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*'' . . . v^ v . . . : v ; ^ ■ v . . . v- lP* *^l% *> 0>^ A-,- V*' 1 V .^>>*'"" A* V •: %*♦* ;ifiUrt \/ .-ate- *♦-♦* .*^ fc ^- '>^> ^ XTbe inniversits of Cbicago FOUNDED BY JOHN D. ROCKEFELLER ON THE INTERPRETATION OF EMPEDOCLES tk A DISSERTATION SUBMITTED TO THE FACULTY OF THE GRADUATE SCHOOL OF ARTS AND LITERATURE IN CANDIDACY FOR THE DEGREE OF DOCTOR OF PHILOSOPHY (department of greek) hVu , CLARA ELIZABETH , MILLERd) S/Tkjl* CHICAGO THE UNIVERSITY OF CHICAGO PRBSS 1908 I IwU iiOOiCS !!»;:• CI 15 tayb I J Copyright 1908 By The University of Chicago Published October 1908 Composed and Printed By The University of Chicago Press Chicago, Illinois, U. S. A. B PREFATORY NOTE In its original form this study included a series of notes on the frag- ments of Empedocles, discussing the meaning of doubtful passages, and examining in detail the important interpretations hitherto proposed. In order to reduce the whole to reasonable compass these notes have been omitted, though the wide range of divergent interpretations was interesting and highly instructive. To the courtesy of Mr. Fred C. Conybeare I owe the valuable hints recorded on p. 62, toward the interpretation of a vexed passage of Philo. To Professor Paul Shorey I wish gratefully to acknowledge my indebted- ness both for the subject of this study and for many helpful criticisms and suggestions. To the following well-known works reference will be made simply by the name of the author. If other works by the same writer are cited, the titles will be given. REFERENCES Beare: Greek Theories of Elementary Cognition. Burnet: Early Greek Philosophy. Diels: Vorsokratiker. (Diels's numbering of the fragments of the pre-Socratics is followed, where not otherwise specified.) Gomperz : Griechische Denker. Karsten: Empedoclis Agrigentini Carm. Reliquiae. Mullach: Philosophorum Graecorum Fragmenta. Rohde: Psyche. Stein: Empedoclis Agrigentini Fragmenta. Tannery: Pour Vhistoire de la science hellene. Windelband : Geschichte der alien Philosophic Zeller: Geschichte der griechischen Philosophic (Vol. I, when not other- wise specified.) The references to the Aristotelian commentators cite the pages of the Berlin edition, unless otherwise specified. INTRODUCTION In all departments of historical and philological criticism of the present day, the influence of the evolutionary point of view is apparent in the intense interest shown in the beginnings of human effort. Attention is now focused, not upon the great periods of fulfilment, but upon the times of groping and of early promise. In Greek philosophy this tendency has centered atten- tion upon the pre-Socratics, in whom the fundamental conceptions of thought are seen in the process of making. But man has cared as little as does Nature to preserve his first bungling attempts to bring order out of chaos, and only fragments and scattered notices of this group of thinkers remain to us. Marvelous constructive work has been done in the attempt to restore what was lost. The language of the fragments that have come down to us has been criticized, corrected, and emended, until Diels's V orsokratiker presents us with a remarkably satisfactory text. The secondary authorities have been searched for references and allusions, until the student has ready access to almost all the information we possess upon early philosophy. Criticism has undertaken further the task of piecing together this material, the task not only of making a single whole out of all that we know of each system, but of relating these systems to one another, and of attempting to gain a unified view of the entire epoch. It would be difficult to overrate the value of the work that has been done, yet surprising disagreement prevails among the best critics and historians of philosophy, even upon very fundamental points. The purpose of the pres- ent study is to get at the sources of this disagreement in the interpretation of one of this group of thinkers, Empedocles, and to bring into juxtaposition the various possibilities in the solution of the important problems, and thus to contribute to a more stable reconstruction of his thought. Writers upon Empedocles, and upon pre-Socratic thought in general, have worked too much in isolation; have taken too little account of each other's results. A fuller knowledge of the work of other critics would furnish a most whole- some corrective of the tendency toward venturesome conjecture. As soon as an adequate notion is gained of the range of divergent interpretations, assurance is greatly lessened in new hypotheses supported by nothing save the absence of conflicting testimony. There is value in the attempt to face the precise results given by a fair examination of the evidence, without effacing contradictions or filling in gaps in our data by unsupported assump- tions. Aristotle found Empedocles' thought at times unsatisfying because 2 ON THE INTERPRETATION OF EMPEDOCLES of its omissions, its inconsistencies, and perhaps also its superficiality. We should expect philosophy at this stage in human development to present these characteristics. We should expect to find concepts ambiguous, ill-defined, often shifting in their meaning. Most of the criticism not only of Empedocles, but of all the thinkers of this period, has assumed in them far too great a degree of consistency and clearness of definition. It is true that the Greeks were a people with a genius for clear-cut distinctions and for precision of thought. Otherwise they would never have created a philosophy at all, much less a philosophy which included and defined the main concepts of all subsequent European thinking until the present time. But this power of clear definition was not present from the first; the same tentative blundering is to be found in this realm as in sculpture, where an equal precision and clearness of definition were ultimately attained. It is impossible to deny the helplessness of the early attempts in plastic art, though we may seek to find in them the germ of later achievement. Early philosophy in its fragmentary state is so susceptible of forced and figurative interpretation, of utter reversal of meaning by ingenious emendation of text or reconstruction of context, that it has not carried with it the same immediate proof of its relative crudity, and modern criticism has sought in it not only the promise of future greatness, but a degree of clearness and consistency not to be found in Plato or Aristotle. It has seemed to assume that philosophy sprang from the brain of man, as her patron goddess from the head of Zeus, full-grown. This tendency has been bound up with the inclination to view early philosophy as a self -developing dialectic, isolated from the influence of everyday experience and everyday modes of thought. It is better perhaps to over-emphasize the continuity of philosophy, than to treat each thinker as an individual isolated from those who went before him, but we can never hope to understand the perennial freshness and vitality of Greek thought unless we realize that it has its roots in constant contact with the fruitful soil of daily experience. Its history is to be viewed rather as a process of clarifying the confused but always significant notions of ordinary thought, than as a progressive creation of notions of its own with which to organize experience. This process, we may know beforehand, must be a very gradual one. Reflection becomes only very slowly aware of its own impli- cations, and admits from common life notions so vague and shifting that later criticism cannot tolerate their presence and tasks its ingenuity to spirit them away. Even in the maturest minds we find constant employ- ment of notions supposed to be clear simply because long familiar; we find distinctions newly drawn lapsing from memory; we find ideas shifting INTRODUCTION 3 their meaning unconsciously in passing from one phase of a subject to another; we find survivals of childish modes of thought amid most pro- found discoveries. Much more should we expect to find these features in the beginnings of philosophic reflection. Distinctions seem inevitable, once made. We find it hard to believe that men could ever have painted the eye full front and the face profile, yet the understanding of the begin- nings of human effort in any realm requires the power to reconstruct in imagination the efforts of the past without employing distinctions subse- quently made. To these difficulties of interpretation are added, in the case of Empedo- cles, the especial problems set by the employment of highly poetic and imaginative imagery which nearly always obscures the meaning. The use of this imagery constitutes indeed a presumption that the thought is not over precise. Thought does not reach clear and accurate conceptions before command of language has been obtained, and unless the poet deliber- ately chose to conceal his thought, his ideas must be regarded as subject to the same limitations as his diction. It is conceivable that Empedocles should at times choose picturesque imagery to capture the ears of his hearers. Were his thought precise and abstract, however, he would surely, like Parmenides, often lapse into more logical modes of expression. We may well believe that much which seems to us consciously figurative was by the poet meant as statement of fact. It would be strange indeed if the mythological mode of conceiving the universe were completely abandoned from the very inception of philosophic thinking. Quite apart from the question of the worth of the mythological point of view — and it certainly embraces truths that scientific eras have some- times overlooked — it is not reasonable to suppose that a tendency so deeply rooted in the Greek nature could disappear otherwise than gradually. In so early a period as the one we are considering it must still have had pro- found influence. Present-day thought can hardly achieve a sympathetic relation with the mind of Empedocles at this point. The scientific way of looking at things has so effectively wrought itself into the fabric even of our instinctive thinking that we naturally regard as figurative and symbolical much that the poet meant literally. Only by conscious effort can we realize that personal qualities could be ascribed to any aspects of nature or that logical and imaginative motives could really be so interwoven as they are in Empedocles. In these respects Aristotle already belongs to a totally different world. In him begin the Procrustean methods of reducing this mobile and picturesque system to technical formulation. Aristotle's many and recurring perplexities are prophetic of the difficulties modern criticism 4 ON THE INTERPRETATION OF EMPEDOCLES has encountered in its attempt to achieve the same task. To him with the entire poem at hand, just as to us with but the scattered fragments, precise definition seemed wanting at the points where it was most desired. This fact should warn us not to attempt to supplement too far or to interpret in too subtle a way, the information we possess. 1 1 The literature, both critical and imaginative, that has gathered around the name of Empedocles is very extensive. Only those opinions and interpretations will be noticed in the following pages, which demand present recognition. The invaluable contributions of early writers have for the most part been incorporated in later dis- cussions, while the errors have nearly all been adequately refuted in the exhaustive treatment of Zeller. LIFE AND CHARACTER Empedocles was one of the men who take strong hold of the imagination of their fellows, and about whom a multitude of picturesque traditions naturally gathers to obscure the events of their lives. We know with certainty but a few meager facts concerning him and his activities. Most of these are entangled in a web of romance. 1 He was born at Akragas, at that time a flourishing city of Sicily. 2 His father's name was probably Meton, though tradition is not in entire agreement at this point. The father seems to have been a man prominent in political activity; the grand- father, named Empedocles, was apparently also a notable man, and an Olympic victor. These facts indicate that he belonged to a noble house and to a family of wealth and influence. The dates of his birth and death we should be glad to know with cer- tainty, since they have a bearing upon his relation to thinkers nearly con- temporary; but though considerable thought has been given to the problem, certainty has not been reached. Diogenes tells us that according to Aristotle, he died at the age of sixty, 3 and Apollodorus places his floruit 01. 84, that is, about the year 444 b. c. This would put his life approxi- mately at the years 484 to 424 b. c. Zeller has made it seem probable that his life began and ended eight or ten years earlier. In the political life of his native city Empedocles took a prominent part. Of this there can be no doubt, though it is hopeless to attempt to separate the authentic from the mythical elements in the accounts handed down to us. It is worth while to notice these traditions, since they give at least a probable notion of the direction of his activity. He seems to have been an opponent of tyranny. His first public act was said to be the bringing to trial of two men accused of a conspiracy to usurp the rule. His refusal of the kingship offered him and his dissolution of an oligarchical 1 No attempt will be made to examine in detail the evidence concerning Empe- docles' life. The facts will be outlined for their bearing on his philosophy. A very thorough and scholarly study may be found in Bidez, La biographie d'Empedocle (Gaud., 1894), a treatise whose general point of view will be noticed later. 2 The chief authorities for this and the following statements is the account of Diogenes Laertius, viii, 51-77, and Suidas, who in his brief epitome cites some inde- pendent testimony. Both of these passages are quoted in full by Diels, Vorsokratiker, as well as the other important material concerning Empedocles' life. 3 Other traditions are recorded by Diogenes. 5 6 ON THE INTERPRETATION OF EMPEDOCLES assembly of a thousand reveal the same democratic tendencies. 1 His popularity and fame reached a high pitch, and in a visit to the Olympian games he is said to have received an ovation from the people there. His enemies, however, took advantage of his absence to bring about his banish- ment. He seems never to have returned to his native city. Stories are told of his extravagant affectations of dress and manner. Timaeus calls attention to the contrast between the disinterested character and moderation of the public acts ascribed to him and the ambitious claims and egotism of his poetry. 2 The two are not incompatible. Moreover, the political acts related seem of the sort that would attract public notice, and suggest the man to whom political life offers a sphere for brilliant achievement, not one whom pressure of circumstances forces into public life. This con- clusion may be colored by the impression gained from his career as priest and wonder-worker. His claim to be a god is preserved to us not only by tradition, but in his own verse, wherein he describes, himself in glowing language as attended by throngs who follow him expecting from him the help of medicine or magic. 3 There is no limit to the extravagance of his pretensions. He promises even to render his followers able to bring the dead back to life. 4 Tradition records of him works as wonderful as his claims; the restoring to life of a woman who had been dead thirty days, the cleansing of a river, the warding off of pestilences, the stopping of a deadly wind, 5 the checking of a cloudburst, the saving of a friend from murder by the power of music, and other performances of the same type. It is useless to attempt to ascertain the source of these tales. The story of the restoring of the dead woman may possibly have grown out of Fragment in, as Burnet suggests, or it may have been a wonderful restoration from apparent death, as Diels confidently asserts. 6 It might, however, be a deception, possibly even a self-deception on the part of the wonder-worker. Essen- tially the same alternatives exist for many of the incidents. The only thing we may safely conclude from the fabric of marvels is that he was the type of man who inevitably gains a hold upon popular fancy. He must have 1 Apparently this was an attempt to re-establish oligarchy after the death of Empedocles' father Meton, who seems to have been instrumental in originally institut- ing the democracy. 2 It is here assumed that Diels' emendation of the corrupt passage, Diog. Laer., viii, 66, quoted Vorsokratiker, p. 158, is substantially correct. 3 Philostr., Vita Ap., viii, 7, p. 156; Empedocles, Fr. 112, 4. 4 Fr. in. ■> The three incidents just named may be variations of one tale. 6 Diels, Sitzb. d. berl. Ak. (1898) 410. LIFE AND CHARACTER 7 performed works of healing and conferred other practical benefits upon the people to a not inconsiderable extent, before he could become a popular hero of this sort. That he loved recognition and courted it by benefits con- ferred of various sorts is clearly reflected in his verses. Miraculous deeds are related of many famous thinkers and public men but to no one of the pre-Socratics save Pythagoras are so many beneficial works of a practical nature ascribed. Both men were prominent not only in the politics of their time, but also in religious reform and in medicine. Pythagoras' influence was distinctly deeper and more far-reaching in its scope, but that may have been partly because he belonged to a somewhat earlier age. The world of Empedocles was less ready to give unquestioning allegiance to a great reformer and wonder-worker. The accounts of Empedocles' death tend to confirm the impression of a measure of charlatanism in his activities. However improbable may be the picturesque story that he cast himself into Mount Aetna in order to give the idea that he had been miraculously translated, the tale is significant of the way he had come to be viewed by the popular mind. The opposing accounts of his death from ordinary causes are evident attempts to remove this opprobrium. The treatment of his disappearance as an authentic miracle needs no special notice. Probably a mysterious mode of death or disappearance gave rise to the serious belief in some minds that he had been deified. It is not unlikely that he died in obscurity in the Pelopon- nesus, as one account relates. It is important to notice the tradition connecting Empedocles with the attempt to found an empirical school of medicine in Sicily, since this has a bearing upon certain theories later to be discussed. Pliny and Galen are the most important witnesses to this effect, and confirmation is afforded by the great interest the fragments reveal in physiological matters. 1 Indeed, a large majority of his detailed observations upon natural phenomena are in this field. In them he shows a closeness of observation much greater than in the somewhat superficial fancies upon meteorology and astronomy. This would seem to indicate the stimulus of contact with other minds working upon the same problems, if not actual benefit derived from the results of their investigations. The degree of his indebtedness we have not the means of ascertaining. The influence of medical study is evident not only in specifically physiological matters, but probably in the develop- ment of the theory of four elements, as will be noticed later. It is idle to attempt to reconstruct in a time-succession the events of 1 Cf. Pliny, Nat. Hist., xxix, i, 5; Galen, Meth. Med., A, 3, and other citations in Diels, § 3. 8 ON THE INTERPRETATION OF EMPEDOCLES Empedocles' life or the various phases of his activity. Bidez pictures in a most fascinating way how the young man of boundless success and popu- larity in politics, in healing, and in mystic wonder-working, retires in later life in banishment to the utmost seclusion, where he delves into the secrets of nature and becomes the sober and conservative man of science. Diels assumes with equal confidence almost a reverse sequence of his activities. There is, indeed, no valid reason why they may not have been contempo- raneous. History presents more than one instance of a simultaneous union of charlatanism and extravagant desire for acclaim, with sober and earnest scientific investigation. Renan has called attention to the parallel- ism in this respect between Empedocles and Paracelsus. It is important not to overestimate the element of charlatanism in his character. The claims he made could hardly be made at the present time by a sane man in good faith. But eras of great and sudden advance in the scientific understanding of nature usually bring with them extravagant hopes and undue self-confidence on the part of leaders of thought. In Empedocles' time the sobering influence of past disappointment might well be even less apparent than in the time of the Renaissance, when a similar extravagance appeared. A conscious impostor he probably was not. The sincerity evident in his verses and the measurable results attained in his investiga- tions presuppose a degree of seriousness of character and purpose incom- patible with the deliberate impostor. But evidences from the same source make it clear that he could fall into extravagant estimates of his own powers. For he is a brilliant rather than a careful and patient investigator. He lacks the power to criticize, or even to correlate thoroughly his own results. This, in an age so untried in the art of gauging its own powers, combined with his passion for acclaim and influence may explain his posi- tion without assuming deliberate deception. Eduard Meyer has called attention to certain characteristics of Sicilian temper and life which are interesting in relation to this estimate of Empedo- cles' character. 1 He suggests that the fife of Sicily has more in common with the Orient than with the rest of Greece in certain respects, notably in the lack of restraint, sanity, and balance so strikingly evident in the Greek temper elsewhere. Charlatanism and magic would therefore find a readier soil here than in other parts of Greece. With regard to Empedocles, at least, it would seem that a happier analogy might be found. The root of the tendency toward magic and wonder-working is not with him a weak hold upon experience and a leaning toward mysticism as in the Orient, but an impatience of the slowness of sober investigation, and an attempted 1 Eduard Meyer, Geschichte des Altertums, IIT, § 369; cf. § 365. LIFE AND CHARACTER 9 anticipation of the results which empirical science seems to promise. In this his temper is, as already noted, somewhat allied to that of the Renais- sance. It is keen, inventive, imaginative, prolific in new ideas, but lacks the incisiveness, precision, thoroughness, and caution usually so character- istic of Greek thought. RELATION TO OTHER THINKERS The ancients were fond of connecting Empedocles' name with that of Pythagoras. This was partly due, no doubt, to the resemblance in their lives, but still more to the close relation between certain of their doctrines, especially the transmigration of souls and abstinence from animal diet. Some modern criticism has been inclined to accept without question this close relationship between the two, in some instances tracing most strained analogies in their systems. Tannery, for example, regards the main outlines of the Physics as growing out of Pythagoreanism. 1 Strife in its relation to the elements is the same as the void of the Pythagoreans. The alternate inspiration and expiration of the void by the plenum is replaced by the more mechanical alternation of motion and rest. Most recent criticism has been inclined to question the measure of indebtedness heretofore assumed. Even Zeller limits the influence of Pythagoras almost wholly to the doctrines of the Purifications. 2 Otto Kern and Dummler attribute to the influence of the Orphics these 'religious doctrines. 3 It is quite clear that most of the ancient testimony upon this point is untrust- worthy. The late Pythagoreans desired to bring the two reformers into close relation, and forged documents to that end. The letter purporting to be written by Telauges attempts to establish this connection through the teachings of Hippasus and Brotinus, but it is now universally admitted to be spurious. Many of the traditions recorded are glaring absurdities, as, for example, the assertion that he was the pupil of Pythagoras himself, by whom he was expelled for plagiarism, it being decreed thereafter that the doctrines should be communicated to no maker of verses. In the teachings of the Physics there is no certain evidence of serious indebtedness to Pythagoras. 4 Some of the ideas of the Purifications, 1 Tannery, pp. 314, 306. 2 Zeller, p. 824. 3 Cf. references on p. 10, 3. 4 The doctrine regarding the sun may be an exception, but we are too little informed of the position of either of these two thinkers on this subject to make certain any con- nection between them. The fourfold oath of the Pythagoreans, Aet. i, 3, 8, even if it originated early, is no indication of an indebtedness of Empedocles to them in his doctrine of the elements. It is clear that the fourfold division of the elements existed IO ON THE INTERPRETATION OF EMPEDOCLES however, and in particular the theory of transmigration of souls, were in all probability derived from him. Burnet has made it probable that Pytha- goras held this doctrine, resting his conclusion chiefly on the association by Herodotus of his name with that of Salmoxis, and upon the certainty that Pythagoras taught the allied doctrine of the kinship of men and beasts. 1 If Alcmaeon was a Pythagorean, which is somewhat doubtful, our view of Empedocles' indebtedness must be modified. For in all probability he owed much to Alcmaeon in his doctrine of sense-perception, and pos- sibly the indebtedness extends farther. 2 In the case of the Orphics, from whom Kern supposes both the Pythag- oreans and Empedocles to have gotten the theory of transmigration of souls and other doctrines, we are in the gravest difficulty when we attempt to get at the truth. It is a fact that the Orphic poems in their present form contain many striking parallels to the teachings of Empedocles. This extends not only to the special doctrine just noticed, but also to the spring- ing up of human beings from the union of separate members, and to the supposed pantheism of Fragment 134. But we do not know when the Orphic poems were cast into their present form, and while some portions of them are unquestionably early, it is impossible to determine in individual points on which side the indebtedness lies. Indeed in some instances we may doubt that the correspondences mentioned exist. In the doctrine of the world-egg, for example, our evidence shows that Empedocles' universe is shaped not like an egg, but like a spheroid. Even if it were egg-shaped it would not be parallel to the notion of the Orphics, for their doctrine had reference not primarily to the form of the world, but to its original embryonic character. We may, however, accept the conclusions of Kern and other workers in this field to the extent of recognizing that Empedocles allied himself in his religious poem to the Orphic cult of his day, 3 and that his activities as a reformer were probably connected with the propaganda of in current thought very early. Cf. Her. Bywater, Fr. 25; Diels, 76. The Pythagorean Harmony is even more alien in essence to Empedocles than is the Heraclitean, pres- ently to be noticed. 1 Cf. Burnet, p. 100. Rohde, 17 i 2 , emphasizes strongly the influence of Pytha- goreanism upon this and other doctrines of the Purifications. 2 Upon Alcmaeon's relation to the Pythagoreans, cf. Arist, Met., i, 5, 986a, 27. We gain a high impression of Alcmaeon as an observer from the few notices of him. For his influence upon Empedocles, see further pp. 77 and 83. 3 Kern, "Empedocles und die Orphiker," Archiv, I, 498; Susemihl, De Theog. Orph. Forma Antiq.; Dummler, "Zur Orphischen Kosmologie, " Archiv, VII, 148; Maas, Orpheus, Mtinchen, 1893. The latter regards the Purifications itself as an Orphic poem, an interesting though uncertain hypothesis. RELATION TO OTHER THINKERS II that body. 1 It is easier to understand his inconsistencies if he was thus associated with a religious organization than if all his teachings were the outcome of the working of an individual mind. It is tempting to consider Empedocles' thought as an attempt to mediate between the philosophy of complete motion as formulated by Heraclitus and of complete rest as taught by Parmenides. This is Aristotle's sugges- tion and is essentially Zeller's view of Empedocles' historical position. 2 Aside from the attractive definiteness of this mode of statement, a few doc- trines suggest at first sight a connection between the two. Strife reminds us of Heraclitus' War, Love of his Harmony, a name actually used by Em- pedocles to represent Love. 3 The doctrine of effluences again has a definite relation to the earlier view of the constant flowing away of particles from objects. Nevertheless, a study of the two thinkers tends to lessen the impression of close kinship between them, and leads us to regard the influ- ence of Heraclitus as at most rather an external one. The chief reason for this conclusion is the fact that of the most vital and significant ideas of the earlier thinker no trace is to be found in his successor. The notion of the universal flux of all things does not find adequate representation in Empedo- cles' world of motion. Empedocles lays, so far as we know, no special emphasis upon the instability of things in the present world, as a more universal and subtle fact than our senses would lead us to suppose. As Burnet puts it, "he is attempting to mediate between Parmenides and the evidence of the senses, not between him and Heraclitus." 4 In Empedocles' doctrine of Strife, again, there seems to be no real duplication of Heraclitus' notion of War. For the activity of Strife is throughout baneful and there is no trace of recognition of the fine paradox of existence therein involved, readily as it would fit into the outline of his system. We may say essentially the same of his notion of Harmony. In the doctrine of four elements, which Zeller regards as an extension of the Heraclitean three, there is no reason to assume historical indebtedness. For Heraclitus seems to be using merely the ideas of popular thought, of which traces are found as early as Homer. 5 1 The hymn to Apollo, referred to on p. 16, probably belonged to this phase of his activities. 2 Plato's comparison of Empedocles to Heraclitus contains no allusion to Par- menides. Heraclitus is said to combine the notions of the one and the many in a simul- taneous way as opposed to the successive periods of Empedocles. 3 Fr. 27, 3. 4 It seems strange that Zeller should regard as a concession to Eleaticism Empe- docles' recognition that "das Werden und Vergehen im strengen Sinn nicht denkbar sind." None of the Ionians admitted generation and destruction in the strict sense. 5 Homer, //., O, 180. 12 ON THE INTERPRETATION OF EMPEDOCLES We must assume a somewhat closer relation to Parmenides. 1 Here again, to be sure, the earlier thinker far surpasses the later in his grasp of the great problem where they come into relation, yet there can be no ques- tion that Empedocles gave specific consideration to the objections Par- menides had raised to looking upon the changes of the world as real. His theory is by no means an answer to these difficulties, but the abandonment of a single element is in part motived by the desire to avoid them. 2 Not only in this point but in certain other aspects of his system we find great indebtedness to Parmenides. In not a few instances the very phrase- ology bears witness to the relationship. The introduction to the poem, with its appeal to the gods "to turn from my tongue the madness of these men," and to the Muse "to send a chariot from the abode of piety, " contains satirical reminders of Parmenides' introductory words. The emphasis upon the senses as a means of gaining knowledge, expressed in the same connection, evidently is motived by the conscious remembrance of Par- menides' injunction to reject the evidence of the senses. 3 In the doctrine of alternating conditions of motion and rest, Zeller sees the influence of Parmenides' view that the manifold of sense is mere appear- ance. 4 This seems fanciful. There is no logical relation between the two ideas. The description of the Sphaeros by Parmenides doubtless suggested to Empedocles' imagination the picture of this movement in the world cycle; but the notion of the cycle as a whole has as its primary root the desire to put the life of the world into a compassable story with a genuine plot and a completeness to the imagination. Zeller attributes further to the influence of Parmenides the tendency to treat the elements as two instead of four, a tendency noted by Aristotle and easily remarked in certain parts of the poem. The influence of Parmenides here seems probable. The denial of a void in the Sphaeros is so distinctly in the manner of Parmenides that it no doubt comes from him.s In certain minor problems of physiology we shall note later a connection between the two thinkers. 1 No special weight can be given to ancient testimony on this point, because so much that is transmitted to us on Empedocles' relation to other thinkers is evidently false. Cf. Simpl., Phys., 25, 19; D. L., viii, 55. 2 Upon the defects of his solution cf. p. 42. 3 Fragments 2 and 4. 4 Zeller says also that Empedocles had taken over Parmenides' moveless matter. That this is an error will be shown (p. 35). In both of these points Zeller is followed by Windelband, 49, and by others. - s Cf. Fr. 13 and 14. RELATION TO OTHER THINKERS 1 3 The relation of Anaxagoras and Empedocles raises a question rather of logical priority than of influence one upon the other. For it seems that both attacked the same problems at practically the same time, from similar points of view, but with no large measure of consideration of each other's theories. Eleaticism and sense experience, on the basis of their Ionian inheritance, set the problems for them both. Upon the question of logical precedence varying opinions have been held. The traditional account places Empedocles before Anaxagoras. Some modern treatments, notably those of Tannery and Gomperz, reverse the order on the ground that Empedocles is the more mature thinker. 1 Aristotle has given us a state- ment which bears upon the problem, but it is diversely interpreted. Anax- agoras, he says, was Empedocles' senior, but was "later in works" rots 8' t/oyots vo-repos. 2 This may refer to the time when he made public his philosophical work, or to the merit of his theories. Bonitz and Diels recog- nize the two alternatives, but both rightly prefer the latter. Gomperz holds in a modified form the second alternative. Aristotle he thinks wishes to treat Anaxagoras after Empedocles because he is farther from the Monism of the Ionians. 3 This seems hardly a probable interpretation. Even were we sure of Aristotle's meaning, his statement would not settle the question. The examination of the most fundamental teachings of the two thinkers seems to place Anaxagoras in advance of Empedocles. In the doctrine of the elements his position is the logical conclusion, perhaps we might say the reductio ad absurdum of the qualitative conception of element. Empedocles' position is more superficial, though externally nearer to the modern view. As will be shown elsewhere, a limitation of the number of the elements, when they are defined qualitatively, is a most palpable ignoring of facts. 4 Anaxagoras' vovs, too, is a much more clearly defined and mature notion, with all its defects, than Empedocles' Love and Strife. Gorgias is said by tradition to have been Empedocles' pupil, and to have claimed that he himself had been present at the performance of magical tricks by his teacher. 5 It is generally recognized that little weight can be 1 Ritter and Preller seem to have placed Anaxagoras first from the point of view of strict chronological sequence. 2 Met. A 3, 984a, n; cf. Simpl. Phys. 25, 19. 3 Cf. Gomperz' note to p. 183. Gomperz greatly overrates Empedocles' theory of the elements, a fact which doubtless has influenced his interpretation of this passage. 4 Cf. p. 42. s D. L., viii, 59, citing Satyrus as authority. Repetitions of the traditions are cited by Diels, A, 2 and 19. 14 ON THE INTERPRETATION OF EMPEDOCLES attached to traditions of this sort. Plato's Meno has been taken as evidence that Gorgias adopted Empedoclean physics as a whole or in part. It is very doubtful how much may be inferred from this passage. Socrates when pressed by Meno for a definition of color, asks, Socrates. Do you want me to answer you in the fashion of Gorgias, which you can readily follow ? Meno. I do of course. Socrates. Then do you agree with Empedocles' theory that there are effluences from things ? Meno. Yes, indeed. Socrates. And passages into which and through which the effluences pass ? Meno. Assuredly. Socrates. And some of the effluences fit given passages while others are too small or too large ? Meno. That is true. Socrates. And you have an idea of sight ? Meno. Yes. Socrates. Then, as Pindar says, "from this understand my meaning. " Color is an effluence from things, commensurate with the sight and perceptible. * From this passage Diels constructs almost a biography of Gorgias. 2 The definition here given he thinks must be, as it stands, quoted from Gorgias, probably from a lost work on Physics. In his maturity Gorgias asserted the impossibility of knowing nature, therefore it must have been written in youth. He must have adopted the teachings of Empedocles, but later have perceived their weakness. The factor which led to the break- down of his faith in Empedoclean physics was the reflections of Parmenides, which he probably came to know through Empedocles' influence. He was thrown by this loss of faith in what he had before held so secure, into a period of despair and negation, in which he wrote his treatise on non-being. He recovered himself, in the third and final epoch of his life, only to the extent of taking refuge from scepticism in practical life and rhetoric. But Plato's words do not prove that Gorgias ever seriously gave cre- dence to the Empedoclean physics, or even to his explanation of sense-per- ception. It is quite as likely that he employed the doctrine of pores and effluences simply as an easy, though, for his day at least, a superficial mode of accounting for certain facts. His claim to polymathy involved the having a ready answer for all questions, and this theory of pores and effluences was a part of his stock in trade. It is not unlikely that he was in the habit i Meno, 76 C. 2 Diels, "Emp. u. Gorg.," Sitzb. d. Berl. Ak. y 1884, p. 343. RELATION TO OTHER THINKERS 1 5 of throwing the responsibility for the theory upon Empedocles and his interlocutors as is done by Plato here, not committing himself to it, but simply aiming at an answer that would satisfy them. Possibly the use of the plural Ac'yere is a touch of dramatization of Gorgias' manner in address- ing, as he usually did, a group of hearers. The reason for Plato's identify- ing Gorgias with the definition instead of Empedocles alone, is obvious from the context. Meno is fascinated by Gorgias' polymathy, and Plato makes Socrates play upon this fact. The relation between Gorgias and Empedocles in point of style will be considered later. RANK AS A PHILOSOPHER Of the general merit of Empedocles' thought the most diverse opinions have been held. Aristotle accords him no very high praise, yet he gives him more attention than any pre-Socratic thinker save Democritus. In all antiquity we hear of no individual or school that committed itself to his system, yet notices of his opinions are everywhere found, and more of his actual words are preserved than of any other of these early thinkers. Lucre- tius speaks of him with strong enthusiasm. 1 Among modern writers Diels regards his thought as "ein interessanter Eklecticismus," with little origi- nality or thoroughness; 2 Tannery agrees essentially with this estimate^ Zeller looks upon him as an original thinker, who made a distinct contri- bution to the history of thought; 4 but Zeller's judgment is much more moderate than that of Gomperz, who strongly dissents from the charge of eclecticism, and accords him an exceedingly high place. Gomperz ack- nowledges Empedocles' inconsistencies, but attributes them to restless and eager reaching out into new fields, to the neglect of adequate correlation of results already obtained. There is an element of truth in Gomperz' position, though he over- rates Empedocles' importance. Great as is Empedocles' indebtedness to other thinkers, his defect is on the whole a lack of thoroughness rather than a lack of originality. He is clever but not profound. He is not a philo- sophic mind in the highest sense of that term, though he seized on many interesting and novel ideas. He does not scruple to accept solutions ready made, and without much regard to their harmony with his system as a whole, but most of his ideas are his own, and the general outlines of his thought are worked into a fairly well articulated whole. 1 i, 729 flf. 2 Emp. u. Gorg., p. 343. 3 P-3i5- 4 Zeller regards as Empedocles' most important contribution, his attempt at mediating between Eleaticism and the facts of change, and his advance in the working out of the notion of element. — Zeller, p. 836. 16 WRITINGS Fragments have come down to us from two poems of Empedocles, The Physics and The Purifications. Other works were ascribed to him in antiquity. Aristotle is quoted by Diogenes Laertius to the effect that he wrote a Prelude to Apollo and a Crossing of Xerxes, as well as tragedies and political writings. 1 In the same account we are told that Heraclides doubted the authenticity of the tragedies, while Hieronymus claimed to have seen forty-three of them, and Neanthes to have seen seven. 2 The Prelude and the Crossing oj Xerxes were burned, tradition relates, by a sister or daughter, because of their incompleteness, or as another account sa/s, by accident. Zeller doubts that any of these notices rests upon the authority of Aristotle, and in any case our knowledge of the works extends no farther than the names. Of the two writings from which portions have come down to us, the authorship is not called in question. Diogenes tells us that the Physics and Purifications together were five thousand lines long, Suidas says the Physics was two thousand. 3 Diels makes it seem probable that the text of Diogenes is corrupt, and that the original had -n-avra Tpto-xtAta instead of 7r«/TaKto-xtA.ta.4 In all there remain to us about 450 verses. Stein distributes the fragments of the Physics into three books, following the authority of Tzetzes, 5 and the usual reading of Suidas. 6 Diels assigns the fragments of Stein's third book to the Purifications. His reason seems to be the lack of harmony in content between these fragments, whose theme is religious, and the rest of the Physics .1 He notes that some important manuscripts of Suidas speak of two books instead of three, and that in others two was the original reading, having been changed by a later hand. 8 The 1 D. L., viii, 57; Suidas tells us, apparently from Hesychios' catalogue, that besides the two works known to us from fragments he wrote "many others." There is an important allusion to the "Hymn of Apollo" in Men. (Rhet.) Spengel. 1, 2, 2. 2 The last statement is based upon Diels' emendation of Diogenes. 3Wellman, Pauly, Realencyc, credits Diogenes with the statement that the Purifications contained 3,000 verses. 4 Diels, Berl. Sitz., 1898, 396. s Tzetzes, Chiliad, vii, 522. 6 Cited Diels, Vors. 7 Diels, as cited in n. 4. 8 He thinks through the influence of Tzetzes. Diels has been at great pains to adduce external evidence for his position (cf. Poet. Fr. ad Jr., 131), but his points seem a little strained. His thesis, however, is not an impossible one. 17 1 8 ON THE INTERPRETATION OF EMPEDOCLES division into books was probably not made by Empedocles, and the only question of importance is whether the disputed fragments belong to the Physics or not. This problem will be considered at a later time. 1 The title of the Physics -n-epl cfyvaews appears not to have meant "con- cerning nature," nor yet "concerning the primary substance" as Burnet supposes, but probably "concerning becoming" or "concerning the forma- tion of things. " 2 Against Burnet's view may be urged the following con- siderations. Of the three passages which he cites as associating the term in the sense of primary substance with early philosophy, the first, from Plato's Laws, tells us merely that the thinkers in question meant by v the "primary generation of things" rrjv -n-epl ra irpoira yeveo-iv.s This by no means limits their theme to the search for the primary substance. It may quite as well suggest the story of the genesis of the world, and the process of world building. Even with this broad interpretation, however, too much significance should not be attached to Plato's statement in this connection. Plato's point is that these thinkers tended to regard as "nature" and as "natural things" those existences that were first in time, that is, certain forms of matter. This does not determine the meaning of the title of their work. We could not say that the title "morals, " if it were affixed to a utilitarian book, had the meaning "expediency. " As a title, it is to be taken in the ordinary acceptation of the term at the time the book is written. The passage from Aristotle's Physics specifically states that the use of <£vvo/jiivo)v, and as a synonym to <£veo-0vi> iravTuv 0&rea>s. It is Situs 6 KaXo^fievos bird tuiv ifoi$ is personified. 3 The common use of term meaning "stature" or "bodily make-up" by Pindar and others has not traveled far from this use in the philosophers. It is not beyond the range of possibility that the early thinkers employed as a title a phrase used by Xen. Mem. i, 1, n, irepi rrjs twv irdvrwv 0i/vrj fiovKpava, and as eiAiVoS' aKptro^eipa, phrases which no effort of the English language can reproduce. His imagery is for the most part appropriate and happy, however, and very often full of picturesque vividness and originality. Empedocles shares with his predecessors a directness of address and a constant use of pronouns of the first and second persons that sound strange 1 Of course the element of conscious art is not absent from Empedocles' poetry, but his art was in essential harmony with his thought. 2 Lactant. Inst. Div., ii, 12, 4; Schol. ad Dionys. Thrac, 734, n; Plutarch, De and. poet., 2, 16 C {Vors. 23, 24, 25). One is surprised to find even Burnet assigning accidental reasons for Empedocles' employment of poetic form (p. 216). 3 Arist, Poet, i, 1447 b, 17. 4 Diog. Laert., viii, 57. s Later statements to this effect are in the main repetitions of Aristotle, not inde- pendent judgments. Cf. the passages cited by Usener, Munch. Sits., 1892, 606. 6 Cic, De Or., i, 50, 217; Lucr. i, 730. STYLE 23 to modern ears. He follows also the tradition of Greek philosophy in his outspoken censure of the views of others. Not only as revealed in these points, but throughout almost the entire work, an emotional tone char- acterizes it to a greater extent than is usual among the pre-Socratics. Hera- clitus alone is comparable to him in the intense feeling attending even his most impersonal thought. Aristotle tells us that Empedocles was the inventor of Rhetoric, as Zeno of Dialectic. 1 Recent critics seem to be in substantial agreement that this refers not to the formulation of scientific rules or to the teaching of Rhetoric as a distinct art, but rather to the practice of thoughtful elabora- tion of his speeches by which his work became a significant foundation for subsequent thinkers who put into systematic form the rules of the art. 2 He was doubtless a man of great eloquence, and his political influence was probably due in large measure to his skill as an orator. Diels regards Empedocles' relation to Gorgias in this connection as an exceedingly close one.s He gives some weight to the doubtful tradition that Gorgias was his pupil 4 and regards the highly conscious and artificial style of the rhetorician as largely formed through the poet's influence. His attempt to find Gorgias' o-xrjf^aTa in Empedocles' poetry seems not wholly successful, although we cannot deny as does Blass that his verse, more than other early poetry, contains certain artificialities of diction and sentence structure that are usually regarded as characteristic of Gorgias. Conscious balance of clauses, paronomasia, and the use of striking compounds, are among the artificialities noted by Diels; but the resemblance is not close enough to prove a direct relationship between the two. Norden's attempt to establish the indebtedness of Gorgias and Empedocles, in independence of one another, to Heraclitus at those very points is significant. 5 The figures in question, while used so extensively by Gorgias as to be looked upon as characteristic of his style, probably represent to a certain extent the rhetori- 1 D. L., viii, 57; ix, 25; Cf. Sext. Emp., vii, 6; Quint., iii, 2; Suidas (Diels, Vors., §§ 5, 19). 2 Blass, Attische Beredsamkeit, p. 16, is inclined to think that Empedocles' claim to universal wisdom and his wandering life had influence in allying his name with that of the Sophists, and consequently in associating him with the beginnings of Rhetoric. It may be well to note the omission of specific mention of Empedocles in Arist. Soph. EL, 33, 183 b, 29, an omission that would be surprising were his contribution to Rhetoric other than has been defined. 3 Emp. u. Gorg., loc. cit. 4 Satyros ace. to D. L., viii, 58 (cf. Quint., iii, 1, 8). s Norden, Die antike Kunstprosa, p. 17. 24 ON THE INTERPRETATION OF EMPEDOCLES cal tendency of his time, and were used more or less by many speakers and writers then and earlier. The discussion of Diels, inconclusive as it is, is very subtle, and throws an interesting and significant light upon the characteristics of style and thought which Empedocles shared with the Sicilians, upon the exaggerations of his style, and upon his kinship in temper and style with the Sophists. THEORY OF KNOWLEDGE In the exordium of his poem Empedocles impressively urges upon his hearers the importance of recognizing the true limits of their knowledge. The temper in which this exhortation is given is far from that which the theme would suggest to a modern mind. The words are those of a seer who would keep sacred the mysteries he has beheld, and would rebuke the presumption of other men who claim to understand the world, not the words of the scientist who realizes the need of a cautious method of research. 1 A theory of knowledge is not formulated here or elsewhere in the poem. We look in vain for any answer to the question what the exact limits of knowledge are; how we are to distinguish truth from falsehood; what is the relative value of, and the relation between, rational and sense knowledge. Not only in the fragments handed down to us does light fail us upon these points, but their spirit makes it clear that in the complete poem they were not treated. There are many lines which, taken without their context, or without comparison with statements made elsewhere, might lead, indeed have led, to the imputing to him of a pure empiricism, "have no more faith in sight than hearing;" 2 or of scepticism, "these things cannot be apprehended by the eyes or ears of man, or grasped by the mind;" 3 or of 1 In the passages cited it is interesting to note that the phraseology is always ethical and not logical. For example speaking "more than is right" is what he prays to avoid, not "speaking more than is true." This is distinctly of a piece with Emped- ocles' general habit of thought. 2 Fr. 4, io. From this and the following lines exactly opposite conclusions have been drawn. Burnet follows Stein in placing a comma after I. 12, but seems wrongly to infer that only through the senses can knowledge enter our minds. Karsten places a full stop after 1. 12, interpreting the passage, and in particular 1. 13, as implying rationalism, and distrust of the senses. Mullach accepting this punctuation, increases the rationalistic color by unnecessary emendation. The MSS read fi^re ri (or tip') 6\f/iu 6ov rjepoevTOL^ and had specifically denied to him control over earth. The identification of Hera with earth in the writers mentioned, Diels believes, is also due to epic tradition, since the epithet applied to her by Empedocles, <£epeo-/?io9, is used of earth by Hesiod, and in the Homeric Hymn to Apollo. 6 But the identification of Hera with earth has recertly been approved, though on grounds independent of these ancient witnesses. Knatz, Thiele, and Burnet maintain, along with this identification, the novel position that Zeus is meant by Empedocles to represent air, and Aidoneus fire. 7 Zeus they urge is always associated with the bright sky in the minds of the Greeks, and Empedocles' use of aWrjp to characterize this element shows that it was the bright, pure, upper air which was meant, not the mist that was in early thought called arjp. Aidoneus, they suggest, is an emin- ently appropriate name for fire, in a land so familiar as Sicily with volcanic * Fr. 6. 2 Aet., i, 3, 20. 3 Stob., i, io, n; Her., Alleg., 24; Hippol., Re}., vii, 29; D. L., viii, 76; Athenag., Suppl., xxii, 95. Men. {Rhet.), Spengel, iii, 337, 4, Hera figures as air, but this evidence has little weight. 4 Diels, Dox., pp. 89 ff. By further citations from Her., Alleg., 41, and Plut, Vit. Horn., 97, Diels has made certain the connection between the passages referring to Empedocles in Stobaeus and Heraclitus, and the discussions of the view of the ele- ments attributed to Homer. s II, 0, 191. 6 Hesiod, Theogn., 693; Horn. Hymn, ii, 163. 7 Knatz, Empedoclea, Bonn, 1891; Burnet, p. 241; Thiele, Hermes, XXXII, 68. 3° THE ELEMENTS 3 1 eruptions and hot springs. Thiele asserts that the countrymen of Empedo- cles undoubtedly saw in the fire mountain of Sicily the god of the under- world, "wie schon die Legende von Empedokles Tod beweist. " The validity of this last assertion is not apparent. The associations further connected with the name of Aidoneus are so full of gloom and shadow, that fire is the last element his name would naturally suggest. By Empedo- cles, fire is constantly thought as "gleaming," and for the most part as associated with the heavens. While he remarked, as Knatz points out, that many phenomena are occasioned by the fire that lies under the surface of the earth, 1 we know that in his thought this was not the proper abode of fire, for in the first separation the main portion of it was carried out of the mixture to the farthest limits of the universe. 2 The epithets wyvyiov and dcSrjXov used of fire, do not imply its association with Hades. Neither word in its primary meaning has any connection with that region or with its deity. Earth, it would seem, is the element most naturally associated with his name. 3 As for Hera, it is true that "life-bringing" is an epithet particularly appropriate to earth. Yet it is often used of other things, and would aptly describe air, especially since, in Empedocles' view, breath is so important in sustaining the life of man and other living creatures. In extant literature before Empedocles, no definite association of Hera with any of the elements is found. Later she is sometimes associated with earth, but still more often with air, partly on the basis of a false but plausible etymology in Plato's Cratylus.* There is, therefore, no valid objection to identifying her with air, as is done by the best ancient tradition. In calling Zeus aWrjp ancient authorities undoubtedly mean to describe him as fire.s Aether came to mean fire later, 6 though it seems clear that in Empedocles it did not have that meaning. 7 Their confusion on this point 1 Plut, Prim. Frig., 19, 4, p. 953 E (cf. also Fr. 52). 2 Aet., ii, 6, 3. 3 Too much significance should not be attached to the fact, noteworthy though it is, that Hades may have been originally the god of earth rather than the god of the dead . Welcker, Griech. Gotterl., I, 399. Note his connection as Pluto with the wealth of the earth, and his name Zeus Chthonius. 4 Cratylus, 404 C; Hymn. Orph., xvi is an apostrophe to her as the goddess of air. s Knatz's objections to this hardly merit serious consideration. The activity expressed in the word {4 22 ff«> B7, 334 a > 2 7- 4 Gomperz dissents from the view that the elements are inert. Burnet and Tannery ascribe to them a tendency to move toward their like, which is an important modification. Zeller, 770, believes that he adopted Parmenides' concept of inert matter. Windelband takes the same position. The latter essays a definition of the term element as employed by Empedocles, not a single phrase of which can be in strictness correct. It is a concept "des in sich gleichartigen, qualitativ unveranderlichen und nur wechselnden Bewegungszustanden u. mechanischen Theilungen zuganglichen Stoffs," p. 47. ELEMENTS IN COMBINATION 35 Strife were not conceived by him as universal " motor causes," but as having the specialized function of effecting and dissolving certain com- binations of the elements; (c) that the notion of mixture was not denned by him, but was conceived with the vague indefiniteness of popular thought. There is always a tendency to interpret early thought in terms of later, and it is hard to realize how late the conception of matter as inert, lifeless "stuff," made its appearance. Modern criticism has come to recognize that Love and Strife are not conceived by Empedocles in purely immaterial terms. 1 It has been slower to see the inevitable corollary that matter is not divested, in his thought, of motion and intelligence. 2 Yet we are told in Empedocles' own words that " everything has understanding and a share of thought." 3 Consciousness in its higher forms is simply a more perfect mixture of the elements; "for it is by earth that we see earth, and by water, water. " 4 Motor attributes, quite as clearly as intelligence, were ascribed to the elements. Aristotle was greatly troubled by the fact that they were spoken of as moving hither and thither with no explicit mention of Love and Strife, which he regards as Empedocles' only motor causes. 5 Fire performs an especially active function; to it Love hands over her combinations that they may be hardened; the moon and the outer vault of the heaven are crystallized by its agency; its motion lies at the root of the revolution of the heavens; the growth of plants upward is due to its upward tendency; the "whole-natured forms," whose genesis precedes the genesis of men and women, are pushed up by fire, "desiring to reach its like;" death is due to the departure of fire from the body. 6 Instances of this sort are so numerous as to preclude the possibility of regarding them as over- sights in the system. The elements themselves are clearly to be thought of as endowed with motor attributes. When we attempt to gain a clear notion of the function of Love and Strife in the processes of the world, the facts just noticed demand further consideration. Clearly, if so much be explained by means of the activities of the elements, it is impossible to regard Love and Strife as the motor * Cf. Zeller, 770; Burnet, p. 245; Tannery, p. 304. 2 This is clearly recognized by Gomperz, but not by other historians of philosophy. 3 Fr. no, 10. 4 Fr. 109. Aristotle's suggestion, De An., A 2, 404 b, 12, that each of the elements is a soul, seems to be but an inference from this fragment. Cf. Zeller, 769, n. 1. s Phys., B, 4, 196 a, 17. 6 On these points cf. Fr. 73; Aet., ii, 25, 15; ii, 11, 2; Plut., Strom. 10; Arist., De An., B 4, 415, b, 28; cf. Aet., v, 26, 4; Fr. 62; Aet., v, 24, 2. 36 ON THE INTERPRETATION OF EMPEDOCLES forces of the world in the universal and consistent way that we have hitherto been inclined to suppose. Is there any attempt to differentiate and clearly define their function ? Observing the frequent employment of the attrac- tion of like for like as an operative principle in explaining phenomena, recent critics, Tannery, 1 Burnet, 2 and Gomperz, 3 have attempted to give it a definitely articulated place in the system, and to relate its operation to that of Love and Strife. This attraction they regard as a principle inherent in matter, a part of its very nature. The function of Love is to bring unlike things together. Strife, by breaking up the unions she effects, gives free play to the natural tendency of like to seek like. Thus without conflict or inconsistency, a place is given for all three bases of the explanation of motion. Attractive as is this theory, there are important considerations against it. First, the fact that the principle is not universal in its scope. Aristotle tells us that mention is found in Empedocles of many movements in nature with which Love and Strife had nothing to do. A large number of these instances cited by him and by others cannot be explained by the attraction of like for like. For example, the motion of fire upward is, according to Aristotle, sometimes treated as "natural;" 4 weight is invoked as a means of explaining the distribution of the elements in the first separa- tion from the Sphere, and of explaining the revolution of the heavens; 5 the hardening and evaporating power of fire must also be noted; 6 capricious or chance motion seems to have its place also, 7 chance being employed, as in popular thought, uncritically, and without analysis of its meaning. 8 A 1 P- 3°9- 2 P. 246. 3 P. 192 (§ 4). 4 Arist, De. Gen. et Corr., B 6, 334 a, 4. s Philo, De Prov., ii, 60 p. 86. That Empedocles "gave no account of heavy and light," Arist., De Caelo, A 2, 309 a, 19, has no significance here, any more than it is valid ground for rejecting, with Burnet and Diels, Stein's Vs. 143. 6 Philo, ibid. 7 Arist., Phys., B 4, 196 a, 19; De Gen. et. Corr., B 6, 334 a, 1; 2>H &> IO J rf- P r - 53; Phys., B 8, 198 b, 29. 8 The same may be said of Empedocles' use of the term "necessity" which comes, however, in the vagaries of late criticism to have a variety of curious interpretations. It figures as a motor cause, Simpl., Phys., 465, 12; as a material cause, Them., In Phys. 59, 9; it is a higher "substance" which makes use of both Love and Strife, and of the elements, Aet., i, 26, 1; Plut., De An. Procr. 1026 B; it figures as a monad to which Love and Strife are reduced, they in turn in some sense embracing the elements, Simpl., Phys., 197, 10; cf. Zeller, 777, 1. These vagaries seem to have grown chiefly out of Arist., Phys., 6 1, 252 a, 5 rather than out of Fr. 115, 1, as Zeller supposes, though the latter passage doubtless has had its influence. ELEMENTS IN COMBINATION 37 further objection to this definition of the attraction of like for like in relation to the system, is the absolute ignorance of ancient writers, particularly of Aristotle, of any such definition. It is unquestionably true that the tendency of like to seek like is treated as a valid principle by Empedocles in a large number of instances. 1 It seems probable, however, that its validity was taken for granted, and that no attempt was made to define the limits of its operation, or to correlate it with other forces. The idea has sufficient hold upon the popular mind at all times to occasion such an assumption, 2 and preceding Greek philosophy seems to have strengthened that hold. Aristotle's discussion of Empedocles in common with Anaxagoras, with reference to the use made by them of their supposed "motor causes," can be best understood on this hypothesis. He says; "they made almost no use of these [motor causes] except to a slight extent Empedocles makes more use of them than [Anaxagoras] but a far from adequate use. " 3 There is a clearly recognizable and easily calculable bias in all of Aristotle's reasonings in such matters. His desire to find in his predecessors anti- cipation of his own doctrines, would lead him to seek in the doctrine of the attraction of like for like, recognition of the principle of natural motion of the elements, were anything like a universal scope assigned to its operation. 4 The same bias, we believe, has led him to attribute to Love and Strife as motor forces, a far larger scope .than Empedocles intended, censuring as mere lapses the many exceptions to their operation. 5 Subsequent writers, ancient and modern, have followed him upon this point, instead of seeking light in Empedocles' own fragments. We have several instances where their function is referred to in general terms by Empedocles, 6 and in no one of them is any suggestion found of universal motor activity, but only mingling and separation of what has been mingled. 7 1 It should be noted that in one instance exactly the opposite principle, the attrac- tion of unlikes, is invoked. Animals with most heat are said to seek the water, avoiding the excessive heat. Arist, De Resp., 14, 477 a, 32; Theophr., De Cans. Plant., i, 2i, 5 (yet note Aet., v, 19, 5). As instances of the employment of the principle note Fr. 90; Fr. no, 9; Fr. 62, 6. 2 Arist. Eud., Eth., H 1, 1235 a, 9; Plato, Lys., 214 B. 3 Met. A 4, 985 a, 17. 4 In the Physics he deplores the absence of such a principle in Empedocles. s The difficulties into which Aristotle is led by the attempt to carry out this inter- pretation are very great. In one passage he gives vent to quite a remarkable outburst of impatience of Empedocles' indefiniteness : eSei odu f) 8ioplt\las 6\ws firj elvai afodyaiv 46 ON THE INTERPRETATION OF EMPEDOCLES admitted, decidedly against the view that an organic world is twice generated in each cycle. They speak always of but two periods, the world of Love and the world of Strife, the former being the Sphaeros, and the latter the present world. 1 Sometimes Love is regarded as alone the cause of the former, Strife of the latter, but Simplicius admits that both seem to have some efficacy in both periods. 2 There is in these writers, however, an evident attempt to translate Empedocles' cycle into terms of the neo-Platonic antithesis between the " sensible and intelligible world." The time form of presentation is attributed to a pedagogical motive analogous to the geometer's method of constructing the figure which he explains. 3 Little weight should therefore be given to their statements, over against the important testimony from Empedocles himself, and from Aristotle and Theophrastus. Against this testimony is urged the difficulty of conceiving a world as generated through the power of Strife. "Toute combinaison nouvelle que pourrait former le hasard entre les elements isoles serait necessaire- ment instable." 4 This argument would be valid were we to suppose that Love withdrew so soon as Strife commenced his work. But we have every reason to believe that the world is for centuries the battle-ground of their contention for the mastery. It might be valid, again, were we to conceive Love and Strife strictly as mechanical forces, operating according to law at all points in the world, the one with increasing, the other with decreasing force. In this case we should suppose that Love made no local and temporary advances during this period, but simply relinquished her hold gradually. But by Empedocles their relation was conceived rather after the analogy of the battlefield, wherein one point after another is lost for a considerable time to the enemy, and then regained, perhaps only to be lost again. s In this period every combination is, to be sure, ultimately unstable. But not more so than all life as viewed by many a Greek thinker besides Empedocles. Every organic combination is the work of Love, fj iJTTov 5td to avyKplveadai Tore /cat /jltj airoppeiv. The statement made Dox., ii, 4, 8, E. [07/trt] top KOff/xov r)(Tiv 67rt re tov Net/cous vvv /cat 7r/oorepov liri rrjs c/nAxas, 1 A second passage reads, "it is not reasonable that the world should originate from elements that are separated and in motion. For this reason Empedo- cles omits to describe the generation of the world in the period of Love." S16 /cat E. 7rapaA.et7rct rrjv €7rt rrjs c/uAot^tos yevecriv. 2 Since Empedocles could hardly have omitted an account of the present world, we must be living in the period of Strife. Theophrastus' evidence is quite as explicit as that of Aristotle. The world €7rt rrjs tXiaacpov. But we find that the putting together of the members is ascribed to a time after everything had been separated, Travroiv oWpiflc'vTwv. These statements are not inconsistent. The world has advanced farther when the members are put together than when they were created. 1 The separation of all things, to Philoponus' thought, does not mean the complete parting of the elements, but the integrating of a world. These separate parts of animals were mingled in the Sphaeros, and are now separated out. <*>? Srj firj fxovov twv (TTOt^etwv iv dXAryAots /xe/xty/nevoov iv rw S<£cu'/o aAAa /cat roiv p.opiu>v rdv £okoi/. Simplicius makes a more serious attempt than Philoponus to reconcile Aristotle and Empedocles with his preconceived notions. He recognizes that the separate members were created when Love was beginning to get the upper hand, Kara rr]v rrjs cpiXtas apxw. He sees too that the phrase €7rt t^s cpiXoTrjTos includes not only the time when Love is in control, but the period leading up to it. cVt ttjs i\La? /xcAAovctt;? €7riK/oaTc?v. 2 Yet he also uses the expression "the world of Strife" to include all organic creation and his view is in general subject to the neo-Platonic limitations. He is in the greatest difficulty in the attempt to interpret the passages of Aristotle, wherein Empedocles is said to have omitted to describe the generation of a world in the period of Love. The statement is referred to the Sphaeros and is explained by supplying 8uxOev otoixciW instead of yevtcnv in the sentence ow kou E. Trapaktiiru rrjv i-n-l tt}? i\oTr)TOs (Siddccriv twv o-ToixetWX- 5 Equally great are the difficulties of Alexander in the interpretation of the statement that the world is in a similar condition now in the period of Strife to its former state in the period of Love. 4 As a final 1 Philop., Phys., 314, 8; Zeller, 793, 3, rejects Philoponus' evidence on the score of inconsistency. 2 Simpl., De Caelo, 587, 24. With him as with Philoponus the isolated members are the work of Strife, not of Love, contrary to the view of Alexander. Cf. 586, 25, 587, 18. 3 Simpl., De Caelo, 590, 24. + Ap. Philop., De Gen. et Corr., 268, 1. Philoponus himself simply takes the pas- THE WORLD-CYCLE 49 possible interpretation he suggests, r/ 6/aoiws, cprjat, *ooyxos nar avrov kern KCU KLV&TOLl i-TTL TC TOV VCIKOVS VVV KCLL €7Tt TTj^ <£lA«XS TTpOTCpOV, CV Sk TOIS UCTatjv SiaXeififxaa-L twv vtt j £k€lv(dv ywofxivoiv KLvrjaewv, 7rp6repov re ore e* tov vci'kovs i-rrtKpaTrjcrev y cpiXta kcu vvv ore i< rfjs iA.ia kcu to v&kos klvovctlv. Here, curiously enough, there is recognized the possibility of supposing two worlds in the intervals between the "period of Love" and the "period of Strife," but neither of these can be the present world. The present world is still the neo-Platonic world in direct antithesis to the Sphaeros, while the intervening worlds are conceived as under some other force in place of Love and Strife. 1 The evidence of Aristotle, Theophrastus, and the neo-Platonists, must be regarded, therefore, as on the whole favorable to the view that the present is the period of Strife. Many of Empedocles' own doctrines as gathered from his verses or from later writers, lead directly to the same conclusion. We may notice particularly the following points : (a) The accounts of the formation of the heavens describe the separation of the large masses of air, water, etc., out of a mixture, described in one passage as "the first mixture of the elements. " 2 (b) The generation of men and women as described in Fragment 62, from primitive forms with undifferentiated members, naturally fits into an era of advancing Strife. Articulation or differentiation of organs is a natural result of his increasing power. 3 That these primitive forms are sent up by the separating of fire, which desires to reach its like, is significant in this connection. 4 The formation of animals from members produced in isolation and afterward united naturally fits in, on the other hand, with the period of Love, and is by ancient writers uniformly referred to that epoch. The fact that later writers in referring to the formation of animals from isolated members, repeatedly state that they belonged to the period of Love, whereas in the numerous details regarding phenomena certainly sage as does Zeller. Cf. p. 50. Alexander rightly rejects this interpretation on the ground that the criticism of Aristotle is thereby made pointless. 1 Similar difficulties and forced interpretations arise in the attempt to explain Aristotle's reference, De Caelo, B 13, 295 a, 29, to a time when the elements -were completely separated (Simpl., 528, 1). Simplicius finally concludes that Aristotle has been misled by Empedocles' mythical form of presentation, Simpl., 530, 16. 2 Plut, Strom., 10; Philo., De Prov., ii, 60; Aet. ii, 6, 3. 3 Note that Simplicius in commenting upon the word oi\oi\La. This is true, but not on its more obvious side, the side which underlies Empedocles' thought in this connection. 4 Cf. on this point Dummler, Ak. } 217 ff. 50 ON THE INTERPRETATION OF EMPEDOCLES belonging to our world, the period is never specified, is a slight additional indication that the period of Love is not the present period, (c) Trees, which are the first living beings to be formed in the present world, are described as having an exceptionally symmetrical mingling of the elements. 1 (d) There are indications that the present world is looked upon as a degen- erating rather than an advancing world. That this is the temper of the Purifications is universally admitted. To those who do not admit any inference from the religious to the physical teaching of Empedocles, 2 we may mention the remark that the men of today are infants compared with those of the past. The suggestion of Fragment 78 that there was a time when a more perfect mixture of the air furnished better conditions for the growth of plants, may possibly have some force in the same direction. In spite of this accumulation of evidence nearly all writers have supposed the present to be the world of Love. In this they have usually followed Zeller, who evades the consequences of Aristotle's testimony. To the phrase iirl rrjs cptXias (or t\oTr)Tos), in Aristotle, he gives three distinct meanings, (a) In the first of the two passages cited above, concerning the resemblance of the present world to the former world in the period of Love, he interprets the phrase i-irl Trjs <£iAias as referring to the Sphaeros. The context in Aristotle shows it to be, however, the period leading up to the Sphaeros. The point of Aristotle's criticism is that the function of Empe- docles' " motor causes" are not clearly differentiated, for if they were, the worlds under opposing forces could not be treated as similar, (b) Several times the phrase is by him taken in its rightful meaning as the period lead- ing up to the Sphaeros. The second of the passages quoted above, to the effect that Empedocles omitted the account of the period of Love, is once correctly interpreted in accordance with this usage. Its meaning he explains in these words: "womit gemeint sein wird dass er diejenige Weltbildung zu der die <$>i\ia den ersten Anstoss gab, und die mit der vollkommenen Vereinigung der Elemente im Sphaeros endete, nicht dargestellt hatte. " 3 (c) Elsewhere this same statement of Aristotle is cited as an instance of the use of the phrase with reference to the period of advancing Strife, "die der gegenwartigen gegeniiberstehende Weltperiode, " and the passage is cited 1 Aet., v, 26, 4; Pseudo-Arist, De Plant., A 2, 817 b, 35, we are told, to. tpvra exovcTL ytveatv kv k6 3 contains the quoted statement; 786, 2 and 4 the conclusion regarding the omission of the period of Strife. 2 Writers seem not to have observed Zeller's confusion. Even Tannery, who dissents from Zeller very materially in his general conception of the cycle, follows him here, Tannery, p. 308. 3 The passages wherein the world is described as generated from a mixture are cited, p. 49, 2. Plutarch uses the phrase tic irpdrrfs rrjs t&v aTotxetwv Kpdaews, which is difficult to interpret in accordance with Zeller's theory. 4 This cause is the overweight of fire, Plut., Strom., 10. The phrase St^Kpive yhp rb NetWos, used by Aristotle (De Gen. et Corr., B 6, 334, a, 1), of the process of " Welt- bildung" shows again that he regarded it as the period of Strife. s On this point cf. further p. 57. 52 ON THE INTERPRETATION OF EMPEDOCLES important fragments that we possess, undoubtedly deals with the period supposed to be omitted, the period of Love. 1 But this is not in necessary contradiction with Aristotle. He tells us only that no account of the genesis of the world in the period of Love was given. By this he probably means no description of the formation of the heavens and earth, the " Weltbildung " in its larger outlines. Fragment 35 probably is a stop-gap where such an account would be expected and furnishes a fitting introduction to the description of some of the detailed phenomena of that world. 2 To the period of Love, we conclude, are to be referred Fragment 35, and all of the descriptions of the formation of animals out of separate members, with the monstrosities incident to that process. To the period of Strife belong Fragment 62, and practically all of the other notices we possess of details of the formation of the world, and of meteo- rological, physical, and biological phenomena. The view here adopted is, as already noticed, essentially the position of Dummler and Burnet. Gomperz professes to follow Dummler 3 but his detailed treatment presents serious difficulties. The accounts of the formation of the heavens and earth, the sun, stars, sea, etc., are all described by him correctly as belonging to the period of Strife. 4 He rightly refers the formation of men and women out of undifferentiated forms to that period. All of the other fragments concerning organic life seem to be referred to the period of Love. This clearly cannot be the case if the present is the period of Strife. The accounts of Empedocles' philosophy usually take the Sphere as the 1 A brief statement of Epiph., Adv. Haer., iii, 19 (Dox., 591) suggests that the present is the period of Love: Kex&P l(rrai ~Y&P, 0W^, T ^ irpbrepov, vvv 8k crvv-qvoiTai, ws X^yet, (ptXwdivra dXX 77X01 s. This sentence, however, is not entirely unequivocal, and if it were, it would have little weight compared with the facts on the other side. 2 Fr. 35 is evidently the resumption of a theme already touched upon, and possibly follows a digression upon some minor subject. Zeller takes it to be the account of the first stages in the formation of the world of Love, in his view the present world. It is, however, in essential contradiction with the other accounts of the formation of the present world, which, as is elsewhere noted, derive it from a mixture and not from the separated elements. The somewhat numerous references to this passage by ancient writers, may be due to the fact that here Empedocles defines with some explicitness the respective agency of Love and Strife in their relation to a period in the world cycle, whereas in the cosmology proper much attention is given to secondary causes. Cf. Arist., Met., A 4, 985 a, 21; Gen. et Corr., B 6, 333 &, 33, where Empedocles is criticized for neglecting Love and Strife in his cosmology. 3 Cf. Gomperz, note to p. 196. 4 Pp. 194 ff. THE WORLD-CYCLE 53 logical starting-point of the cycle, whatever be their view as to the present period. 1 There are reasons for supposing that the separated elements were Empedocles' own starting-point. His insistence upon the primitive character of the four elements, upon the fact that all else is derived from them, makes it natural that he should begin his description of the cycle with them. The brief statements of the poem referring to the world trans- formations suggest this order of treatment. 2 Aristotle speaks of the ele- ments as "by nature prior to the god" or Sphaeros. 3 A strong witness for it is also found in Aetius' account of the four forms of animal generation. 4 The passage will be discussed later, but we may notice here that the first two forms of generation mentioned, and specified as the first two, belong without question to the period of Love. This period would naturally, then, have been first treated in Empedocles' poem. Burnet and others who have hitherto dissented from the view that the four forms of animal genera- tion all belong to the present world, have been forced to reject Aetius' indication of the order in which these different forms made their appearance. Whether there be a period of rest under the sway of Strife requires some special consideration. The fragments contain no hints that bear upon the question. If the foregoing discussion be correct, there must be at least a point of complete separation between the two cosmic periods. 5 The symmetry of the system would seem to suggest that this be more than a point. Aristotle implies that equal times were assigned to the domination of Love and Strife, 6 which would require a prolonged interval under the sole sway of Strife, unless we are to suppose a longer struggle in the period when he is in the ascendency. The chief objection that has been brought to such a period of rest is the a priori one, that it is incompatible with the notion of the domination of Strife. The wildest confusion, it is urged, should signalize his mastery. This objection is not without force, yet it is quite clear that Aristotle thought of such a period as intervening. We 1 Cf. Zeller, 780; Burnet, 245. 2 Cf. Fr. 26; Fr. 17, 16, and 1; Fr. 21. Brief incidental statements of this sort are a significant indication of the way the matter lies in the writer's mind. Cf. Zeller, 813, 5. where it is acknowledged that the Sphere is always by Empedocles thought of as derived. The implications of this fact, however, are not regarded by Zeller. 3 De Gen. et Corr., B 6, 333 b 21. 4 Quoted on p. 57. s It is not possible to cite lines in which this is explicitly stated, though the poem is not without evidence on the point. Cf. Fr. 35, 14, where the phrase to irplv yABov dddvar'' ehai, a figurative expression though it be, suggests, in contrast to the following line, this idea. 6 Phys. t 6 1, 252 a, 31. 54 ON THE INTERPRETATION OF EMPEDOCLES have the oft-quoted passage of the Physics whose evidence is unequivocal: "As Empedocles says, it is in turn in motion and at rest, in motion when Love makes one out of many or Strife many out of one, and at rest in the intervals." 1 Further evidence of Aristotle's opinion can be found in his criticism of Empedocles' view that the earth is kept in its place by the revolution of the heavens. He asks how this stability can be explained at the time when the elements are separated by Strife: "For he surely cannot then appeal to the revolution [of the heavens] as an explanation. "- Plutarch, on the contrary speaks of the elements, when entirely separated by Strife, as in motion, their movements being erratic and unruly. 3 Under ordinary circumstances Plutarch's evidence would have little force against that of Aristotle, but in this instance the weight of Aristotle's testimony is lessened by the fact that in the former passage, he cites as authority for his state- ment lines of Empedocles that cannot possibly have the interpretation he gives them, and which have nothing to do with the question in hand. It is not impossible that Empedocles himself left the matter ambiguous. If the hypothesis given regarding the outline of his treatment be correct, no necessity would arise for definition upon this point. Save in the brief initial summary there would be no occasion for an account of the transition from the end of the period of Strife to the beginning of the period of Love. Here he may have contented himself with some such statement as that "Strife now had won complete sway and separated the elements. Love re-entered and he withdrew to the depths of the world. " This outline of his treatment is given as merely a possible method of dealing with his theme. In the present state of our knowledge we should leave the question open. The evidence is insufficient to decide it with certainty. Although the cycle of the world's transformation may be analyzed into four distinct moments as is done by Zeller, Burnet, and others, it is better to think of it in terms of two, as was done by all the ancient thinkers, 1 Arist., Phys., d i, 250 b, 26; also 252 a, 5-10 which is to the same effect, though it is not so explicit, and throws no independent light upon the question. The fact that the singular is used in the latter passage in the phrase rbv fiera^b xpt> vov is not, as has been thought by von Arnim, significant. In the context "in the interval " would natur- ally mean "each interval," since their sway is spoken of as "alternate," iv pJpei. Simplicius interprets the period of rest referred to by Aristotle as the Sphaeros alone, but his is not a testimony which has weight on this point for reasons stated on p. 47 f. 3 De Caelo, B 13, 295 a, 30: 6re yap to. yap 8rj Kal r6re alridaerai ttjv dlvrjv. Met., A 4, 985 a, 25 contains the same implication. 3 Plut., De Fac. in Orbe Lun., 926 F: [al dpxo-l] (pevyovcrai. Kal airoi\oTrjTo\f/ovs tov dwb tt}s 777s /et'j rbv\ ovpavhv, . . „ . irXdova elvai tt)v Kara rb trXdros didaraaip, Kara tovto tov ovpavov fidWop dvcnreTrTa.fji.4vov, did rb (pip TrapaTr\T)o~lu)s rbv nbapjov Keiadai. 5 De Gen. et Corr., B 6, 334 a, 1, seems to refer to this time, with Fr. 54 and 55. 6 Arist., De Caelo, B 13, 295 a, 13. Its form is not specified but was probably spherical, for it is the residuum of the original sphere after other things are taken out, and it is the center of revolution, being pressed into shape apparently by that revolu- tion. Cf. Philo, De Prov., ii, 60, p. 86. 7 The equilibrium of the entire heavens seems to be due to this revolution, Arist., De Caelo, B 1, 284 a, 25. A reference to this revolution as the cause of the earth's stability should probably be restored in Philo, De Prov., ii, 60, p. 86. "Quietis autem inde causa per deum, " where Wendland suggests that divov originally stood, and was misunderstood by the translator. The following words: "Non vero per sphaeras multas super se invicem positas, quarum circumrotationes poliverint figuram, " are probably, as Wendland suggests, a criticism of the Stoic position. A further statement 63 64 ON THE INTERPRETATION OF EMPEDOCLES out. 1 The sea seems at first to have surrounded the earth in a layer, and later to have been collected into its present form. ' Most writers have sup- posed that the separation of the great masses of the elements as they appear in our world, was effected by a whirling motion, in accordance with the traditions of the Ionians. 2 But the revolution of the heavens is expressly said to begin after the separation was partly effected. 3 The view in ques- tion seems to be necessitated, as already noted, by the supposition that the present world is the world of Love. The separation is, however, exactly what we should expect as the result of the operation of Strife. 4 The ele- ments seem to have "distributed themselves" capriciously, or by weight. 5 This is clearly the place in the cosmology to which the passages of Aris- totle already mentioned refer, wherein the motion of aether and fire are described as independent of Love and Strife. The revolution of the heavens is explained by the lack of equilibrium in them. 6 The revolution was at first slow, lasting ten months. We are not told what was the cause of the acceleration, nor whether it was gradual or abrupt. 7 The earth clearly has a tendency to sink downward, otherwise of Empedocles' theory follows: " Quia circa earn compressa fuit Sphaera ignis mirabilis (magnae enim et multiplicis theoriae vim habet), ideo nee hue nee illuc cadit ista." Regarding this part of the account we may quote the following from a private letter of Conybeare: "The words 'magnae enim et multiplicis theoriae vim habet' are a mis- translation. Render 'magnae enim et multiplicis formae vim habet' — a reference, I think, to the belief of Aristotle that circular movement is the most perfect of movements. In the preceding sentence, for the word 'lambar' rendered 'ignis,' another MS has KaXapav = 'typus, ' 'forma,' or 'exemplar.' The rendering would so become 'quia circa earn circumjectus est (irepLefiXrjdr) or avvtKkeicrdri) typi cuiusdam gyrus,' 'round the same was closely thrown a wonderful whirl of a kind.' This I think the better reading." Accepting Conybeare's suggestions in the main, we may question the reference to Aristotle's belief regarding circular motion. The clause is obscure, and perhaps corrupt. 1 The description of it as "sweat" is a figurative account of this process. A characteristic employment of analogy is the explanation of its saltness by this means. Cf. Fr. 55; Arist., Meteor, B, 3, 357 a, 24; Aet., iii, 16, 3; ii, 6, 3. The sea contains sweet water as well as bitter. Ael., Nat. An., 6, 64. 2 Tannery, Zeller, Gomperz, and others; while Burnet gives essentially the view here presented. 3 Prut., Strom., 10. 4 diiKpive yap rb Ne?Kos, Arist., De Gen. et Corr., B 6, 334 a, 1. s Philo's account gives much more importance to weight. 6 Plut., loc. cit. 7 Aet., v, 18, 1. Tannery, p. 314, assumes that it is gradual and is the resultant of the local and haphazard movements caused by Strife. This is a groundless assump- tion, and a most inadequate basis for his attributing to Empedocles the principle of conservation of energy. THE SECOND PERIOD 65 the revolution of the heavens would not need to be invoked as an explana- tion of its stability. 1 As already noticed, a variety of bases of explanation of cosmic phenomena are employed, most of them without analysis or discussion. 2 THE HEAVENLY BODIES Of the formation of the moon and stars we have a few hints. The former is air, taken off with the fire and hardened like hail in a disc shape. 3 It gets its light from the sun, and is half as far from the earth as he. 4 Hard- ening processes in several instances are attributed to fire, after the analogy of baking. s The stars are bits of fire contained in the air in its first separa- tion, and pressed out from it; the fixed stars being fastened to the crystal vault. 6 Regarding the nature of the sun, the evidence is so confusing and con- tradictory as to require more detailed consideration. Indeed, no possible hypothesis will reconcile all the data. Some of them must be rejected, if any attempt at reconstruction is made. The two most important passages bearing upon the question read as follows : He says that from the original mingling of the elements the air was separated off, and spread around in a circle. After the air, the fire rushed out, and finding no other place, ran up underneath the hard substance around the air. In a circle around the earth move two hemispheres, one simply of fire, the other a mixture of air and a little fire, which he thinks is night. Their motion began from the fact that the fire as it was collected chanced to weigh too heavily. The sun is not fire in substance, but a reflection of fire, like that produced from water. 7 Empedocles says there are two suns, one the archetypal consisting of fire, in 1 It keeps its place like water in cups rapidly whirled around. Even as an analogy this fails. Arist, De Caelo, B 1, 284 a, 24; B 13, 295 a, 16; T 2, 300 b, 1. Note also that in the account of the growth of plants a natural motion of fire upward, and of earth downward is assumed. Arist., De. An., B, 4, 415 b, 28. 2 We are told that weight is not discussed, Arist., De Caelo, A 2, 309 a, 19, but we should be practically certain of it without that evidence. 3 Pseudo-plut., Strom., 10; D. L., 77; Aet., ii, 25, 15; ii, 27, 3; Plut, DeFac, in Orbe Lun., 922 C; Empedocles, Fr. 45; Aet., ii 28, 5. 4 Aet., ii, 31, 1, as corrected by Diels. Empedocles was not the first to see that the moon shines by borrowed light; the Pythagoreans and Parmenides both knew it. The suggestion, Achill. in Arat. 16 (p. 43, 2 Maas), that the moon is a detached part of the sun, 6,trb)dT}pai is appropriate, since the entire hemisphere was filled with fire. Burnet suggests the questionable emendation: irplv irvpi iriXrjdTJvat " before [the earth] was solidified by fire." Reiske suggested TrepiKVKXcodijvaL. 2 Plut., Quaest. Conv., 649 C, the symmetry of the pores is named as an additional cause of this phenomenon. 3 Arist, De An., B 4, 415 b, 28; Theophr., De Cans. Plant., i, 12, 5. Theophras- tus observes further that the roots are made chiefly of earth, the leaves of air. 4 Pseud. -Arist., De Plant., A 2, 817 a, 1 (cf. 815 a, 20). s Ibid., 8176, 35. 6 Pseud. -Arist., De Plant., A 1, 815 a, 15; b, 16. 7 Plut., Quaest. Conv., 688 A. 70 ON THE INTERPRETATION OF EMPEDOCLES ANIMAL LIFE The third and fourth forms of generation of animals indicated by Aetius we refer to this period, as already noted. 1 Of the first of these we possess Empedocles' own account. 2 First of all, whole-natured forms of earth sprang forth, with a portion in them of both water and warmth. These were sent upward by fire, eager to reach its like. In them was not yet seen the lovely contour of the human form, nor voice, nor the members belonging to man. These "whole-natured" forms were evidently fashioned within the earth by the agency of Love, and then forced to the surface by fire. 3 The attempt to explain this passage as the third stage of a continuous and progressive series is clearly very difficult. It has led to the assumption that they are human beings similar to those fancied by the Platonic Aristo- phanes, in which sex is not yet distinguished. 4 But it would seem -from Empedocles' words that differentiation of members has not gone far enough to justify this interpretations Aristotle's comparison of the "whole- natured" forms to seed also suggests very rudimentary forms of existence. 6 The succeeding steps of differentiation are not preserved to us. We do not even know whether it was gradual or abrupt. The decisive point was reached, according to Aetius, when the differentiation of the sexes was effected, and reproduction took place through their union. 7 Until this 1 Cf. the passage as cited, p. 57. 2 jr r . 62. 3 Von Arnim supposes these to have been the animal trunk to which the several limbs attach themselves. 4 Diels, Frag. Poet., ad Fr. 62. "oi\ov pvktwv acpaipetadat. rod KTjpov } 'Lva. ttX^ov vdiop X&PV, fipaxvTe'pojv 8e TrpiHnrXdcraeadai, lva e\aatos kwScdvos Slkyjv atwpov/xevov KCLL TU7TTO/ACVOV. 1 A close approximation to Plato's view is ascribed to Hipparchus, by some to the Pythagoreans and to Parmenides, but not to Empedocles. Aet., iv, 13, 9, 10. 2 Arist., De Gen. An., E 1, 779 b, 15. 3 Theophr., 8. 4 Aet., iv, 14, 1. 5 Arist., De Gen. et Corr., A 8, 324 b, 29. 6 Beare follows here the first edition of Vorsokratiker, which kept the MSS ci-iadev. Diels now accepts Karsten's emendation eawdev. 86 ON THE INTERPRETATION OF EMPEDOCLES Beare's translation is as follows: Empedocles teaches that hearing is caused by the impact of the air-wave against the cartilage which is suspended within the ear, oscillating, as it is struck, like a gong. In the first passage one or two points need consideration. In the first line the manuscripts provide no subject for rjxv- Diels, probably rightly, supplies 6 arjp. Instead of Kiv-qOeCs we find in the manuscripts KwrjOev, which can hardly be satisfactorily construed. Diels had formerly sug- gested KLvrjOfj (Dox., 501, 13). The reading lawv, later, is questioned by Diels, but gives about as good sense Diels's abandoned conjecture taoidzv, which Beare follows; Translate " echoes that resemble the sounds out- side." 1 Further, we may interpret Kivov/xevrjv "when this organ of hearing [the bell] is set in motion, it causes the air to beat against the solid parts of the ear and produces an echo. " Finally, if we retain the manu- script reading for Empedocles' characterization of this bell, we shall inter- pret it " fleshy growth," which is surely as appropriate as "fleshy bone," an interpretation wherein again Beare follows an abandoned conjecture of Diels. Taken in strictness the passage states the organ of hearing, tyjv okotjv, this fleshy growth, and the bell, to be one and the same. In the Doxographic . passage xov8pa>8ei m ay be a later blundering attempt to define this fleshy growth. Theophrastus' account is certainly the more trustworthy one and it contains nothing else that could be so defined. Possibly the tympanic membrane itself is meant, which transmits the sound from the outer air to the air of the inner ear, causing an echo there. 2 The walls of the tym- panic cavity are chiefly of bone, and they may be the solid parts, to. areped, of Theophrastus' description. These solid parts cannot be the bell itself, and hence the passage cannot, on any hypothesis, be reconciled with the Doxographic description. This need not surprise us, the Doxographic accounts being so condensed and in subjects like this so often missing the point of the theory involved. If the tympanic membrane was observed by Empedocles, its comparison to a bell is just as appropriate as its later comparison to a drum. By a bell we should understand a gong struck from the outside, not a bell with a clapper. Zeller's insistence that a trumpet is meant has no support and is admittedly contrary to Theophrastus' evidence. 3 1 Beare, 96, 1, suggests that there may be in fouv the implication that "there are sounds that we cannot hear, as there are colors that we cannot see, though other crea- tures may see and hear them. " This seems, however, very doubtful. 2 Cf. Philop., De An., p. 355, 17, which gives some help to the understanding of the thought here suggested. 3 Theophr., De Sensu, 21. THE SECOND PERIOD 87 The theory of Empedocles is very close to that of Alcmaeon, a fact that is not surprising in view of the indebtedness we have seen reason to assume in other portions of Empedocles' system. The naivete of the notion that hearing is explained if once we have the external sounds repeated within the ear is remarked by Theophrastus. 1 It is, however, a mode of reasoning very persistent in its hold upon the human mind. On any interpretation of these passages, the doctrine of effluences and pores has incomplete application, yet the divergence in principle is not so great from Empedocles' standpoint. The sound moving toward the ear represents the effluence. The principle that like perceives like is met nearly enough for his purposes, we may believe, by regarding the act of hearing as an echo or repetition of the sound. This is not exact thinking but it is not more inexact than we should expect. SMELL Smell seems to be, of all the senses, the one to which the doctrine of pores and effluences most readily applies. Not that the psychological problems involved are explained. That we have ceased to expect. But odor is obviously an effluence which passes through the air to the inner surface of the nostrils. The power of dogs to follow a trail by means of odors imperceptible to man, is evidence that effluences are more universal than we are at first inclined to suppose. Fragment 101 reads: " Tracking with their nostrils the minute particles from the bodies of animals (and the odors) which are shed from the feet upon the tender grass." The close connection of smell with breathing is observed, and the fact that labored breathing or catarrhal troubles affect the sense of smell. Those animals that breath the most vigorously have the keenest sense of smell. Most odors, it is thought, come from bodies that are fine and light in weight. 2 TOUCH AND TASTE Theophrastus tells us that no special account was given by Empedocles of the sense of touch and taste. 3 This was perhaps because, roughly speaking, their nature from this point of view is obvious. Certainly in the case of taste, the function of the pores is clear, though it might be questioned whether the particles which enter them would in strictness be called efflu- ences. 1 Ibid., 25; Aet., iv, 16, 2. 2 Theophr., 9. Cf. the criticism, § 19. See also Fr. 102; Aet., iv, 17, 2. 3 Sees. 9 and 20. 88 ON THE INTERPRETATION OF EMPEDOCLES Regarding flavors a few hints have come down to us, but they seem to have found place in the description of the growth of plants with their vari- ously flavored fruits, and perhaps of animals, and not in connection with the theories of sense perception. 1 OTHER PSYCHOLOGICAL OBSERVATIONS Likeness is the basis of pleasure, unlikeness of pain. 2 This accords well with the tendency to regard likeness as a basis of attraction, but is not strictly consistent with the view that like perceives like, for pain surely involves perception. This difficulty, "however, need not have been re- marked. Fragment 107, on one interpretation, ascribed feelings of pleasure and pain to all things. This interpretation is not necessary, yet the idea would not surprise us when intelligence has been declared to be universal. 3 . Unsatisfactory as is the understanding we have reached of the details of perception as explained by Empedocles, our survey is sufficient to make clear what is after all more important than the missing data, namely that the processes of sense perception are beginning to occupy the minds of Greek thinkers very seriously. The problems raised are physical and physiological primarily, not psychological. The only really important exception recorded, is an observation borrowed from Parmenides to the effect that thought changes with bodily structure. 4 Gomperz perhaps gives Empedocles too much credit in characterizing him as the one who led the way to the recognition of the subjective factor in sense perception and its relativity to the individual. 1 Water is said to contain all sorts of flavors, which are usually imperceptible because the particles are so small. The significance of this remark in relation to the growth of plants is apparent, Arist., De Sensu, 4, 441 a, 3. We may perhaps associate with this the remark that wine is water which has undergone a process of putrefaction inside the bark, Fr. 81, and that the sea contains sweet water as well as bitter. Aelian, Hist. An., ix, 64. 2 Theophr., 9, which seems to mean that the similarity is in the elements constitut- ing the part of the body which feels pleasure or pain; cf. Theophr., 16; Aet., v, 28, 1. The text of the latter passage is hopelessly confused. We gain from it the additional notice that desire springs from the lack of the material elements needed by the animal that feels desire. Kara rets tWetyeis twv airoTekotivTuv ^Kaarov aToixeliav. Cf. also Aet., iv, 9, 14, and 15. 3 We know from Caelius Aurel., Morb. Chron., i, 5, that the subject of insanity received some consideration, but we are unable to gain any satisfactory notion from this brief mention. 4 Fr. 106 and 108; Parmenides, Fr. 16. THE PURIFICATIONS The contrast in temper between the Physics and the Purifications has given rise to many theories about the relation of the two works. This contrast is due partly to the difference in theme, but it extends to irrecon- cilable contradictions on certain points. Bidez and Diels have felt these contradictions so keenly that both conceive it impossible that the two works could have been written in the same period of the poet's life. The opposing views put forth by the two men have been noticed in another connection, but may again be briefly stated. Bidez has imaginatively constructed a romantic biography of the poet, picturing him in youth, at the time of his brilliant political career, composing the Purifications, in the preface of which he addresses the people of Akragas with such lofty pride, resting so confidently upon his divine claims and exalted powers. Late in life, in banishment, deserted by friends and deprived of influence, he addresses in his loneliness the Physics to his only friend Pausanias. The tempered rationalism and scientific acumen of this work, contrasting strikingly with the religious enthusiasm and even extravagance of the Purifications, reveals the sobering influence of adversity, and of years of lonely study and reflec- tion upon nature. Diels, sharing to the full Bidez' conviction of the fundamental contrast between the two works, finds incredible the psychological development out- lined by Bidez. 1 Both writers are unable to discover any conclusive evi- dence on the point other than psychological probability. 2 History fails to give us, Diels believes, an instance of a man in his youth playing the part of a religious wonder-worker and magician, in his old age developing into a scientific scholar of so skeptical and empirical a temper. Both these discussions attempt too extensive a reconstruction on a slight basis of fact. Either line of psychical development is conceivable, and there is little doubt that historical parallels for either could be found. But neither one seems necessitated by the facts. The contrast in temper between the two works, considerable as it is, is by no means great enough to prove that a long interval of time must have elapsed between their com- position. Extravagant claims are not absent from the Physics. Fragment in certainly claims much when it promises power to stop adverse winds i Diels, Site. d. Berl. Ak., 1898, 396 ff. 2 Diels argument, that the use of N«kos conventionally in the Purifications is indication of the later date for that work, is not without force. Cf. Fr. 115, 14. 90 ON THE INTERPRETATION OF EHPEDOCLES and drought, to avert old age, and even "to bring back from Hades a man's might. " Diels makes the astonishing claim that no more is promised here than is perfectly consistent with a scientific conservatism, "nicht mehr als das, was auch heutzutage die Wissenschaft ihren Adepten ver- spricht; die Gesetze der Natur mitzutheilen urn dadurch sich zu ihren Herrn zu machen. " The promise of power to waken the dead, he interprets as referring merely to apparent death. If one can accept this reasoning, he will find in Diels's position no insuperable difficulties. 1 The placing of the fragments describing the deity 2 in the Purifications instead of the Physics, where they have hitherto been found, is obviously an integral part of Diels's argument, having as its motive the presenting of a purer contrast between the two works. The testimony of Tzetzes that they belong to the third book of the Physics, has not, to be sure, overwhelming weight, and Diels may be right in making the change. Yet the case is not proven by the fact that the physical system of the first two books has no place for such a theology. 3 Fragment 131, moreover, seems out of place in its present position. The change of subject is here not so marked as the tone of the passage implies. Burnet and Rohde have gone nearly as far in attempting to reconcile the religious and physical doctrines of Empedocles, as Bidez and Diels in contrasting them. Burnet follows Hippolytus in identifying the god who is only a "sacred intelligence" with the Sphaeros. 4 Rohde recognizes more adequately than he the contrast in temper between the two works, but he also finds place for this doctrine in the physical system. 5 The supreme divinity is a part of the Sphaeros when Love is in control, but when the Sphaeros is dissolved he exists independently, or rather is divided by Strife into individual daemons who are exiles and fugitives from the godhead. Burnet's position is clearly irreconcilable with the description of this deity in the last two lines of Fragment 134, though the similarity of the first three lines to the characterization of the Sphaeros in the Physics makes it 1 A further bond of connection in temper between the Physics and the Purifica- tions may be seen in the exordium to the former work. Regarding the truth as holy, and not to be revealed to mortals beyond a certain point is distinctly in the spirit of the religious mystic. 2 Fr. 131 to 134. 3 Human thought, in a period not yet fully conscious of the antithesis of matter and spirit, could admit such a contradiction where a later age could not. Cf. p. 80. 4 Hipp., Re}., vii, 29; Fr. 134. s Rohde, p. 480, n. 1. THE PURIFICATIONS 91 tempting. Rohde's position is ingenious, but not supported by sufficient evidence to make it acceptable. 1 Another religious doctrine of Empedocles which is difficult to bring into accord with the Physics is the theory of transmigration of souls. Rohde's view here is worked out with even more acumen and pains, and is rooted in ancient religious tradition. The thinking powers which Empedocles identi- fies with the blood, are a part of the physical soul, which dies with the body. The immortal soul is the soul-daemon of Homer, which leaves the body and passes successively through the various phases of mortal existence. It is now a fish, now a man, now a bush, now a god. This soul-daemon, as already suggested, is a part of the divine intelligence, an intelligence that is divided by Strife into many individuals. Ultimately it will return after purification to its source. When the Sphere recurs, all these soul-daemons will once more become one with their divine origin. 2 This hypothesis furnishes the best basis that has been proposed for reconciling the contra- dictions noted, and has won the unqualified assent of Gomperz; yet decisive evidence is lacking. The analogy drawn with the "soul-daemons" of Homer and others is a happy one, but the relation assumed between these ^dividual " daemons" and the universal intelligence, as well as the Sphaeros, seems highly improbable. Burnet interprets this doctrine as he does the divinity of the Purifications, materialistically, and thus removes its contradiction with the Physics. All Empedocles needs, Burnet says, " would be amply provided for by the reappearance of the same corporeal elements in different combinations. 3 Fragment 15 of the Physics fits in well with this interpretation, yet it does not necessarily imply the survival of personal identity, and it is not easy to see how any means of preserving it could be provided on this basis. Bur- net seems to overlook the real problems involved, but his view furnishes a possible alternative to that of Rohde. The exact degree of discrepancy between the two works of Empedocles will probably never be known. The data are not at hand for a sufficiently complete reconstruction of the thought of either poem. In any case the inconsistencies are not psychologically surprising, however great be the irritation they occasion in logical minds. 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