*. # * *. *... “ * * * * - **. ^s, . . . ." * $ . ; : s * * *- : *-- . . . . ." ºf . *ºff - : *, - - - + --złº"> < Jºž.2 ~~~~ ºr F: i () tº Conference Rulings Bulletin No. 1 l UN V. Q & ſº; ICH. Liš º Ašº Y ! {, S, FEDERAL TRADE COMMISSION * --- CONFERENCE RULINGS ISSUED JANUARY 31, 1916 washingtoN Government PRINTING OFFICE 1916 THE FEDERAL TRADE COMMISSION. Joseph E. DAVIES, Chairman. EDwARD N. HURLEY, Vice Chairman. WILLIAM J. HARRIs. WILL H. PARRY. GEORGE RUBLEE. LEONIDAS L. BRACKEN, Secretary. EXPLANATORY NOTE. The following are rulings of the commission in conference which are published as being of public interest. Future rulings will be announced from time to time through the public press and subse- quently compiled and issued by the commission in successive bulle- tins. ese rulings are published for the information of business men engaged in interstate commerce and others interested in the work of the commission. They are not decisions in formal pro- ceedings, but merely expressions of the opinion of the commission on applications for the issuance of complaints and informal inquiries with regard to particular facts which involve the interpretation and construction .P the Federal Trade Commission Act and of those sections of the Clayton Act with the enforcement of which the commission is charged. While these rulings may be regarded as precedents in so far as they are applicable in proceedings before the commission, a more extensive presentation of facts in later cases may result in their modification, and they should not, therefore, be regarded as conclusive in the determination by the commission of any future action. Copies may be obtained by those interested on application to the secretary of the commission. JANUARY 31, 1916. 24356°–16 3 CONFERENCE RULINGS OF THE FEDERAL TRADE COM- MISSION. Issued January 31, 1916. 1. Public interest—Competitive method discontinued.—On applica- tion for the issuance of a complaint, it appeared that a corporation engaged in the refining and sale of cane sugar, whose principal market is in the State in which its refinery is located, alleged that a larger corporation, having refineries located in other States and disposin of its product in interstate commerce in many States, refined and Sol exclusively in the State of the applicant and in competition with it sacked sugar which is branded “pure cane fine granulated sugar.” The applicant alleged that this sugar is not a standard fine granulated sugar as the branding leads consumers as well as many in the trade to believe, but is what is known as “off” sugar in the manufacture of which an expensive part of the refining process which is necessary to extract the final residue of from 2 to 3 per cent of molasses is omitted; that this “off” sugar is sold to jobbers at about 10 cents per hundred pounds less than the market price for standard granulated sugar; and that by reason of the alleged false brand or label on the sacks retailers and consumers are deceived into the belief that they are buying granulated sugar equal to standard. As a result, the ºppº, cant stated, it was compelled to meet the competition of this “off” sugar in the sale of its standard fine granulated sugar, in the manu- facture of which it uses the complete refining process, a part of which its competitor omits in manuf º the “off” sugar. Upon consideration of the above allegations, the commission, hav- ing instituted an investigation, and shortly thereafter the corporation complained of having issued a notice to the trade announcing that it had discontinued the sale of the “off” brand of sugar, and the appli- cant requesting to be permitted to withdraw its application, and the corporation complained of assuring the commission that it had dis- continued the sale of sugar branded in the manner complained of and had no intention of resuming the sale of this package: Held, That the method of competition complained of having been perma- nently discontinued, it does not appear to the commission that a gºing by it in respect thereof would be to the interest of the pupilc. 2. Public interest—Competitive method discontinued.—On applica- tion for the issuance of a complaint, it appeared that a manufacturer engaged in interstate commerce issued a publication in which, under the guise of trade news, misinformation of a character unfair and detrimental to the applicant's business was circulated. Upon inves- tigation by the commission the applicant advised that the use of the 5 6 CONFERENCE RULINGS OF THE FEDERAL TRADE COMMISSION. alleged unfair method had been discontinued; and the party com- plained of assured the commission that its policy had changed with a change of management and no such practice would in the future be engaged in either against the applicant or any other competitor. Held, That the method of competition complained of having been permanently discontinued, it does not appear to the commission that à. ºding by it in respect thereof would be to the interest of the pupilc. 3. Public interest—Competitive method discontinued.—On applica- tion for the issuance of a complaint, it appeared that a typewriter rebuilding company engaged in interstate commerce had circulated among dealers in various States a letter falsely stating that a com- petitor's factory in the Middle West had been removed to the East, and that for this reason many of its customers in Central and Western States would make new arrangements for obtaining typewriters. The party complained of subsequently advised the commission that the statement when made was believed to be true. It also sent a letter of retraction to all dealers receiving the first communication, and assured the commission of its readiness to take any further action deemed necessary. The applicant, being advised of these facts, suggested that no further action be taken. Held, That the method of competition complained of having been permanently discontinued, it does not appear to the commission that a proceeding by it in re- spect thereof would be to the interest of the public. 4. Public interest—Competitive method discontinued.—On applica- tion for the issuance of a complaint, it appeared that a manufacturer º; in interstate commerce sent out a printed circular containing an alleged letter to it by a dissatisfied customer of the º disparaging the quality of applicant's product, which letter the appli- cant charged was fictitious. Upon investigation, the commission received assurances from the concern complained of that it had dis- continued the publication of the circular in question, and that in future it would not in its advertising matter refer in any way to the products of its competitors. Held, That the method of competition complained of having been permanently discontinued, it does not appear to the commission that a proceeding by it in respect thereof would be to the interest of the public. 5. Public interest—Competitive method discontinued.—On applica- tion for the issuance of a complaint, it appeared that an association of wagon peddlers, competing with a jobber, had, by threats of boycott, prevailed on a manufacturer engaged in interstate commerce to refuse to sell to such jobber. Shortly after an investigation was started the commission was advised by the jobber that the manufacturer had resumed selling to it. Assurances were also given the commission by the manufacturer that the jobber would not in future be denied the privilege of buying from it by reason of the threatened boycott. Held, That the matter having been satisfactorily adjusted as between the parties, it does not appear to the commission that a proceeding by it in respect thereof would be to the interest of the public. CoNFERENCE RULINGS OF THE FEDERAL TRADE COMMISSION. 7 6. Exclusive territory—Refusal to sell.—On application for the issuance of a complaint, it appeared that a manufacturer engaged in interstate commerce, having designated an exclusive ... in a certain local territory, refused to sell to another dealer within this territory. It further appeared that such exclusive dealer was under no obligation to refrain from dealing in the products of other manu- facturers of the same commodity. Held, That neither the Federal Trade Commission Act nor the Clayton Act prohibits manufacturers selling their product exclusively through one dealer in a given terri- tory. A refusal to sell to others in such territory, under such cir- cumstances, is, therefore, not unlawful. - 7. Manufacturers engaged in interstate commerce, irrespective of the size of their business, and all wholesalers so engaged, subject to Clayton Act.—On inquiry: Held, That all manufacturers engaged in interstate commerce, irrespective of the size of their business, and all jobbers or wholesalers thus engaged, are subject to the provisions of the Clayton Act. - - 8. The right of one manufacturer engaged in interstate commerce to buy out a competitor, and jurisdiction of the commission in such matters.-On inquiry as to the right of one manufacturer to buy out a competitor in the same line of business: Held, That the only juris- diction of the commission in respect of such transactions is to enforce the provisions of section 7 of the Clayton Act prohibiting the acqui- sition by any corporation engaged in interstate commerce of the capital stock, in whole or in part, of another corporation thus engaged, where the tendency of such acquisition may be to j competition between such two corporations, or to restrain interstate commerce, or to create a monopoly; and also possibly to enforce section 5 of the Federal Trade Commission Act, if such purchase either of property or of capital stock in connection with other cir- cumstances might constitute an unfair method of competition. Held, also, That the mere purchase of the property of such competitor other than capital stock is not prohibited by the Clayton Act or the Federal Trade Commission Act. - As to the validity of such purchase of property or capital stock under the Sherman Act, the commission expresses no opinion. 9. Exclusive agency.—On inquiry by a piano manufacturer whether the following clause in a “consignment agreement” is in contraven- tion of the Clayton Act, to wit: Item 3. The factor shall offer, sell, or lease the pianos consigned to him by the con- signor only to persons residing in the counties of — in the State of and shall not sell nor lease, during the life of this contract, any other pianos than those consigned by the said (piano manufacturer). Held, It appearing that the “consignment agreement” does not provide for a sale or lease of the goods of the principal to the person desig- nated as “factor,” but only for the establishment of an agency for the sale of the goods of the principal, therefore the use of . clause does not appear to be in violation of section 3 of the Clayton Act. 8 CONFERENCE RULINGS OF THE FEDERAL TRADE COMMISSION. 10. Direct selling.—On application for the issuance of a com- plaint, it was alleged that certain mining operators were selling their product direct to consumers at wholesale prices, and coercing retail dealers into handling their product, either by threats to sell or by temporary arrangements for selling their product direct to consumers. Upon investigation by the commission, it appeared that the operators were in fact selling their product direct to consumers, but that this method of competition was not used for purposes of coercion but was necessary in order to keep their product on the market. Held, That the sale by a mining operator of his product direct to the consumer is not of itself an unfair method of competition. - 11. Practice—Information respecting alleged violation of law sub- mitted by parties not directly interested.—On inquiry: Held, That the fact that a party complaining to the commission has no direct interest and acts without specific authority from the parties alleged to be injured will not prevent the commission from taking action if the matter presented is one properly within its jurisdiction. It is the evident purpose of the law that action by the commission should be taken regardless of the source-of its information when it has reason to believe that there is a violation of a law which it is empowered to enforce and that a proceeding by it in respect thereof would be to the interest of the public. 12. Public Interest.—Violation of State Statutes.—On application for the issuance of a complaint, it appeared that the commission- ers of a certain county had appointed an employee of a bridge com- pany to the position of county civil engineer, and that this situation made it possible for the company to secure information respecting the letting of bridge work which was not available to competing compa- nies. It appears that the State law prohibits such engineer from being interested, directly or indirectly, in any contract for the con- struction of bridges under his supervision. Held, That as the condi- tion complained of may be corrected by resort to a State statute a proceeding will not be instituted in the absence of important con- siderations of public interest. 13. Exclusive Territory.—On inquiry by a manufacturer whether section 3 of the Clayton Act is violated by a contract containing the following clause: - In consideration of exclusive sale of your goods in — from date of this contract to March 1, 191—, -— agree to neither sell your goods outside of the territory heretofore reserved to —, directly or indirectly, under penalty of paying all damages resulting from a violation of this clause and cancellation of this contract at the option of the manufacturer; nor to countermand this order except on payment to Manufacturing Co., as liquidated damages, 20 per cent of the net amount of goods hereby purchased. Held, That section 3 of the Clayton Act does not prohibit manufac- turers selling their product exclusively º one dealer in a given territory and requiring the dealer not to sell their product outside of the territory assigned. 14. Refusal to Sell.–On application for the issuance of a com- plaint, it appeared that certain manufacturers, pursuant to their established sales policy of selling only to local retail dealers, refused CoNFERENCE RULINGS OF THE FEDERAL TRADE COMMISSION. 9 to sell to the applicant, a retail dealer doing business principally by mail, a certain commodity for shipment direct from the mills to con- sumers in a State where the applicant maintained no place of busi- ness. On investigation by the commission it appeared that there TW8S InC) º or understanding among the manufacturers com- lained of to prevent the applicant or others doing a similar business, y refusal to sell or otherwise, from securing this commodity, nor did it appear that such manufacturers had been coerced or intimi- dated by retailers affected by the competition of the applicant. Held, That, under the circumstances, a refusal of a manufacturer to sell to the applicant for direct shipment from the mill to territory covered by local dealers is not a violation of any law which the &ommission is authorized to enforce. Whether a refusal to sell under other circumstances is contrary to the provisions of the Clayton Act or the Federal Trade Commission Act the commission does not now decide. 15. Exclusive agency—Exclusive territory—Refusal to sell.—On application for the issuance of a complaint, it appeared that several Imanufacturers, having appointed exclusive agents or distributors in a given place, refused to sell to another dealer at the same point. Held, That neither the Clayton Act nor the Federal Trade Commis- sion Act prohibits manufacturers establishing exclusive agencies or assigning exclusive territory to dealers. inder such circumstances a refusal to sell to others than such agents or distributors is not unlawful under these acts. 16. Practice—Charges not sustained on investigation.—On ap- plication for the issuance of a complaint, it was charged by a packer of canned clams that a competitor, in order to drive the applicant out of business, bid up the price of fresh clams to such an extent as to make the business unprofitable. The applicant, when requested, failed to submit further information, and an investigation by the commission did not substantiate the charges made. Held, *. the commission, having no reason to believe that the party complained of has been or is using the alleged unfair method of com- petition, will not proceed further. 17. Corporate name—Private rights—Public interest.—On appli- cation by a corporation for the issuance of a complaint, it was alleged that one of its stockholders, whose name had been adopted by the lº as part of its corporate name, had formerly been a stock- holder in a competing corporation and had then permitted the latter to use his name as part of its corporate name, but that after the with- drawal of said stockholder from the competing corporation it had, in violation of an alleged agreement between one of its officers and said stockholder, retained his name in its corporate name, to the injury of the applicant. Held, That as the application presents questions concerning purely º rights, in which the interest of the public is quite remote and indirect, it does not appear to the commission ia proceeding in respect thereof would be to the interest of the pupil.c. 10 ConFERENCE RULINGS OF THE FEDERAL TRADE COMMISSION. 18. Refusal to sell—Exclusive agency.—On inquiry: Held, That the Clayton Act does not prohibit manufacturers establishing exclusive sales agencies in certain territory and selling their product in such territory only through such agencies. A refusal to sell to others in such territory, where such agency has been established, is therefore not unlawful. Whether a mere refusal to sell under any circumstances is contrary to the provisions of the Clayton Act or the Federal Trade Commission Act the commission does not now decide. 19. Pipe lines—Jurisdiction.—On application for the issuance of a complaint as to methods of a pipe line for the transportation of oil between the States: Held, That the commission has no jurisdiction in the premises, and that the matter should be referred to the Inter- state Commerce Commission. 20. Exclusive territory—Refusal to sell.—On application for the issuance of a complaint, it appeared that a manufacturer engaged in interstate commerce lº exclusive territory to jobbers of his product in various States and refused to sell to the applicant, a com— eting jobber. Held, That the Federal Trade Commission Act and the layton Act do not prohibit manufacturers selling their product sºci: through one dealer in a given territory. A refusal to sell to others in such territory under such circumstances is therefore not unlawful. Whether a mere refusal to sell under any circumstances or for any reasons is contrary to the provisions of the Clayton Act or the Federal Trade Commission Act the commission does not now decide. 21. Exclusive agency—Exclusive territory—Refusal to sell.—On application for the issuance of a complaint, it appeared that a manu- facturer, engaged in interstate commerce, having selected an exclusive agent or distributing dealer in certain territory, refused to sell to another dealer within this territory. Held, That neither the Federal Trade Commission Act nor the Clayton Act prohibits manufacturers establishing exclusive agencies or assigning exclusive territory to dealers. Under these circumstances a refusal to sell to others than such agents or distributors is therefore not unlawful under these acts. 22. Railroads—Jurisdiction.—On application for the issuance of a complaint as to abandonment by an interstate railway company of part of a branch line and its purpose to abandon more of it: Held, *. . commission has no jurisdiction of the subject matter of this com- plaint. 23. Interstate commerce—Jurisdiction.—On inquiry whether a local merchant in offering an automobile free to the customer drawing a specified number is practicing an unfair method of competition: Held, That, as interstate commerce is not involved, the commission has no jºtion to determine whether or not the act complained of is unlawful. - 24. Interstate commerce—Jurisdiction.—On application for the issuance of a complaint, a retail dealer alleged that a competitor, engaged in business in the same city, sold goods below the price at CONFERENCE RULINGS OF THE FEDERAL TRADE COMMISSION. 11 which the applicant could purchase them. Held, That, as interstate commerce is not involved, the commission has no jurisdiction to deter- mine whether or not the practice complained of is unlawful. 25. Interstate commerce—Jurisdiction.—On application for the issuance of a complaint, it appeared that a retail dealer was selling a well-known make of underwear much below the customary price, to the injury of a jobber in the same city who sold these goods to the local retail trade. Held, That, as interstate commerce is not involved, the commission has no jurisdiction to determine whether or not the practice complained of is unlawful. 26. Interstate commerce—Jurisdiction.—On application for the issuance of a complaint, it appeared that two competitors of the appli- cant, located in the same city, sold lumber below cost. The sales of all parties at interest were confined wholly within one State. Held, That, as interstate commerce is not involved, the commission has no jurisdiction to determine whether or not the practice complained of is unlawful. 27. Interstate commerce—Jurisdiction.—On application for the issuance of a complaint, it was alleged by a retail dealer that other dealers in the community were using unfair methods in competition with him. Held, That, as interstate commerce is not involved, the commission has no jurisdiction to determine whether or not the methods complained of are unlawful. 28. Banks—Jurisdiction.—On inquiry respecting the refusal of banks to lend money on a º of collateral: Held, That the facts do not present a case within the jurisdiction of the commission, banks being expressly excepted from the provisions of section 5 of the Federal Trade Commission Act. 29. Practice where suggestion of violation of decree of Federal court is made.—On application for the issuance of a complaint, it appeared that the practice complained of might be in violation of a decree against the party charged with these practices, which decree was entered in a Federal court. Held, That the matter should be, in this instance, referred by the commission to the Department of * Each matter of this kind will be disposed of upon its own acts. 30. Jurisdiction—Deprivation of rights by municipal ordinance.— On inquiry: Held, That the commission has no jurisdiction to pass upon the claim of an electrical engineer that, by town ordinance, his right there to carry on his work is unduly abridged. 31. Interstate Commerce—Jurisdiction—Refusal to sell.—On in- quiry: Held, That where a jobber or manufacturer refuses to sell to a retailer in the same State, and no interference with interstate com— merce appears to be involved, the commission has no jurisdiction to act in the premises. 12 CONFERENCE RULINGS OF THE FEDERAL TRADE COMMISSION. 32. Interstate commerce—Labor unions—Jurisdiction.—On appli- cation for the issuance of a complaint respecting the enforcement of certain local labor-union rules: Held, That as the labor union is not engaged in commerce, the commission has no jurisdiction to deter- mine whether or not the practice complained of is unlawful. 33. Refusal to manufacture and sell—Competition—Jurisdiction.— On application for the issuance of a complaint, it appeared that a company engaged in the manufacture of bottle crowns refused to make certain crowns for the applicant, assigning as the reason that the crowns ordered would constitute an #º: of the trade- mark of another customer, a competitor of the applicant. It did not appear that the refusal complained of was induced by the compet- itor. Held, That, as the facts do not disclose a method of competition, the commission is without jurisdiction to act in the premises. 34. Interstate commerce—Jurisdiction.-On application for the issuance of a complaint, it appeared that the º of certain small coal mines refused to .# to a retail dealer in the immediate vicinity except through a competing dealer and, through the pur- chase of other near-by mines, cut off his supply of coal. Held, That, as interstate commerce is not involved, the commission has no juris- diction to determine whether or not the practice complained of ‘is unlawful. 35. Interstate commerce—Jurisdiction.—On application for the issuance of a complaint, it appeared that a retail dealer competing with the applicant, both doing business only within the State, discriminated in price between different localities in the sale of a commodity. Held, That, as interstate commerce is not involved, the commission has no jurisdiction to determine whether or not the practice complained of is unlawful. . 36. Procedure—Combinations in restraint of trade,-On application for the issuance of a complaint, suggesting unlawful combinations by companies engaged in interstate commerce in restraint of such com- merce, no unfair method of competition being alleged: Held, That the matter thus involved should be referred to the Department of Justice. 37. Clayton Act—Section 3–Pending litigation.—On application for the issuance of a complaint, alleging a violation of section 3 of the Clayton Act, where it appeared that the party complained of is the defendant in a suit brought by the Department of Justice, in- wolving the same questions of law and fact: Held, That a proceeding ... commission at this time would not be to the interest of the pupilc. ſº . 38. Interstate commerce—Jurisdiction—Competition.—On applica- tion for the issuance of a complaint, it appeared that a retail dealer, doing business wholly within one State, advertised the product of the applicant, a manufacturer engaged in interstate commerce, at less than the price at which the latter sold it at wholesale. Held, that, as in this instance, the method of competition complained of is used CONFERENCE RULINGS OF THE FEDERAL TRADE COMMESSION. 13 by a concern engaged solely in intrastate commerce, and only against local competitors not engaged in interstate commerce, the commission has no jurisdiction. 39. Manufacture and sale of repair parts—Unpatented articles.— On application for the issuance of a complaint, it appeared that cer- tain foundrymen made and sold repair parts for stoves manufactured by the applicant. It was not claimed that the stoves were patented or that the foun en led the public to believe that the parts were made by the applicant. Held, That under such circumstances the making and selling of repair parts Ior unpacented articles, by others than the original manufacturer, is not a violation of section 5 of the Federal Trade Commission Act. 40. Interstate commerce—Local boycott—Jurisdiction.—-On appli- cation for the issuance of a complaint, it appeared that certain adver- tisers in a local newspaper, and some of its subscribers, all apparently residing in the community where it was published, combined together and threatened to withdraw their patronage unless the management of the paper changed its policy. Held, That the facts alleged do not disclose . violation of any law which the commission has jurisdic- tion to enforce. O