College and Research Libraries B y H A R R I E T D . M A C P H E R S O N Reclassification of College and University Libraries1 Miss MacPherson, assistant professor, School of Library Service, Columbia Uni- versity, investigated five different sources of information in order to throw new light on the problem of reclassification. The most authoritative and up-to-date facts were obtained from questions sent to twenty libraries that have experienced either whole or partial reclassification of their collections. THE TERM " r e c l a s s i f i c a t i o n , " as applied to l i b r a r y collections, is sometimes em- ployed to describe the process of revising, and perhaps expanding, an existing system of classification, and of fitting the book collection into the renovated system. " R e - classification" is used here in its more exact s e n s e — t o describe the process of c h a n g i n g a collection f r o m one classifica- tion system to an entirely different scheme. Sources of Information T h e present discussion of the subject is based on information gleaned f r o m the f o l l o w i n g sources: ( I ) m y past experience as a practical classifier; ( 2 ) talks w i t h ad- ministrators and classifiers in various types of libraries; ( 3 ) personal observation of classification conditions in libraries in dif- ferent parts of the U n i t e d States and E u r o p e ; ( 4 ) printed material relating to reclassification; ( 5 ) returns f r o m a 1 Summary of a paper presented at the Eastern College Librarians' Conference, held at Columbia University Library, Nov. 25, 1939. set of questions sent out on O c t o b e r 2 5 > J 939, to the administrators of t w e n t y A m e r i c a n college and university libraries. Example Drawn from Experience I n order to have some specific problem to illustrate the practical classification end, I have decided to recount the trials of reclassifying a small group of books in the field of business. T h e setting w a s in C o - lumbia U n i v e r s i t y L i b r a r y about the y e a r 1 9 2 1 , the number of books involved w a s 4 0 0 0 , and the f a c t s have been verified re- cently by reference to rough notes that w e r e taken at that period. T h e r e is some justification f o r criticizing an attempt to d r a w f a c t s f r o m a case that happened so long ago, and w h e r e the circumstances w e r e undoubtedly peculiar to the indi- vidual l i b r a r y involved. I m i g h t say, h o w e v e r , that in the light of m y later con- tacts w i t h reclassification, history has seemed to repeat itself and local c i r c u m - stances in libraries have never failed to present unusual angles. T h e task w a s to transfer about 4 0 0 0 volumes f r o m the 6 5 0 class of the D e c i m a l Classification to the places provided f o r this subject in a n e w , special scheme of classification w h i c h had just been w o r k e d out f o r the School of Business L i b r a r y . N e w accessions w e r e classified at once ac- cording to the special system, but the older volumes had to be attended to in the spare MARCH, 1940 187 12 7 time of the cataloger and her one pro- fessional assistant. T h e handling of 4 0 0 0 volumes w o u l d , on the surface, seem a small task, espe- cially since there were many duplicate copies of certain titles. Y e t the reclassi- fication involved the removal, frequent remaking, and the refiling of 8 0 0 0 to 1 0 , 0 0 0 catalog cards, the changing and refiling of nearly 4 0 0 0 shelf-list cards, and the actual handling of the volumes. T h i s last step covered verification of the books w i t h the cards, frequent recataloging of the books, fitting the books into the new classification scheme, and penciled mark- ing of the books w i t h the new numbers which the bindery department w o u l d eventually place on the spines. Chief Problems A l l of these processes constituted mere routine practice and there w a s adequate typing help. Nevertheless, the chief rea- son w h y it took t w o people more than t w o years to complete this job lies in the fact that there w a s so much trouble in locating the books, large numbers of which were not in their proper places on the shelves. T h e f o l l o w i n g constitute some explana- tions for their absence; explana- tions which are likely to account for the absence f r o m the shelves of books t o d a y : 1. M a n y volumes were charged out to readers when first sought. 2. M a n y volumes were on reserve and in use in some departmental library. 3. Professors on sabbatical leave had carried off a f e w volumes. 4. A number of volumes were at an out- side bindery. 5. Volumes that were reported missing on first search kept turning up in other sec- tions of the stacks where inventory w a s going on. 6. Some books that were at first reported missing would later appear mysteriously in their right places. 7. Since Columbia is in a metropolitan district, with borrowers carrying books daily on subways, trolleys, etc., a few vol- umes that were reported lost and paid for, were discovered later in another library or in some bookshop. Gained from Interviews and Visits T h e second and third sources of in- formation for this study may be handled together. T h r o u g h these visits and inter- views, which have been frequent and have extended over a period of a good many years, it has been possible to gain familiar- ity w i t h reclassification methods in many different types and sizes of library. N e a r - ly a l w a y s I have jotted down the findings on the spot or have written up the results at the end of the day. T h e f o l l o w i n g are some conclusions that have been d r a w n from these notes: 1. Reclassification is a slow process, even in a relatively small library, because recata- loging is usually required for a good per- centage of the books involved. 2. Reclassification for a closed shelf li- brary seldom seems worth while; for an open shelf library it is frequently helpful for both readers and staff. 3. T h e hiring of extra help for a re- classification project should be carefully considered from every angle. Even an ex- perienced classifier who comes from the outside will need considerable time to orien- tate himself in regard to the particular needs of an individual library. T h e larger the library, the longer will be the time of adjustment. 4. Because of the cost, time, and frequent interference with readers and staff, reclassi- fication should never be embarked upon un- less the library is quite sure that the existing system of classification seems to be imped- ing the progress of the library's service. 5. A system of classification that seems ideal for one library will not necessarily meet the needs of another institution. C a r e - 1 6 0 COLLEGE AND RESEARCH LIBRARIES f u l investigation of v a r i o u s systems and their applications in s e v e r a l libraries is necessary. T h e best possible system must be adopted now, or all the difficulties of another reclassification may have to be ex- perienced again in a f e w y e a r s . 6. I n college and university libraries there seems to be no reason w h y special and departmental collections, if housed in sep- a r a t e rooms or buildings, cannot be classified according to systems which are different f r o m the scheme adopted f o r the bulk of the general collection. Gained from Existing Literature So f a r as can be ascertained, no entire book has as yet been devoted to the sub- ject. I t happens that I have been in touch for several months w i t h someone w h o is preparing an exhaustive study of the problem, the results of which, if pub- lished, may constitute a fair-sized book. T h e librarian undertaking this investiga- tion is M r . M a u r i c e T a u b e r , an experi- enced classifier, w h o is at present a student at the G r a d u a t e L i b r a r y School, Chicago University. M r . T a u b e r ' s title is to be: "Reclassification and Recataloging of M a - terials in College and University L i b r a r - ies." H e has secured data from sixty-six libraries that have answered his question- naire, so that his final presentation of facts should prove an authoritative guide to anyone interested in reclassification. M a t e r i a l in print that is now available exists almost entirely in periodicals, since only scattered references can be discovered in general textbooks on cataloging and classification. A number of the best and most recent articles consist of addresses made at both the L a r g e and Small L i - braries R o u n d T a b l e meetings of the A . L . A . C a t a l o g Section at the 1 9 3 3 Chicago conference.2 O f these papers, 2 In the A . L . A . Proceedings of this conference may be found not only abridgements or digests of MARCH, 1940 that of D r . Bishop might receive special mention because his remarks were mainly from the administrative angle. Slightly antedating these conference addresses is an article entitled: " W h a t Price Reclassi- f i c a t i o n ? " by Elizabeth P . J a c o b s and Robinson Spencer. T h i s appeared in the Catalogers' and Classifiers' Yearbook, No. 3, in 1 9 3 2 . It details the actual experi- ences of the reclassification project at the University of Rochester L i b r a r y and in- cludes statistics of cost, time, and person- nel. A f t e r reading this account librarians contemplating reclassification should be able to figure more or less accurately the expenditure required. Questions Sent Twenty Selected Libraries Both because of lack of time and the fear of duplicating M r . T a u b e r ' s w o r k , I avoided the questionnaire method in ac- quiring facts from this source. Since my previous contacts with the subject had been mostly from the classifier's point of view, I decided to send out a f e w general, rather than technical, questions to the ad- ministrators of twenty college and univer- sity libraries.3 In order to make fairly certain that the institutions selected w o u l d have had a reclassification problem, recent numbers of the annual report of the li- brarian of Congress were consulted for libraries that were reported to be using the L . C . system of classification either for all or part of their collections. T h e s e lists were consulted merely for the purpose already stated, and not at all for the rea- son of finding out how w e l l suited the L . C . classification w a s for the collection of any library. T h e twenty libraries selected were chosen purposely from dif- all these addresses, but also an indication of the name and number of the periodical in which the majority of these papers were later printed in full. 3 A complete alphabetical list of the libraries cir- cularized will be found at the end of this paper. 161 ferent parts of the country. In order to include institutions of various sizes the latest number of the American Library Directory w a s consulted. Incidentally, since f e w small libraries have ever adopted the L . C . classification system, the majority of the institutions w r i t t e n to w e r e those which w o u l d be said to have large collec- tions. W h i l e the size range w a s from about 5 0 , 0 0 0 to 4 , 0 0 0 , 0 0 0 volumes, only six of the twenty collections w e r e under 2 0 0 , 0 0 0 volumes. A letter containing the four f o l l o w i n g questions w a s sent: 1. H a s your adoption of the L . C . classi- fication been for the whole library or only for one or more of your special collections or departments? 2. If your adoption of this system has been only for one or more special collections or departments, do you find it a detriment to have the main body of your books classi- fied according to another system? 3. D o you believe that the service to readers has been so improved by the change that the time, money, and general upheaval involved in reclassifying have been worth while ? 4. D o you think that as satisfactory serv- ice could have been provided for readers if you had not reclassified according to an- other system but had merely expanded and modernized your original system? O f the libraries circularized, nineteen, or 9 5 per cent, sent in replies. O n l y seventeen answers, however, w e r e usable, since one arrived after the statistics for this paper had been completed, and an- other showed a misunderstanding on the part of the librarian in regard to the rea- son for circularizing his institution. O f the seventeen valid replies, thirteen w e r e sent in by administrators, three by cata- logers, and one by an assistant librarian. Replies Hard to Tabulate T h e returns f r o m the first t w o questions 162 C O L L will be handled together, in so f a r as the information relates to whether the libraries adopted the L . C . classification f o r the bulk of the collection or only for one or more special departments or collections. T h e s e replies were f a i r l y difficult to tabu- late because in many cases libraries re- ported that they had adopted the L . C . classification for the whole collection and then, either in the direct answer to the first question or elsewhere in the return, mentioned a f e w exceptions. In one case the exceptions were so numerous that it w a s suspected that they involved a larger number of volumes than w a s covered by the rule. A n o t h e r complication resulted from the fact that whenever the subject of l a w w a s mentioned among exceptions, it had to be discounted because the L i b r a r y of Congress has not as yet published its l a w schedule. In the final analysis, thir- teen of the seventeen libraries reported that the L . C . classification had been adopted for most of the collection; while four of the institutions are using it only for one or more special collections. I t must be added, however, that among the thirteen libraries reporting L . C . in use for the bulk of the collection, eight, or slightly more than 6 1 . 5 per cent, acknowledged using one or more other schemes for spe- cial departments or collections. A n ex- tract from the reply of one of these eight librarians may help to illustrate the point: W e have adopted the Library of Con- gress classification as basic for the entire library, but it is quite possible that we may not use it for medicine and for forestry. In fact, in forestry we have combined one or two independent classifications with the L . C . scheme. . . . A s for medicine, we are not yet decided. A s a matter of fact, at least three-quarters of our medical library, which is quite extensive, is composed of bound files of journals and transactions of EGE AND RESEARCH LIBRARIES societies which are arranged in a single alphabet. The classification problem, there- fore, concerns only a fraction of our hold- ings in the field of medicine. T h e second half of the second question was apparently inaccurately worded. T h e information desired was whether or not it had proved a detriment when depart- mental or special collections were classified according to another system than that used for the main body of the collection. Seven of the seventeen libraries interpreted this question as referring to the as yet unclassified portion of their main book collections by the L . C . classification. Six of the seven confessed to some trouble in shelving, filing, the maintenance of both an old and a new catalog, etc. In most instances, however, the reply stated that readers and staff had already benefited so much from the change that they were wil- ling to have suffered some inconvenience. T h e seventh library reported that a slight amount of trouble had arisen because of the fact that in reclassifying, the catalog had been changed from a classified to a dictionary arrangement. T h r e e libraries suggested that the prob- lem did not apply to them, as their collections had been entirely reclassified according to the L . C . system. One Library Uses Nearly 80 Different Systems T h e remaining seven libraries were all institutions that had acknowledged the use of some other system of classification for departmental or special collections than that employed for the main body of the books. A l l of the seven reported that no inconvenience had resulted from the use of more than one scheme of classifi- cation. M a n y different reasons were given for the statement. One answer that MARCH, 1940 was emphatic about this point reported the use of nearly eighty different classifi- cation systems, with apparently no ill re- sults. T h e librarian of an institution where only three special or departmental collections have been handled according to another system of classification, but where the main collection has not yet been en- tirely reclassified, made the following statement: In our library at the present time I feel that people are greatly relieved when the classification of the books with which they have mostly to deal has been finished. But here again the difficulties are chiefly in the process of reclassification and not in the practical handling of books in two or more systems. T h e third question, which concerned it- self with whether reclassification had been worth while, called forth the longest answers. In the final analysis, thirteen of the seventeen libraries considered that reclassifying had been worth while, two replied in the negative, and two were in doubt. M a n y of the thirteen institutions that rendered a favorable reply stressed the recataloging that had gone on along with the reclassification. A s one librarian put it: "Since recataloging was called for in any case, reclassification did not in- volve much extra confusion. Service to readers undoubtedly has been improved by recataloging and reclassification; how much of the improvement is due to reclassi- fication alone, it would be difficult to say." Another library remarked: " U p to the present time the expense of reclassification may not seem to be justified by the re- sults, but in the long run we expect to gain by the change." A rather unusual reaction was received from one institution where reclassification has been going on for over twenty years: " W e believe that 18 7 reclassification can be so organized that a so-called 'general upheaval' is not neces- sary." It seems certain that many admin- istrators would like to find out the secret of how this institution has handled its various problems. Do Not Recommend Expansion of Old System Of the seventeen valid returns from the fourth question, eleven indicated that as satisfactory service could not have been provided for readers if the old system of classification had been expanded and mod- ernized. T h r e e librarians thought that just as satisfactory service would have re- sulted if changes had been made in the old system, and two were in doubt about the matter. One reply could not be tabulated under any of these headings, since this library is using L . C . only in one depart- mental collection. While the change to the L . C . system has been beneficial in the case of this isolated department, the li- brarian reports that, on the whole, the library administration is opposed to re- classification except under unusual cir- cumstances. H e added: " W e feel that the time and money spent in reclassifying is rarely worth while. T h e new classifi- cation usually proves within the course of years to be f a r from perfect and w e think that the money could be spent in better w a y s . " Besides sending answers to the four questions, many libraries tucked in other information in the returns; others accom- panied the formal reply with a letter that discussed further points. T w o of these points, since they were emphasized again and again, deserve special consideration. T e n replies included reasons why the li- braries were glad that they had adopted the L . C . system in reclassifying. T h e reasons were various, but perhaps the re- mark most worthy of quotation w a s : " . . . the L . C . classification is f a r better than anything we could have made out of our original system, and is probably better than any one person or small group of per- sons could make, for the L . C . must have had experts in each field." T h e other point relates to reclassification in open and closed shelf libraries. Most of the letters that included reference to the matter stressed the fact that the stacks were open only to graduate students and the faculty. M o r e than one library of this type men- tioned that reclassification was es- pecially hard on the pages who are sent to look for books. Possibly M r . Tauber's study may reveal some interesting facts about open shelf libraries and reclas- sification. Conclusion A final summing up of the findings from the answers received and of the informa- tion gained from other sources might be reduced to the following statements. T h e reclassification of college and university libraries is a major undertaking. It is much easier, and often it proves quite as profitable, to make changes only for spe- cial collections or departments. When, however, the bulk of a collection has been reclassified because of the general inade- quacy of an old classification system, the results have usually justified the means. Because libraries differ so widely in many respects, each institution must make a thorough study of its own situation, in addition to a study of how the problem has been handled in other places. In no case does it seem wise to adopt the slogan: " I t is the fashion to reclassify, and w e wish to be in the mode." (Continued on page 175) 164 COLLEGE AND RESEARCH LIBRARIES judgment but if he is competent to select he should also be granted competence to reject material. A l t h o u g h this solution provides no specific formula whereby propaganda can be automatically tested, admitted or rejected, it w o u l d seem that fundamentally usefulness could be ac- cepted as the first principle for admission. W i t h this as a guide all three types of propaganda; namely, " g o o d , " "innocu- ous," and " h a r m f u l " would be admitted in proportion to their usefulness in any given type of library. Regardless of policy the first t w o types need cause little con- cern. A s f a r as the third, or " h a r m f u l , " type is concerned it w o u l d seem our f u n c - tion might go beyond education or censor- ship, even beyond any treatment which may be devised for the actual handling of this material. No Immediate Cause for Alarm I t is still generally agreed that " i t can't happen here." A s long as this condition exists there is no particular cause for alarm over the subversive effect of propa- ganda in our college, university, and ref- erence libraries for t w o reasons. F i r s t , w e are dealing to a certain extent w i t h an enlightened clientele and one which has been more or less exposed to some "educa- t i o n " w i t h regard to propaganda. Sec- ond, propaganda to succeed must have a fertile ground. A s long as w e are a moderately prosperous, confident, and rea- sonably w e l l satisfied people w e are not apt to fall prey to political or economic " i s m s . " So, it w o u l d seem that in trou- blous times like these it behooves us to look beyond the actual treatment accorded propaganda; to look, rather, t o w a r d the possibility of aiding in the solution of the problems which n o w give rise to propa- ganda, to be keenly aware of the changes taking place in our political, economic, and social life and, at the first sign of danger to the system which has given rise to libraries and freedom of thought and expression on an unprecedented scale w e should be ready to adopt vigorous counter measures. A m i d s t all this w e must re- member that values change and w e cannot put ourselves in the position of being unalterably opposed to change. A l l this w i l l require a keen mind and a deep understanding of humanity, but the challenge and the prize are w o r t h y . Reclassification of College and University Libraries (Continued from page 164) Libraries That Cooperated in the Study B r o w n U n i v e r s i t y , Providence C a t h o l i c U n i v e r s i t y of A m e r i c a , W a s h i n g - ton C o l b y C o l l e g e , W a t e r v i l l e , M e . C o l l e g e of Saint C a t h e r i n e , Saint P a u l C o r n e l l U n i v e r s i t y , Ithaca, N . Y . H a r v a r d U n i v e r s i t y , C a m b r i d g e , M a s s . H a v e r f o r d C o l l e g e , H a v e r f o r d , P a . I o w a State C o l l e g e , A m e s J o h n s Hopkins U n i v e r s i t y , B a l t i m o r e N e w Y o r k U n i v e r s i t y , N e w Y o r k O h i o State U n i v e r s i t y , C o l u m b u s S t a n f o r d U n i v e r s i t y , C a l i f . S w a r t h m o r e C o l l e g e , P a . T e m p l e U n i v e r s i t y , Philadelphia U n i v e r s i t y of C a l i f o r n i a , B e r k e l e y U n i v e r s i t y of Cincinnati, Cincinnati U n i v e r s i t y of M i c h i g a n , A n n A r b o r MARCH, 1940 175