key: cord-0846159-f33cgrp4 authors: Pradenas, Edwards; Trinité, Benjamin; Urrea, Víctor; Marfil, Silvia; Tarrés-Freixas, Ferran; Ortiz, Raquel; Rovirosa, Carla; Rodon, Jordi; Vergara-Alert, Júlia; Segalés, Joaquim; Guallar, Victor; Valencia, Alfonso; Izquierdo-Useros, Nuria; Noguera-Julian, Marc; Carrillo, Jorge; Paredes, Roger; Mateu, Lourdes; Chamorro, Anna; Toledo, Ruth; Massanella, Marta; Clotet, Bonaventura; Blanco, Julià title: Clinical course impacts early kinetics and long-term magnitude and amplitude of SARS-CoV-2 neutralizing antibodies beyond one year after infection date: 2022-01-24 journal: Cell Rep Med DOI: 10.1016/j.xcrm.2022.100523 sha: 1cd8607bbbf2cb834da1b04051db423193ab9c66 doc_id: 846159 cord_uid: f33cgrp4 To understand the determinants of long-term immune responses to SARS-CoV-2 and the concurrent impact of vaccination and emerging variants, we follow a prospective cohort of 332 COVID-19 patients over more than a year after symptom onset. We evaluate plasma neutralizing activity using HIV-based pseudoviruses, expressing the spike of different SARS-CoV-2 variants, and analyze longitudinally using mixed-effects models. Long-term neutralizing activity is stable beyond one year after infection in mild/asymptomatic and hospitalized participants. However, longitudinal models suggest that hospitalized individuals generate both short- and long-lived memory B cells, while responses of non-hospitalized are dominated by long-lived B cells. In both groups, vaccination boosts responses to natural infection. Long-term (>300 days from infection) responses in unvaccinated participants show reduced efficacy against beta, but not alpha nor delta variants. Multivariate analysis identifies severity of primary infection as an independent determinant of higher magnitude and lower relative cross-neutralization activity of long-term neutralizing responses. Immune responses to SARS-CoV-2 infection involve an undefined balance of innate and adaptive pathways 1 resulting in the development of a seemingly long-lasting immunological memory. 2, 3 Although there is a general consensus on the key role of both T and B cells on protection against SARS-CoV-2 infection and development of COVID-19, the specific contribution of each arm of the immune system is still unclear. 1 Neutralizing antibodies mediate their protective effect by binding to the spike (S) glycoprotein of SARS-CoV-2 and blocking viral entry into target cells; however, additional effector functions promoting viral clearance or natural killer (NK)-mediated infected-cell killing seems to be also relevant in SARS-CoV-2 and other viral infections. 4 Nevertheless, abundant experimental and epidemiological studies on SARS-CoV-2 indicate that neutralizing antibodies can serve as surrogate marker of protection, [5] [6] [7] as for other viral infections. 8, 9 Given the relevance of antibodies, the early (1-3 months) and mid-term (3-12 months) humoral response after SARS-CoV-2 infection has been thoroughly described. [10] [11] [12] [13] [14] Current data outline a heterogeneous scenario, in which infected individuals generate a wide range of neutralizing antibodies (from no seroconversion to rapid development of high titers) with no definitive association to age, gender or disease severity. [15] [16] [17] Various authors have also suggested complex kinetics of neutralizing activity decay. [18] [19] [20] This is particularly relevant in the current context of viral evolution, as several variants of concern (VOCs) have shown total or partial resistance to neutralizing antibodies and partial resistance to polyclonal humoral responses elicited by infection or vaccination. 21 To understand the dynamics of natural responses to infection, we focused on the longitudinal analysis of the neutralizing humoral response in a large cohort of mild/asymptomatic and hospitalized individuals infected by SARS-CoV-2. Our analysis includes one of the longest follow-up periods (up to 15 months) and shows that the long-term magnitude of neutralization is remarkably stable, being boosted by vaccines and potentially threatened by VOCs. Clinical severity of primary infection was identified as the main factor determining the kinetics, the magnitude and the quality of neutralizing antibodies. Figure 1) . A total of 212 participants were recruited during the first wave period, 128 with mild or absent symptomatology (WHO progression scale 22 levels 1-3; non-hospitalized) and 84 having required hospitalization (WHO progression scale 22 levels 4-10) with a wide range of severity from non-severe pneumonia to intensive care unit admission/death (Table 1) . Comparable proportions of disease severity were observed in patients recruited in the second (n=79) and third (n=41) COVID-19 waves. In all cases, the hospitalization groups showed older age and lower female frequency when compared with non-hospitalized (mild or asymptomatic, Table 1 ). For comparative purposes, samples from all patients prior to vaccination, and irrespective of the infection wave, were assayed for their plasma neutralization capacity of the original isolate WH1 sequence in a validated pseudovirus assay. 13 Maximal follow up periods for unvaccinated individuals infected during the first, second and third waves, were 458, 320 and 145 days respectively. In line with previous analyses, 15, 17 irrespective of the infecting virus, hospitalized patients showed a rapid development of neutralizing activity over the first month after symptom onset and a transient decrease reaching a plateau ( Figure 1B , 1D, 1F): This was observed only in the first and second wave participants, due to the limited follow up of recently infected patients. In contrast, mildly affected or asymptomatic individuals developed a lower maximal neutralization titer with a flatter behavior ( Figure 1A , 1C, 1E), although an early peak could be observed in some of the second wave participants, which had earlier sampling ( Figure 1C ). Longitudinal analysis using smoothing-splines mixed-effects models showed overlapping kinetics for the different waves in each clinical group ( Figure 1G and 1H), although neutralizing activity tended to reach higher values at the peak (around 30 days) in hospitalized patients from the third wave (mostly infected by the alpha variant, Figure 1H ). According to recent data, 23 we assumed the generation of early short-lived plasmablast/plasma cells and long-lived plasma and memory B cells and modelled data from all patients to a two-phase exponential decay. The longitudinal modeling revealed that hospitalized individuals had a significant rapid first-phase decay (half-life 26 days) and a flat slope in the second phase (half-life 533 days, Figure 1I ). Conversely, a flat slope (i.e., not significantly different from 0 in any phase) was observed in individuals with asymptomatic infection or mild disease ( Figure 1I ). These data confirm that, despite different individual patterns, a large fraction of infected individuals (87% in non-hospitalized and 96% in hospitalized) generate detectable long-lasting neutralizing antibodies (ID50>60). Massive vaccination campaigns across developed countries have positively impacted the course of the COVID-19 pandemic and have interfered with the follow-up of immune responses induced by natural infection. During routine follow-up visits, we identified 58 vaccinated individuals in our cohort. Participants showed a wide range of vaccination status in terms of type of vaccine (21% received BNT162b2 [Pfizer-BioNTech], 62% mRNA-1273 [Moderna] , and 17% AZD1222 [AstraZeneca-Oxford]), number of doses (only 55% had received the full 2-dose schedule) and time from the last dose (being BNT162b2 vaccinees analyzed at longer timepoints after vaccination). Despite these differences, vaccines boosted preexisting neutralizing responses in all non-hospitalized (n=40) and hospitalized (n=18) participants (Figure 2A and 2B) . A direct comparison of pre-and post-vaccination titers of neutralizing antibodies clearly confirms a highly significant increase in both groups (p<0.0001). Pre-vaccination titers tended to be lower in non-hospitalized than hospitalized individuals (geometric mean, 249 and 762, respectively, p=0.0667) and reached comparable levels after vaccination (4595 and 8851, respectively, Figure 2C , p=0.2919). However, the heterogeneous vaccine schedules and sampling times prevented further analysis. It is well known that SARS-CoV-2 VOCs show variable degree of resistance to neutralizing responses elicited by natural infection or vaccination 21 . Therefore, to evaluate the impact of the most relevant VOCs on long-term neutralizing activity, a subset of 60 unvaccinated individuals with follow-up period beyond 300 days was analyzed against alpha, beta and delta variants. A global analysis showed that long-term neutralizing responses blocked the WH1 and the alpha (B.1.1.7) variants with similar potency while lower titers were measured against the beta (B.1.351) variant (p=0.0001) and an intermediate but not significant loss of neutralization was observed against the more transmissible delta variant ( Figure 3A ). The analysis of non-hospitalized and hospitalized subgroups showed similar but not identical results. We observed a highly significant loss (p=<0.0001) of neutralizing capacity against the beta variant in hospitalized individuals ( Figure 3A ) but a lower loss in non-hospitalized individuals, reaching significance when compared to the alpha but not to the original WH1 variant (p=0.4020, Figure 3A ). To quantitatively assess these differences, we compared the ratio of neutralization titer between the original WH1 sequence and the tested variants as a measure of the relative loss of neutralization for each individual. The comparison of this parameter among subgroups, using only values with measurable neutralization titer for both WH1 and the variant of interest, showed no differences between non-hospitalized and hospitalized groups for alpha/B.1.1.7 variant (with a mean fold change around 1). On the other hand, statistically significant differences were observed for the beta/B.1.351 variant, which induced a higher relative loss of neutralization in hospitalized patients (p=0.0350, Figure 3B ), while the delta/B.1.617.2 variant showed again an intermediate behavior with a more pronounced decrease in hospitalized patients that did not reach significance (p=0.3425, Figure 3B ). As a consequence, the medians magnitude of neutralization, against WH1, alpha and delta, were all superior in hospitalized individuals compared to non-hospitalized (p=0.0005, p=0.0003 and p=0.0048 respectively), while statistical significance was lost for the beta variant (p=0.3107)( Figure 3A ). Following previous reports correlating protection with neutralization titers, 7,24 we estimated the frequency of individuals with undetectable, low and high neutralization titers using a previously described cutoff value of 250 2 . The analysis showed that 33% of individuals had undetectable or low neutralization against the WH1 or the alpha variant, increasing to 52% or 41% for the beta and delta variants, respectively. In all cases the frequency of non-neutralizers and low neutralizers was higher in non-hospitalized individuals, reaching a 63% against the beta variant, compared to 36% in hospitalized patients ( Figure 3C ) Despite similar long-term stability in both non-hospitalized and hospitalized individuals, neutralizing activity was highly heterogeneous among individuals, being non-neutralizing and highly neutralizing patients present in both groups (see Figure 3 ). Therefore, we analyzed the factors that potentially define the magnitude of long-term neutralization (>300 days after infection) in unvaccinated infected patients. A multivariate analysis including severity group, age and gender showed that only severity, defined by hospitalization, was independently associated with the magnitude of responses (p=0.0285, Figure 4A ). Consistent with the close relationship between age and severity, age showed a significant effect in the univariate analysis that was lost in the multivariate model (p=0.0951, Figure 4B ), while gender had no impact ( Figure 4C ). A similar approach was used to assess the impact of severity, age and gender on variant cross-neutralization ratios (shown in Figure 3B ). In this case, multivariate analysis ruled out any impact of age and gender in loss of neutralization against alpha, beta and delta variants, while pointed to severity as the main determinant, although only reached significance for the beta variant (p=0.0259, Supplementary Table 2 ). To our knowledge, this report has analyzed the neutralizing response against SARS-CoV-2 with the longest follow-up to date, with sampling more than one year after symptom onset, in a large cohort with a broad spectrum of clinical disease presentation (from asymptomatic to patients requiring intensive care) over different COVID-19 outbreaks in Catalonia. Longitudinal sampling allowed us to model accurate kinetics of neutralizing activity for the different waves (associated with different viral variants). The temporal patterns for each wave appear to repeat themselves independently of the infecting variant, but with a strong impact of disease severity, as previously defined. 13 In comparison to the apparent short-lasting immunity against seasonal human coronaviruses, 25,26 the neutralizing response developed against SARS-CoV-2 shows a dynamic pattern similar to the ones described against other coronaviruses that cause severe acute respiratory illness, such as SARS-CoV and MERS-CoV. For these viruses, several studies detected neutralizing antibodies in the first days after diagnosis with a rapid increase peaking between 2 weeks and 1-month post-symptom onset. Thereafter, there was a decline and subsequently a "stabilization" that was maintained beyond 1 year after infection in most cases, and was related to disease severity. [27] [28] [29] [30] [31] [32] [33] Our data demonstrates the long-term persistence of neutralizing antibodies against SARS-CoV-2 in most COVID-19 individuals. Although long-term increases were observed in qualitative spline models, biexponential fitted models confirm a flat slope and therefore predict longer stability, as it has also been described for SARS-CoV and MERS-CoV. [34] [35] [36] [37] [38] [39] This raises an optimistic scenario as neutralizing antibody levels are highly predictive of immune protection, 5, 7, 40, 41 although sporadic cases of reinfection have been reported, even in the presence of neutralizing antibodies. 42, 43 Our results complement previous studies that evaluated mid-term immunity, 2, 17, 19, 44, 45 and are in line with current evidence showing a long-lasting neutralizing response for at least 1 year, [46] [47] [48] and the presence of RBD-specific memory B cells 18, 49 and long-lived bone marrow plasma cells. 23 Although several mechanisms have been proposed that may lead to long-term persistence of antibodies, 50 the presence of long-lived plasma cells has received more support in recent years 51-53 and a biphasic model considering short-and long-lived plasma cells has been described. 54, 55 On this basis and considering neutralizing capacity of plasma as a surrogate marker of plasma cell lifespan, we fitted our data to a two-phase exponential decay curve, probably reflecting both short-and long-lived plasma cells. Therefore, our data point to an initial and transient generation or expansion of short-lived SARS-CoV-2 specific plasmablast/plasma cells in hospitalized patients. While selection of high affinity B cells into the germinal centers seems to be a hallmark for the generation of long-lived plasma cells, 56 short-lived cells can be generated following an extrafollicular response, 52 which does not necessarily imply immunoglobulin evolution through somatic hypermutation neither selection of high-affinity B cells. Interestingly, hospitalized patients showed a more limited crossneutralizing response against beta variant relative to WH1, suggesting that B-cell responses in severe disease, despite being higher in magnitude could be less cross-neutralizing. Although the association of severity and magnitude of neutralizing response has been pointed out for early responses in different studies, 2,13,57 our data extend this observation to the longterm responses, also suggesting a discordant relationship between magnitude and quality of antibodies in hospitalized individuals. 8 In the cohort studied, we observed that neutralizing activity is significantly boosted after vaccination, although the longevity of this response still needs to be determined. Based on our data on unvaccinated infected individuals, the vaccination of people who have overcome the SARS-CoV-2 infection should lead to a long-lasting protection. But this information must be interpreted carefully since new emerging variants of the virus could escape both natural and vaccine-induced immunity. 58 To address the impact of VOCs, we tested neutralization titers against alpha, beta and delta variants. Despite showing lower titers, non-hospitalized individuals tended to have better relative cross-neutralization against all variants tested. Of note, the loss of neutralization titers observed in our study was lower than the values reported for vaccinated individuals 59 . We did not observe changes for the alpha variant and ratios calculated for beta and delta variants compared to the WH1 isolate below 3-fold. This fact could be related to antibody evolution after recovery from infection and is consistent with data reporting increased cross neutralization in vaccinated or unvaccinated COVID-19 convalescent individuals [59] [60] [61] . Therefore, we exclusively observed a significant reduction of titers for the beta variant, resulting in a high frequency of individuals with undetectable or low (<250) neutralizing capacity that was significantly higher in non-hospitalized individuals. When analyzing the clinical and demographic factors that could influence the long-term neutralizing antibody response, we did not observe any differences between women and men. In contrast, age shows a certain tendency (older participants present higher neutralizing activity) whose significance was evident in the univariate analysis but did not reach significance in the multivariate linear regression. This latter result could indicate that age by itself is not a determinant component, but depends on other cofactors, as could be the severity of the disease, which is highlighted as the main determinant of the magnitude of long-term responses. This is in line with the evidence described so far, 45, 48 although it disagrees with another study describing antibody kinetics influenced by gender. 47 Despite the clear effect of severity, there is still a high individual heterogeneity in the magnitude of neutralization achieved by participants in each group (non-hospitalized or hospitalized individuals) that needs further study to unveil additional determinants. Our analysis provides one of the largest datasets on neutralizing activity (in number of participants and follow-up time), but is limited by the lack of parallel data on T-cells and other immune-related factors. In addition, the long-term impact of vaccination is still an open question; therefore, beyond the clear boosting effect observed, we cannot draw further conclusions due to heterogeneous vaccine schedules and sampling times. Our longitudinal analysis confirmed the early decay and long-term maintenance of neutralizing activity observed in other cohorts. 10,12 Moreover, our data identified different dynamics of shortand long-lived responses after infection. In particular, severity of primary infection is associated with the emergence of short-lived antibodies (not observed in non-hospitalized individuals), and the generation of higher titers of less cross-neutralizing long-lived antibodies (beyond one year). This work was partially funded by Grifols, the Departament de Salut of the Generalitat de Catalunya (grant SLD016 to JB and grant SLD015 to JC), the Spanish Health Institute Carlos III (Grant PI17/01518 and PI20/00093 to JB; PI18/01332 to JC), CERCA Programme/Generalitat de Catalunya 2017 SGR 252, and the crowdfunding initiatives #joemcorono, BonPreu/Esclat and Correos. The funders had no role in study design, data collection and analysis, the decision to publish, or the preparation of the manuscript. EP was supported by a doctoral grant from National Agency for Research and Development of Chile (ANID): 72180406. We are grateful to all participants and the technical staff of IrsiCaixa for sample processing. Francesc López-Seguí provided medical writing support during the preparation of the manuscript. Dotted lines indicate upper and lower limit of the neutralization assay. g-h, Longitudinal smoothing-splines mixed-effects models for the different groups shown in panels a-f. Solid lines indicate the best fit and light areas indicate confidence intervals. i, Non-linear models of the full dataset (n=190 for non-hospitalized and n=142 for hospitalized groups) were analyzed by smoothing-splines mixed-effects models (grey and orange narrow lines) or fitted to a non-linear two-phase exponential decay model (light and dark blue lines). Decay rate constants are described on the right side of the figure. Neutralization titers, against WH1, alpha, beta and delta spike variants, measured on convalescent plasmas collected more than 300 days after symptom onset from nonhospitalized (n=35) and hospitalized (n=25) patients (see Supplementary Table 1 for [49 -62] <0 Further information and requests for resources and reagents should be directed to and will be fulfilled by the Lead Contact, Julià Blanco (jblanco@irsicaixa.es). The plasmids pcDNA3.1 SARS-CoV-2.SctΔ19 are available upon request to the lead contact. All data reported in this paper will be shared by the lead contact upon request. This paper does not report original code. Any additional information required to reanalyze the data reported in this paper is available from the lead contact upon request. The study KING was approved by the Hospital Ethics Committee Board from Hospital Universitari Germans Trias i Pujol (HUGTiP, PI-20-122 and PI-20-217) and was further amended to include vaccinated individuals. All participants provided written informed consent before inclusion. Plasma samples were obtained from individuals of the prospective KING cohort of the HUGTiP (Badalona, Spain). The recruitment period lasted from March 2020 to March 2021, thus covering the three consecutive outbreaks of COVID-19 in Catalonia (Supplementary Figure 1) . The KING cohort included individuals with a documented positive RT-qPCR result from nasopharyngeal swab and/or a positive serological diagnostic test. Participants were recruited irrespective of age and disease severity -including asymptomatic status-in various settings, including primary care, hospital, and epidemiological surveillance based on contact tracing. We collected plasma samples at the time of COVID-19 diagnosis and at 3, 6 and 12 months after diagnosis. Additionally, hospitalized individuals were sampled twice a week during acute infection. Viral sequences were available from a subset of participants (n=26, 8% of the cohort) and confirmed the expected prevalence of B.1 variant during the first wave (67% of sequences), 20E(EU1) variant during the second one (70% of sequences) and alpha variant after January 2021 (80% of sequences). HEK293T cells overexpressing WT human ACE-2 (Integral Molecular, USA) were used as target in pseudovirus-based neutralization assay. Cells were maintained in T75 flasks with Dulbecco′s Modified Eagle′s Medium (DMEM) supplemented with 10% FBS and 1 µg/ml of Puromycin (Thermo Fisher Scientific, USA). J o u r n a l P r e -p r o o f 14 Expi293F cells (Thermo Fisher Scientific) are a HEK293 cell derivative adapted for suspension culture that were used for SARS-CoV-2 pseudovirus production. Cells were maintained under continuous shaking in Erlenmeyer flasks following manufacturer's guidelines. HIV reporter pseudoviruses expressing SARS-CoV-2 S protein and Luciferase were generated. pNL4-3.Luc.R-.E-was obtained from the NIH AIDS Reagent Program. 62 SARS-CoV-2.SctΔ19 was generated (GeneArt) from the full protein sequence of the original WH1 SARS-CoV-2 spike (Genbank MN908947.3) with a deletion of the last 19 amino acids in Cterminal, 63 human-codon optimized and inserted into pcDNA3.1(+). A similar procedure was followed to generate expression plasmids for the alpha (69-70 del, Y144 del, N501Y, A570D, P681H, T716I, S982A and D1118H), beta (L18F, D80S, D215G, L242_244 Del, R246I, K417N, E484K, N501Y, D614G, A701V) and delta (T19R, 157-158del, L452R, T478K, D614G, P681R, D950N) variants of SARS-CoV-2 S protein 60 according to consensus data (www.outbreak.info). Expi293F cells were transfected using ExpiFectamine293 Reagent (Thermo Fisher Scientific) with pNL4-3.Luc.R-.E-and SARS-CoV-2.SctΔ19 (WH1, alpha, beta or delta), at an 8:1 ratio, respectively. Control pseudoviruses were obtained by replacing the S protein expression plasmid with a VSV-G protein expression plasmid as reported. 64 Supernatants were harvested 48 hours after transfection, filtered at 0.45 µm, frozen, and titrated on HEK293T cells overexpressing WT human ACE-2 (Integral Molecular, USA). This neutralization assay has been previously validated in a large subset of samples and negative controls with a replicative viral inhibition assay. 13 Neutralization assays were performed in duplicate. Briefly, in Nunc 96-well cell culture plates (Thermo Fisher Scientific), 200 TCID50 of pseudovirus were preincubated with three-fold serial dilutions (1/60-1/14,580) of heat-inactivated plasma samples for 1 hour at 37ºC. Then, 2x10 4 HEK293T/hACE2 cells treated with DEAE-Dextran (Sigma-Aldrich) were added. Results were read after 48 hours using the EnSight Multimode Plate Reader and BriteLite Plus Luciferase reagent (PerkinElmer, USA). The values were normalized, and the ID50 (reciprocal dilution inhibiting 50% of the infection) was calculated by plotting and fitting all duplicate neutralization values and the log of plasma dilution to a 4-parameters equation in Prism 9.0.2 (GraphPad Software, USA). Continuous variables were described using medians and the interquartile range (IQR, defined by the 25 th and 75 th percentiles), whereas categorical factors were reported as percentages over available data. Quantitative variables were compared using the Mann-Whitney test, and percentages using the chi-squared test. For the longitudinal analysis of neutralizing activity, patients were grouped into two severity groups according to the WHO progression scale 22 asymptomatic or mild (levels 1-3), and hospitalized (levels 4-10). Longitudinal kinetics of neutralization activity for hospitalized and mild groups were analyzed by nonlinear models in two ways, parametric and non-parametric models and stratifying by severity in both cases. We fitted a non-parametric model using smoothing-splines mixedeffects model using the "sme" package of R. The final part of this model, showing an increase in neutralization activity, is unreliable due to the small sample size available in that stretch. We also analyzed the observed decrease of neutralization after 30 days by a biexponential decay model [y=P1*exp(-k1*t) + P2*exp(-k2*t)] fitting a nonlinear mixed-effects model and using "nlme" package of R. In this case three samples were excluded due to their influence in the model fitting since were samples after 350 days with and important increase of neutralization with respect the previous determinations and although we cannot rule out their veracity, they had a great impact on the proper fit of the model due to the lack of sample size in the final part of the follow-up. Differences in neutralization between both groups after 300 days since symptoms were analyzed. We also analyzed the effect of age and gender using a multivariate linear model adjusting by severity to avoid confusion effects, especially for age that are associated with severity. Statistical analyses were performed using R-3.6.3 (R Foundation for Statistical Computing) and Prism 9.0.2 (GraphPad Software) Highlights (Highlights are bullet points that convey the core findings of your paper. You may include up to four highlights. The length of each highlight cannot exceed 85 characters (including spaces)). 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