key: cord-0002953-mena480g
authors: Chen, Jiajia; Wu, Jie; Hao, Shaorui; Yang, Meifang; Lu, Xiaoqing; Chen, Xiaoxiao; Li, Lanjuan
title: Long term outcomes in survivors of epidemic Influenza A (H7N9) virus infection
date: 2017-12-08
journal: Sci Rep
DOI: 10.1038/s41598-017-17497-6
sha: 722a5ed90b663c564f0ea7e7efd9eefc369f19be
doc_id: 2953
cord_uid: mena480g

Patients who survive influenza A (H7N9) virus infection are at risk of physical and psychological complications of lung injury and multi-organ dysfunction. However, there were no prospectively individualized assessments of physiological, functional and quality-of-life measures after hospital discharge. The current study aims to assess the main determinants of functional disability of these patients during the follow-up. Fifty-six influenza A (H7N9) survivors were investigated during the 2-year after discharge from the hospital. Results show interstitial change and fibrosis on pulmonary imaging remained 6 months after hospital discharge. Both ventilation and diffusion dysfunction improved, but restrictive and obstructive patterns on ventilation function test persisted throughout the follow-up period. For patients with acute respiratory distress syndrome lung functions improved faster during the first six months. Role-physical and Role-emotional domains in the 36-Item Short-Form Health Survey were worse than those of a sex- and age-matched general population group. The quality of life of survivors with ARDS was lower than those with no ARDS. Our findings suggest that pulmonary function and imaging findings improved during the first 6 months especially for those with ARDS, however long-term lung disability and psychological impairment in H7N9 survivors persisted at 2 years after discharge from the hospital.

Chest radiography. Chest radiography indicated ground-glass opacities and consolidation at the onset of disease, with the exception of 8.9% (5/56) that showed minor changes. Radiologic changes included linear fibrosis, isolated areas of pleural thickening, and small bullous cysts on CCT at 3 months. At 6 months after discharge from the hospital, all patients showed improvement on CCT; however, no marked change was evident after 6 months. At the 12-month follow-up, 14 .6% (6/41) of patients were proximally normal, 41.5% (17/41) had fibrosis and 51.2% (21/41) had parenchymal opacification including ground-glass opacities (GGO) and reticular patterns. Imaging abnormalities including bronchiectasis (n = 10; 24.4%), pneumatocele (n = 4; 9.8%), small bullous cysts (n = 2; 4.9%), nodules (n = 4; 9.8%), and pleural thickening (n = 9; 22.0%) were also identified.

The radiologic findings of a 67-year-old female patient with hypertension were monitored from admission until the 12-month follow-up visit (Fig. 2) .

Lung function. Forty seven of them were included in the analysis of the index of lung function. Of the 47 patients, 20 were diagnosed with ARDS. Their first visit's clinical and laboratory features were compared and summarized in Table 1 . The proportion of female gender was similar between the patients with ARDS and those without ARDS. However, the patients with ARDS were significantly older than those without ARDS. Similarly, patients with ARDS had higher reported acute physiology and chronic health evaluation II scores (APACH II) than the patients without ARDS. ARDS patients tended to stay longer in the hospital than non-ARDS patients. Overall, lung function at the 1-month visit was better in patients without ARDS than in those with ARDS.

Both ventilation and diffusion dysfunction persisted throughout the follow up. The percentage of ventilation dysfunction in patients decreased from the first visit to the 24-month follow-up visit. The influence of ARDS on lung function during follow-up. The mean and 95% CI of parameters of lung function over time are plotted in Fig. 3 . Estimated longitudinal effects on lung function from the mixed-effects regression models are shown in Table 2 . We observed general increases in forced expiratory volume in one second (FEV1), DLCO and forced vital capacity (FVC) for patients regardless of ARDS status. However, patients without ARDS consistently achieved higher FEV1, DLCO and FVC scores over the study period (Fig. 3 , Table 2 ). The ratio of forced expiratory volume in one second to forced vital capacity score (FEV1/FVC) declined over the follow-up period, and was higher in ARDS patients than patients without ARDS (Fig. 3 , Table 2 ). The estimated improvement in FEV1 for ARDS patients was10.54 (p = 0.00133), 16 .28 (p < 0.01), 17.80 (p < 0.01), and 20.64 (p < 0.01) at the 3-, 6-, 12-and 24-month follow-up assessments compared to 1-month follow-up, respectively. For non-ARDS patients, the estimated improvement in FEV1 was smaller ( Table 2) . The results were similar for other measures, such as FVC, DLCO, and FEV1/FEV. Quality of life. The scores for all domains of the SF-36 did not change significantly from 3 to 24 months after discharge from the hospital. Because the patients were residents in and near Hangzhou, so we chose the SF-36 results of the residents in Hangzhou as the control surveyed by Wang, Li et al. 9 . The scores for role-physical (RP) and role-emotional (RE) domains were significantly lower than those of the control population during the first year 9 . RP remained lower than that of the controls, but there was no difference in RE at the 24-month follow-up. Social functioning (SF) and body pain (BP) were both lower than those of the controls; a significant difference was detected in the former at the 6-month follow-up and in the latter at the 12-and 24-month follow-up visits ( Table 3 ). The mean and 95% CI of parameters of quality of life over time are plotted in Fig. 4 . Generally, patients with no ARDS reported higher scores on all the domains of quality of life except for RE, which were comparable between patients with ARDS and patients without ARDS across the study period.

Hospitalized patients with H7N9 virus infection usually present with fever and cough, with early sputum production, and the illness progresses rapidly to severe pneumonia, moderate-to-severe ARDS, and shock. The development of refractory hypoxemia is the usual cause of death 2 . However, there are no previous reports on the quality of life of H7N9 patients after hospital discharge. Our study found that more than half of the survivors of H7N9 virus infection had respiratory tract manifestations after discharge from the hospital. Most symptoms improved within 1 month (data not shown). Six months after discharge, more than 80% of patients had returned to work, and the percentage of abnormal DLCO was lowest. Psychological impairment persisted throughout the follow-up period. All survivors were found to have lung involvement on HRCT images, possibly due to diffuse alveolar damage with proteinaceous exudates, occasional cytomegaly, and intra-alveolar hemorrhage 10 . Imaging showed improvement in inflammation over time, especially during the first 6 months after hospital discharge. However, no further significant changes in interstitial fibrosis or ground-glass opacities were detected at the 12-and 24-month visits. An autopsy study of patients with H7N9 infection suggested that lung histology varied according to the duration of illness. After acute diffuse alveolar damage, post-inflammatory changes such as pulmonary pneumocyte hyperplasia and parenchyma fibroproliferation occurred during the later course of the disease 10 . We speculate that changes during the 6-month convalescence period are irreversible. Absorption occurred slowly and was coincident with clinical symptoms. In survivors of H5N1 virus infection, radiologic abnormalities including ground-glass opacities with a reticular pattern remained evident at the 12-month follow-up visit 10 . Moreover, in a study of the long-term outcomes of pandemic 2009 H1N1-associated severe ARDS, the patients also had abnormal imaging findings, with mildly distorted septal lines, parenchymal bands, pneumatocele and distal bronchiectasis, at 1 year post-ICU discharge 11 . At the 3-month visit, ground-glass opacities were evident in 85.7% of patients 5 . These features are generally similar to those of survivors of H7N9 infection in this study.

Fibrosis (41.5%) and parenchymal pacifications (51.2%), which paralleled lung dysfunction, were common at the 1-year visit. Parenchymal pacifications were more sensitive than CT imaging in the evaluation of fibrotic changes 12 . Pulmonary function has been reported to be near normal, with the exception of decreased diffusion capacity, in H1N1 patients 11 . In our study, approximately half of the survivors had ventilation dysfunction at 24 months. Hybrid patterns and restrictive ventilation dysfunction accounted for most types of dysfunction, which may be caused by muscle weakness and fatigue 13 . 78.9% of patients exhibited decreased DLCO levels at the 1-year follow-up visit, which was higher than reported previously [14] [15] [16] [17] . The overall pattern of lung function impairment suggests impairment in the small airways and the alveolar diffusion pathway.

Furthermore, patients with ARDS had larger lung function changes at each follow-up time. The improvement between 1 month and 6 months after discharge was larger than the improvement between 6 months and 24 months, as was previously reported for ARDS 18 . For example, patients with ARDS achieved 16.28 units of improvement in FEV1 within 6 months, but have only 4.35 units of improvement in the next 18 months. A study of the long-term outcomes of survivors with ARDS reported a mild restrictive pattern on lung-function testing, with a mild-to-moderate reduction in carbon monoxide diffusion capacity at 3 months; The median DLCO improved by 9% of the predicted value from 3 to 12 months 13 . In our study, the median DLCO of the patients with ARDS improved by 11.6-18.4% of the predicted value, which is considerably higher than the rates reported previously.

These survivors stayed a long period of time in the hospital or ICU and suffered from lung injury physically. They also suffered from the fear of death. When they went back home, they not only lacked of activities, but also were isolated by their relatives and neighbors because H7N9 attack made people fear of infection and death. Thus survivors have significantly lower HRQoL than that of the general population and are likely to have social functioning and mental health deficits 19 . Similarly, H7N9 survivors experience persistent HRQoL decrements after discharge. Thus, the disease affected HRQoL mainly in the RP, BP, SF, and RE domains compared with normal controls. A meta-analysis showed that recovery in the HRQoL of ARDS survivors occurred during the first 6 months after discharge 20 , but no significant improvement was evident at the 2-year follow-up in our study. These findings suggest that the quality of life of survivors with ARDS was lower than that of those without ARDS. The severity of the diseases may influence the quality of life the patients.

To our knowledge, this is the first prospective study of the physical and psychological health status of patients with influenza A(H7N9) pneumonia during the convalescent period. This study had several limitations. First, most H7N9 infections occurred in China between 2013 and the present. This was a single-center study involving a limited number of patients over a 1-year period in Zhejiang Province, China. Second, follow-up visits were offered to all patients discharged from the hospital, but some refused to attend and some did not complete follow up. The follow-up rates for LFT were 76%, 71%, 75% and 37% and those for HRQoL were 69%, 78%, 75% and 37% at 3, 6, 12 and 24 months, respectively. Although many indices did not change significantly after 1 year, the study population may not be representative of the entire population of H7N9 survivors. Third, this was a prospective study on the impact of H7N9 on the physical and psychological health of survivors. However, no information on the baseline lung function and quality of life of these patients was available. Although some patients may have underlying pulmonary diseases, most of them received the medicine without further examination. So we cannot compare the index of lung function before and post infection of H7N9. In particular, this group of patients had pre-existing conditions, which may also have affected the HRQoL results. Patients who had suffered acute pathologies reported significant decreases in quality of life, whereas other patients with pre-existing conditions reported significant improvements in terms of reduced BP and improved MH, VT and SF scores 21 . In our study, H7N9 survivors had significantly higher VT and MH scores than the population norms. Thus, those scores may have been higher at baseline, i.e., prior to admission. Finally, after discharge from the hospital, there was no significant improvement; however, whether improvements in physical and mental health would have been detected had the follow-up duration been longer is unknown. Thus, further expanded research is needed.

In summary, long-term lung disability and psychological impairment in H7N9 survivors persisted at 2 years after discharge from the hospital. Pulmonary function and imaging findings improved during the first 6 months especially for those with ARDS. Most survivors returned to work, but at the 2-year follow-up, more than half of survivors still had ventilation and blood-gas diffusion dysfunction. The H7N9 survivors had impaired HRQoL scores that were lower than those of a sex-and age-matched control population, and ARDS substantially influenced these scores. Follow-up protocol. Patients were evaluated in clinics at 1, 3, 6, 12 and 24 months after their discharge from the hospital. At each visit, computed tomography of the chest (CCT) and lung function tests (LFT) were performed. The 36-Item Short-Form Health Survey (SF-36) (Chinese version) of the Medical Outcome Study 8 assessing health-related quality of life (HRQoL) was completed. Patients who declined the face-to-face interview were telephoned to obtain survival information.

Statistical analysis. Patients' characteristics were summarized with means ± standard deviation (m ± SD) for continuous variables or with frequency and proportion for categorical variables. Baseline differences in ARDS status were assessed using Student's t tests, Fisher's exact tests or chi-square test, whenever is applicable. We plotted the means of lung function and quality of life and the corresponding 95% confidence intervals (CIs) over time to graphically examine the changes in outcomes over time. We estimated mixed-effect models to fit lung function with patients' ARDS status as the main effect, visit (1,3-,6-,12-, or 24-month follow-up), and the ARDS status-by-visit interaction. The models also included a first-order autoregressive covariance structure to account for repeated measures within each patient. We also assessed the estimated difference in the outcome measures at the 3-,6-,12-, or 24-month follow-up visits compared to those at 1-month visit according to ARDS status through model contrast. The estimated change in lung function relative to 1-month visit was assessed. one sample t tests were used to compare SF-36 scores at the 3-,6-,12-, or 24-month follow-up visits with that of the control group.

Data availability. The datasets generated during and/or analysed during the current study are available from the corresponding author on reasonable request.

Ethical approval and informed consent. The study design was approved by The Human Ethics Committee of the First Affiliated Hospital, School of Medicine, Zhejiang University. The methods were carried out in accordance with the relevant guidelines and regulations. Informed consent was obtained from each patient included in the study.

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All authors contributed to the interpretation of results and approving the decision to submit the article for publication. L.J. Li designed the study. J.J. Chen, S.R. Hao, M.F. Yang were investigators in this study. X.Q. Lu, X.X. Chen and J.J. Chen collected the data. J.J. Chen prepared the first draft of the article and J. Wu completed the data analysis. All authors reviewed the manuscript.

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