeple-chasing, or collecting postage stamps, seeking political office, astronomical observation of the heavens, a special case of desire, effort, and happiness. And like them it is subject to examination, criticism and valuation in the light of the place it occupies in the system of developing activities. The reason that it is so easy and for specific purposes so useful to select economic activities and subject them to separate scientific treatment is because the men who engage in it are men who are also more than business men, whose usual habits may be more or less safely guessed at. As human beings they have desires and occupations which are affected by social custom, expectation and admiration. The uses to which gains will be put, that is the current scheme of activities into which they enter as factors, are passed over only because they are so inevitably present. Support of family, of church, philanthropic benefactions, political influence, automobiling, command of luxuries, freedom of movement, respect from others, are in general terms some of the obvious activities into which economic activity fits. This context of activities enters into the real make-up and meaning of economic activity. Calculated pursuit of gain is in fact never what it is made out to be when economic action is separated from the rest of life, for in fact it is what it is because of a complex social environment involving scientific, legal, political and domestic conditions. A certain tragic fate seems to attend all intellectual movements. That of utilitarianism is suggested in the not infrequent criticism that it exaggerated the rôle of rational thought in human conduct, that it assumed that everybody is moved by conscious considerations and that all that is really necessary is to make the process of consideration sufficiently enlightened. Then it is objected that a better psychology reveals that men are not moved by thought but rather by instinct and habit. Thus a partially sound criticism is employed to conceal the one factor in utilitarianism from which we ought to learn something; is used to foster an obscurantist doctrine of trusting to impulse, instinct or intuition. Neither the utilitarians nor any one else can exaggerate the proper office of reflection, of intelligence, in conduct. The mistake lay not here but in a false conception of what constitutes reflection, deliberation. The truth that men are not moved by consideration of self-interest, that men are not good judges of where their interests lie and are not moved to act by these judgments, cannot properly be converted into the belief that consideration of consequences is a negligible factor in conduct. So far as it is negligible in fact it evinces the rudimentary character of civilization. We may indeed safely start from the assumption that impulse and habit, not thought, are the primary determinants of conduct. But the conclusion to be drawn from these facts is that the need is therefore the greater for cultivation of thought. The error of utilitarianism is not at this point. It is found in its wrong conception of what thought, deliberation, is and does. VI Our problem now concerns the nature of ends, that is ends-in-view or aims. The essential elements in the problem have already been stated. It has been pointed out that the ends, objectives, of conduct are those foreseen consequences which influence present deliberation and which finally bring it to rest by furnishing an adequate stimulus to overt action. Consequently ends arise and function within action. They are not, as current theories too often imply, things lying beyond activity at which the latter is directed. They are not strictly speaking ends or termini of action at all. They are terminals of deliberation, and so turning points _in_ activity. Many opposed moral theories agree however in placing ends beyond action, although they differ in their notions of what the ends are. The utilitarian sets up pleasure as such an outside-and-beyond, as something necessary to induce action and in which it terminates. Many harsh critics of utilitarianism have however agreed that there is some end in which action terminates, a final goal. They have denied that pleasure is such an outside aim, and put perfection or self-realization in its place. The entire popular notion of "ideals" is infected with this conception of some fixed end beyond activity at which we should aim. According to this view ends-in-themselves come before aims. We have a moral aim only as our purpose coincides with some end-in-itself. We _ought_ to aim at the latter whether we actually do or not. When men believed that fixed ends existed for all normal changes in nature, the conception of similar ends for men was but a special case of a general belief. If the changes in a tree from acorn to full-grown oak were regulated by an end which was somehow immanent or potential in all the less perfect forms, and if change was simply the effort to realize a perfect or complete form, then the acceptance of a like view for human conduct was consonant with the rest of what passed for science. Such a view, consistent and systematic, was foisted by Aristotle upon western culture and endured for two thousand years. When the notion was expelled from natural science by the intellectual revolution of the seventeenth century, logically it should also have disappeared from the theory of human action. But man is not logical and his intellectual history is a record of mental reserves and compromises. He hangs on to what he can in his old beliefs even when he is compelled to surrender their logical basis. So the doctrine of fixed ends-in-themselves at which human acts are--or should be--directed and by which they are regulated if they are regulated at all persisted in morals, and was made the cornerstone of orthodox moral theory. The immediate effect was to dislocate moral from natural science, to divide man's world as it never had been divided in prior culture. One point of view, one method and spirit animated inquiry into natural occurrences; a radically opposite set of ideas prevailed about man's affairs. Completion of the scientific change begun in the seventeenth century thus depends upon a revision of the current notion of ends of action as fixed limits and conclusions. In fact, ends are ends-in-view or aims. They arise out of natural effects or consequences which in the beginning are hit upon, stumbled upon so far as any purpose is concerned. Men _like_ some of the consequences and _dislike_ others. Henceforth (or till attraction and repulsion alter) attaining or averting similar consequences are aims or ends. These consequences constitute the meaning and value of an activity as it comes under deliberation. Meantime of course imagination is busy. Old consequences are enhanced, recombined, modified in imagination. Invention operates. Actual consequences, that is effects which have happened in the past, become possible future consequences of acts still to be performed. This operation of imaginative thought complicates the relation of ends to activity, but it does not alter the substantial fact: Ends are foreseen consequences which arise in the course of activity and which are employed to give activity added meaning and to direct its further course. They are in no sense ends _of_ action. In being ends of _deliberation_ they are redirecting pivots _in_ action. Men shoot and throw. At first this is done as an "instinctive" or natural reaction to some situation. The result when it is observed gives a new meaning to the activity. Henceforth men in throwing and shooting think of it in terms of its outcome; they act intelligently or have an end. Liking the activity in its acquired meaning, they not only "take aim" when they throw instead of throwing at random, but they find or make targets at which to aim. This is the origin and nature of "goals" of action. They are ways of defining and deepening the meaning of activity. Having an end or aim is thus a characteristic of _present_ activity. It is the means by which an activity becomes adapted when otherwise it would be blind and disorderly, or by which it gets meaning when otherwise it would be mechanical. In a strict sense an end-in-view is a _means_ in present action; present action is not a means to a remote end. Men do not shoot because targets exist, but they set up targets in order that throwing and shooting may be more effective and significant. A mariner does not sail towards the stars, but by noting the stars he is aided in conducting his present activity of sailing. A port or harbor is his objective, but only in the sense of _reaching_ it not of taking possession of it. The harbor stands in his thought as a significant point at which his activity will need re-direction. Activity will not cease when the port is attained, but merely the _present direction_ of activity. The port is as truly the beginning of another mode of activity as it is the termination of the present one. The only reason we ignore this fact is because it is empirically taken for granted. We know without thinking that our "ends" are perforce beginnings. But theories of ends and ideals have converted a theoretical ignoring which is equivalent to practical acknowledgment into an intellectual denial, and have thereby confused and perverted the nature of ends. Even the most important among all the consequences of an act is not necessarily its aim. Results which are objectively most important may not even be thought of at all; ordinarily a man does not think in connection with exercise of his profession that it will sustain him and his family in existence. The end-thought-of is uniquely important, but it is indispensable to state the respect in which it is important. It gives the decisive clew to the act to be performed under the existing circumstances. It is that particular foreseen object that will stimulate the act which relieves existing troubles, straightens out existing entanglements. In a temporary annoyance, even if only that caused by the singing of a mosquito, the thought of that which gives relief may engross the mind in spite of consequences much more important, objectively speaking. Moralists have deplored such facts as evidence of levity. But the remedy, if a remedy be needed, is not found in insisting upon the importance of ends in general. It is found in a change of the dispositions which make things either immediately troublesome or tolerable or agreeable. When ends are regarded as literally ends to action rather than as directive stimuli to present choice they are frozen and isolated. It makes no difference whether the "end" is "natural" good like health or a "moral" good like honesty. Set up as complete and exclusive, as demanding and justifying action as a means to itself, it leads to narrowness; in extreme cases fanaticism, inconsiderateness, arrogance and hypocrisy. Joshua's reputed success in getting the sun to stand still to serve his desire is recognized to have involved a miracle. But moral theorists constantly assume that the continuous course of events can be arrested at the point of a particular object; that men can plunge with their own desires into the unceasing flow of changes, and seize upon some object as their end irrespective of everything else. The use of intelligence to discover the object that will best operate as a releasing and unifying stimulus in the existing situation is discounted. One reminds one's self that one's end is justice or charity or professional achievement or putting over a deal for a needed public improvement, and further questionings and qualms are stilled. It is customary to suppose that such methods merely ignore the question of the morality of the means which are used to secure the end desired. Common sense revolts against the maxim, conveniently laid off upon Jesuits or other far-away people, that the end justifies the means. There is no incorrectness in saying that the question of means employed is overlooked in such cases. But analysis would go further if it were also pointed out that overlooking means is only a device for failing to note those ends, or consequences, which, if they were noted would be seen to be so evil that action would be estopped. Certainly nothing can justify or condemn means except ends, results. But we have to include consequences impartially. Even admitting that lying will save a man's soul, whatever that may mean, it would still be true that lying will have other consequences, namely, the usual consequences that follow from tampering with good faith and that lead lying to be condemned. It is wilful folly to fasten upon some single end or consequence which is liked, and permit the view of that to blot from perception all other undesired and undesirable consequences. It is like supposing that when a finger held close to the eye covers up a distant mountain the finger is really larger than the mountain. Not _the_ end--in the singular--justifies the means; for there is no such thing as the single all-important end. To suppose that there is such an end is like working over again, in behalf of our private wishes, the miracle of Joshua in arresting the course of nature. It is not possible adequately to characterize the presumption, the falsity and the deliberate perversion of intelligence involved in refusal to note the plural effects that flow from any act, a refusal adopted in order that we may justify an act by picking out that one consequence which will enable us to do what we wish to do and for which we feel the need of justification. Yet this assumption is continually made. It is made by implication in the current view of purposes or ends-in-view as objects in themselves, instead of means to unification and liberation of present conflicting, confused habits and impulses. There is something almost sinister in the desire to label the doctrine that the end justifies the means with the name of some one obnoxious school. Politicians, especially if they have to do with the foreign affairs of a nation and are called statesmen, almost uniformly act upon the doctrine that the welfare of their own country justifies any measure irrespective of all the demoralization it works. Captains of industry, great executives in all lines, usually work upon this plan. But they are not the original offenders by any means. Every man works upon it so far as he permits himself to become so absorbed in one aspect of what he is doing that he loses a view of its varied consequences, hypnotizing his attention by consideration of just those consequences which in the abstract are desirable and slurring over other consequences equally real. Every man works upon this principle who becomes over-interested in any cause or project, and who uses its desirability in the abstract to justify himself in employing any means that will assist him in arriving, ignoring all the collateral "ends" of his behavior. It is frequently pointed out that there is a type of executive-man whose conduct seems to be as non-moral as the action of the forces of nature. We all tend to relapse into this non-moral condition whenever we want any one thing intensely. In general, the identification of the end prominent in conscious desire and effort with _the_ end is part of the technique of avoiding a reasonable survey of consequences. The survey is avoided because of a subconscious recognition that it would reveal desire in its true worth and thus preclude action to satisfy it--or at all events give us an uneasy conscience in striving to realize it. Thus the doctrine of the isolated, complete or fixed end limits intelligent examination, encourages insincerity, and puts a pseudo-stamp of moral justification upon success at any price. Moralistic persons are given to escaping this evil by falling into another pit. They deny that consequences have anything at all to do with the morality of acts. Not ends but motives they say justify or condemn acts. The thing to do, accordingly, is to cultivate certain motives or dispositions, benevolence, purity, love of perfection, loyalty. The denial of consequences thus turns out formal, verbal. In reality a consequence is set up at which to aim, only it is a subjective consequence. "Meaning well" is selected as _the_ consequence or end to be cultivated at all hazards, an end which is all-justifying and to which everything else is offered up in sacrifice. The result is a sentimental futile complacency rather than the brutal efficiency of the executive. But the root of both evils is the same. One man selects some external consequence, the other man a state of internal feeling, to serve as the end. The doctrine of meaning well as _the_ end is if anything the more contemptible of the two, for it shrinks from accepting any responsibility for actual results. It is negative, self-protective and sloppy. It lends itself to complete self-deception. Why have men become so attached to fixed, external ends? Why is it not universally recognized that an end is a device of intelligence in guiding action, instrumental to freeing and harmonizing troubled and divided tendencies? The answer is virtually contained in what was earlier said about rigid habits and their effect upon intelligence. Ends are, in fact, literally endless, forever coming into existence as new activities occasion new consequences. "Endless ends" is a way of saying that there are no ends--that is no fixed self-enclosed finalities. While however we cannot actually prevent change from occurring we can and do regard it as evil. We strive to retain action in ditches already dug. We regard novelties as dangerous, experiments as illicit and deviations as forbidden. Fixed and separate ends reflect a projection of our own fixed and non-interacting compartmental habits. We see only consequences which correspond to our habitual courses. As we have said, men did not begin to shoot because there were ready-made targets to aim at. They made things into targets by shooting at them, and then made special targets to make shooting more significantly interesting. But if generation after generation were shown targets they had had no part in constructing, if bows and arrows were thrust into their hands, and pressure were brought to bear upon them to keep them shooting in season and out, some wearied soul would soon propound to willing listeners the theory that shooting was unnatural, that man was naturally wholly at rest, and that targets existed in order that men might be forced to be active; that the duty of shooting and the virtue of hitting are externally imposed and fostered, and that otherwise there would be no such thing as a shooting-activity--that is, morality. The doctrine of fixed ends not only diverts attention from examination of consequences and the intelligent creation of purpose, but, since means and ends are two ways of regarding the same actuality, it also renders men careless in their inspection of existing conditions. An aim not framed on the basis of a survey of those present conditions which are to be employed as means of its realization simply throws us back upon past habits. We then do not do what we intended to do but what we have got used to doing, or else we thrash about in a blind ineffectual way. The result is failure. Discouragement follows, assuaged perhaps by the thought that in any case the end is too ideal, too noble and remote, to be capable of realization. We fall back on the consoling thought that our moral ideals are too good for this world and that we must accustom ourselves to a gap between aim and execution. Actual life is then thought of as a compromise with the best, an enforced second or third best, a dreary exile from our true home in the ideal, or a temporary period of troubled probation to be followed by a period of unending attainment and peace. At the same time, as has been repeatedly pointed out, persons of a more practical turn of mind accept the world "as it is," that is as past customs have made it to be, and consider what advantages for themselves may be extracted from it. They form aims on the basis of existing habits of life which may be turned to their own private account. They employ intelligence in framing ends and selecting and arranging means. But intelligence is confined to manipulation; it does not extend to construction. It is the intelligence of the politician, administrator and professional executive--the kind of intelligence which has given a bad meaning to a word that ought to have a fine meaning, opportunism. For the highest task of intelligence is to grasp and realize genuine opportunity, possibility. Roughly speaking, the course of forming aims is as follows. The beginning is with a wish, an emotional reaction against the present state of things and a hope for something different. Action fails to connect satisfactorily with surrounding conditions. Thrown back upon itself, it projects itself in an imagination of a scene which if it were present would afford satisfaction. This picture is often called an aim, more often an ideal. But in itself it is a fancy which may be only a fantasy, a dream, a castle in the air. In itself it is a romantic embellishment of the present; at its best it is material for poetry or the novel. Its natural home is not in the future but in the dim past or in some distant and supposedly better part of the present world. Every such idealized object is suggested by something actually experienced, as the flight of birds suggests the liberation of human beings from the restrictions of slow locomotion on dull earth. It becomes an aim or end only when it is worked out in terms of concrete conditions available for its realization, that is in terms of "means." This transformation depends upon study of the conditions which generate or make possible the fact observed to exist already. The fancy of the delight of moving at will through the air became an actuality only after men carefully studied the way in which a bird although heavier than air actually sustains itself in air. A fancy becomes an aim, in short, when some past sequence of known cause-and-effect is projected into the future, and when by assembling its causal conditions we strive to generate a like result. We have to fall back upon what has already happened naturally without design, and study it to see _how_ it happened, which is what is meant by causation. This knowledge joined to wish creates a purpose. Many men have doubtless dreamed of ability to have light in darkness without the trouble of oil, lamps and friction. Glow-worms, lightning, the sparks of cut electric conductors suggest such a possibility. But the picture remained a dream until an Edison studied all that could be found out about such casual phenomena of light, and then set to work to search out and gather together the means for reproducing their operation. The great trouble with what passes for moral ends and ideals is that they do not get beyond the stage of fancy of something agreeable and desirable based upon an emotional wish; very often, at that, not even an original wish, but the wish of some leader which has been conventionalized and transmitted through channels of authority. Every gain in natural science makes possible new aims. That is, the discovery of how things _do_ occur makes it possible to conceive of their happening at will, and gives us a start on selecting and combining the conditions, the means, to command their happening. In technical matters, this lesson has been fairly well learned. But in moral matters, men still largely neglect the need of studying the way in which results similar to those which we desire actually happen. Mechanism is despised as of importance only in low material things. The consequent divorce of moral ends from scientific study of natural events renders the former impotent wishes, compensatory dreams in consciousness. In _fact_ ends or consequences are still determined by fixed habit and the force of circumstance. The evils of idle dreaming and of routine are experienced in conjunction. "Idealism" must indeed come first--the imagination of some better state generated by desire. But unless ideals are to be dreams and idealism a synonym for romanticism and fantasy-building, there must be a most realistic study of actual conditions and of the mode or law of natural events, in order to give the imagined or ideal object definite form and solid substance--to give it, in short, practicality and constitute it a working end. The acceptance of fixed ends in themselves is an aspect of man's devotion to an ideal of certainty. This affection was inevitably cherished as long as men believed that the highest things in physical nature are at rest, and that science is possible only by grasping immutable forms and species: in other words, for much the greater part of the intellectual history of mankind. Only reckless sceptics would have dared entertain any idea of ends except as fixed in themselves as long as the whole structure of science was erected upon the immobile. Behind however the conception of fixity whether in science or morals lay adherence to certainty of "truth," a clinging to something fixed, born of fear of the new and of attachment to possessions. When the classicist condemns concession to impulse and holds up to admiration the patterns tested in tradition, he little suspects how much he is himself affected by unavowed impulses--timidity which makes him cling to authority, conceit which moves him to be himself the authority who speaks in the name of authority, possessive impulse which fears to risk acquisition in new adventures. Love of certainty is a demand for guarantees in advance of action. Ignoring the fact that truth can be bought only by the adventure of experiment, dogmatism turns truth into an insurance company. Fixed ends upon one side and fixed "principles"--that is authoritative rules--on the other, are props for a feeling of safety, the refuge of the timid and the means by which the bold prey upon the timid. VII Intelligence is concerned with foreseeing the future so that action may have order and direction. It is also concerned with principles and criteria of judgment. The diffused or wide applicability of habits is reflected in the _general_ character of principles: a principle is intellectually what a habit is for direct action. As habits set in grooves dominate activity and swerve it from conditions instead of increasing its adaptability, so principles treated as fixed rules instead of as helpful methods take men away from experience. The more complicated the situation, and the less we really know about it, the more insistent is the orthodox type of moral theory upon the prior existence of some fixed and universal principle or law which is to be directly applied and followed. Ready-made rules available at a moment's notice for settling any kind of moral difficulty and resolving every species of moral doubt have been the chief object of the ambition of moralists. In the much less complicated and less changing matters of bodily health such pretensions are known as quackery. But in morals a hankering for certainty, born of timidity and nourished by love of authoritative prestige, has led to the idea that absence of immutably fixed and universally applicable ready-made principles is equivalent to moral chaos. In fact, situations into which change and the unexpected enter are a challenge to intelligence to create new principles. Morals must be a growing science if it is to be a science at all, not merely because all truth has not yet been appropriated by the mind of man, but because life is a moving affair in which old moral truth ceases to apply. Principles are methods of inquiry and forecast which require verification by the event; and the time honored effort to assimilate morals to mathematics is only a way of bolstering up an old dogmatic authority, or putting a new one upon the throne of the old. But the experimental character of moral judgments does not mean complete uncertainty and fluidity. Principles exist as hypotheses with which to experiment. Human history is long. There is a long record of past experimentation in conduct, and there are cumulative verifications which give many principles a well earned prestige. Lightly to disregard them is the height of foolishness. But social situations alter; and it is also foolish not to observe how old principles actually work under new conditions, and not to modify them so that they will be more effectual instruments in judging new cases. Many men are now aware of the harm done in legal matters by assuming the antecedent existence of fixed principles under which every new case may be brought. They recognize that this assumption merely puts an artificial premium on ideas developed under bygone conditions, and that their perpetuation in the present works inequity. Yet the choice is not between throwing away rules previously developed and sticking obstinately by them. The intelligent alternative is to revise, adapt, expand and alter them. The problem is one of continuous, vital readaptation. The popular objection to casuistry is similar to the popular objection to the maxim that the end justifies the means. It is creditable to practical moral sense, but not to popular logical consistency. For recourse to casuistry is the only conclusion which can be drawn from belief in fixed universal principles, just as the Jesuit maxim is the only conclusion proper to be drawn from belief in fixed ends. Every act, every deed is individual. What is the sense in having fixed general rules, commandments, laws, unless they are such as to confer upon individual cases of action (where alone instruction is finally needed) something of their own infallible certainty? Casuistry, so-called, is simply the systematic effort to secure for particular instances of conduct the advantage of general rules which are asserted and believed in. By those who accept the notion of immutable regulating principles, casuistry ought to be lauded for sincerity and helpfulness, not dispraised as it usually is. Or else men ought to carry back their aversion to manipulation of particular cases, until they will fit into the procrustean beds of fixed rules, to the point where it is clear that all principles are empirical generalizations from the ways in which previous judgments of conduct have practically worked out. When this fact is apparent, these generalizations will be seen to be not fixed rules for deciding doubtful cases, but instrumentalities for their investigation, methods by which the net value of past experience is rendered available for present scrutiny of new perplexities. Then it will also follow that they are hypotheses to be tested and revised by their further working.[8] [8] Among contemporary moralists, Mr. G. E. Moore may be cited as almost alone in having the courage of the convictions shared by many. He insists that it is the true business of moral theory to enable men to arrive at precise and sure judgments in concrete cases of moral perplexity. Every such statement meets with prompt objection. We are told that in deliberation rival goods present themselves. We are faced by competing desires and ends which are incompatible with one another. They are all attractive, seductive. How then shall we choose among them? We can choose rationally among values, the argument continues, only if we have some fixed measure of values, just as we decide the respective lengths of physical things by recourse to the fixed foot-rule. One might reply that after all there is no fixed foot-rule, no fixed foot "in itself" and that the standard length or weight of measure is only another special portion of matter, subject to change from heat, moisture and gravitational position, defined only by conditions, relations. One might reply that the foot-rule is a tool which has been worked out in actual prior comparisons of concrete things for use in facilitating further comparisons. But we content ourselves with remarking that we find in this conception of a fixed antecedent standard another manifestation of the desire to escape the strain of the actual moral situation, its genuine uncertainty of possibilities and consequences. We are confronted with another case of the all too human love of certainty, a case of the wish for an intellectual patent issued by authority. The issue after all is one of fact. The critic is not entitled to enforce against the facts his private wish for a ready-made standard which will relieve him from the burden of examination, observation and continuing generalization and test. The worth of this private wish is moreover open to question in the light of the history of the development of natural science. There was a time when in astronomy, chemistry and biology men claimed that judgment of individual phenomena was possible only because the mind was already in possession of fixed truths, universal principles, pre-ordained axioms. Only by their means could contingent, varying particular events be truly known. There was, it was argued, no way to judge the truth of any particular statement about a particular plant, heavenly body, or case of combustion unless there was a general truth already in hand with which to compare a particular empirical occurrence. The contention was successful, that is for a long time it maintained its hold upon men's minds. But its effect was merely to encourage intellectual laziness, reliance upon authority and blind acceptance of conceptions that had somehow become traditional. The actual advance of science did not begin till men broke away from this method. When men insisted upon judging astronomical phenomena by bringing them directly under established truths, those of geometry, they had no astronomy, but only a private esthetic construction. Astronomy began when men trusted themselves to embarking upon the uncertain sea of events and were willing to be instructed by changes in the concrete. Then antecedent principles were tentatively employed as methods for conducting observations and experiments, and for organizing special facts: as hypotheses. In morals now, as in physical science then, the work of intelligence in reaching such relative certainty, or tested probability, as is open to man is retarded by the false notion of fixed antecedent truths. Prejudice is confirmed. Rules formed accidentally or under the pressure of conditions long past, are protected from criticism and thus perpetuated. Every group and person vested with authority strengthens possessed power by harping upon the sacredness of immutable principle. Moral facts, that is the concrete careers of special courses of action, are not studied. There is no counterpart to clinical medicine. Rigid classifications forced upon facts are relied upon. And all is done, as it used to be done in natural science, in praise of Reason and in fear of the variety and fluctuation of actual happenings. The hypothesis that each moral situation is unique and that consequently general moral principles are instrumental to developing the individualized meaning of situations is declared to be anarchic. It is said to be ethical atomism, pulverizing the order and dignity of morals. The question, again is not what our inherited habits lead us to prefer, but where the facts take us. But in this instance the facts do not take us into atomism and anarchy. These things are specters seen by the critic when he is suddenly confused by the loss of customary spectacles. He takes his own confusion due to loss of artificial aids for an objective situation. _Because_ situations in which deliberation is evoked are new, and therefore unique, general principles are needed. Only an uncritical vagueness will assume that the sole alternative to fixed generality is absence of continuity. Rigid habits insist upon duplication, repetition, recurrence; in their case there is accordingly fixed principles. Only there is no _principle_ at all, that is, no conscious intellectual rule, for thought is not needed. But all habit has _continuity_, and while a flexible habit does not secure in its operation bare recurrence nor absolute assurance neither does it plunge us into the hopeless confusion of the absolutely different. To insist upon change and the new is to insist upon alteration _of_ the old. In denying that the meaning of any genuine case of deliberation can be exhausted by treating it as a mere case of an established classification the value of classification is not denied. It is shown where its value lies, namely, in directing attention to resemblances and differences in the new case, in economizing effort in foresight. To call a generalization a tool is not to say it is useless; the contrary is patently the case. A tool is something to use. Hence it is also something to be improved by noting how it works. The need of such noting and improving is indispensable if, as is the case with moral principles, the tool has to be used in unwonted circumstances. Continuity of growth not atomism is thus the alternative to fixity of principles and aims. This is no Bergsonian plea for dividing the universe into two portions, one all of fixed, recurrent habits, and the other all spontaneity of flux. Only in such a universe would reason in morals have to take its choice between absolute fixity and absolute looseness. Nothing is more instructive about the genuine value of generalization in conduct than the errors of Kant. He took the doctrine that the essence of reason is complete universality (and hence necessity and immutability), with the seriousness becoming the professor of logic. Applying the doctrine to morality he saw that this conception severed morals from connection with experience. Other moralists had gone that far before his day. But none of them had done what Kant proceeded to do: carry this separation of moral principles and ideals from experience to its logical conclusion. He saw that to exclude from principles all connection with empirical details meant to exclude all reference of any kind to consequences. He then saw with a clearness which does his logic credit that with such exclusion, reason becomes entirely empty: nothing is left except the universality of the universal. He was then confronted by the seemingly insoluble problem of getting moral instruction regarding special cases out of a principle that having forsworn intercourse with experience was barren and empty. His ingenious method was as follows. Formal universality means at least logical identity; it means self-consistency or absence of contradiction. Hence follows the method by which a would-be truly moral agent will proceed in judging the rightness of any proposed act. He will ask: Can its motive be made universal for all cases? How would one like it if by one's act one's motive in that act were to be erected into a universal law of actual nature? Would one then be willing to make the same choice? Surely a man would hesitate to steal if by his choice to make stealing the motive of his act he were also to erect it into such a fixed law of nature that henceforth he and everybody else would always steal whenever property was in question. No stealing without property, and with universal stealing also no property; a clear self-contradiction. Looked at in the light of reason every mean, insincere, inconsiderate motive of action shrivels into a private exception which a person wants to take advantage of in his own favor, and which he would be horrified to have others act upon. It violates the great principle of logic that A is A. Kindly, decent acts, on the contrary, extend and multiply themselves in a continuing harmony. This treatment by Kant evinces deep insight into the office of intelligence and principle in conduct. But it involves flat contradiction of Kant's own original intention to exclude consideration of concrete consequences. It turns out to be a method of recommending a broad impartial view of consequences. Our forecast of consequences is always subject, as we have noted, to the bias of impulse and habit. We see what we want to see, we obscure what is unfavorable to a cherished, probably unavowed, wish. We dwell upon favoring circumstances till they become weighted with reinforcing considerations. We don't give opposing consequences half a chance to develop in thought. Deliberation needs every possible help it can get against the twisting, exaggerating and slighting tendency of passion and habit. To form the habit of asking how we should be willing to be treated in a similar case--which is what Kant's maxim amounts to--is to gain an ally for impartial and sincere deliberation and judgment. It is a safeguard against our tendency to regard our own case as exceptional in comparison with the case of others. "Just this once," a plea for isolation; secrecy--a plea for non-inspection, are forces which operate in every passionate desire. Demand for consistency, for "universality," far from implying a rejection of all consequences, is a demand to survey consequences broadly, to link effect to effect in a chain of continuity. Whatever force works to this end _is_ reason. For reason, let it be repeated is an outcome, a function, not a primitive force. What we need are those habits, dispositions which lead to impartial and consistent foresight of consequences. Then our judgments are reasonable; we are then reasonable creatures. VIII Certain critics in sympathy with at least the negative contention, the critical side, of such a theory as has been advanced, regard it as placing too much emphasis upon intelligence. They find it intellectualistic, cold-blooded. They say we must change desire, love, aspiration, admiration, and then action will be transformed. A new affection, a changed appreciation, brings with it a revaluation of life and insists upon its realization. A refinement of intellect at most only figures out better ways of reaching old and accustomed ends. In fact we are lucky if intellect does not freeze the ardor of generous desire and paralyze creative endeavor. Intellect is critical, unproductive while desire is generative. In its dispassionateness intellect is aloof from humanity and its needs. It fosters detachment where sympathy is needed. It cultivates contemplation when salvation lies in liberating desire. Intellect is analytic, taking things to pieces; its devices are the scalpel and test-tube. Affection is synthetic, unifying. This argument affords an opportunity for making more explicit those respective offices of wish and thought in forming ends which have already been touched upon. First we must undertake an independent analysis of desire. It is customary to describe desires in terms of their objects, meaning by objects the things which figure as in imagination their goals. As the object is noble or base, so, it is thought, is desire. In any case, emotions rise and cluster about the object. This stands out so conspicuously in immediate experience that it monopolizes the central position in the traditional psychological theory of desire. Barring gross self-deception or the frustration of external circumstance, the outcome, or end-result, of desire is regarded by this theory as similar to the end-in-view or object consciously desired. Such, however, is not the case, as readily appears from the analysis of deliberation. In saying that the actual outcome of desire is different in kind from the object upon which desire consciously fastens, I do not mean to repeat the old complaint about the fallibility and feebleness of mortals in virtue of which man's hopes are frustrated and twisted in realization. The difference is one of diverse dimensions, not of degree or amount. The object desired and the attainment of desire are no more alike than a signboard on the road is like the garage to which it points and which it recommends to the traveler. Desire is the forward urge of living creatures. When the push and drive of life meets no obstacle, there is nothing which we call desire. There is just life-activity. But obstructions present themselves, and activity is dispersed and divided. Desire is the outcome. It is activity surging forward to break through what dams it up. The "object" which then presents itself in thought as the goal of desire is the object of the environment _which, if it were present_, would secure a re-unification of activity and the restoration of its ongoing unity. The end-in-view of desire is that object which were it present would link into an organized whole activities which are now partial and competing. It is no more like the actual end of desire, or the resulting state attained, than the coupling of cars which have been separated is like an ongoing single train. Yet the train cannot go on without the coupling. Such statements may seem contrary to common sense. The pertinency of the illustration used will be denied. No man desires the signboard which he sees, he desires the garage, the objective, the ulterior thing. But does he? Or is the garage simply a means by which a divided body of activities is redintegrated or coordinated? Is it desired in any sense for itself, or only because it is the means of effective adjustment of a whole set of underlying habits? While common sense responds to the ordinary statement of the end of desire, it also responds to a statement that no one desires the object for its own sake, but only for what can be got out of it. Here is just the point at which the theory that pleasure is the real objective of desire makes its appeal. It points out that not the physical object nor even its possession is really wanted; that they are only means to something personal and experiential. And hence it is argued that they are means to pleasure. The present hypothesis offers an alternative: it says that they are means of removal of obstructions to an ongoing, unified system of activities. It is easy to see why an objective looms so large and why emotional surge and stress gather about it and lift it high above the floor of consciousness. The objective is (or is taken to be) the key to the situation. If we can attain it, lay hold of it, the trick is turned. It is like the piece of paper which carries the reprieve a condemned man waits for. Issues of life hang upon it. The desired object is in no sense the end or goal of desire, but it is the _sine qua non_ of that end. A practical man will fix his attention upon it, and not dream about eventualities which are only dreams if the objective is not attained, but which will follow in their own natural course if it is reached. For then it becomes a factor in the system of activities. Hence the truth in the various so-called paradoxes of desire. If pleasure or perfection were the true end of desire, it would still be true that the way to attainment is not to think of them. For object thought of and object achieved exist in different dimensions. In addition to the popular notions that either the object in view or else pleasure is the end of desire, there is a less popular theory that quiescence is the actual outcome or true terminal of desire. The theory finds its most complete practical statement in Buddhism. It is nearer the psychological truth than either of the other notions. But it views the attained outcome simply in its negative aspect. The end reached quiets the clash and removes the discomfort attendant upon divided and obstructed activity. The uneasiness, unrest, characteristic of desire is put to sleep. For this reason, some persons resort to intoxicants and anodynes. If quiescence were the end and it could be perpetuated, this way of removing disagreeable uneasiness would be as satisfactory a way out as the way of objective effort. But in fact desire satisfied does not bring quiescence unqualifiedly, but that _kind_ of quiescence which marks the recovery of unified activity: the absence of internal strife among habits and instincts. Equilibration of activities rather than quiescence is the actual result of satisfied desire. This names the outcome positively, rather than comparatively and negatively. This disparity of dimensions in desire between the object thought of and the outcome reached is the explanation of those self-deceptions which psycho-analysis has brought home to us so forcibly, but of which it gives elaborately cumbrous accounts. The object thought of and the outcome _never_ agree. There is no self-deceit in this fact. What, then, really happens when the actual outcome of satisfied revenge figures in thought as virtuous eagerness for justice? Or when the tickled vanity of social admiration is masked as pure love of learning? The trouble lies in the refusal of a person to note the quality of the outcome, not in the unavoidable disparity of desire's object and the outcome. The honest or integral mind attends to the result, and sees what it really is. For no terminal condition is exclusively terminal. Since it exists in time it has consequences as well as antecedents. In being a consummation it is also a force having causal potentialities. It is initial as well as terminal. Self-deception originates in looking at an outcome in one direction only--as a satisfaction of what has gone before, ignoring the fact that what is attained is a state of habits which will continue in action and which will determine future results. Outcomes of desire are also beginnings of new acts and hence are portentous. Satisfied revenge may _feel_ like justice vindicated; the prestige of learning may _feel_ like an enlargement and rectification of an objective outlook. But since different instincts and habits have entered into them, they are actually, that is dynamically, unlike. The function of moral judgment is to detect this unlikeness. Here, again, the belief that we can know ourselves immediately is as disastrous to moral science as the corresponding idea regarding knowledge of nature was to physical science. Obnoxious "subjectivity" of moral judgment is due to the fact that the immediate or esthetic quality swells and swells and displaces the thought of the active potency which gives activity its moral quality. We are all natural Jack Horners. If the plum comes when we put in and pull out our thumb we attribute the satisfactory result to personal virtue. The plum is obtained, and it is not easy to distinguish obtaining from attaining, acquisition from achieving. Jack Horner, Esq., put forth _some_ effort; and results and efforts are always more or less incommensurate. For the result is always dependent to some extent upon the favor or disfavor of circumstance. Why then should not the satisfactory plum shed its halo retrospectively upon what precedes and be taken as a sign of virtue? In this way heroes and leaders are constructed. Such is the worship of success. And the evil of success-worship is precisely the evil with which we have been dealing. "Success" is never merely final or terminal. Something else succeeds it, and its successors are influenced by its nature, that is by the persisting habits and impulses that enter into it. The world does not stop when the successful person pulls out his plum; nor does he stop, and the kind of success he obtains, and his attitude toward it, is a factor in what comes afterwards. By a strange turn of the wheel, the success of the ultra-practical man is psychologically like the refined enjoyment of the ultra-esthetic person. Both ignore the eventualities with which every state of experience is charged. There is no reason for not enjoying the present, but there is every reason for examination of the objective factors of _what_ is enjoyed before we translate enjoyment into a belief in excellence. There is every reason in other words for cultivating another enjoyment, that of the habit of examining the productive potentialities of the objects enjoyed. Analysis of desire thus reveals the falsity of theories which magnify it at the expense of intelligence. Impulse is primary and intelligence is secondary and in some sense derivative. There should be no blinking of this fact. But recognition of it as a fact exalts intelligence. For thought is not the slave of impulse to do its bidding. Impulse does not know what it is after; it cannot give orders, not even if it wants to. It rushes blindly into any opening it chances to find. Anything that expends it, satisfies it. One outlet is like another to it. It is indiscriminate. Its vagaries and excesses are the stock theme of classical moralists; and while they point the wrong moral in urging the abdication of impulse in favor of reason, their characterization of impulse is not wholly wrong. What intelligence has to do in the service of impulse is to act not as its obedient servant but as its clarifier and liberator. And this can be accomplished only by a study of the conditions and causes, the workings and consequences of the greatest possible variety of desires and combinations of desire. Intelligence converts desire into plans, systematic plans based on assembling facts, reporting events as they happen, keeping tab on them and analyzing them. Nothing is so easy to fool as impulse and no one is deceived so readily as a person under strong emotion. Hence the idealism of man is easily brought to naught. Generous impulses are aroused; there is a vague anticipation, a burning hope, of a marvelous future. Old things are to pass speedily away and a new heavens and earth are to come into existence. But impulse burns itself up. Emotion cannot be kept at its full tide. Obstacles are encountered upon which action dashes itself into ineffectual spray. Or if it achieves, by luck, a transitory success, it is intoxicated, and plumes itself on victory while it is on the road to sudden defeat. Meantime, other men, not carried away by impulse, use established habits and a shrewd cold intellect that manipulates them. The outcome is the victory of baser desire directed by insight and cunning over generous desire which does not know its way. The realistic man of the world has evolved a regular technique for dealing with idealistic outbursts that threaten his supremacy. His aims are low, but he knows the means by which they are to be executed. His knowledge of conditions is narrow but it is effective within its confines. His foresight is limited to results that concern personal success, but is sharp, clearcut. He has no great difficulty in drafting the idealistic desire of others with its vague enthusiasms and its cloudy perceptions into canals where it will serve his own purposes. The energies excited by emotional idealism run into the materialistic reservoirs provided by the contriving thought of those who have not surrendered their minds to their sentiment. The glorification of affection and aspiration at the expense of thought is a survival of romantic optimism. It assumes a pre-established harmony between natural impulse and natural objects. Only such a harmony justifies the belief that generous feeling will find its way illuminated by the sheer nobility of its own quality. Persons of a literary turn of mind are as subject to this fallacy as intellectual specialists are apt to the contrary fallacy that theorizing apart from force of impulse and habit will get affairs forward. They tend to fancy that things are as pliant to imagination as are words, that an emotion can compose affairs as if they were materials for a lyric poem. But if the objects of the environment were only as plastic as the materials of poetic art, men would never have been obliged to have recourse to creation in the medium of words. We idealize in fancy because our idealizations in fact are balked. And while the latter must start with imaginative idealizations instigated by release of generous impulse, they can be carried through only when the hard labor of observation, memory and foresight weds the vision of imagination to the organized efficiencies of habit. Sometimes desire means not bare impulse but impulse which has sense of an objective. In this case desire and thought cannot be opposed, for desire includes thought within itself. The question is now how far the work of thought has been done, how adequate is its perception of its directing object. For the moving force may be a shadowy presentiment constructed by wishful hope rather than by study of conditions; it may be an emotional indulgence rather than a solid plan built upon the rocks of actuality discovered by accurate inquiries. There is no thought without the impeding of impulse. But the obstruction may merely intensify its blind surge forward; or it may divert the force of forward impulse into observation of existing conditions and forecast of their future consequences. This long way around is the short way home for desire. No issue of morals is more far-reaching than the one herewith sketched. Historically speaking, there is point in the attacks of those who speak slightingly of science and intellect, and who would limit their moral significance to supplying incidental help to execution of purposes born of affection. Thought too often is specialized in a remote and separate pursuit, or employed in a hard way to contrive the instrumentalities of "success." Intellect is too often made a tool for a systematized apology for things as "they are," that is for customs that benefit the class in power, or else a road to an interesting occupation which accumulates facts and ideas as other men gather dollars, while priding itself on its ideal quality. No wonder that at times catastrophes that affect men in common are welcomed. For the moment they turn science away from its abstract technicalities into a servant of some human aspiration; the hard, chilly calculations of intellect are swept away by floods of sympathy and common loyalties. But, alas, emotion without thought is unstable. It rises like the tide and subsides like the tide irrespective of what it has accomplished. It is easily diverted into any side channel dug by old habits or provided by cool cunning, or it disperses itself aimlessly. Then comes the reaction of disillusionment, and men turn all the more fiercely to the pursuit of narrow ends where they are habituated to use observation and planning and where they have acquired some control of conditions. The separation of warm emotion and cool intelligence is the great moral tragedy. This division is perpetuated by those who deprecate science and foresight in behalf of affection as it is by those who in the name of an idol labeled reason would quench passion. The intellect is always inspired by some impulse. Even the most case-hardened scientific specialist, the most abstract philosopher, is moved by some passion. But an actuating impulse easily hardens into isolated habit. It is unavowed and disconnected. The remedy is not lapse of thought, but its quickening and extension to contemplate the continuities of existence, and restore the connection of the isolated desire to the companionship of its fellows. The glorification of "will" apart from thought turns out either a commitment to blind action which serves the purpose of those who guide their deeds by narrow plans, or else a sentimental, romantic faith in the harmonies of nature leading straight to disaster. In words at least, the association of idealism with emotion and impulse has been repeatedly implied in the foregoing. The connection is more than verbal. Every end that man holds up, every project he entertains is ideal. It marks something wanted, rather than something existing. It is wanted because existence as it _now_ is does not furnish it. It carries with itself, then, a sense of contrast to the achieved, to the existent. It outruns the seen and touched. It is the work of faith and hope even when it is the plan of the most hard-headed "practical" man. But though ideal in this sense it is not _an_ ideal. Common sense revolts at calling every project, every design, every contrivance of cunning, ideal, because common sense includes above all in its conception of the ideal the _quality_ of the plan proposed. Idealistic revolt is blind and like every blind reaction sweeps us away. The quality of the ideal is exalted till it is something beyond all possibility of definite plan and execution. Its sublimity renders it inaccessibly remote. An ideal becomes a synonym for whatever is inspiring--and impossible. Then, since intelligence cannot be wholly suppressed, the ideal is hardened by thought into some high, far-away object. It is so elevated and so distant that it does not belong to this world or to experience. It is in technical language, transcendental; in common speech, supernatural, of heaven not of earth. The ideal is then a goal of final exhaustive, comprehensive perfection which can be defined only by complete contrast with the actual. Although impossible of realization and of conception, it is still regarded as the source of all generous discontent with actualities and of all inspiration to progress. This notion of the nature and office of ideals combines in one contradictory whole all that is vicious in the separation of desire and thought. It strives while retaining the vagueness of emotion to simulate the objective definiteness of thought. It follows the natural course of intelligence in demanding an object which will unify and fulfil desire, and then cancels the work of thought by treating the object as ineffable and unrelated to present action and experience. It converts the surge of present impulse into a future end only to swamp the endeavor to clarify this end in a gush of unconsidered feeling. It is supposed that the thought of the ideal is necessary to arouse dissatisfaction with the present and to arouse effort to change it. But in reality the ideal is itself the product of discontent with conditions. Instead however of serving to organize and direct effort, it operates as a compensatory dream. It becomes another ready-made world. Instead of promoting effort at concrete transformations of what exists, it constitutes another kind of existence already somewhere in being. It is a refuge, an asylum from effort. Thus the energy that might be spent in transforming present ills goes into oscillating flights into a far away perfect world and the tedium of enforced returns into the necessities of the present evil world. We can recover the genuine import of ideals and idealism only by disentangling this unreal mixture of thought and emotion. The action of deliberation, as we have seen, consists in selecting some foreseen consequence to serve as a stimulus to present action. It brings future possibilities into the present scene and thereby frees and expands present tendencies. But the selected consequence is set in an indefinite context of other consequences just as real as it is, and many of them much more certain in fact. The "ends" that are foreseen and utilized mark out a little island in an infinite sea. This limitation would be fatal were the proper function of ends anything else than to liberate and guide present action out of its perplexities and confusions. But this service constitutes the sole meaning of aims and purposes. Hence their slight extent in comparison with ignored and unforeseen consequences is of no import in itself. The "ideal" as it stands in popular thought, the notion of a complete and exhaustive realization, is remote from the true functions of ends, and would only embarrass us if it could be embraced in thought instead of being, as it is, a comment by the emotions. For the sense of an indefinite context of consequences from among which the aim is selected enters into the _present_ meaning of activity. The "end" is the figured pattern at the center of the field through which runs the axis of conduct. About this central figuration extends infinitely a supporting background in a vague whole, undefined and undiscriminated. At most intelligence but throws a spotlight on that little part of the whole which marks out the axis of movement. Even if the light is flickering and the illuminated portion stands forth only dimly from the shadowy background, it suffices if we are shown the way to move. To the rest of the consequences, collateral and remote, corresponds a background of feeling, of diffused emotion. This forms the stuff of the ideal. From the standpoint of its _definite_ aim any act is petty in comparison with the totality of natural events. What is accomplished directly as the outcome of a turn which our action gives the course of events is infinitesimal in comparison with their total sweep. Only an illusion of conceit persuades us that cosmic difference hangs upon even our wisest and most strenuous effort. Yet discontent with this limitation is as unreasonable as relying upon an illusion of external importance to keep ourselves going. In a genuine sense every act is already possessed of infinite import. The little part of the scheme of affairs which is modifiable by our efforts is continuous with the rest of the world. The boundaries of our garden plot join it to the world of our neighbors and our neighbors' neighbors. That small effort which we can put forth is in turn connected with an infinity of events that sustain and support it. The consciousness of this encompassing infinity of connections is ideal. When a sense of the infinite reach of an act physically occurring in a small point of space and occupying a petty instant of times comes home to us, the _meaning_ of a present act is seen to be vast, immeasurable, unthinkable. This ideal is not a goal to be attained. It is a significance to be felt, appreciated. Though consciousness of it cannot become intellectualized (identified in objects of a distinct character) yet emotional appreciation of it is won only by those willing to think. It is the office of art and religion to evoke such appreciations and intimations; to enhance and steady them till they are wrought into the texture of our lives. Some philosophers define religious consciousness as beginning where moral and intellectual consciousness leave off. In the sense that definite purposes and methods shade off of necessity into a vast whole which is incapable of objective presentation this view is correct. But they have falsified the conception by treating the religious consciousness as something that comes _after_ an experience in which striving, resolution and foresight are found. To them morality and science are a striving; when striving ceases a moral holiday begins, an excursion beyond the utmost flight of legitimate thought and endeavor. But there is a point in _every_ intelligent activity where effort ceases; where thought and doing fall back upon a course of events which effort and reflection cannot touch. There is a point _in_ deliberate action where definite thought fades into the ineffable and undefinable--into emotion. If the sense of this effortless and unfathomable whole comes only in alternation with the sense of strain in action and labor in thought, then we spend our lives in oscillating between what is cramped and enforced and a brief transitory escape. The function of religion is then caricatured rather than realized. Morals, like war, is thought of as hell, and religion, like peace, as a respite. The religious experience is a reality in so far as in the midst of effort to foresee and regulate future objects we are sustained and expanded in feebleness and failure by the sense of an enveloping whole. Peace in action not after it is the contribution of the ideal to conduct. IX Over and over again, one point has recurred for criticism;--the subordination of activity to a result outside itself. Whether that goal be thought of as pleasure, as virtue, as perfection, as final enjoyment of salvation, is secondary to the fact that the moralists who have asserted fixed ends have in all their differences from one another agreed in the basic idea that present activity is but a means. We have insisted that happiness, reasonableness, virtue, perfecting, are on the contrary parts of the present significance of present action. Memory of the past, observation of the present, foresight of the future are indispensable. But they are indispensable _to_ a present liberation, an enriching growth of action. Happiness is fundamental in morals only because happiness is not something to be sought for, but is something now attained, even in the midst of pain and trouble, whenever recognition of our ties with nature and with fellow-men releases and informs our action. Reasonableness is a necessity because it is the perception of the continuities that take action out of its immediateness and isolation into connection with the past and future. Perhaps the criticism and insistence have been too incessant. They may have provoked the reader to reaction. He may readily concede that orthodox theories have been onesided in sacrificing the present to future good, making of the present but an onerous obligation or a sacrifice endured for future gain. But why, he may protest, go to an opposite extreme and make the future but a means to the significance of the present? Why should the power of foresight and effort to shape the future, to regulate what is to happen, be slighted? Is not the effect of such a doctrine to weaken putting forth of endeavor in order to make the future better than the present? Control of the future may be limited in extent, but it is correspondingly precious; we should jealously cherish whatever encourages and sustains effort to that end. To make little of this possibility, in effect, it will be argued, is to decrease the care and endeavor upon which progress depends. Control of the future is indeed precious in exact proportion to its difficulty, its moderate degree of attainability. Anything that actually tends to make that control less than it now is would be a movement backward into sloth and triviality. But there is a difference between future improvement as a result and as a direct aim. To make it an aim is to throw away the surest means of attaining it, namely attention to the full use of present resources in the present situation. Forecast of future conditions, scientific study of past and present in order that the forecast may be intelligent, are indeed necessities. Concentration of intellectual concern upon the future, solicitude for scope and precision of estimate characteristic of any well conducted affair, naturally give the impression that their animating purpose is control of the future. But thought about future happenings is the only way we can judge the present; it is the only way to appraise its significance. Without such projection, there can be no projects, no plans for administering present energies, overcoming present obstacles. Deliberately to subordinate the present to the future is to subject the comparatively secure to the precarious, exchange resources for liabilities, surrender what is under control to what is, relatively, incapable of control. The _amount_ of control which will come into existence in the future is not within control. But such an amount as turns out to be practicable accrues only in consequence of the best possible management of present means and obstacles. Dominating _intellectual_ pre-occupation with the future is the way by which efficiency in dealing with the present is attained. It is a way, not a goal. And, upon the very most hopeful outlook, study and planning are more important in the meaning, the enrichment of content, which they add to present activity than is the increase of external control they effect. Nor is this doctrine passivistic in tendency. What sense is there in increased external control except to increase the intrinsic significance of living? The future that is foreseen is a future that is sometime to be a present. Is the value of _that_ present also to be postponed to a future date, and so on indefinitely? Or, if the good we are struggling to attain in the future is one to be actually realized when that future becomes present, why should not the good of _this_ present be equally precious? And is there, again, any intelligent way of modifying the future except to attend to the full possibilities of the present? Scamping the present in behalf of the future leads only to rendering the future less manageable. It increases the probability of molestation by future events. Remarks cast in this form probably seem too much like a logical manipulation of the concepts of present and future to be convincing. Building a house is a typical instance of an intelligent activity. It is an activity directed by a plan, a design. The plan is itself based upon a foresight of future uses. This foresight is in turn dependent upon an organized survey of past experiences and of present conditions, a recollection of former experiences of living in houses and an acquaintance with present materials, prices, resources, etc. Now if a legitimate case of subordination of present to regulation of the future may anywhere be found, it is in such a case as this. For a man usually builds a house for the sake of the comfort and security, the "control," thereby afforded to future living rather than just for the fun--or the trouble--of building. If in such a case inspection shows that, after all, intellectual concern with the past and future is for the sake of directing present activity and giving it meaning, the conclusion may be accepted for other cases. Note that the present activity is the only one really under control. The man may die before the house is built, or his financial conditions may change, or he may need to remove to another place. If he attempts to provide for all contingencies, he will never do anything; if he allows his attention to be much distracted by them, he won't do well his present planning and execution. The more he considers the future uses to which the house will probably be put the better he will do his present job which is the activity of building. Control of future living, such as it may turn out to be, is wholly dependent upon taking his present activity, seriously and devotedly, as an end, not a means. And a man has his hands full in doing well what now needs to be done. Until men have formed the habit of using intelligence fully as a guide to present action they will never find out how much control of future contingencies is possible. As things are, men so habitually scamp present action in behalf of future "ends" that the facts for estimating the extent of the possibility of reduction of future contingencies have not been disclosed. What a man _is_ doing limits both his direct control and his responsibility. We must not confuse the act of building with the house when built. The latter _is_ a means, not a fulfilment. But it is such only because it enters into a new activity which is present not future. Life is continuous. The act of building in time gives way to the acts connected with a domicile. But everywhere the good, the fulfilment, the meaning of activity, resides in a present made possible by judging existing conditions in their connections. If we seek for an illustration on a larger scale, education furnishes us with a poignant example. As traditionally conducted, it strikingly exhibits a subordination of the living present to a remote and precarious future. To prepare, to get ready, is its key-note. The actual outcome is lack of adequate preparation, of intelligent adaptation. The professed exaltation of the future turns out in practice a blind following of tradition, a rule of thumb muddling along from day to day; or, as in some of the projects called industrial education, a determined effort on the part of one class of the community to secure _its_ future at the expense of another class. If education were conducted as a process of fullest utilization of present resources, liberating and guiding capacities that are now urgent, it goes without saying that the lives of the young would be much richer in meaning than they are now. It also follows that intelligence would be kept busy in studying all indications of power, all obstacles and perversions, all products of the past that throw light upon present capacity, and in forecasting the future career of impulse and habit now active--not for the sake of subordinating the latter but in order to treat them intelligently. As a consequence whatever fortification and expansion of the future that is possible will be achieved--as it is now dismally unattained. A more complicated instance is found in the dominant quality of our industrial activity. It may be dogmatically declared that the roots of its evils are found in the separation of production from consumption--that is, actual consummation, fulfilment. A normal case of their relationship is found in the taking of food. Food is consumed and vigor is produced. The difference between the two is one of directions or dimensions distinguished by intellect. In reality there is simply conversion of energy from one form to another wherein it is more available--of greater significance. The activity of the artist, the sportsman, the scientific inquirer exemplifies the same balance. Activity should be productive. This is to say it should have a bearing on the future, should effect control of it. But so far as a productive action is intrinsically creative, it has its own intrinsic value. Reference to future products and future enjoyments is but a way of enhancing perception of an immanent meaning. A skilled artisan who enjoys his work is aware that what he is making is made for future use. Externally his action is one technically labeled "production." It seems to illustrate the subjection of present activity to remote ends. But actually, morally, psychologically, the sense of the utility of the article produced is a factor in the present significance of action due to the present utilization of abilities, giving play to taste and skill, accomplishing something now. The moment production is severed from immediate satisfaction, it becomes "labor," drudgery, a task reluctantly performed. Yet the whole tendency of modern economic life has been to assume that consumption will take care of itself provided only production is grossly and intensely attended to. Making things is frantically accelerated; and every mechanical device used to swell the senseless bulk. As a result most workers find no replenishment, no renewal and growth of mind, no fulfilment in work. They labor to get mere means of later satisfaction. This when procured is isolated in turn from production and is reduced to a barren physical affair or a sensuous compensation for normal goods denied. Meantime the fatuity of severing production from consumption, from present enriching of life, is made evident by economic crises, by periods of unemployment alternating with periods of exercise, work or "over-production." Production apart from fulfilment becomes purely a matter of quantity; for distinction, quality, is a matter of present meaning. Esthetic elements being excluded, the mechanical reign. Production lacks criteria; one thing is better than another if it can be made faster or in greater mass. Leisure is not the nourishment of mind in work, nor a recreation; it is a feverish hurry for diversion, excitement, display, otherwise there is no leisure except a sodden torpor. Fatigue due for some to monotony and for others to overstrain in maintaining the pace is inevitable. Socially, the separation of production and consumption, means and ends, is the root of the most profound division of classes. Those who fix the "ends" for production are in control, those who engage in isolated productive activity are the subject-class. But if the latter are oppressed the former are not truly free. Their consumptions are accidental ostentation and extravagance, not a normal consummation or fulfilment of activity. The remainder of their lives is spent in enslavement to keeping the machinery going at an increasingly rapid rate. Meantime class struggle grows between those whose productive labor is enforced by necessity and those who are privileged consumers. And the exaggeration of production due to its isolation from ignored consumption so hypnotizes attention that even would-be reformers, like Marxian socialists, assert that the entire social problem focuses at the point of production. Since this separation of means from ends signifies an erection of means into ends, it is no wonder that a "materialistic conception of history" emerges. It is not an invention of Marx; it is a record of fact so far as the separation in question obtains. For practicable idealism is found only in a fulfilment, a consumption which is a replenishing, growth, renewal of mind and body. Harmony of social interests is found in the wide-spread sharing of activities significant in themselves, that is to say, at the point of _consumption_.[9] But the forcing of production apart from consumption leads to the monstrous belief that class-struggle civil war is a means of social progress, instead of a register of the barriers to its attainment. Yet here too the Marxian reads aright the character of most current economic activity. [9] Acknowledgment is due "The Social Interpretation of History" by Maurice Williams. The history of economic activity thus exemplifies the moral consequences of the separation of present activity and future "ends" from each other. It also embodies the difficulty of the problem--the tax placed by it upon thought and good will. For the professed idealist and the hard-headed materialist or "practical" man, have conspired together to sustain this situation. The "idealist" sets up as the ideal not fullness of meaning of the present but a remote goal. Hence the present is evacuated of meaning. It is reduced to being a mere external instrument, an evil necessity due to the distance between us and significant valid satisfaction. Appreciation, joy, peace in present activity are suspect. They are regarded as diversions, temptations, unworthy relaxations. Then since human nature _must_ have present realization, a sentimental, romantic enjoyment of the ideal becomes a substitute for intelligent and rewarding activity. The utopia cannot be realized in fact but it may be appropriated in fantasy and serve as an anodyne to blunt the sense of a misery which after all endures. Some private key to a present entering upon remote and superior bliss is sought, just as the evangelical enjoys a complacent and superior sense of a salvation unobtained by fellow mortals. Thus the normal demand for realization, for satisfaction in the present, is abnormally met. Meantime the practical man wants something definite, tangible and presumably obtainable for which to work. He is looking after "a good thing" as the average man is looking after a "good time," that natural caricature of an intrinsically significant activity. Yet his activity is impractical. He is looking for satisfaction somewhere else than where it can be found. In his utopian search for a future good he neglects the only place where good can be found. He empties present activity of meaning by making it a mere instrumentality. When the future arrives it is only after all another despised present. By habit as well as by definition it is still a means to something which has yet to come. Again human nature must have its claims satisfied, and sensuality is the inevitable recourse. Usually a compromise is worked out, by which a man for his working-hours accepts the philosophy of activity for some future result, while at odd leisure times he enters by conventionally recognized channels upon an enjoyment of "spiritual" blessings and "ideal" refinements. The problem of serving God and Mammon is thus solved. The situation exemplifies the concrete meaning of the separation of means from ends which is the intellectual reflex of the divorce of theory and practice, intelligence and habit, foresight and present impulse. Moralists have spent time and energy in showing what happens when appetite, impulse, is indulged without reference to consequences and reason. But they have mostly ignored the counterpart evils of an intelligence that conceives ideals and goods which do not enter into present impulse and habit. The life of reason has been specialized, romanticized, or made a heavy burden. This situation embodies the import of the problem of actualizing the place of intelligence in conduct. Our whole account of the place of intelligence in conduct is exposed however to the charge of being itself romantic, a compensatory idealization. The history of mind is a record of intellect which registers, with more or less inaccuracy, what has happened after it has happened. The crisis in which the intervention of foreseeing and directing mind is needed passes unnoted, with attention directed toward incidentals and irrelevancies. The work of intellect is _post mortem_. The rise of social science, it will be pointed out, has increased the amount of registering that occurs. Social post mortems occur much more frequently than they used to. But one of the things which the unbiased mind will register is the impotency of discussion, analysis and reporting in modifying the course of events. The latter goes its way unheeding. The reply that this condition of matters shows not the impotency of intelligence but that what passes for science is not science is too easy a retort to be satisfactory. We must have recourse to some concrete facts or surrender our doctrine just at the moment when we have formulated it. Technical affairs give evidence that the work of inquiry, reporting and analysis is not always ineffectual. The development of a chain of "nation-wide" tobacco shops, of a well managed national telephone system, of the extension of the service of an electric-light plant testify to the fact that study, reflection and the formation of plans do in some instances determine a course of events. The effect is seen in both engineering management and in national commercial expansion. Such potency however, it must be admitted, is limited to just those matters that are called technical in contrast with the larger affairs of humanity. But if we seek, as we should, for a definition of "technical," we can hardly find any save one that goes in a circle: Affairs are technical in which observation, analysis and intellectual organization are determining factors. Is the conclusion to be drawn a conviction that our wider social interests are so different from those in which intelligence is a directing factor that in the former science must always remain a belated visitor coming upon the scene after matters are settled? No, the logical conclusion is that as yet we have no technique in important economic, political and international affairs. Complexity of conditions render the difficulties in the way of the development of a technique enormous. It is imaginable they will never be overcome. But our choice is between the development of a technique by which intelligence will become an intervening partner and a continuation of a regime of accident, waste and distress. PART FOUR CONCLUSION Conduct when distributed under heads like habit, impulse and intelligence gets artificially shredded. In discussing each of these topics we have run into the others. We conclude, then, with an attempt to gather together some outstanding considerations about conduct as a whole. I The foremost conclusion is that morals has to do with all activity into which alternative possibilities enter. For wherever they enter a difference between better and worse arises. Reflection upon action means uncertainty and consequent need of decision as to which course is better. The better is the good; the best is not better than the good but is simply the discovered good. Comparative and superlative degrees are only paths to the positive degree of action. The worse or evil is a rejected good. In deliberation and before choice no evil presents itself as evil. Until it is rejected, it is a competing good. After rejection, it figures not as a lesser good, but as the bad of that situation. Actually then only deliberate action, conduct into which reflective choice enters, is distinctively moral, for only then does there enter the question of better and worse. Yet it is a perilous error to draw a hard and fast line between action into which deliberation and choice enter and activity due to impulse and matter-of-fact habit. One of the consequences of action is to involve us in predicaments where we have to reflect upon things formerly done as matter of course. One of the chief problems of our dealings with others is to induce them to reflect upon affairs which they usually perform from unreflective habit. On the other hand, every reflective choice tends to relegate some conscious issue into a deed or habit henceforth taken for granted and not thought upon. Potentially therefore every and any act is within the scope of morals, being a candidate for possible judgment with respect to its better-or-worse quality. It thus becomes one of the most perplexing problems of reflection to discover just how far to carry it, what to bring under examination and what to leave to unscrutinized habit. Because there is no final recipe by which to decide this question all moral judgment is experimental and subject to revision by its issue. The recognition that conduct covers every act that is judged with reference to better and worse and that the need of this judgment is potentially coextensive with all portions of conduct, saves us from the mistake which makes morality a separate department of life. Potentially conduct is one hundred per cent of our acts. Hence we must decline to admit theories which identify morals with the purification of motives, edifying character, pursuing remote and elusive perfection, obeying supernatural command, acknowledging the authority of duty. Such notions have a dual bad effect. First they get in the way of observation of conditions and consequences. They divert thought into side issues. Secondly, while they confer a morbid exaggerated quality upon things which are viewed under the aspect of morality, they release the larger part of the acts of life from serious, that is moral, survey. Anxious solicitude for the few acts which are deemed moral is accompanied by edicts of exemption and baths of immunity for most acts. A moral moratorium prevails for everyday affairs. When we observe that morals is at home wherever considerations of the worse and better are involved, we are committed to noting that morality is a continuing process not a fixed achievement. Morals means growth of conduct in meaning; at least it means that kind of expansion in meaning which is consequent upon observations of the conditions and outcome of conduct. It is all one with growing. Growing and growth are the same fact expanded in actuality or telescoped in thought. In the largest sense of the word, morals is education. It is learning the meaning of what we are about and employing that meaning in action. The good, satisfaction, "end," of growth of present action in shades and scope of meaning is the only good within our control, and the only one, accordingly, for which responsibility exists. The rest is luck, fortune. And the tragedy of the moral notions most insisted upon by the morally self-conscious is the relegation of the only good which can fully engage thought, namely present meaning of action, to the rank of an incident of a remote good, whether that future good be defined as pleasure, or perfection, or salvation, or attainment of virtuous character. "Present" activity is not a sharp narrow knife-blade in time. The present is complex, containing within itself a multitude of habits and impulses. It is enduring, a course of action, a process including memory, observation and foresight, a pressure forward, a glance backward and a look outward. It is of _moral_ moment because it marks a transition in the direction of breadth and clarity of action or in that of triviality and confusion. Progress is present reconstruction adding fullness and distinctness of meaning, and retrogression is a present slipping away of significance, determinations, grasp. Those who hold that progress can be perceived and measured only by reference to a remote goal, first confuse meaning with space, and then treat spatial position as absolute, as limiting movement instead of being bounded in and by movement. There are plenty of negative elements, due to conflict, entanglement and obscurity, in most of the situations of life, and we do not require a revelation of some supreme perfection to inform us whether or no we are making headway in present rectification. We move on from the worse and into, not just towards, the better, which is authenticated not by comparison with the foreign but in what is indigenous. Unless progress is a present reconstructing, it is nothing; if it cannot be told by qualities belonging to the movement of transition it can never be judged. Men have constructed a strange dream-world when they have supposed that without a fixed ideal of a remote good to inspire them, they have no inducement to get relief from present troubles, no desires for liberation from what oppresses and for clearing-up what confuses present action. The world in which we could get enlightenment and instruction about the direction in which we are moving only from a vague conception of an unattainable perfection would be totally unlike our present world. Sufficient unto the day is the evil thereof. Sufficient it is to stimulate us to remedial action, to endeavor in order to convert strife into harmony, monotony into a variegated scene, and limitation into expansion. The converting is progress, the only progress conceivable or attainable by man. Hence every situation has its own measure and quality of progress, and the need for progress is recurrent, constant. If it is better to travel than to arrive, it is because traveling is a constant arriving, while arrival that precludes further traveling is most easily attained by going to sleep or dying. We find our clews to direction in the projected recollections of definite experienced goods not in vague anticipations, even when we label the vagueness perfection, the Ideal, and proceed to manipulate its definition with dry dialectic logic. Progress means increase of present meaning, which involves multiplication of sensed distinctions as well as harmony, unification. This statement may, perhaps, be made generally, in application to the experience of humanity. If history shows progress it can hardly be found elsewhere than in this complication and extension of the significance found within experience. It is clear that such progress brings no surcease, no immunity from perplexity and trouble. If we wished to transmute this generalization into a categorical imperative we should say: "So act as to increase the meaning of present experience." But even then in order to get instruction about the concrete quality of such increased meaning we should have to run away from the law and study the needs and alternative possibilities lying within a unique and localized situation. The imperative, like everything absolute, is sterile. Till men give up the search for a general formula of progress they will not know where to look to find it. A business man proceeds by comparing today's liabilities and assets with yesterday's, and projects plans for tomorrow by a study of the movement thus indicated in conjunction with study of the conditions of the environment now existing. It is not otherwise with the business of living. The future is a projection of the subject-matter of the present, a projection which is not arbitrary in the extent in which it divines the movement of the moving present. The physician is lost who would guide his activities of healing by building up a picture of perfect health, the same for all and in its nature complete and self-enclosed once for all. He employs what he has discovered about actual cases of good health and ill health and their causes to investigate the present ailing individual, so as to further his recovering; recovering, an intrinsic and living process rather than recovery, which is comparative and static. Moral theories, which however have not remained mere theories but which have found their way into the opinions of the common man, have reversed the situation and made the present subservient to a rigid yet abstract future. The ethical import of the doctrine of evolution is enormous. But its import has been misconstrued because the doctrine has been appropriated by the very traditional notions which in truth it subverts. It has been thought that the doctrine of evolution means the complete subordination of present change to a future goal. It has been constrained to teach a futile dogma of approximation, instead of a gospel of present growth. The usufruct of the new science has been seized upon by the old tradition of fixed and external ends. In fact evolution means continuity of change; and the fact that change may take the form of present growth of complexity and interaction. Significant stages in change are found not in access of fixity of attainment but in those crises in which a seeming fixity of habits gives way to a release of capacities that have not previously functioned: in times that is of readjustment and redirection. No matter what the present success in straightening out difficulties and harmonizing conflicts, it is certain that problems will recur in the future in a new form or on a different plane. Indeed every genuine accomplishment instead of winding up an affair and enclosing it as a jewel in a casket for future contemplation, complicates the practical situation. It effects a new distribution of energies which have henceforth to be employed in ways for which past experience gives no exact instruction. Every important satisfaction of an old want creates a new one; and this new one has to enter upon an experimental adventure to find its satisfaction. From the side of what has gone before achievement settles something. From the side of what comes after, it complicates, introducing new problems, unsettling factors. There is something pitifully juvenile in the idea that "evolution," progress, means a definite sum of accomplishment which will forever stay done, and which by an exact amount lessens the amount still to be done, disposing once and for all of just so many perplexities and advancing us just so far on our road to a final stable and unperplexed goal. Yet the typical nineteenth century, mid-victorian conception of evolution was precisely a formulation of such a consummate juvenilism. If the true ideal is that of a stable condition free from conflict and disturbance, then there are a number of theories whose claims are superior to those of the popular doctrine of evolution. Logic points rather in the direction of Rousseau and Tolstoi who would recur to some primitive simplicity, who would return from complicated and troubled civilization to a state of nature. For certainly progress in civilization has not only meant increase in the scope and intricacy of problems to be dealt with, but it entails increasing instability. For in multiplying wants, instruments and possibilities, it increases the variety of forces which enter into relations with one another and which have to be intelligently directed. Or again, Stoic indifference or Buddhist calm have greater claims. For, it may be argued, since all objective achievement only complicates the situation, the victory of a final stability can be secured only by renunciation of desire. Since every satisfaction of desire increases force, and this in turn creates new desires, withdrawal into an inner passionless state, indifference to action and attainment, is the sole road to possession of the eternal, stable and final reality. Again, from the standpoint of definite approximation to an ultimate goal, the balance falls heavily on the side of pessimism. The more striving the more attainments, perhaps; but also assuredly the more needs and the more disappointments. The more we do and the more we accomplish, the more the end is vanity and vexation. From the standpoint of attainment of good that stays put, that constitutes a definite sum performed which lessens the amount of effort required in order to reach the ultimate goal of final good, progress _is_ an illusion. But we are looking for it in the wrong place. The world war is a bitter commentary on the nineteenth century misconception of moral achievement--a misconception however which it only inherited from the traditional theory of fixed ends, attempting to bolster up that doctrine with aid from the "scientific" theory of evolution. The doctrine of progress is not yet bankrupt. The bankruptcy of the notion of fixed goods to be attained and stably possessed may possibly be the means of turning the mind of man to a tenable theory of progress--to attention to present troubles and possibilities. Adherents of the idea that betterment, growth in goodness, consists in approximation to an exhaustive, stable, immutable end or good, have been compelled to recognize the truth that in fact we envisage the good in specific terms that are relative to existing needs, and that the attainment of every specific good merges insensibly into a new condition of maladjustment with its need of a new end and a renewed effort. But they have elaborated an ingenious dialectical theory to account for the facts while maintaining their theory intact. The goal, the ideal, is infinite; man is finite, subject to conditions imposed by space and time. The specific character of the ends which man entertains and of the satisfaction he achieves is due therefore precisely to his empirical and finite nature in its contrast with the infinite and complete character of the true reality, the end. Consequently when man reaches what he had taken to be the destination of his journey he finds that he has only gone a piece on the road. Infinite vistas still stretch before him. Again he sets his mark a little way further ahead, and again when he reaches the station set, he finds the road opening before him in unexpected ways, and sees new distant objects beckoning him forward. Such is the popular doctrine. By some strange perversion this theory passes for moral idealism. An office of inspiration and guidance is attributed to the thought of the goal of ultimate completeness or perfection. As matter of fact, the idea sincerely held brings discouragement and despair not inspiration or hopefulness. There is something either ludicrous or tragic in the notion that inspiration to continued progress is had in telling man that no matter what he does or what he achieves, the outcome is negligible in comparison with what he set out to achieve, that every endeavor he makes is bound to turn out a failure compared with what should be done, that every attained satisfaction is only forever bound to be only a disappointment. The honest conclusion is pessimism. All is vexation, and the greater the effort the greater the vexation. But the fact is that it is not the negative aspect of an outcome, its failure to reach infinity, which renews courage and hope. Positive attainment, actual enrichment of meaning and powers opens new vistas and sets new tasks, creates new aims and stimulates new efforts. The facts are not such as to yield unthinking optimism and consolation; for they render it impossible to rest upon attained goods. New struggles and failures are inevitable. The total scene of action remains as before, only for us more complex, and more subtly unstable. But this very situation is a consequence of expansion, not of failures of power, and when grasped and admitted it is a challenge to intelligence. Instruction in what to do next can never come from an infinite goal, which for us is bound to be empty. It can be derived only from study of the deficiencies, irregularities and possibilities of the actual situation. In any case, however, arguments about pessimism and optimism based upon considerations regarding fixed attainment of good and evil are mainly literary in quality. Man continues to live because he is a living creature not because reason convinces him of the certainty or probability of future satisfactions and achievements. He is instinct with activities that carry him on. Individuals here and there cave in, and most individuals sag, withdraw and seek refuge at this and that point. But man as man still has the dumb pluck of the animal. He has endurance, hope, curiosity, eagerness, love of action. These traits belong to him by structure, not by taking thought. Memory of past and foresight of future convert dumbness to some degree of articulateness. They illumine curiosity and steady courage. Then when the future arrives with its inevitable disappointments as well as fulfilments, and with new sources of trouble, failure loses something of its fatality, and suffering yields fruit of instruction not of bitterness. Humility is more demanded at our moments of triumph than at those of failure. For humility is not a caddish self-depreciation. It is the sense of our slight inability even with our best intelligence and effort to command events; a sense of our dependence upon forces that go their way without our wish and plan. Its purport is not to relax effort but to make us prize every opportunity of present growth. In morals, the infinitive and the imperative develop from the participle, present tense. Perfection means perfecting, fulfilment, fulfilling, and the good is now or never. Idealistic philosophies, those of Plato, Aristotle, Spinoza, like the hypothesis now offered, have found the good in meanings belonging to a conscious life, a life of reason, not in external achievement. Like it, they have exalted the place of intelligence in securing fulfilment of conscious life. These theories have at least not subordinated conscious life to external obedience, not thought of virtue as something different from excellence of life. But they set up a transcendental meaning and reason, remote from present experience and opposed to it; or they insist upon a special form of meaning and consciousness to be attained by peculiar modes of knowledge inaccessible to the common man, involving not continuous reconstruction of ordinary experience, but its wholesale reversal. They have treated regeneration, change of heart, as wholesale and self-enclosed, not as continuous. The utilitarians also made good and evil, right and wrong, matters of conscious experience. In addition they brought them down to earth, to everyday experience. They strove to humanize other-worldly goods. But they retained the notion that the good is future, and hence outside the meaning of present activity. In so far it is sporadic, exceptional, subject to accident, passive, an enjoyment not a joy, something hit upon, not a fulfilling. The future end is for them not _so_ remote from present action as the Platonic realm of ideals, or as the Aristotelian rational thought, or the Christian heaven, or Spinoza's conception of the universal whole. But still it is separate in principle and in fact from present activity. The next step is to identify the sought for good with the meaning of our impulses and our habits, and the specific _moral_ good or virtue with _learning_ this meaning, a learning that takes us back not into an isolated self but out into the open-air world of objects and social ties, terminating in an increment of present significance. Doubtless there are those who will think that we thus escape from remote and external ends only to fall into an Epicureanism which teaches us to subordinate everything else to present satisfactions. The hypothesis preferred may seem to some to advise a subjective, self-centered life of intensified consciousness, an esthetically dilettante type of egoism. For is not its lesson that we should concentrate attention, each upon the consciousness accompanying his action so as to refine and develop it? Is not this, like all subjective morals, an anti-social doctrine, instructing us to subordinate the objective consequences of our acts, those which promote the welfare of others, to an enrichment of our private conscious lives? It can hardly be denied that as compared with the dogmas against which it reacted there is an element of truth in Epicureanism. It strove to center attention upon what is actually within control and to find the good in the present instead of in a contingent uncertain future. The trouble with it lies in its account of present good. It failed to connect this good with the full reach of activities. It contemplated good of withdrawal rather than of active participation. That is to say, the objection to Epicureanism lies in its conception of what constitutes present good, not in its emphasis upon satisfaction as at present. The same remark may be made about every theory which recognizes the individual self. If any such theory is objectionable, the objection is against the character or quality assigned to the self. Of course an individual is the bearer or carrier of experience. What of that? Everything depends upon the kind of experience that centers in him. Not the residence of experience counts, but its contents, what's in the house. The center is not in the abstract amenable to our control, but what gathers about it is our affair. We can't help being individual selves, each one of us. If selfhood as such is a bad thing, the blame lies not with the self but with the universe, with providence. But in fact the distinction between a selfishness with which we find fault and an unselfishness which we esteem is found in the quality of the activities which proceed from and enter into the self, according as they are contractive, exclusive, or expansive, outreaching. Meaning exists for some self, but this truistic fact doesn't fix the quality of any particular meaning. It may be such as to make the self small, or such as to exalt and dignify the self. It is as impertinent to decry the worth of experience because it is connected with a self as it is fantastic to idealize personality just as personality aside from the question what sort of a person one is. Other persons are selves too. If one's own present experience is to be depreciated in its meaning because it centers in a self, why act for the welfare of others? Selfishness for selfishness, one is as good as another; our own is worth as much as another's. But the recognition that good is always found in a present growth of significance in activity protects us from thinking that welfare can consist in a soup-kitchen happiness, in pleasures we can confer upon others from without. It shows that good is the same in quality wherever it is found, whether in some other self or in one's own. An activity has meaning in the degree in which it establishes and acknowledges variety and intimacy of connections. As long as any social impulse endures, so long an activity that shuts itself off will bring inward dissatisfaction and entail a struggle for compensatory goods, no matter what pleasures or external successes acclaim its course. To say that the welfare of others, like our own, consists in a widening and deepening of the perceptions that give activity its meaning, in an educative growth, is to set forth a proposition of political import. To "make others happy" except through liberating their powers and engaging them in activities that enlarge the meaning of life is to harm them and to indulge ourselves under cover of exercising a special virtue. Our moral measure for estimating any existing arrangement or any proposed reform is its effect upon impulse and habits. Does it liberate or suppress, ossify or render flexible, divide or unify interest? Is perception quickened or dulled? Is memory made apt and extensive or narrow and diffusely irrelevant? Is imagination diverted to fantasy and compensatory dreams, or does it add fertility to life? Is thought creative or pushed one side into pedantic specialisms? There is a sense in which to set up social welfare as an end of action only promotes an offensive condescension, a harsh interference, or an oleaginous display of complacent kindliness. It always tends in this direction when it is aimed at giving happiness to others directly, that is, as we can hand a physical thing to another. To foster conditions that widen the horizon of others and give them command of their own powers, so that they can find their own happiness in their own fashion, is the way of "social" action. Otherwise the prayer of a freeman would be to be left alone, and to be delivered, above all, from "reformers" and "kind" people. II Since morals is concerned with conduct, it grows out of specific empirical facts. Almost all influential moral theories, with the exception of the utilitarian, have refused to admit this idea. For Christendom as a whole, morality has been connected with supernatural commands, rewards and penalties. Those who have escaped this superstition have contented themselves with converting the difference between this world and the next into a distinction between the actual and the ideal, what is and what should be. The actual world has not been surrendered to the devil in name, but it is treated as a display of physical forces incapable of generating moral values. Consequently, moral considerations must be introduced from above. Human nature may not be officially declared to be infected because of some aboriginal sin, but it is said to be sensuous, impulsive, subjected to necessity, while natural intelligence is such that it cannot rise above a reckoning of private expediency. But in fact morals is the most humane of all subjects. It is that which is closest to human nature; it is ineradicably empirical, not theological nor metaphysical nor mathematical. Since it directly concerns human nature, everything that can be known of the human mind and body in physiology, medicine, anthropology, and psychology is pertinent to moral inquiry. Human nature exists and operates in an environment. And it is not "in" that environment as coins are in a box, but as a plant is in the sunlight and soil. It is of them, continuous with their energies, dependent upon their support, capable of increase only as it utilizes them, and as it gradually rebuilds from their crude indifference an environment genially civilized. Hence physics, chemistry, history, statistics, engineering science, are a part of disciplined moral knowledge so far as they enable us to understand the conditions and agencies through which man lives, and on account of which he forms and executes his plans. Moral science is not something with a separate province. It is physical, biological and historic knowledge placed in a human context where it will illuminate and guide the activities of men. The path of truth is narrow and straitened. It is only too easy to wander beyond the course from this side to that. In a reaction from that error which has made morals fanatic or fantastic, sentimental or authoritative by severing them from actual facts and forces, theorists have gone to the other extreme. They have insisted that natural laws are themselves moral laws, so that it remains, after noting them, only to conform to them. This doctrine of accord with nature has usually marked a transition period. When mythology is dying in its open forms, and when social life is so disturbed that custom and tradition fail to supply their wonted control, men resort to Nature as a norm. They apply to Nature all the eulogistic predicates previously associated with divine law; or natural law is conceived of as the only true divine law. This happened in one form in Stoicism. It happened in another form in the deism of the eighteenth century with its notion of a benevolent, harmonious, wholly rational order of Nature. In our time this notion has been perpetuated in connection with a laissez-faire social philosophy and the theory of evolution. Human intelligence is thought to mark an artificial interference if it does more than register fixed natural laws as rules of human action. The process of natural evolution is conceived as the exact model of human endeavor. The two ideas met in Spencer. To the "enlightened" of a former generation, Spencer's evolutionary philosophy seemed to afford a scientific sanction for the necessity of moral progress, while it also proved, up to the hilt, the futility of deliberate "interference" with the benevolent operations of nature. The idea of justice was identified with the law of cause and effect. Transgression of natural law wrought in the struggle for existence its own penalty of elimination, and conformity with it brought the reward of increased vitality and happiness. By this process egoistic desire is gradually coming into harmony with the necessity of the environment, till at last the individual automatically finds happiness in doing what the natural and social environment demands, and serves himself in serving others. From this point of view, earlier "scientific" philosophers made a mistake, but only the mistake of anticipating the date of complete natural harmony. All that reason can do is to acknowledge the evolutionary forces, and thereby refrain from retarding the arrival of the happy day of perfect harmony. Meantime justice demands that the weak and ignorant suffer the effect of violation of natural law, while the wise and able reap the rewards of their superiority. The fundamental defect of such views is that they fail to see the difference made in conditions and energies by perception of them. It is the first business of mind to be "realistic," to see things "as they are." If, for example, biology can give us knowledge of the causes of competency and incompetency, strength and weakness, that knowledge is all to the good. A non-sentimental morals will seek for all the instruction natural science can give concerning the biological conditions and consequences of inferiority and superiority. But knowledge of facts does not entail conformity and acquiescence. The contrary is the case. Perception of things as they are is but a stage in the process of making them different. They have already begun to be different in being known, for by that fact they enter into a different context, a context of foresight and judgment of better and worse. A false psychology of a separate realm of consciousness is the only reason this fact is not generally acknowledged. Morality resides not in perception of fact, but in the _use_ made of its perception. It is a monstrous assumption that its sole use is to utter benedictions upon fact and its offspring. It is the part of intelligence to tell when to use the fact to conform and perpetuate, and when to use it to vary conditions and consequences. It is absurd to suppose that knowledge about the connection between inferiority and its consequences prescribes adherence to that connection. It is like supposing that knowledge of the connection between malaria and mosquitoes enjoins breeding mosquitoes. The fact when it is known enters into a new environment. Without ceasing to belong to the physical environment it enters also into a medium of human activities, of desires and aversions, habits and instincts. It thereby gains new potencies, new capacities. Gunpowder in water does not act the same as gunpowder next a flame. A fact known does not operate the same as a fact unperceived. When it is known it comes into contact with the flame of desire and the cold bath of antipathy. Knowledge of the conditions that breed incapacity may fit into some desire to maintain others in that state while averting it for one's self. Or it may fall in with a character which finds itself blocked by such facts, and therefore strives to use knowledge of causes to make a change in effects. Morality begins at this point of use of knowledge of natural law, a use varying with the active system of dispositions and desires. Intelligent action is not concerned with the bare consequences of the thing known, but with consequences _to be_ brought into existence by action conditioned on the knowledge. Men may use their knowledge to induce conformity or exaggeration, or to effect change and abolition of conditions. The quality of these consequences determines the question of better or worse. The exaggeration of the harmony attributed to Nature aroused men to note its disharmonies. An optimistic view of natural benevolence was followed by a more honest, less romantic view of struggle and conflict in nature. After Helvetius and Bentham came Malthus and Darwin. The problem of morals is the problem of desire and intelligence. What is to be done with these facts of disharmony and conflict? After we have discovered the place and consequences of conflict in nature, we have still to discover its place and working in human need and thought. What is its office, its function, its _possibility_, or use? In general, the answer is simple. Conflict is the gadfly of thought. It stirs us to observation and memory. It instigates to invention. It shocks us out of sheep-like passivity, and sets us at noting and contriving. Not that it always effects this result; but that conflict is a _sine qua non_ of reflection and ingenuity. When this possibility of making use of conflict has once been noted, it is possible to utilize it systematically to substitute the arbitration of mind for that of brutal attack and brute collapse. But the tendency to take natural law for a norm of action which the supposedly scientific have inherited from eighteenth century rationalism leads to an idealization of the principle of conflict itself. Its office in promoting progress through arousing intelligence is overlooked, and it is erected into the generator of progress. Karl Marx borrowed from the dialectic of Hegel the idea of the necessity of a negative element, of opposition, for advance. He projected it into social affairs and reached the conclusion that all social development comes from conflict between classes, and that therefore class-warfare is to be cultivated. Hence a supposedly scientific form of the doctrine of social evolution preaches social hostility as the road to social harmony. It would be difficult to find a more striking instance of what happens when natural events are given a social and practical sanctification. Darwinism has been similarly used to justify war and the brutalities of competition for wealth and power. The excuse, the provocation, though not the justification for such a doctrine is found in the actions of those who say peace, peace, when there is no peace, who refuse to recognize facts as they are, who proclaim a natural harmony of wealth and merit, of capital and labor, and the natural justice, in the main, of existing conditions. There is something horrible, something that makes one fear for civilization, in denunciations of class-differences and class struggles which proceed from a class in power, one that is seizing every means, even to a monopoly of moral ideals, to carry on its struggle for class-power. This class adds hypocrisy to conflict and brings all idealism into disrepute. It does everything which ingenuity and prestige can do to give color to the assertions of those who say that all moral considerations are irrelevant, and that the issue is one of brute trial of forces between this side and that. The alternative, here as elsewhere, is not between denying facts in behalf of something termed moral ideals and accepting facts as final. There remains the possibility of recognizing facts and using them as a challenge to intelligence to modify the environment and change habits. III The place of natural fact and law in morals brings us to the problem of freedom. We are told that seriously to import empirical facts into morals is equivalent to an abrogation of freedom. Facts and laws mean necessity we are told. The way to freedom is to turn our back upon them and take flight to a separate ideal realm. Even if the flight could be successfully accomplished, the efficacy of the prescription may be doubted. For we need freedom in and among actual events, not apart from them. It is to be hoped therefore that there remains an alternative; that the road to freedom may be found in that knowledge of facts which enables us to employ them in connection with desires and aims. A physician or engineer is free in his thought and his action in the degree in which he knows what he deals with. Possibly we find here the key to any freedom. What men have esteemed and fought for in the name of liberty is varied and complex--but certainly it has never been a metaphysical freedom of will. It seems to contain three elements of importance, though on their face not all of them are directly compatible with one another. (i) It includes efficiency in action, ability to carry out plans, the absence of cramping and thwarting obstacles. (ii) It also includes capacity to vary plans, to change the course of action, to experience novelties. And again (iii) it signifies the power of desire and choice to be factors in events. Few men would purchase even a high amount of efficient action along definite lines at the price of monotony, or if success in action were bought by all abandonment of personal preference. They would probably feel that a more precious freedom was possessed in a life of ill-assured objective achievement that contained undertaking of risks, adventuring in new fields, a pitting of personal choice against the odds of events, and a mixture of success and failures, provided choice had a career. The slave is a man who executes the wish of others, one doomed to act along lines predetermined to regularity. Those who have defined freedom as ability to act have unconsciously assumed that this ability is exercised in accord with desire, and that its operation introduces the agent into fields previously unexplored. Hence the conception of freedom as involving three factors. Yet efficiency in execution cannot be ignored. To say that a man is free to choose to walk while the only walk he can take will lead him over a precipice is to strain words as well as facts. Intelligence is the key to freedom in act. We are likely to be able to go ahead prosperously in the degree in which we have consulted conditions and formed a plan which enlists their consenting cooperation. The gratuitous help of unforeseen circumstance we cannot afford to despise. Luck, bad if not good, will always be with us. But it has a way of favoring the intelligent and showing its back to the stupid. And the gifts of fortune when they come are fleeting except when they are made taut by intelligent adaptation of conditions. In neutral and adverse circumstances, study and foresight are the only roads to unimpeded action. Insistence upon a metaphysical freedom of will is generally at its most strident pitch with those who despise knowledge of matters-of-fact. They pay for their contempt by halting and confined action. Glorification of freedom in general at the expense of positive abilities in particular has often characterized the official creed of historic liberalism. Its outward sign is the separation of politics and law from economics. Much of what is called the "individualism" of the early nineteenth century has in truth little to do with the nature of individuals. It goes back to a metaphysics which held that harmony between man and nature can be taken for granted, if once certain artificial restrictions upon man are removed. Hence it neglected the necessity of studying and regulating industrial conditions so that a nominal freedom can be made an actuality. Find a man who believes that all men need is freedom _from_ oppressive legal and political measures, and you have found a man who, unless he is merely obstinately maintaining his own private privileges, carries at the back of his head some heritage of the metaphysical doctrine of free-will, plus an optimistic confidence in natural harmony. He needs a philosophy that recognizes the objective character of freedom and its dependence upon a congruity of environment with human wants, an agreement which can be obtained only by profound thought and unremitting application. For freedom as a fact depends upon conditions of work which are socially and scientifically buttressed. Since industry covers the most pervasive relations of man with his environment, freedom is unreal which does not have as its basis an economic command of environment. I have no desire to add another to the cheap and easy solutions which exist of the seeming conflict between freedom and organization. It is reasonably obvious that organization may become a hindrance to freedom; it does not take us far to say that the trouble lies not in organization but in over-organization. At the same time, it must be admitted that there is no effective or objective freedom without organization. It is easy to criticize the contract theory of the state which states that individuals surrender some at least of their natural liberties in order to make secure as civil liberties what they retain. Nevertheless there is some truth in the idea of surrender and exchange. A certain natural freedom is possessed by man. That is to say, in some respects harmony exists between a man's energies and his surroundings such that the latter support and execute his purposes. In so far he is free; without such a basic natural support, conscious contrivances of legislation, administration and deliberate human institution of social arrangements cannot take place. In this sense natural freedom is prior to political freedom and is its condition. But we cannot trust wholly to a freedom thus procured. It is at the mercy of accident. Conscious agreements among men must supplement and in some degree supplant freedom of action which is the gift of nature. In order to arrive at these agreements, individuals have to make concessions. They must consent to curtailment of some natural liberties in order that any of them may be rendered secure and enduring. They must, in short, enter into an organization with other human beings so that the activities of others may be permanently counted upon to assure regularity of action and far-reaching scope of plans and courses of action. The procedure is not, in so far, unlike surrendering a portion of one's income in order to buy insurance against future contingencies, and thus to render the future course of life more equably secure. It would be folly to maintain that there is no sacrifice; we can however contend that the sacrifice is a reasonable one, justified by results. Viewed in this light, the relation of individual freedom to organization is seen to be an experimental affair. It is not capable of being settled by abstract theory. Take the question of labor unions and the closed or open shop. It is folly to fancy that no restrictions and surrenders of prior freedoms and possibilities of future freedoms are involved in the extension of this particular form of organization. But to condemn such organization on the theoretical ground that a restriction of liberty is entailed is to adopt a position which would have been fatal to every advance step in civilization, and to every net gain in effective freedom. Every such question is to be judged not on the basis of antecedent theory but on the basis of concrete consequences. The question is to the balance of freedom and security achieved, as compared with practicable alternatives. Even the question of the point where membership in an organization ceases to be a voluntary matter and becomes coercive or required, is also an experimental matter, a thing to be decided by scientifically conducted study of consequences, of pros and cons. It is definitely an affair of specific detail, not of wholesale theory. It is equally amusing to see one man denouncing on grounds of pure theory the coercion of workers by a labor union while he avails himself of the increased power due to corporate action in business and praises the coercion of the political state; and to see another man denouncing the latter as pure tyranny, while lauding the power of industrial labor organizations. The position of one or the other may be justified in particular cases, but justification is due to results in practice not to general theory. Organization tends, however, to become rigid and to limit freedom. In addition to security and energy in action, novelty, risk, change are ingredients of the freedom which men desire. Variety is more than the spice of life; it is largely of its essence, making a difference between the free and the enslaved. Invariant virtue appears to be as mechanical as uninterrupted vice, for true excellence changes with conditions. Unless character rises to overcome some new difficulty or conquer some temptation from an unexpected quarter we suspect its grain is only a veneer. Choice is an element in freedom and there can be no choice without unrealized and precarious possibilities. It is this demand for genuine contingency which is caricatured in the orthodox doctrine of a freedom of indifference, a power to choose this way or that apart from any habit or impulse, without even a desire on the part of will to show off. Such an indetermination of choice is not desired by the lover of either reason or excitement. The theory of arbitrary free choice represents indeterminateness of conditions grasped in a vague and lazy fashion and hardened into a desirable attribute of will. Under the title of freedom men prize such uncertainty of conditions as give deliberation and choice an opportunity. But uncertainty of volition which is more than a reflection of uncertainty of conditions is the mark of a person who has acquired imbecility of character through permanent weakening of his springs of action. Whether or not indeterminateness, uncertainty, actually exists in the world is a difficult question. It is easier to think of the world as fixed, settled once for all, and man as accumulating all the uncertainty there is in his will and all the doubt there is in his intellect. The rise of natural science has facilitated this dualistic partitioning, making nature wholly fixed and mind wholly open and empty. Fortunately for us we do not have to settle the question. A hypothetical answer is enough. _If_ the world is already done and done for, if its character is entirely achieved so that its behavior is like that of a man lost in routine, then the only freedom for which man can hope is one of efficiency in overt action. But _if_ change is genuine, if accounts are still in process of making, and if objective uncertainty is the stimulus to reflection, then variation in action, novelty and experiment, have a true meaning. In any case the question is an objective one. It concerns not man in isolation from the world but man in his connection with it. A world that is at points and times indeterminate enough to call out deliberation and to give play to choice to shape its future is a world in which will is free, not because it is inherently vacillating and unstable, but because deliberation and choice are determining and stabilizing factors. Upon an empirical view, uncertainty, doubt, hesitation, contingency and novelty, genuine change which is not mere disguised repetition, are facts. Only deductive reasoning from certain fixed premisses creates a bias in favor of complete determination and finality. To say that these things exist only in human experience not in the world, and exist there only because of our "finitude" is dangerously like paying ourselves with words. Empirically the life of man seems in these respects as in others to express a culmination of facts in nature. To admit ignorance and uncertainty in man while denying them to nature involves a curious dualism. Variability, initiative, innovation, departure from routine, experimentation are empirically the manifestation of a genuine nisus in things. At all events it is these things that are precious to us under the name of freedom. It is their elimination from the life of a slave which makes his life servile, intolerable to the freeman who has once been on his own, no matter what his animal comfort and security. A free man would rather take his chance in an open world than be guaranteed in a closed world. These considerations give point to the third factor in love of freedom: the desire to have desire count as a factor, a force. Even if will chooses unaccountably, even if it be a capricious impulse, it does not follow that there are real alternatives, genuine possibilities, open in the future. What we want is possibilities open in the _world_ not in the will, except as will or deliberate activity reflects the world. To foresee future objective alternatives and to be able by deliberation to choose one of them and thereby weight its chances in the struggle for future existence, measures our freedom. It is assumed sometimes that if it can be shown that deliberation determines choice and deliberation is determined by character and conditions, there is no freedom. This is like saying that because a flower comes from root and stem it cannot bear fruit. The question is not what are the antecedents of deliberation and choice, but what are their consequences. What do they do that is distinctive? The answer is that they give us all the control of future possibilities which is open to us. And this control is the crux of our freedom. Without it, we are pushed from behind. With it we walk in the light. The doctrine that knowledge, intelligence rather than will, constitutes freedom is not new. It has been preached by moralists of many a school. All rationalists have identified freedom with action emancipated by insight into truth. But insight into necessity has by them been substituted for foresight of possibilities. Tolstoi for example expressed the idea of Spinoza and Hegel when he said that the ox is a slave as long as he refuses to recognize the yoke and chafes under it, while if he identifies himself with its necessity and draws willingly instead of rebelliously, he is free. But as long as the yoke is a yoke it is impossible that voluntary identification with it should occur. Conscious submission is then either fatalistic submissiveness or cowardice. The ox accepts in fact not the yoke but the stall and the hay to which the yoke is a necessary incident. But if the ox foresees the consequences of the use of the yoke, if he anticipates the possibility of harvest, and identifies himself not with the yoke but with the realization of its possibilities, he acts freely, voluntarily. He hasn't accepted a necessity as unavoidable; he has welcomed a possibility as a desirability. Perception of necessary law plays, indeed, a part. But no amount of insight into necessity brings with it, as such, anything but a consciousness of necessity. Freedom is the "truth of necessity" only when we use one "necessity" to alter another. When we use the law to foresee consequences and to consider how they may be averted or secured, then freedom begins. Employing knowledge of law to enforce desire in execution gives power to the engineer. Employing knowledge of law in order to submit to it without further action constitutes fatalism, no matter how it be dressed up. Thus we recur to our main contention. Morality depends upon events, not upon commands and ideals alien to nature. But intelligence treats events as moving, as fraught with possibilities, not as ended, final. In forecasting their possibilities, the distinction between better and worse arises. Human desire and ability cooperates with this or that natural force according as this or that eventuality is judged better. We do not use the present to control the future. We use the foresight of the future to refine and expand present activity. In this use of desire, deliberation and choice, freedom is actualized. IV Intelligence becomes ours in the degree in which we use it and accept responsibility for consequences. It is not ours originally or by production. "It thinks" is a truer psychological statement than "I think." Thoughts sprout and vegetate; ideas proliferate. They come from deep unconscious sources. "I think" is a statement about voluntary action. Some suggestion surges from the unknown. Our active body of habits appropriates it. The suggestion then becomes an assertion. It no longer merely comes to us. It is accepted and uttered by us. We act upon it and thereby assume, by implication, its consequences. The stuff of belief and proposition is not originated by us. It comes to us from others, by education, tradition and the suggestion of the environment. Our intelligence is bound up, so far as its materials are concerned, with the community life of which we are a part. We know what it communicates to us, and know according to the habits it forms in us. Science is an affair of civilization not of individual intellect. So with conscience. When a child acts, those about him re-act. They shower encouragement upon him, visit him with approval, or they bestow frowns and rebuke. What others do to us when we act is as natural a consequence of our action as what the fire does to us when we plunge our hands in it. The social environment may be as artificial as you please. But its action in response to ours is natural not artificial. In language and imagination we rehearse the responses of others just as we dramatically enact other consequences. We foreknow how others will act, and the foreknowledge is the beginning of judgment passed on action. We know _with_ them; there is conscience. An assembly is formed within our breast which discusses and appraises proposed and performed acts. The community without becomes a forum and tribunal within, a judgment-seat of charges, assessments and exculpations. Our thoughts of our own actions are saturated with the ideas that others entertain about them, ideas which have been expressed not only in explicit instruction but still more effectively in reaction to our acts. Liability is the beginning of responsibility. We are held accountable by others for the consequences of our acts. They visit their like and dislike of these consequences upon us. In vain do we claim that these are not ours; that they are products of ignorance not design, or are incidents in the execution of a most laudable scheme. Their authorship is imputed to us. We are disapproved, and disapproval is not an inner state of mind but a most definite act. Others say to us by their deeds we do not care a fig whether you did this deliberately or not. We intend that you _shall_ deliberate before you do it again, and that if possible your deliberation shall prevent a repetition of this act we object to. The reference in blame and every unfavorable judgment is prospective, not retrospective. Theories about responsibility may become confused, but in practice no one is stupid enough to try to change the past. Approbation and disapprobation are ways of influencing the formation of habits and aims; that is, of influencing future acts. The individual is _held_ accountable for what he _has_ done in order that he may be responsive in what he is _going_ to do. Gradually persons learn by dramatic imitation to hold themselves accountable, and liability becomes a voluntary deliberate acknowledgment that deeds are our own, that their consequences come from us. These two facts, that moral judgment and moral responsibility are the work wrought in us by the social environment, signify that all morality is social; not because we _ought_ to take into account the effect of our acts upon the welfare of others, but because of facts. Others _do_ take account of what we do, and they respond accordingly to our acts. Their responses actually _do_ affect the meaning of what we do. The significance thus contributed is as inevitable as is the effect of interaction with the physical environment. In fact as civilization advances the physical environment gets itself more and more humanized, for the meaning of physical energies and events becomes involved with the part they play in human activities. Our conduct _is_ socially conditioned whether we perceive the fact or not. The effect of custom on habit, and of habit upon thought is enough to prove this statement. When we begin to forecast consequences, the consequences that most stand out are those which will proceed from other people. The resistance and the cooperation of others is the central fact in the furtherance or failure of our schemes. Connections with our fellows furnish both the opportunities for action and the instrumentalities by which we take advantage of opportunity. All of the actions of an individual bear the stamp of his community as assuredly as does the language he speaks. Difficulty in reading the stamp is due to variety of impressions in consequence of membership in many groups. This social saturation is, I repeat, a matter of fact, not of what should be, not of what is desirable or undesirable. It does not guarantee the rightness of goodness of an act; there is no excuse for thinking of evil action as individualistic and right action as social. Deliberate unscrupulous pursuit of self-interest is as much conditioned upon social opportunities, training and assistance as is the course of action prompted by a beaming benevolence. The difference lies in the quality and degree of the perception of ties and interdependencies; in the use to which they are put. Consider the form commonly assumed today by self-seeking; namely command of money and economic power. Money is a social institution; property is a legal custom; economic opportunities are dependent upon the state of society; the objects aimed at, the rewards sought for, are what they are because of social admiration, prestige, competition and power. If money-making is morally obnoxious it is because of the way these social facts are handled, not because a money-making man has withdrawn from society into an isolated selfhood or turned his back upon society. His "individualism" is not found in his original nature but in his habits acquired under social influences. It is found in his concrete aims, and these are reflexes of social conditions. Well-grounded moral objection to a mode of conduct rests upon the kind of social connections that figure, not upon lack of social aim. A man may attempt to utilize social relationships for his own advantage in an inequitable way; he may intentionally or unconsciously try to make them feed one of his own appetites. Then he is denounced as egoistic. But both his course of action and the disapproval he is subject to are facts _within_ society. They are social phenomena. He pursues his unjust advantage as a social asset. Explicit recognition of this fact is a prerequisite of improvement in moral education and of an intelligent understanding of the chief ideas or "categories" of morals. Morals is as much a matter of interaction of a person with his social environment as walking is an interaction of legs with a physical environment. The character of walking depends upon the strength and competency of legs. But it also depends upon whether a man is walking in a bog or on a paved street, upon whether there is a safeguarded path set aside or whether he has to walk amid dangerous vehicles. If the standard of morals is low it is because the education given by the interaction of the individual with his social environment is defective. Of what avail is it to preach unassuming simplicity and contentment of life when communal admiration goes to the man who "succeeds"--who makes himself conspicuous and envied because of command of money and other forms of power? If a child gets on by peevishness or intrigue, then others are his accomplices who assist in the habits which are built up. The notion that an abstract ready-made conscience exists in individuals and that it is only necessary to make an occasional appeal to it and to indulge in occasional crude rebukes and punishments, is associated with the causes of lack of definitive and orderly moral advance. For it is associated with lack of attention to social forces. There is a peculiar inconsistency in the current idea that morals _ought_ to be social. The introduction of the moral "ought" into the idea contains an implicit assertion that morals depend upon something apart from social relations. Morals _are_ social. The question of ought, should be, is a question of better and worse _in_ social affairs. The extent to which the weight of theories has been thrown against the perception of the place of social ties and connections in moral activity is a fair measure of the extent to which social forces work blindly and develop an accidental morality. The chief obstacle for example to recognizing the truth of a proposition frequently set forth in these pages to the effect that all conduct is potential, if not actual, matter of moral judgment is the habit of identifying moral judgment with praise and blame. So great is the influence of this habit that it is safe to say that every professed moralist when he leaves the pages of theory and faces some actual item of his own or others' behavior, first or "instinctively" thinks of acts as moral or non-moral in the degree in which they are exposed to condemnation or approval. Now this kind of judgment is certainly not one which could profitably be dispensed with. Its influence is much needed. But the tendency to equate it with all moral judgment is largely responsible for the current idea that there is a sharp line between moral conduct and a larger region of non-moral conduct which is a matter of expediency, shrewdness, success or manners. Moreover this tendency is a chief reason why the social forces effective in shaping actual morality work blindly and unsatisfactorily. Judgment in which the emphasis falls upon blame and approbation has more heat than light. It is more emotional than intellectual. It is guided by custom, personal convenience and resentment rather than by insight into causes and consequences. It makes toward reducing moral instruction, the educative influence of social opinion, to an immediate personal matter, that is to say, to an adjustment of personal likes and dislikes. Fault-finding creates resentment in the one blamed, and approval, complacency, rather than a habit of scrutinizing conduct objectively. It puts those who are sensitive to the judgments of others in a standing defensive attitude, creating an apologetic, self-accusing and self-exculpating habit of mind when what is needed is an impersonal impartial habit of observation. "Moral" persons get so occupied with defending their conduct from real and imagined criticism that they have little time left to see what their acts really amount to, and the habit of self-blame inevitably extends to include others since it is a habit. Now it is a wholesome thing for any one to be made aware that thoughtless, self-centered action on his part exposes him to the indignation and dislike of others. There is no one who can be safely trusted to be exempt from immediate reactions of criticism, and there are few who do not need to be braced by occasional expressions of approval. But these influences are immensely overdone in comparison with the assistance that might be given by the influence of social judgments which operate without accompaniments of praise and blame; which enable an individual to see for himself what he is doing, and which put him in command of a method of analyzing the obscure and usually unavowed forces which move him to act. We need a permeation of judgments on conduct by the method and materials of a science of human nature. Without such enlightenment even the best-intentioned attempts at the moral guidance and improvement of others often eventuate in tragedies of misunderstanding and division, as is so often seen in the relations of parents and children. The development therefore of a more adequate science of human nature is a matter of first-rate importance. The present revolt against the notion that psychology is a science of consciousness may well turn out in the future to be the beginning of a definitive turn in thought and action. Historically there are good reasons for the isolation and exaggeration of the conscious phase of human action, an isolation which forgot that "conscious" is an adjective of some acts and which erected the resulting abstraction, "consciousness," into a noun, an existence separate and complete. These reasons are interesting not only to the student of technical philosophy but also to the student of the history of culture and even of politics. They have to do with the attempt to drag realities out of occult essences and hidden forces and get them into the light of day. They were part of the general movement called phenomenalism, and of the growing importance of individual life and private voluntary concerns. But the effect was to isolate the individual from his connections both with his fellows and with nature, and thus to create an artificial human nature, one not capable of being understood and effectively directed on the basis of analytic understanding. It shut out from view, not to say from scientific examination, the forces which really move human nature. It took a few surface phenomena for the whole story of significant human motive-forces and acts. As a consequence physical science and its technological applications were highly developed while the science of man, moral science, is backward. I believe that it is not possible to estimate how much of the difficulties of the present world situation are due to the disproportion and unbalance thus introduced into affairs. It would have seemed absurd to say in the seventeenth century that in the end the alteration in methods of physical investigation which was then beginning would prove more important than the religious wars of that century. Yet the wars marked the end of one era; the dawn of physical science the beginning of a new one. And a trained imagination may discover that the nationalistic and economic wars which are the chief outward mark of the present are in the end to be less significant than the development of a science of human nature now inchoate. It sounds academic to say that substantial bettering of social relations waits upon the growth of a scientific social psychology. For the term suggests something specialized and remote. But the formation of habits of belief, desire and judgment is going on at every instant under the influence of the conditions set by men's contact, intercourse and associations with one another. This is the fundamental fact in social life and in personal character. It is the fact about which traditional human science gives no enlightenment--a fact which this traditional science blurs and virtually denies. The enormous rôle played in popular morals by appeal to the supernatural and quasi-magical is in effect a desperate admission of the futility of our science. Consequently the whole matter of the formation of the predispositions which effectively control human relationships is left to accident, to custom and immediate personal likings, resentments and ambitions. It is a commonplace that modern industry and commerce are conditioned upon a control of physical energies due to proper methods of physical inquiry and analysis. We have no social arts which are comparable because we have so nearly nothing in the way of psychological science. Yet through the development of physical science, and especially of chemistry, biology, physiology, medicine and anthropology we now have the basis for the development of such a science of man. Signs of its coming into existence are present in the movements in clinical, behavioristic and social (in its narrower sense) psychology. At present we not only have no assured means of forming character except crude devices of blame, praise, exhortation and punishment, but the very meaning of the general notions of moral inquiry is matter of doubt and dispute. The reason is that these notions are discussed in isolation from the concrete facts of the interactions of human beings with one another--an abstraction as fatal as was the old discussion of phlogiston, gravity and vital force apart from concrete correlations of changing events with one another. Take for example such a basic conception as that of Right involving the nature of authority in conduct. There is no need here to rehearse the multitude of contending views which give evidence that discussion of this matter is still in the realm of opinion. We content ourselves with pointing out that this notion is the last resort of the anti-empirical school in morals and that it proves the effect of neglect of social conditions. In effect its adherents argue as follows: "Let us concede that concrete ideas about right and wrong and particular notions of what is obligatory have grown up within experience. But we cannot admit this about the idea of Right, of Obligation itself. Why does moral authority exist at all? Why is the claim of the Right recognized in conscience even by those who violate it in deed? Our opponents say that such and such a course is wise, expedient, better. But _why_ act for the wise, or good, or better? Why not follow our own immediate devices if we are so inclined? There is only one answer: We have a moral nature, a conscience, call it what you will. And this nature responds directly in acknowledgment of the supreme authority of the Right over all claims of inclination and habit. We may not act in accordance with this acknowledgment, but we still know that the authority of the moral law, although not its power, is unquestionable. Men may differ indefinitely according to what their experience has been as to just _what_ is Right, what its contents are. But they all spontaneously agree in recognizing the supremacy of the claims of whatever is thought of as Right. Otherwise there would be no such thing as morality, but merely calculations of how to satisfy desire." Grant the foregoing argument, and all the apparatus of abstract moralism follows in its wake. A remote goal of perfection, ideals that are contrary in a wholesale way to what is actual, a free will of arbitrary choice; all of these conceptions band themselves together with that of a non-empirical authority of Right and a non-empirical conscience which acknowledges it. They constitute its ceremonial or formal train. Why, indeed, acknowledge the authority of Right? That many persons do not acknowledge it in fact, in action, and that all persons ignore it at times, is assumed by the argument. Just what is the significance of an alleged recognition of a supremacy which is continually denied in fact? How much would be lost if it were dropped out, and we were left face to face with actual facts? If a man lived alone in the world there might be some sense in the question "Why be moral?" were it not for one thing: No such question would then arise. As it is, we live in a world where other persons live too. Our acts affect them. They perceive these effects, and react upon us in consequence. Because they are living beings they make demands upon us for certain things from us. They approve and condemn--not in abstract theory but in what they do to us. The answer to the question "Why not put your hand in the fire?" is the answer of fact. If you do your hand will be burnt. The answer to the question why acknowledge the right is of the same sort. For Right is only an abstract name for the multitude of concrete demands in action which others impress upon us, and of which we are obliged, if we would live, to take some account. Its authority is the exigency of their demands, the efficacy of their insistencies. There may be good ground for the contention that in theory the idea of the right is subordinate to that of the good, being a statement of the course proper to attain good. But in fact it signifies the totality of social pressures exercised upon us to induce us to think and desire in certain ways. Hence the right can in fact become the road to the good only as the elements that compose this unremitting pressure are enlightened, only as social relationships become themselves reasonable. It will be retorted that all pressure is a non-moral affair partaking of force, not of right; that right must be ideal. Thus we are invited to enter again the circle in which the ideal has no force and social actualities no ideal quality. We refuse the invitation because social pressure is involved in our own lives, as much so as the air we breathe and the ground we walk upon. If we had desires, judgments, plans, in short a mind, apart from social connections, then the latter would be external and their action might be regarded as that of a non-moral force. But we live mentally as physically only _in_ and _because_ of our environment. Social pressure is but a name for the interactions which are always going on and in which we participate, living so far as we partake and dying so far as we do not. The pressure is not ideal but empirical, yet empirical here means only actual. It calls attention to the fact that considerations of right are claims originating not outside of life, but within it. They are "ideal" in precisely the degree in which we intelligently recognize and act upon them, just as colors and canvas become ideal when used in ways that give an added meaning to life. Accordingly failure to recognize the authority of right means defect in effective apprehension of the realities of human association, not an arbitrary exercise of free will. This deficiency and perversion in apprehension indicates a defect in education--that is to say, in the operation of actual conditions, in the consequences upon desire and thought of existing interactions and interdependencies. It is false that every person has a consciousness of the supreme authority of right and then misconceives it or ignores it in action. One has such a sense of the claims of social relationships as those relationships enforce in one's desires and observations. The belief in a separate, ideal or transcendental, practically ineffectual Right is a reflex of the inadequacy with which existing institutions perform their educative office--their office in generating observation of social continuities. It is an endeavor to "rationalize" this defect. Like all rationalizations, it operates to divert attention from the real state of affairs. Thus it helps maintain the conditions which created it, standing in the way of effort to make our institutions more humane and equitable. A theoretical acknowledgment of the supreme authority of Right, of moral law, gets twisted into an effectual substitute for acts which would better the customs which now produce vague, dull, halting and evasive observation of actual social ties. We are not caught in a circle; we traverse a spiral in which social customs generate some consciousness of interdependencies, and this consciousness is embodied in acts which in improving the environment generate new perceptions of social ties, and so on forever. The relationships, the interactions are forever there as fact, but they acquire meaning only in the desires, judgments and purposes they awaken. We recur to our fundamental propositions. Morals is connected with actualities of existence, not with ideals, ends and obligations independent of concrete actualities. The facts upon which it depends are those which arise out of active connections of human beings with one another, the consequences of their mutually intertwined activities in the life of desire, belief, judgment, satisfaction and dissatisfaction. In this sense conduct and hence morals are social: they are not just things which _ought_ to be social and which fail to come up to the scratch. But there are enormous differences of better and worse in the quality of what is social. Ideal morals begin with the perception of these differences. Human interaction and ties are there, are operative in any case. But they can be regulated, employed in an orderly way for good only as we know how to observe them. And they cannot be observed aright, they cannot be understood and utilized, when the mind is left to itself to work without the aid of science. For the natural unaided mind means precisely the habits of belief, thought and desire which have been accidentally generated and confirmed by social institutions or customs. But with all their admixture of accident and reasonableness we have at last reached a point where social conditions create a mind capable of scientific outlook and inquiry. To foster and develop this spirit is the social obligation of the present because it is its urgent need. Yet the last word is not with obligation nor with the future. Infinite relationships of man with his fellows and with nature already exist. The ideal means, as we have seen, a sense of these encompassing continuities with their infinite reach. This meaning even now attaches to present activities because they are set in a whole to which they belong and which belongs to them. Even in the midst of conflict, struggle and defeat a consciousness is possible of the enduring and comprehending whole. To be grasped and held this consciousness needs, like every form of consciousness, objects, symbols. In the past men have sought many symbols which no longer serve, especially since men have been idolators worshiping symbols as things. Yet within these symbols which have so often claimed to be realities and which have imposed themselves as dogmas and intolerances, there has rarely been absent some trace of a vital and enduring reality, that of a community of life in which continuities of existence are consummated. Consciousness of the whole has been connected with reverences, affections, and loyalties which are communal. But special ways of expressing the communal sense have been established. They have been limited to a select social group; they have hardened into obligatory rites and been imposed as conditions of salvation. Religion has lost itself in cults, dogmas and myths. Consequently the office of religion as sense of community and one's place in it has been lost. In effect religion has been distorted into a possession--or burden--of a limited part of human nature, of a limited portion of humanity which finds no way to universalize religion except by imposing its own dogmas and ceremonies upon others; of a limited class within a partial group; priests, saints, a church. Thus other gods have been set up before the one God. Religion as a sense of the whole is the most individualized of all things, the most spontaneous, undefinable and varied. For individuality signifies unique connections in the whole. Yet it has been perverted into something uniform and immutable. It has been formulated into fixed and defined beliefs expressed in required acts and ceremonies. Instead of marking the freedom and peace of the individual as a member of an infinite whole, it has been petrified into a slavery of thought and sentiment, an intolerant superiority on the part of the few and an intolerable burden on the part of the many. Yet every act may carry within itself a consoling and supporting consciousness of the whole to which it belongs and which in some sense belongs to it. With responsibility for the intelligent determination of particular acts may go a joyful emancipation from the burden for responsibility for the whole which sustains them, giving them their final outcome and quality. There is a conceit fostered by perversion of religion which assimilates the universe to our personal desires; but there is also a conceit of carrying the load of the universe from which religion liberates us. Within the flickering inconsequential acts of separate selves dwells a sense of the whole which claims and dignifies them. In its presence we put off mortality and live in the universal. The life of the community in which we live and have our being is the fit symbol of this relationship. The acts in which we express our perception of the ties which bind us to others are its only rites and ceremonies. INDEX Absentmindedness, 173 Accidents, in history, 101; in consequences, 49, 51, 206-208, 241, 253, 304, 309 Acquisition, 116-118, 143-148 Activity is natural, 118-123, 160, 226, 293 Aims, _see_ Consequences, Ends Alexander M., 28, 36 Altruism, 133, 293 Analysis, 183 Anger, 90, 152 Appetite, 7, 275; _see_ Impulse Aristotle, 33, 109, 174, 224, 290 Arts, 15, 23, 71, 159-164, 263 Atomism moral, 243 Attitude, 41; _see_ Habit Authority, 2, 65, 72, 79, 187, 324 Benevolence, 133 Bergson, 73, 178, 245 Blame, 18, 121, 320 Causation, 18, 44 Calculation, 189, 199-209; _see_ Deliberation Casuistry, 240 Certainty, love of, 236 Character, defined, 38; and consequences, 47 Childhood, 2, 64, 89, 96, 99 Choice, 192, 304, 311 Classes, 2, 82, 270 Classification, 131, 244 Codes, 103 Compensatory, 8, 30, 33, 257, 275 Conduct, _see_ Character, Habit, Impulse, Intelligence Confidence, 139 Conflict, 12, 39, 66, 82, 194, 208, 217, 300 Conscience, 184-188, 314 Consciousness, 62, 179, 184, 208 Consequences, and motives, 45-47; and aims, 225-229, 245-247 Conservatism, 66, 106, 168 Continuity, 12, 232, 239, 244, 259 Control, 21, 23, 37, 101, 139, 148, 266-270; _see_ Accident Conventions, 6, 97, 166 Crowd psychology, 60 Creative and acquisitive, 143-148 Customs and habits, 58-69; and standards, 75-83; rigidity, 103-105 Deliberation, 189-209; as discovery, 216 Democracy, 61n, 66, 72 Desire, 24, 33, 194, 234, 299, 304; and intelligence, 248-264; object of, 249-252 Disposition, 41; _see_ Habit Docility, 64, 97 Dualism, 8, 12, 40, 55, 67, 71, 147, 275, 309 Economic man, 220 Economics, 9, 12, 120-124, 132, 143-148, 212-221, 270-273, 305 Education, 64, 72, 91, 107, 270, 320 Egotism, 7 Emerson, 100, 144 Emotion, 75, 83, 255, 264 End, 28, 34-37; knowledge as, 187, 215; nature of, 223-237; of desire, 250, 261; and means, 269-272; _see_ Consequences, Means Environments, 2, 10, 15, 18, 21, 51, 151, 159, 179, 316 Epicureanism, 205, 291 Equilibration, 179, 252 Evolution, 284-287, 297 Execution, of desires, 33-35 Expediency, 49, 189, 210; _see_ Deliberation Experience, 31, 245 Experimentation, moral, 56, 307 Fallacy, philosophic, 175 Fanaticism, 228 Fantasies, 158, 164, 236 Fear, 111, 132-133, 154-155, 237 Fiat of will, 29 Foresight, 204-206, 238, 265-270; _see_ Deliberation, Ends Freedom, 8, 165; three phases of, 303-313; _see_ Will Functions, 18 Gain, 117 Goal, 260, 265, 274, 281, 287-289; _see_ Evolution, Perfection Good, 2, 44, 210-222, 274, 278 Goodness, 4-8, 16, 43-45, 48, 67, 227 Good-will, 44 Habits, place in conduct, 14-88; and desire, 24; as functions, 14; as arts or abilities, 15, 64, 66, 71, 170; and thought, 31-33, 66-69, 172-180, 182; definition, 41; and impulses, 90-98, 107-111; and principles, 238 Harmony, natural, 159, 167, 298 Hedonistic calculus, 204 Hegel, 312 Helvetius, 106, 300 Herd-instinct, 4 History, 101, 110 Hobbes, 133 Human nature, 1; and morals, 1-13, 295; alterability, 106-124 Humility, 289 Hypocrisy, 6 Hypothesis, moral, 239, 243 Ideas, _see_ Ends, Thought Ideals and Idealism, 2, 8, 50, 68, 77, 81, 99, 157, 166, 184, 233, 236, 255, 259-264, 274, 282-288, 301, 331 Imagination, 52, 163, 190-192, 204, 225, 234 Imitation, 66, 97, 132 Impulse, place in conduct, 89-171; secondary, 89; intermediary, 169-170; as means of reorganization, 93, 102, 104, 179; plastic, 95; same as human instincts, 105n; and habit, 107-111; false simplification, 131-149; and reason, 196, 254 Individualism, 7, 85, 93 Industry, 11 Infantilisms, 98 Instinct, not fixed, 149-168; and knowledge, 178; _see_ Impulse Institutions, 9, 80, 102, 111, 166 Intelligence, 10, 13, 51, 299, 312; place of, in conduct, 172-277; relation to habits, 172-180, 228; and desire, 248-264, 276 Interpenetration of habits, 37-39 Intuitions, 33, 188 James, Wm., 112, 179, 195 Justice, 18, 52, 198 Kant, 44, 49, 55, 245 Knowledge, moral, 181-188; _see_ Conscience, Intelligence Labor, 121, 144 Language, 58, 79, 95 Le Bon, 61 Liberalism, 305 Locke, 106 Marx, 154, 273, 300 Magic, 20, 26 Meaning, 37, 90, 151, 207, 262, 271, 280 Means, 20; relation to ends, 25-36, 218-220, 251; _see_ Habit Mechanization, 28, 70, 96, 144 Mediation, 197 Mind, 61, 95; and habit, 175-180 Mind and body, 30, 67, 71 Mitchell, W. C., 213 Moore, G. E., 241n Morals, introduction, 40; conclusion, as objective, 52; of art, 167; scope, 278-281 Motives, 43-45, 118-122, 213, 231, 329 Natural law and morals, 296-300 Necessity, 312 Nirvana, 175, 286 Non-moral, 8, 27, 40, 188, 230 Occult, 11 Oligarchy, 2-3 Optimism, 286-288 Organization, 306 Passion, 9, 193-196 Pathology, 4, 50 Perfection, 173-175, 223, 282 Pessimism, 286 Plato, 50, 78, 134, 290 Play, 159-164 Pleasure, 158, 200-205, 250 Posture, 32 Potentiality, 37 Power, will to, 140-142 Pragmatic knowing, 181-188 Principles, 2; and tendencies, 49; nature of, 238-247 Private, 9, 16, 43, 85 Process and product, 142-143, 280 Progress, 10, 21, 93, 96, 101, 105n; in science, 149; nature of, 281-288 Property, 116-118; _see_ Economics Psycho-analysis, 34, 86, 133, 153, 252 Psychology and moral theory, 12, 46, 91; social, 60-63, 84-88; current, 118, 135, 147, 155; and scientific method, 150, 322-324 Punishment, 18 Puritanism, 5, 157 Purpose, _see_ Ends Radicalism, 168 Reactions, 157 Realism, 176, 256, 298 Reason, pure, 31; reasonableness, 67, 77, 193-198, 215 Rebellion, 166 Reconstruction, 164 Religion, 5, 263, 330-332 Responsibility, 315 Revolution, 10, 108 Right, 324-328 Romanticism, 6, 100, 166, 256 Routine, 42, 66, 70, 98, 211, 232, 238 Satisfaction, 140, 158, 175, 210, 213, 265, 285 Savagery, 93, 101, 103 Science of morals, 3, 11-12, 18, 56, 224, 243, 296, 321 Self, 16, 55, 85-87, 136-139, 217, 292, 314 Self-deception, 152, 252 Self-love, 134-139, 293 Sensations, 18, 31, 189 Sentimentalism, 17 Sex, 133, 150, 153, 164-165 Social, _see_ Environments Social mind, 60-63 Socrates, 56 Soul, 85, 94, 138, 176 Spencer, 175, 297 Standards, 75-82, 241 Stimulation, 157 Stimulus and response, 199-207 Stuart, H. W., 218 Subjective, 16, 22, 27, 52, 54, 85, 202; _see_ Dualism Sublimation, 141, 156, 164, 194 Success, 6, 173, 254 Sumner, 77 Suppression, 156, 166 Synthesis, 183-184 Tendency, 49 Thought, 30, 67, 98, 108, 171, 190, 200, 222, 258; vices of, 197 Tolstoi, 285, 312 Tools, 25, 32; intellectual, 244 Transcendentalism, 50-52, 54, 81 Universality, 245-247 Utilitarianism, 50, 189, 199-209, 211, 221-222, 291 Virtues, 4, 16, 22; _see_ Goodness War, 110-115 Westermarck, 76 Will, and habits, 25, 29, 40-44, 259; will to power, 140-143; freedom of, 9 Williams, M., 273n CORRECTIONS: page original correction v FUNCTIONS 13 FUNCTIONS 14 3 go back of the go back to the 8 by pleasureable excursions by pleasurable excursions 17 infliction of retibutive infliction of retributive 41 some-counteracting some counteracting 74 an ungoing splurge an ongoing splurge 90 wind on a mudpuddle wind on a mud puddle 92 the southsea islander the Southsea islander 123 to find fulfillment, to find fulfilment, l45 it it quite possible it is quite possible 163 artificial exitents artificial exigents 211 its every presentation its every presentation. 212 with only one factor, with only one factor, 234 only a phantasy only a fantasy, 236 and phantasy-building, and fantasy-building, 262 is as unreasonble as is as unreasonable as 276 reporting and analysis reporting and analysis 325 how to satisfy desire. how to satisfy desire." 334 Phantasies, 158, Fantasies, 158, 22306 ---- HUMAN TRAITS AND THEIR SOCIAL SIGNIFICANCE BY IRWIN EDMAN, Ph.D. INSTRUCTOR IN PHILOSOPHY, COLUMBIA UNIVERSITY BOSTON NEW YORK CHICAGO HOUGHTON MIFFLIN COMPANY THE RIVERSIDE PRESS CAMBRIDGE FOREWORD This book was written, originally and primarily, for use in a course entitled "Introduction to Contemporary Civilization," required of all Freshmen in Columbia College. It is an attempt to give a bird's-eye view of the processes of human nature, from man's simple inborn impulses and needs to the most complete fulfillment of these in the deliberate activities of religion, art, science, and morals. It is hoped that the book may give to the student and general reader a knowledge of the fundamentals of human nature and a sense of the possibilities and limits these give to human enterprise. Part I consists of an analysis of the types of behavior, a survey of individual traits and their significance in social life, a brief consideration of the nature and development of the self, individual differences, language and communication, racial and cultural continuity. Those fruits of psychological inquiry have been stressed which bear most strikingly on the relations of men in our present-day social and economic organization. In consequence, there has been a deliberate exclusion of purely technical or controversial material, however interesting. The psychological analysis is in general based upon the results of the objective inquiries into human behavior which have been so fruitfully conducted in the last twenty-five years by Thorndike and Woodworth. To the work of the first-mentioned, the author is particularly indebted. Part II is a brief analysis, chiefly psychological in character, of the four great activities of the human mind and imagination--religion, art, science, and morals. These are discussed as normal though complex activities developed, through the process of reflection, in the fulfillment of man's inborn impulses and needs. Thus descriptively to treat these spiritual enterprises implies on the part of the author a naturalistic viewpoint whose main outlines have been fixed for this generation by James, Santayana, and Dewey. To the last-named the writer wishes to express the very special obligation that a pupil owes to a great teacher. The book as a whole, so far as can be judged from the experience the author and others have had in using it during the past year as a text at Columbia, should fit well into any general course in social psychology. It has been increasingly realized that the student's understanding of contemporary problems of government and industry is immensely clarified by a knowledge of the human factors which they involve. This volume supplies a brief account of the essential facts of human behavior with especial emphasis on their social consequences. Part I may be independently used, as it has been with success, in a general course in social psychology. Part II, the "Career of Reason," presents material which many instructors find it highly desirable to use in introductory philosophy courses, but for which no elementary texts are available. The usual textbooks deal with the more metaphysical problems to the exclusion of religion, art, morals, and science, humanly the most interesting and significant of philosophical problems. Where, as in many colleges, the introductory philosophy course is preceded by a course in psychology, the arrangement of the volume should prove particularly well suited. The illustrative material has been drawn, possibly to an unusual extent, from literature. The latter seems to give the student in the vivid reality of specific situations facts which the psychologist is condemned, from the necessities of scientific method, to discuss in the abstract. The book follows more or less closely that part of the syllabus for the course in Contemporary Civilization, which is called "The World of Human Nature," which section of the outline was chiefly the joint product of collaboration by Professor John J. Coss and the author. To the former the author wishes to express his large indebtedness. Also to Miss Edith G. Taber, for her careful and valuable editing of the manuscript in preparation for the printer, he desires to convey his deep appreciation. I. E. _Columbia University, June_ 1920. CONTENTS INTRODUCTION HUMAN TRAITS AND CIVILIZATION PART I--SOCIAL PSYCHOLOGY CHAPTER I TYPES OF HUMAN BEHAVIOR The human animal--The number and variety of man's instincts--Learning in animals and men--The prolonged period of infancy--Consciousness of self and reaction to ideas--Human beings alone possess language--Man the only maker and user of tools. CHAPTER II TYPES OF HUMAN BEHAVIOR AND THEIR SOCIAL SIGNIFICANCE--INSTINCT, HABIT, AND EMOTION Instinctive behavior--The necessity for the control of instinct--Habitual behavior--The mechanism of habit--The acquisition of new modes of response--Trial and error and deliberate learning--Some conditions of habit-formation--Drill _versus_ attentive repetition in learning--Learning affected by age, fatigue, and health--Habit as a time-saver--Habit as a stabilizer of action--Disserviceable habits in the individual--Social inertia--The importance of the learning habit--The specificity of habits--The conscious transference of habits--Emotion. CHAPTER III REFLECTION Instinct and habit _versus_ reflection--The origin and nature of reflection--Illustration of the reflective process--Reflection as the modifier of instinct--Reflective behavior modifies habit--The limits of reflection as a modifier of instinct and habit--How instincts and habits impair the processes of reflection--The value of reflection for life--The social importance of reflective behavior--Reflection removed from immediate application: science--The practical aspect of science--The creation of beautiful objects and the expression of ideas and feelings in beautiful form. CHAPTER IV THE BASIC HUMAN ACTIVITIES Food, shelter, and sex--Physical activity--Mental activity--Quiescence: fatigue--Nervous and mental fatigue. CHAPTER V THE SOCIAL NATURE OF MAN Man as a social being--Gregariousness--Gregariousness important for social solidarity--Gregariousness may hinder the solidarity of large groups--Gregariousness in belief--Gregariousness in habits of action--The effect of gregariousness on innovation--Sympathy (a specialization of gregariousness)--Praise and blame--Praise and blame modify habit--Desire for praise may lead to the profession rather than the practice of virtue--The social effectiveness of praise and blame--Social estimates and standards of conduct--Importance of relating praise and blame to socially important conduct--Education as the agency of social control--Social activity and the social motive. CHAPTER VI CRUCIAL TRAITS IN SOCIAL LIFE The interpenetration of human traits--The fighting instinct--Pugnacity a menace when uncontrolled--Pugnacity as a beneficent social force--The "submissive instinct"--Men display qualities of leadership--Man pities and protects weak and suffering things--Fear--Love and hate--Love--Hate. CHAPTER VII THE DEMAND FOR PRIVACY AND INDIVIDUALITY Privacy and solitude--Satisfaction in personal possession: the acquisitive instinct--Individuality in opinion and belief--The social importance of individuality in opinion. CHAPTER VIII THE DEVELOPMENT OF THE "SELF" Origin and development of a sense of personal selfhood--The social self--Character and will--The enhancement of the self--Egoism _versus_ altruism--Self-satisfaction and dissatisfaction--The contrast between the self and others--Types of self--Self-display or boldness--Self-sufficient modesty--The positive and flexible self--Dogmatism and self-assertion--Enthusiasm--The negative self--Eccentrics--The active and the contemplative--Emotions aroused in the maintenance of the self--The individuality of groups. CHAPTER IX INDIVIDUAL DIFFERENCES The meaning of individual differences--Causes of individual differences--The influence of sex--The influence of race--The influence of immediate ancestry or family--The influence of the environment--Individual differences--Democracy and education. CHAPTER X LANGUAGE AND COMMUNICATION Language as a social habit--Language and mental life--The instability of language--Changes in meaning--Uniformities in language--Standardization of language--Counter-tendencies toward differentiation--Language as emotional and logical--Language and logic. CHAPTER XI RACIAL AND CULTURAL CONTINUITY Restriction of population--Cultural continuity--Uncritical veneration of the past--Romantic idealization of the past--Change synonymous with evil--"Order" _versus_ change--Personal or class opposition to change--Uncritical disparagement--Critical examination of the past--Limitations of the past--Education as the transmitter of the past. PART II--THE CAREER OF REASON INTRODUCTION CHAPTER XII RELIGION AND THE RELIGIOUS EXPERIENCE The religious experience--"The reality of the unseen"--Experiences which frequently find religious expression--Need and impotence--Fear and awe--Regret, remorse: repentance and penance--Joy and enthusiasm: festivals and thanksgivings--Theology--The description of the divine--The divine as the human ideal--The religious experience, theology and science--Mechanistic science and theology--Religion and science--The church as a social institution--The social consequences of institutionalized religion--Intolerance and inquisition--Quietism and consolation: other-worldliness. CHAPTER XIII ART AND THE ÆSTHETIC EXPERIENCE Art _versus_ nature--The emergence of the fine arts--The æsthetic experience--Appreciation _versus_ action--Sense satisfaction--Form--Expression--Art as vicarious experience--Art and æsthetic experience in the social order--Art as an industry--Art and morals. CHAPTER XIV SCIENCE AND SCIENTIFIC METHOD What science is--Science as explanation--Science and a world view--The æsthetic value of science--The danger of "pure science"--Practical or applied science--Analysis of scientific procedure--Science and common sense--Curiosity and scientific inquiry--Thinking begins with a problem--The quality of thinking: suggestion--Classification--Experimental variation of conditions--Generalizations, their elaboration and testing--The quantitative basis of scientific procedure--Statistics and probability--Science as an instrument of human progress. CHAPTER XV MORALS AND MORAL VALUATION The pre-conditions of morality: instinct, impulse, and desire--The conflict of interests between men and groups--The levels of moral action: custom; the establishment of "folkways"--Morality as conformity to the established--The values of customary morality--The defects of customary morality--Custom and progress--Origin and nature of reflective morality--Reflective reconstruction of moral standards--The values of reflective morality--Reflection transforms customs into principles--Reflective action genuinely moral--Reflection sets up ideal standards--The defects of reflective morality--The inadequacy of theory in moral life--The danger of intellectualism in morals--Types of moral theory--Absolutism--Relativistic or teleological morality--Utilitarianism--Moral knowledge--Intuitionalism--Empiricism--Ethics and life--Morality and human nature--Morals, law, and education. INDEX INTRODUCTION HUMAN TRAITS AND CIVILIZATION. Throughout the long enterprise of civilization in which mankind have more or less consciously changed the world they found into one more in conformity with their desires, two factors have remained constant: (1) the physical order of the universe, which we commonly call Nature, and (2) the native biological equipment of man, commonly known as human nature. Both of these, we are almost unanimously assured by modern science, have remained essentially the same from the dawn of history to the present. They are the raw material out of which is built up the vast complex of government, industry, science, art--all that we call civilization. In a very genuine sense, there is nothing new under the sun. Matter and men remain the same. But while this fundamental material is constant, it may be given various forms; and both Nature itself and the nature of man may, with increasing knowledge, be increasingly controlled in man's own interests. The railroad, the wireless, and the aeroplane are striking and familiar testimonies to the efficacy of man's informed mastery of the world into which he is born. In the field of physical science, man has, in the short period of three centuries since Francis Bacon sounded the trumpet call to the study of Nature and Newton discovered the laws of motion, magnificently attained and appreciated the power to know exactly what the facts of Nature are, what consequences follow from them, and how they may be applied to enlarge the boundaries of the "empire of man." In his control of human nature, which is in its outlines as fixed and constant as the laws that govern the movements of the stars, man has been much less conscious and deliberate, and more frequently moved by passion and ignorance than by reason and knowledge. Nevertheless, custom and law, the court, the school, and the market have similarly been man's ways of utilizing the original equipment of impulse and desire which Nature has given him. It is hard to believe, but as certain as it is incredible, that the modern professional and businessman, moving freely amid the diverse contacts and complexities pictured in any casual newspaper, in a world of factories and parliaments and aeroplanes, is by nature no different from the superstitious savage hunting precarious food, living in caves, and finding every stranger an enemy. The difference between the civilization of an American city and that of the barbarian tribes of Western Europe thousands of years ago is an accurate index of the extent to which man has succeeded in redirecting and controlling that fundamental human nature which has in its essential structure remained the same through history. Man's ways of association and coöperation, for the most part, have not been deliberately developed, since men lived and had to live together long before a science of human relations could have been dreamed of. Only to-day are we beginning to have an inkling of the fundamental facts of human nature. But it has become increasingly plain that progress depends not merely on increasing our knowledge and application of the laws which govern man's physical environment. Machinery, factories, and automatic reapers are, after all, only instruments for man's welfare. If man is ever to attain the happiness and rationality of which philosophers and reformers have continually been dreaming, there must also be an understanding of the laws which govern man himself, laws quite as constant as those of physics and chemistry. Education and political organization, the college and the legislature, however remote they may seem from the random impulses to cry and clutch at random objects with which a baby comes into the world, must start from just such materials as these. The same impulse which prompts a five-year-old to put blocks into a symmetrical arrangement is the stuff out of which architects or great executives are made. Patriotism and public spirit find their roots back in the same unlearned impulses which make a baby smile back when smiled at, and makes it, when a little older, cry if left too long alone or in a strange place. All the native biological impulses, which are almost literally our birthright, may, when understood, be modified through education, public opinion, and law, and directed in the interests of human ideals. It is the aim of this book to indicate some of these more outstanding human traits, and the factors which must be taken into account if they are to be controlled in the interests of human welfare. It is too often forgotten that the problems which are to be dealt with in the world of politics, of business, of law, and education, are much complicated by the fact that human beings are so constituted that given certain situations, they will do certain things in certain inevitable ways. These problems are much clarified by knowing what these fundamental ways of men are. HUMAN TRAITS AND THEIR SOCIAL SIGNIFICANCE PART I CHAPTER I TYPES OF HUMAN BEHAVIOR THE HUMAN ANIMAL. Any attempt to understand what the nature of man is, apart from its training and education during the life of the individual, must start with the realization that man is a human animal. As a human being he is strikingly set off by his upright posture and his large and flexible hand. But chiefly he is distinguished by his plastic brain, upon which depends his capacity to perform the complex mental activities--from administering a railroad to solving problems in calculus--which constitute man's outstanding and exclusive characteristic.[1] [Footnote 1: The thinking process is discussed in detail in chapters III and XIV.] But in his structure and functions man bears, as is now well known, a marked resemblance to the lower animals. His respiratory and digestive organs, for example, may be duplicated as far down in the animal scale as birds and chickens.[2] Man's whole physical apparatus and mode of life, save in complexity and refinement of operations, are the same as those of any of the higher mammals. But more important for the student of human behavior, man's mental life--that is, his way of responding to and dealing with his environment--is in large part identical with that of the lower animals, especially of the most highly developed vertebrates, such as the monkey. They have, up to a certain point, precisely the same equipment for adjusting themselves to the conditions of life. Apart from education, both man and animal are endowed with a set of more or less fixed tendencies to respond in specific ways to specific stimuli. These inborn or congenital tendencies are generally known as reflexes or instincts.[1] These are unlearned ways, exhibited by both human and animal organisms, of responding promptly and precisely, and in a comparatively changeless manner to a given stimulus from the environment. These tendencies to act, while they may be, and most frequently are of advantage to the organism, are not conscious or acquired. They are irresistible impulses to do just such-and-such particular things in such-and-such particular ways when confronted with just such-and-such particular situations. In the well-known words of James: [Footnote 2: With certain modifications accounted for in their historical "descent" with modification from a common ancestor. See Scott: _Theory of Evolution_.] [Footnote 1: The difference between the two is largely one of complexity. By a reflex is meant a very simple and comparatively rigid response; by an instinct a series of reflexes such that when the first is set off, the remainder are set off in a regularly determinate succession.] The cat runs after the mouse, runs or shows fight before the dog, avoids falling from walls and trees, shuns fire and water, etc., not because he has any notion either of life or death, or of self-preservation. He has probably attained to no one of these conceptions in such a way as to react definitely upon it. He acts in each case separately, and simply because he cannot help it; being so framed that when that particular running thing called a mouse appears in his field of vision he _must_ pursue; that when that particular barking and obstreperous thing called a dog appears there he _must_ retire, if at a distance, and scratch if close by; that he _must_ withdraw his feet from water, and his face from flame.[2] [Footnote 2: James: _Psychology_, vol. II, p. 384.] Similarly, the baby's reaching for random objects, and sucking them when seized, its turning its head aside, when it has had enough food, its crying when alone and hungry, are not, for the most part, deliberate methods invented by the infant to maintain its own welfare, but are almost as automatic as the number of sounds omitted by the cuckoo clock at midnight. Why do men always lie down, when they can, on soft beds rather than on hard floors? Why do they sit round the stove on a cold day? ... Why does the maiden interest the youth so that everything about her seems more important and significant than anything else in the world? Nothing more can be said than that these are human ways, and that every creature _likes_ its own ways, and takes to the following of them as a matter of course.... Not one man in a billion, when taking his dinner, thinks of utility. He eats because the food tastes good, and makes him want more. If you ask him _why_ he should want to eat more of what tastes like that, instead of revering you as a philosopher, he will probably laugh at you for a fool.[1] [Footnote 1: James: _Psychology_, vol. II, p. 386.] These inborn tendencies to act vary in complexity from the withdrawing of a hand from a hot stove or the jerking of the knee when touched in a particular spot to startlingly involved trains of action to be found in the behavior of certain of the lower animals. Bergson cites the case of a species of wasp which with a skill, unconscious though it be, resembling that of the expert surgeon, paralyzes a caterpillar without killing it, and carries it home for food for its young.[2] There are again many cases of "insects which invariably lay their eggs in the only places where the grubs, when hatched, will find the food they need and can eat, or where the larvæ will be able to attach themselves as parasites to some host in a way that is necessary to their survival."[3] In many instances these complicated trains of action are performed by the animal in a situation absolutely strange to it, without its ever having seen the act performed before, having been born frequently after its parents had died, and itself destined to die long before its grubs will have hatched. [Footnote 2: Bergson: _Creative Evolution_, p. 172.] [Footnote 3: McDougall: _Social Psychology_, p. 24. (Except where otherwise noted, all references are to the fourth edition.)] THE NUMBER AND VARIETY OF MAN'S INSTINCTS. Various attempts have been made, notably by such men as James, McDougall, and Thorndike, to enumerate and classify the tendencies with which man is at birth endowed, or which, like the sex instinct, make their appearance at a certain stage in biological growth, regardless of the particular training to which the individual has been subjected. Earlier classifications were inclined to speak of instincts as very general and as half consciously purposeful in character. Thus it is still popularly customary to speak of the "instinct of self-preservation," the "instinct of hunger," and the "parental instinct." The tendency of present-day psychology is to note just what responses take place in given specific situations. As a result of such observation, particularly by such biologists as Watson and Jennings,[1] instincts have come to be regarded not as general and purposive but as specific and automatic. Thus it is no instinct of self-preservation that drives the child to blink its eyes at a blinding flash of light; it is solely and simply the very direct and immediate tendency to blink its eyes in just that way whenever such a phenomenon occurs. It is no deliberate intent to inhale the oxygen necessary to the sustenance of life that causes us to breathe. No more is it a conscious plan to provide the organism with nourishment that prompts us to eat our breakfast in the morning; it is simply the immediate and irresistible enticement of food after a night's fast. Not a deliberate motive of maternity prompts the mother to caress and care for her baby, but an inevitable and almost invincible tendency to "cuddle it when it cries, smile when it smiles, fondle it and coo to it in turn." [Footnote 1: Watson: _Behavior_. H. S. Jennings: _Behavior of the Lower Organisms_.] In the last few years, as a result of the observation of animals under laboratory conditions, there has been increasing evidence of a large number of specific tendencies to act in specific ways, in response to specific given stimuli. As no stimuli are ever quite alike, and no animal organism is ever in exactly the same physico-chemical condition at two different times, there are slight but negligible differences in response. Allowing for these, animals may be said to be equipped with a wide variety of tendencies to do precisely the same things under recurrent identical circumstances. The aim of the experimental psychologist is to discover just what actions occur when an animal is placed in any given circumstances, precisely as the chemist notes what reaction occurs when two chemicals are combined. While experiments with the human infant are more difficult and rare (and while it is among infants alone among humans that original tendencies can be observed free from the modifications to which they are so soon subjected by training and environment) careful observers find in the human animal also a great number of these specific ways of acting. Just which of the large number of observed universal modes of behavior are original and unlearned, is a matter still in controversy among psychologists. There is practically complete agreement among them, however, with respect to such comparatively simple acts as grasping, reaching, putting things in the mouth, creeping, standing and walking, and the making of sounds more or less articulate. Most psychologists recognize even such highly complicated tendencies as man's restlessness in the absence of other people, his tendency to attract their attention when present, to be at once pitying and pugnacious, greedy and sympathetic, to take and to follow a lead. In general, it may be said that man possesses not fewer instincts than animals, but more. His superiority consists in the fact that he has at once more tendencies to respond, and that in him these tendencies are more flexible and more susceptible of modification than those of animals. A chicken has at the start the advantage over the human; it can at first do more things and do them better. But it is the human baby who, though it cannot find food for itself at the start, can eventually be taught to distinguish between the nutritive values of food, secure food from remote sources, and make palatable food from materials which when raw are inedible. An inventory and classification of man's original tendencies is made more difficult precisely because these are so easily modifiable and are, even in earliest childhood, seldom seen in their original and simple form. At any given time a human being is being acted upon by a wide variety of competing and contemporaneous stimuli. In walking down a street with a friend, for example, one may be attracted by the array of bright colors, of flowers, jewelry and clothing in the shop windows, blink one's eyes in the glare of the sun, feel a satisfaction in the presence of other people and a loneliness for a particular friend, dodge before a passing automobile, be envious of its occupant, and smile benevolently at a passing child. It would be difficult in so complex and so characteristically familiar a situation to pick out completely and precisely the original human tendencies at work, and trace out all the modifications to which they have been subjected in the course of individual experience. For even single responses in the adult are not the same in quality or scope as they were to start with. Even the simplest stimuli of taste and of sound are different to the adult from what they are to the child. What for the adult is a printed page full of significance is for the baby a blur, or at most chaotic black marks on white paper. But while it is difficult to disentangle out of even a simple, everyday occurrence the original unlearned human impulses at work, experimentation on both humans and animals seems clearly to establish that "in the same organism the same situation will always produce the same response." It also seems clear that in man these native unlearned responses to given stimuli are unusually numerous and unusually controllable. Upon the possibility of the ready modification of these original elements in man's behavior his whole education and social life depend. LEARNING IN ANIMALS AND MEN. Men and animals are alike not only in that they have in common a large number of tendencies to respond in definite ways to definite stimuli, but that these responses may be modified, some strengthened through use, and others weakened or altogether discarded through disuse. In both also the survival and strengthening of some native tendencies, the weakening and even the complete elimination of others, depends primarily upon the satisfaction which flows from their practice. It must be remembered that any situation, while it calls forth on the part of the organism a characteristic response, may also call out others, especially if the first response made fails to secure satisfaction, or if it places the animal in a positively annoying situation. There are certain situations--being fed when hungry, resting when weary, etc.--which are immediate and original satisfiers; there are others such as bitter tastes, being looked at with scorn by others, etc., which are natural annoyers. The first type the animal will try various means of attaining; the second, various means of avoiding. Through "trial and error," through going through every response it can make to a given situation, the animal or human hits upon some response which will secure for it satisfaction or rid it of a positive annoyance. Once this successful response is hit upon, it tends to be retained and becomes habitual in that situation, while other random responses are eliminated. As will be pointed out in the following, man has developed in the process of reflection a much more effective and subtle mode of attaining desirable results, but a large part of human acquisition of skill, whether at the typewriter, the piano, the tennis court, or in dealing with other people, is still a matter of making every random response that the situation provokes until the appropriate and effective one is hit upon, and making this latter response more immediately upon repeated experiences in the same situation. Once this effective response becomes habitual it is just as automatic in character as if it had been made immediately the first time, and it is almost impossible without knowledge of the animal's or the human's earlier modes of response to detect the difference between an acquired response and one that is inborn. This process of trial and error is perhaps best illustrated in the behavior of the lower animals where careful experiments have been conducted for the purpose of tracing the process of learning. In the classic cases reported by Thorndike and Watson, when chickens, rats, and cats were placed in situations where the first response failed to bring satisfaction, their behavior was in each case marked by the following features. At the first trial the animals in every case performed a wide variety of acts useless to secure the satisfaction they were instinctively seeking, whether it was food in a box, or freedom from confinement in a cage. Upon repeated trials the act appropriate to securing satisfaction was performed with increasing elimination of useless acts, and consequent decrease of the time required to perform the act requisite to secure food, or freedom, or both, as the case might be. One of Thorndike's famous cat experiments is best told in his own report: If we take a box twenty by fifteen by twelve inches, replace its cover and front side by bars an inch apart, and make in this front side a door arranged so as to fall open when a wooden button inside is turned from a vertical to a horizontal position, we shall have means to observe such [learning by trial and error]. A kitten, three to six months old, if put in this box when hungry, a bit of fish being left outside, reacts as follows: It tries to squeeze through between the bars, claws at the bars, and at loose things in and out of the box, stretches its paws out between the bars, and bites at its confining walls. Some one of all these promiscuous clawings, squeezings, and bitings turns round the wooden button, and the kitten gains freedom and food. By repeating the experience again and again the animal gradually comes to omit all the useless clawings, and the like, and to manifest only the particular impulse (_e.g._, to claw hard at the top of the button with the paw or to push against one side of it with the nose) which has resulted successfully. It turns the button around without delay whenever put in the box. It has formed an association between the situation _confined in a box with a certain appearance_ and the response of _clawing at a certain part of that box in a certain definite way_. Popularly speaking, it has learned to open a door by pressing a button. To the uninitiated observer the behavior of the six kittens that thus freed themselves from such a box would seem wonderful and quite unlike their ordinary accomplishments of finding their way to their food or beds.... A certain situation arouses, by virtue of accident or more often instinctive equipment, certain responses. One of these happens to be an act appropriate to secure freedom. It is stamped in in connection with that situation.[1] [Footnote 1: Thorndike: _Educational Psychology_, Briefer Course. p. 129.] Perhaps the most significant factor to be noted in this, and in similar cases, is that the successful response to a baffling situation is acquired, and that this acquisition remains a more or less permanent possession of the human or animal organism. Particularly important for the problem and practice of education is the mechanism by which these learned modes of behavior are acquired. For, to attain skill, knowledge, intellect, character, is to attain certain determinate habits of action, certain recurrent and stable ways of responding to a situation. The reason why the cat in the box ceased to perform the hundred and one random acts of clawing and biting, and after a number of trials got down to the immediately necessary business of turning the button was because it had learned that one thing only, out of the multitude of things it could do, would enable it to get out of the box and get its food. To say that it learned this is not to say that it consciously realized it; it means simply that when placed in such a situation again after having been placed in it a sufficient number of times, it will be set off to the turning of the button which gets it food, instead of biting bars and clawing at random--actions which merely serve further to frustrate its hunger. The animal has not consciously learned, but its nervous system has been mechanically directed. A large part of the education of humans as well as of animals consists precisely in the modification of our original responses to situations by a trial-and-error discovery of ways of attaining satisfactory and avoiding annoying situations. Both animals and humans, when they have several times performed a certain act that brings satisfaction, tend, on the recurrence of a similar situation, to repeat that action immediately and to eliminate with successive repetitions almost all the other responses which are possible, but which are ineffective in the attainment of some specific satisfaction. The whole training imposed by civilization on the individual is based ultimately on this fundamental fact that human beings can be taught to modify their behavior, to change their original response to a situation in the light of the consequences that follow it. This means that while man's nature remains on the whole constant, its operations may be indefinitely varied by the results which follow the operation of any given instinct. The child has its original tendency to reach toward bright objects checked by the experience of putting its hand in the flame. Later his tendency to take all the food within reach may be checked by the looks of scorn which follow that manifestation of man's original greed, or the punishment and privation which are correlated with it. Through experience with punishment and reward, humans may be taught to do precisely the opposite of what would have been their original impulse in any given situation, just as the monkey reported by one experimenter may be taught to go to the top of his cage whenever a banana has been placed at the bottom. THE PROLONGED PERIOD OF INFANCY. Probably the most significant and unique fact of human behavior is the period of "prolonged infancy" which is characteristic of human beings alone. Fiske and Butler in particular have stressed the importance of this human trait. In the lower animals the period of infancy--that is, the period during which the young are dependent upon their parents for food, care, and training--is very short, extending even in the highest form of ape to not more than three months. This would appear, at first blush, to be a great advantage possessed by the lower animals. They come into the world equipped with a variety of tendencies to act which, within a week, or, as in the case of chickens, almost immediately after birth, are perfectly adapted to secure for them food, shelter, and protection. They are mechanisms from the beginning perfectly adjusted to their environment. The human infant, while it is born with a greater number of instinctive activities than other animals, is able to make little use of them just as they stand. For years after birth it is helplessly dependent on others to supply its most elementary needs. It must be fed, carried, and sheltered; it cannot by itself even reach for an object, and it cannot for nearly two years after birth specifically communicate its wants to other people. But this comparatively long helplessness of the human infant is perhaps the chief source of human progress. The human baby, because it can do so little at the start, because it has so many tendencies to act and has them all so plastic, undeveloped, and modifiable, has to a unique degree the capacity to learn. This means that it can profit by the experience of others and adjust itself to a great variety and complexity of situations. The chicken or the bird can do a limited number of things perfectly, but it is as if it had a number of special keys opening special locks. The power of modifying these instinctive adjustments, the capacity of learning, is like being put in possession of a pass-key. As Professor Dewey puts it, "An original specialized power of adjustment secures immediate efficiency, but, like a railway ticket, it is good for one route only. A being who, in order to use his eyes, ears, hands, and legs, has to experiment in making varied combinations of their reactions, achieves a control that is flexible and varied."[1] [Footnote 1: Dewey; _Democracy and Education_, p. 53.] The more complex the environment is in which the individual must live, the longer is the period of infancy needed in which the necessary habits and capacities may be acquired. In the human being the period of infancy extends in a literal sense through the first five years of the individual's life. But in civilized societies it extends factually much longer. By the end of the first five years the child's physical infancy is over. It can take care of itself so far as actually feeding itself, moving about, and communicating with others is concerned. But so complex are the habits to which it must become accustomed in our civilization that it is dependent for a much longer period. The whole duration of the child's education is a prolongation of the period of infancy. In most civilized countries, until at least the age of twelve, the child is literally dependent on its parents. And with every advance in civilization has come a lengthening in the period of education, or learning. Intellectually, the period of infancy might be said not really to be over before the age of twenty-five, by which time habits of mind have become fairly well fixed. The brain and the nervous system remain fairly plastic up to that time, and if inquiry and learning have themselves become habitual, plasticity may last even longer. In the cases of the greatest intellects, of a Darwin, or a Newton, one might almost say the period of infancy lasts to old age. To be still learning at sixty is to be still a child in the best sense of the word. It is still to be open rather than rigid, still to be profiting by experience. The great social advantages of the prolonged period of infancy lie in the fact that there is a unique opportunity both for the acquisition by individuals and for the imposition on the part of society of a large number of habits of great social value. The human being, born into a world where there are many things to be learned both of natural law and human relations, is, as it were, fortunately born ignorant. He has instincts which are pliable enough to be modified into habits, and in consequence socially useful habits can be deliberately inculcated in the immature members of a society by their elders. The whole process of education is a utilization of man's prolonged period of infancy, for the deliberate acquisition of habits. This is all the more important since only by such habit formation during the long period of human infancy can the achievements of civilization be handed down from generation to generation. Art, science, industrial methods, social customs, these are not inherited by the individual as are the instincts of sex, pugnacity, etc. They are preserved only because they can be taught as habits to those beings who come into the world with a plastic equipment of instincts which lend themselves for a long time to modification. CONSCIOUSNESS OF SELF AND REACTION TO IDEAS. A significant difference between the actions of human beings and those of animals is that human beings are conscious of themselves as agents. They may be said not only to be the only creatures who know what they are doing, but the only ones who realize their individuality in doing it. Dogs and cats are not, so far as we can draw inferences from extended observation of even their most complex actions, conscious of themselves. It is not very long, however, before the human animal begins to set itself off against the remainder of the universe, to discover that it is something different from the chairs, tables, and surrounding people and faces that at first constitute for it only a "blooming, buzzing confusion." A human being performs actions with a feeling of awareness; he is conscious of himself. This consciousness of self (see chapters VII and VIII) becomes more acute as the individual grows older. It has consequences of the gravest character in social, political, and economic life. It is a large factor at once in such different qualities of character as ambition, friendship, humility, and self-sacrifice, and is responsible in large measure for whatever truth there is in the familiarly spoken-of conflict between "the individual and society." Human beings are, furthermore, susceptible to a unique stimulation to action, namely, ideas. Animals respond to things only, that is, to things in gross: It may be questioned whether a dog _sees_ a rainbow any more than he apprehends the political constitution of the country in which he lives. The same principle applies to the kennel in which he sleeps and the meat that he eats. When he is sleepy, he goes to the kennel; when he is hungry, he is excited by the smell and color of meat; beyond this, in what sense does he see an _object?_ Certainly he does not see a house--_i.e._, a thing with all the properties and relations of a permanent residence, _unless_ he is capable of making what is present a uniform sign of what is absent--unless he is capable of thought.[1] [Footnote 1: Dewey: _How We Think_, p. 17.] Human beings can respond to objects as _signs_ of other things, and, what is perhaps more important, can abstract from those gross total objects certain qualities, features, elements, which are universally associated with certain consequences. They can respond to the meaning or bearing of an object; they can respond to ideas. To respond to ideas means to respond to significant similarities in objects and also to significant differences. It means to note certain qualities that objects have in common, and to classify these common qualities and their consequences in the behavior of objects. To note similarities and differences in the behavior of objects is to enable individuals to act in the light of the future. The printing on this page would be to a dog or to a baby merely a blur. To the reader the black imprints are signs or symbols. To the animal a red lantern is a haze of light; to a locomotive engineer it is a sign to halt. To respond to ideas is thus to act in the light of a future. It makes possible acting in the light of the consequences that can be foreseen. Present objects or features of objects are responded to as signs of future or absent opportunities or dangers. Every time we read a letter, or act in response to something somebody has told us, we are responding not to physical stimuli as such, but to those stimuli as signs of other things. HUMAN BEINGS ALONE POSSESS LANGUAGE. The value of the period of infancy in the acquisition of habits and the unique ability of human beings to respond to ideas is inseparably connected with the fact that man alone possesses a language, both oral and written. That is to say, men alone have an instrument whereby to communicate to each other feelings, attitudes, ideas, information. To a very limited degree, of course, animals have vocal and gesture habits; specific cries of hunger, of sex desire, or distress. But they cannot, with their limited number of vocal mechanisms, possibly develop language habits, develop a system of sounds associated with definite actions and capable of controlling actions. Only human beings can produce even the simplest system of written symbols, by which visual stimuli become symbols of actions, objects, emotions, or ideas. Biologists--in particular the experimentalist, Watson--find, in the capacity for language, man's most important distinction from the brute. Language may be said, in fact, to be the most indispensable instrument of civilization. It is the means whereby the whole life of the past has been handed to us in the present. It is the means whereby we in turn record, preserve, and transmit our science, our industrial methods, our laws, our customs. If human relations were possible at all without a language, they would have to begin anew, without any cultural inheritance, in each generation. Education, the transmitter of the achievements of the mature generation to the one maturing, is dependent on this unique human capacity to make seen marks and heard sounds stand for other things. The extent to which civilization may advance is contingent upon the development of adequate language habits. And human beings have perfected a language sufficiently complicated to communicate in precise and permanent form their discoveries of the complex relations between things and between men. MAN THE ONLY MAKER AND USER OF TOOLS. One of the most important ways in which man is distinguished from the lower animals is in his manufacture and use of tools. So far as we know the ability to manufacture and understand the use of tools is possessed by man alone. "Monkeys may be taught a few simple operations with tools, such as cracking nuts with a stone, but usually they merely mimic a man."[1] Man's uniqueness as the exclusive maker and user of tools is made possible by two things. The first is his hand, which with its four fingers and a thumb, as contrasted with the monkey's five fingers, enables him to pick up objects. The second is his capacity for reflection, presently to be discussed, which enables him to foresee the consequences of the things he does. [Footnote 1: Mills: _The Realities of Modern Science_, p. 1.] The use of tools of increasing refinement and complexity is the chief method by which man has progressed from the life of the cave man to the complicated industrial civilization of to-day. Bergson writes in this connection: As regards human intelligence, it has not been sufficiently noted that mechanical invention has been from the first its essential feature, that even to-day our social life gravitates around the manufacture and use of artificial instruments, that the inventions which strew the road of progress have also traced its direction. This we hardly realize, because it takes us longer to change ourselves than to change our tools. Our individual and even social habits survive a good while the circumstances for which they were made, so that the ultimate effects of an invention are not observed until its novelty is already out of sight. A century has elapsed since the invention of the steam engine, and we are only just beginning to feel the depths of the shock it gave us. But the revolution it has effected in industry has nevertheless upset human relations altogether. New ideas are arising, new feelings are on the way to flower. In thousands of years, when, seen from the distance, only the broad lines of the present age will still be visible, our wars and our revolutions will count for little, even supposing they are remembered at all; but the steam engine and the procession of inventions that accompanied it, will perhaps be spoken of as we speak of the bronze or of the chipped stone of prehistoric times: it will serve to define an age. If we could rid ourselves of all pride, if, to define our species, we kept strictly to what the historic and the prehistoric periods show us to be the constant characteristic of man and of intelligence, we should not say _Homo sapiens_, but _Homo faber_.[1] [Footnote 1: Bergson: _Creative Evolution_, pp. 138-39.] Man's intelligence, it has so often been said, enables him to control Nature, but his intelligence in the control of natural resources is dependent for effectiveness on adequate material instruments. One may subscribe, though with qualification, to Bergson's further statement, that "intelligence, considered in what seems to be its original feature, is the faculty of manufacturing artificial objects, especially tools to make tools, and of indefinitely varying the manufacture." Anthropologists distinguish the prehistoric epochs, by such terms as the Stone, Copper or Bronze, and Iron Ages, meaning thereby to indicate what progress man had made in the utilization of the natural resources about him. We date the remote periods of mankind chiefly by the mementos we have of the kinds of tools they used and the methods they had developed in the control of their environment. The knowledge of how to start and maintain a fire has been set down as the practical beginning of civilization. Certainly next in importance was the invention of the simplest tools. There came in succession, though æons apart, the use of chipped stone implements, bronze or copper instruments, and instruments made of iron. In the ancient world we find the invention of such simple machines as the pulley, the use of rope, and the inclined plane. Without tracing the history of invention, it will suffice for our purpose to point out that agriculture and industry, men's modes of exploiting Nature, are dependent intimately on the effectiveness of the tools at their disposal. It is a far cry from the flint hatchet to the McCormick reaper and the modern steel works, but these are two ends of the same process, that process which distinguishes man from all other animals, and makes human civilization possible: that is, the use and the manufacture of tools. CHAPTER II TYPES OF HUMAN BEHAVIOR AND THEIR SOCIAL SIGNIFICANCE--INSTINCT, HABIT, AND EMOTION INSTINCTIVE BEHAVIOR. We have already noted the fact that both men and animals are equipped with a wide variety of unlearned responses to given stimuli. In the case of human beings, this original equipment varies from such a specific reaction as pulling away the hand when it is pinched or burned, to such general innate tendencies as those of herding or playing with other people. In a later stage of this discussion we shall examine the more important of these primary modes of behavior. At this point our chief concern is with certain general considerations that apply to them all. The equipment of instincts with which a human being is at birth endowed must be considered in two ways. It consists, in the first place, of definite and unlearned mechanisms of behavior, fixed original responses to given stimuli. These are, at the same time, the original driving forces of action. An instinct is at once an unlearned mechanism for making a response and an unlearned tendency to make it. That is, given certain situations, human beings do not simply utilize inborn reactions, but exhibit inborn drives or desires to make those reactions. There is thus an identity in man's native endowment between what he can do and what he wants to do. Instincts must thus be regarded as both native capacities and native desires. Instincts define, therefore, not only what men can do, but what they want to do. They are at once the primary instruments and the primary provocatives to action. As we shall presently see in some detail, human beings may acquire mechanisms of behavior with which they are not at birth endowed. These acquired mechanisms of response are called habits. And with the acquisition of new responses, new motives or tendencies to action are established. Having learned how to do a certain thing, individuals at the same time learn to want to do it. But just as all acquired mechanisms of behavior are modifications of some original instinctive response, so all desires, interests, and ideals are derivatives of such original impulses as fear, curiosity, self-assertion, and sex. All human motives can be traced back to these primary inborn impulses to make these primary inborn responses.[1] [Footnote 1: The clearest statement of the status of instincts as both mechanisms of action and "drives" to action has been made by Professor Woodworth in his _Dynamic Psychology_. No one else, to the best of the author's knowledge, has made the distinction with the same clarity and emphasis, though it has been suggested in the work of Thorndike and McDougall. In McDougall's definition of an instinct he recognizes both the responsive self and the tendency to make the response. An instinct is, for him, an inherited disposition which determines its possessor, in respect to any object, "to act in regard to it in a particular manner, or at least to experience an impulse to such action."] THE NECESSITY FOR THE CONTROL OF INSTINCT. The human being's original equipment of impulses and needs constitutes at once an opportunity and a problem. Instincts are the natural resources of human behavior, the raw materials of action, feeling, and thought. All behavior, whether it be the "making of mud pies or of metaphysical systems," is an expression, however complicated and indirect, of some of the elements of the native endowments of human beings. Instinctive tendencies are, as we have seen, the primary motives and the indispensable instruments of action. Without them there could be no such thing as human purpose or preference; without their utilization in some form no human purpose or preference could be fulfilled. But like other natural resources, men's original tendencies must be controlled and redirected, if they are to be fruitfully utilized in the interests of human welfare. There are a number of conditions that make imperative the control of native tendencies. The first of these is intrinsic to the organization of instincts themselves. Human beings are born with a plurality of desires, and happiness consists in an equilibrium of satisfactions. But impulses are stimulated at random and collide with one another. Often one impulse, be it that of curiosity or pugnacity or sex, can be indulged only at the expense or frustration of many others just as natural, normal, and inevitable. There is a certain school of philosophical radicals who call us back to Nature, to a life of unconsidered impulse. They paint the rapturous and passionate moments in which strong human impulses receive satisfaction without exhibiting the disease and disorganization of which these indulgences are so often the direct antecedents. A life is a long-time enterprise and it contains a diversity of desires. If all of these are to receive any measure of fulfillment there must be compromise and adjustment between them; they must all be subjected to some measure of control. A second cause for the control of instinct lies in the fact that people live and have to live together. The close association which is so characteristic of human life is, as we shall see, partly attributable to a specific gregarious instinct, partly to the increasing need for coöperation which marks the increasing complexity of civilization. But whatever be its causes, group association makes it necessary that men regulate their impulses and actions with reference to one another. Endowed as human beings are with more or less identical sets of original native desires, the desires of one cannot be freely fulfilled without frequently coming into conflict with the similar desires of others. Compromise and adjustment must be brought about by some intelligent modification both of action and desire. The child's curiosity, the acquisitiveness or sex desire or self-assertiveness of the adult must be checked and modified in the interests of the group among which the individual lives. One may take a simple illustration from the everyday life of a large city. There is, for most individuals, an intrinsic satisfaction in fast and free movement. But that desire, exhibited in an automobile on a crowded thoroughfare, will interfere with just as normal, natural, and inevitable desires on the part of other motorists and pedestrians. Still another imperative reason for the control of our instinctive equipment lies in the fact that instincts as such are inadequate to adjust either the individual or the group to contemporary conditions. They were developed in the process of evolution as useful methods for enabling the human animal to cope with a radically different and incomparably simpler environment. While the problems and processes of his life and environment have grown more complex, man's inborn equipment for controlling the world he lives in has, through the long history of civilization, remained practically unchanged. But as his equipment of mechanisms for reacting to situations is the same as that of his prehistoric ancestors, so are his basic desires. And the satisfaction of man's primary impulses is less and less attainable through the simple, unmodified operation of the mechanisms of response with which they are associated. In the satisfaction of the desire for food, for example, which remains the same as it was under primitive forest conditions, much more complex trains of behavior are required than are provided by man's native equipment. To satisfy the hunger of the contemporary citizens of New York or London requires the transformation of capricious instinctive responses into systematic and controlled processes of habit and thought. The elaborate systems of agriculture, transportation, and exchange which are necessary in the satisfaction of the simplest wants of men in civilization could never be initiated or carried on if we depended on the instincts with which we are born. There are thus seen to be at least three distinct reasons why our native endowment of capacities and desires needs control and direction. In the life of the individual, instinctive desires must be adjusted to one another in order that their harmonious fulfillment may be made possible. The desires and native reactions of individuals must be checked and modified if individuals are to live successfully and amiably in group association, in which they must, in any case, live. And, finally, so vastly complicated have become the physical and the social machinery of civilized life that it is literally impossible to depend on instincts to adjust us to an environment far different from that to which they were in the process of evolution adapted. In the light of these conditions men have found that if they are to live happily and fruitfully together, certain original tendencies must be stimulated and developed, others weakened, redirected, and modified, and still others, within limits possibly, altogether repressed. Individuals display at once curiosity and fear, pity and pugnacity, acquisitiveness and sympathy. Some of these it has been found useful to allow free play; others, even if moderately indulged, may bring injury to the individual and the group in which his own life is involved. Education, public opinion, and law are more or less deliberate methods society has provided for the stimulation and repression of specific instinctive tendencies. Curiosity and sympathy are valued and encouraged because they contribute, respectively, to science and to coöperation; pugnacity and acquisitiveness must be kept in check if people are not simply to live, but to live together happily. But the substitution of control for caprice in the living-out of our native possibilities is as difficult as it is imperative. As already noted, instincts are imperious driving forces as well as mechanisms. While we can modify and redirect our native tendencies of fear, curiosity, pugnacity, and the like, they remain as strong currents of human behavior. They can be turned into new channels; they cannot simply be blocked. Indeed, in some cases, it is clearly the social environment that needs to be modified rather than human behavior. Though it be juvenile delinquency for a boy to play baseball on a crowded street, it is not because there is intrinsically anything unwholesome or harmful in play. What is clearly demanded is not a crushing of the play instinct, but better facilities for its expression. A boy's native sociability and gift for leadership may make him, for want of a better opportunity, a gangster. But to cut off those impulses altogether would be to cut off the sources of good citizenship. The settlement clubs or the Boy Scout organizations in our large cities are instances of what may be accomplished in the way of providing a social environment in which native desires can be freely and fruitfully fulfilled. Social conditions can thus be modified so as to give satisfaction to a larger proportion of natural desires. On the other hand, civilization in the twentieth century remains so divergent from the mode of life to which man's inborn nature adapts him that the thwarting of instincts becomes inevitable. Impulses, in the first place, arise capriciously, and one of the conditions of our highly organized life is regularity and canalization of action. Our businesses and professions cannot be conducted on the spontaneous promptings of instinct. The engineer, the factory worker, the business man, cannot allow themselves to follow out whatever casual desire occurs to them whenever it occurs. Stability and regularity of procedure, demanded in most professions, are incompatible with random impulsive behavior. To facilitate the effectiveness of certain industries, for example, it may be necessary to check impulses that commonly receive adequate satisfaction. Thus it may be essential to enforce silence, as in the case of telephone operators or motormen, simply because of the demands of the industry, not because there is anything intrinsically deserving of repression in the impulse to talk. Again, the mere fact that a man lives in a group subjects him to a thousand restraints and restrictions of public opinion and law. A child may come to restrain his curiosity when he finds it condemned as inquisitiveness. We cannot, when we will, vent our pugnacity on those who have provoked it; we cannot be ruthlessly self-assertive in a group; or gratify our native acquisitiveness by appropriating anything and everything within our reach. But because there are all these social forces making for the repression of instincts, it does not mean that these latter therefore disappear. If any one of them is unduly repressed, it does not simply vanish as a driving force in human behavior. It will make its enduring presence felt in roundabout ways, or in sudden extreme and violent outbursts. Or, if it cannot find even such sporadic or fruitive fulfillments, "a balked disposition" will leave the individual with an uneasiness and irritation that may range from mere pique to serious forms of morbidity and hysteria. A man may for eight or ten hours be kept repeating the same operation at a machine in a factory. He may thereby repress those native desires for companionship and for variety of reaction which constitute his biological inheritance. But too often postponed satisfaction takes the violent form of lurid, over-exciting amusements and dissipation. The suppression of the sex instinct not infrequently results in a morbid pruriency in matters of sex, a distortion of all other interests and activities by a preoccupation with the frustrated sex motive. Assaults and lynchings, and the whole calendar of crimes of violence with which our criminal courts are crowded, are frequent evidence of the incompleteness with which man's strong primary instincts have been suppressed by the niceties of civilization. The phenomenal outburst of collective vivacity and exuberance which marked the reported signing of the armistice at the close of the Great War was a striking instance of those immense primitive energies which the control and discipline of civilization cannot altogether repress. There has been, furthermore, a great deal of evidence adduced in recent years by students of abnormal psychology concerning the results of the frustration of native desires. When the individual is "balked" in respect to particular impulses or desires, these may take furtive and obscure fulfillments; they may play serious though obscure and unnoticed havoc with a man's whole mental life. Unfulfilled desires may give rise to various forms of "complex," distortions of thought, action, and emotion of which the individual himself may be unaware. They may make a man unduly sensitive, or fearful, or pugnacious. He may, for example, cover up a sense of mortification at failure by an unwarranted degree of bluster and brag. A particular baffling of desire may be compensated by a bitterness against the whole universe or by a melancholy of whose origin the victim may be quite unconscious. These maladjustments between an individual's desires and his satisfactions are certainly responsible for a considerable degree of that irritation and neurasthenia which are so frequently observable in normal individuals.[1] [Footnote 1: While the evidence in this field has been taken largely from extremely pathological cases, the distortions and perversions of mental behavior, noticeable in such cases, are simply extreme forms of the type of distortion that takes place in the case of normal individuals whose desires are seriously frustrated. See the very clear statement on the subject of "repressions" and "conflicts" in R. B. Hart's _Psychology of Insanity_.] The facts enumerated above should make it clear why it is difficult to modify, much less completely to overcome, these strong original drives to action. They serve to emphasize the fact that by control of instinctive responses is not meant their suppression. For just as instinctive tendencies are our basic instruments of action, so instinctive desires are our basic ingredients of happiness. Just as all we can do is limited by the mechanisms with which we are endowed, so what we want is ultimately determined by the native desires with which we are born. The control of action and of desire is justified in so far as such control will the more surely promote a harmonious satisfaction of all our desires. A society whose arrangements are such that instincts are, on the whole, being repressed rather than stimulated and satisfied, is frustrating happiness rather than promoting it. At the very least, a life whose natural impulses are not being fulfilled is a life of boredom. The ennui which is so often and so conspicuously associated with the routine and desolate "gayeties" of society, the listlessness of those bored with their work or their play, or both, are symptoms of social conditions where the native endowments of man are handicaps rather than assets, dead weights rather than motive forces. It means that society is working against rather than with the grain. Discontent, ranging from mere pique and irritability to overt violence, is the penalty that is likely to be paid by a society the majority of whose members are chronically prevented from satisfying their normal human desires. No one who has seen whole lives immeasurably brightened by the satisfaction of a suitable employment, or melancholy and irritability removed by companionship and stimulating surroundings, can fail to realize how important it is to happiness that human instincts be given generous opportunity for fulfillment. One may say, indeed, that the evils of too complete repression of individual impulses are more than that they produce nervous strain, dissatisfaction, and, not infrequently, crime. Happiness, as Aristotle long ago pointed out, is a complete living-out of all a man's possibilities. It is most in evidence when people are, as we say, doing what they like to do. And people like to do that which they are prompted to do by the nature which is their inheritance. Freshness, originality, and spontaneity are perhaps particularly valued in our own civilization because of the multiple restraints of business and professional occupations. Even under the most perfect social arrangements there will always exist among men conflicts of desire. Their control over their environment will, of necessity, be imperfect, as will their mastery of their own passions and their clear adjustment to one another. That complete agreement between man's desires and the environment in which alone they can find their satisfaction remains at best an ideal. But it is an ideal which indicates clearly the function of control. This is obviously not to crush native desires, but to organize their harmonious fulfillment. Where men have an opportunity to utilize their native gifts they will be satisfied and interested; where native capacities and desires are continually balked, men will be discontented though well-regimented machines. HABITUAL BEHAVIOR. Except for purposes of analysis, life on the purely instinctive level may be said scarcely to exist in contemporary society, or for that matter, since the beginnings of recorded history. As has been already pointed out, while men are born with an even wider variety of tendencies to act than animals, these are much more plastic and modifiable, more susceptible of training, and much more in need of it than those of the sub-human forms. Even among animals under conditions of domestication, instinct tends largely to be replaced by habitual or acquired modes of behavior. The human being, born with a nervous system and a brain in extremely unformed and plastic condition, is so susceptible to every influence current in his environment that most of his actions within a few years after birth are, when they are not the result of deliberate reflection, secondary or habitual rather than genuinely instinctive. That is, few of the simplest actions of human beings are not in some degree modified by experience. They may appear just as automatic and immediate as if they were instinctive, and indeed they are, but they are learned ways rather than the unlearned ways man has as his possession at birth. THE MECHANISM OF HABIT. The implications of habitual behavior can better be understood after a brief analysis of the mechanism of such action. An instinct has been defined as a tendency to act in a given way in response to a given stimulus. What happens when a stimulus prompts the organism to respond in a given way, is that some sensory nerve, whether of taste or touch or sound, sight, smell, or muscular sensitivity, receives a stimulus which passes through the spinal cord to a motor nerve through which some muscle is "innervated" and a response made. In the simplest type of reflex action, such as the winking of an eye in a blinding light, or the withdrawing of a hand from flame, such is the physiology of the process. But where an immediate adjustment cannot be made by an instinctive response, where satisfaction is not secured by the passage of a sensory stimulus to an immediate motor response, the nervous impulse is, as it were, deflected to the brain area, auditory, visual, or whatever it may be, which is associated with that particular type of sensation. The path to the brain area is far from simple; the nervous impulse, which might be compared to an electric current, must pass through many nerve junctions known as "synapses," at which points there is some not completely understood chemical resistance offered to the passage of the nerve current. On passing through the network of nerves in the brain area, the current passes back again through a complicated maze of connections to a motor nerve which insures a muscular response. The first time a stimulus passes through this network the resistance offered at the nerve junction or synapse is very high; at succeeding repetitions of the stimulus the resistance is reduced, the nerve current passes more rapidly and fluently over the paths it has already traveled, and the action resulting becomes as direct and automatic as if it were an original reflex action.[1] [Footnote 1: See McDougall: _Physiological Psychology_.] THE ACQUISITION OF NEW MODES OF RESPONSE. Expressed in less technical language this means simply that human beings can learn by experience, and that they tend to repeat actions they have once learned. Where an animal is perfectly adjusted to its environment, all stimuli issue in immediate and nicely adjusted responses. This happens only where the environment is very simple and stable, and where in consequence no complexity of structure or action is necessary. In the clam and the oyster, and in some of the lower vertebrates, perhaps, instinctive activity is almost exclusively present. But in the case of man, so complicated are the situations to which he is exposed that random instinctive responses will not solve his problems. He must, as with his highly modifiable nervous system he can, acquire new modes of response which will, in the complexity of new situations serve as effectively as his original tendencies to act would serve him in a simpler and stabler environment. A human being in a modern city cannot live by instinct alone; he must acquire an enormous number of habits to meet the variety of complex situations he meets in daily life. A monkey exists with fairly fixed native tendencies to act. But civilization could never have developed if in man new ways could not be acquired to meet new situations, and if these new ways could not be retained and made habitual in the individual and the race. TRIAL AND ERROR AND DELIBERATE LEARNING. Whenever, as happens a large number of times daily in the life of the average man, old ways of response, inborn or formerly acquired, are inadequate to meet a new situation, there are two methods of acquiring a new and more adequate response. One is the method of trial and error, already discussed, whereby animals and humans try every possible instinctive response to a situation until one brings satisfaction and is retained as a habitual reaction when that situation recurs. The other is a delay in response, during which delay reflection, a consideration of possible alternatives, and a conscious decision, take place. The technique of this latter process will be discussed more specifically in the next chapter. Whether acquired by trial and error, or through reflection, learned acts are, the first time they are performed, frequently imperfect, only partly effective, and performed with some difficulty. With successive repetitions their performance becomes more rapid, more immediate, and more adjusted to the specific situation to be met. And as they become more familiar responses to familiar stimuli they cease to be conscious at all. They are performed with almost as little difficulty or attention as normal breathing. SOME CONDITIONS OF HABIT-FORMATION. The acquisition of habits is so important in the education of human beings that the conditions under which they can be acquired and made permanently effective have been closely studied. From experiments certain fundamental conclusions stand out. A habit is acquired by repetition, and the "curves of learning" show certain recurrent features. In the first few repetitions of an acquired activity, there is progress in the rapidity, effectiveness, and accuracy with which the response is made. There is, up to a certain point, an almost vertical rise in the learning curve. After varying numbers of repetitions, depending somewhat on the particular individual, there occur what are known as "plateaux," during which no progress in speed or accuracy of response is to be observed. In experiments with the learning of typewriting, for example, it has been found that the beginner makes rapid progress up to the point, say, where he can write fifty words a minute without error; there is a long interval not infrequently before he can raise his efficiency to the point of writing seventy words a minute correctly. Analogous conditions have been observed in the speed with which the sending and receiving of telegraphic messages is learned. These "plateaux" of learning are sometimes to be accounted for by muscular fatigue. Frequently there is actual progress in learning during these apparent intervals of marking time. Some of the less observable features of skill in performance which only later become overt in speed and accuracy are being attained during these seemingly profitless and discouraging intervals. Not infrequently in the acquisition of skill in the playing of tennis or the piano, or in the solution of mathematical problems, a decided gain in skill and speed comes after what seems to be not only lack of progress but decided backsliding.[1] It is this which led William James to quote with approval the aphorism that one learns to skate in summer and swim in winter. DRILL _VERSUS_ ATTENTIVE REPETITION IN LEARNING. The rapidity with which habits may be acquired and the permanency with which they may be retained depend on other factors than simply that of repetition. Mere mechanical drill is effective in the acquisition of simple mechanical habits. The most attentive appreciation of the proper things to be done in playing tennis or the piano will not by itself make one an expert in those activities. The effective responses must actually be performed in order that the appropriate connections within the nervous system may be made, and may become habitual. A habit is physiologically nothing but a certain set or direction given to paths in the nervous system. These paths become fixed, embedded, and ingrained only when nerve currents pass over them time and time again. [Footnote 1: See Ladd and Woodworth: _Physiological Psychology_, pp. 542-92.] Mere repetition, on the other hand, will not suffice in the acquisition of complex habits of action. The learning of these requires a deliberate noting and appreciation of the significant factors in the performance of an activity, and the consciously chosen repetition of these in succeeding instances until the habit is well fixed. One reason why animals cannot be taught so wide a variety of complex habits as can the human being is that they cannot keep their attention fixed on successive repetitions, and that in learning they literally do not know what they are doing. They cannot, as can humans, break up the activity which they are in process of learning into its significant factors, and attend to these in successive repetitions. The superiority of deliberate learning over the brute method of trial and error consists precisely in that the deliberate and attentive learner can pick out the important steps of any process, and learn rapidly to eliminate random and useless features of his early performances without waiting to have the right way "knocked into him" by experience. He will short-circuit the process of learning by choosing appropriate responses in advance, noting how they may be made more effective and discovering methods for making them so, and for eliminating useless, random, and ineffective acts. What we call the "capacity to learn" is evident in marked degree where there is alert attention to the steps of the process in successive repetitions. The truth in the assertion that an intelligent man will shortly outclass the merely automatically skillful in any occupation or profession requiring training, lies not in any mysterious faculty, but in the peculiarly valuable habit of attending with discriminating interest to any process, and learning it thereby with vastly more economical rapidity. Genius may be more than what one writer described it, "a painstaking attention to detail"; but a painstaking attention to the meaning and bearing of details it most decidedly is. LEARNING AFFECTED BY AGE, FATIGUE, AND HEALTH. There are certain conditions not altogether within the control of the individual which affect the rapidity with which habits are acquired. One of the most important of these is fatigue. Connections among the fibers that go to make up the nervous system cannot be made with ease and rapidity when the organism is fatigued. At such times there seems to be an unusually high resistance at the synapses or nerve junctions (where there is a lowering of resistance to the passage of a nerve current when habits are easily formed). After a certain point of fatigue, whether in the acquisition of motor habits or the memorizing of information, in which the process is much the same, the rate of learning is much slower and the degree of accuracy much less. The length of time through which habits are retained when acquired during a state of fatigue is also much less than under a more healthy and resilient condition of the organism. The point of fatigue varies among different individuals and in consequence the conditions of habit-formation vary. But some conditions remain constant. For instance, in experiments with memory tests (memory being a form of habit in the nervous system), material memorized in the morning seems to be most rapidly acquired and most permanently retained. The age and health of the individual also are important factors in the capacity to learn, or habit-formation. Conditions during disease are similar to those obtaining during fatigue, only to a more acute degree. The toxins and poisons in the nervous system at such times operate to prevent the formation of new habits and the breaking of old ones. For while the synapses (nerve junctions) may offer high resistance to the passage of a new stimulus, they will lend themselves more and more readily to the passage of stimuli by which they have already been traversed. That the age of the individual should make a vast difference in the capacity to acquire new habits and to modify old ones is obvious from the physiology of habit already described. When the brain and nervous system are both young, there are few neural connections established, and the organism is plastic to all stimuli. As the individual grows older, connections once made tend to be repeated and to be, as it were, unconsciously preferred by the nervous system. The capacity to form habits is most pronounced in the young child in whose nervous structure no one action rather than another has yet had a chance to be ingrained. The more connections that are made, the more habits that are acquired, the less, in a sense, can be made. For the organism will tend to repeat those actions to which it has previously been stimulated, and the more frequently it repeats them the more frequently it will tend to. So that, as William James pointed out, by twenty-five we are almost literally bundles of habits. When the majority of acts of life have become routine and fixed, it is almost impossible to acquire new ways of acting, since the acquisition of new habits seriously interferes with the old, and old habits physiologically stay put. HABIT AS A TIME-SAVER. This fact, that habits can be acquired most easily early in life, and that those early acquired become so fixed that they are almost inescapable, is of supreme importance to the individual and society. It is in one sense a great advantage; it is an enormous saver of time. In the famous words of James:[1] The great thing, then, in all education, is to _make our nervous system our ally instead of our enemy_. It is to fund and capitalize our acquisitions, and live at ease upon the interest of the fund. _For this we must make automatic and habitual, as early as possible, as many useful actions as we can_, and guard against the growing into ways that are likely to be disadvantageous to us, as we would guard against the plague. The more of the details of our daily life we can hand over to the effortless custody of automatism, the more our higher powers of mind will be set free for their own proper work. There is no more miserable human being than one in whom nothing is habitual but indecision, and for whom the lighting of every cigar, the drinking of every cup, the time of rising and going to bed every day, and the beginning of every bit of work, are subjects of express volitional deliberation. Full half the time of such a man goes to the deciding, or regretting, of matters which ought to be so ingrained in him as practically not to exist for his consciousness at all. If there be such daily duties not yet ingrained in any one of my readers, let him begin this very hour to set the matter right.[1] [Footnote 1: James: _Psychology_, vol. I, p. 122.] The ideal of efficiency is the ideal of having the effective thing habitually done with as little effort and difficulty as possible. This in the case of human beings is, as James points out, attained when good habits are early acquired and when as large a proportion as possible of purely routine activity is made effortless and below the level of consciousness. To do as many things as possible without thinking is to free thinking for new situations. Our experiences would be very restricted indeed if we could not reduce a large portion of the things we do to the mechanics of habit. Walking, eating, these, though partly instinctive, were once problems requiring thought, effort, and attention. If we had to spend all our lives learning to dress and undress, to find our way about our own house or city, to spell and to pronounce correctly, it is clear how little variety and diversity we should ever attain in our lives. By the time we are twenty these fundamental habits are so firmly fixed in us that, for better or for worse, they are ours for life, and we are free to give our attention to other things. Again in the words of James: We all of us have a definite routine manner of performing certain daily offices connected with the toilet, with the opening and shutting of familiar cupboards, and the like. Our lower centers know the order of these movements, and show their knowledge by their "surprise" if the objects are altered so as to oblige the movement to be made in a different way. But our higher thought centers know hardly anything about the matter. Few men can tell off-hand which sock, shoe, or trousers-leg they put on first. They must first mentally rehearse the act; and even that is often insufficient--the act must be _performed_. So of the questions, Which valve of my double door opens first? Which way does my door swing? etc. I cannot _tell_ the answer; yet my _hand_ never makes a mistake. No one can _describe_ the order in which he brushes his hair or teeth; yet it is likely that the order is a pretty fixed one in all of us.[1] [Footnote 1: James: _loc. cit._, vol. I, p. 115.] HABIT AS A STABILIZER OF ACTION. Habit not only thus saves time, but stabilizes action, and where the habits acquired are effective ones, this is invaluable. Habits of prompt performance of certain daily duties on the part of the individual are a distinct benefit both to him and to others, as certain customary efficient office practices, when they are really habitual, immensely facilitate the operation of a business. On a larger scale habit is "society's most precious conservative agent." Individuals not only develop personal habits of dress, speech, etc., but become habituated to social institutions, to certain occupations, to the prestige attaching to some types of action and the punishment correlated with others. Education in the broadest sense is simply the acquisition of those habits which adapt an individual to his social environment. It is the instrument society uses to hand down the habits of thinking, feeling, and action which characterize a civilization. Society is protected from murder, theft, and pillage by law and the police, but it is even better protected by the fact that living together peacefully and coöperatively is for most adults habitual. In a positive sense the multifarious occupations and professions of a great modern city are carried on from day to day in all their accustomed detail, not because the lawyers, the business men, the teachers, who practice them continuously reason them out, nor from continuous instinctive promptings. They are striking testimony to the influence of habit. As a recent English writer puts it: The population of London would be starved in a week if the flywheel of habit were removed, if no signalman or clerk or policeman ever did anything which was not suggested by a first-hand impulse, or if no one were more honest or punctual or industrious than he was led to be by his conscious love, on that particular day, for his master or for his work, or by his religion, or by a conviction of danger from the criminal law.[1] [Footnote 1: Graham Wallas: _Great Society_, p. 74.] From etiquette and social distinction, from formalities of conversation and correspondence, of greeting and farewell, of condolence and congratulation to the most important "customs of the country," with respect to marriage, property, and the like, ways of acting are maintained by the mechanism of habit rather than by arbitrary law or equally arbitrary instinctive caprice. DISSERVICEABLE HABITS IN THE INDIVIDUAL. Habitual behavior which can become so completely controlling in the lives of so many people is not without its dangers. The nervous system is originally neutral, and can be involved on the side either of good or evil. A human born with a plastic brain and nervous system must acquire habits, but that he will acquire good habits (that is, habits serviceable to his own happiness and to that of his fellows) is not guaranteed by nature. Habits are indeed more notorious than famous, and examples are more frequently chosen from evil ones than from good. Promptness in the performance of one's professional or domestic duties, care in speech, in dress and in demeanor, are, once they are acquired, permanent assets. But if these fail to be developed, dishonesty or superficiality, slovenliness in dress and speech, and surliness in manner, may and do become equally habitual. The significance of this has been eloquently stated at the close of James's famous discussion: The hell to be endured hereafter, of which theology tells, is no worse than the hell we make for ourselves in this world by habitually fashioning our characters in the wrong way. Could the young but realize how soon they will become mere walking bundles of habits, they would give more heed to their conduct while in the plastic state. We are spinning our own fates, good or evil, and never to be undone. Every smallest stroke of virtue or of vice leaves its never-so-little scar. The drunken Rip Van Winkle, in Jefferson's play, excuses himself for every fresh dereliction by saying, "I won't count this time!" Well, he may not count it, and a kind Heaven may not count it, but it is being counted none the less. Down among his nerve cells and fibres, the molecules are counting it, registering and storing it up to be used against him when the next temptation comes. Nothing we ever do is, in strict scientific literalness, wiped out.[1] [Footnote 1: James: _loc. cit._, vol. I, p. 127.] SOCIAL INERTIA. If the acquisition of bad, that is, disserviceable habits, is disastrous to the individual, it is in some respects even worse in the group. The inertia of the nervous system, the tendency to go on repeating connections that have once been made is one of the strongest obstacles to change, however desirable. It is not only that habits of action have been established, but that with them go deep-seated habits of thought and feeling. The repression of people's accustomed ways of doing things may bring with it a sense of frustration almost as complete and painful as if these obstructed activities were instinctive. This is not true merely in the melodramatic instances of drug addicts and drunkards. It is true in the case of social habits which have become established in a large group. Any Utopian that dreams of revolutionizing society overnight fails to take into account the enormous control of habits over groups which have acquired them, and the powerful emotions, amounting sometimes to passion, which are aroused by their frustration. THE IMPORTANCE OF THE LEARNING HABIT. That habit is at once the conserver and the petrifier of society has long been recognized by social philosophers. There is one habit, however, the acquisition of which is itself a preventive of the complete domination of the individual or the group by hard and fast routine. This is the habit of learning, which is necessary to the acquisition of any habits at all. Man in learning new habits, "learns to learn." This ability to learn is, of course, correlated with a plasticity of brain and nerve fiber which is most present in early youth. The disappearance of this capacity is hastened by the pressure which forces individuals in their business and professional life to cling fast to certain habits which are prized and rewarded by the group. A sedulous cultivation on the part of the individual of the habit of open-minded inquiry, of the habit of learning, and the encouragement of this tendency by the group are the only antidotes that can be provided against this marked physiological tendency to fossilization and the frequent social tendencies in the same direction. Whether habits shall master us, or whether we shall be their masters, depends also on the method by which they were acquired. If they were learned merely through mechanical drill, they will be fixed and rigid. If they were learned deliberately to meet new situations, they will not be retained when the conditions they were acquired to meet are utterly changed. THE SPECIFICITY OF HABITS. One important consideration, finally, that must be brought to consideration is that habits are, like instincts, specific. They are not general "open sesames" which, learned in one situation, will apply with indiscriminate miraculousness to a variety of others. Just as an instinct is a definite response to a definite stimulus, so is a habit. The chief and almost only observable difference is that the former is unlearned, while the latter is learned or acquired. But while habits are specific, they are within limits transferable. Such is the case when a situation which calls out a certain habitual response is paralleled in significant points by another. Thus the situation, one's-room-at-home-cluttered-up-with-a-miscellany-of-books-papers-tennis-apparatus-and-clothing, has sufficiently similar significant points to the situation, one's-office-littered-with-documents-old-letters-manuscripts-blueprints-and-proofs, to call forth, if the habit has been established in one case, the identical response of "tidying up" in the other. But unless there are marked points of similarity between two different sets of circumstances, specific habits remain specific and non-transferable. There is in the laws of habit no guarantee that an industrious application to the batting averages of the major league on the part of an alert twelve-year-old will provoke the same assiduous assimilation of the facts of the American Revolution; that a boy who works hard at his chemistry will work equally hard at his English, or that one who is careful about his manners and pronunciation in school will display the slightest heed to them among his companions on the ball-field. One of the most cogent arguments against the stereotyped teaching of Latin and Greek has been the serious doubt psychologists have held as to whether four years' training in Latin syntax will develop in the student general mental habits which will be applicable or useful outside the Latin classroom. The older "faculty" psychologists presumed that different subjects trained various so-called "faculties" of "memory," "imagination," and "intellect." It has now become clear on experimental evidence that in education we are training no isolated faculties, but are training the individual to certain specific habits. The more widely applicable the habits are, obviously the more valuable or dangerous will they be in the conduct of life. But when habits do become general, such as a habit of promptness, honesty, and regularity, not in one situation but "in general," it is because they are something more than habits in the strict physiological sense. They are intellectual as well as merely motor in character; they are deliberate and conscious methods rather than mechanical rules of thumb. Habits that have been drilled into an individual will appear only when the situation very closely approximates the one in which the drill has been performed. The cat that has learned to get out of a certain type of cage by pressing a button will be utterly at a loss if the familiar features of the cage are changed. The intelligent human will detect and take pains to detect among the minor differences of the situation some significant fact which he has met in another setting, and he will apply a habit useful in this new situation despite the slightly changed accompanying circumstances. The man who can drive an automobile with reflective appreciation of the processes involved, who knows, as we say, what he is doing, will not long be baffled by a car with a slightly different arrangement of levers and steering-gear, nor be completely frustrated when the car for some reason fails to move. As happened in many notable instances during the World War, trained executives were not long at a loss when they shifted from the management of a steel plant to a shipyard, or from large-scale mining operations in Montana to large-scale relief work in Belgium. THE CONSCIOUS TRANSFERENCE OF HABITS. When habits are consciously acquired, they may be consciously transferred with modifications to situations slightly different from those in which they were first learned. Merely mechanical habits are a hindrance in any save the most mechanical work. An alert and conscious method of learning, which means the development of habits _as_ methods of control, will enable the individual to modify habits acquired in slightly different circumstances to new situations where the major conditions remain the same. To be merely habitual is to be at best an efficient machine, utterly unable to do anything except to run along certain grooves, to respond like an animal trained to certain tricks. It means, moreover, a loss of richness in experience. When a profession becomes routinated it becomes meaningless; a mere making of the wheels go round. The spirit of alert and conscious inquiry must be maintained if life is not to become a mere repeated monotony. An alert and conscious adjustment of habits to a changing environment constitutes intelligence. The technique of this adjustment is the technique of thinking or of reflective behavior, which we shall examine in more detail in the following chapter. EMOTION. All human action, whether on the plane of instinct, habit, or reflection, is, to a lesser or greater degree, accompanied by emotion. While there is considerable controversy among psychologists as to the precise nature of emotion, and the precise conditions of its causation, its general features and significance are fairly clear. Emotion may be most generally defined as an awareness or consciousness on the part of the individual of his experiences, both those in which he is the actor and those in which he is being passively acted upon. This awareness or consciousness is not detached intellectual perception, but is accompanied by, as it is by some held to be merely the consciousness of, certain specific bodily disturbances. Thus the emotions of fear and grief are not cold and abstract perceptions of situations that belong in the classes dangerous or deplorable, respectively. The awareness of these situations by the individual is intimately and invariably connected with certain outward bodily manifestations and certain inner organic disturbances. Fear, rage, pity, and the like are not unimpassioned judgments, but highly charged physical changes. So close, indeed, is the connection between specific bodily conditions and the subjective or inner consciousness that we call emotion, that James and Lange simultaneously came to the conclusion that emotions are nothing more nor less than the blending of the complex organic changes that occur in any given emotional state. Thus James: What kind of an emotion of fear would be left if the feeling neither of quickened heart-beats nor of shallow breathing, neither of trembling lips nor of weakened limbs, neither of goose-flesh nor of visceral stirrings, were present, it is impossible for me to think. Can anyone fancy the state of rage, and picture no ebullition in the chest, no flushing of the face, no dilation of the nostrils, no clenching of the teeth, no impulse to vigorous action, but in their stead limp muscles, calm breathing, and a placid face? The present writer, for one, certainly cannot. The rage is as completely evaporated as the sensations of its so-called manifestations, and the only thing that can possibly be supposed to take its place is some cold blooded and dispassionate judicial sentence, confined entirely to the intellectual realm, to the effect that a certain person or persons merit chastisement for their sins. In like manner of grief; what would it be without its tears, its sobs, its suffocation of the heart, its pang in the breast-bone? A feelingless cognition that certain circumstances are deplorable, and nothing more.[1] [Footnote 1: James: _Psychology_, vol. II, p. 452.] Indeed, so completely did James think the emotions were explicable as the inner feeling of the complex organic sensations which go to make up each of them that he did not think it misleading to say "we feel sorry because we cry, angry because we strike, afraid because we tremble; we do not cry, strike, or tremble because we are sorry, angry, or fearful, as the case may be." Whether or not emotions are completely to be explained as the inner or subjective aspect of the complex of organic disturbances which accompany fear, rage, and the like, and which are caused immediately by the perception of the appropriate objects of these emotions, it is certainly true that emotional awareness and bodily disturbances are very closely connected.[1] [Footnote 1: Recent experiments by Dr. Cannon at Harvard have shown the specific bodily disturbances which accompany anger, fear, etc. In particular, Dr. Cannon, and others, have noted that in the emotional conditions of fear and anger the glands, located near the kidneys, discharge a fluid into the blood stream, which fluid stimulates the heart to activity, constricts the blood vessels of the internal organs, causes the liver to pour out into the blood its stores of sugar, and affects in one way or another all the organs of the body. The general effect is to put the body into a state of preparedness for the activities connected with the emotion, whether flight in the case of fear, attack as in the case of anger. This has led Professor Woodworth to define emotion as, at least in part, "the way the body feels when it is prepared for a certain reaction." See the latter's _Dynamic Psychology_, pp. 51-59.] Various attempts have been made to classify the emotions which are, in ordinary experience, infinitely subtle and complex. The subtlety and variety of emotion James explains as the result of the subtle and imperceptible differences in the complex of sensations which occur in any given situation. In general, it has been recognized that the emotions are very closely connected with the primary tendencies of man. McDougall, for example, says that each of the great primary impulses is accompanied by an emotion. Indeed, McDougall considers, as earlier noted, that the emotion is the affective or conscious aspect of an instinct which, at the same time, has a perceptual and impulsive aspect; that, in the case of fear, the perceptual aspect is the instinctive mechanism for recognizing objects of danger, the impulsive aspect is the tendency toward flight, and the affective aspect is the inner feeling or awareness of fear. Thus, for McDougall, the tender emotion is the emotional aspect of the instinct of pity, anger of the instinct of pugnacity, which is, as an impulse, the tendency to strike and destroy. As a matter of fact, as McDougall himself admits, emotions are seldom experienced in unmixed forms, and it is very difficult to reduce the infinite variety of emotional experiences to any primary forms. One may well agree with James that "subdivisions [in the psychological demarcation of the emotions] are to a great extent either fictitious or unimportant, and ... pretenses to accuracy, a sham." In general, one may say that emotions are closely connected with the native tendencies of human beings and are aroused by both their fulfillment, their conflict, and their frustration. The variety of emotions results from the fact that no single one of our instincts is stimulated at a time, and that the peculiar specific quality of each emotional experience is due to the specific point of conflict, fulfillment, or frustration in each particular case. It may be further noted that those emotions are, in general, pleasantly toned which accompany the fulfillment or the approach to the fulfillment of a native disposition; and those are unpleasantly toned which accompany their frustration or conflict. The depth and intensity of the emotional disturbance seem to depend on the degree and extent to which strong instinctive or habitual impulses have become involved. For as habits of action may be acquired, so also may emotions become associated habitually with them. The emotional disturbances connected with the fulfillment, frustration, and conflict of habits may be just as intense as those connected with similar phenomena in the case of instincts. In one sense these emotional disturbances impede action, certainly action on the reflective level. It is the capacity and function of reflection to solve and adjust precisely those conflicts of competing impulses during which emotional disturbances occur. But the reflective process is confused and distorted in conflicts of native or habitual desires by these emotional disturbances which accompany them. It is proverbially difficult to think straight when angry; the surgeon in performing an operation must not be moved by pity or fear; and love is notoriously blind. The facts with which reflection must deal are presented in distorted and exaggerated form under the stress of competing impulses. Stimuli become loaded with emotional associations. They are glaring and conspicuous on the basis of their emotional urgency rather than on the ground of their logical significance. The paralysis or complete disorganization of action which occurs in extreme cases of hysteria takes place to some extent in all less extreme instances of emotional disturbances. Emotions, on the other hand, serve to sustain, and, in their less violent form, to facilitate action. It has already been noted that the organic disturbances which are so conspicuous a feature of emotion are extremely important in preparing the body for the overt actions in which these emotions always tend to issue. And it is unquestionable that emotions, though in more or less obscure ways, call up reserves of energy in the service of the activity in connection with which the emotion has been aroused. While very violent emotions, as in the case of extreme anger or fear or pity, confuse, disorganize, and even paralyze action, in more moderate form they rather serve to stimulate and reinforce it. Emotions are, in many cases, merely the inner or subjective awareness of one of these great driving forces, or a complex of them. Anger, pity, and fear, in their less extreme forms, pour floods of energy into the activities in which they take overt expression. It needs no special knowledge to recognize the fact that the normal interests and enterprises of life are quickened and sustained when some great emotional drive can be roused in their support. Ambition, loyalty, love, or hate may stir men to and sustain them in long and difficult enterprises which they would neither undertake nor continue were these motive forces removed. The soldier does not fight persistently and well wholly, or often even in part, because he has thought out the situation and found the cause of his country to be just. He is stirred and sustained by the energies which the emotional complex called "patriotism" has roused and concentrated toward action. A scientist performing long and difficult researches, a father sacrificing rest and comfort that his children may be well provided for, a boy working to pay his way through college, are all persisting in courses of action, because of the driving power which the emotions, more or less mixed, of curiosity, or tenderness, or self-assertion have released. But just as the original nature with which man is born is modifiable, so are his emotional reactions. Each individual's emotional reactions are peculiar and specific, because of the particular contacts to which they have been exposed, and the organization of instincts and habits which have come to be their more or less fixed character. Any emotional experience consists of an intermingling of many and diverse feelings. And these particular complexes of emotions become for each individual organized about particular persons or objects or situations. The emotional reactions of an individual are, indeed, accurately symptomatic of the character of the individual and the culture of his time. They are aroused, it goes without saying, on very different occasions and by very different objects, among different men and different groups. In the sixteenth century pious persons could watch heretics being burned in oil with a sense of deep religious exaltation. Certain Fijian tribes slaughter their aged parents with the most tender filial devotion. In certain savage communities, to eat in public arouses on the part of the individual a sense of acute shame. Since those emotions are, on the whole, pleasantly toned which accompany the fulfillment of instinctive and habitual impulses, and those unpleasantly toned which accompany their frustration, it becomes, as Aristotle pointed out, of the most "serious importance" early to habituate men to the performance of socially useful actions. If good or useful actions are early made habitual, their performance will bring pleasure, and will thereby be better insured than by any amount of preaching or punishment. If the actions which the group approves are not early made habitual in the younger members of the group, they will not be enforced either through logic or electrocution. It is not enough to give people reasons for doing good, they will only do it consistently if the opposite arouses in them more or less abhorrence. People learn to modify their actions on the basis of the pleasure or pain they find in their performance, and the pleasure or pain they will experience depends on the actions to which they are habituated and the emotions which have come to be their characteristic accompaniments. CHAPTER III REFLECTION. INSTINCT AND HABIT _VERSUS_ REFLECTION. In the two types of behavior already discussed, man is, as it were, "pushed from behind." In the case of instinct he performs an action simply because he _must_ perform it. Willy-nilly he withdraws his hand from fire, eats when hungry, and sleeps when tired. In the case of habits, once they are acquired, he is also largely dominated by circumstances beyond his own control. The bottle is to the confirmed drunkard almost an irresistible command to drink, the alarm clock to one accustomed to it an equally imperative and not-to-be-disregarded order to arise. The story of the old veteran who was carrying home his dinner and who dropped his hands to his side and his dinner to the gutter when a practical joker called "Attention"; the pathetic plight of the superannuated business man who is totally at a loss away from his familiar duties, are often quoted illustrations of how completely habit may determine a man's actions. But while in a large portion of our daily duties we are thus at the beck and call of the instincts which are our inheritance and the habits which we have acquired, we may also _control_ our actions. Instead of performing actions as immediate and automatic responses to accustomed stimuli, we may determine our actions, single or consecutive, in the light of absent and future results. To act thus is to act reflectively, and to act reflectively is the only escape from random acts prompted by instinct and routine ones prompted by habit. To act reflectively is to delay response to an instinctive or habitual stimulus until the various possibilities of action and the results associated with each have been considered. An action performed instinctively or habitually is automatic; it is performed not on the basis of what will be the result, but simply as an immediate response to a present stimulus. But an act (or a series of acts) reflectively performed is performed in the light of the results that are prophetically associated with them. In the case of instinct and habit, the individual almost literally does not know what he is about. In reflective activity he does know, and the more thorough the reflective process, the more thorough and precise is his knowledge. He performs actions _because_ they will achieve certain results, and he is conscious of that causal connection, both before the action is performed when he perceives the results imaginatively, and after it is performed when he sees them in fact. THE ORIGIN AND NATURE OF REFLECTION. Reflection, it must be noted in the first place, is not a thing, but a process. It is a process whereby human beings adjust themselves to a continuously changing environment. Our instincts and habits suffice to adapt us to that large number of recurrent similar situations of which our experience in no small measure exists. In such cases the habitual response will bring the usual satisfaction. Walking, dressing, getting to familiar places, finding the electric button in well-known rooms, opening often-opened combinations--these operations are all adequately accomplished by the fixed mechanisms of habit. But we meet as frequently with novel situations where the accustomed or instinctive reactions will not bring the desired satisfaction. One response or a number of responses will not adjust the individual satisfactorily to external conditions; or there may be a conflict between a number of impulses all clamoring for satisfaction at once. Reflection thus begins either in a maladjustment between the individual and his environment or in a conflict of impulses within the same person. Where such a maladjustment occurs, the uneasiness, discomfort, and frustration of action may be removed in one of two ways. Adjustment may be achieved, as we have already seen, through physical trial and error, through a hit-and-miss experimentation with every possible response until the appropriate one is made. This is the only way in which animals can learn to modify their instinctive tendencies into habits more adequate to their conditions. The more economical and effective process, one peculiar to human beings, is that of reflection. To think or to reflect means to postpone response to a given problematic situation until the possible consequences of the possible responses have been mentally traced out. Instead of _actually_ making every response that occurs to us, we make all of them _imaginatively_. Instead of consuming time and energy in physical trial and error, we go through the process of mental trial and error. We make no response at all in action until we have surveyed all the possibilities of action and their possible consequences. And when we do make a response we make it on the basis of those foreseen consequences.[1] [Footnote 1: The possibilities of response that do occur to us are, on the whole, determined by past training and native differences in temperament. But part of the process of reflection is, as we shall see in the chapter on "Science and Scientific Method," concerned with deliberately enlarging the field of possible responses in the solution of a given problem.] In other words, the situation is analyzed. What is the end or adjustment sought, what are the possible responses, and how far is each of them suited as a means to achieving the satisfaction sought? Instead of going through every random course of action that suggests itself, each one is "dramatically rehearsed." Finally, that response is made which gives most promise in terms of its prophesied consequences of adjusting us to our situation. ILLUSTRATION OF THE REFLECTIVE PROCESS. A student may, for example, be seated at his study, preparing for an examination. A friend enters and suggests going for a walk or to the theater. If the student were to follow this first immediate impulse he would, before he realized it, be off for an evening's entertainment. But instead of responding immediately, dropping his books, reaching for his hat, opening the door, and ringing for the elevator (a series of habitual acts initiated by the instinctive desire for rest, variety, and companionship), he may rehearse in imagination the various possibilities of action. In general terms, what happens is simply this:[1] [Footnote 1: The technique of reflection will be discussed in detail in the chapter on "Science and Scientific Method."] On the one hand, the gregarious instinct, the desire for rest, native curiosity, and an acquired interest in drama may prompt him strongly to go to the theater. On the other hand, the habits of industry, ambition, self-assertion, and studying in the evening urge him to stay at home and study. The first course of action may, for the moment, be immediately attractive and stimulating. But instead of responding to either immediately, the student rehearses dramatically the possibilities associated with each. On the one hand are the immediate satisfactions of rest, amusement, and companionship. But as further consequences of the impulse to go out to the theater are seen--or, rather, are foreseen--failure in the examination, the loss of a scholarship, pain to one's family or friends, and chagrin at the frustration of one's deepest and most permanent ideals. The second course of action, to stay at home and study, though it is seen to have connected with it certain immediate privations, is foreseen to involve the further consequences of passing the examination, keeping one's scholarship, and maintaining certain personal or intellectual standards one has set one's self. Even if the student decides to follow the first course of action to which an immediate impulse has prompted him, his act is different in quality from what it would have been if he had not reflected at all. The student goes out fully aware of the consequences of what he is doing; he goes _for_ the immediate pleasure and _in spite of_ the possible failure in the examination. The very heart of reflective behavior is thus seen to lie in the fact that present stimuli are reacted to, not for what they are as immediate stimuli, but for what they signify, portend, imply, in the way of consequences or results. And a response made upon reflection is made on the basis of these imaginatively realized consequences. We connect what we do with the results that flow from the doing, and control our action in the light of that prophetically realized connection. The process is obviously not always so simple as that described in the above illustration. In the first place, more than two courses of action may suggest themselves. And the consequences of any one of them may be far more complex and far more obscure than any suggested in the above. For an individual to be able to decide a problem on the basis of consequences imaginatively foreseen, it is often necessary to institute a very elaborate system of connecting links between an immediately suggested course of action and its not at all obvious results. "Thinking a thing out" involves precisely this introduction of connecting links, or "middle terms," between what is immediately given or suggested and what necessarily, though by no means obviously, follows. This is illustrated in the case of any more or less theoretical problem and its solution. To perceive, for example, the connection between atmospheric pressure and the rise of water in a suction pump involves the introduction of connecting links in the form of the general law of gravitation, of which atmospheric pressure is a special case. But the same is true of practical problems. A young man may be trying to decide whether or not to take a nomination to the training course at West Point. He may be attracted by the four years' training, and highly value the results of it. He may think, however, that the training involves an obligation to serve in the army; it may mean, for a long time, service in some remote army post. His decision may be determined by this last consideration, which required a series of intermediate "linking" ideas to bring to light. The technique of scientific or expert thinking is, in large part, concerned with devices for enabling the thinker more securely to trace the obscure and remote connections between actions and their consequences, between causes and effects. But, whether simple or complex, the essential feature of reflective activity is that it is action performed in the light of consequences foreseen in imagination. Physical stimuli are not responded to immediately with physical action. They are responded to as symbols, signs, or portents; they are taken as symptoms of the results that _would_ follow if they _were_ acted upon. That is, they are, until decision is made, reacted to imaginatively. When an actual response is finally made, it is made on the basis of the results that have been more or less accurately and directly anticipated in imagination. REFLECTION AS THE MODIFIER OF INSTINCT. Reflection is primarily a revealer of consequences. Instead of yielding to the first impulse that occurs to him, the thinking man considers where that impulse, if followed out, will lead. And since man is moved by more than one impulse at a time, reflection traces the consequences of each, and determines action on the basis of the relative satisfactions it can prophesy after careful inquiry into the situation. To reflect is primarily to query a stimulus, to find out what it means in terms of its consequences. The more alert, persistent, and careful this inquiry, the more will instinctive tendencies be checked and modified and adjusted to new situations. In the discussion of the acquisition of habits, it was pointed out that useful habits may be acquired most rapidly by an analysis of them into their significant features. The speed with which random instinctive actions are modified into a series of useful habitual ones depends intimately upon how clear and detailed is the individual's appreciation of the results to be achieved by one action rather than another. A large part of learning even among humans is doubtless trial and error, random hit-or-miss attempts, until after successive repetitions, a successful response is made and retained. But human learning and habit-formation are so much more various and fruitful than those of animals precisely because human beings can check and modify instinctive responses in the light of consequences which they can foresee. These foreseen consequences are, of course, derived from previous experience; that is, they are "remembered." But reflection short-circuits the process. The more deliberate and reflective the process of learning, the more the individual notes the connections between the things he does and the results he gets, the fewer repetitions will he need in order effectively to modify his instinctive behavior into useful habits. He will anticipate results; he will experience them in imagination. He will not need to make every wrong move in paddling a canoe until he finally hits upon the right one. He will not need to alienate all his clients before learning to deal with them successfully. In any given set of circumstances he will form the effective habits rapidly. He will calculate, "figure out," find out in advance. To keep one's temper under provocation, to refrain from eating delicious and indigestible foods, to keep at work when one would like to play, and sometimes to play when one is engrossed in work, are familiar instances of how our first impulses become checked, restrained, or modified in the light of the results we have discovered to be associated with them. REFLECTIVE BEHAVIOR MODIFIES HABIT. The same conscious breaking-up of a new type of action into its significant features, the same connection of a given action with a given result which makes the intelligent learner so much more quickly acquire effective new habits than the one who is mechanically drilled, leads also to a continuous criticism of habits, and their discontinuance when they are no longer adequate. Reflection, if it is itself a habit, is the most valuable one of all. It is an important counterpoise to the hardening and fossilization which repeated habitual actions bring about in the nervous system. In acting reflectively we subject our accustomed ways to deliberate analysis, however immediately persuasive these may have become, and deliberately institute new habits in the light of the more desirable consequences they will bring. Habits come to be regarded not as final or as good in themselves, but as methods of accomplishing good. If they fail to bring genuine satisfaction, reflection can indicate wherein they are inadequate, wherein they may be changed, and whether they should be altogether discarded. Reflection thus makes conduct conscious; it is not the substitute for instinct and habit; it is the guide and controller of both. When we act thoughtfully and intelligently, we are doing things not because we have done them that way in the past, or because it is the first response that occurs to us, but because, in the light of analysis, that way will bring about the most desirable results. THE LIMITS OF REFLECTION AS A MODIFIER OF INSTINCT AND HABIT. While our impulses and habits may be subjected to the criticism of reflection in the light of the consequences which it can forecast, reflection is itself seriously limited by our original impulses and our acquired habitual ones. On reflection, we may not follow our first impulse, but to act at all is to act on some original or acquired impulse or a combination of them. Which original tendency we shall follow reflection can tell us; it cannot tell us to follow none. In the illustration already used, the student may upon reflection study rather than go out. But the roots of his studying will also lie back in the instincts and habits which are, for better or for worse, his only equipment for action. They will lie back in the tendencies to be curious, to gain the praise of other people and to be a leader among them, in the habits of knowing work thoroughly, of studying in the evening, of maintaining a scholarship average to which he has been accustomed. Reflection may weigh the relative persuasions of various impulses; it cannot ignore them. We may think in order to attain our desires, and may, through reflection, learn to change them; we cannot abolish them. Whether we are curious about our neighbors' business or about the movements of the stars and the possible reactions of a strange chemical element, depends on our previous training and the extent to which inquiry itself has become a fixed and persistent habit. But in any case we are curious. Whether we fight in street brawls or in campaigns against tuberculosis, we are still, as it were, born fighters. Similarly, in the case of habit, we may upon reflection discover that our habits of walking, writing, or speech are bad; that we ought not to smoke, or drink, or waste time. We may come, through reflection, to realize with the utmost clarity the advantages to ourselves of acquiring the habits of going to bed early, saving money, keeping our papers in order, and persisting at work amid distractions. But the bad habits and the good are already fixed in our nervous system, and in physiology also possession is nine tenths of the law. We may _intend_ to change, but by taking thought alone we cannot add a cubit to our stature. Reflection can do no more than point the way we should go. For unless the wrong actions are systematically and repeatedly refrained from, and the proper ones made habitual, thinking remains merely an impotent summary of what can be done. Conduct is governed, it must be repeated, by the satisfactions action can bring us, and unless actions are made habitual they will not be performed with satisfaction. HOW INSTINCTS AND HABITS IMPAIR THE PROCESSES OF REFLECTION. It is as important as it is paradoxical that thinking is impaired in its efficiency by the instincts and habits in whose service it arises, and whose conflicts and maladjustments it helps to resolve. The situations of conflict or perplexity which provoke thinking are determined by the particular tendencies which, by nature or training, are brought into play in any given situation. If we are committed by tradition or habitual allegiance to a protective tariff, we will be concerned in our thinking with details, what articles need protection and how much do they need; the ultimate desirability of a protective tariff will not be a problem remotely occurring to us. If we are by training committed to capital punishment, we will be concerned, if we think about it at all, with means and methods; we will think about the relative merits of hanging or electrocution; the ultimate justification or desirability of capital punishment will not be a problem or issue for us at all. Thus, it may be said in a sense that our thinking is determined by what we do not think about as much as by what we do think about. What we take for granted limits the field within which we will inquire or reflect at all. But what we take for granted is, on the whole, settled by our habitual reactions. And the more settled habitual convictions we have, the narrower becomes the field within which reflection takes place. Force of habit may leave us blind to many situations genuinely demanding solution. Originality in thinking consists, in part at least, in an ability to see a problem where others, through routine, see none. Apples have fallen on the heads of others than Newton, but a habit-ridden rustic will not be stirred by the falling of an apple to reflection on the problem of falling bodies. The countryman may live all his life serenely oblivious to a thousand problems that would pique the curiosity and reflection of a botanist or geologist. A man may go on for years accepting income on investments earned in very dubious ways without ever pausing to reflect on the sources or the justification of his wealth.[1] [Footnote 1: According to the traditional anecdote, when Marie Antoinette was told that the people were clamoring because they could not get any bread, the one problem that occurred to her was why they didn't eat cake. From the habits and conditions of life to which she was accustomed, there had never arisen a problem as to how to get food at all; it was merely a problem of what kind of food to eat.] Instincts and habits, furthermore, limit the field of possible courses of action that suggest themselves. We come, through habit, to be alive only to certain possibilities to the practical exclusion of all others. Thinking becomes fruitful and suggestive when it is freed from the limited number of suggestions that occur through force of habit. But original thinking is rare precisely because habits do have such a compulsive power in determining the possibilities of action that suggest themselves to us. The man who moves in a rut of habitual reactions will "never think" of possibilities that "stare in the face" a less habit-ridden thinker. Inventiveness, originality, creative intelligence, whatever one chooses to call it, consists, in no small measure, in this ability to remain alive to a wide variety of stimuli, to keep sensitive to all the possibilities that are in a situation, instead of those only to which we are immediately prompted by instinct or habit. The possibility of using the current of a river as power is not the first possibility that flowing water suggests. Past training and individual differences in temperament not only limit the possibilities that do occur to us; they seriously distort, color, and qualify those of which we become conscious. We forecast differently and with differing degrees of accuracy the consequences of those possible courses of action which do occur to us according to the influence and stimulation which particular native traits and acquired impulses have in our conduct. Ideally, the consequences which we imaginatively forecast as following from a given course of action, should tally with the consequences which genuinely follow from it. But there is too often a sad discrepancy between the consequences as they are foreseen by the individual concerned and the genuine consequences that could be foreseen by any disinterested observer. The discrepancy between the genuine and the imagined consequences of given ideas or suggestions is caused more than anything else by the hopes, fears, aversions, and preferences which, by nature or training, are controlling in a man's behavior. Facts are weighed differently according as one or another of these psychological influences is present. We intend unconsciously to substitute a desired or expected consequence for the actual one; we tend to be oblivious to consequences which we fear, and quick to imagine those for which we hope. On the day before an election the campaign managers on both sides, in the glow and momentum of their activities, are confident of the morrow's victory. The opponent of prohibition saw nothing but drug fiends and revolution as its consequences; its extreme advocates saw it as the salvation of mankind. The causes of error in appraising the consequences of any given course of action are partly individual and partly social in character. From Francis Bacon down, there have been various attempts to classify these factors in the distortion of the reflective process. In connection with the particular human traits, especially such as fear and gregariousness, we shall have occasion to examine a few of these. It will suffice to point out here that the aim of reflective thinking is to discover the genuine consequences of things, and to eliminate and discount those prejudices and preferences, bred of early education and training, which might impair our discovery of those consequences. To the untrained, those things look most significant which stir their impulses most strikingly. The beggar's sores seem much more important and terrible than a gifted youngster deprived of education through poverty. Instinctively we shrink back from the sight of blood, but instinct is no safe clue in helping us to distinguish between the poisons and the panaceas among the brightly colored bottles of chemicals ranged along a shelf. The whole technique of scientific method as opposed to the shrewd but unreliable guesses of common sense is one of freeing us from the compulsions of random habitual impulses. It substitutes for caprice the measuring of consequences, the detailed knowing of what we are about. That impartial judgment has its difficulties is clear from the simple fact alone that human beings start by being a bundle of instincts and soon grow into a bundle of habits. To the extent to which they can control these they are masters of themselves. THE VALUE OF REFLECTION FOR LIFE. To many people there is something terrifying about the idea of controlling life by reason. Life (they point out correctly) is a vital process of instincts which appear before thinking, and which are often more powerful than reasoned judgments. Against advice to live consciously, to be in control of ourselves, to know what we are about, comes the call "Back to Nature." A life of reflection appears chilling and arbitrary. Because reflection so often reveals that impulses must be checked if disaster is not to result, it has come to be associated with a metallic and Stoic repression. To many a persuasive impulse we must, after reflection, say, "No." Because of this a certain school of philosophers, poets, and radicals urges us to trust nature, to follow our impulses, which, being natural, must be right. All of these rebels against reason make the mistake of supposing that the aim of reflective thinking is to quell instincts, which, with the best will in the world, it cannot succeed in doing. Instincts are present and powerful. In themselves they are neither worth encouraging, nor ought they to be repressed. The satisfaction of native desires _is_ what we want. The importance of reflective thinking is precisely that it helps us to secure those satisfactions. To surrender to every random impulse or every habitual prompting is to have neither satisfaction nor freedom. Reflection might be compared to the traffic policeman at the junction of two crowded thoroughfares. If everyone were to drive his car pell-mell through the rush, if pedestrians, street cars, and automobiles were not to abide by the rules, no one would get anywhere, and the result would be perpetual accident and collision. In thinking we simply control and direct our impulses in the light of the consequences we can foresee. To thus guide and control action makes us genuinely free. If a man's actions are not guided by thoughtful conclusions, they are guided by inconsiderate impulse, unbalanced appetite, caprice, or the circumstances of the moment. To cultivate unhindered, unreflective external activity is to foster enslavement, for it leaves the person at the mercy of appetite, sense, and circumstance.[1] [Footnote 1: Dewey: _How We Think_, p. 67.] Instincts and habits are fixed responses; being placed in such and such circumstances we _must_ do such and such things. Only when we can vary our actions in the light of our own thinking are we masters of our environment rather than mechanically controlled by it. THE SOCIAL IMPORTANCE OF REFLECTIVE BEHAVIOR. Reflection in the life of the individual insures that he will not become the slave of his own habits. He will regard habits as methods to be followed when they produce good results, to be discarded or modified when they do not. But if habit in the life of the individual needs control lest it become dangerously controlling, it needs it more conspicuously still in the life of the group. Unless the individuals that compose a society are alert and conscious of the bearings of their actions, they will be completely and mechanically controlled by the customs to which they have been exposed in the early periods of their lives. What an individual regards as right or wrong, what he will cherish or champion in industry, government, and art, depends in large measure on his early education and training and on the opinions and beliefs of other people with whom he repeatedly comes in contact. A society may be democratic in its political form and still autocratic in fact if the majority of its citizens are merely machines which can be set off to respond in certain determinate ways to customary stimuli of names, leaders, and party slogans. A society becomes genuinely democratic, precisely to the extent to which there is on the part of its citizens participation in the important decisions affecting all their lives. But the participation will only be a formality if votes are decided and opinions formed on the basis of habit alone. REFLECTION REMOVED FROM IMMEDIATE APPLICATION--SCIENCE. Thus far thinking has been discussed in its more practical aspects. And thinking is in its origins a very practical matter. Literally, most people think when they have to, and only when they have to. Given a problem, a difficulty, a maladjustment between the individual and his environment, thinking occurs. If every instinctive act brought satisfaction, thinking would be much less necessary and much less frequently practiced. This is illustrated in the performance of any act that once required attention and discrimination, and has later become habitual. We do not think how to walk, eat, and spell familiar words, how to find our way about familiar streets or even in familiar dark rooms. We _do_ think about where we shall spend our evenings or our summer, which courses we shall choose at college, which profession we shall enter. Where we are uneasy, drawn by competing impulses, we consider alternatives, measure consequences, and choose our course of action in the light of the results we can forecast. But while a large proportion of reflective behavior is thus practical in its origins and its results, it also occurs not infrequently where there is no immediate problem to be solved. Not all of men's energies are concerned in purely practical concerns. And part of man's superfluous vitality is expended in disinterested and curious inquiry into problems whose solutions afford no immediate practical benefits, but in the mere solving of which man finds satisfaction. From the dawn of history, when some man a little more curious than his fellows, a little less absorbed in the hunting, the food-getting, and the fighting which were in those early days man's chief imperative business, first began to observe the mysterious recurrences in the world about him, the rising and setting of the sun, the return of the seasons, the movements of the tides and the stars, there have been individuals born with a marked and sometimes a passionate desire to observe Nature and to generalize their observations. They have noted that, given certain conditions, certain results follow. They observe that animals with given similarities of form and structure have certain identical ways of life, that some substances are malleable and others not, that dew appears at certain times in the day on certain objects and not on others. They have generalized from these; and we now call such generalizations law. These generalizations when gathered into a system constitute a science. The sciences started out with unconfirmed guesses based on not very accurate information. As man's methods became more precise, he controlled the conditions under which observations were made, and the conditions under which generalizations were drawn from them. The control of the conditions and methods of observation constitute what is known as induction in science. To this phase of the reflective process belong all the instruments for precise observation which characterize the scientific laboratory. The control of the methods by which generalizations or theories are built up from these facts is also part of the logic of induction, and includes all the canons and regulations for inductive inference. But generalizations once made must be tested, and the elaboration of these generalizations, the analysis of them into their precise bearings, constitute that part of the process of reasoning known as deduction. The final verification is again inductive, an experimental corroboration of theories by the facts already at hand and by facts additionally sought out and observed. (These processes will be discussed in detail in the chapter on "Science and Scientific Method.") However complicated the process of inquiry may become, the sciences remain essentially man's mode of satisfying his disinterested curiosity about the world in which he is living. Through the sciences man makes himself, as has been so often said, at home in the world. He substitutes for the "blooming, buzzing confusion" which is the world as he first knows it, order, system, and law. Primitive man, absurd as seems to us his belief in a world of magic, of malicious demons and capricious gods, was trying to make sense out of the meaningless medley in which he seemed to find himself. Through science, modern man is likewise trying to make sense out of his world. The more apparently disconnected and incongruous facts that can be brought within the compass of simple and perfectly regular law, the less threatening or capricious seems the world in which we live. Where everything that happens is part of a system, we do not need, like the savage trembling in a thunderstorm, to be frightened at what will happen next. It is like moving in familiar surroundings among familiar people. Not all that goes on may be pleasant, but we can within limits predict what will happen, and are not puzzled and pained by continuous shocks and surprises. We like order in the places in which we live, in our homes, in our cities, in the universe. The sciences satisfy us not only in that they bring order into what at first seems the chaos of our surroundings, but in that they are themselves beautiful in their spaciousness and their simplicity. We cannot pause here to consider the physiological facts which make us admire symmetry, but it is fundamental in our appreciation of music, poetry, and the plastic arts. From the sciences, likewise, we derive the satisfaction of symmetry on a magnificent scale. There is beauty as of a great symphony in the sweep and movement of the solar system. There is a quiet and infinite splendor about the changeless and comparatively simple structure which physics, in the broadest sense, reveals beneath the seeming multiplicity and variety of things. It is a desire for beauty as well as a thoroughgoing scientific passion which prompts men like Poincaré and Karl Pearson to seek for one law, one formula which, like "one clear chord to reach the ears of God," expresses the whole universe. THE PRACTICAL ASPECT OF SCIENCE. But while the origins of science may lie in man's thirst for system, simplicity, and beauty in the world, the tremendous advance of science has a more immediate and practical cause. To understand the laws of Nature means to have the power of prediction; it means to know that, given certain circumstances, certain others follow always and inevitably; it means to discover causes--and their effects. Man having attained through patient inquiry this capacity to tell in advance, may take advantage of it for his own good. The whole of modern industry with its phenomenal control of natural powers and resources is testimony to the use which man has found for the facts and laws which he would never have found out save for the curiosity which was his endowment and the inquiry which he made his habit. "Knowledge is power," said Francis Bacon, and the three hundred years of science that have made possible the whole modern world of electric transportation, air travel between two continents, and instantaneous communication between remote parts of the world, have proved the aphorism. Man since his origin has tried to control his environment for his own good. The cave and the flint were his first rude attempts. In science with its accurate observation of facts not apparent to the unaided eye, and its discovery and demonstration of laws not found by casual and unsystematic common sense, man has an incomparably more refined instrument, and an incomparably more effective one. Thus, paradoxically enough, man's most disinterested and impartial activity is at the same time his most practical asset. THE CREATION OF BEAUTIFUL OBJECTS AND THE EXPRESSION OF IDEAS AND FEELINGS IN BEAUTIFUL FORM. Most men spend most of their lives necessarily in practical activity. Man's particular equipment of instincts survived in "the struggle for existence" precisely because they were practical, because they did help the human creature to maintain his equilibrium in a half-friendly, half-hostile environment. Man acquires also, as already has been pointed out, habits that are useful to him, that bring him satisfactions not attainable through the random instinctive responses which are his at birth. Reflection, too, is, for the most part, severely practical in its origins and its responsibilities. It guides action into economical and useful channels. Most of man's actions are thus ways of modifying his environment for immediately practical purposes. Man has instincts and habits which enable him to live. But in making those changes in the world which enable him to live better, man, as it were by accident, makes them beautifully. Pottery begins, for example, as a practical art, but the skilled potter cannot help spending a little excess vitality and habitual skill in adding a quite unnecessarily graceful curve, a gratuitous decoration to the utilitarian vessel he is making. In the words of Santayana, "What had to be done was, by imaginative races, done imaginatively; what had to be spoken or made was spoken or made fitly, lovingly, beautifully.... The ceaseless experimentation and fermentation of ideas, in breeding what it had a propensity to breed, came sometimes on figments that gave it delightful pause."[1] [Footnote 1: Santayana: _Reason in Art_, p. 16.] These accidental graces that man makes in the instinctive and habitual control to which he subjects his environment become the most cherished values of his experience. Men may first have come to speak poetry accidentally, for language arose, like other human habits, as a thing of use. But the charming and delightful expression of feelings and ideas came to be cherished in themselves, so that what was first an accident in man's life, may become a deliberate practice. When this creation of beautiful objects, or the beautiful expression of feelings or ideas is intentional, we call it art. In such intentional creation and cherishing of the beautiful man's life becomes enriched and emancipated. He learns not only to live, but to live beautifully. In such activity men, as has been recognized by social reformers from Plato to Bertrand Russell, are genuinely happy, and there alone find freedom. For in the creation of beauty man is not performing actions because he must, under the brutal compulsion of keeping alive. He is acting simply because action is delightful both in the process and in the result. Whether in business, politics, or scholarship, men are happy to the extent to which they have the sense of creation that is peculiarly the artist's. The products of art, moreover, are not desirable because they bring other goods, but because they themselves are intrinsically delightful. Men love to live in a world in which their marble has been made into statues, in which their houses are things of beauty rather than merely places in which to live. Their lives are enriched by living in a society where the thoughts and emotions which they communicate to one another and which they must somehow express can be not infrequently expressed with nobility and music. Through science Nature becomes man's tool; through art it can become a beautiful instrument to work with, and a lovely thing in and for itself. CHAPTER IV THE BASIC HUMAN ACTIVITIES FOOD, SHELTER, AND SEX. Thus far our analysis has been confined to the general types of human behavior. We have found that all human activity is conditioned by a native equipment consisting of certain more or less specific tendencies to action, and that these may be modified into acquired tendencies called "habits." We have found that through the processes of reflection, through imaginative trial and error, both of these may, within limits, be controlled. We must now proceed to an inventory of those elements of our native equipment which have an especial significance in social life. In the first place, we must note the three great primary drives of human action, the unlearned and native demands for food, shelter, and sex gratification.[1] Although the last-named does not display itself in human beings until a considerable degree of maturity has been attained there is indubitable evidence that it is an inborn and not an acquired reaction. The practical utility of the first two is apparent; they are the most essential features of the group of so-called self-preservative instincts, among which may be grouped the natural tendency to recover one's equilibrium and the instinct of flight in the face of dangerous or threatening objects. The utility of the sex instinct is racial rather than individual. The instinctive satisfaction human beings find in sex gratification is the natural guarantee of the continuance of the race. [Footnote 1: The reader must be reminded that the simpler reflexes involved in the use of the heart, lungs, intestines, and all the internal organs, must be classed as part of man's native equipment. They differ from those reactions commonly classed as instincts in that they are simpler and stabler, that in their normal functioning they never rise to consciousness, and that they are almost completely beyond the individual's modification or control.] In a general survey of this nature it IS impossible, as it is unnecessary, to examine in detail the physiological elements of the demand for food and shelter. It will suffice to point out that the first two are the ultimate biological bases of a large proportion of our economic activities. They are primary, not in the sense that they are constantly conscious motives to action, but that their fulfillment is prerequisite to the continuance of any of the other activities of the organism. Agriculture and manufacture, the complicated systems of credit and exchange which human beings have devised, are, for the most part, contrivances for the fulfillment of these fundamental demands. With the complexity of civilization new demands, of course, arise, but these fundamental necessities are still the ultimate mainsprings of economic production. The demand for sex gratification, because of its enormous driving force and the emotional disturbances connected with it, offers a peculiarly acute instance of the difficulties brought about in the control of man's native endowment in his own best interest. While the production of offspring is its chief biological utility, satisfaction of the sex instinct itself is stimulated in human beings quite apart from considerations of the desirability or undesirability of offspring. Since the sex instinct is at once so deep-rooted and intense a driving force in human action, and its consequences of such crucial importance to both those directly involved and to the group as a whole, societies have, through law and custom and tradition, built up elaborate codes for its control. In civilized society the free operation of this instinct is checked in a thousand ways. But, as in the case of other primitive motives to action, the sex instinct, obvious as are the disasters of disease and disorganization which follow as consequences of its uncontrolled indulgence, cannot altogether be repressed. It is generally recognized that in men and animals alike the sex impulse is apt to manifest itself in very vigorous and sustained efforts toward its natural end; and that in ourselves it may determine very strong desires, in the control of which all the organized forces of the developed personality, all our moral sentiments and ideals, and all the restraining influences of religion, law, custom and convention too often are confronted with a task beyond their strength.[1] [Footnote 1: McDougall: _Social Psychology_, 11th ed., pp. 399-400.] There is considerable agreement among students of the subject that the emotional energies aroused in connection with the sex instinct may be drained off into other channels, and serve to quicken and sustain both artistic creation and appreciation and social and religious enthusiasms of various kinds. And the sex instinct, as we shall find in our discussion of Racial Continuity (see p. 243) is the basis of the family. PHYSICAL ACTIVITY. The difference between sticks and stones and living beings consists primarily in the fact that the latter are positively active; the former are passively acted upon. The stone will stay put, unless moved by some external agent, but even the amoeba will do something to its environment. It will stretch out pseudopodia to reach solid objects to which to cling; it will attempt to return to these objects when dislodged; it will actively absorb food. Higher up in the animal scale, "Rats run about, smell, dig, or gnaw, without real reference to the business in hand. In the same way Jack (a dog) scrabbles and jumps, the kitten wanders and picks, the otter slips about everywhere like ground lightning, the elephant fumbles ceaselessly, the monkey pulls things about."[2] "The most casual notice of the activities of a young child reveals a ceaseless display of exploring and testing activity. Objects are sucked, fingered and thumped; drawn and pushed, handled and thrown."[3] [Footnote 2: Hobhouse: _Mind in Evolution_, p. 195.] [Footnote 3 Dewey: _How We Think_, p. 31.] When vitality is at its height in the waking period of a young child, its environment is a succession of stimulations to activity. Man's "innate tendency to fool" is notorious, a tendency particularly noticeable in children. Objects are responded to, not as means to ends, not with reference to their use, but simply for the sheer satisfaction of manipulation. Facial expressions, sounds, gestures, are made almost on any provocation; they are the expressions of an abundant "physiological uneasiness." The two-year-old is a mechanism that simply must and will move about, make all kinds of superfluous gestures and facial expressions, and random sounds, as it were, just to get rid of its stored-up energy. Man's laziness and inertia are not infrequently commented on by moralists, but it is not laziness and inertia _per se_; certainly in normal individuals in the temperate zone, to do _something_ most of their waking time is a natural tendency and one intrinsically pleasant to practice. That the tendency to be active should vary in different individuals and at different times is, of course, as important a fact as it is a familiar one. Some of the causes of this variation will be noted in the succeeding. In adult life for casual and random activity is substituted activity directed by some end or purpose which determines the responses called into play. Professional and business, domestic and social enterprises and obligations take up most of the adult's energy. The contrast between the play of the child and the work of the adult is that in the case of the former actions are done for their own sake; and in the latter for some end. The child, we say, plays "for the fun of the thing," the adult works for pay, for professional success, for power, reputation, etc. But even in the adult the desire for play powerfully persists. Not all the grown-up's energy is absorbed in his work, and even some types of work, like that of the poet or painter, or the building-up of a great business organization, may be intrinsically delightful and self-sufficient activity. Under the conditions of modern industry, however, especially of machine production, much--in many cases, most--of the activity by which an individual earns his living, utilizes only some of his native tendencies to act, while the working day does not, under normal conditions, absorb all his energy. Whatever vitality is not, therefore, absorbed in necessary work goes into forms of purely gratuitous activity. Which form "play" shall take in the adult depends on the degree to which certain impulses are in him stronger than others, either by native endowment or cultivation, and which impulses have not been sufficiently utilized in him during the day's work. A man musically gifted will find his recreation in some performance on a musical instrument, let us say; on the other hand, if his work is music, those impulses, strong though they be, that make him a musician, will have been sufficiently exhausted in the day's work to make some other activity a more satisfactory recreation. The relations between play and work can be better understood by a consideration of the physiological importance of variety in activity. A certain regular recurrence of response may be pleasant, as in rowing or canoeing, or in listening to the rhythms of poetry or music, but a prolonged repetition of precisely the same stimulus or the same set of stimuli may make responses dissatisfying to the degree of pain. Ideal activity, biologically, would be one where every impulse was just sufficiently frequently called upon to make response easy, fluent, and satisfactory. The reason "work" has traditionally come to be regarded as unpleasant and "play" as pleasant is not because the former is activity and the second is torpor. Leisure does not necessarily mean laziness. Many a vacation, a camping party, a walking expedition, is literally more strenuous than the work an individual normally does. But work means human energy expended for the sole purpose of accomplishing some end. And an end involves the deliberate shutting-out of every impulse which does not contribute to its fulfillment. A man weeding a garden may tire of the weeding long before he is really physically exhausted. One response is being repeatedly made, while at the same time a dozen other impulses are being stimulated. When Tom Sawyer, under the compulsion of his aunt, is whitewashing a fence, it is shortly no fun for him. But he can make other boys pay him apple-cores and jackknives for the fun of wielding the brush. What we call the feeling of boredom depends principally upon the too repeated stimulation of one set of activities to the exclusion of all others, the continuous presence of a kind of stimulation to which we have been rendered unsusceptible, as, for example, bad popular music to a cultivated musical taste, or intricate chamber music to an uncultivated one. The feeling of boredom may become physiologically acute, as in the case, so frequent in machine production, of literally monotonous or one-operation jobs. Long hours of labor at acts calling out only one very simple response may have very serious effects. In the first place, in the work itself, since repetitions of one or one simple set of responses may impair speed and accuracy. On the part of the worker, it promotes varying degrees of stupefaction or irritation. Excesses of drink, gambling, and dissipation among factory populations are often traceable to this continual frustration of normal instincts during working hours, followed by a violent search for stimulation and relaxation after work is over. Under conditions of machine production, the responses which the worker must make are becoming increasingly simple and automatic. Hence the problem of bringing variety into work and something of the same vitality and spontaneity into industry that goes into play and art is becoming serious and urgent.[1] [Footnote 1: See Helen Marot: _Creative Impulse in Industry_.] MENTAL ACTIVITY. Just as physical activity is a characteristic of all living beings, so, from almost earliest infancy of human beings, is mental activity. This does not mean that individuals from their babyhood are continually solving problems. Deliberation and reflection are simply the mature and disciplined control of what goes on during all of our waking hours--random play of the fancy, imagination. We are not always controlling our thought, but so long as we are awake something is, as we say, passing through our heads. Everything that happens about us provokes some suggestion or idea. "Day-dreaming, building of castles in the air, that loose flux of casual and disconnected material that floats through our minds in relaxed moments, are, in this random sense, _thinking_. More of our waking life than we should care to admit, even to ourselves, is likely to be whiled away in this inconsequential trifling with idle fancy and unsubstantial hope."[1] [Footnote 1: Dewey: _How We Think_, p. 2.] This play of the imagination is most uncontrolled and spontaneous in childhood, which is often characteristically defined as the period of make-believe or fancy. It is this capacity which enables the child to use chairs as locomotives, sticks as rifles, and wheelbarrows as automobiles. As we grow older we tend to discipline this vagrant dreaming, and to draw only those suggestions from objects which tally with the workaday world we live in. We stop playing with our imagination and put our minds to work. But in adult life desire for the play of the mind, like the desire for the play of the body, persists. The endeavor of education is not to crush but to control it. Imagination, used here in the sense of random mental activity, may be controlled in two ways, both significant for human welfare. When it is controlled with reference to some emotional theme, as in fiction, drama, and poetry, it has no reference necessarily to actual objects or events; it is concerned only with producing the effect of emotional congruity between incidents, objects, forms, or sounds. A great novel does not pretend to be a literal transcript of experience, nor a portrait of an actual person. When random mental activity is thus controlled, it is "imagination," in the popular sense, the sense in which poets, painters, and dramatists are called imaginative artists. Imagination controlled with reference to facts produces genuine reflection and science. To put it in another way, no matter how complicated thinking becomes, no matter how suggestions are examined and regulated with reference to the facts at hand, new ideas, theories, and hypotheses occur to the thinker precisely by this upshoot of irresponsible fancies and suggestions. This free and fertile play of the imagination is what characterizes the original thinker more than any other single fact. Suggestions arise, as it were, willy-nilly, depending on an individual's inheritance, his past experience, his social position, all at the moment uncontrollable features of his situation. We can, through scientific method, examine and regulate suggestions once they arise, but their appearance is in a sense casual and unpredictable, like the fancies in a daydream. The greatest scientific discoveries have been made in a sudden "flash of imagination," as when to the mind of Darwin, after twenty years' painstaking collection of facts, their explanation through the single encompassing formula of evolution occurs, or when to the mind of Newton the hypothesis of gravitation suddenly suggests itself. The encouragement of a lively play of the mind over experience, the stimulation of imagination or what Bertrand Russell calls "the joy of mental adventure" is thus one of the most important sources of art and science. The arousing of imagination depends primarily on the inherited curiosity of man which varies from the random and restless exploring of the child to the careful and persistent investigation of the trained scientist. The curiosity which prompts the child to experiment with objects in a hit-or-miss fashion is little more than the physiological overflow of action which has been noted above. Curiosity becomes more distinctively mental when it is social in character, when the child explores and experiments not by its own manipulations but by communication, by asking questions of other people. When the child learns that he can appeal to others to eke out his store of experiences, so that, if objects fail to respond interestingly to his experiments, he may call upon persons to provide interesting material, a new epoch sets in. "What is that?" "Why?" become the unfailing signs of a child's presence. At first this questioning is hardly more than a projection into social relations of the physical overflow which earlier kept the child pushing and pulling, opening and shutting. He asks in succession what holds up the house, what holds up the soil that holds the house, what holds up the earth that holds the soil; but his questions are not evidence of any genuine consciousness of rational connections. His _why_ is not a demand for scientific explanation; the motive behind it is simply eagerness for a larger acquaintance with the mysterious world in which he is placed. The search is not for a law or principle, but only for a bigger fact.... But in the feeling, however dim, that the facts which directly meet the sense are not the whole story, that there is more behind them and more to come from them, lies the germ of _intellectual_ curiosity.[1] [Footnote 1: Dewey: _loc. cit._, p. 32.] Curiosity passes thus from casual rudimentary inquiry into genuinely scientific investigation. At first it is merely physical manipulation, then merely disconnected questionings; it becomes genuinely intellectual when it passes from "inquisitiveness" to inquiry. To be inquisitive means merely to want to know facts rather than to solve problems. To be scientifically inquiring is to seek on one's own account the significant relations between things. But these earlier and more casual forms of curiosity are not to be despised. If developed and controlled they lead to genuinely disinterested study of Nature and of men, to the spirit and the methods of science. That free play of imagination which was spoken of above as the chief source of original thinking and discovery is stimulated by an active hunting-out of new suggestions. Curiosity might also be defined as aggressive imagination, which, frequent enough in children, remains among adults to a pronounced degree only in geniuses of art and science. We may not agree with Bertrand Russell that "everything is done in education to kill it," but the dogmatism and fixity of mind which so soon settle down on maturity, the inability to be sensitive to new experiences, these are discouragingly familiar phenomena clearly inimical to science and to progress. An active imagination that finds new materials to play over is the basis of both science and art. A skillful manipulation of its materials in words or sounds, colors, or lines makes its result art. Their controlled examination and systematization makes them science. QUIESCENCE--FATIGUE. That all life, animal and human, is characterized by activity of a more or less persistent and positive kind has already been noted. But in human beings, as well as in animals, activity displays a "fatigue curve." The repeated stimulation of certain muscles produces fatigue toxins which impair the efficiency of response and make further stimulation painful. Of the causes of this lessened functional efficiency we may quote from Miss Goldmark's painstaking study: During activity, as will be shown later, the products of chemical change increase. A tired person is literally and actually a poisoned person--poisoned by his own waste products. But so marvellously is the body constructed that, like a running stream, it purifies itself, and during repose these toxic impurities are normally burned up by the oxygen brought by the blood, excreted by the kidneys, destroyed in the liver, or eliminated from the body through the lungs. So rest repaires fatigue.[1] [Footnote 1: Goldmark, J.: _Fatigue and Efficiency_, p. 13.] In physical activity, therefore, periods of lessened activity or change of activity, or nearly complete inactivity as in sleep, are not only desirable but necessary, if efficiency is to be maintained. The demand for rest is an imperative physiological demand. The amount of recuperation demanded by the organism varies in different individuals, but that there are certain limits of human productivity has been made increasingly clear by a careful study of the effects of fatigue upon output in industrial occupations. Repeatedly, the shortening of working hours, especially when they have previously numbered more than eight, has been found to be correlated with an increase in efficiency. Likewise, the provision of rest periods as in telephone-operating and the needle trades, has in nearly every case increased the amount and quality of the work performed. The human machine in order to be most effective cannot be pressed too hard. A striking illustration was offered in England at the beginning of the war. Under pressure of war necessity, the munition factories relaxed all restrictions on working hours and operated on a seven-day week. The folly of this procedure was tersely summarized by the British Commission investigating industrial fatigue, which reported: "It is almost a commonplace that seven days' labor produces six days' output." In the study of industrial conditions, the effects of prolonged and repeated fatigue upon output have not been the only features taken into consideration. Not only are there immediately observable effects in the decreased output of the worker, but fatigue means, among other things, general loss of control. This has the effect of producing on the part of overworked factory hands dissipation and overstimulation in free time, with a consequent permanent impairment of efficiency.[1] Both for the laborer himself and for the efficiency of the industrial system, it has been increasingly recognized that limitation of working hours is imperatively demanded. Rest is as fundamental a need as food, and its deprivation almost as serious in its effects. [Footnote 1: For a striking array of testimony on this point see Goldmark: _loc. cit._, pp. 220-35.] NERVOUS AND MENTAL FATIGUE. The conditions of nervous and mental fatigue have been less adequately studied than the types of purely physiological fatigue just discussed. It is difficult in experiments to discount the effects of muscular fatigue, and to discover how far there is really impairment of nervous tissue and functions. Experimental studies do show that "nervous fatigue is an undoubted fact"[2] and that "we cannot deny fatigue to the psychic centers"[3] which, like any other part of the organism are subject to deterioration by fatigue toxins. Most students report, however, a higher degree of resistance to fatigue in the nerve fibers than in the muscles, and a like high resistance to fatigue in the brain centers.[4] [Footnote 2: Frederick S. Lee: "Physical Exercise from the Standpoint of Physiology," _Science_, N.S., vol. XXIX, no. 744, p. 525.] [Footnote 3: Lee: _Fatigue_. Harvey Lectures, 1905-06, p. 180.] [Footnote 4: For a summary of nervous fatigue and extensive bibliography, see Goldmark: _loc. cit._, p. 32.] The conditions of mental fatigue, however, can be by no means as simply described as those of physical fatigue. Elaborate experiments by Professor Thorndike and others tend to show that, in the strictest sense of the term, there is no such thing as mental fatigue. That is, any mental function may be performed for several hours with the most negligible decrease in the efficiency of the results attained. The subject of one experiment kept continuously for seven hours performing mental multiplications of four-place numbers by four-place numbers with scarcely any perceptible decrease in speed or accuracy in results.[1] Professor Thorndike draws from this and similar experiments the conclusion that it is practically impossible to impair the efficiency of any mental function as such. What happens when we say our mental efficiency is being impaired is rather that we _will not_ than that we _cannot_ perform any given mental function. The causes of loss of efficiency are rather competing impulses[2] than fatigue in specific mental functions. We are tired _of_ the work, not _by_ it. Continuous mental work of any given kind, writing a book, solving problems in calculus, translating French, etc., involves our being withheld from other activities, games, music, or companionship, to which by force of habit or instinct, we are diverted, and diverted more acutely the more we remain at a fixed task. That it is not mental "fatigue" so much as distraction that prevents us from persisting at work is evidenced in the longer time we can stick to work that really interests us than to tasks in which we have only a perfunctory or compulsory interest. The college student who is "too dead tired" to stay up studying trigonometry will, though in the same condition, stay up studying football strategy, rehearsing for a varsity show, or getting out the next morning's edition of his college paper. "If each man did the mental work for which he was fit, and which he enjoyed, men would work willingly much longer than they now do."[1*] The effects of mental fatigue are, when analyzed, due chiefly to the physically injurious effects that do, but do not necessarily, accompany mental work. [Footnote 1: T. Arai: _Mental Fatigue_.] [Footnote 2: Thorndike: _Educational Psychology_, Briefer Course, p. 322.] [Footnote 1*: Thorndike: _Educational Psychology_, Briefer Course, p. 326.] Proper air and light, proper posture and physical exercise, enough food and sleep, and work whose purpose is rational, whose difficulty is adapted to one's powers, and whose rewards are just, should be tried before recourse to the abandonment of work itself. It is indeed doubtful if sheer rest is the appropriate remedy for a hundredth part of the injuries that result from mental work in our present irrational conduct of it.[2] [Footnote 2: _Ibid_., p. 328.] The study of the conditions of mental work seems to reveal, in brief, that the conditions of fatigue are essentially physical in character. Given adequate physical conditions, in particular guarding against eye-strain, over-excitement (which means distraction from the work in hand), and loss of sleep, mental work is itself peculiarly unaffected by fatigue conditions. The degree in which mental work can be persisted in depends, therefore, other things being equal, on the individual's own interests, the number and intensity of rival interests which persist during a given piece of mental work, and the habits of mind with which the individual approaches his work. The experimental demonstration that so-called mental fatigue is largely physical in its conditions has thus a dual significance. It indicates how arduous and persistent mental endeavor may be and how wide are the possibilities of intellectual accomplishment. It is an important fact for human life that the brain is possibly the most tireless part of the human machine. What seems to be mental fatigue can be materially reduced if the physical conditions under which studying, writing, and all other kinds of mental work are performed are carefully regulated. Another large part of what passes for mental fatigue will be removed if the individual becomes trained to a reflective appreciation of the end of his work. A habit of alert and conscious attention, if it is really habitual, will enable one to persist at work in the face of tempting distractions. Learning to "tend to business" by an intelligent application to the aims of the work to be done, will be a healthy antidote against that yielding to every dissuading impulse which so often passes for mental weariness. CHAPTER V THE SOCIAL NATURE OF MAN MAN AS A SOCIAL BEING. Man has long been defined as the "social animal," and it is certainly characteristic of human activity that it takes place largely with reference to other people. Many of man's native tendencies, such as those of sex, self-assertiveness, and the like, require the presence and contact of other people for their operation. Nineteenth-century philosophers attempted frequently to explain how individuals who were natively self-seeking ever came to act socially. The solution to this problem was usually found in the fact that precisely those self-seeking and self-preservation instincts which governed man's activity could not find satisfaction except through coöperation with a group. All man's social activity was conceived as purely instrumental to the gratification of his own egoistic desires. Man got on with his fellows simply because he could not get on without them. We shall see that, in the light of the specific and natural tendencies toward social behavior which are part of man's original equipment, this sharp psychological isolation between the individual and the group is an altogether unwarranted assumption. For it is just as native to man to act socially as it is for him to be hungry, or curious, or afraid. The element of truth in the nineteenth-century exaggeration of man's individuality lies in the fact that social activity is partly brought about in the satisfaction of the more egoistic impulses of the individual. "The fear motive drives men together in times of insecurity; the pugnacity motive bands them together for group combat; the economic motive brings industrial coöperation and organization; the self-assertive and submissive tendencies bring emulation as well as obedience; the expansion of the self to cover one's family, one's clique, one's class, one's country contributes to loyalty; while the parental instinct, expanding its scope to cover others besides children who are helpless, leads to self-sacrifice and altruism."[1] [Footnote 1: R. S. Woodworth: _Dynamic Psychology_, p. 204.] The fact is, however, that while social activity is promoted because individuals find in coöperation the possibility of the satisfaction of their egoistic desires, social activity is primarily brought about through the specifically social tendencies which are part of our native equipment. It is with these natural bases of social activity that we shall in this chapter be particularly concerned. We shall have to take note, in the first place, of a native tendency to be with other people, to feel an unlearned sense of comfort in their presence, and uneasiness if too much separated from them, physically, or in action, feeling, or thought. Human beings tend, furthermore, to reproduce sympathetically the emotions of others, especially those of their own social and economic groups. Thirdly, man's conduct is natively social in that he is by nature specifically sensitive to praise and blame, that he will modify his conduct so as to secure the one and avoid the other. Finally, besides the specific tendencies to respond to the presence, the feelings, the actions, and the thoughts of others, man displays a "capacity for social behavior." And, as is the case with all native capacities, man has, therefore, a native interest in group or social activity for its own sake. The predominantly social character of human behavior has thus a twofold explanation. It is based, in the first place, on the group of native tendencies of a social character to which we have already referred. It is based, secondly, on the necessity for group activity and coöperation which the individual experiences in the satisfaction of his egoistic impulses and desires. Man, because of his original tendencies, wants to live, act, think, and feel with others; for the satisfaction of his nonsocial impulses he must live with others. And in civilized society human action from almost earliest childhood is in, and with reference to, a group. Human behavior is thus seen to be that of an essentially social nature acting in an essentially social environment. And, as in the case of other instinctive and habitual activities, human beings experience in social activity an immediate satisfaction apart from any satisfactions toward which it may be the instrument. GREGARIOUSNESS. The "herd instinct" is manifested by many animals very low in the scale of animal development. McDougall quotes in this connection Francis Galton's classical account of this instinct in its crudest form: "Describing the South African ox in Damaraland, he says he displays no affection for his fellows, and hardly seems to notice their existence, so long as he is among them; but, if he becomes separated from the herd, he displays an extreme distress that will not let him rest until he succeeds in rejoining it, when he hastens to bury himself in the midst of it, seeking the closest possible contact with the bodies of his fellows."[1] [Footnote 1: McDougall: _Social Psychology_, p. 84.] This original tendency exhibits itself among human beings in a variety of ways. The tendency of human beings to herd together, for which there is evidence in the earliest history of the race, may be observed on any crowded thoroughfare, or in any amusement park, or city. That group life has expanded partly through practical necessity, is, of course, true, but groups of humans tend to become, as in our monster cities, larger than they need be, or can be for economic efficiency. The fascination of city life has not infrequently been set down to the multiplicity of opportunities offered in the way of companions, amusements, and occupations after one's own taste. But the fascination has clearly a more instinctive basis, the desire to be with other people. Many a man, as has been pointed out, lives in a large city as unsociable and secluded a life as if he were surrounded by miles of mountain or prairie, who yet could not be happy elsewhere. Any one who has failed to be amused by a really good comedy when the theater was comparatively empty, or in the presence of thousands of others hugely enjoyed a second-rate baseball game, or gone down to the crowded shopping district to get what he could have purchased on a side-street uptown, can appreciate how instinctive is this undiscriminating desire for companionship. The native intensity of this desire is what makes rural isolation, on the other hand, so unsatisfactory. The bleakness of New England country life as pictured in Edith Wharton's _Ethan Frome_, or in some of Robert Frost's _North of Boston_, is due more than anything else to this privation from companionship. Perhaps nothing better could be said for the rural telephone, the interurban trolley, and the cheap automobile than that they make possible the fulfillment of this normal human longing to be near and with other people in body and spirit. The horror which makes it practically impossible in civilized countries to legalize punishment by solitary confinement and the nervous collapse which such confinement brings about are indications of how deep-seated is this desire. The "herd instinct," like all the other of man's original tendencies, is educable. It can be trained to respond to groups of various sizes and kinds. In its simplest manifestation it tends to be aroused by the family, but in the history of civilization the group tends progressively to enlarge. The family, the town, the nation--the gregarious instinct may be educated to respond to these ever-widening groups. The intensity and controlling power of this instinct over our actions seems to vary with the degree of intimacy and intercommunication between the individual and the group. In primitive society it is most intense among the family and clan, and the family still remains in civilized society, certainly in rural districts, a very closely knit primary group. But as intercommunication widens, a sense of attachment to and solidarity with a larger group begins to make itself felt. That intercommunication is largely important in extending the group in response to which the herd instinct may be aroused, is well illustrated by the utter lack of national group feeling exhibited during the Great War by recruits drafted from the backwoods districts where they had been tied by no railroads or newspapers to the national civilization of which they were a part. The devotion of generous-hearted souls to "lost causes," whether political or religious, of the individual to his family or friends in the face of personal privation, are classic illustrations of the power of men's gregarious instinct even in the face of the dictates of reason. In the perhaps extreme but nevertheless suggestive statement of Mr. Trotter: He [man] is more sensitive to the voice of the herd than to any other influence. It can inhibit or stimulate his thought and conduct. It is the source of his moral codes, of the sanctions of his ethics and philosophy. It can endow him with energy, courage and endurance, and can as easily take these away. It can make him acquiesce in his own punishment, and embrace his executioner, submit to poverty, bow to tyranny, and sink without complaint under starvation. Not merely can it make him accept hardship and suffering unresistingly, but it can make him accept as truth the explanation that his perfectly preventable afflictions are sublimely just and gentle. It is this acme of the power of herd suggestion that is perhaps the most absolutely incontestable proof of the profoundly gregarious nature of man.[1] [Footnote 1: Trotter: _Instincts of the Herd in Peace and War_, pp. 114-15.] To how large a group the individual can respond with spontaneous and instinctive loyalty is questionable. The small child throws out his arms and exclaims passionately, "I love the whole world." Auguste Comte could be imbued with a fervor for "humanity" in the abstract. The idea of a League of Nations arouses in some minds a passionate devotion to a world order that to those themselves habituated to an intense loyalty to the national group seems incredible. Certainly it is true that we rapidly outgrow that state of mind common to enthusiastic adolescence when we can develop a love for the universe in the abstract. The instinct of gregariousness seems unquestionably to be most intense where there is intimacy and vividness of group association. The primary groups, as Professor Ross calls them, are face-to-face associations, the family, the play group, the neighborhood group. If "world patriotism" is a possibility, it is because rapid communication and the frequency of travel, and the education of the industrial classes to "the international mind" tend to break down barriers and to make distant countries and persons vivid and directly imaginable. But there seems to be no substitute for direct personal contact. Even devotion to a country tends to take the form of phrases, places, persons, and symbols, to which we have been familiarized. GREGARIOUSNESS IMPORTANT FOR SOCIAL SOLIDARITY. The gregarious instinct, powerful as it is, is of the greatest significance for social solidarity, and, if misdirected, for seriously limiting it. It is, in the first place, the trait without which social solidarity would be almost impossible. "In early times when population was scanty, it must have played an important part in social evolution by keeping men together, and thereby occasioning the need for social laws and institutions."[1] The coherence of national, political, or religious groups depends primarily on the extent to which the gregarious instinct may be aroused. Allegiance to a group may, of course, be secured through participation in common ideals. This is illustrated in the case of the numerous literary and scientific associations that cut across national boundaries and knit into groups similarly interested persons all over the world. Groups may, again, be formed through common economic interests, as in the case of labor unions, or employers' associations. Groups may be knit and strengthened through law and custom. And all these factors play a smaller or larger part in any important grouping of men in contemporary society. But unless there is, on the part of the members of the group, a deep-seated emotional attachment to the group itself, solidarity will be very precarious. The intensity and solidarity, of feeling exhibited so markedly during war-time is made possible by the intense excitability of this instinct when the group is under conditions of stress or danger. Any scheme for enlisting a great number of individuals in modern society in a scheme of social reform or improvement, must and does, when it is successful, arouse in him a heightened sense of loyalty to a group more than reasoned approval of a cause. Effective recruiting posters more often told the passer-by, "Your country needs you," than they attempted to convince him in black-and-white logic of the justice of his country's aims. [Footnote 1: McDougall: _Social Psychology_, p. 301.] GREGARIOUSNESS MAY HINDER THE SOLIDARITY OF LARGE GROUPS. While gregariousness is the foundation of group solidarity, it also interferes with the solidarity of large groups, and not infrequently brings about conflicts between them, and within groups themselves. Within even so small a community as a college class, cliques may form; and so in a country, attachment to the smaller group may inhibit attachment to the larger. An individual may be vaguely patriotic, but instinctively aroused more by his own economic or local or racial group than by the country as a whole. A man may at heart be more devoted to his town or home than to the United States. (Not infrequently his town or home is what the United States means to the citizen.) Even to-day the sectional feeling that exists in many parts of the country cannot be completely explained as occurring through separate economic interests. The division of classes within a country is largely an economic matter, but even in such a situation a loyalty develops to the class as a class or group. Again, the same instinct to herd with his fellows that makes a man intensely loyal to his own group may operate to make him indifferent to the difficulties or jealous and suspicious of the aims of others Gregariousness is the basis not only of patriotism, but of chauvinism, not only of civic pride, but of provincialism. The narrowness and parochialism of group attachments is most pronounced where groups and communities are rigidly set off one from another. In such circumstances community of feeling and understanding is largely reduced. This may be seen even under contemporary conditions in the comparatively complete inability of different professional, social, and economic groups within the same society to understand each other, and the proverbial ignorance and carelessness of one half of the population as to "how the other half lives." Narrowness of group feeling tends to grow less pronounced under the mobile conditions of modern industry, communication, and education. Trade relations knit the farthest parts of the globe together; this morning's newspaper puts us in touch with the whole of mankind. We have outgrown the days when every stranger was an enemy. But though the barriers between nations are tending to break down, within nations individuals tend, as they grow older, to experience an insulated devotion to their own set or social group, a callous oblivion to the needs and desires of that great majority of mankind with whom they have a less keen sense of "consciousness of kind." GREGARIOUSNESS IN BELIEF. Man's gregarious character, as already pointed out, is manifested not only in his desire to be physically with his fellows, but to be at one with them in their actions, feelings, and thoughts. Beliefs once established tend to remain established if for no other reason than that they are believed in by the majority. That an opinion gains prestige merely because we know other people believe it, is frequently illustrated by the facility with which rumor travels. At the end of the Great War, it will be recalled, the false news of the armistice report flew from mouth to mouth and was accepted with the most amazing credulity simply because "everybody said so." The spread of superstitions and old wives' tales and their long lingering in the minds even of intelligent people is testimony that men tend mentally as well as physically to herd together. The tendency to find comfort in the presence of one's fellows and uneasiness if too much separated from them, is as pronounced in the sphere of moral and intellectual relations as it is in the case of merely physical proximity. We like to be one of a crowd in our opinions and beliefs, as well as in our persons. There is hardly anything more painful than the sense of being utterly alone in one's opinions. Even the extreme dissenter from the accustomed ways of thinking and feeling of the majority is associated with or pictures some little group which agrees with him. And, if we cannot find contemporaries to share our extreme opinions, we at least imagine some ideal group now or in posterity to share it with us. GREGARIOUSNESS IN HABITS OF ACTION. But if men tend to think in groups they tend more emphatically still to act in groups, to be acutely uncomfortable when acting in a fashion different from that customary among the majority of their fellows. Habits of action are more deep-seated physiologically than habits of thought (which is one reason why our theories are so often in advance of our practice). People will accede intellectually to new ideas which they would not and could not practice, the mind being, as it were, more convertible than the emotions. Even in minor matters, in dress, speech, and manners, we like to do the accustomed thing. It is more painful for most people to use the wrong fork at dinner, or to be dressed in a business suit where everyone else is in evening clothes, than to commit a fallacy, or to act upon prejudices rather than upon logical conclusions. The individual's instinctive desire to be identical in action with other members of his group, from the collars and clothes he wears to the way he brings up his children, is greatly reinforced by the punishment meted out to those who differ from the majority. This may vary from ridicule, as in the case of the laughter that greets the poet's proverbial long hair and flowing tie, the foreigner's accent, or a straw hat in April, to the confinement and privation that are the penalties for any marked infringement of the accepted modes of life. Even when the punishments are slight, they are effective. A man who has no moral or religious scruples with reference to gambling on any day of the week will, to avoid the social ostracism of his neighbors, refrain from playing cards on his front porch on Sunday. For no other reason than to avoid being consciously different, many a man will not wear cool white clothes on a hot day in his office who will wear them on a cool evening at the seashore. THE EFFECT OF GREGARIOUSNESS ON INNOVATION. A strong instinctive tendency to community of action and thought is in large part responsible for the comparative absence of innovation in either of these fields. A premium is put upon the conventional, the customary, the common, both in the instinctive satisfaction they give the individual, and in the high value set upon them by society. In advanced societies, however, the habit of inquiry and originality may itself come to be endorsed by the majority, as it is among scientists and artists. The herd instinct need not always act on the side of unreason. Among the intellectual classes, it is already enlisted on the side of free inquiry, which among scholars is the fundamental common habit. If rationality were once to become really respectable, if we feared the entertaining of an unverifiable opinion with the warmth with which we fear using the wrong implement at the dinner table, if the thought of holding a prejudice disgusted us as does a foul disease, then the dangers of man's suggestibility would be turned into advantages.[1] [Footnote 1: Trotter; _loc. cit._, p. 45.] SYMPATHY (A SPECIALIZATION OF GREGARIOUSNESS). Sympathy, in the strict psychological sense of the term, means a "suffering with, the experiencing of any feeling or emotion when and because we observe in other persons or creatures the expression of that feeling of emotion."[2] The behavior of animals exhibits the external features of sympathetic action very clearly. "Two dogs begin to growl or fight, and at once all the dogs within sound and sight stiffen themselves, and show every symptom of anger. Or one beast in a herd stands arrested, gazing in curiosity on some unfamiliar object, and presently his fellows also, to whom the object may be invisible, display curiosity and come up to join in the examination of the object."[1] [Footnote 2: McDougall: _loc. cit._, p. 92.] [Footnote 1: McDougall: _loc. cit._, p. 93.] Human beings tend not only sympathetically to reproduce the instinctive actions of others,[2] but they tend, despite themselves, to experience directly and immediately, often involuntarily, the emotions experienced and outwardly manifested by others. Almost everyone has had his mood heightened to at least kindly joy by the presence in a crowded street car of a young child whose inquiring prattle and light-hearted laughter were subdued by the gray restraints and responsibilities of maturity. One melancholy face can crush the joy of a boisterous and cheerful party;[3] the eagerness and enthusiasm of an orator can, irrespective of the merits of the cause he is defending, provoke eagerness and enthusiasm for the same cause among an audience that does not in the least understand what the orator is talking about. [Footnote 2: "In man infectious laughter or yawning, walking in step, imitating the movements of a ropewalker, while watching him, feeling a shock in one's legs when one sees a man falling, and a hundred other occurrences of this kind are cases of physiological sympathy." Ribot: _Psychology of the Emotions_, p. 232. Reproduction of the actions of others has by a certain school of philosophers and psychologists, notably Tarde, Le Bon, and Baldwin, been ascribed to imitation. But no experimental researches have revealed any such specific instinct to imitate (see Thorndike, p. 73 ff.), and "imitations" of acts can generally be traced to sympathy, or suggestion--which is sympathy on an intellectual plane.] [Footnote 3: Such expressions as "kill joy," "wet blanket," "life of the party" are instances of the popular appreciation of the fact of social contagion.] One brand of cigarettes was recently advertised by the face of a young soldier, roguishly irresponsible, palpably and completely given over to joy. One found one's self transported into something of this same mood before one had a chance to speculate at all as to whether there was any causal relation between the specific quality of tobacco the youngster was smoking, and that contagious, undeniable delight. What is called personal magnetism is perhaps more than anything else the ability to provoke in others sympathetic experiences of pleasant and exhilarating emotions. Sensibility to the emotions of others, though possessed by almost all individuals, varies in degree. The complete absence of it marks a man out as "stolid," "cold," "callous," "brutal." Such a type of personality may be efficient and successful in pursuits requiring nothing besides a direct analysis of facts, uncolored by any irrelevant access of feeling, as in the case of mathematics and mechanics. But the geniuses even in strictly intellectual fields have frequently been men of sensitiveness, delicacy, and responsiveness to the feelings of others. That intellectual analysis, however, does frequently blunt the poignancy of feeling is illustrated in the case of John Stuart Mill, who writes in his _Autobiography_: Analytic habits may thus even strengthen the associations between causes and effects, means and ends, but tend altogether to weaken those which are, to speak familiarly, a _mere_ matter of feeling. They are, therefore, I thought, favorable to prudence and clear-sightedness, but a perpetual worm at the root both of the passions and of the virtues; and above all fearfully undermine all desires and ... all except the purely physical and organic; of the entire insufficiency of which to make life desirable, no one had a stronger conviction than I had.... All those to whom I looked up were of the opinion that the pleasure of sympathy with human beings, and the feelings which made the good of others, and especially of mankind on a large scale, the object of existence, were the greatest and surest sources of happiness. Of the truth of this I was convinced, but to know that a feeling would make me happy if I had it, did not give me the feeling.[1] [Footnote 1: Mill: _Autobiography_ (Holt edition), p. 138.] A generous degree of susceptibility to the emotions of others makes a man what is variously called "mellow," "humane," "large-hearted," "generous-souled." The possession of such susceptibility is an asset, first, in that it enriches life for its possessor. It gives him a warm insight into the feelings, emotions, desires, habits of mind and action of other people, and gives to his experiences with them a vivid and personal significance not attainable by any hollow intellectual analysis. It is an asset, moreover, in the purely utilitarian business of dealing with men. The statesman or executive who deals with men as so many animate machines, may achieve certain mechanical and arbitrary successes. But he will be missing half the data on which his decisions must be based if he does not have a live and sensitive appreciation of how men feel when placed in given situations. The placing of women in positions of labor management where women chiefly are to be dealt with is an illustration of the recognition of the importance of sympathy, fellow-feeling in the management of human affairs. One of the reasons why many university scholars make poor teachers is because they cannot place themselves back at the point where a subject was as live and fresh and virgin to them as it is to their students. An extraordinary degree or a decided hypertrophy of emotional susceptibility is as dangerous a trait as its possession in a reasonable degree is a utility and an enrichment of life. It results in the hysteria or sentimentalism which adds to the real evils and difficulties of life fancied grievances and disasters. Such temperaments when confronted with any good or beautiful action dissolve into ecstasy, and when faced with a problem or a difficulty dissolve into tears. Doctors will not treat their own children because the overplus of sympathy is a hindrance to action. Sentimental ladies are not the most efficient charity workers or prisoner reformers. While there is a general tendency to experience sympathetically the feelings of others, this becomes specialized in most people, and one tends to experience most immediately and intensely the emotions of one's own kind, physically, socially, and intellectually. Sympathy is a specialization of man's general gregariousness, and becomes more specialized as one becomes habituated exclusively to a small group. Within this small group, individuals not only experience the emotions of others, but like to share and communicate their own emotions. The nearer people are to us in mode of life, social status, and intellectual interests, the closer is community of feeling and "consciousness of kind." Two Americans meeting in a foreign country have a quick and sympathetic understanding of each other. Two alumni of the same college meeting in a distant city have a common basis of interest and feeling. This easy give-and-take of feeling and emotion makes the deep attractiveness of intimate companionship. Our companion has but to mention a name or a place, and we experience the same associations, the pleasures, or antipathies which he does. A gesture, a curious glance of the eye, a pause, we understand as quickly as if he had spoken a sentence. But not only do we understand his feelings; he (or she) understands ours. And for most people, all their interests and enjoyments are heightened by the presence of an intimately known companion. Many children manifest very clearly this tendency of active sympathy; they demand that their every emotion shall be shared at once. "Oh, come and look!" is their constant cry when out for a walk, and every object that excites their curiosity or admiration is brought at once, or pointed out, to their companion.... On the other hand, another child, brought up, perhaps, under identical conditions, but in whom this impulse is relatively weak, will explore a garden, interested and excited for hours together, without once feeling the need for sympathy, without once calling on others to share his emotions.[1] [Footnote 1: McDougall: _loc. cit._, p. 172.] In adult life, few people care to go to theater or concert alone, and a man at a club will wander half through the dining-room until he will find some one with whom he will feel like sitting through a dinner conversation. The fact that emotions exhibited in one individual are readily aroused in another makes art possible and makes it interesting. A poet by a phrase, a musician by a chord or melody, can suddenly reproduce in us his own feeling of gayety or exaltation. A painter by disposition of line and color can suggest the majesty of mountains, or the sadness of a sunset as he himself has experienced it. In novels and dramas we can _relive_ the feelings that the writer imagines to have been experienced by others. It is testimony to the easy excitability of sympathy as well as to an artist's skill that this can sometimes be done in a few lines or paragraphs. Witness the famous opening of Poe's _Fall of the House of Usher:_ During the whole of a dull, dark, and soundless day in the autumn of the year, when the clouds hung oppressively low in the heavens, I had been passing alone on horseback, through a singularly dreary tract of country; and at length found myself, as the shades of evening drew on, within view of the melancholy House of Usher. I know not how it was--but, with the first glimpse of the building, a sense of insufferable gloom pervaded my spirit. I say insufferable; for the feeling was unrelieved by any of that half-pleasurable, because poetic, sentiment, with which the mind usually receives even the sternest natural images of the desolate or terrible. I looked upon the scene before me--upon the mere house and the simple landscape features of the domain, upon the bleak walls, upon the vacant eye-like windows, upon a few rank sedges, and upon a few white trunks of decayed trees--with an utter depression of soul which I can compare to no earthly sensation more properly than to the after-dream of the reveller upon opium; the bitter lapse into everyday life, the hideous dropping off of the veil. There was an iciness, a sinking, a sickening of the heart, an unredeemed dreariness of thought which no goading of the imagination could torture into aught of the sublime. What was it--I paused to think--what was it that so unnerved me in the contemplation of the House of Usher? To Aristotle tragedy seemed to afford a cleansing or "katharsis of the soul" through the sympathetic experience of pity or fear. To Schopenhauer music was the greatest of the arts because it made us at one with the sorrows and the strivings of the world. All the representative arts are vivid ways of making us feel with the passions or emotions that stir mankind. And those men are poets, painters, or musicians who, besides having a unique gift of expression, whether in word, tone, or color, have themselves an unusually high sensitivity to the moods of other men and to the imagined moods of the natural scenes among which they move.[1] [Footnote 1: Poets generally are so susceptible to emotional shades and nuances that they read them into situations where they are not present, and then reproduce them sympathetically in their works. The so-called "pathetic fallacy" is an excellent illustration of this. Poets sympathize with the emotions of a landscape, emotions which were in the first place, their own.] In experience, the presence or absence of genuine sympathy with the emotions of others determines to no small extent the character of our dealings with them. Even courts of justice take motives into account and juries have been known to ask for clemency for a murderer because of their keen realization of the provocation which he had undergone. Fellow-feeling with others may again warp our judgments or soften them; in our judgment of the work of our friends, it is difficult altogether to discount our personal interest and affection. On the other hand, we may have the most sincere admiration and respect for a man, and yet be seriously hampered in our dealings with him, socially or professionally, by a total lack of sympathy with his motives and desires. PRAISE AND BLAME. An important part of man's social equipment is his susceptibility to the praise and blame of his fellows. That is, among the things which instinctively satisfy men are objective marks of praise or approval on the part of other people; among the things which annoy them, sometimes to the point of acute distress, are marks of disapproval, scorn, or blame. This is illustrated most simply and directly in the satisfaction felt at "intimate approval as by smiles, pats," kindly words, or epithets applied by other people to one's own actions or ideas, and the discomfort, amounting sometimes to pain, that is felt at frowns, hoots, sneers, and epithets of scorn or derision. One student of this subject notes "as early as the fourth month a 'hurt' way of crying which seemed to indicate a sense of personal slight. It was quite different from the cry of pain or that of anger, but seemed about the same as the cry of fright. The slightest tone of reproof would produce it. On the other hand, if people took notice and laughed and encouraged, she was hilarious."[1] [Footnote 1: Cooley: _Human Nature and the Social Order_, p. 166.] Man's sensitiveness to praise and blame is paralleled by his instinctive tendency to express them. Smiles, respectful stares, and encouraging shouts occur, I think, as instinctive responses to relief from hunger, rescue from fear, gorgeous display, instinctive acts of strength and daring, victory, and other impressive instinctive behavior that is harmless to the onlooker. Similarly, frowns, hoots, and sneers seem bound as original responses to the observation of empty-handedness, deformity, physical meanness, pusillanimity, and defect. As in the case of all original tendencies, such behavior is early complicated and in the end much distorted, by training; but the resulting total cannot be explained by nurture alone.[1] [Footnote 1: Thorndike: _Educational Psychology_, Briefer Course, pp. 32-33.] Man's instinctive tendency to respond to praise and blame and to exhibit them is, next to gregariousness--through which men in the first place are able to live together--the individual human trait most significant for social life. For while the desire for praise, the avoidance of blame, and the expression of both are instinctive, the occasions on which they are called forth depend on the traditions and group habits to which the individual has been exposed. He soon learns that in the society in which he is living, certain acts will bring him the praise of others; certain other acts will bring him their disapproval. The whole scope of his activity may thus be profoundly modified by the penalties and prizes in the way of praise and blame which society attaches to different modes of action. And the more explicit and outward signs there are of the approval or scorn of others, the more will individual action be subject to social control. As Plato said so long ago and said so well: Whenever they [the public] crowd to the popular assembly, the law courts, the theaters, the camp, or any public gathering of large bodies, and there sit in a dense and uproarious mass to censure some of the things said or done, and applaud others, always in excess; shouting and clapping, until, in addition to their own noise, the rocks and the places wherein they are echo back redoubled the uproar of their censure and applause. At such a moment, how is a young man, think you, to retain his self-possession? Can any private education that he has received hold out against such a torrent of censure and applause, and avoid being swept away down the stream, wherever it may lead, until he is brought to adopt the language of these men as to what is honorable and dishonorable, and to imitate all their practices, and to become their very counterpart?[1] [Footnote 1: Plato: _Republic_ (Davies and Vaughn translation), p. 208.] We have already had occasion to point out that education is the method by which society inculcates in its younger members habits which are regarded as socially beneficial. In its broadest sense the whole social environment is an individual's education. And it is an education chiefly through experience with other people, discovering what they will and will not tolerate, what they will cherish and what they will condemn. The elaborate paraphernalia and rites of fashion in clothes exist chiefly by virtue of their value as means of securing diffuse notice and approval. The primitive sex display is now a minor cause: women obviously dress for other women's eyes. Much the same is true of subservience to fashions in furniture, food, manners, morals, and religion. The institution of tipping, which began, perhaps, in kindliness and was fostered by economic self-interest, is now well-nigh impregnable because no man is brave enough to withstand the scorn of a line of lackeys whom he heartily despises, or of a few onlookers whom he will never see again.[2] [Footnote 2: Thorndike: _loc. cit._, p. 32.] One of the things we mean when we say a man is worldly-wise, shrewd, knows human nature, is that he knows what will win people's admiration, and knows, moreover, to distinguish between that which they publicly condemn and secretly approve, and _vice versa_. In the passage quoted above Plato was trying to show how the young Athenian acquired not wisdom itself, but "worldly wisdom," the ability to get along in affairs. This he learned not from the professional teachers, but from the Athenian public, with whose approvals and disapprovals he came in daily contact. PRAISE AND BLAME MODIFY HABIT. In order to avoid censure and gain the expressed approval of others, people learn, either, as we say, through bitter experience, or deliberately, to modify their actions. The well-brought-up child, even when its mother is not about and its appetite unsatisfied, may be ashamed to say "Yes" to a second offering of ice cream. The ten-year-old who likes to be coddled by his mother in private would be acutely embarrassed to be "babied" in the presence of other people. Among adults, likewise, actions are checked, prompted, or modified by the praise and blame that have become habitually associated with them. Men like to appear virtuous, even if they do not like to practice virtue. It is not only the professional politician who does generous acts for public approval, nor is even the most disinterested and conscientious work altogether free from being affected by the expressed attitudes of approval or disapproval of other people. Even transportation companies have found that they can increase the efficiency of their employees by expressing in some form the approval of their employees' courtesy and loyalty.[1] "A man, again, ... may fail to see any 'reason' why an elementary-school teacher or a second-division clerk cannot do his work properly after he has been 'put in his place' by some official who happens to combine personal callousness with social superiority. But no statesman who did so could create an effective educational or clerical service."[2] [Footnote 1: Many transportation companies maintain a merit system. Sometimes they award special insignia, as the green flag to the New York bus-drivers who save gasoline.] [Footnote 2: Wallas: _Great Society_, p. 197.] To say that we are moved to action by praise and blame is not to indicate that actions thus motivated are done in a spirit of hypocrisy or charlatanism. Even the most sincere acts are prompted or sustained, especially where their performance involves serious personal privation or sacrifice, by the imagined or actual approval of those whom we love, admire, or respect. Whose praise and blame individuals will care about depends on their education and temperamental differences. That there will be some group, however small, is almost sure to be the case. The poet who curls his lip at popular taste cherishes the more keenly the applause of those whom he regards as competent judges. The martyr will be unmoved by the curses, the jeers, and the hoots of the contemporary multitude so long as he has the trust of his small band of comrades or faith that the Lord approves his ways. A man who is utterly alone in the approval of his actions is regarded as crazy or is driven so by the perpetual disesteem in which he is held. There have been cases in literature and life of accused criminals who could bear up against the belief of the whole world in their guilt so long as one friend or kinsman had faith in them. That faith gone, they completely collapsed. DESIRE FOR PRAISE MAY LEAD TO THE PROFESSION RATHER THAN THE PRACTICE OF VIRTUE. While the desire for social approval is strong in most men, so are other desires. It happens, moreover, that the actions to which men's instincts prompt them are not always such as would be approved by others.[1] In order, therefore, to have their cake and eat it, to do what they please and yet seem to please others, men often conceal the discrepancy between what they profess and what they practice. One of the least agreeable features of civilized society is the extent to which the codes which men and groups profess differ from those by which they live. Men who have ostensibly Christian codes of honor, and, indeed, practice them in their private lives, will have an actual "ethics" for business that they could not possibly sanction in their dealings as trustees of a church. There are practices within trades and professions, the familiar "trade" practices, and "ethics" of the profession, which, for social as well as for professional reasons, their practitioners would not want known. "Company" manners are a trivial illustration of this, but there are more serious instances. One has but to recall the sensation created a few years ago when a minister of a fashionable congregation called upon his congregation to practice Christianity, or, on a superb scale, Tolstoy's leaving the estates and mode of life of a rich Russian noble, in order to live the simple life he regarded as prescribed by the Christian teaching.[2] [Footnote 1: At least not publicly approved. There is, however, admiration, often unconcealed, for the man who does even an unusual act conspicuously well. One need only mention a Raffles or a Captain Kidd.] [Footnote 2: See Tolstoy's _Diary_ and _Confessions_.] Psychologically, therefore, the cause of the discrepancy between the codes which men preach and profess and those which they practice, is thus seen to be a desire to secure illicit (that is, socially unsanctioned) satisfactions without incurring the penalty of social disapproval. Part of this discrepancy is not to be set down to the evils men actually do so much as the irrationality and fanaticism of the codes which they have been taught to profess. This is the case, for example, where excessive Puritanism or fanaticism, not possible for most men, is imposed upon them by an arbitrary and fanatical teaching. They will then pretend to types of action socially regarded as virtues in order to avoid the penalties incurred by not practicing them. The desire for "respectability" is responsible for no small amount of pretension, illustrated pathetically in cases where individuals, to satisfy the standards of their associates, live beyond their means physically, socially, or intellectually.[1] [Footnote 1: "Many Bostonians, _crede experto_ (and inhabitants of other cities, too, I fear), would be happier men and women to-day if they could once for all abandon the notion of keeping up a Musical Self and without shame let people hear them call a symphony a nuisance." James: _Psychology_, vol. I, p. 311.] Again, codes of action remain formally accepted long after they have ceased to be taken seriously. In States that went "dry" where there was no majority public sentiment in their favor, "bootlegging," the illicit making and selling of whiskey, was practiced freely, because not many people regarded prohibition as a serious matter, or its infringement as a serious crime. Legal codes remain not infrequently a generation behind public opinion, and many ideas are verbally professed that nobody takes quite seriously. THE SOCIAL EFFECTIVENESS OF PRAISE AND BLAME. How far the social estimates of approval and disapproval affect the conduct of the individual depends on the degree to which, through education, public opinion, and law, he is made part of the group. In primitive society, even the slightest details of conduct were regulated by the group, through an elaborate system of punishments for slight infringements. In civilized society, the development of a sense of personal selfhood and social recognition of its importance has to a degree freed individual action from complete domination by the group. This has in part been compensated by the education of the contemporary citizen to national interests, and social sympathy, which render him susceptible to the praise and blame of public opinion. The effectiveness of praise and blame in determining action depends also on the explicitness with which they are expressed. In contemporary life the control of public opinion is made precarious because there is so rarely complete or palpable unanimity on any subject among the variety of groups that constitute a modern society. In a large city there are so many groups, so many sets of opinion, that an individual may not feel any great pressure of praise and blame except from the small circle of people with whom he is associated. In small communities action is restrained by the fear of ostracism or contempt of the whole group among whom one is living. But in large cities, where one may not be known by one's next-door neighbor, this restraint is much reduced. The temptations of a metropolis, so often referred to in the lurid literature of the day, consist not in temptations more numerous than or different from those in smaller places, but in the marked absence of social control as compared with small villages where every one knows everyone else's business. The influence of the social estimate on individual conduct depends finally on individual differences in suggestibility. In normal individuals susceptibility to the praise and blame of others is very high, especially among the close circle of friends, professional and business associates among whom one moves. This susceptibility is heightened when the praise or blame comes from persons superior in social status, though here the element of fear of the consequences of displeasing is perhaps more important than the responsiveness to the praise and blame itself. To the praise and blame of close associates most men are also highly suggestible, not less so when there is equality in social status. "Birds of a feather flock together," but humans tend to _become_ similar _because_ they flock together. There are few men who can withstand the pressure of doing what their group approves, and refraining from doing what it disapproves. In some men susceptibility to the attitudes of others is extremely low, and of such are both criminals and martyrs made. In the prisons of this country there are a large number of men absolutely indifferent to the usual social standards, completely undeterred by the codes of conduct by which other people cannot help but be governed. Such absolute callousness to the feelings which govern the majority of mankind as we read of every now and then in the trial of some desperate criminal, is not infrequently associated with abnormally low intelligence, the sodden stolidity of the traditional criminal type. Where it appears, as it sometimes does, in criminals of high intelligence, it is regarded by psychiatrists as a specific abnormality, comparable to color-blindness or a physical deformity. There are, on the other hand, individuals whose apparent low suggestibility is of the highest social value. There are striking instances, throughout the long struggle toward human liberty, of persons who could withstand the public opinion of their own day in the light of some ideal which they cherished, of men who needed no other approval than their consciences, their better selves, or their god. Socrates drinking the fatal hemlock, Christ upon the cross, the Christian saints, Joan of Arc, the extreme dissenters of every generation, are instances of men and women seemingly unmoved by the praise and blame of their contemporaries. Sustained by their deep inner conviction of the justice and significance of their mission, they have been content to suffer scorn, ridicule, and martyrdom at the hands of their own generation in a persistent devotion to what in their eyes constituted the highest good of mankind. SOCIAL ESTIMATES AND STANDARDS OF CONDUCT. Individuals are early habituated to the customs of the society in which they live, and come to approve, as might be expected from the power of men's habits and from their instinctive gregariousness, those things which they or their companions have always done. That "people don't do such things," or that "everybody does them," is a frequently assigned reason for the approval or condemnation of an act. Social approvals thus become affixed to acts which are regularly done by the majority, and divergences are subjected to varying degrees of censure. In civilized societies variations from customs that are not legally enforced are punished mainly by social ostracism. There is no law against walking down a crowded city street in Elizabethan costume, yet few would indulge their taste for beautiful but archaic dress in the face of all the ridicule they would incur. The whole system of etiquette, of the standard of living of respectable society, is maintained in large part because of the approvals and outward marks of admiration that go to some types of life and the contempt in which others are held. Much of the economic activity of the leisure class, as Professor Veblen has so well pointed out, is devoted to wasting time and spending money conspicuously as outward indications that the individual is living up to established and approved standards.[1] [Footnote 1: Veblen: _Theory of the Leisure Class._] The more significant folkways, standards of importance and unimportance, of the admirable and the despicable, the noble and the base, are determined by approvals and disapprovals that have become socially habitual. When we speak of a country being imperialistic or materialistic, we mean that most individuals in it, or at least those who are articulate or influential, perform or approve of actions leading to national or individual aggrandizement. The amount of money, time, and energy that is spent on amusement, public works, education, the army and navy is a fairly accurate gauge of the relative group approvals they have respectively secured. In the same way the professions and occupations in which men engage are determined by the social prestige attaching to them no less than by economic considerations. The pay of stenographers is no less than that of primary-school teachers; it is often much more; yet many a girl remains a teacher for the gentility which is traditionally associated with the profession. In the same way many girls, in spite of the fact that they are economically and physically better off in domestic service than in factory work, still prefer the latter because of the social inferiority which is associated with the servant's position. Approvals and disapprovals become fixed to acts, in the first place, because of some supposed danger or utility they possess. But whether the acts are really socially useful or not, approvals and censures once fixed tend to remain habitual, even though the conditions which first called them forth are utterly changed. We are to-day still more shocked by errors in etiquette than in logic; we are still horrified by the infringement of a law which, if we stopped to consider it, is not now, if it ever was, of any genuine service to mankind. In advanced societies approvals are not always reserved for the habitual. Certainly in science original research and discovery are generally welcomed. In art originality is cherished, at least by the discriminating.[1] Variation in action is for reasons discussed in other connections less generally welcomed. But in advanced societies, criticism and reflection upon social institutions and habits may themselves come to be sanctioned and encouraged. Already we are beginning to endow the scientific study of government and industrial relations, and regarding with favor genuine inquiry into the possibilities of progress. [Footnote 1: Even in art most people's approvals and disapprovals are fixed by what is called "good taste," which consists not infrequently in approving what other people approve. Æsthetic approval thus becomes approval of the customarily recognized. It took a Ruskin to make the neglected genius of Turner fashionable. Keats and Byron were bitterly attacked by the orthodox critics of their generation.] IMPORTANCE OF RELATING PRAISE AND BLAME TO SOCIALLY IMPORTANT CONDUCT. What people approve and disapprove, if their approval becomes sufficiently emphatic, is fixed by law. Law is the official and permanent preservation and enforcement of public approval and condemnation. When certain acts are regarded as of crucial importance, the group does not depend on the precarious effectiveness of public opinion, but deliberately attaches punishments to the performance of undesired acts, and, more infrequently, rewards to the practices of others. Most of our laws are enforcement of social condemnations, for the performance or the non-performance of specific acts, rather than direct encouragements of action. But which laws will be passed depends in the first place on social approval or public opinion. And if, as happens in our complicated political machinery, laws are passed which have not the sanction of widespread public approval, they remain "dead letters." Outside the field of legal control, individual action is controlled primarily by public opinion. There are many practices, strictly speaking "within the law," that an increasingly enlightened public opinion will not sanction; there are many practices encouraged by an enlightened public which no law compels. There is no law forcing business establishments to close every Saturday during the summer, yet many now do. There are many courtesies practiced by them which are not ordained by law. That adverse public opinion may have economic consequences if disregarded is evidenced by the powerful instrument the Consumers' League found in advertising against firms that maintained particularly unsanitary and morally degrading working conditions for their employees, or the dread that hotels and department stores have for adverse publicity. The phenomenal development of modern advertising is an instance of the direct economic values that have been found in winning public approval. There is more than metaphor in the statement made during the war that Lord Northcliffe, as owner of a chain of English newspapers with an immense circulation, was a "cabinet minister without portfolio." The growth of humanitarian sentiment has frequently enforced the improvement of labor and social conditions before improvements were made compulsory by law. And in that field of personal relations, which constitute so large a part of our daily life, our conduct is controlled almost entirely by the force of the public opinion with which we come in contact. There is much more courtesy and kindliness and coöperation manifested in the ordinary contacts of life of a modern city than is required, or ever could be secured by statute. EDUCATION AS THE AGENCY OF SOCIAL CONTROL. There is enormous power in the habits of approval or disapproval to which we have, in our early days, been subjected by our parents, teachers, and companions. It is through education, in the broadest sense, that the young come to learn, and hence to practice, those actions which are socially approved, and by the same token to avoid those acts which are socially condemned. Through formal education the adult members of a society impress upon the plastic minds of the immature those habits of thought and action which are currently recognized as desirable. Education thus becomes the crucial instrument by which social standards are established and transmitted. Society exists through a process of transmission quite as much as biological life. The transmission occurs by means of communication of habits of doing, thinking, and feeling, from the older to the younger. Without this communication of ideals, hopes, expectations, standards, opinions, from those members of society who are passing out of the group life to those who are coming into it, society could not survive.[1] [Footnote 1: Dewey; _Democracy and Education_, pp. 3-4.] Society survives through education. Just as truly might it be said that the kind of society, art, culture, industry, religion, science that does survive depends on the kind of likes and dislikes that are through education made habitual in the young. Education, however, may not only transmit existing standards, but can be used to inculcate newer and better expectations and ideals. In the adult, habits are already set physiologically, and kept rigid by the demands of economic life. In the young there is a "fairer and freer" field. Through education the immature may be taught to approve ways of action more desirable than those which have become habitual with their adult contemporaries. The children of to-day may acquire habits of action, feeling, and thought that will be their enlightened practice as the adults of to-morrow. All great social reformers, from Plato to our own contemporaries like Bertrand Russell, have seen in education, therefore, the chief instrument, as it is the chief problem, of social betterment. We may train the maturing generation to approve modes of behavior which the best minds of our time may have found reason to think desirable, but which could not be substituted immediately for the fixed habits of the already adult generation. SOCIAL ACTIVITY, AND THE SOCIAL MOTIVE. In our analysis of the social nature of man we have, thus far, been dealing with his specific social tendencies. But apart from these, or rather as an outgrowth of these, men exhibit what Professor Woodworth has well described as a gift for "learning" social behavior. Possessing, as he eminently does, the capacity for group activity, man is interested in such activity. He needs no ulterior motive to attract him to it. It is play for him.... The social interest is part and parcel of the general _objective_ interest of man.[1] [Footnote 1: Woodworth: _Dynamic Psychology_, pp. 202, 203.] In other words, the activity of man as an individual is not simply deflected a little by man's native gregariousness, sympathy, and susceptibility to praise and blame. Rather, group activity becomes to the gregarious human, born into an environment where he must act with and among other human beings, an interesting and exciting activity in and for itself. Men enjoy working in a group or a society for joint and common objects just as they enjoy food or musical composition or golf. The social motive is of the same order as the musical or mathematical motive. Just as one who has the musical gift takes to music naturally and finds it interesting for its own sake, so the socially gifted individual understands other people, sees the possibilities of collective activity, and the ways of coördinating it, and enters into such doings with gusto.... The social gift is a capacity for _learning_ social behavior. Individuals differ in degree in the social gift, as in other capacities; some are capable of becoming creative artists or inventors along social lines.[1] [Footnote 1: Woodworth: _Dynamic Psychology_, p. 203.] The social behavior of man is thus seen to be no curious anomaly and contradiction in the life of an otherwise thoroughly egoistic individual. Man is instinctively social; he finds social activity useful in the satisfaction of his own desires, and he comes from his native tendencies and acquired habits of social behavior to enjoy and take part in social activities for their own sake. The individual does not have to be coerced into social activity; he finds in such behavior the same pleasure that attends the fulfillment of any of his native or acquired reactions. Society has been variously pictured as a force holding the individual in check, as an organism of which he is a part, as a machine of which he is a cog. Society consists rather as the collective name for the coöperative and associated activities of human beings who find such activity, by nature and by habit, interesting for its own sake. CHAPTER VI CRUCIAL TRAITS IN SOCIAL LIFE THE INTERPENETRATION OF HUMAN TRAITS. This chapter is devoted to a consideration of a number of individual human traits--curiosity, pugnacity, leadership, fear, love, hate, etc., and some of their more important social consequences. These are seldom present in isolation. A man is not, under normal circumstances, simply and solely pugnacious, curious, tired, submissive, or acquisitive. One's desire to own a particular house at a particular location may be complicated by the presence of several of these traits at once. The house may be wanted simply as a possession, a crude satisfaction of our native acquisitiveness. It may be sought further as a mode of self-display, an indication of how one has risen in the world. Its attractiveness may be heightened by the fact that it is situated next door to the house of a rather particularly companionable old friend. It may be peculiarly indispensable to one's satisfaction because it is also being sought by a detested rival. Moreover, as we shall see in the discussion of the Self, these traits are interwoven with each other and attain varying degrees of power as motive forces in an individual's character. But while these distinctive human traits are seldom apparent in isolation, it is worth while to consider them separately, not only because the elements of human behavior will thus stand out more clearly, but because in certain individuals one or another of these-traits may be natively of especial strength. And further, in differing social situations, the possession or the cultivation of one or another of these native endowments may be of particular social value or danger. And in any given situation, one or another of them may be predominant, as when a man is intensely angry, or curious, or tired. Thus an individual may have a marked capacity for leadership, or an extraordinarily tireless curiosity, or an abnormally developed pugnacity or acquisitiveness. The capacity for leadership, as will later be discussed in some detail, will be of particular social value in large enterprises; patient and persistent inquiry may produce science; pugnacity when freely expressed may provoke quarrels, bickerings, and war. In the following discussion, the continual interpenetration and qualification of these traits by one another in a complex situation must be recognized. Else it may appear in the discussion of any single trait, as if by means of it all human action were being explained. Rather the aim is to trace them as one might the elements in the pattern of a tapestry, or the recurrent themes in the development of a symphony. But as the symphony is more than a single melody, the tapestry more than one element of line or color, so is human life more than any single trait.[1] [Footnote 1: Philosophers and others have time and again made the mistake of simplifying human life to a single motive or driving power. Hobbes rested his case on fear; Bain and Sutherland on sympathy; Tarde on imitation; Adam Smith and Bentham on enlightened self-interest. In our own day the Freudians interpret everything as being sexual in its motive. And most recently has come an interpretation of life, as in Bertrand Russell and Helen Marot, in terms of the "creative impulse."] THE FIGHTING INSTINCT. Almost all men exhibit in varying degrees the "fighting instinct"; that is, the tendency, when interfered with in the performance of any action prompted by any other instinct, to threaten, attack, and not infrequently, if successful in attack, to punish and bully the individual interfering. The most mean-spirited cur will angrily resent any attempt to take away its bone, if it is hungry; a healthy infant very early displays anger if its meal is interrupted, and all through life most men find it difficult to suppress irritation on similar occasions. In the animal world the most furious excitement of this instinct is provoked in the male of many species by any interference with the satisfaction of the sexual impulse.[2] [Footnote 2: McDougall: _loc. cit._, p. 60.] This original tendency to fight is very persistent in human beings, but is susceptible of direction, and is not, in civilized life, frequently revealed in its crude and direct form, save among children and among adults under intense provocation and excitement. Occasionally, however, pugnacity is displayed in its simple animal form. "Man shares with many of the animals the tendency to frighten his opponent by loud roars or bellowings.... Many a little boy has, without example or suggestion, suddenly taken to running with open mouth to bite the person who has angered him, much to the distress of his parents."[1] As the individual grows older, he learns to control the outward and immediate expression of this powerful and persistent human trait. He learns in his dealings with other people not to give way, when frustrated in some action or ambition, to mere animal rage. The customs and manners to which a child is early subjected in civilized intercourse are effective hindrances to uncontrolled display of anger and pugnacity; superior intelligence and education find more refined ways than kicking, pummeling, and scratching of overcoming the interferences of others. But even in gentle and cultured persons, an insult, a disappointment, a blow will provoke the tell-tale signs of pugnacity and anger, the flushing of the cheeks, the flash of the eye, the incipient clenching of the fists, the compressing of the teeth and lips, and the trembling of the voice. We substitute sarcasm for punching, and find subtly civilized, and, in the long run, more terrible, ways than bruises of punishing those who oppose us in our play, our passions, our professions. But our ancestors were beasts of prey, and there is still "fighting in our blood." [Footnote 1: McDougall: _loc. cit._, p. 61.] The fighting instinct is aroused by both personal and impersonal situations, and is occasioned even by very slight interferences, and even when the author of the interference is neither human nor animate. Quite intelligent men have been known to kick angrily at a door as if from pure malice it refused to open. Irate commuters have glared vindictively at trains they have just missed. The glint of anger is roused in our eye by an insolent stare, an ironic comment, or an impertinent retort. The "boiling point" varies in different individuals and races, and pugnacity is generally more readily roused in men than in women. There are some persons, like the proverbial Irishman, who, seeing the slightest opportunity for a fight, "want to know whether it is private, or whether anybody can get in." In most men pugnacity is more intense when it is provoked by persons; except for a moment, one does not try to fight a chair struck in the dark. Under the conditions of civilized life the primitive expression of pugnacity in physical combat has been outlawed and made unnecessary by law and custom. Individuals are prevented by the fear of punishment, besides their early training and habits, from settling disputes by physical force. But as the instinct itself remains strong, it must find some other outlet. This it secures in more refined forms of rivalry, in business and sport, or, all through human history, in fighting between groups, from the squabbling and perpetual raids and killings, and the extermination of whole villages and tribes in Central Borneo, to the wars between nations throughout European history. PUGNACITY A MENACE WHEN UNCONTROLLED. The strength and persistency of this human tendency, when uncontrolled or when fostered between groups, make it a very serious menace. Like all the other instincts, and more than most, it is frustrated and continually checked in the normal peace-time pursuits of contemporary civilization. Participation, imaginative at least, in a great collective combat undoubtedly holds some fascination for the citizens of modern industrial society, despite the large-scale horror which war is in itself, and the desolation it leaves in its wake. During peace the fighting instinct for most men receives satisfaction on a small scale, sometimes in nothing more important than small bickerings and peevishness, or in seeing at first hand or on the ticker a championship prize-fight. The pessimism which many writers have expressed at the possibility of perpetual peace rests in part on their perception of the easy excitability and deep persistence of this impulse, especially among the vigorous and young. Not only may the fighting instinct be aroused by the possibility of international wars, but it may be used by fomenters and agitators to add a sense of intense pugnacity and violent anger to the genuine friction that does exist between conflicting interests in the same society. The theory of a "class war" possibly finds its appeal for many minds as much in its picturesque stimulation of their instincts of pugnacity as in the logic of its economics. PUGNACITY AS A BENEFICENT SOCIAL FORCE. While the power of pugnacity and its easy stimulation makes this instinct a peculiarly inflammable and dangerous motive force in civilized society, it is, on the other hand, an indispensable source of social progress. Many psychologists and sociologists, such as McDougall, Bagehot, and Lang, attribute the superiority in culture and social organization of the European races over, say, the Chinese and East Indians, to the fighting instinct. In the long series of wars that for centuries constituted much of the history of Europe, those nations which survived, as in earlier times those tribes which survived combat, were those which displayed marked qualities of superiority in allegiance, fidelity, and social coöperation. The intensity and effectiveness of social coöperation in our own country was never so well illustrated as during the Great War. In combat between groups those groups survive which do stand out in these respects. William James in a famous essay[1] recognizes clearly the enormous value of the fighting instinct in stimulating action to an intense effectiveness exhibited under no other circumstances, and proposes a "moral equivalent for war"--an army devoted to constructive enterprises, reclaiming the waste places of the land, warring against poverty and disease and the like. Certainly every great reform movement has been intensely stimulated and has gathered about it the energies of men when it has become a "crusade for righteousness." Part of Theodore Roosevelt's power was in his picturesque phrasing of political issues as if they were great moral struggles. No one could forget, or fail to have his heart beat a trifle faster at Roosevelt's trumpet call in the 1912 campaign: "We stand at Armageddon and we battle for the Lord." His "Big Stick" became a potent political symbol. Astute political leaders have not failed to capitalize the fighting instinct, and any social project will enlist the wider enthusiasm and the more energetic support if it is hailed as a battle or fight against somebody or something. [Footnote 1: "A Moral Equivalent of War," in _Memories and Studies_.] In personal life also the instinct of pugnacity and the feeling of anger that goes with it seem to set loose immense floods of reserve energy. McDougall exaggerates but a trifle when he says it supplies the zest and determines the forms of all our games and recreations, and nine tenths of the world's work is done by it. "Our educational system is founded upon it; it is the social force underlying an immense amount of strenuous exertion; to it we owe in a great measure even our science, our literature, and our art; for it is a strong, perhaps an essential, element of ambition, that last infirmity of noble minds."[1] In the overcoming of obstacles, whether in the work itself, or in the difficulties that a surgeon or a scholar meets with, or in frustrations deliberately put in our way by other people, pugnacity is an invaluable stimulant and sustainer of action. Every great personality of strong convictions and dominant energy has possessed it to some extent; in characters of great moral energy it sometimes takes the form of a volcanic and virtuous wrath, as in the case of the Prophets of the Old Testament, or of later religious and social reformers who brought an earnest and bitter anger against the wrongs they saw and literally fought to overcome. [Footnote 1: McDougall: _loc. cit._, p. 294.] THE "SUBMISSIVE INSTINCT." Of great importance in the social relations of men is their original tendency to find satisfaction in following, partly submitting to, or completely surrendering to a person or cause more dominating than the individual. Thorndike describes this instinct in its simplest form: There is an original tendency to respond to the situation, "the presence of a human being larger than one's self, of angry or mastering aspect," and to blows and restraint by submissive behavior. When weak from wounds, sickness, or fatigue, the tendency is stronger. The man who is bigger, who can outyell and outstare us, who can hit us without our hitting him, and who can keep us from moving, does originally extort a crestfallen, abashed physique and mind. Women in general are thus by original nature submissive to men in general. Every human being thus tends by original nature to arrive at a status of mastery or submission toward every other human being, and even under the more intelligent customs of civilized life somewhat of the tendency persists in many men.[1] [Footnote 1: Thorndike: _Educational Psychology_, briefer course, p. 34.] The impulse to follow and submit to something not ourselves and more dominating than ourselves is very strong in most men, and is called out by stimuli much less violent than those physical manifestations of power mentioned in the above quotation. Men instinctively long to be led, especially if, as happens in the case of most individuals, there is in them a marked absence of definite interest, conviction, or skill. This instinct is aroused by any sign of exceptional power, or, more generally still, by any exceptional conspicuousness, whether socially useful or not. Men follow leaders partly because men live in groups with common interests and in any large-scale organization leadership is necessary. But the power of demagogues, the faithfulness with which men will follow a bad leader as well as a good, are evidence that men find an instinctive satisfaction in submission. Self-dependence stands out as a virtue or an accomplishment precisely because most men feel so utterly at sea without any loyalty, allegiance, or devotion. Any one who has spent a summer at a boy's camp will recall the helplessness of youngsters to mark out a program for themselves and to keep themselves happy on the one afternoon when there was no official program of play. Half the mischief performed on such occasions is initiated by some boy with just a little more independence and persuasiveness than the others. And it is not only among children that there is evinced an almost pathetic bewilderment and unrest in the absence of a leader. There is an equally pathetic and sometimes dangerous attachment among adults to the first sign of leadership that makes its appearance. The demoralizing authority of the ward heeler is sometimes dependent on no more trustworthy an index of real power than a booming voice, a rough _camaraderie_, and a physically "big" personality. And there are, on the other hand, instances where lack of leadership seemed to be the chief reason why certain classes of labor were unable to make their demands effective at a much earlier date than they did. In the first really big strike in the telephone industry in Boston during the autumn of 1918 success seems to have been chiefly due to the remarkable leadership of one of the young women operators, a type of leadership which seems to have appeared nowhere else in the telephone industry.[1] [Footnote 1: See the article by Wm. Hard in the _New Republic_, May 3, 1919.] The instinct of submissiveness, as has been pointed out in connection with the discussion of all the other of man's original tendencies, is not only strong, but may find its outlets in attachment, both to desirable and to undesirable persons or objects. Once aroused, attachment and submission may become as stanch as they are blind. The signs which arouse our loyalty may be and most frequently are glaring rather than important. As Trotter phrases it: The rational basis of the relation [following a leader] is, however, seen to be at any rate open to discussion when we consider the qualities in a leader upon which his authority so often rests, for there can be little doubt that their appeal is more generally to instinct than to reason. In ordinary politics it must be admitted that the gift of public speaking is of more decisive value than anything else. If a man is fluent, dextrous, and ready on the platform, he possesses the one indispensable requisite for statesmanship; if in addition he has the gift of moving deeply the emotions of his hearers, his capacity for guiding the infinite complexities of national life becomes undeniable. Experience has shown that no exceptional degree of any other capacity is necessary to make a successful leader. There need be no specially arduous training, no great weight of knowledge, either of affairs or the human heart, no receptiveness to new ideas, no outlook into reality.[1] [Footnote 1: Trotter, p. 116.] Though these be picturesquely exaggerated statements, they do indicate the fact that the outward signs of leadership, of a conspicuously emotional sort, may be more significant in determining the attachments and loyalties of human beings, than are genuine marks of capacity in the direction of political and social affairs. This pronounced tendency on the part of human beings to follow a lead, and anybody's lead, as it were, has the most serious dangers. It means that a man with qualities that sway men's emotions and stir their imaginations can attach to himself the profoundest loyalties for personal or class ends. The gifts of personal magnetism, of a kindly voice, an air of confidence and calmness, exuberant vitality, and a sensitivity to other people's feelings, along with some of the genuine qualities of effective and expert control of men and affairs, may be used by a demagogue as well as by a really devoted servant of the popular good, by an Alcibiades as well as by a Garibaldi, by a conquering Napoleon as well as by a Lincoln. Our instincts of following and submission, apart from education, are as easily aroused by specious signs of social power and conspicuousness as by signs of mental effectiveness and genuine altruistic interest. The exploitation of these tendencies by selfish leaders is therefore particularly easy. The large circulation of the "yellow press," the power in politics of the unscrupulous, the selfish, and the second-rate, are symptoms of how men's natural tendency to follow has been played upon in support of plans and ambitions which would not be sanctioned by their reason. The genius for leadership has been exhibited in criminal gangs, in conquests and in fanaticism, as well as in the promotion of good government, of better labor conditions and better education. But progress in these last-named is dependent on the utilization of men's submissiveness by leaders interested in the promotion of desirable social enterprises. While men may be so easily led, they are responsive to leadership in good directions as well as bad. No great social movements, the freeing of slaves, the gaining of universal suffrage, the bettering of factory conditions, freedom of thought and action, could have gained headway if men had been born unwilling to follow. There are (see chapter IX) ineradicable differences in capacity between men, and if the uninformed and the socially helpless could not be aroused to follow those great both in mind and magnanimity, it is difficult to see how the lot of mankind ever could have, or ever can improve. A good leader may make men support, out of instinctive loyalty, purposes and plans which, if they completely understood them, they would support out of reason. Up to the present most people have been, and will probably remain for a long time to come, too ill-educated or too poorly endowed by nature to understand the bearings of the great social movements in which they are involved. In consequence, it is a matter of congratulation that their instinct of submission can be utilized in the interests of their welfare which they frequently not only do not know how to obtain, but do not understand. The Roman populace, enchanted by Augustus, follow him to greatness, without comprehending the imperial destiny which they are helping to build. The barbarian hordes affectionately following the lead of Charlemagne incidentally help to build the whole edifice of European civilization. MEN DISPLAY QUALITIES OF LEADERSHIP. The obverse of man's tendency to follow a lead is, of course, his tendency to take it. Individuals tend to display persistently and conspicuously just those qualities which will win them the allegiance of others. The instinct of self-display is manifested by many of the higher social or gregarious animals.... Perhaps among mammals the horse displays it most clearly. The muscles of all parts are strongly innervated, the creature holds himself erect, his neck is arched, his tail lifted, his motions become superfluously vigorous and extensive, he lifts his hoofs high in air as he parades before the eyes of his fellows.... Many children clearly exhibit this instinct of self-display; before they can walk or talk the impulse finds its satisfaction in the admiring gaze or plaudits of the family circle as each new acquirement is practiced; a little later it is still more clearly expressed by the frequently repeated command, "See me do this," or "See how well I can do so and so"; and for many a child more than half the delight of riding on a pony, of wearing a new coat, consists in the satisfaction of this instinct, and vanishes if there be no spectators.[1] [Footnote 1: McDougall; _loc. cit._, pp. 62-64.] Individuals thus instinctively love to stand out from their fellows, to outdistance and outclass them. And the qualities of leadership are not infrequently stimulated by this competition with others, for place, power, distinction. To win the allegiance and loyal affection of men means that one's own personality is enhanced; one stands out as a man of affairs, a social or political leader, a guide to others in action or thought. As has already been pointed out, the qualities that will win the submission and loyalty of others vary widely. In the case of one man it may be a charming smile and a gift of saying striking and stirring rather than significant things. In the case of another it may be his air of immense confidence, restraint, and reserve. It may be brute force or a terrible earnestness; it may even be, as in the case of certain religious reformers, extraordinary gentleness. Garibaldi "inspired among men of the most various temperaments love that nothing could shake, and devotion that fell little short of idolatry." "He enjoyed the worship and cast the spell of a legendary hero." Alcibiades charmed, despite the patent evil he wrought, by his magical personal beauty and grace. Vandamme said of Napoleon: "That devil of a man exercises on me a fascination that I cannot explain to myself, and in such a degree that, though I fear neither God nor devil, when I am in his presence I am ready to tremble like a child, and he could make me go through the eye of a needle to throw myself into the fire." Augereau is stupefied at their first meeting, and confesses afterwards that "this little devil of a general" has inspired him with awe.[1] [Footnote 1: See chapter XXI on "Personality" in Ross's _Social Control_.] Men's qualities of leadership depend, however, not only on their personal charm, but on certain seeming or genuine symptoms of effectiveness. Evidences of strong determination, of a sweeping imagination, of calm, of confidence, of enthusiasm, of qualities possessed by the vast majority only in minor degrees, win men's admiration and devotion because they are associated with the ability to accomplish great ends, to do the unusual, to succeed where most people fail. Most men are so conscious of their limitations and the difficulties of any enterprise which they undertake that at any sign of exceptional talent, whether real or apparent, they will commit their respect, their energies, and sometimes, as in the case of a religious crusade, their lives. For good or evil, the possession, the cultivation, and the exhibition of the qualities of leadership give men enormous power. There was in the nineteenth century a historical fashion, brilliantly exemplified by Carlyle, to assume that history was made by great men. Latterly, there has been wide dissent from this simplification of the processes of history, but it is clear that innovations must be started by individuals, and that a powerful leader is a matchless instrument for initiating, and getting wide and enthusiastic support for changes, whether good or bad. To quote Carlyle's eloquent exaggeration: For, as I take it, Universal History, the history of what man has accomplished in this world, is at the bottom the History of the Great Men who have worked here. They were the leaders of men, ... the creators of whatsoever the general mass of men contrived to do or to attain; all things that we see standing accomplished in the world are properly the outer material result, the practical realization and embodiment, of thoughts that dwelt in the Great Men sent into the world: the soul of the whole world's history, it may justly be considered, was the history of these.... Could we see _them_ well, we should get some glimpses into the very marrow of the world's history.[1] [Footnote 1: Carlyle: _Heroes and Hero-Worship_, Lecture I.] Later Nietzsche made much of this same idea, of the Superman striding through the world and changing its destiny, although in Nietzsche the Superman was an end in himself rather than the servant of the world in which he lived. To most historical writers to-day the forces at work in history are much too complex to be dismissed with any such simple melodrama. But there remain striking testimonies of the influence of leaders. The sweep of Mohammedanism into Europe was initiated by the burning and contagious zeal of one religious enthusiast. The campaign against slavery in this country assumed large proportions through the strenuous leadership of the Garrisons and the Wendell Phillipses. In our own day we have seen the same phenomenon; the great political and social changes of the last generation have all had their special advocates and leaders who, if they were merely expressing the "spirit of the times," yet did give that spirit expression. Every reform or revolution has its leading spirits. That leadership is not the one essential goes without saying; there have been great guides of repeatedly lost causes. But many great causes may have been lost through the want of good leadership. In contemporary life leadership is not always directly personal, but is carried on through the medium of the newspapers and periodicals. But this merely means that a leader may reach a wider audience; he reaches thousands through picture and print, instead of hundreds by word of mouth. Qualities of leadership may be utilized in the support of the customary or the established, as well as in initiation and support of the novel. People ape the great, or those that pass for great, in manners and morals. The words of a distinguished public man have prestige in the maintenance of the established. Men _will_ follow, and if the socially conspicuous lead them along the ways of the established, they will follow there as readily and, being creatures of habit, often more readily than along new paths. The immense following among the lower social classes that the Conservative Party had in England all through the nineteenth century in the face of proposed changes that would have bettered their own conditions, is an interesting illustration of this. This is partly because the influence of leaders is dependent on their social status as well as their personal qualities. The opinions of inventors and big business men are taken with eagerness and credulity even when touching matters outside their own field. A man is made, as it were, _ipso facto_, a leader, by being rich, powerful, of a socially distinguished family, or the director of a large industry, although he may have, besides, qualities of leadership that do not depend on his social position. MAN PITIES AND PROTECTS WEAK AND SUFFERING THINGS. Nearly all human beings exhibit a tendency to protect weak and suffering things. This impulse is closely related to, and probably has its origin in the parental instinct, more common, of course, in women than in men. The feeling of affectionate pity and the impulse to rescue from pain are most intense when the distressed thing is a child, and particularly one's own. One of the most poignant instances extant is the speech of Andromache, one of the Trojan women in Euripides's play of that name, to her child who is about to be slain by the Greeks: And none to pity thee!... Thou little thing, That curlest in my arms, what sweet scents cling All round thy neck! Beloved; can it be All nothing, that this bosom cradled thee And fostered; all the weary nights wherethrough I watched upon thy sickness, till I grew Wasted with watching? Kiss me. This one time; Not ever again. Put up thine arms and climb About my neck; now kiss me, lips to lips... O ye have found an anguish that outstrips All tortures of the East, ye gentle Greeks! Why will ye slay this innocent that seeks No wrong?...[1] [Footnote 1: Euripides: ''Trojan Women'' (Gilbert Murray translation), p. 49.] But the "tender emotion" as McDougall calls it, is aroused by other children than one's own, and by others than children. It is called out particularly by things that are by nature helpless and delicate, but may be aroused by adults who are placed in situations where they are suffering and powerless. Samson, shorn of his strength, has been a traditional occasion for pathos. The sick, the bereaved, the down-and-outers, the failures, the forlorn and broken-hearted, call out in most men an impulse to befriend and protect. Those who have been dealt with unjustly or severely by their associates and society and who have no redress, the poverty-stricken, the criminal who has been punished and remains an exile, the maimed and deformed, the widow and orphan, all these, arouse, apart from the restraining force exercised by other instincts and habits, such as anger and disgust, a natural tendency to pity and aid. The parental instinct in its direct and primitive form is responsible for the closeness of family relations, a most important consideration in the case of humans who have, as already discussed, a long period of infancy during which they are absolutely dependent on their elders. In the higher species, writes McDougall, "The protection and cherishing of the young is the constant and all-absorbing occupation of the mother, to which she devotes all her energies, and in the course of which she will at any time undergo privation, pain, and death. The instinct becomes more powerful than any other, and can override any other, even fear itself."[2] Wherever the power of the parental instinct has waned, as in Greek and Roman society, the civilization in which that degeneration occurred was subjected to rapid decay.[3] [Footnote 2: McDougall: _loc. cit._, p. 67.] [Footnote 3: _Cf. Ibid._, p. 271.] The parental instinct in its more general form of pity and protectiveness toward all weak and suffering things is, in the minds of many moralists, the origin of all altruistic sentiments and actions, and at the same time the moral indignation which insists on the punishment of wrong-doers. It is clearly apparent in such movements as the Societies for the Prevention of Cruelty to Children or to Animals, the antivivisection crusade, and the like. But according to such a distinguished moralist as John Stuart Mill, the whole system of justice and punishment has its origins in this tender feeling for those who have been wronged. FEAR. Fear is one of the least specialized of human traits, being called out in a great variety of situations, and resulting in a great variety of responses. The most obvious symptom of fear is flight, but there may be a dozen other responses. "Crouching, clinging, starting, trembling, remaining stock still, covering the eyes, opening the mouth and eyes, a temporary cessation followed by an acceleration of the heart-beat, difficulty in breathing, paleness, sweating, and erection of the hair are responses of which certain ones seem bound, apart from training, to certain situations, such as sudden loud noises or clutches, the sudden appearance of strange objects, thunder and lightning, loneliness and the dark."[1] [Footnote 1: Thorndike: _loc. cit._, p. 20.] In general, the marked physical reactions and deep emotional disturbance that we call fear are aroused by anything loud or strange, or that has outward signs of possible danger to ourselves, such as a large wild animal approaching us. In civilized man, whose life is comparatively sheltered, there are considerable individual differences in susceptibility to fear, and in the intensity with which it controls the individual. But there are certain typical situations that call it forth. Among young children, and not much less so among adults, fear is aroused by any sudden loud noise, by strange men and strange animals, black things and dark places, "vermin," such as spiders and snakes, among a great many adults fear of high places, and, among a few agaraphobia or fear of open spaces.[1] The deep-seatedness of fear has been explained by the fact that most of the things which instinctively arouse fear were, in primitive life, the source of very real danger and that under those conditions, where it was absolutely essential to beware of the unfamiliar and the strange, only those animals survived who were equipped with such a protective mechanism as fear provides. [Footnote 1: For a discussion of these, see James: _Psychology_, vol. II, p. 415 ff.] The instinct of fear has important social consequences, especially as its influence is not infrequently clothed over with reasons. In savage life, as McDougall points out, "fear of physical punishment inflicted by the anger of his fellows must have been the great agent of discipline of primitive man; through such fear he must first have learned to control and regulate his impulses in conformity with the needs of social life."[2] In contemporary society fear is not so explicitly present, but it is still a deep-seated power over men's lives. Fear of punishment may not be the only reason why citizens remain law-abiding, but it is an important control over many of the less intelligent and the less socially minded. In an unideal society there are still many who will do as much evil as is "within the law," and fear of the consequences of failing a course is among some contemporary undergraduates still an indispensable stimulus of study. [Footnote 2: McDougall: _loc. cit._, p. 303.] Fear plays a part, however, not only in preventing people from breaking the law, but often from living their lives freely and after their own convictions. As has been strikingly pointed out by Hilaire Belloc and Hobson, one of the greatest evils of our present hit-or-miss methods of employment is the fear of "losing his job," the uncomfortable feeling of insecurity often felt by the workingman who, having so frequently nothing to store up against a rainy day, lives in perpetual fear of sickness or discharge. In earlier times fear of the consequences of expressing dissent from established opinions and beliefs was one of the chief sources of social inertia. Where excommunication, torture, and death followed dissent, it is not surprising that men feared to be dissenters. In contemporary society under normal conditions men have much less to fear in the way of punishment, but may accept the traditional and conventional because they fear the consequences of being different, even if those consequences are not anything more serious than a personal snub. While men fear to dissent because of the disapproval to which they may be subjected, dissent, the novel and strange in action and opinion are themselves feared by most men because of the unknown and unpredictable consequences to which they may lead. Men were at first afraid of the steam-engine and the locomotive. Men still fear novel political and social ideas before they can possibly understand what they have to be afraid of. The fact that thought so continually turns up the novel and the strange is, according to Bertrand Russell, precisely the reason why most men are afraid to think. And fear of the novel, the strange, the unaccustomed is, as in the case of many other instincts, a perfectly natural means of protection that would otherwise have to be sought by elaborate processes of reason. In what we call prudence, caution, and care, fear undoubtedly plays some part, and Plato long ago pointed out it is only the fool, not the brave man, who is utterly unafraid.[l] [Footnote 1: _Protagoras_.] Psychologists may be said to differ largely as to the utility of fear. They are nearly all agreed that in the forest life which was man's originally, fear had its specific marked advantages. Open spaces, dark caverns, loud noises were undoubtedly associated very frequently with danger to the primitive savage, and an instinctive recoil from these centers of disaster was undoubtedly of survival value. But there is an increasing tendency to discount the utility of fear in civilized life. "Many of the manifestations of fear must be regarded as pathological, rather than useful.... A certain amount of timidity obviously adapts us to the world we live in, but the _fear paroxysm_ is surely altogether harmful to him who is its prey."[1] [Footnote 1: James: _Psychology_, vol. II, p. 419.] Fear and worry, which is a continuous form of fear, in general hinder action rather than promote it. In its extreme form it brings about complete paralysis, as in the case of terror-stricken hunted animals. When humans or animals are utterly terrified even death may result. This fact that fear hinders action, sometimes most seriously, seems to some philosophic writers, especially Bertrand Russell, a key fact for social life. "No institution," he writes, "inspired by fear, can further life."[2] And in another connection: "In the world as we have been imagining it, economic fear will be removed out of life.... No one will be haunted by the dread of poverty.... The unsuccessful professional man will not live in terror lest his children should sink in the scale.... In such a world, most of the terrors that lurk in the background of men's minds will no longer exist."[3] "In the daily lives of most men and women, fear plays a _greater part than hope. It is not so that life should be lived_."[4] [Footnote 2: Bertrand Russell: _Why Men Fight_, p. 180.] [Footnote 3: Russell: _Proposed Roads to Freedom_, p. 203.] [Footnote 4: _Ibid._, p. 186. (Italics mine.)] LOVE AND HATE. All human relations are qualified by the presence, more or less intense, of emotion. Human beings are not merely so many items that are coldly counted and handled, as one counts and handles pounds of sugar and pieces of machinery. A man may thus regard human beings when he deals with them in mass, or thinks of them in statistical tables or in the routine of a government office. But human beings experience some emotional accompaniment in their dealings with individuals, especially when face to face, and experience more especially, in varying degrees, the emotions of love or hate. These terms are here used in the general sense of the receptive, positive, or expansive attitude and the cold, negative, repellent, and contractual attitude toward others. These may both be intense and consciously noted, as in the case of long-cherished and deep affections or antipathies to different individuals. They may appear as a half-realized sense of pleasure in the mere presence and poise of a person, or a curious sense of discomfort and irritation at his appearance, his voice, or his gesture. These attitudes, even when slight, color and qualify our relations with other individuals. They may, in their larger manifestations, play so large a part, that they must be considered separately, and in detail. LOVE. Love, used in this broad sense, varies in intensity. It may be nothing more--it certainly frequently starts as nothing more--than the feeling, so native as to be fairly called instinctive, of common sympathy, fellow feeling, immediate affinity with another. The psychological origins of this disposition have already been noted in connection with man's tendency to experience sympathetically immediately the emotions of others. Every business man, lawyer, teacher, any one who comes much into contact with a wide variety of people, knows how, antecedent to any experience with an individual's capacities or talents, or even before one had a chance to draw any inferences from a person's walk, his bearing, or his clothing, one may register an immediate like or dislike. Every one has had the experience in crossing a college campus or riding in a train or street car of noting, in passing some one whom one has never seen before, an immediate reaction of good-will and affection. This has been charmingly expressed by a well-known English poet: "The street sounds to the soldiers' tread, And out we troop to see; A single redcoat turns his head, He turns and looks at me. "My man, from sky to sky's so far, We never crossed before; Such leagues apart the world's ends are, We're like to meet no more. "What thoughts at heart have you and I, We cannot stop to tell; But dead or living, drunk or dry, Soldier, I wish you well."[1] [Footnote 1: A. E. Housman: _The Shropshire Lad_ (John Lane edition), p. 32.] All affection for individuals probably starts in this immediate instinctive liking. "The first note that gives sociability a personal quality and raises the comrade into an incipient friend is doubtless sensuous affinity. Whatever reaction we may eventually make on an impression, after it has had time to soak in and to merge in some practical or intellectual habit, its first assault is always on the senses; and no sense is an indifferent organ. Each has, so to speak, its congenial rate of vibration, and gives its stimuli a varying welcome. Little as we may attend to these instinctive hospitalities of sense, they betray themselves in unjustified likes and dislikes felt for casual persons and things, in the _je ne sais quai_ that makes instinctive sympathy."[2] From this immediate instinctive liking it may rise to deep personal attachments, strikingly manifested in friendship and love between the sexes, both immemorially celebrated by poets and novelists. Love is aroused chiefly by persons, and among persons, especially in the case of sexual love, most frequently by more or less physical beauty and attractiveness. But affection may be aroused and is certainly sustained by other than merely physical qualities. [Footnote 2: Santayana: _Reason in Society_, p. 151.] It is provoked by what we call personal or social charm, a genuine kindliness of manner, an open-handed sincerity and frankness, considerateness, gentleness, whimsicality. Which particular social graces will win our affections depends of course on our own interests, equipment, and fund of instinctive and acquired sympathies. Popular psychology has in various proverbs hit at and not entirely missed some of the obvious and contradictory elements: "Opposites attract," "Birds of a feather flock together," and so on. Intellectual qualities, in persons of marked intellectual interests, will also sustain friendship and deepen an instinctive liking. Friendships thus begin in accident and are continued through community of interest. It is to be questioned whether merely striking intellectual qualities initiate a friendship. They may command admiration and respect, but liking, friendship, and love have a more emotional and personal basis. This same warm affectionate appreciation that nearly all people have for other persons, fewer people--great poets, philosophers, and enthusiastic leaders of men--have for causes, institutions, and ideas. One feels in the works of great thinkers the same warmth and loyalty to ideas and causes that ordinary people display toward their friends. Plato has given for all time the progress of love from attachment to a single individual through to institutions, ideas, and what he called mystically the idea of beauty itself. For he who would proceed rightly in this matter should begin in youth to turn to beautiful forms; and first, if his instructor guide him rightly, he should learn to love one such form only--out of that he should create fair thoughts, and soon he will himself perceive that the beauty of one form is truly related to the beauty of another, and then if beauty in general is his pursuit, how foolish would he be not to recognize that the beauty in every form is one and the same! And when he perceives this he will abate his violent love of the one, which he will despise and deem a small thing, and will become a lover of all beautiful forms; this will lead him on to consider that the beauty of the mind is more honorable than the beauty of the outward form. So that if a virtuous soul have but a little comeliness, he will be content to love and tend him... until his beloved is compelled to contemplate and see the beauty of institutions and laws, and understand that all is of one kindred; and that personal beauty is only a trifle; and after laws and institutions, he will lead him on to the sciences, that he may see their beauty... until at length he grows and waxes strong, and at last the vision is revealed to him of a single science which is the science of beauty everywhere.[l] [Footnote 1: Plato: _Symposium_ (Jowett translation), p. 502.] There have been again great scientists who have had the same warm affectionate devotion for their subject-matter that most men display toward persons. There are scholars almost literally in love with their subjects. There have been a greater number whose capacity for affection has extended to include the whole human race, and, indeed, all animate creation. Such a type of character is beautifully exemplified in Saint Francis of Assisi: In Francis all living creatures may truly be said to have found a friend and benefactor; his great heart embraced all the men and women who sought his sympathy and advice, and his pity for the dumb helplessness of suffering animals was deep and true. He would lift the worm from his path lest a careless foot should crush it, and would encourage his "little sister grasshopper" to perch upon his hand, and chirp her song to his gentle ear. He tamed the fierce wolf of Gubbio, and fed the robins with crumbs from his table.[1] [Footnote 1: Goff and Kerr-Lawson: _Assisi of Saint Francis_, p. 121.] And Christ stands, of course, in the Christian world, as the supreme symbol of love for mankind. In ordinary men it is this generalized affection which is at the basis of any sustained interest in philanthropic or altruistic enterprises. No less than a large and generous affection for humanity is required to enable men to endure for long the dreariness and disillusion so often incident to philanthropic work, the conflicts and disappointments of public administration. Certainly this is true of the first rank of statesmen; no characterization of Lincoln fails to emphasize his essential humanity and tenderness. Disinterested love for humanity is normally most intense in the adolescent.[2] The pressure of private concerns, of one's narrowing interest in one's own career, one's own family, and small circle of friends, the restriction of one's sympathies by fixed habits and circumscribed experience, all tend to dampen by middle age the ardor of the man who as an undergraduate at eighteen set out to make the world "a better place to live in." But more effective in dampening enthusiasm is the disillusion and weariness that set in after a period of exuberant and romantic benevolence to mankind in general. "We call pessimists," writes a contemporary French philosopher, "those who are in reality only disillusioned optimists."[1] So the cynic may be fairly described as a disheartened lover of men. It is only an unusual gift of affectionate good-will that enables mature men, after rough and disillusioning experiences in public life, to maintain without sentimentality a genuine and persistent interest in the welfare of others. Those in whom the fund of human kindness is slender will, and easily do, become cynical and hard. [Footnote 2: Simeon Strunsky has somewhere remarked: "At eighteen a man is interested in causes; at twenty-eight in commutation tickets."] [Footnote 1: Georges Sorel: _Reflection on Violence_ (English translation), p. 9.] The attitude of affection for others is profoundly influential in stimulating our interest in specific individuals, and modifying our attitudes toward them. We cannot help being more interested in those for whom we entertain affection than in those to whom we are indifferent. In the same way our judgments of our own friends, families, and children are qualified by our affection for them. Parents and lovers are notoriously partial, and a fair judgment of the work of our friends demands unusual clarity, determination, and poise. In a larger way the generally friendly attitude towards others, genial expansive receptivity, is at the basis of what is called "charity for human weakness." The gentle cynic can see and tolerate other men's weaknesses: "He knows how much of what men paint themselves Would blister in the light of what they are; He sees how much of what was great now shares An eminence transformed and ordinary; He knows too much of what the world has hushed In others, to be loud now for himself."[2] [Footnote 2: Edwin Arlington Robinson: "Ben Jonson Entertains a Man from Stratford," in his _Man Against the Sky_.] The devoutly religious have displayed keen psychological insight when they made man's salvation dependent on God's charity, and identified, as did Dante, charity with love.[3] [Footnote 3: "Love and the gentle heart are one and the same thing." _The New Life_. XX (son XI) _Amore e cor gentile son una cosa._ To Dante the spontaneous impulse to love is the basis of all altruism. To feel and to follow this impulse is to be truly noble, to have a "_cor gentile_," a gentle heart.] HATE. Hate may be described as an extreme form of disaffection usually provoked by some marked interference with our activities, desires, or ideals. But in less intense degree the negative feeling towards others may be provoked immediately and unmistakably by most casual evidence of voice, manner, or bearing. Such immediate revulsions of feeling contrast with the instances of "instinctive sympathy" previously cited, and are as direct and uncontrollable. Even kindly disposed persons cannot help experiencing in the presence of some persons they have never seen before, a half-conscious thrill of repulsion or a dislike colored with dread. A shifting gaze, a noticeably pretentious manner, a marked obsequiousness, a grating voice, a chillness of demeanor, a physical deformity, these, however little they may have to do with a person's genuine qualities, do affect our attitudes toward them. As the familiar verse has it: "I do not like you, Dr. Fell, The reason why I cannot tell, But this I know, and know full well, I do not like you, Dr. Fell." We may later revise our estimates, but the initial reaction is made, and often remains as a subconscious qualification of our general attitude toward another. People of worldly experience learn to trust their first reactions, to "size a man up" almost intuitively, and to be surprised if their first impressions go astray. From this merely instinctive revulsion the negative attitude may rise to that terrible form of destructive antipathy which is "hate," as popularly understood. In between lie degrees of dislike depending partly on the strength of the initial antipathy, but equally so on the degree to which others, whether persons, institutions, or ideas, interfere with our activities, desires, or ideals. The man who seriously obstructs our love, our pleasure, or our ambition, or who tries to do so, provokes hate, and its concomitants of jealousy, rage, and pugnacity. It is not only that we dislike the mere presence of the person (in the opposite case the mere presence of the beloved object is a joy), but we dislike it for what it portends in danger and threat to ourselves. The more serious the evil or disaster for which a person comes to stand, the more violent the hatred for him, despite his personal fascinations. The villain is not infrequently a "damned smiling villain." The provocation of hate is complicated by the fact that it is closely associated with fear. We dislike those who threaten our happiness partly because we fear them. And we fear, as was pointed out in more detail in the discussion of that powerful human trait, the unfamiliar, the strange, the startling, the unexpected. The facility with which sensational newspapers can work up in an ignorant population a hate for foreign nations, especially those of a totally alien civilization, is made possible by the fear which these uninformed readers can feel at the dangerous possibilities of mysterious foreign hordes. The fomenting of fear is in nearly all such cases a prerequisite to the fomenting of hate. And the promotion of hate has historically been one of the frequent ingredients of international conflicts. Like love, hate is profoundly influential in modifying our interest in persons and situations. To dislike a person moderately is, in his absence, to be indifferent to him. To dislike him intensely, in a sense increases our interest in him, though perversely. Just as we wish the beloved person to succeed, to gain honor and reputation and wealth, so we long for and rejoice in the downfall and discomfiture of our enemies. Thus writes the Psalmist: Arise, O Lord, save me, my God; for thou has smitten all mine enemies upon the cheekbone; thou hast broken the teeth of the ungodly.... Thou hast also given me the necks of mine enemies that I might destroy those that hate me. Hate may be directed against persons, and usually it is. But hatred may be directed against institutions and ideas as well. For many persons it will be impossible for a decade to listen to German music or the German language, so closely have these become associated in their minds with ideas and practices which they detest. To a dogmatic Calvinist in the sixteenth century, both an heretical creed and its practitioners, were objects of abomination. Disappointed men may take out in a spleen and hatred of mankind their personal pique and balked desires. Great hates may be present at the same time and in the same persons as great loves. Indeed for some persons strength in the one passion is impossible without a corresponding strength in its opposite. We cannot help hating, more or less, not only those who interfere with our own welfare, but with the welfare of those who, being dear to us, have become, as we say, a part of our lives. Thus writes Bertrand Russell in the introduction to his treatment of some of the radical social tendencies of our own day: Whatever bitterness or hate may be found in the movements which we are to examine, it is not bitterness or hate, but love, that is their mainspring. It is difficult not to hate those who torture the objects of our love. Though difficult, it is not impossible; but it requires a breadth of outlook, and a comprehensiveness of understanding which are not easy to preserve amid a desperate contest.[1] [Footnote 1: Russell: _Proposed Roads to Freedom_, pp. xvii-xviii.] Hate may thus be, as great religious and social reformers illustrate, invoked on the side of good as well as evil. The prophets burned with a "righteous indignation." But hate is a violent and consuming passion, bent on destroying obstacles rather than solving problems. It consumes in hatred for individuals such energy as might more expeditiously be devoted to the improvement of the circumstances which make people do the mean or small or blind actions which arouse our wrath. The complete meekness and humility preached by Christ have not been taken literally by the natively pugnacious peoples of Europe. But as James says suggestively: "Love your enemies!" Mark you not simply those who do not happen to be your friends, but your _enemies_, your positive and active enemies. Either this is a mere Oriental hyperbole, a bit of verbal extravagance, meaning only that we should, in so far as we can, abate our animosities, or else it is sincere and literal. Outside of certain cases of intimate individual relation, it seldom has been taken literally. Yet it makes one ask the question: Can there in general be a level of emotion so unifying, so obliterative of differences between man and man, that even enmity may come to be an irrelevant circumstance and fail to inhibit the friendlier interests aroused. If positive well-wishing could attain so supreme a degree of excitement, those who were swayed by it might well seem superhuman beings. Their life would be morally discrete from the lives of other men, and there is no saying... what the effects might be: they might conceivably transform the world.[1] [Footnote 1: James: _Varieties of Religious Experience_, p. 283.] Dislikes, disagreements, native antipathies are not to be abolished, human differences being ineradicable and human interests, even in an ideal society, being in conflict. But a keener appreciation of other viewpoints, which is possible through education, a less violent concern with one's own personal interests to the exclusion of all others, may greatly reduce the amount of hate current in the world, and free men's energies in passions more positive in their fruits. CHAPTER VII THE DEMAND FOR PRIVACY AND INDIVIDUALITY PRIVACY AND SOLITUDE. Although one of man's most powerful tendencies, as has already been pointed out, is his desire to be with his fellows, this desire is not unqualified. Just as men can be satiated with too much eating, and irritated by too much inactivity, so men become "fed up" with companionship. The demand for solitude and privacy is thus fundamentally a physiological demand, like the demand for rest. "The world is too much with us," especially the human world. Companionship, even of the most desirable kind, exhausts nervous energy, and may become positively fatiguing and painful. To crave solitude is thus not a sign of man's unsociability, but a sign merely that sociability, like any other human tendency, becomes annoying, if too long or too strenuously indulged. Much of the neurasthenia of city life has been attributed to the continual contact with other people, and the total inability of most city dwellers to secure privacy for any considerable length of time. In some people a lifelong habit of close contact with large numbers of people makes them abnormally gregarious, so that solitude, the normal method of recuperation from companionship, becomes unbearable. Few city dwellers have not felt after a period of isolation in some remote country place the need for the social stimulus of the city. But a normal human life demands a certain proportion of solitude just as much as it demands the companionship of others. With the spread of education and the general enhancement of the sense of personal selfhood and individuality among large numbers of people, the demand for privacy has increased. The modern reader is shocked to discover in the literature of the Elizabethan period the amazing lack of a sense of privacy there exhibited. In contemporary society this sense and the possibility of its satisfaction are variously displayed on different economic and social levels. In the congested life of the tenements it is almost impossible, and many social evils are to be traced to the promiscuous mingling of large families (and sometimes additional boarders) in congested quarters. The demand for privacy and solitude becomes acute among people who do a great deal of mental work. "Man," says Nietzsche, "cannot think in a herd," and the thinker has traditionally been pictured as a solitary man. This is because quiet seems to be, for most men, an essential condition of really creative thought. There are some men who find it impossible to write when there is another person, even one of whom they are fond, in the same room. "No man," writes Mr. Graham Wallas, "is likely to produce creative thoughts (either consciously or subconsciously) if he is constantly interrupted by irregular noises." Constant association with other people means, moreover, continual distraction by conversation which seriously interrupts a consecutive train of thought. The insistence in public and college reading rooms on absolute quiet is a device for securing as nearly as may be privacy in intellectual work. Privacy is again demanded as a matter of emotional protection in individuals in whom there is a highly sensitive development of personal selfhood. We like to keep our concerns to ourselves, or to share them only with those with whom we have a marked community of interest and feeling. Children love to "have secrets they won't tell," and older people, especially sensitive and intelligent ones, feel a peculiar sense of irritation at having their personal affairs and feelings publicly displayed. Nearly everyone must recall occasions where he was vividly communicative and loquacious with a friend, only to relapse into a clam-like silence on the entry of a third person. This is primarily due to the fact that while men are by nature gregarious, their gregariousness early becomes specialized and aroused exclusively by people for whom they develop a sense of personal affection and common sympathy. Any intrusion from without this circle becomes an intrusion upon privacy. SATISFACTION IN PERSONAL POSSESSION: THE ACQUISITIVE INSTINCT. An almost universal human trait of considerable social consequence is the satisfaction men experience in having objects that are their own. Both animals and humans, apart from training, display a tendency to get and hold objects. This tendency may take extreme forms, as in the case of miserliness or kleptomania. It is evidenced in special ways in the collections that children, and some grown-ups, make of miscellaneous objects without any particular use, and with no particular æsthetic value. The objects which satisfy this instinct of possession may include material goods, family, or larger groups. In primitive tribes under the patriarchal system, the patriarch practically owns the tribe. Our laws not so long ago recognized the marriage relation as a state in which the wife is possessed or owned by the husband. Possession gives the owner various kinds of satisfaction. The instinctive satisfaction in possession itself may be quite irrespective of the values of the objects owned, and deprivation may be fiercely resisted out of all proportion to the value of the objects. Especially will this be the case if the object possessed has become surrounded with other emotional attachments, so that an individual may be as bitterly chagrined and piqued by being deprived of some slight memoir or keepsake as of a large sum of money. In the same way the fighting spirit of a whole tribe or nation may be aroused by the invasion or seizure of a small and unimportant bit of land, or by the chance of its possession. The instinctive sense of satisfaction, as in the last mentioned case is enhanced by the sense of importance which comes from possession, and which enhances one's own individuality and personality. A man's vast holdings in wealth, land, factories, machinery, or private estates is, in a sense, regarded by him as an extension of his personality. He is confirmed in this impression because it is so regarded by his neighbors and the whole social group. A great landowner is a celebrity throughout the countryside, and, as Mr. Veblen points out, a large part of the luxurious display and expenditure of the leisure classes is their way of publicly and conspicuously indicating the amount of their possessions. As in the case of any other strong native tendency, interference with the instinct of acquisition, whether displayed by the individual or the group, provokes often fierce anger and bitter combat. The history of wars of aggrandizement throughout the history of Europe are testimonies to the efficacy of this instinct at least in the initiation of war. The progress of civilization beyond its earliest states is held, by some sociologists and economists, to be ascribed to the power of the acquisitive instinct. The acquisition of material wealth or capital, the development of the institution of private property with its concomitant individual development of land and natural resources is maintained by Lester Ward to be of paramount importance in social advance: ... Objects of desire multiplied themselves and their possession became an end of effort. Slowly the notion of property came into being and in acquiring this, as history shows, the larger share of all human energy has been absorbed. The ruling passion has for a time long anterior to any recorded annals always been proprietary acquisition.... Both the passion and the means of satisfying it were conditions to the development of society itself, and rightly viewed they have also been leading factors in civilization.[1] [Footnote 1: Lester Ward: _The Psychic Factors of Civilization_, p. 156.] There are many other motives to activity than acquisition, but there are many evidences of its intense operation even in modern society. Many men go on working long after they have money enough to enable them to live in comfort, merely for the further satisfaction of this impulse. "While in the course of satisfaction of most other desires, the point of satiety is soon reached, the demands of this one grow greater without limit, so that it knows no satiety."[1] [Footnote 1: McDougall: _loc. cit._, p. 323.] The power of this tendency to personal acquisition and possession seems an obstacle to all thoroughly communistic forms of political and social organization. The conception of a state where nobody owns anything, but where all is owned in common--an idea which has been repeated in many modern forms of socialism and communism, fails to note this powerful human difficulty. Many socialist writers, it must be noted, however, point out that they wish social ownership of the means of production rather than of every item of personal property, such as books, clothing, and the like. INDIVIDUALITY IN OPINION AND BELIEF. Men frequently display with regard to their opinions and beliefs the same passionate attachment that they exhibit with regard to their physical possessions. Like the latter, these come to be regarded as an extension of the individual's personality, and the same tenacious defense may be made of them as of a house, land, or money. Individual opinions and beliefs are not themselves possessions, from a social point of view, so much as is the right to express them. A man's private opinion may influence his own conduct; his conduct itself may be an expression of opinion. But unless an opinion is communicated, it cannot influence any one else's conduct, and society has never been much concerned about opinions that an individual harbored strictly in his own bosom. Silence, socially, is as good as assent. The insistence on the right to one's own opinions becomes, therefore, an insistence on the right or the freedom to express them.[2] This right is cherished in varying degrees by different individuals in different ages. It becomes pronounced in persons in whom there is marked development of individuality, and, in general, where, as in Anglo-Saxon countries, a social and political tradition of liberty and individuality has become very powerful. [Footnote 2: Beliefs and opinions may come to be regarded as important personal possessions in themselves, as in the case of rival claimants to some theory or idea, as in the case of Leibnitz's and Newton's dispute over the calculus.] Individuality in opinion and belief becomes critical chiefly when the opinions and beliefs expressed are at variance with those generally current among the group. For reasons already discussed in connection with man's instinctive gregariousness and the emotional sway which habits of thought have over men, dissent is regarded with suspicion. Especially is this the case where the dissenting opinions have to do with new social organization and custom. The psychological causes of this opposition are various, but include among other things a positive feeling of fear. It is only recently that men have been abandoning the belief that the welfare of a state depends on rigid stability and on the preservation of its traditions and institutions unchanged. Wherever that belief prevails, novel opinions are felt to be dangerous as well as annoying, and any one who asks inconvenient questions about the why and the wherefore of accepted principles is considered a pestilent person.[1] [Footnote 1: Bury: _History of Freedom of Thought_, p. 9.] Throughout history there has been a long struggle for freedom of thought and discussion, and there have been great landmarks in the degree with which freedom was attained, and the fields wherein it was permitted. For a long time in the history of Europe, dissent from the prevailing opinion on religious matters was regarded both as abominable and socially dangerous, and was severely punished. Since the middle of the nineteenth century there has been no legal punishment provided for dissent from established opinions in religion, although penalties for heterodoxy in countries where religious opinion is strong and fairly unanimous may be exerted in other ways. In social matters also, there has practically ceased to be legal coercion of opinion.[2] The argument for the suppression of individual opinion has been tersely summarized by the author above quoted: [Footnote 2: Except in the recent period of excitement and stress during the Great War, when suppression of opinion was, for better or for worse, taken as a measure of national defense.] Those who have the responsibility of governing a society can argue that it is incumbent on them to prohibit the circulation of pernicious opinions as to prohibit any anti-social actions. They can argue that a man may do far more harm by propagating anti-social doctrines than by stealing his neighbor's horse or making love to his neighbor's wife. They are responsible for the welfare of the State, and if they are convinced that an opinion is dangerous... it is their duty to protect society against it as against any other danger.[1] [Footnote 1: Bury: _loc. cit._, p. 13.] THE SOCIAL IMPORTANCE OF INDIVIDUALITY IN OPINION. There have been many notable documents in support of the belief that society is the gainer and not the loser by permitting and encouraging individuality in thought and belief. The following, taken from one of the most famous of these, John Stuart Mill's _Essay on Liberty_, was written to illustrate the fatal results of prohibiting dissenting opinions merely because most people think or call them immoral: Mankind can hardly be too often reminded that there was once a man named Socrates, between whom and the legal authorities and public opinion of his time there took place a memorable collision. Born in an age and country abounding in individual greatness, this man has been handed down to us by those who best knew both him and the age, as the most virtuous man in it.... This acknowledged master of all the eminent thinkers who have since lived--whose fame, still growing after two thousand years, all but outweighs the whole remainder of the names which make his native city illustrious--was put to death by his countrymen, after a judicial conviction, for impiety and immorality. Impiety, in denying the gods recognized by the State.... Immorality, in being, by his doctrines and instructions, a "corrupter of youth." Of these charges the tribunal, there is every ground for believing, honestly found him guilty, and condemned the man who probably of all then born had deserved best of mankind to be put to death as a criminal.[2] [Footnote 2: J. S. Mill: _Essay on Liberty_, chap. II.] Every important step in human progress has been a variation from the normal or accustomed, something new. Most advances in science have been departures from older and accustomed ways of thinking. Through the permission and encouragement of individual variation in opinion we may discover in the first place that accepted beliefs are wrong. Galileo thought differently from the accepted Ptolemaic astronomy of his day, and the demonstration of his diverging belief proved the Ptolemaic astronomy to be wrong. The evolutionary theory, bitterly attacked in its day, replaced Cuvier's doctrine of the forms of life upon earth coming about through a series of successive catastrophes. Lyell, in the face of the whole scientific world of his day, insisted on the gradual and uniform development of the earth's surface. Half the scientific doctrines now accepted as axiomatic were bitterly denounced when they were first suggested by an inquiring minority. Milton in his famous _Areopagitica_, an address to Parliament written in 1644, protesting against the censorship of printing, stressed the importance of permitting liberty for the securing and developing of new ideas: What should ye do then, should ye suppress all this flowery crop of knowledge and new light sprung up and yet springing daily in this city? Should ye set an oligarchy of twenty engrossers [censors] over it, to bring a famine upon our minds again, when we shall know nothing but what is measured us by their bushel? ... That our hearts are now more capacious, our thoughts more erected to the search and expectation of greatest and exactest things, is the issue of your own virtue propagated in us; ye cannot suppress that unless ye reënforce an abrogated and merciless law.... Give me the liberty to know, to utter, and to argue freely according to conscience, above all liberties.[1] [Footnote 1: Milton: _Areopagitica_.] Even if the currently accepted doctrines prove to be true, there is, as Mill pointed out, a vast social utility in permitting the expression of contrary opinion though it be an error. New ideas, however extreme, "may and commonly do possess some portion of truth"; they bring to light and emphasize some aspect or point of view which prevailing theories fail to note. Thus the possible over-emphasis of certain contemporary writers on the socialization of man's life is a valuable corrective to the equal over-emphasis on individualism which was current among so many thinkers during the nineteenth century. The insistence with which present-day psychologists call our attention to the power of instinct, though it may possibly be over-emphasized, counterbalances that tendency exhibited by such earlier authors as Bentham to picture man as a purely rational being, whose every action was determined by sheer logic. Finally, unless doctrines are subjected to criticism and inquiry, no matter how beneficial they are to society, they will become merely futile and empty formulæ with very little beyond a mechanical influence on people's lives. The maxims of conventional morality and religion which everybody believes and few practice are solemnly bandied about with little comprehension of their meaning and no tendency to act upon them. A belief becomes, as Mill pointed out, living, vital, and influential in the clash of controversy. Whether novel and dissenting doctrines are true or false, therefore, the encouragement of their expression provides vitality and variation without which progress is not possible. The social appreciation of persons who display marked individual opinions varies in different ages toward the same individual. The martyr stoned to death by one generation becomes the hero and prophet of the next. One has but to look back at the contemporary vilification and ridicule to which Lincoln was subjected to find an illustration. Or, on a more monumental scale: The event which took place on Calvary rather more than eighteen hundred years ago. The man who left on the memory of those who witnessed his life and conversation such an impression of his moral grandeur that eighteen subsequent centuries have done homage to him as the Almighty in person, was ignominiously put to death, as what? As a blasphemer.[1] [Footnote 1: Mill: _Essay on Liberty_, chap. II.] One would suppose that men would have learned not only to tolerate and be receptive to novelty in belief after these repeatedly tardy recognitions of greatness. There are dozens of instances in the history of religious, social, and political belief, of men and women who, suppressed with the bitterest cruelty in one generation, have been in effect, and sometimes in fact, canonized by posterity. And a certain degree of tolerance and receptiveness has come to be the result. But while we no longer burn religious and social heretics, condemnation is still meted out in some form of ostracism. Prejudice, custom, and special interest frequently move men to suppress in milder ways extremists, expression of whose opinions seems to them, as unusual opinions have frequently seemed, fraught only with the greatest of harm. CHAPTER VIII THE DEVELOPMENT OF THE "SELF" ORIGIN AND DEVELOPMENT OF A SENSE OF PERSONAL SELFHOOD. The expression of individuality in opinion is only one way men have of expressing their personality, individuality, or self. From the beginnings of childhood, men experience an increasing sense of "personal selfhood" which finds various outlets in action or thought. So familiar, indeed, in the normal man is his realization that he is a "self," that it seldom occurs to him that this conception was an attainment gradually accomplished through long years of experience with the world about him. The very young baby does not distinguish between Itself and the Not-Self which constitutes the remainder of the universe. It is nothing but a stream of experiences, of moment to moment pulsations of desire, of hunger and satisfaction, of bodily comfort and bodily pain. As it grows older, it begins dimly to distinguish between Itself and Everything-Else; it finds itself to be something different, more vivid, more personal and interesting than the chairs and tables, the crib and bottle, the faces and hands, the smiles and rattles that are its familiar setting. It discovers that "I am I," and that everything else ministers to or frustrates or remains indifferent to its desires. It becomes a person rather than a bundle of reactions. It develops a consciousness of "self." In its simplest form this consciousness of self is nothing more than a continuous stream of inner organic sensations, and the constant process of the body and limbs "and the special interest of these as the seat of various pleasures and pains." This is what James calls the "bodily self." As it grows older, the baby distinguishes between persons and things. And as, in setting off his own body from other things, it discovers its "bodily self," so in setting off its own opinions, actions, and thoughts from other people, it discovers its "social self." It is because Nature does in some degree the "giftie gie us to see ourselves as others see us," that we do discover our "selves" at all. "The normal human being, if it were possible for him to grow up from birth onward in a purely physical environment, deprived, that is, to say, of both animal and human companionship, would develop but a very crude and rudimentary idea of the self."[1] [Footnote 1: McDougall: _loc. cit._, p. 183.] THE SOCIAL SELF. A man's social self, that is, his consciousness of himself as set over against all the other individuals with whom he comes in contact, develops as his relations with other people grow more complex and various. A man's self, apart from his mere physical body, consists in his peculiar organization of instincts and habits. In common language this constitutes his personality or character. We can infer from it what he will, as we say, characteristically do in any given situation. And a particular organization of instincts and habits is dependent very largely on the individual's social experience, on the types and varieties of contact with other people that he has established. There will be differences, it goes without saying, that depend on initial differences in native capacity. But both the consciousness of self and the overt organization of instinctive and habitual actions are dependent primarily on the groups with which an individual comes in contact. In the formation of habits, both of action and thought, the individual is affected, as we have seen, largely by praise and blame. He very early comes to detect signs of approval and disapproval, and both his consciousness of his individuality and the character of that individuality are, in the case of most persons, largely determined by these outward signs of the praise and blame of others. And since, in normal experience, a man comes into contact with several distinct groups, with varying codes of conduct, he will really have a number of distinct personalities. The professor is a different man in his class and at his club; the judge displays a different character in the court and in the bosom of his family. The self that comes to be most characteristic and distinctive of a man, however, is determined by the group with which he comes most habitually in contact, or to whose approvals he has become most sensitive. Thus there develop certain typical personalities or characters, such as those of the typical lawyer or soldier or judge. Their bearing, action, and consciousness of self are determined by the approvals and disapprovals of the group to which they are most completely and intimately exposed. Both the consciousness of self which most men experience and the overt expression of that selfhood in act are thus seen to be a more or less direct reflex of the praise and blame of the groups with which they are in contact. Men learn from experience with the praise and blame of others to "place" themselves socially, to discover in the mirror of other men's opinions the status and locus of their own lives. As we shall see in a succeeding section, the degree of satisfaction which men experience in their consciousness of themselves is dependent intimately on the praise and blame by which their selfhood is, in the first place, largely determined. In the chapter on the "Social Nature of Man," we examined in some detail the way in which praise and blame modified a man's habits. The total result of this process is to give a man a certain fixed set of overt habits that constitute his character and a more or less fixed consciousness of that character. On the other hand, a man's character and self-consciousness may develop more or less independently of the immediate forces of the public opinion to which he is exposed. One comes in contact in the course of his experience not merely with his immediate contemporaries, but with a wide variety of moral traditions. Except in the rigidly custom-bound life of primitive societies, a man is, even in practical life, exposed to a diversity of codes, standards, and expectations of behavior. His family, his professional, his political, and his social groups expose him to various kinds of emphases and accent in behavior. And a man of some intelligence, education, and culture may be determined in his action by standards whose origin is remote in time, space, and intention from those operative in the predominant public opinion of his day. He may come to act habitually on the basis of ideal standards which he has himself set up through reflection, or which he has acquired from some moral system or tradition, far in advance of those which are the staple determinants of character for most of his contemporaries. He may be one of those rare moral geniuses, singularly unsusceptible to praise and blame, who create a new ideal of character by the dominant individuality of their own. Or, as more frequently happens, he may follow the ideals set up by such a one, instead of accepting the orthodoxies which are generally observed. He may follow Christ instead of the Pharisees, Socrates instead of the habit-crusted citizens of Athens. We are, indeed, inclined to think of a man as a peculiarly distinctive personality, when his sense of selfhood, and the overt actions in which that selfhood finds expression, are not determined by the current dogmas of his day, but by ideal standards to which he has reflectively given allegiance. But so much is the self, both in its consciousness and expression, socially produced that men acting on purely imagined ideal standards, current nowhere in their day and generation, have imagined a group, no matter how small or how remote, who would praise them or a God who noted and approved their ways. CHARACTER AND WILL. From the foregoing it would appear that the self is an organization of habitual tendencies, developed primarily through contact with other people and more specifically through their praise and blame. And consciousness of self is the awareness of the unique or specific character of the habit-organization one has acquired. Individuals differ natively in given capacities, and differences in fully developed personalities depend, certainly in part, on innate initial differences. But differences in the kinds of selfhood displayed and experienced by different men are due to something more than differences in native capacities and native desires. The self that a man exhibits and of which he is conscious, at any given period of his life, depends on the complex system of habits he has in the course of his experience developed. One individual may, as we have seen, develop a number of sets of organized dispositions, a multiple character, as it were, as a consequence of the multiplicity of groups with which he has come in contact. But whether through deliberate or habitual conformity to one group as a norm, or the deliberate organization of habits of action and feeling and thought, on the basis of ideal or reflective standards, a man comes to develop a more or less "permanent self." That is, while men start with somewhat similar native equipments, each man's set of inborn tendencies comes to be fixed in a fairly definite and specific system. While all men start within limits equally responsive and similarly responsive to all stimuli, certain stimuli come to have the "right of way." They are more or less easily and more or less readily responded to, according as they do or as they do not fit in with the habit-organization which the individual has previously acquired. When we say that a man has no character or individuality, we mean that he has developed no stable organization of actions, feelings, and thoughts, with reference to which and by the predominant drive of which his actions are determined. There is no particular system of behavior which he has come consciously to identify as his person or self; no interweaving of motives and stimuli by the persistent momentum of which his conduct is controlled; no single group of stimuli rather than another has, in his pulpy person, attained priority in stimulating power. Such men are chameleons rather than characters. Their actions do not flow from a selfhood or individuality at all; they are merely the random results of the accidental situations in which such men find themselves. The self exists, then, as a well-defined, systematic trend of behavior. Impulses to action attain a certain order of priority in an individual's conduct, and it is by the momentum of these primary drives to action that his life is controlled. What is commonly known as "will" is simply another name for the power and momentum of a man's "personal self." Will exists not as a thing, but as a process. To will an action means to identify it consciously with one's permanent self, to weigh and support it with all the emotions and energies connected with one's consciously realized habitual system of behavior. A man may bring to bear on the accomplishment of a given action the deepest and most powerful motive forces of his developed personality. To pass a course or make a team a student may marshal all the habits of loyalty, of self-assertion (and the emotional energies associated with them) which have become the leading ingredients of his character. The "permanent self" becomes involved in the same way in the case of willing _not_ to perform a certain action. Any stimulus may, on occasion, be strong even if it has ceased to be characteristic or habitual in a man's behavior. This is particularly the case with some of the primary physical drives to action. Even the ascetic feels the strong sting of sense-desire. A man in resisting temptation, in denying the pressure of an immediate stimulus, is setting up to block or inhibit it all the contrary reactions and emotions which have become part of the "permanent self." In more familiar language he is setting will over against desire. The temporary desire may be strong, but it is consciously regarded by the individual as alien to his "real" or "better" self. And _will_ is this whole complex organization of the permanent self set over against an alien intruding impulse. The phenomenon of will contending against desire occurs usually when a stimulus not characteristically powerful in a man's conduct becomes so through special conditions of excitement or fatigue. When a man is tired, or stirred by violent emotion, his systematic organization of habits begins to break down. The ideal permanent or inclusive self is then brought into conflict with a temporary passion. Love conflicts with duty, the lower with the higher self, flesh with spirit, desire with will. Few men have so thoroughly integrated a self that such conflicts altogether cease. Every one carries about with him a more or less divided soul. Fire and ice within me fight Beneath the suffocating night. There are, in the records of abnormal psychology, many cases of really divided personalities, cases of two or more completely separate habit-organizations inhabiting the same physical body. Such a complete Dr.-Jekyll-and-Mr.-Hyde dissociation of a personality is clearly abnormal. But it is almost as rare to find a completely integrated character. We are all of us more or less multiple personalities. Our various personalities usually keep their place and do not interfere with each other. Our professional and family selves may be different; they do not always collide. But the various characters that we are in various situations not infrequently do clash. The self whose keynote is ambition or learning may conflict with the self whose focus is love. "Resolve to be thyself; and know, that he Who finds himself, loses his misery!" wrote Matthew Arnold. And it does seem to be true that a man whose will is never divided or confused by contending currents of desire, whose character is unified and whose action is consistent, is saved from the perturbations, the confusions, the tossings of spirit which possess less organized souls. But to find one's self, and to keep one's self whole and undivided, is a difficult achievement and a rare one. Even men whose interests and activities are fairly well defined find their characters divided and their wills, consequently, confused. A man's duties as a husband and father may conflict with his professional ambitions; his love of adventure, with his desire for wealth and social position; his artistic interests, with his philanthropic activities; his business principles, with his religious scruples. A man can achieve a selfhood by thrusting out all interests save one, and achieving thereby unity at the expense of breadth. There are men who choose to be, and succeed in being, first and last, scholars or poets or musicians or doctors. All activities, interests, and ideals that do not contribute to that particular and exclusive self are practically negligible in their conduct. Such men, although they have attained a permanent self, have not achieved a broad, comprehensive, or inclusive one. They are like instruments which can sound only one note, however clear that may be; or like singers with only a single song. All lives are necessarily finite and exclusive; every choice of an interest or ideal very possibly precludes some other. A man cannot be all things at once; "the philosopher and the lady-killer," as James merrily remarks, "could not very well keep house in the same tenement of clay." But a strong character need not necessarily mean a narrow one, nor need a determined will be the will of a fanatic. The self may be--in the case of rare geniuses it has been--diverse in its interests, activities, and sympathies, yet unified and consistent in action. A character may be various without being confused; versatility is not synonymous with chaos. A man's interests and activities may be given a certain order, rank, and proportion, so that his life may exhibit at once the color, consistency, clarity, and variety of a finished symphony. The consciousness of "self" which starts as a mere continuum of bodily sensations comes to be the net result of one's social and intellectual as well as physical activities. The "self" of which we are conscious ceases to be our merely physical person, and comes to include our possessions. The house we live in and the garden we tend, our children, our friends, our opinions, creations, or inventions, these become extensions and more or less inalienable parts of our personalities. Our "selfhood" includes not simply us, but ours. Our possessions, and especially such as are the fruits of our own actions, are indications of what we are. We judge, and within limits correctly, of a man by the company he keeps, the clothes he wears, by the books he reads, the pictures with which he decorates his home, the kind of home he builds or has built. And a man may feel as provoked by insult or injury to the person or things which have become an intimate part of his life as if he were being attacked in his physical person. Strip a man one by one of his physical acquisitions, of his associates, of the indications and mementos of the things he has thought and done, and there would be no "self" left. To speak of a man as a nonentity is to imply that he is no "self" worth speaking of; that he can be blown about hither and thither; that neither his opinions nor desires, nor possessions, nor associates make an iota of difference in the world. A man who is a "somebody," a "person to be reckoned with," is one who is a "self." He is one whose physical possessions or personal abilities or standing in the community make him one of the "powers that be." And it is the desire to be a factor in the world, to increase the scope and consequence of one's self that is the leading ingredient in what we call ambition, and the desire for fame, and at least one ingredient in the desire for wealth. Men may want wealth merely for the sake of possession, or for bodily comfort, but part of the desire consists in the ability thereby to spread one's influence, to be "one of the happy sons of earth, who lord it over land and sea, in the full-blown lustihood that wealth and power can give, and before whom, stiffen ourselves as we will ... we cannot escape an emotion, sneaking or open, of dread."[1] [Footnote 1: James: _Psychology_, vol. I, p. 293.] THE ENHANCEMENT OF THE SELF. The building-up of a more or less permanent self is natively satisfactory to most men, and every means will be taken to increase its scope and influence. Biologically we are so constituted as to perform many acts making for our self-preservation. The ordinary reflexes and instincts such as those which prompt us to eat, to defend ourselves against blows and the threatening approach of animals, to keep our equilibrium and recover our balance, are examples of these. The development and preservation of our social self is also made possible as it is initially prompted by our specifically social instincts. There is a native tendency, as already noted, to get ourselves noticed by other people, to seek their praise and avoid their blame. The instincts of self-display and leadership, and many of the non-social instincts, such as curiosity and acquisitiveness, are frequently called into play in the service of the more directly social tendencies of the individual. A large part of our activity, whatever be its other motives, is determined to some degree by the desire to develop the social self, to be a "somebody," to cut a figure in the world. In the enlargement of the social self, various people use various means, and with varying degrees of vigor, intensity, and persistency. There are a few who go through life with almost no sense of selfhood, who go through their daily routine with no more recognition of their acts as their own than that displayed by an animal or a machine. In most men the sense of their personality and their interest in it are high, and the development of the self is sought in all possible or legitimate ways. The ways in which the self is developed, and the kind of self that is sought, help to determine whether a man is self-seeking in the lowest sense of that epithet, or idealistic and ambitious in the approved popular sense. The kind of self we seek to build up depends, as we have seen, largely on the type of praise and blame and the general character of the moral tradition to which we have been exposed. But whichever type of self a man does select as his ideal or permanent self, all his activities will be more or less consciously and more or less consistently controlled by it. His habits of action, his habitual choices, his habitual feelings, will be built up with this ideal self as a standard and control. He will do those things which "carry on" toward the ideal self, leave undone those things which do not. The man or woman who wishes simply to cut a figure "socially" will cultivate the wit, the gayety, the facility, the smartness, which are the familiar ingredients of such a personality. The same persons will be singularly blind to abysses of ignorance which would be painfully in the consciousness of those who had set up for themselves ideals of erudition and culture. A laborer will live and move and have his being serenely in clothes and in surroundings that "would never do" for a professional man who had committed himself to live according to the social standards of his class. Sometimes a man's actions will be directed toward the construction of an ideal self, on standards far in advance of those of his group. A man in developing such a self is, indeed, in some cases practically committing social suicide. The extreme dissenter from the current standards of action is attempting to build up what James has well called a "spiritual self," a self in the light of his own ideals, rather than those current among his contemporaries. EGOISM _VERSUS_ ALTRUISM. The individual in developing his own personality need not, necessarily, be selfish, nor is the enhancement of one's personality incompatible with altruism. One man may find his individuality sufficiently developed in a large bank account, another in discovering a cure for cancer; one man may seek nothing but gratification of his physical appetites; another may find his fulfillment on the battlefield in defense of the national honor. Since man is born with the original tendencies to herd with and have common sympathies with his fellows, and to pity those of them that are weak and distressed, there is nothing more unnatural about altruism than about egoism. It is true that in some men the so-called altruistic impulses, the impulse to sympathize with the emotions, feelings, aspirations and difficulties of others, and to pity them in their distress, are comparatively weak; that in some men the more obviously egoistic impulses, such as the gratification of bodily desires, the acquisition of physical possessions are strong and uncontrollable. But through education the altruistic and social impulses of men may be cultivated and strengthened, so that they may become more powerful and dominant than even the urgency of physical desire. "Man cannot live by bread alone," and a man in whom a passion for reform or for religion, for a cause or for a conquest has become strong, will sacrifice food, sleep, and physical comfort, and may even find the satisfactory fulfillment of self in self-sacrifice and obliteration.[1] [Footnote 1: This is partly because man's sense of selfhood is so largely socially conditioned and affected by praise and blame. Many a man in whom impulses of an egoistic sort are strong cannot resist the scorn of his gang, club, or clique. In this sense even socially beneficial actions may be "selfish."] The old distinction between egoism and altruism is thus an artificial one. A genuinely altruistic individual derives satisfaction from the beneficent things he does, though he does not, as Jeremy Bentham supposed, calculate the benefits he will derive from his beneficence. Altruism is just as natural as egoism in its origins, though the impulses of self-preservation and personal physical satisfaction are natively stronger and more numerous. But human beings can be educated to altruism, and find the same satisfaction in service to others as individuals reared in less humane conditions find in satisfying their immediate physical desires. SELF-SATISFACTION AND DISSATISFACTION. Since the development of selfhood plays so large a part in human action, it is natural that powerful emotions should be associated with it. Individuals become conscious of the kind of self they are and measure it favorably or unfavorably with the kind of self they would be. In so far as the actuality they conceive themselves to be measures up to the ideal self, to the fulfillment of which they have dedicated themselves, they have a feeling of self-satisfaction, of elation. They are jubilant or crestfallen, satisfied or dissatisfied with themselves, in so far as they are in their own estimation making good. In normal individuals, these estimates of triumph and frustration are, of course, colored and qualified by signs of approval and disapproval from other people. There are very few--and these insanely conceited--in whom the opinions of others are not largely influential in determining their own estimates of themselves. The emotions themselves of self-satisfaction and abasement are of a unique sort ... each has its own peculiar physiognomical expression. In self-satisfaction the extensor muscles are innervated, the eye is strong and glorious, the gait rolling and elastic, the nostril dilated, and a peculiar smile plays upon the lips. This complex of symptoms is seen in an exquisite way in lunatic asylums, which always contain some patients who are literally mad with conceit, and whose fatuous expression and absurdly strutting or swaggering gait is in tragic contrast with their lack of any valuable personal quality. It is in these same castles of despair that we find the strongest examples of the opposite physiognomy, in good people who think they have committed "the unpardonable sin" and are lost forever, who crouch and cringe and slink from notice, and are unable to speak aloud or look us in the eye.... We ourselves know how the barometer of our self-esteem and confidence rises and falls from one day to another through causes that seem to be visceral and organic rather than rational, and which certainly answer to no corresponding variations in the esteem in which we are held by our friends.[1] [Footnote 1: James: _loc. cit._, vol. I, p. 307.] Self-satisfaction depends, as has been said, on the kind of self we are aiming at, and that in turn depends on the kind of self we are. A professional bank-robber may take a craftsman's pride in the skill with which he has rifled a safe and made off with the booty, just as a surgeon may take pride in a delicate operation, or a dramatist in a play. The ideal and the measure of satisfaction will again be determined by the group among whom we move. The bank-robber will not boast of his exploits to a missionary conference; the surgeon will prefer to explain the details of his achievement to medical men who can critically appreciate its technique. The ideal self we set ourselves may far outreach our achievements, considerable and generally applauded though these be. A man may know in his heart how futile are his triumphs, how far from the goals he cherished as young ideals. Many a brilliant comedian longs to play Hamlet; the gifted and scholarly musician knows how easy it is to win an audience with sentimental and specious music. The humility of genius has again and again been noted. "The more one knows the less one knows one knows." Many men attain self-satisfaction through negation, through a serene surrender of the unattainable. As the Epicureans counseled, they increase their happiness by lessening their desires. The content which middle-aged people exhibit is not so frequently to be traced to the dazzling character of their achievement as to their resignation to their station. Young people are moody and unhappy not infrequently because they cannot make a reconciliation between what they would be and what they are. Others again attain satisfaction vicariously in the achievements of others, as mediocre fathers do in their brilliant children, or as sympathetic and interested people do in the whole world about them. The magnanimity of these expansive natures is often touching indeed. Such persons can feel a sort of delicate rapture in thinking that, however sick, ill-favored, mean-conditioned, and generally forsaken they may be, they are yet integral parts of the whole of this brave world, have a fellow's share in the strength of the dairy horses, the happiness of the young people, the wisdom of the wise ones, and are not altogether without part or lot in the good fortunes of the Vanderbilts and the Hohenzollerns themselves.[1] [Footnote 1: James: _loc. cit._, vol. I, p. 313 (written in 1890).] In some men a modicum of success will give a disproportionate sense of confidence and power. The man to whom success has always come easily is not baffled by problems that would appall those who, in middle life, "lie among the failures at the foot of the hill." As Goethe, who had always been miraculously successful, said to one who came to complain to him about the difficulty of an undertaking: "You have but to blow on your hands." In a crowd one can hardly fail to note the easy air of competence and confidence that distinguishes the successful man of affairs. THE CONTRAST BETWEEN THE SELF AND OTHERS. The consciousness of self increases with the expression of personal opinion and power. The man whose books are translated into half a dozen languages, to whose lectures people come from all parts of the world, cannot help feeling an increased sense of importance, although he may combine this consciousness with a sense of personal humility. In the same way a man who exerts great social power, who controls the economic lives of thousands of employees, or whose benefactions in the way of libraries and charitable institutions dot the land, develops inevitably a sense of his own selfhood as over against that of the group. He begins to realize that he does make a significant difference in the world. This was curiously illustrated in a speech delivered by Andrew Carnegie when, after a prolonged absence in Europe, he came back to the opening of the Carnegie Institute, the building of which had cost him six million dollars: He said he could not bring himself to a realization of what had been done. He felt like Aladdin when he saw this building and was aware that he had put it up, but he could not bring himself to consciousness of having done it any more than if he had produced the same effect by rubbing a lamp. He could not feel the ownership of what he had given, and he could not feel that he had given it away.[1] [Footnote 1: Quoted from the obituary of Andrew Carnegie in the _New York Times_ of August 12, 1919.] This sense of incredulity at one's actions or achievements is rarer than the consciousness of self which it promotes. The intensity of this self-awareness is increased when opinion is expressed or power exerted in the face of opposition. The man who finds himself standing out against the community in which he lives, who is a freethinker among those who are intensely religious, an extremist among those who are custom-ridden, spiritualistic among people who are controlled by materialistic ideas, finds the sense of his own personality heightened by contrast. When dissenting opinions are steadfastly maintained in the face of the opposition of a powerful majority, there develops a personality with edge and strength. The man who can persist in his belief against the prevailing winds of doctrine and of action may be wrong, but he is a personality. He is intensely and persistently aware of himself. Similarly, the exertion of power in the face of opposition increases the sense of one's own power and helps to consolidate it. One derives from it the same exhilaration that one has in feeling a canoe under the impulsion of one's paddle overcome the resistance of the water. In the same way, the exertion of social power in the face of obstacles makes half the exhilaration of politics and business for some types of men in business and political life. One admires the ruthlessness of a Napoleon at war or of a captain of industry in the sharp industrial competition of the nineteenth century, not because it is ruthless, but because it is power. Such men are at least not neutral; they are positive forces. The contrast between the "self" and the others may be friendly, with a recognition of all other selves as equally entitled to existence. One pursues the even tenor of one's way, and is content to let others pursue theirs. Men of very powerful personality have exhibited the utmost gentleness and consideration of others. Lincoln, the typical strong, silent man, displayed a tenderness for the suffering and distressed that has already become proverbial. The contrast between one's self and the world may be one of bitter opposition, as when one's ideas or actions are subjected to social censure. As Mill argued over half a century ago, the forceful suppression of opinion produces a more violent manifestation of it. Socrates was put to death, but the Socratic philosophy rose like the sun in the heavens. A sense of injustice, of unfairness, will not only intensify a man's opinions but his consciousness of his own personality. To meet with opposition is to feel acutely the outlines of one's own person; to be forced to recognize the differences between ourselves and others is to discover what sort of people we ourselves are. The contrast is likewise one of opposition, sometimes to bitterness, when the individual seeks to impose his own opinions or his own personality forcibly on others. A Mohammed, fired with the zeal of a religious enthusiasm, may spread his doctrine by fire and sword and be resisted by similar violence. Others than the Germans have betaken themselves to arms to spread a specific and arbitrary type of life. On a small scale it is seen wherever a fanatical parent tries to force his own belief and type of life upon his children, reared in a younger and freer generation. In contemporary society most individuals are neither tempted nor permitted to coerce people to their own way of thinking, although economic pressure and social ostracism are still powerful instruments by which strategically situated individuals can force their own opinions or types of life upon others. TYPES OF SELF. The consciousness of self varies in its expression and intensity and at different times may display different types or combinations of types. No one is ever utterly consistent, and different situations, different groups, provoke different selves in us. Nobody writes quite the same kind of letter to his different friends, or is, as has been pointed out, the same person in different situations. But, except for those intellectual will-o'-the-wisps, or moral ne'er-do-wells who take on the color of every new circumstance in which they happen to be cast, men do develop predominantly one type of self which constitutes, in familiar language, their character. The manner of our consciousness of our personality may vary in quality, even though it be intense in degree. One may be aware even of one's importance, without being "self-important." One may be quite conscious of one's significance in the world and yet not be "self-conscious." It is indeed usually the little man who has a great air about him. The officiousness and pettiness of the small soul invested with authority has often been commented on. Proverbial wisdom has succinctly recorded the fact that empty barrels make the most noise. Latterly, Freudian psychology has pointed out the mechanisms by which insignificant people compensate for the poverty of their person by bluster and brag.[1] [Footnote 1: On this point see an illuminating brief discussion by Hart in _The Psychology of Insanity_.] SELF-DISPLAY OR BOLDNESS. The most obvious type of consciousness of self is found in individuals who seek mere social conspicuousness, who spend no inconsiderable part of their energy in deliberate display. The child says with naïve frankness, "See how high I can jump." Many adults find more conspicuous or subtle ways of saying the same thing. One need only to take a ride in a bus or street car to find the certain symptoms of self-display. These may consist in nothing more serious than a peculiarly conspicuous collar or hatband, or particularly high heels. It may consist in a loud voice full of pompous references to great banquets recently attended or great sums recently spent. It may be in a raised eyebrow or a disdainful smile. There are people among every one's acquaintance whose conversation is largely made up of reminiscences of more or less personal glory, of deliberate allusions to large salaries and famous friends, to glorious prospects and past laurels.[1] [Footnote 1: Almost every college class has one or two members who enter vociferously and continuously into discussions, less for the contribution of ideas or information than for the propagation of their own personalities.] On a larger scale this is to be found in the almost universal desire to see one's name in print: There is a whole race of beings to-day whose passion is to keep their names in the newspapers, no matter under what heading, "arrivals and departures," "personal paragraphs," "interviews"--gossip, even scandal will suit them if nothing better is to be had. Guiteau, Garfield's assassin, is an example of the extremity to which this craving for notoriety may go in a pathological case. The newspapers bounded his mental horizon; and in the poor wretch's prayer on the scaffold, one of the most heartfelt expressions was: "The newspaper press of this land has a big bill to settle with thee, O Lord!"[2] [Footnote 2: James: _loc. cit._, vol. I, p. 308.] As was pointed out in connection with praise and blame, more of our actions than we should care to admit are determined by this desire for recognition. The loud, the vulgar, the notoriety seekers are merely extreme illustrations of a type of self that most of us are some of the time. SELF-SUFFICIENT MODESTY. The other extreme is exhibited by the type of personality that is markedly averse to display and shrinks from observation. In its intensest and possibly least appealing form it is exhibited by people who become awkwardly embarrassed in the presence of a stranger, however fluent and vivacious they may be with their friends. This type at its best may be described by the epithet of self-sufficient modesty. To be such a person may be said to be an achievement rather than a weakness. To be self-sufficient and modest at the same time means that one is going about one's business, that one is too absorbed in one's work to be continually and anxiously noting what sort of figure one cuts in the world. To quote Matthew Arnold's well-known lines: "Unaffrighted by the silence round them, Undistracted by the sights they see, These demand not that the things without them Yield them love, amusement, sympathy."[1] [Footnote 1: _Self-Dependence._] There are in every great university quiet great men who steadily pursue vital and difficult researches without the slightest reference or desire for cheap conspicuousness. In every profession and business there are known to the discriminating men who are experts, even geniuses in their own field, but who shrink back from the loudness of publicity as from a plague. There are a number of wealthy philanthropists in all our large cities who consistently and steadily do good works in almost complete anonymity. One finds in almost every department of human activity these types of self-effacing men who find their fulfillment in the work they do rather than in moving in the aura of other people's admiration. THE POSITIVE AND FLEXIBLE SELF. But in order to be effective in affairs, some positive force must be displayed, and modesty need not mean pusillanimity. A frequently observable type of personality--and socially one of a highly desirable sort--is the type of man who, himself standing for positive convictions, ideas, and principles of action, and not casually to be deflected from them, has sufficient flexibility and sensitivity to the feelings of others, to accept modification. Such a self not only has its initial force and momentum, but gains as it goes by the experience of others. A personality must be positive to contribute to the solution of difficulties and the management of enterprises, but it must be receptive in order to benefit by the ideas of others and coöperate with them. To have power and humility at once is sometimes sufficient to make a leader among men. Humility prevents us from rushing headlong along the paths of our own dogmatic errors; it enables us further to deal with other people who would be simply antagonized by our flat-footed insistence on every detail of our own initial position. The history of great statesmanship is in part, at least, the history of wise compromise. Nor does this mean sordid temporizing and opportunism. As John Morley puts it: It is the worst of political blunders to insist on carrying an ideal set of principles into execution, where others have rights of dissent, and those others persons whose assent is as indispensable to success as it is difficult to attain. But to be afraid or ashamed of holding such an ideal set of principles in one's mind in their highest and most abstract expression, does more than any other one cause to stunt or petrify those elements of character to which life should owe most of its savor.[1] [Footnote 1: Morley: _On Compromise_, p. 123.] DOGMATISM AND SELF-ASSERTION. Too often, however, a person of powerful and distinctive opinions is so moved by the momentum of his own strong enthusiasms, so fixed by the habitual definiteness of his own position that he cannot be swayed. In its worst form this is rampant egoism and dogmatism. All of us have met the loud-mouthed exponent of his own opinions, who speaks whatever be the subject, as if _his_ position only were plausible or possible, and as if all who gain-said him were either fools or knaves. If we examine the mental furniture of the average man we shall find it made up of a vast number of judgments of a very precise kind upon subjects of very great variety, complexity, and difficulty. He will have fairly settled views upon the origin and nature of the universe, and upon what he will probably call its meaning; he will have conclusions as to what is to happen to him at death and after, as to what is and what should be the basis of conduct. He will know how the country should be governed, and why it is going to the dogs, why this piece of legislation is good and that bad. He will have strong views upon military and naval strategy, the principles of taxation, the use of alcohol and vaccination, the treatment of influenza, the prevention of hydrophobia, upon municipal trading, the teaching of Greek, upon what is permissible in art, satisfactory in literature, and hopeful in science. The bulk of such opinions must necessarily be without rational basis, since many of them are concerned with problems admitted by the expert to be still unsolved, while as to the rest it is clear that the training and experience of no average man can qualify him to have any opinion on them at all.[1] [Footnote 1: Trotter: _Instincts of the Herd_, p. 36.] In action as well as opinion dogmatism and unbridled self-assertion may be the dominant characteristics of a personality. The man who has a strong will and little social sympathy will be ruthlessly insistent on the attainment of his own ends. This type of self has indeed been set up as an ideal by such philosophers as Nietzsche and Max Stirner, who urged that the really great man should express his own personality irrespective of the weaklings whom he might crush in his comet-like career. Thus writes Nietzsche in one of his characteristic passages: The _Superman_ I have at heart; _that_ is the first and only thing to me--and _not_ man: not the neighbor, not the poorest, not the sorriest, not the best.... In that ye have despised, ye higher men, that maketh me hope.... In that ye have despaired, there is much to honor. For ye have not learned to submit yourselves, ye have not learned petty policy. For to-day have the petty people become master; they all preach submission, and humility, and policy, and diligence, and consideration, and the long _et cetera_ of petty virtues. These masters of to-day--surpass them, O my brethren--these petty people: they are the Superman's greatest danger![2] [Footnote 2: _Thus Spake Zarathustra_ (Macmillan edition), pp. 351-52.] It need scarcely be noted that even if the genius or Superman were justified, as this philosophy insists, on ruthlessly asserting his priority, it is a dangerous procedure to identify one's ambitions with one's desserts. As already noted, a flamboyant assurance of one's own importance is sometimes a ludicrous symptom of the reverse. The more legitimate manifestation of strong individualism in action or opinion is in the case of deeply conscientious natures, who will not compromise by a hair's breadth from what they conceive to be the right. The fanatic is seldom an appealing character, but he is a type that enforces admiration. Of such unflinching insistence are martyrs and great leaders made. There are in every community men who will regard it as treachery to their highest ideals to compromise at all from the inviolable principles to which they feel themselves committed. Such men are difficult to deal with in human situations involving coöperation and compromise, and they exhibit frequently a rigid austerity, bitterness, and hate that do not readily win sympathy. But it is to such men as these that many religious and social reforms owe their initiation. Bertrand Russell, who, whether one agrees with him or not, exhibits a puritanical devotion to his social beliefs, has finely described the type: The impatient idealist--and without some impatience a man will hardly prove effective--is almost sure to be led into hatred by the oppositions and disappointments which he encounters in his endeavors to bring happiness to the world. The more certain he is of the purity of his motives and the truth of his gospel, the more indignant will he become when his teaching is rejected.... The intense faith which enables him to withstand persecution for the sake of his beliefs makes him consider these beliefs so luminously obvious that any thinking man who rejects them must be dishonest and must be actuated by some sinister motive of treachery to the cause.[1] [Footnote 1: Russell: _Proposed Roads to Freedom_, pp. xiii-xiv.] ENTHUSIASM. The enthusiast is another type of self that plays an important part in social life and makes not the least attractive of its figures. The exuberant exponent of ideas, causes, persons, or institutions is an effective preacher, teacher, or leader of men, and may be, apart from his utility, intrinsically of the utmost charm. Emotions vividly displayed are, as already pointed out in connection with sympathy, readily duplicated in others, and the ardors of the enthusiast are, when they have the earmarks of sincerity, contagious. A genuinely enthusiastic personality kindles his own fire in the hearts of others, and makes them appreciate as no mere formal analysis could, the vital and moving aspects of things. Good teaching has been defined as communication by contagion, and the teachers whom students usually testify to have influenced them most are not those who doled out flat prescribed wisdom, but those whose own informed ardor for their subject-matter communicated to the student a warm sense of its significance. Leaders of great movements who have been successful in controlling the energies and loyalties of millions of men have been frequently men of this high and contagious voltage. It certainly constituted part of Theodore Roosevelt's political strength, and, in more or less genuine form, is the asset of every successful political speaker and leader. Both for the one controlled by enthusiasm and for the others to whom it spreads, experience becomes richer in significance. Poets and the poetically-minded have to a singular degree the power of clothing with imaginative enthusiasm all the items of their experience. Enthusiasm does not necessarily connote hysteria or sentimentalism. The unstable enthusiast is a familiar type, the man who has another object of eagerness and loyalty each week. Mark Twain describes the type in the person of his brother, who had a dozen different ambitions a year. But enthusiasm may be a long-sustained devotion to a single ideal. A curious instance of it was seen in the case of an Armenian scholar who, so it is reported to the writer by a student of Armenian culture, spent forty years in mastering cuneiform script in order to prove that the Phrygians were descended from the Armenians, and not _vice versa_. Shelley could kindle the spirit of revolution in thousands who would have been bored to death with the same fiery doctrines in the abstract and cold pages of Godwin, from whom Shelley derived his ideas of "political justice." The enthusiast, since he instinctively likes to share his emotions, not infrequently displays an intense desire for leadership, not so much that he may be a leader as that he may win converts to his own cause or creed. Such a personality finds its satisfaction in some form of proselyting zeal, be it for a religion, for a favorite charity, for good books, poetry, or social justice. A well-known literary scholar who died recently was thus described by one of his former students: Dr. Gummere was not a teacher; he was a vital atmosphere and his lectures, as one considered them from an intellectual or emotional angle, were revelations or adventures. There never were such classes as his, we believed. Who could equal him in readiness of wit? Where was there such a raconteur? Who else could put the feel of a poem into one's heart? ... His voice was very deep, and exceedingly free and flexible. It always seemed to brim up as from a spirit overflowing. Everything about him was individual and spontaneous. He was perhaps most like a powerful river that braced one's energies, and carried one along without the slightest desire to resist.[1] [Footnote 1: Charles Wharton Stork: "A Great Teacher," _The Nation_, July 26, 1919.] THE NEGATIVE SELF. All the types of personality or self that have thus far been discussed are in some way positive or assertive. But the self may be exhibited negatively, in a shrinking, not only from observation, but from any positive or pronounced action. This has already been noted in connection with submissiveness. Most people in the presence of their intellectual and social or even their physical superior, experience a sense of, to use McDougall's term, "negative self-feeling." In some people this negation or effacement of the self is a predominant characteristic. It may be mere social timidity, which, in the case of those continually placed in servile positions, as in the case of the proverbial "poor relation," may become chronic. In its most disagreeable form it is exhibited as an obsequious flattering and a pretentious humility. Of this the classic instance is Uriah Heep in _David Copperfield_: "I suppose you are quite a great lawyer," I [David Copperfield] said, after looking at him for some time. "Me, Master Copperfield?" said Uriah. "Oh, no! I'm a very umble person." It was no fancy of mine about his hands, I observed; for he frequently ground the palms against each other, as if to squeeze them dry and warm, besides often wiping them, in a stealthy way, on his pocket-handkerchief. "I am well aware that I am the umblest person going," said Uriah Heep modestly, "let the other be where he may. My mother is likewise a very umble person. We live in a numble abode, Master Copperfield, but have much to be thankful for. My father's former calling was umble. He was a sexton." "What is he now?" I asked. "He is a partaker of glory, at present, Master Copperfield, but we have much to be thankful for. How much have I to be thankful for, in living with Mr. Wickfield." Negative self-feeling may be provoked by a genuine sense of unworthiness or modesty, and when this takes place among religious people, it may become a complete and rapturous submissiveness to God. The records of many mediæval and of some modern mystics emphasize this complete yielding to the will of God, and in His will finding peace. James quotes in this connection Pascal's _Prière pour bien user les maladies_: I ask you, neither for health nor for sickness, for life nor for death; but that you may dispose of my health and my sickness, my life and my death, for your glory.... You alone know what is expedient for me; you are the sovereign master; do with me according to your will. Give to me, or take away from me, only conform my will to yours. I know but one thing, Lord, that it is good to follow you, and bad to offend you. Apart from that, I know not what is good or bad in anything. I know not which is most profitable to me, health or sickness, wealth or poverty, nor anything else in the world. That discernment is beyond the power of men or angels, and is hidden among the secrets of your Providence, which I adore, but do not seek to fathom.[1] [Footnote 1: Quoted in James: _Varieties of Religious Experience_, p. 286.] Self-surrender, however, takes other forms than religious absorption or devotion. "Saintliness" is not unknown in secular forms of life, in the devotion of men to any ideal, despite pain and privation of worldly goods and successes. The doctor sacrificing his life in a leper colony is an extreme example. But something of the same humility and submissiveness is exhibited every time a man makes a choice which places the welfare of other people before his own immediate success. It is shown by the thousands of physicians and settlement workers and teachers who spend their lives in patient devotion to labors that bring little remuneration and as little glory. Men of affairs and a large proportion of other men generally measure worth by worldly success. But even from the worldly, such signs of self-surrender elicit admiration. ECCENTRICS. There is one type of self so various and miscellaneous that it can only be subsumed under the general epithet, "eccentric." These are the unexpectedly large number of individuals in our civilization who do not come under any of the usual categories, who display some small or great abnormality which sets them off from the general run of men. That some of these are accounted eccentric is to be explained in the light of man's tendency, as a gregarious animal, to think "queer" and "freakish" anything off the beaten track. Some are clearly and unmistakably abnormal in some physiological or psychological respect. From these are recruited the inmates of our penitentiaries and insane asylums and the candidates for them. But there are eccentricities of social behavior, types of personality which though they cannot be classed as either insane or criminal, yet definitely set an individual apart. These include what Trotter has called the "mentally unstable," as set over against "the great class of normal, sensible, reliable middle age, with its definite views, its resiliency to the depressing influence of facts, and its gift for forming the backbone of the State." There are the large group of slightly neurasthenic, made so, in part, by the high nervous tension under which modern, especially modern urban, life is lived. These include what are commonly called the hysterical or over-emotional, or "temperamental" types. In a civilization where most professions demand regularity, restraint, punctuality, and directness, unstability and excess emotionalism are necessarily at a discount. There are the vagabond types who, like young Georges, Jean-qhristophe's protégé, regard a profession as a prison house, in which most of one's capacities are cruelly confined. There are again those who, possessing singular and exclusive sensitivity to æsthetic values, to music, art, and poetry, find the world outside their own lyric enthusiasms flat, stale, and unprofitable. If, as so frequently happens, these combine, along with their peculiar temperaments, little genius and slender means, social and economic life becomes for them a blind alley. Every year at our great universities we see small groups of young men, who, having spent three or four years on philosophy, literature, and the liberal arts, and having no interest in academic life, are put to it to find a profession in which they can find a genuine interest or possible success. Among these "eccentrics" a few have been reckoned geniuses by their contemporaries or by posterity. In such cases society hesitates to apply its usual formulæ. One cannot condemn out of hand a Shelley. He is not of the run of men. Shelley was one of those spokesmen of the _a priori_, one of those nurslings of the womb, like a bee or a butterfly, a dogmatic, inspired, perfect, and incorrigible creature.... Being a finished child of nature, not a joint product, like most of us, of nature, history, and society, he abounded miraculously in his own clear sense, but was obtuse to the droll miscellaneous lessons of fortune. The cannonade of hard inexplicable facts that knocks into most of us what little wisdom we have, left Shelley dazed and sore, perhaps, but uninstructed.[1] [Footnote 1: Santayana: _Winds of Doctrine_; Shelley, p. 159.] It is difficult to draw the line in some cases between genius and insanity.[1] There have been time and again in society Cassandras who have spoken true prophecies and have been thought mad. There have been, on the other hand, those who, having some of the external eccentricities of genius, have given an illusive impression of greatness. The professional Bohemian likes to make himself great by wearing his hair long and living in a garret. But it is unquestionably true that a highly sensitive and creative mind is often ill at ease in the world of action, and remains a vagabond, an _enfant terrible_ or an eccentric all through life. It remains a fact that in contemporary society there are a small number of people, some of them of considerable talents, who simply cannot be made to fit into the social routine. For such Bertrand Russell suggests a "vagabond's wage." This he conceives as being just large enough to enable them to get along, to give them a chance to wander and experiment, but sufficiently small to penalize them for not settling down to the accustomed social routines.[2] [Footnote 1: Thus Plato: "But he who, not being inspired and having no touch of madness in his soul, comes to the door and thinks that he will get into the temple by the help of art--he, I say, and his poetry are not admitted; the sane man is nowhere at all when he enters into rivalry with the madman." _Phoedrus_ (Jowett translation), p. 550.] [Footnote 2: Russell: _Proposed Roads to Freedom_, p. 177. There was recently introduced to the writer a boy, aged nineteen, for whom this would be an admirable solution. Brought up in a tenement and working as a clerk, this youngster wrote what competent judges pronounced to be really extraordinary lyrics. He was at the same time utterly helpless in the world of affairs. Even at college his casual habits and absorption would have prevented him from getting through his freshman year.] Mill has generalized the situation of the genius: Persons of genius, it is true, are, and are always likely to be, a small minority; but in order to have them, it is necessary to preserve the soil in which they grow. Genius can only breathe freely in an _atmosphere_ of freedom. Persons of genius are, _ex vi termini_, more individual than any other people--less capable, consequently, of fitting themselves, without hurtful compression, into any of the small number of moulds which society provides in order to save its members the trouble of forming their own character.... If they are of a strong character, and break their fetters, they become a mark for the society which has not succeeded in reducing them to commonplace, to point at with solemn warning as "wild," "erratic," and the like; much as if one should complain of the Niagara River for not flowing smoothly between its banks, like a Dutch canal.[1] [Footnote 1: Mill: _Essay on Liberty_, chap. III.] THE ACTIVE AND THE CONTEMPLATIVE. One final distinction must be made, one that cuts across all the types of self hitherto discussed, namely, the distinction between the man of action and the man of thought. One need not go far in literature or in life to find the contrast made. In the Scriptures Mary is set over against Martha, Rachel against Leah. Hamlet and Ulysses are permanent representations of the melancholy thinker and the exuberant adventurer. The business man and the executive may be put over against the poet and the scholar; the strenuous organizer and administrator over against the quiet philosopher. Both have their outstanding uses, and, in their extreme forms, their outstanding defects. The active type, as we say, "gets things done." He builds bridges and industries; he manages markets and men. His eye is on the practical; he is dependable, rapid, and efficient. In an industrial civilization he is the great heroic type. The statesman and the railroad builder, the newspaper editors and the political leaders captivate the imaginations as they control the destinies of mankind. On the other hand, there are those who stand aside (either from incapacity or disinclination or both) from the management of affairs and the life of action, and spend their lives in observation and contemplation. Plato and Aristotle regarded this as the highest type of life; it may have been because they were themselves both philosophers. In its extreme form it is exhibited in such men as Spinoza or Kant, spending their lives in practical obscurity, speculating on time and space and eternity. But it is apparent in less extreme types. The "patient observer," the genial spectator of other men's actions is not infrequent. When he has literary gifts he is a philosopher or a poet. Lucretius in a famous passage stated the contemplative ideal, contrasting it with its opposite: Sweet it is when on the great seas the winds are buffeting, to gaze from the land on another's great struggles; not because it is pleasure or joy that any one should be distressed, but because it is sweet to perceive from what misfortunes you yourself are free. Sweet is it, too, to behold great contests of war in full array over the plains, when you have no part in the danger. But nothing is more gladdening than to dwell in the calm high places, firmly embattled on the heights by the teaching of the wise, whence you can look down on others, and see them wandering hither and thither and going astray, as they seek the way of life, in strife matching their wits or rival claims of birth, struggling night and day by surpassing effort to rise up to the height of power and gain possession of the world.[1] [Footnote 1: Lucretius: _De Rerum Natura_ (Bailey translation), book II, lines 1-12.] But in the two types it is not the fruit of action or contemplation, but action and contemplation themselves that the two types find respectively interesting. The man of action finds an immediate satisfaction in movement, change, the clamor of affairs, the contacts with other people, the making of changes in the practical world. The man of thought finds as immediate enjoyment in noting the ways of men, and reflecting upon them. That contemplation, disinterested thinking, also has its use goes without saying. The thinker and the dreamer may be something at least of what the Irish poet boasts: "... the movers and shakers Of the world, forever, it seems." The scholar, the thinker, the man who stands aside from immediate action, may, often does, help the world of action in a far-reaching way. The researches of a Newton make possible eventually the feats of modern engineering and telegraphy; the abstruse study of the calculus helps to build bridges and skyscrapers. Both types, in their extremes, have their weaknesses. The extremely practical man "may cut off the limb upon which he is sitting," or "see no further than the end of his nose." A really great administrator is not penny-wise; he thinks far ahead, around and into a problem. He is concerned for tomorrow as well as to-day. The contemplative man may come to be "sicklied o'er with the pale cast of thought." There is the hero of one Russian novel who reflects through three hundred pages on his wasted life, all at the ripe age of twenty-three.[1] The practical man gains width and insight by checking himself with reflection; the contemplative finds thought called home and made meaningful by contacts with the world. It was something of this balance which Plato had in mind when he insisted that his future philosopher-king should, after fifteen years' study, go for fifteen years into the "cave" or world to learn to deal with men and affairs. The "mere theorist" is often an absurd if not a dangerous character; the practical man may come to make the wheels go round without ever taking note of his direction. [Footnote 1: Contchareff: _Oblomoff_.] As pointed out in the beginning of this discussion, no one of these types is exclusively exemplified in any one individual. To be exclusively any one of these would be to be a caricature rather than a character.[2] But to be no one of these types to any degree at all is to be no character at all, is to be socially a nonentity, a minus quantity; it is to be determined by the vicissitudes of chance or circumstance; it is to be a succession of vacillations rather than a distinctive self-determined personality. Each of these types, moreover, if not extreme, has its specific excellences, and their various presence lends richness and diversity to social life. [Footnote 2: Dickens's success lay, perhaps chiefly, in his ability to draw these unforgettable exaggerations, these outstanding types: "Micawber" waiting for something to turn up; the fiendish cruelty of "Bill Sikes"; the angelic self-effacement of "Little Nell"; the hypocritical "Mr. Pecksniff"; the gossipy "Sairy Gamp." He had a unique gift for representing psychological traits in large. The so-called psychological novelists like Meredith, trace a character through its moods and fluctuations, making truer, more composite, though less memorable characters.] EMOTIONS AROUSED IN THE MAINTENANCE OF THE SELF. These various types of self may be defended with bitterness and pertinacity, and in their support the most powerful emotions may be enlisted. As pointed out in connection with individuality in opinion, men may be willing to die for their beliefs. Similarly invasion of one's home, infringement or threat against what one regards as one's rights or one's possessions, whether physical or social, may be bitterly contested. And in this conflict in support of the integrity of the self, anger, hate, fear, submissiveness, all the nuances of emotion may be aroused. The themes of great tragedy are built largely on this theme of insistent selfhood. Any obstruction of the self-integrity one has set one's self may provoke a violent reaction. It may be interference with one's love, as in the case of Medea or Othello, the pain of ingratitude as in Lear, the conflict between "the lower and the higher self," as in the case of Macbeth's loyalty and his ambition. These are the staple materials of drama. In common experience, an insult to one's wife or friend, an obstacle placed in the way of one's professional career, deprivation of one's liberty or one's property, or one's unhindered "pursuit of happiness," are the provocations to violent emotions in the sustaining of the self. How violent or what form the reaction will take depends on the situation of the "self" involved. If one has been grossly insulted by another upon whom one is utterly dependent socially and economically, a rankling and impotent rage may be the only outlet. To a person gifted with humility, the disillusions of a false friendship may provoke nothing more than a deep but resigned disappointment. Where passion and determination run high, and retaliation is feasible, a violent hate may find violent fulfillment. In earlier and more bloodthirsty days, the dagger, the duel, and poison were, as illustrated in the history of the Borgias, ways of maintaining the self and venting one's anger or revenge. Even in modern society the still distressingly large number of crimes of violence may be traced in many, perhaps most cases, to blind and bitter hate. To any deep personal injury, hate, whether it takes overt form or not, is still the instinctive answer; just such hate as Euripides represents in the jealous Medea, when she, a barbarian captive among the Greeks, sees Jason, her lover, about to be married to a Greek princess: "... But I, being citiless, am cast aside, By him that wedded me, a savage bride. . . . . . . . . "I ask one thing. If chance yet ope to me Some path, if even now my hand can win, Strength to requite this Jason for his sin, Betray me not! Oh, in all things but this, I know how full of fears a woman is, And faints at need, and shrinking from the light Of battle; but once spoil her of her right In man's love, and there moves, I warn thee well, No bloodier spirit between Heaven and Hell."[1] [Footnote 1: Euripides: _Medea_ (Gilbert Murray translation), p. 16.] In defense of the self in its narrower or broader sense, courage and heroism may be displayed. The martyr will die rather than submit; there have been many to whom Patrick Henry's "Give me Liberty or give me death," was something more than rhetoric. The self for which we will fight, of course, varies. A spoilt child will go into a paroxysm of rage if its toy is taken away. Older people will fight for smaller or larger points of social position. There is the familiar citizen who will insist on his rights, often of a petty sort, in a hotel, theater, or department store. Or a man may display the last extremity of courage in defense of some ideal, as in a man's surrender of his life for his country. Something of the same heroism is displayed by individuals who stand out against their group in the face of ridicule or persecution. It is the general sympathy with the desire to preserve one's selfhood untarnished that gives point to Henley's lines: "Out of the night that covers me, Black as the pit from pole to pole, I thank whatever gods may be For my unconquerable soul. . . . . . . . . "It matters not how strait the gate, How charged with punishments the scroll, I am the master of my fate, I am the captain of my soul."[2] [Footnote 2: _Invictus_.] In the same way as the emotions fear, anger, and hate, and their variations and degrees, may be aroused by attack or threat against the self, so help and encouragement of an individual's selfhood arouse love, affection, and gratitude. Even our affection for our parents, though in part instinctive, is undoubtedly increased by the care and persistence with which they have fostered our own life and hopes, have educated us, and made possible for us a career. The same motives play a part in our affection for teachers who have beneficently influenced our lives, for other older people who "give us a start," advice and encouragement or financial aid. Even the love of God has in religious ritual been colored with gratitude for God's mercies and benevolences. THE INDIVIDUALITY OF GROUPS. Groups may display the same individuality and sense of selfhood as is exhibited by individuals. And the members of the group may come to regard the group life as something quite as important and inalienable as their own personalities and possessions. Indeed in defense of the integrity of the group life, as in the case, for example, of national honor, the individual life and possession may come to be reckoned as naught. Man's gregariousness and his instinctive sympathy with his own kind make it easy for the individual to identify his own life with that of the group. What threatens or endangers the group will in consequence arouse in him the same emotions as are aroused by threats or dangers that concern his own personality. An insult to the flag may send a thrill of danger through the millions who read about it, just as would an insult to themselves or their families. Group feeling may exist on various levels. It may be nothing more momentous than local pride, having the tallest tower, the finest amusement park, the best baseball team, or being the "sixth largest city." It may be a belligerent imperialism, a "desire for a place in the sun." It may be a desire for independence and an autonomous group life, manifested so strikingly recently by such small nationalities as Poland and Czecho-Slovakia and influential in keeping Switzerland alive as a nationality through hundreds of years, though surrounded by powerful neighbors.[1] While a group does not exist save as an abstraction, looked at as a whole it may exhibit the same outstanding traits, or the same types of selfhood as an individual. It may be fiercely belligerent and dogmatic; it may, like literary exponents of the German ideal, desire to spread its own conception of Kultur throughout the world.[2] It may be insistent on its own position, or its own possessions or its own glory. It may be fanatic in aggrandizement. It may be interested in the welfare of other groups, as in the case of large nationalities championing and protecting the causes of small or oppressed ones, such an ideal as was expressed, for example, by President Wilson in his address to Congress on the entrance of America into the Great War: [Footnote 1: Group feeling may be displayed under the most disadvantageous conditions, as in the strong sentiment for nationalism current among the Jews, even through all the centuries of dispersion.] [Footnote 2: Thorstein Veblen has pointed out how the "common man" comes to identify his interest with that of the group: "The common man who so lends himself to the aggressive enhancement of the national Culture and its prestige has nothing of a material kind to gain from the increase of renown that comes to his sovereign, his language, his countrymen's art or science, his dietary, or his God. There are no sordid motives in all this. These spiritual assets of self-complacency are indeed to be rated as grounds of high-minded patriotism without afterthought." (_The Nature of Peace_, p. 56.)] ... We shall fight for the things which we have always carried nearest our hearts--for democracy, for the right of those who submit to authority to have a voice in their own governments, for the rights and liberties of small nations, for a universal dominion of right by such a concert of free peoples as shall bring peace and safety to all nations and make the world itself at last free.[3] [Footnote 3: Woodrow Wilson: _Address to Congress_, April 2, 1917.] The selfhood displayed by various groups varies with the degree and integration of the individual within the group. In extreme cases, such as that of Germany under the imperial régime, the group individuality may completely overshadow and engulf that of the individual. This ideal was not infrequently expressed by German political writers: To us the state is the most indispensable as well as highest requisite of our earthly existence.... All individualistic endeavor must be unreservedly subordinated to this lofty claim.... The state eventually is of infinitely more value than the sum of the individuals within its jurisdiction. This conception of the state which is as much a part of our life as the blood in our veins, is nowhere to be found in the English constitution, and is quite foreign to English thought, and to that of America as well.[1] [Footnote 1: Eduard Meyer: _England, Its Political Organization and Development and the War Against Germany_ (English translation), pp. 30-31.] While custom-bound and feudal régimes may emphasize the tendency to suppress development of individuality, and insist on regimentation in thought and action--an ideal proclaimed with increasing generality in Germany from Hegel down[2] there may be on the part of both individuals and groups the tendency to promote individuality as itself a social good. In such a case the social structure and educational systems and methods will be designed to promote individuality rather than to suppress it. Individual variations, if it be generally recognized that they are the only source of progress, will be utilized and cultivated instead of suppressed.[3] [Footnote 2: See Dewey: _German Philosophy and Politics_.] [Footnote 3: Individuality is the theme of Montessori kindergarten methods.] Throughout the nineteenth century (indeed throughout the history of political theory), the pendulum swung between individualism and complete socialization. Spencer long ago proclaimed the dominance of the individual; T. H. Green, following the German philosophers, the dominance of the state. Like the contrast between egoism and altruism, an emphasis on either side is bound to be artificial. The individual can only be a self in a social order; the individual is only an individual in contrast with others. It is doubtful, for example, whether a man living all his life alone on a desert island would discover any individuality at all. A man's character is displayed in action, and his actions are always, or nearly always, performed with reference to other people. And a man's best self-realization cannot be achieved save in congenial social order. A man will not readily grow into a saint among a society of sinners, and unless the social order provides opportunities for the highest type of life, it will exist only in a very fortunate and favored few. One of the charges that has been laid against democracy is that it fails to encourage the highest types of scientific and artistic interests, that it is the gospel of the mediocre.[1] [Footnote 1: This is the essence of the aristocratic position, that a choice life lived by a few is better than a vulgar one shared by the many.] It is too often forgotten, on the other hand, by those who emphasize the importance of society, that society is, after all, nothing more than an aggregate of selves. The "state," the "social order" is nothing but the individuals who make it up, and their relations to each other. The group exists, after all, even as the most completely socialized political doctrines insist, for the realization of individual selves, for freedom of opportunity and initiative. It is when "individualism" runs rampant, when self-realization on the part of one individual interferes with self-realization on the part of all others that individualism becomes a menace. Individuality is itself valuable, in the first place, because as Mill pointed out in his essay on _Liberty_ earlier quoted: What has made the European family an improving instead of a stationary portion of mankind? Not any superior excellence in them, which, when it exists, exists as the effect, not the cause; but their remarkable diversity of character and culture. Individuals, classes, nations, have been extremely unlike one another; they have struck out a great variety of paths, each leading to something valuable; and although at every period those who traveled in different paths have been intolerant of one another, and each would have thought it an excellent thing if all the rest could have been compelled to travel his road, their attempts to thwart each other's development have rarely had any permanent success, and each has endured in time to receive the good which the others have offered.[2] [Footnote 2: Mill: _Essay on Liberty_, chap. III.] Apart from the variations in group customs and traditions, and their progressive application to changing circumstances which individuality makes possible, it cannot be too strongly emphasized that society is the name for the process by which individuals live together. It is the individuals who are the realities and the happiness of individuals which is the aim of social organization. Such happiness is only attainable when individuals are allowed to make the most of their native capacities and individual interests. The social group as a group will be more interesting, colorful, and various when every experimentation and variety of life are encouraged and promoted. And the individuals in such a society will be personalities, not the mere mechanisms of a regimented routine. CHAPTER IX INDIVIDUAL DIFFERENCES THE MEANING OF INDIVIDUAL DIFFERENCES. The major part of this volume has been devoted to a consideration of those traits, interests, and capacities which all individuals share, and which may in general be described as the "original nature of man." These distinctive inborn tendencies were treated, for purposes of analysis, in the most general terms, and, on the whole, as if they appeared in the same strength and variety in all individuals. When we thus stand off and abstract those characteristics which appear universally in all individuals, human nature appears constant. But there are marked variations in the specific content of human nature with which each individual is at birth endowed. Put in another way, one might say that to be a human being means to be by nature pugnacious, curious, subject to fatigue, responsive to praise and blame, etc., and susceptible to training in all these respects. By virtue of the fact that we are all members of the human race, we have common characteristics; by virtue that we are _individuals_, we all display specific variations in specific human capacities. There is, save abstractly, no such thing as a standard human being. We may intellectually set up a norm or standard, but it will be a norm or standard from which every individual is bound to vary. The fact that individuals do differ, and in specific and definable respects, has most serious consequences for social life. It means, briefly, that while general inferences may be drawn from wide and accurate observations of the workings of human nature, these inferences remain general and tentative, and if taken as rigid rules are sure to be misleading. Theories of education and social reform certainly gain from the general laws that can be formulated about original human traits, fatigue, memory, learning capacity, and the like. But they must, if they are to be applicable, take account also, in a precise and systematic way, of the variety of men's interests and capacities. To this fact of variety in the original nature of different men social institutions and educational methods must be adapted. Arbitrary rules that apply to human nature in general do not apply to the specific cases and specific types of talent and desires. Educational and social organizations can mould these, but the result of these environmental influences will vary with individual differences in original capacities. We can waste an enormous amount of time and energy trying to train a person without mechanical or mathematical gifts to be an engineer. We not only save energy and time, but promote happiness, if we can train individuals so that their specific gifts will be capitalized at one hundred per cent. They will be at once more useful to society and more content with themselves, when they are using to the full their own capacities. They will at once be unproductive and unhappy when they find themselves in activities or social situations where their genuine talents are given no opportunity and where their defects put them at a conspicuous handicap. Individuals differ, it must further be noted, not only in specific traits, but in that complex of traits which is commonly called "intelligence." In the broadest terms, we mean by an individual's intelligence his competence and facility in dealing with his environment, physical, social, and intellectual. This competence and facility, in so far as it is a native endowment, consists of a number of traits present in a more or less high degree, traits, for example, such as curiosity, flexibility of native and acquired reactions, sociability, sympathy, and the like. In a sense an individual possesses not a single intelligence, but many, as many as there are types of activity in which he engages. But one may classify intelligence under three heads, as does Thorndike:[1] mechanical intelligence, involved in dealing with things; social intelligence, involved in dealing with other persons; and abstract intelligence, involved in dealing with the relations between ideas. Each of these types of intelligence involves the presence in a high degree of a group of different traits. Thus, in social intelligence, a high degree of sympathy, sensitivity to praise and blame, leadership, and the like, are more requisite than they are for intelligent behavior in the realm of mechanical operations or of mathematical theory. A person may be highly intelligent in one of these three spheres and mentally helpless in the others. Thus, a brilliant philosopher may be nonplused by a stalled motor; a successful executive may be a babe in the realm of abstract ideas. But what we rate as a person's general intelligence is a kind of average struck between his various competences, an estimate of his general ability to control himself in the miscellaneous variety of situations of which his experience consists. [Footnote 1: "Measuring Intelligence," _Harper's Magazine_, March, 1920.] There have been a number of tests devised for the purpose of estimating an individual's general intelligence.[1] On a rating scale such as is used in these examinations most individuals will come up to a certain standard that may be called average or normal. There will be a certain number so far below the normal rating in a complex of traits that go to produce intelligent (competent and facile) behavior that they will have to be classed as subnormal, ranging from feeblemindedness to idiocy. A certain number will be found so extraordinarily gifted in general traits and in specific abilities--in given subject-matters, as, for example, in mathematics and music--that they will be marked out as geniuses. Following the laws of probability, the greater the inferiority or superiority, the more exceptional it will be. [Footnote 1: These, in large part, deal with words and ideas and are, therefore, weighted in favor of abstract intelligence, and put at a discount individuals whose experience and whose intelligence are predominantly social or mechanical in character. Some of the tests are fairly adequate for mechanical intelligence, but no good tests have been devised for social intelligence. These tests, however, as used in the army and for appraising college entrants, as at Columbia University, have been demonstrated to be fairly good indices of general intelligence.] Individual differences are, therefore, seen to be not simply differences with respect to given mental traits, but differences with respect to general mental capacity. Experimental investigation points to a graded difference in mental capacity, ranging from idiocy to genius, the largest group being normal or average, the size of the group diminishing with further deviation from the average in either direction. Certain important correlations, furthermore, have been found between the level of intelligence and the level of character. The great in mind, it may be said briefly, are also great in spirit. "General moral defect commonly involves intellectual inferiority. Woods and Pearson find the correlation between intellect and character to be about .5.... General moral defect is due in part to a generally inferior nervous organization."[1] [Footnote 1: Thorndike: _Educational Psychology_ (1910), p. 224.] One other important correlation must be noted. While gifts and capacities are specific, superiority in a given trait commonly involves superiority in most others. Exceptional talent in one direction in most cases involves exceptionality in many other respects. While talents are not indiscriminately transferable from one field to another, the same complex of traits which makes a person stand out preëminently in a given field, say law, would make him stand out in any one of half a dozen different fields into which he might have gone. There seems to be no evidence that extraordinary capacity in one direction is balanced by extraordinary incapacity and stupidity in others. The fact that individuals differ not only in specific traits but in general mental capacity has, also, certain obvious practical consequences. It means that there are present in society, in the light of recent tests in the army, an unexpectedly large number of individuals below the level of normal intelligence. One in five hundred, Thorndike estimates, is the "frequency of intellectual ability so defective as to disturb the home, resist school influence, and excite popular derision." These are clearly liabilities in the social order. On the other hand, there is a large number above the level of average intelligence. The importance of this group for human progress can hardly be overestimated. As we have seen in other connections, progress is contingent upon variation from the "normal" or the accustomed, and such variation from the normal is initiated in the majority of cases by members of this comparatively small super-normal group. If civilization is to advance it must capitalize its intelligence; that is, educate up to the highest point of native ability. But in any case, its chief guarantee of progress lies in the comparatively small group in whom native ability is exceptionally high. For it is among this group that original thinking, invention, and discovery almost exclusively occur. CAUSES OF INDIVIDUAL DIFFERENCES. Among the chief causes of individual differences may, in general, be set down the following: (1) Sex, (2) Race, (3) Near Ancestry or Family, (4) Environment. The particular fund of human nature which an individual displays, that is, his specific native endowments, as they appear in practice, will be a resultant of these various causes. In the study of each of these characteristics, we should be able ideally to eliminate all the others and to consider them each in isolation. THE INFLUENCE OF SEX. In the case of sex, for example, we should not confuse individual differences due to the fact of sex with individual differences due to divergent training given to each of the sexes. In scientific experiments to determine sex differences in mental traits, there have been careful attempts to eliminate everything but the factor of sex itself. Thus in Karl Pearson's studies of fifty twin brothers and sisters, the factors of ancestry and difference of training and age were practically eliminated. In so far as allowance can be made for other contributing factors, studies of individual differences due to sex have revealed, roughly speaking, the following results. There have been, in the field of sensory discrimination and accuracy of motor response, slight--and negligible--differences of responses made by male and female. The subjects stated were, in most cases, selected so far as possible from the same social strata, social and intellectual interest, and background.[1] [Footnote 1: As, for example, the members of the graduating and junior classes of the co-educational college at the University of Chicago, studied by Dr. Thompson.] Thorndike reports the general results of such tests as follows: The percentages of males reaching or exceeding the median ability of females in such traits as have been subjected to exact investigation are roughly as follows: In speed of naming colors and sorting cards by color and discriminating colors as in a test for color blindness 24 In finding and checking small visual details such as letters 33 In spelling 33 In school "marks" in English 35 In school "marks" in foreign languages 40 In memorizing for immediate recall 42 In lowness of sensory thresholds 43 In retentiveness 47 In tests of speed and accuracy of association 48 In tests of general information 50 In school "marks" in mathematics 50 In school "marks" (total average) 50 In tests of discrimination (other than for color) 51 In range of sensitivity 52 In school "marks" in history 55 In tests of ingenuity 63 In accuracy of arm movements 66 In school "marks" in physics and chemistry 68 In reaction time 70 In speed of finger and arm movement 71 The most important characteristic of these differences is their small amount. The individual differences within one sex so enormously outweigh the differences between the sexes in these intellectual and semi-intellectual traits that for practical purposes the sex difference may be disregarded. So far as ability goes, there could hardly be a stupider way to get two groups alike within each group but differing between the groups than to take the two sexes. As is well known, the experiments of the past generation in educating women have shown their equal competence in school work of elementary, secondary, and collegiate grade. The present generation's experience is showing the same fact for professional education and business service. The psychologists' measurements lead to the conclusion that this equality of achievement comes from an equality of natural gifts, not from an overstraining of the lesser talents of women.[1] [Footnote 1: Thorndike: _Educational Psychology_, briefer course, pp. 345-46.] That is, so far as experiments upon objectively measurable traits have been conducted, the specific differences that individuals display have comparatively nothing to do with the fact that an individual happens to be a man or a woman. These experiments have been conducted with boys and girls as young as seven, and with men and women ranging up to the age of twenty-five.[2] [Footnote 2: There seems, as might be expected to be, a slightly higher differentiation between the two sexes after adolescence than before.] These experiments have been conducted to test sensory discrimination, precision of motor response and some of the simpler types of judgment, such as those involved in the solution of simple puzzles with blocks, matches, etc. The fact of the negligibility of sex difference with regard to certain minor measurable traits has been adequately demonstrated by a wide variety of experiments. The fact of sex equality or mental capacity has been less accurately but fairly universally noted by popular consensus of observation and opinion of the work of women in the various trades and professions. There are differences between men and women in physical strength and in consequent susceptibility to fatigue. These are important considerations in qualifying the amount of work a woman can do as compared with that of a man, and have justly resulted in the regulation of hours for women, as a special class. But there do not seem to be, on the average, significant original differences in mental capacity.[3] [Footnote 3: On this subject there has been collected a large amount of accurate experimental data. See Goldmark: _Fatigue and Efficiency_, part II, pp. 1-22. These refer to physiological differences.] There do exist, as a matter of practical fact, some of the special attributes commonly ascribed to the masculine and feminine mental life, but it is generally agreed by investigators that these are to be accounted for by the different environment and standards socially established for men and for women. There are radical and subtle differences in training to which boys and girls are subjected from early childhood. There are deeply fixed traditions as to the standards of action, feeling, and demeanor to which boys and girls are respectively trained and to which they are expected to conform. If a boy should not live up to this training and expectation, he may be marked out as "effeminate." If a girl does not conform, she is defined as a "hoyden" or a "tomboy." These social distinctions, which are emphasized even in the behavior of young boys and young girls, grow more pronounced as individuals grow older. One need hardly call attention to actions regarded as perfectly legitimate for men which provoke disapproval if practiced by women. Rigid training in these different codes of behavior may cause acquired characteristics to seem inborn. But whether these general features commonly held to distinguish the mental life of man or woman are or are not intrinsic and original, they have been marked out by certain investigators as socially fundamental. Thus Heymans and Wiersma, two German investigators, set down as the differentia of feminine mental life (1) greater activity, (2) greater emotionality, (3) greater unselfishness of the female.[1] [Footnote 1: See Thorndike's _Educational Psychology_ (1910), p. 136.] There are some general differences noted by both layman and psychologist, which, though not subject to quantitative determination, yet seem to differentiate somewhat definitely between feminine and masculine mental activity. These may be set down in general as occurring in the field of emotional susceptibility. Thorndike traces them back to the varying intensity of two human traits earlier discussed: the fighting instinct, relatively much stronger in the male, and the nursing or mothering instinct, much stronger in the female. With this fact are associated important differences in the conduct of men and women in social relations. The maternal instinct is held by some writers, for instance, to be in large measure the basis of altruism, and is closely associated with sensitivity to the needs and desires of others. Thorndike writes: It has been common to talk of women's dependence. This is, I am sure, only an awkward name for less resentment at mastery. The actual nursing of the young seems likewise to involve equally unreasoning tendencies to pet, coddle, and "do for" others. The existence of these two instincts has been long recognized by literature and common knowledge, but their importance in causing differences in the general activities of the two sexes has not. The fighting instinct is in fact the cause of a very large amount of the world's intellectual endeavor. The financier does not think merely for money, nor the scientist for truth, nor the theologian to save souls. Their intellectual efforts are aimed in great measure to outdo the other man, to subdue nature, to conquer assent. The maternal instinct in its turn is the chief source of woman's superiorities in the moral life. The virtues in which she excels are not so much due to either any general moral superiority or any set of special moral talents as to her original impulses to relieve, comfort, and console.[1] [Footnote 1: Thorndike: _loc. cit._, pp. 48-49.] Ordinary observation reveals, as literature has in general recorded, what Havelock Ellis has called the "greater affectability of the female mind." There is evidenced in many women a singular and immediate responsiveness to other people's emotions, a quick intuition, a precise though non-logical discrimination, which, though shared to some extent by all individuals gifted with sympathy and affection, is a peculiarly feminine quality. Indeed when a man possesses it, it is common to speak of him as possessing "almost a woman's intuition." Such emotional susceptibility is manifested in the higher frequency of emotional instability and emotional outbreaks among women than among men, and the decreased power of inhibition which women have over instinctive and emotional reactions. Further than this, women more than men may be said to qualify their judgments of persons and situations by their emotional reactions to them. The common suspicion that in general women's abilities are less than those of men has seemed to gain strength from the greater number of geniuses and eminent persons there have been among men than among women. Professor Cattell writes in this connection: I have spoken throughout of eminent men as we lack in English words including both men and women, but as a matter of fact women do not have an important place on the list. They have in all thirty-two representatives in the thousand. Of these eleven are hereditary sovereigns, and eight are eminent through misfortunes, beauty, or other circumstances. Belles-lettres and fiction--the only department in which woman has accomplished much--give ten names as compared with seventy-two men. Sappho and Joan d'Arc are the only other women on the list. It is noticeable that with the exception of Sappho--a name associated with certain fine fragments--women have not excelled in poetry or art. Yet these are the departments least dependent on environment, and at the same time those in which the environment has been perhaps as favorable to women as to men. Women depart less from the normal than men--a fact that usually holds for the female throughout the animal series; in many closely related species only the male can be readily distinguished.[1] [Footnote 1: Cattell: "A Statistical Study of Eminent Men," _Popular Science Monthly_, vol. LXII. pp. 375-77.] In the facts of higher variability among males, and the hitherto restricted social opportunities provided for women are to be found the chief reasons for the comparatively high achievement of the male sex as compared with the female. But on the average the difference between the two sexes with respect to mental capacity is slight. THE INFLUENCE OF RACE. A second factor in determining individual differences in mental traits is race. There are certain popular presuppositions as to the inherent differences in the mental activity of different races. The Irishman's wit, the negro's joyousness, the emotionality of the Latin races, the stolidity of the Chinese, are all supposed to be fundamental. And in a sense they are. That is, in the life and culture of these groups, such traits may stand out distinctively. But most psychologists and anthropologists question seriously whether these traits are to be traced to radical differences in racial inheritance. For the most part they seem rather to be the result of radical differences in environment. "Many of the mental similarities of an Indian to Indians and of his differences from Anglo-Saxons disappear, if he happens to be adopted and brought up as an Anglo-Saxon."[1] [Footnote 1: Thorndike _loc. cit._, p. 52.] There have been various experimental studies made to determine how much divergences in the mental activity of different races are determined by differences in racial inheritance. Such experiments have been conducted chiefly upon very simple traits and capacities. The accuracy of sensory response among different races has, for example, been examined. There have proved to be, in regard to these, slight differences in the effectiveness and accuracy of response. There are racial differences in hearing, as tested by the ticking of a watch or clock artificially made. In this test, Papuans, to take an instance, were inferior to Europeans. The sense of touch has been similarly tested, and comparatively negligible differences have been found. In regard to the five senses, their efficiency seems to be about equal in all the races of mankind. The proverbial keenness of vision of the Indian, for example, is found to be due to a superior training in its use, a training made imperative by the conditions of Indian life. In reaction time tests--that is, tests in the speed of simple mental and motor performances--the time consumed in response has been found to be about the same for all races tested. The results have been similar with regard to certain simple processes of judgment or inference: There are a number of illusions and constant errors of judgment which are well known in the psychological laboratory, and which seem to depend, not on peculiarities of the sense organs, but on quirks and twists in the process of judgment. A few of these have been made the matter of comparative tests, with the result that peoples of widely different cultures are subject to the same errors, and in about the same degree. There is an illusion which occurs when an object, which looks heavier than it is, is lifted by the hand; it then feels, not only lighter than it looks, but even lighter than it really is. The contrast between the look and the feel of the thing plays havoc with the judgment. Women are, on the average, more subject to this illusion than men. The amount of this illusion has been measured in several peoples, and found to be, with one or two exceptions, about the same in all. Certain visual illusions, in which the apparent length or direction of a line is greatly altered by the neighborhood of other lines, have similarly been found present in all races tested, and to about the same degree. As far as they go, these results tend to show that simple sorts of judgment, being subject to the same disturbances, proceed in the same manner among various peoples; so that the similarity of the races in mental processes extends at least one step beyond sensation.[1] [Footnote 1: Woodworth: "Racial Differences in Mental Traits," _Science_, New Series, vol. 31, pp. 179-81.] Professor Woodworth also points out that these simple tests are not adequate to measure general intelligence. A good test for intelligence would be much appreciated by the comparative psychologist, since, in spite of equal standing in such rudimentary matters as the senses and bodily movement, attention and the simpler sorts of judgment, it might still be that great differences in mental efficiency existed between different groups of men. Probably no single test could do justice to so complex a trait as intelligence. Two important features of intelligent action are quickness in seizing the key to a novel situation, and firmness in limiting activity to the right direction, and suppressing acts which are obviously useless for the purpose in hand. A simple test which calls for these qualities is the so-called "form test." There are a number of blocks of different shapes, and a board with holes to match the blocks. The blocks and board are placed before a person, and he is told to put the blocks in the holes in the shortest possible time. The key to the situation is here the matching of blocks and holes by their shape; and the part of intelligence is to hold firmly to this obvious necessity, wasting no time in trying to force a round block into a square hole. The demand on intelligence certainly seems slight enough; and the test would probably not differentiate between a Newton and you or me; but it does suffice to catch the feeble-minded, the young child, or the chimpanzee, as any of these is likely to fail altogether, or at least to waste much time in random moves and vain efforts. This test was tried on representatives of several races and considerable differences appeared. As between whites, Indians, Eskimos, Ainus, Filipinos, and Singhalese, the average differences were small, and much overlapping occurred. As between these groups, however, and the Igorot and Negrito from the Philippines and a few reputed Pygmies from the Congo, the average differences were great, and the overlapping small.[1] [Footnote 1: Woodworth: _loc. cit._, pp. 171-86.] Equality among races in the various traits that have been measured by psychologists does not imply that common observation is wrong in counting one race as intellectually superior to another. There have, as yet, been no measurements of such general features of social life as energy, self-reliance, inventiveness, and the like. But from indications of experiments already made, these so-called (and for practical purposes genuine) intellectual differences between the individuals of different races must be attributed to differences in environment. Races _as_ races seem to be equally gifted. Professor Boas points out that civilized investigators traveling among savage tribes commit one serious fallacy in insisting on the inferiority of these primitive peoples. They are said to be irrational, for example, when they are quite logical in their way of dealing with the material which is at their disposal. Without any scientific information available, for example, anthropomorphism, or the tendency to interpret cosmic phenomena in human terms is quite natural and reasonable. Again: The difference in the mode of thought of primitive man and that of civilized man seems to consist largely in the difference of character of the traditional material with which the new perception associates itself. The instruction given to the child of primitive man is not based on centuries of experimentation, but consists of the crude experience of generations. When a new experience enters the mind of primitive man, the same process which we observe among civilized man brings about an entirely different series of associations, and therefore results in a different type of explanation. A sudden explosion will associate itself in his mind, perhaps, with the tales he has heard in regard to the mythical history of the world, and consequently will be accompanied by superstitious fear. When we recognize that neither among civilized men nor among primitive men the average individual carries to completion the attempt at causal explanation of phenomena, but carries it only so far as to amalgamate it with other previously known facts, we recognize that the result of the whole process depends entirely upon the character of the traditional material.[1] [Footnote 1: Boas: _Mind of Primitive Man_, pp. 203-04.] This may be illustrated by our immediate reactions of pleasure or disgust at customs or ideas that provoke directly opposite reactions among races reared in another tradition. Again primitive races have been accused of lacking self-control. The fact is that they exhibit self-control about matters which they regard as important, and lack of it in respect to matters which they regard as trivial. "When an Eskimo community is on the point of starvation, and their religious proscriptions forbid them to make use of the seals that are basking on the ice, the amount of self-control of the whole community which restrains them from killing those seals is certainly very great."[2] The case is similar with regard to nearly all the alleged inferiorities of primitive man, his improvidence, unreliability, and the like. In nearly every instance, it has been found that we are holding him to account for not being able to persist in courses of action which do not seem to him, with his training and education, worth persisting in, and for not conforming to standards which, given his background, are meaningless. [Footnote 2: _Ibid_. p. 108.] But if differences in racial attainments are due to differences in environment, it might be said that this itself is testimony to the superiority of the race that has the more complex and exacting environment. This is not by any means clearly the case. The "culture" or civilization which a race exhibits is a very uncertain index of its gifts or its capacities. The culture found in a race is, it may be said without exaggeration, largely a matter of accident or circumstance rather than of heredity. Some of the environmental causes for differences in culture may he explicitly noted. Any modern culture is the result of interminglings of many different cross-streams and cross-borrowings. Races that have long been isolated as, for example the African negroes, have no possibility of picking up all the acquisitions to which races that intermingle have access. Progress in the developments of arts, sciences, and institutions depends on fortunate individual variations. The smaller the race the less the number of variations possible, including those on the side of what we call genius. Again fortunate variations depend not so much on the general average intellectual capacities of the race as on its variability. So one race may possess a relative superiority of achievement because of its high variability, just as, as we have already pointed out, the greater preëminence of the male sex with regard to intellectual accomplishment is due to the greater number of variations both above and below the norm which it displays. The reasons for variability are again, according to Professor Boas, largely environmental. "We have seen, when a people is descended from a small uniform group, that then its variability will decrease; while on the other hand, when a group has a much-varied origin or when the ancestors belong to entirely distinct types the variability may be considerably increased."[1] [Footnote 1: Boas; _loc. cit._, p. 93.] Again a race may be placed in such geographical conditions that a fortuitous variation on the part of one individual may prove of enormous value in the development of its civilization. Or fortunate geographical conditions may stimulate types of activity that lie dormant, although possible, among other races. Thus by some investigators the flexibility and emancipation of the Greek genius were attributed to their access to the sea and their constant intermingling with other cultures, especially the Egyptian. On the subject of the fundamental equality of races despite their seeming disparity, as that at present, let us say, between whites and negroes, Professor Boas writes: Much has been said of the hereditary characteristics of the Jews, of the Gypsies, of the French and Irish, but I do not see that the external and social causes which have moulded the character of members of these people have ever been eliminated satisfactorily; and, moreover, I do not see how this can be accomplished. A number of external factors that influence body and mind may easily be named--climate, nutrition, occupation--but as soon as we enter into a consideration of social factors and mental conditions we are unable to tell definitely what is cause and what is effect. * * * * * The conclusions reached are therefore, on the whole, negative. We are not inclined to consider the mental organization of different races of man as differing in fundamental points. Although, therefore, the distribution of faculty among the races of man is far from being known, we can say this much: the average faculty of the white race is found to the same degree in a large proportion of individuals of all other races, and although it is probable that some of these races may not produce as large a proportion of great men as our own race, there is no reason to suppose that they are unable to reach the level of civilization represented by the bulk of our own people.[1] [Footnote 1: Boas; _loc. cit._, pp. 116, 123.] In contrast must be cited the opinions of a large class of psychologists and anthropologists who are inclined to regard racial differences as intrinsic and original. Of such, for example, is Francis Galton, who claims in his _Hereditary Genius_, that taking negroes on their own ground they still are inferior to Europeans by about one eighth the difference, say, between Aristotle and the lowest idiot. Recent psychological experiments in the army reveal, again, certain fundamental intellectual inferiorities of negroes, though whether this is environmental or to be traced to hereditary causes is open to question. The fact remains that there are, despite the lack of evidence for hereditary mental differences, practical differences in the mental activity of different races that are of social importance. These differences, which seem so fundamental, have been explained primarily by the powerful control exercised over the individual by the habits which he acquires even before the age of five years. These, though unconscious, may be, as the Freudian psychologists maintain, all the more important for that reason. This would appear to be the only explanation of significant racial differences. Cultural differences cannot, biologists are generally agreed, be transmitted in the germs that pass from generation to generation. One may say, in effect, that an individual is differentiated in his mental traits by early association with a certain race, and by his immediate ancestry or family, rather than by the fact of belonging physically to a certain race. THE INFLUENCE OF IMMEDIATE ANCESTRY OR FAMILY. A factor that is, on experimental evidence, rated to be of high importance in the determination of the differences of the mental make-up of human beings, is "immediate ancestry" or family. Stated in the most simple and general terms this means that children of the same parents tend to display marked likenesses in mental traits, and to exhibit less variation among themselves than is exhibited in the same number of individuals chosen at random. A great number of experiments have been conducted to determine how far resemblances in mental traits are due to common parentage. The correlation between membership in the same family and resemblances of social traits has been found to be uniformly high. The inference was made that children of the same family would show great resemblances in mental traits, when accurate experiments showed marked similarity in physical traits under the same conditions. The coefficient of correlation between brothers in the color of the eye, is, according to the results obtained by Karl Pearson, .52.[1] The coefficient of fraternal correlation in the case of the cephalic index (ratio of width to length of head) is .40. The correlation of hair color is found to be .55. The fact of high correlation between resemblance of physical traits and membership in the same family is of crucial importance, because these traits are clearly due to ancestry, and not to environmental differences. If physical traits show such a correlation, it is likely that mental traits will also, mental traits being ultimately dependent on the brain and the nervous system, which are both affected by ancestry. [Footnote 1: These facts are based on the reports of Karl Pearson in his _On the Laws of Inheritance in Man_. What is meant by coefficient of correlation may be explained as follows: If the coefficient of correlation between father and son is .3 and the coefficient of correlation between brother and brother is .5 we may say: a son on the average deviates from the general trend of the population by .3 of the amount of his father's deviation, a brother by .5 of the amount of his brother.] Measurements of measurable traits and observations of less objectively measurable ones, have revealed that immediate ancestry is in itself an influential factor in producing likenesses and differences among men with respect to mental traits. One interesting case, interesting because it was a test of a capacity that might be expected to be largely environmental in its origins, was that of the spelling abilities of children in the St. Xavier School in New York. Thorndike thus reports the test: As the children of this school commonly enter at a very early age, and as the staff and the methods of teaching remain very constant, we have in the case of the 180 brothers and sisters included in the 600 children closely similar school training. Mr. Earle measured the ability of any individual by his deviation from the average for his grade and sex, and found the co-efficient of correlation between children of the same family to be .50. That is, any individual is on the average fifty per cent as much above or below the average for his age and sex as his brother or sister. Similarities in home training might theoretically account for this, but any one experienced in teaching will hesitate to attribute much efficacy to such similarities. Bad spellers remain bad spellers though their teachers change. Moreover, Dr. J. M. Rice in his exhaustive study of spelling ability found little or no relationship between good spelling and any one of the popular methods, and little or none between poor spelling and foreign parentage. Yet the training of a home where parents do not read or spell the language well must be a home of relatively poor training for spelling. Cornman's more careful study of spelling supports the view that ability to spell is little influenced by such differences in school or home training as commonly exist.[1] [Footnote 1: Thorndike: _loc. cit._, p. 78.] In general the influence of heredity may be said far to outweigh the influence of home training. In all the cases reported, the resemblances were about the same in traits subject to training, and in those not subject to training. Thus industry and conscientiousness and public spirit, which are clearly affected by environment, show no greater resemblance than such practically unmodifiable traits as memory, original sensitiveness to colors, sounds, and distances. The influence of parentage, it must be added, consists in the transmission of specific traits, not of a certain "nature" as a whole. There are in the germ and the ovum which constitute the inheritance of each individual, certain determinant elements. The elements that determine the original traits with which each individual will be born vary, of course, in the germs produced by a single parent less than among individuals chosen at random, but they vary none the less. In this variation of the determining elements in the germs of the same individual is to be found the cause of the variation in the physical and mental traits among children of the same parents. Since the determining elements, the unit characters that appear in the sperm or ovum of each individual, do not appear uniformly even in children of the same parents, brother and sister may resemble each other in certain mental traits, and differ in others. "A pair of twins may be indistinguishable in eye color and stature, but be notably different in hair color and tests of intellect." Mental inheritance, as well as physical, is, then, organized in detail. It is not the inheritance of gross total natures, but of particular "mental traits." If we had sufficient data, we should be able to analyze out the unit characters of an individual's mental equipment, so as to be able to predict with some accuracy the mental inheritance of the children of any two parents. In the case of physical inheritance, the laws of the hereditary transmission of any given traits are known in considerable detail. The detailed quantitative investigations of inheritance, following the general lines set by Mendel, have given striking results. Physical traits have been found to be analyzable into unit-characters (that is, traits hereditarily transmitted as units), such as "curliness of hair," "blue eyes," and the like. Mental traits, however, do not seem analyzable into the fixed unit-characters prescribed by the Mendelian laws of inheritance. The success which breeders have had in the control of the reproduction of plants and animals, in the perpetuation of a stock of desirable characteristics and the elimination of the undesirable, has given rise to a somewhat analogous ideal in human reproduction. That eugenics has at least its theoretical possibilities with regard to physical traits, few biologists will question. However difficult it may be in practice to regulate human matings on the exclusive basis of the kind of offspring desired, it is a genuine biological possibility. In a negative way, it has already in part been initiated in the prevention of the marriage of some extreme types of the physically unfit, by the so-called eugenic marriage laws in some states in this country.[1] [Footnote 1: There have been laws, as there is a fairly decided public opinion, adverse to reproduction by the feeble-minded and the morally defective. But (see Richardson: _The Etiology of Arrested Mental Development_, p. 9) there have been a number of cases of feeble-minded parents producing normal children.] But whether scientific regulation of marriages for the production of eugenic offspring is feasible, even apart from the personal and emotional questions involved, is open to question. No mental trait such as vivacity, musical ability, mathematical talent, or artistic sense, has been analyzed into such definitely transmissible unit-characters as "blue eyes" and "curliness of hair." So many unit-characters seem to be involved in any single mental trait that it will be long before a complete analysis of the hereditary invariable determinants of any single trait can be made. It is thus impossible to tell as yet with any security or precision the biological components of any single mental trait. The evidence at our disposal, however, does confirm us in the belief that one of the most significant and certain causes of individual differences, whether physical or mental, is immediate ancestry or family. Individuals are made by what they are initially, and, as we shall presently see, therefore largely by their inheritance. With the latter, environment can do just so much, and no more. And the most significant and effective part of an individual's inheritance is his family for some generations back, rather than the race to which he belongs. THE INFLUENCE OF THE ENVIRONMENT. Those factors so far discussed which determine individual differences are independent of the particular conditions of life in which an individual happens to be placed. An individual's race, sex, family are beyond modification by anything that happens to him after birth. Maturity, in so far as it is mere growth independent of training, is also largely a fixed and unmodifiable condition. The original nature, determined by race, sex, and immediate ancestry, with which a man starts life is subject to modification by his social environment, by the ideas, customs, companions, beliefs, by which he is surrounded, and with which he comes continuously in contact. Commonly the influence of environment is held to be very high. It is difficult, however, accurately to distinguish between effects which are due to original nature and effects which are due to environment. Differences in training are important, but the results vary with the natures trained. Precisely the same environment will not have the same consequences for two different natures. Two approximately same natures will show something like the same effects in dissimilar environments. Human beings are certainly differentiated by the customs, laws, ideals, friends, and occupations to which they are exposed. But what the net result will be in a specific case, depends on the individual's equipment to start with, an equipment that is fixed before the environment has had a chance to act at all. The kindliness and indulgence that save some children demoralize others. In some people a soft answer turneth away wrath; in others it will kindle it. Andrew Carnegie starts as a bobbin boy, and becomes a millionaire; but there were many other bobbin boys. The sunset that stirs in one man a lyric, leaves another cold. The same course in biology arouses in one student a passion for a life of science; it leaves another hoping never to see a microscope again. On the other hand, the same types of original capacity thrown into different environments will yet attain somewhat comparable results, in the way of character and achievement. The biographies of a few poets, painters, philosophers, and scientists chosen at random, show the most diverse antecedents.[1] [Footnote 1: Taking the social and professional status of a distinguished man's father as some index of the social environment to which he was subjected during his youth, we find some interesting examples: The father of John Keats was a livery stable-keep; his mother the daughter of one. Byron's father was a captain in the Royal Guards; his mother a Scottish heiress. Newton's father was a tanner; Pasteur's, a tanner; Darwin's, a doctor of considerable means. Francis Bacon's father was Lord Keeper of the Great Seal; Newton's was a farmer and the headmaster of a school; Turner was the son of a barber.] An individual, again, to a certain extent, makes his own environment. What kind of an environment he will make depends on the kinds of capacities and interests he has to start with. Similarity of original tendencies and interests brings men together as differences among these keep them apart. The libraries, the theaters, and the baseball parks are all equally possible and accessible features of their environment to individuals of a given economic or social class. Yet a hundred individuals with the same education and social opportunities will make themselves by choice a hundred different environments. They will select, even from the same physical environment, different aspects. The Grand Cañon is a different environment to the artist and to the geologist; a crowd of people at an amusement park constitutes a different environment to the man who has come out to make psychological observations, and the man who has come out for a day's fun. A dozen men, teachers and students, selected at random on a university campus, might well be expected to note largely different though overlapping facts, as the most significant features of the life of the university. The environment is the less important in the moulding of character, the less fixed and unavoidable it becomes. If an individual has the chance to change his environment to suit his own original demands and interests, these are the less likely to undergo modification. This is illustrated in the animal world by the migratory birds, which change their habitations with the seasons. Similarly human beings, to suit the original mental traits with which they are endowed, can and do exchange one environment for another. There are a very large number of individuals living in New York City, in the twentieth century, for example, for whom a multiplicity of environments are possible. The one that becomes habitual with an individual is a matter of his own free choice. That is, it is choice, in the sense that it is independent of the circumstances of the individual's life. But an individual's choice of his environment must be within the limited number of alternatives made possible by the original nature with which he is endowed. As pointed out in connection with our discussion of "Instinctive Behavior," we do originally what gives satisfaction to our native impulses, and avoid what irritates and frustrates them. We may be trained to find satisfactions in acquired activities, but there is a strong tendency to acquire habits that "chime in," as it were, with the tendencies we have to start with. There is, for example, to certain individuals, intrinsic satisfaction in form and color; to others in sound. To the former, pictures and paintings will tend to be the environment selected; to the latter the hearing and the playing of music. To those gifted with sensitivity in neither of these directions, pictures may be through all their lives a bore, and a piano a positive nuisance. These facts of original nature, therefore, determine initially, and consequently in large part, what our environment is going to be. Once we get into, or select through instinctive desires, a certain kind of environment, those desires become strengthened through habit, and that environment becomes fixed through fulfilling those habitual desires. A man may, in the first place, choose artists or scholars as companions because his own gifts and interests are similar. But such an environment will become the more indispensable for him when it has the reinforcement of habit to confirm what is already initially strong in him by birth. "To him who hath shall be given" is most distinctly true of the opportunities and environment open to those with native gifts to begin with. Original nature thus sets the scope and the limits of an individual's character and achievement. It tells "how much" and, in the most general way, "what" his capacities are. Thus a man born with a normal vocal apparatus can speak; a man born with normal vision can see. But what language he shall speak, and what sights he shall see, depend on the social and geographical situation in which he happens to be placed. Again, if a man is born with a "high general intelligence," that is, with keen sensory discriminations and motor responses, precise and accurate powers of analysis of judgment, a capacity for the quick and effective acquisition and modification of habits, we can safely predict that he will excel in some direction. But whether he will stand out as a lawyer, doctor, philosopher, poet, or executive, it is almost impossible from original nature to tell.[1] [Footnote 1: The psychological tests used in the army, and being used now with modifications in the admission of students to Columbia College, are "general intelligence" tests. That is, they show general alertness and intellectual promise, but are not prophetic of any specialized talents or capacities.] INDIVIDUAL DIFFERENCES--DEMOCRACY AND EDUCATION. The fact that individuals differ in ability and interest has important consequences for education and social progress. It means, in the first place, that while current optimistic doctrines about the modifiability of human nature are true, they are true within limits--limits that vary with the individual. Whether or not we shall ever succeed, through the science or the practice of eugenics, in eliminating low ability and perpetuating high exclusively, the fact remains that there are in contemporary society the widest variations both in the kinds of interest and ability displayed, and in their relative efficacy under present social and industrial conditions. There are, it must be noted at the outset, a not inconsiderable number of individuals who must be set down as absolute social liabilities. Even if existing social and educational arrangements were perfect, these would remain unaffected and unavailable for any useful purpose. They would have to be endowed, cared for, or confined. There is the quite considerable class, who, while normal with respect to sensory and motor discrimination, seem to be seriously and irremediably defective in their powers of judgment. These also seem to offer invulnerable resistance to education, and their original natures would not be subject to modification even by an education perfectly adapted to the needs of normal people. But the more significant fact, more significant because it affects so many, is the fact that within the ranks of the great class of normal people, there are fundamental inherited differences in ability and interest. Next in importance to the fact that an individual is human is the fact that he is an individual, with very specific initial capacities and desires. For education the implications are serious. Education aims, among other things, to give the individual habits that will enable him to deal most effectively with his environment. But an individual can be trained best, it goes without saying, in the capacities and interests he has to begin with. Education cannot, therefore, be wholesale in its methods. It must be so adjusted as to utilize and make the most of the multifarious variety of native abilities and interests which individuals display. If it does not utilize these, and instead sets up arbitrary moulds to which individuals must conform, it will be crushing and distorting the specific native activities which are the only raw material it has to work upon. There have not as yet been many detailed quantitative studies of individual differences that would enable educators, if they were free to do so, scientifically to adapt education to specific needs and possibilities. Beginnings in this direction are being made, though rather in advanced than in more elementary education. Professional and trade schools, and group-electives in college courses are attempts in this direction. Any attempt, of course, to adapt education to specific needs and interests, instead of crushing them into _a priori_ moulds, requires, of course, a wider social recognition and support of education than is at present common. For individual differences require attention. And where millions are to be educated, individual attention requires an immense investment in teaching personnel. But in this utilization of original interests and capacities lies the only possibility of genuinely effective education.[1] In the first place to try in education to give individuals habits for which they have no special innate tendencies to begin with, is costly. Secondly, to train individuals for types of life or work for which their gifts and desires are ill adapted is to promote at once inefficiency and unhappiness. One reason why the chance to identify one's life with one's work (as is the case with the artist and the scholar) is so universally recognized as good fortune, is because it is so rare. A general and indiscriminate training of men, as if they were all fitted with the same talents and the same longings, does as much as underpayment or overwork to impair the quality of the work done and the satisfaction derived from it. [Footnote 1: A beginning in the application of this principle has been made by the vocational guidance and employment management work which is being done with increasing scientific accuracy throughout the United States. Individual differences and interests are studied with a view to putting "the right man in the right place." This slogan is borrowed from the Committee on Classification and Personnel, which during the Great War, through its trade tests and other machinery of differentiation, utilized for the national welfare the specific abilities of thousands of drafted men.] It has latterly been recognized that industry offers the crucial opportunity to utilize to the fullest individual differences. By "getting the right man in the right place," we at once get the work done better and make the man better satisfied. If adequate attention is given to "placement," to the specific demands put upon men by specific types of work, and to the specific capacities of individuals for fulfilling those demands, we will be capitalizing variations among men instead of being handicapped by them. As it is, specific differences do exist, and men enter occupations and professions ignoring them. As a result both the job and the man suffer; the former is done poorly, and the latter is unsuccessful and unhappy. It must be noted that the existence of specific differences between individuals does not altogether, or often even in part, imply superiority or inferiority. It implies in each case inferiority or superiority with respect to the performance of a particular type of work. Whether scientific insight and accuracy is better than musical skill, whether a gift for salesmanship surpasses a gift for mathematics, depends on the social situation and the standards that happen to be current among the group. An intensely disagreeable person may be the best man for a particular job. All scientific observation can do is to note individual differences, to note what work makes demands upon what capacities, and try to bring the man and the job together. It must be emphasized that, while individual capacities determine what an individual can do, social ideals and traditions determine what he will do, because they determine what he will be rewarded and encouraged to do. There is no question but that in our industrial civilization certain types of ability, that of the organizer, for example, have a high social value. There is no question but that there are other abilities, which under our present customs and ideals we reward possibly beyond their merit, as, to take an extreme case, that of a championship prize fighter. We can through education and vocational guidance utilize all native capacities. To make provision for the utilization of all native capacities is to have an efficient social life. But to what end our efficient human machinery shall be used depends on the ideals and customs and purposes that happen to be current in the social order at any given time. In the words of Professor Thorndike, "we can invest in profitable enterprises the capital nature provides." But what profiteth a man or a society, is a matter for reflective determination; it is not settled for us, as are our limitations, at birth. The net result of scientific observation in this field is the discovery, in increasingly precise and specific form, that men are most diverse and unequal in interest and capacity. The ideal of equality comes to mean, under scientific analysis, equality of opportunity, leveling all social inequalities; the fact of natural inequalities and divergences remains incontestable. There may even be, as recent psychological tests seem to indicate, a certain proportion of individuals who are not competent to take an intelligent part in democratic government, who, having too little intellectual ability to follow the simplest problem needing coöperative and collective decision, must eternally be governed by others. If these facts come to be authenticated by further data, it merely emphasizes the fact that in a country professedly democratic it is essential to devise an education that will, in the case of each individual, educate up to the highest point of native ability. Where a country is ostensibly democratic, a few informed citizens will govern the many uninformed, unless the latter are educated to an intelligent knowledge and appreciation of their political duties and obligations. Furthermore, the citizens of a community who are prevented from using their native gifts will be both useless and unhappy. Certainly this is an undesirable condition in a society where all individuals are expected, so far as possible, to be ends in themselves and not merely means for the ends of others. CHAPTER X LANGUAGE AND COMMUNICATION[1] [Footnote 1: Much of the technical material for this chapter is drawn from Leonard Bloomfield's _The Study of Language_, and W. D. Whitney's _The Life and Growth of Language_.] It was earlier pointed out that human beings alone possess language. They alone can make written symbols and heard sounds stand for other things, for objects, actions, qualities, and ideas. In this chapter the consideration of language may best be approached from the spoken tongue, under the influence of which, except in the simplest type of pictorial writing, the written form develops.[2] [Footnote 2: Bloomfield: _loc. cit._, pp. 7-8.] From the point of view of the student of behavior, language, spoken language especially, is a habit, acquired like walking or swimming. It is made possible primarily by the fact that human beings possess a variety and flexibility of vocal reflexes possessed by no other animal. All the higher animals have a number of vocal reflexes, which are called out primarily in the expression of emotion or desire. Cries of pain, hunger, rage, sex desire or desire for companionship, are common to a great number of the animal species. But these cries and vocal utterances are limited, and comparatively unmodifiable. They are moreover expressed, so far as experimental observation can reveal, with no consciousness of the specific significance of particular sounds and are used as the involuntary expression of emotion rather than as a specific means of communication. ... The primates have a much larger number of such vocal instincts than the other mammals, and a much larger number of stimuli can call them out, _e.g._, injury to bodily tissue calls out one group; hunger calls out a certain group; sex stimuli (mate, etc.) another; and similarly cold, swiftly moving objects, tones, strange animals call out others. When attachments are formed between the female and her offspring another large group is called into action. There is no evidence to show in the case of mammals that these vocal instincts are modified by the sounds of other animals.... These throat habits may be cultivated to such an extent in birds that we may get an approximation, more or less complete, to a few such habits possessed by the human being. Such throat habits, however, are not language habits.[1] [Footnote 1: Watson: _Behavior_, p. 323.] In human beings language, it is clear, may attain extraordinary refinement and complexity, and may convey extremely fine shades and subtleties of emotion or idea. This results from the fact that man is born with a vocal apparatus far superior in development to that of any of the animals. It is pretty clear that the mutant man, when thrown off from the primate stock, sprang forth with a vocal apparatus different from that of the parent stock, and possessing abundant richness in reflexes, even far surpassing that found in the bird. It is interesting to observe, too, in this connection, that within the narrow space occupied by the vocal apparatus we have a system of muscular mechanisms which has within it, looking at it now as a whole, the same possibilities of habit formation that we find in the remaining portion of bodily musculature.... It is probable that in a few years we shall undertake the study of such habits from exactly the same standpoint that we now employ in studies upon the acquisition of skill in the human being.[2] [Footnote 2: _Ibid._, pp. 323-24.] The human baby starts its expressive habits by emitting with wide-open mouth an undifferentiated shriek of pain. A little later it yells in the same way at any kind of discomfort. It begins before the end of the first year to croon when it is contented. As it grows older it begins to make different sounds when it experiences different emotions. And with remarkable rapidity its repertoire of articulatory movements has greatly increased. Speech that begins in the child as a mere vague vocal expression of emotion soon begins to exhibit a marked element of mimicry. The child begins to associate the words uttered by his nurse or parents with the specific objects they point to. He comes to connect "milk," "sleep," "mother" with the experiences to which they correspond. The child thus learns to react to certain sounds as significant of certain experiences. Unlike Adam, he does not have to give names to animals, or for that matter to anything else on earth. They all have specific names in the particular language in which he happens to be brought up. In the case of other habits, largely through trial and error, he learns to associate given sounds expressed by other people about him with given experiences, pleasant or unpleasant. He learns further to imitate, so far as possible, these sounds, as a means of more precisely communicating his wants or securing their fulfillment. In this connection students of language frequently have raised the question of how man first came to associate a given sound-sequence with a given experience. Like fire, language was once conceived to be a divine gift. Another theory postulated a genius who took it into his head to give the things of earth their present inevitable names. One other theory equally dubious held that language started in onomatopoetic expressions like "Bow-wow," for dog. Still another hypothesis once highly credited held that the sounds first uttered were the immediate and appropriate expressions called out by particular types of emotional experience. The validity of the last two theories has been rendered particularly dubious. The very instances of imitative words cited, words like "cuckoo," "crash," "flash," were, in their original forms, quite other than they are now. And that words are not immediately apposite expressions of the emotions which they represent, has been generally recognized. In gesture language, the gesture has to remain fairly imitative or expressive to be intelligible. But an examination of half a dozen casual words in contemporary languages shows how arbitrary are the signs used, and how little appositeness or relevance they bear in their sound to the sense which they represent. The detailed study of the perfectly regular changes that so largely characterize the evolution of language, have revealed the inadequacy of any of these views. There seems to be, in fact, no explanation of the origin of the language any more than there is of the origin of life. All that linguistic science can do is to reveal the history of language. And in this history, human language stands revealed as a highly refined development of the crude and undifferentiated expressions which, under emotional stress, are uttered by all the animals. LANGUAGE AS A SOCIAL HABIT. Language, as has repeatedly been pointed out, is essentially social in character. It is, in the first place, primarily an instrument of communication between individuals, and is cultivated as such. In human speech, interjections like "Oh!" or "Ah!" are still involuntary escapes of emotion, but language develops as a vehicle of communication to others rather than as a mere emotional outlet for the individual. Even if it were possible for the mythical man brought up in solitude on a desert island to have a language, it is questionable whether he would use it. Since language is a way of making our wants, desires, information known to others, it is stimulated by the presence of and contact with others. Excess vitality may go into shouting or song,[1] but language as an instrument of specific utterance comes to have a more definite use and provocation. Man, as already pointed out, is a highly gregarious animal, and language is his incomparable instrument for sharing his emotions and ideas and experience with others. The whole process of education, of the transmission of culture from the mature to the younger members of a society, is made possible through this instrument, whereby achievements and traditions are preserved and transmitted in precise and public terms. [Footnote 1: Human song is by some linguistic experts, including Bloomfield, held to have originated in the chant of rhythmic labor, as in rowing or threshing.] Secondly, language is social in that, for the individual at least, it is socially acquired. The child first imitates sounds without any consciousness of their meaning, just as he imitates other actions in sheer "physiological sympathy." But he learns soon, by watching the actions of other people, that given sounds are always performed when these others do given actions. He learns that some sounds are portents of anger and punishment; still others of satisfaction and pleasure. He learns soon to specify his utterances, to use sounds as specific stimuli, to attain through other people specific satisfactions. The child is born with a flexible set of reflexes. In which way they shall be developed depends entirely on the accident of the child's environment. Whether he shall call it "bread" or "pain" or "brod," depends on the particular social environment in which he from the first hears that particular item of experience referred to. A child of American missionaries in Turkey picks up the language of that country as well as that of his own. An English child brought up under a French nurse may learn with perfect ease the foreign tongue, and to the exclusion of that of his native country. Indeed, so completely subject is one in this regard to one's early environment, that it is not only difficult in later life to acquire a new pronunciation, but one finds it impossible to breathe freely, as it were, in the whole psychological atmosphere of a foreign language. Its grammatical categories, its spelling, its logic seem hopelessly irrational. It was perfectly natural of the Englishman in the story, when he was told that the French called it "pain," to insist, "Well, it's bread, anyhow." Many a reader of a foreign language which has become habitual can still not refrain from translating, as he reads, what seem to him irrational idioms into the familiar, facile, and sensible modes of his native tongue. LANGUAGE AND MENTAL LIFE. The connection of language with thought has repeatedly been noted. It has even been questioned whether thought in any effective sense is possible without words. In general it may be said that thinking demands clean-cut and definite symbols to work with, and that language offers these in incomparable form. A word enables one to isolate in thought the dominant elements of an experience and prevents them from "slipping through one's fingers." The importance of having words by which concepts may be distinguished and isolated from one another will become clearer by a brief reminder of the nature of reflection. Thinking is in large part (as will be discussed in detail in chapter XIII) concerned with the breaking-up of an experience into its significant elements. But experience begins with objects, and so far as perceptual experience is concerned, ends there. We perceive objects, not qualities, actions, or ideas apart from objects. And the elements into which thinking analyzes an experience are never present, save in connection with, as parts of, a sensibly perceived object. Thus we never perceive whiteness save in white objects; warmth save in warm objects; red save in red objects. We never, for that matter, perceive so abstract a thing as an "object." We experience red houses or red flags; white flowers, white shoes, white paper; warm stoves, warm soup, and warm plates. Even houses and stoves and shoes are, in a sense, abstractions. No two of these are ever alike. But it is of the highest importance for us to have some means of identifying and preserving in memory the significant resemblances between our experiences. Else we should be, as it were, utterly astounded every time we saw a chair or a table or a fork. Though they may, in each case in which we experience them, differ in detail, chairs, tables, forks have certain common features which we can "abstract" from the gross total experience, and by a word or "term," define, record, communicate, and recall. The advantage of a precise technical vocabulary over a loose "popular" one is that we can by means of the former more accurately single out the specific and important elements of an experience and distinguish them from one another. The common nouns, or "general names" in a language indicate to what extent and in what manner that language, through some or other of its users, classifies its experiences. Highly developed languages make it possible to classify similarities not easily detected in crude experience. They make it possible to identify other things than merely directly sensed objects. In primitive languages experience is described and classified only in so far as it is perceptual. In other words, primitive languages have names for objects only, not for ideas, qualities, or relations. Thus it is impossible in some Indian languages to express the concept of a "brother" by the same word, unless the "brother" is in every case in the same identical circumstances. One cannot use the same word for "man" in different relations: "man-eating," "man-sleeping," "man-standing-here," and "man-running-there" would all be separate compound words. Among the Fuegians there is one word which means "to look at one another, hoping that each will offer to do something which both parties desire but are unwilling to do."[1] Marett writes in this connection: [Footnote 1: Marett: _Anthropology_, p. 140.] Take the inhabitants of that cheerless spot, Tierra del Fuego, whose culture is as rude as that of any people on earth. A scholar who tried to put together a dictionary of their language found that he had got to reckon with more than thirty thousand words, even after suppressing a large number of forms of lesser importance. And no wonder that the tally mounted up. For the Fuegians had more than twenty words, some containing four syllables, to express what for us would be either "he" or "she"; then they had two names for the sun, two for the moon, and two more for the full moon, each of the last named containing four syllables and having no elements in common.[2] [Footnote 2: _Ibid._, pp. 138-39.] It is easy to see how very little refinement or abstraction from experience could be made with such a cumbersome and inflexible vocabulary. The thirty thousand word vocabulary expressed a poverty of linguistic technique rather than a richness of ideas. At the other extreme stands a language like English, which is, to an extraordinary degree, an "analytic" language. It has comparatively no inflections. This means that words can be used and moved about freely in different situations and relations. Thus the dominant elements of an experience can be freely isolated. A noun standing for a certain object or relation is not chained to a particular set of accompanying circumstances. "Man" stands as a definite concept, whether it be used with reference to an ancient Greek, a wounded man, a brave, a wretched, a competent, or a tall man. We can give the accompanying circumstances by additional adjectives, which are again freely movable verbally and intellectually. Thus we can speak of a brave child and a tall tower as well as a brave man and a tall man. In Marett's words: The evolution of language then, on this view, may be regarded as a movement away from the holophrastic [compound] in the direction of the analytic. When every piece in your playbox of verbal bricks can be dealt with separately, because it is not joined on in all sorts of ways to the other pieces, then only can you compose new constructions to your liking. Order and emphasis, as is shown by English, and still more conspicuously by Chinese, suffice for sentence-building. Ideally, words should be individual and atomic. Every modification they suffer by internal change of sound, or by having prefixes or suffixes tacked on to them, involves a curtailment of their free use and a sacrifice of distinctness. It is quite easy, of course, to think confusedly, even whilst employing the clearest type of language.... On the other hand, it is not feasible to attain a high degree of clear thinking, when the only method of speech available is one that tends toward wordlessness--that is to say, one that is relatively deficient in verbal forms that preserve their identity in all contexts.[1] [Footnote 1: Marett: _loc. cit._, pp. 141-42.] Languages differ not only in being more or less analytic, but in their general modes of classification. That is, not only do they have more or less adequate vocabularies, but in their syntax, their sentence structure, their word forms, they variously organize experience. It is important to note that in these divergent classifications no one of them is more final than another. We are tempted, despite this fact, to think that the grammar, spelling, and phonetics of our own language constitute the last word in the rational conveyance of thought. THE INSTABILITY OF LANGUAGE. Language being a social habit, it is to be expected that it should not stay fixed and changeless. The simpler physiological actions are not performed in the same way by any two individuals, and no social practice is ever performed in the same way by two members of a group, or by two different generations. In this connection writes Professor Bloomfield: The speech of former times, wherever history has given us records of it, differs from that of the present. When we read Shakspere, for example, we are disturbed by subtle deviations from our own habits in the use of words and in construction; if our actors pronounced their lines as Shakspere and his contemporaries did we should say that they had an Irish or German brogue. Chaucer we cannot read without some grammatical explanation or a glossary; correctly pronounced his language would sound to us more like Low German than like our English. If we go back only about forty generations from our time to that of Alfred the Great, we come to English as strange to us as modern German, and quite unintelligible, unless we study carefully both grammar and lexicon.[1] [Footnote 1: Bloomfield: _loc. cit._, p. 195.] There are, in general, three kinds of changes that take place in a language. "Phonetic" changes, that is, changes in the articulation of words, regardless of the meaning they bear. This is illustrated simply by the word "name" which, in the eighteenth century was pronounced ne'm. " Analogic" changes, that is, changes in the articulation of words under the influence of words somewhat similar in meaning. The word "flash," for example, became what it is because of the sound of words associated in meaning, "crash," "dash," "smash." The third process of change in language alters not only the articulate forms of words, not only their sound, but their sense. All these changes, as will be presently pointed out, can easily be explained by the laws of habit early discussed in this book, these laws being applicable to the habit of language as well as to any other. In the case of phonetic change, it is only to be expected that the sounds of a language will not remain eternally changeless. A language is spoken by a large number of individuals, no two of whom are gifted with precisely the same vocal apparatus. In consequence no two of them will utter words in precisely the same way. Before writing and printing were general, these slight variations in articulation were bound to have an effect on the language. People more or less unconsciously imitate the sounds they hear, especially if they are not checked up by the written forms of words. Even to-day changes are going on, and writing is at best a poor representation of phonetics. The Georgian, the Londoner, the Welshman and the Middle Westerner can understand the same printed language, precisely because it does not at all represent their peculiarities of dialect. Variant sounds uttered by one individual may be caught up in the language, especially if the variant articulation is simpler or shorter. Thus the shortening of a word from several syllables to one, though it starts accidentally, is easily made habitual among a large number of speakers because it does facilitate speech. In the classic example, pre-English, "habeda" and "habedun" became in Old English, "hæfde" and" hæfdon," and are in present English (I, we) "had."[1] In the same way variations that reduce the unstressed syllables of a word readily insinuate themselves into the articulatory habits of a people. In the production of stressed syllables, the vocal chords are under high tension and the breath is shut in. It is easier, consequently, to produce the unstressed syllables "with shortened, weakened articulations... lessening as much as possible all interference with the breath stream."[2] Thus "contemporaneous prohibition" becomes "kntempe'rejnjes prhe'bifn." Sound changes thus take place, in general, as lessenings of the labor of articulation, by means of adaptation to prevailing rest positions of the vocal organs. They take place further in more or less accidental adaptations to the particular speech habits of a people. That is, those sounds become discarded that do not fit in with the general articulatory tendencies of a language. Of this the weakening of unstressed syllables in English and palatalization in Slavic are examples.[1*] [Footnote 1: Bloomfield: _loc. cit._, p. 211.] [Footnote 2: _Ibid._, p. 212.] [Footnote 1*: _Ibid._, p. 218.] These changes of sound in language so far discussed are made independently of the meaning of words. Other changes in articulation occur, as already noted, by analogy of sound or meaning. That is, words that have associated meanings come to be similarly articulated. This is simply illustrated in the case of the child who thinks it perfectly natural to assimilate by analogy "came" to "come." Thus the young child will frequently say, until he is corrected, he "comed," he "bringed," he "fighted." In communities where printing and writing and reading are scarce, such assimilation by analogy has an important effect in modifying the forms of words. CHANGES IN MEANING. The changes in language most important for the student of human behavior are changes in meaning. Language, it must again be stressed, is an instrument for the communication of ideas. The manner in which the store of meanings in a language becomes increased and modified (the etymology of a language) is, in a sense, the history of the mental progress of the people which use it. For changes in meaning are primarily brought about when the words in a language do not suffice for the larger and larger store of experiences which individuals within the group desire to communicate to one another. The meanings of old words are stretched, as it were, to cover new experiences; old words are transferred bodily to new experiences; they are slightly modified in form to apply to new experiences analogous to the old; new words are formed after analogy with ones already in use. A simple illustration of the application of a word already current to a wider situation is the application of the word "head" as a purely objective name, to a new experience, which has certain analogies with the old; as when we speak of a "head" of cabbage, the" head" of an army, the "head" of the class, or the "headmaster." In many such cases the transferred meaning persists alongside of the old. Thus the word "capital" used as the name for the chief city in a country, persists alongside of its use in "capital" punishment, "capital" story, etc. But sometimes the transferred meaning of the word becomes dominant and exclusive. Thus "disease" (dis-ease) once meant discomfort of any kind. Now it means specifically some physical ailment. The older use has been completely discarded. To "spill" once meant, in the most general sense, to destroy. Now all the other uses, save that of pouring out, have lapsed. "Meat" which once meant any kind of nourishment has now come to refer almost exclusively (we still make exceptions as in the case of sweetmeat) to edible flesh. Whenever the special or novel application of the word becomes dominant, then we say the meaning of the word has changed. Mental progress is largely dependent on the transfer of words to newer and larger spheres of experience, the modification of old words or the formation of new ones to express the increasing complexity of relations men discover to exist between things. In the instances already cited some of the transferred words lost their more general meaning and became specialized, as in the case of "meat," "spill," etc. Other words, like "head," though they may keep their specific objective meaning, may come to be used in a generalized intellectual sense. One of the chief ways by which a language remains adequate to the demands of increasing knowledge and experience of the group is through the transfer of words having originally a purely objective sense to emotional and intellectual situations. These words, like "bitter," "sour," "sharp," referring originally only to immediate physical experiences, to objects perceived through the senses, come to have intellectual and emotional significance, as when we speak of a "sour" face, a "bitter" disappointment, a "sharp" struggle. Most of our words that now have abstract emotional or intellectual connotations were once words referring exclusively to purely sensible (sense perceptual) experiences. "Anxiety" once meant literally a "narrow place," just as when we speak of some one having "a close shave." To "refute" once meant literally "to knock out" an argument. To "understand" meant "to stand in the midst of." To "confer" meant "to bring together." Sensation words themselves were once still more concrete in their meaning. "Violet" and "orange" are obviously taken as color names from the specific objects to which they still refer. Language has well been described as "a book of faded metaphors." The history of language has been to a large extent the assimilation and habitual mechanical use of words that were, when first used, strikingly figurative. The novel use of a word that is now a quite regular part of the language may in many cases first be ascribed to a distinguished writer. Shakespeare is full of expressions which have since, and because of his use of them, become literally household words. Many words that have now a general application arose out of a peculiar local situation, myth, or name. "Boycott" which has become a reasonably intelligible and universal word, only less than fifty years ago referred particularly and exclusively to Boycott, a certain unpopular Irish landowner who was subjected to the kind of discrimination for which the word has come to stand. "Burke" used as a verb has its origin in the name of a notorious Edinburgh murderer. Characters in fiction or drama, history or legend come to be standard words. Everyone knows what we mean when we speak of a Quixotic action, a Don Juan, a Galahad, a Chesterfield. To tantalize arises from the mythical perpetual frustration of Tantalus in the Greek story. Expressions that had a special meaning in the works of a philosopher or littérateur come to be generally used, as "Platonic love."[1] Again words that arise as mere popular witticisms or vulgarisms may be brought into the language as permanent acquisitions. "Mob," now a quite legitimate word, was originally a shortening of _mobile vulgum_, and was, only a hundred years ago, suspect in polite discourse. [Footnote 1: Though this is very loosely and inaccurately used.] Outside the deliberate invention by scientists of terms for the new relations they have discovered, more or less spontaneous variation in the use of words and their unconscious assimilation by large numbers with whose other language habits they chance to fit, is the chief source of language growth. One might almost say words are wrenched from their original local setting, and given such a generalized application that they are made available for an infinite complexity of scientific and philosophical thought. UNIFORMITIES IN LANGUAGE. Thus far we have discussed changes in language from the psychological viewpoint, that is, we have considered the human tendencies and habits which bring about changes in the articulation and meaning, in the sound and the sense, of words. It is evident from these considerations that there can be no absolute uniformity in spoken languages, not even in the languages of two persons thrown much together. Within a country where the same language is ostensibly spoken, there are nevertheless differences in the language as spoken by different social strata, by different localities. There are infinite subtle variations between the articulation and the word uses of different individuals. There are languages within languages, the dialects of localities, the jargon of professional and trade groups, the special pronunciations and special and overlapping vocabularies of different social classes. But while there are these many causes, both of individual difference and of differing social environments, why languages do not remain uniform, there are similar causes making for a certain degree of uniformity within a language. There is one very good reason why, to a certain extent, languages do attain uniformity; they are socially acquired. The individual learns to speak a language from those about him, and individuals brought up within the same group will consequently learn to speak, within limits, the same tongue; they will learn to articulate through imitation, and, while no individual ever precisely duplicates the sounds of others, he duplicates them as far as possible. He learns, moreover, as has already been pointed out, to attach given meanings to given words, not for any reason of their peculiar appositeness or individual caprice, but because he learns that others about him habitually attach certain meanings to certain sounds. And since one is stimulated to expression primarily by the desire and necessity of communication of ideas a premium is put upon uniformity. It is of no use to use a language if it conceals one's thoughts. In consequence, within a group individual variations, unless for reasons already discussed they happen to lend themselves to ready assimilation by the group, will be mere slips of the tongue. They will be discarded and forgotten, or, if the individual cannot rid himself of them, will like stammering or stuttering or lisping be set down as imperfections and social handicaps. The uniformity of language within groups whose individual members have much communication with each other is thus to a certain extent guaranteed. A man who is utterly individualistic in his language might just as well have no language at all, unless for the satisfaction of expressing to himself his own emotions.[1] Language is learned from the group among whom one moves, and those sounds and senses of words are, on the whole, retained, which are intelligible to the group. Those sounds and meanings will best be understood which are already in use. No better illustration could be found of how custom and social groups preserve and enforce standards of individual action. [Footnote 1: There have been a few poets, like Emily Dickinson, or mystics like Blake, some of whose work exhibits almost complete unintelligibility to most readers, though doubtless it had a very specific meaning and vividness to the writers concerned.] The obverse of the fact that intercommunication promotes uniformity in language is that lack of communication brings about language differentiation. The less the intercommunication between groups, the more will the languages of the groups differ, however uniform they may be within the groups themselves. The most important factor in differentiation of language is local differentiation. In some European countries every village speaks its own dialect. In passing from one village to another the dialects may be mutually intelligible, but by the time one has passed from the first village in the chain to the last, one may find that the dialect of the first and last are utterly unintelligible to each other. A real break in language, as opposed to dialect variations, occurs where there is a considerable barrier between groups, such as a mountain range, a river, a tribal or political boundary. The more impenetrable the barriers between two groups the more will the languages differ, and the less mutually intelligible will they be. Looking back over the history of language the student of linguistics infers that those languages which bear striking or significant similarities are related. Thus Spanish, Italian, French, Portuguese, and Roumanian are traceable directly back to the Latin. This does not mean that all over the areas occupied by the speakers of these languages Latin was originally spoken. But the Romans in their conquests, both military and cultural, were able to make their own language predominant. The variations which make French and Roumanian, say, mutually unintelligible, are due to the fact that Latin was for the natives in these conquered territories assimilated to their own languages. So that, in the familiar example, the Latin "homo" becomes "uomo" in Italian, "homme" in French, "hombre" in Spanish, and "om" in Roumanian. Similarly related but mutually unintelligible languages among the American Indians have been traced to three great source-languages. The history of European languages offers an interesting example of differentiation. English and German, for example, are both traceable back to West-Germanic; from that in turn to a hypothecated primitive West-Germanic. All the European languages are traceable back to a hypothecated Primitive Indo-European.[1] The theory held by most students of this subject is that the groups possessing this single uniform language spread over a wider and wider area, gradually became separated from each other by geographical barriers and tribal affiliations, and gradually (and on the part of individual speakers unconsciously) modified their speech so that slight differences accumulated, and resulted finally in widely different and mutually unintelligible languages. [Footnote 1: By the word "primitive" the linguistic experts mean a language the existence of which is inferred from common features of several related languages, of which written records are current, but of which no actual records exist. Thus, if there were no written records of Latin the approximate reconstruction of it by linguists would be called "Primitive Romance."] The process of differentiation in the languages of different groups is very marked. We find, for example, in the early history of Greece and Rome, a number of widely different dialects. There seems every evidence that these were derived from some more primitive tongue. We find, likewise, on the American continent, several hundred different languages, which--to the untrained observer--bear not the slightest resemblance to each other. This welter and confusion can also be traced back to a few primitive and uniform languages. Thus the history of civilization reveals this striking differentiation in the language of different groups, a counter-tendency making for a wider uniformity of particular languages. One "favored dialect" becomes standard, predominant and exclusive. Thus out of all the French dialects, the one that survives is the speech of Paris; Castilian becomes standard Spanish, and in ancient Greece the language of Athens supersedes all the other dialects. The reasons for the survival of one out of a great welter of dialects may be various. Not infrequently the language of a conquering people has, in more or less pure form, succeeded the language of the conquered. This was the case in the history of the Romance languages, which owe their present forms to the spread of Roman arms and culture. There was, as is well known, a similar development in the case of the English language. The Norman Conquest introduced, under the auspices of a socially superior and victorious group, a language culturally superior to the Anglo-Saxon. The latter was, of course, not entirely replaced, but profoundly modified, especially in the enrichment and enlargement of its vocabulary. One has but to note such words as "place," "choir," "beef," etc., which came entirely to replace in the language the indigenous Anglo-Saxon names for those objects. Colonization and commercial expansion may bring about the replacement of the native language of special localities by the language of the colonizers, at least in hybrid form. The spread of English through Australia, and through the larger part of North America, the spread of Spanish through South America, in each instance practically replacing the native tongues, are cases in point.[1] [Footnote 1: Dialects and jargons are often the result of the partial assimilation by the speakers of one language of another language to which they are exposed. French-Canadian and Pennsylvania Dutch are examples of such a mixture.] STANDARDIZATION OF LANGUAGE. At the present time, and for some time in the past, the differentiation of language has been greatly lessened by the stabilizing influence of print. The printed word continually recalls the standard pronunciation and meaning, and the changes in language (save those deliberately introduced by the addition of scientific terms, or the official modifications of spelling, etc., as in some European countries[2]) are much less rapid, various, and significant than hitherto. It is true that differences in articulation and usage, especially the former, do still, to a degree, persist and develop. Our Southern accent, with its drawling of words and slurring of consonants, our Middle-Western accent, with its stressed articulation of "r's" and its nasalizing tendencies, are instances of this persistence. [Footnote 2: In France the Ministry of Education from time to time settles points of orthography definitely.] But the printed language--English, for example--the official language, which is published in the newspapers, periodicals, and books, which is taught in the schools, and spoken from the pulpit, the platform, on the stage, in cultivated society, is more or less alike all over the United States and wherever English is spoken. It is, of course, only a standard, a norm, an ideal, which like the concept of the circle, never quite appears in practice. The language which is spoken, even in the conversation of the educated, by no means conforms to the ideal of "correct usage." But the important fact is that the standard language _is_ a standard, that it is, moreover, a widely recognized and effective standard. The dictionaries and the grammars become authoritative, and are referred to when people consciously set about discovering what _is_ the accepted or correct meaning or pronunciation. But a more effectual authority is exerted by the teaching they receive at school, and the continuous, though unnoticed, influence of the more or less standard language which they read in print. Even phonetic changes, though they persist, are checked from spreading to the point of mutually unintelligible dialects by the standards enforced in print. The "accents" in various parts of the United States, for example, differ, but not to the point of becoming absolutely divergent languages. The Southerner and the Westerner may be conscious in each other's speech of a quaint and curious difference in pronunciation, but they can, except in extreme cases, completely understand each other.[1] [Footnote 1: Some of the isolated districts in the Kentucky mountains reveal dialects with some important differences in vocabulary and construction. These are shown most strikingly in some of the ballads of that region which have been collected by William Aspinwall Bradley, and by Howard Brockway. Rural schools and the breakdown of complete isolation will probably in time eliminate this divergence.] The most important stabilizing influence of print, however, is its fixation of meanings. It makes possible their maintenance uncorrupted and unmodified over wide stretches in which there are phonetic variations. These variant articulations in different parts of a large country where the same language is spoken, would, if unchecked, eventually modify the sense of words. Print largely prevents this from happening. One can read newspapers published in Maine, California, Virginia, and Iowa, without noticing any significant, or, in many cases, even slight differences in vocabulary or construction. There are, of course, local idioms, but these persist in conversation, rather than in print, save where they are caught up and exploited for literary purposes by a Bret Harte, a Mark Twain, or an O. Henry. COUNTER-TENDENCIES TOWARD DIFFERENTIATION. While the _standard_ language does become fixed and stable, there are, in the daily life of different social groups, varying actual languages. Every class, or profession, every social group, whether of interest, or occupation, has its slight individuality in articulation or vocabulary. We still observe that members of a family talk alike; sometimes households have literally their own household words. And on different economic and social levels, in different sports, intellectual, professional, and business pursuits, we notice slightly different "actual" languages. These partly overlap. The society lady, the business man, the musician, the professor of literature, the mechanic, have specializations of vocabulary and construction, but there is, for each of them, a great common linguistic area. Every individual's speech is a resultant of the various groups with whom he associates. He is affected in his speech habits most predominantly, of course, by his most regular associates, professional and social. In consequence we still mark out a man, as much as anything, by the kind of language he speaks. The mechanic and the man of letters are not likely to be mistaken for each other, if overheard in a street car. Many literary and dramatic characters are memorable for their speech habits. Such types are successful when they do hit upon really significant linguistic peculiarities. Their frequent failures lie in making the language of a particular social type artificially stable. No one ever talks quite as the conventional stage policeman, stage professor, and stage Englishman talk. These actual variations in the language, as it is used by various groups who are brought up under the same standard language, operate to prevent complete stabilization of language. Such variations are remarkably influential, considering the conservative influences upon language of the repeated and continuous suggestion made by the printed page. The language is, in the first place, being continually enriched through increments of new words and modifications of old ones, from the special vocabularies of trades, professions, sciences, and sports. Through some accidental appositeness to some contemporaneous situation, these may become generally current. A recent and familiar example is the term "camouflage," which from its technical sense of protective coloration has become a universally understood name for moral and intellectual pretense. The vocabulary of baseball has by this time already given to the language words that show promise of attaining eventual legitimacy. An increasingly large source of enrichment of the native tongue comes from the "spontaneous generation" of slang, which, starting in the linguistic whimsicality of one individual, gets caught up in conversation, and finds its ultimate way into the language. Important instruments, certainly in the United States, in spreading such neologisms are the humorous and sporting pages of the newspapers, in which places they not infrequently originate.[1] Whether a current slang expression will persist, or perish (as do thousands initiated every year), depends on accidents of contemporary circumstances. If the expression happens to set off aptly a contemporary situation, it may become very widespread until that situation, such as a political campaign, is over. But it may, like the metaphor of a poet, have some universal application. "Log-rolling," "graft," "bluff," have come into the language to stay. Roosevelt's "pussy-foot," and "Ananias Club" are, perhaps, remembered, but show less promise of permanency. "Movies" has already ceased to be a neologism, its ready adoption illustrating a point already mentioned, namely, that a variation that facilitates speech (as "movies" does in comparison with "moving pictures," or "motion pictures ") has a high potentiality of acceptance. [Footnote 1: H. L. Mencken in his suggestive book, _The American Language_, sees in this upshoot of phrases indigenous to the soil and the temper of the American people, and of grammatical constructions also, symptoms of the increasing divergence of the American from the English language. That there are a large number of special expressions exclusively used in the United States, and parts of the United States, that are not found in use in England, goes without saying. Everyone knows that the Englishman says "lift" where we say "elevator," "shop," where we are likely to say "store." There are significant differences to be found even in the casual expressions of American and English newspapers. But it is doubtful whether the divergence can go very far, in view of the constant intercommunication, the rapidity of travel between the two countries, and the promiscuous reading of English books in America, and American books in England.] LANGUAGE AS EMOTIONAL AND LOGICAL. Since language is primarily useful as an instrument of communication, it should ideally be a direct and clean-cut representation of experience. It should be as unambiguous, and immediate, as telegraphy, algebra, or shorthand. But language has two functions, which interfere with one another. Words not only represent logical relations; they provoke emotional responses. They not only explicitly tell; they implicitly suggest. They are not merely skeletons of thought; they are clothed with emotional values. They are not, in consequence, transitive vehicles of thought. Words should, from the standpoint of communication, be mere signals to action, which should attract attention only in so far as they are signals. They should be no more regarded as things in themselves than is the green lamp which signals a locomotive engineer to go ahead. They should be as immediate signals to action as, at a race, the "Ready, set, go" of the starter is to the runner. Yet this rarely happens in the case of words. They frequently impede or mislead action by arousing emotions irrelevant to their intellectual significance, or provoke action on the basis of emotional associations rather than on their merits, so to speak, as logical representations of ideas. To take an example: England, as an intellectual symbol, may be said to be a name given to a small island bounded by certain latitudes and longitudes, having a certain distribution of raw materials and human beings, and a certain topography. It might just as well be represented by X for all practical purposes. Thus in the secret code of the diplomatic corps if X were agreed on as the symbol for England, it would be just as adequate and would even save time. But England (that particular sound) for a large number of individuals who have been brought up there, has become the center of deep and far-reaching emotional associations, so that its utterance in the presence of a particular listener may do much more than represent a given geographical fact. It may be associated with all that he loves, and all that he remembers with affection; it may suggest landscapes that are dear to him, a familiar street and house, a particular set of friends, and a cherished historical tradition of heroic names and storied places. It may arouse such ardor and devotion as Henley expresses in his famous _England, my England_: "What have I done for you, England, my England, What is there I would not do, England, my own? With your glorious eyes austere, As the Lord were walking near, Whispering terrible things and dear, As the song on your bugles blown, England-- Round the world on your bugles blown!" Words thus become powerful provocatives of emotion. They become loaded with all the energies that are aroused by the love, the hate, the anger, the pugnacity, the sympathy, for the persons, objects, ideas, associated with them. People may be set off to action by words (just as a bull is set off by a red rag), although the words may be as little freighted with meaning as they are deeply weighted with emotion. Poets and literary men in general exploit these emotional values that cling to words. Indeed, in epithets suggesting illimitable vistas, inexpressible sorrows, and dim-remembered joys, lies half the charm of poetry. "Before the beginning of years, There came to the making of man, Time with a gift of tears, Grief with a glass that ran; Pleasure with pain for a leaven, Summer with flowers that fell; Remembrance fallen from Heaven, And madness risen from Hell, Strength without hands to smite, Love that endures for a breath, Night the shadow of light, And life, the shadow of death."[1] [Footnote 1: Swinburne: _Atalanta in Calydon_ (David Mackay edition), p. 393.] Swinburne does not, to be sure, give us much information, and what there is is mythical, but he uses words that are fairly alive with suggested feeling. But this emotional aura in which words are haloed, beautiful though it is in literature, and facile though it makes the communication of common feelings, is a serious impediment in the use of words as effective instruments of communication. Language oscillates, to speak metaphorically, between algebra and music. To be useful as an instrument of thought it should keep to the prosaic terseness of a telegraphic code. One should be able to pass immediately from the word to the thing, instead of dissolving in emotions at the associations that the mere sound or music of the epithet arouses. Words should, so to speak, tend to business, which, in their case, is the communication of ideas. But words are used in human situations. And they accumulate during the lifetime of the individual a great mass of psychological values. Thus, to take another illustration, "brother" is a symbol of a certain relationship one person bears to another. "Your" is also a symbolic statement of a relation. But if a telegram contains the statement "Your brother is dead," it is less a piece of information to act on than a deep emotional stimulus to which one responds. Bacon long ago pointed out how men "worshipped words." As we shall see presently, he was thinking of errors in the intellectual manipulation of words. Perhaps as serious is the inveterate tendency of men to respond to the more or less irrelevant emotions suggested by a word, instead of to its strict intellectual content. If the emotions stirred up by an epithet were always appropriate to the word's significance, this might be an advantage. But not infrequently, as we shall see immediately, words suggest and may be used to suggest emotions that, like "the flowers that bloom in the spring," have nothing to do with the case. In practice, political and social leaders, and all who have to win the loyalties and support of masses of men have appreciated the use--and misuse--that might be made of the emotional fringes of words. Words are not always used as direct and transparent representations of ideas; they are as frequently used as stimuli to action. A familiar instance is seen in the use of words in advertisements. Even the honest advertiser is less interested in giving an analysis of his product that will win him the rational estimation and favor of the reader than in creating in the reader through the skillful use of words, emotions and sympathies favorable to his product. The name of a talcum powder or tobacco is the subject of mature consideration by the advertising expert, because he knows that the emotional flavor of a word is more important in securing action than its rational significance.[1] "Ask Dad! He knows!" does not tell us much about the article it advertises, but it gives us the sense of secure trust that we had as a boy in those mysterious things in an almost completely unknown world which our fathers knew and approved. [Footnote 1: It has been pointed out that such an expression as "cellar door," considered merely from the viewpoint of sound, is one of the most romantically suggestive words in the English language. A consideration of some of the names of biscuits and collars will show a similar exploitation of both the euphony and the emotional fringes of words.] On a larger scale, in political and social affairs words are powerful provocatives of emotion and of actions, determining to no small degree the allegiances and loyalties of men and the satisfaction and dissatisfactions which they experience in causes and leaders. A word remains the nucleus of all the associations that have gathered round it in the course of an individual's experience, though the object for which it stands may have utterly changed or vanished. This is illustrated in the history of political parties, whose personnel and principles change from decade to decade, but whose names remain stable entities that continue to secure unfaltering respect and loyalty. In the same way, the name of country has emotional reverberations for one who has been brought up in its traditions. Men trust old words to which they have become accustomed just as they trust old friends. To borrow an illustration from Graham Wallas, for many who call themselves Socialists, Socialism is something more than a movement towards greater social equality, depending for its force upon three main factors, the growing political power of the working classes, the growing social sympathy of many members of all classes, and the belief, based on the growing authority of scientific method, that social arrangements can be transformed by means of conscious and deliberate contrivance.[1] [Footnote 1: Wallas: _Human Nature in Politics._ p. 92.] Rather the need for something for which one may love and work has created for thousands of workingmen a personified Socialism: Socialism, a winged goddess with stern eyes and a drawn sword, to be the hope of the world, and the protector of those that suffer.[2] [Footnote 2: _Ibid._, p. 93.] Political leaders and advertising experts, no less than poets, have recognized the importance of the suggestive power of words. Half the power of propaganda lies in its arousing of emotions through suggestion, rather than in its effectiveness as an instrument of intellectual conversion.[3] [Footnote 3: During the recent Liberty Loan campaigns, for example, when it was of the most crucial practical importance that bonds be bought, the stimuli used were not in the form of reasoned briefs, but rather emotional admonition: "Finish the lob," "Every miser helps the Kaiser," "If you were out in No Man's Land."] LANGUAGE AND LOGIC. Even where words are freed from irrelevant emotional associations, they are still far from being adequate instruments of thought. To be effectively representative, words must be clean-cut and definitive; they must stand for one object, quality, or idea. Words, if they are to be genuine instruments of communication, must convey the same intent or meaning to the listener as they do to the speaker. If the significance attached to words is so vague and pulpy that they mean different things to different men, they are no more useful in inquiry and communication than the shock of random noise or the vague stir and flutter of music. Words must have their boundaries fixed, they must be terms, fixed and stable meanings, or they will remain instruments of confusion rather than communication. Francis Bacon stated succinctly the dangers involved in the use of words: For men imagine that their reason governs words, whilst in fact words react upon the understanding; and this has rendered philosophy and the sciences sophistical and inactive. Words are generally formed in a popular sense, and define things by those broad lines which are most obvious to the vulgar mind; but when a more acute understanding or more diligent observation is anxious to vary these lines, and adapt them more accurately to nature, words oppose it. Hence the great and solemn disputes of learned men terminate frequently in mere disputes about words and names, in regard to which it would be better to proceed more advisedly in the first instance, and to bring such disputes to a regular issue by definitions. Such definitions, however, cannot remedy the evil ... for they consist themselves of words, and these words produce others.... [Footnote 1: _Novum Organum_. bk. I, aphorism 59.] If, to take an extreme case, a speaker said the word "chair," and by "chair" his listener understood what we commonly mean by the word "table," communication would be impossible. There must be some common agreement in the words used. In the case of simple terms referring to concrete objects there are continual concrete reminders of the meaning of a word. We do not make mistakes as to the meaning of words such as chair, river, stone, stove, books, forks, knives, because we so continually meet and use them. We are continually checked up, and the meanings we attach to these cannot go far astray. But the further terms are removed from physical objects, the more opportunity is there for ambiguity. In the realm of politics and morals, as Socrates was fond of pointing out, the chief difficulties and misunderstandings of men have come from the ambiguities of the terms they use. "Justice," "liberty," "democracy," "good," "true," "beautiful," these have been immemorial bones of contention among philosophers. They are accepted, taken for granted, without any question as to their meaning by the individual, until he finds, perhaps, in discussion that his acceptation of the term is entirely different from that of his opponent. Thus many an argument ends with "if that's what you mean, I agree with you." Intellectual inquiry and discussion to be fruitful must have certain definitive terms to start with. Discussion ... needs to have the ground or basis of its various component statements brought to consciousness in such a way as to define the exact value of each. The Socratic contention is the need compelling the common denominator, the common subject, underlying the diversity of views to exhibit itself. It alone gives a sure standard by which the claims of all assertions may be measured. Until this need is met, discussion is a self-deceiving play with unjudged, unexamined matters, which, confused and shifting, impose themselves upon us.[1] [Footnote 1: Dewey: _Essays in Experimental Logic_, p. 200.] To define our terms means literally to know _what_ we are talking about and what others are talking about. One of the values of discussion is that it enables us more clearly to realize the meaning of the words with which we constantly operate. A man may entertain for a long while a half-conscious definition of democracy as meaning political equality, and suddenly come face to face with another who means by it industrial coöperation and participation on the part of all workers. Whether he agrees with the new definition or not, at least his own becomes clearer by contrast. "Science," wrote Condillac, "is a well-made language." No small part of the technique of science lies in its clear definition of its terms. The chemist knows what he means by an "acid," the biologist by a "mammal." Under these names he classifies all objects having certain determinable properties. Social science will never attain the precision of the physical sciences until it also attains as clear and unambiguous a terminology. As we shall see in the chapter on science, however, the definitions in the physical sciences are arrived at through precise inquiries not yet possible in the field of social phenomena. CHAPTER XI RACIAL AND CULTURAL CONTINUITY That the history of the race is an unbroken continuum goes without saying. What this means in the way of transmission of the arts, the sciences, the religion, the ideas, the customs of one generation to the next, we shall presently see. Cultural continuity is made possible by the more fundamental fact of the actual biological continuity of the race. This biological continuity extends back, as far as we can infer from the scientific evidence, unbrokenly through the half million years since man has left traces of his presence on earth. The continuity of life itself goes back to that still more remote time when man and ape were indistinguishable, indeed to that postulated epoch when life as it existed on earth was no more complex than it is as it now appears in the one-celled animal. Evolution has taught us that life, however it started, has been one long continuous process which has increased in complexity from the unicellular animals to man. The continuity of the human race is a contrivance of nature rather than of man. It is, as it were, a by-product of the sex instinct. Man is endowed natively with a powerful desire for sex gratification, and though offspring are the chief utility of this instinct, desire for reproduction is not normally its primary stimulus. But while the production of offspring may thus be said to be an incidental result of the sex instinct, human reproduction may be subjected to rational consideration and control, according as offspring are or are not considered desirable. The sense of the desirability of offspring may, in the first place, be determined by social rather than individual considerations. To the group or the state a large birth-rate, a steady increase of the number of births over the number of deaths, may be made desirable by the need of a large population for agriculture, herding, or war. In primitive tribes, superiority in numbers must have been, under conditions of competitive warfare, a pronounced asset. In any imperialistic régime, where military conquest is highly regarded, the maintenance and replenishment of large armies is a factor that has entered into reflection on the question of population. In cases where a small ruling class is benefited by the labor of a slave or serf class, there is, at least for the ruling classes, a marked utility in the increase in population. It means just so much opportunity for increase of wealth on the part of landowning and slaveholding or serf-controlling classes. In any country, increase in the labor supply means just so much more human energy for the control of natural resources, so many more units of energy for the production of national wealth. Offspring may come to be reflectively desired by the individual as a means of perpetuating property, family, or fame. A man cannot nonchalantly face the prospect of obliteration, and the biological fact of death may be circumvented by the equally real fact of reproduction. A man's individuality, we have already had occasion to see, is enhanced by his possessions, and if his fortune or estate is handed down he shall not altogether have been obliterated from the earth. Similarly, where a family has become a great tradition, there may be a deliberate desire on the part of an individual to have the name and tradition carried on, to keep the old lineage current and conspicuous among men. A man may think through his children to keep his own fame alive in posterity. At least his name shall be known, and if, as so often happens, a son follows in his father's profession, carries on his father's business, farm, or philanthropies, the individual attains at least some measure of vicarious immortality. His own ways, habits, traditions are carried on. A man may, moreover, come to desire offspring for the pleasures and responsibilities of domesticity and parenthood. There is a parental instinct as such, certainly very strong in most women, and not lacking to some degree in most men. The joys of caring for and rearing a child have too often been celebrated in literature and in life by parents both young and old to need more explicit statement here. RESTRICTION OF POPULATION. But reproduction has been in human history promiscuous, and increase of population has been less a problem to moralists and economists than has its restriction. The danger of over-increase in population was first powerfully stated by Malthus in his _Essay on Population_. Malthus contended in effect that population always tends to increase up to the limit of subsistence, and gives indications, unless increase is checked, of increasing beyond it. In its extreme form, as it appeared in Malthus's first edition of his _Essay_, it ran somewhat as follows: As things are now, there is a perpetual pressure by population on the sources of food. Vice and misery cut down the number of men when they grow beyond the food. The increase of men is rapid and easy; the increase of food is in comparison, slow, and toilsome. They are to each other as a geometrical increase to an arithmetical; in North America, the population double their number in twenty years.[1] [Footnote 1: Bonar: _Philosophy and Political Economy in their Historic Relations_, p. 205.] Malthus's pessimistic prophecy of the increase of population beyond the means of subsistence has been subjected to refutation by various causes. For one thing, among civilized races at least, the birth-rate is declining. Again, intensive agriculture has vastly increased the possibilities of our natural resources. On this point, writes Kropotkin, who is better acquainted with agricultural conditions than are most social reformers: They [market gardeners] have created a totally new agriculture. They smile when we boast about the rotation system having permitted us to take from the field one crop every year, or four crops each three years, because their ambition is to have six and nine crape from the very same plot of land during the twelve months. They do not understand our talk about good and bad soils, because they make the soils themselves, and make it in such quantities as to be compelled yearly to seed some of it; otherwise it would raise up the levels of their gardens by half an inch, every year. They aim at cropping, not five or six tons of grass on the acre as we do, but from fifty to one hundred tons of various vegetables on the same space; not 51 pounds worth of hay, but 100 pounds worth of vegetables of the plainest description, cabbages and carrots.[1] [Footnote 1: Kropotkin: _Fields, Factories, and Workshops_, p. 74.] Of intensive industry the same might be said. Where formerly a man could produce only enough for one man's consumption, under conditions of machine production one man's work can supply quantities sufficient for many. With a declining birth-rate and the vastly increased productivity of industry and agriculture, there is a greatly reduced danger of the population growing beyond their possible sustenance by the available food supply. Under certain economic and social conditions there are marked variations in the birth-rate. This may be due to various causes which are, by different writers, variously assigned. The variation of the birth-rate among different classes is again a matter of common observation and statistical certainty. Higher standards of living are found regularly to be correlated with a decrease in the number of children in a family. An important factor in the voluntary restriction of population is the desire to give children that are brought into the world adequate education, environment, and social opportunity. CULTURAL CONTINUITY. To the very young the world seems an unprecedented novelty. It seems scarcely older than their own memories, which are few and short, and their own experience, which is necessarily limited and confined. Through education our experience becomes immeasurably widened; we can vicariously live through the experiences of other people through hearing or reading, and can acquire the racial memory which goes back as far as the records of history, or anthropological research. As we grow older we come to learn that our civilization has a history; that our present has a past. This past extends back through the countless æons before man walked upright. The past of human life on earth goes back itself over nearly half a million years. With this long past, the present is continuous, being as it were, additional pages in process of being written. The physical continuity of the race is insured, as we have just seen, by a mechanism, which, though it may be subjected to rational consideration, is instinctive in its operation. The human beings that people the earth to-day are offspring of human ancestors reaching back to the appearance of the human animal in the long process of the evolution of life on earth. So far as we can see, posterity will be for countless generations physically similar to ourselves, as they certainly will, unless all records or evidences of the fact are obscured, trace their ancestry continuously back to us. Not only is there continuity of physical descent, however, but continuity of cultural achievement. The past, in any literal temporal sense, is over and done with. The Romans are physically dead, as are the generations of barbarians of the Dark Ages, and all the inhabitants of mediæval and modern Europe, save our own contemporaries. Yesterdays are irrevocably over. The past, in any real sense, exists only in the form of achievements that have been handed down to us from previous generations. The only parts of the past that survive physically are the actual material products and achievements of bygone generations, the temples and the cathedrals, the sculptures and the manuscripts, the roads and the relics of earlier civilizations. Even these exist in the present; they are evidences, memorials, mementos of the past. These heritages from past civilizations may be interesting, intrinsically, as in the case of paintings and statues, or useful, as in the case of roads, reservoirs, or harbors. But we inherit the past in a more vital sense. We inherit ways of thought and action, social systems, scientific and industrial methods, manners and morals, educational bequests and ideals, all that we have and are. Without these, each generation would have to start anew. If the whole of existing society were destroyed, and a newborn generation could be miraculously preserved to maturity, its members would have to start on the same level, with the same ignorances, uncertainties, and impotences as primitive savages. In order to make the nature and variety of our abject dependence on the past clear, we have only to consider our language, our laws, our political and social institutions, our knowledge and education, our view of this world and the next, our tastes and the means of gratifying them. On every hand the past dominates and controls us, for the most part unconsciously and without protest on our part. We are in the main its willing adherents. The imagination of the most radically-minded cannot transcend any great part of the ideas and customs transmitted to him. When once we grasp this truth, we shall, according to our mood, humbly congratulate ourselves that ... we are permitted to stand on the giant's shoulders, and enjoy an outlook that would be quite hidden to us, if we had to trust to our own short legs; or we may resentfully chafe at our bonds and, like Prometheus, vainly strive to wrest ourselves from the rock of the past, in our eagerness to bring relief to the suffering children of men. In any case, whether we bless or curse the past, we are inevitably its offspring, and it makes us its own long before we realize it. It is, indeed, almost all that we can have.[1] [Footnote 1: Robinson: _The New History_, pp. 256-57.] The cultural achievements of the past, which we inherit chiefly as social habits, are obviously not transmitted to us physically, as are the original human traits with which this volume has so far been chiefly concerned. They are not in our blood; they are acquired like other habits, through contact with others and through repeated practice. We are thus to a very large extent conditioned by the past. It is as if we had inherited a fortune composed of various kinds of properties, houses, books, automobiles, warehouses, musical instruments, and in addition, trade concessions, business secrets, formulæs, methods, and good-will. Our activities will be limited in measure by the extent of the property, its constituent items, and the repair in which we keep it. We may squander or misinvest our principal, as when we use scientific knowledge for dangerous or dubious aims, for example, for conquest or rapine. We may add to it, as in the development of the sciences and industrial arts. We may, so to speak, live on the income. Such is the case when a society ceases to be progressive, and fails to add anything to a highly developed traditional culture, as happened strikingly in the case of China. Again we may have inherited "white elephants," which may be of absolutely no use to us, encumbrances of which we cannot easily rid ourselves, influential ideas which are no longer adequate to our present situation, obsolete emotions, methods, or institutions. We may allow our cultural inheritance, through bad education, to fall into disrepair and decay. Since we are so dependent on the past, our attitude toward it, which in turn determines the use we make of it, is of the most crucial significance. The several characteristic and varying attitudes toward the past which are so markedly current are not determined solely by logical considerations. For individuals and social groups particular features of their heritage have great emotional associations. The living past is composed of habits, traditions, values, which are vivid and vital issues to those who practice them. Traditions, customs, or social methods come to have intrinsic values; they become the center of deep attachments and strong passion. They are a rich element of the atmosphere of the present; they are woven into the intimate fabric of our lives. The awe which we feel in great cathedrals is historical as well as religious. Those vast solemn arches are the voices of the past speaking to us. The moral appeal of tradition appears with beautiful clarity in the opening chapter of Pater's _Marius the Epicurean_. A sense of conscious powers external to ourselves, pleased or displeased by the right or wrong conduct of every circumstance of daily life--that _conscience_, of which the old Roman religion was a formal, habitual recognition, had become in him a powerful current of feeling and observance. The old-fashioned, partly Puritanic awe, the power of which Wordsworth noted and valued so highly in a northern peasantry, had its counterpart in the feeling of the Roman lad, as he passed the spot, "touched of heaven," where the lightning had struck dead an aged laborer in the field: an upright stone, still with moldering garlands about it, marked the place. He brought to that system of symbolic usages, and they in turn developed in him further, a great seriousness, an impressibility to the sacredness of time, of life and its events, and the circumstances of family fellowship--of such gifts to men as fire, water, the earth from labor on which they live, really understood by him as gifts--a sense of religious responsibility in the reception of them. It was a religion for the most part of fear, of multitudinous scruples, of a year-long burden of forms.[1] [Footnote 1: Walter Pater: _Marius the Epicurean_ (A. L. Burt edition), pp. 3-4.] To the past, as it is made familiar to us through song, study, and traditional practice, we may experience a piety amounting almost to religious devotion. In some individuals and in some nations, this sense for tradition is very strong. Every one has felt more or less keenly this sense of being a link in a great tradition, whether of a college, family, or country. Sometimes this sense for tradition takes an æsthetic form, as in the case of ritual, whether social or religious. Old streets, ivied towers, ancient rooms, become symbols of great and dignified achievements; ceremonies come to be invested with a serious beauty and memorable charm. They become reminders of a "torch to be carried on," of a spirit to be cherished and kept alive, of a history to be carried on or a purpose or an ideal to be fulfilled. As we shall see in a moment, this sense for the past, which, as Santayana says, makes a man loyal to the sources of his being, has both its virtues and vices. It is of immense value in preserving continuity and cultural integration, in keeping many men continuously moving toward a single fixed end. It may also wrap dangerously irrelevant habits and institutions in a saving--and illusive--halo. There are, on the other hand, individuals with very little sense for tradition. This may be accounted for in some cases by a marked æsthetic insensibility, which sees in ritual, ceremony, or habit, merely the literal, without any appreciation at all of its symbolic significance.[1] In other cases, individuals are unsusceptible and hostile to tradition, because they have themselves been socially disinherited. This is illustrated not infrequently in the case of foreigners who, for one reason or another, have left and lost interest in their native land, and become men without a country. [Footnote 1: This is illustrated by the crass excesses of certain radical satirists of religious forms. Those who are the enemies of religion for economic, social, or intellectualistic reasons combine a singular sense of the literal absurdities of religious forms with a marked insensibility to their symbolic values. One may find interesting examples, from Voltaire to Robert Ingersoll.] There are others by temperament rebellious and iconoclastic, who combine a keen sense of present difficulties and problems with small reverence, use for, or interest in the past, and small imaginative sympathy with it. The past is to them a "sea of errors." They regard all past achievements as bad scribblings which must be erased, so that we may start with a clean slate. There have been included among such, great historical reformers. Bentham's enthusiasm for progress led him into most intemperate attacks on history and historical method. The most noted of the eighteenth-century philosophers saw nothing but evil in tradition. Such sentiments were echoed in the early nineteenth century by Shelley, Godwin, and their circle, as expressed, for example, in Shelley's "Hellas": "The world's great age begins anew, The golden years return, The earth doth like a snake renew Her winter weeds outworn; Heaven smiles, and faiths and empires gleam, Like wrecks of a dissolving dream. . . . . . . . . . "Another Athens shall arise, And to remoter time Bequeath, like sunset to the skies, The splendor of its prime; And leave, if nought so bright can live, All earth can take or Heaven can give." It is not surprising that men with an eye fixed on the future should develop a contempt or an obliviousness of the past. Utopians nearly always start with "a world various and beautiful and new." Perhaps the chief ingredient in such discounting of all past history is the rebel temperament which wants to break away from what it regards as the chains, the dead weight, the ruts of tradition. It cheerfully says, "Nous changerons tout cela," and does not stop to discriminate between the _roads_ and the _ruts_ that have been made by people in the past. These two temperaments,[1] play a large part in determining attitudes toward the past. The one regards with awe and reverence past achievement, and rests his faith on the experiments which have been tested and proved by time. The other, to state the position extremely, regards each day as the possible glorious dawn of a completely new world. The first attitude, when intemperately preached and practiced, becomes an uncritical veneration of the past; the second, an uncritical disparagement. We shall briefly examine each. [Footnote 1: One is reminded of the song of the sentry before the House of Parliament in Gilbert and Sullivan's "Iolanthe"; "'T is strange how Nature doth contrive That every little boy or gal, That's born into the world alive, Is either a little Liberal, Or else a little Conservative!"] UNCRITICAL VENERATION OF THE PAST. The extreme form of uncritical veneration of the past may be said to take the position that old things are good simply because they are _old_; new things are evil simply because they are _new_. Institutions, Ideas, Customs are, like wines, supposed to attain quality with age. A custom, a law, a code of morals is defined or maintained on the ground of its ancient--and honorable--history, of the great span of years during which it has been current, of the generation after generation that has lived under its auspices. The ways of our fathers, the old time-tested ways, these, we are told, must be our ways. The psychological origins of this position have in part been discussed. There is in some individuals a highly developed sentiment and reverence for tradition as such, and an æsthetic sensibility to the mellowness, ripeness, and charm that so often accompany old things.[1] The new seems, as it often is, loud, brassy, vulgar, and hard. But there are other and equally important causes. Men trust and cherish the familiar in ideas, customs, and social organization, just as they trust and cherish old friends. They know what to expect from them; they have their well-noted excellences, and, while they have their defects, these also are definitely known and can be definitely reckoned with. The old order may not be perfect, but it is an order, and an order whose outlines and possibilities are known and predictable. Change means change to the unaccustomed and the unfamiliar. And the unaccustomed and the unfamiliar, as already pointed out, normally arouse fear. One of the conventional phrases (which has become conventional because it is accurate) with which changes have been greeted is the _cliché_, "we view with alarm." No small part of genuine opposition to change comes from the cautious and conscientious types of mind which will not sanction the reckless taking of chances, especially where the interests of large groups are concerned, which want to know precisely where a change will lead. Such a mind holds off from committing society to making changes that will put a situation beyond control and lead to unforeseen and uncontrollable dangers. Especially is this felt by the administrator, by the man who has experience with the difficulties of putting ideas in practice, who knows how vastly more difficult it is to operate with people than with paper.[2] The man of affairs knows how easy it is to check and change ideas in one's mind, but knows also the uncontrollable momentum of ideas when they are acted upon by vast numbers of men. [Footnote 1: "Oxford," said a distinguished visitor to that venerable institution, "looks just as it ought to look." And one is reminded of the story of the American lady who, admiring the smooth lawns at Oxford, asked a gardener how they managed to give them that velvet gloss. "We roll them, madam," he said, "for eight hundred years."] [Footnote 2: Thus writes Catharine II, in a letter to Diderot, the French philosopher and humanitarian: "M. Diderot, in all your schemes of reform, you entirely forget the difference in our position; you work only on paper, which endures all things; it offers no obstacle, either to your pen or your imagination. But I, poor Empress that I am, work on a far more delicate and irritable substance, the human skin."] Again, the maintenance of ways that have been practiced in the past has a large hold over people, for reasons already discussed in the chapter on Habit. The old and the accustomed are comfortable and facile; change means inconvenience and frustration of habitual desires. This is in part the explanation of the increasing conservatism of men as they grow older. Not only do they have a keener sense of the difficulty of introducing changes, but their own fixed habits of mind and emotion make part of the difficulty. They like the old ways and persist in them just as they like and keep old books, old friends, and old shoes. ROMANTIC IDEALIZATION OF THE PAST. Reverence for the past may also be due to a romantic idealization of it. In such cases, it is not an interest in maintaining the present order; it is rather a contempt for the present and wistful yearning for the "good old days." Everyone indulges more or less in such idealization. Such halos are made possible because we retain the pleasant rather than the painful and dreary aspects of our past experience. The college alumnus returning to the campus tells of the since unsurpassed intellectual and athletic feats of the freshman class of which he was a member. The elderly gentleman sighs over his newspaper at the bad ways into which the world is degenerating, and yearns for the old days when the plays were better, conversation more interesting, houses more comfortable, and men more loyal. In similar trivial instances we are all inclined to indulge in such mythology. The universality and age of this tendency has been well described by a student of Greek civilization. This is the belief of the old school of every age--there was once a "good" time; and it matters not at all in the study of moral ideals that no such time can be shown to have existed. The men of the fourth century [B.C.] say that it was in the fifth; those of the fifth say it was in the sixth; and so on infinitely. The same ideal was at work when William Morris looked to the thirteenth century, forgetting that Dante looked to a still earlier period; and both forgot that the men of that earlier period said the same--"not now, indeed, but before us men were happy." So simpler men incline to say that their grandfathers were fine fellows, but the "old college is going to the dogs," or "the House of Commons is not what it was once," for reverence and faith and manliness once ruled the world. The old school lives upon an ignorance of history; it is genuinely moved by a simple moral ideal of life and character which its own imagination has created. And when evil becomes obvious, it is the new-fangled notions that are to blame. "Trying new dodges" has brought Athens down in the world--as Aristophanes in 393 B.C. makes his protagonist say: "And would it not have saved the Athenian state, If she kept to what was good, and did not try Always some new plan?"[1] [Footnote 1: C. Delisle Burns: _Greek Ideals_, pp. 118-19.] On a large scale the romantic idealization of the past has been made into a philosophy of history. The "golden age," instead of being put in a roseate and remote future, is put in an equally remote and roseate past. The Greek legends were fond of a golden age when the gods moved among men. The Garden of Eden is the Christian apotheosis of the world's perfections. Various philosophers have pointed out the fallacy of finding such a mythological locus for our ideals, and evolution and the general revelations of history have indicated the completely mythical character of the golden age. History may, in general, be said to reveal that, whatever the imperfections of our own age, we have immeasurably improved in many pronounced respects over conditions earlier than our own. The idealized picture of the Middle Ages with its guardsmen and its courtly knights and ladies, is coming, with increasing historical information, to seem insignificant and untrue in comparison with the unspeakable hardships of the mass of men, the evil social and sanitary conditions, the plagues and pestilences which were as much a part of it. The picture of the ideally gentle and benevolent attitude of the master to his slaves is by no means regarded as a typical picture of conditions of slave labor in the South. We know, positively, on the other hand, that our medicine and surgery, our scientific and industrial methods, our production and our resources are incomparably greater than those of any earlier period in history, as are the possibilities of the control of Nature still unrealized. If there were time I might try to show that progress in knowledge and its application to the alleviation of man's estate is more rapid now than ever before. But this scarcely needs formal proof; it is so obvious. A few years ago an eminent French _littérateur_, Brunetière, declared science bankrupt. This was on the eve of the discoveries in radio-activity which have opened up great vistas of possible human readjustments if we could but learn to control and utilize the inexhaustible sources of power that lie in the atom. It was on the eve of the discovery of the function of the white blood corpuscles, which clears the way for indefinite advance in medicine. Only a poor discouraged man of letters could think for a moment that science was bankrupt. No one entitled to an opinion on the subject believes that we have made more than a beginning in penetrating the secrets of the organic and inorganic worlds.[1] [Footnote 1: Robinson: _The New History_, p. 262.] Even in the face of these facts, reverence for the past may amount to such religious veneration that change may come literally to be regarded as sacrilegious. In primitive tribes the reasons for this insistence are clear. Rites and rituals are used to secure the favor of the gods and any departure from traditional customs is looked upon as fraught with actual danger. But the past, as it lives in established forms and practices, is still by many, and in highly advanced societies, almost religiously cherished, sustained, and perpetuated. Every college, religion, and country has its traditional forms of life and practice, any infringement of which is regarded with the gravest disapproval.[2] In social life, generally, there are fixed forms for given occasions, forms of address, greeting, conversation, and clothes, all that commonly goes under the name of the "conventions" or "proprieties." In law, as is well known, there is developed sometimes to an almost absurd degree a ritual of procedure. In religion, traditional values become embodied in fixed rituals of music, processional, and prayer. In education, especially higher education, there has developed a fairly stable tradition in the granting of degrees, the elements of a curriculum, the forms of examination, and the like. To certain types of mind, fixed forms in all these fields have come to be regarded as of intrinsic importance. Love of "good form," the classicist point of view at its best, may develop into sheer pedantry and Pharisaism, an insistence on the fixed form when the intent is changed or forgotten, a regard for the letter rather than the spirit of the law. In a large number of cases, the fixed modes of life and practice which are our inheritance come to be regarded as symbols of eternal and changeless values. Thus many highly intelligent men find ritual in religion and traditional customs in education or in social life freighted with symbolic significance, and any infringement of them as almost sacrilegious in character. [Footnote 2: It has been said that a custom repeated on a college campus two years in succession constitutes a tradition.] CHANGE SYNONYMOUS WITH EVIL. Change, again, may be discouraged by those who hold, with more or less sincerity, that no good can come of it. Such a position may, and frequently is, maintained by those in whom fortunate accident of birth, favored social position, exuberant optimism, or a stanch and resilient faith, induces the belief that the social order and social practices, education, law, customs, economic conditions, science, art, _et al._, are completely satisfactory. Like Pippa, in Browning's poem, they are satisfied that "God's in His Heaven; all's right with the world." That there are no imperfections, in manners, politics, or morals, in our present social order, that there are no improvements which good-will, energy, and intelligence can effect, few will maintain without qualification. To do so implies, when sincere, extraordinary blindness to the facts, for example, of poverty and disease, which, though they do not happen to touch a particular individual, are patent and ubiquitous enough. In the face of undeniable evils the position that the ways we have inherited are completely adequate to our contemporary problems cannot be ingenuously maintained. The position more generally expounded by the opponents of change is that our present modes of life give us the best possible results, considering the limitations of nature and human nature, and that the customs, institutions, and ideas we now have are the fruits of a ripe, a mellow, and a time-tested wisdom, that any radical innovations would, on the whole, put us in a worse position than that in which we find ourselves. Persons taking this attitude discount every suggested improvement on the ground that, even though intrinsically good, it will bring a host of inevitable evils with it, and that, all things considered, we had better leave well enough alone. Some extreme exponents of this doctrine maintain, as did some of the Hebrew prophets, that whatever evils are ours are our own fault, that fault consisting in a lapse from the accustomed ancient ways. To continue without abatement the established ways is the surest road to happiness. Education, social customs, political organization, these are sound and wholesome as they are; and modification means interference with the works and processes of reason. "All Nature is but art, unknown to thee; All chance, direction, which thou canst not see; All discord, harmony not understood; All partial evil, universal good; And spite of pride, in erring reason's spite, One truth is clear, Whatever is, is right."[1] [Footnote 1: Pope: _Essay on Man_, epistle I, lines 289 ff.] Later Hegel developed an elaborate philosophy of history in which he tried to demonstrate that the history of the past was one long exemplification of reason; that each event that happened was part of the great cosmic scheme, an indispensable syllable of the Divine Idea as it moved through history; each action part of the increasing purpose that runs through the ages. That these contentions are, to say the least, extreme, will appear presently in the statement of the opposite position which sees nothing in the past but a long succession of blunders, evils, and stupidities. "ORDER" _VERSUS_ CHANGE. Finally, genuine opposition to change arises from those who fear the instability which it implies. Continuation in established ways makes for integration, discipline, and stability. It makes possible the converging of means toward an end, it cumulates efforts resulting in definite achievement. In so far as we do accomplish anything of significance, we must move along stable and determinate lines; we must be able to count on the future.[1] It has already been pointed out that it is man's docility to learning, his long period of infancy[2] which makes his eventual achievements possible. But it is man's persistence in the habits he has acquired that is in part responsible for his progress. In individual life, the utility of persistence, and concentration of effort upon a definite piece of work, have been sufficiently stressed by moralists, both popular and professional. "A rolling stone gathers no moss," is as true psychologically as it is physically. Any outstanding accomplishment, whether in business, scholarship, science, or literature, demands perseverance in definite courses of action. We are inclined, and usually with reason, to suspect the effectiveness of a man who has half a dozen professions in half as many years. Such vacillations produce whimsical and scattered movements; but they are fruitless in results; they literally "get nowhere." [Footnote 1: The uncertainty that business men feel during a presidential campaign is an illustration.] [Footnote 2: See _ante_, p. 10.] Just as, in the case of individuals, any significant achievements require persistent convergence of means toward a definite end, so is it in the case of social groups. No great business organizations are built up through continual variations of policy. Similarly, in the building up of a university, a government department, a state, or a social order, consecutive and disciplined persistence in established ways is a requisite of progress. Without such continuous organization of efforts toward fixed goals, action becomes frivolous and fragmentary, a wind along a waste. The history of the English people has elicited the admiration of philosophers and historians because it has been such a gradual and deliberate movement, such a measured and certain progress toward political and social freedom. To those who appreciate the value of unity of action, of the assured fruits of cumulative and consistent action along a given path, change as such seems fraught with danger. Nor is it specific dangers they fear so much as the loss of moral fiber, the scattering of energies, the waste and futility that are frequently the net result of casual driftings with every wind that blows. No one has more eloquently expressed this view than Edmund Burke in his _Reflections on the French Revolution:_ But one of the first and most leading principles on which the commonwealth and the laws are consecrated, is lest the temporary possessors and life-renters in it, unmindful of what they have received from their ancestors, or of what is due to their posterity, should act as if they were the entire masters; that they should think it among their rights to cut off the entail, or commit waste on the inheritance, by destroying at their pleasure the whole original fabric of their society; hazarding to leave to those who come after them a ruin instead of a habitation--and teaching these successors as little to respect their contrivances, as they had themselves respected the institutions of their forefathers. By this unprincipled facility of changing the state as often, and as much, and in as many ways, as there are floating fancies or fashions, the whole chain and continuity of the commonwealth would be broken. No one generation could link with the other. Men would be little better than the flies of a summer. * * * * * To avoid, therefore, the evils of inconstancy and versatility, ten thousand times worse than those of obstinacy and the blindest prejudice, we have consecrated the state, that no man should approach to look into its defects or corruptions, but with due caution; that he should never dream of beginning its reformation by its subversion; that he should approach to the faults of the state as to the wounds of a father, with pious awe and trembling solicitude.[1] [Footnote 1: Edmund Burke: _Reflections on the French Revolution_ (George Bell & Sons, 1888), pp. 366-68.] PERSONAL OR CLASS OPPOSITION TO CHANGE. Sincere fear of the possible evils of novelty in the disorganization which it promotes, habituation to established ways, or a sentimental and æsthetic allegiance to them--all these are factors that determine genuine opposition to change. But aversion to change may be generalized into a philosophical attitude by those who have special personal or class reasons for disliking specific changes. The hand-workers in the early nineteenth century stoned the machinists and machines which threw them out of employment. Every change does discommode some class or classes of persons, and part of the opposition to specific changes comes from those whom they would adversely affect. It is not surprising that liquor interests should be opposed to prohibition, that theatrical managers should have protested against a tax on the theater, or those with great incomes against an excess profits tax. Selfish opposition to specific changes is, indeed, frequently veiled in the disguise of plausible reasons for opposition to change in general. Those who fear the results to their own personal or class interests of some of the radical social legislation of our own day may disguise those more or less consciously realized motives under the form of impartial philosophical opposition to social change in general. They may find philosophical justification for maintaining unmodified an established order which redounds to their own advantage. UNCRITICAL DISPARAGEMENT. The other extreme is represented by the position that old things are bad because they are _old_, and new things good because they are _new_. This is illustrated in an extreme though trivial form by faddists of every kind. There are people who chiefly pride themselves on being up-to-the-minute, and exhibit an almost pathological fear of being behind the times. This thirst for the novel is seen on various levels, from those who wear the newest styles, and dine at the newest hotels, to those who make a point of reading only the newest books, hearing only the newest music, and discussing the latest theories. For such temperaments, and more or less to most people, there is an intrinsic glamour about the word "new." The physical qualities that are so often associated with newness are carried over into social and intellectual matters, where they do not so completely apply. The new is bright and unfrayed; it has not yet suffered senility and decay. The new is smart and striking; it catches the eye and the attention. Just as old things are dog-eared, worn, and tattered, so are old institutions, habits, and ideas. Just as we want the newest books and phonographs, the latest conveniences in housing and sanitation, so we want the latest modernities in political, social, and intellectual matters. Especially about new ideas, there is the freshness and infinite possibility of youth; every new idea is as yet an unbroken promise. It has not been subjected to the frustrations, disillusions, and compromises to which all theory is subjected in the world of action.[1] Every new idea is an experiment, a possibility, a hope. It may be the long-awaited miracle; it may be the prayed-for solution of all our difficulties. [Footnote 1: "Real life is, to most men, a long second-best, a perpetual compromise between the ideal and the possible; but the world of pure reason knows no compromise, no practical limitations, no barrier to the creative activity embodying in splendid edifices the passionate aspiration after the perfect from which all great work springs. Remote from human passions, remote even from the pitiful facts of nature, the generations have gradually created an ordered cosmos, where pure thought can dwell as in its natural home, and where one, at least, of our nobler impulses can escape from the dreary exile of the actual world." (Bertrand Russell: _Mysticism and Logic_, pp. 60-61.)] This susceptibility to the novel is peculiarly displayed by those who see nothing but evil in the old. Against the outworn past with its disillusions, its errors, its evils, and its hypocrisies, the new shines out in glorious contrast. There are persons who combine a very genuine sense of present evils with a resilient belief in the possibilities of change. The classic instance of this is seen in the Messianic idea. Even in the worst of times, the pious Jew could count on the saving appearance of the Messiah. Every Utopian is as sure of the salvation promised by his prize solution as he is of the evils which it is intended to rectify. The ardent Socialist may equally divide his energies between pointing out the evils of the capitalist system, and the certain bliss of his Socialist republic. The past is nothing but a festering mass of evils; industry is nothing but slavery, religion nothing but superstition, education nothing but dead traditional formalism, social life nothing but hypocrisy. Where the past is so darkly conceived, there comes an uncritical welcoming of anything new, anything that will take men away from it. Nothing could be worse than the present or past; anything as yet untried may be better. As Karl Marx told the working classes: "The proletarians have nothing to lose but their chains. They have a world to win." The past is, by its ruthless critics, conceived not infrequently as enchaining or enslaving. Particularly, the radical insists, are men enslaved by habits of thought, feeling, and action which are totally inadequate to our present problems and difficulties. War-like emotions, he points out, may have been useful in an earlier civilization, but are now a total disutility. Belief in magic may have been an asset to primitive man in his ignorance; it is not to modern man with his science. The institution of private property may have had its values in building up civilization; its utility is over. We still make stereotyped and archaic reactions where the situation has utterly changed. The institutions, ideas, and habits of the past are at once so compelling and so obsolete that we must make a clear break with the past; we must start with a clean slate. To continue, so we are told, is merely going further and further along the wrong paths; it is like continuing with a broken engine, or without a rudder. CRITICAL EXAMINATION OF THE PAST. That both positions just discussed are extreme, goes without saying. The past is neither all good nor all bad; it has achieved as well as it has erred. But it is, in any case, all we have. Without the knowledge, the customs, the institutions we have inherited, we should have no advantage at all over our ancestors of ten thousand years ago. Biologically we have not changed. The past is our basic material. Each generation starts with what it finds in the way of cultural achievement, and builds upon that. Antiquity deserveth that reverence, that men should take a stand thereupon, and discover what is the best way; but when the discovery is well-taken, then to make progression. And to speak truly, _antiquitas soeculi iuventus mundi_. These times are the ancient times, when the world is ancient, and not those which we account ancient _ordine retrogrado_, by a computation backwards from ourselves.[1] [Footnote 1: Bacon: _The Advancement of Learning_, Collected Works, vol. I, p. 172.] The past, save what we discover in our generation, is our sole storehouse of materials. And a very small part of our useful knowledge in the industrial arts, in science, in social organization and administration does come from our own generation. It is the accumulated experience of generations of men. We can, out of this mass of materials, select whatever is useful in clarifying the issues of the present, whatever helps us to accomplish those purposes which we have, after critical consideration, decided to be useful and serviceable. If, for example, we decide to build a bridge, it is of importance that we know all that men have in the past discovered of mechanical relations and industrial art which will enable us to build a bridge well. If we want to establish an educational system in some backward portion of the world, it is useful for us to know what methods men have used in similar situations. Whatever we decide to do, we are so much the better off, if we know all that men before us have learned in analogous instances. But to use the inheritance of the past implies an analysis of present problems, and an acceptance of the course to be pursued. The experience of the past, the heritage of knowledge that has come down to us, is so various and extensive that choices must be made. The historian in writing even a comprehensive history of a country must still make choices and omissions. Similarly, in using knowledge inherited from the past as materials, we must have specific problems to govern our choice. The statistician could collect innumerable statistics; he collects only those which have a bearing on his subject. The lawyer searches out that part of the legal tradition which is applicable to his own case. Without some lead or clue we should lose ourselves in the multifariousness of transmitted knowledge at our disposal. To use the past as an instrument for furthering present purposes implies neither veneration nor disparagement of it. We neither condemn nor praise the past as a whole; we regard specific institutions, customs, or ideas, as adequate or inadequate, as serviceable or disserviceable. In general, it may be said that the value of any still extant part of the past, be it a work of art, a habit, a tradition, has very little to do with its origin. The instinct of eating is still useful though it has a long history. The works of the Old Masters are not really great because they are old, nor are the works of contemporaries either good or bad because they are new. Man himself is to be estimated no differently, whether he is descended from the angels or the apes. If we would appreciate our own morals and religion we are often advised to consider primitive man and his institutions. If we would evaluate marriage or property, we are often directed to study our remote ancestors.... Such considerations as these have diverse effects according to our temperaments. They quite uniformly produce, however, disillusionment and sophistication.... This exaltation of the past, as the ancestral home of all that we are, may make us regret our loss of illusions and our disconcerting enlightenment.... We may break with the past, scorn an inheritance so redolent of blood and lust and superstition, revel in an emancipation unguided by the discipline of centuries, strive to create a new world every day, and imagine that, at last, we have begun to make progress.[1] [Footnote 1: Woodbridge: _The Purpose of History_, p. 72.] The standards of value of the things we have or do or say, the approvals or disapprovals we should logically accord them, are determined not by their history, not by their past, but by their uses in the living present in which we live. An institution may have served the purposes of a bygone generation; it does not follow that it thereby serves our own. The reverse may similarly be true. For us the specific features of our social inheritance depend upon the ends or purposes which we reflectively decide upon and accept. Whether capital punishment is good or evil; whether private property is an adequate or inadequate institution for social welfare; whether marriage is a perfect or an imperfect institution; whether collective bargaining, competitive industry, old age insurance, income taxes, nationalization of railroads are useful or pernicious depends neither on their age nor their novelty. Their value is determined by their relevancy to our own ideals, by the extent to which they hinder or promote the results which we consciously desire. The past may be studied with a view to clarifying present issues. In the first place, we may study past successes and failures in order to guide our actions in present similar situations. A man setting out to organize and administer a newspaper will benefit by the experiences others have had in the same situation. In the same way, we can learn from past history something, at least, bearing on present political and social issues. It is true enough that history has been much misused for the drawing of lessons and guidance. As Professor Robinson says: To-day, however, one rarely finds a historical student who would venture to recommend statesmen, warriors, and moralists to place any confidence whatsoever in historical analogies and warnings, for the supposed analogies usually prove illusive on inspection, and the warnings impertinent. Whether or no Napoleon was ever able in his own campaigns to make any practical use of the accounts he had read of those of Alexander and Cæsar, it is quite certain that Admiral Togo would have derived no useful hints from Nelson's tactics at Alexandria or Trafalgar. Our situation is so novel that it would seem as if political and military precedents of even a century ago could have no possible value. As for our present "anxious morality," as Maeterlinck calls it, it seems equally clear that the sinful extravagances of Sardanapalus and Nero, and the conspicuous public virtue of Aristides and the Horatii, are alike impotent to promote it.[1] [Footnote 1: Robinson: _The New History_, p. 36.] But situations are, within limits, duplicated in historical processes, and it is illuminating at least to see wherein men failed and wherein they succeeded in the things they set themselves to do. The history of labor legislation certainly testifies to the effectiveness of "collective bargaining" in securing improved labor conditions, as the history of strikes does also to the public loss and injury incident to this kind of industrial warfare. If compulsory arbitration has been a successful method of dealing with labor difficulties in Australia in the past, we can, by a careful study and comparison of conditions there and conditions current in our country at the present, illuminate and clarify our own problems. A campaign manager in one presidential campaign does not forget what was effective in the last, nor does he hesitate to profit by his mistakes or those of others. An impartial survey of the heritage of the past undertakes critically to examine institutions, customs, ideas still current with a view to determining their relevancy and utility to our present needs. This demands, on the one hand, clarity as to what those needs are, and, on the other hand, freedom from prejudice for or against existing modes of life simply because they have a history. A critical examination of the past amounts practically to a taking stock, a summary of our social assets and liabilities. We shall find our ideas, for example, and our customs, a strange mixture of useful preservations, and absurd or positively harmful relics of the past. Ideas which were natural and useful enough in the situation in which they originated, live on into a totally changed situation, along with other ideas, like that of gravitation, which are as true and as useful now as when they were first enunciated. Many customs and institutions which may be found to have as great utility now as when they were first practiced generations ago, the customs and institutions, let us say, of family life, may be found persisting along with customs and institutions, like excess legal formalism (or, as their opponents claim, a bi-cameral legislative system or a two-party system) which may come generally to be regarded as impediments to progress.[1] The unprejudiced observer, scientifically interested in preserving those forms and mechanisms of social life which are of genuine service to his own generation, will not condemn or applaud "the past" _en masse_. He will, rather, examine it in specific detail. He will not, for example, dismiss classical education, because it is classical or old. He will rather try experimentally to determine the actual consequences in the case of those who study the classics. He will examine the claims made for the study, try in specific cases to find out whether those claims are fulfilled, and condemn or approve the study, say, of Latin and Greek, according to his estimate of the desirability or undesirability of those consequences. If he finds, for example, that the study of Latin does promote general literary appreciation, his decision that it should or should not be continued will depend on his opinion of the value of general literary appreciation as compared with other values in an industrial civilization. Similarly, with "freedom of contract," "freedom of the seas," military service, bi-cameral systems, party caucuses, presidential veto, and all the other political and social heritages of the past. [Footnote 1: The situation in the case of outworn social institutions is paralleled in the case of the human appendix, once possessing a function in the digestive system of primitive man, but now useless and likely on occasion to become a positive disutility.] But a man who impartially examines the past will usually exhibit also an appreciation of its attainments and a sense of the present good to which it has been instrumental. He will not glibly dismiss institutions, habits, methods of life that are the slow accumulations of centuries. He will have a sense of the continuous efforts and energies that have gone into the making of contemporary civilization. He will have, in suggesting ruthless innovations, a sobering sense of the gradual evolution that has made present institutions, habits, ideas, what they are. The student of the past knows, moreover, that the present without its background of history is literally meaningless. In the words of a well-known student of the development of human culture: Progress, degradation, survival, modification, are all modes of the connection that binds together the complex network of civilization. It needs but a glance into the trivial details of our own daily life to set us thinking how far we are really its originators, and how far but the transmitters and modifiers of the results of long past ages. Looking round the rooms we live in, we may try here how far he who knows only his own time can be capable of rightly comprehending even that. Here is the honeysuckle of Assyria, there the fleur-de-lis of Anjou, a cornice with a Greek border runs round the ceiling, the style of Louis XIV and its parent the Renaissance share the looking glass between them. Transformed, shifted or mutilated, such elements of art still carry their history plainly stamped upon them.... It is thus even with the fashion of the clothes men wear. The ridiculous little tails of the German postilion's coat show of themselves how they came to dwindle to such absurd rudiments; but the English clergyman's bands no longer so convey their history to the eye, and look unaccountable enough till one has seen the intermediate stages through which they came down from the more serviceable wide collars, such as Milton wears in his portrait, and which gave their name to the "band-box" they used to be kept in. In fact, the books of costume showing how one garment grew or shrank by gradual stages and passed into another, illustrate with much force and clearness the nature of the change and growth, revival and decay, which go on from year to year in more important matters of life. In books, again, we see each writer not for and by himself, but occupying his proper place in history; we look through each philosopher, mathematician, chemist, poet, into the background of his education--through Leibnitz into Descartes, through Dalton into Priestly, through Milton into Homer.[1] [Footnote 1: Tylor, Edward B.: _Primitive Culture_, vol. I. pp. 17 ff.] Besides understanding the present better in terms of its history, there is much in the heritage of the past, especially of its finished products, that the citizen of contemporary civilization will wish preserved for its own sake. The works of art, of music, and of literature which are handed down to us are "possessions forever." Whatever be the limitations of our social inheritance, as instruments for the solution of our difficulties, those finished products which constitute the "best that has been known and thought" in the world are beyond cavil. They may not solve our problems, but they immensely enrich and broaden our lives. They are enjoyed because they are intrinsically beautiful, but also because they widen men's sympathies and broaden the scope of contemporary purposes and ideals. The culture that this transmission of racial experience makes possible, can be made perfect by the critical spirit alone, and, indeed, may be said to be one with it. For who is the true critic but he who bears within himself the dreams and ideas and feelings of myriad generations, and to whom no form of thought is alien, no emotional impulse obscure. And who is the true man of culture, if not he in whom fine scholarship and fastidious rejection... develops that spirit of disinterested curiosity which is the real spirit, as it is the real fruit of the intellectual life, and thus attains to intellectual clarity; and having learned the best that is known and thought in the world, lives--it is not fanciful to say so--among the Immortals.[1] [Footnote 1: Oscar Wilde: _Intentions_, pp. 192-93.] The student of Greek life knows that the Greeks in their view of Nature and of morals, in their conception of the way life should be lived, in their discrimination of the beautiful, have still much to teach us. He knows, however much we may have outlived the hierarchy of obedience which constitutes mediæval social and political life, we should do well to recover the humility in living, the craftsmanship in industry, and precision in thinking which constituted so conspicuous features of mediæval civilization. He knows that progress is not altogether measured by flying machines and wireless telegraphy. He is aware that speed and quantity, the key values in an industrial civilization, are not the only values that ever have been, or ever should be cherished by mankind. LIMITATIONS OF THE PAST. Along with a sensitive appreciation of the achievements and values of the past, goes, in the impartial critic, an acknowledgment of its limitations. We can appreciate the distinctive contributions of Greek culture without setting up Greek life as an ultimate ideal. We know that with all the beauty attained and expressed in their art and, to a certain extent, in their civilization, the Athenians yet sacrificed the majority to a life of slavery in order that the minority might lead a life of the spirit, that their religion had its notable crudities and cruelties, that their science was trivial, and their control of Nature negligible. In the words of one of their most thoroughgoing admirers: The harmony of the Greeks contained in itself the factors of its own destruction. And in spite of the fascination which constantly fixes our gaze on that fairest and happiest halting place in the secular march of man, it was not there, any more than here, that he was destined to find an ultimate reconciliation and repose.[1] [Footnote 1: G. Lowes Dickinson: _Greek View of Life_, p. 248.] Again, we know the many beautiful features of mediæval life through its painting and poetry and religion. We know Saint Francis and are familiar with the heroic records of saintliness and renunciation. We know, the great cathedrals, the pageantry and splendor, the exquisite handicraft, the tapestries and illuminated manuscripts, the vast learning and the incomparable dialectic. We know also the social injustices, the misery and squalor the ignorance in which the mass of the people lived. We can stop, therefore, neither in perpetual adoration of nor perpetual caviling at the past. Each age had its special excellences and its special defects, both from the point of view of the ideals then current, and those current in our own day. In so far as the past is dead and over with, we cannot legitimately criticize it with standards of our own day. We cannot blame the Greeks for sanctioning slavery, nor criticize James I because he was not a thoroughgoing democrat. But in so far as the past still lives, it is open to critical examination and revision. Traditions, customs, ideas, and institutions inherited from the past, which still control us, are subject to modification. We are justified in welcoming changes and modifications which, after careful inquiry, seem clearly to promise betterment in the life of the group. Thus to welcome changes which upon experimental evidence show clearly the benefits that will accrue to the group, is not radicalism. Nor is opposition to changes on the ground that upon critical examination they give promise of harmful consequences, conservatism. Verdicts for or against change reached on such a basis reflect the spirit and technique of experimental science. They reflect the desire to settle a course of action on the basis of its results in practice rather than on any preconceived prejudices in favor either of stability or change. To the critical mind, neither stability nor change is an end in itself. There is no hypnotism about "things as they are"; no lure about things as they have not yet been. The problem is shifted to a detailed and thoroughgoing inquiry into the consequences of specific changes in social habits, ideas and institutions, education, business, and industry. Whether changes should or should not win critical approval depends on the kind of ideals or purposes we set ourselves and, secondly, on the practicability of the proposed changes. Change may thus be opposed or approved, in a given case, on the grounds of desirability or feasibility. Whether a change is or is not desirable depends on the ideals of the individual or the group. Whether it is or is not feasible is a matter open increasingly to scientific determination. Thus a city may hire experts to discover what kind of transportation or educational system will best serve the city's needs. But whether it will or will not spend the money necessary depends on the social interests current. EDUCATION AS THE TRANSMITTER OF THE PAST. Education is the process by which society undertakes the transmission of its social heritage. Indeed the main function of education in static societies is the initiation of the young into already established customs and traditions. It is the method used to hand down those social habits which the influential and articulate classes in a society regard as important enough to have early fixed in its young members. The past is simply transmitted, handed down _en masse_. It is a set of patterns to be imitated, of ideals to be continued, of mechanisms for attaining the fixed purposes which are current in the group. In progressive societies education may be used not simply to hand down habits of doing, feeling, and thinking, from the older generation to the younger, but to make habitual in the young reflective consideration of the ends which must be attained, and reflective inquiry into the means for attaining them. The past will not be handed down in indiscriminate completeness. The present and its problems are regarded as the standard of importance, and the past is considered as an incomparable reservoir of materials and methods which may contribute to the ends sought in the present. But there is so much material and so little time, that selection must be made. Many things in the past, interesting on their own merits, must be omitted in favor of those habits, traditions, and recorded files of knowledge which are most fruitful and enlightening in the attainment of contemporary purposes. What those purposes are depends, of course, on ideals of the group in control of the process of education. But these purposes of ideals may be derived from present situations and not taken merely because they have long been current in the group. Thus, in a predominantly industrial civilization, it may be found more advisable and important to transmit the scientific and technical methods of control which men have acquired in recent generations than the traditional liberal arts. Science may be found more important than the humanities, medicine than moral theory. Even such education that tends to call itself "liberal" or "cultural" is effective and genuine education just in so far as it does illuminate the world in which we live. The religion and art, the literature and life of the past broaden the meaning and the background of our lives. They are valuable just because they do enrich the lives of those who are exposed to their influence. If studying the great literature and the art of the past did not clarify the mind and emancipate the spirit, enabling men to live more richly in the present, they would hardly be as studiously cherished and transmitted as they are. We are, after all, living in the present. The culture of the past either does or does not illuminate it. If it does not it is a competing environment, a shadow world in which we may play truant from actuality, but which brings neither "sweetness nor light" to the actual world in which we live. PART II THE CAREER OF REASON The foregoing analysis of human behavior might thus be briefly summarized. We found that man is born a creature with certain tendencies to act in certain definite ways, tendencies which he largely possesses in common with the lower animals. We found also that man could learn by trial and error, that his original instinctive equipment could be modified. Thus far in his mental life man is indistinguishable from the beasts. But man's peculiar capacity, it appeared, lay in his ability to think, to control his actions in the light of a future, to choose one response rather than another because of its consequences, which he could foresee and prefer. This capacity for reflection, for formulating a purpose and being able to obtain it, we found to be practical in its origins, but persisting on its own account in the disinterested inquiry of philosophy and science and the free imaginative construction of art. And in all man's behavior, whether on the plane of instinct, habit, or reflection, we found action to be accompanied by emotion, by love and hate, anger and awe, which might at once impede action by confusing it, or sustain it by giving it a vivid and compelling motive. The second part of the book was devoted to an analysis of the various specific traits which human beings display and the consequences that these have in men's relations with one another. Under certain conditions, one or another of these may become predominant; in particular historical conditions, one or another of them may have a high social value or the reverse. These traits vary in different individuals; in any of them, a man may be totally defective or abnormally developed. But taken in general, they constitute the changeless pattern of human nature, and fix the conditions and the limits of action. But while these universal traits determine what man may do, and fix definitively the boundaries of human possibility, within these limits the race has a wide choice of ideals and attainments. The standards of what man will and should do, within the boundaries of the nature which is his inheritance, are to be found not in his original impulses, but in his mind and imagination. The human being is gifted with the ability to imagine a future more desirable than the present, and to contrive ingeniously in behalf of anticipated or imagined goods. These anticipated goods we call ideals, and these ideals arise, in the last analysis, out of the initial and inborn hungers and cravings of men. "Intellect is of the same flesh and blood with all the instincts, a brother whose superiority lies in his power to appreciate, harmonize, and save them all." The function of reason is not to set itself over against men's original desires, but to envisage ideals and devise instruments whereby they may all, so far as nature allows, be fulfilled. Man's reason, then, which has its roots in his instincts, is the means of their harmonious fulfillment. It attempts, in the various fields of experience, to effect an adjustment between man's competing desires, and between man and his environment. If instincts were left each to its own free course, they would all be frustrated; if man did not learn reflectively to control his environment, and to make it subserve his own ends, he would be a helpless pygmy soon obliterated by the incomparably more powerful forces of Nature. These various attempts of man to effect an adjustment of his passions with one another, and his life to his environment, may be described as the "Career of Reason." In this career man has formulated many ideals, not a small number of which have led him into error, disillusion, and unhappiness. Sometimes they have misled him by promising him fulfillments that were in the nature of things unattainable. They have added to the real evils of life a longing after impossible goods, goods which an informed intelligence would early have dismissed as unattainable. Man has disappointed himself by counting on joys which, had he been less incorrigibly addicted to imaginative illusions, he should never have expected. Sometimes he has framed ideals which could be fulfilled, but only at the expense of a large proportion of natural and irrepressible human desires. Such, for example, have been the one-sided ascetic ideals of Stoicism or Puritanism, which in their attempt to give order and form to life, crush and distort a considerable portion of it. The same is true of mysticism which seeks frequently to attain life by altogether denying its instinctive animal basis. Yet though reason has led men astray, it is the only and ultimate hope of man's happiness. It is responsible for whatever success man has had in mastering the turmoil of his own passions and the obstacles of an environment "which was not made for him but in which he grew." It has given point and justice to Swinburne's exultant boast: "Glory to man in the highest! For man is the master of things!" This Career of Reason has taken various parallel fulfillments, and in each of them man has in varying degrees attained mastery. Religion arose as one of the earliest ways by which man attempted to win for himself a secure place in the cosmic order. Science, in its earliest forms hardly distinguishable from religion, is man's persistent attempt to discover the nature of things, and to exploit that discovery for his own good. Art is again an instance of man's march toward mastery. Beginning, in the broadest sense, in the industrial arts, in agriculture and handicrafts, it passes, as it were by accident, from the necessary to the beautiful. Having in his needful business fortuitously created beautiful objects, man comes to create them intentionally, both for their own sake and for the sheer pleasure of creation. Finally in morals men have endeavored to construct for themselves codes of conduct, ideals of life, in which no possible good should be needlessly or recklessly sacrificed, and in which men might live together as happily as is permitted by the nature which is at once their life and their habitation. The Career of Reason in these various fields we shall briefly trace and describe. We must expect to find, as in any career, however successful, failures along with the triumphs, and, as in any notable career still unfinished, possibility and great promise. Man's reason and imagination have a long past; they have also an indefinite future. Man has in the name of reason made many errors; but to reason he owes his chief success, and with increasing experience he may be expected to attain continually to a more certain and effective wisdom. With these provisos, let us address ourselves to the Career of Reason, beginning with religion. CHAPTER XII RELIGION AND THE RELIGIOUS EXPERIENCE THE RELIGIOUS EXPERIENCE. Since human nature remains constant in its essential traits, despite the variations it exhibits among different individuals, it is to be expected that certain experiences should be fairly common and recurrent among all human beings. Joy and sorrow, love and hate, jubilance and despair, disillusion and rapture, triumph and frustration, these occur often, and to every man. They are, as it were, the sparks generated by the friction of human desires with the natural world in which they must, if anywhere, find fulfillment. Just such a normal, inevitable consequence of human nature in a natural world is the religious experience. It is common in more or less intense degree to almost all men, and may be studied objectively just as may any of the other universal experiences of mankind. There are, however, certain peculiar difficulties in the study of the religious experience. Most men are by training emotionally committed to one particular religious creed which it is very difficult for them impartially to examine or to compare with others. In the second place, there is a confusion in the minds of most people between the personal religious experience, and the formal and external institution we commonly have in mind when we speak of "religion." When we ordinarily use the term, we imply a set of dogmas, an institution, a reasoned theology, a ritual, a priesthood, all the apparatus and earmarks of institutionalized religion. We think of Christianity, Mohammedanism, Judaism, the whole welter of churches and creeds that have appeared in the history of mankind. But these are rather the outward vehicles and vestments of the religious experience than the experience itself. They are the social expressions and external instruments of the inner spiritual occurrence. But the latter is primary. If man had not _first been religious_, these would never have arisen. In the words of William James: In one sense at least, the personal religion will prove itself more fundamental than either theology or ecclesiasticism. Churches when once established live at second hand upon tradition, but the _founders_ of every Church owed their power originally to the fact of their direct personal communion with the divine. Not only the superhuman founders, the Christ, the Buddha, Mahomet, but all the originators of Christian sects have been in this case; so personal religion should still seem the primordial thing, even to those who esteem it incomplete.[1] [Footnote 1: James: _Varieties of Religious Experience_, p. 30.] Before we examine the social institutions and fixed apparatus of ritual and of reasoned theology in which the religious experience has become variously embodied, we must pause to analyze the experience itself. To be religious, as a personal experience, is, like being philosophical, to take a total attitude toward the universe. But the religious attitude is one of a somewhat specific kind. It is, one may arbitrarily but also somewhat fairly say, to sense or comprehend one's relation to the divine, however the divine be conceived. It is to have this sense and comprehension not only deeply, as one might in a poetic or a philosophical mood, but to have it suffused with reverence. We shall presently see that the objects of veneration have had a different meaning for different individuals, groups, and generations. But whatever be the conception of the divine object, the religious attitude seems to have this stable feature. It is always an awed awareness on the part of the individual of his relation to that "something not himself," and larger than himself, with whom the destinies of the universe seem to rest. This somehow sensed relation to the divine appears throughout all the varieties of religion that have appeared in the world, and among many individuals not popularly accounted religious. It is just such an experience, for example, that Wordsworth expresses when he says in the "Lines Written Above Tintern Abbey": "... And I have felt A presence that disturbs me with the joy Of elevated thoughts; a sense sublime Of something far more deeply interfused, Whose dwelling is the light of setting suns, And the round ocean and the living air, And the blue sky, and in the mind of man; A motion and a spirit, that impels All thinking things, all objects of all thought, And rolls through all things." It is the same sense that comes over so-called worldly people when oppressed suddenly by a great sorrow, or uplifted by a sudden great joy, an awareness of a divine power that moves masterfully and mysteriously through the events of life, provoking on the part of finite creatures a strange and compelling reverence. This "divinity that shapes our ends" may be variously conceived. It may be an intimately realized personal God, "Our Father which art in Heaven." It may be such an abstract conception as the Laws of Nature or Scientific Law, such a religion as is expounded by the Transcendentalists, in particular by Emerson: These laws execute themselves. They are out of time, out of space, and not subject to circumstance: thus in the soul of man there is a justice whose retributions are instant and entire.... If a man is at heart just, then, in so far is he God; the safety of God, the immortality of God, the majesty of God, do enter into that man with justice.... For all things proceed out of the same spirit, which is differently named, love, justice, temperance, in its different applications, just as the ocean receives different names on the several shores which it washes.... The perception of this law awakens in the mind a sentiment which we call the religious sentiment, and which makes our highest happiness. Wonderful is its power to charm and to command. It is a mountain air. It is the embalmer of the world. It makes the sky and the hills sublime, and the silent song of the stars is it. It is the beatitude of man. It makes him illimitable.[1] [Footnote 1: Emerson: _Miscellanies_, quoted by James in _Varieties_, pp. 32-33.] It may be conceived as Nature itself, as it was by Spinoza, for whom Nature was identical with God. It may be the World-Soul which Shelley sings with such rapture: "That Light whose smile kindles the universe, That beauty in which all things work and move, That benediction which the eclipsing curse Of birth can quench not, that sustaining love, Which through the web of being, blindly wove, By man and beast and earth and air and sea, Burns bright or dim, as each are mirrors of The fire for which all thirst--now beams on me, Consuming the last clouds of cold mortality."[1] [Footnote 1: From _Adonais_.] In all these conceptions it still seems to be a hushed sense of reverential relationship to the divine power that most specifically constitutes the religious experience. The latter exhibits certain recurrent elements, any of which may be present in a more intense degree in some individuals than in others, but all of which appear in some degree in most of the phenomena of personal life that we call religious. "THE REALITY OF THE UNSEEN." In the first place may be noted the sense of the actuality and nearness of the divine power, what James calls the "reality of the unseen," and what is frequently spoken of by religious men as "the presence of God." James quotes in this connection an interesting letter of James Russell Lowell's: I had a revelation last Friday evening.... Happening to say something of the presence of spirits of whom, as I said, I was often dimly aware, Mr. Putnam entered into an argument with me on spiritual matters. As I was speaking, the whole system seemed to rise up before me, like a vague destiny looming from the abyss. I never before felt the spirit of God so keenly in me, and around me. The whole room seemed to me full of God. The air seemed to waver to and fro with the presence of something I knew not what. I spoke with the calmness and clearness of a prophet.[2] [Footnote 2: Lowell: _Letters_, I, p. 75.] The archives of the psychology of religion are crowded with instances of men who have felt deeply, intimately, and irrefutably the near and actual presence of God. This sense of the reality of an unseen Thing or Power is not always identified with God. There come moments in the lives of normal men and women when the world of experience seems alive with something that is apprehended through none of the five senses. There are times when things unseen, unheard, and untouched seem to have, nay, for those concerned, do have, a clearer and more unmistakable reality than the things we can touch, hear, and see. Sometimes, in the hearing of beautiful music, we sense a transcendent beauty which is something other than, something more real than, the specific harmonies which we physically hear. In rare moments of rapture, when the imagination or the affections are intensely stirred, we become intensely aware of this reality which is made known to us through none of the ordinary avenues of experience. The Unseen is not only vividly felt, but is deeply felt and regarded as a thing of deep significance, and is experienced in most cases with great inexplicable joy. And, not infrequently, this significant and beautiful Unseen Somewhat is identified with God. The sense of the reality of the divine, is, however, as it were, only the prerequisite of the religious experience. When an individual does have this sense, what interests the student of the psychology of religion is the attitude it provokes and the satisfactions it gives. These we can the better understand if we examine the conditions in an individual's experience which make this longing for the divine presence acute, and the general circumstances of human life which make it a continuous desire in many people. There are, to begin with, constant facts of experience which make the realization of the divine presence not only a satisfaction, but the indispensable "staff of life" for certain human beings. In their unfaltering faith in God's enduring and proximate actuality lies their sole source of security and trust. For such persons a lapse or a lack of faith is the prelude to utter collapse. A vague general assurance of the dependability of the future is, for most people, a prerequisite for a sane and untroubled existence. Even those who live in unreflective satisfaction with the fruits of the moment would find these moments less satisfactory were they not set in a background of reasonably fair promise. The exuberant optimist, when he stops to reflect, has a buoyant and inclusive faith in the essential goodness of man and the universe. Whitman stands out in this connection as the classic type. Evil and good were to him indifferently beautiful. He maintained an incredibly large-hearted and magnanimous receptivity to all things great or small, charming or ugly, that lightened or blackened the face of the planet. While the average man accepts the universe with a less wholesale and indiscriminate appreciation, yet he does feel vaguely assured that the nature of things is ordered, harmonious, dependable, and regular, that affairs are, cosmically speaking, in a sound state. He feels a vast and comfortable solidity about the frame of things in which his life is set; he can depend on the familiar risings and settings of the sun, the recurrent and assured movement of the seasons. Were this trust suddenly removed, were the cosmic guarantee withdrawn, to live would be one long mortal terror. That this is precisely what does happen under such circumstances, the voluminous literature of melancholia sufficiently proves. The sense of insecurity takes various forms. Sometimes the patient experiences a profound and intimate conviction of the unreality of the world about him. His whole physical environment comes to seem a mere phantasy and a delusion. In some cases he finds himself unmoved by the normal interests and excitements of men, unable to find any stimulus, value, or significance in the world. Esquirol observed the case of a very intelligent magistrate.... Every emotion appeared dead within him. He manifested neither perversion nor violence, but a complete absence of emotional reaction. If he went to the theater, which he did out of habit, he could find no pleasure there. The thought of his house, of his home, of his wife, and of his absent children, moved him as little, he said, as a theorem of Euclid.[1] [Footnote 1: Ribot: _Psychology of the Emotions_, p. 54.] The sense of futility, of the flatness, staleness, and unprofitableness of the world, which is felt in such extreme forms by pronounced melancholiacs, is experienced sometimes, though to a lesser degree, by every sensitive mind that reflects much upon life. Such an attitude, it is true, arises principally during moments of fatigue and low vitality, and is undoubtedly organic in its origins, as for that matter is optimism. Again such a sense of world-weariness comes often in moments of personal disappointment and disillusion, when friends have proved false, ambitions empty, efforts wasted. At such times even the normal man echoes Swinburne's beautiful melancholy: "We are not sure of sorrow, And joy was never sure, To-day will die to-morrow, Time stoops to no man's lure; And love grown faint and fretful, With lips but half regretful, Sighs, and with eyes forgetful, Weeps that no loves endure. "From too much love of living, From hope and fear set free, We thank with brief thanksgiving, Whatever gods may be, That no life lives, forever; That dead men rise up never; That even the weariest river, Winds somewhere safe to sea."[1] [Footnote 1: From _A Garden of Proserpine_.] Even the eager and exuberant, if sufficiently philosophical and generous-minded, may come, despite their own success, to a deep realization of the utter futility, meaninglessness, and stupidity of life, of the essential blindnesses, cruelties, and insecurities which seem to characterize the nature of things. Unless against this dark insight some reassuring faith arises, life may become almost unbearable. In extreme cases it has driven men to suicide. Take, for example, the picture of the universe as modern materialism presents it: Purposeless... and void of meaning is the world which science reveals for our belief.... That man is the product of causes that had no prevision of the end they were achieving, that his origin, his growth, his hopes and fears, his loves and beliefs, are but the outcome of accidental collocations of atoms; that no fire, no heroism, no intensity of thought or feeling can preserve an individual life beyond the grave, that all the labors of the ages, all the devotion, all the inspiration, all the noonday brightness of human genius are destined to extinction in the vast death of the solar system, and that the whole temple of man's achievements must inevitably be buried beneath the débris of a universe in ruins--all these things if not quite beyond dispute, are yet so nearly certain that no philosophy which rejects them can hope to stand. Only within the scaffolding of these truths, only on the firm foundation of unyielding despair, can the soul's habitation henceforth be safely built.[1] [Footnote 1: Bertrand Russell: _Philosophical Essays_, pp. 60-61 ("The Free Man's Worship").] Such a prospect to the serious-minded and sensitive-spirited cannot but provoke the profoundest melancholy. There is, even for the most healthy-minded of us, sufficient ground for pessimism, bitterness, insecurity. Even if we personally--largely through the accidents of circumstance--happen to be successful, "our joy is a vulgar glee, not unlike the snicker of any rogue at his success." The utter futility and evanescence of earthly goods, beauties, and achievements is sensed at least sometimes by normally complacent souls. And so patent and ubiquitous are the evidences of decay, disease, and death at our disposal, that they may easily be erected into a thoroughgoing philosophy of life: Vanity of vanities, saith the preacher, vanity of vanities, all is vanity. What profit hath a man of all his labor which he taketh under the sun?... All things come alike to all: there is one event to the righteous and to the wicked; to the good and to the clean, and to the unclean; to him that sacrificeth and to him that sacrificeth not: as is the good so is the sinner; and he that sweareth as he that feareth an oath.... For the living know that they shall die; but the dead know not anything, neither have they any more a reward; for the memory of them is forgotten. Also their love and their hatred and their envy is now perished; neither have they any more a portion forever in anything that is done under the sun.[1] [Footnote 1: _Ecclesiastes_.] Religion offers solace to those perturbed and passionate souls, among others, to whom these futilities have become a rankling, continuous torment and depression. When life on earth appears fragmentary and disordered, not only nonsense but terrifying nonsense, full of hideous injustices, sickening uncertainties, and cruel destructions, men have not infrequently found a refuge in the divine. "Come unto me all ye that labor and are heavy laden, and I will give you rest." In the religious experience man finds life to be made clear, complete, and beautiful. What seems a contradictory fragment finds its precise niche in the divine scheme, what seems dark and cruel shines out in a setting of eternal beneficence and wisdom. The experience of the individual, even the happiest, is always partial, broken, and disordered. No ideal is ever completely realized, or if realized leaves some perfection to be desired. Men living in a natural existence imagine values and ideals which can never be realized there. In religion, if anywhere, men have found perfection, and ultimate sufficiency. This perfection, completion, and clarification of life has been attained in various ways. The religious experience itself, when intense, may give to the individual apart from a reasoned judgment, or from any actual change in his physical surroundings, a translucent insight during which he sees deeply, calmly, joyously into the beautiful eternal order of things. This mystic insight has been experienced on occasion by quite normal and prosaic men and women. While it lasts, reality seems to take on new colors and dimensions. It becomes vivid, luminous, and intense. The mystic seems to rise to a higher level of consciousness, in which he experiences a universe more significant, ordered, and unified than any commonly experienced through the senses. One may take, as an example, such an instance autobiographically and anonymously reported a few years ago, and well documented: It was not that for a few keyed-up moments I _imagined_ all existence as beautiful, but that my inner vision was cleared to the truth so that I _saw_ the actual loveliness which is always there, but which we so rarely perceive; and I knew that every man, woman, bird, and tree, every living thing before me, was extravagantly beautiful, and extravagantly important. And as I beheld, my heart melted out of me in a rapture of love and delight. A nurse was walking past; the wind caught a strand of her hair and blew it out in a momentary gleam of sunshine, and never in my life before had I seen how beautiful beyond all belief is a woman's hair. Nor had I ever guessed how marvelous it is for a human being to walk. As for the internes in their white suits, I had never realized before the whiteness of white linen; but much more than that, I had never so much as dreamed of the beauty of young manhood. A little sparrow chirped and flew to a near-by branch, and I honestly believe that only "the morning stars singing together, and the sons of God shouting for joy" can in the least express the ecstasy of a bird's flight. I cannot express it, but I have seen it. Once out of all the gray days of my life I have looked into the heart of reality; I have witnessed the truth; I have seen life as it really is--ravishingly, ecstatically, madly beautiful, and filled to overflowing with a wild joy, and a value unspeakable. For those glorified moments I was in love with every living thing before me--the trees in the wind, the little birds flying, the nurses, the internes, the people who came and went. There was nothing that was alive that was not a miracle. Just to be alive was in itself a miracle. My very soul flowed out of me in a great joy.[1] [Footnote 1: "Twenty Minutes of Reality," _The Atlantic Monthly_, vol. 117, p. 592.] The mystic experience is important in the study of religion because it has so frequently given those who have had it a very real feeling of "cosmic consciousness." The individual feels "for one luminously transparent conscious moment," at one with the universe; he has a realization at once rapturous and tranquil of the passionate and wonderful significance of things. He has moved "from the chill periphery to the radiant core." All the discrepancies which bestrew ordinary life are absent. All the negations of disappointment, all conflicts of desire disappear. The mystic lives perfection at first hand: "The One remains, the many change and pass, Heaven's light forever shines, Earth's shadows fly, Life, like a dome of many colored glass, Stains the white radiance of eternity." This sense of splendid unity in which all the divisive and corroding elements of selfhood are obliterated has "to those who have been there" no refutation. "It is," writes William James, "an open question whether mystic states may not be superior points of view, windows through which the mind looks out on a more extensive and inclusive world." Whatever be the logical validity of the intense mystical insight, of his singular gift for a vivid and intimate union with eternity which has been known by so many mystics, the fruits of this insight are undeniable. During such a vision the world is perfect. There is no fever or confusion, but rapture and rest. And to some degree, at a religious service, a momentous crisis, joy at deliverance or resignation at calamity, during beatific interludes of friendship or of love, men have felt a clear enveloping oneness with divinity. Such states of intense religious experience, however, are as transient as they are ineffable. Though they recur, they are not continuous, and something more than occasional vivid unions with the divine enter into the constant perfection with which the world, as it appears to the religious man, is endowed. He feels himself, in the first place, to be part of a world scheme in which ultimate perfection is secured. It has already been pointed out that any individual human life is characterized by negation, conflict, and disappointment. Our lives seem largely to be at the mercy of circumstance. Our inheritance is fixed for us without our connivance in the matter; accident determines in which social environment we happen to be born. And these two facts are the chief determinants of our careers. Even when successful we realize either the emptiness of the prize we had desired, or the distance we are in reality from the goal we had set ourselves. Generalizing thus from his own experience, the individual notes the similar disheartening discrepancies throughout human life. He sees the good suffer, and the wicked prosper; the innocent die, and the guilty escape. Disease is no respecter of persons, and death comes to the just and the unjust alike. Wherefore do the wicked live, become old, yea, are mighty in power? Their seed is established in their sight with them, and their offspring before their eyes. Their houses are safe from fear, neither is the rod of God upon them. Their bull gendereth and faileth not; their cow calveth and casteth not her calf. They send forth their little ones like a flock, and their children dance. They take the timbrel and harp, and rejoice at the sound of the organ. They spend their days in wealth, and in a moment go down to the grave. Therefore they say unto God; depart from us, for we desire not the knowledge of thy ways. What is the Almighty that we should serve him? And what profit should we have if we pray unto him?[1] [Footnote 1: Job, chap. XXI.] In contrast, in the religious experience man feels himself to be a part of a world scheme in which justice and righteousness are assured by an incontestable and invulnerable power; "God's in his Heaven; all's right with the world." Despite the grounds he has for doubt, Job robustly avers: "Though he slay me, yet will I trust in him." Calamities are but temporary; God will bring all things to a beautiful fruition. Or a man may feel that the evils he or others experience here are not real evils, that, seen _sub specie oeternitatis_, they would cease to be regarded as such. He may feel that God moves in a mysterious way his wonders to perform, that "somehow good may come of ill." He may feel, as does the Christian believer, that all the evils and pains unjustly experienced in this world will be adjusted in the next. Whatever be my privations from earthly good, "in my Father's house are many mansions." Immortality is, indeed, the religious man's faith in a second chance. The surety of a world to come, in which the blessed shall live in eternal bliss, is a compensation and a redress for the ills and frustrations of life in this world. Whatever be the seeming ills or injustices of life, there is eventual retribution, both to the just and the unjust. Once more to quote Emerson: And yet the compensations of calamity are made apparent to the understanding also, after long intervals of time. A fever, a mutilation, a cruel disappointment, a loss of wealth, a loss of friends, seems at the moment unpaid loss, and unpayable. But the sure years reveal the deep remedial force that underlies all facts. The death of a dear friend, wife, brother, lover, which seemed nothing but privation, somewhat later assumes the aspect of a guide or genius; for it commonly operates revolutions in our way of life, terminates an epoch of infancy or of youth which was waiting to be closed, breaks up a wonted occupation, or a household, or style of living, and allows the formation of new ones more friendly to the growth of character. It permits or constrains the formation of new acquaintances, and the reception of new influences that prove of the first importance to the next years; and the man or woman who would have remained a sunny garden flower, with no room for its roots and too much sunshine for its head, by the falling of the walls and the neglect of the gardener, is made the banian of the forest, yielding shade and fruit to wide neighbourhoods of men.[1] [Footnote 1: Emerson: _Essay on Compensation_.] On a larger scale, from the cosmic rather than from the personal point of view, an individual, gifted with a large and charitable interest in the future of mankind, is secured and sustained by the feeling that he is a part of that procession headed to the "one far-off divine event to which the whole creation moves." The lugubrious picture of an utterly meaningless world, blind, purposeless, and heartless, which materialistic science reveals, is sufficient to wreck the equanimity of a sensitive and thoughtful mind. That is the sting of it, that in the vast drifting of the cosmic weather, though many a jewelled shore appears, and many an enchanted cloud-bank floats away, long lingering ere it be dissolved--even as our world now lingers for our joy--yet when these transient products are gone, nothing, absolutely _nothing_ remains. Dead and gone are they, gone utterly from the very sphere and room of being. Without an echo, without a memory; without an influence on aught that may come after, to make it care for similar ideals. This utter wreck and tragedy is of the essence of scientific materialism, as at present understood.[1] [Footnote 1: James: _Pragmatism_, p. 105.] A belief that a divine power governs the universe, that all these miscellaneous and inexplicable happenings will be gathered up into a smooth and ultimate perfection, gives faith, comfort, and solace. We are on the side of the angels, or rather the angels are on our side. Human passion, purpose, and endeavor are not wasted. They are small but not altogether negligible contributions to eventual cosmic good. And good is eventual. Perfection may be long delayed, but God's presence assures it. "Weeping may endure for a night, but joy cometh in the morning." A world with a God in it to say the last word may indeed burn up or freeze, but we then think of Him as still mindful of the old ideals, and sure to bring them elsewhere to fruition; so that where He is, tragedy is only provisional and partial, and shipwreck and dissolution not the absolutely final things.[2] [Footnote 2: _Ibid._, p. 106.] Amid tragic errors and pitiful disillusions, men have yearned for "a benediction perfect and complete where they might cease to suffer and desire." This perfection religion has, as we have seen, accorded them in various ways. Some have found it in the immediate vision, the ecstatic union with the divine that, in intense degree, is peculiarly the mystic's. Some have found it in the assured belief that evil is itself an illusion, and, if rightly conceived, a beautiful dark shadow to set off by contrast the high lights of a divinely ordered cosmos, a minor note giving lyric and lovely poignancy to the celestial music. Some have rested their faith in a perfect world not here, but hereafter, "where the blessed would enter eternal bliss with God their master." Thus man has in religion found the fulfillment of his ideals, which always outrun the actualities amid which he lives. In the religious experience, in all of its forms throughout the ages, man has had the experience of perfection at first hand, in the immediate and rich intensity of the mystic ecstasy, in the serene faith of a lifelong intuition or of a reasoned belief in the ultimate divinely assured rightness of things. Besides experiencing perfection, man has, in the sense of security and trust afforded by the religious experience, found release from the fret, the fever, the compulsion, and constriction under which so much of life must be lived. Whatever happens, the truly devout man has no fears or qualms. He has attained equanimity; the Lord is his shepherd; he shall not want. There is a serenity experienced by the genuinely faithful that the faithless may well envy. God is the believer's eternal watcher; a wise and merciful Providence, his infinite guarantee. Whoever not only says but feels, "God's will be done" is mailed against every weakness; and the whole historic array of martyrs, missionaries and religious reformers is there to prove the tranquil-mindedness, under naturally agitating or distressing circumstances, which self-surrender brings.[1] [Footnote 1: James; _Varieties of Religious Experience_, p. 285.] But peace is attained not only through faith in the fulfillment of desire, but in a marked lessening in the tension of desire itself, in a large and spacious freedom attained through release from the confinement of self. We saw in the chapter on the Consciousness of Self how much exertion and energy may be devoted to the enhancement of Self through fame, achievement, social distinction, power, or possession. We saw how, in the frustration of self, the germ of great tragedy lay. From the tragedy and bitterness of such frustration men have often been reassured by a genuine conversion to the religious life. Through the negation of self rather than through its fulfillment men have found solace and rest. And this negation, when it takes religious form, has consisted in a rapturous submission to the will of God. "Outside, the world is wild and passionate. Man's weary laughter and his sick despair Entreat at their impenetrable gate, They heed no voices in their dream of prayer. "Calm, sad, secure, with faces worn and mild, Surely their choice of vigil is the best. Yea! for our roses fade, the world is wild; But there beside the altar there is rest."[1] [Footnote 1: Ernest Dawson: _Nuns of the Perpetual Adoration._] EXPERIENCES WHICH FREQUENTLY FIND RELIGIOUS EXPRESSION. The religious experience, as pointed out in the beginning of this discussion, has its roots in the same impulses which cause men to love and to hate, to be jubilant and sorrowful, exalted and depressed. All these human experiences sometimes take a religious form, that is, their expressions have some reference to the supernatural and the divine. We find, in surveying the history of religion, that certain experiences more than others tend to find religious expression. We shall examine a few of the chief of these. NEED AND IMPOTENCE. An awed, almost frightened sense of dependence overcomes even the most robust and healthy-minded man when he sees the forces of Nature suddenly unloosed on a magnificent scale. A terrific peal of thunder, an earthquake or a cyclone will send thrills of terror through the normally calm and self-sufficient. Even apart from such vivid and terrifying examples of the range and scale of non-human power, there comes to the reflective a sense of the frailty of human life, of the utter dependability of all human purposes and plans on conditions beyond human control. In our most fundamental industry, agriculture, an untimely frost can undo the work of the most ingenious industry and thrift. A tornado or a snowstorm can disorganize the cunning and subtle, swift mechanisms of communication which men have invented. In the field of humanly built-up relations, again, a fortune or a friendship may depend on some chance meeting; a man's profession and ideals are fixed by a single fortuitous conversation, by a chance encouragement, opportunity or frustration. There is thus a psychological though perhaps not literal truth in the figure of Fate, or in the metaphor that speaks of human destiny as lying on the knees of the gods. Action so often wanders from intent, so much in the best-laid plans is at the mercy of external circumstance! A creature whose being can be snuffed out in a moment, whose life is less than an instant in the magnificent perspective of eternity, comes not unnaturally to be aware of his own insignificance as compared with those vast forces, some auspicious and some terrible, which are patently afoot in the world. But as patent a fact as man's impotence is his desire. The individual realizes how powerless is a human being to fulfill, independently of external forces, those impulses with which these same inexplicable forces have launched him into the world. Thus do we feel even to-day when we have learned that the forces of Nature, obdurate to the ignorant, yet become flexible and fruitful under the knowing manipulation of science. We realize that despite our cunning and contrivance, our successes are, as it were, largely matters of grace; the changes we can make in Nature are as nothing to the slow, gradual processes by which Nature makes mountains into molehills, builds and destroys continents, develops man out of the lower animals, and, by varying climates and topographies, affects the destinies of nations. To primitive man the sense of impotence and need were not derived from any general reflections upon the insecurity of man's place in the cosmos, but rather from the sharp pressure of practical necessity. The helplessness of primitive man set down in the midst of a universe of which he knew not the laws, may perhaps be brought home to the mind of modern man, if we compare the universe to a vast workshop full of the most various and highly-complicated machinery working at full speed. The machinery, if properly handled, is capable of producing everything that the heart of primitive man can wish for, but also, if he sets hand to the wrong part of the machinery, is capable of whirling him off between its wheels, and crushing and killing him in its inexorable and ruthless movement. Further, primitive man cannot decline to submit himself to the perilous test: he must make his experiments or perish, and even so his survival is conditional on his selecting the right part of the machine to handle. Nor can he take his own time and study the dangerous mechanism long and carefully before setting his hand to it: his needs are pressing and his action must be immediate.[1] [Footnote 1: Jevons: _An Introduction to the History of Religion_, p. 17.] The very food of primitive man was to him as precarious as it was essential. His life was practically at the mercy of wind and rain and sun. His food and shelter were desperately lucky chances. Not having attained as yet to a conception of the impersonality of Nature, he regarded these forces which helped and hindered him as friendly and alien powers which it was in the imperative interests of his own welfare to placate and propitiate. It was in this urgent sense of helplessness and need that there were developed the two outstanding modes of communication with the supernatural, _sacrifice_ and _prayer_. Primitive man conceived his universe to be governed by essentially human powers; powers, of course, on a grand scale, but human none the less, with the same weaknesses, moods, and humors as human beings themselves. They could be flattered and cajoled; they could be bribed and paid; they could be moved to tenderness, generosity, and pity. "Holiness," says Socrates in one of Plato's dialogues, "is an art in which gods and men do business with each other, ... Sacrifice is giving to the gods, prayer is asking of them."[2] In Frazer's _Golden Bough_ one finds the remarkably diverse sacrificial rites by which men have sought to win the favor of the divine. Primitive man believed literally that the universe was governed by superhuman personal powers; he believed literally that these are human in their motives. He believed in consequence that sacrifices to the gods would help him to control the controlling powers of Nature for his own good, just as modern man believes that an application of the laws of electricity and mechanics will help him to control the natural world for his own purposes. The sacrifices of primitive man were immensely practical in character; they were made at the crucial moments and pivotal crises of life, at sowing and at harvest time, at the initiation of the young into the responsibilities of maturity, at times of pestilence, famine, or danger. The gods were given the choice part of a meal; the prize calf; in some cases, human sacrifices; the sacrifice, moreover, of the beautiful and best. The chief sacrificial rites of almost all primitive peoples are connected with food, the sustainer, and procreation or birth, the perpetuator, of life. [Footnote 2: See Plato's _Euthyphro_.] As Jane Harrison puts it: If man the individual is to live, he must have food; if his race is to persist, he must have children. To live and to cause to live, to eat food and beget children, these were the primary wants of man in the past, and they will be the primary wants of man in the future, so long as the world lasts. Other things may be added to enrich and beautify life, but unless these wants are first satisfied, humanity itself must cease to exist. These two things, therefore, were what men chiefly sought to procure by the performance of magical rites for the regulation of the seasons.... What he realizes first and foremost is that at certain times the animals, and still more the plants, which form his food, appear, at certain others they disappear. It is these times that become the central points, the focusses of his interest, and the dates of his religious festivals.[1] [Footnote 1: Jane Harrison: _Ancient Art and Ritual_, p. 31.] Sacrifice is only one way primitive man contrives of winning the favor of the gods toward the satisfaction of his desires. Another common method is prayer. In its crudest form prayer is a direct petition from the individual to divinity for the grant of a specific favor. The individual seeks a kindness from a supernatural power whose motives are human, and who may, therefore, be moved by human appeals; whose power is superhuman and can therefore fulfill requests. Prayer may become profoundly spiritualized, but in its primitive form it is, like sacrifice, a certain way of getting things done. They are both to primitive man largely what our science is to us. Both prayer and sacrifice arise in primitive man's need and helplessness and terror before mysterious supernatural powers, but they may rise, in the higher form of religion, to genuine nobility, from this crass commerce with divinity, this religion of bargaining and _quid pro quo_. Sacrifice may change from a desperate reluctant offering made to please a jealous god, to a thanksgiving and a jubilation, an overflowing of happiness, gratitude, and good-will. Greek writers of the fifth century B.C. have a way of speaking of an attitude toward religion, as though it were wholly a thing of joy and confidence, a friendly fellowship with the gods, whose service is but a high festival for man. In Homer, sacrifice is but, as it were, the signal for a banquet of abundant roast flesh and sweet wine; we hear nothing of fasting, cleansing, and atonement. This we might explain as part of the general splendid unreality of the Greek saga, but sober historians of the fifth century B.C. express the same spirit. Thucydides is by nature no reveller, yet religion is to him, in the main, a rest from toil. He makes Pericles say of the Athenians: Moreover we have provided for our spirit very many opportunities of recreation, by the celebration of games and sacrifices throughout the year.[1] [Footnote 1: Jane Harrison: _Prolegomena to Greek Religion_, p. 1.] Sacrifice may become spiritualized, as it is in Christianity, "instead of he-goats and she-goats, there are substituted offerings of the heart for all these vain oblations." The sacrificial heart has at all times been accounted germane to nobility. There is something akin to religion in the laying down of a life for a cause or a country or a friend, in surrendering one's self for others. It is this power and beauty of renunciation that is the spiritual value behind all the rituals of sacrifice that still persist, as in the sacraments of Christianity. It is the tragic necessity of self-negation that haloes, even in secular life, the sacrificial attitude: But there is in resignation a further good element. Even real goods when they are attainable ought not to be fretfully desired. To every man comes sooner or later the great renunciation. For the young there is nothing unattainable; a good thing desired with the whole force of a passionate will, and yet unattainable, is to them not credible. Yet by death, by illness, by poverty, or, by the voice of duty, we must learn, each one of us, that the world was not made for us, and that, however beautiful may be the things we crave, Fate may nevertheless forbid them. It is the part of courage, when misfortune comes, to bear without repining the ruin of our hopes, to turn away our thoughts from vain regrets. This degree of submission to power is not only just and right; it is the very gate of wisdom.[1] [Footnote 1: Bertrand Russell: _Philosophical Essays_, p. 65.] The spiritual meaning and value of sacrifice is thus seen to lie in self-surrender. The human being, born into a world where choices must be made, must make continual abnegation. And when the temporary good is surrendered in the maintenance of an ideal, sacrifice becomes genuinely spiritual in character. Prayer, also, becomes genuinely spiritual in its values when one ceases to believe in its practical efficacy and comes to think it shameful to traffic with the divine. Prayer beautifully illustrates a point previously noted, how speech oscillates between the expression of feeling and the conveyance of ideas. Beginning in primitive religion as a crude and cheap petition for favors, it becomes in more spiritual religious experience, a lyric cry of emotion, a tranquil and serene expression of the soul's desire. Prayer is, moreover, "religion in act." That deep sense of an awed relationship to divine power which was, in the beginning of this discussion, noted as constituting certainly one of the outstanding characteristics of the religious experience, finds its most adequate emotional expression in prayer. Religion is nothing [writes Auguste Sabatier] if it be not the vital act by which the entire mind seeks to save itself by clinging to the principle from which it draws life. This act is prayer, by which I understand no vain exercise of words, no mere repetition of certain sacred formulas, but the very movement itself of the soul, putting itself in a personal relation of contact with the mysterious power of which it feels the presence--it may be even before it has a name by which to call it. Wherever this interior prayer is lacking, there is no religion; wherever, on the other hand, this prayer rises and stirs the soul, even in the absence of forms or doctrines, we have religion.[1] [Footnote 1: A. Sabatier: _Esquisse d'une Philosophie de la Religion_ (ed. 1897), pp. 24-26.] In prayer, furthermore, we may hope to find not the fulfillment of our desires, but what our desires really are. We are released temporarily from tension of temporal and selfish longings. We hold a tranquil and reverential speech with a power not ourselves, and in communion with the infinite purge ourselves of the dross of immediate personal needs. In such a peaceful interlude we may find at once clarity and rest. Prayer, at its highest, might be defined as audible meditation, controlled by the sense of the divinity of the power we are addressing. So that the truly spiritual man prays not for the fulfillment of his own accidental longings, but pleads rather: "Let the words of my mouth and the meditations of my heart be acceptable in thy sight, 0 Lord, my strength and my redeemer." FEAR AND AWE. Man's attitude toward the divine was noted to have arisen partly in his feeling of dependence on personal forces incomparably superior to himself, and in his urgent need for winning their favor. In primitive man this sense of dependence was certainly bound up with a feeling of fear. It must be borne in mind that uncivilized peoples had pathetically little understanding or control of the forces of Nature. In consequence on being afflicted with some sudden catastrophe of famine or disease, on experiencing a sudden revelation in storm, wind, or volcanic eruption, of the terrible magnificence of elemental forces, he must have been struck with dread. He was living in a world that appeared to him much less ordered and regular than ours appears to us. His prayers and sacrifices were not always friendly and confidential intercourse with the gods; they were as often ways of averting the evils of malicious and terrifying demons. The enemies of religion have been fond of pointing out how much of it has been a quaking fear of the supernatural. It is in this spirit that Lucretius's bitter attack is conceived. When the life of man lay foul to see and grovelling upon the earth, crushed by the weight of religion, which showed her face from the realms of heaven, lowering upon mortals with dreadful mien, 't was a man of Greece who dared first to raise his mortal eyes to meet her, and first to stand forth to meet her; him neither the stories of the gods nor thunderbolts checked, nor the sky with its revengeful roar, but all the more spurred the eager daring of his mind to yearn to be the first to burst through the close-set bolts upon the doors of nature.[1] [Footnote 1: Lucretius: _De Rerum Natura_, book I; lines 28-38.] Primitive man feared the gods as much as he needed them. Jane Harrison points out, for example, that as great a part of Greek religion was given over to the exorcising of the evil and jealous spirits of the underworld, as in friendly communion with the beautiful and gracious Olympians. But what appears in the ignorant and harassed savage as fear may be transformed in civilized man into awe. Long after man's crouching physical terror of the divine has passed away, he may still live awed by the ultimate power that orders the universe. He may, "at twilight, or in a mountain gorge," at a cañon or waterfall, experience an involuntary thrill and breathlessness, a deepened sense of the divinity which so orders these things. He may have the same feeling at the crises of life, at birth, disease, and death. He may sense on occasion that overwhelming and infinite power of which Job becomes aware, as he listens to the voice out of the whirlwind: Who hath divided a water course for the overflowing of waters, or a way for the lightning of thunder? To cause it to rain on the earth, where no man is; on the wilderness, wherein there is no man; To satisfy the desolate and waste ground; and to cause the bud of the tender herb to spring forth? ... Canst thou bind the sweet influences of the Pleiades, or loose the bands of Orion? ... Knowest thou the ordinances of Heaven? Canst thou set the dominion thereof in the earth? ... Canst thou send lightnings, that they may go and say unto thee, Here we are? Who hath put wisdom in the inward parts? Or who hath given understanding to the heart? Where man experiences such awe, he will become reverential, and, if articulate, will express his reverence in prayer, again not the prayer of practical requests for favors from God, but a hushed meditation upon the assured eternity in which the precarious and finite lives of men are set. REGRET, REMORSE--REPENTANCE AND PENANCE. Regret is a sufficiently common human experience. There are for most men wistful backward glances in which they realize what might have been, what might have been done, what might have been accomplished. For many this never rises above pique and bitterness over personal failure, a chagrin, as it were, over having made the wrong move. But to some regret may take on a deeply spiritual quality. Instead of regretting merely the successes which he hoped, as it proved vainly, to attain, a man may become passionately aware of his own moral and spiritual shortcomings. This sense of dereliction and delinquency may take extreme forms. James quotes a reminiscence of Father Gratry, a Catholic philosopher: ... All day long without respite I suffered an incurable and intolerable desolation, verging on despair. I thought myself, in fact, rejected by God, lost, damned! I felt something like the suffering of hell. Before that I had never even thought of hell.... Now, and all at once, I suffered in a measure what is suffered there.[1] [Footnote 1: Quoted by James in his _Varieties_, p. 146.] Normal individuals may come to a deep consciousness of having left undone the things they ought to have done, of having done the things they ought not to have done. This realization may be at once a "consciousness of sin," and a desire for a new life. If it is the consciousness of sin which becomes predominant, then a desolate and tormenting remorse engulfs the individual. But the consciousness of sin for the religious becomes simply a prelude to entrance upon a better life. The awareness of past sins is combined in the religious, especially in devout Christians, with faith in God's mercy, and in his welcoming of the penitent sinner: The sacrifices of God are a broken spirit; a broken and a contrite heart, O God, thou wilt not despise. Have mercy upon me, O God; according to thy loving kindness, blot out my transgressions. Wash me throughly from mine iniquity, and cleanse me from my sin. For I acknowledge my transgressions, and my sin is ever before me. Purge me with hyssop and I shall be clean; wash me, and I shall be whiter than snow. Again the New Testament call to repentance is symbolic of the experience of millions of religious people. "Repent ye, for the kingdom of Heaven is at hand." There is a terrible intensity and immediate imperativeness about this call. But to all there comes at one time or another an urgent sense of spiritual shortcoming and the desire to lead a better life. The lamenting of sins becomes the least part; what is important is the immense new impetus toward a better life. The records of religious conversion are full of instances where men by this sudden penitential revulsion from their past life and a startled realization of new spiritual possibilities, have broken away permanently from lifelong habitual vices. James cites a case of an exceedingly belligerent and pugilistic collier named Richard Weaver, who was by a sudden conversion to religion not only made averse to fighting, but persistently meek and gentle under provocation. Similar cases, genuine and well documented, fill the archives of religious psychology. The religious man in repenting knows that God will, if his repentance is sincere, forgive him, and sustain and support him in his new life. I say unto you that likewise Joy shall be in Heaven over one sinner that repenteth, more than over ninety and nine just persons which need no repentance. I say unto you there is joy in the presence of the angels of God over one sinner that repenteth.[1] [Footnote 1: Luke, 15: 7,10.] While regret over sin, alienation from a past life of evil, and a persistent dedication to a purified and righteous existence constitute, spiritually, the phenomena of repentance and conversion, repentance has had in religion certain fixed outward forms. If sin had been committed, merely inward spiritual realization was not sufficient, penance must be done. Penance in the early days of the Christian Church was public. Later penance became a private matter (public penance was suppressed by an ordinance of Pope Leo I in 461 A.D.). Private penance took various familiar forms, such as scourgings, fastings on bread and water, reciting a given number of psalms, prayers, and the like. Later penalties could be redeemed by alms. A penitent would be excused from the prescribed works of penance at the cost, _e. g._, of equipping a soldier for the crusade, of building a bridge or road. Gradually in the history of the Christian religion, penances have been lightened. In the Protestant Church, with the enunciation of the principle of justification through faith alone there could be no sacrament of penance. One form in which the penitential mood receives expression is in confession in which the penitent acknowledges his sins. There is no space here to trace the development of this practice in religion. It must suffice to point out that psychologically it is a cleansing or purgation. It clears the moral atmosphere. It is a relief to the tormented and remorseful soul to say "Peccavi," and to confide either directly or indirectly to the divine the burden of his sins. It is for many people the necessary pre-condition, as it is in the Catholic Church, to penitence and the actual performance of penance. The psychological value of confession varies with individual temperaments; for many it is high. There are few so self-contained and self-sufficient that they do not seek to express their emotions to others. It is not surprising that the gregarious human creature should find confession a restorative and a solace. Human beings are not only natively responsive to the emotions of others, but by nature tend to express their own emotions and to be gratified by a sympathetic response. Emotions of any sort, joyous or sorrowful, find some articulation. The oppressive consciousness of sin particularly must find an outlet in expression. And the expression of sin must somewhere be received. The wrong done rankles heavily in the private bosom. The crucified soul demands a sympathetic spirit to receive its painful and personal revelation. He that would confess his sins requires a listener of a large and understanding heart. Just such a merciful, forgiving, and understanding friend is the God whom Christianity pictures. God waits with infinite patience for the confessions and the surrender of the contrite heart. The normal human desire to rid one's self of a tormenting secret, to "exteriorize one's rottenness," finds satisfaction on an exalted plane in confession to God, or to his appointed ministers. JOY AND ENTHUSIASM--FESTIVALS AND THANKSGIVINGS. So far our account has been confined to experiences in which man felt the need or fear of the divine, because of his own desires, weaknesses, or sins. But humans find religious expression for more joyous emotions. Even primitive man lives not always in terror or in tribulation. There are occasions, such as plentiful harvests, successful hunting, the birth of children, which stir him to expressions of enthusiastic appreciation and gratitude toward the divine. Some of the so-called Dionysiac festivals in ancient Greece are examples of the enthusiasm, joy, and abounding vitality to which religion has, among so many other human experiences, given expression. In the religion of the Old Testament, again, we find that the Psalmist is time and again filled with rejoicing: O give thanks unto the Lord, for he is good, and his mercy endureth forever. Let the redeemed of the Lord say so, whom he hath redeemed from the hand of the enemy. And he gathered them out of the lands from the east and from the west, from the north and from the south. They wandered in the wilderness in a solitary way; they found no city to dwell in. Hungry and thirsty their soul fainted in them. Then they cried unto the Lord in their trouble, and he delivered them out of their distresses. And he led them forth by the right way that they might go to a city of habitation. O that men would praise the Lord for his goodness, and for his wonderful works to the children of men. For he satisfieth the longing soul and filleth the hungry heart with goodness. Nor need this rejoicing be always an explicit thanksgiving for favors received. It may be, as were the dithyrambic festivals of Greece, the riotous overflow of enthusiasm, a joyous, sympathetic exuberance with the vital processes of Nature. Dionysos stood for fertility, life, gladness, all the positive, passionate, and jubilant aspects of Nature. And the well-known satyr choruses, the wine and dance and song of the Greek spring festivals, are classic and beautiful illustrations of the religion of enthusiasm. Euripides gives voice to this spirit in the song of the Mænads in the _Bacchoe_: "Will they ever come to me, ever again, The long, long dances, On through the dark till the dim stars wane? Shall I feel the dew on my throat and the stream Of wind in my hair? Shall our white feet gleam In the dim expanses? O feet of a fawn to the greenward fled, Alone in the grass and the loveliness?"[1] [Footnote 1: Euripides: _Bacchoe_ (Gilbert Murray translation).] Every religion has its festival as well as its fast days. Sacrifices come to be held less as offerings to jealous gods than as sacrificial feasts, in which the worshipers themselves partake, as opportunities for communal rejoicings and for friendly fellowship with divinity. At sacrificial feasts it is as if the gods themselves were at table. Dance and song are a regular accompaniment of primitive religion. Students of Greek drama, such as Jane Harrison and Gilbert Murray, trace Greek tragedy back to the choruses and dances of early Dionysiac festivals. Throughout the history of religion not only have man's sorrow and need been expressed, but also his sympathetic gladness with vitality, fertility, and growth, his rejoicings over the fruitions and glad eventualities of experience. Man has felt the decay and evanescence of human goods. He has felt also the exuberance of natural processes, the triumph of life over death when a child is born, the renewal of life by food, the recurrence of growth and fertility in the processes of the seasons, of sowing and of harvest. And for all these enrichments and enlargements of life, he has rejoiced, and found rituals to express his rejoicings. He has had the impulse and the energy to sing unto the Lord a new song. THEOLOGY. Thus far we have discussed the religious experience _as_ an experience, as normal, natural, and inevitable as are love and hate, melancholy and exaltation, joy and sorrow. Like these latter, the religious experience is subjected to rationalization. Like all other emotions, that of religion finds for itself a logic and a justification. But so profoundly influential is "cosmic emotion" on men's lives that when it is reasoned upon, the results are nothing less than an attitude taken toward the whole of reality. Theology arises as a world view formulated in accordance with a reasoned interpretation of the religious experience. It must be noted again that the experience is primary. If men had not first had the experience of religion, they would not have reflected about it. Every contact of the individual with the world to some degree arouses emotion and provokes thought. It is not different with religion. That theologies should differ and conflict is not surprising. No two individuals, no two groups or ages have precisely the same experiences of the world, and their reasonings upon their religious feelings are bound to differ, overlap, and at times to conflict. The variety of world views are testimony to the genuineness of the religious experience as it fulfills the different needs, emotions, and desires of different ages, groups, and generations of men. THE DESCRIPTION OF THE DIVINE. Reasonings upon religion exhibit, like the religious emotions, certain recurrent features. There is, in the first place, a certain universality in the description of the objects of veneration. These are nearly always regarded as self-sufficient in contrast with man. Man seeks, strives, desires, has partial triumphs and pitiful failures, is always in travail after some ideal. His life is incomplete; at best it is a high aspiration; it is never really fulfilled. But divinity has nearly always been regarded as seeking nothing, asking nothing, needing nothing. This is what infinity in practical terms means. And, with certain exceptions presently to be noted, the divine power has always been regarded as infinite. Thus Aristotle says that in man's best moments, when he lives in reflection a life of self-sufficiency, he lives just such a life as God lives continually. And Plato describes the philosopher as a man who because he can live, at least temporarily, amid eternal, changeless beauty and truth, "lives in recollection among those things among which God always abides, and in beholding which God is what he is." Lucretius also gives a simple picture of the even calmness and still, even security of the life of the gods as he and all the Epicureans conceived it. Tennyson paraphrases the picture: "...The Gods, who haunt The lucid interspace of world and world, Where never creeps a cloud, or moves a wind, Nor ever falls the least white star of snow, Nor ever lowest roll of thunder moans, Nor sound of human sorrow mounts to mar Their sacred everlasting calm!"[1] [Footnote 1: Tennyson: _Lucretius_.] Divinity has, again, quite universally been recognized as exerting over the individual a compelling power, and of insistently arousing his veneration. The psychological origins of this phenomenon have already been noted. Men fear, need, feel themselves dependent on the gods. But further than this many religious thinkers hold that man cannot even be aware of the divine power without wishing to adjust himself harmoniously to it. And they hold, as did Immanuel Kant, that man is born with an awareness of the divine. The attributes of divinity have been differently assigned at different times in the history of religion. In general two qualities have been regarded as characteristic: power and goodness. In primitive belief, the first received the predominant emphasis; the higher religions have emphasized the second. For savage man, as we have seen, the divine personages were conceived in effect as human beings with superhuman powers. They were feared and flattered, needed and praised. Adjustment to them was a practical, imperative necessity. They combined infinite capacity with human and finite caprice. The attention they received from humans was distinctly utilitarian in character. These forces of wind and sun and rain might be brutal or benignant. Primitive man established, therefore, a system of magic, sacrifice, and prayer, whereby he might minimize the precariousness of existence, and keep the gods on his side. In the more spiritualistic monotheistic religions, while the power of God has been insistently reiterated, there has been an increasing emphasis upon the divine goodness. The Psalmist is continually referring to both: Praise ye the Lord. O give thanks unto the Lord; for he is good: for his mercy endureth forever. Who can utter the mighty acts of the Lord? . . . . . Oh that men would praise the Lord for his goodness, and for his wonderful works to the children of men! For he hath broken the gates of brass, and cut the bars of iron in sunder. Wrath and terror gradually give place to mercy and benevolence as the primary attributes of the divine. The power of God, in Christianity, for example, is still regarded as unlimited, but it is completely expended in the loving salvation of mankind. Where the divinity has ceased to be a willful power and has become instead the God of mercy and loving kindness, it is no longer necessary to placate him by material sacrifice, to win his favor by trivial earthly gifts. Divine favor is sought rather by aspiration after and the practice of a better life. The mighty but capricious deity gives place to the God of unfailing charity and love. One earns God's mercies by walking in the ways of the Lord. "Blessed are the pure in heart, for they shall see God.... Blessed are they which do hunger and thirst after righteousness, for they shall be filled." In both Christianity and Judaism, God's grace and mercies go always to the pure in heart, and the righteous in spirit. "What doth the Lord require of thee," proclaims Micah, "but to do justly, and to love mercy and to walk humbly with thy God?" THE DIVINE AS THE HUMAN IDEAL. There has been in certain latter-day philosophies, a tendency to interpret the divine as the objectification of human ideals. That is, according to this theory, men have found in their imagined divinities the fulfillment of ideals that they could never have realized on earth. Men, says this theory, long to be immortal, so they imagine gods who are. Finite man has infinite desires. In God is infinite fulfillment through eternity. No men are all good; some desire to be. Such fulfillment they find in the divine. Our conception of God is an index of our own ideals. When men were savages, their divinity was a jealous monster. In the refinement and spiritualization of the human imagination, divinity becomes all-beautiful and all-benevolent as well as the wielder of infinite power. John Stuart Mill gives possibly the clearest expression to this attitude which is, if not in the strictest sense religious, at least deeply spiritual: Religion and poetry address themselves, at least in one of their aspects, to the same part of the human constitution; they both supply the same want, that of ideal conceptions grander and more beautiful than we see realized in the prose of human life. Religion, as distinguished from poetry, is the product of the craving to know whether these imaginative conceptions have realities, answering to them in some other world than ours. The mind, in this state, eagerly catches at any rumors respecting other worlds, especially when delivered by persons whom it deems wiser than itself. To the poetry of the supernatural, comes to be thus added a positive belief and expectation, which unpoetical minds can share with the poetical. Belief in a God or gods, and in a life after death, becomes the canvas which every mind, according to its capacity, covers with such ideal pictures as it can either invent or copy. In that other life each hopes to find the good which he has failed to find on earth, or the better which is suggested to him by the good which on earth he has partially seen and known. More especially this belief supplies the finer minds with material for conceptions of beings more awful than they _can_ have known on earth, and more excellent than they probably _have_ known.[1] [Footnote 1: Mill: _Three Essays on Religion_ (Henry Holt & Co.), pp. 103-04.] In his religion, Mill maintains, man thus finds the fulfillment of unfulfilled desire. Religion is thus conceived as an imaginative enterprise of a very high and satisfying kind. It peoples the world with perfections, not true perhaps to actual experience, but true to man's highest aspirations. It gives man companionship with divinity at least in imagination. It enables him to live, at least spiritually, in such a universe as his highest hopes and desires would have him live in, in fact. It must be pointed out, however, that the devoutly religious do not regard their God as a beautiful fiction, but as a dear reality whom they can serenely trust and love, and whose existence is the certain faith by which they live. THE RELIGIOUS EXPERIENCE, THEOLOGY, AND SCIENCE. It has already been pointed out that theology is the reasoned formulation of the religious experience which comes to men with varying degrees of intensity, or the revelation by which some man, a Moses or a Mohammed, has been inspired. Such a formulation has a dual importance. For the individual it brings clarity, order, and stability into his religious experience. For the group, it makes possible the social transmission of religious conceptions and ideals. Reason in a man's religion, as in any other experience, introduces stability, consistency, and order. It makes distinctions; it resolves doubts, confusions, and uncertainties. It is true that there have been in religion, as in politics and morals, rebels against reason. There have been mystics who preferred their warm ecstatic visions to the cold formulations and abstractions of theology. But there have been, on the other hand, those gifted or handicapped, according to one's point of view, by an insistence on reason as well as rapture in their religion. These have not been satisfied with an intuition of God. They have wished to know God, as the highest possible object of knowledge. Thus in the Middle Ages philosophy and science were regarded as the Handmaids of Theology. All was dedicated to, as nothing could be more important than, a knowledge of God. So we have, in contrast with ecstatic visions of God, the plodding analysis of the scholastics, the subtle and clean-cut logic by which such men as Saint Anselm sought to give form, clarity, and ultimacy to their sense of the reality of God. There has possibly nowhere in the history of thought been subtler and more thoroughgoing analysis than some of the mediæval schoolmen lavished upon the clarification and demonstration of the concept of God. The necessity for reasoning upon one's sense of the reality of the divine, as it was felt by many mediæval schoolmen, is thus stated by one historian: Anselm, Archbishop of Canterbury ... is the true type of the schoolman; firmly convinced of the truth of the dogmas and yet possessed of a strong philosophical impulse, he seeks to prove to reason what has to be accepted on authority. He bravely includes in his attempt to rationalize the faith not only such general propositions as the existence of God, but the entire church scheme of salvation, the Trinity, and Incarnation, and the Redemption of man. We must believe the Catholic doctrine--that is beyond cavil--but we should also try to understand what we believe, understand _why_ it is true.[1] [Footnote 1: Thilly: _History of Philosophy_, p. 169.] But theology has public as well as purely private importance. It must not be forgotten that religion is a social habit as well as a personal activity. From primitive life down to our own day, religion has been intimately associated with the other social activities of a people, and has indeed been one of the chief institutions of moral and social control. Ethical standards have been until very recent times in the history of Christian Europe almost exclusively derived from religion. Where the religious experience is of such crucial importance, it has been necessary to give it a fixed form and content which might be used to initiate the young and the outsider. Theology, though essentially a product of reflection upon the religious experience itself, tends to incorporate extra-religious material into its system. In its demonstration of the divine order and of man's relationship to the divine, it incorporates both science and history. Science becomes for it the manifestation of the divine arrangements of the universe; history becomes a revelation of the divine purpose and its realization. In primitive belief science and religion are practically indistinguishable from each other. The way of the gods is the way of the universe. The attribution of personal motives to the gods was primitive man's literal and serious way of conceiving the government of the cosmos. He believed himself actually to be living in a world governed by living and personal powers, an animistic world. The myths which describe the birth and life of the gods, the creation of man, the bestowing of the gift of fire are conceived as the literal and natural history of creation. Christianity affords a striking example of how theology incorporates science and natural history into its world view. For the early Christian Fathers, natural science was interesting and useful in so far as it illustrated, which it did, the ways of God upon earth. "The sole interest [of the Fathers] in natural fact," writes Henry Osborn Taylor, "lay in its confirmatory evidence of Scriptural truth. They were constantly impelled to understand facts in conformity with their understanding of Scripture, and to accept or deny accordingly. Thus Augustine denies the existence of Antipodes, men on the opposite side of the earth, who walk with their feet opposite to our own. That did not harmonize with his general conception of spiritual cosmogony."[1] [Footnote 1: H. O. Taylor: _The Medioeval Mind_, vol. I, pp. 75-76.] All the natural science current, as represented, for example, in the compilation called the _Physailogus_, is used as symbolical of the ways of the Lord to man. The Pelican is distinguished by its love for its young. As these begin to grow they strike at their parents' faces, and the parents strike back and kill them. Then the parents take pity, and on the third day the mother comes and opens her side and lets the blood flow on the dead young ones, and they become alive again. Thus God cast off mankind after the Fall, and delivered them over to death; but he took pity on us, as a mother, for by the Crucifixion He awoke us with His blood to eternal life.[2] [Footnote 2: Thilly: _loc. cit._, p. 76.] History is treated in the same way. Nearly all the histories written by the early Christian Fathers were written in deliberate advocacy of the Faith. It was to silence the heresies of those who attributed to the Church the entrance of Alaric into Rome that Augustine wrote his famous _City of God_. The whole of history is a revelation of the divine purpose which is eventually to be fulfilled. Orosius, again, a disciple of Augustine, wrote his _Seven Books of Histories against the Pagans_ to prove the abundance of calamities which had afflicted mankind before the birth of Christ. He gathers together all the evidence he can to exhibit at once the patience and the power of God. "Straitened and anxious minds" might not be able to see the purpose always, but all was ordained for one end. Thus he writes at the beginning of his seventh book: The human race from the beginning was so created and appointed that living under religion with peace without labor, by the fruit of obedience it might merit eternity; but it abused the Creator's goodness, turned liberty into wilful license, and through disdain fell into forgetfulness; now the patience of God is just and doubly just, operating that this disdain might not wholly ruin those whom He wished to spare ... and also so that He might always hold out guidance although to an ignorant creature, to whom if penitent He would mercifully restore the means to grace.[1] [Footnote 1: Orosius: _Seven Books of Histories against the Pagans_, II, 3.] History thus comes to reveal the fulfillment of the divine purpose, as science reveals the divine arrangements of the universe. It has already been noted that theology, certainly Christian theology, maintains that God is all-good. In consequence the natural world which scientific inquiry reveals must be all-good in its operations and its fruits. The history of the universe must be a steady and unfaltering fulfillment of the divine, of the beneficent eternal purpose. The ways of the Almighty, so theology tells us, are just ways, and the universe in which we live, so theology tells us, is a revelation of that justice. The eighteenth century "natural theologians" spent much energy in demonstrating how perfectly adapted to his needs are man's natural environment and his organic structure. They pointed to the eye with its delicate membranes so subtly adapted to the function of sight. All Nature was a continuous and magnificent revelation of God's designs, which were good. Christian Wolff, for example, a rationalistic theologian of the late eighteenth century, writes: God has created the sun to keep the changeable conditions on the earth in such an order that living creatures, men and beasts, may inhabit its surface.... The sun makes daylight not only on our earth, but also on the other planets; and daylight is of the utmost utility to us; for by its means we can commodiously carry on those occupations which in the night-time would either be quite impossible, or at any rate impossible without our going to the expense of artificial light.[2] [Footnote 2: Christian Wolff: _Vernünftige Gedanken von den Absichten der natürlichen Dinge_, 1782, pp. 74 ff.; quoted by James in _Varieties of Religious Experience_, p.492.] MECHANISTIC SCIENCE AND THEOLOGY. With the rise of mechanistic science there has come about a sharp collision between the conception of the goodness of the universe as theology declares it, and of its blindnesses and indifference as science seems to unfold it to us. Contrast the picture of a cosmos which was deliberately and considerately made by God to serve every exigency of man's welfare, with the picture earlier quoted from Bertrand Russell as the natural scientist gives it to us. It is no longer easy to say the Heavens declare the glory of God, and the firmament showeth his handiwork. As far as we can see natural processes go on without the slightest reference to the welfare of man, who is but an accidental product of their indifferent forces. The universe is a system of blind regularities. "Omnipotent matter rolls on its relentless way." Nature is thoroughly impersonal, and indeed, were it to be judged by personal or human standards, it could with more accuracy be maintained that it is evil than that it is good. As Mill puts it in a famous passage: In sober truth, nearly all the things which men are hanged or imprisoned for doing to one another, are Nature's everyday performances. Killing, the most criminal act recognized by human laws, Nature does once to every being that lives, and in a large proportion of cases, after protracted tortures such as only the greatest monsters whom we read of ever purposely inflicted on their living fellow-creatures.... Nature impales men, breaks them as if on the wheel, casts them to be devoured by wild beasts, burns them to death, crushes them with stones like the first Christian martyr, starves them with hunger, freezes them with cold, poisons them by the quick or slow venom of her exhalations.... A single hurricane destroys the hopes of a season; a flight of locusts or an inundation desolates a district; a trifling chemical change in an edible root starves a million of people.[1] [Footnote 1: Mill: _Three Essays on Religion_ (Holt), pp. 28-30.] The theology which insists on the patent and ubiquitous evidences of God's beneficent purpose, attempts, as already pointed out, to demonstrate that purpose in the history of mankind. Orthodox Christian doctrine, for example, insists that man has been especially created by God, as were the other animals each after their kind, and that man's ultimate and unique destiny is salvation through God's grace. Man was created in perfection in the Garden of Eden, sinned, and will, through God's mercy, find eventual redemption. Following the publication of Darwin's _Origin of Species_, in 1859, the rapid spread of evolutionary doctrine aroused violent opposition on the part of Christian thinkers and devout Christians generally. In the first place it conflicted sharply with the orthodox version of special creation. Secondly, it made more difficult the insistence on marks of design or purpose in Nature. These two points will be clearer after a brief consideration of the nature of Darwinian evolution, with whose thoroughgoing mechanical principles nineteenth-century theology came most bitterly in conflict. The theory explains the origins of species, somewhat as follows: The variety of species now current developed out of simpler forms of animal life, from which they are lineally descended. Their present forms and structures are modifications from the common forms possessed by their remote ancestors. These modifications are, in the stricter forms of Darwinian evolution, explained in mechanical terms by the theory of the "survival of the fittest." That is, those animals with variations adapted to their environment survive; those without, perish. In consequence when any individual in a species happens to be born with a variation specially adapted to its environment, in the sharp "struggle for existence" that characterizes animal life in a state of nature, it alone will be able to survive and reproduce its kind. All the variations of species current are, therefore, examples of this continuous process of descent with adaptive modifications. The origin of the human species came about through just such a variation or mutation from one of the higher mammals (we have reason to believe, a species similar to that of the anthrapoid ape). Man's ancestry, it seems, from the scientific evidence which has been marshaled, may be traced back biologically, in an almost unbroken chain to unicellular animals.[1] [Footnote 1: For detailed discussion see Scott: _Theory of Evolution_.] This theory profoundly affected theological thinking. In the first place, the evolutionary account not only of the origin of man, but of the origin of all species, as a descent with modification from simpler-animal forms, conflicts with the account of special creation, certainly in the literal form of the Biblical story. Secondly, the arguments from design which had been drawn from the adaptation of organic life to environment were, if not disproved, at least rendered dubious. Although evolution did not account for the first appearance of life on earth, it did account for the processes of adaptation, and without invoking design or purpose. The eye, for example, as explained by the theory of evolution, came to its present perfection through a series of fortunate and cumulative variations through successive generations. Even in its imperfect form, it was a variation with high "survival value." Even when it was no more than a pigmented spot peculiarly sensitive to light, so the theory holds, it was a variation that enabled a species to survive and perpetuate its kind. Those not possessing these fortunate variations were wiped out. The process of Nature, certainly, in the development of biological life thus appears to be no economical convergence of means upon an end. Nature has been recklessly prodigal. Millions more seeds of life are produced than ever come to fruition. And only animals perfectly adapted to their environment survive, while an incomparably greater number perish. Theology, when it incorporates science and sets itself up as a direct and factual description of the universe, thus comes sharply in rivalry with modern mechanistic science. The conflict is crucial with regard to the purpose which theology holds to be evident in the universe, and the lack of purpose, the purely blind regularity, which science seems to reveal. The mechanical laws by which natural processes take place exhibit a fixed and changeless regularity, in which man's good or ill counts absolutely nothing. The earth instead of being the center of the solar system, is a cosmic accident thrown out into space. Man instead of being a little lower than the angels is revealed by science as a little higher than the ape. There is no space in these pages to trace the various reconciliations that have been made between theology and science. It must be pointed out, however, that Christian theology has increasingly accepted modern mechanistic doctrines, including the doctrine of evolution. But it has attempted to show that, granting all the facts of physical science, the universe does still exhibit the divine purpose and its essential beneficence. The very order and symmetry of physical law have been taken as testimony of divine instigation. Mechanism was set in motion by God. In answer to this, it is pointed out by the non-theologian that then God's goodness cannot be maintained. Mechanical processes are indiscriminate in their distribution of goods and evils to the just and the unjust: All this Nature does with the most supercilious disregard both of mercy and of justice, emptying her shafts upon the best and noblest, indifferently with the meanest and worst; upon those who are engaged in the highest and worthiest enterprises, and often as the direct consequence of the noblest acts; and it might almost be imagined as a punishment for them. She mows down those on whose existence hangs the well-being of a whole people; perhaps the prospects of the human race for generations to come, with as little compunction as those whose death is a relief to themselves, or a blessing to those under their noxious influence.[1] [Footnote 1: Mill: _Three Essays on Religion_ (Holt), p. 29.] Modern theology sometimes grants the apparent reality of the evils which are current in a mechanistic world, but insists that they are making for goods which we with our finite understanding cannot comprehend. Were our intelligence infinite, as is God's, we should see how "somehow good will be the final goal of ill." Evolution has also been explained as God's method of accomplishing his ends. By some evolutionists, Driesch and Bergson for example, evolution itself, in its steady production of higher types, has been held to be too purposive in character to permit of a purely mechanical explanation. The process of evolution has itself thus come to be taken by some theologians as a clear manifestation of God's beneficent power at work in the universe. But theology, in the more spiritualistic religions, has always insisted on the primacy of God's goodness. There has been, therefore, in certain theological quarters the tendency to surrender the conception of divine omnipotence in the face of the genuine human evils that are among the fruits of blind mechanical forces. The idea of a finite God who is infinitely good in his intentions, but limited in his powers, has been advocated by such various types of mind as John Stuart Mill, William James, and H. G. Wells. The first mentioned of these writes: One only form of belief in the supernatural--one theory respecting the origin and government of the universe--stands wholly clear both of intellectual contradiction and of moral obliquity. It is that which, resigning irrevocably the idea of an omnipotent creator, regards Nature and Life not as the expression throughout of the moral character and purpose of the Deity, but as the product of a struggle between contriving goodness and an intractable material, as was believed by Plato, or a principle of evil as was believed by the Manicheans. A creed like this ... allows it to be believed that all the mass of evils which exists was undesigned by, and exists not by the appointment of, but in spite of the Being whom we are called upon to worship.[1] [Footnote 1: Mill: _loc, cit._, p. 116.] RELIGION AND SCIENCE. While there have thus been genuine points of conflict between theology and science, these are essentially irrelevant to the religious experience itself. Man is still moved by the same emotions, sensations, needs, and desires which have, from the dawn of history, provoked in him a sense of his relationship with the divine. There comes to nearly all individuals at some time, not without rapture, a sudden awareness of divinity. It is the terror and beauty of phenomena, the "promise" of the dawn and of the rainbow, the "voice" of the thunder, the "gentleness" of the summer rain, the "sublimity" of the stars, and not the physical laws which these things follow, by which the religious mind continues to be most impressed; and just as of yore, the devout man tells you that in the solitude of his room or of the fields he still feels the divine presence, that inflowing of help come in reply to his prayers, and that sacrifices to this unseen reality fill him with security and peace.[1] [Footnote 1: James: _Varieties of Religious Experience_, p. 498.] Modern man, just as his savage ancestor cowering before forces he did not understand, realizes sometimes--some persons realize it always--how comparatively helpless is man amid the magnificent and eternal forces in which his own life is infinitesimally set. Even when one has been educated to the sober prose of science, one feels still the ancient emotions of joy, sorrow, and regret. Birth and death, sowing and harvest, conquest or calamity, as of old, evoke a sympathetic feeling with the movement of cosmic processes. All of these emotions to-day, as in less sophisticated times, may take religious form. Nor does the universe because we understand it better seem, to many, less worthy of worship. The most thorough-going scientific geniuses have felt most deeply the nobility and grandeur of that infinite harmony and order which their own genius has helped to discover. It has been well said the "undevout astronomer is mad." And it is not only the student of the stars who has intimations of divinity. As Professor Keyser puts it: "The cosmic times and spaces of modern science are more impressive and more mysterious than a Mosaic cosmogony or Plato's crystal spheres. Day is just as mysterious as night, the mystery of knowledge is more wonderful and awesome than the darkness of the unknown."[2] It is significant that such men as Newton, Pasteur, and Faraday, giants of modern physical inquiry, were devoutly religious. [Footnote 2: Keyser: _Science and Religion_, p. 30.] It would appear indeed that the objects which men revere are not the subject-matter of science. Physics and chemistry can tell us what Nature is like; they cannot tell us to what in Nature we shall give our faith and our allegiance. Religion remains, as ever, "loyalty to the highest values of life." Science instead of making the world less awesome has made it more mysterious than ever. Origins and destinies are still unknown. Science tells how; it describes. It does not tell why things occur as they do; or what is the significance of their occurrence. Worship can never be reduced to molecules or atoms. While man lives and wonders, hopes and fears, feels the clear beauty, the infinite mystery, and the eternal significance of things, the religious experience will remain, and men will find objects worthy of their worship. THE CHURCH AS A SOCIAL INSTITUTION. Religion being so crucial a set of social habits, institutions arise for the perpetuation of its traditions, and for the social expression of the religious life. The churches perpetuate the religious tradition in a number of ways. Fixed ecclesiastical systems, recitals and definitions of creeds, the regular and meticulous performance of rites and ceremonies, become powerful instruments for the transmission of religious ideas and standards. Rites frequently performed by men in mass have a deep and moving influence. They have at once all the pressure and prestige of custom, confirmed by the mystery and awe that attends any expression of man's relationship to the divine. The church, moreover, by the mere fact of being an institution, having a hierarchy, an ordered procedure, a definite assignment and division of ecclesiastical labor, becomes thereby an incomparable preserver and transmitter of traditional values. Churches, ecclesiastical organizations in general, may be said to arise because of the necessity felt by men for intermediaries between themselves and the divine. We have already seen of what vast practical moment in savage life was communication with the gods. Upon the success of such addresses to deity, depended not only the salvation of the soul, but the actual welfare of the body--shelter, harvest, and victory. The gods among many tribes were held to be meticulous about the forms and ceremonies which men addressed to them. In consequence it became important to have, as it were, experts in the supernatural, men who knew how to win the favor of these watchful powers. The priests were originally identical with medicine men and magicians. They knew the workings of the providential forces. In their hands lay, at least indirectly, the welfare of the tribe. Their principal duties were to administer and give advice as to the worship of the gods. Often it was necessary for them to point out to the lay members of the tribe which gods to worship on special occasions. The priests being accredited with a superior knowledge of the ways of the gods, they were required to influence the wind and rain, to cause good growth, to ensure success in hunting and fishing, to cure illness, to foretell the future, to work harm upon enemies.[1] [Footnote 1: For a detailed discussion see Hastings: _Encyclopoedia of Religion and Ethics_, vol. II, pp. 278-335.] There is more than one criterion by which men may be set apart as priests. Sometimes they are those who in a mystic state of ecstasy are supposed to be inspired by the gods. During their trance such men are questioned as to the will of the divine. Sometimes they become renowned through their reputed performance of an occasional miracle. Again, as magical and religious ceremonies become more complicated, there is a deliberate training of an expert class to perform these essential acts. And, whatever be the source of the selection of the priestly class, the immense influence which their functions are regarded as having on the welfare of the tribe causes them to be particularly revered and often feared by the lay members of the tribe. In more civilized and spiritual religions, the priestly or professional ecclesiastical class is no longer regarded as possessed of magical powers by which it can coerce divinity. It is the official administrator of the ceremonies of religion, is especially trained, versed and certificated in doctrine, is empowered to receive confession, fix penance, and the like. It is still an intermediary between man and the divine, although itself not possessing any supernatural powers. Where ecclesiastical organization is highly developed and has become controlling in the life of a people, it may be one of the most powerful forces in social life. Such, for example, might be said of the Catholic Church during the Middle Ages: A life in the Church, for the Church, through the Church; a life which she blessed in mass at morning and sent to peaceful rest by the vesper hymn; a life which she supported by the constantly recurring stimulus of the sacraments, relieving it by confession, purifying it by penance, admonishing it by the presentation of visible objects for contemplation and worship--this was the life which they of the Middle Ages conceived as the rightful life of Man; it was the actual life of many, the ideal of all.[1] [Footnote 1: Bryce: _Holy Roman Empire_, p. 423.] Churches may also come to acquire political functions. The history of the Church is for many centuries the leading factor in the political history of Europe, nor is it only in Christendom that political institutions have been inextricably associated with religion. Religious institutions may, as pointed out in the case of primitive tribes, acquire educational functions. The initiation ceremonies in Australian tribes have a markedly religious character. In the higher and more modern religions educational functions still persist. The Catholic Church has been regarded as the educator of Europe. Charlemagne's endowment and encouragement of education was largely made effectual through the Church. The grammarians and didactic writers, the poets, the encyclopædists, the teachers whom Charlemagne endowed and gathered about him, the heads of the schools which he founded, were all churchmen. Until very recently in the history of Europe the universities and education in general were nearly all under the domination of the Church. The secularization of primary education in England took place only late in the nineteenth century, and it is not yet a generation since the battle over the secularization of education was waged in France. All religious sects maintain on a smaller or larger scale educational functions. Parochial and convent schools and denominational colleges are contemporary examples. THE SOCIAL CONSEQUENCES OF INSTITUTIONALIZED RELIGION. The consequences of institutionalized religion in social development have been very marked. The mere association of large groups in a common faith and a common religious interest has been a considerable factor in their integration. There is to be noted in the first place the common emotional sympathies aroused by the participation of great numbers in identical rites and ceremonies. Any widespread social habit becomes weighted with emotional values for its members. Particularly is this true of religious habits, the mystery and magnificence associated with which deeply intensify their emotional influence. Again religious habits are given a unanimous and high social approval, especially where the prohibitions and commands enforced by religion are conceived intimately to affect the welfare of the tribe. The prophets reiterated to the people of Israel that their calamities were the result of their having ceased to follow in the ways of the Lord. The possession of a common religious history and tradition may also give a people a deepened sense of group solidarity. The national development of the ancient Hebrews was undoubtedly promoted by their sense of being the chosen people, of possessing exclusively the law of Jehovah. Again religious sanction is given to codes of belief, modes of conduct, and to institutions, thus at once strengthening them and making change difficult. It is not merely customs that are obeyed and disobeyed, but the sacred commands. A premium is put upon the regular and traditional because of the divine sanction associated with them. To violate a prohibition, even a slight one, becomes thus the most terrible sacrilege. Customs that, like the hygienic rules of the Mosaic code, may have started as genuine social utilities are maintained because they have become fixed in the religious traditions as enjoined by the Lord. In consequence there may be a Pharisaical insistence on the performance of the letter of the law, long after its practical utility or spiritual significance is forgotten. It is this persistence in the literal fulfillments of religious commands at the expense of the spirit, that the Hebrew prophets so vehemently condemned. Thus proclaims Isaiah: To what purpose is the multitude of your sacrifices unto me? Saith the Lord: I am full of the burnt offerings of rams, and the fat of fed beasts.... Bring no more vain oblations; incense is an abomination unto me.... Your new moons and your appointed feasts my soul hateth: they are a trouble unto me; I am weary to bear them.... Wash you, make you clean; put away the evil of your doings from before mine eyes; cease to do evil; Learn to do well; seek judgment, relieve the oppressed, judge the fatherless, plead for the widow.[1] [Footnote 1: Isaiah I: 11-17.]] Institutions and modes of life, even when they are not, strictly speaking, part of the religious tradition proper, are given tremendous sanction and confirmation when they become embodied in the religious tradition. The institution of the family, for example, through the strong religious sanctions and values implied in the marriage ceremony and relationship (especially the marriage sacrament of the Catholic Church), comes to be strongly fortified and entrenched. Change in the form of an institution so hallowed by religion is something more than change; it is sacrilege. Governments and dynasties, again, when they have a religious sanction, when the King rules by "divine right," acquire a strong additional source of persistence and power. The imperial character of the Japanese government to-day, for example, is said to be greatly enhanced in prestige by the widespread popular belief that the Emperor is lineally descended from divinity. Sometimes religious sanctions have inspired and promoted zeal for social enterprise. The Crusades stand out as classic instances, but in the name of religion men have done more than build cathedrals and go on pilgrimages. In the Middle Ages, bridges and roads were constructed, alms were given, pictures were painted, books illuminated, encyclopædias made, education conducted, all under the auspices and inspiration of the Church. The mediæval universities started as church schools. In our own day, the expansion of the churches in the direction of welfare work and social reform, the use of the church as a community center, are examples of this development. Men have found justification by good works as well as faith. INTOLERANCE AND INQUISITION. The influence of religious tradition over the minds of its followers has had, among many noble and beautiful consequences, the dark fruits of intolerance, persecution, inquisition, and torture. Part of the bitter narrow-mindedness which has characterized the history of ecclesiastical institutions is not to be attributed specifically to religion. It is rather to be explained by the general uneasiness which the gregarious human creature feels at any deviation from the accustomed. In addition men have felt frequently that any divergence from the divinely ordained would bring destruction upon the whole group. In the Christian tradition there was an additional reason for intolerance: the heretic was willfully losing his own soul, and it was only humane to compel him to come "into the fold, to rescue him from the pains he would otherwise suffer in Hell." The profound conviction that those who did not believe in its doctrines would be damned eternally, and that God punishes theological error as if it were the most heinous of crimes, led naturally to persecution. It was a duty to impose on men the only true doctrine, seeing that their own eternal interests were at stake, and to hinder errors from spreading. Heretics were more than ordinary criminals, and the pains that man could inflict on them were as nothing to the tortures awaiting them in hell.[1] [Footnote 1: Bury: _History of Freedom of Thought_, pp. 52-53.] In fevered zeal for the Faith began that long hunting and punishment of heresy, which has done so much to darken the history of religion in Western Europe. There were, as in the Albigensian Crusade, wholesale burnings and hangings of men, women, and children.[1] Heresy was hunted out in secret retreats. "It was the foulest of crimes; to prevail against it was to prevail against the legions of Hell." The culmination of intolerance was, of course, the Inquisition. One need not pause to recall its espionage system, its search for the spreaders of false doctrine, its use of any and every witness against the suspect, its granting of indulgences to any one who should bear witness against him, its "relaxing of the criminal to the secular arm," which unfailingly punished him with death. It must be pointed out that in the instance of the Inquisition, just as in the case of all religious persecution, the motives were most frequently of the noblest. "In the Middle Ages and after, men of kindly temper and the purest zeal were absolutely devoid of mercy when heresy was suspected." Nor are intolerance and persecution to be laid exclusively at the door of any one religion. In Protestant countries, in England and Scotland, the persecution and torture of alleged witches is one of the most painful instances of the cruelties into which men can be led by loyalty to their religious convictions. And Mohammedanism vividly taught men how a faith might be spread by fire and sword. [Footnote 1: _Ibid._, pp. 56-57.] QUIETISM AND CONSOLATION--OTHER-WORLDLINESS. Many religions, including Christianity, have emphasized "other-worldliness." This has most frequently taken the form of emphasis on the life to come. This world has been conceived, as it were, as a prelude to eternity. In the Christian world scheme, as most clearly expounded and universally accepted during the Middle Ages, man's chief imperative business was salvation. All else was trivial in comparison with that incomparable eternal bliss which would be the reward of the virtuous, and that unending agony which would be the penalty for the damned. "Salvation was the master Christian motive. The Gospel of Christ was a gospel of salvation unto eternal life. It presented itself in the self-sacrifice of divine love, not without warnings touching its rejection."[1] [Footnote 1: H. O. Taylor: _Medioeval Mind_, vol. I, p. 61.] Where interest is centered on a world to come, there not infrequently results a loss of interest and discrimination in the goods of earthly life. "For what shall it profit a man if he shall gain the whole world and lose his own soul?" The beauties, goods, and distinctions of this world coalesce into an indiscriminate triviality in comparison with that infinite glory hereafter to be attained. One does not trouble one's self about the furniture of earthly life any more than one would take pains with the beautification of a room in which one happens to be lodged for a night. Lay not up for yourselves treasures upon earth, where moth and rust doth corrupt, and where thieves break through and steal. But lay up for yourselves treasures in Heaven, where neither moth nor rust doth corrupt, and where thieves do not break through nor steal. Though on earth you may live in squalor, poverty, and disease, yet "in my Father's house are many mansions." Poverty, indeed, became in the Middle Ages one of the vows of monastic orders. In the New Testament it is prescribed, "Blessed are the poor in spirit" and the doctrine was in many cases literally accepted. If any one of you will know whether he is really poor in spirit, let him consider whether he loves the ordinary consequences and effects of poverty, which are hunger, thirst, cold, fatigue, and the denudation of all conveniences. See if you are glad to wear a worn-out habit full of patches. See if you are glad when something is lacking to your meal, when you are passed by in serving it, when what you receive is distasteful to you, when your cell is out of repair. If you are not glad of these things, if instead of loving them you avoid them, then there is proof that you have not attained the perfection of poverty of spirit.[2] [Footnote 2: Alfonso Rodriguez: _Pratique de la Perfection Chrétienne_, part III, treatise III, chap. VI; quoted in James's _Varieties of Religious Experience_, p. 315.] Contempt for this world's goods, when generalized, promotes an attitude of indifference to the social conditions in which men live. The history of the saints is filled with references to their endurance of pain, ill health, poverty, and disease. And the "world, the flesh, and the devil" are for some types of religious mind all one. For such, to be engaged in social betterment is an irrelevant business, it is to be lost in the world. People's souls must be saved; not their bodies. Religions, on the other hand, have frequently emphasized man's social duty. In Christianity this is largely a derivative of the highly regarded virtue of Charity. Interest in one's own well-being was a prerequisite for the devout, but interest in the welfare of others was equally enjoined. To help the poor and the needy, the widowed and the fatherless, to bring succor to the oppressed and justice to the downtrodden, have been part of the religion whose Founder taught that all men were the children of their Father in Heaven. The mendicant orders of the Middle Ages were devoted to philanthropic works; and with religious institutions, throughout their history, have been associated works of philanthropy and social welfare. Very recently urban churches in this country have been showing a tendency to reorganize with emphasis on the church as an instrument of social coöperation rather than as an aloof exponent of dogmatic theology. It is the ideal of some liberal theologians to use the churches chiefly as instruments for giving social effectiveness to the religious impulse and at the same time for making social betterment a spiritual enterprise. CHAPTER XIII ART AND THE ÆSTHETIC EXPERIENCE ART _VERSUS_ NATURE. In the Career of Reason man has gradually learned to control the world in which he lives in the interests of his own welfare as he imaginatively contemplated it. Deliberate control has been made necessary because of the fact that man is born into a world which was not made for him, but in which he must, if anywhere, grow; in a world which was not designed to fulfill his desires, but where alone his desires can find fulfillment. Art may thus, in the broadest sense, be set over against Nature. It is the activity by which man realizes ideals. He may realize them practically, as when he builds a house which he has first imagined, or reaps a harvest in anticipation of which he has first sown the seeds. He may realize them imaginatively, as when in color, form, or sound he creates some desiderated beauty out of the crude miscellaneous materials of experience. Art, in the broad sense of control or direction of Nature, arises in the double fact of man's instinctive activities and desires and the inadequacy of the environment as it stands to afford them satisfaction. Because nature is not considerate of his needs, man must himself take forethought, and devise means by which the forces and the materials of Nature may be exploited to his own good. And the realization of this forethought is made possible through the fact that natural conditions do lend themselves to modification. Nature, though indifferent to man's welfare, is yet partly congruous with it. While the wind blows careless of the good or ill it does to him, yet man may learn by means of windmills or sailboats to turn the wind to his own interest. Though the river may flow on forever, oblivious to the men that come and go along its shores, yet the passing generations may transform this undeliberate flowing into the power that yields them clothing, machinery, and transportation. All civilization is, as Mill says, an exhibition of Art or Contrivance; it is illustrated by the junction by bridges of shores which Nature had made separate, the draining of Nature's marshes, the excavation of her wells, the dragging to light of what she has buried at immense depths in the earth; the turning away of her thunderbolts by lightning rods; of her inundations by embankments, of her oceans by breakwaters.[1] [Footnote 1: Mill: _Three Essays on Religion_, p. 19 (essay on "Nature").] By irrigation man has learned to make the "wilderness blossom as the rose." By railways, telegraphs, and telephones, he has learned to minimize the obstacles that time and space offer to the fulfillment of his desires. By controlling, by means of education and social organization, his own instincts in the light of the purposes he would attain, by studying "the secret processes of Nature," man has learned to make the world a fit habitation for himself. To dig, to plough, to sow, to reap, are instances of the means whereby man has applied intelligent control to his half-friendly, half-hostile environment. Man's deliberate control of Nature arises thus under the sharp pressure of practical necessity. Man is inherently active, but, as pointed out in an earlier connection, his activity takes coherent and consecutive form primarily under the compulsion of satisfying his physical wants, of finding food, clothing, and shelter. The greater part of human energy, certainly under primitive conditions, is devoted to maintaining a precarious equilibrium among the mysterious and terrifying forces of a half-understood environment. There is not much time for leisure, play, or art, where food is a continuously urgent problem, where one's shelter is likely to be destroyed by storm or wind, where one is threatened incessantly by beasts of prey, and, as primitive man supposed, by capricious supernatural powers. Under such circumstances, life is largely spent in instrumental or imperative pursuits. Action is fixed by necessity. It is controlled with immediate and urgent reference to the business of keeping alive. There is scarcely time for the activity of art, which is spontaneous and free. In civilized life, also, the greater part of human energy must be spent in necessary or instrumental business. Men must, as always, be fed, clothed, and housed, and the fulfillment of these primary human demands absorbs the greater part of the waking hours of the majority of mankind. Our civilization is predominantly industrial; it is devoted almost entirely to the transforming of the world of nature into products for the gratification of the physical wants of men. These wants have, of course, become much complicated and refined: men wish not only to live, but to live commodiously and well. They want not merely a roof over their heads, but a pleasant and comfortable house in which to live. They want not merely something to stave off starvation, but palatable foods. In the satisfaction of these increasingly complicated demands a great diversity of industries arises. With every new want to be fulfilled, there is a new occupation, pursued not for its own sake, but for the sake of the good which it produces. There are industrial leaders, of course, who find in the development and control of the productive energies of thousands of men, in the manipulation of immense natural resources, satisfactions analogous to that of the fine artist. But for most men engaged in the routine operations of industry, the work they do is clearly not pursued on its own account. Industry, viewed in the total context of the activities of civilization, is a practical rather than a fine art. Its ideal is efficiency, which means economy of effort. Its interest is primarily in producing many goods cheaply. THE EMERGENCE OF THE FINE ARTS. In the sharp struggle of man with his environment, those instincts survived which were of practical use. The natural impulses with which a human being is at birth endowed, are chiefly those which enable him to cope successfully and efficiently with his environment. But even in primitive life, so exuberant and resilient is human energy that it is not exhausted by necessary labors. The plastic arts, for example, began in the practical business of pottery and weaving. The weaver and the potter who have acquired skill and who have a little more vitality than is required for turning out something that is merely useful, turn out something that is also beautiful. The decorations which are made upon primitive pottery exhibit the excess vitality and skill of the virtuoso. Similarly, religious ritual, which, as we have seen, arises in practical commerce with the gods, comes to be in itself cherished and beautiful. The chants which are prescribed invocations of divinity, become songs intrinsically interesting to singer and listener alike; the dance ceases to be merely a necessary religious form and becomes an occasion of beauty and delight. Jane Harrison has shown in detail how ritual arises out of practical need, and art out of ritual.[1] Thus the Greek drama had its beginnings in Greek religion; the incidental beauty of the choruses of the Greek festivals developed into the eventual tragic art of Æschylus, Sophocles, and Euripides. Ceasing to be a practical invocation to the gods it became an artistic enterprise in and for itself. Repeatedly we find in primitive life that activity is not exhausted in agriculture, hunting, and handicraft, or in a desperate commerce with divinity. Harvest becomes a festival, pottery becomes an opportunity for decoration, and prayer, for poetry. Even in primitive life men find the leisure to let their imaginations loiter over these intrinsically lovely episodes in their experience. The potter may be more interested in making a beautifully moulded and decorated vessel than merely in turning out a thing of use; the maker of baskets may come to "play with his materials," to make baskets not so much for their usefulness as for the possible beauty of their patterns. When this interest in beauty becomes highly developed, and when circumstances permit, the fine arts arise. The crafts come to be practiced as intrinsically interesting employments of the creative imagination. The moulding of miscellaneous materials into beautiful forms becomes a beloved habitual practice. [Footnote 1: See Jane Harrison: _Ancient Art and Ritual_, especially chap. I.] The context in which art appears in primitive life is paralleled in civilized society. The energies of men are still largely consumed in necessary pursuits. Men must, as of old, by the inadequacy of the natural order in which they find themselves, find means by which to live; and, being by nature constituted so that they must live together, they must find ways of living together justly and harmoniously. "Industry," writes Santayana, "merely gives to Nature that form which, if more thoroughly humane, she might already have possessed for our benefit." It is creative in so far as it transforms matter from its crude indifferent state to forms better adapted to human ideals. It makes cotton into cloth, wool into clothing, wheat into flour, leather into shoes, coal into light and power, iron into skyscrapers. It is devoted to annulling the discrepancies between nature and human nature. It turns refractory materials and obdurate forces into commodious goods and useful powers. But, in the broadest sense, industry is a means to an end. Interesting and attractive it may well become, as when a bookbinder or a printer takes a craftsman's proud delight in the manner in which he performs his work, and in the quality of its product. But the industrial arts, for the most part, serve more ultimate purposes. It is imaginable that Nature might have provided clothing, food, and shelter ready to our hand. It is questionable whether under such circumstances men would out of deliberate choice continue industries which are now made imperative through necessity. The mines and the stockyards are necessary rather than beautiful or intrinsically attractive occupations. But in the world of fact, those things which are necessary to us are not ready to our hand. Our civilization is predominantly industrial, and must be so, if the billion and a half inhabitants of our world are to be maintained by the resources at our command. Nevertheless despite the absorption of a large proportion of contemporary society in activities pursued not for their own sakes, but for the goods which are their fruits, there is still, as it were, energy left over. This excess vitality may, as it does for most men, take the form of mere unorganized play or recreation. But not so for those born with a singular gift for realizing in color or form or sound the ideal values which they have imagined. For these "play" is creative production. The fine arts are, in a sense, the play of the race. They are the fruits of such energy as is, through some fortunate accident of temperament or circumstance, not caught up in the routine and mechanics of industry or the trivialities of sport or pleasure. They are human activities, freed from the limitations imposed by the exigencies of practical life, and controlled only by the artist's imagined visions. Creative activity is most explicit and most successful in the fine arts, because in these there are fewer obstacles to the material realization of imagined perfections. "The liberal arts bring to spiritual fruition the matter which either nature or industry has prepared and rendered propitious." The industrial arts are, as already pointed out, man's transformation of natural resources to ideal uses. In the same way political and social organization are human arts, enterprises, at their best, in the moulding of men's natures to their highest possible realization. But in the world of action, whether political or industrial, there are incomparably greater hindrances to the realization in practice of imagined goods than there are, at least to the gifted, in the fine arts. Every ideal for which men attempt to find fulfillment in the world of action is subject to a thousand accidental deflections of circumstance. Every enterprise involves conflicting wills; the larger the enterprise, the more various and probably the more conflicting the interests involved. Social movements have their courses determined by factors altogether beyond the control of their originators. Statesmen can start wars, but cannot define their eventual fruits. A man may found a political party, and live to see it wander far from the ideal which he had framed. But in the fine arts, to the imaginatively and technically endowed, the materials are prepared and controllable. In the hands of a master, action does not wander from intent. Language to the poet, for example, is an immediate and responsive instrument; he can mould it precisely to his ideal intention. The enterprise of poetry is less dependent almost than any other undertaking on the accidents of circumstance, outside the poet's initial imaginative resources. In music, even so simple an instrument as a flute can yield perfection of sound. The composer of a symphony can invent a perpetual uncorroded beauty; the sculptor an immortality of irrefutably persuasive form. This explains in part why so many artists, of a reflective turn of mind, are pessimists in practical affairs. The world of action with its perpetual and pitiful frustrations, failures, and compromises, seems incomparably poor, paltry, and sordid, in comparison with the perfection that is attainable in art. Haunting foreshadowings of the temple appear in the realm of imagination, in music, in architecture, in the untroubled kingdom of reason, and in the golden sunset magic of lyrics, where beauty shines and glows, remote from the touch of sorrow, remote from the fear of change, remote from the failures and disenchantment of the world of fact. In the contemplation of these things the vision of heaven will shape itself in our hearts, giving at once a touchstone to judge the world about us, and an inspiration by which to fashion to our needs whatever is capable of serving as a stone in the sacred temple.[1] [Footnote 1: Bertrand Russell: _Philosophical Essays_, pp. 65-66.] The creative artist gives such form to the miscellaneous materials at his disposal that they give satisfaction not only to the senses or the intellect, but to the imagination. What constitute some of the chief elements in the æsthetic experience, we shall presently examine. It must first be pointed out that in general in the fine arts creative genius has found ways of imaginatively attaining perfections not usually accorded in the experiences of the senses, in the life of society, or in the life of the mind. The region called imagination has pleasures more airy and luminous than those of sense, more massive and rapturous than those of intelligence. The values inherent in imagination, in instant intuition, in sense endowed with form, are called æsthetic values; they are found mainly in nature and in living beings, but also in man's artificial works, in images evoked by language, and in the realm of sound.[1] [Footnote 1: Santayana: _Reason in Art_, p. 15.] The painter imagines and seeks to realize hues and intensities of color more satisfying and more suggestive than those commonly experienced in nature, save in the occasional grace of sunset on a mountain lake, or the miracle of moonlight on the ocean. The artist takes his hints from nature, but clothes the suggestions of sense with the values and motives which exist only in his own mind and imagination. A Turner sunset is, as Oscar Wilde points out, in a sense incomparably superior to one provided by nature. It not only gives the beautiful sensations to be had in a landscape suffused with the sunset glow; it infuses into this experience the passionate and penetrating insight of a genius. The artist, to an extent, imitates nature. But, if that were all he did, he would be no more than a photographer. He pictures nature, but gives it "tint and melody and breath"; he gives it a value and significance derived from his own imaginative vision. The musician combines sounds more significant, ordered, and rhythmical than those miscellaneous noises which, in ordinary experience, beat indifferently or painfully upon our ears. The poet selects words whose specific music, rhythmical combinations, and lyrical context produce a something more evocative, compelling, and euphonic than the casual and raucous instrument of communication which constitutes ordinary speech. Not only do poets give imaginative and ideal extensions to sense experience; they do as much with and for social life. In the dreaming of Utopias, in the building of the Perfect City, men have found compensations for the imperfect cities which have been their experiences on earth. They build themselves in imagination a world where all injustices are erased, where beauty is perennial, where truth, courage, kindliness, and merriment are the pervasive colors of life. In the activity of creative art, man's imagination has reached out beyond the confines of nature and of history, and built itself, in marble and in music, in lyrics and in legends, hints of that enchanting possible, of which the impoverished actual gives tentative and tenuous hints. In some men sensitivity to the imaginative possibilities of the materials of Nature is so high, that they can find satisfactory activity nowhere else than in one or another of the fine arts. These are the poets, the musicians, and the sculptors, who seek to give realization in the arts in the technique of which they are especially gifted, to that imagined beauty by the intimate experience of which they live. In one way or another the creative artist seeks to give form and dimension to "The light that never was on sea or land, The consecration and the poet's dream." This creative impulse may find its realization, as already pointed out, in industry, though, with the highly routine character of most men's occupations in present-day industrial life, there is not much opportunity for imaginative activity. That both work and happiness would be promoted by the encouragement of the craftsman ideal goes without saying. Whether or not it is possible to utilize the creative impulses in the processes of industry as now organized, there are instances where the joy of craftsmanship may be exploited both for the happiness of the worker and the good of the work. The William Morris ideal of the artist-worker may be hard to attain, but it is none the less desirable, both for the sake of the worker and his work. In science the uses of the imagination have been frequently commented on, not least by scientists. The patient collection of facts, the digging and measurement and inquiry that characterize so much of scientific investigation are not the whole of it. Inference, the forming of a generalization, is frequently described "as a leap from the known to the unknown," and this discovery of a binding principle that brings together a wide variety of disconnected facts is not unlike the process of the creative artist. The same unconscious method by which a poet hits upon an appropriate epithet, a musician upon a melody, a painter upon an effect of color or line is displayed in that sudden vivid flash of insight by which a scientist sees a mass of facts that have long seemed bafflingly contradictory, gathered up under a single luminous law. In his famous essay on "The Scientific Uses of the Imagination," Tyndall writes: We are gifted with the power of Imagination, ... and by this power we can lighten the darkness which surrounds the world of the senses. There are tories even in science who regard imagination as a faculty to be feared and avoided rather than employed. They had observed its action in weak vessels and were unduly impressed by its disasters. But they might with equal justice point to exploded boilers as an argument against the use of steam. Bounded and conditioned by coöperant Reason, imagination becomes the mightiest instrument of the physical discoverer. Newton's passage from a falling apple to a falling moon was, at the outset, a leap of the imagination. When William Thomson tries to place the ultimate particles of matter between his compass points, and to apply to them a scale of millimetres, he is powerfully aided by this faculty. And in much that has been recently said about protoplasm and life, we have the outgoings of the imagination guided and controlled by the known analogies of science. In fact, without this power, our knowledge of Nature would be a mere tabulation of coexistences and sequences. We should still believe in the succession of day and night, of summer and winter; but the soul of Force would be dislodged from our universe; causal relations would disappear, and with them that science which is now binding the parts of nature into an organic whole.[1] [Footnote 1: Tyndall: _Fragments of Science_, pp. 130-31.] As we shall presently see, this imaginative leap is guarded and controlled, so that no flash of insight, however attractive, is uncritically accepted. But the origin of every eventually accepted hypothesis lies in the upshoot of irresponsible fancy, differing not at all from the images in the mind of a poet or painter or the melodies that unpredictably occur to a musician. THE ÆSTHETIC EXPERIENCE. Art is, on its creative side, as we have seen, the control of Nature in the practical or imaginative realization of ideals. The industrial arts are pursued out of necessity, because man must find himself ways of living in a world which he must inhabit, though it is not _a prior_ arranged for his habitation. The fine arts are pursued as ends in themselves.[1] The genuinely gifted sing, paint, write poetry, apart from fame and reward, for the sheer pleasure of creation. But the products of these creative activities themselves become satisfactions on a par with other natural goods. The objects of art--poems, paintings, statues, symphonies--are themselves prized and sought after. They afford satisfaction to that large number of persons who are sensitive to the beautiful without having a gift for its creation. [Footnote 1: Many industrial processes exhibit elements of the fine arts. This is the case whenever there is opportunity for the worker to feel, and to have some ground for the feeling, that he is not merely turning out a product, but turning out a well-made or a beautiful one, to which his own skill is contributing. The makers of fine books or bindings or furniture, of fine embroidery and the like, are examples. But such conditions occur chiefly in the so-called luxury trades. There is very little opportunity for the display of creative talent in quantity manufacture. On the other hand, every fine art involves some elements of merely technical skill or craftsmanship, which is important in achieving an imaginative result, but is the skill of the mechanic rather than the vision of the artist. In surveying the finished product of art as it appears in a painting by a Turner or a Cezanne, we may forget the "dust and ointment of the calling," but it is none the less there. The drudgery of art, the practicing of scales. the mixing of colors, the rehearsing of plays, are, as it were, the necessary preliminary industry in art.] Æsthetic appreciation is indeed shared by all men, and is called out by other objects than paintings or poems. There is hardly anything men do which is not affected by what has been called "an irrelevant access of æsthetic feeling." We saw in another connection how our estimates of persons and situations are qualified by love and hate, sympathy and revulsion. In the same way all our experiences have an æsthetic coloring. It may be nothing more than the curious jubilance and vivacity, the thrill and tingle of the blood that comes upon a crisp autumn day. It may be, as Mill pointed out, the largeness of thought and vision promoted by habitually working in a spacious and dignified room. Æsthetic influences are always playing upon us; they determine not only our tastes in the decoration of our houses, our choices of places to walk and to eat, but even such seemingly remote and abstract matters as a scientific theory or a philosophy of life. Even the industrial ideal of efficiency has, "with its suggestion of Dutch neatness and cleanliness," order and symmetry, an æsthetic flavor. Similarly is there an appeal to our æsthetic sensibilities in the grouping of a wide variety of facts under sweeping inclusive and simple generalizations. There is, as has often been pointed out, scarcely anything to choose from as regards the relative plausibility of the Copernican over the Ptolemaic system. The former we choose largely because of its greater symmetry and simplicity in accounting for the facts. Even a world view may be chosen on account of its artistic appeal. One feels moved imaginatively, even if one disagrees with the logic of those philosophies which see reality as one luminously transparent conscious whole, in which every experience is delicately reticulated with every other, where discord and division are obliterated, and the multiple variety of mundane facts are gathered up into the symmetrical unity of the eternal. APPRECIATION _VERSUS_ ACTION. Every human experience has thus its particular and curious æsthetic flavor, as an inevitable though undetected obligato. Æsthetic values enter into and qualify our estimates of persons and situations, and help to determine that general sympathy or revulsion, that love or hate for people, institutions, or ideas, which make the pervasive atmosphere of all human action. But in the world of action, we cannot emphasize these irrelevant æsthetic feelings. The appreciative and the practical moods are sharply contrasted. In the latter we are interested in results, and insist on the exclusion of all considerations that do not bear on their accomplishment. The appreciative or æsthetic mood is detached; it is interested not to act, but to pause and consider; it does not want to use the present as a point of departure. It wants to bask in the present perfection of color, word, or sound. The practical man is interested in a present situation for what can be done with it; he wants to know, in the vernacular, "What comes next?" "Where do we go from here?" The appreciator wishes to remain in the lovely interlude of perfection which he experiences in music, poetry, or painting. The æsthetic mood is obviously at a discount in the world of action. To bask in the charm of a present situation, to linger and loiter, as it were, in the sun of beauty, is to accomplish nothing, to interrupt action. It is precisely for this reason that persons with extremely high æsthetic sensibilities are at such a discount in practical life. They are too easily dissolved in appreciation. They are too much absorbed, for practical efficiency, in the tragic, the whimsical, the beautiful, or the comic aspects of men and affairs. The same sensitivity to the innuendoes and colors of life that enable some of such men to give an exquisite and various portraiture of experience, incapacitates them for action. The practical man must not observe anything irrelevant to his immediate business. He must not be dissolved, at every random provocation, into ecstacy, laughter, or sorrow. There is too much to be done in business, government, mechanics, and the laboratory, to allow one's attention to wander dreamingly over the tragic, the beautiful, the pathetic, the comic, and the grotesque qualities of the day's work. To take an extreme case, it would, as Jane Harrison observes, be a monstrosity, when our friend was drowning, to note with lingering appreciation the fluent white curve of his arm in the glimmering waters of the late afternoon. The man to whom every event is flooded with imaginative possibilities and emotional suggestions is a useless or a dangerous character in situations where it is essential to discriminate the immediate and important bearings of facts. We cannot select an expert accountant on the basis of a pleasant smile, nor a chauffeur for his sense of humor. But while, in the larger part of the lives of most men, observation of facts is controlled with reference to their practical bearings, observation may sometimes take place for its own sake. The glory of a sunset is not commonly prized for any good that may come of it; nobody but a general on a campaign or a fire warden looks out from a mountain peak upon the valley below for reasons other than the pleasure of the beholding. In the case of persons, also, we are not always interested in them for their uses; we are sometimes delighted with them in themselves. We pause to watch merry or quaint children, experts at tennis, beautiful faces, for their own sakes. While even in nature and in social experience, we thus sometimes note specifically æsthetic values, the objects of fine art have no other justification than the immediate satisfactions they produce in their beholder. Those intrinsic pleasures which go by the general name of beauty are various and complicated. Our joy may be in the sheer delight of the senses, as in the hearing of a singularly lucid and sustained note of a clarinet, a flute, a voice, or a violin. It may be in the appreciation of form, as in the case of the symmetry of a temple, an arch, or an altar. It may be in the simultaneous stirring of the senses, the imagination, and the intellect, by the presentation of an idea suffused with music and emotion, as in the case of an ode by Wordsworth or a sonnet by Milton. In all these instances we are not interested in anything beyond the experience itself. The objects of the fine arts are not drafts on the future, anticipations of future satisfactions eventually to be cashed in. They are immediate and intrinsic goods, absolute fulfillments. They are not signals to action; they are releases from it. A painting, a poem, a symphony, do not precipitate movement or change. They invite a restful absorption. It was this that made Schopenhauer regard art as a rest from reality. During these interludes, at least, we live amid perfections, and are content there to move and have our being. SENSE SATISFACTION. Appreciation of the arts begins in the senses. Sight and sound, these are unquestionably the chief avenues by which the imagination is stirred.[1] [Footnote 1: The so-called lower senses are not regarded as yielding æsthetic values. Smell, taste, and touch are not generally, certainly in Occidental art, made much of.] In the words of Santayana: For if nothing not once in sense is to be found in the intellect, much less is such a thing to be found in the imagination. If the cedars of Lebanon did not spread a grateful shade, or the winds rustle through the maze of their branches, if Lebanon had never been beautiful to sense, it would not now be a fit or poetic subject of allusion.... Nor would Samarcand be anything but for the mystery of the desert, and the picturesqueness of caravans, nor would an argosy be poetic if the sea had no voices and no foam, the winds and oars no resistance, and the rudder and taut sheets no pull. From these real sensations imagination draws its life, and suggestion its power.[2] [Footnote 2: Santayana: _Sense of Beauty_, p. 68.] Satisfaction in sounds arises from the regular intervals of the vibrations of the air by which it is produced. The rapidity of these regular beats determines the pitch. But sounds also differ in _timbre_ or quality, depending on the number of overtones which occur in different modes of production. This explains why a note on the scale played on the piano, differs from the same note played on the 'cello or the organ. From these fundamental sensuous elements of sound, elaborate symphonic compositions may be built up, but they remain primary nevertheless. Unless the sensuous elements of sound were themselves pleasing it is difficult to imagine that a musical composition could be. Music would then be like an orchestra whose members played in unison, but whose violins were raucous and whose trumpets hoarse. Color again illustrates the æsthetic satisfactions that are found in certain kinds of sense stimulation, apart from the form they are given or the emotions or ideas they express. The elements of color, _as_ color, may be reduced to three simple elements: First may be noted _hue_, as yellow or blue; second, _value_ (or _notan_) dark or light red; and third _intensity_ (or brightness to grayness), as vivid blue or dull blue. Specific vivid æsthetic combinations and variations are made possible by variations or combinations of these three elements of color. If a color scheme is displeasing, the fault may be in the wrong selection of hues, in weak values, in ill-matched intensities or all three. Dutch tiles, Japanese prints and blue towels, Abruzzi towels, American blue quilts, etc., are examples of harmony built up with several values of one hue. With two hues innumerable variations are possible. Japanese prints of the "red and green" period are compositions in light yellow-red, middle green, black, and white.... Color varies not only in hue and value [_notan_] but in intensity--ranging from bright to gray. Every painter knows that a brilliant bit of color, set in grayer tones of the same or neighboring hues, will illuminate the whole group--a distinguished and elusive harmony. The fire opal has a single point of intense scarlet, melting into pearl; the clear evening sky is like this when from the sunken sun the red-orange light grades away through yellow and green to steel gray.[1] [Footnote 1: Dow: _Composition_, p. 109.] These variations in hue, value, and intensity of color afford specific æsthetic satisfactions. The blueness of the sky is its specific beauty; the greenness of foliage in springtime is its characteristic and quite essential charm. Apart from anything else, sensations themselves afford satisfaction or the reverse. A loud color, a strident or a shrill sound may cause a genuine revulsion of feeling. A soft hue or a pellucid note may be an intrinsic pleasure, though a formless one, and one expressive of no meaning at all. FORM. While the imagination is stirred most directly by the immediate material beauty, by the satisfaction of the senses, beauty of form is an important element in the enhancement of appreciation. In the plastic arts and in music, it is, next to the immediate appeal of the sensuous elements involved, the chief ingredient in the effects produced. And even in those arts which are notable for their expressive values, poetry, fiction, drama and painting, the appeal of form, as in the plot of a drama, or the structure of an ode or it sonnet is still very high. Certain dispositions of line and color in painting; of harmony and counterpoint in music; rhythm, refrain, and recurrence in poetry; symmetry and balance in sculpture; all have their specific appeal, apart from the materials used or the emotions or ideas expressed. Certain harmonic relations are interesting in music apart from the particular range of notes employed, or the particular melody upon which variations are made. The pattern of a tapestry may be interesting, apart from the color combinations involved. The structure of a ballade or a sonnet may be beautiful, apart from the melody of the words or the persuasiveness of the emotion or idea. Out of the factors which enter into the appreciation of form certain elements stand out. There is, in the first place, _symmetry_, the charm of which lies partly in recognition and rhythm. "When the eye runs over a façade, and finds the objects that attract it at equal intervals, an expectation, like the anticipation of an inevitable note or requisite word, arises in the mind, and its non-satisfaction involves a shock."[1] [Footnote 1: Santayana: _The Sense of Beauty_, p. 92.] Similarly, form given to material brings a variety of details under a comprehensive unity, enabling us to have at once the stimulation of diversity and the clarification of a guiding principle. We cherish sensations in themselves, when they consist of elements like limpidness of color and lucidity of sound. But too much miscellany of sensation is disquieting; it has an effect analogous to noise. A baby or a barbarian may delight in loud heterogeneity and vivid confusion, but extravagance of sensation does not constitute an æsthetic experience. The discovery of the one in the many, the immediate apprehension of the fluent tracing of a pattern, a form, or a structure, is intrinsically delightful. The pattern of a tapestry design is as striking and suggestive as the colors themselves. When musical taste has passed from a sentimental intoxication with the sensuous beauty of the sounds themselves, the beauty we admire is primarily beauty of form or structure. The musical connoisseur likes to trace the recurrence of a theme in a symphony, its deviations and disappearances, its distribution in the various choirs of wood-wind, brass, and strings, its interweaving with other themes, its resilient, surprising, and apposite emergences, its pervasive penetration of the total scheme. The æsthetic experience, indeed, as specifically æsthetic, rather than merely sensuous or intellectual, is, it might be said, almost wholly a matter of form. It is the artist's function, as it is occasionally his achievement, to give satisfying, determinate forms to the indeterminate and miscellaneous materials at his command. Formlessness is for the creator of beauty the unpardonable sin. To give clarity and coherence to the vague ambiguous scintillations of sound, to chisel a specific perfection out of the indefinite inviting possibilities of marble, to form precise and consecutive suggestions out of the random and uncertain music of words, is to achieve, in so far, success in art. Nor does form mean formality. Experience is so various and fertile, and so far outruns the types under which human invention and imagination can apprehend it, that inexhaustible novelty is possible. Novelty, on the other hand, does not mean formlessness. The artist must, if he is to be successful, always remain something of an artisan. However beautiful his vision, he must have sufficient command of the technical resources to his craft to give a specific and determinate embodiment to his ideal. Every one has haunting premonitions of beauty; it is the business of the artist to give realization in form to the hints of the beautiful which are present in matter as we meet it in experience, and to the imaginative longings which they provoke. In which forms different individuals will find satisfaction depends on all the circumstances which go to make one individual different from another. There cannot be in the case of art, any more than in any other experience, absolute standards. We can be pleased only with those arrangements of sound or color to which our sensibilities have early been educated. Even the most catholic of tastes becomes restricted in the course of education. To Western ears, there is at first no music at all in Chinese music, and Beethoven would appear to the Chinese as barbarous as their compositions appear to us. But while in a wide sense, conformity to the average determines or limits our possible appreciation of the beautiful, within these limits certain elements are intrinsically more pleasing than others. Those elements of experience, in the first place, more readily acquire æsthetic values, which in themselves strikingly impress the senses. Thus tallness in a man, because it is in the first place striking, becomes readily incorporated into our standard of the beautiful. And all elements in themselves beautiful, the human eye, the curve of the arm, the wave of the hair, come to be emphasized. These outstanding elements may themselves become conventionalized and standardized, so that objects of art which conform to them are insured thereby of a certain degree of recognition as beautiful. Too close a conformity produces monotonous formalities, cloying classicisms. Too wide a divergence results in shock and unpleasantness. The history of all the arts, however, is full of instances of how the taste of a people can be educated to new forms. Ruskin had to educate the English people to an appreciation of Turner. The poets of the Romantic period were condemned by the critics brought up on the rigid classic models. The so-called Romantic movements in the arts are, at their best, departures from old forms, not into formlessness, but into new, various, and more fruitful forms. Romanticism at its worst dissolves into mere formlessness and inarticulate ecstacies. Infinite variety of forms the world of experience may be made to wear, but sensations, emotions, and ideas must be given some form, if they are to pass from a fruitless yearning after beauty into its positive incarnation in objects of art. All forms have their characteristic emotional effects, as have all materials, even apart from the emotions or ideas they express. The glitter of gold and the sparkle of diamonds, the strength of marble, the sturdiness of oak--we hardly can think of these materials without thinking of the associations which go with them. Similarly the symmetry of the colonnades of a temple, the multiplicity and variety of Gothic architecture, even so simple a form as a circle, provoke a great or slight characteristic emotional reaction. Likewise, a staccato or a fluent rhythm in music, a march, or a dance movement, have, even apart from their unconscious or intentional expressiveness, specific emotional values. In literature, also, where the value of the words themselves might be expected to give place entirely to the emotions or ideas of which they are the expressive instruments, poems may themselves, by their form and music, be provocative of specific emotional effects. "...And over them the sea wind sang, Shrill, chill, with flakes of foam. He, stepping down By zigzag paths and juts of pointed rock, Came on the shining levels of the lake. Dry clashed his harness in the icy caves, And barren chasms, and all to left and right, The bare black cliff clanged round him, as he based His feet on juts of slippery crag that rang, Sharp-smitten with the dint of armed heels-- And on a sudden, lo! the level lake, And the long glories of the winter moon."[1] [Footnote 1: From Tennyson's _Morte d'Arthur_.] Here the effect lies partly in the form, but more especially in the _timbre_ and reverberation of the words themselves. In other cases, it is the form that is the chief ingredient in the effect produced. In Alfred Noyes's "The Barrel Organ," apart from the meaning, it is the rhythmic form that is of chief æsthetic value: "Come down to Kew in lilac time, in lilac time, in lilac time, Come down to Kew in lilac time, it is n't far from London, And you shall wander hand-in-hand with love in summer's wonderland. Come down to Kew in lilac time; it is n't far from London. "The cherry trees are seas of bloom and soft perfume and sweet perfume. The cherry trees are seas of bloom (and oh, so near to London!) And there they say, when dawn is high, and all the world's a blaze of sky, The cuckoo, though he's very shy, will sing a song for London." Apart from all considerations of meaning, set the easy fluent grace of this lyric over against the march and majesty of the "Battle Hymn of the Republic." "Mine eyes have seen the glory of the coming of the Lord; He is trampling out the vintage where the grapes of wrath are stored; He hath loosed the fateful lightning of His terrible swift sword; His truth is marching on. "He has sounded forth the trumpet that shall never call retreat; He is sifting out the hearts of men before His judgment-seat; Oh, be swift, my soul, to answer Him! be jubilant, my feet! Our God is marching on." EXPRESSION. The objects of art, as we have seen, are interesting and attractive in themselves, for the material of which they are formed, and for the form which the artist has given them. But they are interesting in another and possibly as important a way: they are instruments of expression. That is, a painting is something more than an intrinsically interesting disposition of line and color, a statue something more than an exquisite or sublime chiseling of marble, a poem more than a rhythmic combination of the music of words. All of these are expressive. Something in their form is associated with something in our past experience. Thus, as James somewhere suggests, "a bare figure by Michelangelo, with unduly flexed joints, may come somehow to suggest the moral tragedy of life." Something in the face of an old man painted by Rembrandt may recall to us a similar outward evidence of inner seriousness, wistfulness, and resignation which we have ourselves beheld in living people. And we clearly value the poems of a Wordsworth, a Milton, a Matthew Arnold, not solely for the magnificent form and music of their words, but also for the sober beauty of their meaning. We may come to appreciate even the highly immediate sensuous and formal pleasure of music for the reverie or rapture into which by suggestion it throws us. "Expression may, therefore, make beautiful by suggestion, things in themselves indifferent, or it may come to heighten the beauty which they already possess." The objects of art may be appreciated chiefly either for their material and form, or for the values which they express. In some cases the actual object may be beautiful; sometimes the beauty may lie almost wholly in the image, emotion, or idea evoked. "Home, Sweet Home," for example, may be plausibly held to win admiration rather for the sentimental associations which it evokes in the singer or hearer than for its verbal or melodic beauty. The enjoyment which people without any musical gifts, out on a camping or canoeing trip, experience from singing a rather cheap and frayed repertory is obviously for sentimental rather than for æsthetic satisfaction. Similarly, we may cherish the mementos of a lost friend or child, not for their intrinsic worth, but for the tenderness of the memories they arouse. The situation is delicately described in Eugene Field's "Little Boy Blue": "The little toy dog is covered with dust, But sturdy and staunch he stands, And the little toy soldier is red with rust, And his musket moulds in his hands. Time was when the little toy dog was new, And the soldier was passing fair, And that was the time when our Little Boy Blue Kissed them and put them there." Some objects of art may indeed become beautiful almost completely through their expressiveness. There are certain poets whose music is raucous and who make little appeal through clarity of form. These survive almost completely by virtue of the persistent strength and enduring sublimity of the ideas which they express. Much of Whitman may be put in this class, and also much of Browning. Similarly a sculptor may not captivate us by the fluent beauty of his marble, but by the power and passion which his crude mighty figures express. In such cases we may even come to regard what, from a purely formal point of view, is unlovely, as a thing of the most extreme beauty. Even the roughness in such direct revelations of strength, may come to be regarded as elements of the beautiful. And where massiveness of effect does not suffice to retrieve a work of art from its essential crudities, we may still come to accept it as beautiful, as it were, in intention, and for what comes to be regarded as its essence, namely, the idea or emotion it expresses. We forgive the imperfections of form as we forgive the stammerings and stutterings of persons whose broken sayings are yet full of wisdom. Usually even where the object, emotion, or idea expressed is beautiful, we demand certain formal and material elements of beauty. A telegram may convey the very apex of felicity, yet be not at all felicitous in its form or in the music of its words. If in such cases, we speak of beauty, the term is altogether metaphorical and imputed; we are using it in the same analogical sense as when we speak of a "beautiful operation" or a "beautiful deed"; it is a moral rather than an æsthetic term. We may find the letter of a friend expressive of the gentleness, fidelity, and charm that have endeared him to us, but unless these have attained sufficiently clear and explicit form and determinate unmistakable music, the letter will have a meaningful beauty only in the light of the peculiar relation existing between us and the writer. From an impartial æsthetic point of view, the epistle can only by affectionate exaggeration be called beautiful. But the arts, through their beauty of form, may present pleasingly objects, emotions, ideas, not in themselves beautiful or pleasing. The clearest case of this kind is tragedy, where we may enjoy at arm's length and through the medium of art, experiences which would in the near actualities of life be only unmitigated horror. Refracted through the medium of poetry and drama, they may appear beautiful pervasively and long. We are enabled through the arts to survey sympathetically universal emotions, those by which our own lives have been touched, or to which they are liable; we are enabled to survey bitterness and frustration calmly because they are set in a perspective, a beautiful perspective, in which they shine out clear and persuasive, purified of that bitter personal tang which makes sorrow in real life so different in tone from the beauty with which in tragedy it is halved. Any sensation, as Max Eastman justly remarks in his "Enjoyment of Poetry," may, if sufficiently mild, become pleasing. And there is hardly any human action or experience, however terrible, which cannot in the hands of a master be made appealing and sublime in its emotional effect. The beauty of Tragedy does but make visible a quality which, in more or less obvious shapes, is present always and everywhere in life. In the spectacle of death, in the endurance of intolerable pain, and in the irrevocableness of a vanished past, there is a sacredness, an overpowering awe, a feeling of the vastness, the depth, the inexhaustible mystery of existence, in which, as by some strange marriage of pain, the sufferer is bound to the world by bonds of sorrow. In these moments of insight we lose all eagerness of temporary desire, all struggling and striving for petty ends, all care for the little trivial things that, to a superficial view, make up the common life of day by day; we see, surrounding the narrow raft, illumined by the flickering light of human comradeship, the dark ocean on whose rolling waves we toss for a brief hour.[1] [Footnote 1: Bertrand Russell: _Philosophical Essays_, pp. 67-68.] But emotions and experiences that in real life are displeasing can be made pleasing in art chiefly by virtue of the qualities of material and form already discussed. The disappointment, disillusion, or terror which tragedy so vividly reveals is made tolerable chiefly through the intrinsic beauty of the vehicle in which it is set forth. The high and breathless beauty of rhythm, the verve, the mystery, and music with which evils are set forth, may make them not only tolerable but tender and appealing. What would be as immediate experience altogether heartrending, for example the torturing remorse of a Macbeth, is made splendid and moving in the incisive majesty and penetration of his monologues. At the end of Hamlet, the utter wreck, unreason, and confusion is made bearable and beautiful by the tender finality of Hamlet's dying words to Horatio: "Absent thee from felicity awhile And in this harsh world draw thy breath in pain, To tell my story." Greek tragedy had the additional accouterments of a chorus, of music, of production in a vast amphitheater to give an atmosphere of outward grandeur to the glory of its intent. Tragedy often relieves the net horror which is its burden by the pomp and circumstance of the associations it suggests: We have palaces for our scene, rank, beauty, and virtues in our heroes, nobility in their passions and in their fate, and altogether a sort of glorification of life without which tragedy would lose both in depth of pathos--since things so precious are destroyed--and in subtlety of charm, since things so precious are manifested.[1] [Footnote 1: Santayana: _Sense of Beauty_, p. 228.] Tragedy still more subtly attains the beauty of expressiveness by making the very evils and confusions and terrors it presents somehow the exemplifications of a serene eternal order. The function of the chorus in Greek tragedy was indeed chiefly to indicate in solemn strophe and antistrophe the ordered and harmonious verities of which these particular follies and frustrations were so tender and terrible an illustration. They catch up the present and particular evil into the calm and splendid interplay of cosmic forces. Thus at the end of Euripides's play _Medea_, when the heroine has slain the children she has borne to Jason and in her fury refuses to let him gather up their dead bodies, when Jason in utter inconsolable despair, casts himself upon the earth, out of all this wrack and torture the chorus raises the audience into a contemplation of the ordered eternity by which these things come to be. It sings: "Great treasure halls hath Zeus in Heaven, From whence to man strange dooms be given, Past hope or fear; And the end men looked for cometh not, And a path is there where no man thought: So hath it fallen here."[1] [Footnote 1: Euripides: _Medea_ (Gilbert Murray translation).] ART AS VICARIOUS EXPERIENCE. The drama, art, and painting are, in general, ways by which we can vicariously experience the emotions of others. All of the expressive arts are made possible by the fundamental psychological fact that human beings give certain instinctive and habitual signs of emotion and instinctively respond to them. In consequence, through art experience may be immeasurably broadened, deepened, and mellowed. Through the medium of art, modes of life long past away can leave their imperishable and living mementos. Dante opens to the citizen of the twentieth century the mind and imagination of the Middle Ages. A Grecian urn can arouse, at least to a Keats, the whole stilled magic of the Greek spirit. And not only can we live through the life and emotion of times long dead, but the fiction and drama and poetry of our own day permit us to enter into realms of experience which in extent and variety would not be possible to one man. Indeed, the possibility of vicariously enlarging experience is one of the chief appeals of art. We cannot all be rovers, but we can have in reading Masefield a pungent sense of romantic open spaces, the salt winds, the perilous motion or the broad calm of the sea. We feel something of the same urgency as that of the author when we read: "I must go down to the seas again, the lonely sea and the sky, And all I ask is a tall ship and a star to steer her by, And the wheel's kick and the wind's song and the white sail's shaking, And a gray mist on the sea's face and a gray dawn breaking."[2] [Footnote 2: Masefield: _Sea-Fever_.] Art opens up wide avenues of possibility; it releases us from the limitations to which a particular mode of life, an accidental niche in a business or profession has committed us. It enables us vividly to experience and sympathetically to appreciate the lives which are led by other men, and in which something in our own personalities could have found fulfillment. While the objects of art thus broaden our experience by their precise and contagious communication of emotion, they may also express ideas. Thus a play may have a message, a poem a vision, a painting an allegory. Art is both at an advantage and at a disadvantage in the communication of ideas. Ideas, if they are to be accurately conveyed, should be devoid of emotional flourish, and presented with telegraphic directness and precision. They should have the clarity of formulas, rather than the distracting array and atmosphere of form. But ideas presented in the persuasive garb of beauty, gain in their hold over men what they lose in precision. Thus an eloquent orator, a touching letter, a vivid poem, may do more than volumes of the most definitive and convincing logic to insinuate an idea into men's minds. Compare in effectiveness the most thoroughgoing treatise on the status of the agricultural laborer with the stirring momentum of Edwin Markham's" The Man With the Hoe": "Bowed by the weight of centuries he leans Upon his hoe and gazes on the ground, The emptiness of ages in his face, And on his back the burden of the world. Who made him dead to rapture and despair, A thing that grieves not, and that never hopes, Stolid and stunned, a brother to the ox? Who loosened and let down this brutal jaw? Whose was the hand that slanted back this brow? Whose breath blew out the light within this brain? "Is this the Thing the Lord God made and gave To have dominion over sea and land; To trace the stars and search the heavens for power, To feel the passion of Eternity? Is this the Dream he dreamed who shaped the suns, And marked their ways upon the ancient deep? Down all the stretch of Hell to its last gulf There is no shape more terrible than this-- More tongued with censure of the world's blind greed-- More filled with signs and portents for the soul-- More fraught with menace to the universe." An idea clothed with such music and passion is an incomparably effective means of arousing a response. It is this which makes art so valuable an instrument of propaganda. People will respond actively to ideas set forth with fervor by a Tolstoy or an Ibsen who would be left cold by the flat and erudite accuracy of a volume on economics. And the confirmed Platonist is made so perhaps less by the convincingness of Plato's logic, than by the inevitable and irrefutable grace of his dramatic art. There is, for certain persons educated in the arts, a satisfaction that is neither sensuous nor emotional, but intellectual. These come to discriminate form with the abstract though warm interest of the expert. The well-informed concert-goer begins to appreciate beauties hidden to the uninitiate. He notes with eager anticipation the technical genius of a composition as it unfolds, admiring the craft and skill as well as the vision of the artist. In extreme cases this may, of course, degenerate into mere pedantry. But at its best, it is the satisfaction of the man who, having a keen eye for beauty, is all the more solicitous for its accurate realization. The satisfactions of the connoisseur are merely a refinement of less sophisticated forms of appreciation. To appreciate the bare sounds of music, or the vividness of color in a painting is the prelude to more discriminating tastes. It is impossible for most men to have in all the arts expert judgment, but the ability to be able to discriminate with authority the technical achievements of a work of genius, while it does not supplant the emotional and sense satisfaction derived from the arts, nevertheless enhances them. ART AND ÆSTHETIC EXPERIENCE IN THE SOCIAL ORDER. The creative activity which is, to a peculiar extent, the artist's, is sought and practiced to some degree by all men. Genius is rare, but talent of a minor sort is frequent. In the playing of a musical instrument, in the practice of a handicraft, in the cultivation of a garden, ordinary men in modern society find an outlet for invention, craftsmanship, and imagination. To give this joy of creation, in smaller or larger measure, to all men is to promote social happiness. In the discussion of instinct it was pointed out that men come nearest to attaining happiness when they are doing what is their bent by original nature, when they are acting out of sheer love of the activity rather than from compulsion. And since all men possess, although in moderate degree, the creative impulse, to give this impulse a chance is a distinct social good. The employment of the creative imagination demands both leisure and training. Leisure is needed because, in the routine activities of industry, men's actions are determined not by their imagination, but by the immediacies of practical demands. There may be, as Helen Marot suggests, a possibility of a wide utilization of the creative impulse in industry. But a large part of industrial life must of necessity remain routine. In consequence, during their leisure hours alone, can men find free scope for some form of æsthetic interest and activity. The second requisite is training. Even the poor player of an instrument can derive some pleasure from his performance. And, under the accidents of economic and social circumstance, many a flower may really be born to blush unseen through the fact that its talents receive no opportunity. The occasional "discovery" by a wealthy man of a genius in the slums, indicates how a more liberal and general provision of training in the arts might redound to the general good. And a more widespread endowment of training in the fine arts, if it did not produce many geniuses, might at least produce a number of competent painters and musicians, who, in the practice of their skill, during their leisure, would derive considerable and altogether wholesome pleasure. While high æsthetic capacity may be lacking in most people, æsthetic appreciation is widely diffused, and the education of taste and the growth in appreciation of the arts have been marked. The museums of art in our large cities report a constantly increasing attendance, both of visitors to the galleries and attendants at lectures. And the crowds which regularly attend musical programs of a sustainedly high character in many cities, winter and summer, are evidence of how widespread and eager is appreciation of the fine arts. In the Scandinavian countries and in Germany one of the most remarkable social phenomena has been the growth of a widely supported people's theater movement, in which there has been consistent support of the highest type of operas and plays. ART AS AN INDUSTRY. The fact that objects of art are themselves immediate satisfactions and supply human wants, makes their provision for large numbers an important social enterprise. Certain forms of art, therefore, become highly industrialized. The provision of the objects of art becomes a profitable business, as it is also made possible only by a large economic outlay. Tolstoy in his _What is Art?_ brings out strikingly the economic basis of artistic enterprises in contemporary society: For the support of art in Russia [1898], the government grants millions of roubles in subsidies to academies, conservatories, and theatres. In France, twenty million francs are assigned for art, and similar grants are made in Germany and England. In every large town enormous buildings are erected for museums, academies, conservatories, dramatic schools, and for performances and concerts. Hundreds of thousands of workmen--carpenters, masons, painters, joiners, paperhangers, tailors, hairdressers, jewelers, molders, type-setters--spend their whole lives in hard labor to satisfy the demands of art, so that hardly any other department of human activity, except the military, consumes so much energy as this. Not only is enormous labor spent on this activity, but in it, as in war, the very lives of men are sacrificed. Hundreds of thousands of people devote their lives from childhood to learning to twirl their legs rapidly (dancers), or to touch notes and strings very rapidly (musicians) or to turn every phrase inside out and find a rhyme for every word.[1] [Footnote 1: Tolstoy: _What is Art?_ pp. 1-2 (written in 1898).] Tolstoy's point in thus emphasizing the immense energies devoted to artistic enterprises is to lead us to consider what is the end of all this labor. He points out scathingly the ugliness, frivolity, and crudity of much that passes for drama in the theater, for music in the concert hall, and for literature between covers. He pleads for a simple art that shall express with sincerity the genuine emotions of the great mass of men. Whatever be our estimate of Tolstoy's sweeping condemnation of so much of what has come to be regarded as classic beauty, the point he makes about the commercialization of art is incontrovertible. If art is an industry, the good is determined, as it were, by popular vote. The many must be pleased rather than the discriminating. While, as has been noted, æsthetic appreciation is fairly general, appreciation of the subtler forms of art requires training. The glaring, the conspicuous, the broad effect, is more likely to win rapid popular approval than the subtle, the quiet, and the fragile. That taste is readily educable is true. But when immediate profits are the end, one cannot pause to educate the public. And publishing and the theater are two conspicuous instances of the conflicts that not infrequently arise between standards of economic return and standards of æsthetic merit. Even where there is no deliberate selection of the worse rather than the better, commercial standards operate to put the novel in art at a discount. As already pointed out, we tend to appreciate forms and ideas to which we are accustomed. In consequence, where commercial demands make immediate widespread appreciation necessary, the untried, the odd, the radical innovation in music, literature, or drama, is a questionable venture. There are notable instances of works which, though eventually recognized as great, had to go begging at first for a publisher or a producer. This was the case with some of Meredith's earlier novels; later Meredith, as a publisher's reader, turned down some of Shaw. The same inhospitality met some of the plays of Ibsen and some of the symphonies of Tschaikowsky. ART AND MORALS. Attention has already been called to the fact that objects of art are powerful vehicles for social propaganda. Indeed some works become famous less for their intrinsic beauty than for their moral force.[1] The effectiveness of art forms as instruments of propaganda lies in the fact, previously noted, that the ideas presented, with all the accouterments of color, form, and movement, are incomparably effective in stimulating passion; ideas thus aroused in the beholder have the vivid momentum of emotion to sustain them. There is only rhetorical exaggeration in the saying, "Let me sing a country's songs, and I care not who makes its laws." Plato was one of the first to recognize how influential art could be in influencing men's actions and attitudes. So keenly did he realize its possible influence, that in constructing his ideal state he provided for the rigid regulation of all artistic production by the governing power, and the exile of all poets. He felt deeply how insinuatingly persuasive poets could become with their dangerous "beautiful lies." Artists have, indeed, not infrequently been revolutionaries, at least in the sense that the world which they so ecstatically pictured makes even the best of actual worlds look pale and paltry in comparison. The imaginative genius has naturally enough been discontented with an existing order that could not possibly measure up to his ardent specifications. Shelley is possibly the supreme example of the type; against his incorrigible construction of perfect worlds in imagination he set the real world in which men live, and found it hateful. [Footnote 1: The classic instance of a work that certainly was notable in its early history for its propaganda value is _Uncle Tom's Cabin_. An extreme instance of a book famous almost exclusively for its vivid propaganda is Upton Sinclair's _The Jungle_.] In consequence of this discontent which the imaginative artist so often expresses with the real world, and the power of his enthusiastic visions to win the loyalties and affections of men, many moralists and statesmen have, like Plato, regarded the creative artist with suspicion. They have half believed the lyric boast of the Celtic poet who wrote: "One man with a dream at pleasure, Shall go forth and conquer a crown, And three with a new song's measure, Can trample an empire down. "We, in the ages lying, In the buried past of the earth, Built Nineveh with our sighing, And Babel itself with our mirth; We o'erthrew them with prophesying To the old of the new world's worth, For each age is a dream that, is dying, Or one that is coming to birth."[1] [Footnote 1: O'Shaughnessy: _Ode to the Music-Makers_.] Many, therefore, who have reflected upon art--Plato first and chiefly--have insisted that art must be used to express only those ideas and emotions which when acted upon would have beneficent social consequences. Only those stories are to be told, those pictures to be painted, those songs to be sung, which contribute to the welfare of the state. Many artists have similarly felt a Puritanical responsibility; they have told only those tales which could be pointed with a moral. The supreme example of this dedication of art to a moral purpose is found in the Middle Ages, when all beauty of architecture, painting, and much of literature and drama, was pervaded, as it was inspired, with the Christian message. Later Milton writes at the beginning of _Paradise Lost_: "... What in me is dark, Illumine, what is low--raise and support, That to the height of this great argument I may assert Eternal Providence, And justify the ways of God to man."[2] [Footnote 2: Milton: _Paradise Lost_, book I, lines 22-26.] In a sense, the supreme achievements of creative genius have been notable instances of the expression of great moral or religious or social ideals. Lucretius's _On the Nature of Things_ is the noblest and most passionate extant rendering of the materialistic conception of life. Goethe's _Faust_ expresses in epic magnificence a whole romantic philosophy of endless exploration and infinite desire. Dante's _Divine Comedy_ sums up in a single magnificent epic the spirit and meaning of the mediæval point of view. As Henry Osborn Taylor writes of it: Yet even the poem itself was a climax long led up to. The power of its feeling had been preparing in the conceptions, even in the reasonings, which through the centuries had been gaining ardour as they became part of the entire natures of men and women. Thus had mediæval thought become emotionalized and plastic and living in poetry and art. Otherwise, even Dante's genius could not have fused the contents of mediæval thought into a poem. How many passages in the _Commedia_ illustrate this--like the lovely picture of Lia moving in the flowering meadow, with her fair hands making her a garland. The twenty-third canto of the _Paradiso_, telling of the triumph of Christ and the Virgin, yields a larger illustration; and within it, as a very concrete lyric instance, floats that flower of angelic love, the song of Gabriel circling the Lady of Heaven with its melody, and giving quintessential utterance to the love and adoration which the Middle Ages had intoned to the Virgin. Yes, if it be Dante's genius, it is also the gathering emotion of the centuries, which lifts the last cantos of the _Paradiso_ from glory to glory, and makes this closing singing of the _Commedia_ such supreme poetry. Nor is it the emotional element alone that reaches its final voice in Dante. Passage after passage of the _Paradiso_ is the apotheosis of scholastic thought and ways of stating it, the very apotheosis, for example, of those harnessed phrases in which the line of great scholastics had endeavoured to put in words the universalities of substance and accident and the absolute qualities of God.[1] [Footnote 1: Taylor: _The Mediæval Mind_, vol. II, pp. 588-89.] In these supreme instances the ideas have been given a genuinely æsthetic expression. They are beautiful in form and music, as well as in content and vision. But not infrequently where propaganda appears, art flies out of the window. Many modern plays and novels might be cited, which in their serious devotion to the enunciation of some social ideal, lapse from song into statistics. The artist with his eye on the social consequences of his work may come altogether to cease to regard standards of beauty. It is only the rare genius who can make poetry out of politics. Even Shelley lapses into deadly and arid prosiness when his chief interest becomes the presentation of the political ideas of Godwin. In contrast with the theory that art has a social responsibility, that so powerful an instrument must be used exclusively in the presentation of adequate social ideals, must be set the doctrine, widely current in the late nineteenth century, of "art for art's sake." To the exponents of this point of view, the artist has only one responsibility, the creation of beauty. It is his to realize in form every pulsation of interest and desire, to provide every possible exquisite sensation. The artist must not be a preacher; he must not tell men what is the good; he must show them the good, which is identical with the beautiful. And he must exhibit the beautiful in every unique and lovely posture which can be imagined, and which he can skillfully realize in color, in word, or in sound. Art is its own justification; "a thing of beauty is a joy forever." Where art is governed by such intentions, form and material become more important than expression. Thus there develops in France in the late nineteenth century a school of Symbolists and Sensationalists in poetry, whose single aim is the production of precise and beautiful sensations through the specific use of evocative words. The form and the style become everything in literature, in painting, and the plastic arts. The emphasis is put upon exquisiteness in decoration, upon precision in technique, upon loveliness of material. The Pre-Raphaelite movement in poetry, with its emphasis on the use of picturesque and decorative epithets, the exclusive emphasis in some modern music on subtlety of technique in tone and color, are recent examples. The position taken has clearly this much justification. A work does not become a work of art through the fact that it expresses noble sentiments. The most righteous sermon may not be beautiful. Whatever be the source of its inspiration, art must make its appeal through the palpable and undeniable beauty of the formal embodiment it has given to its vision. However much an object be prized as a moral instrument, unless it stirs the senses and the imagination, it hardly can be called a work of art. On the other hand, things intrinsically beautiful do seem to be their own justification. A poem of Keats, a Japanese print, a delicate vase, or an exquisite song demand no moral justification. They are their own sufficient excuse for being. But the "art for art's sake" doctrine, carried to extremes, results in mere decadence or triviality. It produces at best exquisite decorative trifles rather than works of a large and serious beauty. Music seems to be the art where sheer beauty of form is its own justification, for music can hardly be used as a specific medium of communication. Those compositions that purport to be "program music," to convey definite impressions of particular scenes or ideas, are somewhat halting attempts to use music as one uses language. Yet even in music, though we may enjoy ingenious and fluent melodic trifles, we regard them less highly than the earnest and magnificent beauty of a Beethoven symphony. But because art is only effective when it appeals to the senses and to the imagination does not mean that the senses and the imagination must be stirred by insignificance. The artist may use the rhythms of music, line and color, the suggestiveness of words, in the interests of ideal values. Gifted, as he is, with imaginative foresight to imagine a world better than the one in which he is living, he may, by picturing ideals in persuasive form, not only bring them before the mind of man, but insinuate them into his heart. The rational artist may note the possibilities afoot in his environment. He may treasure these hints of human happiness, and by giving them vivid reality in the forms of art indicate captivatingly to men where possible perfections lie. "For your young men shall see visions, and your old men shall dream dreams." The artist may become the most influential of prophets, for his prophecies come to men not as arbitrary counsels, but as pictures of Perfection intrinsically lovely and intriguing. When Socrates is asked whether or not his perfect city exists, he replies that it exists only in Heaven, but that men in beholding it may, in the light of that divine pattern, learn to attain in their earthly cities a not dissimilar beauty. CHAPTER XIV SCIENCE AND SCIENTIFIC METHOD WHAT SCIENCE IS. Science may be considered either as the product of a certain type of human activity, or as a human activity satisfactory even apart from its fruits. As an activity, it is a highly refined form of that process of reflection by which man is, in the first place, enabled to make himself at home in the world. It differs from the ordinary or common-sense process of thinking, as we shall presently see, in being more thoroughgoing, systematic, and sustained. It is common sense of a most extraordinarily refined and penetrating kind. But before examining the procedure of science, we must consider briefly its imposing product, that science whose vast structure seems to the layman so final, imposing, and irrefragable. From the point of view of the product which is the fruit of reflective activity, Science may be defined as _a body of systematized and verified knowledge, expressing in general terms the relations of exactly defined phenomena._ In all the respects here noted, science may be contrasted with those matters of _common knowledge_, of _opinion_ or _belief_ which are the fruit of our casual daily thinking and experience. Science is, in the first place, a body of _systematized_ knowledge. One has but to contrast the presentation of facts in an ordinary textbook in zoölogy with the random presentation of facts in a newspaper or in casual conversation. In science the facts bearing on a given problem are presented as completely as possible and are classified with reference to their significant bearings upon the problem. Moreover the facts gathered and the classifications of relationship made are not more or less accurate, more or less true; they are tested and verified results. That putrefaction, for example, is due to the life of micro-organisms in the rotting substance is not a mere assumption. It has been proved, tested, and verified by methods we shall have occasion presently to examine. Scientific knowledge, moreover, is general knowledge. The relations it expresses are not _true_ in some cases of the precise kind described, _untrue_ in others. The relations hold true whenever these precise phenomena occur. This generality of scientific relations is closely connected with the fact that science expresses relations of exactly defined phenomena. When a scientific law expresses a certain relation between _A_ and _B_, it says in effect: Given _A_ as meaning this particular set of conditions and no others, and _B_ as meaning this particular set of conditions and no others, then this relation holds true. The relations between _exactly_ defined phenomena are expressed in general terms, that is, the relations expressed hold true, given certain conditions, whatever be the accompanying circumstances. It makes no difference what be the kind of objects, the law of gravitation still holds true: the attraction between objects is directly proportional to the product of their masses and inversely proportional to the square of the distance between them. Thus science as an activity is marked off by its method and its intent rather than by its subject-matter. As a method it is characterized by thoroughness, persistency, completeness, generality, and system. As regards its intent, it is characterized by its freedom from partiality or prejudice, and its interest in discovering what the facts are, apart from personal expectations and desires. In the scientific mood we wish to know what the nature of things is. There are men who seem to have a boundless, insatiable curiosity, who have a lifelong passion for acquiring facts and understanding the relationship between them. SCIENCE AS EXPLANATION. The satisfactions which scientific investigators derive from their inquiries are various. There is, in the first place, the sheer pleasure of gratifying the normal human impulse of curiosity, developed in some people to an extraordinary degree. Experience to a sensitive and inquiring mind is full of challenges and provocations to look further. The appearance of dew, an eclipse of the sun, a flash of lightning, a peal of thunder, even such commonplace phenomena as the falling of objects, or the rusting of iron, the evaporation of water, the melting of snow, may provoke inquiry, may suggest the question, "Why?" Experience, as it comes to us through the senses, is broken and fragmentary. The connections between the occurrences of Nature seem casual, and connected, as it were, purely by accident. A black sky portends rain. But such an inference made by the untrained mind is merely the result of habit. A black sky has been followed by rain in the past; the same sequence of events may be expected in the future. But the connection between the two is not really understood. Sometimes experiences seem to contradict each other. The straight stick looks crooked or broken in water. The apparent anomalies and contradictions, the welter of miscellaneous facts with which we come in contact through the experiences of the senses, are clarified by the generalizations of science. The world of facts ceases to be random, miscellaneous, and incalculable. Every phenomenon that occurs is seen to be an instance of a general law that holds among all phenomena that resemble it in certain definable respects. Thus the apparent bending of the stick in water is seen to be a special case of the laws of the refraction of light; the apparent anomaly or contradiction of our sense experiences is, as we say, explained. What seemed to be a contradiction and an exception is seen to be a clear case of a regular law. The desire for explanation in some minds is very strong. Science _explains_ in the sense that _it reduces a phenomenon to the terms of a general principle, whatever that principle may be._ When we meet a phenomenon that seems to come under no general law, we are confronted with a mystery and a miracle. We do not know what to expect from it. But when we can place a phenomenon under a general law, applicable in a wide variety of instances, everything that can be said of all the other instances in which the law applies, applies also to this particular case. Think of heat as motion, and whatever is true of motion will be true of heat; but we have had a hundred experiences of motion for everyone of heat. Think of the rays passing through this lens as bending toward the perpendicular, and you substitute for the comparatively unfamiliar lens the very familiar notion of a particular change in direction of a line, of which motion every day brings us countless examples.[1] [Footnote 1: James: _Psychology_, vol. II, p. 342.] It must be noticed that the explanation which science gives, is really in answer to the question, "How?" not the question, "Why?" We are said to understand phenomena when we understand the laws which _govern_ them. But to say that certain given phenomena--the appearance of dew, the falling of rain, the flash of lightning, the putrefaction of animal matter--_obey_ certain laws is purely metaphorical. Phenomena do not _obey_ laws in the sense in which we say the child follows the commands of his parents, or the soldier those of his officer. The laws of science simply describe the relations which have repeatedly been observed to exist between phenomena. They are laws in the sense that they are invariably observed successions. When it has been found that whenever _A_ is present, _B_ is also present, that the presence of _A_ is always correlated with the presence of _B_, and the presence of _B_ is always correlated with the presence of _A_, we say we have discovered a scientific law. Science thus explains in the sense that it reduces the multiplicity and variety of phenomena to simple and general laws. The ideal of unity and simplicity is the constant ideal toward which science moves, and its success in thus reducing the miscellaneous facts of experience has been phenomenal. The history of science in the nineteenth century offers some interesting examples. The discovery of the conservation of energy and its transformations has revealed to us the unity of force. It has shown, for example, that the phenomenon of heat could be explained by molecular motions. "Electricity annexed magnetism." Finally the relations of electricity and light are now known; "the three realms of light, of electricity and of magnetism, previously separated, form now but one; and this annexation seems final." There has been thus an increasing approach toward unity, toward the summation of phenomena under one simple, general formula.[1] Poincaré, in reviewing this progress, writes: [Footnote 1: Poincaré notes also the opposite tendency, for science to grow more complex. As he says: "And Newton's law itself? Its simplicity, so long undetected, is perhaps only apparent. Who knows whether it is not due to some complicated mechanism, to the impact of some subtile matter animated by irregular movements, and whether it has not become simple only through the action of averages and of great numbers? In any case it is difficult not to suppose that the true law contains complementary terms, which would become sensible at small distances." (_Foundations of Science_, p. 132.)] The better one knows the properties of matter the more one sees continuity reign. Since the labors of Andrews and Van der Wals, we get an idea of how the passage is made from the liquid to the gaseous state and that this passage is not abrupt. Similarly there is no gap between the liquid and solid states, and in the proceedings of a recent congress is to be seen, alongside of a work on the rigidity of liquids, a memoir on the flow of solids.... Finally the methods of physics have invaded a new domain, that of chemistry; physical chemistry is born. It is still very young, but we already see that it will enable us to connect such phenomena as electrolysis, osmosis, and the motions of ions. From this rapid exposition what shall we conclude? Everything considered, we have approached unity; we have not been as quick as we had hoped fifty years ago, we have not always taken the predicted way; but, finally, we have gained ever so much ground.[2] [Footnote 2: Poincaré: _loc. cit._, pp. 153-54.] The satisfaction which disinterested science gives to the investigator is thus, in the first place, one of clarification. Science, by enabling us to see the wide general laws of which all phenomena are particular instances, emancipates the imagination. It frees us from being bound by the accidental suggestions which come to us from mere personal caprice, habit, and environment, and enables us to observe facts uncolored by passions and hope, and to discover those laws of the universe which, in the words of Karl Pearson, "hold for all normally constituted minds." In ordinary experience, our impressions and beliefs are the results of inaccurate sense observation colored by hope and fear, aversion and revulsion, and limited by accidental circumstance. Through science we are enabled to detach ourselves from the personal and the particular and to see the world, as, undistorted, it must appear to any man anywhere: The scientific attitude of mind involves a sweeping away of all other desires in the interests of the desire to know--it involves suppression of hopes and fears, loves and hates, and the whole subjective emotional life, until we become subdued to the material, able to see it frankly, without preconceptions, without bias, without any wish except to see it as it is, and without any belief that what it is must be determined by some relation, positive or negative, to what we should like it to be, or to what we can easily imagine it to be.[1] [Footnote 1: Bertrand Russell: _Mysticism and Logic_, p. 44.] Besides the satisfactions of system and clarity which the sciences give, they afford man power and security. "Knowledge is power," said Francis Bacon, meaning thereby that to know the connection between causes and effects was to be able to regulate conditions so as to be able to produce desirable effects and eliminate undesirable ones. Even the most disinterested inquiry may eventually produce practical results of a highly important character. "Science is," as Bertrand Russell says, "to the ordinary reader of newspapers, represented by a varying selection of sensational triumphs, such as wireless telegraphy and aeroplanes, radio-activity, etc." But these practical triumphs in the control of natural resources are often casual incidents of patiently constructed systems of knowledge which were built up without the slightest reference to their fruits in human welfare. Wireless telegraphy, for example, was made possible by the disinterested and abstract inquiry of three men, Faraday, Maxwell, and Hertz. In alternating layers of experiment and theory these three men built up the modern theory of electromagnetism, and demonstrated the identity of light with electromagnetic waves. The system which they discovered is one of profound intellectual interest, bringing together and unifying an endless variety of apparently detached phenomena, and displaying a cumulative mental power which cannot but afford delight to every generous spirit. The mechanical details which remained to be adjusted in order to utilize their discoveries for a practical system of telegraphy demanded, no doubt, very considerable ingenuity, but had not that broad sweep and that universality which could give them intrinsic interest as an object of disinterested contemplation.[1] [Footnote 1: Bertrand Russell: _Mysticism and Logic_, p. 34 ("Science and Culture").] SCIENCE AND A WORLD VIEW. One of the values of disinterested science that is of considerable psychological importance is the change in attitude it brings about in man's realization of his place in the universe. Lucretius long ago thought to free men's minds from terror and superstition by showing them how regular, ordered, and inevitable was the nature of things. The superstitious savage walks in dread among natural phenomena. He lives in a world which he imagines to be governed by capricious and incalculable forces. To a certain extent he can, as we have seen, control these. But he is ill at ease. He is surrounded by vast ambiguous forces, and moves in a trembling ignorance of what will happen next. To those educated to the scientific point of view, there is a solidity and assurance about the frame of things. Beneath the variability and flux, which they continually perceive, is the changeless law which they have learned to comprehend. Although they discover that the processes of Nature move on indifferent to the welfare of man, they know, nevertheless, that they are dependable and certain, that they are fixed conditions of life which, to a certain extent, can be controlled, and the incidental goods and ills of which are definitely calculable. Heraclitus, the ancient Greek philosopher, noted the eternal flux, yet perceived the steady order beneath, so that he could eventually assert that all things changed save the law of change. The magnificent regularity of natural processes has been repeatedly remarked by students of science. THE ÆSTHETIC VALUE OF SCIENCE. As pointed out in the chapter on Art, scientific discovery is more than a mere tabulation of facts. It is also a work of the imagination, and gives to the worker in the scientific field precisely the same sense of satisfaction as that experienced by the creative artist. Of Kelvin his biographer writes: Like Faraday and the other great masters in science, he was accustomed to let his thoughts become so filled with the facts on which his attention was concentrated that the relations subsisting between the various phenomena gradually dawned upon him, and he _saw_ them, as if by some process of instinctive vision denied to others. ... His imagination was vivid; in his intense enthusiasm, he seemed to be driven rather than to drive himself. The man was lost in his subject, becoming as truly inspired as is the artist in the act of creation.[1] [Footnote 1: Sylvanus P. Thompson; _The Life of William Thomson, Baron Kelvin of Largs_, pp. 1125 ff.] In the working-out of a principle, the systematizing of many facts under a sweeping generalization, the scientist finds a creator's joy. He is giving form and significance to the disordered and chaotic materials of experience. The scientific imagination differs from the artistic imagination simply in that it is controlled with reference to facts. The first flash is subjected to criticism, examination, revision, and testing. But the grand generalizations of science originate in just such an unpredictable original vision. The discovery of the fitting formula which clarifies a mass of facts hitherto chaotic and contradictory is very closely akin to the process by which a poet discovers an appropriate epithet or a musician an apposite chord. But in its products as well as in its processes, scientific investigations have a high æsthetic value. There is symmetry, order, and splendor in the relations which science reveals. The same formal beauty that appeals to us in a Greek statue or a Beethoven symphony is to be found in the universe, but on a far more magnificent scale. There is, in the first place, the sense of rhythm and regularity: There comes [to the scientific investigator] a sense of pervading order. Probably this began at the very dawn of human reason--when man first discovered the year with its magnificent object-lesson of regularly recurrent sequences, and it has been growing ever since. Doubtless the early forms that this perception of order took referred to somewhat obvious uniformities; but is there any essential difference between realizing the orderliness of moons and tides, of seasons and migrations, and discovering Bodes's law of the relations of the planets, or Mendeléeff's "Periodic Law" of the relations of the atomic weights of the chemical elements?[1] [Footnote 1: Thomson: _Introduction to Science_, p. 174.] Ever since Newton's day the harmony of the spheres has been a favorite poetic metaphor. The spaciousness of the solar system has captivated the imagination, as have the time cycles revealed by the paths of comets and meteors. The universe seems indeed, as revealed by science, to present that quality of æsthetic satisfaction which is always derived from unity in multiplicity. The stars are as innumerable as they are ordered. And it was Lucretius, the poet of naturalism, who was wakened to wonder and admiration at the ceaseless productivity, inventiveness, and fertility of Nature. We find in the revelations of science again the same examples of delicacy and fineness of structure that we admire so much in the fine arts. The brain of an ant, as Darwin said, is perhaps the most marvelous speck of matter in the universe. Again "the physicists tell us that the behaviour of hydrogen gas makes it necessary to suppose that an atom of it must have a constitution as complex as a constellation, with about eight hundred separate corpuscles."[2] [Footnote 2: _Ibid._, p. 176.] THE DANGER OF "PURE SCIENCE." The fascinations of disinterested inquiry are so great that they may lead to a kind of scientific intemperance. The abstracted scientific interest may become so absorbed in the working-out of small details that it becomes over-specialized, narrow, and pedantic. The pure theorist has always been regarded with suspicion by the practical man. His concern over details of flora or fauna, over the precise minutiæ of ancient hieroglyphics, seems absurdly trivial in comparison with the central passions and central purposes of mankind. There are workers in every department of knowledge who become wrapt up in their specialties, forgetting the forest for the trees. There are men so absorbed in probing the crevices of their own little niche of knowledge that they forget the bearings of their researches. Especially in time of stress, of war or social unrest, men have felt a certain callousness about the interests of the abstrusely remote scholar. We shall have occasion to note presently that it is in this coldness and emancipation from the pressing demands of the moment that science has produced its most pronounced eventual benefits for mankind. But an uncontrolled passion for facts and relations may degenerate into a mere play and luxury that may have its fascination for the expert himself, but affords neither sweetness nor light to any one else. One has but to go over the lists of doctors' dissertations published by German universities during the late nineteenth century to find examples of inquiry that seem to afford not the slightest justification in the way of eventual good to mankind.[1] [Footnote 1: It is only fair to say that literary studies have been marked by more barren and fruitless investigations (purely philological inquiry, for example) than have the physical sciences.] PRACTICAL OR APPLIED SCIENCE. Thus far we have been considering science chiefly as an activity which satisfies some men as an activity in itself, by the æsthetic, emotional, and intellectual values they derive from it. But a fact at once paradoxical and significant in the history of human progress is that this most impersonal and disinterested of man's activities has been profoundly influential in its practical fruits. The practical application of the sciences rests on the utilization of the exact formulations of pure science. Through these formulations we can control phenomena by artificially setting up relations of which science has learned the consequences, thus attaining the consequences we desire, and avoiding those we do not. The _direct_ influence of pure science on practical life is enormous. The observations of Newton on the relations between a falling stone and the moon, of Galvani on the convulsive movements of frogs' legs in contact with iron and copper, of Darwin on the adaptation of woodpeckers, of tree-frogs, and of seeds to their surroundings, of Kirchhoff on certain lines which occur in the spectrum of sunlight, of other investigators on the life-history of bacteria--these and kindred observations have not only revolutionized our conception of the universe, but they have revolutionized or are revolutionizing, our practical life, our means of transit, our social conduct, our treatment of disease.[1] [Footnote 1: Karl Pearson: _The Grammar of Science_, pp. 35-36.] Francis Bacon was one of the first to appreciate explicitly the possibilities of the control of nature in the interests of human welfare. He saw the vast possibilities which a careful and comprehensive study of the workings of nature had in the enlargement of human comfort, security, and power. In _The New Atlantis_ he envisages an ideal commonwealth, whose unique and singular institution is a House of Solomon, a kind of Carnegie Foundation devoted to inquiry, the fruits of which might be, as they were, exploited in the interests of human happiness: "The end of our foundation is the knowledge of causes and the secret motions of things; and the enlarging of the bounds of human empire to the effecting of all things possible."[2] [Footnote 2: _The New Atlantis_.] Science sometimes appears so remote and alien to the immediate concrete objects which meet and interest us in daily experience that we tend to forget that historically it was out of concrete needs and practical interests that science arose. Geometry, seemingly a clear case of abstract and theoretical science, arose out of the requirements of practical surveying and mensuration among the Egyptians. In the same way botany grew out of herb gathering and gardening. The application of the exact knowledge gained by the pure sciences, may, if properly directed, immeasurably increase the sum of human welfare. One has but to review briefly the history of invention to appreciate this truth with vividness and detail. The great variety of the "applied sciences" shows the extent and multiplicity of the fruits of theoretical inquiry. Astronomy plays an important part in navigation; but it also earns its living by helping the surveyor and the mapmaker and by supplying the world with accurate time. Industrial chemistry offers, perhaps, the most striking examples. There is, for example, the fixation of nitrogen, which makes possible the artificial production of ammonia and potash; the whole group of dye industries made possible through the chemical production of coal tar; the industrial utilization of cellulose in the paper, twine, and leather industries; the promise of eventual production on a large scale of synthetic rubber; the electric furnace, which, with its fourteen-thousand-degree range of heat, makes possible untold increase in the effectiveness of all the chemical industries. Industrial chemistry is only one instance. The application of theoretical inquiry in physics has made possible the telegraph, the telephone, wireless telegraphy, electric motors, and flying machines. Mineralogy and oceanography have opened up new stores of natural resources. Biological research has had diverse applications. Bacteriological inquiry has been fruitfully applied in surgery, hygiene, agriculture, and the artificial preservation of food. The principles of Mendelian inheritance have been used in the practical improvement of domestic animals and cultivated plants. The list might be indefinitely extended. The sciences arose as attempts, more or less successful, to solve man's practical problems. They became historically cut off, as they may in the case of the pure scientist still be cut off, from practical considerations. But no matter how remote and abstract they become, they yield again practical fruits. Applied science, if it becomes too narrowly interested in practical results, limits its own resources. Purely theoretical inquiry may be of the most immense ultimate advantage. In a sense the more abstract and remote science becomes, the more eventual promise it contains. By getting away from the confusing and irrelevant details of particular situations, science is enabled to frame generalizations applicable to a wide array of phenomena differing in detail, but having in common significant characteristics. Men can learn fruitfully to control their experience precisely because they can emancipate themselves from the immediate demands of practical life, from the suggestions that arise in the course of instinctive and habitual action. "A certain power of _abstraction_, of deliberate turning away from the habitual responses to a situation, was required before men could be emancipated to follow up suggestions that in the end are fruitful."[1] [Footnote 1: Dewey: _How We Think_, p. 156.] Too complete absorption in immediate problems may operate to deprive action of that sweeping and penetrating vision which a freer inquiry affords. The temporarily important may be the less important in the long run. A practical adjustment of detail may produce immediate benefits in the way of improved industrial processes and more rapid and economical production, but some seemingly obscure discovery in the most abstruse reaches of scientific theory may eventually be of untold practical significance. Only the extremely ignorant can question the utility of, let us say, the prolonged application of the Greek intellect to the laws of conic sections. Whether we think of bridges or projectiles, of the curves of ships, or of the rules of navigation, we must think of conic sections. The rules of navigation, for instance, are in part based on astronomy. Kepler's Laws are foundation stones of that science, but Kepler discovered that Mars moves in an ellipse round the sun in one of the foci by a deduction from conic sections.... Yet the historical fact is that these conic sections were studied as an abstract science for eighteen centuries before they came to be of their highest use.[2] [Footnote 2: Thomson: _Introduction to Science_, pp. 239-40.] Pasteur, whose researches are of such immediate consequence in human health, began his studies in the crystalline forms of tartrates. The tremendous commercial uses which have been made of benzene had their origin "in a single idea, advanced in a masterly treatise by Auguste Kekule in the year 1865."[1] [Footnote 1: Quoted by Thomson from an address on "Technical Chemistry" by C. E. Munroe.] Practical life has been continually enriched by theoretical inquiry. Scientific descriptions increase in value as they become absolutely impersonal, absolutely precise, and especially as they become condensed general formulas, which will be applicable to an infinite variety of particular situations. And such descriptions are necessarily abstract and theoretical. ANALYSIS OF SCIENTIFIC PROCEDURE. Scientific method is merely common sense made more thoroughgoing and systematic. Reflection of a more or less effective kind takes place in ordinary experience wherever instinctive or habitual action is not adequate to meet a situation, whenever the individual has a problem to solve, an adjustment to make. Thinking, of some kind, goes on continually. Scientific thinking merely means careful, safeguarded, systematic thinking. It is thinking alert and critical of its own methods. As contrasted with ordinary common-sense thinking, it is distinguished by "caution, carefulness, thoroughness, definiteness, exactness, orderliness, and methodic arrangement." We think, in any case, because we have to, being creatures born with a set of instincts not adequate to meet the conditions of our environment. We can think carelessly and ineffectively, or carefully and successfully. Scientific method, or orderly, critical, and systematic thinking, is not applicable to one subject-matter exclusively. Examples are commonly drawn from the physical or chemical or biological laboratory, but the elements of scientific method may be illustrated in the procedure of a business man meeting a practical problem, a lawyer sifting evidence, a statesman framing a new piece of legislation. In all these cases the difference between a genuinely scientific procedure and mere casual and random common sense is the same. Science is nothing but _trained and organized common sense_, differing from the latter only as a veteran may differ from a raw recruit: and its methods differ from those of common sense only so far as the guardsman's cut and thrust differ from the manner in which a savage wields his club. The primary power is the same in each case, and perhaps the untutored savage has the more brawny arm of the two. The _real_ advantage lies in the point and polish of the swordsman's weapon; in the trained eye quick to spy out the weakness of the adversary; in the ready hand prompt to follow it on the instant. But, after all, the sword exercise is only the hewing and poking of the clubman refined and developed. So, the vast results obtained by science are won by ... no mental processes, other than those which are practiced by everyone of us, in the humblest and meanest affairs of life. A detective policeman discovers a burglar from the marks made by his shoe, by a mental process identical with that by which Cuvier restored the extinct animals of Montmartre from fragments of their bones.... Nor does that process of induction and deduction by which a lady finding a stain of a peculiar kind upon her dress, concludes that somebody has upset the inkstand thereon, differ, in any way, in kind, from that by which Adams and Leverrier discovered a new planet. The man of science, in fact, simply uses with scrupulous exactness the methods which we all, habitually and at every moment, use carelessly; and the man of business must as much avail himself of the scientific method--must as truly be a man of science--as the veriest bookworm of us all.[1] [Footnote 1: Huxley: _Lay Sermons, Addresses, and Reviews_, pp. 77, 78 (in "The Educational Value of the Natural History Sciences").] The scientific procedure becomes, as we shall see, highly complicated, involving elaborate processes of observation, classification, generalization, deduction or development of ideas, and testing. But it remains thinking just the same, and originates in some problem or perplexity, just as thinking does in ordinary life. SCIENCE AND COMMON SENSE. It is profitable to note in some detail the ways in which scientific method, in spirit and technique, differs from common-sense thinking. It is more insistent in the first place on including the whole range of relevant data, of bringing to light all the facts that bear on a given problem. In common-sense thinking we make, as we say, snap judgments; we jump at conclusions. Anything plausible is accepted as evidence; anything heard or seen is accepted as a fact. The scientific examiner insists on examining and subjecting to scrutiny the facts at hand, on searching for further facts, and on distinguishing the facts genuinely significant in a given situation from these that happen to be glaring or conspicuous. This is merely another way of saying that both accuracy and completeness of observation are demanded, accuracy in the examination of the facts present, and completeness in the array of facts bearing on the question at hand. Scientific thinking is thus primarily inquiring and skeptical. It queries the usual; it tries, as we say, to penetrate beneath the surface. Common sense, for example, gives suction as the explanation of water rising in a pump. But where, as at a great height above sea level, this mysterious power of suction does not operate, or when it is found that it does not raise water above thirty-two feet, common sense is at a loss. Scientific thinking tries to analyze the gross fact, and by accurately and completely observing all the facts bearing on the phenomenon endeavors to find out "what _special_ conditions are present when the effect occurs" and absent when it does not occur. Instead of trying to fit all unusual, contradictory, or exceptional facts into _a priori_ ideas based on miscellaneous and unsifted facts, it starts without any _fixed_ conclusions beforehand, but carefully observes all the facts which it can secure with reference to a particular problem, deliberately seeking the exceptional and unusual as crucial instances. Thus in a sociological inquiry, the scientist, instead of accepting "common-sense" judgments (based on a variety of miscellaneous, incomplete, and unsifted facts) that certain races are inferior or superior, tries, by specific inquiries, to establish the facts of racial capacities or defects. Instead of accepting proverbial wisdom and popular estimates of the relative capacities of men and women, he tries by careful observation and experiment accurately to discover all the facts bearing on the question, and to generalize from those facts. Scientific method thus discounts prejudice or dogmatism. A prejudice is literally a pre-judgment. Common sense sizes up the situation beforehand. Instead of examining a situation in its own terms, and _arriving_ at a conclusion, it _starts_ with one. The so-called hard-headed man of common sense _knows_ beforehand. He has a definite and stereotyped reaction for every situation with which he comes in contact. These rubber-stamp responses, these unconsidered generalizations, originate in instinctive desires, or in preferences acquired through habit. Common sense finds fixed pigeon holes into which to fit all the variety of specific circumstances and conditions which characterize experience. "When its judgments happen to be correct, it is almost as much a matter of good luck as of method.... That potatoes should be planted only during the crescent moon, that near the sea people are born at high tide and die at low tide, that a comet is an omen of danger, that bad luck follows the cracking of a mirror," all these are the results of common-sense observation. Matters of common knowledge are thus not infrequently matters of common misinformation. Common-sense knowledge is largely a matter of uncritical belief. When there is absent scientific examination of the sources and grounds of belief, those judgments and conclusions are likely to be accepted which happen to have wide social currency and authority. In an earlier chapter, it was shown how the mere fact of an opinion prevailing among a large number of one's group or class gives it great emotional weight. Where opinions are not determined by intelligent examination and decision, they are determined by force of habit, early education, and the social influences to which one is constantly exposed. The scientific spirit is a spirit of emancipated inquiry as contrasted with blind acceptance of belief upon authority. The phenomenal developments of modern science began when men ceased to accept authoritatively their beliefs about man and nature, and undertook to examine phenomena in their own terms. The phenomenal rise of modern science is coincident with the collapse of unquestioning faith as the leading ingredient of intellectual life. Common sense renders men peculiarly insensitive to the possibilities of the novel, peculiarly susceptible to the influence of tradition. It was common sense that credited the influence of the position of the stars upon men's welfare, the power of old women as witches, and the unhealthiness of night air. It was common sense also that ridiculed Fulton's steamboat, laughed at the early attempts of telegraphy and telephony, and dismissed the aeroplane as an interesting toy. The characteristic feature of common sense or empirical thinking is its excess traditionalism, its wholesale acceptance of authority,[1] its reliance upon precedent. Where beliefs are not subjected to critical revision and examination, to the constant surveillance of the inquiring intelligence, there will be no criterion by which to estimate the true and the false, the important and the trivial. All beliefs that have wide social sanction, or that chime in with immediate sense impressions, established individual habits, or social customs will be accepted with the same indiscriminate hospitality. To common sense the sun _does_ appear to go round the earth; the stick _does_ appear broken in water. Thus "totally false opinions may appear to the holder of them to possess all the character of rationally verifiable truth." [Footnote 1: "Authority" in this sense of social prestige must be distinguished from "authority" in the sense of scientific authority. The acceptance of the authority of the expert is the acceptance of opinions that we have good reason to believe are the result of scientific inquiry.] The dangers and falsities of common-sense judgments are conditioned not only by expectations and standards fixed by the social environment, but by one's own personal predilections and aversions. Recent developments in psychology have made much of the fact that many of our so-called reasoned judgments are rationalizations, secondary reasons found after our initial, primary, and deep-seated emotional responses have been made. They are the result of emotional "complexes," fears, expectations, and desires of which we are not ourselves conscious.[1] It is from these limiting conditions of personal preference and social environment that scientific method frees us. [Footnote 1: "When a party politician is called upon to consider a new measure, his verdict is largely determined by certain constant systems of ideas and trends of thought, constituting what is generally known as 'party bias.' We should describe these systems in our newly acquired terminology as his 'political complex.' The complex causes him to take up an attitude toward the proposed measure which is quite independent of any absolute merits that the latter may possess. If we argue with our politician, we shall find that the complex will reinforce in his mind those arguments which support the view of his party, while it will infallibly prevent him from realizing the force of the arguments propounded by the opposite side. Now, it should be observed that the individual himself is probably quite unaware of this mechanism in his mind. He fondly imagines that his opinion is formed solely by the logical pros and cons of the measure before him. We see, in fact, that not only is his thinking determined by a complex of whose action he is unconscious, but that he believes his thoughts to be the result of other causes which are in reality insufficient and illusory. This latter process of self-deception, in which the individual conceals the real foundation of his thought by a series of adventitious props, is termed 'rationalization.' "The two mechanisms which manifest themselves in our example of the politician, the unconscious origin of beliefs and actions, and the subsequent process of rationalization to which they are subjected, are of fundamental importance in psychology." (Bernard Hart: _The Psychology of Insanity_, pp. 64-66.)] Again, even where common-sense judgments are not particularly qualified by such conditions, they are frequently based upon the observation of purely accidental conjunctions of circumstances. A sequence once or twice observed is taken as the basis of a causal relation. This gives rise to what is known in technical logic as the _post hoc ergo propter hoc_ fallacy; that is, the assumption that because one thing happens after another, therefore it happens _because_ of it. Many superstitions probably had their origin in such chance observations, and belief in them is strengthened by some accidental confirmation. Thus if a man walks under a ladder one day and dies the next, the believer in the superstition that walking under a ladder brings fatal results will find in this instance a clear ratification of his belief. There seems to be an inveterate human tendency to seek for causes, and by those who are not scientific inquirers causes are lightly assigned. It is easiest and most plausible to assign as a cause an immediately preceding circumstance. Exceptional or contradictory circumstances are then either unnoticed or pared down to fit the belief. Scientific method does not depend on such chance conjunctions of circumstance, but controls its observations or experimentally arranges conditions so as to discover what are the conditions necessary to produce given effects, or what effects invariably follow from given causes. It does not accept a chance conjunction as evidence of an invariable relation, but seeks, under regulated conditions, to discover what the genuinely invariable relations are. This method of controlling our generalizations about the facts of experience, we shall presently examine in some detail. CURIOSITY AND SCIENTIFIC INQUIRY. Curiosity, the instinctive basis of the desire to know, is the basis of scientific inquiry. Without this fundamental desire, there could be no sustaining motive to deep and thoroughgoing scientific research, for theoretical investigations do not always give promise of immediate practical benefits. The scientific interest is a development of that restless curiosity for a knowledge of the world in which they are living which children so markedly exhibit. Beginning as a kind of miscellaneous and omnivorous appetite for facts of whatever description, it grows into a desire to understand the unsuspected and hidden relations between facts, to penetrate to the unities discoverable beneath the mysteries and multiplicities of things. The scientific mood is thus in the first place a sheer instinctive curiosity, a basic passion for facts. It is this which sustains the scientific worker in the sometimes long and dreary business of collecting specimens, instances, details. Many of the most notable scientific advances, as Lord Kelvin pointed out, must be attributed to the most protracted and unmitigated drudgery in the collection of facts, a thoroughgoing and trying labor in which the scientific worker could persist only when fortified by an eager and insistent curiosity. This "hodman's work" is the basis of the great generalizations which constitute the framework of the modern scientific systems. "The monotonous and quantitative work of star-cataloguing has been continued from Hipparchus, who began his work more than a century before Christ, work which is continued even to the present day. This work, uninspiring as it seems, is yet an essential basis for the applications of astronomy, the determination of time, navigation, surveying. Furthermore, without good star places, we can have no theory of the motions of the solar system, and without accurate catalogues of the stars we can know nothing of the grander problems of the universe, the motion of our sun among the stars, or of the stars among themselves."[1] [Footnote 1: Hinks: _Astronomy_, p. 162.] Not only is curiosity a sustaining motive in the drudgery of collection and research incident and essential to scientific generalization; it alone makes possible that suspense of judgment which is necessary to fruitful scientific inquiry. This suspense is, as we have already seen, difficult for most men. Action demands immediate decision, and inquiry deliberately postpones decision. It is only a persistent desire to "get at the bottom of the matter" that will act as a check upon the demands of social life and of individual impatience which rush us to conclusions. In most men, as earlier noted, the sharp edge of curiosity becomes easily blunted. They are content, outside their own immediate personal interests, "to take things for granted." They glide over the surfaces of events, they cease to query the authenticity of facts, or to examine their relevance and their significance, or to be concerned about their completeness. For an example, one has but to listen to or partake in the average discussion of any political or social issue of the present day. There are few men who retain, even as far as middle life, a genuinely inquiring interest in men and affairs. Their curiosity is dulled by fatigue and the pressure of their own interests and preoccupations, and they allow their prejudices and formulas to pass for judgments and conclusions. The scientist is the man in whom curiosity has become a permanent passion, who, as long as he lives, is unwilling to forego inquiry into the processes of Nature, or of human relations. THINKING BEGINS WITH A PROBLEM. While the general habit of inquiry is developed in the satisfaction of the instinct of curiosity, any particular investigation begins with a felt difficulty. By difficulty is not meant one of an imperative and practical kind, but any problem whether theoretical or practical. For many men, it is true, thinking occurs only when instinct and habit are inadequate to adjust them to their environment. Any problem of daily life affords an example. To borrow an illustration from Professor Dewey: A man traveling in an unfamiliar region comes to a branching of the roads. Having no sure knowledge to fall back upon, he is brought to a standstill of hesitation and suspense. Which road is right? And how shall the perplexity be resolved? There are but two alternatives. He must either blindly and arbitrarily take his course, trusting to luck for the outcome, or he must discover grounds for the conclusion that a given road is right.[1] [Footnote l: Dewey: _How We Think_, p. 10.] To the inquiring mind, purely theoretical difficulties or discrepancies will provoke thought. To the astronomer an unaccounted-for perturbation in the path of a planet provokes inquiry; the chemist is challenged by a curious unexplained reaction of two chemical elements, the biologist, anterior to the discovery of micro-organisms, by the putrefaction of animal tissues. The degree to which curiosity persists and the extent of training a man has had in a given field largely determine the kind of situations that will provoke inquiry. "A primrose by the river's brim" may be simply a primrose to one man, while to another, a botanist, it may suggest an interesting and complex problem of classification. But however remote and recondite thinking becomes, however far removed from immediate practical concerns, it occurs essentially in a situation analogous to the "forked-road situation" described above. The situation as it stands is confused, ambiguous, uncertain. In a practical problem, for example, there are two or more courses of action open to us, all of them giving promise as solutions of our difficulties. We aim through reflection to reduce the uncertainty, to clarify the situation, to discover more clearly the consequences of the various alternatives which suggest themselves to us. When action is unimpeded, suggestions flow on just as they arise in our minds. This is illustrated best in the reveries of a day-dream when casual and disconnected fancies follow each other in random and uncontrolled succession. But when there is a problem to be settled, an ambiguity to be resolved, suggestions are held in check and controlled with reference to the end we have in view; each suggestion is estimated with regard to its relevance to the problem in hand. Every idea that arises is, so to speak, queried: "Is it or is it not a solution to our present difficulty?" We are indebted to Professor Dewey, for an analysis of the thought process. Every instance of thinking reveals five steps: (1) A felt difficulty, (2) its location and definition, (3) suggestions of possible solutions, (4) development by reasoning of the bearings of the most promising suggestion, (5) further observation or experiment leading to its acceptance or rejection, that is a conclusion either of belief or disbelief. When instinct or habit suffices to adjust us to our environment, action runs along smoothly, freely, uninterruptedly. In consequence the provocation to thinking may at first be a mere vague shock or disturbance. We are, as it were, in trouble without knowing precisely what the trouble is. We must carefully inquire into the nature of the problem before undertaking a solution. To take a simple instance, an automobile may suddenly stop. We know there is a difficulty, but whether it is a difficulty with the transmission, with the carburetor, or with the supply of gasoline, we cannot at first tell. Before we do anything else in solving our problem, we find out literally and precisely _what the trouble is_. To take a different situation, a doctor does not undertake to prescribe for a patient until he has diagnosed the difficulty, found out precisely what the features of the problem are. The second step after the situation has been examined and its precise elements defined, is _suggestion_. That is, we consider the various possibilities which _suggest_ themselves as solutions to our problem. There may be several ways of temporarily repairing our engine; the doctor may think of two or three possible treatments for a disease. In one sense, suggestion is uncontrollable. The kind of suggestions that occur to an individual depend on his "genius or temperament," on his past experiences, on his hopes or fears or expectations when that particular situation occurs. We can, however, through the methods of science, control suggestions indirectly. We can do this, in the first place, by reëxamining the facts which give rise to suggestion. If upon close examination, the facts appear differently from what they did at first, we will derive different inferences from them. Different suggestions will arise from the facts _A, B, C_, than from the facts _A', B', C'_. Again we can regulate the conditions under which credence is given to the various suggestions that arise. These suggestions are entertained merely as tentative, and are not accepted until experimentally verified. "The suggested conclusion as only tentatively entertained constitutes an idea." After the variety of suggestions that proffer themselves as solutions to a problem have been considered, the third step is the logical development of the idea or suggestion that gives most promise of solving the difficulty. That is, even before further facts are sought, the idea that gives promise of being a solution is followed out to its logical consequences. Thus, for example, astronomers were for a long time puzzled by unexplained perturbations in the path of the planet Uranus. The suggestion occurred that an unseen planet was deflecting it from the path it should, from observation and calculation, be following. If this were the case, from the amount of deflection it was mathematically calculated, prior to any further observation, that the supposed planet should appear at a certain point in space. It was by this deductive elaboration that the planet Neptune was discovered. It was figured out deductively that a planet deflecting the path of the planet Uranus by just so-and-so much should be found at just such and such a particular point in the heavens. When the telescopes were turned in that direction, the planet Neptune was discovered at precisely the point deductively forecast. The elaboration of an idea through reasoning it out may sometimes lead to its rejection. But in thinking out its details we may for the first time note its appositeness to the solution of the problem in hand. The gross suggestion may seem wild and absurd, but when its bearings and consequences are logically developed there may be some item in the development which dovetails into the problem as its solution. William James gives as the outstanding feature of reasoning, "sagacity, or the perception of the essence."[1] By this he meant the ability to single out of a complex situation or idea the significant or key feature. It is only by a logical development of a suggested solution to a problem that it is possible to hit upon the essence of the matter for a particular situation, to single out of a gross total situation, the key to the phenomenon. "In reasoning, _A_ may suggest _B_; but _B_, instead of being an idea which is simply _obeyed_ by us, is an idea which suggests the distinct additional idea _C_. And where the train of suggestion is one of reasoning distinctively so-called as contrasted with mere 'revery,' ... the ideas bear certain inward relations to each other which we must carefully examine. The result _C_ yielded by a true act of reasoning is apt to be a thing voluntarily _sought_, such as the means to a proposed end, the ground for an observed effect, or the effect of an assumed cause."[2] Thus what at first sight might seem a fantastic suggestion may, when its bearings are logically followed out, be seen in one of its aspects to be the key to the solution of a problem. To primitive man it might have seemed absurd to suggest that flowing water might be used as power; to the man in Franklin's day that the same force that was exhibited in the lightning might be used in transportation and in lighting houses.[1] [Footnote 1: James: _Psychology_, vol. II, p. 343.] [Footnote 2: _Ibid._, p. 329.] [Footnote 1: James gives an illuminating passage on the importance of the effectiveness of _reasoning_ things out: "I have a student's lamp, of which the flame vibrates most unpleasantly unless the collar which bears the chimney be raised about a sixteenth of an inch. I learned the remedy after much torment by accident, and now always keep the collar up with a small wedge. But my procedure is a mere association of two totals, diseased object and remedy. One learned in pneumatics could have named the _cause_ of the disease, and thence inferred the remedy immediately. By many measurements of triangles, one might find their area always equal to their height multiplied by half their base, and one might formulate an empirical law to that effect. But a reasoner saves himself all this trouble, by seeing that it is the essence (_pro hac vice_) of a triangle to be the half of a parallelogram whose area is the height into the entire base. To see this he must invent additional lines; and the geometer must often draw such to get at the essential properties he may require in a figure. The essence consists in some _relation of the figure to the new lines_, a relation not obvious at all until they are put in. The geometer's sagacity lies in the invention of the new lines." (_Psychology_, vol. II, pp. 339-40.)] But no thinking is conclusive until after the experimental certification and warranting of the idea which has been held in mind as the solution of the problem. By deduction, by logical elaboration of an idea, we find its adoption involves certain consequences. Some of the logical consequences which follow from an idea may indicate that it is a plausible solution of our problem. But no matter how plausible a suggestion looks, until it is verified by observation or experiment the thinking process is not concluded, is not finished, as we say, _conclusively_. When an idea or a suggestion has been developed, and seen to involve--as an idea--certain inevitable logical consequences, the idea must be tested by further observation and experiment. Suggestions arise _from_ facts and must be tested _by_ them. Until the suggestion is verified, it remains merely a suggestion, a theory, a hypothesis, an idea. It is only when the consequences implied logically in the very idea itself are found in the actual situation that the idea is accepted as a solution to the problem. Sometimes the suggestion may be verified by observation; sometimes conditions must be deliberately arranged for testing its adequacy. In either case it is only when the facts of the situation correspond to the conditions theoretically involved that the tentative idea is accepted as a conclusion. Thus a treatment that is regarded by the doctor as a possible cure can be called an actual cure only when its beneficent results are observed. The supposition about the planet Neptune is only verified when the planet is actually observed in the heavens. Thinking ends, as it begins, in observation. At the beginning the facts are carefully examined to see precisely where the difficulty lies; at the end they are again examined to see whether an idea, an entertained hypothesis, a suggested solution, can be verified in actual observable results. THE QUALITY OF THINKING--SUGGESTION. The quality of thinking varies, first, with the fertility of suggestion of the analyzing mind. Ease of suggestion, in the first place, depends on innate individual differences. There are some minds so constituted that every fact provokes a multitude of suggestions. Readiness in responding with "ideas" to any experience is dependent primarily on initial differences in resilience and responsiveness. But differences in training and past experience are also contributory. A man who has much experience in a given field, say in automobile repairing, will, given a difficulty, not only think of more suggestions, but think more rapidly in that field. Again persons differ in range or number of suggestions that occur. The quality of the thinking process and of the results it produces depends, in part, on the variety of suggestions which occur to an individual in the solution of a given problem. If too few suggestions occur one may fail to hit upon any promising solution. If too many suggestions occur one may be too confused to arrive at any conclusion at all. Whether an individual has few or many suggestions depends largely on native differences. It depends, also, however in part, on acquaintance with a given field. And the fertility of suggestions may be increased by a careful survey and re-survey of the facts at hand, and by the deliberate searching-out of further facts from which further suggestions may be derived. Suggestions differ, finally, in regard to depth or significance; by nature and by training, individuals produce ideas of varying degrees of significance in the solution of problems. Ease and versatility of suggestion not infrequently connote superficiality; to make profound and far-reaching suggestions takes time. It is further requisite, as already pointed out, that the analyzing mind be free from prejudice. Thinking is continually qualified, as we have seen, by preferences and aversions. Every prejudice, every _a priori_ belief we have, literally prejudges the inquiry. Whenever we are moved by a "predominant passion," we cannot survey the facts impartially. It is hard to think clearly and justly about people whom we love or hate, or to estimate with precision the morality of actions toward which we are moved by very strong impulses. It is only the mind that remains resolutely emancipated from the compulsions of habit and circumstances, that persists in surveying facts as they are, letting the chips, so to speak, fall where they will, that can be really effective in thinking. In the physical sciences it is comparatively easy to start with no prejudices; in social inquiries where we are bound by traditions, loyalties, and antipathies it is much more difficult. Not the least essential to effective thinking is persistence and thoroughness of investigation. Since we are primarily creatures of action, we crave definiteness and immediacy of decision, and there is a constant temptation to rush to a conclusion. In order to attain genuine completeness of the facts and certainty and accuracy as to what the facts are, long, unwavering persistence is required. There must be persistence, moreover, not merely because of the length of time and the amount of labor involved in the collection of data; steadiness is required in holding in mind the end or purpose of the investigation. Too often in inquiry into the facts of human relations, the specific problem is forgotten and facts are collected with an indiscriminate omnivorousness. There is in such cases plodding, but of an unenlightened and fruitless sort. Not only _persistency_ but _consistency_ is required. The investigation must be steadily carried on with persistent and unwavering reference to the specific business in hand. Effective thinking depends further on familiarity with the field of facts under investigation. Even the most ready and fertile of minds, the most orderly habits of thought, are at a loss without a store of material; that is, facts from which suggestions may arise. And this store of materials can only be attained through a thoroughgoing acquaintance with the particular field of inquiry. Thinking aims to explain the relations between facts, and an intimate acquaintance with facts involved in a given situation is prerequisite to any generalization whatsoever. While the native fertility of given minds cannot be controlled, suggestions can be controlled indirectly. Suggestions arise from the data at hand, but the data themselves change under more precise conditions of observation, and the suggestions that arise from them change in consequence. The whole elaborate apparatus of science, its instruments of precision, are designed to yield an exact determination of the precise nature of the data at hand. The scientist attempts to prevent "reading-in" of meanings. "Reading-in" of meanings may be due to various causes. In the first place there may be purely physical causes: a dim light, a fog, a cracked window-pane are examples of how ordinary observation may lead us astray. Again, physiological causes may be at work to distort sensations: imperfection's in the sense organs, fatigue, illness, and the like are examples. But not least among the causes of error must be set psychological causes. That is, we read facts differently in the light of what we fear or hope, like or dislike, expect or recall. We see things the way we want them to be, or the way previous experience has taught us to expect them to be. Both physiological and psychological causes may be checked up by instruments. Indeed, one of the chief utilities of instruments of precision is that they do serve to check up personal error. They prevent scientific inquirers from reading in meanings to which they are led by hope, fear, preference, or aversion. They help us to see the facts as they are, not as for various social and personal reasons we want or expect them to be. They help to give precise and permanent impressions which are not dependent for their discovery or for their preservation on the precariousness of human observation or memory. CLASSIFICATION. Next only in importance to accurate observation of the facts is their classification. Objects of experience as they come to us through the senses appear in a sequence which is random and chaotic. But in order to deal effectively with our experience we must arrange facts according to their likenesses and differences. Whenever we discover certain striking similarities between facts, we classify them, place them in a class, knowing that what will apply to one will apply to all. Some logicians go so far as to say that science cannot go any further than accurate classification. In the words of Poincaré: The most interesting facts are those which may serve many times; these are the facts which have a chance of coming up again. We have been so fortunate as to have been born in a world where there are such. Suppose that instead of sixty chemical elements there were sixty milliards of them, that they were not some common, the others rare, but that they were equally distributed. Then, every time we picked up a new pebble there would be great probability of its being formed of some unknown substance; all that we knew of other pebbles would be worthless for it; before each new object we should be as the new-born babe; like it we could only obey our caprices or our needs. Biologists would be just as much at a loss if there were only individuals and no species, and if heredity did not make sons like their fathers.[1] [Footnote 1: Poincaré: _Foundations of Science_, p. 363.] The aim of classification in science is grouping in such a way as to make manifest at once similarities in the behavior of objects. That characteristic is selected as a basis of classification with which is correlated the greatest number of other characteristics belonging to the facts in question. It would be possible to classify all living things according to color, but such a classification would be destitute of scientific value. Biology offers some interesting examples of how an illuminating classification may be made on the basis of a single characteristic. It has been found, for example, that the differences or resemblances of animals are correlated with corresponding differences or resemblances in their teeth. In general, the function of classification may be summarized in Huxley's definition as modified by Jevons: By the classification of any series of objects is meant the actual or ideal arrangement together of those things which are like and the separation of those things which are unlike, the purpose of the arrangement being, primarily, to disclose the correlations or laws of union of properties and circumstances, and, secondarily, to facilitate the operations of the mind in clearly conceiving and retaining in memory the characters of the object in question. It should be noted that the object of classification is not simply to indicate similarities but to indicate distinctions or differences. In scientific inquiry, differences are as crucial in the forming of generalizations as similarities. It is only possible to classify a given fact under a scientific generalization when the given fact is set off from other facts, when it is seen to be the result of certain special conditions. If a man infers from a single sample of grain as to the grade of wheat of the car as a whole, it is induction, and under certain circumstances, a _sound_ induction; other cases are resorted to simply for the sake of rendering that induction more guarded and correct. In the case of the various samples of grain, it is the fact that the samples are unlike, at least in the part of the carload from which they are taken, that is important. Were it not for this unlikeness, their likeness in quality would be of no avail in assisting inference.[1] [Footnote 1: Dewey: _How We Think_, pp. 89-90.] EXPERIMENTAL VARIATION OF CONDITIONS. In forming our generalizations from the observation of situations as they occur in Nature, we are at a disadvantage. If we observe cases just as we find them, there is much present that is irrelevant to our problem; much that is of genuine importance in its solution is hidden or obscure. In experimental investigation we are, in the words of Sir John Herschel, "active observers"; we deliberately invent crucial or test cases. That is, we deliberately arrange conditions so that every factor is definitely known and recognized. We then introduce into this set of completely known conditions one change, one new circumstance, and observe its effect. In Mill's phrase, we "take a phenomenon home with us," and watch its behavior. Mill states clearly the outstanding advantage of experimentation over observation: When we can produce a phenomenon artificially, we can take it, as it were, home with us, and observe it in the midst of circumstances with which in all other respects we are accurately acquainted. If we desire to know what are the effects of the cause _A_, and are able to produce _A_ by means at our disposal, we can generally determine at our own discretion ... the whole of the circumstances which shall be present along with it; and thus, knowing exactly the simultaneous state of everything else which is within the reach of _A's_ influence, we have only to observe what alteration is made in that state by the presence of _A_. For example, by the electric machine we can produce, in the midst of known circumstances, the phenomena which Nature exhibits on a grander scale in the form of lightning and thunder. Now let any one consider what amount of knowledge of the effects and laws of electric agency mankind could have obtained from the mere observation of thunderstorms, and compare it with that which they have gained, and may expect to gain, from electrical and galvanic experiments.... When we have succeeded in isolating the phenomenon which is the subject of inquiry, by placing it among known circumstances, we may produce further variations of circumstances to any extent, and of such kinds as we think best calculated to bring the laws of the phenomenon into a clear light. By introducing one well-defined circumstance after another into the experiment, we obtain assurance of the manner in which the phenomenon behaves under an indefinite variety of possible circumstances. Thus, chemists, after having obtained some newly discovered substance in a pure state, ... introduce various other substances, one by one, to ascertain whether it will combine with them, or decompose them, and with what result; and also apply heat or electricity or pressure, to discover what will happen to the substance under each of these circumstances.[1] [Footnote 1: Mill: _Logic_ (London, 1872), vol. I, pp. 441-42.] Through experiment, we are thus enabled to observe the relation of specific elements in a situation. We are, furthermore, enabled to observe phenomena which are so rare in occurrence that it is impossible to form generalizations from them or improbable that we should even notice them: "We might have to wait years or centuries to meet accidentally with facts which we can readily produce at any moment in a laboratory; and it is probable that many of the chemical substances now known, and many excessively useful products, would never have been discovered at all, by waiting till Nature presented them spontaneously to our observation." And phenomena, such as that of electricity, which can only be understood when the conditions of their occurrence are varied, are presented to us in Nature most frequently in a fixed and invariable form. GENERALIZATIONS, THEIR ELABORATION AND TESTING. So far we have been concerned with the steps in the control of suggestion, the reëxamination of the facts so that significant suggestions may be derived, and the elimination of the significant from the insignificant in the elements of the situation as it first confronts us. In logically elaborating a suggestion, as we have already seen, we trace out the bearings of a given situation. We expand it; we see what it _implies_, what it means. Thus, if we came, for example, to a meeting that had been scheduled, and found no one present, we might have several solutions arise in our minds. The meeting, we might suppose, had been transferred to another room. If that were the case, there would probably be some notice posted. In all cases of deductive elaboration, we go through what might be called the If-Then process. If _such-and-such_ is the case, then _such-and-such_ will follow. We can then verify our suggested solution to a problem, by going back to the facts, to see whether they correspond with the implications of our suggestion. We may, to take another example, think that a man who enters our office is an insurance agent, or a book solicitor who had said he would call upon us at a definite date. If such is the case, he will say such-and-such things. If he does say them, then our suggestion is seen to be correct. The advantages of developing a suggestion include the fact that some link in the logical chain may bear a more obvious relation to our problem than did the undeveloped suggestion itself. The systematic sciences consist of such sets of principles so related that any single term implies certain others, which imply certain others and so on _ad infinitum_. After the facts have been elaborated, the generalization, however plausible it may seem, must be subjected to experimental corroboration. That is, if a suggestion is found through local elaboration to mean _A, B, C_, then the situation must be reëxamined to see if the facts to be found tally with the facts deduced. In the case cited, the suggestion that the man who entered the room was the insurance agent we expected would be verified if he immediately broached the subject and the fact, say, of a previous conversation. In the case of disease, if the illness is typhoid, we shall find certain specific conditions in the patient. If these are found, the suggestion of typhoid is verified. The _reliability_ of generalizations made by this scientific procedure varies according to several factors. It varies, in the first place, according to the correspondence of the predictions made on the basis of the generalization, with subsequent events. The reason we say the law of gravitation holds true is because in every instance where observations or experiments have been made, the results have tallied precisely with expectations based upon the generalization. We can, to a certain extent, determine the reliability of a generalization before comparing our predictions with subsequent events. If a generalization made contradicts laws that have been established in so many instances that they are practically beyond peradventure, it is suspect. A law, for example, that should be an exception to the laws of motion or gravitation, is _a priori_ dubious. If an induction conflicts with stronger inductions, or with conclusions capable of being correctly deduced from them, then, unless on reconsideration it should appear that some of the stronger inductions have been expressed with greater universality than their evidence warrants, the weaker one must give way. The opinion so long prevalent that a comet, or any other unusual appearance in the heavenly regions, was the precursor of calamities to mankind, or to those at least who witnessed it; the belief in the veracity of the oracles of Delphi or Dodona; the reliance on astrology, or on the weather prophecies in almanacs, were doubtless inductions supposed to be grounded on experience.... What has really put an end to these insufficient inductions is their inconsistency with the stronger inductions subsequently obtained by scientific inquiry, respecting the causes on which terrestrial events really depend.[1] [Footnote 1: Mill: _Logic_ (London, 1872), vol. I, pp. 370-71.] THE QUANTITATIVE BASIS OF SCIENTIFIC PROCEDURE. Science _is_ science, some scientists insist, in so far as it is mathematical. That is, in the precise determination of facts, and in their repetition with a view to their exact determination, quantities must be known. The sciences have developed in exactness, in so far as they have succeeded in expressing their formulations in numerical terms. The physical sciences, such as physics and chemistry, which have been able to frame their generalizations from precise quantities, have been immeasurably more certain and secure than such sciences as psychology and sociology, where the measurement of exact quantities is more difficult and rare. Jevons writes in his _Principles of Science_: As physical science advances, it becomes more and more accurately quantitative. Questions of simple logical fact resolve themselves after a while into questions of degree, time, distance, or weight. Forces hardly suspected to exist by one generation are clearly recognized by the next, and precisely measured by the third generation.[1] [Footnote 1: Jevons: _Principles of Science_, p. 270.] The history of science exhibits a constant progress from rude guesses to precise measurement of quantities. In the earliest history of astronomy there were attempts at quantitative determinations, very crude, of course, in comparison with the exactness of present-day scientific methods. Every branch of knowledge commences with quantitative notions of a very rude character. After we have far progressed, it is often amusing to look back into the infancy of the science, and contrast present with past methods. At Greenwich Observatory in the present day, the hundredth part of a second is not thought an inconsiderable portion of time. The ancient Chaldreans recorded an eclipse to the nearest hour, and the early Alexandrian astronomers thought it superfluous to distinguish between the edge and center of the sun. By the introduction of the astrolabe, Ptolemy, and the later Alexandrian astronomers could determine the places of the heavenly bodies within about ten minutes of arc. Little progress then ensued for thirteen centuries, until Tycho Brahe made the first great step toward accuracy, not only by employing better instruments, but even more by ceasing to regard an instrument as correct.... He also took notice of the effects of atmospheric refraction, and succeeded in attaining an accuracy often sixty times as great as that of Ptolemy. Yet Tycho and Hevelius often erred several minutes in the determination of a star's place, and it was a great achievement of Roemer and Flamsteed to reduce this error to seconds. Bradley, the modern Hipparchus, carried on the improvement, his errors in right ascension, according to Bessel, being under one second of time, and those of declination under four seconds of arc. In the present day the average error of a single observation is probably reduced to the half or the quarter of what it was in Bradley's time; and further extreme accuracy is attained by the multiplication of observations, and their skillful combination according to the theory of error. Some of the more important constants... have been determined within a tenth part of a second of space.[2] [Footnote 2: _Ibid._, pp. 271-72.] The precise measurement of quantities is important because we can, in the first place, only through quantitative determinations be sure we have made accurate observations, observations uncolored by personal idiosyncrasies. Both errors of observation and errors of judgment are checked up and averted by exact quantitative measurements. The relations of phenomena, moreover, are so complex that specific causes and effects can only be understood when they are given precise quantitative determination. In investigating the solubility of salts, for example, we find variability depending on differences in temperature, pressure, the presence of other salts already dissolved, and the like. The solubility of salt in water differs again from its solubility in alcohol, ether, carbon, bisulphide. Generalization about the solubility of salt, therefore, depends on the exact measurement of the phenomenon under all these conditions.[1] [Footnote 1: See Jevons, p, 279 ff.] The importance of exact measurement in scientific discovery and generalization may be illustrated briefly from one instance in the history of chemistry. The discovery of the chemical element _argon_ came about through some exact measurements by Lord Rayleigh and Sir William Ramsay of the nitrogen and the oxygen in a glass flask. It was found that the nitrogen derived from air was not altogether pure; that is, there were very minute differences in the weighings of nitrogen made from certain of its compounds and the weight obtained by removing oxygen, water, traces of carbonic acid, and other impurities from the atmospheric air. It was found that the very slightly heavier weight in one case was caused by the presence of argon (about one and one third times as heavy as nitrogen) and some other elementary gases. The discovery was here clearly due to the accurate measurement which made possible the discovery of this minute discrepancy. It must be noted in general that accuracy in measurement is immediately dependent on the instruments of precision available. It has frequently been pointed out that the Greeks, although incomparably fresh, fertile, and direct in their thinking, yet made such a comparatively slender contribution to scientific knowledge precisely because they had no instruments for exact measurement. The thermometer made possible the science of heat. The use of the balance has been in large part responsible for advances in chemistry. The degree to which sciences have attained quantitative accuracy varies among the physical sciences. The phenomena of light are not yet subject to accurate measurement; many natural phenomena have not yet been made the subject of measurement at all. Such are the intensity of sound, the phenomena of taste and smell, the magnitude of atoms, the temperature of the electric spark or of the sun's atmosphere.[1] [Footnote 1: See Jevons, p. 273.] The sciences tend, in general, to become more and more quantitative. All phenomena "exist in space and involve molecular movements, measurable in velocity and extent." The ideal of all sciences is thus to reduce all phenomena to measurements of mass and motion. This ideal is obviously far from being attained. Especially in the social sciences are quantitative measurements difficult, and in these sciences we must remain therefore at best in the region of shrewd guesses or fairly reliable probability. STATISTICS AND PROBABILITY. While in the social sciences, exact quantitative measurements are difficult, they are to an extent possible, and to the extent that they are possible we can arrive at fairly accurate generalizations as to the probable occurrence of phenomena. There are many phenomena where the elements are so complex that they cannot be analyzed and invariable causal relations established. In a study of the phenomena of the weather, for example, the phenomena are so exceedingly complex that anything approaching a complete statement of their elements is quite out of the question. The fallibility of most popular generalizations in these fields is evidence of the difficulty of dealing with such facts. Must we be content then simply to guess at such phenomena? ... In instances of this sort, another method ... becomes important: The Method of Statistics. In statistics we have an _exact_ enumeration of cases. If a small number of cases does not enable us to detect the causal relations of a phenomenon, it sometimes happens that a large number, accurately counted, and taken from a field widely extended in time and space, will lead to a solution of the problem.[1] [Footnote 1: Jones; _Logic, Inductive and Deductive_, p. 190.] If we find, in a wide variety of instances, two phenomena occurring in a certain constant correlation, we infer a causal relation. If the variations in the frequency of one correspond to variations in the frequency of the other, there is probability of more than connection by coincidence. The correlation between phenomena may be measured mathematically; it is possible to express in figures the exact relations between the occurrence of one phenomenon and the occurrence of another. The number which expresses this relation is called the coefficient of correlation. This coefficient expresses relationship in terms of the mean values of the two series of phenomena by measuring the amount each individual phenomenon varies from its respective mean. Suppose, for example, that in correlating crime and unemployment, the coefficient of correlation were found to be .47. If in every case of unemployment crime were found and in every case of crime, unemployment, the coefficient of correlation would be +1. If crime were never found in unemployment, and unemployment never in crime, the coefficient of correlation would be -1, indicating a perfect inverse relationship. A coefficient of 0 would indicate that there is no relationship. The coefficient of .47 would accordingly indicate a significant but not a "high" correlation between crime and unemployment. We cannot consider here all the details of statistical methods, but attention may be called to a few of the more significant features of the process. Statistics is a science, and consists in much more than the mere counting of cases. With the collection of statistical data, only the first step has been taken. The statistics in that condition are only raw material showing nothing. They are not an instrument of investigation any more than a kiln of bricks is a monument of architecture. They need to be arranged, classified, tabulated, and brought into connection with other statistics by the statistician. Then only do they become an instrument of investigation, just as a tool is nothing more than a mass of wood or metal, except in the hands of a skilled workman.[1] [Footnote 1: Mayo-Smith: _Statistics and Sociology_, p. 18.] The essential steps in a statistical investigation are: (1) the collection of material, (2) its tabulation, (3) the summary, and (4) a critical examination of the results. The terms are almost self-explanatory. There are, however, several general points of method to be noted. In the collection of data a wide field must be covered, to be sure that we are dealing with invariable relations instead of with mere coincidences, "or overemphasizing the importance of one out of a number of coöperating causes." Tabulation of the data collected is very important, since classification of the data does much to suggest the causal relations sought. The headings under which data will be collected depend on the purposes of the investigation. In general, statistics can suggest generalizations, rather than establish them. They indicate probability, not invariable relation.[2] [Footnote 2: See Jones: _Logic_, pp. 213-25, for a discussion of Probability.] SCIENCE AS AN INSTRUMENT OF HUMAN PROGRESS. We have, in an earlier section of this chapter, referred to the practical value of science. "Man's power of deliberate control of his own affairs depends upon ability to direct energies to use; an ability which is, in turn, dependent upon insight into nature's processes. Whatever natural science may be for the specialist,... it is knowledge of the conditions of human action."[3] And the wider, the more complete and the more penetrating our knowledge of the world in which we live, the more extended become the boundaries of human action. Through a knowledge of natural processes, men have passed from a frightened subjection to Nature to its conscious control. And the fruits of that control are, as we have already had occasion to notice, all-pervading in practical life. That complete transformation of life known as the Industrial Revolution, which came about with such swiftness and completeness in the early nineteenth century, and whose effects have not yet ceased to accumulate, was the direct outcome of the application of the experimental science which had begun in the sixteenth. Some of the consequences of the application of theoretical investigation to practical life have already been noted. There are first the more obvious facts of the inventions, great and small--the railways, steamships, electric transportation, automobiles, and telephones--which have changed in countless details our daily life. There are the profound and all-pervasive changes which have been brought about in industrial and social relations: the building-up of our vast industrial centers, the change from small-scale handicrafts to large-scale machine production, the factory system, with its concomitants of immensely increased resources and immensely complicated problems of human life. Science in the short span of three centuries has shown how rapid and immediate could be the fruits of human control of Nature, and its further fruits are incalculable. [Footnote 3: Dewey: _Democracy and Education_, p. 267.] Science has indeed already begun to affect men's attitude towards experience as well as their material progress. It is only when men set out with the conscious realization that intelligence does make a difference in the world, that science becomes articulate. Science is the guarantee of progress. It has shown men that the future is to some extent in their own hands; that by dint of a laborious and detailed application of intelligence to the processes of nature, those processes can be controlled in the interests of human welfare. Science has led men to look to the future instead of the past. The coincidence of the ideal of progress with the advance of science is not a mere coincidence. Before this advance men placed the golden age in remote antiquity. Now they face the future with a firm belief that intelligence properly used can do away with evils once thought inevitable. To subjugate devastating disease is no longer a dream; the hope of abolishing poverty is not Utopian.[1] [Footnote 1: Dewey: _Democracy and Education_, pp. 262-63.] But science may be used for any end. It reveals the relations of phenomena, relations which hold for all men. It shows what causes are connected with what consequents, and, as already pointed out, in the knowledge of causes lies the possible control of effects. We can secure the results we desire, by discovering what antecedents must first be established. Science is thus a fund of common resources. Specific causes are revealed to be connected with specific effects, and men, by making a choice of antecedents, can secure the consequences they desire. But which effects they will desire depends on the instincts, standards, and habits of the individual, and the traditions and ideals of the group. A knowledge of chemistry may be used for productive industrial processes, or in the invention of poison gas. Expert acquaintance with psychology and educational methods may be used to impress upon a nation an arbitrary type of life (an accusation justly brought against the Prussian educational system), or to promote the specific possibilities that each individual displays. Not only are the fruits of scientific inquiry used in different ways by different individuals and groups, but scientific inquiry is itself affected by the prevailing interests and mode of life. What inquiries shall be furthered depends on _what_ the individual or group feels it important to know. From a social point of view, certain scientific developments are of more urgency and imperativeness than others. During an emergency, as during the Great War, it might be necessary to turn all the energies of scientific men into immediately productive pursuits. And, since the pursuit of inquiry on a large scale demands large resources, those researches which give promise of beneficent human consequences will the more readily command social sanction and approval and will be developed at the expense of more remote speculations however intrinsically interesting these latter may be. Science has proved so valuable a human instrument that it has attained a moral responsibility. Men have increasingly come to realize that the pressing problems of our industrial life require for their solution not the confusions and incompetences of passion and prejudice, but an application of the fruits of scientific inquiry. Science has already so completely demonstrated its vast fruitfulness in human welfare, that it must be watched with jealous vigilance. It must result as it began, in the improvement of human welfare.[1] But what constitutes human welfare is a question which leads us into the final activity of the Career of Reason, Morals and Moral Valuation, man's attempt to determine what happiness is, and how he may attain it. [Footnote 1: We have already noted the danger of too complete a commitment of science to immediately practical results. This narrows instead of broadening possibility. As Mr. F. P. Keppel points out in a recent article, "Scholarship in War" (_Columbia University Quarterly_, July, 1919), some of the most important and immediately practical contributions during the Great War came from the ranks of those who would be regarded as "pure theorists."] CHAPTER XV MORALS AND MORAL VALUATION THE PRE-CONDITIONS OF MORALITY--INSTINCT, IMPULSE, AND DESIRE. In Art and Science, man attempts to transform the world of nature into conditions more in conformity with his desires. In the enterprise of Morals, man attempts to discover how to control his own nature in the attainment of happiness. We have already had occasion to see that Art, in the broad sense of human contrivance, is made necessary by the incongruity between nature and human nature. We shall examine now the conditions which make it necessary and make it possible for man to consider and to control those elementary impulses with which he is endowed. The origin of the moral problem will become clearer after a brief recapitulation of those elements of original nature which form the basis of all human action. We have seen that human beings are equipped, apart from education or training, with certain tendencies to act in certain definite ways, given certain definite stimuli. Any single activity of an average human being in a modern civilized community is compounded of so many modifications of original tendencies to action that these latter seem often altogether obliterated. The conditions of civilized life, moreover, place continual checks on the free activity of any given impulse, and there are so many stimuli playing upon an individual at once that the responses called out tend to inhibit each other. The particular thing we say to an acquaintance we happen to meet is not determined by a single original impulse, by love or hate, fear or sympathy, pugnacity or pity. It is a compound of some or of most of these. On the other hand, no matter how complicated or sophisticated human action becomes, it is built out of these same impulses, which were operative when human beings had not yet passed out of savagery. We may check and control our responses through habitual repressions, through deliberate forethought, through conscious or mechanical acquiescence in the ways of the group among which we live. But these original impulses are still the mainspring of our activities. The complex, highly artificial character of our civilization often obscures the presence of these powerful instinctive tendencies, but that they _are_ present and powerful several facts bear witness. They manifest themselves, as the newer psychology of the subconscious has repeatedly pointed out, in roundabout ways; they are, in the technical phrase, sublimated. Instincts find, as it were, substitute realizations. This process of sublimation of unfulfilled desire has been noted particularly with regard to the sex instinct, but the principle applies to the others. The continual suppression of instincts results in various forms of morbidity, in what Graham Wallas calls "baulked dispositions." To say that instincts are repressed, is to say there is a maladjustment between the individual as he comes into the world, and the world as he finds it. This maladjustment may vary in intensity. It may be exhibited in nothing more serious than boredom, or petulance, or hyper-sensitiveness. It may be a chronic sense of not fitting in, of being lost in a blind alley. One has but to review one's list of acquaintances to see how many people there are who feel somehow frustrated in the work they happen to be doing, who feel themselves inexplicably at odds with the world. Graham Wallas well describes the situation when he writes: For we cannot in Saint Paul's sense mortify our dispositions. If they are not stimulated, they do not therefore die, nor is the human being what he would be if they had never existed. If we leave unstimulated, or, to use a shorter term, if we "baulk" any one of our main dispositions, Curiosity, Property, Trial and Error, Sex, and the rest, we produce in ourselves a state of nervous strain. It may be desirable in any particular case of conduct that we should do so, but we ought to know what we are doing. The baulking of each disposition produces its own type of strain; but the distinctions between the types are, so far, unnamed and unrecognized, and a trained psychologist would do a real service to civilized life if he would carefully observe and describe them.[1] [Footnote 1: Wallas: _The Great Society_, p. 65.] The presence of instinctive activities is seen in stark immediacy and directness every now and then in civilized life. Lynchings and mob violence in general are illustrations of what happens when groups throw to the winds the multiple inhibitions of custom and law. And the records of the criminal courts exhibit more cases than are commonly realized of sheer crimes of violence. In some instances these can be set down as pathological, but in many more they are normal instincts breaking through the fixed channels set by public opinion, tradition, and legal compulsion. On a smaller scale an outburst of anger, a fit of temper, sulk or spleen, exhibits the enduring though often obscured presence of instinctive tendencies in civilized life. THE CONFLICT OF INTERESTS BETWEEN MEN AND GROUPS. How comes it, then, that men whose whole activity is a complication of these powerful original tendencies to action should not follow these native impulses freely? The answer is that men not only live, but live together. Wherever human wants, as in any group, even a small one, must be filled through cooperation, accommodation, compromise, give-and-take, adjustment must be made. "Man," to adapt Kant's phrase, "cannot get on with his fellows; and he cannot get on without them." Other men are necessary to help us fulfill our desires, and yet our desires conflict with theirs. The dual fact of cooperation and conflict is, in a sense, the root of the moral problem. How is one individual to attain happiness without at the same time interfering with the happiness of others? How can the desires with which all men come into the world be fulfilled for all men? The adjustment of these problems is at once complicated and facilitated by the fact that one of man's most powerful native desires is, as we have already seen, his desire to please other men. This extreme sensitivity to the praise and blame of his fellows operates powerfully to qualify men's other instincts. The ruthlessness with which men might otherwise fulfill their desires is checked by the fact that within themselves there is a conflict between the desire to win other sorts of gratification, and the desire to win the praise of others and to avoid their blame. This is simply one instance of what we shall have occasion presently to note, that not only is there a conflict between men in the fulfillment of their native instincts, but within individuals an adjustment must be made between competing impulses themselves. The kinds of conflict that occur between men in the fulfillment of their original native tendencies, are as various as those tendencies and their combinations. It may be a conflict, as in primitive life, between individuals seeking food from the same source. It may be a clash in the pursuit of one form or another of self-enhancement, enhancement which can come to only some individual out of a group. The sex instinct has afforded, in the case of the "eternal triangle," an example of the sharing by two people of an imperious desire for precisely the same object of satisfaction. These conflicts of interest are an inevitable result of the constitution of human nature. It is perfectly natural that human beings constituted with largely identical impulses should not infrequently seek identical satisfactions. Groups as well as individuals may come into collision, and for analogous reasons. Class divisions over the distribution of wealth, international wars over the distribution of territory, are sufficiently familiar examples. THE LEVELS OF MORAL ACTION--CUSTOM--THE ESTABLISHMENT OF "FOLKWAYS." No anthropologist seems to have discovered anywhere individuals living totally alone or in total oblivion to the needs or interests of others. The human necessity for coöperation and the human desire for companionship bring individuals together. And individuals, once living together, find some _modus vivendi_. Adjustments are, in general, effected through established and authoritative "folkways."[1] That is, certain acts come to be recognized as sanctioned or as disapproved by the group. And these sanctions or disapprovals are powerful in the control of human action. The fact that individuals live and must live together is thus the surest guarantee that they will not, once they have grown old enough to communicate with other people, altogether follow their immediate capricious desires. [Footnote 1: Professor Sumner's convenient term.] The reason for the power of social approvals and disapprovals over individuals lies partly in the fact, already noted, of the human being's extremely high sensitivity to the praise and blame of others. But part of the explanation is social rather than psychological. Even primitive tribes take special pains to make public and pervasive the commands and prohibitions which have become affixed to given acts. The mere fact that an act _is_ customary is itself a sufficiently strong guarantee that it will be practiced, since the human being tends to perform, as he likes to perform, the habitual. But in primitive life, the enforcement of custom is not left to the influence of habit. The prohibitions and sanctions, both in savage and in civilized society, are made into law. In the former instance, there are most elaborate devices and institutions for enforcing the traditional approvals and disapprovals. Tabus are one important instrument of the enforcement of social checks upon individual action; "tabus are perhaps not so much a means for enforcing custom as they are themselves customs invested with peculiar and awful sanction. They prohibit or ban any contact with certain persons or objects under penalty of danger from unseen beings." Through ritual certain acts come to be performed with great regularity, thoroughness, detail, and solemnity. "In primitive life it [ritual] is widely and effectively used to insure for educational, political, and domestic customs obedience to the group standards." In contemporary life, certain social forms and observances, as well as certain religious ceremonies, are examples of the enforcement of given acts, by ritual. Praise and blame are equally effective enforcements of certain types of action and of the avoidance of others. In primitive life, praise is as likely as not to take the form of art--decorations, costumes, songs, and tattoos. In modern life, as we have seen, praise and blame take the form of public opinion, as expressed by friends, acquaintances, newspapers, and the like.[1] Praise and blame are not so fixed and rigid in civilized communities; individuals move freely among diverse groups whose standards differ. But group approval is none the less effective. [Footnote 1: See page 106.] In primitive life and, though less patently, in contemporary society, physical force is the ultimate power for enforcing custom. Primitive chiefs are usually the strong men of the tribes; and behind law in modern social organization is the physical power of the State to enforce it. MORALITY AS CONFORMITY TO THE ESTABLISHED. The beginning of morals is thus to be found in conformity to the established or customary. The criterion of morality is compliance--compliance with the regular, the socially approved, the common (that is, the communal) ways of action. Apart from the consequences of violation, violation _per se_ is impure, unholy, immoral. The terms are, in some cases, interchangeable. In primitive life, violations are regarded with particular horror, because they are frequently held to be not only infringements of established ways of the tribe, but as offenses against the gods, offenses which involve the whole tribe in the retributive punishments of the gods. Violation of the customary may, indeed, apart from arousing intellectual disapproval, provoke a genuine revulsion of feeling on the part of a group which has acquired certain fixed habits. We still feel emotionally shocked by the infringement of a custom that we do not intellectually value highly. If we examine our moral furniture we find it made up of an immense number of early acquired inhibitions or "checks." These not only prevent us from violating, at least without qualms, standards to which we have early been trained; they make deviations or irregularities on the part of others appear as "immoral," even before or without our intellectually classifying them as such. There are adults, for example, who cannot outgrow the feeling to which they have early been habituated, that card-playing at any time, or baseball-playing on Sunday, is "evil," even though they are no longer intellectually affected by scruples in those respects. There is significance in the fact that by speaking of "irregularities" in a man's conduct, we signify. or imply moral disapproval. The group, in any stage of civilization, rewards in some form conformity to group standards, and punishes infringements of them. Punishment may be nothing more tangible than disrepute or ostracism; it may be as serious as execution. Reward may range from a decoration or a chorus of praise to all forms of compensation in the way of wealth, rank, and power. We have noted how sanctions and prohibitions are made public and effective among the members of a group. But it is further regarded as important by the group that these customs, positive and negative, should be handed down from the current to succeeding generations. In primitive life transmission of the traditional practices is made a very special occasion in the form of initiation ceremonies. [Initiation ceremonies] are held with the purpose of inducting boys into the privileges of manhood and into the full life of the group. They are calculated at every step to impress upon the initiate his own ignorance and helplessness in contrast with the wisdom and power of the group; and as the mystery with which they are conducted imposes reverence for the elders and the authorities of the group, so the recital of the traditions and performances of the tribe, the long series of ritual acts, common participation in the mystic dance and song and decorations, serve to reinforce the ties that bind the tribe.[1] [Footnote 1: Dewey and Tufts: _Ethics_, pp. 57-58.] In civilized life, the whole institution of education, as has been repeatedly emphasized in these pages, is designed to transmit to the young those habits of thought, feeling, and action which their influential elders wish to perpetuate. As was noted in connection with man's gregariousness, the normal becomes the "respectable," the regular becomes the "proper." We still speak of things that it is not "nice" to do. This tendency to identify the moral with the customary is brought about through early habituating the members of the group to the group standards and securing for them thereby the emotional support that goes with all habitual action. Morality at this stage is clearly social in its origins and its operations. The standards are group standards, and the individual's single duty is obedience and conformity to the established social sanctions. THE VALUES OF CUSTOMARY MORALITY. The problem of morals begins, as we have seen, in the collision of interests of similarly constituted individuals living together. Adjustments of conflicting interests are effected by group standards more or less consciously transmitted and enforced by education, public opinion, and law. We shall note presently that reflection operates to modify and criticize these customary approvals and disapprovals and to substitute more effective standards. But whether on the level of custom or reflection, the moral problem is essentially a _social_ problem, the problem of the adjustment of the desires of individuals living together. For an individual living altogether alone in the world there could hardly be a moral problem, a question of "ought." There might be problems of how to attain satisfaction, but no sense of duty or moral obligation. Custom is the first great stage through which morality passes, and the only form in which morality exists for many people. In civilized life there is, to be sure, considerable reflection and querying of custom, but for the vast majority of men "right" and "wrong" are determined by the standards to which their early education and environment have accustomed them. In primitive life, reflective criticism on the part of the individual is almost unknown, and custom remains the great arbiter of action, the outstanding source of social and moral control. The values of custom as a moral force are, in both primitive and civilized life, notable and not to be despised. Custom is, in the first place, frequently rational in its origin. That is, in general, those acts are made habitual in the group which are associated with the general welfare. The customary is the "right," but those activities most frequently come to be regarded as "right" which are favorable to the welfare of the group. In the literal struggle for existence which characterizes primitive life, those tribes may alone be expected to survive whose customs do promote the welfare of their members. Persistence by a group in customs like infanticide or excessive restriction of population will result in their extinction. Customs are, for the most part, standards of action established in the light of the conceptions of well-being as understood at the time of their origin. The intensity with which they are maintained, enforced, and transmitted is an indication of how supremely and practically important they are regarded by primitive groups. Custom is valuable, if for nothing else, in the fact that it makes possible some accommodation or adjustment of competing individual interests--and on the basis of a widely considered social welfare. Customs are _social_, they are binding on all; they apply to all, and to the extent that they do promote welfare, they promote, within limits, the welfare of all. A man conforming to custom is thereby consulting something other than his arbitrary caprice or personal desire. On the level of customary morality, action through conformity to custom is referred to a wider context than unconsidered individual impulse; it is, for better or worse, performed with reference to the group with whose standards it is in conformity. It is the beginning of the socialization of human interests. Though unconsciously, the man conforming to a custom is considering his fellows, and the values and traditions which have become current among them. Customs, moreover, are the first invasion of moral chaos. They establish enduring standards; they give common and permanent bases of action. It is only through the establishment and transmission of customary standards that one generation is in any way superior to its predecessors. Customs, in civilized life, include all the established effective ways of civilization, its arts, its sciences, its industries, and its useful modes of coöperation. If a plague carried off the members of a society all at once, it is obvious that the group would be permanently done for. Yet the death of each of its constituent members is as certain as if a plague took them off all at once. But the graded difference in age, the fact that some are born as some die, makes possible through transmission of ideas and practices the constant reweaving of the social fabric. Yet this renewal is not automatic. Unless pains are taken to see that genuine and thorough transmission takes place, the most civilized group will relapse into barbarism and then into savagery.[1] [Footnote 1: Dewey: _Democracy and Education_, p. 4.] In all levels of civilization, there is a conscious transmission of those social habits which are regarded as of importance. If this transmission were suddenly to cease, not only would each generation have to start afresh, but it would be altogether impossible for it to grow to maturity. THE DEFECTS OF CUSTOMARY MORALITY. While custom is thus valuable as a moral agent in establishing standards of social life and rendering them continuous and enduring, a morality that is completely based upon it has serious defects. Though customs may start as allegedly or actually useful practices, they tend, so strong is the influence of habit over the individual, to outlive their usefulness, and may become, indeed, altogether disadvantageous conventions. "Dr. Arthur Smith tells of the advantage it would be in some parts of China to build a door on the south side of the house, in order to get the breeze, in hot weather." The simple and sufficient answer to such a suggestion is, "We don't build doors on the south side." We have but to examine our own civilization to see that there are many customs which are practiced not for any good assignable reason, but simply because they have become fixed and traditional. This is not to say that everything that has become "merely conventional" is evil. It is to suggest how, even in civilized society, groups may fall into modes of action that are practiced simply because they _have been_ practiced, rather than from any reasoned consideration that they _should_ be. An illustration may be taken from the experience of civilians drawn into the military routine during the Great War. Men engaged in war work at Washington in civilian capacities reported repeatedly their impatience at the "red tape" of tradition with which certain classes of business were conducted by the military establishment. In law also, progressive practitioners and students have pointed out the well-known fact of the immense and beclogging ritual which has come to surround legal procedure. It is the contention of critics of one or another of our contemporary social habits and institutions that traditionalism, the persistence of custom simply because it _is_ custom, is responsible for many of the anachronisms in our social, political, and industrial life. Space does not permit here a detailed consideration of this question, but it must be noted that social habits, when they are acquired, as they are, unreflectively by the vast majority of people, will tend to be repeated and supported, apart from any consideration of their consequences. This tendency toward social inertia, earlier noted in connection with habit, can only be checked by reflective criticism and appraisement of our current accustomed ways of action.[1] [Footnote 1: See chapter on "Cultural Continuity."] In the case of the group, too complete a domination by custom is dangerous in that it sanctions and promotes the continuance of habits that have become useless or harmful. In the case of the individual, the determination of action by custom alone has its specific dangers and defects. Even though the individual happens to conform to useful customs, his conformity is purely mechanical. It involves no intelligent discrimination. Merely to conform places one at the disposition of the environment in which one chances to be. There is not necessary any intelligent analysis on the part of the agent, of the bearings and consequences of his actions. He takes on with fatal facility the color of his environment. To all men, however critical and reflective, a certain degree of conformity to custom is both necessary and useful. There must, in any social enterprise, be some common basis of action. Because taking the right-hand side of the road is a convention, it is none the less a useful one. But reflective acquiescence in a custom differs from merely mechanical conformity. It transforms a custom from a blind mechanism into a consciously chosen instrument for achieving good. The trivial and the important in a morality based upon custom receive the same unconsidered support. "Tithing mint, anise, and cummin are quite likely to involve the neglect of weightier matters of the law." Physical, emotional, and moral energies that should be devoted to matters genuinely affecting human welfare are lavished upon the trivial and the incidental. We may come to be concerned more with manners than with morals; with ritual, than with right. Customary morality tends to emphasize, moreover, the letter rather than the spirit of the law. It implies complete and punctilious obedience, meticulous conformity. It emphasizes form rather than content. Since conformity is the only criterion, the appearance of conformity is all that is required. The individual may fear to dissent openly rather than actually. This is seen frequently in the ritualistic performance or fulfillment of a duty in all its external details, rather than the actual and positive performance of its content. It is just such Pharisaism that is protested against in the Sermon on the Mount: And when thou prayest, thou shalt not be as the hypocrites are; for they love to pray standing in the synagogues and in the corners of the streets, that they may be seen of men. Verily I say unto you, They have their reward.... But when ye pray, use not vain repetitions as the heathen do; for they think that they shall be heard for their much speaking. Formalism in morality has periodically roused protest from the Prophets down, and formalism is the result of an unconsidered mechanical acquiescence in custom, or deliberate insistence on traditional details when the spirit and motive are forgotten. CUSTOM AND PROGRESS. Emphasis upon customs as already established tends to promote fixity and repetition, and to discourage change regardless of the benefits to be derived from specific changes. Custom is supported by the group merely because it is custom; and the ineffective modes of life are maintained along with those which are more useful. Progress comes about through individual variation, and conformity and individual variation are frequently in diametrical collision. It is only when, in Bagehot's phrase, "the cake of custom" is broken, that changes making for good have a possibility of introduction and support. Where the only moral sanctions are the sanctions of custom, change of whatever sort is at a discount. For change implies deviation from the ways of life sanctioned by the group, and deviation is itself, in a custom-bound morality, regarded with suspicion. It is clear that complete conformity is impossible save in a society of automata. There will be some individuals who will not be able to curb their desires to fit the inhibitions fixed by the group; there will be some who will deliberately stand out against the group commands and prohibitions, and assert their own imperious impulses against their fellows. Where such men are powerful or persuasive they may indeed bring about a transvaluation of all values; they may create a new morality. There are geniuses of the moral as well as the intellectual life, whose sudden insight becomes a standard for succeeding generations. There may, again, be more infringement of the moral code than is overtly noticeable. Frequently, as in a Puritanical régime, there may be, along with fanatic public professions and practice of virtue, private violation of the conventional moral codes. Our civilization is unpleasantly decorated with countless examples of this discrepancy between professed and practiced codes. The desire for praise and the fear of blame and its consequences, the desire, as we say, for the "good-will" and "respect of others," will lead to all the public manifestations of virtue, "with a private vice or two to appease the wayward flesh." The utterance of conventional moral formulas by men in public, and the infringement of those high doctrines in private, needs unfortunately not to be illustrated. Molière drew Tartuffe from real life. ORIGIN AND NATURE OF REFLECTIVE MORALITY. If the customs current were adequate to adjust men to their environment, reflection upon them might never arise. Reflection does arise precisely because customs are not, or do not remain, adequate. An individual is brought up to believe that certain actions are good, and that their performance promotes human happiness. He discovers, by an alert and unclouded insight, that in specific cases the virtues highly regarded by his group do not bring the felicitous results which they are commonly and proverbially held to produce. He observes, let us say, that meekness, humility, honesty are not modes of adaptation that bring happy results. He observes, as Job observed, that the wicked prosper; he notes that those who follow the path called righteous bring unhappiness to themselves and to others. Or the individual's first reflection upon moral standards may arise in his discovery that moral standards are not absolute, that what is virtue in the Occident is vice in the Orient, and _vice versa_. He discovers that those actions which he regards as virtuous are so regarded by him simply because he has been trained to their acceptance. Given another environment, his moral revulsions and approvals might be diametrically reversed. He makes the discovery that Protagoras made two thousand years ago: "Man is the measure of all things"; standards of good and evil depend on the accidents of time, space, and circumstance. In such a discovery an individual may well query, What _is_ the good? Not what passes for good, but what is the essence of goodness? What is justice? Not what is accredited justice in the courts of law, or in the market-place, or in the easy generalizations of common opinion. But what constitutes _justice_ essentially? What is the _standard_ by which actions may be rated just and unjust? Where individuals are habituated to one single tradition or set of customs, such questions may not arise. But where one, through personal experience or acquaintance with history and literature, discovers the multiplicity of standards which have been current with regard to the just and the good in human conduct, the search for some reasonable standard arises. The great historical instance of the discovery of the relativity and irrationality of customary morality and the emergence of reflective standards of moral value is the Athenian period of Greek philosophy. The Sophists pointed out with merciless perspicuity the welter, the confusion, the essential irrationality of current social and religious traditions and beliefs. They went no further in moral analysis than destructive criticism. They pointed out the want of authenticity or reason in the traditional morality by which men lived. Socrates went a step further. If current customs are not authoritative, he said, let us find those that have and _ought_ to have enduring authority over men. If the traditional standards are proved to be futile and inefficacious, let us find the unfaltering standards authenticated by reason. Let us substitute relevant and adequate codes and creeds for those which have by reason been shown to be unreasonable. Beneath the multiplicity of contradictory and often vicious customs, reason must be able to discover ways of life, which, if followed, will lead men to eventual happiness. There are thus two stages in the process of reflection upon morals. In the first stage reflection does no more than to point out the essential discrepancies and absurdities of the current moral codes. Reflection upon morals begins by being critical and querying. It starts when an individual, a little more thoughtful and perspicacious than his fellows, notes the discrepancies between the customs of different men, and notes also the discrepancies between the threatened results of the violation of traditional codes and the actual results. He may then come to the cynic's conclusion that morality is a myth and a delusion, and, in the words of the Sophist in Plato's _Republic_, "justice is merely the right of the stronger." Men in whom reflection or social sympathy extends not very far may, as they frequently do, stop at this point. These are the worldly wise; they are interested not in goodness, truth, and justice, but in those effective representations of those things publicly accounted good, true, and just which will win them public approval and increase their own wealth or power and position. Plato, in the _Republic_, pictures the type with magnificent irony: All those mercenary adventurers who, as we know, are called sophist by the multitude, and regarded as rivals, really teach nothing but the opinions of the majority to which expression is given when large masses are collected, and dignify them with the title of wisdom. As well might a person investigate the caprices and desires of some huge and powerful monster in his keeping, studying how it is to be approached, and how handled,--at what times and under what circumstances it becomes most dangerous, or most gentle--on what occasions it is in the habit of uttering its various cries, and further, what sounds uttered by another person soothe or exasperate it,--and when he has mastered all these particulars, by long-continued intercourse, as well might he call his results wisdom, systematize them into an art, and open a school, though in reality he is wholly ignorant which of these humours and desires is fair, and which foul, which good and which evil, which just and which unjust; and therefore is content to affix all these names to the fancies of the huge animal, calling what it likes good, and what it dislikes evil, without being able to render any other account of them,--nay, giving the titles of "just" and "fair" to things done under compulsion, because he has not discerned himself, and therefore cannot point out to others, that wide distinction which really holds between the nature of the compulsory and the good.[1] [Footnote 1: Plato: _Republic_ (Golden Treasury edition), pp. 209-10.] Throughout human history, there have been periods of individualism, of self-assertion against the traditional morality, which have been marked by loss of moral restraints, by a breakdown of the old standards without a substitution of new and sounder ones. There has been, in the beginning of almost every advance toward a new stage of moral valuation, the accompaniment of liberty by license. Reflection upon morals is not likely to produce immediately good results. The established morality is at least established. In so far as it is controlling in men's actions, it keeps those actions ordered and regular. The traditional code by which a man's life is governed may be a poor code, but it is more satisfactory than no code at all. On discovering the inadequacy of the morality by which he has lived, a man may reject morality altogether. From that time forth he may have no other standard than his own selfish desires. When a whole society, as at the time of the Renaissance, throws its traditional morality to the winds, it may make havoc of its freedom. In place of a bad moral order it may cease to have any moral order at all. The discovery that the codes by which we have lived are misleading and delusive may lead us to have nothing whatsoever to do with morals. The individual may decide simply to employ his superior insight in the exploitation of other people. It is something of this point of view that is expressed in the rampant individualism of Nietzsche and Max Stirner. The customary morality is meant for slaves; the Superman must stride above the signs and shibboleths by which men are led, and create himself a morality more adequate to his own superb and insolent welfare. For the reconstruction of a morality more adequate than the prevailing codes, more is demanded than merely a reflective criticism of prevailing standards. Where reflection goes no further than this, the net result is merely cynicism and libertinism. For moral progress there is needed "a person who is individual in choice, in feeling, in responsibility, and at the same time social in what he regards as good, in his sympathies and in his purposes." REFLECTIVE RECONSTRUCTION OF MORAL STANDARDS. The second stage of reflection upon morals consists in the reconstruction of moral standards, in a deliberate discovery of codes by which men can live together happily. It attempts to establish standards of action which are enforced and recommended not because they have been current and are currently approved, but because they give promise, upon critical examination, of contributing to human happiness. It must be recalled here that reflective morality is not a substitute for action based upon instinct or custom. It merely modifies these types of action in the light of the desirable consequences which would result from such modification. The establishment of reflective standards is limited by two general conditions. The first, previously mentioned, is that human beings come into the world with certain fixed tendencies to act. These original impulses may be obscured, but cannot be abolished. Secondly, reflection upon morals always must occur in a given social situation, that is, in a situation where certain habits of mind, emotion and action, are already in operation. Moral standards are not fresh constructions; they are _reconstructions_. We may want to _change_ current customs and traditions; but that is simply another way of iterating the fact that they _are there to be changed_. The moral reformer who would improve society must take into account the fact that there exist among the adult members of a generation, powerful habits, which may be improved or amended, but which cannot be ignored. Any attempt to improve men's ways of action starts within processes of action already going on. It is not as if we could hold up the processes of human life, and say, "Let us begin afresh." The generation whose habits are to be changed consists of living men, who are acting on the basis of customs which have become intimately and powerfully controlling in their lives. These customs, though they may not be altogether satisfactory, are yet great social economies. They give men certain determinate and efficacious modes of action. Reflection must start with them and from them. Unless men, furthermore, did act according to custom, they would have to reflect in detail about every step of their conduct. The aim of reflection is simply to transform existing customs into more effective methods for achieving the good. Reflection, indeed, must move within certain limits; it must take certain things for granted. We have already seen that reflection arises in a crisis of greater or lesser degree; it settles ambiguities, resolves the obscure and doubtful phases of situations. It is designed to secure adjustments where instinct and habit are inadequate to adapt the individual to his environment. But unless there were certain fixed, determined points to start with, certain limits within which reflection could operate, and which it could use as points of reference or departure, all would be chaos, and reflection would be impossible. It is precisely because we do take certain things as settled, because, as the phrase runs, "they go without saying," that we can think to any purpose whatsoever. Useful customs once established provide precisely these fixed points. If arbitration of labor disputes has become a fixed social habit, for example, attention can be turned to ways and means. If education has become a generally approved social habit, we can spend our time on instruments and methods. Every useful custom firmly established gives a basis of operations. That much is settled; that much does not demand our alert attention and inquiry. A society without any fixed habits would be sheer anarchy. The aim of intelligent consideration of morals is not to abolish customs, but to bring about their modification so that they will be the most effective adjustment of the individual and the group to their environment. Indeed, in advanced societies, reflection may itself become a custom, and the most highly valued of all. For where alert and conscious criticism of existing folkways is habitual among all the members of a society, that society is saved from subjection through inertia to disserviceable habits. It acts as a continual check and control; it prevents social and moral stagnation. The habit of reflection upon conduct, if it could be made generally current, would insure social progress. For customs would be regarded merely as tools, as instruments to be modified and adapted to new circumstances, as provisional modes of attaining the good. Fixity and rigidity in social life would give place to flexibility and wise continual adaptation. THE VALUES OF REFLECTIVE MORALITY. Some of these have already been noted. We may briefly summarize the foregoing discussion, and call attention to some additional values of a morality based upon reason, as contrasted with a morality of mere mechanical conformity to custom. It has already been pointed out that intellectual preferences and valuations are rooted in primary impulses; that is, our desires are anterior to reflection. What we intellectually value and prefer has its roots in primary impulses. Reason can discover how man may attain the good; but what _is_ good is determined by the desires with which man is, willy-nilly, endowed. Our preferences are, within limits, fixed for us. As Santayana writes: Reason was born, as it has since discovered, into a world already wonderfully organized, in which it found its precursor in what is called life, its seat in an animal body of unusual plasticity, and its function in rendering that body's volatile instincts and sensations harmonious with one another and with the outer world on which they depend.[1] [Footnote 1: Santayana: _Life of Reason_, vol. I, p. 40.] Our chief aim in reflective behavior is to discover ways and means by which a harmony may be achieved, a harmony of those very instincts which, left to themselves, would be in perpetual collision, frustrating and checking each other. Reflection not only seeks to find a way of life in which no natural impulse shall be frustrated, but it is through reflection that desires are broadened, and that new desires arise. Out of reflection upon social relations, which is in the first instance prompted by man's innate gregariousness, arise the conception of ideal friendship and the thirst for and movement toward ideal society. Out of reflection upon the animal passion of sex may rise Dante's beatific vision of Beatrice. Conduct, consciously controlled, finds not only ways by which animal desires may be fulfilled without catastrophe; it transmutes animal desires into ideal values. REFLECTION TRANSFORMS CUSTOMS INTO PRINCIPLES. In reflective behavior, as contrasted with that which is controlled by instinct and custom, there are established standards of action to which the individual consciously conforms. That is, instead of merely conforming to custom, an individual comes to act upon principles, consciously avowed and maintained. A man who sets up a standard of action in his professional or business relations is not conforming to an arbitrary code; he is living according to a way of life which he has deliberately and consciously chosen. When a man acts upon principles because he has consciously adopted them in view of the consequences which he believes to be associated with them, he will not make his standard an idol. Reflection establishes standards, but it is not mastered by them. It is persistently critical. Standards are tools, instruments toward the achievement of the good. They are merely general rules, derived from experience and retained so long as they bear desirable fruits in experience. Moral laws are not regarded as arbitrary and eternal, but as good only in so far as they produce good. A virtue is a virtue because it is conducive to human well-being. Standards are not absolute, but relative--relative to their fruits in practice. REFLECTIVE ACTION GENUINELY MORAL. Action is most genuinely moral when it is reflective. It is only then that the individual is a conscious and controlling agent. It is only then that he knows what he is doing. When a machine performs actions that happen to have useful results, we do not speak of the action as moral or virtuous. And action in conformity with custom is purely mechanical and arbitrary. An individual who is merely conforming to the customary is no more moral than an automaton. Given a certain situation, he makes a certain response. It makes no difference that the act happens to have fruitful consequences. It is not a matter of individual choice, of conscious volition. Aristotle long ago stated the indispensable conditions of moral actions: It is necessary that the agent at the time of performing them should satisfy certain conditions, _i.e._ in the first place that he should know what he is doing, secondly that he should deliberately choose to do it and to do it for its own sake, and thirdly that he should do it as an instance of a fixed and immutable moral state.[1] [Footnote 1: Aristotle: _Ethics_, book II, p. 42 (Weldon translation).] Only when the individual is aware of the consequences of his action, and deliberately chooses those consequences, is there any individuality, any exhibition of choice--in other words, any moral value in the act. When an act is prompted by mere habit and custom, we have an evidence of an individual's environment rather than of his character. Creatures thus moved by capricious and arbitrary impulse are hardly persons, and certainly not personalities. They are played upon by every whimsicality of circumstance; their own character makes no difference at all in the world in which they live. To act reflectively is to be the controlling rather than the controlled element in a situation. Action guided by intelligence is freed from the enslavement of passion, prejudice, and routine. It becomes genuinely free. The individual, emancipated from emotion, sense, and circumstance, from the accidental environment in which he happens to be born, is in command of his conduct. "Though shakes the magnet, steady is the pole." Morally, at least, he is "the master of his fate, the captain of his soul." REFLECTION SETS UP IDEAL STANDARDS. Reflection constantly sets up ideal standards by which current codes of conduct are judged and corrected. It is clear that ideals of life, even when sincerely entertained, are not always possible of immediate fulfillment. Theory tends continually to outrun practice, since human reflection tends to set up goals in advance of its achievement. For many individuals, anxious to attain immediate self-enhancement, the current cones are not criticized at all, but are taken for granted, as inevitable and irrefragable bases of operation. Many men, perhaps after a first flush of altruistic rebellion in adolescence, settle down with more or less complacency to the current moral codes. They do in Rome as the Romans do. They may have an intellectual awareness of the crassness, the stupidity, the essential injustice and inadequacy of the codes by which men in contemporary society live, but they may also, out of selfish preoccupation with their own interests, let things go at that. If the established ways are not as they ought to be, at least they are as they are. And since the current system is the one by which a man must live, assent is the better part of wisdom. There are comparatively few who persist in a criticism of prevailing standards, or who are troubled very much beyond their early twenties by a tormenting conviction that things are not done as they ought to be done. It is from the few who realize intellectually the inadequacies of prevailing customs, and are emotionally disturbed by them, that moral criticism arises. And it is only by such criticism that moral progress is made possible. "The duty of some exercise of discriminating intelligence as to existing customs, for the sake of improvement and progress, is thus a mark of reflective morality--of the régime of conscience as over against custom."[1] [Footnote 1: Dewey and Tufts: _Ethics_, pp. 181-82.] Reflection is thus the process by which progress is made possible, although, as we shall presently see, it is not thereby insured. The function of intelligence is precisely to indicate anticipated goods, "to imagine a future which is the projection of the desirable in the present." Even the best ordered life or society reveals some maladjustment, some remove, near or far, from perfection. It is the business of reflection and imagination to note the discrepancy between what is, and what ought to be, and assiduously to foster the vision of the latter, so that in the light of that imagined good, men's ways of life may be amended. Nor does the setting-up of ideal standards mean the construction of fruitless Utopias. Reflection upon the present ways of life and the prospect of their improvement does not mean a mere wistful yearning after better things. It means careful inquiry into those elements of established ways which may be incorporated into the construction of the ideal. It means the resolute application of intelligence to an analysis of present maladjustments in the interests of preserving out of inherited and current ways those factors which point towards the goal desired. It means to be eager for perfection, and sensitive to current imperfections. Moral progress demands a vision of the desirable future, and a persistent and discriminating reflection upon the means of its attainment out of the materials of the present. THE DEFECTS OF REFLECTIVE MORALITY. Reflection, as already pointed out, tends to stop with merely destructive criticism. Provoked by maladjustment and imperfection, it frequently goes no further than to note these, with cynicism or despair. Criticism of established customs and ways of life frequently rests with the exhibition of absurdities in men's ways, finding refuge in laughter or rebellion. There is no one so cynical as the man who has been recently wakened out of dogmatic and innocent faith in the traditions to which he has been reared. The child receives from the herd the doctrines, let us say, that truthfulness is the most valuable of all the virtues, that honesty is the best policy, that to the religious man death has no terrors, and that there is in store a future life of perfect happiness and delight. And yet experience tells him with persistence that truthfulness as often as not brings him punishment, that his dishonest playfellow has as good if not a better time than he, that the religious man shrinks from death with as great a terror as the unbeliever, is as broken-hearted by bereavement, and as determined to continue his hold upon this imperfect life rather than trust himself to what he declares to be the certainty of future bliss.... Who of us is there who cannot remember the vague feeling of dissatisfaction, the obscure and elusive sense of something being wrong, which is left by these and similar conflicts?[1] [Footnote 1: Trotter: _Instincts of the Herd in Peace and War_, p. 49.] A little reflection is, in morals, a dangerous thing. It discovers difficulties, and does not solve them. It finds that human life is darkly strewn with hypocrisies, with shams, with makeshifts and compromises. And having made this discovery, it sighs or satirizes or forgets. It is notorious with what frequency men "go to pieces" when they are loosed from the moorings of their childhood moralities, before they have had a chance to acquire new and more reasonable constraints. Plato, in protesting that young men should not study philosophy too early, has well described the dangers of shallow analysis.[2] [Footnote 2: "And will it not be one great precaution to forbid their meddling with it [philosophy] while young? For I suppose you have noticed, that whenever boys taste dialectic for the first time, they pervert it into an amusement, and always employ it for purposes of contradiction, and imitate in their own persons the artifices of those who study refutation,--delighting, like puppies, in pulling and tearing to pieces with logic any one who comes near them.... Hence, when they have experienced many triumphs and many defeats, they fall, quickly and vehemently, into an utter disbelief of their former sentiments: and thereby both they and the whole cause of philosophy have been prejudiced in the eyes of the world." (Plato: _Republic_, Golden Treasury edition, p. 267.)] THE INADEQUACY OF THEORY IN MORAL LIFE. Reflection upon morals, even when it goes beyond the stage of criticism and proceeds to the reconstruction of habits and customs upon a more reasonable basis, is yet inadequate. However logically convincing a code of morals may be, it is not efficacious simply as logic. In Aristotle's still relevant words: It may fairly be said then that a just man becomes just by doing what is just and a temperate man becomes temperate by doing what is temperate, and if a man did not so act, he would not have so much as a chance of becoming good. But most people, instead of doing such actions, take refuge in theorizing; they imagine that they are philosophers and that philosophy will make them virtuous; in fact they behave like people who listen attentively to their doctors, but never do anything that their doctors tell them. But it is as improbable that a healthy state of the soul will be produced by this kind of philosophizing as that a healthy state of the body will be produced by this kind of medical treatment.[1] [Footnote 1: Aristotle: _Ethics_, book II, chap. III, pp. 42-43 (Weldon translation).] Moral standards, in order to be effective, must have emotional support and be constantly applied. Men must be in love with the good, if good is to be their habitual practice. And only when the good is an habitual practice, can men be said to be living a moral life instead of merely subscribing verbally to a set of moral ideals. Justice, honesty, charity, mercy, benevolence, these are names for types of behavior, and are real in so far as they do describe men's actions. As Aristotle says, in another connection: "A person must be utterly senseless if he does not know that moral states are formed by the exercise of the powers in one way or another." The virtues are not static or frozen; they are names we give to varieties of action, and are exhibited, as they exist, _only_ in action.[2] [Footnote 2: "But the virtues we acquire by first exercising them, as is the case with all the arts, for it is by doing what we ought to do when we have learned the arts, that we learn the arts themselves; we become, _e.g._ builders by building, and harpists by playing the harp. Similarly it is by doing just acts that we become just, by doing temperate acts that we become temperate, by doing courageous acts that we become courageous.... Again the causes and means by which any virtue is produced, and by which it is destroyed, are the same; and it is equally so with any art; for it is by playing the harp that both good and bad harpists are produced, and the case of builders and all other artisans is similar, as it is by building well that they will be good builders, and by building badly that they will be bad builders.... It is by acting in such transactions as take place between man and man that we become either just or unjust. It is by acting in the face of danger and habituating ourselves to fear or courage that we become either cowardly or courageous. It is much the same with our desires and angry passions. Some people become temperate and gentle, others become licentious and passionate, according as they conduct themselves in one way or another way in particular circumstances." (Aristotle: _Ethics_, pp. 35-36, Weldon translation.)] The mere preaching of virtue will thus not produce its practice. Those standards which reflection discovers, however useful in the guidance of life, are not sufficient to improve human conduct. They must, as noted above, be emotionally sanctioned to become habitual, and, on the other hand, only if they are early acquired habits, will the emotions associated with them be pleasant rather than painful. "Accordingly the difference between one training of habits and another from early days is not a light matter, but is serious or rather all-important."[1] Ideals of life, when they remain mere closet-ideals, are interesting academic specimens, but are hardly effective in the helpful amendment of the lives of mankind. "Whoever contemplates the world in the light of an ideal," writes Bertrand Russell, "whether what he seeks be intellect or art, or love, or simple happiness, or all together, must feel a great sorrow in the evils which men allow needlessly to continue and--if he is a man of force and vital energy--an urgent desire to lead men to the realization of the good which inspires his creative vision." Great thinkers upon morals have not been content to work out interesting systems which were logically conclusive, abstract methods of attaining happiness. They have worked out their ethical systems as genuinely preferred ways of life, they have offered them as solutions of the difficulties men experience in controlling their own passions and in adapting their desires to the conditions which limit their fulfillment. [Footnote 1: Aristotle: _loc. cit._, p. 36.] "Our present study," writes Aristotle, "is not, like other studies, purely speculative in its intention; for the object of our inquiry is not to know the nature of virtue, but to become ourselves virtuous, as that is the sole benefit which it conveys."[2] Reflection upon morals can map out the road; it cannot make people travel it. For that, an early habituation to the good is necessary. [Footnote 2: _Ibid._, p. 36.] But it should be noted further that the greatest ethical reformers have not been those who have convinced men through the impeccability of their logic. They have been rather the supreme seers, the Hebrew prophets, Christ, Saint Francis, who have won followers not so much by the conclusiveness of their demonstration as through the persuasive fervor and splendor of their vision. THE DANGER OF INTELLECTUALISM IN MORALS. There has been throughout the history of ethical theory a tendency to oversimplify life by cramping it into the categories fixed by reason. Reflection tends to set up certain standards which the infinite variety of human experience tends to outrun. In the mere fact of setting up generalizations, reflection is arbitrary. Any generalization, by virtue of the very fact that it does apply to a wide variety of situations, must forego concern with the peculiar colors and qualities inhering in any specific experience. Various ethical writers have set up general rules, which they have attempted to apply to life with indiscriminate ruthlessness. They have tried to shear down the endless rich variety of human situations to fit the categories which they assume to start with. Unsophisticated men have complained with justice against the recurrent attempts of moralists to set up absolute laws, standards, virtues, which were to be applied regardless of the specific circumstances of specific situations. It was such formalism that Aristotle protested against throughout his _Ethics_. There is the same sort of uncertainty with regard to good things, as it often happens that injuries result from them; thus there have been cases in which people were ruined by wealth, or again by courage. As our subjects [moral inquiries] then and our premises are of this nature, we must be content to indicate the truth roughly, and in outline.[1] [Footnote 1: Aristotle: _loc. cit._, pp. 3-4.] He points out repeatedly that situations are specific, that laws or generalization can only be tentatively made. Questions of practice and expediency no more admit of invariable rules than questions of health. But if this is true of general reasoning upon Ethics, still more true is it that scientific exactitude is impossible in reasoning upon particular ethical cases. They do not fall under any art or any law, but the agents themselves are always bound to pay regard to the circumstances of the moment, as much as in medicine or navigation.[1] [Footnote 1: Aristotle: _loc. cit._, p. 37.] Instead of framing absolute general rules, Aristotle points out those specific conditions which must be taken into account in any act that can, without quibbling, be called good or virtuous. It is possible to go too far, or not to go far enough, in respect of fear, courage, desire, anger, pity, and pleasure and pain generally, and the excess and the deficiency are alike wrong; but to experience these emotions at the right time, and on the right occasions and towards the right persons, and for the right causes and in the right manner is the mean or the supreme good, which is characteristic of virtue.[2] [Footnote 2: _Ibid_. p. 46.] Reflection thus unduly simplifies the moral problem by setting up general standards which are not adequate to the multiple variety of specific situations which constitute human experience. But in reasoning upon the conduct of life, there has been displayed, furthermore, by ethical writers an inveterate tendency to identify the processes of life with the process of reason. One may cite as a classic instance of this point of view the ethical theory of Jeremy Bentham and the Utilitarians. According to the Utilitarians human beings judged acts in terms of their utility, as measured in the amount of pleasure and pain produced by an action. The individual figured out the pleasures and pains that would be the consequences of his action. We shall in the next section examine this point of view in more detail; we are referring to it here simply as an illustration of intellectualizing of morals. Few individuals go through anything remotely resembling the "hedonic calculus" laid down by Bentham.[3] The individual is not a static being, mathematically considering the amount of pleasure and pain associated with the performance of specific actions. We are, in the vast majority of cases, prompted to specific responses, not by any mathematical considerations of pleasures and pains, but by the immediate urgency of instinctive and habitual desires. Reflection arises in the process of adjustment of competing impulses, in the effecting of a harmony between various desires that are much more primary and fundamental than the reflection that arises upon them. We may largely agree with McDougall when he writes: [Footnote 3: The hedonic calculus of Bentham was, briefly, the following: "Every proposed act is to be viewed with reference to its probable consequences, in (1) intensity of pleasures and pains, (2) their duration, (3) their certainty or uncertainty, (4) their nearness or remoteness, (5) their fecundity, _i.e._, the tendency of a pleasure to be followed by others, or a pain by other pains; (6) their purity, _i.e._, the tendency of a pleasure to be followed by pains and _vice versa_; (7) their extent, that is, the number or range of persons whose happiness is affected--with reference to whose pleasures and pains each one of the first six items ought in strictness also to be calculated. Then sum up all the pleasures which stand to the credit side of the account; add the pains which are the debit items, or liabilities, on the other; then take their algebraic sum, and the balance of it on the side of pleasure will be the good tendency of the act upon the whole." (Dewey and Tufts: _Ethics_, pp. 275-76.) We may say, then, that directly or indirectly, the instincts are the prime movers of all human activity; by the conative or impulsive force of some instinct (or of some habit derived from an instinct) every train of thought, however cold and passionless it may seem, is borne along towards its end, and every bodily activity is initiated and sustained. The instinctive impulses determine the ends of all activities and supply the driving power by which all mental activities are sustained; and all the complex intellectual apparatus of the most highly developed mind is but a means towards these ends, is but the instrument by which these impulses seek their satisfactions, while pleasure and pain do but serve to guide them in their choice of the means. Take away these instinctive dispositions with their powerful impulses, and the organism would become incapable of activity of any kind; it would lie inert and motionless, like a wonderful clockwork whose mainspring had been removed, or a steam-engine whose fires had been drawn.[1] [Footnote 1: McDougall: _Social Psychology_, p. 44.] Reflection is last rather than first; it is provoked and sustained by instinctive desires, and is the means whereby they may be fulfilled. TYPES OF MORAL THEORY. Reflection upon morals produces certain characteristic types of moral theory. These may be classified, although, because of the complexity of factors involved in any moral theory, cross-division is inevitable. But in the long history of human reflection upon a reasonable way of life, certain divisions stand out clearly. The first great contrast that may be mentioned is that existing between Absolutism and Relativism, the contrast, namely, between theories of morals that regard right and wrong as absolute and _a priori_, unconditioned by time, place, and circumstance; and theories of morals that judge the rightness and wrongness of acts in terms of their consequences, in the happiness or welfare of human beings, however that be conceived. These two points of view represent radically different temperaments and differ radically in their fruits. The contrast will stand out more clearly after a brief discussion of each. ABSOLUTISM. Absolutistic moralities are distinguished by their maintenance of the fundamental moral idea of Duty, Duty consisting in an obligation to conform to the Right. Implied in this obligation of absolute conformity is the conception that the Right is unalterable, universally binding, and imperative. Good and evil are not discoverable in experience, but are standards to which human beings must in experience conform. The right is not simply the desirable--frequently it is, from the standpoint of impulses and emotion, the undesirable; but it is a universal, an _a priori_ standard to which human beings must in experience conform. Morals are "eternal and immutable" principles, absolutely irrefutable and indefeasible in experience. We shall, in approaching the problem from the standpoint of moral knowledge, see that most absolutist moral philosophers have also supposed that these eternal principles of right action are intuitively perceived. What concerns us in this connection, however, is the nature of this absolutistic conception, and its bearings on the governance of human conduct. According to the absolutist, the "goodness" of an act is not at all affected by its immediate consequences. The value of a good or a moral act does not consist in its results. The moral value of an act consists in the "good-will" of the agent, and the "good-will" of the agent consists in his willing and conscious conformity to the absolute moral principle involved. "Nothing is fundamentally good but the good-will." That is, an act to be moral, must be the conscious conformity of a rational agent to the moral law, which he recognizes to be morally binding. To Kant, the classic exponent of this position, an act performed out of mere inclination, if not immoral, certainly was not moral. A moral act could only flow from reason, and reason would dictate to an individual conformity to the moral law, which was a law of reason. Conduct that is determined by mere circumstance is not moral conduct. Morality is above the domain of circumstance. And the moral agent is above the defeats and compromises imposed by time and place. He is a free agent, that is, morally free. He accepts no commands, except those of reason. A man, in following impulse or being dictated to by circumstance, is a mere animal or a machine. He is only a reasonable, that is, a moral being, when he conforms to the laws which are above time and place and circumstance, and above the whirls and eddies of personal inclination. Concretely, one may take the absolutistic attitude toward a specific virtue: honesty. The morality of telling the truth consists in a conscious conformity to the moral standard of honesty in the face of all deflections of inclination and particular situations. It makes no iota of difference what the result of telling the truth in a particular instance may be. It makes no difference what urgent and plausible and practically decent reason one has for not telling the truth. The truth must be told, as justice must be done, though the heavens fall. We have a case, let us suppose, where telling bad news to a very sick man may kill him. That temporally disastrous consequence is, from an absolutistic point of view, a totally irrelevant consideration, as is also the pain we feel in telling the truth under such conditions. But the single moral course is clear; there is no alternative; in absolutistic morals there are no extenuating circumstances. The truth must be told, whatever be the consequences. For to tell the truth is a universal moral law, and conformity to that law a universal moral obligation. The defects of this position, if they are not obvious from its bare statement, will become clearer from the analysis of the relativist or teleological positions. But its specific virtues deserve attention. The Kantian or absolutistic position, by its emphasis on the indefeasible and unwavering character of moral action, suggests something that rouses admiration from common sense, unsophisticated by moral theory. We do not think highly of the man who is at the mercy of every chance appetite, or every casual incident. Morality must be constituted of more enduring stuff. We do not deeply admire the caliber of a man who yields to every pressing exigency, surrendering thereby every ideal, principle, or value, the attainment of which demands some postponement or some privation of the fulfillment of immediate desire. The man who compromises his political ideals in the attainment of his personal success, is a scornful figure morally. And we estimate more highly the character of an individual who can persist in the strenuous attainment of an ideal in the face of the counter-inclination of passing pleasures. In its emphasis on the autonomy and integrity of moral action, even its opponents credit the Kantian or absolutistic position with having hit upon a genuinely moral aspect of human action. It is, as we shall see, in the rigidity and formalism of its conception, in its fanatical allegiance to _a priori_ standards, and its absolute sanctification of given ways of action, that the theory is questionable. RELATIVISTIC OR TELEOLOGICAL MORALITY. Contrasted with the theories of morals that maintain that right and wrong are absolute and eternal principles unaffected by time, place, and circumstance, are those moral philosophies which set out explicitly to discover a way of life by which human happiness in this world of time and place and circumstance may be attained. To know what is the supreme good, and to discover what are the means of its attainment, are, as Aristotle long ago and justly observed, of great importance in the regulation of life. It is this knowledge and discovery that constitute, according to Aristotle, the business of ethics. Regarding this "supreme good," we may quote his own expressions: We speak of that which is sought after for its own sake, as more final than that which is sought after as a means to something else; we speak of that which is never desired as a means to something else as more final than the things which are desired both in themselves and as means to something else; and we speak of a thing as absolutely final, if it is always desired in itself and never as a means to something else. It seems that happiness preëminently answers to this description, as we always desire happiness for its own sake, and never as a means to something else, whereas we desire honour, pleasure, intellect, and every virtue, partly for their own sakes,... but partly also as being means to happiness, because we suppose they will prove the instruments of happiness. Happiness, on the other hand, nobody desires for the sake of these things, nor indeed as a means to anything else at all.[1] [Footnote 1: Aristotle: _loc. cit._, pp. 13-14.] Happiness may, as Aristotle observes, be differently conceived by different people. To some it may mean a life of sensual enjoyment; to some men a life of money-making. But it is the attainment of _complete_ satisfaction and self-realization by the individual that ethical theories should promote; for such self-realization constitutes happiness. It is sufficient here to point out that all so-called "teleological" or "relativistic" moralities, insist that the morality of an action is not determinable _a priori_, or absolutely. They are _relativistic_ in the sense that they insist on taking into account the specific circumstances of action in the determination of its moral value. They are _teleological_ in that they insist on measuring the moral value of an action in terms of its consequences in human well-being or happiness, however those be conceived. To revert to the illustration used in connection with the discussion of Absolutism, to lie in order to save a life would, on this basis, be construed as good rather than evil. UTILITARIANISM. One of the classic statements of relativistic and teleological morality is Utilitarianism. According to the Utilitarians the criterion of the worth of a deed was to be found in an estimation of the relative pleasures and pains produced by it. The view is thus stated by John Stuart Mill: The creed which accepts as the foundation of morals, Utility, or the Greatest Happiness Principle, holds that actions are right in proportion as they tend to promote happiness, wrong as they tend to produce the reverse of happiness. By happiness is intended pleasure, and the absence of pain; by unhappiness, pain and the privation of pleasure. To give a clear view of the moral standard set up by the theory, much more requires to be said; in particular, what things it includes in the ideas of pain and pleasure; and to what extent this is left an open question. But these supplementary explanations do not affect the theory of life on which this theory of morality is grounded--namely, that pleasure and freedom from pain are the only things desirable as ends; and that all desirable things (which are as numerous in the utilitarian as in any other scheme) are desirable either for the pleasure inherent in themselves, or as means to the promotion of pleasure and the prevention of pain.[1] [Footnote 1: Mill: _Utilitarianism_ (London, 1907), pp. 9-10.] Simply stated, Utilitarianism says: "Add together all the pleasures promised by a contemplated course of action, then the pains, and note the difference; the nature of the difference will determine whether the course is right or wrong." Pleasures and pains are thus conceived as being open to quantitative determination. Action is determined by mathematical calculation in advance of the pleasure and pain produced by any action. Bentham's name is particularly associated with the dictum, "the greatest happiness for the greatest number." But two implications of this doctrine must be taken into account, at least as Bentham interpreted it. The greatest happiness meant the maximum amount of pleasure. And each individual could desire the greatest happiness, only in so far as it contributed to his own happiness or pleasure. And, for Bentham, as for all strict Utilitarians, there was no qualitative distinction in the amounts of pleasure. "The quantity being the same," said Bentham, "pushpin is as good as poetry." Utilitarianism is here considered as an instance of a type of ethical theory that set human happiness as the end, and made its judgments of actions depend on their consequences in human welfare. It must be pointed out, however, that its conception of happiness was dependent on a psychology now almost unanimously recognized as false: Bentham's assumption that the _reason_ human beings performed certain actions was _because_ they desired certain pleasures, completely reverses the actual situation. It puts, as it were, the cart before the horse. Pleasure is psychologically the accompaniment, what psychologists call the "feeling tone" of the satisfaction of any instinctive or habitual impulse. Human beings have certain native or habitual tendencies to action, and pleasure attends the performance of these. It is not because we want the pleasure of eating, that we decide to eat; we want to eat, and eating is therefore pleasant. If the good Samaritan cared about the present feelings or the future welfare of the man fallen among thieves, it would no doubt give him some pleasure to satisfy that desire for his welfare; if he had desired his good as little as the priest and the Levite, there would have been nothing to suggest the strange idea that to relieve him, to bind up his nasty wounds, and to spend money upon him, would be a source of more pleasure to himself than to pass by on the other side and spend the money upon himself. In the case of the great majority of our pleasures, it will probably be found that the desire is the condition of the pleasure, not the pleasure of the desire.[1] [Footnote 1: Rashdall: _Ethics_, p. 18.] As has been previously pointed out in this and other chapters, action does not start with reflection upon pleasures, or, for that matter, upon anything else. Action is fundamentally initiated by instinctive promptings, or the promptings of habit. Satisfaction or pleasure attends the fulfillment of any inborn or acquired impulse, and dissatisfaction or pain its obstruction or frustration. Apart from the satisfactions experienced in the fulfillment in action of such impulses, pleasure does not exist. Actions, situations, persons, or ideas can be pleasant to us, but "pleasure" as a separate objective entity cannot be said to exist at all. The Utilitarians, again, made the intellectualist error of supposing that men dispassionately and mathematically weighed the consequences of their actions, whereas their relative impulsions to action are determined by the instincts they inherit and the habits they have already acquired. Despite its false psychology, Utilitarianism does stand out as one of the great classic attempts to build an ethical theory squarely designed to promote human happiness. An execution of the same worthy intention, more acceptable to those trained in the modern psychology of instinct, is that moral conception variously known as Behaviorism, or Energism, a point of view maintained by thinkers from Aristotle to Professor Dewey in our own day. All behavioristic theories take the position that in order to find out what is good for man, we must begin by finding out what man is. In order to discover what will give man satisfaction, we must discover what his natural impulses and capacities are. In the utilization and fulfillment of these will man find his most complete realization and happiness. The standard of goodness, therefore, is measured in terms of the extent to which action promotes a complete and harmonious utilization of natural impulses and natural capacities. Ethics, from such a viewpoint, cannot set up arbitrary standards, but must form its standards by inquiries into the fundamental and natural needs and desires of men. Instead of laying down eternal principles to which human beings must be made to conform, it must derive its principles from observations of human experience, and test them there. The good is what does good; the bad what does harm. And what is good for men, and bad for men, depends not on rigid _a priori_ intellectual standards, but on the original nature which is each man's inheritance. To base ethics upon an analysis of the conditions of human nature, as scientific inquiry reveals it, carries with it two implications. It means that nothing that is shown to be a part of man's inevitable original equipment can with justice to man's welfare be ruled out. Every instinct taken by itself is as good as any other. It is only when one instinct competes with another, so that excessive indulgence of one, as, for example, that of sex or pugnacity, interferes with all a man's other instincts or interests (or with those of other men), that an instinct becomes evil. It means, secondly, that since individuals differ, and since situations are infinitely various and individual, no arbitrary and fixed laws can be laid down as fundamental eternal principles. MORAL KNOWLEDGE. The contrast between the two types of morality that have been historically current may be approached from the standpoint of moral knowledge. That is, moral theories may be classified on the basis of their answer to the question: How do moral judgments arise? The chief contrast to be drawn is that between Intuitionalism on the one hand, and Empiricism on the other. Intuitionalism holds briefly that the moral quality of an act is intuitively perceived, and is recognized apart from experience of its consequences. The empirical theory holds that moral judgments come to be attached to acts as a result of experience, and particularly experiences of the approval and disapproval of other people. The contrast will again become clearer by a discussion of each theory separately. INTUITIONALISM. Intuitionalism takes two chief forms. The first, Perceptual Intuitionalism, as Sidgwick calls it, holds that the rightness of each particular act is immediately known. The second, called by the same author Dogmatic Intuitionalism, holds that the general laws of common-sense morality are immediately perceived. The popular view of "conscience," well illustrates the first-mentioned position of the Intuitionalist. We commonly think of the dictates of conscience as relating to particular actions, and when a man is bidden in a particular case to "trust to his conscience," it commonly seems to be meant that he should exercise a faculty of judging morally this particular case without reference to general rules, and even in opposition to conclusions obtained by systematic deduction from such rules.[1] [Footnote 1: Sidgwick: _Methods of Ethics_ (4th edition), p. 99.] Conscience, this organ of immediate moral perception, is frequently taken to be divinely given at birth. There is no one so certain or immovable as the man whose actions are dictated by his "conscience." He does not have to think about his actions; he knows immediately what is right and what is wrong. The intuitionalist does not go into the natural history of scruples for or against the performance of certain actions. He takes these immediate aversions or promptings to act as the revelations of immediate and unquestionable knowledge, frequently presumed to be divinely implanted. Most Intuitionalists hold not that we experience an immediate intuition of the rightness or wrongness of action in every single situation, but that the common rules of morality, such common rules as good faith and veracity, are immediately recognized and assented to as moral. They insist that these are not determined by experience or by reflection, since stealing, lying, and murder are _known_ to be wrong by everyone, though most men could not tell way. Intuitionalism carried out to logical extremes is represented by such men as Tclstoy, and, in general, those who genuinely and persistently act according to the dictates of their conscience, "who hold, and so far as they can, act upon the principle that we must never resist force by force, never arrest a thief, must literally give to him that asketh, up to one's last penny, and so on." EMPIRICISM. To explain the grounds of the Empirical position is to exhibit the arguments in refutation of Intuitionalism. The most obvious and frequent line of attack that empirical moralists make upon Intuitionalism is to examine and compare the various "intuitions" of right conduct which have been held by men in different ages and places. The traditional method of combating intuitionalism from the time of John Locke to that of Herbert Spencer has been to present the reader with a list of cruel and abominable savage customs, ridiculous superstitions, acts of religious fanaticism and intolerance, which have all alike seemed self-evidently good and right to the peoples or individuals who have practised them. There is hardly a vice or a crime (according to our own moral standard) which has not at some time or other in some circumstances been looked upon as a moral and religious duty. Stealing was accounted virtuous for the young Spartan, and among the Indian caste of Thugs. In the ancient world, piracy, that is, robbery and murder, was a respectable profession. To the mediæval Christian, religious persecution was the highest of duties, and so on.[1] [Footnote 1: Rashdall: _loc. cit._, p. 59.] The Empiricist asks: If all these intuitions are absolute; if men at various times and at various places, indeed, if, as is the case, men of different social classes and situations at the present time, differ so profoundly in their "intuitions" of the just, the noble, and the base, which of the conflicting intuitions, all equally absolute, is _the_ absolute? The Intuitionalist continually appeals to the universal intuition and assent of Mankind. But there is scarcely a single moral law for which universal assent in even a single generation can be found. One has but to survey the heterogeneous collection of customs and prohibitions collected in such a work as Frazer's _Golden Bough_, to see how little unanimity there is in the moral intuitions of mankind. The Empiricist finds the origin of these divergent moral convictions in the divergent environments to which individuals in different places, times, and social situations are exposed. The intensity and apparent irrefutability of these convictions, which the Intuitionalist ascribes to their innateness, the Empiricist ascribes to their early acquisition, and the deep emotional hold which early acquired habits have over the individual. Those moral beliefs which we hold with the utmost conviction and intensity are, instead of being thereby guaranteed as most reasonable and genuinely moral, thereby rendered, says the Empiricist, the more suspect. They are evidences of the effectiveness of our early education, or of our high degree of sensitiveness to our fellows. Conscience is thus reduced to habitual emotional reactions produced by the contact of a given individual temperament with a given environment. Thus acts come by the individual to be recognized as right or wrong, according to the tradition to which he has been educated and the contacts with other people to which he is continually exposed. The Empiricist does not deny that there are intuitions, or apparent intuitions. He denies their ultimacy, their unquestionable validity. When ... we find ourselves entertaining an opinion about the basis of which there is a quality of feeling which tells us that to inquire into it would be absurd, obviously unnecessary, unprofitable, undesirable, bad form, or wicked, we may know that that opinion is a non-rational one, and probably, therefore, founded upon inadequate evidence.[1] [Footnote 1: Trotter: _Instincts of the Herd_, p. 44.] These so powerful convictions are the immediate promptings of instincts, or of the habits into which they have been modified. The humane Christian, had he been brought up in the Eskimo tradition, would with the most tender solicitude slaughter his aged parents, just as the humane Christian in the Middle Ages thought it his duty to slay heretics. There is no limit to the excesses to which men have gone on the dictates of conscience. To put actions on the basis of conscience is to put them beyond the control of reflection or the check of inquiry. It is to reduce conduct to caprice; to exalt impulse into a moral command. And the results of accepting blind intuitions as rational knowledge have been in many cases catastrophic. If reason has slain its thousands, the acceptance of instinct as evidence has slain its tens of thousands. Day by day, in the ordinary direction of their lives, men have learned during hundreds of generations how untrustworthy is the interpretation of fact which Instinct offers, and how bitter is the truth contained in such proverbs as "Anger is a bad counsellor," or "Love is blind." ... Wars are often started and maintained, neither from mere blind anger, nor because those on either side find that they desire the results which a cool calculation of the conditions makes them regard as probable, but largely because men insist on treating their feelings as evidence of fact and refuse to believe that they can be so angry without sufficient cause.[1] [Footnote 1: Graham Wallas: _The Great Society_, pp. 224-25.] The Empiricist insists that the morality of an act cannot be told from the intensity of approval or disapproval which it arouses in the individual. Actions are not moral or immoral in themselves, but in their consequences or relations, which are only discoverable in experience. The goodness or badness of an act is measurable in terms of its consequences, and the consequences of action are discoverable only in experience. This does not imply that we calculate the results of every action before performing it, or measure the consequences of the acts of other persons before judging them. Our immediate reactions are frequently not the result of reflection at all, but are responses prompted by previously formed habits, or by instinctive caprice. These immediate intuitions are not to be relied upon as moral standards, precisely because reflection frequently comes to an estimate of an act, directly at variance with our instinctive reaction to it. We come, upon reflection, to approve acts that we are, by instinct, moved to condemn. And the reverse holds true. When we see that a child's clothes have caught fire, we do not need to reflect on any consequences for universal well-being before we make up our minds that it is a duty to extinguish the flames, even at the cost of some risk to ourselves. It is clear that the act will conduce to pleasure and to the avoidance of pain. We should feel an equally instinctive desire to kick out of the room a man whom we saw making incisions in the flesh of a human being if we did not know that he was a surgeon, and that the making of incisions will tend to save the man's life. Were a competent physician to suggest that the burning of the child's clothes upon its back would cure it of a fever, every reasonable person would consider it his duty to reconsider his _prima-facie_ view of the situation.[1] [Footnote 1: Rashdall: _Ethics_, pp, 51-52.] The Empiricist insists that moral standards are matters of discovery; that the laws of conduct must be derived from experience, just as must the laws of the physical sciences. To condemn an act as evil means that the performance of that act has in experience been found to produce harmful results. Those moral laws which at the present stage of civilized society seem to have attained universal assent, _have_ attained it because they are rules whose practice has, in the history of the race, repeatedly been found to produce desirable results. Even the conception of justice, which has by so many thinkers been held to be absolute, to inhere somehow in the nature of things, is by Mill demonstrated at length to be merely a particularly highly regarded utility: It appears ... that justice is a name for certain moral requirements, which, regarded collectively, stand higher in the scale of social utility, and are therefore of more paramount obligation than any others; though particular cases may occur where some other social duty is so important as to overrule any one of the general maxims of justice. Thus, to save a life, it may not only be allowable, but a duty, to steal, or take by force, the necessary food or medicine, or to kidnap, and compel to officiate, the only qualified medical practitioner.[2] [Footnote 2: Mill: _Utilitarianism_ (London, 1907), p. 95.] Indeed it is clear, that in the processes of natural selection those tribes would survive whose rules of morality did in general promote welfare. And it is the business of reflection, says the Empiricist, not to accept either his own conviction or those of others on ethical questions, but in cases of ambiguity to establish, after inquiry, a standard the practice of which promises the widest benefits in human happiness. ETHICS AND LIFE. All ethical theories are more or less deliberately intended as definitions of the good, and as instruments for its attainment. They must, therefore, be immediately tested by their fruits in life. An ethical theory that is only verbally concerned with the good, but does not in practice promote human welfare, is futile pedantry or worse. Reflection upon conduct arises in man's attempt to control the nature which is his inheritance in the interests of his happiness. Men have learned through experience that to follow each impulse without forethought brings them pain, misery, and sometimes destruction. They have found that to achieve happiness some harmony must be established between competing desires, and that only by balances, adjustment, and control, can they make the most of the nature which is theirs inescapably. This nature consists, as we have seen, in certain specific tendencies to action. Men are natively endowed with instincts to love, to fight, to be curious, to long for and enjoy the companionship of their fellows, to wish privacy and solitude, to follow a lead and to take it, to fear and hate, and sympathize with others. The satisfaction of any one of these impulses gives pleasure. Any one of these may become a dominant passion. But it is not through yielding to a single imperious impulse that men attain genuine happiness. To be excessively pugnacious or amorous or fearful is to court unhappiness, both for the individual and his fellows. It is only by giving each instinct its proportionate chance in the total context of all the instincts, that happiness is to be found. It is for this reason that, as Aristotle first pointed out, a study of what is good for man must start with a study of what man himself is. The study of ethics must consequently fall back for its data upon psychology. It must note with precision the things that men can do, before it tells them what they ought to do. For the things they ought to do, are dependent on the conditions which limit and determine their ideals. Any ethical system that deliberately excludes from its formulation natural human desires and capacities, is denying the very sources of all morality. For every ideal has its root back in some unlearned human impulse, and an ideal that has no basis in the nature of man, is not an ideal, but a negation. The ideal "way of life" is one that provides for the harmonious utilization of all those possibilities which lie in man's original nature. To deny a place to the sex impulse is to deny a place to ideal love. To deny the moral legitimacy of the fighting instinct is to take away the basis of that immense energy which goes to sustain great moral reformers. The place of ethical theory is not to deny human impulses, but to turn them to uses in which they will not hinder other impulses either of the individual or of others. Through physical science, men have sought to make the most of their physical environment; through moral science, they can try to make the most of the human equipment which is theirs for better or for worse. This human equipment is an opportunity; and the utilization of this opportunity constitutes happiness. It is in the realization of the possibilities offered by our original human nature that reflection upon morals is justified. It is in the effective fulfillment of this opportunity that its success must be measured. MORALITY AND HUMAN NATURE. A moral theory that is merely coercive and arbitrary, therefore, is not in a genuine sense moral. A morality, to justify itself, must appeal to the heart of man. The good which it recommends must be a good which man can without sophistry approve. And the good for which man can whole-heartedly strive is not determined by logic, but, in the last analysis, by biology. Human beings cannot freely call good that to which they have no spontaneous prompting. Those ascetics who have denied the flesh may have displayed a certain degree of heroism, but they displayed an equal lack of insight. For it is out of physical impulses alone that any ideal values can arise. It is only when one instinct interferes with its neighbors, or one individual with his fellows, that instincts or activities can be called evil. They are called evil in relation, in context, with reference to their consequences. In itself no natural impulse is subject to condemnation. It is just as natural as thunder or sunshine, and is to be taken as a point of departure, as a basis for action, rather than as a chance for censure. Impulses demand control simply because, left to themselves, they collide with each other, just as individuals uncontrolled by custom, law, and education, collide with each other in the pursuit of satisfaction. The ideal is a way of life, which will allow as much spontaneity as the conditions of nature and life allow, and provide as much control as they make necessary. To be thus in control of one's desires is to be free. It is to utilize one's interests and capacities in the light of a harmony both of one's own desires, and in so far as this harmony is universal, of the desires of all men. It is to lead the Life of Reason: Every one leads the Life of Reason in so far as he finds a steady light behind the world's glitter, and a clear residuum of joy beneath pleasure and success. No experience not to be repented of falls without its sphere. Every solution to a doubt, in so far as it is not a new error, every practical achievement not neutralized by a second maladjustment consequent upon it, every consolation not the seed of another, greater sorrow, may be gathered together and built into this edifice. The Life of Reason is the happy marriage of two elements--impulse and ideation--which if wholly divorced would reduce man to a brute or to a maniac. The rational animal is generated by the union of these two monsters. He is constituted by ideas which have ceased to be visionary and actions which have ceased to be vain.[1] [Footnote 1: Santayana: _Reason in Common Sense_, p. 6.] Nor does the leading of a moral life, as Kant and other moralists said or implied, demand a stern and lugubrious countenance and a sad, resigned determination to be good. A moral system should promote rather a hallelujah than a halo. One may suspect the adequacy to human happiness of those moral systems which promote in their holders or practitioners a virtuous somberness and a moral melancholy. A morality that demands such unwholesome outward evidences is inwardly not beautiful. As art is an attempt to give perfection and fulfillment to matter, so is morals an attempt to give perfect and complete fulfillment to human possibility. A genuine morality will, in consequence, be spontaneous and free. In Matthew Arnold's well-known lines: "Then, when the clouds are off the soul, When thou dost bask in Nature's eye, Ask, how _she_ view'd thy self-control, Thy struggling task'd morality. Nature, whose free, light, cheerful air Oft made thee, in thy gloom, despair. * * * * * "There is no effort on _my_ brow-- I do not strive, I do not weep. I rush with the swift spheres, and glow In joy, and when I will, I sleep."[1] [Footnote 1: From _Morality_.] MORALS, LAW, AND EDUCATION. No moral code, however adequate in its theoretical formulation or the means of its attainment, is socially effective merely as theory. No matter how completely it takes into account all the natural desires and possibilities which demand fulfillment, it remains merely an academic yearning. It becomes an instrument of happiness only when it has been made the habitual mode of life of the individual and the group, through the long continuous processes of education and law. There is a familiar discrepancy between theory and practice, even when the discrepancy is not due to insincerity. Philosophy cannot make a man virtuous, however much it may convince him of the path to virtue. Socrates thought that if men only knew the good they would follow it. But modern psychologists and ordinary laymen know better. The good must become a habitual practice if men are to follow it, and it can only become a habitual practice if education and social conditions in general provide for the early habituation of the individual to conduct that is socially useful. Aristotle, who himself framed a theory of morals that was built on the firm foundation of human possibility, was aware of the inadequacy of theory by itself to make men good: Some people think that men are made good by nature, others by habit, others again by teaching. Now it is clear that the gift of Nature is not in our own power, but is bestowed through some divine power upon those who are truly fortunate. It is probably true also that reason and teaching are not universally efficacious; the soul of the pupil must first have been cultivated by habit to a right spirit of pleasure and aversion, like the earth that is to nourish the seed.[1] [Footnote 1: Aristotle: Ethics, book X, chap. X, p. 344 (Weldon translation). It is only when people find pleasure in the right actions, that they can be depended upon to perform them. And it is by their early and habitual performance that they will become pleasant. In the formation of such socially and individually useful habits, education is the incomparable instrument. The conduct of individuals is, as we have repeatedly seen, largely fixed by the customary recognition of certain acts as approved, and others as disapproved. These approvals and disapprovals are transmitted through education. Education is used here to refer not simply to the formal institutions of teaching, but to the complete social environment, the approvals and disapprovals with which an individual comes in contact. Formal education is, however, the chief means by which society inculcates into younger members those values, traditions, and customs which its controlling elements regard as of the most pivotal importance. Social customs which are transmitted in education, become fixed in law. So that, as Aristotle points out in this same connection, laws are symptomatic of the moral values which the group regards as of the highest importance. Laws are customs given all the sanction, support, and significance that the group can put into them. Education transmits the values, ideals, and traditions cherished by the group, but the laws and customs already current largely control the scope and methods of education. "Education proceeds ultimately from the patterns furnished by institutions, customs, and laws. Only in a just state will these be such as to give the right education."[1] [Footnote 1: Dewey: _Democracy and Education_, p. 103.] The state of law and education which is exhibited by a society, thus accurately mirrors the degree of moral progress of the group. And what is, perhaps, more significant, the kind of law and education current determines the moral ideals and conditions the moral achievements of the maturing generation. Education, more especially, is the instrument through which the young can be educated not only to ideals and customs already current, but to their reflective modification in the light of our ever-growing knowledge of the conditions of human welfare. INDEX Ability, education and native. Absolutism in morality. Acquisitive instinct. Activity, creative (see Creative activity); mental; physical; social. Æsthetic experience; and form; in industry; in science; sense satisfaction basis of; standards, effect of custom on; value of science; values; _vs._ moral values; _vs._ practical values. _See also_ Art. Affection. _See_ Love. Age, influence of on learning. Altruism. Ambition. Animal, instincts compared with human; man as an; man a social. Appreciation. _See_ Æsthetic. Aristocracy. Aristotle. Arnold, Matthew. Art, and emotion; and morals; and nature; appreciation of; as an industry; as propaganda; as realization of ideals; as recreation; as vicarious experience; expression of ideas by; fine; for art's sake; imagination in; industrial; origin of; standards in. _See also_ Æsthetic. Attention in habit formation. Awe. Bacon, Francis. Bagehot. Bain. Beauty. _See_ Art, and Æsthetic. Behavior, habitual; instinctive; types of human. Behaviorism. Belief, gregariousness in; individuality in. Bentham. Bergson. Bible. Blame. _See_ Praise. Bloomfield, Leonard. Boas. Bryce. Burke, Edmund. Burns, C. Delisle. Bury. Butler. Cannon. Career of reason. Carlyle. Carnegie. Cattell. Change, in customs; in habits; in language; opposition to. Character. _See_ Personality, and Self, development of. Christ. Christianity. Church, the, as a social institution; educational functions of; political functions of. Civilization, and acquisitive instinct; control of instincts in; factors in development of. _See also_ Society. Classification in science. Coefficient of correlation. Common sense and science. Communication. _See_ Language. Companionship. _See_ Gregariousness. Comte, Auguste. Conduct, cultivation of socially desirable; social standards of. Confession. Conscience. Conservatism, place of fear in; of habit. Continuity, cultural. Cooley. Courage. Creative activity, and eccentricity; as sublimation of sex instinct; in art; in industry; in society. _See also_ Imagination. Culture, continuity of; dependent on environment. Curiosity, instinct of; and scientific inquiry. Custom, attitudes toward; and art; and morals; changes in; effects of on progress; preservation of; social value of. Dante. Darwin. Deduction. Democracy. Dewey. Dickens. Dickinson, G. Lowes. Differences, individual, and education; causes of; in industry; in leadership; in reflection: influence of environment on; of heredity; of race; of sex. Discontent, due to repression of instincts. Dislike. _See_ Hate. Divine, as the human ideal; description of. Dogmatism. Dow. Dowson, Ernest. Eccentrics. Education, and individual differences; and morals; as transmitter of the past; by the church; instrument for social betterment and control; made possible by prolonged period of infancy; and by language. _See also_ Learning. Egoism. Emerson. Emotion, accompanies satisfaction or frustration of instincts or habits; and art; and language; aroused in maintenance of self; as driving power; difficulty of classifying; in morals; impedes reflection; James-Lange theory of; of dislike or hate; of fear; of pity; of love; physical indications of. Empirical morality. Enthusiasm; religious. Environment, control of by science; influence of on æsthetic appreciation; on individual differences; on racial differences; on instincts; maladjustment between individual and; possibility of choice of. Ethics, and life; contrast between professed and practiced. _See also_ Morality. Euripedes. Evolution. Experience, art as vicarious; modifies man's instincts. Experiment, to determine learning process in animals; number of instincts in animals; in children. Experimental moral standards. Experimentation in science. Expression, art as means of. _See also_ Æsthetic, and Religion. Fatigue, influence of on learning; in relation to industry; mental; nervous; physical. Fear, and religious experience; instinct of; of the new. Field, Eugene. Fighting instinct. _See_ Pugnacity. Fiske. Folkways. Food, instinct of. Form, and æsthetic experience. Freedom of speech. Freudian psychology. Friendship. _See_ Love. Frost, Robert. Galton, Francis. Garibaldi. Generalization in reflection. Genius. God. Goethe. Goff. Goldmark. Gregariousness, effect of on innovation; importance of for social solidarity; in action; in belief; instinct of. Group-feeling; influence of on language. _See also_ Society. Habit, as time-saver; importance of in morals; language as a; of reflection, importance of; strength of in individual; in society. Habits, and emotion; and instincts; disserviceable; education a deliberate acquisition of; formation of, influence of on thinking; modification of by reflection; of mind; specific not general; transference of. Hard, William. Harrison, Jane. Hart. Hate. Health, influence of on learning. Hegel. Henley. Heraclitus. Herd instinct. _See_ Gregariousness. Heredity. Hinks. History, and religion. Hobhouse. Housman. Hunger, instinct of. Huxley. Ideals, created by reflection; devotion to; foundation of; realization of in art; in morals; in religion. Ideas, expressed in art; fear of the novel in; man alone reacts to. Imagination, as form of mental activity; in art; in science. _See also_ Creative activity. Impotence. _See_ Need. Impulses. _See_ Instincts. Individual, and education; differences (_see_ Differences, individual); maladjustment between environment and. Individualism. Individuality, and progress; consciousness of unique in man; in opinion and belief. Induction. Industry, art as an; individual differences in; need of creative activity in. Infancy, prolonged period of in man. Inquisition. Instinct, and habit; acquisitive; definition of; of curiosity; fear; gregariousness; hunger; leadership; mental activity; parental; physical activity; pity; play; pugnacity; self-preservation; sex; shelter; submission; sympathy. Instincts, and education; and emotion; basis of morals; conflict of; control of; happiness comes from satisfaction of; interpenetration of; modification of; number and variety of; repression of; specific not general; unchanged since prehistoric times. Intelligence, a conscious adjustment of habits; influence of heredity on, of race, of sex; makes possible control of nature; measurement of; types of. Interests, conflict of in society. Intolerance. Intuition. Intuitionalism. Invention of tools. James, William. Jennings. Jevons. Job. Jones, A. L.. Joy, religious expression of. Kant. Kelvin. Kerr-Lawson. Keyser. Kropotkin. Ladd. Lang. Lange. Language, and emotion; and logic; and thought; as a social habit; changes in; importance of for civilization; man alone possesses; origin of; primitive; uniformities in. Law, and morals; and society; scientific. Leadership, instinct of; submission to. Learning, affected by age, fatigue, and health; capacity for in men and animals; drill and attention in; importance of habit of; process of (_see also_ Education, and Reflection); trial-and-error. Le Bon. Lee, Frederick S.. Lincoln. Logic, and language. Love. Lowell. Loyalty. Lucretius. McDougall. Malthus. Man, as social being; primitive; study of, basis of ethics; unique characteristics of. Marett. Markham, Edwin. Marot, Helen. Marx, Karl. Masefield. Mayo-Smith. Mendelian laws of heredity. Mental activity. Meyer, Eduard. Mill, John Stuart. Mills. Milton. Moral action; knowledge; standards; theory, types of; values. Morality, absolutistic; and art; and education; and emotion; and habit; and human nature; and intellectualism; and law; based on instincts; customary; empirical; inadequacy of theory in; intuitional; reflective; relativistic and teleological; spontaneous. Morley, John. Mysticism. Napoleon. Nature, and art; man's control of; science as explanation of; unchangeability of. Need, and religious experience. New, progress and the; distrust of; idealization of. _See also_ Originality. Newton. Nietzsche. Northcliffe, Lord. Noyes, Alfred. Observation in science. Opinion, individuality in; suppression of. Originality in thinking, causes of; encouragement of; fear of, in society. _See also_ New. Orosius. O'Shaughnessy. Other-worldliness. Parental instinct. Pascal. Past, critical examination of; disparagement of; education as transmitter of; idealization of; limitations of; our heritage from; veneration of. Pasteur. Pater, Walter. Pearson, Karl. Penance. Personality. _See also_ Self. Physical activity, instinct of; fatigue. Pity, instinct of. Plato. Play. _See_ Physical activity, and Recreation. Pleasure. Poe. Poincaré. Pope. Population; restriction of. Possession. _See_ Acquisitive. Praise and blame, as instruments of social control; determine professed standards; in development of self; indifference to; man responsive to. Prayer. Prejudice, influences thinking. Primitive and civilized races; language; man's manufacture of tools; morality; religion; science. Principles. Privacy, instinctive demand for. Probability. Progress, and custom; and pugnacity; and reflection; and variation from normal; science as an instrument of. Propaganda, art as; emotional value of words in. Psychological tests. _See_ Intelligence, measurement of. Psychology, and ethics; behavioristic; "faculty"; Freudian; of Utilitarianism. Public opinion; opposition to. Pugnacity, instinct of. Quiescence. Race, continuity of human; influence of on individual differences. Rashdall. Reason, and religion; as director of life; career of; in absolutistic morality. _See also_ Reflection, and Thinking. Recreation; art as; form dependent on work and habits. Reflection, and individual differences; and morality; creates moral standards; in art; in science; inadequacy of in morals; limited by instinct and habit; modifier of instinct and habit; process of; value of for society. _See also_ Learning, Scientific method, and Thinking. Reflex. Relativistic morality. Religion, and history; and science; experiences giving rise to expression of; institutionalized; offers solace; realization of ideals in; primitive; rationalization of personal. Remorse and religion. Repentance. Repetition in habit formation. Repression of instincts. Ribot. Robinson, James Harvey. Robinson, Edwin Arlington. Roosevelt. Ross. Russell, Bertrand. Sabatier. Sacrifice. Santayana. Schopenhauer. Science, æsthetic aspect of; and common sense; and progress; and religion; as explanation of natural phenomena, classification in; definition of; experimentation in; imagination in; innovation in; observation in; practical; primitive; pure; social. Scientific inquiry, curiosity and; law; method. Self-assertion; consciousness of the; development of; display; preservation; sufficiency; surrender; satisfaction and dissatisfaction; the divided; the negative; the permanent; the social; types of the. Sense satisfaction basis of æsthetic experience. Sex, and creative activity; and racial continuity; influence of on individual differences; instinct of. Shakespeare. Shelley. Sidgwick. Smith, Adam. Social activity; being, man as a; consequences of fear; of leadership; of opposition to public opinion; of pity; of submission; inertia; institution, the church as a; motive; sciences; self; solidarity; standards of conduct; value of consciousness of self; of custom; of individuality in opinion; of praise and blame; of prolonged period of infancy; of pugnacity; of reflection. Socialism. Society, and education; and individual happiness; and law; based on instinct of gregariousness; conflict of interests in; control of instincts in. Socrates. Solitude. Sorel, Georges. Specificity of instincts; of habits. Speech (_see also_ Language); freedom of. Standards, æsthetic; _a priori_; experimental; ideal; language; moral; social. Statistics. Stirner, Max. Stork, Charles Wharton. Submissive instinct. Suggestion, in thinking. Sutherland. Swinburne. Sympathy. Tabu. Tarde. Taylor, Henry Osborn. Teleology in morals. Tender emotion. Tennyson. Theology. Theory, inadequacy of in morals. Thilly. Thinking, common sense _vs._ scientific; influence of habit on; analyzes experience; begins with a problem. _See also_ Reflection, and Scientific method. Thompson, Sylvanus P.. Thomson. Thorndike, Edward L. Thought, and language; originality in. Tolstoy. Tools, man only maker and user of. Tradition. _See_ Custom. Trial-and-error, learning; reflection as mental. Trotter. Tufts. Tylor, Edward B. Tyndall. Types of self; of intelligence. Utilitarianism. Values, æsthetic; ideal; moral. Veblen. Verification in scientific procedure. Wallas, Graham. War, and acquisitive instinct; and hate; and pugnacity. Ward, Lester. Watson. Wharton, Edith. Wilde, Oscar. Will. Wilson, Woodrow. Wolff, Christian. Woodbridge. Woodworth. Wordsworth. Work determines form of recreation.