David Sotello MDaHawa Edriss MDb >Kenneth Nugent MDb
Correspondence to - David Sotello MD
Email: Sotello.david@mayo.edu
SWRCCC 2016;4(14);17-22
doi:10.12746/swrccc2016.0414.183
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We identified 21 clinical studies, including six in Respiratory Care, using high flow nasal cannula oxygenation (HFNC) published between January 1, 2015, and January 31, 2016. Seven clinical studies were randomized controlled trials with patients in either intensive care units or emergency departments (Table 1). 1-7 Frat and coworkers reported a multicentered randomized controlled trial involving 310 patients with hypoxemic acute respiratory failure and a ratio of PaO2/FiO2 of 300 or less.1 These patients were randomized to either HFNC with a flow rate of 50 L per minute and a FiO2 of 1.0, or nonrebreathing masks with a rate of 10 L per minute or more, or noninvasive ventilation (NIV) with adjustment of the FiO2 to maintain an oxygenation goal of 92% saturation or more. There were no differences in the time between the intervention to intubation and in the intubation rates in these three groups (primary outcome), but patients with a PaO2/FiO2 less than 200 had a decreased rate of intubation (post hoc analysis). The crude ICU mortality was lower in the HFNC group. The 90 day mortality rates were lower in patients in the HFNC group who did not require intubation. However, there were no differences in mortality in patients who required intubation. This study reported that ventilator-free days were higher in the HFNC group (24±8) compared to the nonrebreather study arm (22±10) and the NIV study arm (19±12). The authors concluded that the lower mortality rate noted with HFNC might have resulted from the reduced intubation rate in this group, especially in those with more severe respiratory failure and a PaO2/FiO2 ratio of less than 200. It was observed that patients who were treated with HFNC had more comfort, less dyspnea, and lower respiratory rates, and this was attributed to the possible effects of heat, humidification, and the level of PEEP created by the high flow rate of the inspired gas.
Table 1. Randomized trials |
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Author |
Study design |
# |
Type of pts |
Location |
Intervention |
Comparison |
Outcomes |
Frat1 |
Multicenter, open-label, RCT |
310 |
Hypoxemic ARF |
ICU |
HFNC started at 50 L/min FiO2 1.0 then adjusted to keep O2 Sat ≥ 92. |
Nonrebreather mask or NIV to keep O2 Sat ≥ 92%. |
No difference in intubation rates. Lower 90 day mortality in HFNC. |
Lemiale2 |
Multicenter, parallel-group, RCT |
100 |
Immunocompromised patients with hypoxemic ARF |
ICU |
HFNC with initial flow was 40–50 L/min with a FiO2 of 100 %, then adjusted to maintain SpO2≥95 %. |
Venturi mask group with FiO2 at 60 % at 15L/min initially, adjusted to maintain SpO2≥ 95 %. |
HFNC did not reduce the need for mechanical ventilatory assistance or improve patient comfort compared to oxygen delivered by a Venturi mask. |
Vourc’h3 |
Multicenter, open-labelled, RCT |
124 |
Hypoxemic ARF requiring intubation, random allocation to HFNC or HFFM. |
ICU |
HFNC preoxygenation for 4 min with HFNC set at 60 l/min flow, FiO2 100% |
In the control group (HFFM), preoxygenation was performed for 4 min with high FiO2 facial mask (15 l/min oxygen flow) |
Compared to HFFM, HFNC preoxygenation did not reduce the lowest level of saturation. |
Stéphan4 |
Multicenter, noninferiority trial, RCT |
830 |
Post-cardiothoracic surgery ARF or at risk for ARF. |
ICU |
HFNC at 50 L/min, FIO2 50%, n = 414 |
BiPAP with a full-face mask for at least 4 hours per day (IPAP 8 cmH2O, EPAP 4 cmH2O) FIO2 50%), n = 416 |
High-flow nasal oxygen therapy was not inferior to BiPAP. |
Rittayamai 5 |
RCT |
40 |
Acute dyspnea or hypoxemia |
ED |
HFNC at 35 L/min, FIO2 adjusted to achieve a SpO2 of ≥94% within the first 5 min and was continued for 60 min. |
Oxygen was supplied via a nasal cannula or non-rebreathing mask at a flow of 3–10 L/min to maintain an SpO2 of ≥ 94% for 60 min. |
HFNC significantly improved dyspnea and comfort compared with conventional oxygen therapy.
|
Bell6 |
RCT |
100 |
Acute dyspnea |
ED |
HFNC |
Standard O2 |
Reduced RR (67% vs 39%), Lower % requiring an escalation in therapy (4.2% vs 19%) |
Jones7 |
Pragmatic, open label RCT |
303 |
Hypoxemic AFR |
ED |
HFNC at 40 L/min, FiO2 28%. |
Standard O2 with Venturi device, or nasal prongs using wall oxygen titrated with a flow meter (1–15 L/min). |
Lower rate of intubation with HFNC (p=0.16). No difference in mortality or hospital LOS |
Lemiale et al reported that HFNC oxygenation did not reduce the need for mechanical ventilation or improve patient comfort when compared to Venturi masks in immunocompromised patients with acute hypoxemic respiratory failure.2 A noninferiority study conducted by Stephan and his colleagues between 2011 and 2014 compared HFNC and BiPAP using full facemasks in post cardiothoracic surgery patients who had acute respiratory failure, including failed spontaneous breathing trials and failed extubation following the surgery, or were at risk for acute respiratory failure.4 This study included 830 patients randomized to either HFNC with an initial flow rate at 50 L per minute and FiO2 fraction of 0.5 or BiPAP started at pressure support of 8 cm H2O to achieve a tidal volume of 8 ml/kg and respiratory rate of less than 25 breaths per minute for at least four hours per day with adjustments to keep SaO2 at 92-98%. The rate of intubation was 21.0% (HFNC) and 21.9% (BiPAP). They found that HFNC support was not inferior to the use of BiPAP in these patients and concluded that the results support the use of HFNC in similar post-operative patients. Oxygenation was better with BiPAP (higher PaO2/FiO2 values) and that was thought due to higher positive end expiratory pressure. HFNC was associated with lower PaCO2 possibly due to higher inspiratory flows and tidal volumes. The study reported no difference in the degree of discomfort or dyspnea between the two groups. Vourc’h compared preoxygenation with either HFNC or high flow facemasks in hypoxemic patients requiring intubation.3 There was no difference in oxygenation status prior to intubation in these two groups. Several studies have evaluated the use of HFNC in emergency departments (ED).5-7 This method appears to significantly improve oxygenation and dyspnea when compared to conventional oxygen therapy; it reduces respiratory rates and possibly the need for an escalation in therapeutic support. It does not appear to have a significant effect on intubation rates, mortality, or hospital length of stay in ED patients. These randomized trials suggest that high flow nasal cannulas provide a good method for oxygen delivery to patients with acute respiratory failure, acute respiratory distress in the ED, and in postoperative patients. Outcomes were better in the Frat study in patients with lower PaO2/FiO2 ratios.
Seven articles provided retrospective reviews of HFNC use in hospitalized patients (Table 2).8-14 Most of these patients were in intensive care units. Two articles compared HFNC use with conventional oxygen use; one compared it with noninvasive ventilation based on a historical cohort.9,12,13 In general, oxygen delivery with HFNC increased the PaO2, reduced the respiratory rate, and reduced heart rates. Most of the studies found no important difference in outcomes, but one study with 37 lung transplant patients who required ICU readmission for acute respiratory failure found that HFNC oxygen delivery reduced the risk for mechanical ventilation (OR 0.43 [95% CI: 0.002-0.88], P=0.04) when compared to conventional oxygenation.13 Additionally, patients treated with HFNC who did not need mechanical ventilation had a higher survival. The relative risk for requiring mechanical ventilation in the conventional oxygen therapy group was 1.5 (1.02-2.21). The absolute risk reduction for mechanical ventilation was 29.8% in the HFNC group, and the number needed to treat to prevent one intubation was three. Patients who failed HFNC treatment had more infiltrates on chest x-ray and had more frequent ARDS and shock during their ICU stays. Gaunt et al suggested that early use of HFNC may be beneficial in hypoxemic patients with acute respiratory failure to provide better support during the early phase of treatment.14 Retrospective studies have important limitations, but the results in lung transplantation patients are potentially important and need confirmation.
Table 2 Retrospective studies |
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Author |
Study design |
# |
Type of pts |
Location |
Intervention |
Comparison |
Outcomes |
Hyun Cho8 |
Retrospective |
75 |
Acute hypoxemic respiratory failure |
ICU |
Blended gases at 30-40 L/min and FiO2 of 40-100% using a HFNC device. The primary therapeutic goal was SpO2 >92% or PO2 > 65 mmHg. |
N/A |
37.3% intubated, 25.3% mortality. HFNC improved PaO2, RR, HR, throughout the first 24 hours. |
Nagata9 |
Retrospective |
172 |
Hypoxemic respiratory failure |
ICU Intermediate care unit Hospital |
HFNC |
Conventional oxygen therapy |
No change in mortality, hospital LOS, mechanical ventilation (p<0.01). |
Sotello10 |
Retrospective |
106 |
Respiratory failure |
ICU Intermediate care unit Hospital |
HFNC use, patients were subdivided into 2 subgroups: a step-up group ( patients switched from standard O2 to HFNC), and a step-down group (patients transitioned from NIV and/or mechanical ventilation to HFNC) |
NA |
PO2 and O2 saturations improved when patients were switched to HFNC in the step-up group. No significant difference between PO2 and O2 saturations in Step- down group. |
Messika11 |
Prospective data, retrospective review |
560 |
ARDS |
ICU |
HFNC |
|
HFNC was used in 45 subjects with ARDS, only 40% required secondary intubation |
Yoo12 |
Retrospective cohort |
73 |
Post extubation respiratory failure |
ICU |
HFNC |
NIV ( historical cohort) |
No difference in reintubation rate (79.4% vs 66.7%), ICU stay shorter in HFNC group |
Roca13 |
Prospective data, retrospective review |
37 |
Lung transplantation with ARF |
ICU |
HFNC |
Conventional O2 |
Relative risk for mechanical ventilation higher in O2 group (1.5), NNT=3 |
Gaunt14 |
Retrospective |
145 |
Hypoxemic ARF |
ICU |
Initial settings at 50 L/min and 50% FIO2 |
Mechanical ventilation prior to HFNC |
Intubation rate 20%, Reintubation 20% vs 20%, Mortality 14.5% vs. 11.4%. Early HFNC may be beneficial |
Four studies evaluated the physiological effects of HFNC use, and three studies identified factors associated with failure during HFNC use (Table 3).15-21 Jeong studied 973 patients with acute respiratory failure in an emergency department.15 These investigators demonstrated that HFNC use could decrease the PaCO2 in patients who presented to the emergency department with PaCO2 greater than 45 mmHg. Vargas et al did relatively complex studies in 12 patients with acute respiratory failure and measured esophageal pressures, breathing patterns, gas exchange, and symptoms.18 High flow nasal cannula use was compared to nonrebreathing masks and to CPAP. High flow nasal cannula use reduced the inspiratory effort and improved oxygenation when compared to conventional O2 therapy. However, patients on the CPAP had bigger increases in PaO2/FiO2 ratios. Frat demonstrated that HFNC use was better tolerated than noninvasive ventilation in patients with acute respiratory failure in the medical intensive care units.17 However, PaO2 increased more with noninvasive ventilation. High flow nasal cannula use has been used in stable COPD patients and compared to noninvasive ventilation.16 Both strategies reduce the resting PaCO2.
Table 3 Physiologic studies and factors associated with HFNC failure |
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Author |
Study design |
# |
Type of pts |
Location |
Intervention |
Comparison |
Outcome |
|
Physiological studies |
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Jeong15 |
Retrospective |
173 |
ARF |
ED |
HFNC |
NA |
PCO2 decreased in patients with PCO2 > 45 |
|
Bräunlich16 |
Prospective, non-randomized crossover |
11 |
COPD |
Outpatient |
HFNC 20 L/min |
NIV |
NFNC led to significant decreases in resting PCO2, Between the devices we found no differences in pCO2 levels. |
|
Frat17 |
Prospective, crossover |
28 |
ARF |
ICU |
HFNC |
NIV after HFNC |
PO2 increased more with NIV, HFNC tolerated better |
|
Vargas18 |
Prospective |
12 |
ARF |
ICU |
HFNC at 60 L/min, esophageal pressure, breathing pattern, gas exchange, comfort, dyspnea were measured. |
Non-rebreathing mask to keep O2 Sat >90%, CPAP at 5 cm H2O |
Compared to conventional O2 therapy, HFNC improved inspiratory effort and oxygenation, CPAP increased PaO2/FIO2 more |
|
Factors associated with HFNC failure |
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Koga19 |
Retrospective |
73 |
ARF |
ICU |
HFNC |
NA |
The extent of pleural effusion and the SOFA score were associated with HFNC failure |
|
Lee20 |
Retrospective |
45 |
ARF1 |
ICU |
HFNC |
NA |
Patients with bacterial pneumonia more likely to fail HFNC |
|
Kang21 |
Retrospective |
175 |
ARF |
ICU |
HFNC |
NA |
Intubation >48 hr after HFNC use and failure increased mortality |
Patients on O2 delivered by HFNC need frequent and careful evaluation for progression of their respiratory failure and respiratory muscle fatigue. Koga used a multivariable model to identify factors associated with HFNC failure.19 Failure was defined by the need for intubation or to switch to NIV after HFNC use. This model demonstrated that larger pleural effusions and higher SOFA scores were associated with HFNC failure. In a previous study, the lack of initial response to HFNC, more severe disease, and additional organ dysfunction are associated with increased risk of HFNC failure.11 Lee reported that patients with hematologic malignancies and acute respiratory failure would more likely require intubation if they had bacterial pneumonia.20 Kang reported that intubation more than 48 hours after HFNC use and failure was associated with increased mortality.21 Roca et al concluded that ARDS, renal failure, and addition of vasopressors are predictors of HFNC failure and associated with an increased risk of intubation and mortality. 13
In summary, HFNC devices can provide humidified oxygen at high flow rates with high FiO2s. This method of oxygen delivery appears to be more comfortable than using noninvasive ventilation, and it does improve oxygenation, reduce respiratory rates, and reduce the sense of dyspnea. This modality has been studied most in patients with acute hypoxemic respiratory failure. The study reported by Frat et al provides good evidence that patients with moderate to severe respiratory failure (PaO2/FiO2 < 200) may benefit the most.1 Patients on HFNC need careful monitoring and early recognition of predictors of treatment failure to avoid prolonged use with ultimate and delayed intubation and worse outcomes. The more complex the patient’s underlying medical problems are the more likely HFNC therapy to fail.19-21
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