^. Jf 3> ^ LIBRARV.OF CONFESS Son 102 416 fl THE CASE OF ROLLIN "WHITE. V STATEMENT OF FACT Copy 1 Srief ioi' >if . Wl\ite By Geo. W. Dyer, Of Counsel. -< "X WASHINGTON, D. C. GIBSON BEOTHERS, PEINTERS, 1874 -v STATEMENT OF FACT. In this application fur a reliearing of five different [)atents, it will be observed that all the opposition is ai'i'ayed against the extension of one of them, that numbered 12,04:8, and the attention of the committee IkS invited more particnlarh' to this patent. The invention described therein principally consists in ex- tending the chandlers of a revolving cylinder all the way , from the front to the rear, so that the arm is loaded from the rear, instead of from the front, as in the Colt revolver. What are known as Smith and A'V^esson's pistols illnstratc the invention referred to. It appears from the record in one of the suits, in which Mr. White was constantly engaged during a great part of the life of this patent, snits which l)ecame necessary in order to assert his rights, which were constantly infringed, that this applicant commenced work in 184:9, for Samnel Colt, in the manufacture of fire-arms, and from that time to Decem- ber, 185-1, remained thus employed, having alone, and in connection with his brothers, certain contracts for details of work. During this ])eriod, commencing as early as 1849, he nuide certain experiments in constructing a p)istol witli a rotating cylinder, having cluunbers bored all the way throngh. In the opinion of the conrt expressed in the snit of White against Allen, (2 Fisher, 4-10,) White completed this branch of his invention late in 1849 or earl}' in 1850. He did not, liowever, make application for a patent until early in 1855, for the reasons that Mr. Colt did not favor in- ventions in fire-arms l)y any of his employees ; had discharged workmen for ex])crimenting in i-evolving pistols, and that he (White) was (lit>sucided by his brothers from luukiiig liis inven- tion public so long as they were in Mr. Colt's employ. The patent on this invention, as well as npon two other inventions, was granted on April 3, 1855. Mr. Colt's revolver patent of 1836, liaving been once ex- tended for seven years, expired finally by limitation in 1857. While this patent of Mr. Colt's was in existence, it having an exclusive claim to automatic revolving cylinders. White could not put liis invention in use Avithout infringement, as Mr. Colt refused to giv&any license under his patent. In view of the ex[)iration of the Colt patent. White made his arrangements for manufacture, by giving Smith 6z AVes- son, on Nov. 17, 1856, an exclusive right to manufacture lire arms under his patent No. 12,608. Under this agreement with Smith Sz Wesson, these parties went on manufacturing lire-arms under the p;itent named, paying a small royalty on each. By the terms of this agreement, Iiowever, Mr. White was to prosecute infringers at his own expense. Such infringers sprang up at once upon the intJ'oduction of the White pistol, and in the prosecntion of them all the remaining life of the patent was cunsnnied, and nearly all of the ro3'alty paid to the inventor. At the proper time Mr. White made his application for the extension of the several patents referred to in the bill, Avliich extension was refused by the Commissioner of Patents. Pending this application for extension, and a short time before the hearing, Mr. Charles M. Keller, who had been long the attorney for White in the litigation of the patent, and was entirely familiar with everything connected with it, was taken ill, and was unable to be present at the hearing, which was conducted on the part of Wliite by new counsel. Just before the hearing certain important exhibits and evi- dence of Mr. Wliite were stolen, and by reason of tlie illness of Mr. Keller some important testimony', in the nature of ac- counts, were not forwarded to the Commissioner of Patents. The follu\viiii>' cxti'acts from tlic I'ecords will c\|)l;iiii more ^slearly these stateineiits and the l)euring' upon the decisions of tlie Commissioner : * Testbnony of Hamilton M. Keafc, Crier of the U. S. Circuit Court. Northern District of New York,) City and County of New Yoyk. j Hamilton M. Keefe, of the city of New York, beinii; duly sworn, deposes and says : I am crier of the United States circuit court for the south- ern district of New York, and have charge of all the models dnring examinations in said court. Kenneth G. AVhite, Esq., United States commissioner, before whom tlie testimony in the matter of the application of Rollin White, for an exten- sion of his patent of iire-arras, w-as taken, instructed me to lock nj) the models which had been put in evidence in this case. I did so, put some of them in the trunk, and the rest in a carpet-bag, and locked them up in a room adjoining the United States circuit court-room, and to which room no one had access but myself. I liad occasion to go into the room oh the afternoon of the ITtli of March, as late as 5 P. M., and then saw that they (the models) were all tliere safe. I came out and locked the door. On the morning of the 18th of March, I visited the room, and found that during the night it had been opened by some one, and the trunk broken open, most all of the models taken, and the carpet-bag had been taken aw^ay altogether, said car- pet-bag having in it exhibits. There was also a valise which contained books and papers in the case, which had been dragged out of tlie room, through the court-room, through an open window, where I found it in the morning. In the room where these models and papers were kept were also a num- ber of valuable models in other cases, and a quantity of clothes belonging to this deponent, none of which had been disturbed. I assisted in packing up all the pistols and ex- hibits that I found left after the robbery, and I liave this day delivered all of them to the express couq3any to be forwarded to the Commissioner of Patents, at Washington, D. C. HAMILTON M. KEEFE. Subscril)ed and sw(»i'n to before me, this 23d day of March, 1870. J. F. STILLWELL, U. S. Court, Southerti District of New York. From office of Kellar &, Blake. Chas. M. Kellek, ^ CiiAs. F. Blake, j' , '' No. 16 MuKRAY Street, New York, ^ April 20, 1872. Hon. Leonard Meyers, ^ Chairman of the Committee on Patents : Dear Sir : At tlie request of Mr. Rolliii White, I beg to state to yon tliat pending liis application for the extension, before the Committee of Patents, of his patent for improve- ments in lire-arms, he furnished me with an account of the sums expended in litigating the said patent, amounting to $38,329.09 ; but before I could put it into form to forward it to the Patent Office I was suddenl}^ taken sick before I could prepare it, and for six weeks no one was permitted to enter my room. I had no partner in bnsiness at that time, and this, with other things which should have been attended to, was neglected by those who took charge of the matter in my place. Yours truly, CHAS. M. KELLER. Fxam in ers ReiJort In the matter of tlie application of RoUin White for the extension of the patent granted to him for re})eating fire-arms, dated. April 3, 1855. No. 12,648. The questions which arise in this case are : 1st. Is tlie invention novel ? 2d. Is it useful? 3d. Is it valuable and important to the public '{ 4:th. Has the inventor been adequately remunerated for his time and expense in originating and perfecting it ? 5th. Has he used due diligence in introducing his inven- tion into general use % To the lirst question I have to state, that this ])atent has been declared to be "good and valid" by Judge Nelson, in the case of R. White et als. vs. II. Booker et als., and that I am unable to find any valid references which were not in evidence in this case. I, however, call your attention to a clerical or typographical error in page 29, in the printed state- ment of this case, filed by consent, where the number of the patent adjudicated upon is printed 12,649. It should be 12,648, wliich is the number of the patent in evidence in the case. The evidence filed by the ajyj^llcant in this case is almost uniiitelligible, owing to the entire absence of the exhibits to lohich the witnesses refer. I ain informed verbally that these exhibits were abstracted from tlie office of the magistrate before whom the testimony was taken after they were packed up for transmission to tliis office. That the Invention is useful., valuable and impor- tant to the public Is aiyparent to my mind., and ujion the lat- ter point there Is sufficient testimony from disinterested p)artles. The question of sufficient remuneration belongs exclusively to your honor's judgment and discretion. $64,899 is credited to this patent. Tlie applicant has not kept separate and dis- tinct accounts of the expenses attendant upon his iire-arm patents, Imt lie estimates the expenses upon this patent (12,648) at $17,381.68. There is sufficient evidence that due diligence has been used in -the premises. Respectfullv submitted. CHAS. EVERETT, Examiner. Tlie examiner, General Everett, whose business was almost exclusively on fire-arms, and who was tlioroughly posted in these arts, and knew all the records in the Patent Office in relation to fire-arms, and who had cliarge of this class in the Patent Office, and on whom the Commissioner must depend in a great degree for the inspection of the records and ascer- tainment of the facts in the art, made the foregoing report. Upon the testimou}^, the argument, and the examiner's re- port, tlie Commissioner of Patents refused the extension asked, in the following opinion : Commissioner s Opinion. " The extension of tlie patent for an improvement in re- peating lire-arms, granted to Rollin AVhite, April 3d, 1S55, and numbered 12,648, is liereb}" refused. " ELISHA FOOTE, " Commissioner.''' Congress then being in session, Mr. White made immediate application for a. rehearing l>efore the Conimissionei". 6 His application was favoral)lv considered, and a bill for his relief passed both houses and went to the President for signature. This bill was vetoed for the reasons. which appear in the following exti-acts from the records, and which tlie President eniltodied in his veto message. Z,etter of General Dyer. Ordnance Office, War Department, Washington, December \l, 18G9. Sir : In the year 1855 Rollin Wliite obtained letters patent for improvements in repeating pistols, in (among other things) extending the chambers of the rotating cylinder throngh to the rear, so as to enable the chambers to be charged at the rear by hand or by a self-acting charger. Some time afterward, and prior to the l)reaking out of the rebellion, he assigned this patent to Smith & AVesson, of Springfield, Massachusetts, for the sum of $500 in cash and their obligation to pay him twenty-five cents royalty on each pistol manufactured under the patent, binding himself to ap- ply for and to use his influence to procure a renewal of the patent. He afterward surrendered this original patent and obtained a reissue in three divisions. Two years before the expiration of the latter he applied to the Commissioner of Patents for an extension, upon the ground of insufficiency of compensation. The Commissioner rejected the application for an extension without assigning any reason, and the patents expired by limitation on the 3d of April, 1869, and the in- vention became public property. On the 9tli of April, 1869, a bill authorizing the Commis- sioner of Patents to reconsider the application of Rollin White for extension of his patents was introduced in the Senate, and passed without debate. It passed the House without debate on the 10th of April, but failed to receive the signature of the Vice-President before Congress adjourned. It IS understood that it has now been signed by that oflicer, and only awaits the approval of the President to become a law. Unless the ends of justice require the extension of this patent, it should not be renewed. So far as I am able to as- certain, justice to the Government and to the public forbids this patent from l)eing renewed. The validity of the patent lias heen (piestioned for many years, and it is nnderstood that it was only atHrmed by the Snpreme Court by a tie vote, four of the justices voting affirmatively and an equal number negatively. Its renewal is urii:ed bv Rollin White ui)on the rovided; and a shield also was placed in front to arrest any ball that might be accidentally shot from a chaml)er not in line with the bar- rel. In his experiment a leather plug or packing was put in the rear of the charge, and that seemed to prevent the escape of fire and the explosion of all his cartridges. For the several devices tliree patents were granted, in one of which the claim was broadly made for boring through the cylinder, Avhether loaded b}^ hand or by the plunger. In the form in whicli Mr. White made his pistol, it is be- lieved to have little or no practical utility. Indeed, breech- loaders generally were then failures. They encountered prac- tical difiiculties that seemed insurmountable. Fire would escape from the joint at the breech and rapidly wear it away. Or if made gas-tiglit, expansion by heat and other causes would obstruct the operation. The object seemed hopeless and unattainable until the introduction of the metallic cart- ridge. When that was perfected, witli its flange and fulmi- nate and machinery to manufacture it, the ditliculties were removed, and tlie breech-loader sprang at once into extensive use. It was then tliat tlie claim in Mr. White's patent, for borino; through the cylinder instead of nearly through, as Colt had done, became of great pecuniary value. But before White, other arms had been bored through — pistols, muskets, and rifles. In one a cluster of revolving barrels, much like Colt's chambers except in length, had been l)ored through. The metallic cartridge necessitated a boring through, and wlien its use became desirable in the Colt's pistol, the boring through, as other arms had been bored through, it seemed to me, would have followed as a matter of course, as well \^1thout as with Mr. White's devices. I did not, therefore, regard his inventions as liaving inate- rially advanced the a,rt to whicli they related. He haortant fact that the net compensation he has received amounts to little over ten thousand dollars. Now, sir, this is the result of an ex parte examination by an officer wlio had no official authority to make the examina- tion, and who, from the nature of his education and of his duties, was not prepared to make a proper and scientific or a satisfactory examination at all in such a case. The law has provided the officer who is to make such examinations. I 15 think, then, that the Senate ought not to allow these officers of the Government to assume a jui-isdiction that does not be- long to them, and to attempt to advise the President of the United States in regard to matters which the}' do not under- stand, and that, too, upmi ex 2)(irte testimony. Now, sir, as to tlie real grounds of this application here, what are they 't They are grounds that would appeal to a judge of a court for a new trial, and nothing more.. The ground of the a])plication is, shall we allow this applicant to have a fair opportnnity of making his application, which he was prevented from doing l)y providential dispensations, hy the theft of his models and his testimony, as he has stated ? If the Connnissioncr shall be of the opinion, as some Senators seem to think is the fact, that there is no value in this patent, that he is not entitled to have it extended, that is a question for him to decide. He is appointed and selected for that purpose, and it is to be presumed that he can dec^ide that question better than any other officer ; better than the Senate ; better than General Dyer ; better than the President of the United States. He is the officer appointed to make such ex- aniinations. All that is asked on the part of the applicant is that he may have a fair opportunity to be faiidy heard ; to supply before the Commissioner the lack of testimony which he wanted before ; to supply the nu:)dels that were stolen, and to supply the depositions and other testimony which were stolen at the time he made his former application. Is that unreasonable 'i Is it not such a case as any court under the circumstances would grant a new trial ? I think it is, and therefore, without going into the examination of this case an3^ further, I feel disposed to submit it to the Senate. Senator Howakd said : I wish to say but one word on this subject. The object of the bill upon which we are to vote is, as I understand it, to allow the patentee, Mr. White, an opportunity^ to make anotlier application to the Commissioner of Patents for a re- newal of his patent, but gives to the patentee sim^jly the right of making another application for a renewal to tlie ])roper officer, who is the Commissioner of Patents ; and this ought to be understood by the Senate. The patentee alleges that for some reason or other he was not able, witliin the time prescribed by the statutes, to proceed before the Commis- sioner of Patents to ol)tain a renewal of his patent ; and he 16 ap[)eals to Coiii^ress simply to g-rnnt him an opportunity of a ]iew trial ; in short, to give him the inestimable privilege, as he seems to consider it, of having another lawsuit ; and for one, if a party pnts himself in tliat predicament and thiidvs he is to gain l)y having a lawsuit, I am entirely willing to gratify him. I shall therefore vote for the bill. Senator Morrill said : / I ain, as a general rule, entirely opposed to a renewal or extension of any patent, but, having examined this question, like the Senator from West Virginia, I am fully satisfied that injustice has been done this patentee. Mr. President, I confess that my sympathies are excited in his behalf. He has been persecuted the last ten or fifteen years by these rich and well-fattened companies tliat have en- croached on his rights, and I have no donbt they robbed him of neai'ly all that he should have received for his patent; at any rate, the amount he has actually received, by his own tes- timou}' here, to which, I think, no objection will be made. Now, Mr. President, it seems to me that the Commissioner of Patents cannot have made up his judgment upon the re- port of the examiner. Every point made by the examination was in favor of the petitioner with only a single exception, and that was in relation to the evidence being unintelligible on account of the absence of the exhibits to which witnesses refer, and which only makes the claim of the petitioner for a new trial still stronger. It seems to me that this testimony of General Dyer's, made two daj's before the bill passed, ought to be thrown out of the case. It is no more than jns- tice to the party to throw that entirely out of the case ; and if we do throw that out, it will take away the wdiole founda- tion of the veto. Mr. White should not be defeated by Gen- eral Dyer. I therefore shall be compelled to vote in this in- stance against snstaining the veto. Senator Howell said : Mr. President, this is a very peculiar case it strikes me. As a general rule, I am not in favor of the extension of pat- ents ; but here comes in this case a poor man and a lame man, who has . invented a pistol that far excels anything Colt ever brought before the public, and he complains that he had a hearing tendered him before the Commissioner of Patents when tlie counsel who was present did not understand his 17 case, the one who did especially understand it being absent; that he himself was detained away at the time the case was called, so that he could not give his ])ersonal attention to it ; that his models were lost or stolen, and that therefore it was impossil)le for him to make, or for his lawyer, who is not posted in regard to the case, to make out a fair case and to have a fair hearing before the Commissioner of Patents. Then we have the organ of the Committee on Patents here time after time making zealous and earnest and lawyer like ar- guments against this poor man, and telling us here to-night that the Government is interested against him, and that the manufacturers of Connecticut are interested against him, and therefore he should not have a hearing before the Commis- sioner of Patents. Is this a proper consideration to luring before the Senate of the United States ? Following right upon that we have, in a letter from the Commissioner himself, the statement that this invention of Rollin AVhite is a nuitter of no great consequence ; that there is no particular value in it. How, then, is the Government interested in it ? Why sliould the Government prevent the extension of the patent that it may have the benefit of this fine instrument ? And how are the manufacturers of New England so greatly interested in it if this invention of liollin White is an invention of no particular value ? It is a matter of particular value. It is the nicest and finest instrument of the kind that was ever invented in any country on the face of God's earth. What is the use of saying it is of no particular value ? Let that allegation come from whatever party it may the Avhole circumstances of the case shoM' conclusively that it is of particular value, that it is of great importance, and that a comlnnation of Government officers and manufacturers in New England are here in the Senate chamber seeking to deprive this poor man, this lame man, this honest man, who by accident could not obtain a fair hearing before the Com- missioner of Patents, of the poor chance of a new hearing under the circumstances, w^ith all this pressure of power and of interest and of money against him. I say it is a case that appeals to the justice and the com- mon decency of the Senate of the United States to stand l)y and give Kollin White a new hearing and a fair chance — as fair at least as under the circumstances can be had by a poor man before the Commissioner of Patents ; and for that reason I shall vote for the bill. 18 The Senate paj^sed the bill over the President's veto l)j a vote of 41 to 13, but the measure failed in the House of Representatives and went over for that session. Mr. White lias since that time pressed his application be- fore each session of Congress, but, although uniformly get- ting favorable consideration of counnittees, has been unable to bring his measure to a vote. In the last session of Congress, after consultation with the committee, Mr. White concluded to present a lull in a new draft, M'hicli is here appended: A Bill for the. relief of RoUln White. Be, it enacted hy the Senate and lionise of Rejyresentatives of the United States of America in Congress assembled., That the Commissioner of Patents be, and hereby is, authorized to rehear and determine the applications of Rollin White for the extension of his letters ])atent for improvements in fire- arms, issued A]U'il third, eighteen hundred and fifty-five, num- bered twelve thonsand six hundred and thirty-eight, twelve thousand six hundred and forty-eight, and twelve thousand six hundred and forty.-nine, (numl)er twelve thousand six hun- dred and thirty-eight having been reissned May first, eighteen hundred and sixty-six, inimbcred two thousand two hundred and thirty-six, and twelve thousand six hnndred and forty- nine having been reissued Octol)er twenty -seventh, eighteen hundred and sixty-three, in divisions, numbered one thousand five hundred and fifty-seven, one thousand five hnndred and fifty-eight, and one thousand five hundred and fifty-nine,) upon the evidence, in the same manner and with the same etiect as if they were original applications made within the time pre- scribed by law for said extensions, before the Commissioner of Patents, and as if no hearing had ever occurred; and if any of said patents shall be extended, it shall be for a period of seven years from the date of such extensions : Provided.^ That in case of such extensions being granted, no damao;e shall be recovered for infringejuents thereof between the date of the expiration of the original patents and the date of sucli extensions : AndjJrovided also, That the Government of the United States shall have the right to manufacture and use all tlie improvements included in said patents, in case of such extensions, freely and withont charge, aiul \vithout liability 19 for daniagos for the use of said patents: And j^i^ovlded also, That in case said extensions shall be granted, any person, firm or corporation that, since the expiration of said patents and prior to the passage of this act, shall liave constructed ina(;hinerj for the manufacture of the inventions described in said patents, or have engaged in the manufacture of said in- ventions, nsing machinery previously constructed therefor, shall have the right to apply for and be entitled to receive a a license from said Rollin AVliite to manufacture and sell the iire-arms described in said patents for and during the extended term thereof, upon reasonable conditions as to security for payment of the royalty hereinafter mentioned, and as to mak- ing report on oath of manufacture and sales, and upon pay- ment of a roj-alty to said Rollin White of fifty cents in quar- ter-yearly payments, n])on eacli and every fire-arm so manu- factured and sold. Also a copy of tlie Keport of the Committee on Patents, to which attention is invited, as it presents a compact history of the case, and presents cogent arguments for the passage of thel)ill: The CoriDulttee on J^atents, to vj/iout vy is referred the X)€,t'ition of RolUn White for leave to apply to the Commissioner of Patents for the extension of certain, jjatents granted to him in 1855, and the bill entitled " An act for the relief of Rollin White" have given a full hearing to all the parties interested, and beg leave to subynit the follovytng report : Rollin White having certain patents for improvements in fire- arms, issued April 3, 1855, and numbered 12,638, 12,648, and 12,649, (number 12,638 having been reissued May 1, 1866, num- bered 2,236, and number 12,649 having been reissued Octo- ber 27, 1863, in three divisions, numbered 1,557, 1,558, and 1,559,) made seasonable application to the Commissioner of Patents for extensions of the same. He employed as his at- torney JVlr. Charles M. Keller, of New York, an eminent patent lawyer, who had long been his counsel, and was en- tirely familiar with his inventions, having been engaged in several suits upon them. Mr. Keller prepared Mr. White's papers in his application for the extension, and attended to the taking of the greater portion of the testimony in his be- half. Just before the time for closing testimony, and three or four weeks before the dav of hearinsji; l)y the Commissioner 20 of Patents, Mr. Keller was taken sick, and was incapacitated for business until after the hearing hereinafter mentioned. By reason of this sickness he failed to forward to the Patent Office a quantity of testimony, including a certain account of Mr. White, showing the expeiiditure of $38,321.09 as a charge against the patents. About the same time, and just before the day of hearing by the Commissioner of Patents, the office of the United States commissioner in New York city, before whom much of the testimony in l)ehalf of Mr. White had been taken, was broken into, and the testimony and numer- ous exhibits referred to therein were stolen and carried away, and have never been recovered. No other property liaving been taken, it inay be inferred that this offence was commit- ted by or in l)ehalt' of some opposing party. Under these circumstances, with new counsel not accpuiinted with the facts or with the intentions of Mr. AVhite, and with- out most important testimony and exhibits, and without the account before referred to of $38,321.09 of expenditures, a hearing was had before the Commissioner of Patents, who, on April 2, 1869, refused the extensions without assigning any reason for his action. It will be remembered that this hearing occurred on the day before tlie patents expired. As the Commissioner had no jurisdiction to act in the matter after the day of expiration, he could not grant a postpone- ment of the hearing until Mr. White could remove the diffi- culties under which he labored. Mr. White made at once before Congress, then in session, the usual petition for a rehearing of his applications for ex- tension before the Coimnissioner of Patents, and upon such petition Senate bill No. 273, entitled "An act for the relief of Rollin White," passed both branches of Congress just be- fore the final adjournment, but not in season to be signed by the President of the Senate. Being signed at the ensuing December session, the bill was vetoed by the President Jan- uary 11, 1870, at the request of General A. B. Dyer, Chief of Ordnance, as fully set forth in Senate Ex. Doc. No. 23, Forty-first Congress, second session. The objections made by General Dyer would seem to be quite proper for the consideration of the Commissioner of Patents had there been a rehearing under tliat act, but quite insufficient, in the opinion of the committee, to justify an ex- ecutive veto. They were objections to the granting of exten- sions ratlici- tlian to a rehearino-. 21 In tlie Senate the bill was subsequently passed, notwith- standing tlie veto of the President; but in the House it was defeated. At the next (being the present) Congress Mr. White re- newed his petition, which is the subject of this report. It will be observed that Mr. White does not ask for an ex- tension of his patents by Congress, but for permission to have another hearing befcjre the Commissioner of Patents, where there can be a more full and thorough investigation of all the questions involved than Congress can possibly have time to make. At the hearing,- of which the law requires due notice to be given, all opposing parties can be present and have a foil consideration of all reasons why the extensions sliould not be granted. It should also be stated that opposing parties at the hear- ing before the committee claimed and offered evidence tend- ing to show that certain important features of Mr. White's inventions were not really invented by him, and that his pat- ents, so far as they embrace those features, were never valid. The committee do not feel called upon to decide these diffi- cult mechanical questions. The Commissioner of Patents is the proper tribunal for the decision of such questions, and the committee are confident that the present Commissioner will never order an extension of either of these patents un- less, upon the law and the evidence, Mr. Wliite shall estab- lish his right to such extension. It appears to the committee that, by reason of the illness of Mr. Keller, the abstraction of important testimony and exhibits, which, according to the report of the examiner, ren- dered the evidence " almost unintelligible," and the non-pro- dnction of the account' of expenditures alluded to, which would have reduced Mr. White's profits to but little more tlian a third of the amount the Commissioner assumed them to be, as hereafter appears, Mr. White has not had that full and fair hearing which it is the intent of the law to grant to inventors upon their applications for extension. But while the committee tlius favor the prayer of Mr. White for a rehearing, they are aware of the fact that certain manufacturing interests, upon the belief, as claimed by them, that Mr. White's inventions had become public property, have made investments of capital for the manufacture of the same, and for this reason are of the opinion that such manu- facturers maybe entitled to consideration. Tliey have, tlierc- 22 fore placed in the bill rei)orted l»y tliem, by way of relief to such parties, a provision whicli will give the right of manu- facture and sale under certain conditions named. The committee have not reported in detail upon the value of these inventions and the amount of compensation received by Mr. White, because it appeared to them that for the rea- sons named Mr. White was clearly entitled in equity and fair dealing to a new hearing before the Commissioner of Patents upon the ground that he cannot be regarded as really having had a hearing at all. The committee do not base their de- cision upon the ground that the Commissioner did not prop- erly weigh the testimony before him, nor that lie did not cor- rectly decide the case as it appeared before him ; but the ground is that Mr. White, through accident and misfortune, and without fault on his part, was unable to lay his case prop- erly before the Commissioner. The committee consider the application of Mr. White quite similar to a petition for a new trial in a court, and have so decided it. As has already been stated, the Commissioner in refusing these extensions did not assign any reasons ; but he wrote a letter to Senator Ferry, of Connecticut, on the 17th of January, 1870, for the purpose of defeating the passage of the bill over tlie veto of the Pres- ident, in which, after describing the inventions, he summed up by stating that the patentee had received $70,899 and ex- pended $22,457, and decided that his rewards had been ample, having reference to the benefits conferred on the public. But it does not appear what his decision would have been had ev- idence of the additional expenditure of $38,321.09 been be- fore him, except as it may be inferred from the following con- cluding paragraph of his letter: "In view of the facts de- tailed, I do not think that more arguments, or more illustra- tions, or, indeed, more testimony, would have altered the conclusions to which I arrived, or the decision whicli I made." The committee, while not attempting to base their action on this ground, are of the opinion that Mr. White was (to say the least of it) unfortunate in not having his case heard be- fore a commission whose "conclusions" might be " altered" by "more arguments," "more illustrations," or "more testimony." It appears sufficiently clear to the committee that these in- ventions are of great value to the pul)lic, not only by direct testimony, but by the zefil, energy, and cliaracter of the op- pusitiun iirruycd ;ig;iiiist them. It also ;i[)|)eiii*t5 that l)y roa- son of the doininaiit charaetcr of certain inventions of Mr. Colt, Mr. AVhite was unable to bring liis inventions into pub- lic use until two or three years after liis patents were issued, and therefore has had the actual 1)enefit of his inventions for only about eleven and a lialf years. It further appears that Mr. White is in feeble health, a cripple for life, and is pos- sessed of very moderate pecuniary means. The committee, therefore, in view of all the foregoing facts, recommend the passage of the accompanying l)ill as a substitute for the bill referred to tlie committee, whi<;li, it will be observed, aims not only at providing for Mr. White a very moderate com- pensation for his inventions, in case the extension shall be granted by the Commissioner of Patents, but seeks to make an equitable arrangement for what are considered opposing interests, and wliolly avoids the ol)jections raised by the veto message of the President before alluded to, by granting full authority to tlie Government to manufacture and use all the improvements included in said patents freely without cliarge. If more could be necessary for tlie protection of the Gov- ernment it may be found in tlie following assignment, executed •by Mr. White on the ITtli of December, 1869 : License to the Oomrmnent to «.sr, free of cost, ptitenti< for iui prove nwnts iri, fire-arms. Know all men by these presents, that I, Ilolliu White, of Lowell, Massa- chusetts, for and in consideration of the sum of one dollar to me in hand paid, (the receipt whereof I hereby acknowledge,) have remised, released, and forever discharged, and I do hereby, for myself, heirs, my executors, administrators, and assigns, remise, release, and forever discharge the Gov- ernment of the United States of and from all debts, demands, claims, ac- tion, and causes of action, which I now have in law or equity, or of what- soever nature, or which hereafter or at any other time I may have, from any and all use by the Government of the United States of my improve- ments for lire-arms patented in 1855, being the same improvements included in a recent act of Congress for my relief. In testimony whereof I have hereunto set my hand and seal this seven- teen day of December, eighteen hundred and sixty-nine. [seal.] ROLLIN white. Witnessed by — H. A. Snow, C. D. GiLMORE. The undersigned members of the committee concur in this report. The chairman, having on a former occasion acted as counsel for Mr. AVhite, did not take any part in the hearing. E. A. HIBBAED, H. W. BARRY, M. M. WALDEN, E. I. GOLLADAY, C. C. ESTY. 24 After tlii^s ro[)i)i-t was iiuule, the session \v;is so far s[)eni that the cuiiiuiittee was not called again, and the question in this particular form lias never been presented to Congress for action. The matter is now before this committee, upon the bill as printed in this statement. BRIP:F for ROLLIIN WHITE. This is not an extension of patents nnder an act of Con- gress, but an antlioritj to the Commissioner of Patents to re- hear and determine as if they were original applications, now, for the first time, brought before him. Upon such rehearing, the law and tlie rules of the Patent Office recpiire — 1st. That ample notice shall l)e giveu, so that any person who desires may become a party, with all the rights of a party in a' suit at law, to be present at the taking of testimony, to cross-examine witnesses, to produce his own witnesses, and to have an opportunity to argue all pertinent matters at the hearing. 2d. The application is examined by the principal examiner of the class to which the invention belongs, and a re-exam- ination is made by the Commissioner himself, upon the fol- lowing points, viz : First. Was the invention new and useful when patented? Second. Is it valuable and important to the pnblic, and to what extent % Third. Has the inventor been reasonably remunerated for the time, ingenuity, and expense bestowed upon it, and tlie introduction of it in use ? If not, has his failure to be so remunerated arisen from neglect or fault on his part ? Foni'th. What will be the effect of the proposed extension upon the public interests % Upon all these questions, the judgment of skilful men, trained for the particular business, is had, and the result, at- tained after a careful and deliberate examination and consid- eration of tlie cpiestions involved, in the light of the testi- 26 moiiy, and assisted by tlie arguments of able counsel, is far more apt to be right and proper than would be the case if all these questions were to be determined by a committee of Congress in the limited time and witli tlie attention wdiich tliey would be able to bestow. Hence the practice now almost universal upon the part of Congress to refer the questions named to the Patent Office for consideration and judgment of the proper officials The sole questions, tlien, properly coming before this com- mittee are — 1st. Has Rollin White already had a full, fair, and intelli- gent hearing before the Commissioner of Patents ? 2d. Has he failed to have such a hearing witliout fault upon his part ? Upon the first proposition it is submitted that the facts show conclusively that at the date of hearing, and for some time previous, his regular counsel was sick and unable to at- tend to business ; that important written testimony w^as, by reason of such sickness, never forwarded, or presented to the Commissioner ; that other important testimony and exhibits were stolen just before the hearing, and were never before the Commissioner. Either the sickness and unavoidable absence of counsel under such circumstances, the loss of material testimony under such circumstances, or the robl)ery of most important papers and exhibits, would have been sufficient cause for a new trial in a court of law ; and certainly, where all are combined, as in this instance, there can be no doubt upon this point. It is, moreover, apparent from the examiner's report, as printed herewith, that the want of the abstracted exhibits and papers were a serious inconvenience to him, although they did not affect his report, which was favorable to White, and it is possible, in spite of the closing statement in ex- Commissioner Foote's letter, that had the nn'ssing testimony been before him, his judgment in tlie premises might have been ditfercnt. ' If, however, the statement of Mr. Foote, referred to, is taken as his jndgment, after mature reconsideration and ex- amination of the ease, it is apparent that he possesses that class of mind which comes to conclusions in advance of testi- mony, and that Mr. White did not have that full and fair hearing to which he was entitled hj law. Upon the other proposition, as to the failure of White to have a proper hearing, without fault upon his part, the proofs are conclusive, as certainly he could not liave prevented the illness of Mr. Keller and the unfortunate results which fol- lowed it, or the robbery, which, curiously enough, took only the articles w^iich affected the pending extension and over- looked all other valuables. Should this bill become a law, then for the lirst time in the history of special legislation upon patents all parties will be protected. Those wdio have been infringing these inventions since the date of their expiration go scot-free until these patents shall be extended by the Commissioner of Patents ; those who, upon the belief that the patents were bej^ond revival, have invested their money in the manufacture of such fire-arms, can keep on in their manufacture upon very reasonable terms ; the possible necessities of the Government are provided for without charge of royalty ; and the inventor, in his decrepid old age, can have assurances of a modest support for seven years. The features of this bill are believed to give to inventors rights within reasonable bounds to restrain patents from be- coming obnoxious monopolies, and to provide for the equit- al)le claims of enterprising rivalry to a degree which should commend it to a favorable consideration. It would seem as if the opposition from a particular (puir- ter, which has arrayed itself either openly or covertly against Mr. White and his inventions for a quarter of a century, and now seeks by its action to break down and destroy all other manufacturers of fire-arms in this country, should not be al- 28 lowed longer to deprive this petitioner of ;i right nceorded under the law to the humblest eitizen — his right to a new trial where the former trial was unfair and ineomplete through his misfortune and without his fault. GEO. W. DYER, Of Counsel for Bolliii White. Washington, D. C, 3Iarch 20, 1874. LIBRARY OF CONGRESS 0017102 416A