key: cord-0941168-ad31prv6 authors: Baird, Matthew D; Dubowitz, Tamara; Cantor, Jonathan; Troxel, Wendy M title: Examining the Impact of Employment Status on Sleep Quality During the COVID-19 Pandemic in Two Low-Income Neighborhoods in Pittsburgh, PA date: 2022-01-08 journal: Sleep DOI: 10.1093/sleep/zsab303 sha: 8160ee3706a8e11f8cc1143526c7dc53d67e7103 doc_id: 941168 cord_uid: ad31prv6 STUDY OBJECTIVES: African Americans have faced disproportionate socioeconomic and health consequences associated with the COVID-19 pandemic. The current study examines employment and its association with sleep quality during the initial months of the pandemic in a low-income, predominantly African American adult sample. METHODS: In the early months of COVID-19 (March to May 2020), we administered a survey to an ongoing, longitudinal cohort of older adults to assess the impact of COVID-related changes in employment on self-reported sleep quality (N=460; 93.9% African American). Participants had prior sleep quality assessed in 2018 and a subset also had sleep quality assessed in 2013 and 2016. Primary analyses focused on the prevalence of poor sleep quality and changes in sleep quality between 2018 and 2020, according to employment status. Financial strain and prior income were assessed as moderators of the association between employment status and sleep quality. We plotted trend lines showing sleep quality from 2013 to 2020 in a subset (n=339) with all four waves of sleep data available. RESULTS: All participants experienced increases in poor sleep quality between 2018 and 2020, with no statistical differences between the employment groups. However, we found some evidence of moderation by financial strain and income. The trend analysis demonstrated increases in poor sleep quality primarily between 2018 and 2020. CONCLUSIONS: Sleep quality worsened during the pandemic among low-income African American adults. Policies to support the financially vulnerable and marginalized populations could benefit sleep quality. The coronavirus disease 2019 pandemic has led to profound health and social consequences, with racial/ethnic minorities and other disadvantaged populations facing disproportionate burden both in terms of disease burden and mortality, 1,2 as well as socioeconomic impacts, such as job loss. 3 For example, in the early stages of the economic shutdown due to (between March and May 2020), the United States saw record-level increases in unemployment claims, with tens of millions of new claims filed. 4 African American workers consistently had higher unemployment rates than white workers throughout the pandemic, peaking in spring 2020 at 16 .8% compared to 14.2% for white workers. Although legislation has been passed to assist workers in the United States, there are many people still suffering from severe economic distress caused by COVIDrelated disruptions to employment. 5 Involuntary job loss as well as stressful or precarious job conditions are significant psychosocial stressors and are linked with a wide range of health consequences, including poor sleep health. [6] [7] [8] [9] [10] [11] [12] For example, prior work has shown that unemployment and job loss are associated with increased rates of insomnia symptoms, [13] [14] [15] as well as both short and long sleep durations. 16 Numerous recent studies have demonstrated rising rates of sleep problems associated with COVID-19 and related social policy. 17 Jahrami and colleagues conducted a systematic review of the literature, and found worsening sleep during the pandemic, with the most affected group being those who contracted COVID-19. 18 They noted specifically the lack of research evaluating the role of changes in employment during the pandemic and sleep. Additionally, most of the literature has been crosssectional and has not looked at potential moderators, such as pre-existing financial security or strain. 18 Cross-sectional studies suffer from several potential biases, such as from unobserved confounders and reverse causality, that longitudinal approaches can mitigate. With the ability to examine changes in M a n u s c r i p t 2 sleep quality, these models offer stronger evidence of the impact of the pandemic, rather than preexisting sleep problems or financial strain. Furthermore, much of the extant literature on sleep disturbances during COVID-19 has been conducted outside of the United States, and has therefore not focused on low-income African Americans, who have faced both disproportionate COVID-related disease burden and socioeconomic consequences, in part due to systemic racism in the United States. 19, 20 Understanding the impact of COVID-related changes in employment on sleep in African Americans is important for several reasons. First, prior to the pandemic, research demonstrated higher rates of sleep disturbances among African Americans, largely attributable to increased exposure to stressors operating at multiple levels, including discrimination and neighborhood disadvantage. [21] [22] [23] Moreover, the cumulative impact of centuries of systemic racism in the United States-including residential and labor market segregation and reduced educational opportunities-has rendered African Americans particularly vulnerable to both job loss as well as employment in potentially healththreatening environments. 24 Job loss and continued employment in health-threatening environments may both contribute to increased risk of sleep disturbances during COVID-19, albeit through different mechanisms. 19 For example, African Americans are more likely to face job insecurity, [25] [26] [27] including during the pandemic, [28] [29] [30] [31] and are more likely to occupy low wage jobs lacking benefits (e.g., paid sick leave). 32, 33 Loss of income due to job loss may contribute to increased risk for sleep disturbance, via increased stress due to financial strain. Such effects are likely to be exacerbated among those with lower incomes or already facing financial strain, as they lack the financial resources that could otherwise buffer the downstream consequences of loss of employment. 34 At the same time, African Americans are more likely to be front-line workers during COVID-19, thus facing heightened risk for potential exposure to the virus. 24 In turn, continued employment in this A c c e p t e d M a n u s c r i p t 3 context may also heighten risk for sleep problems due to the increased stress and worry associated with health concerns. 35 African Americans have also been disproportionately impacted by COVID-19 in terms of incidence, 36, 37 hospitalizations, 38 and mortality. 39 Increased risk and incidence of these events may also negatively impact sleep quality. 18, 40 The current analysis is the first, to our knowledge, to examine how changes in employment, combined with financial strain or prior income, are associated with the prevalence of poor quality sleep or changes in sleep quality during the initial months of the COVID-19 lockdown among low-income African Americans. We also examined sleep quality trends over time between 2013 and 2020 among this cohort of residents from two predominantly African American neighborhoods in Pittsburgh, PA to provide a descriptive analysis of whether changes in sleep quality preceded the pandemic. The primary analysis is based on a sample of 460 participants, enrolled in the ongoing the Pittsburgh Hill/Homewood Research on Neighborhood Change and Health (PHRESH) study, who had self-reported sleep quality measures in both the 2018 and 2020 data collection. The initial PHRESH study enrolled a cohort of predominantly African American households randomly selected by address from two low-income neighborhoods in Pittsburgh, PA in 2011. 23, [41] [42] [43] [44] Based on the original PHRESH study aims, the primary food shopper for the household was enrolled into the study. 41 Thus, the sample is predominantly female. Our team has followed this original cohort over five assessment waves occurring in 2013, 2014, 2016, 2018, and 2020 (during the early months of COVID-19). 23, [41] [42] [43] [44] Participants were surveyed about their employment, income, and sleep quality in the 2013, 2016, 2018, and 2020 COVID-19 surveys. 45, 46 A c c e p t e d M a n u s c r i p t 4 The primary analysis focused on the 2018 and 2020 survey waves. However, given age-related changes in sleep quality 47 and to examine whether observed differences in sleep quality between employment groups were evident prior to the pandemic, we also conducted a descriptive analysis to examine trends in sleep quality among a subsample of participants who had sleep quality data in all waves when sleep was collected (2013 2016, 2018, and 2020). Study protocols were approved by the Human Subjects Protection Committee, RAND's Institutional Review Board. We created three employment categories based on survey items asked in the 2020 survey assessing the impact of COVID-19 on employment, as follows: (1) not employed before the pandemic (i.e., March 2020): "Not employed pre-COVID-19", (2) employed before the pandemic but either experiencing job loss or a decrease in work hours during the pandemic: "Lost job or decreased hours during COVID-19", and (3) employed before the pandemic and either staying at the same level of employment or increasing work hours during the pandemic: "Still employed with same or more work hours during COVID". Supplement 1 describes in detail the questions upon which this classification is based. For employment category 1 (i.e., not employed before the pandemic), we did not have data on reasons for not working prior to the pandemic. Therefore, this may be a heterogeneous group consisting of some participants who were out of the labor force (e.g., retired) or in the labor force but unable to find work (unemployed). During the 2013, 2016, and 2018 data collection waves, participants completed a paper sleep diary each morning after waking up for a 7-day period in which they rated their sleep quality on a 5point Likert scale from "very bad" to "very good." We used these subjective ratings (averaged across the 7 nights) to assess sleep quality, our primary outcome of interest. These measures have also been used A c c e p t e d M a n u s c r i p t 5 in previous studies with our sample to assess sleep quality. 23, 42, 45, 48 To reduce participant burden during the rapidly deployed COVID-19 survey, participants did not complete sleep diaries in the 2020 survey, but rather were asked an item drawn from the PROMIS short-form sleep disturbance scale that most closely reflected our existing diary-assessed sleep quality rating: "In the past seven days, your sleep quality was…" 49 , and given the same five response options, ranging from "very bad" to "very good". Higher values indicate poorer sleep quality. The analyses focused on the prevalence of poor sleep quality in 2020, and changes in sleep quality using data collected in 2018 and 2020 (n= 460). For descriptive purposes, we additionally utilized all four waves of data to demonstrate trend-lines in sleep across 2013 to 2020 in the subsample with sleep data available at all time points (n=339). We examined two potential moderators, financial strain, and 2018 per capita annual household income, of the relationship between employment status and sleep quality rating and change in sleep quality. Moderator was defined as a variable that could potentially alter the relationship between employment status and sleep quality rating (e.g., financial strain x employment status). 50 Financial strain related to COVID-19 was measured in the survey using the following item: "Since the coronavirus outbreak, how much harder is it for you to pay for basics?" Response options were "Not harder at all", "Somewhat harder" or "Very much harder", with the latter two response options combined as an indicator of financial strain. We also examined the individual's per capita annual household income from the 2018 survey as a potential moderator. Sex (male, female), educational attainment (high school graduate or equivalent or less, some college but no bachelor's degree, bachelor's degree or higher), age (18-49, 50- participants, 16 were determined to be ineligible between 2018 and 2020 (death=12, moving outside the study neighborhoods=2, substantial physical or cognitive decline=2). Of the remaining 625 eligible respondents in 2020, n= 5 responded to the survey but did not answer either the sleep or employment questions, n = 47 refused the 2020 survey, and n=113 were unable to be contacted. Therefore, the analytic sample for the primary analyses is 460 participants, corresponding to a 74% response rate, and 460/842=55% from the parent sleep study in 2013. 46 Supplementary Table S1 shows the demographics and 2018 sleep quality rating of those who were in the analytic sample (n=460) compared to the eligible respondents who did not respond in 2020 (N=165). Given a few observed differences between the analytic sample and the eligible sample at 2018, we calculated inverse probability weights using a logistic regression of 2020 survey response on 2018 demographics. These weights were used in regressions to adjust for potential biases associated with attrition. The first set of analyses examined the sample characteristics overall and by employment category (i.e., not employed pre-COVID 19; lost job/reduced hours during COVID-19; still employed with same or more work hours during COVID). A c c e p t e d M a n u s c r i p t 7 The primary analyses examined the relationship between employment category and sleep quality rating and change in sleep quality rating between 2018 and 2020. We used ordinary least squares (OLS) regressions of the outcome (sleep quality rating or change in sleep quality rating) on indicators for employment groups, with covariate adjustment. The reference group (still employed with the same or more work hours during COVID-19) were the omitted category. Next, we tested two potential moderators of the relationship between employment category and sleep quality in 2020 and change in sleep quality between 2018 and 2020: financial strain during COVID-19 and 2018 per capita household income. In separate models, we included the interaction terms for the two employment categories with financial strain or prior income. All analyses were conducted using STATA 16.1 (College Station, TX). Finally, we performed a descriptive analysis examining longitudinal, age-adjusted trends in sleep quality using all waves of data (i.e., 2013, 2016, 2018, and 2020). To do so, we regressed the sleep quality rating on the interaction of each survey wave year and employment category as well as indicators for the age groups. We graphed the age-adjusted means predicted by this regression. To aid with interpretability of results, we additionally present standard-deviation scaled coefficients of interest by dividing by the standard deviation of the outcome. These standard-deviation scaled coefficients are interpreted as how many standard deviations of the outcome arise from a unit change in the independent variable. This is measured on the same scale as Cohen's d or Hedges' g, and we can contrast the standard-deviation scaled coefficients against the same common benchmarks from Cohen. 55 A c c e p t e d M a n u s c r i p t 8 Results Table 1 presents the summary statistics for the overall sample, and stratified by employment category. The sample was predominantly African American (93.9%) and female (84.6%), with approximately half of the sample with a high school degree or less. The average age of respondents was 62.3 years. Most individuals in the sample were unmarried and did not have children living at home; and 32.6% were homeowners. The average 2018 per capita annual household income was $15,300 and over half the sample (56.6%) reported experiencing financial strain since the start of the pandemic. In terms of employment categories, 62.6% were not employed before the start of the pandemic (employment category 1); 18.9% were employed before the start of the pandemic in March 2020 but had lost their jobs or had decreased hours by the time of the survey (employment category 2); 18.5% were still employed with the same or more work hours during COVID the time of the survey (employment category 3). There were statistically significant differences between the three employment categories across several sociodemographic variables. Those participants who were not employed prior to COVID-19 (group 1) were older, had lower educational attainment, and were less likely to have children at home, compared to those who were employed prior to COVID-19 (groups 2 and 3). There were statistically significant differences in financial strain and 2018 income across the three employment categories, with those who had lost their jobs/ decreased hours reporting the highest rates of financial strain (75.9%), and those not working before the pandemic having the lowest 2018 income ($13,800). Individuals who were still employed with the same or more work hours during COVID had both the lowest rate of Table 2 shows the primary coefficients of interest from the regression models predicting sleep quality rating at the time of the COVID-19 survey (2020) and changes in sleep quality between 2018 and 2020 according to employment category. As shown in Table 2 , there were no statistically significant differences in sleep quality in 2020 or in the change in sleep quality between 2018 and 2020 according to employment categories. Supplementary Tables S2 and S3 present the full regression results including covariates. There was a marginally significant joint interaction term for financial strain and employment category on sleep quality in 2020 (p =0.059). However, as shown in Figure 1 there were statistically significant individual contrasts. Specifically, for both those not working before the pandemic and those who lost their jobs or decreased hours during the pandemic, reporting financial strain was associated with significantly worse sleep quality, with increases in the change in the Likert score for poor sleep quality of 0.681 (p=0.002, b=0.649) and 0.525 (p=0.034, b=0.520) compared to those not experiencing financial strain. Financial strain was not related to sleep quality for those who had were still employed with the same or more work hours during COVID-19. Supplementary Table S4 presents the full results for the underlying regression for Figure 1 . Overall, financial strain did not significantly moderate change in sleep quality (p-value of the joint significance of the interaction terms of financial strain and employment category on change in sleep quality is 0.329). Figure 2 presents the individual contrasts for change in sleep quality for the interaction between employment category and financial strain. Financial strain was associated with significantly worse changes in sleep quality for those not working before the pandemic (0.389, p=0.002, b=0.378) and for those who lost their jobs or decreased hours during the pandemic (0.433, p=0.034, A c c e p t e d M a n u s c r i p t 10 b=0.420). Supplementary Table S5 reports the full regression results for the underlying regression for Figure 2 . For the moderating association between 2018 income and employment category on sleep quality, the p-value of the joint significance of the interaction terms was 0.006. Figure 3 shows the results of the interaction between employment category and income at 2018 on sleep quality in 2020. For those who were not working pre-COVID-19 and for those still employed with the same or more work hours during COVID, higher 2018 income was associated with better sleep quality (-0.08 per $1,000, p=0.044, b=-0.0076 per $1,000 and -0.011 per $1,000, p=0.020, b=-0.0105 per $1,000 respectively). However, among those who lost job or had decreased hours, higher 2018 income was associated with poorer sleep quality during COVID-19 (0.019 per $1,000, p=0.028, b=0.0181 per $1,000). Supplementary Table S6 reports the full results for the underlying regression for Figure 3 . For descriptive purposes, Figure 5 Cohen's thresholds. 55, 56 However, there were no statistically significant differences between participants in each of the employment categories in any year. In response to the economic fall-out from the pandemic, including elevated unemployment, legislation has been passed to assist workers in the United States, including the CARES Act, Paycheck Protection Plan, the American Rescue Plan Act of 2021, and state-level loosening of unemployment claims requirements. Many who lost their job during the pandemic were eligible to receive benefits greater in size than their lost wages. 57 However, even with the actions of the government to support financially-distressed individuals, there are many people still suffering from severe economic distress. 5 These enduring economic consequences have served to exacerbate pre-existing inequities in socioeconomic status and in health, particularly among racially marginalized populations, such as African Americans. One of the health consequences of this economic downturn includes disruptions in sleep quality. [17] [18] [19] This paper adds to the literature by exploring the extent to which changes in employment are related to level and changes in sleep quality during the COVID-19 pandemic, within a sample of urban, primarily low-income and African American community. Further, recognizing that the effects of COVID-19 may be exacerbated among those experiencing pre-existing financial hardship, we examined financial strain during the pandemic and income from 2018 as potential moderators of the association between employment category and sleep quality. Across employment categories, we found significant declines in sleep quality between 2018 and 2020, with an average change of nearly 0.5 on a 1 to 5 Likert scale, or over half a standard deviation A c c e p t e d M a n u s c r i p t 12 change, equivalent to a medium-sized effect in Cohen's thresholds. 55 This decrease in sleep quality occurred similarly across those who were not working before the pandemic, those who lost their job or decreased their hours during the pandemic, and those who were still employed with the same or more work hours during COVID. Although we did not find significant differences in prevalence of poor sleep quality or changes in sleep quality across the employment categories, we found that the association of employment on sleep quality depended to some extent on financial strain and prior income. Specifically, those who were not working pre-pandemic or who lost their job during the pandemic and who experienced financial strain reported significantly worse sleep quality and greater declines in sleep quality, compared to those in the same employment category who did not experience financial strain. However, among those who were still employed with the same or more work hours during COVID-19 there was no evidence of moderation by financial strain. Further, for those who had lost their jobs during the pandemic, higher 2018 income was related to worse sleep. This somewhat unexpected finding could reflect stronger negative impacts of loss of employment among those working higher-wage jobs, as they experienced relatively greater decreases in earnings. In contrast, for those who were not working pre-COVID-19 or who were still working during the pandemic, higher 2018 income was associated with better sleep quality ratings, likely due to financial security from their prior higher income. Collectively, these findings highlight the importance of considering the impact of employment in conjunction with other key, socio-contextual factors to better identify the most at-risk group for sleep problems during the pandemic. A c c e p t e d M a n u s c r i p t 13 Findings from this study must be considered in light of several limitations, including the inability to rule-out reverse causality, potential survival bias, the inability to establish temporal ordering of moderating influences of financial strain and income, the potential that unmeasured confounding variables could have biased the estimates, and the potential for recall bias in reporting employment prior to the pandemic. However, we believe that recall bias should be limited given that the survey was fielded in March to May 2020, and participants were reporting on changes in employment related to COVID-19. Related to the sample size and sample characteristics, limited statistical power may have contributed to the lack of significance for joint interaction tests. In addition, while there are advantages to focusing on one geographic area and on an under-represented and high-risk population of predominantly female, African American adults, this also limits the potential generalizability of our findings. The sample is also older than the working population on average which may limit the generalizability of these findings to employment changes overall and to the U.S labor force in general. Further, there was sample attrition, with a 74% response rate for those eligible and included in the current analyses. To minimize the potential confounding by attrition bias, we used attrition weights in the analyses. However, there remains the potential of survival bias, which may bias the sample towards healthier individuals, though we note that there were relatively few COVID-related deaths in the city of Pittsburgh during our data collection. Therefore we are confident our results are not due to mostly sampling healthier individuals. Regarding measurement limitations, sleep quality was measured with a single item, and was measured differently in 2020 compared to earlier waves (survey versus sleep diary, respectively), which may have introduced measurement error. Although findings would be strengthened by more in-depth sleep assessments, including objective measures, self-reported sleep quality is a critical component of overall sleep health. Additionally, in the analysis and using standard-deviation scaled coefficients, we assume linearity. We tested a non-linear model and the results were very similar. A c c e p t e d M a n u s c r i p t 14 The current findings are the first to demonstrate significant increases in poor sleep quality during the early months of the COVID-19 pandemic according to different employment categories, and within a high-risk sample of urban, socioeconomically disadvantaged, African American adults. Although we found significant decreases in sleep quality across all groups, we did not find differences in the prevalence of poor sleep quality or change in sleep quality according to employment category. However, we found that among those were not employed pre-COVID-19 or who had lost their jobs during the pandemic or experienced a reduction in work hours, financial strain was associated with poorer sleep quality and greater increases in poor sleep quality, relative to those not experiencing financial strain. We further found that higher 2018 income was associated with better sleep quality for those not employed before the pandemic and for those who were still employed with the same or more work hours, but was associated with worse sleep quality for those who had lost their jobs or had reduced work hours, potentially due to a larger decrease in resources. These findings may reflect the very low income nature of this sample, and may not apply to other sociodemographic groups. These findings provide further demonstration that COVID-19 has exacerbated existing inequities in socioeconomic status and health, including sleep health. Public policy interventions are needed that address upstream determinants of such inequities, including systemic racism, as well as downstream impacts, such as poverty and increased exposure to stress, which are in turn, associated with disparities in sleep as well as other health outcomes. 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