The Validity of American Ideals By SHAILER MATHEWS Dean of the Divinity School, the University of Chicago THE ABINGDON PRESS NEW YORK CINCINNATI fizz Copyright, 1922, by SHAILER MATHEWS Printed in the United States of America CONTENTS Paob Introduction 7 Preface 9 Lecture I. The Test of Ideals 13 II. The Free Individual 42 III. Democracy 93 IV. The Written Constitution 123 V. Cooperative Sovereignty 150 VI. Americanism as an Ideal 176 INTRODUCTION George Slocum Bennett^ a graduate of Wesleyan University in the class of 1864, showed his hfelong interest in the training of youth for the privileges and duties of citizenship by long periods of service as a member of the Board of Education of his home city, and as member of the boards of trustees of Wyoming Seminary and Wes- leyan University. It was fitting, therefore, that, when the gifts made by himself and family to Wes- leyan University were combined to form a fund whose income should be used "in de- fraying the expenses of providing for visit- ing lecturers, preachers, and other speakers supplemental to the college faculty," it should have been decided that the primary purpose should be to provide each year a course of lectures, by a distinguished speaker, "for the promotion of a better un- derstanding of national problems and of a more perfect realization of the responsibili- ties of citizenship," and to provide for the publication of such lectures so that they 7 8 INTRODUCTION might reach a larger public than the audi- ence to which they should, in the first in- stance, be addressed. To give the third course of lectures on this Foundation, the joint committee for its ad- ministration appointed by the board of trus- tees and by the faculty, selected Shailer Mathews, Dean of the Divinity School in the University of Chicago. The varied and bril- liant career of this teacher, administrator, editor, author, and lecturer, has brought him into contact with the people of almost every part of this country. His extensive studies in the fields of religion, history, economics, and sociology have peculiarly fitted him for the task of correlating and interpreting his impressions of American life and character in such a way as to bring out the real signifi- cance of those national ideals which have become a part of the American tradition, and in which we are accustomed to find the justification for our type of democracy. William Arnold Shanklin. David George Downey. Albert Wheeler Johnston. Henry Merritt Wriston. Frank Edgar Farley. PREFACE Any brief discussion of the history and significance of America is exposed to the danger of falling into theoretical criticism or nebulous generalization. I am not sure that I have escaped either danger. The validity of American ideals deserves a much fuller treatment than these lectures permit. Yet I feel that an understanding of the constructive ideals of our nation is indispen- sable to an intelHgent citizenship. Espe- cially in an age like ours, which is suffering from the chaotic conditions that have always followed great wars, is there need to see American Hfe in its perspective and to real- ize its inner spiritual forces. There is no lack of men who are eager to point out the shortcomings of America. There are all too many who can see in our social order only an opportunity for arousing the spirit of conflict which a war demands for its success. But the psychology of peace is radically different from that of war. While we are fighting even for the noblest ideals our unity must rest largely upon a common enmity. But in times of peace we must aban- 9 10 PREFACE don hatred as a basis of social unity unless we can perform the almost miraculous feat of making it serve as a basis of united as- sault upon social injustice and other evils which are a part of our human lot. A nation in peace has seldom been able to utilize the attitudes developed in war. Even the common hatred which has united us in the face of an enemy becomes a source of in- ternal misunderstandings and conflicts. Now that we have ceased to fight, we must learn to cooperate. The position of our na- tion as the final arbiter in the great war is being duplicated in the more difficult field of the reestablishment of civihzation and the making of a better world. The problem of the citizen is more complicated and difficult than that of a soldier. In these lectures I have tried to help the generation that bore the brunt of the war to take up the course of development inter- rupted by that great tragedy. If, despite the obvious insufficiency of presentation, I have in any way succeeded in my effort, I shall feel that I have to some degree fulfilled the purposes of the founders of the lecture- ship under whose auspices I spoke. WESLEYAN UNIVERSITY GEORGE SLOCUM BENNETT FOUNDATION LECTURES For the Promotion of a Better Un- derstanding of National Problems and of a More Perfect Realization of the Responsibilities of Citizenship. THIRD SERIES— 1920-21 LECTURE I THE TEST OF IDEALS An ideal is a working hypothesis of better- ment. Its validity is a question of morals, to be established by its ability to draw men toward itself. In morals abstract tests are worthless. An ideal with only theoretical beauty is a bit of social algebra. We are all tempted to drift off into such algebra when- ever we discuss social affairs. Accustomed as we are in mathematics to arrive at exact proof by the elimination of concrete real- ities, we almost instinctively adopt the same method in dealing with human affairs. But even in algebra a formula is true only accord- ing to what its letters represent. We say complacently x-\- y = z. But if ^r = a Bol- shevist and y = 2i capitahst, how shall we describe s? Similarly in the discussion of social ideals. Innumerable discussions make the word "democracy" a sort of intellectual X which can be thrown into various combi- nations, each like itself a disembodied reality. We forget that a society is really composed 13 14 THE VALIDITY OF of folks with their passions and prejudices and ambitions. The vahdity of an ideal un- der such conditions cannot be determined until we consider the actual forces which gave it birth and with which it is concerned. An ideal in one society might be reaction in another. Failure to realize this commonpladF truth lies beneath much of the discontent of well- meaning persons who cannot understand why their description of an ideal is so far out of line with actual affairs. A radical in- variably neglects the human element. He wants things done immediately. He is im- patient with process. Once having con- vinced himself that a proposal is good in it- self he wants everybody to adopt it at once. Yet to urge ideals while oblivious to folks and folk-ways may be as fatal as it would be to give water in unUmited quantities to a man dying from thirst. The vahdity of an ideal can be judged by two standards — its origin and its effects. Negatively such judgment is easy. If it springs from socially repudiated motives, reaction, and willful disregard of contem- porary human rights ; if it is so inappKcable AMERICAN IDEALS 15 to a given social order as to produce social anarchy, selfishness, and disregard of per- sonal rights, an ideal is invalid. Such origins we often find proposed as the justification of the actions of privileged classes in periods of reaction Uke that of the post-Napoleonic era, and as the support of demagogues and terrorists in almost every revolution. Posi- tively, however, valuation of an ideal is not so easy. Yet if an ideal originates in de- sires to improve the best conditions known to its champions, in forward-reaching reh- gions and governments, in intelligence and strong personalities ; if with full recognition of the achievements and actual possibilities of conditions to which it is applied, it makes toward wider opportunity for giving as well as getting justice, and is capable of effective embodiment in social institutions, it certainly has every reason for being judged valid. And unless social conditions have radically changed, its efficiency in the past warrants hope for its validity in the future. All this is particularly true when we speak about national ideals. It is not uncommon to find political philosophers and literary re- formers setting forth contrasting pictures 16 THE VALIDITY OF of America as it is and as it ought to be. Having organized an ideal in disregard of the citizens who must express it, they at once grow discouraged because they see such a difference between it and the reahties of American hfe. A very considerable litera- ture of this sort is at your disposal. But you cannot judge a nation so easily. Our poets, our philosophers, our statesmen, may in- terpret our national life as expressing cer- tain ideals but such interpretations are by no means infallible. Recall, for example, the interpretation given America by De Tocqueville. The real ideals of America are immanent within its historical tenden- cies. Their value is pragmatically to be known in the effects of the process of na- tional growth. I There are, of course, abstract and phil- osophical considerations with which we may properly estimate the validity of American ideals, but they are only secondary. They do not furnish the ideals. They must not be searched for them any more than you would search More's Utopia for the pohcy of j Lloyd George. The only ideals with ' which we are now concerned are those AMERICAN IDEALS 17 which are found by a study of Amer- ican history and its tendencies. Having found them, we shall have simultaneously discovered their vahdity, for they were in the social minds which have made America. The only serious question remaining will be not whether they can be justified by abstract ethical considerations, but whether condi- tions have so changed that the ideals which have been a part of our history can have equal influence in the future. I do not pretend in these lectures to take a neutral attitude. In an exclusively histori- cal study neutrality is imperative, but when it comes to a valuation of one's own nation one has a right to be swayed by the history he studies. For my part, I do not dissemble pride in America despite its faults. Six years ago I found myself before audiences in Japan endeavoring to set forth the real meaning of American history. The haze of the Pacific is distorting not only when one looks from the West, but when one looks from the East. There were few things, I found, of which we suspected the Japanese, of which the Japanese did not suspect us. It was an altogether new experience. In justi- 18 THE VALIDITY OF fication of our own attitudes I was led to plead our international relations. Without boasting I found it possible to say things of the United States which no other nation could say of itself. Every fair-minded critic of our country must see them. When with wider study I have tried to see the meaning of developments in the United States this patriotic conviction has been deepened. I realize that we have glaring faults. I have too many friends in other countries and I have read too many discussions of America to be left in ignorance in this regard. I am ready to admit that we dishke to catalogue these faults, preferring to give at least a conventional respectability to questionable men and deeds — as an old family not so far from Middletown still marks the empty grave of one of its members, "Lost at sea," although he really was rescued, but failed to report at home, married a new wife, and estabhshed a new family in distant New Hampshire! But the history of America is the history of cautious pioneering in so- cial and political idealism. The American patriot as he pleads for his nation does not need to be a chauvinist or an apologist; he AMERICAN IDEALS 19 needs simply to tell the story of our develop- ment. American history is more than the history of people in America. The annals of a na- tion may be of value as facts, but they may also be quite valueless. Supposing that some one should discover the full record of the life of an Esquimau tribe, who ex- cept anthropologists, would be interested? A nation to have a really significant history must have contributed something significant to social evolution. Other nations must have benefited by its experience. Other peoples must have been taught by it to avoid mis- takes. Humanity must have found within its political and social experiments material for its betterment. True, there are peoples whose history we must study for other and more sinister reasons. There have been pi- rate nations who have left a wake of blood across history; contagiously decadent na- tions who have been the breeding spot of moral weakness and death; vast undeveloped but isolated peoples whose wild awakening may ruin civilization. But America belongs to none of these classes. Its history is a part of the world history. It has made its con- 20 THE VALIDITY OF tribution to the forces which have trans- formed human life. It has never been a pi- rate nation ; and if only it remains true to its ideals, it will never be a decadent or an an- archic nation. Yet we must face our moral liabilities if only to assure ourselves that our problem is not merely rhetorical. This is a bad day for idealists. During the Great War we were told that all things were to be made new. It was a rare virtue that was not to find itself embodied in the world after the war. Our young men were to come back and remake the church, the state, the family, and even ourselves. Those of us who knew something about history and the effect of past wars upon human society indulged in no such millennial dreams. It is as diffi- cult to make a historian enthusiastic as it is to make an old man hopeful. He knows too much about human life and its ever-recur- ring cycles. But historians were comparatively few, and we were all desperately engaged in help- ing carry forward a struggle for the very life AMERICAN IDEALS 21 of existing society. Our hopes were nour- ished by oratory, sacred and profane, and the struggle of the day was regarded as a proph- ecy of the coming day. When the armistice came and the war closed, our optimists looked about for justification of their faith. Their search brought disappointment and lamen- tation. Army life had left the young men of America about where it found them. The church had found no uplift, industry no brotherhood, politics no new vision. An orgy of spending and a frenzied determina- tion to enjoy oneself and forget the war deadened our consciences. No wonder dis- illusioned idealists grew cynical ! It is not difficult, you see, to point out con- ditions which very properly bid us pause in easy-going belief that ideahsm is regnant in America. But we have much farther to go before pessimism is exhausted. In 1916 the prevailing voice of the American people was for some sort of participation in a League of Nations. In 1920 we heard a general revival of the plans for isolation and the demand that America be prepared to defend herself against a world with which she has not under- taken to cooperate. 22 THE VALIDITY OF It may be argued that the war has left us with a great loyalty to the flag and a keen sensitiveness to our national honor. Our critics admit that such is the case, but aver that it is a long way from national honor to national ideals. They point out that at the very time when this nationalism has been de- veloping there has been an exodus of intelU- gent foreigners from America back to their homes. In a recent number of the Atlantic a writer reports that he questioned two hun- dred Norwegians who were on board a steamer saiKng to Norway and found that only about ten per cent ever expected to re- turn to America. Inquiry brought the al- most universal reply that America was all right "except for the people that run it," and that these returning emigrants, many of whom were naturalized Americans, had had enough of America. My own opinion is that such disillusioned folk will soon be seeking return passage — for there is nothing so deadly to an immigrant's homesickness as a visit to his homeland ! But none the less this disaffection must be counted among our U- abilities. More serious are doubts as to what we have AMERICAN IDEALS 23 been taught to regard as our chief idealistic heritage. You will find in many colleges those "young intellectuals" who insist that American democracy is based upon an out- grown philosophy and is to be renounced as mid- Victorian. Individualism, nationaUsm, and the refusal to plunge altruistically into the maelstrom of Irish independence and in- ternational socialism, not to say Bolshevism, are held by such intellectuals as evidence of hopelessly bourgeois minds. As for indi- vidualism, there are indeed few among the intellectuals who would say a word in its favor. In their eyes it has disappeared be- yond the iridescent haze of class conscious- ness, never to reappear — except when some class-conscious person undertakes to cooper- ate with some other class-conscious person! Then it is that the original stuff of which humanity is made reasserts itself, for, para- doxical as it may seem, some of the most in- dividuahstic persons alive are those who plead most convincingly for social solidarity. Back of much of this criticism is sup- pressed jealousy expressing itself in rhe- torical dreams. A friend of mine went to Russia just after the first revolution. As he 24 THE VALIDITY OF came to the frontier he stepped up to the guard and extended to him his fehcitations for the success of the revolution by which the Czar had been deposed. He happened to have with him a picture of George Wash- ington, and he showed it to the guard. The Russian looked at it indifferently, without any of the admiration which my friend had supposed one republican should show to the father of republics. But all the soldier re- marked was, "He looks like a comfortable gentleman." The full meaning of this retort appeared later in Petrograd when my friend asked a cab driver what he meant by a bour- geois person. He rephed, "Someone who was comfortable under the old regime." Parlor socialists and revolutionary intellect- uals with an income may well give serious thought to that answer of a man who was not a dilettante revolutionist! There is in America a growing number of people who hate those who have been com- fortable and those conditions which have made for their comfort. They respond no more than would the Russian soldier to the praise of our democracy. They believe our democracy is only another term for a capital- AMERICAN IDEALS 25 istic social order. They will have none of it. They believe in socialism and communism. And they are consistent. There is a very great difference between what we call democ- racy and their ideals. The bitterest denun- ciation of the United States we have heard lately has come from men of this sort. Kings have disappeared, but American democracy has new enemies in men and women who be- lieve it is outgrown. Even among those who are not champions of class-consciousness there is the suspicion that our institutions, however successful in the past, are incompetent to direct the prog- ress of the future. Such suspicion is some- times not frankly expressed, but even among some good Americans sincerely devoted to forwarding human interests and welfare, there is a frank avowal of doubt as to the ca- pacity of American institutions to serve what they regard as democracy. Nor is it difficult for such critics to point out the basis of their apprehensions. American life is confessedly by no means perfect and the tension born of the interplay of economic groups in a vast population scattered over an immense area certainly grows no less. The enthusiasm for 26 THE VALIDITY OF liberty in the eighteenth-century sense of the word has certainly waned, and the idea that the best government is one which interferes least with the individual citizen has been re- placed by a prompt recourse to govern- mental activity whenever crises emerge. Po- litical forms which were effective in a sparsely settled country and a nonindustrial civilization are said to be breaking down under our present conditions. Such critics of America do not despair of their country, but they swell the number of those who en- tertain the hope of a radical change from a representative government chosen by indi- viduals to one of universal referendum. Nor are political and economic conditions the sole object of attack. With the distrust of democracy as a system of government, goes a distrust of nearly everything that be- longs to control set up by the past. Good- ness is said to be a form of sham morality. Marriage, religion, law, all alike are treated by one or more groups of the "disillusioned" as debilitating survivals which are outgrown. If you venture a defense of experienced idealism, the response of these antidemocrats is apt to be increased vociferation, the shrug AMERICAN IDEALS 27 of superior shoulders, and the charge that you are bourgeois and mid- Victorian. With the radical there is no more awful anathema! II Are these strictures upon American life and its ideals legitimate? Are the ideals which have characterized the past of Amer- ica's national hfe still valid? Are we to stand in terror of to-morrow because we have outgrown the virtues of yesterday ? Are our newly naturalized citizens capable intel- lectually of appropriating these ideals of the fathers? Have they experiences in which Americanism can root itself? It is to such questions as these that I would direct your attention. It may be that to some of you they may seem as academic as they did to me when first I heard them raised years ago, but no such opinion can be held by those who really study the tendencies in to-day's na- tional life. Questions like these cannot be drowned in jazz music. America at the present time is passing through a crisis in morality which cannot be met wisely or ef- fectively if a generation indifferently turns from idealistic ends, measures everything in 28 THE VALIDITY OF terms of money, and substitutes amusement for self-control. Nor am I thinking only of the foreign- born among us. We who constitute the pa- rental generation may very likely be too con- cerned about the ways of young people who are to follow us upon the stage of American history, but we cannot overlook the fact that our own youth was spent under conditions our parents could understand. We may have been wayward, but we were wayward within the hmits of American conventions and political thinking. Parents and children had a history in common and spoke the same political language. We never questioned America. But is this as true to-day as it was a generation ago? Successive waves of continental immigration diluted our patri- otic inheritance and unsettled our national habits, and unless one's observation is quite misleading, we need to educate the rising generation as well as immigrants in the gen- uine ideals of their country. We cannot suffer them to assume that one sort of social idealism is as good as another. We all need to be Americanized; we all need to guard against being continentalized. AMERICAN IDEALS 29 The continent of Europe never has had the same pohtical or social history, experience or ideals as England and America. The two divisions of European life have always found it hard to understand, much less ap- preciate, one another. Not merely political and economic rivalry but a different social structure and process have kept them apart. To-day these two ancient opponents are ac- tually intermingled in America. Their op- position continues. Continental pohtical and social ideals have been and are being frankly heralded as superior to those devel- oped in America. To an extent all but star- tling the war found American education filled with this distrust of American institu- tions and constructive hopes. The validity of our ideals must now be defended not only conventionally but aggressively before the bar of a generation of Americans who have been subjected to the influences of German and Russian class-idealism. The difficulty of one generation's being understood by its successor lends poignancy to one's efforts to share with young men and women our con- fidence in the outlook for a genuine America. Having had no share in the production of 30 THE VALIDITY OF the American nation, taking their good for- tunes as a matter of course, the patriotism of too many students has been darkened by the criticisms of those who at heart are cham- pions of ideals, institutions, and a social or- ganization developed in a different social order. Let us grant, if we must, that there are misunderstandings between the genera- tion that caused the war and the generation that won the war ; but let us not concede that American ideals are any less valuable be- cause men died for them. Once recognized, they will make their own way; once under- stood, they become the common divisor of generations. And there is no better way to make loyal Americans than to evoke spirit- ual unity through an understanding of American ideals embodied in American his- tory and institutions. If we cannot "sell" American ideals to the new millions in America, we cannot hope to propagate them by force. If our ideals are not valid, the Re- public is indeed in danger. Revolution is the invariable answer of one idealism to an- other that stubbornly persists after its in- stitutions have become the privileges of its champions. AMERICAN IDEALS 31 III We have said that the vahdity of an ideal must be judged first by reference to its ori- gin. How shall this test apply to our own ideals? Did they spring from materialistic ambition, from a longing for power? Or did they spring from the noblest experience of their time? Are they children of pride and comfort or of spirituality? Have the dominants in their pedigree been those of conquerors or of martyrs? The answer is one of facts. And facts are eloquent. The social movements which gave birth to our ideals were the noblest of their day. ^ To appreciate the origin of American ideals one must recall that they are not sim- ply those which can be found in America. Time would fail if we were to catalogue ideals proposed and propagated on our con- tinent. Many of them are fantastic, some of them are foolish, a few of them are dan- gerous. Some of them are the more or less illegitimate and sterile progeny of genuine American stock. But original American ideals are developments of English experi- ence and morals. In their earhest forms 32 THE VALIDITY OF they immigrated hither and grew up with the country. It is sometimes said that the ideahsm of the American Constitution was derived from French philosophy. The opposite is more nearly true. French philosophy was born of English political and social experience. The French Revolution was inspired by the American Revolution. The rights of men were derived from the rights of Congrega- tionalists and frontiersmen. They are the children of history, christened and registered by philosophy. Anglo-Saxon idealism of the seventeenth century is the parent of American ideals. This historical fact is of first importance. German idealism is sentimental and singu- larly divorced from political and social in- stitutions. French idealism becomes a pyro- technic enthusiasm giving rise to a program like that of Napoleon or a defense like that of Verdun. But Anglo-American idealism is neither sentimental nor a matter of en- thusiasm. It is matter-of-fact — the product of social practice, often born of tragic con- flict with privileges men have sought to fas- ten upon progress. Such restraint has al- AMERICAN IDEALS 33 ways failed. Just as the rights of Enghsh- men long ago became the rights of foreign- ers in England, so have the rights of Eng- lishmen in America become generahzed into rights which everybody ought to have — the rights of man. Of course, our national history has abounded in impossible promises as to what would come to pass if some party or other should win at an election. But such irides- cent promises have never been taken very seriously by a sophisticated electorate. A poUtical platform is not a program. It is rather something upon which a candidate may stand while he is deciding which way the people at large choose to go. This fact saves even the sometimes Munchausenlike opti- mism of our platforms from hypocrisy. For the hope of to-day if only it is born of justice has been the forecast of the reality of day after to-morrow. The people have been re- lentless arbiters. Selfishness and quackery have been sensed and discarded as an un- worthy ancestry for sane hopes. We have had every now and then dream-pictures of a better world which was to come when certain theories and 34 THE VALIDITY OF dreams had been realized. But they have not long endured. They did not spring from the common struggle for justice and betterment. As the path of the explorer is strewn with impedimenta abandoned be- cause found unusable, is the history of Amer- ica strewn with cast-off ideals which have had momentary attention but have never se- riously been put into life. Their origin has been in speculation rather than in group- morality born of experience. The validity of American ideals, I repeat, can be established first of all by the fact that they are the legitimate children of Anglo- Saxon history as it has preserved and ex- tended human rights, both social and indi- vidual. They are ours because their devel- opment has both determined and been deter- mined by the direction in which our history has proceeded. Springing from practical idealism they have made greater idealism practical. Not, of course, that all our his- tory is ideahstic, but this at least is true : if you sight across the two centuries or more during which America has actually been in the process of organization, you can discover that despite variations in pace, despite strug- AMERICAN IDEALS 35 gles and even civil war, there are certain out- standing tendencies toward larger personal values in our national life. It is they which give character to American history. They are not superimposed upon American life. They did not, full-grown, antedate Amer- ican institutions in the sense that they were simply appropriated by America as Japan has appropriated western culture. They are developed expressions of germinant hopes and faiths that gave our history inner self- direction. They were born not of dreams but of experience. They are the outgrowth not of self complacency, but of the highest spiritual loyalties, joined with experience in making the good of to-morrow spring from the best of to-day. In the second place, our ideals are vahd because they sprang from the practical ex- perience of religious groups seeking political liberty. I make no apology for such a recognition of the worth of rehgion. If one puts one's self at the beginning of our American his- tory, say about 1600, he will see plainly that among the germinal forces which went to produce our modern world was the rise of 36 THE VALIDITY OF religious liberty. I am aware that an effort is now being made to minimize the impor- tance of this religious element in our origins in favor of an emphasis upon economic life. And certainly economic motives were not strangers to the men who organized the Vir- ginia Company and its fellows. Far be it from the historian to undervalue the role which codfish and fur-bearing animals, to- bacco and pines played in the seventeenth century. The Pilgrims and the Puritans, as truly as the Frenchmen, were not above such unspiritual goods. But to think of the colonists of New England as primarily or 1 predominantly exploiters of virgin resources is to confuse the Adventurers who stayed at | home and waited for their ships to come in, with those strong souls who undertook to found new states where they might follow their conscience and worship their God, as well as make their living. It is true that these pioneers may have been embryo cap- italists, but their institutions and ideals were more than those of money makers. Any at- tempt to separate economic, political and re- ligious forces in the history of colonial Amer- ica will lead to misinterpretation of facts. AMERICAN IDEALS 37 Historically the American colonies are the children of economic distress, political unrest and Protestantism. Not one of them, with the exception of Maryland, is the product of any other phase of life. Each of the thirteen colonies had its independent history, but their pre-national life was rooted in the search of religious minorities to find scope and liberty for the exercise of their rehgious principles. In this American colonies par- took of the general character of Protestant- ism as something more than a religious move- ment. The great activity of the sixteenth century can only be described as a social revolution. In the new states which, follow- ing the decline of feudahsm, were formed throughout Europe, the rise of cities and monarchies, the new learning, the discovery of new national wealth with the consequent dislocation of prices were all as truly impor- tant as were those religious motives to which the student of the Reformation so generally gives his attention. Protestantism in the sense of anti-Cathohcism was a religious phase of a great social and political move- ment. It was not originally interested in abstract liberty or in granting concrete lib- 38 THE VALIDITY OF erties to others. Its niiiid was set on self- deteniiination, aiid the right of each political unit to establish its own national or muni- cipal church. Just as in the social and po- ll ticvol revolution which we call the Reforma- tion there emerged a group of independent monarchies and sovereign states, did there emerge also the national churches. Democ- racy wa5 either undreamed or perverted into fanaticism. Xone of the great reformers seem ever to have questioned the right of the state to fix orthodoxy. There was hardly more hberty for non-conformists in the sev- enteenth century than there was for the Arians in the fourth century. In this simple fact hes the explanation of much of the development of the seventeenth century. For, as in their search for seK- determi nation, the national churches spht off from the imperial Church of Rome, various groups of Independents spht off from the national churches. With few exceptions, the colonies were largely organized by such peo- ple. They sought rehgious hberty and wished to escape state churches. In particu- lar the northern American ct)lonie5 were the product of a new spirit in England which re- AMERICAN IDEALS 39 fused to conform to the established church whether that was Episcopal or Presbyterian. The English colonies of the north and many of the French and German colonies further south were founded by groups who had been oppressed and who were here in search of hberty. Similarly in the eighteenth century the large migration of the Presb}i;erians from the north of Ireland was a search for hberty as well as a new home. The impor- tance of the Irish Presbyterians in the Revo- lutionary War can hardly be overestimated. They made victory possible. But the idea of rehgious hberty as such was not transferred. There was no rehgious hberty to be transferred. It had to be evolved. "When the Stuarts fell the migra- tion of Puritans to Massachusetts Bay all but ceased. The rehgious hberty at home made the transatlantic liberty unalluring. With the possible exception of httle Plym- outh and the first settlement in Maryland, not one of the original colonies had at the start any idea of rehgious hbertj^ in the ab- stract. Religious libertj^ was born of the exigency of the situation, in which various self -determining groups found themselves 40 THE VALIDITY OF unable to exclude dissenters from citizenship. The history of early New England was a short-hved epitome of the history of contem- porary England. Rhode Island, the first colony in which complete rehgious hberty was set forth, was the small child of a pro- testing minority of Massachusetts. But un- planned and it may be undesired, religious hberty came out from the rehgious hfe of America; and hberty in one aspect of social life is bound to affect all phases. Faith in a Sovereign God in heaven and on earth gov- ernment through town-meetings lie behind American hberties of all sorts. But the be- lief in a Sovereign God was first. A theoc- racy became a repubhc because a theocracy was found to be impracticable. This rehgious parentage, this birth from the very highest range of ideals which Euro- pean hfe had reached, is one guaranty of the validity of our fundamental American ideal — the world of the free individual. Far more than even Switzerland or Holland did the Anglo-American colonies contribute to the world this ideal of self-government born of rehgion, nourished in the church and des- tined to evangehze pohtical experience. AMERICAN IDEALS 41 IV The other test of the vahdity of ideals is pragmatic, the testimony of history itself. American ideals were not thought out. They were lived out. They sprang from hopes and were constantly given opportunity for practical testing. They are improvements on experience suggested by experience. If one looks at the history of these hopes as a phase of our national experience, you can see that they involve four fundamental ideals. First, a society composed of free and equal individuals; second, democracy as an actual way of free individuals living together in equaUty and in peace ; third, a written con- stitution embodying the principles of such democracy; fourth, cooperative sovereignty. We shall now estimate their validity by ex- amining their evolution and their effect. 42 THE VALIDITY OF LECTURE II THE FREE INDIVIDUAL "If I had to be born again, as 1 was born, of a family that had no influence worth any- thing, no money, no lineage — if I had to make my way again, as I had to, against dif- ficulties such that at the age of twenty-five all that I possessed was a hundred dollars of debts — well, in spite of all temptations to belong to other nations', I should have felt that there was only one place for a young man who wanted to tear from life full value for his efforts ; in spite of all temptations I should have been born an American." So says W. L. George, an Englishman. Some time ago I asked a man who has won distinction in his chosen field of hfe, what in his opinion was the basis of his patriotism. He immediately replied: "Appreciation for a country that could permit me, a poor boy, to realize some of the ambitions of life." Such an answer could be made by thousands and milhons of Americans. Mary Antin has made it with a beauty and passion which AMERICAISr IDEALS 43 almost shame our more critical self -estimate. Edward Bok has made it in his interesting autobiography, The Americanization of Ed- ward Bok, All such answers express the fundamental American ideal, namely, the free individual and his right to enjoy such opportunities and to meet such social obh- gations as he may face. Until 1917 it was not unconmion to see men smile over the eighteenth-century ideal that '"all men are created free and equal." It availed nothing to show them that Jefferson was a man alto- gether too well versed in human nature to mean by equality identity of capacity, or that he would have been the last man to say if men are brothers they are therefore twins. The Great War brought us a better under- standing of the meaning of liberty and of person. Even the prostitution of "personal liberty" to a meaning little more than man's right to get drunk when he pleases and of a theatrical manager to put on actors and ac- tresses with as little clothing as he pleases, has not destroyed the new pride with which we read the great sentence of the Declaration of Independence. For the United States has been a land of opportunity for the indi- 44 THE VALIDITY OF vidual. It has developed individualism, and individualism rather than social classes is its fundamental ideal. Its goal is the welfare of the individual and not of any social class. I do not need to remind you that the va- lidity of this ideal, above all others, has been questioned. Especially have we been assured by Socialists and semi- Socialists that society is the supreme end to which we all must yield, that individuahsm means competition and competition means capitalism and capitalism means wage-slavery. And, in truth, if such an indictment of individualism were correct, we might well feel that our country was mis- taken in making it central among its driving motives. But the vahdity of the ideal is not to be judged by a priori assumptions but by the general course of the history within which it has operated. Yet a priori tests are not lacking. There can be no question that either an individual is worth something or life is worth nothing. To think that value- less individuals can combine to make an in- valuable society is a good deal hke saying that one can make a million by adding ci- phers. The only thing which makes society worth anything is that it conduces to the AMERICAN IDEALS 45 welfare of its constituent members. If their welfare is nonexistent, it is sheer German Kultur to talk about the value of a state. Elementary Americanism is the denial of class structure in the state. Its validity does not rest upon a priori considerations. You can trace the development of the ever-grow- ing recognition of the individual as the genius of its history. How, then, did it arise? It certainly was not present in the England of the Stuarts. But English class distinctions did not cross the Atlantic. Neither kings, clergy, nor nobles have been colonists. The Atlantic was a nonconductor of class consciousness. It was men of the middle class, chafing under the pressure of a social order, who dared to cross the Atlantic. An adventurer is bound to be an individualist, else he would not be an adventurer. The men and women who left England were those who wanted liberty, and liberty to Englishmen is a synonym of individualism. The social stratification of England in the seventeenth century forbade equality of op- 46 THE VALIDITY OF portunity. Various feudal survivals still abounded. The rights of Enghshmen were not equally extensive. The farm worker had no equality of opportunity with the lord of the manor; the Cathohc and Independent did not have the rights of the member of the state church. A recollection of this inequal- ity, which was less marked in England than on the Continent, must have formed the backgroimd of the Declaration of Inde- pendence. When the period of English mi- gration set in, members of the great middle class, and they alone, settled in America. Differences in wealth were not sufficiently great to lay the foundation for a new class spirit. It is true that the Puritans of Massa- chusetts when compared with the Pilgrims of Plymouth seem aristocratic, but the dis- tinction is rhetorical rather than actual. While there were indentured servants in more than one colony, there was nothing of genuine class spirit in the New World, and these servants soon took up land and be- came citizens. In Virginia there was a some- what different structure of society than in New England, but even there the "first famihes" were not titled and the small AMERICAN IDEALS 47 farmers on the west of the colony were soon to show that they had pohtical power. In all the colonies there was opportunity for each man to move straight forward into in- dependence ; on the farm which he carved out from forests he was proud of the rights which he enjoyed as an Enghshman and a citizen. It is worth noticing that this new indi- vidualism involving equal rights and obliga- tions approved itself to men who at the start undertook an approach to community life. At Plymouth the Planters, as the settlers under the various companies of Adventurers were called, agreed to hold land in common. Sometimes this has been spoken of as an at- tempt at conmiunism, but incorrectly. It was, rather, a case of postponing the dis- tribution of the profits of the company. Land was to be held without distribution for a number of years and then the various shareholders in the company, among them the colonists, were to divide the outcome of their industry and investment. But this plan soon proved to be unworkable, even in a community like that of Plymouth. Those who were industrious found themselves com- 48 THE VALIDITY OF pelled to work for the inefficient and lazy, and soon demanded that the division of the land should be immediate rather than post- poned. The individual had triumphed over the Company. Within the colonies of New England the rights which the members of the colony pos- sessed practically were soon given theoreti- cal confirmation. This was born, not of philosophy but of historical situations. The town meeting and the Congregational churches expressed phases of the same social mind. In the churches the congregation had the right of voting, and this right of par- ticipation in administration was also exer- cised in the town meeting. It was at first natural that the citizens should be yeomen who were church members, but this early limitation of suffrage was soon found to be impracticable and the non-church member was admitted to full rights of citizenship. The religious justification of such equality, however, persisted. The rights of the colo- nists came to be thought of as the rights of men, granted by a Sovereign God. If Pro- fessor Jellinek is to be trusted, the natural rights of the French philosophers, or at least AMERICAN IDEALS 49 the Declaration of Rights made by the French constitutions, are to be traced back to similar declarations to be found in these early Congregational states. Thus in New England the two currents of development of English individualism met. The church and the town meeting became the foundation stones of American conception of individual equality. Geography still furthered the develop- ment of the individual. I said just now that the path of opportunity lay forward for each colonist. It ran westward. Beyond the coast there lay the forests where any man could build his home. The colonists were essen- tially farmers and fishermen. The stores of iron and coal which were later to compel the segregation of workers lay undiscovered in the mountains. Because of climate and other physical conditions the colonists were forced to specialize in their agriculture, and this led to conditions which were to have vast influ- ence on the course of American life. In the South the most profitable crops were tobacco and rice. Both of these were more profit- ably raised in large plantations than in small farms. In the North, and especially in New 50 THE VALIDITY OF England, however, the chief agricultural product was foodstuff. Grain and root crops are possible on small land holdings, and so the northern section became broken up into small farms where their owners lived. This separation of farmers tended toward in- dependence and self-reliance in character. Frontier farms were tilled by their owners and not by slaves. As the number of colonists increased, this extension from the tidewater toward the West became ever greater and the frontier began to exert an influence hard to over- estimate. In fact, in no small degree Amer- ican individualism is the child of the frontier farm. One has only to picture half a conti- nent covered with an enormous forest filled with wild beasts and Indians, to reahze how severe must have been the testing of the men and women who pushed forward the wave of white settlements and farms. Along this frontier as it spread its concentric lines west- ward one will find the development of an ever-increasing democratic spirit and at the same time many elements of the new Amer- ican spirit. Only those with initiative and patience could succeed. AMERICAN IDEALS 51 The individual, however, is something more than an economic unit of society. The production of material wealth is not in itself a sufficient explanation of human advance. Geographical influences, which make eco- nomic variations inevitable, are not the sole cause of social development. These pioneers, therefore, were something more than pawns of mountains, forests, and rivers. Forced as they were to desperate struggle with na- ture, they saw before them something more than crops and herds. They built schools where their children might be prepared to live as well as to make a living. If they did not produce great poets, they produced great hopes. American men and women had interests which were of the soul. Religion spread its way from cabin to cabin and from settlement to settlement in the person of itinerant Baptist, Methodist, and Presby- terian preachers. The Scotch-Irish along the frontier of Pennsylvania and the small farmers of Virginia were particularly re- sponsive to this new type of preaching which heralded the worth of each soul. Revivals were the approved type of religious service and served with the elections as the chief 52 THE VALIDITY OF bond to bring these scattered pioneers to- gether. In the very nature of the case these frontier people were forced to be self-rehant, and distinctions of wealth and social classes were impossible. Men were grappling hand to hand with nature, and a strong arm and a keen eye counted more than gentle blood. While towns on the seaboard were develop- ing a theory of individual equality from their institutions, the frontiersmen were making this equaUty and independence a national leaven. These pioneers gave themselves to politics. They beheved that they were able to govern themselves. When once the second genera- tion had reached maturity they unhesitat- ingly cast off the leadership of those ele- ments of society which were content to per- petuate conditions which they had controlled, and elected members of their own class to office and recast all laws that seemed to threaten a re-establishment of social classes. Few of them were hmited by their mem- bership in a common economic adventure. Pontics, religion, education, and by degrees philanthropy and business gave them a di- versity of interests. The individual thus de- AMERICAN IDEALS 53 veloped as a member of several groups with a constant tendency to a multiplication of groups rather than a consolidation of in- terests in some one association which set bounds upon individual action. The avoca- tions of life offset the vocations which brought daily bread, and, in the midst of an astonishing economic development, pre- vented class-consciousness and class-control. Thus actual forces and circumstances, the very land itself, the absence of roads and other means of communication, were devel- oping among men conditions that evoked ex- panded ideals of freedom and equality. Re- gard for the individual became a striking characteristic of American life. To appre- ciate it one has only to recall the course of contemporary social development on the Continent. There a succession of terrible wars resulted in large and small states under the control of absolute rulers, the oppression of the peasantry, the destruction of even partial constitutional rights enjoyed by sub- jects, the transformation of feudal rights and duties into irresponsible privilege. It was not from philosophers primarily but from the new spirit which was developing in 54 THE VALIDITY OF America that directly or indirectly the revo- lutions of the eighteenth century were to come. And the justification of these revolu- tions was found in the conception of the rights of the individual, of which continental Europe knew nothing, but which had been especially recognized and formulated by the nation builders on the North American con- tinent. It is no wonder that America be- came the haven of the oppressed. Here alone could individuals be free. In the original individualism of the Amer- ican people one discovers seriousness and self-control. It is customary to call this type of mind Puritan. Now, if there is any- thing our young intellectuals abhor, it is Puritanism. To them it is the very consum- mation of all that restrains what they are pleased to call creative self-expression. Themselves possessed of no particular sense of the necessity of self-restraint either in ac- tion or in words, they see only the less at- tractive elements in the life of the fore- fathers of our American republic. In their minds to be a Puritan is to be a hypocrite. It is no accident that most of these critics of Puritanism come from continental stocks. AMERICAN IDEALS 55 In many cases the young intellectual is of some oppressed race in revolt against the ex- cessive restraints with which his (or her) fathers had been surrounded. To such minds a fair appreciation of the Puritan is all but impossible. Idealism with them is essen- tially revolutionary. They think only of the liberty of classes — in particular, the prole- tariat. The liberty into which such immi- grants to America are thrust dissolves all re- gard for the past and authority in the pres- ent. Neither they nor their forbears have had any share in the long spiritual struggle from which springs the American liberty they have fled to enjoy. Indeed, coupled with their contempt of Puritanism is a ha- tred of EngUsh institutions. To decry Puri- tanism seems an ethnic duty. A glorifica- tion of an imagined state of freedom which no race ever enjoyed, least of all that from which they have sprung, seems the only means of expressing their intoxicated souls. If one examines this new liberty for which the opponents of Puritanism plead, it ap- pears to be a one-sided exposition of the in- dividualism evolved by the Anglo-Saxon in England and America and a rejection of 56 THE VALIDITY OF that self-control which has made Anglo-Sax- ons capable of originating the very liberty which intellectualism exploits. A man in revolt from all restraints is not capable of producing even the class soKdarity which he praises. Society has never been and never will be composed of anarchists. Its very ex- istence depends on authority of some sort. If individuals lack the capacity for self- restraint, if they claim only the right to do as they please and gratify whatever desires may happen to be dominant in their inner being, an authority from without is indis- pensable. If, on the other hand, individuals have learned to distinguish between perma- nent and temporary values of life, if they have learned that there is a difference be- tween evil and good, if they have come to see that the significant things of hf e must often involve the sacrifice of the less significant, if they deliberately set themselves to subor- dinate physical pleasure to the things of the spirit, they are the sort of men and women who gave the world constitutional liberty, religious freedom, and democracies. Young intellectuals may well rejoice that there have been such men. Otherwise they would never AMERICAN IDEALS 57 enjoy the institutions their errant omnis- cience belittles. The Puritan was of this serious mind. No caricature drawn from Blue Laws which never existed should be permitted to obscure his real contributions to democratic develop- ment. If the colonists and first generation of citizens of the new United States had been devotees of clever phrases and creature com- forts, we should never have had the liberties we now enjoy. Pleasure-seekers have never been the ancestors of great states. Intellec- tual anarchists, despisers of authority, evan- gelists of Utopias whose chief substance is riotous rhetoric, have never done more than destroy. They have disintegrated au- thority, but they have never built states. Un- restrained orators of liberty which means only license, they have either been parasites upon the political achievements of men who, like the Puritans, soberly recognize the re- sponsibilities of liberty, or have been creators of reigns of terror. It is difficult for the historian of America to keep his patience in the presence of the anti-Puritan as he attributes the evils of to- day to the survival of Puritan attitudes. He 58 THE VALIDITY OF knows the limitations of Puritan life — its too eager buffeting of the self lest it weakly yield to the enjoyment of the senses, its deprecia- tion of beauty, its overemphasis of other- worldliness; but he knows also its idealism, its democratic instinct, its pursuit of spiritual values, its capacity to build self -determining states from self-ruled citizens. While it would have none of that self-indulgent pa- ganism which so appeals to men and women without sense of social responsibility, Puri- tanism was an enemy of asceticism, the champion of honest pleasures and education, the founder of institutions that have pre- vented the rapid development of wealth from becoming a new feudalism and absolutism. I would not minimize the contributions of many another spirit to American life. Above all, I would not identify the American with the Englishman. But this fact cannot be denied: back of democracy stands the Puri- tan and, I had almost said, only the Puri- tan. Other men have entered into his labors, but he labored first. It is not for us to reinstate the laws of Massachusetts Bay or the rough-and-ready social life of the frontier; but a nation com- AMERICAN IDEALS 59 posed of men and women lacking the first rudiments of self-control, without sufficient insight to choose permanent rather than ephemeral goods, would be one of moral de- bihty and pohtical anarchy. If our young in- tellectuals would undertake to emulate the constructive virtues of the Puritan, they would be less intolerant of his errors. And they would be taken more seriously. For if in a search for founders of a new social order the choice should be forced between Puritans and men and women who prefer Cabell to Thackeray, Ezra Pound to Tennyson, Lenin to George Washington, parlor so- cialism to representative government, affini- ties to homes, momentary pleasure to thrift, and Nietzsche to Jesus Christ; men who know that building a state is something more than writing pamphlets and that a constitu- tion is something more than epigrams and vers Uhrey will choose the Puritan with his serious-minded individuahsm rather than the young intellectual with his free spirit. For history has proved his ideals vahd. II The developments of the rights of the in- 60 THE VALIDITY OF dividual did not stop with the colonial and early national period of our country. There were still the slave and the woman, neither of whom fully enjoyed the advantages of the new epoch, and both of whom have dur- ' ing the last century been given rights as per- sons. As regards the slave we must again recog- nize that geographical and economic forces have been the occasion of struggles from which personal rights have emerged. Here again we can see that America has evolved loyalty to ideals under actual conditions rather than through deductive analysis of abstract rights. To appreciate the real significance of slavery to individuahsm in America, it is i necessary to remember that it passed through a series of stages, each more or less shaped by economic forces. In the eigh- teenth century slavery was all but universal in the American colonies ; one out of every fifty inhabitants of Massachusetts, for in- stance, being a slave. Yet at the time of the adoption of the Constitution there was all but uniform belief in both North and South that slavery would ultimately disappear be- AMERICAN IDEALS 61 cause of the stopping of the slave trade. The Quakers had characteristically opposed slavery on religious grounds, although their relatively small numbers had prevented their having influence sufficient to abolish it throughout the colonies. But opposition to the institution was by no means limited to these earnest Christians. In 1780 a Meth- odist Ministers' Conference declared that "Slavery is contrary to the golden law of God and the inahenable rights of mankind." In 1789 the Baptist Association of Virginia voted that "Slavery is a violent deprivation of the rights of nature and inconsistent with representative government. We recommend to our brethren to make use of every legal measure to extirpate this horrid evil from the land." By 1804 seven of the original States had abohshed slavery and all thirteen, except South Carolina, had prohibited the slave trade. In the course of a few years practically no slaves were held in the North, and the slave trade was forbidden under se- vere penalties. The political leaders of the South were not committed to the system in any philosophical way and had voted to make the Northwestern Territory free soil. The 62 THE VALIDITY OF slave-holding group was numerically small although autocratic in politics and social hf e. That slavery should become the center of sectional policies and a social philosophy was due to an unexpected and vast development in capitalism. The invention of the cotton gin committed the South to King Cotton. Instead of diversified farming, a one-crop system arose which required practically no skilled labor. Sugar and rice became of secondary importance. The tobacco crop, though still a source of great wealth, was de- stroying the fertility of the soil, and Virginia and the other tobacco-raising States became slave-breeding States for the benefit of those where cotton could be raised. This economic revolution was to have pro- found effect upon the political and social theories of the two sections of the country. Manufactories and wage-systems were un- known to the South, and labor, instead of being universal among the whites as in the North, was largely limited to the Negro. In the North the development of capitalism took the form of industrial expansion ; in the South it was wholly centered around the labor of the Negro slave. Prior to 1820 AMERICAN IDEALS 63 these two interests had come into more or less serious conflict in the embargo policy of Jefferson and the War of 1812. In 1820, with almost startling suddenness, the conflict for the maintenance of individual rights ap- peared in the struggle to maintain a balance of power between the two rival sections of the country in the Senate. The land between the Mississippi, the Ohio, and the Atlantic, which had been ceded by various States to the Union, had been or- ganized in States where the rights of the slave owner were undisputed. The vast Louisiana territory purchased from Na- poleon, except in Missouri unsettled, had been left without designation. When Mis- souri sought admission as a State the two sections immediately clashed. The North- ern States demanded that Missouri should be a free State; the Southern States demanded that the existence of slavery already present within its limits should be recognized. For a few months the two policies seemed incapa- ble of agreement. But at last a compromise was reached which permitted the admission of Maine as a free State and Missouri as a slave State, with the decision that slavery 64 THE VALIDITY OF within its limits should not extend north of 36:30. The compromise was epochal not only in that it permitted the extension of slaves in the territory south of 36 :30, and in the opinion of a majority of Congress recog- nized the right of Congress to forbid slavery in the territories; but also in the more important fact that while the Union had been saved, two economic systems and two esti- mates of the worth of individuals had been brought into irrepressible conflict. From 1820 the South stood for a capitalism that denied personal rights to the workman ; the North for a capitalism that regarded work- men as persons. The struggle reached over into religion. In 1835 the Rev. James Smylie declared that slavery was good and righteous according to the Bible. In 1837 the Presbyterian body split over the issue, to be followed in 1844 by the Methodists and in 1845 by the Baptists. The year 1850 saw the completion of the economic-social philosophy in the attitude of the South. Slavery, instead of being re- garded as an incident in the economic life, served as the basis of a complete philosophy of society. The eighteenth-century doctrine AMERICAN IDEALS " 65 of Jefferson with its insistence that all men were created equal was frankly discarded. A group of political teachers, chief among whom were Thomas R. Dew, of William and Mary College, and Chancellor Harper, of South Carolina, elaborately argued the ne- cessity of social classes. This new philoso- phy argued that civihzation demanded the "forced labor of masses of ignorant people whom to make free would be a social crime." Furthermore, it was claimed that the Bible and the Christian Church sustained slavery as an institution. Chancellor Harper stated in 1837 that "the exclusive owners of prop- erty ever have been, ever will be, and perhaps ever ought to be the virtual rulers of man- kind. ... It is as much in the order of na- ture that men should enslave each other as that animals should prey upon each other." Harper declared that it was palpably untrue to say that every man was born free. The proclivity of the natural man is to dominate or to be subservient, for "if there are sordid, servile, and laborious offices to be performed, is it not better that there should be sordid, servile, and laborious beings to perform them!" At the same time Calhoun openly 66 THE VALIDITY OF declared slavery to be a blessing. "Nothing can be more unfounded and false," he said, "than the opinion that all men are born free and equal; inequality is indispensable to progress; government is not the result of compact, nor is it safe to intrust the suffrage to all." Governor McDuffie, in a message to the Legislature of South Carolina, affirmed that "domestic slavery is the cornerstone of our republic edifice." The philosophy of absolute capitahsm and class control was never more radically stated. As the tide of population moved west into the uninhabited territory, it was inevitable that the struggle should become intense. The two types of economic development as represented by the North and the South were incompatible with each other. Capital- ism with free labor did not exist and could not exist by the side of slavery, and capital- ism with slavery could not exist in the pres- ence of free labor. The disappearance of the one was necessary for the existence of the other. The bitter struggle over the Fu- gitive Slave Law and the Kansas and Nebraska struggle were thus phases of a conflict which was irrepressible, not simply AMERICAN IDEALS 67 on moral grounds, but also because of the inner tendencies of national expansion. The social order which controlled the vast area west of the Mississippi was to control the nation. American democracy itself was at stake. I would not minimize the moral elements of the struggle over slavery. But morality is never abstract. It deals with concrete is- sues, individual rights and social orders. It emerges from economic situations which give motives and evoke ideals for human rela- tionships. There were men in the North who argued the question abstractly and scrip- turally. But they were agitators rather than constructive forces. The great current of moral convictions as to human individuality was determined in the conflict of two rival social orders. The moral fervor of Garri- son and Channing became a leaven in one of these orders and a center of bitterness in the other. Slavery, like the saloon, was doomed by a new social conscience because fatal to individual rights, but its destruction came only in the destruction of an economic and social order of which it had become the nu- cleus. 68 THE VALIDITY OF The struggle which ensued was ultimately over individuals as such. The South sin- cerely believed in and championed a social structure which was frankly consistent. The North was developing a modern conception of the capitalistic system in which wage- earners act as free persons, both politically and economically. The factory of the North was manufacturing a social theory, a moral ideal, and a new individualism, as well as cloth. The period of compromise gave time for the development of national forces, and the issue was determined by social evolution fixed by moral idealism rather than by the relative valor of the two parties to the terri- ble conflict of 1861-65. Appomattox for- ever banished from America any social theory that denied personahty to the worker. The surrender of Lee meant the disappear- ance of capitalistic absolutism and the tri- umph of the ideal of individual rights. The world in which we live seems far re- moved from 1865, but it contains the ele- ments of a similar but even greater struggle. The opposing forces are no longer separated by a river and a surveyor's line; they run across the social organization of an entire AMERICAN IDEALS 69 world. The parties to the struggle, for- tunately, are no longer slaves and their mas- ters. To speak of to-day's wage-earner as a slave is to use the rhetoric of the demagogue. None the less, superior as was the wage- capitalism which became dominant in the nineteenth century to the capitalism of the slave-owning class, it bequeathed to the twentieth century the problem as to whether labor is to be treated as a commodity or as a personal contribution to the productive process. That is the great issue in civihza- tion. About it the organized forces of capi- tal and labor are at present struggling. In its magnitude and elements it is a new issue. Our nation must therefore work out its fu- ture less in accordance with precedent than with tendencies and forces within the social process itself. These tendencies come over from the immediate past. The evolution of industrial life in the nineteenth century in- dicates the tendency to which we must look for the answer to our present industrial prob- lems. That answer in brief is this : the true solution of industrial unrest is the recogni- tion of personal elements in the economic processes ; of the wage-earner as an individ- 70 THE VALIDITY OF ual. The world of to-morrow must be a better place for men and women to live in — not merely to grow rich in. How these personal values can be reached will be settled by the trial and failure method which the world now employs. There will be periods of compromise. There will be at- tempts at radical reorganization such as those proposed by socialists, both revolution- ary and evolutionary. Just what will be the precise outcome of these struggles we can no more tell than the men of 1820 and 1850 could foretell the precise outcome of the struggle between the economic and political tendencies of the North and South. But one thing is already certain — America is not headed toward the philosophy of the South- ern statesmen. It projects still further the advance from a slave to the wage-earner. It will assure the participation of the wage- earner in the personal control of his con- tribution to production. There will be no return to autocratic capitalism. The cap- italism of to-day will in its turn further per- sonal rights of the individual lest it be swept away like that of the slave-holder. Individu- alism, subject to new social conditions set by AMERICAN IDEALS 71 economic development, is a synonym of Americanism. The second evolution of personal rights, those of women, has not been so dramatic in America as that which ended slavery, but it is none the less significant of the germinal power of an ideal. It may be surprising that the progress of women's rights in America has been slower than in certain other coun- tries. Years before full suffrage was ex- tended to women in the United States it was given in Australasia, Norway, Finland, Saxony, and various other Continental coun- tries. It would be an interesting topic for speculation as to just why English-speaking people lagged behind others in this regard, but any explanation that might be suggested testifies to the essential conservatism of the very men who were carrying forward liberal ideals in pohtics, business, education, and religion. It may possibly have been that the high position which women held in America made for certain dilatoriness in en- larging their personal rights. In 1797 Charles Fox doubtless represented the posi- tion of liberal Englishmen when he said, "It has never been suggested in all the theories 72 THE VALIDITY OF and projects of the most absurd speculation that it would be advisable to extend the elec- tive suffrage to the female sex." And it is noteworthy that in the extension of suffrage rights to women the leaders have been the frontier rather than the older States. Wyo- ming, Kansas, Colorado, Michigan, and Minnesota have been the leaders in giving women the right to vote either for some or all offices. It was in 1848 that the first con- vention to discuss the social, civil, and re- ligious condition and rights of women was held at Seneca Falls, New York. At this meeting there was adopted a sort of declara- tion of women's independence modeled after that of the famous document of 1776. A study of that declaration will show how far short the American woman came of enjoy- ing the rights which now are hers. But de- spite conservative forebodings, the exten- sion of these rights has steadily progressed until the Constitution of the government it- self has been amended so as to give women the full suffrage rights of men. It is a far cry from the present position of women to that occupied by them a generation ago in practically every State in the Union, but it AMERICAN IDEALS 73 is simply the completion of the conception of American individualism. Those that have privilege must have responsibility; those that have responsibility must have liberty to ex- ercise it. Ill This estimate which American history has placed upon the individual is threatened by two conditions in our national life. There is, first, the rise of class conscious- ness and class organization. Due in no small degree to the evolution of industrialism, this danger to the American ideal springs from the importation into America of Continental ideas and experience. Most leaders in the attempt at class organization and class con- flict are not Anglo-Saxons or native Amer- icans. They are the product of the struggle for liberty in those countries of Europe where class organization still survives and the conception of the individual has been ob- scured by the existence of class subjection. In such countries efforts for liberty have nat- urally been those of classes. When such ideals are introduced in America they strike at the foundation of our social life and in- 74 THE VALIDITY OF volve much more than economic adjustment. They would remake America itself. Their success would mean that American institu- tions have been de-Americanized by persons who are not the products of our social his- tory. Yet the facts that occasion such a pro- gram must be recognized. We are now in the midst of a process the opposite of that which produced our indi- vidualism. The occupation of a vast new country served to disintegrate social mole- cules into their component atoms. Our mod- ern conditions are a new process of integra- tion. If the analogy between social and physical processes were perfect, reintegra- tion might mean the loss of individuality in new social compounds. And that is pre- cisely what our new generation of social philosophers seems to desire. But the anal- ogy is not perfect. Human beings are not unconscious atoms. They are persons, capa- ble of preserving in their new combinations something of the self-reliance and self -esti- mate gained during the short period of re- lease from the control of highly organized group life. It is impossible to undo com- pletely the results of the development of the AMERICAN IDEALS 75 past century. We shall never see a return to slavery or serfdom or the "subjection of women." There is, however, in progress a recombination of social elements due to the economic separation of those who own ma- chines from those who work machines ; or, in more general terms, into those who receive profits and interest and those who receive wages. Such segregation may offset the equality of opportunity on the part of in- dividuals. Control over its members by the labor union is pronounced, while freedom of competition and even of initiative on the part of manufacturers is often checked by organ- izations which, sometimes in collusion with labor leaders, control markets and prices. Such facts are data, rather than subjects of mere regret. However much certain per- sons might desire to resolve American so- ciety into insulated individuals, such an at- tempt is impossible. Our present task re- quires far wider vision and better technique than either the radical individualist or the radical socialist possesses. They both would attempt to run American life into the mold of a formula. What actually must be done is to develop a social order in which the in- 76 THE VALIDITY OF dividual may grow social and enter into group-activity without thereby losing a sense of his own final worth. We have to develop morale not for atomistic individuals but for individuals in their economic groups. There can be little question that the pres- ent increase of such groups is not conducive to that liberty of individual action which made the United States what it is. It is one thing for an immigrant to settle on a farm where he is spatially independent and quite another thing for him to settle in the midst of a great city, work machines which he does not own, and join unions which bar- gain collectively. The pioneer and children of pioneers in the very nature of the case found themselves self-dependent, each fam- ily forming a httle world in itself. The chil- dren of immigrants who have settled by the millions in the city have no conditions which urge individualistic development and many that demand group action both for defense and for new advantages. The range of op- portunity for self-determination under such conditions is limited. Such collective opera- tion as our industrial processes involve tends to make types rather than individuals. AMERICAN IDEALS 77 When a sense of freedom sways such per- sons it too often takes the form of a desire for class hberty and class control — the bat- tle-cries of an ahen social history. If such development is unavoidable, either our American ideal of opportunity for every individual will be abandoned, and instead of the foreigner being Americanized the American will be foreignized, or our con- ception of the individual must be adapted to new conditions. If, as we must believe, the second alternative is to prevail, we face a task which cannot be escaped: the mainte- nance of individual liberty in the midst of industrial groups. Hitherto such classifica- tion has tended to solidify itself and to make the passage of individuals from one class to another all but impossible. This has been the history of social development on the con- tinent of Europe. From this has come revo- lution, that is, the determination of one class as a class to enjoy by conquest the priv- ileges shared by another class. In our American life the way has lain and must still lie open to every man who will utihze the opportunities which he may have and will play the game according to the rules which 78 THE VALIDITY OF are now set. To protect this inherited equal- ity of opportunity is an imminent duty. Nor is it impossible. One corrective to the deindividualizing of those forces into economic groups is an en- riched liberty in noneconomic life. As has been already pointed out, American indi- vidualism involves something more than economic interests. It concerns the entire personality. A little while ago an interest- ing little book was written about a New Englander who lost his money and joined the workingmen. He found there a liberty and a group of privileges he never could have enjoyed as a salaried person with a certain social status to maintain. He found opportunities for study furnished free or at small expense, amusements, churches, public parks and playgrounds for his children. Suddenly he reahzed that as a member of a class that he had judged unfree he was freer to develop his own hf e than he had been as a respectable salaried person trying to ape the habits of persons with larger incomes. As he himself said, this New Englander had really discovered America. This discovery, however, must be more AMERICAN IDEALS 79 than a mere literary tour de force. Our col- lective life must be so organized that all in- dividuals have this sort of freedom. But freedom will not come to-day any more than in the past to people who are afraid to take risks. It requires much the same sort of spirit of adventure for a family in touch with families of larger income to practice thrift as it required for our ances- tors to break up the prairie. It takes daring for a man of small income to save money. It takes self-control to substitute study for cheap amusements. It is training in indi- vidualism for a young man to refuse to go with ''his crowd" and for a young woman to decline to follow styles of dress and dancing. All such individualism, however, is possible in America. Social distinctions are economic and not those of opportunity. So long as we build no political or social wall around economic classes, so long the spirit of indi- vidualism may hope to survive. How far it is possible for us to recognize the individual as over against economic groups of individuals has not yet been deter- mined. In this regard as well as others, America is still in the making. Economic 80 THE VALIDITY OF struggle necessitates the consolidation of op- posing interests. One moment union labor seems in the saddle, another moment the champions of the open shop. In theory the genuinely open shop (not the open shop which is a closed shop to unionized workers ) seems undoubtedly more in accord with the American spirit of giving equal rights to all. It is a fair question, however, whether the open shop could maintain the advantages which its members enjoy if there were not or- ganized labor. But the question is simply one phase of the larger problem as to how individualism can be maintained in the midst of economic collectivism involved in trade unions and collective bargaining of all sorts. My own faith is that the American life will dare set precedents here as in the past. It developed the agrarian and commercial in- dividuahsm. It will now develop individual- ism in an industrial order. But just as agrarian and commercial individuahsm was dependent upon the actual conditions set by farming and commerce, so industrial indi- vidualism will have to reckon with the actual conditions set by our economic life. To pre- vent the tyranny of class-consciousness AMERICAN IDEALS 81 among great bodies of men and women of necessity living in close vicinity to the ma- chines which they run and by the nature of their occupation forced to work in large groups, requires works as well as faith. If we are not to develop a new un-American America— "our America," as the anti-An- glo-Saxon, anti-Puritan, anti-individual leaders dare to call it — it is necessary to pre- vent the absorption of interests by one eco- nomic group life. Every American can and should belong to a variety of groups, each representing different social ideals. In the resulting fellowship class distinctions will be offset. The church is one of these groups, the school, the college, the neighborhood, the political party, the athletic club, the philan- thropic association are others, and the list can be indefinitely lengthened. In no coun- try is there the abundance of group interests as in America. To consolidate them in eco- nomic classes would be to submerge indi- viduality. To scatter individuals among them is to reproduce in our more complex social life the forces that made toward in- dividual development in early American his- tory. To make social life center about the 82 THE VALIDITY OF economic is an attack on Americanism. Eco- nomic interests, whether capitalistic or labor, may unintelligently favor such a consolida- tion, through the bitterness of strife, but all the more zealously should those who wish America to remain true to its history and genius seek to make diversity of group in- terest possible and inevitable. Exhortation and denunciation must yield to practical measures. Economic warfare between em- ployers and labor unions must be replaced by cooperation and arbitration. Our public school should be preserved from efforts to use education in the interests of segregated religion or race. Only as individuals share in other than single groups can the individ- ual be preserved from subordination to class. And only thus can genuine Amer- icanism survive. The second foe of individualism in Amer- ica is the limitation set by ethnic groups. Statistics make no impression upon most of us, and perhaps it is well, but no one can even superficially examine a census report with- out being impressed with the problem of our foreign citizenship. If it were simply a mat- ter of birthplace, it would be simple, but the AMERICAN IDEALS 83 history of the United States shows plainly that foreign groups tend to segregate. One has only to walk across the lower end of New York City to understand what this means. The same conditions are to be found not only in all cities and larger communi- ties, but in country districts as well. Very few foreign people have migrated as yet to the south of the Mason and Dixon line, but in the North an ethnographic map would show the tendency toward segregation of representatives of the various nations of the world. Nor is this tendency in many of these ethnic groups removed in the second generation. Members of the groups find opportunity in the larger American life for getting wealth and political power, but the ethnic solidarity is locally maintained by churches, schools, and social customs. The individual remains, therefore, to a very con- siderable extent, a member of a group. Par- ticularly is this true when interested parties maintain propaganda in glorification of the fatherland. In too many cases the immi- grant moves from a native group across the seas into a group possessing almost the same characteristics in America. 84 THE VALIDITY OF As an illustration of such ethnic solidarity we may refer, not to a foreign group, but to the Negroes. The curse of slavery has out- lived the emancipation of slaves. A few years ago the problem seemed to be one largely of numbers and so confined to the South. Individual Negroes in the North lived as any newcomer might live in our towns and cities. They did not intermarry, they were not given social standing, but the same was largely true of members of other nationalities. But within the last few years there have been decided changes, some of them, I regret to say, decidedly for the worse. The Negro in the North doubtless has more political freedom than in the South, but the increase in the Negro population has tended to transfer to the North some of the most difficult problems of the South. We have lynchings, race riots, bombings, in the North. Labor unions have discrimin- ated against the Negro and race hatred has already expressed itself among people of the lower classes. At the same time the experience of the Negroes in the Great War has given them a new sense of personal worth. Education AMERICAN IDEALS 85 has made them feel an intellectual equality and business success has given them self- respect. Among themselves the coopera- tion of both these two new conditions is pro- ducing a racial self-consciousness that is capable of almost any sort of outcome ac- cording to the treatment it is accorded. In Northern cities the border line of popula- tion is already experiencing the demand of the Negroes for treatment on the same equal- ity in schools and in social settlements, if not in other ways. That is to say, the Ne- gro problem can to-day no more than in 1861 be detached from that of the worth of indi- viduals as persons. But it must be an- swered in the light of the indisputable fact that Negroes are segregating themselves and are being segregated into an ethnic group. I shall presently return to this matter and attempt to show that American history makes it plain that an ethnic group is not necessarily antagonistic to the development of the individual. At present I wish only to emphasize the fact that the so-called Negro problem is not unique in the development of our American social order. It has its own peculiar difficulties, but it is not unsolvable, 86 THE VALIDITY OF provided it is answered in the terms of our experience. What is true in the ease of the Negroes is true, although less markedly, of other na- tionalities, who in America have tended to segregate. Of course, the case of the Negro is particularly difficult because the color question intensifies the racial consciousness. The same is true of the relatively small group of Japanese and Chinese. But who- ever is acquainted with the structure of our cities laiows that the ethnic lines are not to be ignored. Movement of nationahties is not toward dissipating the members in a city, but to maintain an almost clannish unity of habits. IV The dangers in this situation cannot be ig- nored. Some possible offsets I shall con- sider in my last lecture. I wish now only to call attention to the historical bearing of this ethnic grouping on the ideal of individual- ism. A study of the ethnographic distribution in the United States will show that the seg- regation of nationahties has always ex- AMERICAN IDEALS 87 isted. The original colonists, of course, were largely of English stock, but there were also settlements of Swedes, Germans, French, and Dutch, each of which main- tained a certain integrity of life. To this day it is possible to trace in the older sec- tions of the country these ethnic strains. Nor has the Anglo-Saxon, any more than other nationalities, practiced exogamy. Marriages have taken place within each ethnic group. So far is it from being true that the indi- vidualism in America means universal dis- tribution of individuals, a melange of disin- tegrated nationalities. The individual has developed throughout our history within ethnic groups which have persisted generation after generation. But he has also transcended them. While he has had ties binding him to people of kindred blood, the forces of business, education, phil- anthropy, reform, and to some extent the church, have been centrifugal. Within the individual atom there have been negative and positive forces making toward a great variety of combinations. Ethnic groups have not made individuahsm in America tantamount to isolation. The individual can 88 THE VALIDITY OF continue to have a large number of social contacts. Partnership in a number of groups will tend in the future as in the past to offset the solidarity of any one group. Living thus with a variety of interests, the individual has found and can continue to find limitations set by one set of relations offset by experience in quite different groupings. In other words, the individualism developed in and by Amer- ica is far from being that of the repellant atom or the oversensitive soul oppressed by spiritual loneliness. It is social and pro- ductive of democracy. In the furtherance of this ideal there has been developed what might be called the American technique of democracy, in no small degree inherited from our Enghsh forbears. What is this technique? First: the democratizing of a right seen to have become a monopolized privilege of a group. This takes place at the point of ten- sion and does not presuppose a prior reor- ganization of the social order. Thus, for example, it was in the case of suffrage. The institutions of the country were not de- AMERICAN IDEALS 89 stroyed in order to give votes to slaves and later to women. Such persons were simply- treated like those who already possessed the suffrage and the class of unprivileged in this respect disappeared. Second: the readjustment of the social order to the new conditions set by the de- mocratizing of rights at tension points. As the eruption of a volcano leads to changes of the earth's surface over a wide area, so the establishment of a new right is followed in America by gradual readjustments within the great hinterland of the social order. To theorists and radicals this seems mere oppor- tunism. To the historical student of society it is healthy evolution, assuring the main- tenance of order during periods of transi- tion. It is the opposite of revolution with its destruction of institutions and its after- math of misery. Third: the development of a community of interest on the part of individuals in fields which are not those of a single group. In- dividuals of one economic or ethnic group meet with individuals of other similar groups for the development of some phase of social welfare which is neither economic nor ethnic. 90 THE VALIDITY OF In order that such a community of interest may develop, American life has always abounded in variety of group interest due to the voluntary association of individuals. Self-reliant men with a variety of interests live together in some way which does not subject them one to another. Naturally in an actual human society it is not to be expected that such conditions will be perfectly real- ized. Economic, social, family, ecclesiasti- cal restraints may serve to repress the in- dividual, but the fact that we disapprove of such oppression is in itself testimony to in- dividualism as our ideal. For the further- ance of this ideal and its expression in actual social relationships American democracy I was born. Indeed, democracy in America might almost be defined as the organization of society with such political and social in- stitutions as permit free and equal individ- uals to develop their personal life through participation in an indefinite number of so- cial groups. Thus the very process of the extension of rights is in itself an ideal. We believe it can be trusted. We trust the leavening power of any advance toward larger justice. Social AMERICAN IDEALS 91 change we therefore do not fear because we have faith in the penetrating power of a new ideal and its inevitable consequents in a democracy. In the new conditions thus es- tablished the individual gains new liberty and opportunity. It is to this technique we look for the pres- ervation of America from that evil genius of abstract political logic, the Great Individual of a social class. Social relations are in- dispensable, but social solidarity is not the goal of healthy social process. Class con- trol means the death of the free individual. Social hfe is a noble servant but a terrible master. Atomistic, anarchic individualism we have never sought. Group interests have always been ours. But our institutions have been environment, not ends. They make life richer and freer, not more uniform. The problem of class solidarity can be answered aright only as a way is found by which free individuals can live together without subjec- tion and without denial of the right to exploit social opportunity. Without some group- authority, individualism becomes an- archy; without individualism group -author- ity means tyranny of lord or class. Democ- 92 THE VALIDITY OF racy is the device by which America has made possible the socializing of rights, the subjection of group-organization to the serv- ice of the individual, and the maintenance of order. AMERICAN IDEALS 93 LECTURE III DEMOCRACY If the free individual possessed of po- litical, religious and social liberty is the atom of our American system, democracy is its molecule. To this second American ideal we shall now give our attention. Democracy has been given new impor- tance in the last few years. We fought a war to make the world safe for democracy. We have been told that the evils of democracy can be cured by more democracy and when one wishes to cap the cUmax of some po- litical oration, he praises democracy. Far be it from one who would apprize ideals to belittle this indiscriminate use of a term which has so many meanings. But he who would understand the democracy of Amer- ica must clear his mind once and for all of some of the interpretations which have been given the term. I To appreciate the real significance of American democracy, it is well to bear in 94 THE VALIDITY OF mind that there never have been any more democratic institutions than those now in the world. And this is true even though by a study of the dictionary one arrives at a definition of the term "democracy" not in accord with the actual situation we find in our country. As a matter of fact, the fathers of our Constitution were not inter- ested in the abstract questions of govern- ment. Although innumerable writers from 1776 to 1800 adopted such classical names as Cato, Gracchus, unlike their French con- temporaries they were not obsessed with classicism. What they wanted were very concrete things — self-government and sufii- cient unity between the colonies to prevent internecine war and social disorder. As Theophilus Parsons said in 1787, they were not concerned with social adjustment or re- constructions, but with union. They were not inventing popular government, they were adjusting institutions and pohtical ex- perience to the new conditions which had de- veloped in nearly two centuries' life on a new continent. Individuahsm was to be made cooperative; a more powerful government was to preserve existing governments with- AMERICAN IDEALS 95 out trenching on the life of the citizens. In the minds of the fathers that government was best which governed least. Thus Amer- ican democracy in seeking to prevent the estabhshment of conditions all but universal in the older States put few restraints upon individual initiative in state, church, com- merce, and school. Therein appears the uni- versal law that a socialized ideal finds ex- pression in those institutions and customs in which efficiency has already been gained. Liberty in America, unlike liberty in France, never sought to protect itself by mihtary conquests. It was the difference between George Washington indignantly refusing to be king, and Napoleon Bona- parte seeking to bring liberties to a reor- ganized Europe through an empire built up by war. The American colonies continued that phase of English constitutional development represented by the Whig Party. In the eighteenth century the government of Eng- land had fallen into the hands of a German family and into the hands of a king, George III, under whom English Tories undertook to force upon American colonists theories 96 THE VALIDITY OF of government which were being combated by statesmen like Edmund Burke. They sought to compel EngUshmen on this side of the water to yield to anti-English concep- tions of royal and Parhamentary preroga- tives. Englishmen in the American colonies refused to submit, and there ensued on the soil of America a struggle which saved lib- eralism not only on this side of the Atlantic, but in England itself. When England thus made its contribution to the history of de- mocracy, it Uttle thought that there would appear on American soil a conception of citizenship more extensive and more ideal than that which existed at home. But when the American colonies organized themselves into a Confederation, and later into the United States of America, they extended the rights of Englishmen into the rights of men. In that act the United States made its own contribution to the development of the state and of democracy. In the establishment of the new nation the fathers not only made the rights of individ- uals paramount in government, but they made the people exercising those rights the state. Thereby they instituted a new con- AMERICAN IDEALS 97 ception of the state. On the continent of Europe the government — the regierung — was the state, and the state was not respon- sible to those it governed. In the United States of America the state and the gov- erned were the same. Nor were Americans even then content. Those two pohtical steps would have marked an epoch; but we did more than that. We offered citizenship, which involved the right of being the gov- ernor of oneself, to all the world. Other na- tions had offered to the oppressed of other peoples the rights and privileges of asylum. England had done this for the Huguenots, Prussia had done it for the Jews. But rights of asylum are by no means identical with citizenship, much less with government it- self. In offering this citizenship to the world the United States took a step of which men had hardly dreamed. I fancy the fore- most of the fathers could not have imagined it would carry America to its present po- litical situation. For thereby came nation- wide representative democracy — not a theo- retically developed democracy, it is true, but a germinal conception which opened govern- ment and office to every citizen. 98 THE VALIDITY OF Popular government in the early stages of the American nation meant the right of people to choose their representatives to form a government. The town meeting has sometimes been used by theoretical demo- crats as a model for national life. My guess is that such critics of our theory of govern- ment never lived under a town meeting. For if there is anything that characterizes town meetings, it is the election of selectmen to conduct affairs for the ensuing year. The democratic ideal so far as it actually exists in America has been one of representation rather than of continuous voting. All per- sons are equal in that they have the right of participating in the election of a representa- tive government. When it came to the or- ganization of the United States the framers of the Constitution took a step forward which was to be of far more significance than they could have realized. Instead of the Constitution's being adopted by the various Legislatures, which might have limited de- mocracy to the confederation of sovereign States, it was adopted by the people them- selves through conventions. By the Con- stitution, also, every individual comes in con- AMERICAN IDEALS 99 tact with a succession of governments which he has himself helped to elect — the local, county, State, the federal. Thus the rights of the individual are preserved and Amer- ican democracy is seen to be what it really is — a group of institutions, laws, and au- thorities which make it possible for citizens possessing an equahty of rights to live to- gether without disorder ; or more briefly, the ideal of American democracy is not a theo- retical participation of all the people in all political activities all the time, but, rather, an equality of opportunity for each individ- ual in all phases of social life to share in de- termining his government. During recent years there has emerged a group of writers who are apparently indif- ferent to the historical fact that the United States is not a democracy in the full theoret- ical sense, but is a republic possessing a rep- resentative government. Attempts have been made to increase the direct responsibil- ity of the people by the establishment of the initiative, the referendum, and the recall, but it seems to be a general opinion that these de- vices have failed to accomplish fully what it was hoped they would accomplish. The 100 THE VALIDITY OF character of public officials has not mate- rially changed, and the repeated call to the polls has tended to diminish the actual num- ber of voters. A representative government needs some sort of check in the form of a referendum, but the experience we have had makes it plain that government cannot fundamentally be by referendum. In America sovereignty lies with the peo- ple. Its representatives in the government do not originate power but have the right to use it within limits set by law. In the larger governmental system, the Federal govern- ment, this basic principle of representation is still further developed. Individuals elect the federal as truly as the local government. By this means our idea of democracy is pro- tected from injury by the class ideals so easily evoked. The opinion of some people seems to be that because they belong to the nation they belong to the government; that they have a right therefore to choose what laws they shall obey and when. Their atti- tude reminds me of the old Frenchwoman at the time of the Revolution. She was sitting at the door of the meeting place of the Con- vention. A member of the Girondin party AMERICAN IDEALS 101 was about to pass by her without salutation, whereupon she seized him by the hair of his head, pulled his head back and forth, shout- ing, "Bow your head to the sovereign peo- ple!" But in American democracy the sov- ereign people obey those to whom it delegates the exercise of sovereignty. This conception of a social technique by which free people can live together without subjection one to another, in the nature of the case involves a respect for law. Here we find a most difficult element in the mod- ern operations of democracy. We have so many representative governments in town, county, State, and nation that the volume of law to be obeyed passes our knowledge. Furthermore, a behef on the part of many good people that a reform can be effected simply by legislation has served to increase the distemper of mind. In consequence there has grown up a dangerous habit of dis- crimination in our attitude toward law. In- dividuals frankly claim the right to deter- mine whether or not they approve of a law before they obey it. Such an attitude of mind is clearly dangerous to the very theory of our democracy. The excessive number of 102 THE VALIDITY OF laws cannot safely be permitted to lead to a disregard of law as the expression of the delegated sovereignty of the people. Per- haps here more than anywhere else is it pos- sible for us to make a definite appeal to in- telligent citizens. No citizen can safely ac- quire the habit of choosing which laws he shall obey. Of course he has the right to become a revolutionist, but he cannot be a revolutionist and a law-abiding citizen at the same time. If he wishes to be a revolution- ist, he must expect to take the consequences ; but if he does not expect to be a revolution- ist, he must obey the laws. To do otherwise would be to imperil the very structure upon which property and other rights depend. It is hard to see how respectable citizens who deliberately choose to break the laws cover- ing the manufacture, sale, and transporta- tion of liquor can hope for continued obedi- ence to other laws which they want observed. I am not so foolish as to say that the United States has become lawless, but I think it true that while substantial citizens demand the enforcement of law, they frequently prefer that obedience to law should be rendered by others rather than by themselves. AMERICAN IDEALS 103 At this point we face a real test of the validity of our ideal of a democracy governed by representatives with delegated powers. And such a test is also one of the individual. Unless our state is composed of law-abiding citizens, ready to practice self-control in loyal obedience to an established govern- ment, it will face the alternative of absolut- ism or anarchy. No democracy can survive the disrespect of its citizens. Here again one's faith in our institutions rests upon the history of social attitudes. The development of our democracy has not been without similar crises. But our ideal- ism and the hatred of disloyalty to our insti- tutions have always checked anarchy. With this history in mind no lover of his country can despair in the face of to-day's problems. The effervescence of lawlessness will pass. Not only the government at Washington but the inner life of democracy still lives and progresses. Such faith is justified because American conceptions of the state and society are born of experience and not of theory. In fact, one cannot go far astray in saying that what we call abstract rights to be found in so many 104. THE VALIDITY OF Declarations are really the generalization of certain concrete rights enjoyed by English- men at home and in the colonies. But these rights never involved the abolition of gov- ernmental oversight or administration. Laws made by the representatives of the people were to be obeyed. II Yet American democracy has not always been quite the same. It has developed its own inner powers of self -direction. Two periods are easily distinguished. The first was that in which leadership and govern- ment were in the hands of recognized leaders. For a generation, as political parties began to form themselves, there was a struggle be- tween what might be called the notables of society and the great masses. One can see the various periods in the process by which the conception of democracy, as we now have it, emerged. Different points of view can be seen in the attitude of Winthrop and Cotton as opposed to that of Hooker, even in the seventeenth century, Connecticut certainly had a more democratic attitude toward life and government than had the Puritans of AMERICAN IDEALS 105 Massachusetts Bay. In the South, in addi- tion to slaves, the growing population was roughly divided into three classes: the first families, the small farmers, and the landless men. The first families were supposed to control the state. The people who lived on their small frontier farms were supposed to be thankful for the care bestowed upon pub- lic affairs by the wealthy and educated, whose names had become synonymous with colonial history. However much we may judge that Professor Beard has over-esti- mated the economic elements in the origin of our Constitution, it is beyond dispute that from 1760 until the adoption of the Consti- tution in 1789 there was in the entire range of colonies a persistent rivalry and in many cases open hostility between people who were opening up the new land on the western fron- tier from New Hampshire to Georgia, and the commercial and the planter groups nearer tidewater. The forefathers of the re- public, with the exception of Patrick Henry and one or two others, belonged to this quasi- aristocratic group. There were, of course, elections of officers by the duly constituted voters, but, as in England, the members of 106 THE VALIDITY OF significant families and those who for other reason had social prestige were naturally chosen for office and responsibility. The hst of signers of the Declaration of Independ- ence, as well as members of the Constitu- tional Convention, is a sort of American peerage. "It is a hst of the demigods," said Jefferson when he read the names of the signers of the call for that Convention. When the federal government was estab- lished in 1789, the same situation is to be found. Hamilton was frankly distrustful of the people and Washington seems to have had some sympathy with that distrust. The Constitution was so organized that the peo- ple could not elect the President directly but were to elect those who, after careful consideration, would select the best avail- able person. Thus liberty was almost tanta- mount to the right of the masses to elect their officials but not, according to practice, from their own number. And yet during the very period of the in- cubation of the Constitution, there were forces developing which were to produce a very different party spirit and become a new force in the American society. I do not re- AMERICAN IDEALS 107 fer so much to the philosophical democracy of Thomas Jefferson, important as that was. He was a great expounder of natural rights and liberty, but despite this academic, phil- osophical interest, he seems to me to have be- longed to that group of notables who felt that the control of government naturally be- longed in their hands as the proper repre- sentatives of the masses, who on the one side he idealized and on the other side treated as equal in their inferiority. The break with this aristocratic democ- racy came with the expansion of the frontier. There men found not only individualism but a self-confidence which did not brook the idea that they must let notable families carry on affairs. To a very large extent this new attitude, which was not that of revolt but, rather, of self-reliance, was the outcome of new rehgious currents. To judge from con- temporary records the religious life of New England and, in fact, the whole Atlantic seaboard, was one of eminently conventional respectability. I do not think colonial morals were higher than to-day, but they were dif- ferent. There was, one might say, a larger sense of propriety. On the frontier, how- 108 THE VALIDITY OF ever, religion took on a very much less con- ventional and more direct sort of character. New Light preachers, Methodist itinerants, Baptist evangelists preached a sort of gos- pel that was not adjusted to colonial meet- ing houses and the f ormaUties of the church. They preached in log cabins, under the trees, wherever they could get a crowd together. Their preaching was not in the cunningly de- vised words of Harvard College and Yale College, or even in those of the College of New Jersey at Princeton. They preached, rather, the worth of the human soul, the dan- gers that beset it, and the possibility of im- mediate access to God. Apparently, they never recognized anything like distinction in social standing. People were all poor, pitting themselves against not a too kindly nature, and the little churches which sprang up all along the western frontier from New York to North Carolina, were filled with the belief of their own importance and the per- sonal worth of their members. They fur- nished the spiritual motives for the social order that was developing along the frontier. Patrick Henry in Virginia was its mouth- piece and Jefferson in no small degree was AMERICAN IDEALS 109 its product. But it took another generation for this popular movement with its new con- sciousness and self-reliance to be sufficiently widespread and relieved from the first hand- to-hand struggle with nature, to become a real power. Then began the second period in the his- tory of American democracy. It was not appreciated by the old leaders of the coun- try. When popular democracy triumphed in the election of Andrew Jackson as Presi- dent a shudder ran through the nation. To the notable famihes and pohtical leaders of the Atlantic seaboard such a transfer of power seemed almost a revolution. But the new democracy was true to its inheritance, and never for an instant undertook to neg- lect the Constitution or to attack those fundamental rights which the development of colonies had made so complete. From Jackson's time on, an accredited leader has usually been chosen by those whom he is to lead from their own number and not from some notable family. And here we notice a remarkable fact. American democracy since the days of An- drew Jackson has not followed inherited 110 THE VALIDITY OF leadership. It has produced its own leaders. It has had, so to speak, no General Staff. It has been under the guidance of noncom- missioned officers who have been close enough to their squads of citizens to know their will and express it. Herein American democracy has differed from the Enghsh, with its consolidated race and history. We have no great families who assume leadership almost by heredity. It is only in rare cases that a father's name is of any particular service to a young man entering politics. The leaders of democracy work their way up through democracy, partaking of its weak- nesses as well as of its strength. American democracy has been a self-conscious mass movement, awakened to mass decisions by political campaigns. It has flowed around obstacles like a huge amoeba. Such conduct seems irrational to poHtical theorists who still think a democracy must wait for guid- ance from without. They lament the lack of leaders ; they pray for leaders ; every now and then they undertake to be leaders them- selves. But in this attitude they are anach- ronistic, the contemporaries of the fathers rather than of the children. They fail to see AMERICAN IDEALS 111 and trust the extraordinary power of Amer- ican democracy to produce its leaders from its own tendencies and ideals. In America men become leaders unwittingly. Better than somebody else they do something a pre- cinct, a party, a nation wants done. Men gather about them as long as this represent- ative efficiency continues. When it ceases, the people turn to others who can organize new tendencies, and retire the outgrown leaders of their making to whatever fate awaits them. The process is relentless, but it is the hope of our land. We follow men we have produced. Our ideaKsm is of our own begetting, not of enforced adoption. This self-directing democracy has always ' been true to the fundamental conception of the government. That is the reassuring fact. Never has it undertaken to be unconstitu- tional. In fact, the only serious attempts made upon ideals embodied in the Constitu- tion have been by what might be called the privileged classes. Such, for example, were the abortive attempts of the landed gentry of Kentucky and Virginia in 1798, of the com- mercial classes of New England at the time of the Embargo Act in 1814, and of South 112 THE VALIDITY OF Carolina, in 1832, where an attempt was made to nullify the federal tariff. But the mass-sense of the nation would have none of such policies. Take, for instance, the attitude of the country to revolutionary France. It can be easily understood why the American people sympathized greatly with the French when they deposed Louis XVI and established a republic. The American people began to establish Jacobin clubs and to profess wild enthusiasm when in 1793 France declared war against Great Britain. In fact, the situ- ation which followed the overthrow of the Czar by Russian revolutionists was not un- like that which followed the triumph of the Jacobins in the Convention. The mission of Mr. Martens as emissary of the Bolshevik movement may serve to interpret the early days of our national life. The French revo- lutionists attempted to capitahze this Amer- ican sympathy. A gentleman by the name of Genet was sent as minister to the United States, and with the sublime superiority which revolutionists have to existing laws wherever found, he proceeded to fit out privateers. Washington promptly issued a AMERICAN IDEALS 113 proclamation of neutrality, and the next year Congress passed a Neutrality Act. Whereupon Citizen Genet appealed to the people as against their government. This, of course, was little more than an attempt to spread the principles of revolution in Amer- ica. He had, of course, his hot-headed fol- lowers, just as Bolsheviks have their hot- headed followers to-day, but the Amer- ican people were not to be stampeded into unconstitutional hysteria, and Citizen Genet, recalled by his government, retreated to an American marriage and the comforts of an American home. Again and again in the history of our country have attempts been made to stam- pede our democracy away from its consti- tutional expression. Very frequently such efforts have taken the form of some type of agitation — anti-Catholic, anti-Chinese or anti-Japanese — by which it has been hoped to excite the people to override the govern- ment. In every case they have failed and American democracy has left to its delegated representatives the decisions which have to be made. That public opinion has swayed those decisions goes without saying. It 114 THE VALIDITY OF would have been unfortunate if this had not been the case, but until very recent days de- mocracy has not regarded itself as possessing direct power of action. Even in the case of later developments in States where there has been a recall as well as referendum and in- itiative, democracy has established through its chosen representatives new methods for orderly self-expression. How different from this actuality is the rodomontade with which persons unac- quainted with American history, unaccus- tomed to dealing with the human element in all social action, assail the ears of the ground- lings! To listen to some of their exposi- tions of democracy is like listening to an oration upon quadratic equations. One can make a paper constitution as perfect as John Locke's constitution for North Carolina, but unless in some way it is able to express and direct and respond to the national mass movement governed by public opinion, it will be ineffective. The fact that our con- stitution is the product of the same social process that produced our democracy is the great reason why our democracy has always acted constitutionally. AMERICAN IDEALS 115 Doubtless the outstanding illustration of this self -directive idealism of the American people lies in the great conflict, already men- tioned, over slavery. The answer given by the Civil War to the attempt to recast the original purposes of equality, liberty, and union was not simply that of the relative eco- nomic strength of geographical sections. It was the outcome of the growth of a truly American conception of democracy. Not only slavery was at stake, but the funda- mental conception of the Union as a body of individual citizens who elect their repre- sentatives from localities and not from eco- nomic classes. Had the Southern theory of society and of the Union prevailed, our re- public would have revived the democracy of the Greek states. A capitalistic class would have constituted the democracy and have ul- timately built a social order upon slaves and free men without property and suffrage. But such reversion was prevented. With the rapid growth of the population, the nation entered a new political period. A new democracy spelled the end of slavery and class control. We have amended our Constitution so that our Senators are elected 116 THE VALIDITY OF by the people instead of by the Legislatures, and despite the fact that it was instituted for another purpose, our electoral college has only seldom failed to reflect the will of a popular majority. This development has a deeper signifi- cance than the immediate relationship of the people with the federal government. It has solidified a political conception. While na- tions possessing the class system have recog- nized a democracy based on classes, Amer- icanism has as its political essence a union of inseparable states which is at the same time a democracy made up of free men and women. Every attempt at a different sort of political structure, whether it be in Mas- sachusetts Bay or in the South, has been wiped away. Here is a definite and distinct political achievement born of the undisguised strug- gle with its opposite. It is our contribution to liberty. On the worth and permanence of such a democracy we stake our pohtical existence. Democracy of this American type is a great shock absorber. Within it, as within an ocean, antagonistic forces find themselves AMERICAN IDEALS 117 stopped from producing results foretold by the man who deals with ideas rather than folks. The human element is one contribu- tion of American history to political ideal- ism. Social forces in the United States are not working out their result in a vacuum but in the midst of a social order experienced in the assimilation and restraint of conflicting groups. At the risk of excessive repetition, I would again point out that Continental Europe has always differed from America in that it has recognized social classes as units in politics and social adjustments. Each marked pohtical change on the Con- tinent has of necessity been a violent revo- lution in which one of these classes sought to dispossess the other and reign in its stead. Russia at the present time is suffering from a reversed autocracy. The workingmen are the autocrats and the autocrats are the work- ingmen. The effect of such revolution is i represented by a new class of masters and a | new class of servants. Individuals count no 1 more than under the Czar. If there had been in Russia anything corresponding to our American citizenship accustomed to politi- cal patience, the estabhshment of a Russian 118 THE VALIDITY OF republic might have been accomplished in a much less sanguinary fashion. It is to this American democracy, born of actual experiences in the extension of ideals, that we can confidently look for establishing safe conditions for social reconstruction. The American people is capable of extraor- dinary surface agitation, but the deep cur- rent of its life is that of a representative de- mocracy. However elusive may be "the pub- lic," it includes all the parties engaged in the economic struggle as truly as those who are not. Our government represents individuals. The nearest approach to the class representation of the soviet system is the organized lobby. And the combination of lobby and geographical representation is the most successful experiment thus far made in adjusting class interests to national well-being. To make classes into poUtical masters is to revert to a theory the nineteenth century tried and repudiated. We are a de- mocracy of individuals, not of economic classes. The constitutional struggles of the nine- teenth century show plainly the wholesome influence of the national mind. It constitutes AMERICAN IDEALS 119 an atmosphere in the midst of which Con- tinental poHtical theories have never flom^- ished. To educate faith in our democracy- is our new obhgation. Citizenship must in- J elude the acceptance of the American con-] victions as to the state and society. Educa- tion cannot undertake a more imperative task than the introduction of each new gen- eration of native-born Americans, as well as immigrants from an alien social order, into that which is genuinely American. Such in- troduction is the great task of every educa- tional institution. The permanence of these democratic ideals, I believe, is certain, but there still re- mains the question as to whether it can be assured without struggle. The history of the nineteenth century suggests caution as to too-ready optimism, but I venture to say that in an educational process of such vast importance the American people will not re- pudiate its past. We are not engaged in a political debate. We are in deadly earnest. Freedom of speech we must unquestionably preserve. Ideas cannot be answered by po- licemen's clubs. If there are abuses, let us be told them. But freedom of speech does 120 THE VALIDITY OF not mean loose talk and unrestrained agita- tion to revolution. We cannot play as we wage a life-and-death struggle between two conceptions of the state. If such a struggle is not to result in civil war, as may God for- bid, it will be because the American people are sufficiently alive to the reaUty of the is- sue as not to mistake sentimentahty for lib- erty. Freedom does not include the duty of American democracy to permit conspiracy against its constitutional foundations. That was settled in the Civil War. The United States emerged from that terrible struggle not because of Garrison's condenmation of the Constitution as a "covenant with death and an agreement with hell," but because of the great volume of human interest and sac- rifice which determined that the Constitution should be preserved and that individualism should not be replaced by a class govern- ment. When to-day men attack our form of government and the Constitution and our democracy, it is well to bear in mind that a nation, hke an individual, has a perfect right to defend itself. There is nothing in Amer- ican history to argue that democracy means unlimited opportunity for pohtical suicide. AMERICAN IDEALS 121 If men do not like American democracy as it exists to-day under the Constitution, it is possible for them to modify it by constitu- tional methods. If men do not like Amer- ican democracy and attempt to change it by appeal to force, they may very properly ex- pect that, as in 1861, the country will see to it that their plans for revolution will be checked. If ahens wish to attack the consti- tutional institutions of a nation to which they do not belong, they have no right to complain •, if that nation after preserving its political unity and democracy by its own blood, sends them and their Utopias back to lands where Utopias seem greatly needed. American democracy is no child of political dilettanti and does not hold itself as the sport of a world madness. If our democracy is self-directing, if it does not wait for self-appointed leaders, if it must and can act for itself, if it is too great for any single leader, it must be possessed of a unity of spirit. And this spirit America has. A Bismarck can make an empire, but a democracy is its own maker. It will not act until it acts in accordance with its own inner spirit. It has mouthpieces and inter- 122 THE VALIDITY OF preters, but it bows to no master. America is its own inner mentor. Out from free dis- cussion comes its programs; from its own spirit comes its prophets; from its education comes its leaders. We look to our democracy to make safe its own future by educating its mighty present. Standing as we do at the beginning of a new epoch, already experiencing the antag- onism of conflicting groups and ideals, we are in truth successors to those who made the democracy we have inherited. We honor them as fathers and teachers, but our noblest loyalty will be shown in our adherence to the great ideals of individuality, liberty, union, and democracy for which they shed their blood. Their spirit hves in our hopes, and their experience in our institutions. If they could speak to us they would bid us avoid their mistakes, but not to fear to carry fur- ther their accomplishments. They have be- queathed us a democracy of individuals. It is ours to make it a democracy of brothers. AMERICAN IDEALS 123 LECTURE IV THE WRITTEN CONSTITUTION One of the most significant contributions made by American political experience to modern life is the written Constitution. If we go back to 1776, we shall discover a world not only httle concerned about constitutional monarchy, but without any serious attempt at organizing the principles of govermnent into a written instrument. Great Britain had then, as now, an unwritten constitution made up of the various acts of Parliament and decisions of courts controlled by general rights formulated in such documents as Magna Carta, the Petition of Rights, and the Bill of Rights. But no country, if we make pgssible exception of Holland, had attempted to reduce to a written statement the general principles upon which states were to be founded and to which citizens and gov- ernments were to conform. I do not need to remind you that, despite certain recent ten- dencies, a constitution differs markedly from a statute in that it delimits the field within which statutes must be made. It organizes 124 THE VALIDITY OF the general principles to which the entire state must conform and does not attempt to deal with specific matters. In a sense it may be said to be a formal expression of what a nation demands its government shall regard as its field of action. It thus protects the freedom of the individual by limiting ex- pressly the powers of government. Demo- cratic government in accord with a written constitution adopted by individual citizens is the third of our great American ideals. This ideal, like individualism and democ- racy, was the product of a long experience in politics. Like them, too, it is rooted in English history. With the exception of England, the seven- teenth century resigned itself to absolute monarchy. According to the piety of the monarch, this absolutism was believed to be founded upon the divine rights of kings. Louis XIV was the brilliant representative of this conception of the state. Whether he actually used the famous expression, "L'etat, c'est moir may be left to the mercy of doctors' theses, but the saying expresses AMERICAN IDEALS 125 precise political fact. The Stuarts under- took to carry forward this same conception of the state in England, but with disastrous results to Charles I and James II. The spirit of Protestantism is increasingly hos- tile to any type of irresponsible control, and when, as in England, this impatience is joined to Scotch Presbyterianism, results are very apt to follow. True, the Civil War in England did not result in the abolition of the monarchy or in the establishment of a government in any sense comparable with the EngHsh democracy of to-day. None the less, in the seventeenth century, constitu- tional government was to gain impetus. For English absolutism in the seventeenth cen- tury was one cause of the great migration of well-to-do Englishmen to America. The Puritans who settled in Massachu- setts and in Connecticut were of substantial means and with a good cultural background. They brought to the task of pioneering edu- cational ideals as well as practical experi- ence in business, church, and politics. They belonged to a much larger party of English- men who favored a responsible government. The party struggles of the seventeenth and 126 THE VALIDITY OF eighteenth centuries make it plain that great bodies of Englishmen who did not migrate were the equals of the colonists in devotion to political liberty and constitutional gov- ernment. The conditions, however, which were set up in colonial life hastened the de- velopment of pohtical ideals which the so- cial structure and inertia of the mother coun- try made difficult. Particularly is this true in the case of con- stitution making. Men living together un- der new conditions seem to turn naturally to written compacts rather than to gentlemen's agreements. Circumstances in which our forefathers found themselves forced ap- proval of this method, but, hke so many other things in our history, the written Constitu- tion was not their out-and-out invention. They had certain precedents which must always have suggested development. First and foremost, there was of course Magna Carta, with which every Englishman was fa- mihar and the sentences of which were the very bulwark of Enghsh hberties. But there were other documents with which the American Constitution makers of the eigh- teenth century were familiar. There was. AMERICAN IDEALS 127 for instance, the Petition of Rights of 1628 — ^mostly concerned with mihtary oppres- sion, but also providing that there should be no imprisonment except upon a specific charge. Other Petitions were so important as to be among the foundations of the mod- ern constitutional monarchy of England. There was, too, that most interesting Instru- ment of Cromwell in which he set forth the general plan of government which he hoped to develop for the Commonwealth. It never had any great influence in English history, but it is at least an indication that as early as 1653 the idea of a written constitution which was to be the test of executive and legisla- tive action was already in the minds of Eng- lishmen. In 1689 William and Mary were declared "King and Queen of Great Brit- ain, Ireland and France," subject to a Dec- laration of Rights which limited royal ab- solutism and settled the succession to the crown, and at the close of the same year a Parliamentary Bill of Rights reaffirmed and further limited the conditions contained in the earlier act. In 1701, by the Act of Set- tlement, the succession of the crown and royal powers were still further defined. 128 THE VALIDITY OF But more important for the development of the American leaning to a written consti- tution were undoubtedly the Charters in ac- cordance with which the colonies themselves were administered. Every colony had some such fundamental instrument fixing its re- lation to the crown. In some cases it was an express instrument of powers of self-govern- ment which the colony could exercise. In other cases it was a charter granted to some trading company which in turn granted rights and prescribed conditions to the col- onies. In the course of time, however, these charters all emerged from the crown, so that self-government under terms stated by a written document was familiar to the col- onies. The local affairs of the colonies un- der these charters were carried on by repre- sentative bodies of various names. Thus an- other element of the American democracy was in process of development. Colonial governments were fundamentally constitu- tional in germ. II The Mayflower Compact naturally occurs to us as the first of the strictly American an- AMERICAN IDEALS 129 cestors of our many constitutions. And, in- deed, it was to prove of very great impor- tance — the nearest approach which we have to that hypothetical social compact which played such a role in the political thought of the eighteenth century. Strictly speaking, it was not the constitution of a new state but, rather, an agreement of individuals to main- tain loyalty to their English king and to live together under certain conditions. The ef- fect of this Compact, drawn by a few weather-beaten Pilgrims in the tiny cabin of an unbelievably small vessel, was to be felt widely throughout the northern migration in the later periods. Straight across the conti- nent in the latitude of New England, and also in some other localities, you will find towns established in the way of the Pilgrims. The settlers accept an agreement, sign it, and live by it. In such political action one can see the true nature of our Constitution. For, although the small number of persons in these new towns permitted each man to sign the agreement in the presence of his fellows, strictly speaking these compacts were no more adopted by the individuals themselves than was the Constitution of the United 130 THE VALIDITY OF States. The people, and not the state gov- ernment, adopted the Constitution through conventions. Thus, in very truth, every man who becomes a citizen agrees to Uve by the Constitution of the United States. He is not dependent upon general ideas as to what is right or upon successive legislative acts, but upon that conception of government which the Constitution of his nation pre- scribes and he accepts. I call attention to this fact here because there is much loose talk abroad which would seem to indicate that one has a constitutional right to act as if there were no Constitution. But such a view is contrary to the very es- sence of our national ideal. A constitution is not superimposed upon the people any more than was the Mayflower Compact. It is a general statement as to the rules of the game of American citizenship. We can change it — but until it is changed, we have no right to live contrary to it. Long before these town covenants, how- ever, what was probably the first real con- stitution which America, and possibly the world, ever saw appeared in the Organic Articles of Connecticut drawn up and AMERICAN IDEALS 131 iopted in 1639. They organize the ideal jf a representative government and make plain the limitations as well as the powers of the state. It is worth noticing, also, that one of the most complete expositions of the theory of the written Constitution and of the state is set forth in a sermon preached by Hooker just prior to the adoption of the Articles. And I do not need to remind you that so thoroughly and prophetically Amer- ican was that conception that Connecticut saw httle need of changing the provisions of this ancient document when it became a State of the Union. This action of Connecticut was followed in 1G41 by the Body of Liberties adopted by the General Court of Massachusetts, and in 1643 there was formed the confederation known as the United Colonies of New Eng- land, with terms also contained in a written instrument. The conception of a Constitution as a com- pact between citizens was given color by the philosophy of Locke, which was popular in the American colonies. Indeed, he had drawn up a Constitution for the Carolinas in 1669, although it was never adopted and as 132 THE VALIDITY OF a matter of fact did not emphasize his phil- osophy. In 1682 a Frame of Government was drawn up by WiUiam Penn as a basis for organizing his colony. In 1772 the citi- zens of Boston resolved that "the common- wealth is a body politic or civil society of men united together to promote their mutual safety and prosperity by their union." An examination of the Constitutions of the thir- teen colonies will disclose constant repetition of this conception of compact. Probably the most striking illustrations are the constitu- tions of Massachusetts and Virginia. But everywhere we get the American conception of a constitution as an instrument for codify- ing and maintaining the rights of the people from the oppression of the government. They not only estabhsh representative gov- ernment, but limit its employment of its rep- resentative powers. In some cases these constitutions are pref- aced by a Declaration of Rights. We can say truthfully that these Declarations of Rights are an American improvement upon the Bills of Rights and Petitions of Rights and even the Declaration of Rights of the mother country. They are the outcome al- AMERICAN IDEALS 133 most exclusively of the church life of the New England colonies. As I have already- pointed out they served as models for the Declarations of Rights of the French Revo- lution, but their ideahsm is not that of ab- stract philosophy. Rather it springs from rehgious conviction given direction and con- trol by political experience. Whether or not these Declarations are prefixed to the various constitutions of the States, they are none the less involved therein. Such a Declaration was prefixed to the Articles of Confedera- tion, but in the Constitution of the United States was omitted. The first nine amend- ments to the Constitution, however, may be said to be a statement of rights which had not been definitely asserted in the Constitution itself. These amendments were adopted practically without discussion as expressing the ideals which everybody held. The sepa- ration of church and state is perhaps the most advanced of these rights when com- pared with the ecclesiastical situation in other countries. The others may all be found at least in germ in the constitutional life of England itself. This simple fact in itself is eloquent of the 134 THE VALIDITY OF entirely practical mood of mind from which the American Constitution sprang. It was not the charting of an mitraveled sea. It was, rather, the projection of well-worn paths. ^Miat had worked was to work. ^Miat experience had favored, experience was to carry forward. French reform in 1789 became revolution in 1792 very largely because men inexperienced in constitutional government midertook to lay down funda- mental general principles from which they could deduce a constitution. ^Miile they were discussing a Declaration of the Rights of Man and the Citizen, hmnan passions swept beyond them so that their constitution was moribund as soon as it was born. The American colonies had practiced rights. They did not stop to discuss them until after they had focused their experiences in an instrument of government. Political the- ory was the child of pohtical practice. This practical idealism appeared also in the discussion which sprang up around the Constitution after its adoption. The point at issue was not social theory, abstract de- mocracy, or, in fact, anything abstract. ^^Tlat the American people chose was what AMERICAN IDEALS 135 they saw in many cases was the lesser of two evils. Any sort of constitution that could bring about an actual union between the States was better than the anarchy toward which the country was drifting. But order was to come from delegated powers. The American Revolution had been based on the behef that Parliament was violating funda- mental laws and natural rights. The new federal government, as far as possible, was to be made incapable of any such unconstitu- tional action. Thus the task which our constitutional forbears faced was unprecedented, but they were not without suitable experience. In shaping up government by means of a writ- ten instrument, the American colonists were following a course of action with which they were already acquainted and which had al- ready justified itself in the protection of the rights and liberties of Englishmen. It is only what might be expected that, having once undertaken to build a government with power, the American colonists should be anxious lest they should give it too much power. Our Constitution is a formulation of structural law, a protection of the liberty 136 THE VALIDITY OF which the individual abeady possessed as truly as it was the creator of a government. Ill It has of late been argued that our written Constitution is too rigid; that it would be better for the American people if it had a Constitution susceptible of easier amend- ment. "Why," it is asked, "should our an- cestors control our action?" Such criticism is based largely upon the suiBciency and success of the British constitution, which is not a written document. In my opinion, such criticism, while not without plausibility, is unjustified. The various Commonwealths which compose the British Empire have all adopted written constitutions, and there is a fair question as to the precise accuracy of the statement that the British constitution is beyond documentary control. But quite apart from such considerations, the United States would certainly have been in chaos long ago if it had not possessed a written Constitution which could give permanency of government to millions of naturalized citi- zens unaccustomed to democracy. Herein we markedly differ from a homogeneous na- AMERICAN IDEALS 137 tion with the inhibitions and guidance of ex- perience like England. Again and again has our country been saved from hasty, and what might have proved fatal innovations by the simple fact that because we have a written Constitution changes are not matters of opinion and policies but of law. Proposed changes to the Constitution already number several thousand. Many of these might have become operative had it not been for the necessary delay which the process of amending the Constitution necessitates. But such criticism of our Constitution as a safeguard of democracy is not widespread. In talking with almost any American who is not addicted to theoretical politics you will discover that he respects the Constitution even more than the government. It is the Constitution, or, if I may be permitted to coin a word, it is the constitutionism that he would preserve. He is ready to change the Constitution, but it must be changed in ac- cordance with its own proviso; and so it has really come to pass that the innermost sanc- tity of American political life is not ab- stract democracy or liberty, but the Consti- tution, which makes possible liberty, govern- 138 THE VALIDITY OF ment among equals, and constitutional changes without revolution. Foreign critics of our institutions usually see this but with- out always justly appreciating it. We Americans understand it because we see in our Constitution something more than a theoretical exposition of abstract principles. It is the codification of workable idealism de- rived from generations of experience. It formulates rules for playing on a larger scale a game already understood. Two facts are suggested by this considera- tion of rigidity in our Constitution. In the first place, the Constitution, although a doc- ument, has in the course of national expan- sion become in reality something not alto- gether unHke the British constitution. This has come about constitutionally by the pas- sage of acts by Congress which, although widely extending certain grants of power to the federal government, have been pro- nounced constitutional by the Supreme Court of the United States. The judge and the legislator have been not only guardians but reinterpreters of the Constitution. One might almost say that we have remade our nation by a broad interpretation of the sen- AMERICAN IDEALS 139 tence giving the federal government con- trol of interstate commerce. No one can for a moment believe that legislation hke that dealing with child labor, pure foods, safety devices on freight trains was specifically in the minds of the makers of the Constitution. But conditions in 1789 gave rise to general formulas, capable of varied apphcation. Among them was the necessity that the fed- eral government rather than that of the sepa- rate States should control commerce between the States. This organic principle has been extended by legislation and judicial decision in accordance with its spirit rather than with its details. Our actual working Constitu- tion has grown with the growth of the na- tion, notwithstanding the fact that it has been formally amended only eighteen times. Statesmen hke Webster, jurists like Mar- shall have almost as much claim as the mem- bers of the Constitutional Convention to be numbered among the fathers of the Con- stitution. There are important fields in which this development of the Constitution is still in process, as, for example, the power of the executive; but so thoroughly ingrained is 140 THE VALIDITY OF respect for the Constitution and so effective are the various checks in government which it has embodied, that these elaborations of its principles by which the more complicated life of our day is brought within its jurisdic- tion will continue to be an expanding in- terpretation of its paragraphs. That there are dangers incident to this more or less surreptitious amending, or, if the word be preferred, expanding of the Constitution, cannot be denied. The rapid extension of federal powers by court de- cisions during the past quarter of a century has undoubtedly resulted from a belief that formal amendments to the same effect would have been impossible. Much of this new leg- islation springs from an entirely different conception of our federal government than that held by the makers of the Constitution. Some social reform — like the regulation of child labor, the maintenance of pure food, the protection of railway employees, the con- trol of railway charges, the curbing of com- mercialized vice — becomes a matter of gen- eral policy. Its efficiency depends upon a uniformity of provision impossible if sought in the legislation of the various States. Pub- AMERICAN IDEALS 141 lie opinion demands nation-wide legislation. Congress passes the necessary laws and the Supreme Court finds them in accord with some clause of the Constitution broadly in- terpreted. Has such a process any limits? Would it not be more honest to amend the Constitution frankly giving Congress such powers? So it is occasionally argued and the argument is not to be ignored. But whether or not this new revision of the Con- stitution is strictly logical, even if in some measure it may seem to partake of national self-deception, it is the way American po- litical development is proceeding. And after all allowances have been made, it has in its favor the fact that it maintains caution and continuity. In its hght the charge that we are slaves to an outgrown document seems trivial. A constitution drawn as wisely as our own permits a conservative but constant adjustment of our democracy by progi-essive legislation to new social condi- tions. The second fact to be noted is that the amendments to the Constitution have always been in the interest of the extension of rights. No reactionary amendment has ever been 142 THE VALIDITY OF adopted. The Constitution has shown itself capable of change by prescribed means just as soon as a general pubhc opinion has come to feel that new fundamental ideals have grown into national folkways. Thus slavery was abolished, suffrage has been extended, senators have been elected by public vote, an income tax has been permitted, the power of the liquor traffic to injure society has been restricted. Every one of these amendments represents a definite extension of fundamen- tal ideahsm upon which our national life is built. Not one of them looks toward the de- velopment of class consciousness or class con- trol. The welfare of the individual is para- mount. The fact that constitutional amend- ments do thus breed true to a fundamental purpose of democracy is a tremendous argu- ment for the vahdity, not only of the various provisions of the Constitution, but of the very conception of constitutionalism itself. There are no hmits to which these amend- ments can go provided only they are adopted according to constitutional methods. It is the method of amendment that is funda- mental, not the type of the amendment. If the constitutional number of the States AMERICAN IDEALS 143 wishes to have an amendment establishing some different form of government — monar- chical, socialistic, communistic, or what not — there is nothing in the Constitution to pre- vent such amendments from being adopted and the government being changed. But an attempt to change the government in any other than constitutional ways is revolution. The Declaration of Independence expressly recognizes the right of revolution, but it does not undertake to say that revolution is constitutional. When certain extremists plead the constitutional right to freedom of speech to agitate a revolution they seem to me to lack a sense of humor. IV Thus it will appear that the Constitution is not something apart from democracy or individualism. It is one phase of what might be called a composite ideal. And so is it re- garded. The American respect for the Con- stitution is not bibliolatry, but is due to our belief that it embodies our conception as to what the state should be. And this ideal of a state so organized that it knows from a writ- ten document the limitations and powers of 144 THE VALIDITY OF a representative government established for the purpose of guarding the freedom of indi- viduals, is guaranteed by two outstanding facts. First : It has made a permanent govern- ment. Notwithstanding the fact that the United States was an unprecedented ven- ture in politics, at the present time, with the exception of Great Britain and Turkey, its government is the oldest of all existing states. Such stability was not expected by observers in the eighteenth century. It seemed incredible that there should not arise in the United States as in older countries some family that would become royal. The likelihood of disintegration of the state and consequent collapse of anything hke govern- ment was argued from the fate of the gov- ernment erected under the Articles of Con- federation, and the tempting of political Providence by offering full citizenship to im- migrants. Since the barbarian invasion of the Roman Empire there has been no such mingling of nations as there is daily on the American continent. That in the face of these conditions stability of government should be so marked is a reassurance in a AMERICAN IDEALS 145 period of transition like our own. As a na- tion, we have left undone those things that we ought to have done, and we have done those things that we ought not to have done, but there is health in us. Second : Testimony to the validity of our constitutional ideal is to be seen in world his- tory. The entire course of pohtical history since 1779 has been corroborative of the American constitutionalism. No sooner had this conception of a government under a con- stitution been realized on our shores than it became contagious. The history of the world since 1776 has been the record of the slow in- filtration of all politics with the American conception of the state as a free citizenship electing its governors in accordance with a constitution. It passed into France. Many liberal Frenchmen had fought in the Amer- ican Revolution. In the success of the American colonies they saw the possibility of establishing a French state in which the rights of men should be the basis of a con- stitutional government. And they brought to France this assurance of the success of democracy. England followed, and in the course of 146 THE VALIDITY OF forty years Englishmen, with characteristic caution and their abihty to readjust privi- leges, passed the various Reform Bills, and, although they adopted no formal instrument of government, developed a democracy with the same basis as that of the United States — that is, a citizenship electing a responsible government. Of course the British have a king, but there are two Georges in England at the present time — the greatly loved George V and the son of a Welsh school- master, Lloyd George. It is the second George who is the active governor of the kingdom. This conception of a state based upon the rights of men, in which the administrators under the terms of a constitution are respon- sible to the people, colored the hope of Europe during the first half of the nine- teenth century. But except in Great Brit- ain and in France it was everywhere re- pressed. In Prussia, the conception of a state that recognized no power and right of citizens to express themselves in their own government was enforced by every type of censorship and proscription and mihtary power. The sinister influence in Europe for AMERICAN IDEALS 147 thirty-five years after Napoleon was Metter- nich of Austria, and he looked at the govern- ment of England as one to be avoided by all the monarchs of Europe. Frederick Wil- liam III of Prussia followed in the wake of Austria. His people wanted a constitution, and they were promised it again and again. The people of southern Germany wanted constitutions, and they got them — Bavaria and Baden in 1818, Wurtemburg in 1819, Hesse-Darmstadt in 1819. Saxony gained a constitution so hberal that it became almost a "red kingdom," until Prussia forced Sax- ons to adopt a constitution of the Prussian sort. But Prussia stood like Gibraltar against constitutional government. When Frederick Wilham III died and his son, the affable Frederick Wilham IV, came to the throne, he refused to give a constitution, uttering words which sound strangely like some recently spoken, "Never will I let a sheet of written paper come hke a second Providence between our Lord God in heaven and the land, to govern us by its paragraphs." In 1848 a new wave of constitutionalism swept over Europe. It was the work of the 148 THE VALIDITY OF grandchildren of the earher agitators, and it was stronger than that of the grandfathers. The revolution of 1848 in France expressed the undercurrent of the democracy that was working through all Europe. France has ever manfully sought to maintain its repub- lic. Governments have been pushed aside time and again by some coup d'etat; but in 1848 this persistent loyalty to constitutional government expressed itself anew, and with greater powers. The king was thrust out and the new republic of France was estab- lished. A short-lived republic, to be sure, soon to go down at the hands of Napoleon III, but nevertheless, an illustration of the new spirit. The movement swept across Europe to Austria, and it dislodged Metter- nich himself, forcing him to flee to England and safety. You know the extension of constitutional government in the second half of the nine- teenth century: how nation after nation adopted written constitutions, and how in those constitutions, with ever-increasing em- phasis, the government was made responsible to the citizens. You can see this develop- ment in France, in the Scandinavian coun- AMERICAN IDEALS 149 tries, in Belgium, Spain, Italy and Portu- gal, in Japan and China. In fact, the only great states that had not yielded to the im- pulse in 1914 were Prussia, Austria, Turkey, and Russia. To-day Turkey alone of these four nations is a monarchy. Democracy spread into Russia. In 1815 at the Congress of Vienna, when the kings of Europe were gathered to dismember the Napoleonic conquests, the httle republic of Genoa was tossed off to some king. Its representative came to the Czar and pro- tested that a republic should not be so treated. The Czar said, "Repubhcs are no longer fashionable!" A hundred and two years later Russia said to the Czar, "Czars are no longer fashionable." The difference between those two statements is the measure of the influence of the American conception of the state as coextensive with citizenship, and of government as respons'ble to this citizenship, and of a constitution as the pro- tector of individual rights. 150 THE VALIDITY OF LECTURE V COOPERATIVE SOVEREIGNTY The fourth ideal which has found expres- sion in the development of America has been that of a cooperative sovereignty. In history sovereignty has been far enough from being cooperative. Every nation has regarded itself as possessing not only the absolute power of administering its own af- fairs, maintain an army and navy, issue money and enforce its own laws, but the right to extend its control to other nations. Along with this power has existed a national pride peculiarly susceptible to injury and insult. Sovereignty in a nation has thus re- flected the sovereignty of the absolute king with his unrestrained power and supreme dignity. Beyond it there lay only God. The sovereign on earth was the visible expression of the Sovereign in heaven. The stormy rise of nationalities in the six- teenth and seventeenth centuries kept this conception of sovereignty always in the fore- ground. Unrestrained by any power su- AMERICAN IDEALS 151 perior to itself, a nation was not a moral entity. It could do what it was able to do. War was almost continuous, for out from war came national expansion. Subjects of one sovereign were forced to become subjects of another. To question the right of a state to control its own subjects and attack its neighbors was to limit its sovereignty. To a considerable extent this conception still holds sway in the thoughts of legislators. Conditions which touch the sovereign honor of a nation are not regarded as justiciable. They lie beyond the range of treaties and are regarded as legitimate causes of war. But between the conceptions of sover- eignty universal in the seventeenth century and those of to-day lies a very real difference. Without any definite discussion of interna- tional morals, and certainly without any at- tempt to limit the right of any sovereign power to enter upon war on its own volition, there has grown up a belief that sovereignty must regard advantages which are superior to itself. Nations are beginning to think of humanity. To this change the United States has made important contributions. 152 THE VALIDITY OF The ideal of America, albeit still imper- fect, that sovereignty can be cooperative as well as independent has sprung not from ab- stract politics but from national behavior. Incomplete though it may be, its life history is by no means brief. The establishment of the United Colonies of New England (1643) upon the basis of a formal agreement of Connecticut, New Haven, Plymouth, Massachusetts Bay to act together for the sake of protection against the Indians, is a sort of connecting link between the older conception of alliances and the later con- ception of sovereign states. In a sense it had already been forecast by the forming of little towns into independent colonies. A union of all the English colonies on the At- lantic seaboard seems never to have occurred to the original settlers. The first attempt to find some unity of action sprang from the need of establishing a common defense against the Six Indian Tribes. In 1754 the so-called Albany Conference was summoned with this end in view. At this conference Frankhn proposed a plan of union of the AMERICAN IDEALS 153 northern colonies. According to this, each colony would give up its particular royal charter and join the others in something like a self -directive state under the suzerainty of the mother country. In a way it was a fore- cast of the present British Empire. It was to have a president appointed by the Crown, a Grand Council of delegates elected by the Colonial Assembly. Its legislation was to be subject to veto by the President and ap- proved by the Crown. The plan was imme- diately rejected by Connecticut because of this power of the veto and then by all the col- onies and the Crown itself. This interesting plan proved thus impracticable because of unreadiness to modify existing institutions. In 1765 the struggle of the colonies with the home government over the Stamp Tax led to the summoning in New York of an- other conference. This Stamp Act Con- gress was composed of twenty-eight dele- gates representing all the thirteen colonies except Virginia, North Carohna, and Georgia, although these colonies were not opposed to the plan. As it turned out, this Congress was a forerunner of the later co- operative actions of the colonies. The care- 154 THE VALIDITY OF ful limitation of powers granted by the col- onies to their representatives is worthy of careful consideration by students of the American Constitution. They show very clearly the unwillingness of the colonies to delegate any of their limited powers to a representative body. As was expected, the Congress drew up petitions and memorials to Parliament, protesting against the Stamp Act. What was, however, of more impor- tance, it adopted a Declaration of Rights and Liberties which set forth sharply the colonies' view of their relations with the home government. But this Congress accom- plished little beyond giving expression to the growing sense of union among the colonies. The Stamp Act was repealed within a few months because it brought in no revenue, but this action of Parliament was accompa- nied by the statement that "Parliament has power to bind the colonies in all cases what- soever." This in turn served to hasten the coming of American independence. The next ten years were to show that the colonies were unwilling to admit any such hmitation of their powers. While they did not in 1765 regard themselves as sovereign states, they AMERICAN IDEALS 155 did regard themselves as having power of self-determination in regard to their own af- fairs. In fact, so independent did they ap- parently become that in 1769 Parliament undertook an investigation of what it re- garded as acts of treason committed in the colonies and sent troops to enforce its de- cisions. In 1773, the Virginia Assembly ap- pointed a Committee of Correspondence for communicating with the other colonies — an act which was followed by the other colonies. Within the same year Franklin again pro- posed a Congress for the colonies, and this time his plan was adopted by all the colonies except Georgia. On September 5, 1774, the first Continental Congress met at Philadel- phia and during the few weeks it was in ses- sion prepared an address to the King, me- morials to Great Britain and nonparticipat- ing colonies in America, drew up a Declara- tion of Rights and on October 20 established an American Association. This was in ef- fect an agreement to stop trade with Great Britain until the unsatisfactory acts had been repealed. When it adjourned it re- solved to meet the next year in case it had not gained its desired ends. Because of the 156 THE VALIDITY OF attempt of the British to enforce the Acts, Massachusetts broke into rebelhon and war followed. The American Revolution clearly indi- cates how little sense of cooperation the col- onies had in their first experience of sover- eignty. The Continental Congress, indeed, continued throughout the entire period of the war, but it was possessed of practically no power to enforce its decisions. Each col- ony — or State — was sensitive to any outer control. After the Declaration of Inde- pendence, July 4, 1776, on November 15, 1777, the Congress adopted Articles of Con- federation and proposals of union between the thirteen States which then regarded themselves as independent and possessed of sovereign power. This union was called the United States of America, but its central idea was that of a confederation. There was no citizenship outside that of the various States. Treaties which were made with France were those of the united states, but the Continental Congress had no power to enforce their provisions upon the various States. Indeed, it was exceedingly diffi- cult to induce these States to engage in AMERICAN IDEALS 157 any continued united effort for the war. The armies under Washington and the other gen- erals repeatedly disintegrated. It grew im- possible to raise money to pay the soldiers through requisition upon the States, since each State determined just how much finan- cial assistance it would give the United States. The treaty of peace between the United States and Great Britain, France, and Spain was a treaty with a Confederation that had no power to compel the action of the citizens of its component States. It could not establish a revenue by imposts. Its cur- rency became worthless, and the treaties were soon violated by various States. Four years after the close of the Revolu- tionary War the United States were on the verge of anarchy. There seemed to be no way of producing order. Sovereignty in the thirteen States was of the nature of the sov- ereignty of European states. Each was jealous of its fellows. The threatened col- lapse of order and the paralysis of govern- ment led to the formation of a new Constitu- tion, which should inaugurate a genuine union in place of a confederation. Even a superficial study of American 158 THE VALIDITY OF popular opinion in 1789 will show how far the country was from any national unanim- ity of spirit. Each State claimed to have full sovereignty, and already quarrels were breaking out between them which threat- ened civil war. A monarchy was out of the question, and a confederation had been found impracticable. Thrust, therefore, into a condition which seemed even to the bravest patriot all but certain to result in anarchy, the little group of men who drew up the new Constitution undertook to build a federal government that should not deny sover- eignty to the States, yet should have a sov- ereignty of its own. This was accomplished by the novel device of delegating certain powers of each of the thirteen sovereign States to the new federal government, by making the citizens of the States citizens of the United States and by having the Consti- tution adopted by the people rather than by the legislators of the several States. It was thus a form of compact between citizens rather than between governments. Yet the original States persisted. Never by choice or the growth of precedent have they become mere departments of a unitary AMERICAN IDEALS 159 state. Such a national structure as this in- volves puzzles citizens of highly centralized and departmentalized states like Japan and France. Yet in this local citizenship with its varied legislation lies no small element of our national strength. It conserves and expresses an intimate patriotism at once jealous of local rights and cooperative in na- tional affairs. For our Constitution fundamentally does not aim at overhead absolutism. The ideal it embodies is not that of political uniform- ity. By its very origin it aims at union, order, and cooperative efficiency. Its mak- ers had no theoretical interest in the prob- lems of government as such. They took the situation as they found it and made such changes and demanded such concessions as seemed imperative for the building up of a central government which should be capable of national defense, carrying on of foreign affairs, financing itself under certain definite limitations, maintaining public order, and is- suing money. These were the powers of a sovereign state, but they were delegated by the thirteen sovereign States to the Federal Government. 160 THE VALIDITY OF So adventurous an undertaking carried in itself many unsettled questions as to the ex- tent of the sovereignty which had been left the original thirteen States. Old ideas per- sisted. In 1798 Virginia and Kentucky adopted resolutions to the effect that each State had the right to judge for itself just how far the acts of the federal government were binding. Fortunately, the occasion which gave rise to such a dangerous doctrine passed and the wisdom of the early admin- istrations and a number of exceedingly im- portant decisions of the Supreme Court soon made it apparent that the constitutional acts of the federal government were to be ac- cepted by the States and that no State was to pass legislation contrary to the congres- sional acts. But the question as to the extent of the sovereignty left in the possession of the States constituting the Union still remained. Nor did it compel a decision until the emer- gence of slavery as a sectional issue. Even then the right of a State to reassume its in- dependence either by nullification of the acts of Congress or by actual secession from the Union did not become a burning issue until AMERICAN IDEALS 161 the expansion of the North made it plain that its political power in Congress would soon be greater than that of the South. The two sections of the country, which had been practically equal in population at the time of the adoption of the Constitution, were be- coming a majority and a minority. As long as the balance of power in the Senate was maintained by the admission of an equal number of slave and free States, the ques- tion of sovereignty was left in abeyance. When, however, the South became a mi- nority and feared anti-slavery legislation, it magnified the sovereignty of each State. Such a pohtical program had two serious de- fects. It refused to admit the Union as in- separable, and at the same time demanded that the Union protect the institutions of one State in all other States. This latter demand was necessary, since slavery was evidently doomed unless the entire nation supported it as among the rights enjoyed by certain of its component States. Paradoxically, States' rights, in order to maintain slavery, needed the support of the Union. It denied and yet demanded the cooperative sovereignty. Thus the economic and social theory 162 THE VALIDITY OF which centered about slavery inevitably be- came constitutional propaganda. We are not altogether strangers to the issue, for we face a similar difficulty in enforcing the eighteenth amendment, but such a difficulty to-day does not involve geographical di- visions. The bitterness of constitutional struggles is not to-day solidified into eco- nomic areas. But in the early half of the nineteenth century the country faced a real issue as to the interpretation of our national life. For thirty years after the Missouri Compromise the maintenance of the Union was the supreme purpose of all statesmen. When the Southern social theory was com- pleted. States' rights was its one protection, the Union its great adversary. That the is- sue should have been settled by civil war was probably inevitable, for the two conceptions of a social order became politically incom- patible and antagonistic. The era of com- promise gave time for the marshaling of so- cial forces and material resources. History again gave the verdict. The Civil War not only determined that the wage system in- stead of slavery should be a phase of capital- ism, but it also determined that the United AMERICAN IDEALS 163 States should be a nation with a national sovereignty instead of a confederacy with a group of local sovereignties; a nation with a national citizenship instead of a confed- eracy with local citizenship. The fall of slave-capitalism and States' rights meant the rise of a federal democracy. Sovereignty had at last been made cooperative. With the passage of the fourteenth amendment still further limitations were put upon the independent action of the various sovereign States. By it the federal government was given the power of prevent- ing the States from passing certain laws af- fecting their citizens. The efficiency of this new control has been to a considerable ex- tent negated by evasive legislation, but as a principle it is a part of the national struc- ture. Restriction has now supplemented co- operation. Yet the fundamental conception of the Union has not thereby been changed. Our federal government is still one of delegated powers formulated in the Constitution. Ex- tension of these powers is not the destruction of the principle. The ideal of cooperative sovereignty is preserved. 164. THE VALIDITY OF, n The extent of the influence of this ideal of cooperative sovereignty has not been suf- ficiently appreciated. Like other aspects of the constitutional history of the United States, it has encouraged a new attitude of mind. It has served as a tension point for readjustments in international relations. It will be remembered that the colonists ex- tended the experience of their mother coun- try into the new political conditions de- manded by the building of a people in an all but empty continent. Similarly, the ex- perience of Americans in erecting a dele- gated sovereignty for the common good of sovereign States accustomed Americans to a recognition of the rights of other nations. Particularly is this true of the relations of the United States and Great Britain, a country which was contemporaneously mak- ing the same expansion of English consti- tutional experience. It is not so many years ago that we were about to celebrate the hun- dred years of peace between the two world powers. When, however, the time came, Europe was at war and we were neutral. AMERICAN IDEALS 165 Lest, therefore, we should in some way vio- late this neutrahty, we curtailed the cele- bration of a world epoch to a few pageants and the reading of historical essays. It seems a pity that no larger attention was paid to this extraordinary fact. It might have served a very useful purpose in off- setting the anti-English propaganda of con- tinental Europeans and Irishmen. Even now it is worth consideration. For this cen- tury of peace was not a century of peace- ableness. The United States and Great Britain have quarreled over almost every subject about which other nations have fought. There is not a foot of our northern boundary line, not a codfish on the banks of Newfoundland, but has been submitted to arbitration. Yet we have not fought. Each nation through its experience in a develop- ing democracy has come to see that the rights of humanity are not antagonistic to the rights of sovereignty. Perhaps not al- ways graciously but always effectively, the two countries have yielded to a consideration of the rights of each other. Take, for example, our much discussed Monroe Doctrine. When President Monroe 166 THE VALIDITY OF wrote his history-making message (1823), the reactionary forces of the continent of Europe had bound themselves, under pious verbiage, to prevent the extension of de- mocracy. They were planning not only the fixing of the peace of Europe but also the permanency of absolute monarchy. Accord- ing to the doctrine set forth in the Presi- dent's message: *'The American continents are not to be considered as subjects for fu- ture colonization by any European power and the extension of the program of the Holy Alliance to these continents would be viewed as the manifestation of an unfriendly disposition toward the United States." The more one considers this statement, the more audacious does it sound. In 1823 we had practically no army and a weak navy. Such a recognition of self-defense as involving the protection of other nations would have been hardly more than political bombast if it had not been for the fact that Great Britain took the declaration seriously and made it a basis for international friendship. The British fleet has been the great bulwark of the Mon- roe Doctrine. Self-interest undoubtedly was operative in both the American and the AMERICAN IDEALS 167 British policies, but it is one thing to main- tain sovereignty and another thing at the same time to see that national safety is a good only as other nations are respected in their sovereignty. From the point of view of developing an international morality, that is the most significant thing in our Monroe Doctrine. We have never attempted to coerce the states to the south of us into union, but we have made it plain to the world that the Americas are to be treated not as isolated sovereignties but as a con- tinent. This spirit of subordinating national sen- sitiveness to international well-being ex- tended over the world. In 1915 the princi- ple of arbitration was expressed in two hun- dred and fifty-five arbitration treaties in ad- dition to those "bide-a-wee" treaties of Mr. Bryan. Of these arbitration treaties the cen- tral powers had made but seven and of these Germany had made but one. The others are between states who have had real or sup- posed experience in democracy. The United States has not gone as far in relying upon ar- bitration as some of us would like, but our sympathies and influence have grown con- 168 THE VALIDITY OF stantly more pronounced in this regard. By our experience in cooperative sovereignty at home we have come to feel that war is a useless tragedy to be avoided. Such an at- titude of mind is bound to express itself still further in some form or other of inter- national cooperation. A sovereignty which insists exclusively upon its own rights is a breeder of war. Ten years ago this might have seemed hardly more than an abstract generalization. To-day it is a truth of su- preme value. We are now engaged in a uni- versal discussion as to how far the sovereign rights of a nation are compatible with co- operation with other nations. There are those that tell us that national- ism is something to be destroyed, that the proper unity of the race is to be found in the proletariat. There are others, especially old men, who insist that a nation must be self- sufficient and detached from the world to live. Of the two conceptions, the proletarian internationalism is a reform against history and human nature. National boundaries were never more subjects of passionate in- terest than to-day. As to a self -centered atomistic nationalism it is enough to say that AMERICAN IDEALS 169 no nation nowadays can be detached from the world at large. However much one may regret that fact, it must be regarded as a datum of thought. No amount of voting on the part of our legislative bodies can restore the asylum once given by the Atlantic and the Pacific. You cannot put out a conflagra- tion by posting a sign to the effect that you dechne to share in the flames that come sweeping down the street. You cannot make yourself immune from smallpox by running a quarantine rope across your side- walk. We are a sovereign nation in the midst of sovereign nations, knit to them by commerce, subject to the social contagion of their ills. Any exercise of sovereignty that ignores these facts will be as futile as that which Napoleon attempted to exercise over the peoples of Central Europe. We tried assiduously to keep out of the Great War, but the world drew us into the maelstrom of its tragedy. The task of adjusting na- tional sovereignty to a world sohdarity is not a matter for phrase makers, impatient ideahsts, or selfish profiteers. It is for men who, like the fathers of our Constitution, dare face the already existing need of some 170 THE VALIDITY OF sort of solidarity. The nineteenth century taught us that in our land the sovereignty of States must be made cooperative. The twen- tieth century will teach us the impossibility of any secession from world affairs or nulli- fication of world duties. The force of cir- cumstance is already compelling us. As the new continent forced us to expand our local ideals into national affairs, so a new world is forcing us to find some sort of adjustment by which nations can live together with peace. We want no superstate, but we do want and shall have codified cooperation among states that are sovereign. Partly because of our experience in the recognition of each other's rights, partly be- cause we have not been forced into fierce competition for territory, we have developed a creditable attitude toward weaker nations. Take, for example, the matter of indemnities. They have come to us from the necessity of cooperation with European nations in wars with weak nations. In 1868 we had a war with Japan. It was just when that country was beginning its new epoch, and the Japa- nese government, partly from weakness and partly from ignorance, had given offense to AMERICAN IDEALS 171 certain European nations. The United States was obliged to cooperate in a war. We had no army in Japan, and no navy, but we hired a gunboat from the Dutch and went to war. When victory came after a few weeks, there also came the inevitable demand for indemnity. Our share of the loot was $800,000. It was paid over and put into the treasury of the United States, but it was never appropriated, and in 1883 the United States paid back the entire amount with in- terest. In 1898 there was the Boxer trouble in China. It was the attempt of a people in terror of subjection to alien powers to push the foreign influence out of China. China was in actual process of dismemberment at the hands of Russia, Great Britain, Ger- many, France, and Japan. The ambassa- dors of the various nations were besieged in Peking. An expeditionary force, composed of troops of the various nations, rescued the ambassadors and proceeded to inflict pun- ishment on the Chinese. When the uprising was over, an indemnity of 450,000,000 taels was laid on the country. Our share was something Hke $20,000,000. But again the 172 THE VALIDITY OF United States refused the indemnity, and after having received a sum suflScient to make actual reparation for loss of property and lives, and the expense of the expedition, we told China to keep the balance, approxi- mately $10,000,000. The income from that sum is now being used to send Chinese youths to the United States for an education. And what is even more significant, we insisted that all nations should respect the integrity of China and maintain the open door to com- merce of all nations. The world stands pledged to that policy to-day. When we have been obliged to fight with other nations, we have paid rather than re- ceived indemnities. I have no desire to jus- tify the war with Mexico, although it has its valiant defenders, but I wish to remind you that if we did conquer Mexico, we paid her $15,000,000 for the practically uninhabited land which we annexed. Similarly in the case of the Philippines we paid Spain an in- demnity of $20,000,000 and then undertook to educate the Filipinos into a capacity for self-government. And we have kept our promises to the extent the welfare of the Phihppine Islands seems to warrant. AMERICAN IDEALS 173 I do not mean to say there has not been arbitrary action in our deahngs with the Central American states and Haiti, but we have never looted these states nor an- nexed them. We have, rather, sought to as- sist them to stability of government and to protect them from the rapacity of European creditors. And then there is Mexico. Our refusal to intervene in Mexico, now so thoroughly jus- tified by the course of events, was a con- tinuation of our policy not to let our govern- ment be made a cat's-paw by commercial in- terests. The American soldier has never followed the concessionaire. President Wilson did something more than keep America out of war with Mexico. He showed the South American continent that the United States in applying its democracy to international affairs was not a big bully seeking to aggrandize itself at the expense of other nations. We have recognized sov- ereignty while protecting states. In so do- ing we have evolved a new conception of in- ternational relations. We have made them a source of helpfulness and cooperation rather than exploitation. 174 THE VALIDITY OF Who can fail to be proud of a country that thus treats weaker nations! We have had our moments of shame and repentance, of ignominy and civil war, but our interna- tional behavior increasingly is developing the ideal that strong nations must recognize the rights of weak nations. As President Wil- son said, "A weak nation should enjoy self- government." That is not only an interna- tional evangel, but is another way of say- ing that sovereignty must be cooperative. The war we have just fought was one of self-defense, not merely for ourselves but for democracy as well. We fought to es- tablish a world in which peace should not be at the mercy of any autocracy, but one in which through the mutual recognition of each other's rights, nations should make it possible for men and women to live joyously so controlled by justice that social improve- ment shall go on to full fruition. In such a world small nations shall be no longer the prey of strong nations, and men and nations alike shall see that it is more blessed to give justice than fight for rights. That this great ideal is not yet realized is no ground for de- spair. Already it is asserting itself in vari- AMERICAN IDEALS 175 ous forms.^ The British Empire is a group of cooperative sovereignties. The League of Nations is abeady in action. The Balkan States are forming alliances that promise some approach to common policies. Consti- tutionalism a century and a half ago was re- garded no less chimerical than this peaceful fellowship of nations looking to mutual ad- vantage and a common future. In the world as in America, sovereignty is yet to be co- operative rather than belligerent. * Since the delivery of these lectures there was held the Conference on Limitation of Armaments. It is another illus- tration of the new power of the ideal of cooperation among sovereign states. 176 THE VALIDITY OF LECTURE VI AMERICANISM AS AN IDEAL We have thus far been considering ideals which are particularly associated with our national development. But these are by no means all that America represents. Amer- ica itself is an ideal. To attempt to define it, to analyze its elements is almost to destroy its power. In many an immigrant mind the United States is a synonym for the Golden Grail — a deliverance from all subjection, a pledge of peace and plenty. It requires no cynic to point out that the America of actual fact is something very different from this dream, and yet we should be immeasurably poorer if we were content to say the America of to-day is the true America of our hopes. We admit our crudities, our materialism, our bombastic patriotism and all those other evil qualities which the foreign observer so read- ily discovers. But we deny that the true America can be known fully from the exist- ing America. We look back across three cen- turies and see an uninhabited continent re- AMERICAN IDEALS 177 ceiving a few thousand adventurous souls who sought to tame it into a home land. Across these centuries of development we chart our national development. If growth had stopped, if our present civilization were fastened on us, if the leaven of hope and creative zeal were not yet within our hearts, we might well feel America deserves the criticism to which she has of late been so pitilessly exposed. But still feeling the creative urge, still believing that America is in the making, we demand of our critics that they add this sense of the future to the present they find so unsatisfactory. For there still lies in our minds the promise of a better social order. The past with its rapid development is a promise of a future that shall also see development. America is still becoming. But what is it to become ? Is to-morrow to carry forward the curve of yesterday? Can these ideals which have proved their validity in our larger individual freedom, our de- mocracy, our Constitution, and our sense of international morality, still be trusted to be operative in the world which they have them- selves begotten? Or will they become merely 178 THE VALIDITY OF like the glowing pictures of their youth and maturity drawn by the aged? The temptation is to answer such ques- tions affirmatively or negatively in accord- ance with one's own prejudices and hopes. To the new intellectuals intent upon the im- perfections of our social order and the un- willingness of men to adopt radical reform, the only answer seems one of despair. The America which they see is sordid, filled with grafters, profiteers, petty politicians, enor- mous aggregations of wealth which hold the masses in subjection, a land without creative imagination, poets, arts, Uterature, music — a land in which our Puritan inheritance pre- vents the development of beauty and con- ventions restrict artistic self-expression. On the other hand, to those who have succeeded and who have shared in the better hf e of the country, the future seems to herald only a steady increase of comfortable homes, op- portunities for wealth, the "triumphant de- mocracy" which Mr. Carnegie preached. A sober appraisal of the situation, how- ever, will lead to no unqualified reply. As we look into our national life we need to ask whether these ideals which have been con- AMERICAN IDEALS 179 struct! ve in the past are still elements in our social mind, and if so, whether readjust- ments of life are now proceeding, which make them still as potent as in the past. In other words, despite the diflBculty of any con- temporary estimate, we ask ourselves just what are the creative forces of our own America? The answer will be found not in programs, but in Americans. Mr. Edward Bok, in his interesting and illuminating autobiography, describes his fifty years of life in America as a process of Americanization. He very truly says, and in this he is supported by Lord Bryce, that the approach to a proper understanding of America is not through its capacity to make money, but through its idealism. Yet after an experience of the actual process of be- ing transformed from an immigrant to one of the most significant characters of our day, Mr. Bok goes on to say that the process showed him that Americans were indiffer- ent to thrift, failed to honor thoroughness in the performance of any task, neglected the education of children of foreigners even 180 THE VALIDITY OF though furnishing them with public schools, have too little respect for law and authority, and utterly fail to instruct the new voter in the significance of what Americanism really is. That is a serious indictment, all the more serious because drawn from wide observa- tion. And it raises the fundamental ques- tion as to what Americanism really is. Have we as a people any distinguishing character- istics? What is it to be an American? It certainly is not simply to be an inhab- itant of America. Unfortunately, there are too many persons, by no means to be limited to immigrants, who live in America, who are even citizens of the commonwealth, who are indifferent to the hopes, the lives, the creative ideals which have made it a nation. It is not to be an Anglo-Saxon. Rooted as our institutions are in Enghsh history, America is not a second edition of England. We are an English-speaking country, but we are not an English people. We are Americans. This seems sometimes very con- fusing to the people of the mother land. On the one hand, they want to think of us as Anglo-Saxons. On the other hand, as a recent English writer has said, one must dis- AMERICAN IDEALS 181 possess one's "mind of the idea that there is an American people at all, as we understand a people in Europe. To be a people is the dominant ideal of Americans, an ideal which they claim with all appropriate fierceness to have realized, knowing all the while that they have done nothing of this sort, and that their only hope of doing anything of the kind is to do away with their present social system and then wait five centuries for events to de- velop." But this is to use the term "people" in an ethnic sense. That we have our own personality is the view of Miinsterberg and McDougall. These trained observers from abroad assert that an American people exists and that al- most universally Americans possess the same characteristics. Their list of such uni- fying characteristics is worth considering: "a spirit of self -direction and self-confidence, of independence and initiative of a degree unknown elsewhere, a marvelous optimism or hopefulness in private and pubhc affairs, a great seriousness tinged with religion, a humorousness, an interest in the welfare of society, a high degree of self-respect, and a pride and confidence in the present and still 182 THE VALIDITY OF more in the future of the nation; an intense activity and a great desire for self -improve- ment, a truly democratic spirit which re- gards all men (or rather, all white men) as essentially or potentially equal, and a com- plete intolerance of caste." A careful consideration of this description, as well as our own observation, will show that in our character there are elements which are not necessarily ideal. Indeed, some of them are liable to become anti-ideal. They are not necessarily vulgar or immoral, but they are quahties of personality which make the operation of the highest motives of the past difficult. Initiative, for instance, is not necessarily an ideal. Certainly Americans possess it. The capacity to think quickly and act almost before one thinks, is universally recognized as an American trait. If there is one word our American vocabulary despises it is manana. "Do it Now" is the motto hanging above the desks of thousands of business men. To this capacity for prompt activity, which waits not for commands but for op- portunity, no small share of American ac- complishment is due. But initiative is not AMERICAN IDEALS 183 idealism. It may become hardly more than the restlessness of a people who even when tired sit in rocking chairs. Even at its best it may be rapacious rather than humane, un- scrupulous rather than regardful of human rights. To be really creative, the power of initiative must be consecrated to projects of permanency, plans for the distant future, in- stitutions making for personal welfare. Nor is efficiency always friendly to ideals. To be able to accompUsh results as well as to initiate plans, to standardize effort in such accomphshment, to reduce waste to a mini- mum, is just now one of the great slogans of progress. We live in the midst of ma- chine-made wealth and we naturally esti- mate humanity by the standards of a ma- chine. Avocations as distinct from vocations seem unworthy of practical minds. Culture most men leave to their wives or to persons whom they can hire to lecture or write books. We have banished the study of the classics until the student of Greek is getting to be as rare as the student of Hebrew. The "movie" has reduced acting to obeying directions shouted through a director's megaphone. Classical drama is played by those who can 184 THE VALIDITY OF replenish their income by portraying the eternal triangle. The best-paid class of lit- erary workers to-day is undoubtedly the ad- vertisement writers. I am not belittling efficiency. I suppose all academic people have a suppressed envy of men of affairs, but efficiency undirected by the thought of service to human welfare becomes a veritable tyrant of materialism. We fought a war to protect a democracy from efficiency- worship. We certainly must not blind ourselves to the belief that a power to do things is an end in itself. The true end of efficiency is doing things of value to the human spirit. I know of few more pathetic representatives of success than men who can talk of nothing except business and mar- kets. If we are to become merely an efficient nation, we shall be a pitiful nation. For what shall it profit a nation to gain the entire gold supply of the world and furnish the raw ma- terials for civilization if it shall lose its own soul? Men used to portray hell as a place where men burned forever. It might also be described as a place where men, regardless of the true value of personality, everlastingly seek to become more efficient. AMERICAN IDEALS 185 Closely allied to the worship of efficiency is the elevation of wealth to the practical end of activity and the standard of success. Though it is conventional to lament money- getting, I would not appear to join the chorus of those who indiscriminately con- demn wealth. There is a struggle for wealth which does not debilitate moral health. Our country abounds in men who, without injur- ing others, because of foresight, power of organization, and self-denial have accumu- lated fortunes. To my mind it would be a misfortune if such opportunity should be closed. Along with wealth has come the means for culture. Poor peoples have little art. But one does not need to be hypercritical of social life to see that the dominance of economic motives deadens all others. A great people cannot be built on wealth alone, or even upon the ambition, energy, and op- timism which the opportunity to get wealth evokes. A rich nation may become a heart- less, selfish nation, unwilling to mingle in the struggle for human betterment, building itself a house by the side of some interna- tional road and watching the struggling peo- 186 THE VALIDITY OF pies pass by. The views of the financier in politics are too seldom marked by a zeal for generosity and helpfulness. Charity is not identical with justice. The search for wealth too often breeds indifference to human wel- fare, an estimate of men and women as mere economic factors in social life, a fear of so- cial change, a struggle for control over others. In none of these characteristics of Amer- icans does Americanism as an ideal lie. II Americanization is the process of develop- ing attitudes in individuals. It is more than teaching people to speak English, important as that may be. It is more important even than giving them citizenship. That too is important, but to dilute our citizenship with men and women who are not truly in sym- pathy with our ideals of government is a questionable policy. A democracy like ours cannot be composed of ill-disposed or unin- telligent persons. A selective process is im- perative. The tests made by the govern- ment during the Great War show an alarm- ingly large number of citizens who are pos- AMERICAN IDEALS 187 sessed of inferior minds. Even if these tests fail to disclose the possibihty of im- proving such minds, they make it evident that any increased proportion of inferior hu- man material bodes evil for the republic. An intelligent nation must have an intelUgent citizenship. The American people until re- cently has drawn from the most virile of the Europeans. It cannot hope to maintain its character if composed of unintelligent voters. To make Americans is to bring men and women under the influence of our institu- tions and ideals, to instruct them as to their meaning. Even more does it demand that individual citizens become possessed of an attitude of mind which is sympathetic with American ideals, and ready to make them an object of conscious loyalty. Beneath our general political ideals lie those of the in- dividuals composing the nation. These foundation attitudes involve the following elements, which have been the leaven of the national idealism which has made America what it is and must be relied upon to make it what it should become. 1, Social responsibilities must be recog- 188 THE VALIDITY OF nized as the correlate of liberty. The indi- vidual who looks to America simply as a place where he is released from pohce con- trol and left free to satisfy his own desires, has certainly failed to grasp the significance of our country. By its very development America has taught people to bear one an- other's burdens, as well as to cast off those placed on their shoulders by irresponsible monarchs. The perfect law of liberty is co- operation in the giving of justice. The most imperfect law of liberty is to demand that other people recognize you as a brother, while to you brotherhood becomes an oppor- tunity to acquire something from your brothers. 2. Law must be respected as law while at the same time subject to legal change. A democracy in which individuals disregard the public will is impossible. Given human na- ture as it is, there must be some way of ex- pressing group authority. To disregard law is to disintegrate social life. No person who sets himself above the law has any license to live in a nation like ours. American indi- vidualism, as we have already seen, is not an- archy. AMERICAN IDEALS 189 3. The agents of public opinion must be free. In a democracy discussion is impera- tive. We cannot expect the pubhc press to be impartial, even if such a miracle were de- sirable. We ought, however, to be protected against the manipulation of facts by those who have ulterior motives for such manipu- lation. The only limits to be set upon free- dom of speech and the press should be the preaching of revolution and the violation of the fundamental moralities and decencies of life. 4. A respect for personality as the final good in life must be recognized as indispen- sable for carrying forward social and eco- nomic adjustments. Nothing can take the place of this attitude. To weaken it is to weaken the whole structure of our American life. A democracy founded upon economic processes alone is doomed. It could not sur- vive its own success. A democracy is made of democrats, not wealth. 5. Public education must be in the hands of those who believe in Americanism and do not further ethnic or religious segregation for the purpose of developing an anti-demo- cratic attitude of mind. This is not to say 190 THE VALIDITY OF that there should be no parochial schools, but it is to insist that the nation should see that such schools as truly as the public schools do not become disintegrating influences in our American life. 6. While it is impossible to expect that an entire society shall be composed of highly moral men, religion and morals must help form our social mind. Such moral qualities as we have seen impUed by the development of our American life can be grounded ulti- mately only in religion. This, of course, is not to say that the state is to be subject to a church, but, rather, to insist that a belliger- ent, materiahstic social mind promises either constant disorders, if not revolution, or dras- tic control by the state. The churches of America have a great service to render in giving youth its fundamental bent toward respect for the will of God, immanent in na- ture and regulative in society. If world- history of the last fifty years means any- thing, an attempt to transform existing authorities and to set up popular liberty without the inhibitions and encouragements of religious faith, means disintegration of pubHc and private morals. A turbulent AMERICAN IDEALS 191 proletariat or a reactionary bourgeoisie is no substitute for a God of law. Now, the morality of a world centering about individuals and that of a world center- ing around classes is likely to be very differ- ent. Liberty in the former case will be sub- ject to an experience in self -direction ; lib- erty in the second case will be almost in- variably a rebellion against all authority. Illustrations of these principles can be found anywhere one looks. A sincere American looks with no small concern upon a plea for liberty unrestrained by a regard for morals. I am not referring to that pose which over- takes adolescent youth and finds expression in a willingness to cheapen all respect for conventions. Greenwich Village will be out- grown by persons who really have in them- selves any specific gravity of character, I have in mind a much more serious mat- ter, namely, the presence in our society of numbers of young people who find in Amer- ica no restraint in the form of customs, law, or conventions. To such young anarchists parents are negligible quantities except as providers of rooms, food, and clothes, and America is not a vision or a common task. 192 THE VALIDITY OF They are like barrels which have lost their hoops. They are not becoming American- ized but desociaiized. Such persons need to be taught that America is no social vacuum, that license is not liberty, and that the lessons which Amer- ica has learned in the past are not to be over- looked. We need to make an entire genera- tion feel that pleasure-seeking and wealth- getting, whether they be by way of capital- ism or by way of socialism, are not the mean- ing of America. 7. The imperfections of the present must suggest and inspire the betterment of the future. To publish evils is not always to promise reform. Discontent becomes con- structive only when it is joined by hopeful- ness. The actual then is seen to be tem- poral; that which is not seen but which can be brought to pass, becomes the true reality. Restlessness under inequitable conditions has always been a factor in Americanism. But it has been creative rather than pessi- mistic. When Americans lose this resilient confidence in their future, America will have grown senile. AMERICAN IDEALS 193 III Such ideals as these cannot exist among unintelligent democrats. This is made plain by the fact which has already appeared, that America moves forward by mass instinct and feeling rather than in response to hereditary leadership. If this mass movement is not permeated with intelligent morality, if pub- lic opinion is httle more than public preju- dice and passion, it is quite impossible for Americans to carry on effectively the Amer- ica they have inherited. Only individuals of loyal sympathy with our national and per- sonal ideals can carry on the adventure of developing Americanism. Such a develop- ment, it must needs be repeated, is more than the reproduction of the past. Relatively speaking, the constructive elements of our past were homogeneous. To-day they are drawn from almost every nation on the earth. These elements are historically alien to each other, surcharged with national hatreds. In America they cannot be destroyed. They must be combined. No other people has faced a similar task since the days of the bar- barian conquest of the Roman Empire. Can 194 THE VALIDITY OF we hope to produce a true Americanism from these varied elements? The process of carrying forward the ideals which we have had bequeathed us, which, as we have seen, have sprung from the highest ranges of practical experience, is often de- scribed as that of a melting pot. Of course figures of speech are not to be taken too se- riously, but the presupposition which lies back of the figure of the melting pot is one to be seriously questioned. If our sketch of the development of the American spirit is correct, it is obvious that the very genius of our nation has been one of combination and adjustment. While we have been regardful of the past we have always felt that new oc- casions teach new duties. This is the very heart of our democracy. To maintain in- definitely every accomplishment of the past would mean a sort of tyranny to which no one of us would submit. The process of Americanization can much better be de- scribed, in the words of President Faunce, as a process of cross-fertilization. Various national groups contribute their customs and their attitudes to a process which would be different if it were not for their contribution. AMERICAN IDEALS 195 Or, to change the figure, the American ideals are the warp upon which we must weave the various colored threads of other national cul- tures until we produce the rich tapestry of the future America. To this end we must give up the idea of thinking that American- ization means the production of colonial New Englanders, Southerners, or Calif ornians. To attempt such reproduction would be po- litical and social atavism. If this process, in the midst of which we are now involved, is not to be a f oreignization of America rather than an Americanization of foreigners, we must deliberately undertake to initiate all our citizens and prospective citizens into a knowledge and understand- ing of genuinely American institutions. I have been surprised and rather alarmed at the ignorance which otherwise apparently intelhgent Americans show as regards our political structure and purpose. I wonder how many graduates of our colleges could offhand teU the difference between the con- ception of constitutional government in America and in other countries. How far do they understand the place of the Consti- tution in determining the consistent and yet 196 THE VALIDITY OF cautious expansion of political experience into reform and amendment ? How many of them could tell the actual process by which the United States estabUshed inspection of meats, control of railroads, the assurance of pure food? How many Americans who use the word "democracy" really think of it as it actually is — a method of government in the interests of individual liberty by repre- sentatives of the sovereign people? If we should find difficulty in answering such ele- mentary questions as these, how can we ex- pect to develop the genuine spirit of America among those who come from countries where the class rather than the individual is su- preme, where democracy means socialism, where nationalism is regarded as a capital- istic device and reUgion is held to be a scheme of terror and reward by which the ignorant are kept content in economic subjection? The answer will lie in an educational process interpreted in its widest sense. Our public school system is here of pri- mary importance. That it can become a source of intelligent appreciation of Amer- ica is beyond question. But we have not yet clearly seen how this is to be accompHshed. AMERICAN IDEALS 197 Just at present our educational experts seem to be obsessed with the idea of preparation for vocation ; schools are to be places where one learns how to make a living. It would be foolish to overlook the importance of this element in education, but quite as important is it that we seize the opportunity furnished by the schools for a sympathetic exposition of what America has done and what it is trying to do. Nothing is simpler than to point out what it has not done. Anyone can see the fly specks on an old master. Our schools should be conducted the country over by really intelligent teachers rather than, as in so many cases, by young women who re- gard teaching as a sort of economic inter- regnum between school and marriage. Only thus can our schools be of influence in pre- serving the real American ideals and hopes. To put educational processes into the hands of those who are hostile to American ideals is to threaten our future. Education is a public trust. We would not make our teach- ers the mouthpiece of chauvinism, but even less can we permit our schools to be indiffer- ent to our national mission. The salute to the flag, the pledge of loyalty to the pupils' 198 THE VALIDITY OF country, the instruction in elementary poli- tics, the interpretation of our history, the insistence upon our democracy of free indi- viduals, all are indispensable for the evoking of a proper loyalty to the nation. How great an influence our educational system has been in the production of a healthy Americanism none can fully estimate. To disregard its office to-day is farthest possible from our purpose. But our new citizenship has its own con- tribution to make to Americanization. Every community should utilize the cultural elements which foreign groups furnish. Nothing is more reprehensible than the at- titude which many smug native-born Amer- icans take toward the foreigners who have drifted into their community. No one who has ever seen pageantry work of schools in the Jewish quarters, who has listened to the music furnished by Hungarians, Italians, Bohemians, and other European peoples, can maintain any arrogant sense of superi- ority in claiming Anglo-Saxon descent. I have been in touch with thousands of young men as they passed through college, and I doubt if one per cent could play a tune on AMERICAN IDEALS 199 the piano, write a strain of music, or enjoy a symphony concert. It is no mere accident that our musicians seldom have Anglo-Saxon names. They are Americans, but they rep- resent the contribution which other than the Anglo-Saxon strain is making to the Amer- icanization process. The same is true in other cultural fields. The real process of binding the various elements of American life together into a growing nation must needs be spiritual as well as poHtical and economic. We have al- ready called attention to the fact that our democracy has not tended to develop classes and has never regarded Americanism as in- compatible with the maintenance of group in- terests of varied sorts. It is therefore a fair question as to how expedient is indiscrimi- nate assault upon the nationalistic elements. Living as I do in the midst of these great groups, I can see that they possess a common loyalty and pride in America which is su- perior to ethnic grouping. But when an at- tempt is made to change a hyphenated American of one sort into a hyphenated American of another, a protective emphasis is laid upon ethnic feeling. A Bohemian 200 THE VALIDITY OF American, for example, objects to being an Anglo-Saxon American as truly as an An- glo-Saxon American would object to be made into a Bohemian American. Nor is it any reply to say that America historically is Anglo-Saxon. The simple fact is that whatever Americanism may have been in 1787, at the present time it is not Anglo- Saxon. Our devotion to the ideals which our country embodies is something quite other than a loyalty to them as Anglo-Saxon ideals. I am proud to know that they have back of them the experience of England, but they are mine whatever their origin, because they are American. American idealism cannot be hyphenated. It can be claimed by men of all descents be- cause it is not the property of any strictly ethnic group. We are a new people in the making. We should not permit the pohtical issues of Europe to determine the attitudes and patriotism of ethnic groups in American policy and politics. I know the objections raised to this point of view, on the part of those who think that no persons can be American unless they are of their own particular type. My reply to AMERICAN IDEALS 201 such position is twofold. First, that a man who holds such a position simply does not know America. He is provincial and anti- American. And, second, our idealism is a hope and not an accomplishment. America of the eighteenth century was a creature of hope. The America west of the AUeghenies is still a creature of hope. I have traveled hundreds of thousands of miles over the con- tinent. I have met all classes of men and women, and I am convinced that despite eco- nomic discontent, one might almost say sometimes because of economic discontent, the American people beheves it has a future greater and more significant than its past. But this hopefulness is not that of the stock broker or of the banker. It is that of men and women who produce the raw materials of our wealth. You cannot understand it by listening to the complaints of the farmers, the oration of the labor leader, or the lamen- tations of the men who have to pay surtaxes on income. You will find it as a great cur- rent of conviction running beneath all sur- face disturbances. To these people who can- not forget the prairie which they or their fathers made into fields, America means 202 THE VALIDITY OF something very different from a space in which to make a living. Only when people are crowded up against the Atlantic do they seem to think less of America's accomplish- ments and more of its faults. IV Thus far I have been speaking as an American from the point of view of our own America. If we step outside the circle and look upon ourselves through the eyes of Europe and Asia, would it be true that such an interpretation of American spirit and life as I have attempted to give would be found in other minds ? Any answer to such a question is of course unreliable. No man, least of all a foreigner, can hope to speak as representative of the countless milhons who fill the continents. But if we can judge from the literature which is being published, and from the various approaches which are being made to the United States, it would appear that two contradictory judgments are to be found. On the one side are those who, feehng the pressure of the circum- stances resulting from the war, are eager to flee to the United States, there to enjoy AMERICAN IDEALS 203 peace and prosperity. On the other hand are those who see in the United States the embodiment of selfishness, isolation, and re- fusal to assume a share of the world's misery. It is not hard to account for this double interpretation of our national life. On the one side America does possess the advan- tages which the immigrant seeks; on the other side we have refused to get under the burden of the world's misery, except in so far as we have contributed freely of our sub- stance for the relief of human need. The bitter thing in the latter interpretation is the fact that we have monopolized the pros- perity of the world. Unless it be possibly Japan, no country has come forth so un- scathed from the war. We know little of famine, poverty, death, when our experi- ences are compared with those of England or France, or Italy, not to mention the hid- eous tragedy of Russia and Armenia. And yet, as we look at Europe and the de- mands which it makes upon the United States, it is hard to avoid the impression that much of the criticism which is thrown upon us is born of our refusal to undertake to do things which the European nations prefer 204 THE VALIDITY OF to have us do rather than do themselves. We frankly refuse to engage in any political unity. We are not altogether sure of eco- nomic solidarity for fear lest there may be concealed behind bank balances some po- litical alhance or secret treaty. I think we shall have to bear the criticism both just and unjust of these Europeans who fail to un- derstand our actual attitude, and who are impatient because we are refusing political fellowship. Some of us are not proud of our refusal to enter the League of Nations but we cannot see in that decision an utter aban- donment of our determination to follow ideals. Foreign entanglements have always, and fortunately, been our hete noir. In the long run it may prove to the world's advan- tage that a powerful nation has refused to underwrite continental bankrupts or assume mandates over nations caught between the commercial rivalries of Great Britain and France. We face a mighty task of our own. If we fail, the world will drink the very dregs of the cup of sorrow. Far more serious than the question of how Europe judges us is that as to how far our development can be continued in the midst AMERICAN IDEALS 205 of a world where there is such agony, tragedy, and disorder as we see in Europe. It is idle to think that any experience akin to that of American development will be fur- nished by immigration. If our immigrants came in any considerable number from Eng- land, the outlook would be different. But the immigrants whom we are to receive will come from oppressed peoples without ex- perience in self-government, and whose ig- norance of our American life, fashions, and institutions will increase our problems. New elements of discontent will spring from the disappointment men feel when they find the nation they have idealized into an impossible heaven, is a place where men must earn their living, and where economic conditions have not yet found full self -regu- lation. But such problems are calls to action rather than complaints. We must be strong if we are to help the world. And we must help because we are strong. V The magnitude of this responsibility which we face as a nation should appeal par- ticularly to students in college. There, if 206 THE VALIDITY OF anywhere, should be found men and women who have an inteUigent grasp of the real meaning of America. No class more thor- oughly enjoys the advantages of our social order than do college students. They should go out by the hundreds of thousands into our national life with the distinct ambition to carry on the work of the fathers. It is, I fear, too much to expect that all these hundreds of thousands of young per- sons will devote themselves with any passion to national development. But there will al- ways be a vicarious tenth distributed over our great land. Theirs above all others is the possibility of projecting our national ideals into the reconstructive efforts in which we are engaged. If college graduates fail to heed the call of this supreme moment in civilization to devote themselves whole- heartedly to the spread of justice, the main- tenance of personal liberty, the extension of democracy in accordance with the great prin- ciples contained in our Constitution ; if they fail to realize the responsibility America already faces in international affairs; we may well despair of our country. But if they in any considerable number devote AMERICAN IDEALS 207 themselves to the highest type of citizenship and refuse to coarsen their patriotism, our nation may have a large share in one of the great creative epochs of history. We of the older generation are bequeath- ing youth a country in which we have tried to express our noblest hopes. We pass it over proudly as a heritage which, with all its imperfections and its inequities, is one which no generation should be ashamed to accept. The next quarter of a century will see our nation pivotal in world history. Already it is becoming perhaps the greatest factor in the hopes of the world. To be loyal to its history as it extends into new conditions, to respect its institutions, its laws, and, above all, to cherish its great ideals of liberty, per- sonality, and democracy is to insure that the America of to-morrow will serve its day as the America of the past has served the past and is serving the present. And our service will be that demanded by a world that has all but lost its hopes and faiths — the mainte- nance of our idealism at home and the con- secration of our resources and experience to the furthering of justice and well being throughout the world. LIBRARY OF CONGRESS 007 553 820