key: cord-0862340-tebrwqga authors: Tang, Xiaoying; Wang, Mengjun; Wang, Qian; Zhang, Jingxiao; Li, Hujun; Tang, Juanjuan title: Exploring Technical Decision-Making Risks in Construction Megaprojects Using Grounded Theory and System Dynamics date: 2022-02-25 journal: Comput Intell Neurosci DOI: 10.1155/2022/9598781 sha: b8090a253c0c1c24e02267083657cdff4533bb25 doc_id: 862340 cord_uid: tebrwqga Technical decision-makings (TDMs) are a vital part of the decision-makings in construction megaprojects, facing high risks brought by technical complexity, dynamic environment, and subject cognition. Identifying technical decision-making risks (TDMRs) and exploring their interactions are important in megaproject management. Due to the high complexity of TDMs in megaprojects, TDMRs are complex and diverse. However, there is a lack of research on exploring the systematic TDMRs in megaprojects. To address this gap in knowledge, this paper aims to better understand the dynamic complexity of TDMRs in megaprojects by identifying the risks and exploring their interactions from a dynamic and systematic perspective. Grounded theory (GT) and system dynamics (SD) were adopted for this research. First, the GT was used to identify TDMRs in megaprojects and create a conceptual model depicting the relationships among TDMRs. Then, an SD model characterizing the causal structure of the TDMRs system in megaprojects is developed in both qualitative and quantitative manners. The developed model involves interrelationships among environmental risks, decision-making process risks, and decision-making execution process risks. After the validation of the model, a model simulation is conducted to predict the dynamic evolution process of the TDMRs. As a result, a multilayer risk list consisting of 42 index layer risk indicators, 13 field layer risk indicators, and 3 standard layer risk indicators is identified. The SD modeling results show that these multilevel TDMRs interact dynamically and have intricate influences on the total risk level of TDMs in megaprojects. The results of this study could be useful for decision-makers to identify and mitigate TDMRs in megaprojects. Construction megaprojects are characterized by significant technical complexity that requires multitechnology integrations [1] [2] [3] . Hence, substantial technical decision-makings (TDMs) are required in megaprojects on almost all management hierarchies [4] . e TDMs refer to the process of identifying and analyzing key problems, as well as developing, selecting, and implementing technical schemes to resolve the problems. Hence, the TDMs include both longterm technology development strategies and short-term technology selections [5, 6] . e outcome of a TDM process is a technical decision-making scheme, consisting of decision objectives, key variables, measures, and criteria [7] . e TDMs must be conducted properly to ensure the successful delivery of megaprojects [2, 7, 8] . Due to the high technical complexity of megaprojects, TDMs in megaprojects also have higher complexity. e complexity of TDMs comprises uncertainties and ambiguities (e.g., dynamic environment, ambiguities of decisionmaking goals, etc.), as well as the complex interrelationships among influencing factors in TDM issues (e.g., technical complexity relating to the size and multitechnology integration of the project) [9] [10] [11] [12] . us, TDMs are generally exposed to various risks. Technical decision-making risk (TDMR) is an extension of project risk and decision-making risk [13, 14] . TDMRs are potential hazards existing in the process and outcome of TDM, which negatively affect the TDM quality and project performance. ese risks can cause project cost overruns, delays in delivery, and irreversible accidents [15] [16] [17] . For instance, in the Busan-Geoje Fixed Link Project, owing to the defective scheme for towing and mooring, the GINA gasket of standard tunnel element E16 was damaged during construction, resulting in a delay of three months and huge financial loss for repairing the GINA gasket [18] . erefore, effective management of TDMRs in megaprojects plays an important role in successful decisionmakings. Further, the TDM in megaprojects is an open environmental system involving multiple subsystems, which has dynamic and complicated relationships among the factors, rather than a series of normative and procedural activities [7, 19] . e dynamic complexity makes TDMRs in megaprojects highly interrelated, and the risks are transmitted between the internal and external environments of the system [20] . Many risk accidents in construction megaprojects occur due to the interactions of multiple risks rather than a single risk [13] . As such, it is imperative to examine the dynamic interactions among TDMRs. us far, a few research efforts have been made to study decision-making risks of megaprojects using both quantitative and qualitative methods, such as optimism-based decision-making risk model for bridge projects [14] , decision-making risk mitigation in megaprojects [21, 22] , and identifying and assessing specific types of decision-making risks in megaprojects (i.e., design risks [23, 24] , technology selection risks [25] , social risks [26] , and bidding risks [27, 28] ). However, the first two kinds of studies were not focused on TDMR, and the last kind of studies was focused on only one specific risk belonging to TDMR (i.e., design risks and technology selection risks). Risks are interrelated and systematic through causal loops in megaprojects [28] [29] [30] . Negligence in considering such risk interrelations results in either underestimation or exaggeration of risk effects [12] . us, it is crucial to understand how risks are generated and how they transmit through their interactions. It is argued that research is still lacking to explore TDMRs from a systematic and dynamic perspective considering the whole process of decision-making-execution-feedback. To address the aforementioned research gaps, this paper aims to identify the TDMRs in construction megaprojects and explore their interactions using the mixed method. e grounded theory (GT) is employed to identify all TDMRs in megaprojects, capturing the managers' perception of TDMRs in the practice of TDM in megaprojects. A conceptual framework depicting the relationships among these risks is provided. en, a system dynamics (SD) model of TDMRs in megaprojects is constructed to explore the casual loops among TDMRs and simulate the interactions among these risks. e contributions of this study lie in two aspects. First, this study investigates TDMRs and their interactions systemically and dynamically for the first time to reveal the dynamic nature of TDMRs, which deepens the understanding of TDM in construction megaprojects and enriches theories of construction decision-making and risk management. Second, the identified TDMRs and the simulation model proposed in this study could be adopted as a tool to evaluate and control TDMRs dynamically. e rest of this paper is structured as follows. Section 2 introduces the related work, followed by research methodology in Section 3. e results are presented in Section 4, and discussions and implications are illustrated in Section 5. Lastly, Section 6 summarizes and concludes this study. In recent years, many scholars have indicated the significance of identification and control of the complexity and risks of decisionmakings in megaprojects [29, 30] . For example, Shi et al. [7] presented a comprehensive framework of decision-making complexity in megaprojects, which includes six dimensions which are technical, social, financial, legal, organizational, and time. Liu et al. [14] proposed an optimism-based decision-making risk model for bridge projects, where explicit benefits, implicit benefits, construction cost, and operation cost are considered. To mitigate decision-making risks in megaprojects, several researchers proposed risk mitigation strategies via degrading the uncertainty and complexity. Salet et al. [21] put forward three solutions to reduce the complexity and uncertainty of megaprojects to mitigate the decision-making risks, including changing organizational structure, enhancing organizational learning atmosphere, and controlling the number of alternative options for decision-makings. Furthermore, efforts have been made to identify specific decision-making risks in projects, such as design risks [23, 24] , technology selection risks [25, 31, 32] , social risks [26] , investment risks [33] , and bidding risks [27, 28] . Although the aforementioned design risks and technology selection risks belong to TDMRs, each of these existing studies was focused on only one type of TDMRs. Some studies also attempted to assess decision-making risks. For instance, Kurhade and Wankhade [33] proposed a risk assessment framework for decision-making and identified four risk categories for infrastructure investment decisionmaking, covering political risk, economic risk, social/environmental/cultural risk, and technology risk. Nevertheless, previous studies on decision-making risks are static without considering the dynamic nature of risks. Attention is lacking to systematically examine TDMRs in construction megaprojects considering the whole process of decision-making. is research gap is addressed in this paper by eliciting the perceptions of managers on what create and drive TDMRs and how they interact with each other by GT. Risks can be interrelated, especially in megaproject [34] . Megaprojects are characterized by dynamic interactions of multiple subsystems, extreme complexity, and technology challenges [35] . Such dynamic complexity makes the risks in megaproject a dynamic system, where the risks are highly interrelated [36] . To capture the dynamic nature of risks and their complex interactions in megaprojects, various risk analysis methods have been applied, such as interpretative structure models (ISM) [37] , complex network (CN) [38, 39] , social network analysis (SNA) [40] , decisionmaking trial and evaluation laboratory (DEMATEL) [41] , the analytic network process (ANP) [42] , Bayesian network, and system dynamics (SD) [36, [43] [44] [45] . Among these methods, ISM is a qualitative method aiming to develop the hierarchy structure of the factors with direct and indirect correlation paths, and the developed model is influenced by the number of risk factors [37] . Different numbers of risk factors may result in different hierarchy structure of risk factors. Further, CN, SNA, and DEMATEL aim to analyze risk factors from the network perspective, whereas they failed to evaluate risk state in accordance with the interactions of factors. Meanwhile, ANP and Bayesian network (BBN) can be used to explore the interactions among risks and evaluate the risk state quantitatively, while they require large amounts of data. Wu et al. quantify the risk level of a subway station construction using fuzzy ANP via the synthesis of weight matrices, which requires much more computation for pairwise comparison between risk factors [46, 47] . BBN performs excellently to model complex relationships among risks on the bases of the conditional probabilities of the nodes [48] . However, it can only deal with discrete functions. In recent years, various artificial intelligence (AI) methods, such as machine learning and neural networks, have been utilized to identify, evaluate, and predict potential risks in constructions qualitatively and quantitatively [49] . For example, Yaseen et al. [50] developed an AI model integrating Random Forest classifier and Genetic Algorithm optimization to assess the risk of delay in construction, which indicated a robust and accuracy result for project delay risk prediction. Nevertheless, the abovementioned risk assessment methods analyzed the relationships of risks based on the topology of the network rather than a dynamic and holistic description of the variations of risks. SD developed by Glaser and Strauss [51] is a modeling method dealing with complex causal relationships among components of the system [52] . e foundation of SD is the theory of system thinking, which holds on the view that everything is connected in a dynamic and complex system [53] . SD can not only study the dynamic relationships among risk factors but also simulate risk status during a time period [54] . Hence, SD has been widely used for megaproject risk assessment including modeling of the interrelationships and feedbacks of the risk system. For example, Boateng et al. [55] implemented SD to model the interactions among social, technical, economic, environmental, and political (STEEP) risks considering the complexity and dynamics of megaprojects. Xue et al. [36] proposed a risk coupling model based on SD for risk assessment of High-Speed Rail projects considering the interactions among risks. Wang et al. [56] developed an SD-based safety risk model that covered organizational processes and technical systems and demonstrated the model on an urban metro tunnel project. To identify and control the system risks of automatic metro, Zhao et al. [57] proposed an SD-based model embodying system risks and factors of organizational resource assignment, organizational experience, and avoidance of driver error to reveal the feedback mechanisms of automatic metro. In summary, SD can provide a powerful insight in understanding the complexity and dynamics of construction risk systems [54] . However, there have not been studies exploring the dynamic interactions among TDMRs in construction megaprojects. In this study, SD will be adopted to model the dynamics and interactions among TDMRs. A research framework based on a mixed method integrating GT, SD, and Shannon's entropy was proposed in this study to identify TDMRs and explore their dynamic interactions, as shown in Figure 1 . Among the three methods, GT is widely used to identify risks from qualitative data [58] , SD is an effective approach for modeling the dynamic relations among risks based on mathematical modeling techniques [59] , and Shannon's entropy method is one of the various methods for objective weighting measures. GT, along with qualitative data collection techniques (e.g., case study, interviews, focus groups, etc.) and data analysis techniques (e.g., opening coding, axial coding, and selective coding), can be used to develop SD models based on qualitative data [60] . A mixed method is adopted to draw the advantages and minimize the disadvantages of both qualitative and quantitative methods [61] [62] [63] . Several studies have successfully implemented similar mixed methods with GT and SD [53, 64, 65] . For example, in [53] , safety archetypes of construction workers were identified by GT and the behavior archetypes of safety involving construction workers were explored with SD. erefore, the mixed method was conducted in this study as follows. First, GT was employed to identify TDMRs in megaprojects and develop the conceptual model of these risks, as explained in Section Grounded theory. en, an SD model of TDMRs in megaprojects was built, which involved qualitative modeling, quantitative modeling, model validation, and model simulation, as discussed in Section System dynamics. Further, the parameters involved in SD equations were determined based on the weights of risk indicators calculated by Shannon's entropy, as introduced in Section Shannon's entropy. Lastly, a simulation was conducted to understand the behavior of the system. is study uses GT to identify TDMRs and build the conceptual model. GT put forward by Forrester [52] as a qualitative research method linking concepts to generate meaningful theories [66] , where concepts and their interdependencies are obtained from analyzing qualitative data (e.g., interview transcripts). GT could be applied by three approaches, namely, the Straussian Computational Intelligence and Neuroscience 3 approach [67] , the Glaswegian approach [68] , and the Constructive approach [69] . Compared to other approaches, the Straussian approach is more prescriptive as it provides systematic procedure for data analysis including open coding, axial coding, and selective coding [70, 71] . On the other hand, the Glaswegian approach and the Constructive approach have no clear guidelines for data analysis. erefore, the Straussian approach is adopted in this study to identify TDMRs from real megaprojects in a systematic way. Following the Straussian approach, the GT process of this study includes (1) data collection and (2) data analysis consisting of open coding, axial coding, and selective coding, as described in the following [67] . Qualitative data were collected based on a case study so that practical insights could be addressed to enable changes in practice to occur [72] . A case study can include either one single case or multiple cases, and there are different opinions on the required number of cases for understanding a phenomenon [72, 73] . e case study in this research was conducted on three megaprojects in China, namely, the Hong Kong-Zhuhai-Macao Bridge Island Tunnel Project (HZMBIT), the Foshan West Railway Station Comprehensive Transportation Hub Project (FWRSCTH), and the Kunming Comprehensive International Transportation Hub Project (KCITH), to enable generalizations on the TDMRs. ese cases were selected because (1) the authors had access to the major stakeholders of these projects, (2) these megaprojects were representative, characterized by multitechnology integrations and high technical complexity, and (3) these projects were under construction or completed less than three years during data collection. e selected cases covered different type of projects (tunnel, railway, and building), and they were all demonstration megaprojects jointly developed by national and local governments. All the cases had multitechnology decisionmakings along project lifecycle, which made it possible to collect substantial qualitative data for TDMRs identification. e case data were collected by semistructured interviews and review of technical documents. Semistructured interviews were conducted with experts from designers, contractors, consultants, and university partners of the three megaprojects. According to Bernard and Bernard [74] and Creswell and Poth [75] , interviews with a sample size of 5 to 25 are appropriate for GT studies. In this study, 12 experts were selected for interviews, and the experts had 8 to 27 years of experiences in TDMR management in megaprojects, as shown in Table 1 . e selected 12 experts provided meaningful insights that adequately represented the experiences of construction professionals on TDMR management. e interview questions were designed to collect relevant data about TDMRs in megaprojects. e interviewees were asked to elaborate their understandings on TDMRs, provide examples of TDMRs according to their working experience, describe the risk issues, and explain how they deal with risks in the TDM process. For example, the questions asked included (1) In addition to interviews, technical documents of the three megaprojects were also collected to understand the TDMRs in these projects. Due to the large amount of TDMs, the three projects had a large number of technical documents including result-based documents (i.e., construction drawing, technical schemes, and contractual documents) and process-based documents (i.e., safety technical disclosure, environmental checklists and reports, records of technical scheme assessment meeting of the project). A total of 63 technical documents were selected as the raw data including 29 documents from HZMBIT project, 18 documents from FWRSCTH project, and 16 documents from KCITH project. ree-Level Coding. After data collection, all the collected data were analyzed based on three-level coding, namely, open coding, axial coding, and selective coding. Open coding is an analytic process that identifies the concepts and discovers their properties and dimensions through line-by-line analysis [67] . Hence, in the open coding step, the original data collected from interviews and technical documents were examined and coded to find major TDMRs in megaprojects (i.e., initial codes). en, axial coding clusters the identified TDMRs into subcategories (i.e., focalized codes) and categories based on their properties and dimensions. Lastly, selective coding was to detect the relationships among different categories [67] . Selective coding is the last step of GT for theory refining and integrating. A conceptual model linking different categories to reveal their relationships was built during this step via reviewing the memos gathered during the analysis and interviews. As presented in Section 2.2, SD is used in this study to model the interactions among TDMRs in megaprojects and to reveal how TDMRs interact dynamically and how these interactions contribute to the overall risk. e SD model is developed in the following four steps. In Step 1 (qualitative modeling), based on the identified TDMRs and the conceptual model, system analysis is conducted to draw the system boundary, and the logical structure of the system is defined with a causal loop diagram. en, Step 2 (quantitative modeling) is performed to formulate the relationships among TDMRs with the stock-flow diagram. Next, Step 3 (model validation) is carried out through structure validation, behavioral validation, and sensitivity validation. Lastly, Step 4 (model simulation) simulates how the system reacts under diverse scenarios. Shannon's entropy is capable of measuring the uncertainty of a random process. It is widely used to calculate the weight of each risk indicator based on expert scores [76] . First, the expert scores are normalized using equations (1) and (2) for the-larger-the-better. Criteria and the-smaller-the-better criteria are, respectively: where X ij is the score of the i th expert with regard to the j th risk indicator (i � 1, 2, 3,. . .,m; j � 1, 2, 3,. . .,n) and Y ij is the normalization value of each risk indicator. It is important to note in this paper that since the experts score based on the importance of each risk indicator, all scores of indicators are processed following the-larger-thebetter criteria. Subsequently, the entropy value E j of each risk indicator is calculated as follows: where m is the number of experts; p ij ln p ij � 0. en, the weight W j of each risk indicator can be calculated as where E j is the entropy value of each risk indicator, and n is the number of the indicators. According to the Project Management Institute (2008), a risk is "an uncertain event of condition that, if occurs, has a positive or negative effect on project's objectives." Following this definition, all the collected data were examined and TDMRs were identified through GT-based data analysis. In the open coding step, by identifying and describing overall constructs relevant to TDMRs based on the collected data, 97 key concepts were extracted through line-by-line and sentenceby-sentence analysis. en, the 97 key concepts were summarized as 42 initial codes (A1-A42). Next, the axial coding step identified connections between the initial codes and aggregated the initial codes into focalized codes and categories. As a result, the initial codes were grouped into 13 focalized codes (B1-B13) and further into three categories (BB1-BB3). Table 2 gives some examples of how the collected data were coded in open coding and axial coding. Table 3 shows the coding results of TDMRs including 42 initial codes, 13 focalized codes, and 3 categories. Due to space limitation, the 97 key concepts are not shown in the table but can be obtained from the corresponding author upon request. According to the coding results, TDMRs in megaprojects are divided into three categories: decisionmaking process risk, decision-making execution process risk, and environmental risk. Four layers of risk indicators (shown in Table 4 ) are established from the coding results including (1) target layer risk indicator (i.e., the total TDMR in a project), (2) standard layer risk indicators (i.e., corresponding to three categories), (3) field layer risk indicators (i.e., corresponding to 13 focalized codes), and (4) index layer risk indicators (i.e., corresponding to 42 initial codes). Risk indicators in each layer are determined by indicators in the lower layers. For example, B1 is determined by A1 to A5, and BB1 is determined by B1 to B5. Decision-making process risk (BB1) represents risks within the process of identifying and analyzing problem and developing and choosing the technical solution. is process involves decision-makers, information, and procedure, and the outcome is a decision-making scheme. Five field layer risk indicators are related to BB1 including decision-making participants risk (B1), decision-making information risk (B2), procedure risk (B3), decision-making mechanism risk (B4), and decision-making scheme risk (B5). Decision-making execution process risk (BB2) refers to risks associated with the execution process of the final technical decision-making scheme. Corresponding to the elements and characteristics of decision-making execution, executive, premanagement, in-process management, and technology management are key issues for successful execution of decision-making. ree field layer risk indicators are associated with BB2 including management risk (B6), executive risk (B7), and construction technical risk (B8). Environmental risk (BB3) describes risks related to the external environment of TDM. e environment contains elements related to society, technology development, economy, and natural and political environment. Five field layer risk indicators are correlated to BB3 including technical environmental risk (B9), economic environmental risk (B10), natural environmental risk (B11), social risk (B12), and political environmental risk (B13). In selective coding, three categories of risk indicators (BB1-BB3) were linked following a single storyline around which everything else was draped [77] . A conceptual model of their relationships was developed with grounded theory, as shown in Figure 2 . e risk lies in the interaction between the subject and the environment [78] . e TDMR accidents in megaprojects occur under the joint influence of the environmental risks, the decision-making process risks, and the decision-making execution process risks. When environmental risks occur, there will be an increased tendency for the risk of the decision-making process and the risk of decision-making execution process. At the same time, the decision-making process risks may transmit to the decision-making execution process risks. To qualitatively model TDMRs and understand the feedback loops among TDMRs, a causal loop diagram containing the three categories and 13 focalized codes of TDMRs is depicted, as shown in Figure 3 . A causal loop diagram aids in visualizing how TDMRs and variables affect one another by arrows with positive or negative labels (Bala et al., 2017). e diagram is created based on the abovementioned coding results, especially the conceptual model of relationships among TDMRs in megaprojects, as well as the 12 interviews. Furthermore, a group interview was conducted with the abovementioned experts to validate the structure of the diagram. It is noted that the developed causal loop diagram aims to reveal the main causal loops among TDMR. us, the index layer risk indicators are not considered in the causal loop diagram since risk indicators in each layer are determined by indicators in the lower layers and the index layer risk indicators are the lowest layer. As presented in Figure 3 , TDMRs interact with each other in 3 ways: (1) by the process of decision-making (i.e., the risks lie in decisionmaking process transmit to the decision-making execution), (2) by the life cycle of the project (i.e., the TDMRs lie in previous construction stage transmit to the next construction stage), and (3) from the external risk to the internal risk (i.e., environmental risks transmit to decision-making process and decision-making execution process). e decision-making process risks may transmit to the decisionmaking execution process risks. e diagram includes five balancing loops, which interact with each other. Loop 1: Decision-making information risk--(+) Decision-making process risk--(+) Decision-making execution process risk--(-) Decision-making information risk. is is a balancing feedback loop meaning that the increase of decision information risk will stimulate the rise of decisionmaking process risk, with which decision execution process risk will grow, and then much attention will be paid to decreasing the risk of decision-making information risk. According to Pirzadeh and Lingard [79] , technical decisionmakings arise as the result of information exchanges between projects actors. Information is essential as an input of the decision-making process [23, 80] . Loop 2: Decision-making scheme risk--(+) Decisionmaking process risk--(+) Decision-making execution process risk--(-) Decision-making scheme risk. is is a balancing feedback loop indicating that the increase of decision-making scheme risk will result in a higher level of decision-making process risk, and then there will be a higher risk during the execution process of decision-making, which will attract more attention and the decision-making scheme will be checked and improved in turn. Decision-making 6 Computational Intelligence and Neuroscience scheme is the outcome of a decision-making process, guiding the execution process [7] . us, the decisionmaking risk could transmit to decision-making execution process imperceptibly until the risk events happen. For example, in the HZMBIT project, the rib rubber mound was initially recommended as the structural design of the artificial island. However, it is found that the scheme may result in quality defects, delay, and pollution in execution process. erefore, the initial design scheme was replaced by the large diameter deep inserted steel cylinder scheme, which sped up the schedule greatly [81] . Loop 3: Decision-making information risk--(+) Decision-making participants risk--(+) Decision-making process risk--(+) Decision-making execution process risk--(−) Decision-making information risk. is is a balancing feedback loop including a part of Loop 1. In addition to the information shown in Loop 1, Loop 3 also illustrates that the decision-making participants are more likely to make wrong decisions with incomplete and inaccurate information, which will result in a higher risk level of the decision-making execution process. en it will provide feedback to improve the information quality. Research has shown that the knowledge to make a TDM resides in more than one decision-making participant [82] . TDM arises as the result of interactions and information exchanges among decisionmaking participants [79] . Hence, it is safe to claim that decision-making participants, such as project managers, play a pivotal role in successful TDM [83] . e poor quality of decisionmaking information makes it more difficult for decisionmaking participants to make decision-making schemes [79] . e timely and effective exchange of information among participants is critical for the development of TDM schemes [84] . To quantitatively model the interactions among TDMRs, it is essential to draw the system stock-flow diagram and build the dynamic equations. Based on the causal loop diagram of TDMRs in megaprojects as well as the characteristics of TDMRs in megaprojects, the system stock-flow diagram with four stock variables, four rate variables, 22 auxiliary variables, and 33 constant variables is built with three subsystems, namely, the decision-making process risk subsystem, environmental risk subsystem, and decisionmaking execution process risk subsystem. e meanings of SD variables in system stock-flow diagram are shown in Table 5 . Arrows connect the four types of variables, indicating either substance or information flow between the two variables. As shown in Figure 4 , a set of variables are involved in each subsystem. (1) Subsystem of decision-making process risk: decision-making process risk is quantified with the equations in Table 6 . (2) Subsystem of decision-making execution process risk: decision-making execution process Table 2 : Example of coding process in GT. Open coding Axial coding Key concepts Initial codes Focalized codes Categories Decision-maker lacks experience; the requirements of owner are beyond our ability; the chief decision-maker makes decisions based on their own knowledge, experience, and rationale, rather than information from other consulting subjects, which sometimes is impulsive, without enough information. Decisionmaker cooperated with the consulting agency in the past; decision-maker usually prefers to choose the scheme he is familiar with rather than the more satisfying one; sometimes, it is hard to control the quality of scheme. Decision-making quality may deviate from the expectations; the consulting agency failed to provide proper advice. e lack of good communication and coordination ability among the decision-making participants leads to instability of the decision-making team. It is hard to coordinate the interests of all parties. Computational Intelligence and Neuroscience risk is a stock variable, which is influenced by the growth rate of decision-making execution with equations in Table 6 . (3) Subsystem of environmental risk: environmental risk was determined by the growth rate of environmental risk with corresponding equations in Table 6 . In terms of system of technical decision-making risk in megaprojects, technical decision-making risk is a stock variable and the growth rate of the technical decision-making risk in megaprojects as input of stock variable. Further, the growth rate of the technical decision-making risk in megaprojects was influenced by the decision-making process risk, decision-making execution process risk, and environmental risk. e relationships are depicted by equations in Table 6 . e mathematical equations of variables involved in each subsystem are established based on the stock-flow diagram. e coefficients of variables in each equation are established based on the weights of indicators. To determine the weights of indicators, questionnaires were distributed to seven experts engaged in megaproject management and risk management research at universities and practice fields. e experts included two professors engaged in megaproject risk management research at universities, two engineering managers engaged in whole process engineering consulting, two engineering managers from general construction contracting company, and one engineering manager from megaproject owner. ey provide evaluations of the importance of each risk indicator in the index layer. e experts were asked to score based on the controllability, possibility, and degree of loss of the risk. Responses are made based on a five-level Likert scale (1-5), where 1 represents lowest importance and 5 represents highest importance. In general, there are two categories of weighting methods, namely, subjective weighting methods and objective weighting methods [63] . ereinto, subjective weighting approach is conducted on the basis of decisionmaker's experiences and judgment, while the objective weights were calculated via mathematical computation [63] . According to Deng et al. [72] , the method with objective weighting is more applicable when it is difficult to obtain the reliable subjective weights. In this paper, all the selected Table 7 , and the mathematical equations of variables are presented in Table 6 . Structure validation, behavioral validation, and sensitivity validation are performed to test the structure of the SD model and observe whether the model is consistent with the actual situation [85] . In this study, the structure validation aiming to assess the structural reliability of the model is conducted via structure verification test and dimension consistency test. e variables in the model are extracted from interviews and technical documents, and their relationships are confirmed with a structure verification through interviews with experts. en, the behavioral validation test is conducted by running the simulation model for the period of one month and comparing the simulation results with the actual field data. e actual field data were collected from the KCITH project, and the comparison shows that the simulation model could produce similar results with the field data. Furthermore, sensitivity validation is used to analyze the effects of the alteration of variables on model simulation results and identify critical TDMRs in megaprojects. Taking the decision-making process risk subsystem as an example, it is found that decision-making process risk is the most sensitive to psychological tendency and value preference of decision-makers (PTVPDM), unreasonable allocation of decision-making power (UADMP), and decision-making method risk (DMMR). e influence of PTVPDM on the decision-making process risk can be estimated by changing the initial values of PTVPDM. When the initial value of PTVPDM varies from 0.4 (run 1) to 4 (base run) and 40 (run 2), the decision-making process risk will increase significantly, as shown in Figure 5 . e model simulation of TDMRs was conducted based on case study of the KCITH project, which had an estimated investment of over 900 million USD. e project started in November 2017 and was expected to complete in February 2024. e KCITH project was selected since the TDMs of the project faced a variety of risks such as foundation pit collapse, impact of COVID-19, and policy change, due to the high standard of construction, dynamic external environment, and complex geology and climate conditions. Besides, the construction process involved many high-altitude operations and cross-disciplinary activities. At the time of data collection, the project was under construction and suffered time delays and other various risks in TDMs both internally and externally. Furthermore, the simulation results could help project manager to deal with the TDMRs. According to the actual construction schedule of the project, the model simulation period was set to 73 months and the step length was one month. To determine the initial values of variables in the model, questionnaire surveys were conducted with seven experts participating in this project, including project managers, chief engineer, university experts, and managers of the project management firm. e questionnaire consisted of an introduction to the research aims and an introduction to the meanings of TDMRs and the scoring rules, which guided the experts to score the risk indicators according to the actual project situation and their experiences. Each risk indicator was scored based on a five- where x ij was the score given by expert j for risk indicator i and k was the total number of the expert. e obtained initial values of all risk indicators required in the technical decision-making system are shown in Table 8 . Model simulation was conducted to evaluate the evolution of the main stock variables (L, LV1, LV2, and LV3) and rate variables (R, RV1, RV2, and RV3) in the TDMRs system, as shown in Figure 6 . According to line 2 shown in Figure 6 (a), the decision-making process risk LV1 increases faster at the beginning of the simulation period but then increases with a lower rate. e change of LV1 is consistent with the trend of RV1 (line 2 in Figure 6 (b)), which increases at first and decreases after the 37th month. Typically, at the early stage of a megaproject, due to the complexity of the megaproject, decision-making participants lack sufficient cognition of the technical decisionmaking problem as well as the project information, which contributes to higher decision-making process risk. However, with the accumulation of decision-making execution process risk, some risk accidents may happen, which reveal the problems existing in the decision-making process, and measures (e.g., personnel adjustment and technical scheme Computational Intelligence and Neuroscience adjustment) will be taken to lower the decision-making process risk. As shown in line 3 in Figure 6 (a), the decision-making execution process risk LV2 is very low in the initial several months and then increases with an increasing rate from the 9th month till the end. e corresponding rate variable (RV2) shows a constant increase throughout the period (line 3 in Figure 6 (b)). Typically, at the early stage of a megaproject, many decision-making executions process risks are not obvious and the total effect of these risks on the project is "Decision-making process risk LV1": run1 "Decision-making process risk LV1": base run "Decision-making process risk LV1": run2 2 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Figure 5 : Sensitivity analysis of PTVPDM on the decision-making process risk. Computational Intelligence and Neuroscience weak. Once the technical decision-making scheme is implemented, decision-making execution process risk will keep increasing and the increment rate LV2 also undergoes sustained growth unless the risks are controlled in time. Furthermore, according to line 4 in Figures 6(a) and 6(b), the environmental risk LV3 keeps increasing at a fixed rate during the whole simulation period, which implies that the environmental risks are constant and not affected by other categories of risks. Lastly, the L (technical decision-making risk in megaprojects) keeps increasing with an increasing rate, as shown in line 1 in Figures 6(a) and 6(b) . e result indicates that the total risk will keep extending and lead to risk accidents unless risks are controlled in time. According to Figure 6 (a), L remains very low before the 18th month and begins to increase faster afterwards, showing a similar trend with LV2. Hence, it can be inferred that LV2 is one of the most significant risk categories. ere is also a strong two-way influence between LV1 and LV2. With the implementation of the decision-making scheme and the continuous effect of environmental risks, the decision-making execution process risks gradually accumulate and emerge, easily triggering risk accidents. Once the decision-making execution process is at a high-risk level, many measures will be taken to improve technical decision-making quality, such as to revise the decision-making scheme or to improve the quality of decision-making information. To provide policy implications for TDMR management in megaprojects, scenario analysis is conducted. For the purpose of clear illustration, only some major variables were selected to examine and describe their effects. First, two scenarios of PTVPDM and ND were selected as examples to conduct single variable analysis, detecting different effects of two variables on the overall TDMR in megaprojects. Second, a multivariate scenario analysis with three variables including PTVPDM, ND, and IPAW is carried out as an example to approximate to the real system. For the single variable analysis of PTVPDM, three different values of PTVPDM are considered including 1 (run1), 4 (base run), and 7 (run2), respectively. As shown in Figures 7(a)-7(c) , the increase of PTVPDM can increase the values of L, LV1, and LV2, which is in line with the study finding that risk derives from the interaction between people and the environment [86] . e personal characteristics of decision-makers can influence decision-making quality. If the decision-makers have a high tolerance of risk or have insufficient experience, the decision-making process and decision-making execution process may be subject to higher risks. Meanwhile, according to Figure 7(d) , the environmental risk (LV3) does not change with different PTVPDM values, which is consistent with the characteristics of environmental risk. e environmental risk subsystem serves as the driver subsystem to the other two subsystems, and itself is hardly influenced by the other two subsystems. Hence, it is suggested that more attention should be paid to the behavioral risk of decision-makers. For the single variable analysis of ND, three different values of ND, namely, 1 (run 1), 4 (base run), and 7 (run 2), were tested. As shown in Figures 8(a)-8(d) , increase of ND will result in increases of all stock variables, which is in line with the influence path of the environment on decisionmakings. e increase of ND, which belongs to the environmental risk subsystem, will certainly improve L and LV3, while LV3 will aggravate LV1 and LV2. ere are various complicated scenarios in the actual TDMRs system. It is the effect of risk interactions that inflates risk levels, which is the reason why this study explores the TDMRs in megaprojects systematically and dynamically. e multivariate analysis mainly observes the synthesis of PTVPDM, ND, and IPAW by setting the values of them as 1 (run 1), 4 (base run), and 7 (run 2). e results (Figure 9) show that the values of TDMRs are 42119.4 (run 1), 45348.1 (base run), and 48576.8 (run 2), respectively. Compared with the base run, the value of TDMRs decreases by 7.1% (run 1) and increases by 7.1% (run 2), respectively. However, under the scenario analysis of ND, the value of TDMRs decreases by 4.5% (run 1) and increases by 4.5% (run 2) compared with the base run, while under the scenario analysis of PTVPDM, the value of TDMRs decreases by 2.5% (run 1) and increases by 2.5% (run 2) compared with the base run. is implies that the increase of the TDMRs is not relying on the aggregate effects of individual parameters but the synthesis among them. us, it is suggested that decision-makers should fully consider how to mitigate the effect of environmental risks in TDM management of megaprojects. e results demonstrate the complex interactions among multilevel TDMRs. A combination of measures considering the comprehensive effects of risks would better control TDMRs in megaprojects. e main aim of this research is to identify TDMRs and examine their dynamic interactions. To attain the objective, a hybrid methodology consisting of GT and SD was implemented to explore TDMRs in megaprojects, which combines a qualitative content analysis approach and a quantitative simulation method. GT is used to elicit TDMRs in megaprojects from interviews and technical documents at first. en an SD model of TDMRs is developed to describe how these TDMRs are interacting with each other, and the dynamic interactions among TDMRs are simulated with different scenarios. As to the implications, this present research advances our understanding of TDMRs in megaprojects from a systematic and dynamic perspective and can serve as a decision-making management tool for the decision-makers in the following aspects. First, the identified list of TDMRs could be used to evaluate the overall risk level of TDM in megaprojects, which have both theoretical and practical contributions. Second, the SD model representing the interactions among multilevel risks of TDM shows that there are homogeneous and heterogeneous interactions within and among the environmental risk, decision-making process risk, and decision-making execution process risk 2 2 2 2 2 2 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 2 2 2 2 2 2 2 2 2 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 2 2 2 2 2 2 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 1 1 1 1 1 1 1 1 1 1 1 1 1 1 2 2 2 2 2 2 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 2 2 2 2 2 2 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 (d) Computational Intelligence and Neuroscience technical decision-making scheme and modify it dynamically until the risk level of the scheme is acceptable. Besides, a flatter organizational structure for decision-making and multiagent (i.e., the government, the owner, designer, contractor, scientific research institutes, the experts, and equipment suppliers) collaborative decision-making could speed up the information exchange efficiency and reduce risk. In addition, the decision-making information risk, decision-making scheme risk, and decision-making participants risk are three key variables indicated from the five casual loops, which is in line with studies of Sutrisna and Goulding [23] and Eweje et al. [80] . us, it is necessary to strictly control the quality of decision-making information and develop a reasonable comparison and selection process of alternative schemes. Finally, the simulation model presented in this paper can be adopted to (1) identify changes of TDMRs over time, (2) evaluate the effects of different risk factors on the total TDMR in megaprojects under different scenarios, and (3) take measures to respond to the project changes brought by TDMRs. e TDMRs in megaprojects and their interactions are complicated and dynamic, which makes them difficult to control. In the practice of TDMR management in megaprojects, project manager's perceptions of risks may be different from the identified risks in the literature. erefore, exploring the dynamics of TDMRs fitting the practice of TDM in megaprojects is necessary for both scholars and project managers to gain a better understanding of the complexities of TDMRs in megaprojects. In this study, the TDMRs in megaprojects were identified and a multilayer risk list was determined based on GT. A total of 42 risk factors were identified and classified into 13 subcategories and 3 categories including decision-making process risk, decision-making execution process risk, and environmental risk. An SD model that depicted the dynamic interrelationships among multilevel risks of TDM in megaprojects was built. Rather than exploring single risk's effect, the developed SD model presented the risk-increasing synthesis effects of the interactions among risks. e results show that the relationships among these TDMRs are complicated. e decision-making process risk and decision-making execution process risk are susceptible to environmental risk, whereas decision-making process risk will transfer to decision-making execution process and decision-making execution process risk may influence the decision-making process in turn. Besides, variables at different levels have varying effects on the total TDMR in megaprojects and the risk level of each subsystem. Among these effects, the synthesis effects of the interactions among risks have a great impact on TDMR in megaprojects. erefore, it is suggested that a TDM mechanism driven by risk assessment should be established for megaprojects, where only when the risk is in control will the TDM process proceed. Specifically, decision-making execution process risk and decision-making process risk are the two most important risk categories, which need to be paid more attention to. is study still has several limitations. Firstly, as GT is a qualitative method without quantification and there is a limited amount of original data, the identified TDMRs may be incomplete or inapplicable to other projects. Secondly, the mathematical equations and variable values used in the simulation model are established with from interview data, only considering the objective of each expert, which may not be applicable to other projects. irdly, the SD model presented in this paper only depicts the interactions among TDMRs in megaprojects without considering the risk mitigation strategies. Fourth, according to Box et al. [87] , at least 50 observations are required to get a useful estimate of the correlation function, while the data used to simulate the model are obtained from the experts rather than practical observation data. us, more quantitative indicators and more objective methods (i.e., TOPSIS model for weighting the subjective weights and objective weights) determining the mathematical equations of variables are needed to assess TDMRs in megaprojects. Furthermore, the KCITH project is used for both data collection of GT and model simulation, which may limit the generalizability. us, more case studies are necessary to test the applicability and generalization of the presented simulation model [88] . e data used to support the findings of this study are available from the corresponding author upon request. e authors declare that they have no conflicts of interest. 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