C • -.. . IT . M : P . + - 1 . 1 ; : . + . + . . . 1 . I : - . 2 . . O . . 4 : + 4 -12 1 " " + + + . . -.- . -: 1 . + " " . . . . . 11 1 1 * 1+1+1 + . . **::**... 1 . o'i. :::..:::... . . - **:: I I . - 1,095,713 • ? . ..'.'. .... ....... .* I ...i ... ..... A O + V . - ......? zamonto . . .... ... .. 1. ... .. . . . ..** I - . . . . . . . . . . . . . .. . . . .. I I - - - - # I . . . : • • • '. . - . . . . . " . . . 11!:::: . . . . -' . 14. . . - 2 S2 . . .. ! A . . . 2 . . . . . . . . . . . . . . . . . . 1 : 1: : ... . .. . .. . SRT . I . .- ! . . . . A DARI IT - - - - SITY OF pIVERS MICHIGA .. .. GANS . SA .. ...... . ...... .................... ...... :: ... .. ......... ... ... .. . . ! THE NEW ECONOMIC POLICY OF SOVIET RUSSIA. THE NEW POLICIES OF SOVIET RUSSIA By LENIN: BUKHARIN: RUTGERS CHICAGO CHARLES H. KERR & COMPANY CO-OPERATIVE GRAD Undergraduate Die HC BUHR undergraduate Library trito GRAD 03-19-08 CONTENTS. PAGE THE MEANING OF THE AGRICULTURAL TAX, BY N. LENIN ................. 9 The New ECONOMIC POLICY OF SOVIET RUSSIA, BY N. BUKHARIN ........... 43" THE INTELLECTUALS AND THE RUSSIAN REVOLUTION, BY S. J. RUTGERS ...... 65** THE MEANING OF THE AGRICULTURAL TAX. Undergraduate Library THE MEANING OF THE AGRICUL- . TURAL TAX. BY N. LENIN. The question of the Agricultural Tax at the present moment is attracting considerable at- tention and is the subject of considerable dis- cussion. This is quite understandable, for it is indeed one of the most important questions of policy under the present conditions. It will be all the more useful, therefore, to attempt to approach this question, not from its "everyday aspect," but from the point of view of principle; in other words, to examine the background upon which we are sketching the plan of the definite, practical measures of policy of the present day. In order to make this attempt, I will quote from one of my pamphlets published in 1918. The polemic is now unnecessary, and I leave it out, but I retain what relates to the discus- sion of "State Capitalism" and to the basic elements of the economics of the present period of transition from Capitalism to So- cialism. 10 THE NEW POLICIES This is what I wrote: The Present Economic Position of Russia "... State Capitalism would be a step in advance in the present state of affairs of our Soviet Republic. If, for example, State Capitalism could establish itself here during thing and a sure guarantee that within a year Socialism will have established itself and be- come invincible.” I can imagine the noble indignation with which some will scorn these words. What! The transition to Capitalism in a Soviet So- cialist Republic a step in advance? ... Is thiş not a betrayal of Socialism? It is pre- cisely with this point that one must deal in detail. There is not a single person, it seems to me, who, examining the economics of Russia, would deny their transitional - character. There is not a Communist, it seems to me, who would deny that the expression Socialist So- viet Republic means the determination of the Soviet Power to realize the transition to So- cialism, and does not by any means signify that the present economic order is regarded as OF SOVIET RUSSIA 11 Socialistic. What is the meaning of the word -transition? Does it mean, when applied to economics, that in the present system there are elements "partly capitalist and partly So- cialist”? Everybody will realize that this is so, but not everybody who realizes this thinks of the numerous kinds of elements, of the vari- ous socio-economic strata, which we have in Russia. And this is the very crux of the question. Let us enumerate these elements : 1. Patriarchal, i. e., to a large degree prim- itive, peasant production. 2. Small commodity production. (This includes the majority of peasants who sell grain.) 3. Private Capitalism. 4. State Capitalism. 5. Socialism. Russia is so large and so varied that all these varying types of socio-economic strata are interlayed in it. The peculiarity of the position lies precisely in this fact. The question is, which is the predominating element? It is clear that in a petty peasant environment nothing but petty bourgeois ideas 12 THE NEW POLICIES can prevail. The majority-and the vast ma- jority at that—of the peasants are small-com- modity producers. Our outer shell of State Capitalism (grain monopoly, control of manu- factures, merchants and bourgeois co-opera- tive societies) is broken, first in one place and then in another, by speculators, and the chief article of speculation is grain. The main struggle develops precisely in this sphere. Between whom is this struggle con- ducted? Is it between the fourth and the fifth elements in the order in which I have enum- erated them above? Certainly not. It is not a struggle between State Capitalism and So- cialism, but a struggle of the petty bour- geoisie plus private Capitalism fighting against State Capitalism and Socialism. The petty bourgeoisie resists every form of State inter- ference and control, no matter whether it is State Capitalism or State Socialism. This is an absolutely indisputable fact, and the failure to understand it lies at the foot of quite a number of economic errors. The speculator is our chief enemy from within, and works against every form of So- viet economic policy. Even if it was excus- OF SOVIET RUSSIA 13 able for the French, 125 years ago, to attempt to rid themselves of speculation by executing a small number of notorious individuals, we know only too well that the economic cause of speculation lies in small Capitalism and pri- vate industrial enterprise, and that every tiny capitalist is an agent of the latter. We know that the million tentacles of petty bourgeoisism grasp, in many places, certain sections of the workers themselves. Those who do not see this reveal by their blindness their servitude to the petty bourgeois prejudices. State Capitalism is incomparably higher economically than our present economic sys- tem that is one point; and secondly, there is nothing in it that is terrible for the Soviet Government, for the Soviet State is a State which guarantees power to the workers and the poor. In order to make this question clear, I will, first of all, quote a concrete example of State Capitalism. Everybody will know this ex- ample: Germany. Here we have "the last word” in modern, large capitalist technique and systematic organization subordinated to 14 THE NEW POLICIES - junker-bourgeois imperialism. In place of the military, junker, bourgeois imperialist State put another State, a State of another social type, a State with a different class content, a Soviet, i. e., a proletariàn State, and you will get the sum of conditions which gives Social- ism. Socialism is impossible without large capi- talist technique constructed according to the last word in science, without systematic State organization subjecting millions of people to the strict observation of a uniform standard of production and distribution of products. We Marxists have always said this, and it is hard- ly worth wasting even two seconds in arguing this point with people who do not understand it, like Anarchists and the greater part of the Social Revolutionaries. Moreover, Socialism is impossible without the domination of the proletariat in the State; this is also pure A B C. History (which no- body except the leading Menshevik dullards expected would smoothly, peacefully, simply and easily produce "complete Socialism”) has proceeded in such a peculiar fashion that, in 1918, it gave birth to two separated halves of OF SOVIET RUSSIA 15 Socialism, like two chickens born within the same shell of international imperialism. Ger- many and Russia in 1918 embodied in them- selves, on the one hand the most obviously? materially realized economic, industrial and social conditions, and on the other hand the political conditions for Socialism.' A victorious proletarian revolution in Ger- many would immediately and with tremend- ous ease smash the whole shell of imperialism (unfortunately constructed of the finest steel and therefore unbreakable by any kind of "chicken"), and would for certain bring abouč a victory of world Socialism without, or with very little, difficulty, granting of course, that "difficult is understood not in a narrow sense, but from a universal-historical point of view. If the revolution in Germany is delayed our task becomes clear, to learn State Capital- ism from the Germans, and to exert all our efforts to acquire it. We must not spare any : dictatorial methods in hastening the Wes- | ternization of barbarous Russia, and stick no barbarous measures to combat barbarism. At the present moment in Russia it is pre- 16 THE NEW POLICIES cisely petty bourgeois Capitaliśm that pre- dominates, from which a single road, through the same intervening stations called national accounting and control of production and dis- tribution, leads both to State Capitalism and to Socialism. Those who do not understand this commit an unpardonable error, and either do not see facts, cannot look beyond the sur- face, or limit themselves to the abstract con- tradictions between Capitalism and Socialism, and do not enter into the concrete forms and stages of the period through which we are now passing. It is just this theoretical mistake which has led astray the best members of the Novaja Feisin and V pered groups, while the worst and centre have joined the rearguard of the bourgeoisie. Even the best of them did not comprehend what Socialist teachers have again and again pointed out; the "long birth-travail” of the new society, which, in its turn, would at first be only an abstraction, and would only come into the fulness of life after many and various practical attempts to set up this or that form of Socialist Government had been made. OF SOVIET RUSSIA 18 It is precisely because it is impossible to ad- vance from the present economic position of Russia without passing through what is com- mon to both State Capitalism and Socialism- national accounting and control-that to frighten others and oneself by talking about ‘evolving towards State Capitalism" is ab- solute theoretical stupidity. It means to allow one's mind to stray from the actual path of evolution. In practice this is equal to drag- ging us back to small private Capitalism. In order to convince the reader that my "high" valuation of State Capitalism is not made here for the first time, but was made by me previous to the Bolsheviks taking power, I will quote the following from my pamphlet, A Threatening Catastrophe and How to Com- bat It, which was written in September, 1917: "In place of a junker capitalist Government, try and put a revolutionary democratic Gov- ernment, i. e., a Government that will in a re- volutionary manner destroy all privileges and not fear to employ revolutionary methods in order to realize the most complete democracy. You will then see that State Monopolist Capi- talism under a really revolutionary govern- 18 THE NEW POLICIES ment will inevitably mean a step towards So- cialism. "... For Socialism is nothing else than an immediate step forward from State capi- talist monopoly. "... State Monopolist Capitalism is the most complete material preparation for So- cialism, it is the 'porch' to'it; it is one of the steps in the ladder of history between which and the step called Socialism there is no in- tervening step" (pp. 27-38). The reader will observe that this was writ- ten in the period of Kerensky, that I speak here not of the dictatorship of the proletariat, not of a Socialist State, but of “revolutionary democracy.” Surely it is clear, therefore, that the higher we raise ourselves on this political step, the nearer do we approach to a Soviet Socialist State and to the dictatorship of the proletariat, and the less imperative is it for us to fear "State Socialism.” Surely it is clear that in the material, economic, industrial sense, we have not yet reached the "porch” of Social- ism, and there is no other way of entering Socialism except through this as yet unreached "porch.” OF SOVIET RUSSIA 19 There is a great outcry from the Left Social Revolutionaries against the so-called policy of "compromise” of the "Right-Wing Bolshe- viks." These men do not know how to inter- pret the history and evolution of the revolu- tionary movement and what it has to teach us in these matters; they do not clearly under- stand what it is exactly that is prejudicial in any policy of compromise. Kerensky's policy of compromise meant handing over the administrative power to the imperialistic bourgeoisie, and the problem of power is the root problem of all revolutions. Now that the Government is firmly in the hands of one party—the Proletarian Party- to speak of compromise, when there can be no question of sharing power or going back upon the dictatorship of the proletariat in favor of the bourgeoisie, is the mere empty repetition of senseless parrot-cries. To designate our policy as "a compromise with the bourgeoisie" when we, as the Government of the State, are endeavoring to obtain in our employ the most highly educated elements of the capitalist regime, to help us against the threatening chaos of small ownership, shows an entire 20 THE NEW POLICIES ignorance of the Socialist policy of recon- struction. In the above-quoted arguments of 1918, there are a number of errors in connection with periods. Periods prove to be much longer than was then assumed. This is not to be wondered at, but the basic elements of our economic life have remained as they were then. The peasant "poor" (proletariat and semi-proletarians) in large numbers have be- come converted into middle-class peasants. Out of this the small private ownership and petty bourgeois movements have increased; meanwhile, the civil war of 1919-1920 ex- tremely intensified the ruin of the country and retarded the re-establishment of its productive forces. To this must be added the bad harvest of 1920, the lack of fodder, and the death rate among cattle, which still further retard- ed the re-establishment of transport and in- dustry in that the transport of our chief kind of fuel, wood, was carried on by the peasants' horses. As a result conditions in the spring cf 1921 were such that it was absolutely es- sential to adopt the most determined excep- tional measures for the improvement of the OF SOVIET RUSSIA conditions of the peasantry and for raising its productivity. Why improve the conditions of the peasan- try and not those of the workers ? Because for the improvement of the position of the workers it is necessary to have bread and fuel. The "holdup” which exists at the present movement in national industry in the largest measure is due to this, and there is no other means of increasing productivity, of in- creasing the stocks of grain and fuel, except by improving the position of the peasantry and increasing its productivity. It is necessary to commence with the peasantry. He who does not understand this, he who is inclined to re- gard this as showing preference to the peas- antry, and a "departure” of the same kind as a departure on our part from the dictatorship of the proletariat would be, has simply failed to study the subject, and simply gives himself up to phrase-mongering. Thus, the first thing that is necessary is im- mediate and serious measures for raising the productive power of the peasantry. This is impossible, without seriously altering our food policy; and the substitution of the food 22: THE NEW POLICIES requisitions by an agricultural tax, connected with at least Free local Trade after the tax has been paid, is such an alteration. What is the essence of the substitution of the requisition by the Agricultural Tax? The Agricultural Tax is a form of transition from the peculiar "military Communism" made necessary by extreme necessity, ruin and war, for the purpose of a proper Socialistic exchange of products. “Military Commun- ism” in its turn is one of the forms of the transition from Socialism, with peculiarities created by the predominance of a small peas- antry in the population, to Communism.. The peculiarity of "military Communism” lay in that we actually took from the peasantry his surplus of produce and sometimes a part of that which was absolutely necessary for himself, for the purpose of maintaining the army and the workers. Mostly we took the produce on loan for paper money. There was - no other way by which we could defeat the landlord and capitalist in a ruined small- peasant country. The fact that we came out victorious (in spite of the support given to our exploiters by the most powerful States in . OF SOVIET RUSSIA 23 . the world) proves something more than the wonderful heroism which the workers and peasants are able to reveal for the the sake of their emancipation. It proves also what lackeys of the bourgeoisie were the Mensheviks, the Social Revolutionists, the Kautsky and Co., when they blamed us for this "military Communism.” This indeed should be placed to our credit. It is not less necessary, however, to know the real extent of the service which we ren- dered by establishing "military Communism.” "Military Communism” was made necessary by the war and the state of ruin. It did not and could not meet the problems of proletar- ian policy. It was a temporary measure. The correct policy of the proletariat when carry- ing out its dictatorship in a small-peasant country is to exchange for grain the products of industry which are necessary to the peas- antry. Only such a policy can satisfy the re- quirements of the proletariat; only such a policy can strengthen the foundation of Com- munism and lead to its complete victory. The Agricultural Tax is a transition to this policy. We are still in that state of ruin, still L + 24 THE NEW POLICIES crushed by the burden of war (which raged yesterday and which, owing to the greed and anger of the capitalist, may break out again to-morrow), and we cannot give to the peas- ant sufficient products of industry in exchange for all the grain we need. Knowing this, we introduce the Agricultural Tax, that is, we take the minimum quantity of grain necessary for the arming of the workers, in the form of a tax, and the remainder we will exchange for the products of industry. . In this connection we nust also bear in mind that our poverty and ruin is such that we can- not immediately establish large State Socialist Factory Production. For this purpose it is necessary to have large stocks of grain and fuel in the great industrial centres, and to replace the worn-out machinery by new ma- chinery. Experience has convinced us that this cannot be done all at once, and we know that after the destruction caused by the im- perialist war, even the richest and most ad- vanced countries can solve this problem only during the course of a rather long period of time. This means that it is necessary to a cer- tain extent to assist the re-establishment of T . OF SOVIET RUSSIA 25 : small industry, which does not require má- chinery, which does not require large Govern- ment stocks of raw material, fuel and food, and which can immediately give certain as- sistance to agriculture and raise its produc- tivity.pl What is the result of all this? Funda- mentally, we get a certain amount (if only local) of Free Trade, a revival of the petty bourgeoisie and Capitalism. This is un- doubted, and to close one's eyes to it would be ridiculous. We are asked-is this necessary? Can this be justified? Is it not dangerous ? These question are asked by many, and in most cases they only reveal the naiveté (ex- pressing oneself politely) of those who ask them. Refer to the manner in which in May, 1918, I defined the economic elements (component parts) of the various socio-economic strata. It is impossible to dispute the existence of these five rungs or component parts of these five strata, from the patriarchal and the semi- primitive. It is most evident that in a small- peasant country the small-peasant strata, that 26 THE NEW POLICIES is, the partly patriarchal and partly petty bour- geois, will predominate. The development of small industry when we have exchange, means the development of petty-bourgeois capitalist industry. This is an indisputable truth, an elementary truth of political economy, con- firmed by the everyday experience and obser- vation of even the ordinary man in the street. What policy can the Socialist proletariat conduct in the face of such economic circum- stances? The most desirable and most “cor- rect" policy would be to give the small peasant all the products of industry of the large So- cialist factories that the peasant requires, in exchange for his grain and raw materials. This is what we have commenced to do, but we are far from being able to give all the necessary products, and we shall not be able to do this for a long time, at least until we have finished the work of electrifying the country. What, then, is left for us to do? We can either completely prohibit and prevent the de- velopment of private non-State exchange, i. e., commerce, i. e., Capitalism, which is inevitable with the existence of millions of small pro- OF SOVIET RUSSIA 27 ducers. Such a policy would be stupid and suicidal for the party which attempted to carry it out. It would be stupid because it is eco- nomically impossible. It would be suicidal be- cause the party that attempted to carry it out would inevitably collapse. It is useless trying to conceal the sin which some Communists "in thought, in word, and in deed” have fallen into on this policy. We will attempt to rectify this error. It is essential that we rectify this error or else it will go hard with us. Or (and this is the only possible and sensi- ble policy) we can refrain froin prohibiting and preventing the development of Capitalism and strive to direct it in the path of State Capitalism. This is economically possible, for! State Capitalism exists in one or another form and to one or another extent everywhere where there are elements of Free Trade and Capitalism in general. Is it possible to combine and to have side by side a Soviet State, the dictatorship of the proletariat and State Capitalism? The whole question, theoretically and prac- tically, lies in finding the correct means of properly guiding the inevitable (to a certain 28 THE NEW POLICIES extent and for a certain time) development of Capitalism along the path of State Capitalism, and what conditions to establish and how to secure in the near future the conversion of State Capitalism into Socialism. In order to approach a solution of this ques- tion, it is necessary to have as clear an idea as possible as to what State Capitalism will rep- resent in practice within our Soviet system, within the framework of our Soviet State. One of the simplest cases or examples of how the Soviet Goverment guides the de- velopment of Capitalism along the path of State Capitalism, of how it "plants” State Capitalism, is concessions. Everybody now agrees that concessions are necessary, but not everybody fully appreciate the significance of concessions. What are concessions in a Soviet system from the point of view of socio- economic strata and their inter-relations? They are a treaty, a block and alliance of the Soviet, i. e., the proletarian, State with State Capitalism, against small private ownership (patriarchal and petty bourgeois). A con- cessionnaire is a capitalist. He conducts capitalist business for the sake of profits. He OF SOVIET RUSSIA agrees to make a treaty with a proletarian gov- ernment in order to receive extra profits, or for the sake of securing such raw materials as he otherwise would not be able, or would find it very difficult, to secure. The Soviet Government secures the advantage in the form of the development of productive forces, and an increase in the quantity of products avail- able immediately or within a short period. We have, say, hundreds of enterprises, mines, forests, etc. ; we cannot develop them all, we have not enough machinery, food, or trans- port. For the same reasons we will develop badly the remaining sections. As a conse- quence of the bad or insufficient development of large undertakings we get the strengthening of this small private ownership movement with all its consequences: the deterioration of suburban (and later of all) agriculture, frit- tering away of its productive forces, decline of confidence in the Soviet Government, peculation, and mass and petty (the most dan- gerous) speculation. In "planting' State Capitalism in the form of concessions, the Soviet Government strengthens large production against small 30 THE NEW POLICIES production, the advanced against the backward, machine production against hand production, it increases the quantity of products of large industry in its hands and strengthens the State regulation of economic relations as a counter- balance to the petty bourgeois anarchic rela- tions. The moderate and cautious introduc- tion of a policy of concessions (to a certain and not very great extent) will rapidly improve the state of industry and the position of the workers and peasants—of course, at the price of a certain sacrifice, the surrender to the capitalists of tens of millions of poods of most valuable products. The definition of the ex- tent and the conditions under which conces- sions are advantageous to us and not danger- ous for us, depends upon the relation of forces, is determined by struggle, for concessions are also a form of struggle, a continuation of a class struggle of another form, and under no circumstances a substitution of the class war by class peace. Practice will show what the methods of this struggle are to be. State Capitalism in the form of concessions in comparison with other forms of State Capi- talism within a Soviet system, is the most sim- OF SOVIET RUSSIA 31 ple, the clearest, and the most clear-cut. We have here a direct formal written treaty with the most cultured, most advanced West Euro- pean countries. We know exactly our losses and our gains, our rights and obligations. We know exactly the date on which we give the concessions and know the conditions of buying out on the expiration of a concession, if there is such a buying-out clause in the treaty. We pay a certain "tribute” to world Capitalism, we as it were "buy out" certain relations and receive immediately a definite measure of con- solidation of the position of the Soviet Gov- ernment, and an improvement in the condi- tions of our industry. The difficulty in con- nection with concessions is to think out and weigh up things in concluding a concessions treaty, and later to watch the carrying out of the treaty. No doubt there are many difficul- ties, and in all probability mistakes will at first be made, but such difficulties are the smallest things in comparison with the other tasks of the social revolution, and particularly in com- parison with other forms of development, the introduction, the planting of State Capitalism. The most important task of all party and 32 THE NEW POLICIES brood Soviet workers in connection with the intro- duction of the agricultural tax is to adapt the principle that is at the basis of “concessions," to apply a policy similar to the concession or State capitalist policy, to the remaining form of Capitalism—local Free Trade. . Take the co-operative societies. It was not for nothing that the decree on the Agricultural Tax immediately led to a revision of the laws on co-operatives and a certain extension of their "freedom” and their rights. Co-opera- tion is also a form of State Capitalism, but less simple and clear cut, more complicated and therefore creating many practical diffi- culties for our Government. The co-opera- tion of small commodity producers (it is of these and of workers' co-operatives, as the predominant and typical form in a small peas- ant country, that we speak) will inevitably generate petty bourgeois capitalist relations, facilitate their development, and will bring the greatest advantage to the capitalist. Things cannot be otherwise in the face of the predom- inance of small producers, and the possibility as well as the necessity for exchange. The freedom and right of co-operation under the OF SOVIET RUSSIA 33 ? present conditions in Russia, means the free- dom and rights of Capitalism. To close one's eyes to this obvious truth will be stupid or criminal. But “co-operative” Capitalism in distinction from private Capitalism under a Soviet Gov- ernment is another aspect of State Capitalism, and in that capacity it is, of course, to a cer- tain extent, useful and advantageous to us. In so far as the Agricultural Tax signifies the freedom to sell the remainder of produce (not taken as tax), it is necessary to exert all our efforts to direct this development of Capitalism-for freedom of trade is the de- velopment of Capitalism-along the path of co-operative Capitalism. Co-operative Capi- talism is like State Capitalism in that it sim- plifies control, observation, and the mainten- ance of treaty relations between the State (the Soviet in this instance) and the capitalists. Co-operation as a form of trade is more ad- vantageous and useful than private trade, not only for the reasons already indicated, but also because it facilitates the organization of mil- lions of the population and later the whole of the population. This in its turn is a tremendous 34 THE NEW POLICIES gain from the point of view of a further tran- sition from State Capitalism to Socialism. Let us compare concessions with co-opera- tion as a form of State Capitalism. Conces- sions are based on large machine industry, whereas co-operation is based on small and partly even patriarchal industry. A conces- sion is granted to a single capitalist or a single firm, a syndicate, a cartel or a trust. A co- operative society embraces many thousands, even millions, of small masters. A concession permits of and even pre-supposes a definite treaty for a definite term, whereas a co-opera- tive society does not permit of definite agree- ments or definite terms. It is easier to repeal a law on co-operative societies than to break a concession agreement; for the breaking of a concession agreement immediately means the breaking off of economic relations, of the alli- .. ance or economic "cohabitation" with Capital- ism; whereas the repeal of a law on co-opera- tion, or the repeal of any law for that matter, not only does not break off the actual "cohabi- tation" of the Soviet Government with the small capitalists, but cannot affect economic relations in general. It is easy to "keep an OF SOVIET RUSSIA 35 eye on "the concessionnaire, but it is difficult to do so on the co-operator. The transition * from concessions to Socialism is the transition from one form of large production to an- other. The transition from the co-operation of small masters to Socialism is a transition from small production to large production, i. e., to a more complicated form of produc- tion." The latter has this compensating fea- ture, however, that in the event of a success- ful transition, it is capable of tearing out a far deeper and more vital root of the old pre- Socialist and even pre-capitalist relations, of that which puts up the most stubborn resis- tance to all kinds of "innovations.” The policy of concessions in the event of success will give us a few exemplary-in comparison with our own—large undertakings, standing on a level with modern advanced Capitalism; in a few decades these undertakings will come entirely into our possession. The policy of co-operation in the event of success will raise small industry and facilitate, in an indefinite period, its transition to large production on the basis of voluntary combination. Let us take a third form of State Capital- 36 POLICIES TT THE NEW ism. The State invites the capitalist as a mer- chant and pays him a definite commission for selling State products and for buying the pro- ducts of small industry. There is a fourth form: the State leases a factory or an industry or a section of forest or land to a capitalist; in this case, the lease agreement is more like a concession agreement. The question is whether we can recognize these types of Capitalism? In order to answer the question we must re- member the component parts of all, without exception, of those various strata of society which I enumerated in my article of May 5, 1918. “We," the vanguard, the advanced de- tachment of the proletariat, are passing direct- ly to Socialism, but the forward detachments are only a small section of the proletariat, which, in its turn, is only a small section of the whole mass of the population. In order that “we” may successfully solve the problem of our direct transition to Socialism, we must understand what indirect paths and methods we must adopt for the transition of pre- capitalist relations to Socialism. This is the crux of the question. Is it possible to realize the direct transition OF SOVIET RUSSIA 37 of this state of pre-capitalist relations prevail- ing in Russia to Socialism? Yes, it is possible to a certain degree, but only on one condition, which we know, thanks to the completion of a tremendous scientific labor. That condition is: electrification. But we know very well that this-Cone” condition demands at least tens of years of work, and we can only reduce this period by a victory of the proletarian revolu- tion in such countries as England, Germany, and America. For the years immediately ahead of us, we shall have to think of indirect links capable of facilitating the transition of patriarchism and small industry to Socialism. "We" are still too fond of saying “Capitalism is an evil, Soy cialism is a blessing," but such an argument is incorrect, because it leaves out of considera- tion all the existing social economic strata, and takes in only two of them. Capitalism is an evil in comparison with So- cialism, but Capitalism is a blessing in com- parison with mediævalism, with small industry, with fettered small producers thrown to the mercy of bureaucracy. To the extent that we are as yet unable to realize the direct transition 38 THE NEW POLICIES 1 from small production to Socialism, to that extent is Capitalism to a certain extent in- evitable as an elemental product of small pro- duction and exchange, and to that extent must qve make use of Capitalism (particularly in directing it along the path of State Capitalism) as an indirect link between small production and Socialism, as a means, a path, a method of raising the productive forces of the country. Facts have clearly demonstrated that we shall have to defer the reconstruction of large- scale industry, and that it is impossible to carry on industry in separation from agricul- ture. Therefore we must first tackle the easier problem of re-establishing crafts and small- scale industry, which have been destroyed by the war and blockade. It must be the main aim of all true workers to get local industry thoroughly going in the country districts, hamlets and villages; no matter on how small a scale. The economic policy of the State must concentrate on this. Any development in local industry is a firm foundation, and a sure step, in the building up of large-scale industry. Formerly it was an inspector's duty simply OF SOVIET RUSSIA 39 to collect the full requisition duties; while the aim of the new Decree is to collect the Agri- cultural Tax as quickly as possible, and then as much of the surplus commodities as pos- sible by means of barter. The man who col- lects 75 per cent. of the Agricultural Tax and then 75 per cent. of surplus is doing a better work for the State than a man who collects 100 per cent. of the tax and then only 55 per cent. of surplus commodities. We shall compare the practical results ob- tained in various districts, in some of which private capital will be functioning, in others, co-operative societies, and in a few, pure Communist undertakings. The profits ob. tained by the capitalists will be their payment for instructing us. This will mean unrestricted trade, in fact Capitalism. The latter will prove beneficial to us, in proportion to the extent that it aids us to combat the dispersion of small-scale in- dustry and to some measure even bureaucracy. Practical experimentation will teach us the best method to adopt. There is nothing really dangerous in this policy for a Proletarian Government, so long as the proletariat fully TILL THE NEW POLICIES retains the administrative power, the means of transport and large-scale industry. THE NEW ECONOMIC POLICY OF SOVIET RUSSIA THE NEW ECONOMIC POLICY OF SOVIET RUSSIA. BY N. BUKHARIN. On July 8th, 1921, Comrade Bukharin de- livered a lecture to the delegates of the Third World Congress of the Comintern in Moscow on the significance of the new economic policy of Soviet Russia, from which we quote the following passages: In order to understand the new policy and its practical importance, we should consider it in connection with the economic and social crises, which we had to go through this spring. The experience of the Russian Revolution has proved that our former notions of the revo- lutionary process were rather naive. Even the orthodox Marxian section thought that all the proletariat had to do to take over the tech- nical apparatus after ejecting the upper layers of the bourgeoisie was to capture the reins of power. Experience taught us something very- different from that. It proved that during the proletarian dictatorship the complete dissolu- 44 THE NEW POLICIES tion of the old capitalist apparatus is a neces- sary stage in the revolutionary development. Perhaps some will object that this experi- ence does not give us a theoretical proof and that the development in other countries may assume a different character from that of Rus- sia. They may say that Russia is backward, her proletariat is not numerous, and big indus- try constitutes a small proportion of the economy of Russia. In Western Europe and in America, however, the development will take quite a different direction. This idea can be refuted not only by Russian experience- we are convinced of the absolute inevitability of an economic disorganization generally dur- ing the revolutionary process. Every revolution is a process of reorgani- zation of social relations. In a bourgeois rev- olution this process is not so thorough or ex- tensive as in a proletarian revolution, because capitalism has already been developed and only a political transformation becomes nec- essary. Feudal property had already become private property, and the bourgeois revolution had only to secure this private property and allow it a wider scope of action. It was main- OF SOVIET RUSSIA 45 ly a question of transferring the political ma- chine from one set of owners to another. But even in this case it was necessary to undergo a certain process of reorganization, which had to be paid for dearly. Even a bourgeois rev- olution is accompanied by a temporary decline in productivity. Such was the case in the Great French Revolution. The same was manifested in the American Civil War, where economic development was thrown back for a decade. In a proletarian revolution the same thing takes place on a much larger scale. During a proletarian rev=_--- olution we must not only destroy the State ma- chine, but completely reorganize the industrial relations. That is the most important point. What are the industrial relations in the capitalist system? First of all there is a capi- talist hierarchy, the subordination of one group to another; higher up there is the class of capitalists, then follow the directors, then the technical Intelligentsia, the so-called new mid- dle class, then the skilled workers and finally the rank and file workers. If these industrial relations are to be recognized it means that we must first of all and immediately destroy 46 THE NEW POLICIES the various ties that bind these groups. The workers achieve this not by street fights only, but by struggling industrially by means of strikes, etc. The working class cannot win the army in time of Revolution if the soldiers obey their officers. It is equally necessary to bring about a breakdown in industrial dis- cipline, if the proletariat is to gain a hold over the economic apparatus. Once these ties between the classes and strata are severed, the whole process of production will be brought to a standstill. When the workers strike or fight on the barricades, no work can be done. When there is a sabotage on the part of the technical intelligentsia, the whole process of production is interrupted. Only when the proletariat is fully in posses- sion of the whole government inachine can it put down such attempts. Until that time the process of production will be paralyzed. Kaut- .sky and Otto Bauer were talking utter rubbish when they spoke of the continuity of the pro- cess of production and wish to connect it with the revolution. It would be the same if an army wishing to defeat its officers were to preserve a strict discipline under their com- OF SOVIET RUSSIA mand instead of killing them. Either the revolution will win, and then there is an in- evitable disorganization of the process of pro- duction, or discipline will be maintained, and then there will be no revolution at all. Every---- revolution is paid for by certain attending evils, and it is only at that price that we can bring about the transition to higher forms of economic life of the revolutionary proletariat. We need not be afraid of that temporary dis- organization. One cannot make omelettes without breaking eggs..! PROLETARIAN DICTATORSHIP AND THE PEASAN- TRY DURING THE CIVIL WAR. Now it becomes clear that the price to be paid for the revolutionary process is greater where there is a more stubborn resistance on the part of all the other classes and groups to the proletariat, attaining its maximum in the country which is first in adopting the dicta- torship. In Russia the class struggle involved not only a civil but also a foreign war. Where civil war is transformed into foreign war against powerful States the revolution has to be paid for at an outrageous rate. This is the chief cause of our impoverishment in the 48 THE NEW POLICIES 1 .. . .. course of the last few years. Nearly 75 per cent. of our small supplies and of our latest products had to be given to the Red Army. Every intelligent man will understand what this means to our economic life. It is impossible to live without bread. The bread question is the most difficult problem of the revolution. The process of economic disintegration during the revolution is also expressed by the severance of ties which con- nect town and country. When the battle of classes is raging and the process of production in towns is paralyzed, communications with the rural districts cease. The ties of finance and capital which bind the large landowners and the rich farmers to the banks are im- mediately severed. The same happened to the connecting links between the various peasant co-operative organizations. All exchange be- .. . . şystem in particular is ruined. When towns cease to supply anything to the country, there is no stimulus to give anything to the towns. The economic equilibrium is destroyed. As the town population must exist also in time of revolution, special means must be OF SOVIET RUSSIA 49 found to feed it. First the supplies stored in towns are consumed. Then compulsory means may be adopted against the peasants. The third expedient is the consciousness of the peasants that only the Proletarian State de- fends them against the landowners, the usurers, and others. The peasants were greatly influenced by that consideration during the civil war against foreign counter revolution. Our compulsory methods found their economic justification in this circumstance. As regards the arguments of the Opportunists that the peasantry was opposed to the Bolsheviks and that the latter rule by sheer force, every Marxist will say that this is nonsense. Not even the Czar's government was capable of performing such a feat. Our compulsory actions found their economic justification in the fact that the peas- ants, as a class, fully understand that there is no other force that can defend them from the land-owners, of whose estates the peasants have taken possession. In Russia 82 per cent. of land formerly owned by large landowners was- given to the peasants. The close-fisted peas- ant will not allow this land to be taken from 50 THE NEW POLICIES him. He was wise enough to perceive that the main economic problem is to keep fast to the land, as land alone gives him the certainty of growing food. That is why he put up with our methods of requisitions and that is why we were on the whole able to maintain an equilibrium in our social structure. We felt the ground under our feet. Of couse, every war has its laws. The ex- perience of capitalist countries has shown that the economic changes can more easily be effected in war than in peace time. The same can be observed in our country. Certain classes, especially the petty bourgeoisie, were honestly convinced that everything must be sacrified for war. Due to this we were able to estimate our resources and regulate econ- omy by strongly applying the dictatorship of the proletariat. But after war was over the contradictions in this economic system came to the surface at once, first and foremost the contradictions be- tween the regulating tendencies and the anarchical tendencies of the peasantry. OF SOVIET RUSSIA 51 INFLEXIBILITY OF THE PEASANT AND DECLASS- ING OF THE PROLETARIAT. It was proved economically that if we take ? away all the surplus of the peasants' produce we take away almost all the incentive to fur-- ther production. If the peasant knows that he will be deprived of all surplus produce he will only produce for himself and nothing for others. · The only incentive that remains is of an intellectual kind, the knowledge that he must support the workers who defend hini from the landlord. After the victory at the civil war fronts the effect of his incentive was destroyed. It was observed that the cultivated area diminished. This was also due to the drafting of the labor forces to the army, to the decrease of the stocks of cattle, peasant stock generally, etc. Agriculture was in a critical condition, and we were in danger of being left without sufficient bread. Naturally this state of agriculture reacted on industry. It is not true that our technical apparatus is totally disorganized. In many important branches of the textile and metal in- dustries, as well as others, we possess a good 52 THE NEW POLICIES technical apparatus. But the great problem facing us is how to provide the towns with the necessaries of life. In our country the work- ers are hungry because the exchange of goods between town and country is paralyzed. These economic conditions have their social consequences. When large industry is in such a miserable condition the workers seek to find a way, e. g., by manufacturing small articles of every day use at the places where they work, which they subsequently sell. By such meth- ods the proletariat becomes declassed. When in this way the worker becomes interested in free trade, he begins to regard himself as a sinall producer, a petty bourgeois. This means the transformation of the workers into petty bourgeois with all their chracteristics. The proletariat goes back to the village where it works as small craftsmen. The greater the disorganization the stronger the process of degeneration of the proletariat, now demand- ing free trade. The proletariat as such is weakened. More- over the flower of the proletariat was destroy- ed at the front. Our army consisted of an amorphous peasant mass which was like wax OF SOVIET RUSSIA 53 in the hands of the communist, and non-party men. We have lost an immense number of these proletarians, and it was precisely these who enjoyed the greatest esteem and con- fidence in the factories. Moreover, we were compelled to utilize the best strata of the prol- etariat for the State machine, the administra- tion of all the villages, etc. To organize a proletarian dictatorship in a peasant country meant to distribute the proletarians among certain localities like so many pieces on a chess-board, in order to guide the peasants. One can imagine how the factories suffered in consequence through lack of proletarian forces. Only the worst elements remained in the fac- tories. And on the top of it all came the de- classing of the workers. Such is the social crisis within the working class. The peasantry had also to suffer, but not to of the subject, i. e., not in the sense of power and political rigths, the peasantry has derived more benefit from the revolution than all the other classes. Economically the peasantry is better off than the proletariat, though the lat- ter is the privileged class. The peasant feels 54 THE NEW POLICIES himself stronger than ever. There are other, secondary causes. The peasant obtained a good training in the army. He returned from the war a different man. He is now on a higher intellectual and moral level than he was before. Now he understands politics very well. He says: We are the predominating force and we shall not allow others to treat us as silly children. We want to feed the work- ers, but we are the senior partners and demand our rights. As soon as the war was over the peasants immediately presented their demands. They are interested in small trade. They are sup- porters of free trade, and opposed to the com- pulsory socialist system of economy. These demands were presented in the form of peas- ant risings in various districts in Siberia, Tambov, etc. Things did not look so bad as the counter revolutionary press tried to pic- ture it, but these events were symptomatic. In their eyes the political solution of the economic situation consists in the motto “For the Bolsheviks and against the Communists." At first this appears quite absurd, but though it is cryptically formulated this motto OF SOVIET RUSSIA 55 has an intelligent explanation. At the time of the October Revolution and previous to it we were the party that told the peasant to kill the landowner and to take his land. The Bolshe- viks were then thought to be capital fellows. They gave the peasants everything and de- manded nothing in return. But in the end we became the Party which gave nothing and de- manded everything from the peasants. They were consequently against the communists, who were taking away their bread and more- over preached absurd ideas of communism, unsuitable to the peasants. The second watch- word was free trade. The first watchword was “For non-party Soviets against the dic- tatorship of a party." If there are even com- munists who fail to understand that a class can only rule if it has a head, and the party is the head of a class then we can easily under- stand the peasants failing to grasp that idea. Such is the intellectual atmosphere prevailing among the lower middle-class and the peas- antry. The proletariat, too, insofar as it was de- classed, of necessity shared the same views. In some places even metal workers took up 56 THE NEW POLICIES the watchwords: “Free trade," against the "Communist," for class dictatorship but against Farty dictatorship. Thus the equilibrium be- tween the proletariat and the peasantry was de- stroyed. A misunderstanding arose which threatened the whole system of the proletarian dictatorship. The crisis found its expression in the Kronstadt mutiny. The documents which have since been brought to light show clearly that the affair was instigated by purely white guard centres, but at the same time the Kronstadt mutiny was a petty bourgeois re- bellion against the socialist system of econ- nomic compulsion. Sailors are mostly sons of peasants, especially Ukrainian peasants. Ukraine is more petty bourgeois than Central Russia. The peasants there resemble more the German farmers than the Russian peas- ants. They are against Czarism but have little sympathy for communism. The sailors were home on leave and there became strongly in- fected with peasant ideas. This was the cause of the revolt. OF SOVIET RUSSIA THE PRINCIPLES OF THE NEW POLICY. i As is kriown we acted with all speed; we mobilized and sent against Kronstadt one- third of our Party Congress, we lost many comrades, but we quelled the rebellion. But victory could not solve the question. We had to take certain measures. Had there been a revolution in Germany we could have brought workers from there and have made a surgical operation. But we have to act on our own. There was one principle which we had to maintain at all costs: the preservation of the dictatorship. It was clear that we were making.-- no concessions to the peasants. We had the picture of the Hungarian affair before us. It is true we should have come into power again after a few months or years, but the bour- geoisie would try its method of reorganiza- tion, which costs something, and then we would again try ours. The disorganization of national industry would be so terrible that no one can even guess whether any tolerable state of things could ever result from this chaos. When the State apparatus is in our hands 58 THE NEW POLICIES we can guide it in any desired direction. But unless we are at the helm we can give no di- rection at all. Consequently we must seize ----power and keep it and make no political con- cessions. But we may make many economic concessions. But the fact of the matter is we are making economic concessions in order to avoid making political concessions. We shall agree to no coalition government or anything like it, not even equal rights to peasants and workers. We cannot do that. The conces- sions do not in any way change the class char- acter of the dictatorship. When a State makes concessions to another class it does in no way alter its class character, no more than a fac- tory owner, who makes concessions to his em- ployees, becomes a worker. If we look at it Å from a social and political standpoint the sig- nificance of the concessions lies in the pacifica- tion and neutralization of the lower middle class. Our former investigations brought us to the conclusion that the economic difficulties -- i crease production. Now this_incentive has been offered in the substitution of a tax in kind instead of requisitions. Now the peas- OF SOVIET RUSSIA 59 ant knows that he will have to give up more if her produces more, but he knows also that he will keep more. Experience has already shown that such are his calculations. As soon as we decided on this new system at our party congress the area under cultivation increased at once to that of 1916 and even 1915. Politically a general pacification has set in. The guerilla warfare in the Ukraine has lost its intensity. These political measures suc- ceeded in putting an end to the Makno gangs. Some will naturally doubt the wisdom of mak- ing these concessions to the petty bourgeoisie. They may say that a period of accumulation, such as existed hitherto, has been inaugurated, that usury will result which will transform itself into industrial capitalism. We are faced by the same danger as we were at the time of the Brest Peace, when we stood in danger of being engulfed by German capitalism. How- ever, such a state of things is only temporary, Our position now is that we want bread and a pacific peasantry, or else we shall go to the dogs. Even the worker will revolt against his own government if he has nothing to eat. Communism requires a certain time to matüre-- 60 THE NEW POLICIES 71 and this process under our conditions of life is more painful than it would otherwise be. We have in our hands large industry, the coal industry, transport, etc. A whole period of history is required to transform the peasant into a capitalist. Our view is that capitalism will rise slowly from below, but we will keep under our control the chief branches of in- dustry. Once this is achieved all the industrial processes will assume their normal course. The declassing of the proletariat will cease, we shall be able to invite foreign workers, etc. We could then pass on to the technical revolu- tion, and will be able to realize the electrifica- tion of Russia, which is now in an embryonic stage. If we succeed in realizing even a part of our program then we shall get the better of the petty bourgeois tendencies. If the peasant receives from us electric light and power he will be transformed into a social functionary and his proprietary instincts will not be offended. If the tendencies of capitalist growth gain the upper hand over the tendencies to improve large industry, then we are doomed. But we - hope the contrary will be the case—then we OF SOVIET RUSSIA 61 shall master all difficulties in the field of eco- nomics. Paul Levi and all the Opportunists of the world say: "You see, the Bolsheviks are making concessions to the peasants and we make concessions to the masses. But this analogy is not correct. We make concessions to secure the equilibrium of the Soviet system, Levi makes concessions to maintain the capi- talist equilibirum, and he does not seem to no- tice this little difference. We might as well say that there is an army in France and there is an army here, a police system there and an Extraordinary Commission here. The es- sential point is what are the class functions of these institutions, and which class do they serve? Whoever makes an abstraction of the class lives in the skies, not on earth. And I think it would better if our enemies remain in the skies and we remain on solid earth. THE INTELLECTUALS AND THE RUSSIAN REVOLUTION. THE INTELLECTUALS AND THE RUSSIAN REVOLUTION. BY S. J. RUTGERS. Whilst the conquest of the power by the working class seemed a thing of the far fu- ture, the question of the difficulties which sub- sequently would arise was not much thought about. Most of us supposed it would all be plain sailing afterwards, and this for two reasons. In the first place, because it was taken for granted that, by the time of the capture of power by the proletariat, capi- talistic society would have attained to a de- gree of technical and economic perfection that would ensure sufficiency to all. And in the second place because no doubt was felt about the attitude of the intellectuals; they were sure to adapt themselves to the new or- der and would prove the allies of the con- quering proletariat since,-as was assumed their chances, material and intellectual, would be better in a socialistic society than in the present one, weighed down by the ever in- THE NEW POLICIES creasing pressure of trust-capital. A serious disturbance in the apparatus of production need not be feared, we thought, the import- ance of the capitalist's role in the actual con- trol of industry being on the wane, as it was, and there seemed no grave difficulties in the way of the reconstruction of society under the dictatorship of the proletariat. It was, of course plain, that a fierce fight would have to be fought for the conquest of the power, but in this very fight the workers and their organs of class struggle would de- velop new energies, and thus contribute to the simplification of the problem. This then, was the current conception of the matter. But Russia reality wears a very different aspect. In the first place, the establishment of the workers' dictatorship was rendered possible and necessary in Russia—and this will in all probability hold good for further develop- ments of the world-revolution also—as a con- sequence of the collapse of capitalistic so- ciety. Not in abundance but in misery the New Society is born. Even before the world-war it was plain OF SOVIET RUSSIA 67 1 1 that Capitalism was past its creative period of still increasing technical perfection of the ap- paratus of production. Imperialism had no use for the overwhelming masses of the means of production it manufactured, and sought salvation in extension rather than in intensi- fication by means of an improved technique. Likewise, the tendency to transfer industries to regions not yet opened up, where raw ma- terials and labor are cheap, means a lowering of the average standard of technical power. And, in addition there set in an ever-increas- ing waste of capital in unproductive expenses, speculative enterprises, etc., culminating in the world-war, which in its turn, overshot the mark, and converted the process of capitalist development into the opposite direction. Not only has capital proved incapable of further growth, and has it become a hindrance to the natural development of the productive forces, but it has, once more, revealed a sad truth, to-wit, that a class does not die, without defending itself to the very last, resorting to the utmost extremities of cruelty and corrup- tion. From Denikin to Lloyd George, the leaders of reaction, have to a man, shown 68 THE NEW POLICIES themselves absolutely devoid of human feel- ing; without pity or shame they have pushed on over hills of dead and through deserts of misery for the sole sake of putting off though even for a single day, the downfall of a system which history has doomed. The en- tire capitalist class is determined to drown so- ciety in blood and let civilization, material and intellectual, crash down into the bottom- less abyss of universal ruin and chaos, rather than of its free will, concede to the proletariat one single position of power. It is a consequence of the class-struggle which some of us have perhaps shrunk from facing in this, its fierce extreme, that classes in power maintain themselves as long as they have products at their disposal to bribe parts of the working classes, and materials to make weapons of for the destruction of rebels. We see this day in Russia, and we know both by theory and by practice, that Communist Society can arise only after a terrific struggle, which, in destroying the power of capital must at the same time damage, and, partly, destroy the possibilities of production. The sneering phrase of "the Socialism of hunger" ex- OF SOVIET RUSSIA 69 presses a terrible truth which may, possibly, prove more terrible to Western Europe than, even, to Russia. And the attitude of the intellectuals as a group in the widest meaning of the word, is, in part at least, determined by this circum- stance. Toward the Social Revolution the attitude of the intellectual as a social group has always been one of dislike, and the gulf between workers and intellectuals has grad- ually widened and deepened. This is pretty generally admitted even by men like, for in- stance, Dr. Max Adler, who, nevertheless ex- pects great things for the Social Revolution from the intellectuals. In “Socialism and the Intellectuals” he writes (p. 23): "The very class-antagonism which, finally, by arousing its class-consciousness, compels the proletariat to further culture, drives the intellectuals into the camp which most strenuously opposes this craving for culture, the camp of the bour- geoisie". The attitude of University undergraduates in the various countries likewise points to- wards an increasingly reactionary temper 10 THE NEW POLICIES even amongst this flower of the intellectual flock. In the capitalistic system the degree up to which middle-class intellectuals are able to achieve a relative independence in matters material and mental, is determined by the bourgeoisie's valuation of their services; and not only this, but their culture in itself is, moreover, necessarily culture of a bourgeois order. The environment and the education of the intellectual have this for their one aim. The idiotic school system, which all but ab- solutely bars general culture in order to waste time upon all kinds of irrelevant information which, if eventually needed, may be had from any handbook; the burden of lessons to be learned by rote and work to be done at home, which prevents future intellectuals from gath- ering any experience of life in their leisure hours; the promoting of an exaggerated and consequently senseless sport: all this, as a sys- tem of education, compares only with military drill which, of set purpose, day by day, for months at a time, in an all but absolutely stupefying manner, repeats a score of move- ments and exercises which the dullest might OF SOVIET RUSSIA 911 easily master within a few weeks, and this, avowedly, in order to deaden the intellect and enforce a habit of mechanical obedience. The little world of the University undergraduate, fenced off from real life, outwardly and seemingly "free" and the secluded circle, ani- mated by an arrogant caste-spirit, in which army officers move, are means to one and the same end: the maintaining of exploitation. Even to workers the process of emancipation from bourgeois ways of thinking and bour- geois culture is the principal hindrance in their struggle for freedom; how much the more then must this be the case with bour- geois and semi-bourgeois intellectuals! And in this respect, class antagonisms have not, of late years, lessened, but on the con- trary, they have increased. Imperialist-na- tionalist ideology has conquered the whole bourgeois-intellectual world. This ideology was the promotor of the past war as it is the abetter of the war in the midst of which we now live and of the war which is bound to come. The fact that it is precisely the intellectuals who generally speaking are the propagandists THE NEW POLICIES of Imperialism, is not a mere accident. Ex- tension of the world-power of capital means extension of bourgeois culture over all the earth, and, therewith, extension of the possi- bilities, material and other, which favor the apostles of bourgeois culture and the adepts of bourgeois science. It opens perspectives which make one forget the deadly monotony of a drudge's existence, forget material and moral slavery. The more desperate the reality of bourgeois life, the more passionate, and utterly reckless the ardor with which the more energetic among them embraces this new ideal. Pioneers of science, engineers, ministers of religion, soldiers, politicians, and journalists leaving their study, sally forth to the conquest of the world, penetrating into the farthest recesses of Asia and Africa. And the home-stayers have a new task in keeping down by fraud and by force the tumultuous masses, the "enemies of culture”. The means at their disposal are abundant, and, if they should prove insufficient for the purpose, promises are given the more readily. The process of corruption has penetrated deeply into the layers of skilled labor itself. OF SOVIET RUSSIA 773 All this hardly makes it probable that in- tellectuals should prove helpful in the build- ing up of Communist Society. It is contended that under Communism conditions of life will be better, for intellectuals as for others, than they are or possibly can be, under the present regime, for the overwhelming majority. This, however, seems exceedingly improbable for the transitional period of the dictatorship of the proletariat, with which the present generation has chiefly, if not exclusively, to reckon. The Russian Revolution has demonstrated the fact that, on the whole, bourgeois intel- lectuals do not readily adapt themselves to the new order of things. The causes are obvious. As was inevitable in so great a general im- poverishment, the preference accorded to the claims of the workers caused detriment to all the privileged classes. And this not only ma- terially, as in the matter of food, ciothes and housing, but also in many things which we are accustomed to consider as pertaining to the mental and moral privilege of bourgeois culture: a certain outward refinement, a sense of recognized superiority, the ready disposal of manifold resources of art and science. 174 THE NEW POLICIES As to the last-named point, it may perhaps be objected that the new Workers' Govern- ment in this very matter makes the utmost exertions to promote and render accessible to the generality both art and science. But it should, at the same time, not be forgotten that socializing a thing means restricting the rights of the few who formerly had the exclusive disposal of it. Partly, too, efforts take a dif- ferent direction; and, as to important re- sources which cannot, without further prepa- ration, be made accessible to the masses, these are reserved for the building up of the new life, and this, again, entails restrictions upon individual use. Lastly, to the intellectual preju- diced by bourgeois thought and habit of mind, the new surroundings are most depressive, so as to seriously impair his capacity for work. It has been said: "the workers stand for a new culture, and this must draw the intel- lectuals to them”. But the culture of the intellectuals is not culture in the absolute sense, but bourgeois culture; and bourgeois culture is not only alien but even inimical to proletarian culture. What is more: proletarian culture cannot OF SOVIET RUSSIA 75 exist but by conquering bourgeois culture; and this is one of the most radical processes of the proletarian revolution. Monopoly must be destroyed not in production only; not in material output only must bureaucratic lead- ership be replaced by the active co-operation of all and each, but the same thing must be achieved for science, art and all culture in general. Since then, intellect must be absorbed into the mass, the bourgeois intellectuals as a class must be destroyed, it is somewhat naive to count on the support of these very intellectuals. If and in so far as bourgeois intellectuals obtain the lead in the proletarian revolution and the building up of the new society, and exert a preponderant influence upon the new system of production and the new culture, it will be to the harm of the Proletarian Revo- lution. For, as monopolists of bourgeois cul- ture, the intellectuals must be the very last to be able to see and solve the new problems. This sets the workers a difficult task, and it will be well to examine the manner in which these difficulties cropped up in Russia, and . 96 THE NEW POLICIES the degree in which they were or were not overcome. As a preliminary remark, it will of course, be evident that the attitude and development of the intellectuals as a social group must be considered in the first place.. Single individuals of the bourgeois intel- lectual middle-class join the workers' class; it is plain they do so, and logical that they should; since they are members of a middle- class. These individuals of course, can do useful work, even though, as is probable, they should in many cases prove unable to keep up with the progress of the revolution, especially if that progress be a rapid one. These ele- ments may even be said to constitute an in- dispensable factor in the transition from bourgeois to proletarian society. As it is necessary to take over and use the technical resources uf capitalism for the building up of the new world, so it is necessary, and neces- sary in an even higher degree, to take over and use the results of science and experience, upon which this technique is based. It is true these are, partly, to be found in books; but these books too are as yet accessible only by OF SOVIET RUSSIA 177 the aid of specialists. And for the education of the new generation we still, in the main, must look to the bourgeois intellectual world for teachers. This co-operation of the old and the new renders, therefore, all the more necessary a lengthy period of proletarian dic- tatorship, in which the proletariat must ac- quire the mental qualities demanded by the new society. In this process members of the intellectual class who have broken with bour- geois culture form, of course, important ele- ments. They, in a manner, betray the secrets of the power of their class to the enemy; small wonder if, as the struggle grows hotter, the full measure of the exploiters' hatred is poured out on them. The number of these who thus change sides will, however, necessaily, be relatively small; and an absolute breaking with the past, also in respect of matters of the mind, may and must be demanded. All the same, this re- fers to exceptional cases, which are not con- clusive for our attitude towards the intellec- tuals as a social phenomenon. As is well known, the generality of the in- tellectuals and of the technically educated in 78 THE NEW POLICIES Russia after the October Revolution refused to serve under the proletarian Government and even attempted sabotage on a large scale, and systematic obstruction. This at once caused hesitation, even among certain groups of com- munists, and there were some who advocated a policy of concessions to the Mensheviki, in order to arrive at co-operation. These pro- jects, however, were not realized and it cer- tainly is one of the very greatest among the many great merits of Lenin, that, in this critical situation he, by his unflinching firm- ness and unconquerable optimism, restored courage and self-reliance to many quailing hearts. Now that it is all past and over, this may perhaps seem to many of us the natural and logical acceptance of a principle professed from the outset and always adhered to. But when all circumstances and the personal feel- ings of those who played a part in the October Revolution become known, it will be realized what it means to act up to principles in a situ- ation like this and claim all power for the workers. Having refused the co-operation of the 1 OF SOVIET RUSSIA 79 Mensheviki, the workers had to take upon their own shoulders the overwhelmingly huge task of administration and reconstruction. It was a thing that required an almost super- human courage to do as a worker did at the time of the formation of the first Council of People's Commissaries, to-wit, to take upon himself, having nothing to rely upon but the scanty experience earned in the administration of a local paper, and his Comminist convic- tion, to administer, conjointly with the trade- union concerned, the Postal Service; or, as another did, -although after a time he was compelled to solicit for a more practical task -to offer to take charge of the publications of the Secret Archives. It is difficult to fully realize what it meant to assume the control of the banks, at a time when the counter-revolution and the system of sabotage had established their principal bases precisely in the banks. Who thinks of Trotz- sky now, sees the well-ordered regiments of the Red Army march past with flying colors, but when, after the October days, this very man had, in his quality of president of the revolutionary military commission, to try 80 THE NEW POLICIES and beat off an attack of Kerensky's troops on Petersburg, the task seemed a thing tran- scending all imagination. And yet, it was done. Of course, not owing to any military experience of Trotzky--which he could not possibly have at the time but in the first place because numerous contingents of rev- olutionary soldiers proved willing to march against the enemy, and the adversary's troops were averse to meeting them in a serious fight. What proved the most difficult thing at the time was to find a worker who dared to take upon himself the control of the totally dis- organized food-distribution; but among Rus- sian communists the rule is, that when the comrades declare a man fit he considers the question settled. It is not to be wondered at, truly, that the bourgeoisie and the intellectuals were abso- lutely convinced that this condition could not last for a fortnight: our own friends had only the vaguest of ideas about how they were to manage. But the workers and peasants saw there was no other way out, and they went on, undaunted by temporary difficulties, tempor- ary misery, undauntéd even by the doubts that OF SOVIET RUSSIA 81 beset many who came into immediate touch with the all but insuperable organizational difficulties. Here, it was the masses that wrought the wonder, and the chief merit of the handful of intellectual leaders was cer- tainly this, that they never allowed themselves to be discouraged, that they continued to trust in the triumph of methods which, judged by the standard of the bourgeois intellectual, seemed hopeless. The prediction of a rapid and total collapse of bolshevism was not fulfilled. The much- wondering saboteurs were compelled to come back and beg for work, lest they should starve. But the distrust they had aroused among the workers for a long time still continued to make felt its salutary after-effects. Compare with this the history of the Hun- garian Soviet-Republic, fraternal co-operation between Social-patriots and Communists in a conquest of power at which no blood was shed; high-sounding declarations of engineers and intellectuals, who put themselves at the service of the Soviet-administration in order to co-operate in the reconstruction. Result: extensive corruption from the outset, an or- 82 THE NEW POLICIES ganization of industry in which the workers have practically no word, systematic treason committed, together with the old leaders of the trade-unions and the representatives of the Entente, and, in the end, surrender and the tolerating of a most bestial system of white terror. We leave out of discussion the question whether the Hungarian Soviet Republic would, without the help of Russia, have been able to maintain itself as a purely proletarian organization against the united attacks of its enemies, under the leadership of the Western democracies; but the manner in which the Soviet-dictatorship arose and fell, is, in itself, most instructive. And when now and again it is rumored that in Germany large groups of intellectuals are in favour of Soviets, that manufacturers are perfectly willing to continue business on a new basis, and even army officers are inter- ested in Bolshevism, this is sign of a danger, that should not be underrated. It had often been said: in the countries of Western Europe it is difficult for the workers to conquer the power over well-organized OF SOVIET RUSSIA 83 capital, but once they have the power, the con- struction of a new society will be a much easier thing. This verdict is mainly based upon the consideration that the great number of intellectuals and “educated workers will strengthen the communistic organization. And this illusion is cherished, although we see, even now, that the best educated groups of workers are, and necessarily must be, the most reactionary and the most bourgeois, not to mention the intellectuals. For the recon- struction of a society based on new principles, men are looked to as leaders who at this mo- ment, as chiefs of parties and as trade-union officials, sell and betray the workers. It is, perhaps, unavoidable, that men like these should once more deceive the workers, that production should once more have to be based upon new bureaucratic foundations; but this much is evident, that the workers will weather these dangers the better, the less they suffer themselves to be deceived by illusions. In Russia, both the inexorable policy of the party, unswervingly true to principle, and the attitude of the intellectuals themselves, threw back the workers upon their own resources; 84 THE NEW POLICIES and this indubitably, accounts for the success of the Revolution. What, now, were the sub- sequent developments ? The intellectuals, as we saw, made haste to retrace their steps and proffer their services, which have been accepted. But their co- operation was far from being a cordial one, and covert opposition, or, at least, absolute deficiency of co-operation was a general phe- nomenon. My work in Soviet Russia brought me into frequent contact with engineers in the em- ploy of the Soviet organization for Public Works. Under this come all new construc- tion, the building of roads and bridges, of new railway lines, canals, systems of irriga- tion, draining, etc., an immense field of labor, and in which a number of problems arose that could not fail to attract engineers at all in- terested in their work. Without going into de- tails, this much may be said, that the radical alterations in the whole of the economic sys- tem brought new problems to the fore and gave to old problems a shape entirely new. It was, for instance, necessary to transfer in- dustries, to exploit new resources, to solve OF SOVIET RUSSIA 85 the problems of communication and distribu- tion according to a new and more rational point of view, or at least, to prepare a solution for the future, etc. Moreover, in the planning and the execution of new works everything had to be put upon a new basis. The cost of all raw materials, of machines and of human labor underwent, of course, a radical change, in their relation to one another, as in other respects; in consequence, in similar cases dif- ferent materials and different methods had to be employed in order to obtain the best results. All this, one would expect, would have the attraction of pioneers' work. One would expect a certain enthusiasm if only for the sake of the technical importance of the thing—the enthusiasm of the engineer who has to execute a great work in a region not yet opened up. But it did not appeal to the bourgeois en- gineers of Russia. Although, as early as at the first General Congress of Economic Councils, the Commun- ists proposed and discussed a number of new technical economic problems, no sign of in- terest was forthcoming from engineering cir- 86 THE NEW POLICIES cles, much less any partial solution of these vital problems. My experience was gathered more especially in the department for water- works, where very little was done by a num- ber of engineers of acknowledged practical ability, and who in matters of theory were in no way inferior to their Western colleagues. In the extensive Moscow bureaux old pro- jects, approved in the main by the previous Government, were elaborated and discussed on the basis of the condition of the past. Of new points of view, resulting from the radical change in circumstances, but very little was to be seen. .. And yet, it had repeatedly been pointed out, not only at congresses, but in the com- munist press, that a great number of problems would necessarily undergo great changes, be- cause of the fact that, instead of private profit as hitherto, public interest was to be the basis of all enterprise. The iron industry, for in- stance, would in great part have to be cen- tralized in localities where ore and coal are easily accessible; other industries, by syste- matic decentralization, would have to link up with agriculture; the entire problem of dis- OF SOVIET RUSSIA 87 tribution assumed a new aspect. The means of transport were involved to a considerable extent. Not only was a rational railroad system an absolute necessity, as well as utili- zation to the full of the extremely favorable opportunities of an extensive system of trans- port by water, but in the new system, the rivalry between railroads and water-roads would be done away with, and they would be- come one another's complement. To confine myself to the waterways. Any one must see what an extraordinary development of possi- bilities arose now that the entire fleet of river and canal-boats was brought under one man- agement, and the ceaseless conflicts of numer- ous private interests being done away with, a rational organization of the inland shipping- trade, such as of the railway service in other countries, was rendered possible . Besides, for a number of general problems, the new conditions had to be decisive for all technical details. The choice of materials, of working methods, the determination of the order in which various works were to be exe- cuted, absolutely everything would have to be examined anew, according to the altered cir- 88 THE NEW POLICIES cumstances. To mention only the most im- portant of these: ground-rent and interest on capital were no more, the output of labor had changed, the relation between machine labor and hand labor, between the direction and the execution of a work, had altered. Of course, all these problems did not at once make themselves felt in their full sig- nificance; and, it need hardly be said, circum- stances were, for the time being, most un- favorable for the execution of important works. But so absolute a lack of compre- hension and of interest as was evinced by the engineers of the old guard", is extremely significant. As in so many other provinces of mental activity, so in this, leaving aside, of course, a few favorable exceptions, listless- ness and reluctance were the characteristics of bourgeois intellect. Plainly, the intellect- tual middle class, inasmuch as it failed to as- similate the communistic ideals, was of but very slight value for the establishing of the new society, that is founded on labor. A comparison between the brisk and ener- getic life arnong the masses of the workers, where every problem aroused the keenest in- OF SOVIET RUSSIA 89 terest and raised endless discussions, and the torpid apathy prevalent in the engineers' offices, makes it evident that these latter were and more or less mechanical part in the build- ing up of the new system of production. And yet the Soviet took a great deal of trouble to meet the wishes of intellectuals and engineers. Technical and intellectual work was highly appreciated, and this appreciation, which was also expressed in the shape of high salaries, was transferred to the representatives of capitalistic intellect. But these gentlemen did not feel at home under a workers' dic- tatorship. For not only was the petty-bour- geois way of life which they loved, threatened -as must be the case especially in a tran- sitional period when impoverishment is gen- eralby such measures as house-distribution, and by the absence of all sort of comfort and luxury; but, a thing which they felt even deeper, the new system attacked their position as monopolists in the control of intellectual social life and the processes of production. Under this system, as a matter of fact, knowl- edge of the ancient kind, based as it is on an 90 THE NEW POLICIES experience of things past and gone, becomes, practically, or in part at least, worthless. In consequence, the intellectual loses his self- reliance; the more because he sees that his individual case is becoming the general rule, and society as a whole is fast losing its faith in old-time customs, truths and traditions. The workers demand that account be ren- dered to them; they demand an equal share of authority, they demand tangible results. And, naturally, they are as yet, lacking in the ex- perience, the knowledge and the insight need- ed for the formation of a correct judgment in matters which often are exceedingly compli- cated. The intellectual, in consequence, im- agines himself to be indispensable; he thinks he need but assume an attitude of waiting; that in one form or another former conditions are sure to return, and therewith, the import- ance of his role. Only, in the meantime, he feels superfluous and therefore is depressed. An engineer who complained to me of the cold in the unheated bureau, and other incon- veniences of the kind, grave enough certainly, added: “But the worst of all is—we are bored!" This enforced inactivity of course, T OF SOVIET RUSSIA did not prevent him from pocketing a salary higher than that of a People's Commissary, who works sixteen hours a day that he may, to the best of his ability, solve the new prob- lems cropping up in all directions. . As we have stated, the intellectuals, gen- erally speaking, offered their services to the Soviets for material considerations only, and this, as a rule, without any enthusiasm. In the central bureaux, where the general control is exercised, results, as we saw, were most unsatisfactory. Control by workers' commit- tees is difficult, especially in cases where the necessary preparation is lacking. In the building works and in the factories conditions are, of course, better. The most urgent work at least is done, because the need of the day compels the doing of it, and a control by the workers is more feasible here. From my inspecting-tours in the provinces I always returned in a hopeful mood. In the smaller units better work was done, there was more organization there, more enthusiasm, more sense of the new than among the gen- erality of the officials in the great bureaux of Moscow. In Moscow too, it is true, en- 92 THE NEW POLICIES deavors were made to make workers take a part in bureau-work; but whilst discharging this unaccustomed task they, in many cases, soon grew subject to the influence of the sur- roundings, and the new bureaucratic elements are not less of a danger to the success of So- viet organization than the old were. Those who foster exaggerated expectations about the substitution of new independent or even communistic leaders for the old bureau- cratic trade-union officials, may take warning by the fact that in Russia as in Hungary cor- ruption was rife among the new bureaucrats as among the old. These results are produced by the system, not by the individuals. And the chances are that this danger will increase. As the stability of the Soviet regime grew more and more manifest, 'the number of bourgeois intellectuals who offered their ser- vices increased, and the bureaucratic element was strengthened. The submission of the in- tellect was greatly rejoiced over, and great ex- pectations were cherished as to the results of this co-operation. But unless the workers ever and again break up this bureaucratic ap- paratus, pushing "from the bottom upwards”, OF SOVIET RUSSIA 93 1 it is doomed to petrify, and to become a new instrument of oppression. Against this con- tingency even the Soviet-form offers no guar- antee if it ceases to be a living organism, based upon the active will of the mass of the work- ers. It is, therefore, a matter of the very great- est importance that the trade-union movement in the shape of industrial organization shall be kept intact, even after the proletarian revolu- tion, as in this the proletarian character is preserved better than in the Soviet organiza- tion, which, on account of the participation of peasants, intellectuals and intermediate groups as well as by reason of its specific functions of general administration and control, is more exposed to the danger of bureaucratization. In Russia this danger has been very plainly revealed, and the Communists fight it to the uttermost. The special peril lies in the in- voluntary alliance of the old bureaucracy with the new, in consequence of which many orig- inally sincere revolutionaries gradually degen- erate into bourgeois. This is what the workers' masses and the communists must, from the start, oppose with 94 THE NEW POLICIES all their strength ; always and everywhere they must demand the largest measure possible of control by the workers themselves. It is a question of self-reliance and courage, and of being prepared to temporarily sacrifice tech- nical perfection and higher productivity rather than give up control. The more firmly resolved the workers show themselves to do without the help of bourgeois intellectuals, if necessary, the more eager the latter will be to proffer their services. For, when all is said, the decline of productive capacity under a con- sistent regime of workers' dictatorship in the first place affects those who are accustomed to a higher standard of living. Here, however, we are confronted with one of those seemingly insuperable difficulties for which only a revolutionary development pro- vides a solution. It is the same as with the productivity of industrial labor, which de- clines when food is insufficient, while an in- crease of the food-production is possible only when the productivity of industrial labor in- creases. Similarly, control of the intellec- tuals by the workers is necessary in the very first place; but for this a degree of culture is OF SOVIET RUSSIA 95 required the monopoly of which is provision- ally, held by the intellectuals. For education too is, necessarily, in the hands of the intel- lectual bourgeois middle-class. NEW METHODS OF PROLETARIAN EDUCATION. Small wonder the Workers' Republic should proclaim entirely novel principles in the province of education also, and that they should give the most assiduous attention to school matters and to the education of the new generation ! And, again, experience demonstrates, in Russia, that the workers cannot rely on bour- geois intellect in this matter. The Workers' Unity School suffers severely from the lack of sympathetic insight and co-operation among the old-time teachers. It is worthy of remark, too, that the higher the grade of these teachers, the more disappointing the results. Ainong the teachers of the elementary school for children of seven to fourteen, a certain number were found more or less able to cope with the new task; but the masters of the 96 THE NEW POLICIES higher schools with few exceptions proved ab- solutely unfit; and in the matter of the re- organization of university teaching hardly anything has been effected, if one excepts the fact that the universities now are open to all -a thing of small moment in a revolutionary period, and to the workers who have better things to do than to listen to old-time learning. But even for the lower grade of the work- ers' unity-school, the best teachers often prove to be workers trained in a course of a year, sometimes even of only half a year duration. At the Moscow training school for teachers, workers as well as teachers, were trained for teaching at the unity-school; and the results with the workers were more satisfactory. The teachers on the contrary for a long time con- tinued to form an exceedingly reactionary group, and of the far-reaching plans for re- organization of the schools of the second grade, very little could be realized in every- day practice. It is not only lack of sympathy and zeal that is at the bottom of this trouble in the matter of education as in others, but even more lack of understanding and imagination. OF SOVIET RUSSIA 97 Precisely because development has been along definite lines, a breaking with the past is ex- ceedingly difficult. That is the reason why the new ideas and methods are elaborated and advocated in workers' periodicals and papers, and institutions often far removed from teaching circles, although of course they are vigorously supported by groups of commun- ist teachers, which, during the revolution, gradually increased. It is, for the rest, easy enough to under- stand, that just as an engineer tied to formulas and rusty experiences cannot adapt himself to the new life, so a dry formalistic, priggish and, in school, omnipotent school master feels miserable within the workers' system of education. He is altogether helpless and at a loss when venturing upon even the very simplest and most primitive attempts in the direction of the new ideal. He knows nothing about handi- craft and the different kinds of material. For direct work, in doing which the children are free to move about, and exercise a certain measure of initiative, is a very different thing from standing in front of a class where the 98 THE NEW POLICIES children are nailed fast to the benches, half dazed with monotonous drudgery. If we de- sired a kind of systematic higher kindergar- ten-teaching according to a method set down in a convenient handbook, and aided with all manner of technically perfect appliances and silly models in glass cases,---well, that might at a pinch be put up with by the schoolmaster. But these workers want everything to link up with practical life: they want really useful things made, clothes and shoes repaired, ob- jects mended that the children bring with them from home, the schoolroom and the furniture kept clean, help given with the laying of the wires for the supply of electric light, with the cooking of the food, etc., etc. And all this as a starting-point for the imparting of knowledge and ideas necessary in everyday life. It really requires courage to select for this task out of all the elements inherited from oldtime society, precisely the most unpractical people, the teachers ever so far removed from real life. A "certificated" teacher in front of a class of the unity-school is as great a risk as a czarist officer at the head of a division of OF SOVIET T 99 RUSSIA the red army. Both should be closely watched by the workers. And so far we have considered the most primitive form of the labor unity-school only. But what must be the average schoolmaster's feelings in the model training-school of our enthusiastic comrade Levitine! Writing, arithmetic, geography, history, all of the evil past. Throw the old litter and the old books on the scrap heap! Here we are going to make something, never mind what, say a wooden spoon to eat our dinner with. In the school-garden we se- lect a tree to fell. Not all trees are equally fit for the purpose! In felling the tree we have to consider several important questions, and the laws of equilibrium cannot be neg- lected with impunity. There, the monster lies prone; and having first seen to it that our tool is fit, which again causes many important question to arise, we begin sawing. That is great fun! Sawing by turns, two together, whilst the others sing or count. In the be- ginning it goes quickly, but the cut widens, and it gets to be quite a problem to make out whether every couple of sawers does an equal IN 100 THE NEW POLICIES amount of work. Suddenly there is a stop- page. The strongest boys try their strength in vain. A clever fellow discovers what is the matter; the saw had got stuck, the tree bends with its own weight. Quite a series of new problems arises. What is to be done now? We will have to lift the tree, but we are not strong enough to do it. How strong would we have to be? And here we learn naturally the computation of cubic content, computation of weight, specific gravity of wood. We are measuring, weighing, ciphering, before we know, there is practical reason and use in what we learn. The youngest child can feel that. Then comes the mystery of the lever, the wonder of success. In the meantime the teacher has found occasion to tell things worth knowing about the branches and the leaves and about other trees and other methods of working. And the children make sketches of all the tools, the axe, saw, etc. They note di- mensions, qualities, differences in kind. They handle iron, stone, willow-wood, ash-wood. Of the different kinds of wood pieces of an equal size are weighed or pieces of an equal OF SOVIET RUSSIA 101 weight are measured, and calculation is set going once more. To conclude, the older pupils send in a writ- ten report of all their experiences gathered during the work; the best descriptions are read out to the class and supplemented. And everything must be systematically arranged, and written out neatly and plainly, with sketches and calculations. How good the porridge will taste that is eaten with that spoon! what memories, what pleasure, what pride! But the model-school offers a great many possibilities: there is the vegetable-garden and the flower-garden, the tree-nursery, ponds and water-supply, a loom, a printing plant, a car- penter's workshop, an engineer's workshop, a photograph studio, etc, Such is the equip- ment of a model school. Still all these many appliances may very well be dispensed with. Every kind of work affords opportunities for teaching. Any sort of material will open up perspectives of geog- raphy, history, physical science. All occupa- tions require counting, weighing, measur- ing, writing, singing. But a far greater 102 THE NEW POLICIES amount of real knowledge than a teacher of the old stanıp possesses is required for this. Moreover his old-time knowledge is practically of no value, and he has to begin over again. For a working man of a certain degree of general culture and a modicum of imagination, the contrary is true. The new method is something like a revelation. He sees new perspectives opening, he is surprised and de- lighted to perceive what a multitude of mean- ings is revealed by the very simplest kind of work, once one develops a habit of inquiring into the connection of things, and of satisfying the natural craving for knowledge and in- sight instead of thwarting it. For him, the model-school is a true academy, an introduc- tion into a new field of labor, not the com- pletion of an earlier education. He will not be distressed at his pupils putting questions to him which he is not able to answer off-hand; not only the distinction between learning and working, but up to a certain degree the dis- tinction between teacher and pupil by and by is obliterated for him. And where his own imagination might fail, the many-headed OF SOVIET RUSSIA 103 imagination of his class will prove an inex- haustible resource. A certain degree of systematization will certainly be required in the long run, and this is what is being attempted, account being kept of the teachings of experience. It may lead to more rapid results in the direction of a culture as many-sided as may prove possible (polytechnic culture). But even in the ab- sence of a strict system, relying solely on the haphazard of arbitrary selections out of the infinite riches of living reality, this method will lead to surprising results. Once a pupil has learned the art of tackling a problem, of gaining an insight into its meaning, of inves- tigating and of conquering difficulties, he has gained all that is necessary to prepare him for life. For concrete knowledge is necessarily limited within narrow bounds; while in any special case it may be supplemented and ex- tended without great difficulty. However, the teachers of course must pos- sess a certain degree of general culture and of imagination, besides possessing knowledge of the execution of work of certain kinds. For a bourgeois intellectual this is not a simple 104 THE NEW POLICIES matter. Even the usual school-experiments attempted by our teachers in physical science, with the aid of an assistant and with perfect instruments, beautifully polished, often failed in the most miserable manner. It is easy enough to prescribe that when in the process of some work a fire is needed, the class be shown in what way our ancestors used to make fire. But it is not so easy to manufacture the little contrivance, by which fire is made by friction, and to really make fire with it. But if this is achieved with the aid of simple appliances and not with model- instruments bought in a shop, it will not harm the class to learn by experience what a deal of painstaking and thought goes to the making of a real thing. The making of fire too re- quires considerable exertion. In the model- school it was done in this way. And it was a good object-lesson in history, geography, phy- sical science and arithmetic, that ended in a calculation of the time and labor saved at present by the use of matches, by one person in a day, in a year, in a life-time; and, again, for all the town, all the country, all Europe in an hour, a day, a year. OF SOVIET RUSSIA 105 It is true that for this one had to know the population figures of the country and of Europe, but as a matter of course one goes to a handbook for information of the kind, and the teacher need not be ashamed if he does so. Moreover the pupil who joins in similar experiments and calculations, and sends in a report, has a far better chance of remembering the figures than the victims of the present system, who learn by rote long series of figures for the next examination. There may, possibly, be some use in plaguing our fourteen-year-old children with elaborate geometrical artificialities that have no conceivable relation to reality; it may be, as it is argued, that this is a form of gymn- astics of the brain; but the mental agility at- tained by this method may be gained in a more pleasant manner by the solving of riddles and the telling of anecdotes. And as for the knowledge of geometry and surveying a great deal more will be gained by the measuring of buildings and sites, complemented by the de- termining of superficial contents and weight of objects and of position in respect to the sun and the stars. 106 THE NEW POLICIES But if one then thinks of the schoolmast- ers of this present day, the absolute unfitness of the bourgeois intellect for the new society, the necessity that this entire generation of in- tellectuals should disappear in the transitional process of the dictatorship of the proletariat, becomes evident. The annihilation must be definite, for the type cannot be tolerated even in a modified form. It is evident that the very notion of teacher, professor, etc., must be obliterated. The ideal can be approxi- mated only if all co-operate towards "educa- tion”, considering this as a natural part of their daily work. Small wonder that the bourgeois intellec- tual proves unable to develop the new prin- ciples in education, and that the failure should be the more conspicuous the deeper the intel- lectual is incrusted in bourgeois culture. I have referred to the fiasco of Russian teach- ers in high schools. High school education should link up with the real labor in factories and workshops, in offices and in the field, without the loss of its many-sided (polytechnic) character, that is, without dwindling into the one-sidedness of OF SOVIET RUSSIA 107 a specific technical education. The "pupils”, too, should be allowed in a generous measure to share in control, freedom and initiative. The purpose to be effected is the complete dis- solution of schools formerly planned for the age-limit of fourteen to eighteen, and the formation of free groups of juveniles, self- controlled as far as possible, temporarily con- ducted by teacher leaders, but developing into a vital part of the social body, and participating with a production of their own in the general process of labor, where the grown workers will have the leisure and the degree of cul- ture necessary to influence youth by instruc- tion and general mental and moral education. The thing always to be kept in view is that culture should be general, many-sided, not subservient to production as to its purpose, but still promotive of production. Physical science, chemistry, mechanics, trigonometry, book-keeping, geography, history may be efficiently taught in this inanner, not to men- tion writing, drawing and arithmetic. More manifold international intercourse by travel and migration complemented by reading, singing and listening to lectures, will open 108 THE NEW POLICIES opportunities for foreign languages and liter- ature, which for many reasons will exert a most favorable influence. Anyhow, old-time methods and old-time teachers may be dis- pensed with, in this province also. For university education and science as such the change of course is even more radical. “Undergraduates” of eighteen to twenty-five or twenty-six will be unthinkable and impos- sible in a society based upon labor. Not only because an adult not performing useful work will not be tolerably safe as an exception only, but because in future every human be- ing possessing sound brains will both learn and teach all his life, will both give and take. It is plain that this will revolutionize science. Science too will link up directly with labor, and in this way be released from its present state of seclusion Those wishing to study medicine and hy- gienics will gather knowledge in and by prac- tice under proficient guidance, and in so doing will be brought into contact with a number of cognate sciences. A natural differentiation according to practical and spiritual character and bias automatically sets in. Those who, OF SOVIET RUSSIA 109 by experiment and investigation, are able to open up or to prepare for new points of view, or to apply to better purpose the knowledge gained, will find at their disposal the best re- sources, laboratories, appliances and mater- ials; but discoveries will be the result of in- dividual exertion much less than of an ex- change of thought and of collective research, in which new perspectives appear as the strict delimitations between the many various prov- inces of science are done away with. It will prove possible to find a common basis for branches of learning seemingly far apart, to reduce to unity the countless disciplines of our modern specialists, whose professional interest induces them to make things as in- tricate, and as incomprehensible to the out- sider, as possible. Bourgeois intellect is petrifying; it shares the fate of the capitalistic process of produc- tion in its entirety. What, in the beginning, was a motive power of unparalleled energy, the specialization and individualization of science and art as of labor, has already come to be a hindrance to further development. In industrial production finance capital tries to 110 THE NEW POLICIES overcome difficulties by fusion of its masses into ever larger units, but with no other re- sult than to cause the difficulties to develop into catastrophes which irremediably ruin the entire system. In art, science, culture, a wave of nationalism overwhelms the last hopes of real unity. For this means, not a bond, bind- ing up into a larger unity the several mutually estranged special disciplines, but a fetter ab- solutely inimical to the genius and essence of science, or more exactly, a noose for the strangling of all. Who is there does not think with rever- ence and pride of the initial period and the triumphant evolution of the natural sciences and philosophy, of the conquest of the world by steam and electricity, of biology, of bac- teriology, and the investigation of the won- ders of the skies? Who among the elder gen- eration but remembers the war which so fiercely and for so long a time, raged around Darwinism; but remembers the beginnings of the emancipation from religious dogma as a paramount social force? What proud hopes seemed justified by the spectacle of this evo- OF SOVIET RUSSIA 111 lution in its vertiginous course! And how ab- solutely sterile it all has already proved! Dogma reinstated and enthroned, but in a throne of cardboard and plaster instead of halo-encircled gold. Scientific and technical re- search intent, principally upon discoveries in matters of detail merely. No great ideas ex- cept in the last abstractions of mathematics and speculative philosophy; and a practice that dooms to sterility all important inven- tions. Even technical science, Capitalisms' fa- vorite child in the day of his power, is in the Imperialistic period valued as a factor of annihilation only, and for the rest is balked as much as possible in its creative energies, because under Monopoly, it is not intensity of production but the closed market that prom- ises the greater profit. Great technical dis- coveries which in an ever augmenting degree, require the co-operation of many and vast material resources, become a menace to ex- tant monopolies and the capital invested, real or fictitious, in them; and thus, they are, prac- tically, rendered impossible. The engineer or intellectual who achieves practical results does. 112 THE NEW POLICIES pay. so by dint of dogged perseverance in a mon- otonous and strictly specialized labor that precludes all contact with the fullness of life, all mutual inspiration resulting from inter- action with other branches of science, art and philosophy. The new communistic society strives after unity in production, unity in mental life, in science. In this direction too there are re- markable beginnings in Russia. With loving reverence I think of Professor Bogdanof and his work. In the interest of the future of science, it is necessary that the system of the specialists be done away with; the bourgeois intellectual class and its mental monopoly must be an- nihilated. The fight of the workers against the bourgeois intellectuals as a class is, therefore, one that must be fought out to the bitter end. It is part, and, in fact the principal part and the most arduous of the struggle for the new communistic society. It seems to me the most perilous form of opportunism if in their struggle and for the building up of the new society, the workers put their trust in the help of the bourgeois in- OF SOVIET RUSSIA 113 tellectuals. Just as the development of mass- action by which alone the war can be won, is impossible so long as the masses trust to the activity of the leaders, so the building up of the new life is impossible so long as the work- ers allow intellectuals and bureaucrats, even if they should have come out of their own ranks, to take the lead. It must result in a complete failure, if workers listen to advice such as is given by Karl Radek in his "Ent- wicklung der Welt-Revolution und die Tak- tik de K. P." (Development of the World- Revolution and the tactics of the Communist Party) November, 1919, to-wit, to so con- duct their struggle as to win over large groups of intellectuals to their side: Radek writes : "From this it follows, that the Communist Parties from now on must exert themselves to the utmost to win over to the cause of the proletariat the greatest contingents possible of intellectuals”. He argues that circumstances are much more favorable in this respect in Western Europe than in Eastern, more espec- ially than in Russia. Having conceded that, in Russia, the intellectuals as a class are "sworn enemies to the proletarian revolution” 114 THE NEW POLICIES and that the workers must relentlessly beat down their opposition, Redak goes on to say: “The situation in the West is totally different”. There, it would seem, intellect is disappointed in its expectations from imperialism and de- mocracy, the low material status of the in- tellectuals drives them into Communism, etc. It is doubtless a fact, that these and similar circumstances may impel a number of intel- lectuals into the proletarian ranks, more es- pecially those who, by the economic develop- ment have already been proletarianized into mechanical adjuncts of the technical or bu- reaucratic apparatus. These nethermost layers of the proletariat constitute, however, as any one may observe in practice, but unimportant and most unre- liable auxiliary troops of the proletarian army. For the leadership, and for the building up of the new society, the men wanted are of course, precisely those intellectuals who have given proof of experience and self-reliance also in bourgeois society. It is plain, too, that this is what Radek means, when with a pathos most surprising in a man of his habit of mind, he exclaims, “We would have to despair of OF SOVIET RUSSIA 115 humanity if it could be doubted that the con- dition of European culture must drive the best elements among the intellectuals into the ranks of the world revolution". That is why he demands that we should help the intellectuals to overcome their last prejudices and should make them our allies. For "the intellectual proletarians also belong to this people which is creating a new society". And, finally: "The proletarian dictatorship does not threaten the intellectuals. As long as they are part of the poor and suffering mass they can become a contingent of the proletariat organized as a ruling class. Whether they will, depends on themselves, but also on the work that we do amongst them”. This theory assumes the identity of the bourgeois intellect and intellect in the absolute sense, just as Kautsky assimilates bourgeois -democracy and democracy, but is unwilling or unable to understand that another than the bourgeois form of democracy is conceivable. The mistake in the matter of bourgeois in- tellect is, however, even more fundamental and more dangerous than the mistake con- cerning bourgeois democracy, because the lat- 116 THE NEW POLICIES ter is only one of the peculiar forms under which bourgeois intellect attacks the workers. Proletarian revolution threatens annihilation to the (bourgeois) intellectuals as well as to bourgeois democracy. But, says Radek, "we need the bourgeois in- tellectuals”. Certainly, the experience and the knowledge of many generations and long cen- turies has accumulated in the heads of a small privileged group. And we cannot forgo this precious heritage. Material wealth too is in the hands of a small group and of this also we wish to save what save we may. Opportun- ists and social traitors lift up a voice of warn- ing: no revolution, no civil war in which fac- tories, mines, cities may be ruined. Gradual processes, compromise, re-establishment of capitalistic production by hard work, economy and submission to the capitalists to begin with, and subsequently only the realization of so- cialism by the action of parliamentary de- mocracy and the superiority of our organiza- tions and our leaders. We know by rote the cant phrases and will not repeat them here. Communists who do not believe in this idyl, but are convinced that OF SOVIET RUSSIA 117 it is the power and the organizing capacity of the masses that are the decisive factors, are willing to poy the price, and know that it can be reduced in practice only by perseverance in the principle. As Bukharin expressed it: “The losses represent the cost of the revolu- tion, caused by the change in the process of production, they are the direct material ex- penses of the civil war: without such losses the transition to a new society is unthinkable, and so, therefore, is the transition to the effec- tive development of the forces of production unthinkable without these expenses”. But, like the material losses, the mental are inevitable, and a condition of higher develop- ment. Naturally, we will not needlessly destroy cities and factories, and as little will we pur- posely waste intellectual values and energy. But the condition of success is that we do not recoil from sacrificing values if this be neces- sary in order to attain our end: the power and the leadership of the proletariat. The more resolute the action of the working class, the lesser the social and personal "losses” will be. This holds good especially in the difficult 118 THE NEW POLICIES . matter of the mental leadership. Factories and tools can be expropriated, accumulated knowledge and experience cannot. The bourgeois intellectuals therefore, must take part in the building up, and at the same time bourgeois intellect must be defeated. It is not to be wondered at that, all difficulties caused by the lack of intellectual helpers not- withstanding, the transition should begin at an earlier moment, and in a more fundamental manner in Russia than in Western Europe, where bourgeois culture has penetrated so deep into the entire fabric of social life. The small group of intellectuals who have openly broken with bourgeois society and con- sciously even though, of course, imperfectly, adapted itself to the new conditions, naturally fulfills an important function in this process. For the majority of the intellectuals, how- ever, a greater or lesser degree of coercion is necessary, although of course, this cannot be of a material kind exclusively. Let us, for an example, consider an ex- treme case: In the Red Army tens of thous- ands of old-regime officers are employed, and this especially in the higher ranks, in the gen- OF SOVIET RUSSIA 119 eral staff, etc. Of course treason is frequent, and the possibility of treason must always be kept in view. Together with every command- ing officer therefore, a worker is appointed as "commissary" to exercise supervision. In case of attempted treason the most severe measures are, of course, taken, and the com- missary then has a great responsibility. Ap- parently his task is hopeless. As he has no knowledge of strategy worth speaking of, the general-specialist finds himself free to do very much as he likes. And, as a matter of fact, contra-revolutionary plans succeed at times, and divisions of the Red Army are delivered over to the enemy by treason. But, on the whole, the system has proved efficient, in an ever augmenting degree, for the protection of the Soviet Republic. If the commissaries possess sufficient self-reliance, sufficient "arrogance" to demand, again and again, explanations, and sufficient intelli- gence to combine data, they soon gather funda- mental ideas and a working knowledge that can be extended by attending discussions, lec- tures, etc. . In this manner a former hair- dresser's assistant has risen to the command 120 THE NEW POLICIES for the time being, an exception. The ma- jority of proletarian army commanders could not be made to understand that they had to take care of themselves, and one after another fell. The chief peril is this, that men who educate themselves in this manner are prone to be- come, so to say, infected, and develop bour- geois-intellectual bureaucratic qualities. Therefore, control must be exercised not by individuals, but by boards, by committees for instance, that can be appointed, recalled and periodically renewed. In the army-organiza- tion this involves grave difficulties, and, even in Russia, reformers have recoiled from a con- sistent application of the principle. As, how- ever, the army is only a temporary institution, and in any case a body extraneous to the workers'-state, this is perhaps comparatively unimportant. Still the entire principle of the Soviet is based upon this general co-operation in exe- cution and in control, with a many-sided sys- tem of committees, in permanent contact with the mass of the workers, who issue instruc- II OF SOVIET RUSSIA 121 tions and retain the power to recall the per- sons appointed. The difficulties of controlling the mental and technical direction do not in the process of production and in social life exceed the average worker's horizon so far as in the army, but the dangers in themselves are hardly less. The form of a committee evidently is the one best adapted to the purpose; a committee numbering representatives of the different categories of workers in the building-trade is, of course, the proper body to control the actions of an engineer charged with the di- rection of a great building work. In a fac- tory too it will often prove possible to have control exercised by committees without this arrangement degenerating into a farce. But the workers must feel very deeply that it is of the utmost importance they should not con- fide this control to single individuals. The temptation is great to leave it to a few of the ablest, most intelligent and most energetic among the workers to so educate themselves as to be fit to personally assume the direction; but this frequently ends in their being ab- sorbed into the bourgeois intellectual class as 122 THE NEW POLICIES were the leaders of the old social-democratic parties, and of the old trade-unions. There- fore, the temptation must be strenuously re- sisted. When news reaches us from Russia that the intellectuals grow more and more reconciled to the Soviet regime and become enthusiastic co-operators in the new reconstruction, this certainly is to be rejoiced over, as a proof of the increasing power and stability of the Soviet Government. But, on the other hand, we must not overlook the danger of a new period of supremacy of the old and new bu- reaucracy, which in that case would again have to be defeated by the effort "from the bottom upwards" of the masses. Fortunate- ly, we may rest assured, that very many of our Russian friends are aware of this peril and constantly on their guard against it, and that they will fight it, even though economic and technical reconstruction should have to suffer. But in Western Europe, where the peril is so infinitely greater, the problem is, as yet, hardly discerned. Its effects made themselves felt in the shape of a distrust of a direction, a direction from headquarters, "from the top OF SOVIET RUSSIA 123 downwards”, in a dislike of centralization, and above all, in a vigorous hatred of the offi- cialdom of trade-unionism and the social-de- mocracy. But in general this attitude is in- stinctive rather than conscious and systematic, and it hardly takes into account the real diffi- culties connected with the problem of the transition and the reconstruction, and with the comparative inevitability of the phenomenon. Centralization is necessary in modern class- war as well as in modern production; in con- nection with this, it is not possible to avoid bureaucracy from the start, and it may even again and again become necessary to suffer it to regain the ascendant; this would be the case if only by such a course the continuation of the class-war or of production could, under certain circumstances, be rendered possible. But quite as necessary is an insight into the dangers of this policy, and into the imperative necessity of defeating bourgeois intellect of which specialization and development into a separate and independent existence as bu- reaucracy are forms of manifestation. Class-war, nay life itself, sometimes forces us to compromises. But the communist is 124 THE NEW POLICIES justified in his existence as such by his clearer and deeper insight into the truth that we must overcome these compromises, and it is his duty to discern clearly from the start the dan- ger they involve, and the aim that lies beyond. The deeper our conviction of the inevitability of reverses and compromises in the great pro- cess of social growth, the more inexorable must be our exposure and our attack of them. For only if we clearly discern and thoroughly understand the compromise as a compromise, as a defeat, as a danger, then only shall we be able in a subsequent period to overcome it as completely as may prove possible. In the matter of compromises with bour- geois culture, such as the accepting of bu- reaucratic forms of organization and direc- tion, this attitude is even more necessary than in the matter of compromises with the ma- terial resources of the bourgeois state, be- cause in the former case the dangers are so much more difficult to discern and the process of overcoming them more lengthy. This, too, is what determines our attitude towards the intellectuals as the representatives of bourgeois culture. There must be no at- OF SOVIET RUSSIA 125 tempts by special propaganda and compromise to conquer the prejudice of these groups against Communism. The proletarian, anti- bourgeois, character of our struggle and of our victory must be emphasized in our dealings with them also. No endeavors must be made to gain a "support” that later on must prove unable to withstand the shock of reality. Only those individuals can be of real use who pos- sess the strength to break in act, or at least in spirit, as completely as possible with extant conditions. Such will feel the remnants of their bourgeois culture as a hindrance, and will ask for a modest place in the ranks, and in the daily struggle will divest themselves by and by of their ancient impediments, and per- haps, someday may be able to render import- ant services to the workers' ciass. But the danger of reaction exists all the same, and vigilance is always required on the part of the workers. The best among the intellectuals certainly will not disapprove of such vigilance, but rather applaud it. The great majority of bourgeois intellectuals should be considered as our enemies until such time as they shall TIL • YV 126 THE NEW. POLICIES have given indubitable proof of the contrary. They will accomplish their part in the strug- gle and in the reconstruction the more readily in proportion as the working-class finds in itself the more energy for direction and con- trol. The more the workers show a determin- ation to sacrifice everything rather than re- main dependent upon intellectual leaders and bureaucracy, the less the chances of a return to ancient forms. The dictatorship of the proletariat is nec- essary for the transition to communistic so- ciety. It is necessary while the resources of the bourgeoisie are, as yet, unimpaired. But among these resources the mental weapons, the culture of the bourgeoisie, are the most difficult to break. Whilst economic and so- cial reconstruction is dependent upon the co- operation of bourgeois intellectuals, the work- ers cannot do without weapons of their own even although it may prove possible to grad- ually soften the more rigorous forms of the dictatorship. The duration of this historical period can be shortened only if the workers resist every compromise with bourgeois culture, and op- OF SOVIET RUSSIA 127 pose as strenuously as possible all forms of bureaucracy. For it is not impossible that the social process may as yet be interrupted by new periods of exploitation, based upon a monopoly, not of material, but of mental pos- sessions, of direction and intellect, in the form of a bureauracy which in economic, as in mil- itary organization, had achieved a position of power, which again necessitates a renewed and severe struggle of the masses. The expropriation and socialization of capi- tal, therefore, is insufficient, unless followed up by the socialization of intellect and culture. The former is the condition of the latter: but this too can be brought about by the class- war only, and the sooner, in proportion as the difficulties are the more clearly realized from the very beginning. The titanic war we wage is one and in- divisible. 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