^^^ ^— — ^ r ^11! Frederick V. Holman On Initiative amendments of the \ Oregon Constitutiont ■l-^^- _ — 4 ij Bifltt \ l'ld-:SKNTIi:D liY \ ^ I 'J ADDRESS OF FREDERICK V. HOLMAN PRESIDENT OF THE OREGON BAR ASSOCIATION AT ITS ANNUAL MEETING, NOVEMBER FIFTEENTH, NINETEEN HUNDRED AND TEN, AT PORTLAND, OREGON SOME INSTANCES OF UNSATISFACTORY RESULTS UNDER INITIATIVE AMEND- MENTS OF THE OREGON CONSTITUTION Portland, Oregon , 1910 Frorr; mm BisTOBicAL so Gity HaU, .Portland, Ovegotx. mo. H. HiMES, ARflt $#«<^/r, ADDRESS OF FREDERICK V. HOLMAN y PRESIDENT OF .OV^N.^ THE OREGON BAR ASSOCIATION • X f^ Q AT ITS ANNUAL MEETING, NOVEMBER ■^ kQ' (^\ FIFTEENTH, NINETEEN HUNDRED AND TEN, AT PORTLAND, OREGON Some Instances of Unsatisfactory Results under Initia- tive Amendments of the Oregon Constitution* To the man untrained in law, not alone statutory law, but the common law and the laws of sociology, it doubtless seemed very simple, sufficient and efficient to adopt and to exercise the powers under the initiative and referendum amendments of the Oregon Constitution relating to enacting laws and amend- ing the Constitution by the legal voters of the State at larg-e, but also by enacting- and amending charters of cities, towns and other municipal corporations by their legal voters, and thus largely to do away with precedents and hasten the dawn of a political and social millennium in the body politic. That men selected by popular vote to make up the State Leg-islature were often careless, somtimes stupid and occasion- ally venal, seemed to prove that men assembled in a legislative body were a curse instead of a blessing, and that the same men, together with the voters who had chosen them, were care- ful, intelligent, efficient, virtuous, capable and honest men — when acting individually as law makers. Apparently these alleged reformers thought that as precedent was sometimes a bar tO' progress it should be done away with as far as possible. *j^ But they forgot — or more likely, as they could not forget what they never knew — they were unaware that to upset existing conditions is to create new conditions without precedents, and that the first thing tO' do is to establish new precedents that the new order may exist and continue. That, as was said by Herbert Spencer of similar conditions, that it was like an unskillful worker in metals who' had a pot with a metal top which fitted in all places but one, and in endeavoring to make it fit in this one place struck it with a hammer, and the result ■ * See Appendix D, page 39, for a discussion of the amendment of the Oregon Constitution, adopted November 8, 1910, making nugatory trial by jury, by a method of appeal to the Supreme Court. was that while it fitted tolerably well in this one place, there were many places where it fitted before where it did not fit at all. These theorists seem to believe that all human ills — with the possible exception of physical ones — could be done away with by amendments of Constitutions and municipal char- ters, and by the passage of statutes. and ordinances. And thus the laws of sociology could be repealed or amended, pos- sibly even the law of supply and demand and also the law of gravity, and thus upset gravity. And so it came about that without changing the voters, except by numbers, as Oregon is a growing State, the people who supposed they could not govern themselves by a repre- sentative form of government, to which they were accustomed, adopted a democratic form of government, of which they knew nothing as to its workings, evidently believing that as they were incapable of electing proper representatives they were capable of enacting their laws by popular vote, and as conditions were unsatisfactory they could be bettered by upset- ting the existing order. But the result, partly at least, must be disappointing to these theorists, for the crudity of these popular amendments of the Constitution and other enactments has been such that they have been amended by the Courts — practically legislat- ing amendments by decisions — to make these enactments workable. Fortunately, perhaps, these initiative amendments of the Constitution do not provide against their amendment by judicial decisions. And this suggests whether a further amendment to the initiative provisions of the Oregon Consti- tution might not be made by abolishing the Legislature and giving all legislative power to the people and to the Courts, as seems to be the case with these amendments of the Constitution. In this address I shall call attention mainly tO' the enact- ment and amendments of charters of cities, towns, and other municipal corporations under the Oregon Constitution as amended, so as to allow the legal voters of each city and town to enact and amend its own charter, and to decisions of our Gift Courts in relation thereto. To consider the whole initiative and referendum scheme of government in Oregon would require a book with copious notes. The Initiative and Referendum Constitutional Amendments of the Oregon Constitution By initiative vote, June 2, 1902, Section i of Article IV of the Constitution of Oregon was amended by which legislative "measures" or amendments to^ the Constitution could be adopted under an initiative petition. It will be noted that the number of voters necessary to sign an initiative petition is not prescribed, but is left uncertain, and expressed in the nega- tive, by the words, "not more than eight per cent of the legal voters shall be required to propose any measure by such peti- tion," while the number of legal voters to sign a referen- dum petition is fixed, viz. : "Five per cent of the legal voters." * Nor did the act of February 24, 1903, provide the number or percentage of voters necessary to sign an initiative petition. I shall presently show that the Legislative Act of February 25, 1907, which repealed said act of 1903, does not provide the number or percentage of voters necessary to sign an initi- ative petition, although it does provide the percentage of voters necessary to sign a referendum petition against any municipal measure. It is further provided by said amendment of the original Section i of Article IV of the Constitution, that "The whole number of votes cast for Justice of the Supreme Court at the regular election last preceding the filing of any petition for the initiative or for the referendum shall be the basis on which the number of legal voters necessary to sign such petition shall be counted." This last clause applies only to said Section I, and does not apply to Section la of said Article IV, adopted in 1907, relating to initiative and referendum petitions con- cerning municipal legislation. Under initiative petition the people of the State of Oregon on June 4, 1906, amended said Article IV of the State Con- * See Appendix A. stitution by adding tO' it a section called Section la, and at the same time amended Section 2 of Article XI of the Constitution. The part of said Section la relating to municipalities and districts is as follows : "The initiative and referendum powers reserved to the people by this Constitution are hereby further reserved to the legal voters of every municipality and district, as to all local, special and municipal legislation, of every character, in or for their respective municipalities and districts. The manner of exercising said powers shall be pre- scribed by general laws, except that cities and towns may provide for the manner of exercising the initiative and referendum powers as to their municipal legislation. Not more than ten per cent of the legal voters may be required to order the referendum nor more than fifteen per cent to propose any measure, by the initiative, in any city or town." * Said Section 2 of Article XI as so amended is as follows : "Corporations may be formed under general laws, but shall not be created by the Legislative Assembly by special laws. The Legislative Assembly shall not enact, amend or repeal any charter or act of incorporation for any municipality, city or town. The legal voters of every city and town are hereby granted power to enact and amend their municipal charter, subject to the Constitution and criminal laws of the State of Oregon." t The Oregon Supreme Court has held that Section la of Article IV and Section 2 of Article XI of the Oregon Con- stitution as amended must be construed together, sO' that this question may be considered as settled. Farrell v. City of Portland, 52 Ogn. 587. These two amendments of the Oregon Constitution (Sec. la of Article IV and Section 2 of Article XI) I shall refer to as "the amendments of 1906." The Oregon Supreme Court has held in several cases that the provisions of the amendments of 1906 are not self-exe- cuting, but require a general law passed by the Legislature or proper action by a municipality or its voters to make these amendments effective. These decisions I shall more specifically refer to. * See Appendix B. t See Appendix C. The Law in Oregon Prior to the Initiative and Referendum Amendments to its Constitution It is proper first to consider some phases of the law as they v/ere estabHshed and had become stare decisis prior to these amendments. I call particular attention tO' the law as so established on the following powers and subjects, viz. : First. The lav/ of Eminent Domain. Second. The power to grant franchises and the control of highways. Third. The law relating to bridges on navigable rivers wholly within a State. First, The Law of Eminent Domain In 10 Am. and Eng. Ency. of Lazv (2d Ed.), page 1049, it is said : "The right to exercise the power of eminent domain is inherent in sovereignty, necessary to it and inseparable from it. From the very nature of society and organized government this right must belong to the State. It is a part of the sovereign power of every nation. * * * It lies dormant in the State until legislative action is had pointing out the occasions, the modes and the agencies for its exercise." In Lezms on Eminent Domain, Sections 237 and 238, it is said : "Sec. 237. The power of eminent domain, being an incident of sovereignty, is inherent in the Federal Government and in the several States, by virtue of their sovereignty. It does not exist in any sub- ordinate political division or public corporation unless granted by the sovereign power. Consequently it does not exist in any territorial government unless it has been expressly granted by Congress. This power, with all its incidents, is vested in the Legislatures of the several States by the general grant of legislative powers contained in the Constitution. From this it follows, first, that the power can only be exercised by virtue of a legislative enactment; second, that the time, manner and occasion of its exercise are wholly in the con- trol and discretion of the Legislature, except as restrained by the Constitution." "Sec. 238. The necessity for exercising the power is exclusively for the Legislature. Whether the power of eminent domain shall be put in motion for any particular purpose, and whether the exigencies of the occasion and the public welfare require or justify its exercise, are questions which rest entirely with the Legislature." In Mills on Eminent Domain, Section i, it is said: "Eminent domain, or the power of the sovereign to condemn private property for publjc use, has been recognized and treated of by jurists for centuries. The commentators on the civil law treat it as an established power of long standing. Pufifendorf calls it the 'exercise of transcendental propriety'; as if the sovereign thereby resumed possession of that which had been previously granted to the subject upon the condition that it might be again resumed to meet the neces- sities of the sovereign. * * * j^ ^^g United States this right of the subject is secured by the Federal Constitution, and by a separate clause in the Bill of Rights of almost every State in the Union. In the absence of provisions in the Constitutions, the Courts have con- sidered that the principle was so universal and fundamental that laws not recognizing the right of the subject to compensation would be void. The Constitutions of the States do not confer upon the Legis- latures the power of eminent domain, but they recognize its existence and attach conditions upon the exercise of the power. The right existed prior to the Constitutions." In 2 Elliott on Railroads (2nd Ed.), Section 950 (page 473), it is said: "The power of eminent domain has existed in all ages as an acknowledged attribute of sovereignty. It is inherent in every sove- reign Government, and is not conferred by Constitutions, but is limited and regulated by them. It cannot be surrendered by grant or contract, since its continued exercise is essential to the existence of organized society. This power exists in each of the States of the Union, whether it is expressly conferred by the Constitution or not." In the case of Leeds v. The City of Richmond, 102 Ind. 377, speaking of the right of a municipal corporation to exer- cise the powers of Eminent Domain, the Supreme Court of Indiana said : "The high and extraordinary power of eminent domain may not exist without a special grant of power," Citing 2 Dillon Mun. Cor. (3rd Ed.), Sections 574, 575. In Cooley on Constitutional Limitations (7th Ed.), page 753, Eminent Domain is defined as : "That superior right of property pertaining to the sovereignty by which the private property acquired by its citizens under its protection may be taken or its use controlled for the public benefit without regards to the wishes of its owners." The power of Eminent Domain is not inherent in a munici- pal corporation, nor is it granted, nor can it be exercised merely by implication. It must be granted by the Legislature, unless the Legislature is prohibited from sO' doing by the Constitu- tion, or be granted by the Constitution of the State, by express terms, or by a necessary implication equivalent tO' express terms. Eminent Domain being an incident of sovereignty its exercise can be granted by the State to municipal corporations and quasi public corporations. Of course, the people of a State can determine the exercise of this power by means of appropriate provisions in its Constitution. There are no express provisions in the Oregon Constitution giving this power. It therefore rests wholly in the Legislature unless Section 2 of Article XI, as now existing, grants the right to exercise such power. The only power given is as follows : "The legal voters of every city and town are hereby granted power to enact and amend their municipal charter, subject to the Constitution and criminal laws of the State of Oregon." It must be borne in mind that the power to enact and amend charters is subject to the Constitution of the State, and to the sovereignty of the State; and that the exercise of the power of Eminent Domain is a matter which concerns all the people and the State itself. That this power may be delegated to a city or town through proper authority needs no citation of authorities. Can it be truly said that the mere right to enact or amend a charter is a grant or a delegation of the sov- ereign power of Eminent Domain without limitation? And, if limited, are its limitations other than Section 18 of Article I of the Oregon Constitution, which is : "Private property shall not be taken for public use, nor the par- ticular service of any man be demanded, without just compensation; nor, except in case of the State, without such compensation first assessed and tendered." Prior to the adoption of the amendment of 1906 the Ore- gon Supreme Court had passed on questions involved in the power of Eminent Domain in a numiber of cases, among which are the following : In Dallas Lumbering Co. v. Urquhart, 16 Ogn. 67, Mr. Justice Strahan said (pages 69, 70) : "It is not for the Courts to say in what particular instances or for what purposes the power of eminent domain may be exercised; that power belongs exclusivelj'- to the Legislature, limited only by the Constitution, and that is, the use must be public and just compen- sation must be jnade. "Says an eminent American author: 'As the power to take is universal, so it is absolute; that is to say, the Legislature are the sole 8 judges of the existence of the exigency which demands the sacrifice of the rights of individuals.' 'I admit,' says Mr. Chancellor Walworth, 'that the Legislature are the sole judges as to the expediency of exercising the right of eminent domain for the purpose of making public improvements, either for the benefit of the inhabitants of the State generally, or of any particular section thereof.' " In Bridal Veil Linnhering Co. v. Johnson, 30 Ogn. 205, Mr. Justice Bean said (page 208) : "The right of eminent domain is a right of sovereignty, and can be exercised only by legislative authority." In Grady v. Dundon, 30 Ogn. 337, Mr. Chief Justice Moore said : "The power to appropriate private property to public use is derived from the Legislative Assembly, which may prescribe the mode of its exercise, and must provide a judicial tribunal for the determina- tion of certain facts as a prerequisite to the exercise of such power (2 Kent's Commentaries, 340)." In Huddleston v. Eugene, 34 Ogn. 343, Mr. Justice Moore, speaking of the exercise of the right of Eminent Domain, said (page 358) : "No prerogative of sovereign power should be watched with greater vigilance than that which takes the property of the individual, and devotes it to a public use." In Grand Ronde Electric Co. v. Drake, 46 Ogn. 246, Mr. Chief Justice Moore said (page 248) : "It has been held by this Court that the Legislative Assembly must in the first instance declare the necessity for and the expediency of an exercise of the right of eminent domain in an act conferring power for that purpose." It will thus be seen that the Oregon Supreme Court had established the doctrine that under the Constitution of the State the right of Eminent Domain "can be exercised only by legislative authority," and thus made this doctrine a part of the Oregon Constitution. Certainly it is as much a part of the Oregon Constitution as the leading cases decided by the Supreme Court of the United States construing parts of the Constitution of the United States have becom^e a part of the latter Constitution. The opinions of Chief Justice Marshall and other great judges of the Supreme Court of the United States are now recognized by all Courts and by the legal pro- fession as being as much a part of the Constitution of the United States as though the principles therein announced had been expressly set forth in that Constitution itself. Under said Section 2 of Article XI, as amended, of the Oregon Constitution, does not the limitation that amendments of municipal charters shall be "subject to the Constitution" make such amendments subject to these decisions of the Supreme Court of Oregon, which are a part of its Constitu- tion? This applies not only to the pOAvers of Eminent Domain, but also to the regulation and control of highways and the granting' of franchises thereon. It would seem that at the time of the adoption of the amendment of Section 2 of Article XI of the Constitution, in June, 1906, the power of the legal voters of a municipal cor- poration "to enact or amend their municipal charter, subject to the Constitution" did not give the power to such voters to give a municipality the right to exercise the powers of Eminent Domain by its own initiative, but that such powers could be conferred only by an amendment to the Oregon Con- stitution or by the Legislature, especially as the Oregon Supreme Court, in Straw v. Harris, 54 Ogn. 424, held that the Legislature, by a general law, "may at any time alter, amend or even repeal any or all of the charters within it," and could thus give to municipalities the right to exercise the power of Eminent Domain. It must not be forgotten that a city has imposed upon it two kinds of duties or powers : one public, or governmental, as an instrumentality of the State, and under which it exer- cises police powers; the other is private, or proprietary, in which it is as a legal individual. It is in the latter capacity that it owns its water works and other public utilities, and as such it is liable for negligence as a private corporation or an individual is. I call attention tO' the learned and complete decision on this question by Mr. Justice Bean in Esherg Cigar Co. V. Portland, 34 Ogn. 282. See also Wagner v. Portland, 40 Ogn. 394. In the exercise of the power of Eminent Domain (which is not a part of the police power), a city had to be granted by the Legislature the right to exercise the power of Eminent lO Domain, and, particularly so, when it sought to appropriate property for use under its duties as a proprietor, e. g. as the owner of public utilities. Second, The Power to Exercise Control over Streets, and Highways and to Grant Franchises The streets of a city do not belong to a city, but to the people of the whole State, as highways, and no control can be exercised over them, and no franchise can be granted over them unless authorized by the Legislature or by the Constitu- tion. This was the law, at least, when the amendments of 1906 were adopted. The law on this subject is well stated in 3 Elliott on Rail- roads (2nd Ed.), Section 1076, where it is said: "The Legislature of the State represents the public at large and has paramount authority over its public ways, including the streets in cities as well as country roads. Municipal corporations have no inherent power to create other corporations or grant franchises, and they cannot give a railroad company the right to lay its tracks and operate its road in their streets unless they are authorized, either expressly or impliedly, to do so by the Legislature. Authority to use highways in this way must come, either directly or indirectly, from the Legislature." In s Abbott on Municipal Corporations, Section 897, it is said: "The State is the ultimate and original source of power in respect to the establishment, maintenance and use of highways. Any lawful permission, whatever it may be called, must proceed from the State Legislature and the validity of grants is determined by the Constitu- tion and other tests applied to all legislation. Special acts cannot be passed where the Constitution forbids. The Legislature can act in the granting of permission independent of subordinate govern- mental agencies of the State, though the tendency of later years, which is well grounded in reason, is for the State to confer upon local municipal authorities the right to represent and to act for it in the granting of permission for the occupation or use of the public high- ways. The power, however, when exercised by municipal or other subordinate public corporations, must be expressly granted or appear by indisputable implication." That this was the law in Oregon is well established by a number of decisions of the Oregon Supreme Court, among which are the following: II In City of East Portland v. Multnomah Co., 6 Ogn. 62, Mr. Justice McArthur said (page 65) : "The paramount and primary control of the highways of a State, including the streets in cities, is vested in the Legislature." In Multnomah County v. Sliker, 10 Ogn. 65, Mr. Chief Justice Lord said : "The facts in this case are stipulated, and involve the identical question decided by this Court in the case of East Portland v. Mult- nomah County (6 Or. R. 64), and subsequently, the principle on which the decision in that case proceeded, was re-examined and reaffirmed in the case of the City of Astoria v. Clatsop County, not reported for the reason that the question presented in the two cases were identical. It will thus be seen that the subject matter of this action has already received a careful and thorough investigation from the Court, and ample opportunity has been afforded for the correction of any error into which the Court might have fallen in the original decision. It is now brought the third time before us on briefs which cite no authorities, and suggest no reasons which have not already been considered by the Court, or which show that the original case was decided contrary to principle. The matter here is the Constitu- tionality of a statute, and the rule is said to be almost universal that in construing statutes and the Constitution, to adhere to the doctrine of stare decisis. (Seale v. Michell, 5 Cal. 481.) Certainly Courts nat- urally feel reluctant to depart from a decision which has been recog- nized by subsequent cases, unless error is plainly shown to exist, con- ceding even that a different conclusion might be reached, if the ques- tion presented were an open one. We have carefully examined the reasons on which the decision in East Portland v. Multnomah County is based and, as at present advised, reaffirm it by affirming the decision in this case. So it is ordered." Do the amendments of 1906 aboHsh this appHcation of stare decisis? If so, may not the Oregon Constitution be amended by the initiative so that stare decisis will be abolished altogether ? It appears to have been set aside by the Supreme Court as applied to the exercise of the powers of Eminent Domain by cities and towns. In Portland, etc., R. R. Co. v. City of Portland, 14 Ogn. 194, Mr. Chief Justice Lord said : "The interest in the use of streets and highways, and public places, and their uses, being publici juris, the power of regulating such use is in the Legislature, as the representative of the whole people. It is a part of the political or governmental power of the State, in no way held in subordination to the municipal corporation. It has, therefore, been held in many cases that the Legislature has the power to authorize the building of a railroad on a street or high- 12 way, and may directly exercise this power, or devolve it upon munici- pal authorities. (Moses v. Railway Co., 21 111. 516; Murphy v. Chi- cago, 29 111. 279; Mercer v. Railway Co., 36 Pa. St. 99; Springfield v. Railroad Co., 4 Cush. 63; People v. Kerr, 27 N. Y. 18S; Lackland v. Railroad Co., 31 Mo. 180; City of Clinton v. Railroad Co., supra.)" In Simon v. Northrup, 27 Ogn. 427, Mr. Chief Justice Bean said (pages 501, 502) : "The law is too well settled to be questioned that the public highways of a city are not the private property of the municipality, but are for the use of the general public, and that, as the Legislature is the representative of the public at large, it has, in the absence of any Constitutional restriction, paramount authority over such ways, and may grant the use or supervision and control thereof to some other governmental agency, so long as they are not diverted to some use substantially different from that for which they were originally intended: 2 Dillon on Municipal Corporations, 656, and authorities there cited; Cooley on Constitutional Limitations (5th Ed.), 335, and note." On page 502 he said : "A city occupies, as it were, a dual relation to the State — the one governmental or political, and the other proprietary or private. In its governmental or political capacity it is nothing more than a mere governmental agent, subject to the absolute control of the Legisla- ture, except as restricted by the Constitution, and such property and easements as it may have in public streets and ways is held by it in such capacity, and at the will of the Legislature." And on page 504 he said : "It is competent for the Legislature, in the exercise of its plenary powers over public highways of the City of Portland, to transfer the management and control of the bridges and ferries in question from the Commission appointed by it to the county, and to determine and provide the mode in which the burden of maintaining and keeping them in repair shall be borne in the future." Third, Rights in Navigable Rivers Wholly Within a State By a number of decisions the United States Supreme Court has estabhshed the law relating to navigable rivers wholly within a State. The earlier decisions were made before Con- gress passed any law on the subject. In the case of Willamette Iron Bridge Co. v. Hatch, 125 U. S. I, it was held that the provision in the "act for the admission of Oregon into the Union," 11 Stat. 383, c. 33, Sec. 13 2, that "all the navigable waters of said State shall be com- mon highways and forever free, as well to the inhabitants of said State as to all other citizens of the United States, with- out any tax, duty, impost or toll therefor," does not refer to physical obstructions of those waters, but to political regula- tions which would hamper the freedom of commerce. On page lo, Mr. Justice Bradley, referring to the above quotation from the act for the admission of Oregon into the Union, said : "It is obvious that if the clause in question does prohibit physical obstructions and impediments in navigable waters, the State Legis- lature itself, in a State where the clause is in force, would not have the power to cause or authorize such obstructions to be made without the consent of Congress. But it is well settled that the Legislatures of such States do have the same power to authorize the erection of bridges, dams, etc., in and upon the navigable waters wholly within their limits, as have the original States, in reference to which no clause exists." And on page 12 he said : "Until Congress acts, the States have the plenary power supposed, yet, when Congress chooses to act, it is not concluded by anything that the States, or that individuals by its authority or acquiescence, have done, from assuming entire control of the matter, and abating any erections that may have been made, and preventing any others from being made, except in conformity with such regulations as it may impose.' This was prior to the Act of Congress of March 3, 1899, relating to the construction of bridges, etc., in navigable streams. This act has been amended by several acts of Congress. In the case of Lake Shore & Michigan Ry. Co. v. Ohio, 165 U. S. 365, the Act of Congress of September 19, 1890, was involved. Section 7 of this act provides that it shall be unlawful to commence the construction of any bridge, etc., in any navigable river, etc., "under any act of the Legislative Assembly of any State until the location and plan of such bridge or other work have been submitted to or approved by the Secretary of War." It was held that said act did not deprive a State of authority to bridge such a river, but created an additional remedy to prevent such a bridge from interfer- ing with commerce. I have not found any act of Congress 14 which allows the assent of the State to- be exercised except under an act of its Legislative Assembly. In Cummings v. Chicago, i88 U. S. 411, it was held that under existing legislation the right to erect a structure in a navigable river, wholly within the limits of a State, depends upon the concurrent or joint assent of the State and National Governments acting by their constituted agencies. In Montgomery v. Portland, 190 U, S. 89, the case of Cummings v. Chicago, supra, was expressly affirmed. On page 106, Mr. Justice Harlan said: "Upon the authority, then, of Cummings v. City of Chicago and the cases therein cited — to which we may add Willamette Bridge Co. V. Hatch, 125 U. S. 1 — we hold that, under existing enactments, the right of private persons to erect structures in a navigable water of the United States that is entirely within the limits of a State, cannot be said to be complete and absolute without the concurrent or joint assent of both the General and State Governments." It therefore appears that so far as a State is concerned it must in its sovereign capacity as a State and by its Legis- lature give its assent or authority for the construction of a bridge over a navigable river wholly within its boundaries. I have thus set forth what I believe to be the law in Ore- gon on the three subjects, viz. : Eminent Domain, power to grant franchises and control of highways, and relating to bridges across navigable rivers wholly within a State at the time the amendments of 1906 were adopted. It is now contended that the amendments of 1906 have rendered nugatory and made void and of no effect the law on these three subjects, as they existed at that time. This con- tention is based on the facts that, by these amendments, the people of a municipality are granted the power "to enact and amend their charter," although no definition is made of what a charter is, and that these amendments give to each city and town in Oregon the right tO' exercise these sovereign powers equal or superior to^ the State itself, at least within their respective corporate limits. It has, heretofore, been thought that the exercise of these sovereign powers should be granted only after careful consid- 15 ration by the Leg-islature, as the representative of the whole State and of all of its people, and that no community had, or should have, the right tO' exercise, without limitations, these powers, which might be used to the detriment of all the rest of the State. Decisions of the Oregon Supreme Court on the Initiative and Referendum Powers to be Exercised by a Municipality The validity of the amendment of Section i of Article IV of the Oregon Constitution was sustained in Kadderly v. Port of Portland, 44 Ogn. 118. In the case of Stevens v. Benson, 50 Ogn. 269, decided September 3, 1907, it was held that said amended Section i of Article IV of the Constitution is self-executing. On page 274 it is said : "The Legislature may enact laws to facilitate the enforcement of Constitutional provisions that are self-executing, and such laws will be obligatory upon the Court when intended by the Legislature to be mandatory, so long as they do not curtail the rights reserved or exceed the limitations specified therein." In the case of State v. Langworthy, 104 Pac. 424 (not yet reported in the State Reports), decided October 26, 1909, it is said : "It is manifest from the provisions of this amendment" (Section 1 of Article IV) "that it was intended to be self-executing; that is, its provisions were designed to become effective without awaiting legislative aid. Under such circumstances supplemental laws are not a prerequisite to the effectiveness of a Constitutional provision, and the people may proceed in accordance therewith until aided by such additional enactments as the law-making department of the State may provide." As neither of these two decisions refer tO' the number or percentage of voters necessary to sign an initiative petition, and as the Supreme Court declared said Section i self-exe- cuting, and as there is no law on the subject, we are left in doubt as to the number or percentage of voters necessary to sign an initiative petition under that section. Whether the words, "Not more than eight per cent of the legal voters" should be construed to mean "not less than eight per cent of i6 the legal voters," or whether they mean any number less than eight per cent, or any number not exceeding eight per cent, has not been decided. Literally, "not more than eight per cent" may m.ean one voter or two, or half a dozen. In the cases of McKenna v. The City of Portland, 52 Ogn. 191, and Farrell v. The Port of Portland, 52 Ogn. 582, it was held that the amendments of 1906 must be construed together. It will be noted that said Section la of Article IV pro- vides that : "The manner of exercising said powers" (initiative and referen- dum), "shall be prescribed by general laws, except that cities and towns may provide for the manner of exercising the initiative and referendum powers as to their municipal legislation." It has been held by the Supreme Court of Oregon that the provisions of said Section la, so far as municipal corpora- tions are concerned, are not self-executing, in the following cases : In the case of the Acme Dairy Company v. City of Astoria, 49 Ogn. 520, the Common Council of Astoria, prior to the passage of the law of 1907, amended the charter of the city, without action by the legal voters of Astoria, so as to pro- vide the manner of exercising the initiative and referendum powers by the people. The Supreme Court held that the Com- mon Council had such power. In deciding this case Mr. Justice Moore, referring to said Section i a of Article IV, said : "The right reserved by the Constitutional amendment is not self- executing, and cannot be carried into efifect in the absence of a general statute prescribing the mode of its exercise." In the case of McKenna v. City of Portland, 52 Ogn. 191, Mr. Chief Justice Bean, referring to the amendments of 1906, on page 194, said : "As no provision is made therein for the manner of exercising the power thus conferred, some law upon the subject was necessary to make it effective, and the law of 1907 was adopted for that purpose." It was further held, in that case, that at that time, there being no legislation of the City of Portland conflicting with the provisions of said law of 1907, the Council of Portland having initiated and submitted an amendmient to the charter 17 of Portland on its own motion, which was adopted by its people, that such charter amendment was properly submitted. In the case of Long v. City of Portland, 53 Ogn. 92, Mr. Justice Eakin, on page 96, said : "Section la of Article IV of the Constitution is not self-executing, for the reason that it makes no provision as to its enforcement. It only declares or resrves the right, without laying down rules, by means of which this right may be given the force of law. (Citing cases.) It contains no provisions as to the time and place of filing the petition, nor the time when, or manner in which, the law voted upon shall take effect." In the case of State ex. rel. Bradford v. Portland Raih4, referred to in the latter opinion, is an initia- tive amendment of its charter adopted by the voters of the City of Portland June 7, 1909, authorizing the construction of what is known as the "Broadway Street Bridge." It authorized the issue of $2,000,000.00 in bonds for the construction of the bridge over the Willamette River and empowered the City of Portland to appropriate and condemn all property, includ- ing franchises, which the "Executive Board, or its successors, may require to carry into effect this Section" (118^). In each of these opinions it is said that Section 76 of the Charter of Portland, passed by the Legislature in 1903, gave the povt^er to the City of Portland to construct bridges over the Willamette River. Section ^6 of the Portland charter provides that: "The Council of the City of Portland shall, at all times, under the limitations herein set out have power to provide ***** fQ,- the acquisition, ownership, construction and maintenance of * * * * * bridges and ferries and such other public utilities as the Council may designate; provided, however, save as otherwise prescribed in this charter, no contract or agreement for the purchase, condemnation, ownership, construction or operation by the city, of any public utility shall be entered into by the Council without first submitting such proposed contract or agreement to the qualified voters of the city, in accordance with the provisions of this article." While it might otherwise appear that the initiative amend- ment 118^ of the Portland charter does not refer to Section 76 of that charter, but is a distinct addition to the charter and the right to build this bridge is wholly under said Section 118^, and was not exercised under said Section 76 or under any other amendment thereof, the decision of the Supreme Court apparently determines the matter, althoug-li prior to this decision there was some question as to whether the city had more than a bare recognition of a right tO' construct bridges, for there is no- grant under the charter of the City of Portland or by an act of the Legislature, prior to the passage of the amendment of the Portland charter, complained of in the Kiernan case, which authorized in express terms the 29 construction of such a bridge across the Willamette River, it being a navigable river, or for creating a bonded or other indebtedness for the construction of such a bridge. The grant of a right without power to exercise it cannot be enforced. (W. U. T. Co. v. Penn. R. R. Co., 195 U. S. 540, 574J Limitations of a City's Indebtedness There is one important matter which has not yet come before the Oregon Supreme Court for decision. At the time of the adoption of the Oregon Constitution the necessity had become very apparent of limiting the amount of indebtedness that a city or town should contract. The Constitution or laws of many States places a limit on the indebtedness of a munici- pality, in some instances by limiting it to a percentage of the value of assessed property. Section 5 of Article XI of the Constitution of Oregon is as follows : "Acts of Legislative Assembly incorporating towns and cities shall restrict their powers of taxation, borrowing money, contracting debts, and loaning their credit." Probably, when provision is made under the amendments of 1906, allowing cities and towns to be incorporated, which are not now in existence, this clause will not apply to them, for the reason that they are not incorporated by an act of the Legislature. But the question arises in cities and towns which were incorporated by special charters by the Legislature, and were in existence at the time of the adoption of the initiative amend- ments of 1906, whether this Section 5 of Article XI is repealed b}^ implication by the amendment of Section 2 of Article XI of the Constitution. It would seem, as a matter of law, that said Section 5 of Article XI is a limitation upon the power of a city to contract indebtedness where such a provision was in its charter at the time of the adoption of the initiative amend- ments of 1906, and that the people of such a city or town could not repeal this by initiative. The legal voters of the City of Portland appear tO' have acted on the assumption that 30 this Section 5 of Article XI was repealed by the amendments of 1906, or that by amendment of its charter by the people of Portland, this limitation would be amended or repealed. It is but additional evidence showing the imprudence of initiative measures when such a question is left in doubt. The Effect of the Kieman Case If these two opinions in the Kiernan case are those of the whole Supreme Court of Oregon then it may be said that, under the amendments of 1906, a city may, by initiative amend- ment of its charter, give itself the right to exercise, within its corporate limits, the power of Eminent Domain, and to construct bridges and other obstructions in a navigable river wholly within the State without authority from the Legisla- ture or from the people of the rest of the State who may be affected thereby, and without the sanction of Congress. The main points decided in the Kiernan case are, that the power to construct bridges was given by the Legislature by Section 76 of Portland's charter, and that "there is fair ground for the contention that the city may, by amendment of its charter, obtain the right to erect a public bridge over the Willamette River at any point where such river is exclusively within the municipal boundaries," and that the "City of Port- land may include in its charter, by amendment, any provision or right that the Legislature might have granted before the Constitution was so amended," and that the construction of a bridge over the Willamette River is "purely municipal," and further, that a taxpayer cannot raise the question as to whether such a bridge is against the acts of Congress relating to navigable streams. What will the Supreme Court of the United States say as tO' the right of the City of Portland to build such a bridge, considering the Act of Congress of September 19, 1890? If Portland should cause a bridge to be erected at each street, or most of the streets, abutting on the Willamette River it would practically confiscate all deep water front on the Willamette River as far south as the rapids at the mouth of the Clackamas River, and be of great detriment to the people of the Willamette Valley outside of Portland and prejudicial 31 to the rights of the cities of Oswego, Oregon City, Salem, Albany, Corvallis and Eugene. But what will the Portland people say if a city or town between Portland and the mouth of the Willamette River should erect enough bridges practically to interfere with, or prevent ships coming to Portland? It might be desired, by owners of properties along Columbia slough, to have this done and make all shipping use that slough, when it is deep- ened by dredging, to the exclusion of the harbor at Portland. In one of the opinions in the Kiernan case, referring to the right of a city to erect bridges over a navigable river, it is said : "Such grants of sovereignty, however, may be recalled by the power conferring them (Straw v. Harris, 54 Ogn. 424), and this power of recall serves to prevent the abuse of the privileges delegated." But could such a recall prevent the abuse after the bridges were erected? Such a law could not be a special one. It would have to be a general one, as was decided in Strazu v. Harris. It is possible, at least, that a city, under the Constitu- tion of the United States, could have a perpetual injunction from the United States Courts against the State's officers, pre- venting them from removing or interfering with such bridges after they were constructed. The same doctrine would apply if the recall of the power to build bridges was done under amendment of the Oregon Constitution by the people. In such a case the only remedy appears tO' be that Congress could pass a law providing for the removal of all bridges in the Willamette River. That Congress has such power was held in Willamette Iron Bridge Co. v. Hatch, 125 U. S. i, and in subsequent cases. Granting Franchises under Amendment of a City's Charter The Supreme Court has not passed on the question as to whether a city can, by amendment of its charter, give itself the right to grant franchises not authorized under its charter as granted by the Legislature. It would seem that this power or right followed, as a necessary sequence, from the two opin- ions in the Kiernan case, and thus a city can be authorized by its voters to grant franchises with the same powers as the Legislature might have given before these amendments to 32 the Constitution, which includes perpetual and exclusive fran- chises. {Parkhurst v. Capital City Ry. Co., 23 Ogn. 471.) Such franchises when granted by a city and accepted by the grantee could not be revoked by the Legislature or by the people. They would be protected by Section 10 of Article I, and Section i of the Fourteenth Amendment of the Constitu- tion of the United States, although the power of cities to grant future franchises of that kind could be revoked. This but illustrates again the danger of amending the Oregon Constitution as was done by the amendments of 1906, and the troubles which arise from amending the Constitution by initiative proceedings, and having no regard for precedents or established law, either common or statutory. Exercise of Powers of Eminent Domain The exercise of the sovereign powers of Eminent Domain by a municipality, granted by its own initiative amendment of its charter, has not yet been passed upon by the Oregon Supreme Court, although there are obiter dicta in several cases, including McMinnville v. Howenstine, supra, and Kiernan v. The City of Portland, supra, on the subject. In one of the opinions in the McMinnville case there is dictum, at least, to^ the effect that a city can amend its charter so as to give itself the right to appropriate property situated as well without as within its limits. And in one of the opinions in the Kiernan case there is dictum, at least, to the effect that a city can amend its charter so as to give itself the right to appropriate property within its limits. As there appears to be no limit to this right, until the Legislature passes a general law on the subject, as decided in Strazv v. Harris, or the Constitution is amended, it would seem that the City of Salem might, by amendment of its charter, condemn or appropriate any of the State's buildings and grounds within its limits, as nov/ or hereafter constructed, including the State Capitol. Of course the Legislature, by a general law, might recover any of these buildings or grounds by condemnatory proceedings. As to whether the people of 33 Salem could repeal the law of the Legislature, as indicated in Straw V. Harris, has not yet been decided. If a municipality can give itself the right to condemn property outside its limits we may well consider what would be the effect if one municipality tried to appropriate the prop- erty of another, for, while it is the law that, without previous authority so to do, one corporation, public or private, cannot appropriate property already devoted to another public use, a municipality might give itself this power, under these initiative amendments of 1906. What is a Charter ? Section 2 of Article XI, as amended, of the Oregon Constitution provides that the legal voters may "enact and amend their charter." What is a charter? In Oregon, prior to these amendments, there were as many charters as there were cities and towns, and no two charters alike. Some of them gave the right to exercise, in a limited way, the power of Eminent Domain, and to grant franchises, some did not. In the use in statutes, wills, conveyances, etc., of technical words they are supposed to be used according to their legal meaning. At the time these initiative amendments of 1906 were adopted, some of the legal definitions of a municipal charter were as follows : "An Act of Parliament, of Congress or of a State Legislature, creating a corporation, is called the charter of the corporation." Abbott's Law Dictionary. "A municipal charter can emanate only from sovereign power, which alone can delegate faculties and functions of government. In England it may be granted by the King or by Parliament; in the United States it is solely an act of sovereign legislative power." 28 Cyclopedia of Law and Procedure, 120. In Cooley on. Constitiitioiial Limitations, page *i9i, it is said : "The people of the municipalities, however, do not define for them- selves their own rights, privileges, and powers. * * * The municipalities must look to the State for such charters of government 34 as the Legislature shall see fit to provide; and they cannot prescribe for themselves the details, though they have a right to expect that those charters will be granted with a recognition of the general prin- ciples with which we are familiar. The charter, or the general law under which they exercise their powers, is their Constitution, in which they must be able to show authority for the acts they assume to perform. They have no inherent jurisdiction to make laws or adopt regulations of government; they are governments of enumerated powers, acting by a delegated authority; so that while the State Legis- lature may exercise such powers of government coming within a proper designation of legislative power as are not expressly or impliedly prohibited, the local authorities can exercise those only which are expressly or impliedly conferred, and subject to such regu- lations or restrictions as are annexed to the grant." And in Cooky on Constitutional Limitations, at pages *I94, *I9S, it is said: "The powers of these corporations (municipal corporations) are either express or implied. The former are those which the legislative act under which they exist confers in express terms; the latter are such as are necessary in order to carry into effect those expressly granted, and which must, therefore, be presumed to have been within the inten- tion of the legislative grant. Certain powers are also incidental to corporations, and will be possessed unless expressly or by implication prohibited. Of these an English writer has said: 'A municipal cor- poration has at common law few powers beyond those of electing, governing, and removing its members, and regulating its franchises and property. The power of its governing officers can only extend to the administration of the by-laws and other ordinances by which the body is regulated.' But without being expressly empowered so to do, they may sue and be sued; may have a common seal; may purchase and hold lands and other property for corporate purposes, and convey the same; may make by-laws whenever necessary to accomplish the design of the incorporation, and enforce the same by penalties; and may enter into contracts to effectuate the corporate purposes. Except as to these incidental powers, and which need not be, though they usually are, mentioned in the charter, the charter itself, or the general law under which they exist, is the measure of the authority to be exercised. "And the general disposition of the Courts in this country has been to confine municipalities within the limits that a strict construction of the grants of powers in their charters will assign to them; thus apply- ing substantially the same rule that is applied to charters of private incorporations. The reasonable presumption that the State has granted in clear and unmistakable terms all it has designed to grant at all." In proposing and adopting the amendments of 1906, the voters of the State seem to have assumed that to specify that the legal voters of a city or town could enact or amend their 35 charter was sufficient. This was merely the grant of a power by name, without providing- of what such power consists, for there is no definition, in Section 2 of Article XI, as amended, of what a charter is. In / Abbott on Municipal Corporations, page 40, it is said: "The power to alter, amend, or repeal the charter of a public corporation must necessarily exist without limitation in the sovereign, otherwise there would be 'numerous petty governments existing within the State, forming a part of it, but independent of the central of the sovereign power.' " But in Oregon, by the amendments of 1906, is this sove- reign power lodged in the legal voters of the respective municipalities ? By the amendment of Section 2 of Article XI of its Constitution, it took from the Legislature the right to "enact, amend, or repeal any charter or act of incorporation for any municipality, city or town," and gave the right to enact or amend their charter to their legal voters, "subject only to the Constitution and criminal laws of the State of Oregon?" In the opinion in Straw v. Harris it is said oi said amendment and of said Section la of Article IV: "The language used in these amendments considered would appear to give to incorporated cities the exclusive control and management of their own afifairs, even to the extent, if desired, of legislating within their borders, without limit, to the exclusion of the State." It can hardl)^ be doubted that this is exactly what the proposers of these amendments, and, presumably, what the majority of the voters in 1906 intended in adopting these amendments. And this was done apparently without a knowl- edge of the primary principles of constitutional law or of the law relating tO' municipalities. In order to arrive at this conclusion, however, the Supreme Court must have overlooked its decision in the case of Hood River Lumbering Company v. Wasco County, 35 Oregon, 498. This was a case where the constitutionality of a statute was involved, v/hich did not provide for notice to the non-consent- ing owner of proceedings for appropriation of his property and gave him no opportunity to be heard as a matter of right. The Court held the law unconstitutional on this ground. On page 508 Mr. Justice Bean said : "A notice not provided for by law is, in truth, no notice at all, and it is the province of the Legislature, and not of the Courts, to enact 36 laws which shall prescribe the notice that brings parties into Court. If no notice is provided by law, no effective notice can be given, since a notice not authorized can have no legal force, and, without a notice authorized by some valid statute, there can be no due process of law. The Courts have no right to supply the omission by interpolating provisions, for it is their duty to give effect to the statutes as they are written, and they cannot amend imperfect enactments." As a matter of strict constitutional law, under the amend- ments of 1906, can any Oregon municipality give to itself the right to exercise any sovereign powers not granted to it by its charter from the Legislature? Must not the right to exercise these sovereign powers be granted by amendment of the Con- stitution made by the legal voters of the whole State of Oregon, not only to municipal corporations in existence when these amendments were adopted, but tO' those created thereafter? And thus prevent the abuse of the exercise of these powers by municipalities, to the prejudice of the rights of the rest of the people of the State. And thus it must have come that the Oregon Supreme Court found itself in a position where it must either hold said initiative amendments of 1906, relating to municipalities, void for uncertainty or relating only to its business affairs, or otherwise, in order to make them workable and not "in viola- tion of our fundamental law," and to amend them by judicial decisions, or, in the language of the Court, to "read into them" appropriate words and phrases and limitations. And so we have the decision in Straw v. Harris. But that case does not settle all the questions that must arise under these initiative amendments, which themselves "are in violation of our funda- mental law." I have treated of some, only, of the questions involved in these initiative amendments to- the Oregon Constitution relat- ing to the amendments of charters of municipal corporations. I have the highest respect for the Oregon Supreme Court and for the learned lawyers who' are its Justices. They have had legal problems that are not easy tO' solve in the cases involving these amendments of the Oregon Constitution which they have had to decide. Whatever may be their views, or those of the Oregon Bar Association, as to the advisability of adopting these amendments, they are parts of the Oregon Constitution and must be respected accordingly. 37 I have endeavored, in this address, to show the danger and impracticability of the people making radical changes in a State Constitution without considering, and in contravention of the history, the principles, and the fundamental law of a republican form of government and in opposition to the tradi- tions and to the genius of our institutions. Appendix A Section i of Article IV, as amended, of Oregon Consti- tution is as follows : " § 1. The legislative authority of the State shall be vested in a Legislative Assembly, consisting of a Senate and House of Repre- sentatives, but the people reserve to themselves power to propose laws and amendments to the Constitution and to enact or reject the same at the polls, independent of the Legislative Assembly, and also reserve power at their own option to approve or reject at the polls any act of the Legislative Assembly. The first power reserved by the people is the initiative, and not more than eight per cent of the legal voters shall be required to propose any measure by such petition, and every such petition shall include the full text of the measure so pro- posed. Initiative petitions shall be filed with the Secretary of State not less than four months before the election at which they are to be voted upon. The second power is the referendum, and it may be ordered (except as to laws necessary for the immediate preservation of the public peace, health, or safety), either by the petition signed by five per cent of the legal voters, or by the Legislative Assembly, as other bills are enacted. Referendum petitions shall be filed with the Secretary of State not more than ninety days after the final adjourn- ment of the session of the Legislative Assembly which passed the bill on which the referendum is demanded. The veto power of the Governor shall not extend to measures referred to the people. All elections on measures referred to the people of the State shall be had at the biennial regular general elections, except when the Legislative Assembly shall order a special election. Any measure referred to the people shall take effect and become the law when it is approved by a majority of the votes cast thereon, and not otherwise. The style of all bills shall be: 'Be it enacted by the people of the State of Oregon.' This section shall not be construed to deprive any member of the LegislatiA^e Assembly of the right to introduce any measure. The whole number of votes cast for Justice of the Supreme Court at the regular election last preceding the filing of any petition for the initia- tive or for the referendum shall be the basis on which the number of legal voters necessary to sign such petition shall be counted. Petitions and orders for the initiative and for the referendum shall be filed with the Secretary of State, and in submitting the same to the people he, and all other officers, shall be guided by the general laws and the act submitting this amendment, until legislation shall be especially pro- vided therefor." 38 Note I. The above section is an amendment to the original Constitution, and was adopted by the Twentieth Legislative Assembly ; adopted by the Twenty-first Legislative Assembly ; adopted by the people, by a vote of 62,024 for, to 5,668 against it, June 2, 1902. Total vote of the State June 2, 1902, 92,990. Note 2. Section i as originally adopted was as follows : "The legislative authority of the State shall be vested in the Legislative Assembly, which shall consist of a Senate and House of Representatives. The style of every bill shall be: 'Be it enacted by the Legislative Assembly of the State of Oregon,' and no law shall be enacted except by bill." Appendix B Section la of Article IV of Oregon Constitution is as follows : " § la. The referendum may be demanded by the people against one or more items, sections, or parts of any act of the Legislative Assembly in the same manner in which such power may be exercised against a complete act. The filing of a referendum petition against one or more items, sections, or parts of an act shall not delay the remainder of that act from becoming operative. The initiative and referendum powers reserved to the people by this Constitution are hereby further reserved to the legal voters of every municipality and district, as to all local, special and municipal legislation, of every character, in or for their respective municipalities and districts. The manner of exercising said powers shall be prescribed by general laws, except that cities and towns may provide for the manner of exercising the initiative and referendum powers as to their muncipal legislation. Not more than ten per cent of the legal voters may be required to order the referendum nor more than fifteen per cent to propose any measure, by the initiative, in any city or town." Note. — The above section was proposed by initiative peti- tion filed in the office of the Secretary of State February 3, 1906, and adopted by vote of the people, 47,678 for, and 16,735 against, June 4, 1906. Total vote of the State June 4, 1906, 99.445- Appendix C Section 2 of Article XI, as amended, of Oregon Consti- tution is as follows : " § 2. Corporations may be formed under general laws, but shall not be created by the Legislative Assembly by special laws. The 39 Legislative Assembly shall not enact, amend, or repeal any charter or act of incorporation for any municipality, city, or town. The legal voters of every city and town are hereby granted power to enact and amend their municipal charter, subject to the Constitution and crim- inal laws of the State of Oregon." Note I . The above section was proposed by initiative peti- tion filed in the office of the Secretary of State February 3, 1906, and adopted by vote of the people, 52,567 for, and 19,852 against, June 4, 1906. Total vote of the State June 4, 1906, 99,445- Note 2. Section 2 of the original Constitution read as follows : "Corporations may be formed under general laws, but shall not be created by special laws except for municipal purposes. All laws passed pursuant to this section may be altered, amended or repealed, but not so as to impair or destroy any vested corporate rights." Appendix D As another instance of the working of the initiative under the amendments of the Oregon Constitution, attention is called to the amendment of Article VII of the Oregon Constitution, adoped at the election held November 8, 19 10, The amendment provides, in effect, that the judicial power of the State shall be vested in one Supreme Court and in such other Courts as may, from time to time, be created by law. It further provides that the judges shall be elected by the legal voters for a term of six years; that the Courts shall remain as at present constituted until otherwise provided by law; and that in all civil cases, three- fourths of the jury may render a verdict. The main objectionable features of this amendment are in its Section 3, which is as follows : "Section 3. In actions at law, where the value in controversy shall exceed twenty dollars, the right of trial by jury shall be preserved, and no fact tried by a jury shall be otherwise re-examined in any Court of this State, unless the Court can affirmatively say there is no evidence to support the verdict. Until otherwise provided by law, upon appeal of any case to the Supreme Court, either party may have attached to the bill of exceptions the whole testimony, the instructions of the Court to the jury, and any other matter material to the decision of the appeal. If the Supreme Court shall be of opinion, after con- sideration of all the matters thus submitted, that the judgment of the 40 Court appealed from was such as should have been rendered in the case, such judgment shall be affirmed, notwithstanding any error com- mitted during the trial; or if, in any respect, the judgment appealed from should be changed, and the Supreme Court shall be of opinion that it can determine what judgment should have been entered in the Court below, it shall direct such judgment to be entered in the same manner and with like effect as decrees are now entered in equity cases on appeal to the Supreme Court. Provided, that nothing in this section shall be construed to authorize the Supreme Court to find the defendant in a criminal case guilty of an offense for which a greater penalty is provided than that of which the accused was convicted in the lower Court." It will be seen that there is apparently a conflict between the provisions of the first sentence of Section 3, relating to the effect of a verdict by a jury in an action at law, and the power and duty of the Supreme Court on an appeal when there is attached to the bill of exceptions by either appellant or respondent, "the whole testimony, the instructions of the Court to the jury, and any other matter material tO' the decision of the appeal." Under the familiar rule of construction that where, in a statute, there are apparently conflicting provisions, they must be reconciled if it is possible to do so. Section 3 should be construed tO' mean that the verdict of a jury cannot be re-examined by any Court inferior to the Supreme Court, and only by the latter when the whole record is before it. Thus, a Circuit Court cannot grant a new trial if there be a verdict of a jury, with a scintilla of evidence to support it, even when such a verdict is excessive or outrageous or given under prejudice or passion; probably, not on account of newly dis- covered evidence. Once a verdict, always a verdict, until it reaches the Supreme Court. The sufficiency of the verdict will apply to appeals to the Circuit Court where there is a jury trial in the County Court or in a Court of a Justice of the Peace. It would seem that practically there can be no appeal to the Circuit Court, when there has been a jury trial in an inferior Court. The testimony is not transmitted in such appeals to the Circuit Court. But the provisions of the first sentence as tO' the conclusions of a verdict by a jury do not apply to a criminal case, for the last sentence of Section 3 is : "Provided, that nothing in this section shall be construed to authorize the Supreme Court to find the defendant in a criminal case 41 guilty of an ofifense for which a greater penalty is provided than that of which the accused was convicted in the lower Court." The appeal provided for in Section 3 applies to both civil and criminal cases. The words are: "Upon appeal of any case to the Supreme Court" the provisions apply. And what are the provisions upon an appeal? Either the appellant or the respondent may (and certainly the appellant always will) "have attached to the bill of exceptions the whole testimony, the instructions of the Court to- the jury, and any other matter material to the decision of the appeal." Does this include the verdict? It is immaterial. The verdict of the jury, in the Court below, is not necessarily even a guide to the Supreme Court. It must be guided by "the whole testimony, the instructions of the Court to the jury," and also "any other matter" that either the appellant or respondent may deem "material to the decision of the appeal." It may enter a judg- ment "after a consideration of all the matters thus submitted.'" If the Supreme Court decides for the respondent, it may do so, "notwithstanding any error committed during the trial" by the Court below or by the jury. It must consider whether the judgment "was such as should have been rendered in the Court below," after a review of the whole testimony, and also after considering "other matters" in the record. There may be similar action by the Supreme Court, in favor of the appellant, if "it shall be of the opinion that it can determine what judg- ment should have been entered in the Court below." What, then, is the value of the verdict? By this method of appeal is not trial by jury practically abolished in Oregon? And yet trial by jury has been in existence in English-speaking coun- tries from the time of the Anglo-Saxon rule in England until the present day! No provision is made in this amendment for sending the case back to the lower Court for re-trial. Its apparent object is to authorize the Supreme Court to make a final determina- tion in every law case appealed, and also in criminal cases, and to direct what judgment shall be entered in the Court below. But how can the Supreme Court make such a determination when the Court below has excluded testimony which should have been admitted? Or made other rulings materially preju- dicial to the rights of one of the litigants ? To appeal a civil 42 action to the Supreme Court, merely on errors of the lower Court, will amount to nothing if there has been a verdict of a jury, for "no fact tried by a jury shall be otherwise re-exam- ined in any Court of this State," excepting only when a case is appealed to the Supreme Court, and the whole testimony, etc., is attached to the bill of exceptions. Any matter which can now be shown after the trial, as, for instance, improper conduct by the jury, or that prejudice or passion influenced its verdict, and not appearing by the record of the trial, it would seem, cannot be considered by the lower Court or by the Supreme Court. Certainly if the Supreme Court did take cognizance of such new matters, it could not well determine what the judgment should be. But this amendment gives the Supreme Court the power to dispense a kind of crude. Oriental justice, which may cover deficiencies in this amendment. While Section 3 gives the right by law to change the powers conferred by it on the Supreme Court in regard to determining what judgments shall be entered in civil and criminal cases, there is no right, by any law, to change the first sentence of Section 3. A change in the latter can be made by Constitutional amendment only. If the power is taken from the Supreme Court to set aside a verdict and to render a judgment, then a verdict once given cannot be re-examined by any Court; however unjust or unfair, it must stand. For centuries the jury has been a check on the tyranny and corruption of judges, while, at the same time, upright judges have corrected the verdicts of ignorant, preju- diced, and venal juries. To do away with this balance of power is to set aside the best safeguards for justice which the wit of man, guided by the experience of centuries, has been able to devise. Judgements of the Supreme Court in Criminal Cases At first sight, the first sentence of this Section 3 would make it appear that this Section 3 applied to civil cases only. But that is not the fact. The rest of the section applies to criminal cases also. The punctuation is bad. The word "provided," which is preceded by a period, should be preceded by a colon. What follows after the word "provided" is a part of the sentence. There is no limitation on the "appeal of any 43 case to the Supreme Court," but the hmitation is "Provided, that nothing in this section shall be construed to authorize the Supreme Court to find the defendant in a criminal case guilty of an offense for zuhich a greater penalty is provided than that of which the accused was convicted in the lower Court." Mark the words, the offense "of which the accused was convicted in the lower Court," not the offense nor crime for which he was indicted nor for which he was tried ! If the accused, in a lower Court, is convicted of a crime for which he was not indicted nor tried, of course an appeal will lie. But the Supreme Court may find him guilty of an offense, without indictment, the only limitation being that the Supreme Court cannot "find the defendant * * * guilty of an offense for which a greater penalty is provided than that of which the accused was convicted in the lower Court." This is made plainer, and is accentuated, by the following provision of Section 5 of said amendment, viz : "No person shall be charged in any Circuit Court with the commission of any crime or misdemeanor defined or made punishable by any of the laws of this State, except upon indictment found by a grand jury." By a necessary implication, this provision does not apply to the Supreme Court, which on appeal may find the accused guilty of another crime or offense, but not one "for which a greater penalty is provided than that of which the accused was convicted in the lower Court." The accused may be indicted in a Circuit Court for murder, and convicted of rape or arson by the Supreme Court ; indicted for burglary, and convicted on appeal of mayhem ; indicted for forgery, and found guilty of obtaining money on false pretenses ! And may thus be convicted of a crime for which he was not given a right to make a defense. If Circuit Courts are abolished by law, can persons be tried for criminal offenses without indict- ments? Indictments are only necessary in Circuit Courts. Certainly the proposers of this amendment knew little of, or cared nothing for the history of the English people. They ignored the examples of history. Of how, for centuries, the English people struggled against oppression and tyranny, and for the right of a fair and legal trial by a trial jury in civil and criminal cases, and in all felonies upon an indictment found by a grand jury; of how they were triumphant in 44 the so-called revolution of 1688; of the establishment of the Bill of Rights, which, in its essential features, is a part of the original Constitution of the State of Oregon; of the causes which led to the American Revolution ; of the Revolution itself ; of the Declaration of Independence. They ignored the debates in the Convention when the Constitution of the United States was formed; the fifth and sixth amendments to the Constitu- tion of the United States ; what was published in The Federal- ist; personal liberty as opposed to tyranny; and human rights as against the tyranny of Courts. Take this amendment, with its contradictory provisions, and determine, if you can, what was in the minds of its framers, and what was their intent. The people and the legal voters of Oregon are certainly of as high average intelligence as those of any other State in the Union. Its earliest pioneers were people of high courage and intelligence, who first saved Oregon and then made it. Oregon has ever since attracted conservative people. It has been no place for the adventurer or the idler. Up to 1900, its growth was not fast. Its population, as shown by the census of that year, was 413,536. Its population, as shown by the census of 19 10, is 672,765, an increase of 226,261 in ten years. But only a part of Oregon's voters have taken the initiative amend- ments seriously. Very few of them have read the proposed amendments, fewer still have taken the trouble to give any serious thought as to what most of the initiative amendments meant. Many do not vote on initiative measures, hoping that what is right or proper will prevail. Many who voted for this amendment of Article VII of the Constitution were misled by the first clause of its ballot title. Its ballot title was as follows : "For amendment to the Constitution of the State of Oregon, pro- viding for verdict by three-fourths of jury in civil cases; authorizing grand juries to be summoned separate from the trial jury, permitting change of judicial system by statute, prohibiting re-trial where any evidence to support verdict; providing for affirmance of judgment on appeal notwithstanding error committed in lower Court, directing Supreme Court to enter such judgment as should have been entered in lower Court; fixing terms of Supreme Court; providing judges of all Courts be elected for six years, and increasing jurisdiction of Supreme Court." This careless, not to say dilettant, way of voters consider- ing or not considering serious amendments of the Constitution 45 by the initiative is one of the strongest reasons against its use. If the voters will not seriously, carefully, intelligently and con- scientiously act, then it must continue to be a failure and, at the same time, a menace to the stability of government as it has heretofore prevailed in the United States. Consider the vote by which this amendment was adopted ! Initiative amendments do not require a majority of all the voters, merely a majority of the votes cast for or against the amendment. The total number of votes cast for Governor, which was less than the number of registered voters, at the election November 8, 1910, when this amendment was adopted, was 1 17,690. The vote in favor of the adoption of this amend- ment was 44,545, and against its adoption 39,307. The affir- mative votes were 14,301 less than a majority, a proportion of votes cast for the amendment as compared with the total votes for Governor of less than thirty-eight per cent. There were 33,738 voters for Governor who did not vote on the amendment at all. The total number of voters who voted against this amendment, and those who^ did not vote on it, is 73,045, as against 44,545 who voted for it. And thus a Constitution is amended in Oregon and the vital principles of American institutions and the precedents of law, and the safe- guards of liberty and of a republican form of government, may be set aside. It may be that my conclusions as to the effect of this amendment are wrong, but I believe I am right. In any event, a radical change has been made in Oregon's funda- mental law. It is true, the Oregon Supreme Court may, by its decisions, amend this initiative amendment of Article VII, and say that its effect must be as the Supreme Court decides. It was held in Straw v. Harris, 54 Ogn. 424 (103 Pacific Reporter, yjy), that "the language used in the amendment considered would appear to give" certain powers, and that "whatever may be the literal import of the amendment, it cannot be held that the Oregon Constitution can be so amended." But this is a limitation on the power of the voters of Oregon to amend the Constitution, and is a limitation that is not now in the Constitution itself. What then of this sacred right of the initiative? And what of the doctrine, by which it is upheld — that the people are never wrong? And thus 46 thirty-eight per cent of them are right in amending the Con- stitution for the other sixty-two per cent. Let the minority rule ! As there are no limitations on the powers of the voters to amend the Oregon Constitution, it would not be impossible to have an amendment providing for referendum votes on decisions of the Supreme Court. A petition with nine thou- sand signatures would require such an amendment to be sub- mitted to a vote at the next election. I have written to show in how crude, unsatisfactory, and ignorant a manner radical changes may be made by initiative amendments to a carefully considered and established Consti- tution, such as Oregon has had for more than fifty years. It is to be hoped that the time is not far distant when the legal voters of Oregon will invoke the initiative to abolish it. FLC LB D / ,<^'- u '<■/