NEW YORK CITY YOUTH BOARD Social Selenco Library HY 743 N5 A34 no.3 Youn reaching adolescents THROUGH A COURT CLINIC M UNIVE SITY OF MICHIGAN FEB 17 1956 SOCIAL SCIENCE LIBRARY YOUTH BOARD MONOGRAPH NO. 3 L Posed by a member of the staff of the New York City Youth Board. A TALK WITH THE COURT PSYCHIATRIST reaching adolescents NEW YORK CITY MONOGRAPH NO. 3 SLABETH"-T THROUGH A COURT CLINIC YOUTH • JUNE BOARD 1955 Social S Work Library HV 743 N5 A34 COPYRIGHT 1955 NEW YORK CITY YOUTH BOARD 500 PARK AVENUE NEW YORK 22, N. Y. бос Geft Work S ** *ECA # NEW YORK CITY YOUTH BOARD HON. ROBERT F. WAGNER Mayor HAROLD L. BACHE MRS. RALPH J. BUNCHE MRS. RAQUEL CAMPBELL THOMAS F. COHALAN ANTHONY DREXEL DUKE GEORGE GREGORY, JR. MRS. HARRY G. HILL WILLIAM E. HILL HENRY HOTCHKISS MORRIS IUSHEWITZ KENNETH D. JOHNSON MRS. DAVID M. LEVY ALEXANDER MARTIN, M.D. PHILIP MICHAELS WALTER A. MILLER JAMES C. QUINN ANTHONY J. SESSA FRANCIS W. H. ADAMS Police Commissioner LEONA BAUMGARTNER, M.D. Commissioner of Health MAUDE M. CRAIG Director of Research NATHANIEL KAPLAN MARIE DUFFIN Director of Child Welfare Chairman IRVING BEN COOPER Chief Justice Court of Special Sessions PHILIP J. CRUISE Chairman, New York City Housing Authority JOHN WARREN HILL Presiding Justice Domestic Relations Court WILLIAM JANSEN Superintendent of Schools ANNA M. KROSS Commissioner of Correction HENRY L. MCCARTHY Commissioner of Welfare ROBERT MOSES Commissioner of Parks JOHN M. MURTAGH Chief City Magistrate Magistrates' Court RALPH W. WHELAN Executive Secretary ADMINISTRATIVE STAFF RALPH W. WHELAN Executive Director JAMES E. MCCARTHY Director of Group Work and Recreation KALMAN ROTHBAUM Director of Audit and Control ETTA M. STEELE Staff Writer TECHNICAL ADVISORY COMMITTEE ON CHILD WELFARE MR. FREDERICK I. DANIELS, Chairman MR. HERSCHEL ALT, Executive Director, Jewish Board of Guardians MR. HAROLD L. BACHE, Member, Youth Board Subcommittee on Child Welfare MRS. RALPH BUNCHE, Member, Youth Board Subcommittee on Child Welfare MRS. RAQUEL CAMPBELL, Member, Youth Board Subcommittee on Child Welfare DR. MAMIE P. CLARK, Director, Northside Center for Child Development REV. ROBERT E. GALLAGHER, Executive Director, Catholic Charities Guidance Institute MRS. LUISA FRIAS HEMPEL, Supervisor, Education Section, Migration Division, Department of Labor, Government of Puerto Rico MR. FRANK J. HERTEL, Associate General Director, Community Service Society MR. HENRY G. HOTCHKISS, Member, Youth Board Subcommittee on Child Welfare MR. AARON L. JACOBY, Consultant, Jewish Youth Services of Brooklyn MRS. JOSEPH P. LASH, Executive Director, Citizens Committee on Children of New York City MR. WILSON D. McKERROW, Executive Director, Brooklyn Society for the Prevention of Cruelty to Children REV. FRANCIS J. MUGAVERO, Director, Queens County Office, Catholic Charities Diocese of Brooklyn DR. FRANK J. O'BRIEN, Associate Superintendent, Board of Education REV. ALMON R. PEPPER, D.D., Director, Department of Christian Social Relations, National Council of the Protestant Episcopal Church MR. SANFORD N. SHERMAN, Assistant Executive Director, Jewish Family Service MRS. PAULINE TARG, Field Representative, New York State Youth Commission THE MAGISTRATES' COURTS OF NEW YORK CITY JOHN M. MURTAGH Chief City Magistrate JUDICIAL COMMITTEE OF THE PSYCHIATRIC CLINIC JUDGE PETER M. HORN, Chairman JUDGE ABRAHAM M. BLOCH JUDGE PHILLIP B. THURSTON* DORRIS CLARKE Chief Probation Officer MAGISTRATES' COURTS PSYCHIATRIC CLINIC PROFESSIONAL STAFF MISS RUTH K. LYNCH Clinic Administrator DR. NORBERT BROMBERG Consultant Psychiatrist DR. MORTON J. ARONSON Psychiatrist DR. EDNITA BERNABEU Psychiatrist DR. MURRAY H. SHERMAN Psychologist *Now a justice with the Domestic Relations Court FOREWORD: Dr. Norbert Bromberg HISTORY OF THE NEW YORK CITY YOUTH BOARD....... INTRODUCTION CONTENTS Rehabilitation Process I. WHY A PSYCHIATRIC CLINIC IS NEEDED IN THE MAGISTRATES' COURTS ·· II. STAFF, STRUCTURE AND RELATIONSHIP OF THE CLINIC TO THE COURT Part Played by Youth Board Ways in Which Clinic Services Are Used III. THE INTAKE PROCESS Procedure IV. THE TREATMENT PROCESS Functions of the Therapist ………… VI. CASELOAD ANALYSIS AND TREATMENT COSTS VII. COURT, CLINIC AND COMMUNITY PAGE …………… ..... 11. 14 17 51 V. CHARACTERISTICS OF ADOLESCENTS Referred to THE CLINIC ...... Personality Development of Adolescents Referred to the Clinic 53 21 22 24 25 26 32 33 38 39 57 60 9 FOREWORD This monograph deals with what is essentially a pilot project, an experiment. It concerns itself chiefly, of course, with the central problem: can a psy- chiatric clinic for adolescents function successfully in a court setting and how can it do so. In dealing with this issue, it must naturally focus on the administrative and technical machinery and tools by which service is ren- dered, as well as on the people who are the recipients of the service. Such a focusing, which is mandatory in a presentation of this type, should not leave the impression that the findings in relation to the patients and the machinery of the clinic were the only ones that emerged. With regard to the factor of obstacles to treatment, for instance, it was found that the resistances of the patients were not the only ones that have to be dealt with. There may also be important sources of resistance "closer home" to the clinic as well as some in and around the home of the patient. It is obvious that the conscious wishes of parents influence the behavior of young children. But it is not as well recognized how often the unconscious. wishes of parents stimulate in the young child, and continue to influence in the case of the older one, behavior to which these parents raise the most violent objections. Moreover, in adolescence especially, the gang and other peer groups often have a vital effect on the attitudes and activities of the young people within their orbit. Hopefully, now that the clinic has proved itself, it will be expanded not only beyond the dimensions of a pilot project, but to the point where it will be feasible to cope with such impediments to successful treatment directly, or at least in effective liaison with such existing agencies as the Youth Board's Service to Families and Children and 11 its project on gangs. In this way, it would be possible to feel that, while the boat is being bailed out with only a teaspoon, at least the leak is being dealt with to some extent. To come closer home, no clinic staff confronted with the task described in these pages, could possibly be without its resistances at the outset. Coming, as almost all of them inevitably did, from other clinics, psychiatric hospitals, social service agencies or private practice, to which patients usually come eagerly seeking help, most members of the staff had grave doubts about how much could be done with adolescents who often appear at the clinic unwillingly, if not with outright hostility. It is of no minor significance that this experiment was able to demonstrate that therapeutic benefits can be derived from work with these patients under these circumstances and that such work can, therefore, be very rewarding. It is easy to take for granted that when at long last an undertaking such as this is finally instituted, it would have the support of everyone involved. Since a clinic attached to an agency of a large city involves indirectly as well as directly a great many people, it is not surprising that the attitudes of some of them should be characterized more by scepticism than by unal- loyed enthusiasm. Of vital significance for the success of the clinic is the fortunate fact that it had the unstinting support of those on whose direct support it depended, namely the judges involved and their probation depart- ment staffs, to say nothing of the wholehearted encouragement and coopera- tion of the Youth Board personnel involved. Much of the resistance that others may have offered was usually dissolved by the devoted efforts of these friends of the clinic. In this connection, a point that is only implicit in the work of the clinic, deserves to be made explicit because of its fundamental importance. The theoretician in the field of juvenile delinquency is inclined to approach the problem with a plea for further research. No one can deny this need. Those who work closer to the problem, however, while they welcome all the additional theoretical and practical knowledge that can possibly be added, feel that we would be in a position to accomplish a great deal more if we could apply, at this time, a somewhat larger fraction of what is already known about the subject. An inquiry into the basis for the fact that so relatively little of our knowledge is implemented, reveals various causes. One of these is the absence of communication between, on the one hand, the clinician and, on the other hand, the different agents of the community who deal directly with the adolescent. 12 The clinic is one of the many possible means of providing for this vital communication. Indeed, the proper functioning of the clinic is in no small way dependent on the successful use of the channels of communication between the clinic staff, the judges and the probation department. There is a great need for the establishment of many more lines of communication which would lead to exchanges between the clinician and the police, the adminis trators of detention agencies and the like. The fulfillment of this need could serve only to increase and enrich the understanding of the problem of both sides. This redounds to the benefit of the troubled adolescent and ultimately to that of the whole community. DR. NORBERT Bromberg Consultant Psychiatrist 13 HISTORY OF THE NEW YORK CITY YOUTH BOARD During and following World War II, the nation was concerned with the problem of helping communities organize to combat the rise in juvenile de- linquency. In 1945 the New York State Legislature created the New York State Youth Commission, whose responsibility is outlined in its “Declaration of Intent." The New York State Youth Commission Act states: "As a result of existing conditions it becomes necessary for government to supplement and aid in coordinating the care and guidance furnished to young people by the family and by existing religious and social insti- tutions. It is the intent of the legislature to encourage the municipalities of the state to undertake increased activities in this field by the assist- ance of a state commission created for this purpose and by provision for the allowance of state funds." In 1947, the Mayor and the New York City Board of Estimate decided that the city should avail itself of the provisions of the State Youth Commis- sion. The necessary financial appropriation was made, the New York City Youth Board was established and an Executive Director was appointed by the Mayor. Under the provisions of the State Youth Commission Act, local communities were enabled to set up programs for the prevention and con- trol of juvenile delinquency, with the state and local governments sharing equally the cost of financing the programs. Funds were allocated by the state to the locality. The allocation was to be based on the most recent census (1940). An appropriation of $.25 per capita for each child under twenty-one was available from the state. If a Youth Bureau was established and an integrated program developed, the state contribution could be in- 14 creased to $.50 per child under twenty-one. New York City qualified for the maximum per capita state grant of $.50 per child under twenty-one years of age. The New York City Youth Board's budget of $2,471,850 (1954-55 fiscal year) permits it to offer expanded casework, group work, recreational and clinical services through entering into contractual agreements with existing voluntary and public agencies. Experimental and special demon- stration projects are financed by Youth Board, or carried out as direct opera- tions. Research and evaluation of each project is undertaken periodically. In 1948, before embarking on a program, the Youth Board decided to learn from a typical local community what its lay and professional leaders and neighborhood groups believed should be involved in a program for the prevention and control of juvenile delinquency. With a special appro- priation from the Board of Estimate, the Bronx Pilot Project study was undertaken. This study in community organization of the existing resources and needs of the area was in itself an experimental project involving all levels and representatives of the life of the community. It included a study of the police, courts, schools, churches, treatment agencies, group work and recreation, housing and Department of Welfare services. Panels for each of these resources were organized; with staff assistance, particular services were explored and evaluated in terms of the adequacy of the service in relation to need, quality and effectiveness. The recommendations of this study were published and the pattern was established for Youth Board services and programs. Because of the size of New York City and the vast need, the principle was established of concentrating services in areas of greatest need and highest delinquency. Eleven such areas are designated throughout the city and funds are allocated on a contractual basis to established agencies offering services in each of the areas.¹ The basic philosophy of the Youth Board stems from its concern for serving families and children in the incipient stages of their problems and not known previously to existing public and voluntary agencies, and those families whose problems and attitudes make it difficult for them to use available services without considerable preparation, reassurance and inter- pretation. In order to locate these families, referral units, closely related 1. A more detailed outline of services rendered by the New York City Youth Board can be found in the Board's publications, Pattern for Prevention and Reaching the Unreached. 15 to schools and other sources of referral in the community, were set up in each of the eleven areas. Schools and community agencies refer parents and children to these units and the casework staff works with these parents and children until some plan can be evolved and an appropriate referral made. Staff for this assignment had to be selected carefully; in addition to their professional training, they needed and were given special orientation and on-the-job training to help them develop methods, skills, and techniques of working with families not ready to use available treatment agencies.² The goal of the Youth Board is to coordinate, integrate and strengthen community services for families and children and to point the way toward different approaches through its experimental and demonstration projects. In this way, the Youth Board's program of better service to more families and children can be achieved and all families will benefit. The Magistrates' Courts Clinic is one of the special projects sponsored by the New York City Youth Board and the City Magistrates' Courts. 2. This process is described more fully in How They Were Reached, New York City Youth Board Monograph No. 2, 1954. 16 INTRODUCTION In recent years, considerable information has been gathered about the nature, needs, problems and treatment of the adolescent in conflict. It is generally accepted that most adolescents are to some extent troubled during their period of physical and emotional maturation. The physical changes can be easily identified, but it is more difficult for the adolescent and those around him to appreciate the extent to which he is changing and growing emotionally, particularly since this growth is so uneven. It is perplexing for a parent to watch the perpetual swing from child to adult which takes place from day to day and from situation to situation. Because the adolescent often has the physical appearance of an adult he is expected to behave like one, yet overnight he can and does return to the behavior patterns of the young, dependent child. It is common knowledge that adolescents challenge the authority of parents and that this is a part of establishing the balance and bridging the gap between childhood and adulthood. Parents who are secure in the relationship with their children can tolerate the confusions, the mood swings and the testing-out processes, with the assurance that with patience, firm- ness and understanding, the daily challenges can be weathered and the adolescent will eventually emerge as an independent, secure and well- balanced individual. 17 The parent who is less secure and has troubles of his own, reacts more directly to the unpredictability of the adolescent, thereby adding to the confusion and uncertainty of the adolescent. It is with the group of parents and adolescents known to Girls Term, Probation and Women's Courts that the Magistrates' Courts' Clinic is primarily concerned. In addition to the usual and anticipated conflicts, these parents face the problems stemming from earlier misunderstandings incompletely and inadequately met. There is an intensification on both sides of the feeling of not belonging, not under- standing and of not being loved. The usual adolescent's challenge is met with challenge, and the inevitable response is acting out, flight from home and parental teaching, and the repudiation of parental standards. The parent retaliates with pressure to conform or is completely unable to set limits and controls and the result is further chaos. Eventually the situation becomes so acute that the parents are no longer able to tolerate and control the youngster. The anxiety about where and with whom he spends his time when away from home, the fear that he or she is becoming involved with “bad companions," the knowledge that the behavior has progressed beyond the socially acceptable motivates parents to seek the help of the court. Other youngsters have actually become involved with the police and are brought into court as "wayward minors." Parents usually seek the services of the court as a threat or as a means of compelling the child to conform. Agencies and other responsible groups concerned about the plight of these parents and adolescents have recognized that this is a group in the community in need of preventive treatment, not only to forestall more serious involvement in anti-social activity, but to preserve the strength of the family and the individual. Our general knowledge and understanding of the func- tioning of these adolescents is limited. It is known that many of them are from homes considered adequate from the physical and material standpoint, but that the emotional climate has been unhealthy over a period of years. Parental guidance and control have been too strict or too loose. Lack of stability in the marital relationship may be a factor, or lack of undersanding and acceptance of common and mutual interests in each other and the adolescent prevail. The adolescent has not learned as a child to accept the authority of church, home, school and community, and as he reaches adolescence he lacks the inner control he needs to accept external controls and disciplines required to meet the pressures of life. The physical break from parents is made, but he is not ready to face the demands made by parents and society. Conflict emerges in all of the areas where self- discipline is required. Parents are faced with the extreme symptomatic behavior of the adolescent who refuses to go to school, to work, to control experimentation in the area of sex and to accept parental guidance. 18 Contact with this group reveals that they are not usually burdened with guilt, but are actively engaged in acting on their impulses and satisfying their needs. The anxiety, fear and concern underlying their aggressive and defensive behavior has to be understood in relation to their lack of inner strength, conscience and inner control. Work with them has to include help in developing inner control over their impulses so that they will be able to eventually accept authority in its broadest sense. This is the challenge that the clinic staff of the Magistrates' Courts of the City of New York is meeting daily. They feel that the challenge has been met satisfactorily and that during the first five years of their experience, they have learned how to help the group of acting-out adolescent delinquents which has been considered "unreachable." The way has been rocky, the learn- ing uneven, but the satisfactions many. As in all work with people, stress has to be placed on the conscious use of the patient-worker relationship as an enabling force in helping the client to want to change. Understanding the dynamics in each situation has involved using the skill, ingenuity, interest and understanding of each staff member in his contacts with the adolescent. This includes the judge, the probation staff and the members of the clinic team, administrator, psychiatrist, psychologist and psychiatric social worker. How this has been done will be shown in the following chapters. 19 I. why a psychiatric clinic is needed in the magistrates' courts For many years, there has been growing concern about the rise in delinquency in the adolescent and young adult groups and the conviction that detention for the purposes of punishment or protecting society is not enough. It has long been recognized that many of the difficulties in which our youth were involved were becoming more serious, but that the youths committing these acts of aggression against society were not the known or habitual criminals. The courts, through the establishment of the parole and probation systems, attempt to offer a selected group an opportunity to return to society, and with guidance and direction some are able to rehabilitate themselves and to avoid future conflict with the law. A considerable proportion of proba- tioners and previous offenders return to the courts involved in new and often more serious crimes. There continues to be widespread concern about what can be done to prevent the repetitive acts and to avoid placement in correctional institutions except for those who obviously should not remain in the community. It has long been recognized that by the time youths reach the correctional institu- tion they have established patterns of behavior that are difficult to change. Despite the gains made in classifying, separating and treating the younger offender, removal from society, the stigma attached to this, and possible association with the habitual offender are obstacles to healthy growth. 21 Rehabilitation Process Criticism from some groups in the community has been leveled at the courts for using probation unwisely, but the courts, faced with the dilemma of send- ing a youth to a training school or reformatory, have preferred to take a chance on offering the adolescent probation and an opportunity for rehabili tation. It is needless to point out that the serious overcrowding and other conditions in institutions make it difficult for the court to use these resources even when the need for such treatment is clearly indicated. Sociologists, criminologists, social workers, and all persons concerned with this problem have insisted that it is necessary to study each offender, to learn what causes him to seek this way of life and to offer treatment to the individual based on the knowledge, skill and understanding available through religion, psychiatry, sociology, psychology, social work and related fields. Information has been gathered by representatives of these groups relating the rise in crime to the conditions prevailing in the immediate family, community, nation and world. Individuals become more tense, anxious, insecure, aggressive, fearful and hostile when there are depres- sions, wars, the threat of atomic warfare and military service. Religious and civic leaders stress the laxity and the lowering of moral standards and behavior. Some adolescents lack the inner strength, judgment, security and maturity to withstand the pressures of living under these conditions and unconsciously choose a way out which may eventually lead to crime. For these and other reasons, the Magistrates' Courts of New York City eagerly accepted the opportunity of establishing a psychiatric clinic in the court setting, when approached by the New York City Youth Board. The establishment of such a clinic would make it possible for the court to learn more about why an adolescent resorts to delinquent behavior, what his potentials for treatment are, what treatment services he needs and who is best able to offer them. Existing clinics and social agencies in the community were not able to accept many court referrals. Although concerned about the plight of these youngsters, voluntary community agencies have decided to accept primary responsibility for helping those families which they feel recognize the need for help and will seek it voluntarily. The number of adolescents known to the court and in need of treatment, far exceeds the services available in community agencies. There is insufficient knowledge, understanding, skill and experience in working with this group of delinquents. Probation workers have repeatedly expressed concern about the dearth of treatment facilities 22 and the difficulties they meet in attempting to refer to appropriate agencies. A few of the voluntary social agencies do offer treatment for adolescent delinquents, but most agencies are not geared to work with the aggressive, acting-out delinquent. Philosophy and function of the agency, the training and skills of the workers, staff shortages and the difficulties in involving these adolescents in a treatment relationship have led agencies to limit their services to applicants ready and able to use help. Many adolescents have difficulty in relating to adults, and the adolescent delinquent is too fearful, threatened and defensive to recognize that help is needed. In addition, it was felt that there might be a decided advantage in having a clinic closely affiliated with the court, whose staff would have knowledge of the court's philosophy and function, as well as the professional training and experience to treat individuals with serious emotional and behavior problems. How the clinic staff might use the authority of the court as a tool in involving parents and adolescents in treatment was an aspect of the demonstration or experiment which would make the clinic different from other community clinics. In the summer of 1948, the psychiatric clinic sponsored by the New York City Youth Board was established in the Magistrates' Courts for a two- month trial period. Following the administrative review, it was mended that the clinic continue to operate on a year-round basis. In line with the fiscal procedure affecting all Youth Board projects, it is necessary each year to approve continuation. This has been done from 1949 to date, and it is hoped that the clinic will eventually become a part of the regular court budget. In general, its purpose is to offer the Magistrates' Courts psychiatric, diagnostic and treatment services for those adolescent delinquents and their parents selected by representatives of the court and clinic staffs as suitable for treatment. A selection had to be made since the clinic staff could not be expected to have meaningful contact with the large number of adolescent offenders coming before the court. Since the primary function of the clinic is to offer treatment to the adolescent and to help the court and community understand the problems, needs and behavior of the adolescent delinquent, those responsible for setting up the clinic and planning for its services had to reach some difficult decisions about who could be helped, how, what staff could be secured with the money available, how the court and clinic staff could work together, and who in the court and clinic should take administrative responsibility for the clinic. 23 II. staff, structure and relationship of the clinic to the courts In setting up a new service it is never possible to anticipate all of the specific problems which will arise in performing the daily job. The experience of the psychiatric clinic was no exception. Much time and effort went into working out effective methods of operation. What seemed to be simple problems of inter-communication between the various disciplines represented on the clinic staff, probation staff and court personnel had to be met. Ques- tions of who would take ultimate responsibility for the administration of the clinic, recruitment of staff, setting policies and handling the daily details of exchange of information, selecting clients for treatment and establishing policies which would determine the direction of the clinic, had to be resolved. The usual delays and problems were encountered in establishing and coordinating the clinic service with the ongoing court program. The process of integrating philosophy, clarifying function and goals, training staff, estab- lishing sound administrative procedures was a time-consuming one. These difficulties were not insurmountable, yet they had to be recognized and clari- fied early in order to pave the way for establishing a relationship between the various disciplines represented in the groups participating in this coop- erative and experimental venture. 24 Part Played by the Youth Board As in all projects financed by the New York City Youth Board, the actual responsibility for operating the project is assumed by the agency to which the grant is given. The Youth Board is available for joint planning, con- sultation and periodic review of the work of the project. Frequent con- ferences were held with the court and clinic staffs in order to clarify problems which arose during the early period. Consideration was given to the way in which philosophy, goals, policies and procedures were implemented. There was joint sharing of experiences and of problems in order to arrive at a method of approach consistent with the function of the disciplines and pro- fessional groups represented and the special needs of the adolescents and their parents. The function and aims of the court, the probation department and clinic are similar, yet each has to rely upon the knowledge, skill and professional competence of the other disciplines in order to arrive at an understanding of the total needs of the adolescent and his family. In order to coordinate the efforts of both court and clinic, the Chief Magistrate appointed a committee of three judges¹ to be responsible for the administration of the clinic. An experienced psychiatric social worker was employed to act as clinic administrator. The responsibilities of the clinic administrator include screening of intake referred by the probation depart- ment, casework supervision, liaison with the judges and court personnel, administration of the project under the general direction of the Committee of Judges, and regularly scheduled conferences with the consultant psychia- trist on all aspects of the treatment program. In addition to the clinic administrator, the present staff consists of a part-time consultant psychiatrist who has responsibility for the therapeutic content of treatment, two part-time psychiatrists who work in direct treat- ment, a full-time counseling psychologist who in addition to giving intel- ligence, projective and aptitude tests, carries a few patients in treatment under a psychiatrist's supervision, two full-time psychiatric social workers, and three clerical staff members. The consultant psychiatrist usually gives one hour a week to the clinic administrator, meets with the entire clinic staff every week for two hours and has one hour for individual consultation with the other members of the staff. The clinic has one unit record for a family and all staff members who have contact with the adolescent and other family members record their contacts in this record. 1. Judges Horn, Bloch and Thurston.* * Now a justice with the Domestic Relations Court. 25 At the weekly staff conference, the agenda prepared in advance includes discussion of general problems of interest to the clinic staff, and two or three case situations. There is free discussion and exchange of information in these sessions, which are used to keep the staff informed, to stimulate interest in new developments in the clinic and to consider various treatment aspects of the situations discussed. Whenever the schedule of the probation officer assigned to the particular case permits, he attends the staff meeting and participates in the case discussion. Originally it was hoped that the clinic staff might be able to set up coordinating and integrating conferences with the probation staff that would serve to spread the base of understanding of mental hygiene concepts used in the clinic and to bring both staffs more closely together. This plan could not be carried out since the rate of turnover in the probation and clinic staffs made it difficult to plan ahead with any certainty of continuity. In addition, the probation staff available had to carry double assignments because of staff vacancies. From the clinic's point of view, the amount of time spent in such general training sessions would decrease appreciably the availability of clinic services to the patients. Ways in Which Clinic Services Are Used The judges in the court and the court staff members have learned to use the clinic services in a variety of ways. The clinic might be asked to interview an adolescent or a parent, to make a quick determination of how disturbed or retarded an individual is or to suggest a tentative plan based on a diag- nostic evaluation of the situation. Referrals are made to the clinic on the recommendation of the probation worker or the court for a more detailed and complete diagnostic study and a determination of the adolescent's treat- ability. The clinic is sometimes used for consultation to help in evaluating and determining what kind of plan should be recommended. Conferences are held with the judges, when requested, in order to help in thinking through a plan on an individual case or to elaborate on a particular concept which needs clarification. There are a few categories or types of problems which the clinic staff feels are unsuitable for treatment in the court clinic where relatively short- term therapy is offered. Usually patients addicted to drugs, chronic alcoholics and those with a history of long-standing homosexuality, psychosis and serious mental retardation are not accepted for treatment. Psychiatric experi- ence has shown that adolescents with these symptoms require prolonged, intensive psychotherapy. It is felt that the clinic is not prepared to offer 26 this type of treatment, while meeting the other demands for service, without seriously curtailing its service to patients who are more accessible to treatment. In a recent paper,2 Dr. Jerome Rose, one of the psychiatrists formerly attached to the Magistrates' Courts Clinic and Dr. Norbert Bromberg, con- sultant psychiatrist to the clinic, discussed the contribution made by the psychiatric treatment clinic in the court dealing with adolescent delinquents. They state that the general public has accepted the need for psychiatric treatment for the younger delinquents who are known to the Children's Court, but there seems to be less readiness to offer treatment to the older adolescent in conflict with the law or in danger of becoming so involved. They further point out that while most cases referred to a psychiatric clinic from the usual sources can be adequately diagnosed in one or two sessions, there are dangers in attempting this with adolescents referred by a court. They have found that it sometimes takes eight to ten sessions to arrive at a reliable diagnostic conclusion in the latter kind of case. Because of the adolescent's problems, a more extended period of time is necessary to estab- lish useful contact with him. In addition, Drs. Rose and Bromberg remind us, the court-referred adolescent is not on his own initiative, seeking the help of the court or the clinic. His response in the beginning contacts, therefore, is conditioned by suspicion and fear of the therapist which results in the tendency to minimize if not entirely to deny his problems. Hence, much of this time has to be spent in offering emotional support, under- standing and encouragement to gain the adolescent's confidence. During this initial period the probation officer is helpful in encouraging and stimulating regular clinic attendance. When the psychiatrist has gained the confidence of the adolescent, he is able to rely upon the strength of this relationship throughout the treatment contact. He is then free to proceed as he would in any other treatment relationship, using his skills and knowl- edge to help his patient to recognize, understand and handle his problems and conflicts. Parents who come to the Girls Term Court are usually asking the court to use its authority to restrain or control the adolescent's behavior, to remove her from home for protective purposes or to order her to behave. When these parents and adolescents are referred by the court to the psychiatric clinic, the clinic staff members have to convince the parent and the adolescent that the clinic is concerned with helping rather than disciplining them. 2. Bromberg, N., and Rose, J., Problems of Consultative Services in a Psychatric Clinic for Adolescents Attached to Courts. 27 The following case illustrates how the court used the clinic in a situation where it was not clear what plan should be made in behalf of the adolescent girl brought to the court by a mother who was herself obviously seriously disturbed emotionally. The court needed help in determining the extent to which the adolescent had already been damaged by her life experiences and the best plan for her. The clinic's evaluation of this situation, its work with Mary, and its decision to help her shows one of the ways that early clarification of the degree of disturbance and the availability of therapeutic help is essential to any court working with adolescents. The handling of this case illustrates how the court used the clinic services to determine how disturbed Mary and her mother were, whether either or both could be helped through treatment and finally whether imme- diate separation and placement was necessary. MRS. ROGERS brought Mary, age sixteen, into court complaining that Mary made unreasonable demands on her and when they could not be met she resorted to violent temper tantrums, used vile language and assaulted her mother. In addition, Mrs. R. accused Mary of staying out until one or two o'clock in the morning. Because of the intensiy of he feeling evidenced by Mrs. R. and Mary and because each expressed the desire for immediate placement, the court remanded Mary to a temporary residence for girls and referred the situation to the probation department for investigation. The probation officer obtained information from Mary, her mother, the school she attended, a hospital where Mrs. R. had received treatment when mentally ill and social agencies where the family had been known pre- viously. In summary it was learned that Mrs. R. had two older sons. One is employed, living at home and sharing in the household expenses, and another is in military service. These are Mary's stepbrothers. Mary is a child born out of wedlock who has never had a sustained contact with her father or a father substitute. When physically and emotionally able, Mrs. R. works to help maintain the family. It has always been a struggle for her to do this. She had a serious mental illness and prolonged hospi- talization was necessary. This illness occurred when Mary was eight years old and she was placed in an institution for children, where she remained until she was fourteen and one-half years old. She was discharged when her mother demanded this, although the agency was opposed to her return home. The agency could not retain her against her mother's wishes. Mary made a fair adjust- ment while in the institution, but like many children who are placed in 28 institutions, she was slow in her physical and emotional growth. Every person who had contact with her, commented on her small stature, her baby-face, her lack of emotional maturity and her infantile behavior. It is not strange that she is repeatedly described as "physically and emo- tionally underdeveloped," when her early experiences are understood. Everyone was equally impressed by Mrs. R.'s expression of hostility toward her daughter, her lack of understanding of how this affects Mary and the extent of Mrs. R.'s emotional problems. It is not hard to under- stand what effect living in such a household would have on Mary prior to her mother's hospitalization and after her release from the institution. Despite this, the probation report indicates that Mary was able to attend school regularly and was considered an average student. She was also able to work on a part-time job after school and she used the money earned to meet her personal expenses. She was in her proper grade placement in high school. On the basis of this study the probation worker recommended referral to the court psychiatric clinic for a complete psychiatric study and treat- ment. In the meantime both Mary and her mother asked the court to permit Mary to return home. The court placed Mary on probation and referred her to the clinic for a study and recommendations concerning her accessibility to treatment while living at home, and an evaluation of the need for placement. The clinic accepted Mary and did an exploratory study. The initial clinic contacts included an interview with the psychiatric social worker, a psychological work-up including intelligence, personality and aptitude tests and four psychiatric interviews. As a result of the initial or diagnostic study completed, the clinic recommended that Mary continue in treat- ment. The report to the court indicated that a residential treatment plan would be preferable, but it would be difficult to locate one which would meet Mary's particular needs, in view of her withdrawn, infantile behavior and her occasional, but violent, impulsive temper tantrums. Since it was difficult to help her through individual therapy (at times she showed extreme difficulty in expressing herself), she was placed in a therapy group. The clinic felt that her behavior was not the expression of ado- lescent conflicts but an indication of her functioning on the level of a five- or six-year-old child who resorts to temper tantrums when faced with frustrations which are intolerable. The court accepted the clinic's recom- mendation and Mary was continued on probation. The probation officer worked with Mrs. R. in an effort to relieve some of the pressures in the environment and Mary related to the probation officer reporting regularly on how she was getting along at home, school and community. From September, 1953 through December, 1953, 29 Mary attended seven group sessions at the clinic and had three interviews with the psychiatric social worker. She was absent at two group sessions. The group sessions were conducted by the psychiatrist. The goal of the group treatment was to help the individual members through group dis- cussion and group relationships, to develop some understanding of what is expected of adolescents in terms of standards of behavior and attitudes. It was hoped that Mary through this process could begin to have some understanding of how she was functioning. During this period the clinic learned that both Mary and her mother were in constant conflict. Mrs. R. refused to provide food for Mary at home. The mother ate in restaurants and gave Mary just enough money for carfare to school and clinic. Mary barely managed to earn enough for her minimum needs. Mary was attending a private high school where a small tuition was required. Her mother complained that paying tuition was a waste of money and held over her the constant threat of refusal to pay this. It was possible for the clinic to obtain a scholarship for Mary. In interviews, Mrs. R. brought out how difficult it was to control her hostility toward Mary and her fear that she might kill her and that Mary might kill her. Mary reported that her mother wished for her death and her grandmother's death by painful and violent means. Mary described her mother as superstitious, ridden by fear, and queer. Both took their conflicts to their neighbors and discussed each other without restraint, in an effort to gain support from the neighbors. Unfortunately the psychia- trist who conducted the group sessions left the clinic and it was necessary to transfer Mary to individual therapy. Although the clinic anticipated that it would be difficult for Mary to accept the change in worker and to use individual therapy, Mary was able to continue in treatment and she was able to keep her regularly scheduled weekly appointments with the psychiatric social worker. These totalled twenty-six kept appointments, four broken appointments and one cancelled appointment when she telephoned to arranged another one. At the end of the first year, the clinic indicated that Mary was able to use the reassurance, sympathy and support given by the worker. She learned to use her interviews to relieve her inner tensions and to discuss her conflicts in relation to herself and mother. Through this process she was able to mature slowly and to begin to have some understanding of her mother's illness and to react to her mother as a sick rather than a rational, responsible woman. There were fewer clashes, temper tantrums and retaliatory acts, and Mary was able to use her energy in constructive behavior. She still has mood swings when she needs to and does revert to infantile behavior, but these occur less frequently, and Mary is able to talk to the psychatric social worker about them. She was able to use her inner strengths, redirecting and controlling her impulses and to accept 30 some of her mother's limitations. She was able to attend school regu- larly and the school reported that her adjustment was satisfactory. She continued on a part-time job and assumed financial responsibility for her personal expenses. Mary's probation was terminated when the probation worker felt that there was marked improvement in Mary's adjustment. The clinic feels that Mary is an essentially healthy adolescent who will be able to sustain some of the gains made in treatment and that if necessary she will be able to seek help in the future. This case indicates the way in which the clinic was able to work with a sixteen-year-old adolescent girl, helping her through support, reassurance and recognition to develop some understanding of herself, and her mother's emotional illness, so that she was able to tolerate if not accept many of the frustrations of living in an environment which was almost completely negative and destructive. Although the initial treatment goal was directed toward Mary's removal from home, contact with Mary and her mother revealed that this goal would be difficult to achieve, not only because of the limited residential treatment facilities available, but because Mary's im- mature and infantile behavior would make it difficult for her to adjust in a residence with adolescent girls of her own age group. In addition, Mary's mother had used the threat of placement punitively and it was necessary for the worker to move slowly in relation to discussing possible plans for separation. Despite the fact that Mary and her mother asked for placement, both had mixed feelings about this and used the possibility of separation at times of crisis to achieve their ends. In retrospect, it is not too difficult to evaluate the meaning of the court experience, probation and clinic service to Mary. It is safe to assume that without the sympathy, understanding and support of each of the agency representatives with whom she had contact, she would have regressed to more seriously disturbed behavior and illness. Although placement seemed initially to be the best solution, it was not possible for Mary to use this because of her own needs and the difficulty of finding just the right spot for her in the facilities available in the community. Through the combined efforts of all of the workers involved, different aspects of the problems facing Mary and her mother were attacked. The court offered the needed safeguards and pro- tection to Mary and Mrs. R., the probation officer handled those aspects in Mary's environment which needed modification and stood by until she was able to make an adjustment. The clinic helped Mary to reach a better understanding of herself, her relationship with her mother and her mother's illness. Through this process she matured and learned to tolerate what appeared to be an intolerable situation. 31 III. the intake process In the original plan for the psychiatric clinic of the Magistrates' Courts, it was intended that it should serve as many courts as possible. In the first year, referrals were accepted from Brooklyn and Queens Adolescent Courts. as well as those courts serving adolescents in Manhattan. The clinic is lo- cated on the sixteenth floor of the court building at 100 Centre Street. Because of the relatively small size of the clinic staff, its geographical location, and the therapeutic goals of the clinic, it soon became apparent that if the full value of the clinic was to be maintained, intake would have to be limited to those courts which were centrally located, which could best make use of the clinic service and whose staffs could benefit from direct association and communication with members of the clinic team. The decision was reached to terminate clinic service to Brooklyn and Queens Adolescent Courts and to concentrate service to Girls Term Court, adolescents served in Women's Court and the special Probation Unit of the District Court. Most of the referrals are made from Girls Term Court probably because the kinds of problems handled in this court can be treated more effectively in a psy- chiatric clinic. Questions are often raised about the fundamental differences in the functioning of a psychiatric clinic in a court setting and a voluntary clinic where emphasis is placed upon the applicant's recognition and awareness of the need for help and his readiness to seek it. Recognition of the problem and willingness to take responsibility for seeking help is often used as a measure of the applicant's concern, and his ability to take the initial steps can be related to his motivation for change. 32 While the adolescents referred to the psychiatric clinic of the Magistrates' Courts do not consciously seek help with their problems, their acting-out behavior is often their way of indirectly pointing up their need for help. Many of the adolescents are brought into court by their parents, guardians or relatives because the family feels that they can no longer tolerate or accept their behavior. Parents often state that they feel that they have lost control over their son or daughter and then proceed to relate many examples to support their accusations. Sometimes the behavior is serious and has occurred over an extended period of time. It usually relates to association with questionable companions, returning home in the early morning hours, unexplained absences from home, refusal to attend school and suspected sex activity. At other times adolescents are brought into court by a police officer because the youth has been apprehended following involvement in an un- lawful act, such as absconding from home without parental consent, theft of a car, rape or other aggressive sexual activity, assault, or unlawful entry. In neither instance does the adolescent seek out the court voluntarily, but there are times when the youth expresses relief that the situation has crystal- lized and that some action will be taken. In the case cited earlier, the relationship between Mary and her mother had seriously deteriorated. Although she was frightened and anxious about the court experience, she asked for placement since she saw separation from her mother as a means of escape from the constant nagging, accusations and recriminations. Procedure Whether the adolescent is brought to the court by a member of the family or a police officer, the procedure is the same. The parents and youth are interviewed separately and sufficient information is obtained to determine if the court has jurisdiction. If there is a basis for court action, a petition is drawn up. This specifies the circumstances and nature of the situation and the statement of both parties concerning the precipitating factors and the extent of involvement. The youngster is brought before the judge who reviews the material, advises the parents and youth of their respective rights and takes temporary action based on the seriousness of the situation. The youth may be placed in the custody of the parents pending probation study and recommendations, remanded to a temporary shelter pending investigation or a psychatric study, or hospitalized for observation. When the court needs a quick determination of how disturbed a parent or ado- lescent is or whether the adolescent is seriously retarded, the psychatric clinic is used on a consultation basis. 33 After the probation study is made and a decision is reached by the court, the probation investigation material is sent to the clinic administrator. This material is reviewed and a determination is made concerning the adolescent's suitability for clinic referral. Often, the probation department or the judge has recommended referral to the clinic. Adolescents accepted by the clinic are usually on probation or parole. The probation department offers the adolescent a referral to the clinic, discusses this with him and the parents but gives no further interpretation of the clinic service. The clinic staff takes responsibility for interpreting its services, what is involved in treat- ment and the adolescent's responsibility for keeping appointments regularly. The clinic also decides who is to be involved in treatment. The adolescent may be interviewed initially by any member of the clinic staff, psychiatrist, social worker or psychologist, depending upon the individual situation and availability of clinic staff. The adolescent receives a letter from the clinic staff member to whom the assignment has been made, inviting him to come into the clinic for his first appointment. If this appointment is not kept, follow-up letters are sent. The probation department is notified if there is no response to three letters. Appointments are offered, taking into consideration what is known about the schedule of the adolescent. The clinic is open one evening a week for appointments with employed adolescents or their parents. Usually, initial appointments are kept or responsibility is taken for canceling and arranging another appointment. During the intake process, the interviewer explores the adolescent's understanding of why he was referred to the clinic, what he expects and how the clinic functions. The voluntary nature of the clinic's relationship is stressed, but the adolescent understands that the probation department will be informed of the regularity of clinic attendance. The confidential nature of information given to the clinic is also explained. The clinic's intake or diagnostic study includes interviews with the ado- lescent and his parent, a psychological work-up if the need is indicated and a psychiatric evaluation of the adolescent's behavior, personality, level of adjustment and potential for treatment. A tentative diagnosis is made con- cerning the nature, depth and type of disturbance. When the intake process has been completed, the clinic notifies the court that the adolescent has been accepted for treatment. From that point, com- munication between the probation department and the clinic is determined 34 by the development in the case and the adolescent's probation status. When necessary and for a short period of time, the clinic will continue to work with an adolescent who is discharged from probation. The court consults frequently with the clinic staff to consider what is best for an adolescent, even though it may be clear that the clinic will not be able to accept him for treatment on a continuing basis. The clinic takes on responsibility for this consultative service to the court and the facilities of the clinic are used in arriving at a better understanding of the needs of the adolescent and the resources available to meet his needs. The recom- mendations of the clinic are discussed with the court and the court staff takes responsibility for approving and implementing them. Conferences may be set up to discuss the situation and to interpret and clarify the recom- mendations. It is felt that this is an essential service which the clinic is able to give in those situations where treatment is not needed or is not available. The following case describes a typical situation which the clinic accepted for diagnostic study and consultation. MR. BACON, age 45, brought his seventeen and one-half-year-old daughter to the Girls Term Court. He stated that he found it impossible to control her behavior and requested placement to avoid her involvement in a more serious situation. He indicated that she began to cut classes and to truant about five months ago. He permitted her to attend a party around this time on condition that she return home at a specified hour. She came home on time, but she had been drinking. He discussed this with her and in the course of the argument he struck her. She took him to court the next day and it was suggested that he permit her to live with a family friend. Mr. Bacon and his wife have been separated for fourteen years. The daughter, Jerry, has lived with various maternal relatives. She has not lived with her mother or father for any significant period since they separated. Mr. Bacon is regularly employed. Jerry's version of what happened differed considerably from her father's. She denied drinking and accused her father and his girl-friend of drinking excessively and of abusing her when drunk. She said that the incident described by her father was one of several. She indicated that she liked school and attended regularly, but she explained that it was difficult to study at home. She and her father live in a hotel and the girl-friend lives with them. When they drink they become boisterous and she cannot 35 concentrate on her studies. She is reluctant to invite friends to visit her since she is ashamed of the condition of the home and the behavior of her father and his different girl-friends. Jerry is made to feel unwanted and in the way of her father and his friends. There is a history of heavy drinking on both sides of Jerry's family. The school was contacted and indicated that Jerry attended school regu- larly. Jerry had talked to the school about her difficult home situation and the school was inclined to believe her since her behavior in school has been satisfactory. They consider her slow, but interested and studious. Jerry was placed in a temporary shelter at her father's request during the period of the probation study. Her father felt that she needed pro- tective custody, since he could not be responsible for her behavior and conduct. She adjusted well at the shelter. At the completion of the study, the probation worker recommended that she be paroled to her father for a six-month period, pending determination of a possible plan for her. The clinic was requested to complete a diagnostic study and to make recommendations concerning Jerry's capacity, potentials, ability to adjust in the community, her needs and possible plans. Jerry was eager to co- operate in the court plans for clinic referral. She kept her appointments with the clinic staff members promptly and participated freely in the process of psychological testing and psychiatric interviews. The results of the psychological, the Rorschach and other tests indi- cated that Jerry was functioning on a minimal level intellectually. Her actual score on the intelligence test placed her in the borderline group, but it was felt that this did not reflect her real capacity and potentials. Some impairment in the capacity to make full use of her intelligence was evident. The Human Figure Drawing Test revealed confusion in her identification with the male adult, whom she saw as a mischevious boy. The adult female was drawn as a witch-like figure with protruding teeth, menacing and disheveled. The Rorschach indicated that she was func- tioning on the pre-adolescent or early adolescent level. Her approach to her social environment was seen as disorganized and confused. It was felt that she would not be able to deal realistically with her impulses and that there was a tendency to project on the environment in a paranoid way. Jerry was considered threatened seriously by adolescence and her repression of sexual content was prominent. There was evident confusion in her psychosexual identification. In her two psychiatric interviews, Jerry expressed considerable feeling around what she saw as her father's rejection of his role as a father and his inability to accept adult responsibility. She was able to evaluate the negative factors in her environment and she welcomed the opportunity for placement in a residence when it materialized. 36 Although Jerry was tense and anxious in the first psychiatric interview, she participated readily, discussing her plans for school, career and long term goals, recognizing that she would not be able to rely on parental support while achieving her goals. Her directness and strength in handling areas of conflict was noted. For example, although she had a neurotic fear of water and was not able to look at the water in the swimming pool at school, she was able to accept the school's requirement of learning to swim prior to graduation and was completing the course as required. Her plans for a nursing career were discussed in detail and she was prepared to accept the possibility of some difficulty in achieving this if she could not meet the academic requirements. Her choice of this career seemed to imply that she had some recognition of the lacks of her rela- tionship with her mother and a need to sublimate and compensate for this through mothering and caring for others. The initial impression of the psychiatrist indicated that Jerry had good potentials and could respond to a warm sympathetic and understanding relationship with an adult. She was seen as lacking maturity and limited in her ability to integrate emotional, social and intellectual factors. It was felt that she needed a well-organized and stable environment such as would be provided in a long-term residence placement with an oppor- tunity for a continuing relationship with a warm, mature, understanding adult and healthy association with other adolescents. The tentative diag- nostic finding was of an adolescent with an immaturity reaction with some neurotic features. It was felt that Jerry could use vocational guidance and career planning periodically, to determine what is feasible in relation to her intellectual and emotional level of functioning. Psychotherapy might be helpful later as her environment becomes more stabilized. Psy- chological testing should be repeated at a later period to determine the level of functioning intellectually. The court was able to use these recommendations in evaluating plans for long term residence placement and treatment planning. Jerry has been placed in a residence and all reports indicate that she is making a good adjustment. She is responding favorably to the new environment. This situation illustrates how an adolescent can be caught in emotional, social and familial conflicts which might impair her functioning intellectu- ally and in all other areas. Although Jerry was not involved in serious anti-social behavior, the intervention of the court will make it possible for her to enjoy the advantages of a stable healthy environment. This will give her the opportunity for experiences and satisfactions needed by all adolescents. It is anticipated that with re-direction, guidance and under- standing, Jerry's chances for a healthier adjustment should be enhanced. 37 IV. the treatment process The success of the psychiatric clinic of the Magistrates' Courts is closely related to the courts' acceptance and implementation of its philosophy of socialized and individualized justice and the clinic's conviction that the upset and disturbed adolescents brought into court can and should be helped. Clinic services must be available to troubled adolescents when such help is needed and in a manner which is meaningful, helpful and acceptable to them. Both the court and clinic staffs recognize that there is a segment of the adolescent population that is not accessible to clinic treatment either because they are so disturbed or defective that they are in need of protective, custodial or institutional care or because it is not possible to treat them in view of the limitations in our current knowledge and skills. Both the court and clinic staffs are guided by the principle that society has the right and should expect protection from the uncontrolled aggression of a limited or dis- turbed adolescent who cannot adjust. On the other hand, there is recogni- tion that the adolescent has a right to expect humane and rehabilitative treatment when he has transgressed and there is a possibility that he can be restored to a responsible functioning individual in society. In the Magistrates' Courts, the facilities of the court and the clinic are used in order to understand the adolescents' problems in their totality. The court is primarily concerned with the administration of justice and protecting the rights of the individual and of society. In the socialized approach, the law can be interpreted in its broadest aspects with the focus on understand- ing the impact of the law on the individual and the individual's motivations. in breaking the law. Where intent and culpability are so closely related, 38 it is necessary for the court to consider not only the legal aspects, pro- tecting the rights of the individual and society, but it is necessary to reach a determination of individual responsibility from the sociological and psy- chological aspects. In New York State and City, children under sixteen and adolescents sixteen to twenty-one years old are treated differently from adults. The court turns to psychiatry, case work, psychology and probation for help in determining what has caused the adolescent to act out and if and how he can be helped to change. Each of the professional groups in- volved contribute its understanding of why the adolescent has difficulty and the court uses this understanding and interpretation in reaching a decision. When the clinic accepts an adolescent for treatment, it takes full responsi- bility for determining the kind of treatment required, sharing with the court, as the need arises, recommendations which the staff feels are essential to the adjustment of the adolescent which are beyond the function and scope of the clinic to implement. For instance, if after working with an adolescent it is felt that the home environment does not offer the kind of experience essential to the well being of the adolescent and that placement is indicated, this is discussed with the probation department and an attempt is made to plan for the adolescent outside of his home. Functions of the Therapist As in any psychiatric clinic, the role of the therapist is to enable the patient to look at himself in relation to his life experience, behavior and attitudes and to reach some understanding of himself, to gain a different or broader perspective, and to change or modify some of his patterns. The clinic does not limit itself to one approach, but in general tries to explore all of the facets of the adolescent's adjustment as seen by the adolescent, family members, school, employers and other key members in the environment. Part of this experience with the clinic staff enables the adolescent to recall in the interview his fears, anxieties, concerns, feelings and attitudes which he has not been able to share with others. In preparation for this the therapist has had to work toward establishing the kind of relationship based on warmth, understanding, confidence, trust and acceptance to enable the adolescent to respond to him. This may be preceded by much testing-out by the adolescent as evidenced by broken appointments as well as the use of challenging and provocative behavior in the interview. The therapist accepts the adolescent's behavior, clarifying and interpreting whenever pos- sible his function and role and how the clinic can help. Gradually the 39 adolescent learns to accept the fact that the clinic staff is there to help and not punish. This is accomplished slowly and after the adolescent has been able to express his hostile feelings and give up his fear and suspicion of the therapist's motivations. When this stage is reached, the therapist is able to begin to help the ado- lescent understand himself. The adolescent, through his regard for and identification with the psychiatrist, is willing to listen to him sympathetically and to develop more healthy attitudes toward himself, his parents and the outside world. Thus the "authority" of the therapist, his professional knowl- edge, skill, understanding, sympathy, sensitivity and controlled firmness, enables the adolescent to re-evaluate and modify his way of life. The clinic naturally feels that it can be most helpful to those adolescents who are beginning to show signs of maladjustment rather than those with deep seated emotional and personality problems. This relates not only to the nature and degree of disturbance, but to the best use of staff time. Since the staff is small and the services have to be limited, the selection of cases for treatment is determined in part by their accessibility to relatively short- term treatment. The division of responsibility varies with the needs of the individual situation, but usually the psychiatrist has responsibility for the direct treat- ment relationship with the adolescent. The psychiatric social worker may treat the mother or the family member most closely involved with the ado- lescent under psychiatric supervision. Occasionally, adolescents are carried in treatment by the psychiatric social worker under the direct supervision of the consultant psychiatrist or by the psychologist. Psychological testing is requested at the appropriate time by the therapist responsible for the treatment relationship. The results of the psychologicals are fully recorded by the psychologist. The total findings are summarized diagnostically by the psychiatrist. The staff conference is used for clarification of the diagnostic thinking and treatment plan on the individual case, for sharing and pooling ideas, and for teaching purposes. The consultant psychiatrist takes responsibility for the professional content of the staff meeting, but suggested items for the agenda are submitted by any staff member to the clinic administrator. In addition, the consultant psychiatrist confers with the administrators on over- all clinic problems and with the total clinic staff on the handling of indi- vidual cases in treatment. 40 The following case situations illustrate how the total resources of the clinic and its staff members are used in helping the adolescents and their families who are referred by the court for clarification of the diagnostic picture and treatment. Contrary to common belief and understanding, both of these adolescents had families who were interested in them and the ado- lescents had the usual physical and material comforts available in low or middle-class homes. One was intellectually superior and had high educa- tional goals. Neither adolescent was able to live up to his own or his family's expectations and each at the time of the clinic referral was func- tioning below his capacity. During the fifteen months of active contact with the clinic Henry kept twenty-two appointments with the psychiatrist, failed eight and cancelled six. There were eleven treatment interviews with the psychologist and one cancelled. HENRY S., eighteen years old, was brought into court on a disorderly con- duct charge. He was accused of "peeping" into a neighborhood home. The probation study revealed that Henry is the youngest son in a family of six children, all of whom are married and living away from home. His parents have a history of serious and prolonged marital conflict. Henry has lived alone with his mother since he was eight years old. His mother was described as emotionally disturbed and chronically ill for the past ten to twelve years. The probation worker felt that Henry was under constant pressure and nagging by the mother and older brothers. His father supported the mother and Henry, but he remained aloof from family affairs. Henry was attending a local college and hoped to become a doctor. He worked during summer vacations and in the evening to meet his personal expenses. His IQ placed him in the superior range. · Henry was referred to the clinic in January 1952. The initial diagnostic interview with the clinic psychiatrist indicated that Henry was an ex- tremely disturbed youth who might be in need of hospitalization. In the initial interviews Henry was described as tense, anxious, helpless and confused. He was having extreme difficulty in concentrating on his college work and described particularly problems in relation to carrying out his laboratory work. He was fearful of his assignments and could not dissect animals. He revealed much hostility in his relationship with his mother and one older brother whose wife was not a member of his religious group. He produced ideas of reference and persecution and expressed fear of being called for the draft. Henry frequently broke his clinic appointments or cancelled them because he did not get up in time to keep them. During this period when he 41 kept an appointment he was bewildered, confused and infantile in his reactions. He needed considerable support and reassurance and he made constant demands. There were periods when he could not attend some of his classes and when he was not able to work. The psychiatrist recognized Henry's underlying anxieties, hostilities and fears which interferred with his functioning. An effort was made to determine if the conditions at home could be modi- fied. In view of Mrs. S.'s physical and emotional illness the psychiatric social worker visited her home. She found substantial confirmation of the material relating to the extremely damaging relationship between Henry and his mother. The psychatric social worker decided that it would not be possible to work with the mother, but with Henry's consent, an older interested brother was interviewed and given some interpretation of Henry's problems and needs. His help was obtained and he was able to serve as a buffer between Henry and his mother. The brother was particu- larly helpful, since he had been in treatment himself. He gave informa- tion concerning the father's prolonged detachment from the family, his mother's punitive handling of all family members, her inability to use money, her unpredictable behavior and the family's general attitude of ridicule toward Henry. The brother felt that the family could be involved in helping Henry if he had a physical illness, but he felt that they could not see the need for taking responsibility in paying for treatment of an emotional illness. Later in the contact, Mr. S. was interviewed. He was cooperative and concerned, but ineffectual and passive. He had some understanding of Henry's illness and he indicated that he would encourage him to continue in treatment. He talked about his effort to redirect and divert his wife's pressures on Henry and his flight and withdrawal when she became un- controllable. As an example of his wife's unreasonableness, he explained that he gave her his entire check. He lived on the proceeds of his over- time work. In June 1952, when Henry seemed to become increasingly disturbed, a psychological study was completed. This showed that he was functioning in the bright normal range but that he had the potential for a higher score. The Rorschach showed an exaggerated use of projection as a de- fense, strong identification with the female, an over-attachment to the mother figure, accompanied with extreme fear of her. The female was seen as a devouring figure. It was felt that his security lies in his intel- lectual achievement and that he has the need to see himself as a superior person. There was conscious verbalization of his problems of conflict and jealousy between parents and children and he saw his mother as his competitor rather than as a helpful adult. Diagnostically he was 42 seen as a paranoid schizophrenic with superior intelligence, but with im- pairment in his intellectual functioning. Later because of Henry's concern about what the tests revealed, even though the psychiatrist had given Henry an interpretation of the results. and reassurance about his functionign, the psychologist discussed Henry's questions around the specific meaning to him. Henry was intellectually able to accept this interpretation. Throughout the first ten months of Henry's clinic contact, there were intervals when Henry was able to function adequately and periods when he was overwhelmed by his fears, anxieties, doubts and suspicions. Much of the content of the interviews during the latter period related to hal- lucinatory and delusional material. In July 1952, the clinic considered hospitalization, since it was felt that he might respond to the combined therapeutic approach available in a hospital. There was difficulty in working this out because of the conflict in Henry's and the therapist's vacation. Mrs. S. eventually went away for the summer, and Henry and his father remained at his home. Except for minor crises, Henry was able to manage, and by fall he was ready to return to college. He reported that he was tense and anxious the first day, but he began to develop self-confidence. The therapist felt that he was improving and that he was better organized and integrated. He began with encouragement to experiment with social contacts and he became friendly with two schoolmates. He began to discuss ways of handling his mother, recognizing that submitting to her was not satisfactory. Instead of taking on his mother's delusions, he was able to separate the delusional content and to begin to evaluate it in terms of the reality situation. At the end of the first year considerable improvement was noted in his social adjustment, his academic achievement and his family relationships. He developed limited understanding and insight concerning his difficulties, and he was able to act in relation to his new understanding. Although he was not able to leave home, he was less provocative when home and he was able to tolerate his mother's behavior without retaliation. In making preparations for resigning, the therapist discussed his plans to leave with Henry. Henry was able to request transfer to the psycholo- gist with whom he had some contact earlier. It was possible to do this and Henry continued in treatment for a short period. His scholastic record for this term has been raised to "B" and "C's" in contrast to last year's "C" and "D's." At the end of January 1953, the probation department decided in conference with the clinic that Henry had improved sufficiently 43 to be discharged from probation. The clinic decided to continue to work with Henry for a brief period. Henry continued, but he began to taper off his contact. There was a marked change in the interview content. In contrast to his early com- plaints, projections and delusions, he was able to discuss his awareness of his competiveness in terms of the negative aspects, his relationship with his mother, his fears and his distortions in relation to his feeling for people. Although the original symptom involving his court difficulty was not discussed, it was evident that Henry was reaching out and forming relationships with his peers and that he had given up his compulsion. By May 1953, Henry had tapered off his clinic contact and it was de- cided to close the case. Henry has telephoned the clinic since the closing when he has needed help and he has been able to accept referral to a clinic in the community. It was felt that Henry should be able to take this step. The court clinic sent the necessary summary to the community clinic to make the transition less difficult for him. It is probable that Henry is one of the many individuals in our society who will remain vulnerable to emotional crises. With the help he has received from the court clinic, he will probably be less reluctant to seek help as the need arises. The insight he has developed should enable him to understand himself better and to make more constructive use of his capacity and potentials. Many adolescents have difficulty during the period when they are learning to establish themselves in the world of adults. For so many years, they have been completely dependent on their parents and it is extremely difficult for them to maintain a sense of balance while striving for independence. emotionally and continuing their dependency relationship financially. During this period some questioning of parental authority and control usually occurs. Parents who are secure in their marital relationship and those who have established a firm base of understanding and affection with their chil- dren during early years are better equipped to accept their adolescent's behavior, giving them the necessary support, guidance and direction. Many of the parents of the adolescents referred to the court clinics are in conflict with themselves as well as with their children. There is a lack of understanding and agreement in many areas, but the use of discipline and control presents a particular problem. These parents, particularly the mothers, have not had the experience of relating to understanding sympa- thetic parents in their own childhood. They are likely to carry into adult life their feelings of anxiety, guilt and hostility. When challenged by the 44 conflicts of their adolescents, their own fears and hostilities are aroused and reactivated. These parents project their feelings on their children, often accusing them of the acts which they as adolescents committed or wanted to commit. Their children act compulsively, living out the expressed and unexpressed wishes of the parents. The following case shows how the psychiatric clinic of the court was able to involve an aggressive, pugnacious adolescent in treatment. This youth had had earlier contacts with child guidance clinics and had been committed by the court to a residential treatment facility for boys with emotional and behavior problems. His earlier contacts pointed up his extremely erratic and assaultive behavior and his inability to cooperate and participate in the treatment relationships. GEORGE SHERMAN, eighteen years old, was the youngest in a family of three children. An older sister was married and his brother was attending college. The mother indicated that both of her older children had no problems and were well-adjusted. George's father was regularly employed and the family income was adequate. The parents had been married twenty-five years. In 1951, Mrs. Sherman appealed to Domestic Relations Court, Children's Division. She stated that she considered George incor- rigible. Investigation revealed that when George was nine years old, he had been referred to the Juvenile Aid Bureau on a minor complaint but the mother denied that there was reason for concern. In 1947, the school was concerned about George's behavior and adjust- ment and referred him to the school clinic. The school described him as a bully and a discipline problem and added that the mother could see no wrong and projected responsibility for his behavior on the school. The school clinic report highlighted the poor relationship between George and his parents and concluded that there was no evidence of warmth in the relationship. He was of average intelligence and had decided interest and ability in art. The parents could not be involved in treatment and George coasted along for the four years, until the mother appeared in Children's Court to file a delinquency petition. She claimed that he was beyond her control, stole from the family, and ran away with the money. The high school reported that he had transferred from one high school to another at his request and had failed most subjects. His attendance and punctu ality were poor and he was considered a behavior and conduct problem. On the basis of these facts and George's feeling toward his family, Chil- dren's Court committed George to an institution for boys with behavior and emotional problems. This agency reported that George was not re- 45 sponsive to their group treatment program. He saw compliance to group rules as a weakness and he was a source of difficulty throughout the fifteen-month period of contact. Since he did not respond to this treat- ment program, he was paroled to after-care, with the recommendation that he secure individual treatment through this agency's child guidance clinic. The agency offered George and his parents several appointments, but they failed to keep any of them. Soon after George was discharged to after-care, he was arrested on a charge of felonious assault. He and a group of boys tried to enter a church social without admission tickets. They were not admitted, but remained on the outside, became noisy and boisterous, and used vile language. When a man came outside to remonstrate with them, George attacked the man and knocked him down. As a result, the man was in the hospital for several days. On his discharge, he identified George as the attacker and his arrest followed. George was adjudged a wayward minor and was referred back to the institution for psychiatric treatment. The institution accepted him in October 1953, but came to the conclusion three months later that he was pre-psychotic, a risk to the community and in need of psychiatric treatment in a hospital setting. It was not possible to arrange for his hospitalization in voluntary hospitals, and George re- fused to use the public resources. The court was notified of the institu- tion's recommendations and decisions. The probation department of the District Court made a referral to the psychiatric clinic. Since the referral to the clinic seven months ago, George has been scheduled for weekly appointments with the psychiatrist. He has kept twenty-seven, failed four and cancelled three. During these sessions, George has revealed marked anxiety about his latent homosexuality. In his contact with the psychiatric social worker in the institution, George had gained some awareness of his sexual con- flicts and homosexual trends. He developed marked anxiety around this, and fought constantly as a means of asserting and proving his mascu- linity. Although he is not an overt homosexual, he phantasies about his associates, develops anxiety that his controls will break down, and becomes assaultative to prove his superior masculinity. George has talked about his parental and familial relationships. His parents had not planned for his birth and George had been made to feel unwanted. The unfavorable comparison of George with his brother and sister has impressed him with a feeling of inferiority. He is unusually tall and large for his age and has always stood out in any group because of his size, yet he was fearful of physical attack and felt impelled to become the aggressor. His father had beaten and derided him at the 46 slightest provocation and his mother had supported the father in this. Since George has been in treatment at the clinic, he has worked regularly. Previously he had not been able to hold a job more than two or three months. He is beginning to discuss occupational planning with a view toward the future. His delinquent and hostile behavior has subsided com- pletely. George has worked through his fears and doubts concerning his masculinity and he has given up his "hard guy" approach. He finds that his friends accept and like him, and he is developing a healthy interest in girls. He has a hobby and in general his adjustment is on a sounder basis. It is felt that George should continue in therapy in order to solidify the gains made. His relationship with the probation officer has been helpful and useful to him. He has and needs a warm, accepting probation officer who can communicate respect for authority without stimulating his hostility. In his interviews, George has brought out much unconscious material in the sexual area. He has been helped to gain respect and confidence in himself and to gain perspective in relation to his worth and value as an individual. The therapist has become George's masculine ideal and the identification with him has enabled George to feel accepted and gain confidence in himself through being accepted as a male. Therapy has interrupted the cycle of delinquent behavior, and abuse of others to compensate for his treatment by parents, associates and others. The joint acceptance, controls, understanding, support, and interpreta- tion which George experienced in his relationship with the therapist and probation officer were important to the treatment plan. George had some intellectual understanding that his earlier behavior could not be tolerated, but without the right combination of factors in the circumstances and the skills, personality and understanding such as the therapist and probation officer provided, George was unable to use the help offered. In the beginning the clinic had planned to involve the probation staff in clinic staff meetings in order to offer regular scheduled opportunities for communication, orientation, and exchange, through discussion of initial problems, policies and the handling of individual case situations. At the present time, consultations between the clinic staff and probation staff are held on individual cases and in addition the probation officers are invited to participate in staff meetings when individual cases are discussed. It is sometimes necessary for the Girls Term Court to act in behalf of an adolescent, assuming protective custody when the parents are unable to 47 assume their function of adequate direction and guidance and the adolescent is in danger of becoming involved in serious delinquent behavior. The following case situation, involves the referral of a seventeen-year- old girl, known to the court on three different occasions, for absconding from home. She was able to follow through on the last referral to the psy- chiatric clinic. Although she is in the beginning stages of her relationship with the clinic there is some indication of an ability to make use of the treatment relationship and evidence of her capacity to develop some insight concerning her problems and a willingness to work on them. She had not followed through previous attempts at clinic referrals. Although in the first instance, illness was a reason for the failure to use the clinic's offer of help, it was evident that the parents' and the adolescent's tendency to mini- mize the seriousness of the problems was an additional factor. BEATRICE was brought in to Girls Term Court by her father about a year ago. He was concerned because she had left home twice and had been found in mid-Manhattan under questionable circumstances. Each time she had been away from home a few days, before she was found. Her father, Mr. Carter, indicated that Beatrice began to present diffi- culties just before she reached her sixteenth birthday. Although up to this time, she had been getting along well in school, she began to lose interest in it, cut classes and truanted. The school adjusted her program, but this did not help. She was permitted to leave school at sixteen. Since then she has held several jobs, but for short periods of time. Her work habits are not good, but Beatrice has been able to resign from each job prior to dismissal. The family of eight had a regular income, but lived in a small apartment and could not afford to move to a larger one. They planned to buy a house when a settlement was made of an accident case. In the original court contact Beatrice expressed concern about her run- ning away and indicated that she might need psychiatric treatment in order to understand her behavior. The probation study confirmed the data given by Mr. Carter concerning the family and marital history. Beatrice's school problems, employment history and behavior. Beatrice is the oldest of six children. Mrs. Carter gave birth to her sixth child during the period of Beatrice's most recent episode. His wife, although her hospitali- zation prevented her from taking a more active role, supported Mr. Carter in the court action. Both parents expressed bewilderment and concern about their daughter's behavior, but they were warm, accepting and non-punitive in their relationship with her. Mr. Carter revealed that Beatrice was born out of wedlock, but that he and his wife had kept this information from her. Later information revealed that Beatrice had some concern and questions about the differences in 48 her physical appearance and that of her brothers and sisters. She had some recollection of attending the wedding of her parents. Her parents were not able to handle this with her. As a result of the first court appear- ances, Beatrice was placed on probation, returned home, and referral was attempted to the psychiatric clinic. She failed all clinic appointments, but kept her probation appointments when her health permitted. She seemed to make a good adjustment and was discharged from probation. In the late summer of this year, Beatrice was picked up by the police in a neighboring state. She had been observed drinking in a bar and since she seemed to be under age, she was questioned. She and her companions were held for a short time, but Beatrice was permitted to return home with her father. Mr. Carter filed a petition in Girls Term Court and a warrant was issued at his request against his daughter. She was brought to court and remanded to a shelter for girls. Mr. Carter asked for a physical and mental examination. Beatrice related that she had run away with two girls to participate in a roller-skating derby. The girls had promised that they could arrange this, but the promises had not been kept. When apprehended she was in the company of these girls and some young men. The physical examination was negative, but Beatrice indicated that she had had some exploratory sexual experience. Beatrice was not able to adjust while in the residence and it was believed that she planned to escape. She attracted attention by her noisy behavior. The probation department recommended probation for an indeterminate period up to three years, referral to the clinic, her return to home, and full time employment. The clinic accepted the referral. Beatrice has been scheduled for four appointments with the psychiatrist. She has kept three of these and cancelled one. In the clinic's opinion, Beatrice will be able to use psychiatric treatment. In her first session Beatrice was able to bring out material which highlighted her problem of running away from unpleasant situations and her involvement in an automobile accident with her brother which resulted in a serious injury to him. Apparently he was permitted to take over the controls of the car temporarily and while in traffic he became involved in a accident. Although the brother and parents absolve Beatrice of responsibility for the incident, Beatrice blames herself and is ridden by anxiety, becomes depressed and broods. Since the accident occurred near her home, she passes the scene frequently and panic sets in. Her running away periodically is tied in with her association of the accident with the area and her inability to handle her overwhelming feel- ing of responsibility for what happened. The therapist believes that Beatrice through her running away and disturbed behavior is trying to punish herself and to seek punishment from others for what she sees as her culpability. She is constantly returning to the scene of the 49 accident and trying to involve herself in a dangerous situation which will result in injury to herself and acting in a manner to attract attention to herself so that she can be apprehended and punished. In the second session, Beatrice was mute and uncooperative. On explora- tion, she was able to discuss her feeling of resentment and hostility based on her referral to the clinic and her fear of being considered "crazy." She was depressed throughout the interview, cried easily, but was helped to reveal her anger and resentment at the therapist and clinic. In her third interview, Beatrice seemed more accessible to treatment. She brought out material concerning an earlier injury and subsequent fainting when she is in high places. This has led the therapist to recommend a neuro- logical examination to determine the possibility of organic involvement. The clinic feels that Beatrice will be able to continue her relationship with the therapist, that she is accessible to treatment and has the potential to accept and use the treatment relationship to gain a better understanding of herself. The warmth, support, encouragement and understanding of the therapist will enable her to share her inner concerns and feelings more readily as she gains confidence in the therapeutic relationship and the therapist is able to recognize and handle her resentment, anger, fears and anxieties. Since the probation officer will continue to maintain close supervision during this beginning period, the clinic will be assured of an opportunity to get to know Beatrice better, to confirm its tentative diag- nosis and to adapt its treatment goals to her needs. 50 V. characteristics of adolescents referred to the clinic If it is possible to determine the basic difference in the personality structure and behavior of those adolescents referred to the court clinic, something might be learned of causation and treatment possibilities. This could be helpful in setting up delinquency prevention programs based on early detection, diagnosis and treatment. It can be seen on the basis of the cases described earlier that the youths referred to the clinic come from vastly different economic, family and environmental situations and that their native intelligence varies considerably. Although all of these factors might con- tribute to or intensify the adjustment problems of the adolescent, it has not been possible to isolate from them any one element which would dif- ferentiate the potential delinquent from the non-delinquent. In determining the causes of delinquency the Gluecks have found that there are certain factors in the family and early life experiences of children which tend to differentiate the delinquent from the non-delinquent.1 The New York City Youth Board is now applying the Glueck Prognostic Table in a research project with the first graders of two Bronx schools. This research project will be followed up for several years. If the scale is validated, the results can have a vast impact on planning services and agency programs for children. It would enable agencies to offer concen- 1. Glueck, Drs. Sheldon and Eleanor. Unraveling Juvenile Delinquency, Commonwealth Fund, New York, 1952. 51 trated and intensive treatment services of a preventive nature to those children rated as potential delinquents before they become involved in delinquencies.2 In reviewing the actual diagnostic classifications arrived at in the clinic, they seem to fall within the usual range of possible classifications, but none are specific to delinquency. The largest number, in the group of 178 closings in the year 1953, were diagnosed as neurotic character disorder (78), with a fairly equal distribution scattered in all of the other possible classifications. Much has been written about the effect of early affectional deprivation, the importance of the relationship with the mother or mother substitutes, father or father substitute during the early formative years, the possible influence of physical and organic defects, the meaning of constitutional factors and the impact of environmental and social deprivations. It is gen- erally recognized that delinquency causation is complex and because of the multiplicity and complexity of the factors and elements involved, it is diffi- cult to isolate any one factor or combination of factors which would lead to the development of the delinquent personality. The experience of the staff of the court clinic would tend to substantiate this, but some tentative differences have been noted. These relate primarily to the absence of guilt and the concomitant lack of concern about transgres- sions which lead to aggressive acting-out. In recent years, our understanding of the varied functions of the ego and super-ego have helped to define and classify more accurately those individuals who in the past would broadly fall within the group of psychopaths or psychopathic personalities. This redefinition has made it possible for the court clinic to offer more effective treatment based on this new understanding to those delinquents who make use of their services. Frequently, in addition to the immaturity, instability and infantile de- pendency usually encountered in these adolescents, there is an absence of concern for the way in which their behavior will affect themselves and others. There is a tendency to project on others and to expect immediate gratifica- tion of all wishes and desires. It has been pointed out that although the chronological age would place these youngsters in the adolescent group, many are functioning emotionally on the level characteristic of the five- to six-year-olds. This of necessity complicates the treatment possibilities, since 2. New York City Youth Board. Validation of Glueck Table for Identification of Juvenile Delinquents, December, 1953. 52 the demands of the adolescents, their physical drives and their need for peer relationships throws them into contact and conflict with other adolescents who are able to function more adequately. Personality Development of Adolescents Referred to the Clinic With many of the adolescents known to the clinic, it would appear that their growth in the areas that relate to self-conrol, discipline and socializa- tion have become fixed at an early level in their development. Dr. Bromberg, consultant psychiatrist for the Magistrates' Courts Clinic is of the opinion that many of these adolescents have not had the experience of a warm, affectionate relationship with their parents, especially the mother, during the early impressionable years. This early deprivation has made it impos- sible for them to identify with the verbalized teachings of the mothers and to incorporate the parental (mother's) avowed standards of behavior in their functioning. This aspect of their development stops at the early primitive level and only identification with the hostile parental behavior and fear of the parent remains. 3 This hostile type of behavior and the fear of punishment rather than awareness of responsibility becomes a motivating force in the behavioral adjustment of these adolescents. The role of the therapist has to be directed toward helping the adolescent to see that not all adults are demanding and threatening. This makes it possible for the youth to relinquish his suspicion and fear of him and subsequently of other adults. Where there is no fear, there is no need for vengeful, defiant or defensively disruptive or destruc- tive behavior. Thus, it can be seen that these adolescents have learned in their early years to fear, but not to accept any form of authority. Their development has apparently become fixed at an early level and immediate gratification of their wishes is imperative. Postponement in any form means rejection. There has been no exposure to the use of positive authority and parental guidance has usually been in the form of over control or too little control. In either instance the youth has learned to fight for recognition or has used flight into illness, phantasy life, or retreat, as a means of handling difficulties. Many adolescent delinquents have learned that it is not possible for them to gain status in their group or family as the "good" child and they resort to the use of negative forms of behavior to achieve recognition. 3. See Bromberg, N. Maternal Influences in the Development of Moral Masochism. Paper given at the 1954 meeting of the Annual American Orthopsychiatric Conference, March 11, 1954, New York City. 53 An indication of the degree of their disturbance can be measured by the evtent to which they withdraw, become suspicious of and are able to accept any adult in their environment. The following case illustrates how Alice learned to use illness, from infancy to puberty, to protect herself from her feelings of being displaced by her younger brother whom she felt was preferred by her family. As she approached adolescence, she substituted truancy and defiance of parental authority. ALICE L., sixteen years old, was brought into court in March 1953 by her mother and a detective. She had left home without her parents' consent and in the company of her boyfriend, Jimmie, also sixteen. They had gone to several southern states hoping that they would be able to marry. They failed in their attempts since it was obvious that they were below the age to marry without parental consent. When their limited funds were exhausted, they were picked up, held in jail overnight and returned to New York City. Jimmie was charged with abduction and Alice was re- ferred to Girls Term Court. Alice's parents are middle-aged. They have one other child, a son. Their home is a comfortable middle-class home. Probation reports show that Mrs. L. began to have trouble with Alice about a year ago about her wish to withdraw from a private school and to attend a public high school. Mrs. L. was opposed to this, but she conceded when Alice began to truant. Alice made a temporary adjustment in the public school, but later her truancy was resumed. The school and parents conferred and despite ad- justments made in Alice's schedule she did not attend school, and when she did go, she was inappropriately dressed. Prior to this behavior, Alice had been an outstanding student of superior intelligence. Alice was removed from school at the recommendation of the dean with the understanding that she might return later. Around this time, Alice began her association with Jimmie who is described as a passive, de- pendent youth inferior to Alice in physical appearance, intellect and personality. Alice assumed complete control of him, manipulating and exploiting the relationship in relation to her needs. It was obvious to the parents that Alice had assumed the initiative in planning the recent escapade. Interviews with Alice elicited essentially the same information. Alice's father was ill and he did not actively participate in the family dispute. The younger brother was conforming and had parental approval. From early childhood, Alice had used illness as a means of controlling the family. When she was two years old, she had a serious feeding prob- lem which required hospitalization. A few years ago, she was referred 54 to a child guidance clinic because of her difficulty in retaining food. The medical findings were negative and psychotherapy was recommended, but not followed up. At puberty the pernicious vomiting was given up, but the acting out began. The court remanded Alice to a temporary shelter pending further study. The physical examination given at the shelter confirmed that Alice had had sexual experience, but other findings were negative. The probation study indicated that the family maintained a comfortable home in a residential area and that the parents were recognized in the community as stable and well established. Both parents had worked, but Mrs. L. stopped working when Alice ran away. The parents had disciplined Alice by whipping her, depriving her of privileges and withholding her allowance. These methods were ineffective. On the basis of the probation study, the court placed Alice on probation for a maximum period of three years. She was returned home and referred to the court clinic. The diagnostic study completed at the clinic indicated that Alice was suffering from severe anxiety and that this limited her functioning at school and on the job. She was described as a violent reactor. Diagnostic classification was neurotic character disorder. The psychological showed that Alice was of superior intelligence, but func- tioning on an average level. She was hampered by debilitating anxieties. In the Rorschach she saw the male as crawling and the female as yelling and nagging. She was accepted for psychotherapy and was treated by the psychatrist. The psychiatric social worker carried the mother on an in- tensive basis. Weekly interviews were scheduled for both. During the fourteen months of clinic contact. Alice kept approximately fifty appoint- ments, failed to keep nine and cancelled five. Mrs. L. kept twenty-eight, failed six and cancelled four. During the early period of Alice's contact with the therapist, she was defensive, hostile, provocative, and challenging. She repeatedly tested him by telling of her continued association with Jimmie although this was a violation of the terms of his probation as well as hers. She brought him to the clinic and introduced him to the psychiatrist. She saw herself as a martyr for love and welcomed the status gained and the opportunity to embarrass and punish her parents. Although she did not share informa- tion with her mother, she talked to her brother who relayed the informa- tion to Mrs. L. Recognizing that Alice was seriously disturbed and incapacitated, the clinic felt that they should not attempt to prohibit her association with Jimmie, but that she should be helped to understand the meaning of this relationship and how she has used it. Since Mrs. L. was so deeply involved 55 in Alice's functioning, the contact with her was directed toward helping Mrs. L. recognize and understand how she was contributing to Alice's problems through her attempted use of rigid controls. The clinic's understanding of Alice was shared with Jimmie's probation officer as well as with Alice's. Both Alice and her mother were able to relate to their therapists, bringing out in their discussions their feelings, attitudes and problems. Gradually they gained some understanding of themselves and by October 1953, Mrs. L. was described as less rigid, anxious and controlling. It is clear that the clinic and probation staff, in recognizing and accept- ing Alice's behavior as symptomatic of her inner turmoil, were able to help her and her parents after they had gained confidence in the clinic's interest. In the interviews with Alice and her mother, it was possible to elicit infor- mation which helped the staff understand the confusions, tensions and con- flicts which affected all of their relationships. Through the process of looking at themselves and their behavior, Alice and her mother were able to give up some of their infantile and immature behavior and to gain limited understanding of what had been happening to them. When Alice learned to place value upon herself, commensurate with her capacity, she was able to use her potentials in constructive activity. Her mother gained some understanding of the way in which she provoked and stimulated Alice. She was able to become less punishing and hostile. With the lessening of the tensions in the home, all family members were able to get along better. Without the help of the clinic and the cooperation of the judge and probation officer, it is probable that Alice would have continued to act out her defiance of parental authority and would have become more seriously involved in difficulties at home and in the community. D 56 VI. caseload analysis and treatment costs The cost of psychiatric treatment services in any clinic is high. In clinics where children and adolescents are treated, it is essential to involve parents and other family members in a direct treatment relationship if treatment given to the child and adolescent is to be effective. Because of this, all children in the family and other family members derive some benefit, since the increased insight of the parents and the persons directly involved in treatment affects their relationships in the over-all family group. In the psychiatric clinic at the Magistrates' Courts, every effort is made to involve the parent or guardian with a member of the clinic staff, usually the psy- chiatric social worker. An effort is made not only to interpret the needs and problems of the adolescent, but to prepare parents for anticipated changes in the behavior of the adolescent, to secure their understanding and participation in the treatment goals and to help them understand those factors in their relationship with the adolescent which affect his behavior and responses. The successes or failures in treatment are usually related not only to the response of the child or adolescent, but to the degree to which parents can be helped. Even when the adolescent is removed from the home, behavior patterns and family ties carry over in the new environment and difficulties arise in the new setting. The adolescent seeks substitutes for parents in a staff member of the residence, in the employer or other relationships. In carrying treatment cases, the psychiatric clinic has usually assigned the adolescent to the psychiatrist or psychologist and the psychiatric social worker is usually assigned to the parent. A larger group of adolescents 57 are carried in a direct treatment relationship by the psychiatrist in the court clinic than in community clinics functioning under agency auspices. In many child guidance and youth counseling agencies, it is usual for the psychiatric social worker to carry treatment responsibilities with intensive. psychiatric supervision. The psychiatrists had a total of 697 interviews during 1954. Six hundred and eighty-six were with the patient (adolescent) and eleven were with the parents. The psychologist's interviews totalled 223, of which 221 were with the adolescents. The psychiatric social worker's total interviews were 719, 297 of which were with the patient, 202 were with parents and 220 were with other interested persons. Conferences and interviews with magistrates and other court personnel totalled 611 and there were 548 reports sent to the court. In summary, there was a total of 2,240 interviews which the clinic staff held with the patient, parent, family member, court personnel and other interested persons. Approximately 75 per cent of these were interviews with the patient or a family member and the balance involved interpretation of the needs of the patient to the court personnel. The amount of time given to direct interpretation to court personnel was supplemented by written reports on 548 cases. It can be seen that interpretation of the needs of the indi- vidual patient to court personnel is an essential part of the clinic staff's job and that the exchange of needed information has become a part of practice. There was an experimental therapy group which started around the middle of September 1954. This group was led by a psychiatrist and weekly sessions were scheduled through December 1954. Forty-one adolescents have been involved in these sessions. The Youth Board's annual allocation for the operation of the court clinic is approximately $39,000. This covers the cost of professional and clerical services. The clinic is able to work with only a fraction of the disturbed adoles- cents known to the Magistrates' Courts. The limited budgetary appropriation, which determines the amount of professional staff available, makes it im- perative for the clinic to select those adolescents able to respond to treat- ment in a relatively short period of time or to select for treatment those adolescents in need of the less intensive forms of therapy. The obligation of 58 the community to widen the base of clinic coverage through adequate appropriation is essential if the court is to implement its philosophy of socialized individual justice. There is an immediate need for such an in- crease in the appropriations if adequate diagnostic, treatment and probation services are to be available, so that all adolescents known to the courts who are accessible to treatment can be offered treatment opportunities. Taking into consideration the complexity and size of the Magistrates' Courts system which includes fifty-five tribunal units, a chief magistrate, forty-nine judges and a quota for seventy-eight probation officers, the limita- tions are obvious when the clinic staff includes one administrator, one consultant psychiatrist, two part-time treatment psychiatrists, one full-time psychologist, two psychiatric social workers and three clerical workers. It is a tribute to the court and clinic staff that they have not been overwhelmed by the immensity of the problem and that they have been able to accept the satisfactions with the frustrations while keeping a sense of direction. 59 VII. court, clinic and community Any study of clinic material gives evidence of the complexity of adolescent delinquency and the advantage of professional services to meet the total needs of the individual. It shows also what the court and clinic can do, what the limitations are, and what the community must do in order to prevent a further increase in juvenile delinquency. Those young delinquents who will gain most from court and clinic experience, are the ones who can find in their homes, schools, and groups of associates some influences favorable to their advancing maturity. For them, the psychiatrist's understanding of and help with their personalities, problems, and needs can make an impact. Help given to parents by psy- chiatric social workers and support given by probation officers increase the chance of success. In these hopeful cases and in the doubtful and more difficult ones, change for the better often depends upon help that comes or might come from agencies outside the court. The kind of help needed is not readily available. Clinic social workers and probation officers find themselves unable to secure the vigorous, understanding action required in many cases. This is true in cases in which removal from the home is indicated, since resources for foster care and residence facilities are limited. When long- term direct help to parents is seen as important to treatment, voluntary social casework agencies and public relief agencies often cannot offer their services, so that referral is not possible. Sometimes in cases already under their care effective cooperation is difficult. The negative quality of policy 60 and practice has been keenly analyzed by Dr. Harris Peck in his paper, Resistance in Delinquency. “Resistance" within agency boards and staffs, however related to realities, is a potent obstacle to progress in mobilizing community resources for the treatment of delinquency. Professional edu- cation still has far to go in the preparation of practitioners for participation in comprehensive programs. The general public has yet to be united in willingness and determination to support, with their interest and their money, an adequate system of services. There are many cases of delinquency known to the court and clinic, which the clinic cannot attempt to serve since they are not considered readily accessible to treatment. Prostitution and drug addiction are social and psy- chiatric problems which baffle our present institutions and experts. Their causes are deep-rooted in our society. In thinking of the many roots of delinquency, it is important to remember the organized business enterprises in vice, for they feed upon and in turn feed all kinds of anti-social deviations. One of the facts of life for the adolescent is the existence of this thriving illegal trade which makes its customers, but seemingly not its entrepreneurs, the enemies of the law, and which has something to do with the question of whether crime pays or does not pay. His own relationship to the forces of law and order are conditioned by his awareness of this apparently permanent part of his environment. Among the interwoven causes of delinquency must be included de- linquency itself, commercialized crime, and also many behavior patterns more generally shared, for which it would be hard to fix blame on any one group of people. We have seen that the movement of the courts toward a social-judicial philosophy and procedure has led to a multi-discipline organi- zation of the courts, and to treatment for rehabilitation based upon a joint interpretation of psychiatric, social, ethical and judicial inquiry. This way of dealing with adolescent offenders has in turn led to a better compre- hension of the complex causes of the growth of delinquency in our com- munity, which are beyond the sphere of clinic and of court. Such an idea of cause must make us think more clearly of the need for a multi-discipline community. A truly integrated body of professional services would be both coordinated, and united in certain concepts of pur- pose and method. They would have an intercommunication system, as court and clinic have, and their personnel would share some basic knowledge. It may be that no community as a whole can or should become completely integrated, but acceptance of the principle of cooperation would in itself 61 ease some tensions, and such programs as that of the Youth Board would receive support in finding and bridging gaps in service. An institution superintendent said recently that children's delinquent behavior is not hard to understand, but only hard to take. Most parents will know what he means. It is hard to take, especially when we would all like so much to hold ourselves blameless, and when we are so disturbed and baffled by what happens to us and around us. We may remind our- selves that even though there may be 40,000 child and adolescent arrests in our city in a year, and even though that is far too many children in trouble, it is after all only a small proportion of the million and a half children between five and twenty years of age in our city.¹ Our young generation is not, as a whole, delinquent; it is full of strength, and even for the delinquent few, adolescence is a time of hope. 1. New York City Youth Board. Juvenile Delinquency Rates, 1953. 62 371 : : To renew the charge, book must be brought to the desk. WAY 8 MAY 2 1 1960 1958 Show S DO NOT RETURN BOOKS ON SUNDAY Fix & YGULI JAN 2 8 1963 MAY 1 3 1963 WAN 16 1964 NOV 24 1964 FEB 6 1966 Form 7079a 3-53 5M S DATE DUE 1966 FEB 23 1974 FEB 23 1974 MAR 10 1976 BUHR STORAGE Į }