TERRITORIAL EXPANSION AND THE FEDERAL CONSTITUTION BY THOMAS B. MARSTON 1 A PAPER READ BEFORE THE LAW CLUB, CHICAGO. OCTOBER 29, 1698. PUBLISHED BY THE CLUB FOR ITS MEMBERS rr"' ti I o M^T -^ 5'Cf ^•'.sct.MV'C. COMPLIMENTS OF THE LAW CLUB OF CHICAGO TERRITORIAL EXPANSION AND THE FEDERAL CONSTITUTION. Just one huiulred 3'eais ago tlie United States of America sent to Paris a Commission, composed of Elbridge Gerry, John Marshall and Charles C. Pinckney, to negotiate a treaty with France, settling the differences then existing between the two countries. These gentlemen represented a new-born Union of thirteen states, with a territory of 800,000 square miles, and a population of 5,000,000 people — a nation scarcel}^ recognized among the Powers of Europe, which Tally rand did not hesitate to insult, by suggesting to its Commission that the prerequisite to an audience was the preliminary payment of a so-called "gratification " to him- self. hi 1898, at the present moment, there is sitting in Paris another Commission — representatives of that same Nation, now a Union of forty-five States and five Territories, having an area of 3,595,000 square miles and a population of 72,000,000 people, and now recognized by every People as one of the great nations of the world, whose friendship and good-will is desired by every European Power. Whence came tliis great increase in territory and popu- lation and power? How was the number of States increased from thirteen to forty-five, and how did the great States of the Mississippi Valley and the Pacific Slope become part of the Union? Will not a little reflection and looking back- ward into the history of our [)ast, a consideration of the discussions on questions of constitutional power, aroused by each succeeding acquisition, answer most of the objections and remove man}- of the grounds of hesitation which we hear urged on every side against territorial expansion to-day? A stranger to our institutions and history, reading the article of Senator Proctor in the September number of the Forum, favoring expansion, or the article of Ex-Secretary John G. Carlisle i)ubHshed in Harper's Montldy for October, opposing territorial acquisition, might fairly conclude that this was a new question to the Nation, fraught with vast dangers to the very existence of the Republic, calling for new constructions of the Federal Constitution and wide departures from our civic institutions — a veritable "parting of the ways," as it has been called. Histor3% however, reveals that nearly, if not quite, all the questions that can arise under the Federal Constitution, incident to terri- torial expansion, have been thoughtfully considered and settled; that the strains and wrenches which are predicted for the sinews of the Republic have been already experienced, and the body politic has gained strength and vitality from the exercise. Among the objections urged by those opposed to territorial expansion are, first, that there is no provision in our Consti- tution for a Colonial System; second, that such a system is contrary to and inconsistent with our institutions; third, that under our form of government we have, and can make, no adequate provision for the vast number of Porto Ricans, Hawaiians, Kanakas, Filipinos, Japanese, Chinese, and other Asiatics — inhabitants of the lands proposed to be ac- quired, consistent with their needs and welfare; and that to corporate these people into the Nation by the proposed treaties is a menace to our prosperity, peace and happiness. I. Of the power of the Utiited States to acquire territory under the Constitution, there can now be no doubt. The power of any sovereignty to acquire territory pertains to, and is an incident of, the power to declare war and make treaties. As a legitimate means of prosecuting war, the propert}' and territory of a belligerent may be seized and confiscated at the will of the captor; and " when war exists, the government possesses all the extreme powers which any sovereignty can wield, and among these is the power to acquire territory either by conquest or treaty." Moreover, the Constitution in terras contemplates the acquisition of territory. Section 3 of Article IV provides that " new States may be admitted by Congress into this Union." And here let it be noted that this provision is without restriction as to numb(^r, size or location. The separate States could not acquire territory ; and if the Nation, acting through Congress, could not — then the prog- ress of civil liberty was thereby limited to the infant dimen- sions of the original States, and our Nation, full of the vigor and vitalitN^ and growth of a young and active people, must have been paralyzed and have withered away for the want of the power of expansion. Mr. Jefferson, the Father of the Democracy and the Patron Saint of the strict-constructionists, thought at the time of the Louisiana Purchase that he was exercising a power not conferred by the Constitution; but it was in his adminis- tration that the treaty with France was ratified — a treaty negotiated by him, and which gave to the country a terri- tory of 1,170,000 square miles, which has since become seven States of the Union, viz.: Louisiana, Arkansas, Missouri, Iowa, Minnesota, Kansas and Nebraska, and originally Texas. If, now, the Nation has power to acquire territory, it must also have the power to govern the territory acquired. That right is vested in Congress by Section 3 of Article IV above referred to, which provides that "The Congress shall have power to dispose of and make all needful rules and regulations respecting the territory or other property belonging to the United States." This power is clearly exclusive and universal. The right of Congress to legislate regarding such territory is absolute and unlimited, except so far as it may be affected by the Constitution and the stipula- tions of the treaty of cession. It has the power to establish local courts and local government; to repeal and render void any territorial laws which are inconsistent with the Organic Acts under which the local government is so established; to make laws for the taxation of such territory, and the collection of revenue therefrom; and, furthermore, has the exclusive right to say when and how, and under what terms and restrictions, such territory shall be admitted into the Union. This doctrine has not only been established by decisions of the Supreme Court of the United States, but it has been maintained after many a hard fought struggle in the arena of politics, and exhaustive discussions by America's greatest men in the Senate Chamber and on the floor of the House. Benton, Clay, Calhoun, Webster, Douglas and Lincoln, all gave it their deepest thought and most earnest consideration . What was the controversy which was temporarily settled by tlie Missouri Compromise? What necessitated the passage of the Kansas and Nebraska Bill? What were the main points of discussion by Mr. Lincoln and Senator Douglas in their celebrated joint debates preceding the election of 1860? In that memorable campaign it was contended by the defeated party, represented by Mr. Douglas, that Congress had no right to legislate on the domestic concerns of the people of the Territories; that the people had the right to determine for themselves whether slavery should exist within their limits, and that at the proper time they should be admitted to the Union with a constitution of their own adoption, with or without slavery as they chose. Mr. Lincoln contended otherwise, claiming that the power and control of Congress over the Territories was absolute, and it alone could say upon what terms and under what form of constitution any Territory should be- come a State. The question was fully decided by the Civil War, and was never afterward raised, until the prosecu- tions in Utah of the polygani}-^ cases under the Edmunds Bill. In those cases the power of Congress to exercise absolute control in the Territories was reaffirmed by the Supreme Court. Such being the powers of Congress, the question is pro- pounded — Is a Colonial System possible under the Federal Constitution? Like the true Yankee, we answer the ques- tion by asking another. What kind of a Colonial System is referred to? If is meant such a system of colonies as Spain has maintained in America and in Asiatic waters for the past three centuries, dependencies held merely as a source of revenue to the Home Government — the answer must be in the negative. If the question means a system of charter colonies, such as Massachusetts, Rhode Island and Connecticut were, prior to the Revolution, or of pro- prietary colonies, as were Maryland, Pennsylvania and Delaware — the answer is still in the negative. But if is meant provincial establishments, similar to the colonies of New York, New Hampshire and Virginia in those days, or Canada, the Australian Colonies and New Zealand of the C) present day — the answer is that such colonies differ in hut few particulars from our own Territories, already organized by Congress under the Federal Constitution, and that with a few modifications, easily possible, to conform to certain restrictions imposed by limitations in our Constitution, such colonies can be established. The fact is that our territorial system is already quite sim- ilar to the colonial system of England, Congress having very much the same power in this regard as the British Parliament. In the colonial system the Governor General is appointed by the Crown; in the territorial system, by the President. The duties of such officer in each system are very much the same, as are also their powers. The Terri- tories are taxed by a Government in whose legislature they are not represented, a fact which, though entirely incon- sistent with the democratic principle of " no taxation with- out representation," has never been a cause of complaint from the Territories. Congress may without restriction overrule the statutes passed by any Territorial legislature — as the British Parliament may overrule those of any of the Queen's self-governing colonies. But, as said by Mr. Bryce in his American Com n:ion wealth: "Self-government is practically enjoyed in the Territories despite the supreme authority of Congress, just as it is enjoyed by Canada and the Australian Colonies of Great Britain, despite the legal right of the British Parliament to legislate for every part of the Queen's dominions." In some particulars, however, the two systems differ, viz.: Every Territory established, under the spirit of the Federal Constitution, looks forward to at some period becoming a com plete State — which is not the prospect of a British colony . Again, a British colony may, under permission either spe- cially granted or tacitly tolerated, impose its own duties, imposts and excises, or Parliament may establisli for it a peculiar system of revenue laws most suitable to its partic- ular needs; whereas Section 8 of Article 1 of the Constitu- tion requires that " all duties, imposts and excises shall be uniform throughout the United States." The Federal Su- preme Court has held that the words " United States" are here used to designate the whole domain of the American people, including the Territories and the District of Colum- bia, and that under the principles of the Constitution uni- formity in the imposition of imposts, duties and excises must be observed in the Territories as well as in the States. So, also, any direct tax levied by Congress, if levied in the Territories, must be levied by the rule of apportion- ment as is constitutionally required in the case of the States. The suggestion that this very rule of uniformity would work a hardship against the proposed new Territories — in that wliat are reasonable imposts, duties and excises for the States, would be burdensome to them, is superficial. All such taxes operate with more hardship on certain parts of the country than on others, because of the divers needs and varying products of the different sections of our country; but unquestionably the rule of uniformit}^ is the best, and operates with the least hardship on different local- ities. The new Territories could hardly complain, if subject to the same internal revenue laws and direct taxes as are imposed in every portion of the States and older Territories. Subject to these few restrictions imposed by the Federal Constitution, however, the power of Congress is absolute. If it should be deemed advisable by Congress to create a Colonial or Territorial office — a Department of Territories or Colonies, it has full power under the Constitution to do so; to create a Secretary of the Colonies, or any other office, and make all necessary and needful rules and regulations for their wise and economic administration. II. But it is urged that a colonial or territorial system is inconsistent with our Republican institutions founded on the fundamental idea of self-government. It has been well said by that eminent constitutional writer. Judge Cooley, that " it can not be contended that any territory which by purchase, cession or conquest should at any time come under the control of the United States, should be permanently held in a territorial condition by the cen- tral government, under its own imperial rule." While this may be admitted, still it is not inconsistent with our institutions to hold such territory temporarily as a Territory, under the central government. It is entirely consistent with our ideas of self-government, and in furtherance of the development of our institutions and the extension of civil liberty, both to acquire and to hold such territory, with the assured right to its inhabit- ants to create and establish State institutions and become a State as soon as the nature of the population and local con- ditions are suitable. Under the Federal Constitution, the people in the ac- quired territory are guaranteed all the benefits of the con- stitutional principles protecting life, liberty and property. We hold out, also, to them the right to come into the Union under a State Constitution, which must, however, be ac- ceptable to the Union and consistent with our principles of self-government, so soon as, in the opinion of Congress, the local conditions are such as to guarantee the permanence and endurance of the local government of the State so created. How long it may be before these local conditions become^ 9 satisfactory, no one can say. It may be ten years, or fifty years, or one hundred years before Porto Rico, Hawaii or the Philippines have local institutions and social conditions justifying their admission into the Union. The rich and prosperous States of Kansas, Nebraska and Min- nesota were held as Territories for more than fifty years, while North and South Dakota, Idaho, Montana and Wyo- ming remained under territorial organization for nearly ninety years before statehood was granted to them. New Mexico and Arizona are still Territories, although ceded to the United States fifty years ago. Their population is suffi- cient, yet they have not been admitted because — owing to the predominance of the Spanish race — their local conditions are not such as to warrant it. Under our institutions and gov- ernment they have, however, made vast strides in civiliza- tion and progress, surpassing their Mexican neighbors across the border, who are only just beginning, under the powerful rule of Porforio Diaz, to realize the blessings of a stable government. Alaska, a purchase of thirty years ago, is as yet a District merely, without even a Territorial legis- lature, and destined to remain so for many years to come. What may be accomplished, however, with native popula- tion even, under good government, is shown by the results of English rule in New Zealand in the last sixty years. And here let us pause to note a peculiar circumstance in the development of this great Union. Both the Louisiana purchase and the territory acquired from Mexico, were in a large measure accidental expansions. When Mr. Monroe and Mr. Livingstone were sent to France, their instructions were to negotiate the purchase of New Orleans and the territory surrounding the mouth of the Mississippi River for not over $3,000,000. To the sur- prise of President Jefierson, they returned a treatv for the 10 acquisition of the whole of the Province of Louisiana for $15,000,000. There was great hesitation in accepting the treaty, it being at the time considered as involving a great acquisition of useless territory. That territory contained at the time only 30,000 civilized inhabitants, and a horde of unknown savage tribes. Mr. Trist, who negotiated the treaty with Mexico, had been recalled from Mexico, but — disregarding his recall — remained and negotiated and signed the treaty. Although it was negotiated by one not in authority, yet the President and Senate adopted and ratified it; not, however, without bitter opposition, for although it was a Treaty of Peace, it was ratified by a majority of only tiiree in the Senate. It is also noteworthy that at the time of each acquisition, the United States was in no need of additional territory. It already possessed vast areas which were but very sparsely settled at the time of each treaty. When the Louisiana Purchase was made, Ohio had just been admitted to the Union, while Indiana, Illinois, Michigan and Wisconsin were a vast wilderness inhabited only by Indians and pioneers. Yet both acquisitions have been the direct cause of enormous growth and prosperit}' to the Nation. III. Let us now consider whether it is a menace to our peace and prosperity to corporate into the Nation these proposed new territories, containing peoples unacquainted with the Anglo-Saxon principles of self-government, and not educated to a life of independent action. In the first place, be it remembered that these people do not, by annexation, become entitled as of right to partici- pate in political authority. It is the inherent right of every independent nation to determine for itself, and according to its own constitution and laws, what classes of persons shall 11 be entitled to citizenship. This we, as a nation, liavo already done. The Federal Constitution grants to Con- gress the right to establish a uniform rule of naturalization. Under this power the control of Congress over the question of the citizenship of foreign-born inhabitants is absolute and exclusive; and until two years after the adoption of the 14th Amendment, Congress never recognized the naturalization of any but free white persons. The political rights which these inhabitants of ceded territory will have as a matter of right will be only those retained to them by their former sovereign in the treaty of cession. Subject to these restric- tions, their right to participate in political authority is exclusively under the control of Congress. Let us recur again to history and precedent to ascertain what rights have been heretofore reserved by the former sovereign to the inhabitant of the ceded territory, under the treaty by which it was acquired. The treaty with Spain, under and by virtue of which the Floridas were acquired, contained this provision regarding citizenship: "Article 4. The inhabitants of the territories which his Catholic Majesty cedes to the United States by this treaty, shall be incorporated into the Union of the United States as soon as may he consistent with the principles of the Federal Constitution, and admitted to the enjoyment of all the privileges, rights and immunities of citizens of the United States." Under this treaty it was held by our Federal Supreme Court that the inhabitants did not become entitled to f)articipate in political power nor share in the government, until Florida became a State. The treaty with France of April 30, 1803, by which Louisiana was ceded to the United States, contained this provision : 12 " Article 3. The inhabitants of the ceded territory shall be incorporated in the Union of the United States, and admitted as soon as possible according to the principles of the Federal Constitution, to the enjoyment of all the rigfhfs, advantages and immunities of citizens of the United States, and in the meantime they shall be maintained and protected in the full enjoyment of their liberty, property and the religion which they profess." Article 8 of the treaty of Guadalupe Hidalgo of February 2, 1848, provided that Mexicans within the territory of Mexico ceded to the United States, might elect whether they would remain Mexicans or become citizens of the United States, but they must make that election within one year. Article 9 provided that " The Mexicans who, in territory aforesaid, shall not preserve the character of citizens of the Mexican republic, conformably with what is stipulated in the preceding article, shall be incorporated into the Union of the United States, and be admitted at the proper time {to he judged of hy the Congress of the United States) to the enjoyment of all the rights of citizens of the United States, according to the principles of the Constitution; and in the meantime shall be maintained and protected in the free enjoy- ment of their liberty and property, and secured in the free exercise of their religion without restriction." The treaty with Russia, dated AVashington, March 30, 1867, by which Alaska and the Aleutian Islands were acquired, provided: "Articles. The inhabitants of the ceded territory, according to their choice, reserving their natural allegiance, may return to Russia within three years; but if they prefer to remain in the ceded territory, they, WJiV/i the excejytion of the uncivilized native tribes, shall be admitted to the enjoy- ment of all the rights, advantages and immunities of citizens of the United States, and shall be maintained and protected in the free enjoyment of their liberty, property and religion. The uncivilized tribes will be subject to such laws and regulations as the United States may from time to time adoi^t in regard to aboriginal tribes of that country.'" It is to be observed that in all of our treaties except the 13 one with Russia, we have been careful to reserve to Congress the right to say when, liow and under what circumstances these additions to our population shall receive political power, and in the Alaskan treaty even the constitutional rights were not given to the " uncivilized native tribes," but they were to be subject to the same laws as pertained to the aboriginal Indians of the United States. The political status of the Indian is and always has been peculiar. He is not a natural born citizen, although born within the territory of the United States, and although under both the common law and our Constitution every child born within the limits of the country, even though of alien par- ents — except the child of a diplomatic agent or of an alien enemy — is a citizen. But our Constitution as originally framed contemplated the Indian as a subject of an alien tribe residing within our borders, and such the Federal Courts have decided he must ever be until duly naturalized under a Congressional law. The decision was based on the well recognized principle that, being an alien, he can not become a citizen without the consent of the Nation expressed through Congress. Still Congress has passed special laws permitting the naturalization of the Indian. Is it not possible to provide, in the treaty of cession of any territory which we may now acquire, that in the case of uncivilized native tribes occupying such territory, they shall be subject to laws similar to those established for the abo- riginal tribes of our own country ? Our best information is to the effect that the native tribes of the Philippines, outside of the settled portion of Luzon and a small portion of Panay and Cebu, acknowledge no allegiance to Spain, and never have. They are really independent tribes, having their own rudimentary tribal 14 governments. This being so, Spain has no sovereignty- over them to cede to us by treaty, and our relations with these tribes — their rights and privileges — can be fixed here- after by treaties with them as was done with the Indians of our own land. Now what are the constitutional rights which the inhab- itants of ceded territory do obtain by annexation? Not the right of suffrage; but the right of trial by jury, the right to the writ of habeas corpus, freedom of speech, freedom of the press, freedom of conscience in matters of religion, immu- nity from unreasonable seizure and search, the right to acquire and hold property free from molestation, except by due process of law, and other such personal rights and privileges familiar to us all from our early education. Can these privileges not be accorded to the people it is pro- posed to acquire without danger to the peace and prosperity of the Republic? How could the extension of these rights to the population of Hawaii, for instance, affect this Nation? The whole population of these Islands is only 109,000, or about the same number as are contained in the city of Indianapolis. Of these 23,000 are Americans, Germans, English and Portugese, who certainly make good citizens; 24,000 are Japanese, and 21,600 Chinese, almost all of whom retain the citizenship of their native lands. This leaves but 31,000 Kanakas, and 8,500 half-whites, a mere handful of people who are dying off as rapidly as our Red Men, and will soon cease to be an element in the Islands at all. The population of the Philippines is variously estimated at from seven to thirteen millions, but it must be remembered that portions of the Island of Luzon alone has been reduced to possession by Spain. All the other Islands are occupied by uncivilized native tribes, who have no civil status under 15 the Spanish law, and to whom, therefore, Spain can not request us to grant citizenship or constitutional rights. But it is suggested that Hawaii and the Philippines already contain a vast number of Japanese and Chinese who, by the annexation of these islands, might acquire the right to be- come citizens under our naturalization laws, and having become citizens, have the right to migrate to other States. No such danger is possible. Citizenship, unless expressly reserved by the treaty of cession, can be acquired in but two ways: by birth within the United States or by becoming naturalized under the laws of Congress. The Fed- eral courts have decided that our naturalization laws do not apply to Mongolians, Japan*ese and Burmese. The right to become naturalized is entirely under the control of Con- gress, and in order to make certain by statutory enactment that the naturalization laws already passed did not apply to Chinese, Congress, by the act of May 6, 1882, provided that thereafter no State court or court of the United States should admit Chinese to citizenship; and the Convention between China and the United States of 1894, while guar- anteeing to the Chinese, either permanently or temporarily residing in the United States, all the rights granted by us to citizens of the most favored nations, expressly and in terms excludes the right to become naturalized citizens. However, our idea that the Japanese and Chinese are anxious for American citizenship is grossly exaggerated. The Japanese are a most home-loving and loyal people, at- tached to their native land and to the Mikado, who is to them a deity. Only in very rare cases do they give up allegiance to their native land. As for the Chinese — listen to the pen- alty prescribed by their code of laws for expatriation : "All persons renouncing their allegiance and country shall be beheaded, and in the punishment therefor no distinction 16 shall be made between principals and accessories. If the crime is contrived but not executed, the principal shall be strangled. Tlie property of all such criminals shall be con- fiscated, and their wives and children distributed as slaves to the great officers of the State. The parents, grand- parents, brothers and grandchildren shall be banished." A condign punishment this for the Celestial, the cardinal doctrine of whose religion is ancestral worship. Undoubtedly all persons born within the territory of the United States, after such territory is acquired, and subject to the jurisdiction tliereof, will, under the 14th Amendment to the Constitution, be citizens by reason of their birth. This will include the Children of Spaniards, half- whites, Chinese and Japanese alike, and of the Filipinos and Hawaiians, who, under the territorial laws to be established, will be subject to the jurisdiction of the United States, and who shall be born after the treaty of cession has been rati- fied and become a law. It would not include children of the native savage tribes, if by the treaty of cession, these are treated as alien tribes and not subject to the jurisdiction of the United States. In the Organic Acts of the new terri- tories or colonies, when formed, the political status of the inhabitants of each of these territories will be fixed. It may be fairly predicted that the position of the inhabitant, except the uncivilized native tribes, in the new territories, as in the old, will be the same as that of Australian subjects under the British Crown. He has "full British citizenship as respects his private civil rights, and a share of the government of his own Colony, but does not participate in the government of the British Empire at large." In conclusion, we must realize that territorial annexa- tion is now purely a political question. Whether expan- sion in the direction now contemplated by this country is 17 wise, or not, is a question of policy only — a question worthy of tlie careful consideration of every thoughtful citizen and lover of the progress of civil liberty — a question having many p-os and cons, but which, nevertheless, we may con- fidently trust to the sober second thought of the American people to answer. Greater problems than this have been met and successfully solved. A Nation full of restless activity and power, of growing vigor and vitality and energy within, which is asserting itself more broadly each year, we must and will have a share in tlie great trade of the world at large. The high-handed action of France in lately depriv- ing us entirely of our growing trade in Madagascar; the action of the European nations in dividing the entire conti- nent of Africa into so-called " Spheres of Influence," within which the influential nation has its own peculiar advantages of trade; the seizure of Manchuria by Russia, and of the eastern portion of China by Germany ; the evidentprepara- tion for the partition of China by the great Powers of Europe, all of these outside forces are driving us to a point where a foreign policy must of necessity be formed. Whether it shall be to our greatest advantage to unite with England, and insist with her on the " Open Door " polic}' of trade which she has always so strenuously advocated, or whether it will be wiser to establish achain of naval stations around the world and maintain a large and effective navy in con- nection therewith, to enable us to insist on trade privileges equal to those granted to the most favored nation, or wiietlier it shall be to our interest to establish a Colonial System, and acquire territories in far-off lands, as other nations have done and are doing, the American people will ultimatelv decide. 18 In working out this problem, let us not be moved by those faint-hearted, hesitating statesmen who doubt our powers, under the Federal Constitution and under our republican institutions, to take whichsoever policy our needs may demand. Although the Constitutions of all the thirteen original States, except Massachusetts, have been completely changed in the past one hundred years, the Constitution of the United States remains practically unchanged to-day. That was not an unmerited eulogy by Mr. Gladstone when he pronounced the American Constitution "the most wonder- ful work ever struck off at a given time by the brain and purpose of man." Through all the varying needs of this People it has remained steadfast, but with inherent elasticity, enabling it to conform to the requirements of the growth of the Nation. As in the past, so in the future, it will be found a bond holding the people together, not in an unyielding grasp, dwarfing their growth and restraining their energies, but containing within itself power of accommodation to their every need and necessity. If territorial expansion shall be determined by the American people to be necessary for the preservation of its interests and for the growth of the nation and of civil libert}^, it will be found that such growth and expansion is entirely possible under the Federal Constitution as it exists to-day. IflB ( w W13 744 839 7 ^ \ \