key: cord-0736329-dk3qs6in
authors: Boura, Iro; Chaudhuri, Kallol Ray
title: Coronavirus Disease 2019 and Related Parkinsonism: The Clinical Evidence Thus Far
date: 2022-04-28
journal: Mov Disord Clin Pract
DOI: 10.1002/mdc3.13461
sha: 85cbd9b137c16f6b67074683ca01a9b16f929600
doc_id: 736329
cord_uid: dk3qs6in

BACKGROUND: The Coronavirus disease 2019 (Covid‐19) pandemic has fueled both research and speculation, as to whether it could be a “perfect storm” for a post‐Covid emergence of parkinsonism in some susceptible individuals, analogous to the post‐encephalitic parkinsonism reported after the 1918 influenza epidemic. This theory is further augmented by reports of a pathogenic effect of the Severe Acute Respiratory Syndrome Coronavirus‐2 (SARS‐CoV‐2) on the central nervous system with specific impact on the dopaminergic pathway, as well as the possibility of the virus to selectively bind to Angiotensin‐Converting Enzyme‐2 (ACE‐2); these molecules are expressed abundantly in the midbrain dopamine neurons and, are likely involved in several cellular mechanisms cited in Parkinson's Disease (PD) pathophysiology. OBJECTIVES—METHODS: Therefore, we performed a review of the literature up to February 2022 to explore the current landscape considering published cases of new‐onset parkinsonism after a SARS‐CoV‐2 infection in otherwise healthy individuals. We summarized their clinical features, diagnostic and treatment approaches, discussing potential underlying mechanisms in light of PD pathogenesis theories. RESULTS: Twenty cases that developed parkinsonian features simultaneously or shortly after a reported SARS‐CoV‐2 infection were reviewed. In 11 of them, parkinsonism appeared in the context of encephalopathy, while four patients developed post‐infectious parkinsonism without encephalopathy, and four bore similarities to idiopathic PD. Nine patients exhibited a good response to dopaminergic therapy, while four responded to immunomodulatory treatment. CONCLUSIONS: Available data does not yet justify a clear association between the Covid‐19 pandemic and a parkinsonism wave. However, vigilance is necessary, as long‐term effects might have not been revealed.

The outbreak of Severe Acute Respiratory Syndrome Coronavirus-2 (SARS-CoV-2) has brought into surface older theories about the role of infectious agents in the pathogenesis of Parkinson's Disease (PD). 1, 2 The idea of an upcoming parkinsonism wave due to the worldwide spread of SARS-CoV-2, with Coronavirus disease 2019 (Covid- 19) unmasking future cases of parkinsonism, has been recently much discussed and constitutes a case of great concern to many, particularly for those who may have developed severe persistent anosmia or hyposmia following Covid-19. [3] [4] [5] These speculations have been underpinned by historical documentation of parkinsonism cases reported in the acute or chronic phase of encephalitis lethargica (EL), an entity which affected more than 1 million people in Europe, North and Central America and India from 1916 to 1930. 6 Although the etiological substrate of EL remains largely a mystery, many consider an epidemiological link to the Spanish influenza pandemic, which is thought to have killed more than 40 million people worldwide in 1918-1919 and whose strains disappeared in 1933, thus coinciding with the EL period. 6 Indeed, it has been found that those born between 1888 and 1924 had a 2-to 3-fold risk of developing PD compared to those born outside of this time period. 7 The association of numerous viruses with the development of persistent or transient parkinsonism has also been well-documented (Table 1) . A "deep dive" into the so far published cases of parkinsonism following Covid-19 can therefore help unravel whether a viral etiology is possible, or the association is merely coincidental.

We review here a series of published cases that developed parkinsonian signs concurrently or shortly after a confirmed SARS-CoV-2 infection.

We conducted a descriptive review of papers in English indexed in PubMed/ MEDLINE database from January 2019 to February 2022, reporting patients who developed parkinsonism at the onset or after a reported SARS-CoV-2 infection. We used the following search terms, either as plain text or MeSH terms: "Parkinson's Disease", "parkinsonism", "parkinson", "extrapyramidal", "tremor", "Covid 19", "Covid", "SARS-CoV-2", "coronavirus." Cases of patients presenting solely with tremor or combined with other hyperkinetic movement disorders without evidence of concomitant bradykinesia or rigidity, as well as cases of parkinsonism appearing after Covid-19 vaccination, were excluded. The severity of SARS-CoV-2 infection on each occasion was determined according to globally accepted guidelines of the National Institute of Health. 21 

From the searching procedure, and after removing duplications, we screened 614 records. 442 were excluded from title and an additional 71 from the abstract, as being irrelevant to our scope. Three items were not written in English and were also withdrawn. We evaluated 98 full-text papers for eligibility and excluded 82 due to various reasons (Fig. 1) .

A total of 16 papers were included, describing 20 cases that met our criteria (Table 2) . [22] [23] [24] [25] [26] [27] [28] [29] [30] [31] [32] [33] [34] [35] [36] [37] In 13 patients, SARS-CoV-2 infection was confirmed with a nasopharyngeal swab, found positive for SARS-CoV-2 in a real time reverse-transcription polymerase chain reaction (RT-PCR) assay. For the residual seven cases reported to have been diagnosed with 8, 10, 11, 15, 16, 20) the diagnostic means of confirmation were not provided. Covid-19 was reported of mild severity in four patients, of moderate severity in four patients, and of severe in 11, while no information was provided for patient 4. The majority of patients had no history of prodromal PD symptoms (90.9%), such as constipation, rapid eye movement (REM) sleep behavior disorder (RBD) or hyposmia, but such symptoms were not investigated in nine of them. Family history of PD or tremor was only checked in four patients and was negative in all of them. A prior use of neuroleptic drugs was mentioned in four out of 11 patients (36.3%).

The onset of parkinsonism, which was asymmetrical in 11 out of 15 cases (73.3%), occurred within one week after the Covid-19 diagnosis in six patients, within one month in eight patients, and up to four months in six patients. Although patient 7 manifested asymmetrical bradykinesia of the right limbs, his left side could not be properly assessed due to hemiparesis after a stroke. On six occasions parkinsonism was noted within or after the discharge of the patient from the Intensive Care Unit (ICU), when level of consciousness had improved. Patient 5 had presented with bradykinesia before being admitted in the ICU, while no information was provided on the temporal relationship of parkinsonism detection and ICU admission for patient 10. Signs of encephalopathy were found in 11 cases out of 19 patients (57.9%), occasionally including alterations in consciousness, ocular abnormalities, myoclonus, and epileptic phenomena (Table 3) . Hyposmia or anosmia in the setting of Covid-19 was reported in the nine out of 11 patients (81.8%).

With three exceptions, brain magnetic resonance imaging (MRI) was performed in all cases and was found abnormal in six (35.3%). More specifically, an ischemic stroke was found in the basal ganglia and corona radiata of patient 7. In patient 8, there was oedema of the globus pallidus and microbleeds in cerebellar nuclei, attributed to hypoxia; these lesions evolved into atrophy of the respective loci in subsequent imaging. Symmetrical and non-enhancing lesions with an increased T2 signal in the pallidum were found in the MRI of patient 12, with the authors also mentioning the possibility of silent hypoxia. Patient 11 demonstrated symmetrical T2 hyperintensities in the area of the caudate and putamen, sparing the globus pallidus; these lesions exhibited diffusion restriction and were attributed to extra-pontine osmotic demyelination due to subjacent uncontrolled hyperglycemia. An increased T2 signal was found in both thalami of patient 17 with concurrent hemosiderin deposition and patchy contrast enhancement. A subtle T2 hyperintensity was also found in the pons of this patient, leading the authors to a diagnosis of acute necrotizing encephalopathy (ANEC). Finally, an increased signal of the frontal lobes in T2 sequences was reported in the brain MRI of patient 4 without any further clarifications given.

Seven patients underwent dopaminergic uptake imaging (6-[18F]-L-fluoro-L-3,4-dihydroxyphenylalanine (F-FDOPA)based positron emission tomography (PET) for patient 3, dopamine transporter single-photon emission computerized tomography (SPECT) imaging with ioflupane I-123 injection (DaTscan) for the rest). All of them exhibited decreased dopamine uptake either in one or both putamina similarly to typical PD. However, the authors of one case (patient 1) commented that the dopaminergic deficit was more pronounced in the midputamen, and not the posterior part, differentiating this pattern from what would be classically expected in PD. In five patients (patients 1, 2, 3, 6, 13) the depicted deficit in the nigrostriatal pathway complied with the side clinically more affected by A lumbar puncture was performed on 11 cases, with only patients 14 and 17 showing signs of inflammation in the cerebrospinal fluid (CSF). In patient 9, IgG antibodies for SARS-CoV-2 were found in the CSF along with elevated proinflammatory cytokines. Seven patients (patients 2,3,9,11,13,14,17) underwent a screening for a range of serum and/ or CSF antibodies usually associated with autoimmune encephalitis with negative results on all occasions. Genetic testing was performed on three cases with patients 15 and 16 testing positive for a heterozygous mutation in the genes of glucocerebrosidase (GBA) and leukine-rich repeat kinase 2 (LRRK2) respectively. A genetic substrate was not confirmed for patient 3.

Immunomodulatory/ immunosuppressive treatment was administered in six cases during the acute phase with no effect on two of them. Dopaminergic treatment with levodopa or dopamine agonists was administered to 12 patients with no effect on three of them. Parkinsonism was transient on four occasions. Patient 5 exhibited a full recovery, 24 hours after convalescent plasma therapy administration. Patient 7 experienced a full resolution of symptoms after receiving a regimen with levodopa/ carbidopa and modafinil for one month. Parkinsonism had not re-appeared after a one-month follow-up assessment. Patients 9 and 17 also demonstrated full recovery following treatment with two cycles of IVIg and high doses of methylprednisolone, respectively.

Duration of follow-up varied greatly, ranging from 1 month to 1 year; however, it was missing in almost half of the cases. One death was reported 30 days after the patient's discharge from hospital, resulting from the sequelae of the patient being bedridden and incontinent (patient 14).

We reported 20 published cases of parkinsonism, occurring concurrently or shortly after a SARS-CoV-2 infection from a detailed perusal and review of literature since the beginning of the pandemic. In 11 (55%) of these cases (patients 2, 4, 5, 7-9, [11] [12] [13] [14] 17) , parkinsonism developed in the setting of encephalopathy. Four patients (patients 1, 18-20) demonstrated parkinsonism without encephalopathy with the authors placing them in the spectrum of post-infectious parkinsonism, while four individuals (patients 3, 6, 15, 16) were diagnosed with parkinsonism in the setting of probable PD. No clarifications were provided for patient 10.

Secondary persistent or transient parkinsonism due to viruses constitutes a well-described entity, presenting either acutely or sub-acutely (Table 1) , similarly to our case series. The temporal proximity of the emerging parkinsonian features with a Covid-19 diagnosis, along with the co-existent encephalopathy in some of the above patients, led the authors to assume an etiological connection between the two. We would think some of these cases may well fit the concept of general viral post-encephalitic parkinsonism, as has been described in the past, following a range of viral encephalopathies (Table 1) . Interestingly, apart from parkinsonism, the clinical picture of EL included ocular and consciousness level abnormalities with somnolence, along with other movement disorders, 6 bearing similarities to patients 2, 13 and 14. The frequency of encephalopathy in the context of Covid-19 seems to vary widely (7-69%), 40 while in a large group of 129,008 Covid-19 patients of all ages, 138 cases of encephalitis have been confirmed, generating an incidence of 0.215%. 41 The clinical symptomatic aspect of the neuroinvasion potential of SARS-CoV-2 has been cited on many occasions with headache, dizziness and hyposmia being the most regularly reported Covid-19 manifestations. 42 A few molecules/ receptors have been speculated to facilitate the SARS-CoV-2 entry and spread in the CNS, including ACE2, Transmembrane Serine Protease 2 (TMPRSS2) and Neuropilin 1 (NRP1), with the former being the most, allegedly, common target. 43 ACE2 is highly expressed in the alveolar epithelial type II cells, but is also found in numerous extrapulmonary tissues, such as the vascular and the intestinal endothelial cells and the brain, 44 including the striatum. 45 Using next generation sequencing techniques, ACE2 has been recently detected in the substantia nigra and the olfactory bulb, 46 while autopsy studies have also confirmed a high expression of NRP1 in the olfactory epithelium. 47 The idea that SARS-CoV-2 enters the CNS from the periphery through either the olfactory or the vagus nerve has gained popularity, as anterograde promotion of viral vectors to more rostral CNS sites has been confirmed in the past using animal models. 48 The olfactory bulb is not protected by the bloodbrain-barrier (BBB), constituting, theoretically, an easier target for airborne viruses. The SARS-CoV-2 viral load, assessed using RT-PCR and in situ hybridization and immunohistochemical staining techniques, has been found increased in the nasal epithelium. 49 Moreover, a recently published study, assessing brain changes in a sample of 785 UK Biobank participants (401 Covid-19-positive individuals and 384 controls), who had undergone a brain scan before and after being infected with SARS-CoV-2, has revealed a significant reduction in gray matter thickness and tissue-contrast in the orbitofrontal cortex and parahippocampal gyrus, along with significant alterations in brain regions functionally linked to the primary olfactory cortex, suggestive of tissue damage. 50 Since hyposmia or anosmia are prominent symptoms in Covid-19, 42 Douaud and colleagues have noted that such brain changes might further support a spread of degeneration or inflammation through the olfactory pathway, although the persistence of these phenomena needs to be further explored. Indeed, nine out of 11 patients in our case series, whose olfaction was examined, reported hyposmia. The vagus nerve is anatomically connected both to the respiratory and the gastrointestinal system. Past experiments in mice have confirmed the transvagal transmission of Influenza A virus from the respiratory mucosa to the basal ganglia, 51 while there is data supporting the potential of SARS-CoV-2 entry through the intestine. 52 According to the dual-hit hypothesis of PD pathogenesis, a neurotropic pathogen, like a virus, has been speculated to enter the CNS through the nasal or gastric pathway, both of which appear to constitute sites of early pathology in PD. 1, 53 SARS-CoV-2 has the potential to infect immune cells as well, causing a cytokine release and triggering an excessive immune response in the periphery. 46 Such mechanisms can affect the BBB permeability, allowing infected immune cells or the virus per se to invade the CNS and induce vascular damage. An autopsy study of 43 Covid-19 patients has shown activation of microglia and CNS infiltration by cytotoxic T-lymphocytes, more apparent in the brainstem. 54 This population of immune cells might induce a secondary cytokine storm inside the brain. 44 Interestingly, increased proinflammatory cytokines and a high titer of anti-SARS-CoV-2 IgG antibodies were detected in the CSF of patient 9, which is a previously described, although rare phenomenon. 55 Whether these antibodies were produced locally or crossed the BBB due to the systemic inflammation remains unclear. Neuroinflammation has been considered a substantial contributor in PD pathogenesis, 56 promoting neurodegeneration, with midbrain dopamine neurons being particularly vulnerable to systemic inflammation due to high energy requirements. 57 An autoimmune mechanism was also suspected to have mediated EL in the past. 58 Corticosteroids, IVIg, plasmapheresis or monoclonal antibodies administration have been included in the Covid-19 treating protocols across different clinical settings with occasionally satisfactory results, suggesting an immune-mediated substrate of the symptoms, although, similarly to our case series, the response was not constant on all occasions. 59, 60 Interestingly, the brain MRI of patient 17 suggested a diagnosis of ANEC, a rare, but distinctive type of usually virus-related acute encephalopathy, which has been associated with better outcomes when steroids are administered early, 61 like in this particular case.

Αll seven patients who underwent functional nigrostriatal imaging showed a decreased dopamine uptake in the striatum, revealing a deficit in the dopaminergic nigrostriatal pathway, which, although suggestive of a parkinsonian syndrome, is not diagnostic of PD. Although such findings in nuclear imaging usually refer to an older, possibly ongoing, brain lesion, 35 there have been reports of decreased nigrostriatal uptake developing acutely or sub-acutely. 62, 63 These latter lesions are usually accompanied by abnormal findings in the brain MRI scan as well, which was not the case in these seven patients.

With a wide range of investigations available nowadays, other acute causes of secondary parkinsonism should also be excluded. Parkinsonism in patient 11, who had a history of diabetes mellitus, was initially thought to be metabolic due to the subjacent uncontrolled hyperglycemic state (diabetic striatopathy), which was triggered after dexamethasone administration according to Covid-19 therapeutic protocols. However, the persistent nature of the symptoms after hyperglycemia correction, and the brain MRI findings led to a diagnosis of extra-pontine osmotic demyelination, which has been associated with de novo movement disorders due to disruption of the striato-thalamocortical network. 64 Authors suggested that a potential disruption of the BBB due to the Covid-19-precipitated inflammation could have also contributed.

After reviewing the imaging findings of patient 8 and 12, authors attributed their symptoms to potential hypoxicischemic changes of the brain due to disturbance of the respiratory system and hypoperfusion, suggesting that respiratory abnormalities, typically accompanying SARS-CoV-2 infection, might play a crucial role in the development of neurological manifestations. Interestingly, most cases associated with encephalopathy in our case series were related to a severe SARS-CoV-2 infection and, thus, a greater compromise of the respiratory system. However, parkinsonism, but also other neurological symptoms, have been reported in the absence of respiratory symptoms, 40 suggesting a more direct CNS insult of the virus.

Vascular damage constitutes a recognized complication of Covid-19. 65 According to Brundin and colleagues, after SARS-CoV-2 gains access to the bloodstream, it can invade endothelial vasculature cells, which in combination with the hypercoagulable state induced by Covid-19 might affect the nigrostriatal pathway similarly to vascular parkinsonism. 5 In our case series, patient 7 presented with left-side hemiparesis and right-side bradykinesia, while the brain MRI revealed an ischemic stroke of the basal ganglia and the corona radiata (without the authors specifying the side of the lesion or providing images).

Considering the four cases bearing similarities to PD, they all exhibited asymmetrical parkinsonism and decreased dopaminergic uptake in functional nigrostriatal neuroimaging with unremarkable findings in the brain MRI scan and lumbar puncture, when performed. Patient 3 exhibited an excellent response to levodopa, while there was no mention of therapeutic strategies for patients 6, 15 and 16. According to the authors, all four cases could be clinically considered as cases of probable PD, although the possibility of post-infectious parkinsonism could not be excluded. The pathogenesis of PD, along with other parkinsonism-related neurodegenerative disorders, remains largely a mystery, with environmental factors assumed to play a leading role, especially after the age of 50. 66 In this context, the role of pathogens remains highly disputable and the contribution of a combination of environmental factors with or without a susceptible genetic substrate cannot be excluded. 3 Three of the above cases underwent a genetic testing and a subjacent mutation was found in two of them (patients 15, 16) , leading the authors to assume that SARS-CoV-2 might have triggered a transition of prodromal to symptomatic PD.

According to the multiple-hit hypothesis, a viral-based inflammation is one of the potential factors rendering the CNS susceptible to preceding or subsequent insults from accumulating stressors, serving as a trigger in the emergence of parkinsonism. 2 It was recently demonstrated in a meta-analysis of retrospectively collected data that people with a past history of a confirmed infection (bacterial, viral, mycobacteria, or generic CNS infection) bore a 20% higher risk for developing PD in the future compared to controls. 67 However, the group of studies examined was considerably heterogeneous, while the subgroup analysis showed a statistically significant association only for bacterial, and not viral infections. A Swedish group of researchers also described an association between past CNS infections and the subsequent manifestation of PD. 68 This association was found even stronger in individuals with multiple hospitalizations due to CNS infections. The viral hypothesis was further supported by epidemiological data revealing a higher frequency of PD among occupations with an increased risk for respiratory infections, like teachers and healthcare workers ("clustering of PD" theory). 69 Different mechanisms underlying those cases of supposedly paraor post-infectious parkinsonism have been described in the literature, including structural or functional impairment of the nigrostriatal pathway, inflammatory or vascular damage in cases of co-existent encephalopathy or unmasking of already active, though asymptomatic, prodromal PD. 70 We believe that our case series is roughly in accordance with the above mechanisms (Fig. 1) .

Our review of these 20 newly-onset parkinsonism cases and any potential links to Covid-19 is not without limitations. The design of our review and the number of cases reported do not allow us to assume any causality between Covid-19 and the emerging parkinsonian symptoms, as the possibility of chance or of exterior factors cannot be overlooked. The underrepresentation of mild Covid-19 cases may lead to bias in the reported prevalence rates, while we cannot ignore that the popularity of the topic about a potential post-Covid parkinsonism wave might have led to publication bias. A key issue is that none of our cases had their neurological status registered before being diagnosed with SARS-CoV-2; indeed, in a recent editorial it was commented that mild parkinsonian symptoms might have pre-existed in some patients and, hence, the relationship with Covid-19 may be considered tenuous. 71 Moreover, many of the reported cases had only short follow-up periods or no follow-up at all. Although more than half of the patients in our case series underwent a lumbar puncture, an acute SARS-CoV-2 CNS infection was not confirmed in any of them. This is consistent with the majority of SARS-CoV-2 patients investigated for other types of neurological symptoms, who, not only tested negative for SARS-CoV-2 in CSF RT-PCR, but also had relatively unremarkable findings in the CSF analysis. 72 It is also of interest that four patients in our case series had a history of neuroleptic drug use preceding the emergence of parkinsonism (chronic use for patient 14 due to anxiety-depressive disorder with psychotic features, temporary use for patients 9, 13 and 17 due to agitation and hyperkinetic movements respectively in the context of SARS-CoV-2). Although the abnormal result of nigrostriatal neuroimaging might exclude the possibility of acute druginduced parkinsonism in patient 13, this possibility cannot be overlooked for the other patients.

With more than 5300 confirmed cases of Covid-19 per 100,000 globally (as of February 2022) 73 and an annual incidence of about 15 PD cases per 100,000, 74 anticipating a parkinsonism wave based solely on the current 20 published cases may be premature. A thorough neurological examination, including screening for parkinsonism, is not common in general practice, although such a process is required if we are to address a potential emergence of post-Covid parkinsonism. Indeed in the United Kingdom, the National Health System (NHS England) commissioned a number of universities to organize the Covid-CNS study, aiming to address such investigations in Covid-19 patients, including brain imaging in infected individuals with serial follow-up visits. 75 Researchers recommend greater vigilance in order to recognize and acknowledge potential neurological manifestations of SARS-CoV-2, especially in the longterm. 23, 26 

In conclusion, we believe that we are seeing a pattern of parkinsonian phenotypes, reported following Covid-19, although the available data does not yet justify a clear association between the SARS-CoV-2 pandemic and a potential rise in parkinsonism cases. However, since the pandemic is only two years in progression, post-viral events can emerge at a later stage and vigilance is necessary, along with well-defined prospective observational studies in enriched Covid-19 infected cohorts. Such studies might also unravel the impact of vaccination. Outeiro and colleagues suggested that the underlying inflammation precipitated by SARS-CoV-2 might accelerate biological aging disproportionally to chronological, bringing an emergence of PD in younger age groups. 76 With the world population longevity rising, a PD pandemic might be expected anyway, and a specific effect of Covid-19 may be difficult to disentangle.

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Reply to: "Parkinson's disease and COVID-19: do we need to be more patient?

The authors would like to acknowledge the clinical insight which has enriched our paper from clinicians and nursing staff in the Parkinson's Foundation Centre of Excellence at King's College Hospital, who have worked throughout the current Covid-19 pandemic with a special focus on people with PD and Covid-19 infection.