College and Research Libraries IRVING ZELKIND and JOSEPH SPRUG Increased Control Through Decreased Controls: A Motivational Approach to a Library Circulation Problem An approach to library circulation control based on the motivational factors underlying the borrowers' noncompliance with book withdraw- al procedures resulted in the installation of a self-service charge-out system. The number of books withdrawn without being checked out and the number of borrowers who admitted to this practice decline significantly. The statistical procedure (chi square) used to analyze these data tests the null hypothesis that the new system has no effect and that the results are merely due to chance. The conclusion is that there is less than one chance in a thousand of obtaining these statisti- cal values if the system were not actually effective. LIBRARY CIRCULATION CONTROL has tra- ditionally depended on procedures which policed and restricted the bor- rowers' activity. 1 Surveillance and mea- sures which force the borrower to com- ply with the rules comprise the modus operandi for keeping track of library holdings which leave the library prem- ises. Innovations in control have relied on technological devices 2 which con- tribute to increased costs of operation and which seem to stimulate the bor- rowers to new heights of ingenuity in efforts to outwit the system. 3 Loretto Heights College, located in D enver, Colorado, is .a four-year liberal arts college primarily for women. The enrollment is about 900. A library survey in 1968 disclosed that 41 percent of the respondents admitted Dr. Zelkind is chairman of the psychol- ogy department at Loretto Heights College in Denver, Colorado. Mr. Sprug is director of the library at Loretto Heights College in Denver, Colorado . 222/ to withdrawing books without charging them out at the circulation desk. The librarian consulted with the senior au- thor, a psychologist, who proposed a cir- culation control system which addressed itself to the expressed motivation direct- ing this behavior of borrowers. The hypothesis was that a person-ori- ented approach concerned with psycho- logical factors would produce better con- trol at lower cost than the object-ori- ented approach which is conventional. METHOD Subjects. Of the population of 900, a sample of 254 students provided the data for library survey no. 1; 546 stu- dents for the follow-up survey no. 2. An indeterminate number of students com- posed the group of borrowers of 3,352 books. Procedure. Data were obtained from two sources. Questionnaires answered anonymously in April 1968 (survey no. 1) and in January 1969 (survey no. 2) asked the respondent whether she with- drew a publication, for any reason, with- out checking it out at the desk. The rea- sons commonly given for not charging out the books were provided in a check- list on both questionnaires. (See Ap- pendix.) A count of books returned with and without circulation cards was made in the period April15 to May 15, 1968, and April 15 to May 15, 1969. Those books with cards were recorded as not having been checked out. The new control system was put into eHect in September 1968. It allows the borrower to charge-out a book by sim- ply removing the card from the book, filling in her name and room number, and depositing the card in any one of the proper receptacles located in vari- ous parts of the library. She may also charge-out the book at the desk. A Motivational Approach/ 223 REsULTS Table 1 presents the results of the ques- tionnaires circulated prior and subse- quent to the do-it-yourself charge-out system. Table 2 shows the number of books returned to the library through the drop chutes, a procedure not re- quiring contact with library personnel. The number of borrowers not checking out books is reduced significantly (p<.001), as is the percentage of books borrowed without being checked out (p<.001 ). DISCUSSION The original questionnaire asked those who did not check out the books they borrowed to state their reasons. Their re- sponses were ( 1) no one was at the desk ( 12 percent); ( 2) in a hurry ( 36 percent); ( 3) need book beyond time TABLE 1 RESPONDENTS TO SuRVEYS DETERMINING NuMBE:a OF BoRROWERS WHo WITHDREW BooKS WITHOUT CHARGING THEM OuT Borrowed Books Traditional Without Charging Desk Charge- Do-It-Yourself Them Out Out System Charge-Out System N % N % %Change X2° pO No 151 59.4 370 67.8 8.1 16.06 <.001 Yes 103 40.6 176 32.2 8.1 Total 254 546 Chi square, the statistical procedure used to analyze these data, tests the null hypothesis that the new sys- tem has no effect and that the results are merely due to chance. The conclusion is that there is less than one chance in a thousand of obtaining these statistical values if the system were not actually effective. TABLE 2 RECORD OF BooKS RETURNED viA DRoP CHUTES BEFORE AND AFTER NEw CoNTROL SYSTEM Traditional Desk Charge- Out System April 15 to May 15, 1968 N % Books With Cards 2,324 Books Without Cards 2,301 Total 4,625 51.0 49.0 N 1,183 2,269 3,452 Do-It-Yourself Charge-Out System April 15 to May 15, 1969 % %Change X2 32.1 67.9 18.9 18.9 387.22 p <.001 224 I College & Research Libraries • May 1971 LIBRARY SURVEY NO. 1, APRIL 1968 Innovations in library procedure will be introduced experimentally this semester to make use of library facilities more convenient for you. In connection with a study now underway you are requested to supply the information below. Do NOT write your name or otherwise identify this information sheet except to indicate your present class level: Sophomore Junior Senior Check here if you were not a Loretto Heights student during the 1967-1968 school year During the past school year many books and periodicals were withdrawn from the library without being checked out at the desk (because no one was at the desk; or for other reasons) . 1. Indicate the number of times you (for any reason) withdrew a publication without checking it out at the desk: .... 0 1 time .... 2 to 5 times Always (never charge books out) 2. Indicate the kind of publication taken from the library without aharging it out: . . . . . . . . periodical book reserve book 3. Indicate the subject area of the material taken from the library without charging it out: art behavioral science ........ biology chemistry economics education ....... english . . .. .... french ..... .. . history ..... ... math ...... .. music ........ nursing . . . . . . . . philosophy ........ physics 4. Check the reason ( s) for not charging out the publication: .... . .. . no one at the circulation desk . . . . . was in a hurry .... needed book beyond the time limit . . . . other (describe, use back side if necessary) . . . . . . . . political science . . . . . . . . psychology .. .. .... sociology spanish speech & drama theology PLEASE RETURN THIS QUESTIONNAIRE TO THE CIRCULATION DESK AS YOU LEAVE THE LIBRARY. A Motivational Approach/ 225 LIBRARY SURVEY NO. 2, JANUARY 1969 Please complete this questionnaire and leave it with the attendant as you go from the lecture hall. Innovations in library circulation were introduced last semester to make use of library facilities more convenient for all. In connection with the study now underway, you are requested to supply the information below. Do NOT write your name or otherwise identify this information sheet except to indicate your present class level. Check one: Freshman Sophomore 0 0 0 0 Junior 0 0 Senior Other Did 0 0 • 0 0 fill out one of these forms last registration; did not During the past semester books and periodicals continued to be withdrawn from the library without being checked out either at the desk or by using the self-service check-out system. 1. Indicate the number of times you (for any reason) withdrew a publication without checking it out: 0 0 0 0 0 1 time 2 to 5 times Always (never charge books out) 2. Indicate the kind of publication taken from the library without charging it out: 0 0 0 0 periodical 0 0 0 0 0 0 0 0 book 0 0 0 reserve book 3. Indicate the subject area of the material taken from the 1ibrary without charging it out: art 0 0 0 0 0 0 0 0 behavioral science 0 • 0 0 0 0 • biology chemistry economics education english french 0 0 0 0 0 0 0 0 history 0 0 0 • • 0 0 0 math 0 0 0 0 0 •• music 0 0 . 0 0 0 • 0 nursing 0 • 0 0 0 0 0 0 philosophy 0 0 0 0 0 0 0 0 physics 4 . Check the reason ( s) for not charging out the publication: 0 0 0 0 0 no one at the circulation desk 0 0 0 0 0 was in a hurry 0 0 0 0 0 needed book b eyond the time limit 0 0 0 0 0 • 0 0 other (describe, use back side if necessary) 0 0 0 0 0 0 0 0 political science 0 0 0 0 0 0 • 0 psychology sociology spanish speech & drama theology This is a part of an experiment to compare an honor system with various forms of control systems. Your cooperation is appreciated. Dr. Irving Zelkind, Director Mr. Joseph Sprug, Director of Library 226 /College & Research Libraries • May 1971 limit ( 39 percent); ( 4) all others com- bined ( 13 percent). These reasons which the subject gave for noncompliance with library procedure do not have the same conceptual basis. Being "in a hurry" is an organismic variable which might be a personality characteristic related to frus- tration tolerance. "No one at the check- out desk" or "too many borrowers wait- ing for service" can be viewed as extero- ceptive stimuli. However, categories 1, 2, and most of 4 were seen as unitary in that they are either discriminative stimuli or organismic factors which com- bine with the usual desk check-out pro- cedures to produce the negative effect state constituting or accompanying frus- tration. The noncompliance with library cir- culation rules was interpreted as avoid- ance behavior with regard to this aver- sive state. The do-it-yourself process, re- quiring only that the borrower sign his name and room number in the book card and deposit it in any of the numer- ous receptacles provided, eliminates the discriminative stimuli and consequent avoidance behavior exhibited by non- compliant borrowers. Reason 3 is quali- tatively different and is not affected by check-out procedures. A concomitant by-product of the new system was a reduction in the total num- ber of student assistant hours at the cir- culation desk from approximately 5,000 to 3,000. REFERENCES 1. "Circulation Control Study," American Li- brary Association Bulletin 54: 616 (1960 ) . 2. M. Guards Roberts, "Turnstiles, Electronic Devices, and the Illusion of Security," Col- lege & Research Libraries 29:259- 75 ( 1968). 3. R. F. Clarke and G. Haydee, "Your Charg- ing System: Is It Thief Proof?," Library I ournal 91: 642- 43 (1966) .