A 50 Year History of Social Diversity At the University of Michigan James J. Duderstadt The Millennum Project The University of Michigan Copyright © 2015 The Millennium Project, The University of Michigan All rights reserved. The Millennium Project The University of Michigan 2001 Duderstadt Center 2281 Bonisteel Boulevard Ann Arbor, MI 48109-2094 http://milproj.dc.umich.edu NOTE: The quilt on the cover was constructed from T-shirts relecting the highly diverse student organizations of the University and presented to the Duderstadts in 1996 to celebrate their presidency. 1 A 50 Year History of Social Diversity at the University of Michigan James J. Duderstadt, President Emeritus The University of Michigan was established in 1817 in the village of Detroit by an act of the Northwest Territorial government and inanced through the sale of Indian lands granted by the United States Congress. Since it beneited from this territorial land grant, the new university was subject to the Enlightenment themes of the Northwest Ordinance guaranteeing civil rights and religious freedom. Envisioned by the people of the Michigan Territory as truly public, Michigan became the irst university in America to successfully resist sectarian control. Buoyed by committed students, faculty, staf, and the citizens of our state, the University of Michigan has consistently been at the forefront of higher education, grappling with the diicult issues of plurality and promoting equality. In many ways, it was at the University of Michigan that Thomas Jeferson’s statement of the principles of the Enlightenment in his proposition for the nation, “We hold these truths to be self-evident: That all men are created equal”, was most fully embraced and realized. Whether characterized by gender, race, religion, socioeconomic background, ethnicity, or nationality– not to mention academic interests or political persuasion–the university has always taken great pride in the diversity of its students, faculty, and programs. Particularly notable here was the role of Michigan President James Angell in articulating the importance of Michigan’s commitment to provide “an uncommon education for the common man” while challenging the aristocratic notion of leaders of the colonial colleges such as Charles Eliot of Harvard. Angell argued that Americans should be given opportunities to develop talent and character to the fullest. He portrayed the state university as the bulwark against the aristocracy of wealth. However the journey to achieve Angell’s vision of the University’s public purpose did not come easily. As with most of higher education, the history of diversity at Michigan has been complex and often contradictory. There have been many times when the institution seemed to take a step forward, only to be followed by two steps backward. Michigan was one of the earliest universities to admit African-Americans and women in the late 19th President James Angell century. At our founding, we attracted students from a broad range of European ethnic backgrounds. In the early 1800s, the population of the state swelled with new immigrants from the rest of the country and across the European continent. It took pride in its large enrollments of international students at a time when the state itself was decidedly insular. By 1860, the Regents referred “with partiality,” to the “list of foreign students drawn thither from every section of our country.” Forty-six percent of our students then came from other states and foreign countries. Today more than one hundred nations are represented at Michigan. In contrast, our record regarding Native Americans has been disappointing. In 1817, in the treaty of Fort Meigs, local tribes became the irst major donors when they ceded 1,920 acres of land for “a college at Detroit.” A month later the Territorial Legislature formed the “university of Michigania,” and accepted the land gift in the college’s name. Today, although the number of Native American students enrolled is very low, they continue to make vital cultural and intellectual contributions to the University. 2 The irst African American students arrived on campus in 1868, without oicial notice. In the years following Reconstruction, however, discrimination increased. Black students joined together to support each other early in the century and staged restaurant sit-ins in the 1920s. It was not until the 1960s that racial unrest inally exploded into campus-wide concerted action. Michigan’s history with respect to gender is also very mixed. Michigan was the irst large university in America to admit women. At the time, the rest of the nation looked on with a critical eye. Many were certain that the “experiment” would fail. The irst women who arrived in 1870 were true pioneers, the objects of intense scrutiny and resentment. For many years, women had separate and unequal access to facilities and organizations. Yet, in the remaining decades of the 19th Century, the University of Michigan provided strong leadership for the nation. Indeed, by 1898, the enrollment of women had increased to the point where they received 53 percent of Michigan’s undergraduate degrees. However, during the early part of the 20th Century, and even more with the returning veterans after World War I, the representation of women in the student body declined signiicantly. It only began to climb again during the 1970s and 1980s and, for the irst time in almost a century, once again exceeded that of men in 1996. During the past several decades, the University took a number of steps to recruit, promote, and support women staf and faculty, modifying University policies to better address their needs. True equality has come slowly, driven by the eforts of many courageous and energetic women. 1960-1970s The University of Michigan faltered badly in its public purpose of achieving a campus characterized by the diversity of the society it served in the post-WWII years. As minority enrollments languished and racial tensions lared in the 1960s and 1970s, it was student activism that inally stimulated action. Although the University had made eforts to become a more diverse institution, both black and white students, frustrated by the slow movement, organized into the irst Black Action Movement (BAM) in 1970, which demanded that the University commit to achieving 10% black enrollments. The administration building was occupied and students boycotted classes. Yet many positive advances came from this outpouring of student solidarity. The number of African American faculty and students on campus increased during the 1970s, new programs were initiated and old programs were funded. Yet after only a few years, minority enrollments began to fall once again and funding waned by the late 1970s. Two more student movements (BAM II and III) formed in an efort to stimulate the University to once again take a systematic look at the diicult problems of race on campus. While the University renewed its eforts to achieve diversity and the enrollment of underrepresented minorities began to increase, this soon envolved into a largely bureaucratic efort based on airmative action and equal opportunity policies, and minority enrollments continued to decline. Although there were occasional expressions of concern about the lack of University progress on these fronts, these were not suicient to reorder University priorities until the late 1980s. 1980s Throughout the 1980s there were increasing signs of a reoccurrence of racial tensions on several of the more politically active campuses across the country. Both UC Berkeley and Columbia had experienced the irst signs of a new generation of student activism along racial lines. By the late l980s concern about minority afairs had also appeared at Michigan through a movement known as the Free South Africa Coordinating Committee, or FSACC, led by a small group of graduate students in the social sciences. Although the group initially built most of their activism around the case for divestment of University holdings in irms doing business in apartheid South Africa, there were a series of other issues including demands that the University establish Martin Luther King Day as an oicial University holiday, that it re-evaluate the manner in which tenure was provided to minority faculty, and that it discard the normal admissions requirements such as the use of standardized test scores. Although such activism continued at a fairly vocal level, it was stable and did not escalate until a series of racist events occurred in early l987. This activism was generally manifested in occasional rallies on the Diag, angry testimony to the 3 Protest Shanties on the Diag Regents at public comments sessions, or letters to the editor of the Michigan Daily. Nevertheless, there were other signs that all was not well within the University. The University was subject to occasional attacks from both of the Detroit newspapers about its lack of success in achieving racial diversity. It was clear that the efort to recruit minority students was not a top University priority in the late l970s and early l980s, and minority student enrollment declined throughout this period. Furthermore, the number of minority faculty had leveled of and began to decline; indeed, there were losses of key minority faculty throughout the l980s. This led to a growing sense of frustration on the part of a number of minority faculty and staf. Early in l987, student activism shifted from divestment to focus instead on racism as its rallying cry. FSACC was renamed the United Coalition Against Racism, or UCAR, and the rallies on the Diag began to address incidents of racism on campus. Coincidentally, the number of charges of racist incidents began to increase, including the appearance of racist lyers in dormitories and complaints about racist slurs directed against minority students. Needless to say, these charges attracted great attention from the Detroit papers, which had become almost ixated on the subject of racism because of the increasing racial polarization of that city. 1990s By the late 1980s, it had become apparent that the university had made inadequate progress in its goal to relect the rich diversity of our nation and our world Protests in the President’s Oice among its faculty, students and staf. In assessing this situation, the new administration concluded that although the University had approached the challenge of serving an increasingly diverse population with the best of intentions, it simply had not developed and executed a plan capable of achieving sustainable results. More signiicantly, we believed that achieving our goals for a diverse campus would require a very major change in the institution itself. It was the long-term strategic focus of our planning that proved to be critical, because universities do not change quickly and easily any more than do the societies of which they are a part. Michigan would have to leave behind many reactive and uncoordinated eforts that had characterized its past and move toward a more strategic approach designed to achieve long-term systemic change. Sacriices would be necessary as traditional roles and privileges were challenged. In particular, we understood the limitations of focusing only on airmative action; that is, on access, retention, and representation. The key would be to focus instead on the success of underrepresented minorities on our campus, as students, as faculty, and as leaders. We believed that without deeper, more fundamental institutional change these eforts by themselves would inevitably fail–as they had throughout the 1970s and 1980s. The challenge was to persuade the university community that there was a real stake for everyone in seizing the moment to chart a more diverse future. People needed to believe that the gains to be achieved through diversity would more than compensate for the necessary sacriices. The irst and most important step was to link diversity and excellence as the two most compel- 4 Student Access and Success Undergraduate Student Access Wade McCree Incentive Scholarship King/Chavez/Parks Program Summer programs (e.g., DAPCEP) College Day visitation for families Tuition grants to all Native American students from Michigan. Special Undergraduate Programs Undergraduate Research Opportunity Program 21st Century Program CRLT Programs Leadership 2017 Oice of Academic Multicultural Initiatives Graduate Student Support Fully funding minority graduate support Rackham Graduate Merit Fellowship Program Special Programs Tapped grass-roots creativity and energy using $ 1 M/y Presidential Initiatives Funds tor competitive proposals from faculty and student groups. Results Enrollments: 83% increase in students of color (to 28%) 90% increase in underrep min (to 15%) 57% increase in AA (to 2,715 or 9.1%) 126% increase of Latinos (to 4.3%) 100% increase in Native Americans (to 1.1%) Graduation rates for African Americans highest among public universities. UM ranked 27th in nation in minority BA/BS 8th for M.S. degrees, 7th for PhD degrees 1st in African American PhDs (non HBCU’s) Graduate education Increased minority fellowships by 118% Of 734 Rackham Fellows in 1994, 51% were African American, 29% were Latino Professional Schools: Business: 12% AA, 28% color Medicine: 11% AA, 39% color Law: 10% AA, 21% color Faculty Target of Opportunity Program Faculty Development (Faculty Awards Program for minority faculty) Cluster hiring Creating a welcoming and supportive culture (networks, centers, surveys) Enlarging candidate pool by increasing PhD enrollments Results +62% for African Americans (128) +117% for Latinos (52) +75% for Native Americans (7) Senior academic leadership (URM): from 14 to 25 Staf Demanded accountability in hiring and promotion Human Resources and Airmative Action programs Consultation and Conciliation Services Results Top managers: +100% (to 10% of management) P&A: +80 (from 449 to 816) More Generally Building University-wide commitments Oice of Minority Afairs, Vice-Provost for Minority Afairs Demanding accountability Included in compensation review Included in budget review Included in appointment review Leadership Half of Executiver Oicers were African American Executive VP Medical Center (Rita Dumas) Secretary of University (Harold Johnson) VP Research (Homer Neal) UM Flint Chancellor Charlie Nelms UM Dearborn Chancellor James Renick JJD’s Successor was African American (Homer Neal) Some Actions and Results of the Michigan Mandate by 1996 5 Minority student enrollments (percentages) African-American student enrollments (percentages) Graduation rates of African-American student cohorts six years afer initial entry Number of minority tenured and tenure-track faculty Number of university minority graduate fellowships Number of African-American faculty 6 The Michigan Mandate: MLK Day Unity March, addressing student and alumni groups, Professor Bunyon Bryant, Professor Charles Moody (with President Ford), Dean Rhetaugh Dumas, Associate Vice Provost Lester Monts, toasting the heros of the successful Michigan Mandate. ling goals before the institution, recognizing that these goals were not only complementary but would be tightly linked in the multicultural society characterizing our nation and the world in the future. As we moved ahead, we began to refer to the plan as The Michigan Mandate: A Strategic Linking of Academic Excellence and Social Diversity. Over the irst two years, hundreds of discussions with groups both on and of campus were held. We reached out to alumni, donors, and civic and political leaders and groups, while meeting with countless student faculty and staf groups. Great care was taken to convey the same message to everyone as a means of establishing credibility and building trust among all constituencies. Meetings were sometimes contentious, often enlightening, but rarely acrimonious. Gradually understanding increased and support grew. Although the plan itself came from the administration, it would be individuals and units that would devise most of the detailed plans for carrying it forward. University publications, administrators’ speeches and meetings, Faculty Senate deliberations, all carried the message: Diversity would become the cornerstone in the University’s efforts to achieve excellence in teaching, research, and service in the multicultural nation and world in which it would exist. The mission and goals of the Michigan Mandate were stated quite simply: 1) To recognize that diversity and excellence are complementary and compelling goals for the university and to make a irm commitment to their achievement. 2) To commit to the recruitment, support, and success of members of historically under- 7 represented groups among our students, faculty, staf, and leadership. 3) To build on our campus an environment that sought, nourished, and sustained diversity and pluralism and that valued and respected the dignity and worth of every individual. Associated with these general goals were more speciic objectives: 1) Faculty recruitment and development: To substantially increase the number of tenure-track faculty in each underrepresented minority group; to increase the success of minority faculty in the achievement of professional fulillment, promotion, and tenure; to increase the number of underrepresented minority faculty in leadership positions. 2) Student recruitment, achievement, and outreach: To achieve increases in the number of entering underrepresented minority students as well as in total underrepresented minority enrollment; to establish and achieve speciic minority enrollment targets in all schools and colleges; to increase minority graduation rates; to develop new programs to attract back to campus minority students who have withdrawn from our academic programs; to design new and strengthen existing outreach programs that have demonstrable impact on the pool of minority applicants to undergraduate, graduate, and professional programs. 3) Staf recruitment and development: To focus on the achievement of airmative action goals in all job categories; to increase the number of underrepresented minorities in key University leadership positions; to strengthen support systems and services for minority staf. 4) Improving the environment for diversity: To foster a culturally diverse environment; to signiicantly reduce the number of incidents of racism and prejudice on campus; to increase community-wide commitment to diversity and involvement in diversity initiatives among students, faculty, and staf; to broaden the base of diversity initiatives; to assure the compatibility of University policies, procedures, and practice with the goal of a multicultural community; to improve communications and interactions with and among all groups; and to provide more opportunities for minorities to communicate their needs and experiences and to contribute directly to the change process. A series of carefully focused strategic actions was developed to move the University toward these objectives. These actions were framed by the values and traditions of the University, an understanding of our unique culture characterized by a high degree of faculty and unit freedom and autonomy, and animated by a highly competitive and entrepreneurial spirit. The strategy was both complex and pervasive, involving not only a considerable commitment of resources (e.g., fully funding all inancial aid for minority graduate students) but also some highly innovative programs. To cite just one highly successful example, the University established what was called the Target of Opportunity Program aimed at increasing the number of minority faculty at all ranks. Traditionally, university faculties have been driven by a concern for academic specialization within their respective disciplines. Too often in recent years the University had seen faculty searches that were literally “replacement” searches rather than “enhancement” searches. To achieve the goals of the Michigan Mandate, the University had to free itself from the constraints of this traditional perspective. Therefore, the administration sent out the following message to the academic units: be vigorous and creative in identifying minority teachers/scholars who can enrich the activities of your unit. Do not be limited by concerns relating to narrow specialization; do not be concerned about the availability of a faculty slot within the unit. The principal criterion for the recruitment of a minority faculty member is whether the individual can enhance the department. If so, resources will be made available to recruit that person to the University of Michigan. By the mid 1990s Michigan could point to signiicant progress in achieving diversity. The representation of underrepresented minority students, faculty, and staf more than doubled over the decade-long efort. But, perhaps even more signiicantly, the success of underrepresented minorities at the University improved even more remarkably, with graduation rates rising to the highest level among public universities, promotion and tenure success of minority faculty members becoming comparable to their majority colleagues, and a growing number of appointments of minorities to leadership positions in the University. The campus climate not only became more accepting and supportive of diversi- 8 Listening, learning, planning, and selling the Michigan Agenda for Women ty, but students and faculty began to come to Michigan because of its growing reputation for a diverse campus. Perhaps most signiicantly, as the campus became more racially and ethnically diverse, the quality of the students, faculty, and academic programs of the University increased to the highest level in the institution’s history. This latter fact reinforced our contention that the aspirations of diversity and excellence were not only compatible but, in fact, highly correlated. By every measure, the Michigan Mandate was a remarkable success, moving the University beyond the original goals of a more diverse campus. Even while pursuing the racial diversity goals of the Michigan Mandate, we realized we could not ignore another glaring inequity in campus life. If we meant to embrace diversity in its full meaning, we had to attend to the long-standing concerns of women faculty, students, and staf. Here, once again, it took time–and con- siderable efort by many women colleagues to educate the administration to the point where we began to understand that the university simply had not succeeded in including and empowering women as full and equal partners in all aspects of its life and leadership. In faculty hiring and retention, despite the increasing pools of women in many ields, the number of new hires of women had changed only slowly during the late twentieth century in most research universities. In some disciplines such as the physical sciences and engineering, the shortages were particularly acute. We continued to sufer from the “glass ceiling” phenomenon: that is, because of hidden prejudice women were unable to break through to the ranks of senior faculty and administrators, though no formal constraints prohibited their advancement. The proportion of women decreased steadily as one moved up the academic ladder. Additionally, there appeared to be an increasing 9 Number of women faculty tendency to hire women of the tenure track as postdoctoral scholars, lecturers, clinicians, or research scientists. The rigid division among various faculty appointments ofered little or no opportunity for these women to move into tenured faculty positions. Many of our concerns derived from the extreme concentration of women in positions of lower status and power—as students, lower-pay staf, and junior faculty. The most efective lever for change might well be a rapid increase in the number of women holding positions of high status, visibility, and power. This would not only change the balance of power in decision-making, but it would also change the perception of who and what matters in the university. Finally, we needed to bring university policies and practices into better alignment with the needs and concerns of women students in a number of areas including campus safety, student housing, student life, inancial aid, and childcare. To address these challenges, the university developed and executed a second strategic efort known as the Michigan Agenda for Women. While the actions proposed were intended to address the concerns of women students, faculty, and staf, many of them beneited men as well. In developing the Michigan Agenda, we knew that diferent strategies were necessary for diferent parts of the university. Academic units varied enormously in the degree to which women participated as faculty, staf, and students. What might work in one area could fail miserably in another. Some ields, such as the physical sciences, had very few women represented among their students and faculty. For them, it was necessary to design and implement a strategy which spanned the entire pipeline, from K-12 outreach to undergraduate and graduate education, to faculty recruiting and development. For others such as the social sciences or law, there already was a strong pool of women students, and the challenge became one of attracting women from this pool into graduate and professional studies and eventually into academe. Still other units such as education and many departments in humanities and sciences had strong participation of women among students and junior faculty, but sufered from low participation in the senior ranks and in leadership roles. Like the Michigan Mandate, the vision was again both simple yet compelling: that by the year 2000 the university would become the leader among American universities in promoting and achieving the success of women as faculty, students, and staf. Again the president took on a highly personal role in this efort, meeting with hundreds of groups on and of campus, to listen to their concerns and invite their participation in the initiative. Rapidly there was again signiicant progress on many fronts for women students, faculty, and staf, including the appointment of a number of senior women faculty and administrators as deans and executive oicers, improvement in campus safety, and improvement of family care policies and child care resources. In 1988 Michigan appointed its irst woman Dean of LS&A, Edie Goldenberg, in 1993 our irst Vice Provost for Health Afairs, Rhetaugh Dumas, and in 1997 our irst woman provost, Nancy Cantor. Finally, in 2002, the University of Michigan named its irst woman president, Mary Sue Coleman. The University also took steps to eliminate those factors that prevented other groups from participating fully in its activities. For example, we extended our antidiscrimination policies to encompass sexual orientation and extended staf beneits and housing opportunities to same-sex couples. This was a particularly controversial action because it was strongly opposed not only by the religious right but also by several of the University’s Regents. Yet, this was also an issue of equity, deeply frustrating to many faculty, staf, and students, which required attention. Harold Shapiro had tried on several occasions to persuade the regents to extend its anti-discrimination policies to include the gay community, without success. Finally, with a supportive, albeit short-lived, Demo- 10 cratic majority among the Regents, we decided to move ahead rapidly to put in the policy while there was still political support, no matter how slim. The anticipated negative reaction was rapid and angry–an attempt by the Legislature to deduct from our appropriation the estimated cost of the same-sex couple beneits (efectively blocked by our constitutional autonomy), a personal phone call to the president from our Republican governor (although it was a call he did not want to make, and he did not insist upon any particular action), and a concerted and successful efort to place two conservative Republican candidates on our Board of Regents in the next election (resulting in the horror of a 4-4 divided board during my last two years as president). We were determined to defend this action, however, as part of a broader strategy. We had become convinced that the university had both a compelling interest in and responsibility to create a welcoming community, encouraging respect for diversity in all of the characteristics that can be used to describe humankind: age, race, ethnicity, nationality, gender, religious belief, sexual orientation, political beliefs, economic background, geographical background. 2000s But, of course, this story does not end with the successful achievements of the Michigan Mandate in 1996 when a new president arrived. Beginning irst with litigation in Texas (the Hopwood decision) and then successful referendum eforts in California and Washington, conservative groups such as the Center for Individual Rights began to attack policies such as the use of race in college admissions. Perhaps because of Michigan’s success with the Michigan Mandate, the University soon became a target for those groups seeking to reverse airmative action with two cases iled against the University in 1997, one challenging the admissions policies of undergraduates, and the second challenging those in our Law School. Even as the Bollinger administration launched the expensive legal battle to defend the use of race in college admissions, it discontinued most of the efective policies and programs created by the Michigan Mandate, in part out of concern these might complicate the litigation battle, but also because such action was no A quilt assembled from student T-shirts relecting the University’s diversity in 1998 presented by student government to the Duderstadts. longer a priority of the new administration . Indeed, even the mention of the Michigan Mandate became a forbidden phrase in its efort to erase the past. As a consequence, the enrollment of underrepresented minorities began almost immediately to drop at Michigan, eventually declining from 1997 to 2010 by over 50% for African American students overall and by as much as 80% in some of UM’s professional schools. In 1996 half (5) of the Executive Oicers were minority, but by the early 2000s, only one out of 11 executive oicers and one out of 18 deans in the new administration were underrepresented minorities. Although the 2003 Supreme Court decisions were split, supporting the use of race in the admissions policies of our Law School and opposing the formula-based approach used for undergraduate admissions, the most important ruling in both cases stated, in the words of the court: “Student body diversity is a compelling state interest that can justify the use of race in university admission. When race-based action is necessary to further a compelling governmental interest, such action does not violate the constitutional guarantee of equal protection so long as the narrow-tailoring requirement is also 11 The decline and fall of UM’s racial diversity with a new administration in the late 1990s. Changes in minority enrollments over past four decades 12 A comparison of Michigan with other peer institutions demonstrates the catastrophic decline in minority enrollments that began at UM in the late 1990s and continued for the next 15 years. (Atlantic, 2014) satisied.” Hence, the Supreme Court decisions on the Michigan cases reairmed those policies and practices long used by most selective colleges and universities throughout the United States. But more signiicantly, it reairmed both the importance of diversity in higher education and established the principle that, appropriately designed, race could be used as a factor in programs aimed at achieving diverse campuses. Hence the battle was won, the principle was irmly established by the highest court of the land. We had won. Or so we thought… While an important battle had been won with the Supreme Court ruling, we soon learned that the war for diversity in higher education was far from over. As university lawyers across the nation began to ponder over the court ruling, they persuaded their institutions to accept a very narrow interpretation of the Supreme Court decisions as the safest course. Actually, this pattern began to appear at the University of Michigan during the early stages of the litigation process. Although the Supreme Court decision supported the use of airmative action (if “narrowly tailored”), many universities began to back away from programs aimed at recruitment, inancial aid, and academic enrichment for minority undergraduate students, either eliminating entirely such programs or opening them up to non-minority students from low-income households. Threats of further litigation by conservative groups have intensiied this retrenchment. After the years of efort in building successful programs such as the Michigan Mandate and defending the importance of diversity in higher education all the way to the Supreme Court, the tentative nature of the decision (“narrowly tailored race considerations”) probably caused more harm than good by unleashing the lawyers on our campuses to block successful eforts to broaden educational opportunity and advance the cause of social justice. Ironically, the uses of airmative action (and programs that involved racial preference) actually were not high on the agenda of the Michigan Mandate. Rather our success involved commitment, engagement, and accountability for results. Minority enrollments continued to decline at Michigan throughout the 2010s as the new priority became attracting large numbers of wealthy out-of-state students capable of paying high tuition and generating the revenue to compensate for the loss of state support. No effort was made to resume those programs that had been so successful in the 1990s under the Michigan Mandate. As the charts above indicate, Michigan’s decline in diversity ranked among the most precipitous among its peers during this period. In 2006, Michigan voters approved a constitutional referendum similar to that of California’s Proposition 209 to ban the use of airmative action in public institutions. Although most of the decline in minority enrollments had occurred by this time, this referendum prevented Michigan colleges and universities from us- 13 Change in Minority Enrollments Minority 1996 2015 Change African Am 2,824 1,801 -36% Hispanic 1,473 2,018 +37% Native Am 227 92 -60% Underrep 4,524 3,921 -14% Change in Minority Percentages Minority aluent backgrounds capable of paying the high tuition necessary to generate revenues to compensate for the loss of state support. The University set aside its longstanding priority of “providing a uncommon education for the common man”, instead attracting the “uncommonly rich” students, which had major impact on its economic diversity. Economic Diversity 1996 2015 Change African Am 9.3% 4.8% -48% Hispanic 4.5% 5.4% +20% Native Am 0.7% 0.25% -64% Asian Am 11.6% 13.5% +13% Underrep 14.1% 10.1% -32% Fresh Afric 9.3% 5.1% -45% The drop in underrepresented minorities over the past 20 years. ing even the narrowly tailored prescriptions of the 2003 Supreme Court decision, and the decline in the enrollments of underrepresented minority students, erasing most of the gains with the Michigan Mandate strategy in the 1990s and returning this measure of diversity to the levels of the 1960s. More speciically (as shown in several charts depicting the enrollments of underrepresented minorities over the past 40 years, total African American enrollments have dropped from a peak of 9.3% in 1996 to 4.8% in 2015, and the enrollments in key professional schools such as Medicine, Law, and Business dropped from 10%-12% to less than 3%. While the constitutional ban on the use of airmative action resulting from a public referendum in 2006 certainly hindered the recruiting of minority students, the most precipitous drop in enrollments began long before the state ban on airmative action. It clearly began when a new administration halted all of the programs of the Michigan Mandate, and then following the 2003 Supreme Court decision, when it throttled back pressures on the deans and directors on achieving diversity. While diversity was certainly given lip service during the 2000s through a massive public relations efort, it most assuredly was not given priority for speciic action or strong accountability. Instead the priority was given to a rapid expansion of students from Throughout the last decade, there has been an increasing concern that many public universities, particularly lagship research universities such as Michigan, were also losing the economic diversity that characterized their public purpose. A 2010 report by the Education Trust, Opportunity Adrift, stated: “Founded to provide ‘an uncommon education for the common man’, many lagship universities have drifted away from their historic mission”. (Haycock, 2010) Analyzing measures such as access for low-income and underrepresented minority students and the relative success of these groups in earning diplomas, they found that the University of Michigan and the University of Indiana received the lowest overall marks for both progress and current performance among all major public universities in these measures of public purpose. For example, Michigan’s percentage of Pell Grant students in its freshman class (the most common measure of access for low-income students) has fallen to 11%, well below most other public universities including Michigan State (23%) and the University of California (32%); it even lags behind several of the most expensive private universities including Harvard, MIT, and Stanford. (Campbell, 2015) Yet, another important measure of the degree to which public universities fulill their important mission of providing educational opportunities to a broad range of society is the degree to which they enroll irst generation college students. It is disturbing that today less than 6% of the University’s enrollment consists of such students, compared to 16% by its public university peers and 14% of the enrollments of highly selective private universities. Of comparable concern is the signiicant drop in enrollments of underrepresented minority students, dropping from 17% of undergraduates in 1996 (including 14 Michigan’s ranking in Pell Grant students lags badly behind other public universities. 9.4% African American) to 10% in 2015 (4.4% African American). Once Michigan’s professional schools were leaders in minority enrollments (with Medicine, Business, and Law at 12% African American enrollments in the 1990s); today they have fallen badly to levels of 5% or less. While the very recent decline may be attributable in part to the impact of the State of Michigan’s Proposition 2 passed in 2007 that restricted the use of airmative action, racial diversity on campus has actually been declining for well over a decade, suggesting more fundamental concerns about the University’s commitment to diversity. What was happening? To be sure, the State of Michigan ranks at the bottom of the states in the amount of need-based inancial aid it provides to college students, requiring the University to make these commitments from its own internal funds. But it is also due to the decision made in the late 1990s to compensate for the loss of state support by dramatically increasing enrollments with a bias toward out-of-state students who generate new revenues with high tuition. Clearly students who can pay annual tuition-room & board at the out-of-state rates of $60,000 come from highly aluent families. Indeed, the average family income of Michigan undergraduates now exceeds $150,000 per year, more characteristic of the “top 1%” than the “common man”. Lessons Learned It seems appropriate to end this chapter on the University’s public purpose with several conclusions: First, we must always keep in mind that the University of 15 Two tragic realities: 1) Michigan tuition is determined largely by state support. Michigan is a public university, created as the irst such institution in a young nation, evolving in size, breadth, and quality, but always committed to a truly public purpose of “providing an uncommon education for the common man”. Today there is an even more urgent reason why the University must once again elevate diversity to a higher priority as it looks toward the future: the rapidly changing demographics of America. The populations of most developed nations in North America, Europe, and Asia are aging rapidly. In our nation today there are already more people over the age of 65 than teenagers, and this situation will continue for decades to come. Over the next decade the percentage of the population over 60 will grow to over 30% to 40% in the United States, and this aging population will increasingly shift social priorities to the needs and desires of the elderly (e.g., retirement security, health care, safety from crime and terrorism, and tax relief) rather than investing in the future through education and innovation. However, the United States stands apart from the aging populations of Europe and Asia for one very important reason: our openness to immigration. In fact, over the past decade, immigration from Latin America and Asia contributed 53% of the growth in the United States population, exceeding that provided by births (National Information Center, 2006). This is expected to drive continued growth in our population from 300 million today to over 450 million by 2050, augmenting our aging population and stimulating productivity with new and young workers. As it has been so many times in its past, America is once again becoming a nation of immigrants, beneiting greatly from their energy, talents, and hope, even as such mobility changes the ethnic character of our nation. By the year 2030 current projections suggest that approximately 40% of Americans will be members of minority groups; by mid-century we will cease to have any single majority ethnic group. By any measure, we are evolving rapidly into a truly multicultural society with a remarkable cultural, racial, and ethnic diversity. This demographic revolution is taking place within the context of the continuing globalization of the world’s economy and society that requires Americans to interact with people from every country of the world. The increasing diversity of the American population with respect to culture, race, ethnicity, and nationality is both one of our greatest strengths and most serious challenges as a nation. A diverse population gives us great vitality. However, the challenge of increasing diversity is complicated by social and economic factors. Today, far from evolving toward one America, our society continues to be hindered by the segregation and non-assimilation of minority and immigrant cultures. If we do not create a nation that mobilizes the talents of all of our citizens, we are destined for a diminished role in the global community and increased social turbulence. Higher education plays an important role both in identifying and developing this talent. And the University of Michigan faces once again a major challenge in 16 Two more tragic realities: 2) although the University makes a substantial commitment to need-based inancial aid, it is unable to compensate for the absence of a meaningful state need-based inancial aid program in Michigan. reclaiming its leadership in building a diverse campus. Yet there is ample evidence today from states such as California and Texas that a restriction to race-neutral policies will drastically limit the ability of elite programs and institutions to relect diversity in any meaningful way. In fact, many of the approaches used by the University of California in the wake of Proposition 209 have been considered by Michigan. The UC reached out to low-performing high schools, making it possible for students achieving at top levels in these schools would not be penalized in admission decisions for the weaknesses of their schools. They changed its standardized test requirements to put primary emphasis on achievements tests rather than aptitude tests. They sought to look more carefully at applicants to identify those who had overcome serious obstacles in preparing themselves for higher education. They worked with K-12 schools and community colleges to strengthen the preparation for under represented minority students. They launched a major efort to let students, parents, and counselors know about the opportunities UC provided in inancial aid, broadened applications, and preparation for attendance. Yet, as former UC President Richard Atkinson and his colleagues concluded, “Today if we look at enrollment overall, racial and ethnic diversity at the University of California is in great trouble. A decade later, the legacy of Proposition 209 is clear. Despite enormous efforts, we have failed badly to achieve the goal of a student body that encompasses California’s diverse popu- lation. The evidence suggests that–without attention to race and ethnicity–this goal will ultimately recede into impossibility.” Today the University of Michigan provides further evidence from the collapse of its minority enrollments of the diiculty of achieving a diverse campus in the wake of Proposal 2. However, when one turns to economic diversity, the University of California provides a sharp contrast to the University of Michigan. Today 42% of all UC undergraduates receive Pell Grants, compared to 15% at UM. 46% of UC’s entering California residents come from families where neither parent graduated from college, compared to 5% for UM. Approximately 25% of undergraduates come from underrepresented minority populations (African American, Chicano/Latino, and Native American) compared to 10% at UM (although this later comparison is due in part to the very large growth in the Latino population of California). Key to the UC’s success is achieving this remarkable economic diversity have been two key factors: i) the important of the state’s Cal Grant program providing need-based inancial aid that essentially doubles the support of Pell Grant eligible students, and ii) a strategic relationship between California’s community colleges and the University of California, carefully articulated in the California master plan, that enables their associated degrees to serve as stepping stones from secondary school into baccalaureate programs at UC. In sharp contrast, the State of Michigan during the 2000s eliminated ALL state need-based inancial aid. Furthermore, the autonomy 17 The majority of both in-state and out-of-state UM Freshman now come from families with incomes greater than $150,000. granted Michigan’s community colleges allows them to focus more on providing more lucrative adult education programs in their communities rather than serving as “junior colleges” to prepare students for admission to university programs. To be sure, rising tuition levels in Michigan’s public universities have also been a factor. However this has not been the fault of higher education in the state, since there is strong evidence that the actual cost of its educational programs has increased only at the inlation rate. Instead, the real blame for the increasing costs seen by parents must fall on the State of Michigan, which has dramatically cut its support of higher education. In fact, a chart comparing state appropriations with University tuition and fees demonstrates that almost all of the increase in the costs faced by students and parents has been driven by the erosion of the state subsidy through appropriations. Hence restoring the University’s economic diversity will require action along several fronts: Of highest immediate priority is restoring a signiicant need-based inancial aid program at the state level capable of augmenting the modest Pell Grants received by low income students to enable them to attend college. Next, there needs to be serious efort to better deine the mission of the state’s community colleges in preparing students for further university education and developing appropriate articulation agreements to support this transition. Finally, it is absolutely essential to the future of the State of Michigan and the welfare of its people that it begin to restore adequate support for higher education. Michigan’s ranking in the bottom 10% in its ranking of state support for higher education is not only embarrassing but also indicative of why the state’s economic performance today and in the future will similarly lag the rest of the nation. Hence restoring the University’s diversity will require not only a serious restructuring of Michigan’s inancial strategies, but even more important, a renewed commitment to the fundamental public purpose that has guided the University for almost two centuries. While the University of Michigan’s concerted efort to generate support from other patrons, particularly through private giving and sponsored research, it simply must realize that these will never be suicient to support a world-class university of this size, breadth, or impact. Without substantial public support, it is unrealistic to expect that public universities can fulill their public purpose. 18 Hence the highest priority should be to re-engage with the people of Michigan to convince them of the importance of investing in public higher education and unleashing the constraints that prevent higher education from serving all of the people of this state. This must become a primary responsibility of not only the leadership of the University, but its Regents, faculty, students, staf, alumni, and those Michigan citizens who depend so heavily on the services provided by one of the great universities of the world. Returning again to President Atkinson’s analysis, he suggests “We need a strategy that recognizes the continuing corrosive force of racial inequality but does not stop there. We need a strategy grounded in the broad American tradition of opportunity because opportunity is a value that Americans understand and support. We need a strategy that makes it clear that our society has a stake in ensuring that every American has an opportunity to succeed—and every American, in turn, has a stake in our society. Race still matters. Yet we need to move toward another kind of airmative action, one in which the emphasis is on opportunity and the goal is educational equity in the broadest possible sense. The ultimate test of a democracy is its willingness to do whatever it takes to create the aristocracy of talent that Thomas Jeferson saw as indispensable to a free society. It is a test we cannot aford to fail.” The Road Ahead Perhaps we need a bolder approach, similar to that when in 1862 President Lincoln signed the Morrill Act to create the land-grant colleges to serve both the working class and build an industrial nation. Or perhaps better yet, when President Roosevelt signed the G.I. Bill in 1944 or President Johnson signed the Higher Education Act in 1965. In this spirit, then, consider the following three recommendations: Learn Grants for the Millennium Generation Many disadvantaged students (and parents) really do not see higher education as an option open to them, but rather as a privilege for the more aluent. As a result, these students do not have the incentive to perform well in K-12 (nor do their parents have the incentive to support them), hence falling behind early or dropping out of the college-bound ranks. To provide strong incentives, the idea would be to provide EVERY student with a “529 college savings account”, a “LearnGrant”, when they begin kindergarten. Although this account would be owned by the students, its funds could only be used for postsecondary education upon the successful completion of a high school college-preparatory program. Each year students (and their parents) would receive a statement of the accumulation in their account, with a reminder that this is their money, but it can only be used for their college education (or other postsecondary education). An initial contribution of, say, $10,000 (say, a $5,000 federal grant with a state $5,000 match) would accumulate over their K-12 education to an amount that when coupled with other inancial aid would likely be suicient for their college education at a public college or university. Beyond serving as an important source of inancial aid, the Learn Grants would in themselves be a critical incentive for succeeding in K-12 and preparing for a college education. The program might be funded from any of a number of sources, e.g., from a federal plus state match, much of the federal revenue coming from the auction of the digital spectrum. Learn Grants would be provided to all students when entering K-12 (in order to earn broad political support) and could be augmented with additional contributions from public, private, or parental sources during their pre-college years. As to cost, if we assume roughly 4.5 million children enter K-12 each year (the estimate for 2010), then at $10,000 per student, this would cost $40 billion annually ($20 billion each to the states and the federal government). While such a sum is, in fact, immense, it is about the cost of one year of K-12 education (or college education, on the average). It also should be compared to other public expenditures (Medicaid/Medicare, corrections, defense, and even student inancial aid). From this broader perspective, it really doesn’t seem excessive when viewed as an investment in the future of the nation. Building a Society of Learning through a National Commitment to Lifelong Learning The nation would commit itself to the goal of pro- 19 viding universal access to lifelong learning opportunities to all its citizens, thereby enabling participation in the world’s most advanced knowledge and learning society. While the ability to take advantage of educational opportunity always depends on the need, aptitude, aspirations, and motivation of the student, it should not depend on one’s socioeconomic status. Access to lifelong learning opportunities should be a CIVIL RIGHT for all rather than a privilege for the few if the nation is to achieve prosperity, security, and social well being in the global, knowledge- and value-based economy of the 21st century. Perhaps no other recommendation, if implemented, would drive a greater transformation in higher education in America, changing very dramatically whom it serves, how it is inanced, and how it is provided. It would clearly transform higher education into a resource capable of serving a 21st century nation in a global, knowledge economy. A Final Appeal to “Us”...the “Me” Generation When we joined the University of Michigan community in the late 1960s, our parents’ generation was in the inal stages of a massive efort to provide educational opportunities for all Americans. Returning veterans funded through the GI bill had doubled college enrollments, particularly at large public universities such as Michigan. The post-WWII research strategy developed by the federal government was transforming lagship institutions such as Michigan into research universities responsible for most of the nation’s basic research. The Truman Commission had proposed that all Americans should have the opportunity of a college education, and California responded with its Master Plan, which would expand the opportunities for providing “an uncommon education for the common man” at great public universities such as the University of Michigan. Our nation–and, indeed, the world–beneited greatly from these eforts both to provide the educational opportunity and new knowledge necessary for economic prosperity, social well being, and national security. We saw spectacular achievements such as sending men to the Moon, decoding the human genome, and, of course, creating the Internet and the digital age. Although our generation of baby boomers beneited greatly from the commitments of the “Greatest Generation”, our priori- ties in the 1960s lay elsewhere–protesting the war in Vietnam, ighting for civil rights, saving the environment, and, of course challenging the establishment. Yet, fast-forwarding to today, ifty years later, our generation has clearly failed to embrace the commitments made by our parents to educational opportunity. The quality of our primary and secondary schools lags many other nations as K-12 teaching has been transformed into a blue-collar profession. Over the past decade, state support of our public universities has dropped by roughly 35%, with the University of Michigan regarded as the poster child as its state appropriations dropped from 80% of our academic budget in 1960 to less than 8% in 2015. Perhaps most telling of all, are the extraordinary inequities characterizing educational opportunity today. As one of our colleagues has put it: “If you are poor and smart, today you have only a one-in-ten chance of obtaining a college degree. In contrast, if you are dumb and rich, your odds rise to nine-in-ten!” Something has gone terribly wrong! Both the tragedy and irony of this situation lows from the realization that today our world has entered a period of rapid and profound economic, social, and political transformation driven by knowledge and innovation. It has become increasingly apparent that the strength, prosperity, and welfare of region or nation in a global knowledge economy will demand a highly educated citizenry enabled by development of a strong system of education at all levels. It will also require institutions with the ability to discover new knowledge, develop innovative applications of these discoveries, and transfer them into the marketplace through entrepreneurial activities. Now more than ever, people see education as their hope for leading meaningful and fulilling lives. Just as a high school diploma became the passport to participation in the industrial age, today, a century later, a college education has become the requirement for economic security in the age of knowledge. Furthermore, with the ever-expanding knowledge base of many ields, along with the longer life span and working careers of our aging population, the need for intellectual retooling will become even more signiicant. Even those with advanced degrees will soon ind that their continued employability requires lifelong learning. Education in America has been particularly respon- 20 sive to the changing needs of society during early periods of major transformation, e.g., the transition from a frontier to an agrarian society, then to an industrial society, through the Cold War tensions, and to today’s global, knowledge-driven economy. As our society changed, so too did the necessary skills and knowledge of our citizens: from growing to making, from making to serving, from serving to creating, and today from creating to innovating. With each social transformation, an increasingly sophisticated world required a higher level of cognitive ability, from manual skills to knowledge management, analysis to synthesis, reductionism to the integration of knowledge, invention to research, and today innovation, and entrepreneurship. So what can our generation do, the “me” generation–who as students protested during the 1960s and 1970s, demanded less government and lower taxes in the 1980s and 1990s, and today are embracing the “Let’s eat dessert irst since life is uncertain!” attitude even while denying the impact that their way of life poses to future generations–to address these challenges, much as our parents and our ancestors did for us? Perhaps it is time as we enter our “golden years” that we inally step forward to accept a greater degree of generational responsibility for the educational opportunities that we provide our descendants. Perhaps it is time that we use our inluence, our wisdom, and for many, our considerable wealth, to make our own bold commitments for the educational resources that will be needed by future generations. Today a rapidly changing world demands a new level of knowledge, skills, and abilities on the part of our citizens. Just as in earlier critical moments in our nation’s history when its prosperity and security was achieved through broadening and enhancing educational opportunity, it is time once again to seek a bold expansion of educational opportunity. But this time we should set as the goal providing all American citizens with universal access to lifelong learning opportunities, thereby enabling participation in the world’s most advanced knowledge and learning society. Let us suggest that perhaps it should be our generation’s legacy to ensure that our nation accepts a responsibility as a democratic society to provide all of its citizens with the educational, learning, and training opportunities they need and deserve, throughout their lives, thereby enabling both individuals and the nation itself to prosper in an ever more competitive global economy. While the ability to take advantage of educational opportunity will always depend on the need, aptitude, aspirations, and motivation of the student, it should not depend on one’s socioeconomic status. Access to livelong learning opportunities should be a right for all rather than a privilege for the few if the nation is to achieve prosperity, security, and social well being in the global, knowledge- and value-based economy of the 21st century. References Duderstadt, James, The Michigan Mandate: A Strategic Linking of Academic Excellence and Social Diversity (University of Michigan, Ann Arbor 1990) http://milproj.dc.umich.edu/Michigan_Mandate/ index.html Monts, Lester, The Michigan Mandate: A Seven Yea Progress Report 1987-1994 (University of Michigan, Ann Arbor, 1994 http://milproj.dc.umich.edu/Michigan_Mandate/ index.html Duderstadt, James, “The Michigan Mandate: Looking Forward” (Millennium Project, Ann Arbor 2007) http://deepblue.lib.umich.edu/handle/2027.42/88302 Duderstadt, James, A University for the 21st Century (University of Michigan Press, Ann Arbor, 2000), Chapter 9 http://babel.hathitrust.org/cgi/pt?id=mdp.39015050 166837;view=1up;seq=7 Duderstadt, James, “Diversity Management in American Universities”, Conference on Diversity Management in German Universities, Berlin, Germany, 2010 21 Several of the many awards received by the University for its leadership role in achieving diversity 22 Appendices 1. Michigan Mandate Early History 2. The Michigan Mandate (Original Report) 3. Seven Year Progress Report 4. Ch 7 Diversity, A University for the 21st C 5. Diversity in American Universities 6. 2014 Total Minority Enrollments 7. 2014 School & College Minority Enrollments 23 Appendix A The Early History of the Michigan Mandate The Seeds for Instability While many look back to the racial tensions and student unrest which erupted on the University of Michigan campus in the spring of l987 as the trigger event for the institution’s renewed efort to build a multicultural learning community, in fact, the real antecedents traced back to earlier times. Although the University had placed airmative action issues high on its agenda during the l970s, it was clear that the University’s focus on this agenda had been distracted by a number of other priorities during the l980s, not the least of which was the extraordinary erosion in state support and the University’s eforts to deal with this situation. Throughout the l970s and early l980s most quantitative indicators of progress of airmative action objectives were declining–whether it be minority student enrollments or the University’s ability to attract and retain minority faculty. Although there were occasional expressions of concern about the lack of University progress on these fronts, this was not suicient to reorder University priorities until the late l980s. Ongoing Student Activism Michigan, like many other campuses, experienced ongoing student activism around the issue of divestment in University holdings of companies with a presence in South Africa. Although the University had divested the bulk of its holdings during the mid-l980s in response to state legislation, it had withheld $500,000 worth of such stocks so that it could contest the state action in court in an efort to protect the principle of institutional autonomy. This small holding was suicient to provide a target for various groups on campus that wished to draw energy from the far more substantive divestment debates occurring on many other campuses–most notably private universities–in an efort to sustain race-related activism in Ann Arbor. By the late l980s this had coalesced into a movement known as the Free South Africa Coordinating Committee, or FSACC, led by a small group of graduate students in the social sciences, including Barbara Ramsby, Rod Lindzie, and Daniel Holliman. Although the group built most of their activism around the case for divestment, there were a series of other issues including demands that the University establish Martin Luther King Day as an oicial University holiday, that it re-evaluate the manner in which tenure was provided to minority faculty, and that it discard the normal admissions requirements such as the use of standardized test scores. Although such activism continued at a fairly vocal level, it was stable and did not escalate until a series of events occurred in early l987. This activism was generally manifested in occasional rallies on the Diag, angry testimony to the Regents at public comments sessions, or letters to the editor of the Michigan Daily. Nevertheless, there were other signs that all was not well within the University. The University was subject to occasional attacks from both of the Detroit newspapers about its lack of success in airmative action. It was clear that the efort to recruit minority students was not a top University priority in the late l970s and early l980s, and minority student enrollment declined throughout this period. Furthermore, the number of minority faculty had leveled of and began to decline; indeed, there were losses of key minority faculty throughout the l980s. This led to a growing sense of frustration on the part of a number of minority faculty (e.g., Professors Alden Morris and Walter Allen). 24 Oice of Minority Afairs In an efort to deal with this situation, Harold Shapiro and Billy Frye created a new position of Associate Vice President for Academic Afairs to provide leadership in minority student and faculty recruiting and appointed Professor Niara Sudarkasa to this role. Professor Sudarkasa was deeply committed, strong willed, and a strong scholar, but her activities were more effective at the state and national level. Her relationships with faculty and students were limited, and her interactions with the staf tended to be volatile. Compounding the situation was an ongoing turf battle between the Oice of Minority Afairs and the Oice of Airmative Action. The Director of Airmative Action, Virginia Nordby, was seen by the minority community to be focused on women’s rather than minority issues. Further, the personalities of Nordby and Sudarkasa led to frequent conlict. Despite these factors, Dr. Sudarkasa managed to turn around the decline in minority enrollments, and for the irst time in almost a decade, minority enrollments began to slowly rise in l985 and l986–albeit at a level far below that of the mid-l970s. Nevertheless, there was continued and growing frustration in the lack of progress in student recruiting and in faculty attrition. Furthermore, there was a clear absence of senior faculty leadership, coupled with a growing sense of frustration on the part of staf. Indeed, it was clear that many staf members were quietly “stirring the pot” behind the scene in order to stir up student activism on a series of issues related to race. Early Signs of Racial Unrest Although subsequent investigation provides little evidence of an actual increase in the number of instances of overt racism on campus, it was nevertheless clear that those instances that did occur were receiving somewhat higher visibility. There was increased concern expressed about graiti on the walls and in the buildings. There was also occasional racial tension among students within the residence halls. Ironically enough, some of the most visible forms of racism occurred in the Michigan Daily itself. Of particular note was an extremely insensitive political cartoon portraying the dangers of shopping in Detroit, illustrating white shoppers being held at gunpoint by a Black student wearing a tee shirt from a Detroit high school. This caused great anger both on the campus and also in the Detroit community. Further, the editorial positions taken by an increasingly radical Daily opinion page staf tended to fan the lames of racism on the campus. The Role of the Press The Michigan Daily was not alone in its role in fanning the lames of racial unrest. The University had been subject to a series of hostile attacks by the Detroit Free Press concerning its lack of progress in the airmative action area. Although the University did not have much to be proud of in this area, the Detroit Free Press articles were particularly provocative and raised many concerns both on and of campus. Added to this was the increasingly hostile stance toward the University taken by the Ann Arbor News. The editor of the Ann Arbor News, Brian Malone, had determined that one of the best ways to sell newspapers was to beat up the University on whatever issues could be found–or contrived. Few opportunities were lost in his eforts to criticize the University. The media hostility was compounded by the University’s inadequate attention to building and sustaining a competent public relations capacity. Indeed, early in his presidency, Harold Shapiro had combined the University’s communication/public relations activity with the Oice of Development. As a result, the entire communications operation was being used primarily to support the fund raising efort associated with the ongoing capital campaign. Hence, it had little capacity to deal with responses to a hostile press, and the University was seriously exposed. Put it all Together, and What Do You Have? Trouble with a Capital “T”! In summary, there were many factors that put the University in an extremely vulnerable position with respect to racial unrest by late l986. Almost a decade of inadequate progress toward airmative action goals had led to a high degree of frustration among students, faculty, and staf. A hostile press had become accustomed 25 to attacking the University across a broad front, from in state/out state ratios to tuition to airmative action. The University had placed a low priority on building an adequate public relations efort, which left it defenseless against attacks from the media. There were other systemic problems within the University. The absence of any student disciplinary policy had left the University largely defenseless against student misbehavior. The faculty had largely abdicated responsibility, both for the achievement of the University’s airmative action goals and for the behavior of students more generally. So too, there was poor leadership in key parts of the University. For example, with the loss of Tom Easthope, there was no capacity in the Oice of Student Services to deal with student problems as they arose. Throughout Student Services, and particularly in Housing, there was an increasing tendency to attempt to ignore or hide problems or issues when they arose. For example, when some of the irst incidents of racial lyers began to occur, these were not brought to the attention of higher authorities in the University. There was a general tendency to attempt to pass the buck up the administrative chain of command on more sensitive issues as they arose. This, coupled with inadequate staf capability and cumbersome regulations for student behavior in the residence halls, led to a situation bound for trouble. The external environment contributed to the rising tensions on campus. Of particular signiicance here was the increasing hostility of the Michigan State Legislature. The two principal appropriations committees responsible for higher education were led by Senator William Sederburg, a former Michigan State faculty member, and Representative Morris Hood whose district included Wayne State University. Both Sederburg and Hood were overtly hostile to the University of Michigan and used every opportunity to disadvantage it in the appropriations process. Indeed, there was a complex interaction in which Senator Sederburg would frequently manipulate Representative Hood into a violent attack on the University. These attacks ranged over a series of issues including the perception of rising non-resident enrollments, rising tuition and fees, and an increasing series of attacks on the University for its inadequate eforts in the airmative action arena. The hostility of the Legislature was compounded by an increasingly passive role taken by Governor James Blanchard as he veered away from higher education as a priority during his second term and instead looked for devices (e.g., the Michigan Education Trust) designed to delect growing concerns about underfunding of higher education and to keep the universities on the defensive. However, putting these internal and external factors aside, it is clear that the most signiicant factor in contributing to the series of instabilities which would set in during early l986 was the fact that the University was simply “asleep at the wheel.” It had not given high priority to airmative action activities. It did not have the capacity to sense the growing racial tensions on the campus. And it had not made an adequate investment in developing the resources that would give it the capacity to interact with the external community. The University had become quite vulnerable to a new round of student activism along racial lines. The National Climate Throughout l986 there were increasing signs of racial tension on several of the more politically active campuses across the country. Both Berkeley and Columbia had experienced the irst signs of a new generation of student activism along racial lines. There had been actual racial conlict on some campuses, with the most serious incident, resulting in actual physical violence, occurring earlier in the fall at the University of Massachusetts. Hence, there was already strong awareness within the national media and increasingly on the part of student activist groups of the growing racial tensions on the college campuses. The Birth of the United Coalition Against Racism Early in l987, the student activism shifted from divestment to focus instead on racism as its rallying cry. FSACC was renamed the United Coalition Against Racism, or UCAR, and the rallies on the Diag began to address incidents of racism on campus. Coincidentally, the number of charges of racist incidents began to increase, including the appearance of racist lyers in dormitories and complaints about racist slurs directed against minority students. Needless to say, these charges attracted great attention from the Detroit papers, which had be- 26 Increasing activism concerning UM racial diversity 27 come almost ixated on the subject of racism because of the increasing racial polarization of that city. So too, both the Michigan Daily and the Ann Arbor News gave headline attention to any charge of a racist incident, whether substantiated or not. Parenthetically, there does not seem to be any evidence that the number of racial incidents on campus had increased signiicantly during the late 1980s. However, those instances that did occur–or were claimed to have occurred–attracted far more visibility and became the focal point of student activism. Most of these incidents were associated with the residence halls. Here, once again, the inability–or unwillingness–of residence hall staf to accept responsibility for the handling of these issues in a timely fashion led to much of the diiculty. In efect, the staf of the Oice of Student Services efectively isolated the administration of the University from an adequate understanding of or capacity to address these incidents. The fact that Harold Shapiro was on sabbatical leave and Duderstadt was acting president compounded the diiculties because, as acting president, Duderstadt had little capacity to give strong marching orders to other vice presidents to deal with racial incidents as they were reported. As a result, the University administration had precious little capacity to deal with the growing tensions on the campus. The Radio Station Incident Smoldering racial tensions broke into lames in early l988. The trigger event used by student activists–primarily UCAR–was an incident in which an inexperienced disc jockey on the student-run closedcircuit radio station invited callers to tell their most ofensive jokes, and a series of racially and gender offensive jokes were told on the air. Although the incident itself occurred in early January, it was not singled out and brought to the attention of the University until the public comments session of the Regents meeting in late February. This meeting was chaired by Harold Shapiro who had returned briely from his sabbatical in New York. During the public comments session, UCAR representatives played a tape of the ofensive material. The intensely racist and obscene nature of the material shocked all those present at the Regents meeting and triggered strong reaction in the press. The University responded immediately by shutting down the radio station and launching an investigation into the incident. However, it is also clear that there were broader issues involved. For example, it later became evident that the radio station incident really represented a sophomoric attempt to imitate a similar incident which had occurred several months earlier on a Washington radio station to probe the limits of broadcast freedom. The fact that the radio station broadcast had occurred in early January and was not singled out by activist groups until late February, suggested that the announcement of this incident was a very carefully planned and staged event, designed to get maximum publicity in the media. The Hood Hearings Although the radio station is generally singled out as the trigger event in the series of racial protests that would occur throughout the spring of l988, in truth the most damaging event was a public hearing held on campus by state representative Morris Hood. As noted earlier, Representative Hood chaired the Higher Education Appropriation Committee in the Michigan House of Representatives. He had been hostile toward the University for some time. Therefore, it was natural that student activists aimed at disrupting the University would develop a direct relationship with Hood in an attempt to draw him into their eforts. For some time Hood had been attacking the University on a variety of issues including tuition constraints and non-resident enrollments, egged on to some degree by another hostile legislator, Senator Sederburg. Representative Hood picked up the new charge of racism associated with the radio station incident with a vengeance and immediately announced that his intent to hold public hearings of his Higher Education Appropriation Committee on the Michigan campus to determine the extent of the racism. Although many were aware of the circus environment this event would create, none of the University’s friends in the state legislature, including in particular Speaker of the House Gary Owen, were willing or capable of talking Hood out of his intent. Furthermore, Governor Blanchard also was unwilling to play any active role in heading this of. 28 In view of Hood’s powerful position in the Legislature, the University believed it had no choice but to allow Hood and his committee to hold hearings on campus, and hence it could only turn its attention to damage control. The University agreed to allow the hearings to be held in the Michigan Union Ballroom so that a large crowd could attend. Furthermore, in working with the staf of the appropriations subcommittee, it assembled a schedule of testimony before the committee, led of by Harold Shapiro, followed by Virginia Nordby and Henry Johnson. In his opening remarks, however, Hood took everyone by surprise by stating his belief that the University was a racist institution and that he wanted to hear testimony only from Black students, faculty, and staf. Hence, the agreed-upon agenda went out the window, and instead what ensued was a circus of open-mike criticisms of the University from people with every conceivable axe to grind. Of particular note were a series of vicious personal attacks directed at Harold Shapiro, including actual threats of violence directed toward both Shapiro and his family. Other members of Hood’s appropriations committee sat passively, either unable or unwilling to bring this circus atmosphere under control. Disruption of Regents Meetings Throughout much of the year activist groups had been using the public comments of Regents meetings as a focal point for disruption. Because of the widespread press coverage of this portion of Regents meetings, it was ideal for obtaining maximum media coverage for various activist agendas. As the various activist groups became more and more aggressive, they soon found that they could bring signiicant pressure to bear by packing the actual Regents board room itself, surrounding the Regents table, and intimidating the Regents and others who might wish to talk at public comments through menacing behavior. For this reason, it was decided to shift the March Regents meeting to a larger space, the Michigan League ballroom, where crowd control would be more easily achieved. Throughout the days leading up to the March Regents meeting and following the Hood hearings, rallies continued on campus led both by UCAR and a new group, known as BAM-III, which portrayed itself as a new Black power coalition intent on reactivating the agenda of the earlier Black Action Movements of the l970s. This was a somewhat more militant group that proposed a separatist agenda for the University along racial lines. This group played a major role in the disruption of the March Regent’ meeting. Midway during the Thursday afternoon meeting, during a break in the proceedings, Black activists proceeded to take over the Regents meeting by seating themselves at the Regents table, disrupting the meeting, and forcing the Regents to shift the meeting elsewhere. As the Regents left the meeting, they were surrounded by a number of activist students who harassed them as they walked across the campus. In an efort to deal with this behavior, Harold Shapiro and several of the Regents agreed to meet with leaders of the BAM-III and UCAR groups. However, this meeting simply provided some of the more radical student leaders with an opportunity to verbally harass Shapiro and members of the Board and build further visibility in the press for their element. Hence, when it became apparent that public theater rather than dialog was the intent of the activist groups, Shapiro adjourned the meeting and stated his willingness to meet at a later point in private. The Jessie Jackson Visit Due to widespread media coverage, the events on the Michigan campus were receiving broader national coverage. Hence, it was clear that it was only a matter of time before components of campus were drawn directly into the campus activities. And sure enough, the University soon received word that Jessie Jackson intended to visit the campus to meet with various groups and to try to play a role in negotiating between various activist groups and the University. In retrospect it was learned that activist members had used family connections to communicate directly with Jackson. However, because Jackson was heavily involved in the early stages of his presidential campaign, and Michigan would provide an excellent forum, it was not at all surprising that he would choose to visit Michigan as “a peacemaker.” Although the University would have preferred to have headed of the Jackson visit, it had little choice but to accept his visit to the campus. The University 29 Jesse Jackson visit, negotiations, and address at Hill Auditorium had less than twenty-four hours notice of the timing of the Jackson visit, and thus there was little that could be done to head it of. Jackson arrived on Sunday afternoon and spent much of Sunday night meeting with a number of activist groups, both on campus and of. By this time student leadership had managed to activate a number of community groups both within Ann Arbor and the city of Detroit, and many of these were involved in discussions with Jackson. Early the next morning the President’s Oice received notice that Jackson wished to meet with Harold Shapiro at l0:00 a.m. There was no indication as to the nature of this meeting. Harold Shapiro agreed to meet with Jackson. Duderstadt suggested he and Dean John D’Arms join Shapiro in the meeting just in case there was a broader agenda. This was a fortunate decision because when Jackson showed up, he was accompanied by a dozen representatives from various groups, including a number of individuals from of-campus. He was also accompanied by a large press contingent who were fully prepared to camp outside the door of the President’s Conference Room to report on the meeting. Jackson and those who accompanied him then moved into the President’s Conference Room to meet with Shapiro, D’Arms, and Duderstadt. Jackson began by announcing that he wanted to negotiate for the various groups represented by his entourage. His initial goal was to force the University to agree to a target of 24% Black enrollment within ive years–24% being the percentage for southeastern Mich- igan. He then went around the table and asked each member of his group to state what their highest priority demand was of the University. For example, the Black Action Movement indicated that their highest priority demand was for $35,000 for the Black Student Union. UCAR demanded the establishment of an Oice of Minority Afairs “with an independent budget”. A Black faculty member demanded funds to support his personal research. And so on, running through the speciic demands of each group. Following this opening set of demands, there ensued was a very tense set of negotiations throughout the remainder of the morning, through lunch, and into the afternoon. At periodic intervals during the meeting, Jackson would move into the adjacent room for of-line comments with Harold and then return to the meeting. During one of these occasions he was joined by Elliot Hall, a prominent Detroit attorney, and father of Lannis Hall, one of the student leaders involved in the UCAR movement (and probably the link that brought Jackson to campus.) The discussion around the table was a diicult one. Harold Shapiro was exhausted throughout much of marathon session due to the overload of the preceding weeks. Duderstadt and D’Arms had to carry much of the load. The discussion was particularly diicult because it was clear that many of the groups around the table were primarily after their own special interests– including several of the faculty members. Jackson was fully prepared to stay as long as it would take to wear the University leadership down. 30 But here the University had one major advantage: Jackson had scheduled a major rally in Hill Auditorium at 4:00 p.m. which would be covered by the national media. Duderstadt and D’Arms knew that Jackson had to come out of the negotiations with some visible results to hold up at this meeting, if he was to maintain his credibility as a peacemaker/negotiator. Hence, Duderstadt and D’Arms developed a strategy to hold out for a more reasonable agreement and hope that time would work for them. As the time of the Hill Auditorium rally approached, Duderstadt and D’Arms took the lead in preparing a draft agreement and making certain that the language was worded in such a way that it did not commit the University in speciic numbers, as had the BAM I agreements in the early l970s (the l0% Black enrollment agreement of the 1970s). For example, they insisted on including the phrase, “aspiration” for proportionate representation consistent with federal policies rather than speciic numbers. As it became apparent that the University was not going to agree to speciic numerical targets, a number of members of Jackson’s entourage began to object. However, Jackson realized that it was important that he have some agreement, and therefore he told them that it was the best they could get under the circumstances and that they should accept it. The eventual agreement was known as the Six Point Plan since it had six basic elements including: 1. 2. 3. 4. 5. 6. An agreement to establish a Vice Provost for Minority Afairs with an oice and a budget; $35,000 of annual support for the Black Student Union; Support funds for minority faculty development; The establishment of speciic plans and targets for each component of the University; The development of a racial harassment policy The establishment of an advisory committee on minority afairs to work with the president of the University. The agreement began with a carefully worded sentence drafted by Duderstadt and D’Arms to relect the aspiration of the University to move toward the same proportionate representation targets characterizing na- tional airmative action policies. Shortly before 4:00 the group adjourned and Jackson and Shapiro, surrounded by reporters and cameras, walked over to Hill Auditorium. Hill Auditorium was packed with large numbers of students and other onlookers struggling to get inside the building. On the stage of Hill Auditorium were dozens of groups and individuals, representing much of the Black leadership of southeastern Michigan along with selected members of the University’s Board of Regents. Harold Shapiro spoke irst and described the agreement so that Jackson would not have the opportunity to distort it in his own presentation. Jackson’s own presentation was more a sermon than an address, lasting almost an hour, and rambling through his standard themes. Indeed, he eventually ended up exciting the crowd with slogans such as “up with hope, down with dope.” Afterwards he swept of the campus and on to his next set of public appearances associated with his presidential campaign. President Shapiro’s Decision to Leave The events of the winter term–the Hood hearings on campus, the disruption of the Regents meeting, and the Jackson visit–had already put great pressure on President Shapiro. The Shapiros had just returned from a sabbatical leave and were still readjusting to campus life. The personal attacks were particularly unfair, since Shapiro had long had a deep commitment to equity and social justice. Yet, despite his eforts, several of the activist groups aimed much of their anger at the leadership of the University in their attempt to gain visibility for their agenda Earlier in the year Shapiro had been approached by Princeton University, irst about the possible leadership of the Institute for Advanced Studies and then concerning the presidency of the university itself. He had responded on both occasions that he was not interested in leaving the University of Michigan. However, the series of events during early l988, including the unfair personal attacks by activist groups, became increasingly burdensome. Therefore, when Princeton approached once again later in the spring, Shapiro agreed to begin discussions with them and eventually reached agreement to become President of Princeton University. In late April, shortly before University Commencement, 31 Shapiro informed the Regents and Executive Oicers of the University of his intent to leave. This was announced shortly before University Commencement. Some Observations Once again, certain themes are apparent from the University’s experience during this diicult period. The University was clearly unprepared to cope with this new outbreak of student activism and campus disruption. There was inadequate involvement of staf on campus capable–or more to the point, willing–to become involved; there was inadequate capability to deal with the media; there was a marked absence of linkages to various external communities who might have helped, particularly to the Black community; and there was a lack of team work that could link leadership of the University together to deal with such a crisis. What were the trigger events for the activism and disruption? To be sure, there were the racial incidences themselves. Here it should be noted that while some of these did occur and were due no doubt to the racism which more generally characterizes American society, there also was some evidence that several of the racial incidents, such as the distribution of racist lyers, were actually planted by the activist groups themselves. Furthermore, the timing for bringing to the University’s attention the radio station incident, occurring as it did almost six weeks after the incident itself, indicated that this too was used in a highly opportunistic fashion to disrupt the University. Nevertheless, it was also clear that these incidents and the way that they were portrayed by groups in and of themselves were not the real events that destabilized the University. Rather, if one had to point to a single incident it would be the hearings held by Representative Hood on campus. These hearings, which took on a McCarthyesque character, victimized the campus and its leadership while triggering enormous media attention. The damage done by this legislative interference in the afairs of the University was very deep and demonstrates in a rather convincing fashion the havoc that irresponsible government oicials can cause to the fragile nature of a university. The Jesse Jackson visit, while disruptive and damaging to the University as a media event, albeit help- ful to “candidate” Jackson, did serve two useful purposes. It provided a certain catharsis for the University community, and it pulled together the various activist groups under a single umbrella so that the University could interact with them more efectively. 32 Listening and Learning... 33 The Six Point Plan During the weeks following the traumatic events of March, the University campus was relatively quiet. Although there continued to be a good deal of sabrerattling by various activist groups, jockeying among themselves for power and visibility, there were no further events that pulled together these coalitions. Once again they began to diverge as a consequence of their widely varying agendas. This gave the University an opportunity to begin to consider in more detail the implications of the Six Point Plan, agreed to publicly in the Jackson negotiations, and to develop a longer term strategy. With Harold Shapiro’s announcement of his decision to leave the University it was clear that the mantle of leadership for these issues passed immediately to Duderstadt as Provost of the University. To be sure this was made somewhat more complex by Shapiro’s decision to stay on as a lame-duck president until the end of l988 before moving to Princeton. This gave Duderstadt the very complex challenge of providing adequately strong leadership from behind the scenes as Provost of the University. The irst order of business was to fulill the University’s obligations under the Six Point Plan agreement. A key item was completing the search for the new Vice Provost for Minority Afairs. This was an extremely dificult search because it had to deal with a very complex set of political forces–from the perspective of student activists, other minority communities, faculty perception, and so forth. Duderstadt decided to handle the search by personally chairing the search committee. He selected a committee designed to have maximum credibility to the broader University community and proceeded to move ahead with a series of early morning breakfast meetings on a weekly basis throughout the search process. It was clear from the very early stage that the list of candidates with the necessary credibility to all constituencies was extremely limited. Indeed, one candidate stood out from the beginning, Professor Charles Moody of the School of Education, who combined the necessary credibility with the various student groups along with the external minority communities through his leadership in airmative action issues related to K-l2 education. Furthermore, Moody had a close relationship with Black leadership at the national level. Hence, the search moved quickly and resulted in the selection of Moody as the new Vice Provost for Minority Afairs. The second issue of major concern was the lack of credibility of the Director of Airmative Action, Virginia Nordby, with broad elements of the Black community. The hostility between Nordby and Niara Sudarkasa was well known. In fact, Nordby was blamed by the Black community for many of its own frustrations. It became clear that a change was necessary, and Duderstadt undertook the diicult task of negotiating irst with Shapiro and then with interim president Robben Fleming to ind an appropriate and politically acceptable mechanism to allow new leadership for the Oice of Airmative Action. Other aspects of the Six Point Plan were somewhat easier to handle. The President’s Advisory Committee on Minority Afairs was deferred for implementation until the fall. A Faculty Development Fund was implemented to assist in minority faculty development and retention, and the Graduate School was assigned the lead role in providing necessary support to minority faculty. Despite these actions, it was clear that the University was still very vulnerable to instabilities ignited from time to time by the politics swirling about the agendas of various groups of activists. UCAR continued its effort to expand its power base and kept returning to a long list of demands they had put before the University at an earlier stage. This list was essentially identical to similar lists that were put in front of a number of other universities as part of a nationwide efort. It included a number of intentionally extreme proposals such as calling for the granting of immediate tenure to all Black faculty, the movement to an open admissions policy for students of color, and so forth. In the face of this continuing activism, it became clear that the key challenge before the University was to somehow regain control of the agenda. That is, the University had to take a number of steps so that it began to deine the agenda and the issues for debate in the months ahead. This task was particularly diicult since Shapiro was clearly viewed as a lame duck president, and hence any leadership would have to be provided from the Provost’s oice. It also meant that other executive oicers would have to be brought into alignment 34 with the strategy without the beneit of “presidential authority.” Finally, it was also clear that the University did not have an infrastructure in place needed for this efort. The public relations staf was essentially non-existent; the staf in student services, particularly Housing, was not only of marginal competence but actually working at cross-purposes to the University administration, and there were inadequate communication links with the leadership of the Black communities in southeastern Michigan. The challenge, therefore, was to develop and put into place an efective strategy to regain control of the agenda and to begin to move ahead with a longterm strategic plan, but to do it from a “behind-thescenes” chief executive oicer sitting in the Provost’s Oice. Executive Oicer Retreats The irst step was to gain a better understanding of what the real issues were. To this end, Duderstadt arranged a series of Executive Oicer retreats involving all of the executive oicers of the University and then eventually broadening to include the deans. At the outset, facilitators were brought in such as Bailey Johnson of the University of Massachusetts and Mark Chesler, of the University’s Center for Conlict Resolution. These day-long retreats, while sometimes painful, were quite useful in pulling together a team. Although these sessions were led irst by Provost Duderstadt and then in collaboration with Charles Moody, they did involve the presence of Harold Shapiro. In passing, it was clear that Shapiro found these sessions particularly diicult. He conveyed his frustration from time-to-time about the lack of support that the broader University had given him during the period of personal attack earlier in the year surrounding the Hood hearings. The second technique used to regain control of the agenda involved a major internal public relations campaign built around the University Record. Duderstadt ordered the University Record to develop a second regular weekly edition highlighting all of the University’s eforts in the airmative action area. Although these issues frequently contained information about earlier programs, they did convey a sense of movement. Parenthetically, it should be noted that the existing com- munications staf was very strongly opposed to this effort. In an efort to reach across executive oicer lines, Duderstadt had to use his authority as the University’s chief budget oicer to threaten the communications staf with the loss of their budget if they did not accede to his requests. In retrospect, this efort to recapture control of the communications dialog was one of the most important steps taken during the early stages. The Change Group and Strategic Planning It was clear at the outset that moving through the Six Point Plan, building teamwork through retreats, and launching a major public relations efort, while important, would simply buy time and would not address the longer-term issues. What Duderstadt realized at an early stage was that the real key to making progress was to recognize that it would involve a process of organizational change. His own earlier experience in the University’s College of Engineering had given him great skepticism for the bureaucracies–organizations, policies, and procedures–that characterized the traditional airmative action and equal opportunity programs conducted by institutions such as the University. In fact, he suspected that such programs were installed in the l970s in an efort to transfer the responsibility for minority representation and minority concerns away from the leadership of the institution to bureaucratic structures so that it would become out of sight, out of mind. And indeed during the l980s, this efort clearly fell from among the higher priorities of the University, thereby leading eventually to the diiculties that arose in the late l980s. Recognizing that progress would involve an organizational change process, Duderstadt pulled together an informal group of individuals, known simply as the “Change Group”, who had expertise in organizational change from both the public and private sector. Charles Moody added not only his keen understanding of many of these diversity challenges faced by the University, but he also had important relationship with student and faculty minority groups. Included in this group were individuals with extensive experience in driving change in comples organizations, such as Joe White, former Vice President for Human Resources at Cummins Engine and then associate dean of the Busi- 35 Charles Moody Mark Chesler Harold Johnson John D’Arms Niara Sudarkasa Joseph White Rhetaugh Dumas Charles Vest Shirley Clarkson 36 ness School; Mark Chesler, head of the Center for Conlict Resolution; Chuck Vest, dean of the College of Engineering, who had worked closely with Duderstadt in achieving a similar organizational change process in the College of Engineering. Of particular importance was the role of Shirley Clarkson, assistant to the President and former projects manager for the Center for African and Afro-American Studies, who did much of the drafting of the Michigan Mandate. Second, Duderstadt also recognized that what had to be done was to develop and implement a highly strategic approach in which very clear objectives were set and highly focused actions were taken to move toward these objectives. Finally, Duderstadt realized that it was absolutely essential to regain control of the agenda and to move away from the University’s tendency to simply react to each incident triggered by student activist groups. Hence, an efective strategic plan in and of itself would not work without an accompanying public relations efort capable of regaining the support of both the internal and external communities. To this end, the strategic planning efort began to evolve under the code name the “Michigan Plan.” However when a highly publicized, but considerably less ambitious efort, was launched at the University of Wisconsin known as the “Madison Plan”, Shirley Clarkson coined the new name, the Michigan Mandate, to avoid confusion. The Michigan Mandate: Early Design The Change Group worked throughout the spring and into the summer to develop the broad outlines of what would later become known as the Michigan Mandate. It recognized early on that the real goal was institutional change. The objective was to develop a preliminary version of a plan, a new agenda, a vision of the future of the University of Michigan that would respond more efectively to two of the principal challenges before us in the 2lst century: irst, the fact that our nation was rapidly becoming more ethnically and racially pluralistic; and second, the growing interdependence of the global community, which called for greater knowledge, understanding, and appreciation of human history than ever before needed in our history. Duderstadt, working closely with Shirley Clarkson, assumed personal responsibility for the design, articula- tion, and implementation of the plan. The purpose of the plan was to change the institution to remove all institutional barriers to full participation in the life of the University and the educational opportunities it ofered for peoples of all races, creeds, ethnic groups, and national origins. But it was also recognized at the outset that the strategic plan would really become only a road map. It was intended to set out a direction and point to a destination, but the journey itself would be a long one, and much of the landscape through which the University would travel was still to be discovered. As the efort evolved, it attempted to deal with two themes that heretofore had appeared to be incompatible: community and pluralism. The goal of the efort was to strengthen every part of the University community by increasing, acknowledging, learning from, and celebrating the ever-increasing human diversity of the nation and the world. It was also recognized at the outset that the plan would be organic and evolving in such a way as to facilitate the involvement of both the University community itself and the broader external community. The challenge was to construct a process that would engage the various constituencies of the institution, relecting their opinions and experience. Indeed, the plan would provide the framework for a continuing dialogue about the very nature of the institution. In this sense, the Change Group was engaged in developing a dynamic process and not a inished product. In their discussions, the Change Group became convinced that the University’s ability to achieve and sustain a campus community recognized for its racial, cultural, and ethnic diversity would in large part determine the University’s capacity to successfully serve the state, the nation, and the world in the challenging times before us. The group became convinced that this diversity would become the cornerstone in the University’s eforts to achieve excellence in teaching, research, and service in the multicultural nation and world in which it would exist. In this sense then, the plan, which was to become known as the Michigan Mandate, was developed as a framework for building a multicultural community that would be a model for society at large. More speciically, the purpose of the Mandate was to guide the University of Michigan in creating a community that: 37 i) supported the aspirations and achievements of all individuals, regardless of race, creed, national origin, or gender; ii) embodied and transmitted those fundamental academic and civic values that bonded us together as a scholarly community and as part of a democratic society, while at the same time it; iii) valued, respected, and indeed drew its intellectual strength from the rich diversity of peoples of diferent races, cultures, religions, nationalities, and beliefs. But the Change Group also recognized that institutions do not change quickly and easily any more than do the societies of which they are a part. To move toward the goal of diversity the University would have to leave behind those current reactive and coordinated efforts that had characterized its past and move toward a more strategic approach designed to achieve long-term systemic change. In particular, it recognized the limitations of those eforts that focused only on airmative action; that is, on access, retention, and representation. It believed that without deeper and more fundamental institutional change, these eforts by themselves would inevitably fail–as they had throughout the l970s and l980s. While such airmative action eforts should be continued, what was really the focal point would be to achieve a more permanent and fundamental change in the character of the institution itself. To make progress in achieving such a change, it was recognized that the irst and vital step was to link diversity and excellence as the two most compelling goals before the institution, recognizing that these goals were not only complementary but would be tightly linked in the multicultural society characterizing our nation and the world in the years ahead. The challenge was to broaden its vision, to draw strength from its diferences, and to learn from new voices, new perspective and diferent experiences of the world. In these eforts the University would have to take the long view that would require patient and persistent leadership. Progress would also require sustained vigilance and hard work as well as a great deal of help and support. The plan would have to build on the best that we already had. The challenge was to persuade the community that there is a real stake for everyone in seizing this moment to chart a more diverse future, that the gains to be achieved would more than compensate for the necessary sacriices. It was also recognized at the outset that there would be many mistakes in the early stages. There would be setbacks and disappointments. The important point was to make a commitment for the long range and not be distracted from this vision. This long range viewpoint would be particularly important in the face of activist groups because of the ongoing pressures to serve one special interest group or another or to take a particular stance on a narrow issue or agenda. Indeed, many, both on and of the campus, tended to view the presence or absence or nature of such responses as a sequence of litmus tests that measured the extent of University commitments. While the inevitable pressures were understandable, the plan would succeed only if the University leadership insisted on operating at a long-term strategic rather than on a short-term reactive level. It was essential to keep one’s eyes focused on the prize ahead and resist eforts to react to every issue that arose. In this sense then while commitment and support within and outside the University community were necessary ingredients for success, it could not succeed alone as the University had learned in the past two decades. It was essential to have a strategy, a plan designed to guide institutional change. The goals in developing the Michigan Mandate were to: i) develop a carefully designed strategic process for achieving, using, and cherishing diversity, ii) achieve a community strongly committed in philosophy to our objectives, and iii) allocate the necessary resources to accomplish this task. A plan was sought that featured clear, concise and simple goals, proposed speciic actions and evaluation mechanisms, and relected extensive interaction with and direct comment from a variety of constituencies and individuals to ensure responsiveness to the plan. It was also decided that once the basic outlines of the plan were developed, a broad process of consultation would be launched to engage groups both on and of campus. The mission and goals of the Michigan Mandate were quite simple: 38 Philosophy: To recognize that diversity and excellence are complementary and compelling goals for the University and to make a irm commitment to their achievement. Representation: to commit to the recruitment, support, and success of members of historically underrepresented groups among our students, faculty, staf, and leadership. Environment: to build on our campus an environment that seeks, nourishes, and sustains diversity and pluralism and in which the dignity and worth of every individual is valued and respected. Associated with these general goals were more speciic objectives: Faculty recruiting and development: to substantially increase the number of tenure track faculty in each underrepresented minority group; to increase the success of minority faculty in the achievement of professional fulillment, promotion, and tenure; to increase the number of underrepresented minority faculty in leadership positions. Student recruiting achievement and outreach: achieve increases in the number of entering underrepresented minority students as well as in total underrepresented minority enrollment; establish and achieve speciic minority enrollment targets in all schools and colleges; increase minority graduation rates; develop new programs to attract back to campus minority students who have withdrawn from our academic programs; to design new and strengthen existing outreach programs that have demonstrable impact on the pool of minority applicants to undergraduate, graduate, and professional programs. Staf recruiting and development: to focus on the achievement of airmative action goals in all job categories; to increase the number of underrepresented minorities in key University leadership positions; to strengthen support systems and services for minority staf. Improving the environment for diversity: to foster a cultural and diverse environment; to signiicantly reduce the number of incidents of racism and prejudice on campus; to increase community-wide commitment to diversity and involvement in diversity initiatives among students, faculty, and staf; to broaden the base of diversity initiatives, for example, by including comparative perspectives drawn from international studies and experiences; to ensure the compatibility of University policies, procedures, and practice with the goal of a multicultural community; to improve communications and interactions with and among all groups; and to provide more opportunities for minorities to communicate their needs and experiences and to contribute directly to the change process. Over the course of the next several months a series of carefully focused strategic actions were developed to move the University toward these objectives. These strategic actions were framed by the values and traditions of the University, an understanding of our unique culture, and imaginative and innovative thinking. A good example of this approach was the Target of Opportunity faculty recruitment program. Traditionally, university faculties have been driven by a concern for academic specializations within their respective disciplines. This is fundamentally laudable and certainly has fostered the exceptional strength and disciplinary character that we see in universities across the country; it also can be constraining. Too often in recent years the University had seen faculty searches that are literally “replacement” searches rather than “enhancement” searches. To achieve the goals of the Michigan Mandate, it was recognized that the University had to free itself from the constraints of this traditional perspective. Therefore, the central administration sent out the following message to the academic units: be vigorous and creative in identifying minority teachers/scholars who can enrich the activities of your unit. Do not be limited by concerns relating to narrow specialization; do not be concerned about the availability of a faculty slot within the unit. The principal criterion for the recruitment of a minority faculty member is whether the individual can enhance the department. If so, resources will be 39 made available to recruit that person to the University of Michigan. In this way some important academic barriers for minority recruitment were removed. Those departments that were able to identify candidates found rapidly that their vitality was not only enhanced, but their numbers were enlarged. The Target of Opportunity program was an example of idealism joining selfinterest; it also provided an example of breaking down the barriers. The Michigan Mandate plan evolved throughout the spring and summer of l987. Although much of the strategy had been developed by the fall, only a few of the strategic actions could be put into place because of the interim nature of the University leadership–with Harold Shapiro in a lame duck status, Robben Fleming waiting in the wings as interim, and a rather diicult and contentious presidential search underway on the part of the Board of Regents. Nevertheless, in an efort to gain control of the agenda, the decision was made to continue with special editions of the University Record, both to demonstrate the University’s progress toward fulillment of the Six Point Plan and also to highlight some of the more innovative programs associated with the as-yet-to-be announced Michigan Mandate. Media consultants were retained (Walt Harrison) to provide more direct access to the national media. To build the necessary foundation for implementation of the plan, Duderstadt began to include components of the underlying philosophy of the Michigan Mandate in his own public addresses. Student Activism Although the University was successful in regaining some control of the agenda, student activist groups continued their eforts to trigger student unrest and disrupt the campus. While BAM III rapidly dissolved, UCAR, characterized by a much stronger and adept leadership, continued to search for opportunities to reignite racial tensions on the campus. And, as with the radio station incident, they eventually found a suitable target: Dean Peter Steiner of the College of Literature, Science, and the Arts. While Steiner was widely regarded as one of the University’s strongest and most efective deans, his rather forthright style occasionally made him an easy victim for student activists. The particular incident seized on by UCAR actually occurred during a conidential meeting with LS&A department chairs early in the fall term of l987. In his efort to urge departments to become far more aggressive in airmative action eforts, Steiner stressed the importance of recognizing the unique character of the University of Michigan. In particular, he stressed the importance of upholding the standards of the University of Michigan rather than returning to the tragic open-door admission policies of the l970s, which although it had been successful in attracting large numbers of minority students, had turned into a revolving door as many of those admitted failed to succeed and graduate. Included in this discussion was Steiner’s use of the soon-to-be-famous phrase that the objective of the University of Michigan was not to attract minority students “locking to the University” but rather to recruit students who had demonstrated the capacity to succeed at the institution. Although the group meeting in executive session with Steiner was primarily comprised of department chairs, the Sociology Department had sent a substitute, Professor Alden Morris. Morris had been working with a number of the students actively involved in the UCAR movement. He quickly leaked the substance of the Steiner remarks to UCAR. The UCAR leadership realized that they were suddenly presented with the incident they needed to regain control of the agenda. Throughout the remainder of the fall, UCAR carefully planned their eforts, and immediately following the winter holidays in early January (some three months after the Steiner remarks), UCAR held a series of press conferences condemning Steiner’s remarks and demanding both his apology and his resignation. Unfortunately, Steiner decided to meet publicly with those concerned and was taken of balance when a large contingent of UCAR students arrived with the press. This resulted in yet another confrontation that began to draw in other elements, in particular Charles Moody, who went on record strongly criticizing Steiner. This situation was made more diicult by the bitter relationship that developed between Steiner and Moody, which tended to fan the racial tensions on the campus. Both Interim President Fleming and Provost Duderstadt worked for weeks behind the scenes to re- 40 pair the rift between Steiner and Moody. Both issued statements supporting Steiner but at the same time urging greater sensitivity as the University pushed ahead on its commitments to diversity. Throughout the remainder of the winter term UCAR launched occasional sorties designed to trigger incidents that would allow it to build its power base. Indeed, it seems clear in retrospect that some of the more radical elements of UCAR actually seeded “racist” incidents from time to time in their eforts to regain control. However, two things were beginning to happen which were eroding the power base of student activism. First, the early elements of the Michigan Mandate plan were beginning to work, and this progress was evident to the University community. But beyond that, UCAR began to ind itself divided over the issue of a student harassment policy proposed by Interim President Fleming. The Student Harassment Policy In late summer of l987 it was announced that former President Robben Fleming had agreed to serve as interim president of the University until such time as the Board of Regents selected permanent leadership. Throughout the fall term Fleming prepared for this transition by meeting with a great many people across the campus. From his earlier experiences in the l970s, Fleming was well aware of the diiculty in dealing with the political environment surrounding racial tensions. In particular, he recognized that the Six Point Plan committed the University to develop policies to deal with the issue of racism and racial harassment on campus. Furthermore, he also recognized that in the absence of a more general student discipline policy–a student code of nonacademic conduct–the campus would remain quite vulnerable to those who might commit racist acts in part to challenge the system. After extensive consultation, Fleming spent the winter holidays drafting a prototype student harassment policy–on his own typewriter. Shortly after he took ofice as interim president in January, Fleming ran this initial draft by a number of individuals, including the executive oicers of the University as well as some of his colleagues in the Law School. After this initial review, he then put out the draft policy in public form before the University in January and invited all members of the University to provide their input so that a inal version of the policy could be completed and implemented by late spring or summer. Virginia Nordby, Director of the Oice of Airmative Action, played the lead role in collecting and implementing the revisions. The public announcement of the draft had several interesting efects. First, it did put at ease a number of members of the minority community who felt somewhat at risk because of the absence of any student policies in this area. Furthermore, it honored the University’s commitment to have moved forward with policies concerning racial harassment. However, some of the more activist students on the Michigan Student Assembly and the Michigan Daily attempted to stir up the fears that the Fleming draft harassment policy was only the irst step toward a more comprehensive code for non-academic student conduct. In fact, MSA leadership attempted to disrupt the January and February Regents meetings, using the harassment policy as the fuel for a “no-code” efort. Interestingly enough, the Fleming policy efectively divided the more radical student activists from the mainstream of the minority student groups since the latter had pushed hard for just such a harassment policy. As is typical of any such broadly consultative process, as more and more groups became involved, the policy began to take on a life of its own. While many members of the University community did their best to respond with the best of intentions, there were of course others who viewed the policy as a potential tool to advance their own special interests and sought modiications to this end. After a good deal of further debate, a inal form of the policy was prepared and Fleming took this to the Board of Regents for action in April. After extensive discussion, the policy was adopted by the Board of Regents and went into efect. It was recognized at the outset that the implementation of any harassment policy would be a complex issue, in part due to the fact that most other institutions had already moved down this path. Indeed, many other institutions had simply used a slight broadening of their existing student conduct codes to accomplish the same action. However, a few other institutions were seriously considering taking steps similar to those at Michigan, and hence they were watching Michigan 41 with some interest. It was clear that beyond the development of the policy itself, the implementation process would require the development of extensive training and administrative structures. Of particular importance was the implementation of the policy within the residence hall environment. In retrospect, it should have been anticipated that the policy would be abused to some degree, both in its development and in its implementation. The Oice of Airmative Action, which was given the lead in developing materials explaining the policy and developing implementation procedures, moved ahead without adequate oversight. As a result, many of the materials that were developed clearly overextended the original intent of the policy. Furthermore, a number of special interest groups began to get involved in the implementation of the policy. What resulted began to acquire all of the tones of today’s “political correctness” debate–that is, in which groups would tend to justify extreme constraints on student behavior, including speech, using the harassment policy as an excuse even though upon more careful reading it was clear that the harassment policy was suiciently narrowly drawn that it would not apply to these situations. Hence, it was only a matter of time before someone would bring suit against the University claiming that the policy violated irst amendment rights. These initial suits were enjoined by the American Civil Liberties Union and began to work their way through the court system. Within the University administration, Fleming and the legal staf continued to believe that the policy itself was probably constitutional. Indeed, it was quite similar to policies adopted at other institutions such as the University of Pennsylvania. However, they viewed with some alarm the increasingly cumbersome process that was being developed to apply the policy. Furthermore, it became increasingly clear that the policy was subject to considerable misuse and abuse by those who either misunderstood its intent, or, worse yet, those who understood its intent but wished to distort and extend it to push their own special interest agendas. Hence, the University administration became more and more concerned that the policy was evolving into a Frankenstein monster. Unfortunately, they also recognized that a major efort to modify or even replace the policy would be diicult politically since it would almost certainly trigger another round of protests around racial lines. There were also deinite misgivings as the legal tests of the policy evolved. For example, the national leadership of the ACLU was rather embarrassed that their Michigan chapter had taken on such aggressive opposition to the policy. Indeed, preliminary contacts were made on the part of the national ACLU to convince the Michigan ACLU to back-of of this efort–without success. A second complication was the fact that the case was assigned to Judge Avern Cohn, an outspoken critic of the University. Cohn indicated at the very earliest moment that he believed the University “guilty of sin” and felt that his court would demonstrate it. In a sense, he made it clear at the outset that his mind was made up on the issue before the trial proceeded. As it became more apparent that Judge Cohn would rule against the policy on First Amendment grounds, the University faced the decision as to whether to appeal a negative decision. Within some quarters of the University there was conidence that the policy itself was suiciently narrowly drawn that we would eventually be able to win. However, it was also felt that the policy was quite cumbersome and subject to misapplication. Hence, the University administration decided to take advantage of what it anticipated as a negative court ruling to eliminate the policy and begin again. The actual court decision came down in September of l988 during the irst month of the presidency of James Duderstadt. In anticipation of this action, Duderstadt had asked the new General Counsel of the University, Elsa Cole, to draft a far narrower policy based on the “ighting words” principle that would clearly stand the First Amendment test. In particular, he asked that the policy be directed at speciic individual harassment rather than the broader speech implications of the earlier policy. Hence, when Judge Cohn inally struck down the original policy, Duderstadt immediately moved to use his presidential powers under Regents Bylaw 2.0l to put into place the far narrower “ighting words” policy so that the campus would continue to have some safeguards in place to counter the absence of a more general student disciplinary policy. He managed to obtain the Regents support for this use of the presidential power, although it is unlikely that the Regents would have voted for such a policy themselves. While most 42 Minority student enrollments (percentages) African-American student enrollments (percentages) Graduation rates of African-American student cohorts six years afer initial entry Number of minority tenured and tenure-track faculty Number of university minority graduate fellowships Number of African-American faculty 43 Regents understood the vulnerability of the campus, they were also comfortable in letting Duderstadt take the heat on this issue. The new restricted policy was supported by most of the opponents of the Fleming policy, including the ACLU. The substitute policy went into place without any further contest. In fact, in subsequent months many other institutions adopted similar restricted harassment policies based on the “ighting words” concept. Nevertheless, Duderstadt intentionally included the language “interim” in enacting the policy because of his belief that further review would be necessary–not only of the policy itself, but whether there was even a need for an harassment policy. Such reviews occurred roughly one year later, and reached the conclusion that the policy would remain in its restricted form with an interim title on an indeinite basis, subject to ongoing review. The Michigan Mandate: Action Agenda Early Strategies With the selection of James Duderstadt as the eleventh president of the University in June of l988, he immediately turned his attention to moving forward in a much more visible fashion with the implementation of the Michigan Mandate, the key strategy which had been developed during the previous year to make the University a model of a multicultural learning community. By working closely with both the original Change Group and broader elements of the University’s leadership, a plan was developed which would involve extensive consultation to put into place the remaining elements of the plan during the year ahead. Building a Support Base Key to the success of the Michigan Mandate was the engagement of as many individuals and groups as possible, both on and of the campus. It was recognized at the outset that success would be determined largely by grass roots involvement. Hence, it was important to build commitment and awareness by creating a process in which a variety of diferent groups were involved in reining of the Michigan Mandate plan. Of particular concern here was the importance of determining and controlling an agenda that would be focused on strategic objectives. It was recognized at the outset that there was a danger in that various special interest groups would attempt to distort or even disrupt the Michigan Mandate in order to establish their own particular priorities. Hence, control of the agenda was recognized as a critical element of success, and a strong public relations/media based campaign was designed with this as its objective. At the beginning of the fall term, Duderstadt began to implement this plan through a series of major addresses to on-campus groups, including the Senate Assembly, the deans, various schools and colleges, various student groups, and alumni. Of particular importance here were presentations to a number of ethnic groups, including Black student groups and faculty, Hispanic students and faculty, a number of minority staf groups, and so forth. Duderstadt spent a great deal of time meeting with leaders of external communities to explain to them the nature of the Michigan Mandate, including the key leadership in cities such as Detroit, Flint, Lansing, and Saginaw, various alumni groups, various church groups, and so forth. Within the University an efort was made to build the key teams necessary to move forward with the Michigan Mandate. This involved at the outset a series of retreats involving the leadership of the University– executive oicers and deans–but also the more active use of the President’s Advisory Committee on Minority Afairs, and the Vice Provost’s Advisory Committee on Minority Afairs. Throughout the course of the year the Michigan Mandate became efectively woven into the objectives of the University. There were many examples of key actions taken by the University that played important roles in maintaining the momentum of the Michigan Mandate. For example, the decision by the University to declare Martin Luther King Jr. day as a time for education and relection on the University’s role in a multicultural society became particularly important. Here it should be recalled that one of the principal demands of activist groups for several years have been to declare Martin Luther King day an oicial University holiday. Instead, the University moved to identify Martin Luther King Jr. day as an opportunity for educational commitment in which classes would 44 be replaced by a variety of other learning experiences including retreats, seminars, and numerous lectures. The Board of Regents agreed to support this particular strategy. A second example occurred when the University managed to negotiate with the Michigan Attorney General an agreement that would allow it to sell its remaining $500,000 worth of stock holdings in companies with South African interests. Here the key issue was whether the Attorney General would continue to push to challenge the University’s autonomy or drop the case following the ruling by the Court of Appeals upholding the University’s autonomy. The Attorney General agreed to drop the case, and the University was then free to go ahead and complete divestment. The focus of the initial phase of the Mandate was primarily on issues of representation. That is, it focused on building a more representative presence of minority groups among its students, faculty, staf, and leadership. It went beyond this, however, and also sought to put into place policies and procedures and programs to assist these groups in achieving success at the University. Signs of Progress The broad array of steps taken during the early phases of the Michigan Mandate began to have an impact almost immediately. Over the course of the next three years, the University made very signiicant progress toward the goals set out by the Michigan Mandate. From top to bottom University decisions began to be made with the goals of diversity as their priority. Indeed, throughout the nation other universities began to use the Michigan Mandate as a model in their own planning. Several of the key highlights of this period of the Michigan Mandate included: l. An increase of 39 percent in minority enrollments over the irst three years of the Michigan Mandate, resulting in the largest number of students of color in the University’s history, 6,044 or l8.2 percent of enrollment. 2. The University achieved the largest number of Hispanic, Native American, and Asian students at all levels–undergraduate, graduate, and professional–in its history. Indeed, Black enrollments increased by 36 percent over the irst three years to 2,358 or 7.l percent of the student body. Hispanic students increased 56 percent to l,055 students or 3.2 percent of the student body. Asian students increased 37 percent to 2,474 or 7.5 percent, while Native American students increased 22 percent to l57 or 0.5 percent total. 3. There was also remarkable progress at the graduate and professional levels: 46 percent increase in minority graduate students (55 percent increase in Black) and 36 percent in minority professional students (53 percent Black). 4. The University’s graduation rates for students of color exceeded 60 percent, ranking it among the best in the nation. 5. During the irst three years of the Michigan Mandate the University added l2l new faculty of color to the University’s tenure track ranks, including ifty-nine African American faculty. This put the University on schedule in achieving a preliminary objective of doubling the number of faculty of color on campus within the irst ive years of the Michigan Mandate. There were many other signs of progress ranging from major growth in inancial aid to students of color to increased outreach programs to school systems in cities such as Detroit, Flint, and Saginaw. The Michigan Mandate: In High Gear The New Challenge The irst phase of the Michigan Mandate was focused on the issue of increasing the representation of minority groups within the University community. But increasing the numbers was always recognized to be the easy part of the plan. It is the case that one can have a great many diferent people living in the same locale, working side-by-side, going to the same classes, but that will not mean that one has a community. Just increasing the numbers and mix of people doesn’t provide one with a sense of mutual respect and a cohesive 45 Lester Monts John Matlock Robert Zajonc The leadership of the next phase of the University Diversity initiatives community. To achieve this the University faced the challenge of creating a new kind of community, a community that drew on the unique strengths and talents and experiences of all of its members. And this was felt to be the important challenge of the second phase of the Michigan Mandate. More speciically, it was recognized that the traditional institutions of our society, our communities and neighborhoods, our churches and public schools, our business and commerce, all had failed to create a sense of community or to provide the models for creative interaction that were needed to build a new kind of society based on a general mutual dependence, trust, and respect. It was recognized that in America today it is on our college campuses that many students come together for the irst time with students of other races and cultures in an environment in which they are expected to live, work, and learn together. It was therefore not surprising that in our existing universities structures there is a good deal of tension and separatism. Hence, the University accepted that one of its missions was to build multicultural learning communities. In a sense, it was recognized that our college campuses would become the crucibles in which the multicultural, multiracial world cultures of 2lst century America would be forged. This was a major responsibility–in- deed a mandate–for the University. The Evolving Plan The University of Michigan had a certain advantage over many other institutions because it beneitted from having one of the strongest concentrations of programs in the social sciences of any American university. Hence, it was clear that key to the University’s success in building a multicultural university would be drawing on the great experience and knowledge of its social science faculty. To this end, the Change Group was restructured into a group that more appropriately relected these disciplines and Robert Zajonc, Director of the Institute for Social Research, was asked to chair the committee. Beyond this a second structure was formed by replacing the airmative action coordinator council with a new committee consisting of the second ranking administrative oicers in each unit of the University, and charged with implementing many of the ideas necessary to take the University toward a multicultural community. In this regard, it should also be noted that while the Michigan Mandate was being moved into a new phase the strong commitment to achieve a more representative presence in the life of the University by minority 46 Toasting the achievements of the Michigan Mandate team!! students, faculty, and staf continued to be among the University’s highest priorities. The President and other oicers continued to push very hard on this agenda and would meet from time to time with units of the University who were felt to be making less than the desired commitment. Concluding Remarks Through the Michigan Mandate, the University of Michigan set out on a new course to better respond to the extraordinary diversity of our nation and the world in which we live. In a sense, the University was acting to change its make-up and its culture to bring all ethnic groups fully into the life and leadership of the institution. The goal of the Michigan Mandate was to make the University a leader known for the racial and ethnic diversity of its faculty, students, and staf. To make the University set its sights on becoming a leader and creating a multicultural community capable of serving as a model for higher education and for society-at-large. 47 Student Access and Success Undergraduate Student Access Wade McCree Incentive Scholarship King/Chavez/Parks Program Summer programs (e.g., DAPCEP) College Day visitation for families Tuition grants to all Native American students from Michigan. Special Undergraduate Programs Undergraduate Research Opportunity Program 21st Century Program CRLT Programs Leadership 2017 Oice of Academic Multicultural Initiatives Graduate Student Support Fully funding minority graduate support Rackham Graduate Merit Fellowship Program Special Programs Tapped grass-roots creativity and energy using $ 1 M/y Presidential Initiatives Funds tor competitive proposals from faculty and student groups. Results Enrollments: 83% increase in students of color (to 28%) 90% increase in underrep min (to 15%) 57% increase in AA (to 2,715 or 9.1%) 126% increase of Latinos (to 4.3%) 100% increase in Native Americans (to 1.1%) Graduation rates for African Americans highest among public universities. UM ranked 27th in nation in minority BA/BS 8th for M.S. degrees, 7th for PhD degrees 1st in African American PhDs (non HBCU’s) Graduate education Increased minority fellowships by 118% Of 734 Rackham Fellows in 1994, 51% were African American, 29% were Latino Professional Schools: Business: 12% AA, 28% color Medicine: 11% AA, 39% color Law: 10% AA, 21% color Faculty Target of Opportunity Program Faculty Development (Faculty Awards Program for minority faculty) Cluster hiring Creating a welcoming and supportive culture (networks, centers, surveys) Enlarging candidate pool by increasing PhD enrollments Results +62% for African Americans (128) +117% for Latinos (52) +75% for Native Americans (7) Senior academic leadership (URM): from 14 to 25 Staf Demanded accountability in hiring and promotion Human Resources and Airmative Action programs Consultation and Conciliation Services Results Top managers: +100% (to 10% of management) P&A: +80 (from 449 to 816) More Generally Building University-wide commitments Oice of Minority Afairs, Vice-Provost for Minority Afairs Demanding accountability Included in compensation review Included in budget review Included in appointment review Leadership Half of Executive Oicers were African American Executive VP Medical Center (Rita Dumas) Secretary of University (Harold Johnson) VP Research (Homer Neal) UM Flint Chancellor Charlie Nelms UM Dearborn Chancellor James Renick JJD’s Successor was African American (Homer Neal) Some Actions and Results of the Michigan Mandate by 1996 48 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 1 Appendix D Diversity Chapter 9 in A University for the 21st Century (UM Press, 1999) Today civilization is in danger by reason of a perversion of doctrine concerning the social character of humanity. The worth of any social system depends on the value experience it promotes among individual human beings. There is no one American value experience other than the many experiences of individual Americans or of other individuals afected by American life. A community life is a mode of eliciting value for the people concerned. Alfred North Whitehead A distinguishing characteristic and great strength of American higher education is its growing commitment over time to serve all segments of our pluralistic society. Higher education’s broadening inclusion of talented students and faculty of diverse ethnic, racial, economic, social, political, national, or religious background, has allowed our academic institutions to draw on a broader and deeper pool of talent, experience, and ideas than more exclusive counterparts in other places and times. This diversity invigorates and renews teaching and scholarship in American universities, helping to challenge long-held assumptions, asking new questions, creating new areas and methods of inquiry, and generating new ideas for testing in scholarly discourse. We have never needed such inclusiveness and diversity more than today when diferential growth patterns and very diferent lows of immigration from Asia, Africa, Latin America, the Caribbean, and Mexico are transforming our population. By the year 2030 current projections indicate that approximately 40 percent of all Americans will be members of minority groups, many—even most—of color. By mid-century we may cease to have any one majority ethnic group. By any measure, we are evolving rapidly into a truly multicultural society with a remarkable cultural, racial, and ethnic diversity. This demographic revolution is taking place within the context of the continuing globalization of the world’s economy and society that requires Americans to interact with people from every country of the world. These far reaching changes in the nature of the people we serve and the requirements of global responsibility demand far-reaching changes in the nature and structure of higher education in America. Our rapidly diversifying population generates a remarkable vitality and energy in American life and in our educational institutions. At the same time, it gives rise to conlict, challenging our nation and our institutions to overcome at last our long history of prejudice and discrimination against those groups who are diferent, particularly and most devastatingly, those groups identiied by the color of their skin. Tragically, race remains a signiicant factor in our social relations that profoundly afects the opportunities, experiences, and perspectives of those discriminated against as well as those who discriminate. To change this racial and cultural dynamic, we need to understand better how others think and feel and to learn to function across racial and cultural divisions. We must replace stereotypes with knowledge and understanding. Slowly, we Americans are learning but there remains a great distance to go. The inal century of the second millennium, for all its advances in learning and technology, is likely to be most remembered for the horrors unleashed by racial, religious, and ethnic prejudice and discrimination. If anyone should doubt the urgency of our task in seeking to overcome this evil heritage, they have only to recall the Holocaust or to look around the world today at the religious, racial, and ethnic conlicts that have killed millions of innocents, made millions of others refugees, ripped nations asunder, set neighbor against neighbor, and poisoned the minds and hearts of generations. 2 From Rwanda to Timor, from Kosovo to the Middle East, the endless toll of violence and sufering rises unabated. Some see this as evidence that the ideal of tolerance and understanding is impossible to achieve. We cannot accept such defeatism. We must meet this challenge to overcome prejudice and discrimination here and now. America’s colleges and universities have a critical part to play in this struggle. This means we must not falter in our national commitment to ending discrimination and achieving the promise of equal opportunity. In recent years academia has made a dedicated efort to make progress towards diversity. It can point to signiicant gains as a result of these eforts. Unfortunately, but perhaps not surprisingly, this progress has given rise to a growing backlash. An increasing number of Americans oppose our traditional approaches to achieving diversity such as airmative action. Federal courts are pondering cases that challenge racial preference. In state after state, voters are taking aim through referenda at an earlier generation’s commitment to civil rights. At such a time, it seems particularly important that we in academe talk openly, with boldness, about the need for more, not less, diversity. There is plenty of room to debate the merits of various methods of achieving our ends, but as our nation and our world become ever more diverse, ever more interdependent and interconnected, it is vital that we stand irm in our fundamental commitment to our diversity. The Case for Diversity When one discusses the topic of diversity in higher education, it is customary to focus on issues of race and ethnicity, and we shall do so in much of this chapter. But it is also important to recognize that human diversity is far broader, encompassing characteristics such as gender, class, national origin, and sexual orientation. These, too, contribute to the nature of an academic community. In both the narrow and broader sense, it is important to set out a compelling rationale for seeking diversity in American higher education. First and foremost, the case rests on moral responsibility and democratic ideals, based on our social contract with society. I would also contend that diversity is a critical element in sustaining the quality and relevance of our education and scholarship. Our nation’s campuses have a unique opportunity to ofer positive social models and provide leadership in addressing one of the most persistent and seemingly intractable problems of human experience—overcoming the impulse to fear, reject, or harm the “other.” In addition, there are persuasive pragmatic reasons for academia to pursue diversity. Social and Moral Responsibility American colleges and universities are founded on the principle that they exist to serve their society through advancing knowledge and educating students who will, in turn, apply their knowledge for their own advancement but also to serve others. Hence, higher education, indeed all educational institutions, are responsible for modeling and transmitting essential civic and democratic values and helping to develop the experience and skills necessary to put them into practice. In this sense, then, higher education’s commitment to relect the increasing diversity of our society in terms of both our academic activities and the inclusiveness of our campus communities is based in part on the American university’s fundamental social, institutional, and scholarly commitment to freedom, democracy, and social justice. To further these lofty goals, our colleges and universities must overcome inequities deeply embedded in our society by ofering opportunity to those who historically have been prevented from participating fully in the life of our nation. Over the years our universities have broadened their commitment to providing equal opportunity for every individual regardless of race, nationality, class, gender, or belief. They have done so as part of their basic obligations to serve those who founded and support us, to serve as models of social interaction, and to serve as a major source of leaders throughout society. This is a fundamental issue of equity and social justice that must be addressed if we are to keep faith with our values, responsibilities, and purposes. Educational Quality Nevertheless, universities are social institutions of the mind, not of the heart. While there are compelling moral and civic reasons to seek diversity and social eq- 3 uity on our campuses, the most efective arguments in favor of diversity to a university community tend to be those related to academic quality. Perhaps most important in this regard is the role diversity plays in the education of our students. We have an obligation to create the best possible educational environment for the young adults whose lives are likely to be signiicantly changed during their years on our campuses. Their learning environment depends on the characteristics of the entire group of students who share a common educational experience. Students constantly learn from each other in the classroom and in extracurricular life. The more diverse the student cohort, the more opportunities for exposure to diferent ideas, perspectives and experiences and the more chances to interact, develop interpersonal skills, and form bonds that transcend diference. There is ample research to suggest that diversity is a critical factor in creating the richly varied educational experience that helps students learn. Since students in late adolescence and early adulthood are at a crucial stage in their development, diversity (racial, demographic, economic, and cultural) enables them to become conscious learners and critical thinkers, and prepares them to become active participants in a democratic society. Students educated in diverse settings are more motivated and better able to participate in an increasingly heterogeneous and complex democracy. We must accept as a fact of life in contemporary America that the persistence of separation by race and ethnicity, past and present, has shaped the life experiences and attitudes of whites and minorities in fundamental ways. Americans of diferent races and ethnicities live in worlds that have a long history of separation and are still, to a great extent, separate. Indeed, in many regions, we are more sharply segregated than ever. Too few Americans of diferent racial and ethnic backgrounds interact in a meaningful way on a daily basis. A racially and ethnically diverse university student body has far-ranging and signiicant beneits for all students, non-minorities, and minorities alike. Students learn more and think in deeper, more complex ways in a diverse educational environment. Racial diversity in a college student body provides the very features that research has determined are central to producing the conscious mode of thought educators demand from their students. Intellectual Vitality Diversity is similarly fundamental for the vigor and breadth of scholarship. Unless we draw upon a greater diversity of people as scholars and students, we cannot hope to generate the intellectual vitality we need to respond to a world characterized by profound change. The burgeoning complexity and rapidly increasing rate of change forces us to draw upon a broader breadth and depth of human knowledge and understanding. Perhaps our society could tolerate singular answers in the past, when we could still imagine that tomorrow would look much like today. But this assumption of stasis is no longer plausible. As knowledge advances, we uncover new questions we could not have imagined a few years ago. As society evolves, the issues we grapple with shift in unpredictable ways. A solution for one area of the world often turns out to be inefectual or even harmful in another. The dangers of unanticipated consequences of our actions multiply as we take on ever more complex social problems. Many academic and professional disciplines have found their very foundations radically transformed as they grapple with the impact of new perspectives, revolutionary technologies, and the exponential growth of knowledge. For universities to thrive in this age of complexity and change, it is vital that we resist any tendency to eliminate options. Only with a multiplicity of approaches, opinions, and ways of seeing can we hope to solve the problems we face. Universities, more than any other institution in American society, have upheld the ideal of intellectual freedom, open to diverse ideas that are debated on their merits. We must continually struggle to sustain this heritage and to become places open to a myriad of experiences, cultures, and approaches. In addition to these intellectual beneits, the inclusion of underrepresented groups allows our institutions to tap reservoirs of human talents and experiences from which they have not yet fully drawn. Indeed, it seems apparent that our universities could not sustain such high distinctions in a pluralistic world society without diversity and openness to new perspectives, experiences, and talents. In the years ahead we will need to draw on the insights of many diverse perspectives to 4 understand and function efectively in our own as well as in the national and world community. Serving a Changing Society Our nation’s ability to face the challenge of diversity in the years ahead will determine our strength and vitality. As I mentioned at the beginning of this chapter, our culture needs to come to grips with the fact that those groups we refer to today as minorities will become the majority population of our nation in the century ahead, just as they are today throughout the world. For instance, as we enter the next century, one of three college-age Americans today is a person of color, and roughly 50 percent of our school children (K-12) are African American or Hispanic American. By 2020, the American population, which now includes 26.5 million African Americans and 14.6 million Hispanic Americans, will include 44 million African Americans and 47 million Hispanic Americans. By the late 21st century, some demographers predict that Hispanic Americans will become the largest ethnic group in America. The truth, too, is that most of us retain proud ties to our ethnic roots, and this strong and fruitful identiication must coexist with—indeed enable—our ability to become full participants in the economic and civic life of our country. Pluralism poses a continuing challenge to our nation and its institutions as we seek to build and maintain a fundamental common ground of civic values that will inspire mutually beneicial cohesion and purpose during this period of radical transformation of so many aspects of our world. Human Resources The demographic trends we see in our future hold some other signiicant implications for national economic and political life and especially for education. Our clearly demonstrated need for an educated workforce in the years ahead means that America can no longer aford to waste the human potential, cultural richness, and leadership represented by minorities and women. Our traditional industrial economy is shifting to a new knowledge-based economy, just as our industrial economy had evolved from an agrarian society in an earlier era. Now, since people and knowledge are the source of new wealth, we will rely increasingly on a well-educated and trained workforce to maintain our competitive position in the world and our quality of life at home. Higher education will play a particularly important role in this regard. For example, in the 1960s barely 1 percent of law students and 2 percent of medical students in America were black. Through the use of afirmative action, inancial aid programs, and aggressive recruiting, universities were able to attract more minorities into their professional programs, and by 1995, 7.5 percent of law school students and 8.1 percent of medical school students were black. Hence, it is clear that higher education can open the doors of opportunity to under-served components of our society. Our universities must make special eforts to expand educational achievement and workforce participation by minorities and women not just because that is good social policy, but because we cannot aford to waste their talents. America will need to call on the full contribution of all of its citizens in the years ahead. The Challenges of Diversity Although American higher education has long sought to build and sustain diverse campuses, this is a goal that has faced many challenges. Our nation continues to be burdened by prejudice and bigotry that plague our neighborhoods, our cities, and our social institutions. Although we think of America as a melting pot in which diverse cultures come together in common purpose, in reality, most among us seek communities of like rather than diverse colleagues. All too frequently we deine ourselves in terms of our diferences from others, and we have great diiculty in imagining the world as others see it. And, although change is always a diicult task for tradition-bound institutions such as universities, it has proven particularly so in the areas of diversity. The Challenge of Racism Prejudice and ignorance persist on our nation’s campuses as they do throughout our society. American society today still faces high levels of racial segregation in housing and education in spite of decades of legis- 5 lative eforts to reduce it. Furthermore, most students complete their elementary and secondary education without ever having attended a school that enrolled signiicant numbers of students of other races and without living in a neighborhood where the other races were well represented. Yet, because of the distinctly diferent historical experiences of white and non-white Americans, race continues to afect outlook, perception, and experience. For example, most white Americans tend to think that race has only a minor impact on the daily experiences and future expectations of Americans whatever their background and that blacks receive the same treatment as they do both personally and institutionally. Most nonwhites, in contrast, feel that race still matters a great deal, and considerable numbers report having experienced discriminatory treatment in shops and restaurants or in encounters with the public. Whether explicit or more subtlety, our society continues to perpetuate stereotypes which reinforce the idea that one race is superior to another. Not surprisingly, new students arrive on our campuses bringing with them the full spectrum of these experiences and opinions. It is here that many students for the irst time have the opportunity to live and work with students from very diferent backgrounds. In many ways our campuses act as lenses that focus the social challenges before our country. It is not easy to overcome this legacy of prejudice and fear that divides us. Not surprisingly, our campuses experience racial incidents, conlict, and separatism. When these occur, we must demonstrate clearly and unequivocally that racism on our campuses will not be tolerated. Programs are also needed to promote relection on social values and to encourage greater civility in social relations. It is also critical to develop new networks and forums to promote interaction and open discussion among campus groups. The Challenge of Community In an increasingly diverse country, deep divisions persist between whites, blacks, Hispanics, Native Americans, and other ethnic groups. There is nothing natural about these divisions. They are not immutable facts of life. Rather they are a consequence of a troubled and still unresolved past. Racial and ethnic groups remain separated by residence and education. There are unfortunately few places in American society where people of diferent backgrounds interact, learn from each other, and struggle to understand their diferences and discover their commonality. The fundamental issue that we face at the end of the 20th Century is to work to overcome our divisions in the spirit of the venerable American motto, E Pluribus Unum. To build unity from pluralism, to recognize diversity and learn from it, to fashion a democracy of many voices, is still an uninished project. Its success is vital to our nation’s future. As a social institution, the university can ind direction in its history and tradition of openness. We must set forth a vision of a more varied and tolerant environment—a more pluralistic, cosmopolitan community. We have to become a community in which all barriers to full participation of all people in the life of our institution are removed; a place where we can all draw strength from the richness of our human variety; but also a place where we can work constructively together as a community of scholars and as citizens of a democratic society. This is the challenge before us. As citizens we have to reairm our commitment to justice and equality. As scholars we have to support unwaveringly our shared commitment to academic freedom and the pursuit of excellence. Seeing Diference Diferently We need to work diligently to transform our campuses, encouraging respect for diversity in all of the characteristics that can be used to describe our human species: age, race, gender, disability, ethnicity, nationality, religious belief, sexual orientation, political beliefs, economic background, and geographical origin. Yet, in doing so, we will have to move in two directions at once. We have to set aside the assumption that people from groups diferent from ours necessarily have the same needs, experiences, and points of view that we do. At the same time, we cannot succumb to the equally pernicious assumption that “they” are all the same. Real barriers, experiences, and culture may be shared by many in a group, but that does not give us permission to treat people as though they conform to some stereotyped image of “white,” “gay,” or “Latino.” We seek 6 a community where various cultures and ethnicity are valued and acknowledged, but where each individual has the opportunity to ind her or his own path. At the same time, we should recognize that not everyone faces the same consequences for their diferences. The experience of an Asian American student on our campus is not the same as that of an African American student or a white woman or a person with a disability. We should not forget that issues of diference are inextricably intertwined with issues of power, opportunity, and the speciic histories of groups and of each individual. As we pursue a pluralistic campus, we should realize that equality will require efort, resources, and commitment to both structural change and education. We must learn to see diference diferently. The multicolored skein that would be a multicultural university has to be woven together, becoming a tapestry, with each thread retaining its unique character while part of a larger design. The Challenge of Change It is important not to delude ourselves. Institutions do not change quickly and easily any more than do the societies of which they are a part. Achieving our democratic goals of equity and justice for all often requires intense struggle, and we remain far from our goals as a nation. In confronting the issues of racial and ethnic inequality in America we are probing one of the most painful wounds of American history. Throughout the latter half of the 20th Century, progress towards greater racial equity in our society and our social institutions has been made, in part, through policies and programs that recognize race as an explicit characteristic. For some time, universities with highly selective admissions have used race as one of several factors (e.g., special athletic, artistic, scientiic or leadership talent, or geographic origin; status as children of alumni; or unique qualities of character or experience) in determining which students to admit to their institutions. Special inancial aid programs have been developed to address the economic disadvantages faced by underrepresented minority groups. Minority faculty and staf have been identiied and recruited through targeted programs. Yet, despite its utility, the use of race as an explicit factor in eforts to achieve diversity or address inequities is being challenged with great force through popular referenda, legislation, and by the courts. For example, actions taken in several states now prohibit the consideration of race in college admissions. In such instances, it is sometimes suggested that other approaches such as admitting a certain fraction of high school graduates or using family income could be used to achieve the same diversity objectives. Yet, the available evidence suggests such alternatives may not suice. Income based strategies are unlikely to be good substitutes for race-sensitive admissions policies because there are simply too few Black and Latino students from poor families who have strong enough academic preparation to qualify for admission to highly selective institutions. Furthermore, standardized admissions tests such as the SAT, ACT and LSAT are of limited value in evaluating “merit” or determining admissions qualiications of all students, but particularly for underrepresented minorities for whom systematic inluences make these tests even less diagnostic of their scholastic potential. There is extensive empirical data indicating that experiences tied to one’s racial and ethnic identify can artiicially depress standardized test performance. Hence, progress toward diversity will likely require some signiicant changes in strategy in the years ahead. Unfortunately, the road we have to travel is neither frequently walked nor well marked. We can look to very few truly diverse institutions in American society for guidance. We will have to blaze new trails, and create new social models. At the University of Michigan we saw that we needed both a commitment and a plan to achieve diversity. We took the long view, one that required patient and persistent leadership, as well as the commitment and hard work of people throughout our community and beyond. The Michigan Mandate It may be useful to consider the University of Michigan’s experience in its efort to achieve diversity because it led to measurable progress and because, since it happened on my watch, I can describe some of the victories and pitfalls that occurred along the way. Like most of higher education, the history of diversity at 7 Michigan has been complex and often contradictory. There have been too many times when the institution seems to take a step forward, only to be followed by two steps backward. Nonetheless, access and equality have always been a central goal of our institution. We are proud that the University has consistently been at the forefront of the struggle for inclusiveness in higher education. From our earliest beginnings in 1817, the University of Michigan focused on making a university education available to all economic classes. This ideal was stated clearly by an early Michigan president, James Angell, when he said the goal of the University was “to provide an uncommon education for the common man.” At our founding, we attracted students from a broad range of European ethnic backgrounds. In the early 1800s, the population of the state swelled with new immigrants from the rest of the country and across the European continent. By 1860, the Regents referred “with partiality,” to the “list of foreign students drawn thither from every section of our country.” Forty-six percent of our students then came from other states and foreign countries. Today more than one hundred nations are represented at Michigan. The irst African American students arrived on our campus in 1868. In the years after Reconstruction, however, discrimination increased. Black students joined together to support each other early in the century and staged restaurant protests in the 1920s. It was not until the 1960s that racial unrest inally exploded into campus-wide concerted action. Although the University had made eforts to become a more diverse institution, both black and white students, frustrated by the slow movement, organized into the irst Black Action Movement (BAM) in 1970. The central administration building was occupied, and students boycotted classes. Many positive advances came from this outpouring of student solidarity. The number of African American faculty and students on campus increased; new goals and programs were established and old programs were funded. Yet only a few years later, enrollments began to fall again and funding waned. By the early 1980’s, black enrollment began to increase but still fell short of the goals set a decade before. It would take two more student uprisings (BAM II and III), several disturbing racial incidents, negative national media attention, mediation with Jesse Jackson, and powerful legislative political pressure before the University again took a systematic look at the diicult problems of race on campus. To put it mildly, it was a time of ferment built on the Michigan tradition of activism. In this instance, our students recalled us to our commitment and held us to our promises. Demands for change came not only from black students. These protests were joined by Latino students, who had been involved in the BAM struggles from the beginning, but now raised their voices as a separate group to demand greater visibility and attention to their agenda. The University had a disappointing record with respect to Native Americans, and they also began to protest as well. Ironically, in 1817 local tribes ceded 1,920 acres of land to the Northwest Territory to establish the “University of Michigania.” Yet the Native American enrollments remained quite low, less than 0.5 percent, throughout most of the University’s history. Michigan’s record is somewhat better with respect to inclusion of Asian and Asian Americans. Historically, the University played a major role in expanding the opportunities for students from Asia. In the late 1800s, Michigan became one of the irst universities to admit foreign Asian students. It was the irst university in the United States to award a doctoral degree to a Japanese citizen. Michigan eventually became a major center for Asian education. In recent years, the number of Asian American students has grown more quickly than any other group, and during the protests of the 1980s Asian Americans also made their voices heard. By the late 1980s it had become obvious that the University had made inadequate progress in its goal to relect the rich diversity of our nation and our world among its faculty, students and staf. As we learned from our minority and female constituencies, simply providing access to our institution was not suicient to provide full opportunity for those groups that continued to sufer from social, cultural, and economic discrimination in our society. People from underrepresented groups who did manage to ind their way here faced serious barriers to their success and advancement in a University (and national) culture still largely dominated by a white, male majority. We also faced a particular challenge because of our 8 geographic location. As a state university, we draw roughly two-thirds of our undergraduates from Michigan, with almost one-half of these from the metropolitan Detroit area. Unfortunately, Michigan ranks among the top four states in the nation in the degree of black/ white school segregation: 82 percent of black students attend schools in all black school districts, while more than 90 percent of white students attend schools with a black enrollment of less than 10 percent. Furthermore, Detroit is the second most segregated metropolitan area in the country (following only Gary, Indiana), and the rates of residential segregation in Detroit were higher in 1990 than in 1960. Many suburban communities on the borders of Detroit have remained almost completely white despite their proximity to adjoining minority-dominated city neighborhoods. Drawing a signiicant fraction of our undergraduate enrollment from such a racially segregated environment presented a particularly serious challenge and responsibility for the University. To address these challenges we knew that the University would have to change dramatically to achieve diversity. Our irst step was to convene a group of faculty with direct experience in organizational change and multicultural environments. We drew upon the expertise of faculty from the social sciences, management, law, and social work along with selected administrators. We wanted a free-wheeling, sky’s-the-limit planning group. It took more than a year of intense discussion and study to arrive at the irst outline of goals and a plan for increasing diversity, which was announced in 1987. Based on the experience of other strategic planning eforts, we knew that the plan would need to be strategic and long term, leaving operational details to be developed through extensive consultations. The plan was really only a road map. It set out a direction and pointed to a destination. It ofered incentives for achieving goals but disbursed responsibility authority and accountability for many of the speciic steps to be taken by individual academic and administrative units. As the plan evolved, we took care to retain the diicult but essential requirements of community building and pluralism. It was also essential to engage as many of our constituents as possible in a dialogue about the plan’s goals and strategies with the hope of gradually build- ing widespread understanding and support inside and beyond our campus. Early drafts of the plan, in outline form and expressed in general terms, were circulated to ever widening circles of administration and faculty, and their useful comments were incorporated. The plan evolved daily and was seen as organic and evolving in such a way as to facilitate open exchange of views. The challenge was to construct a process that would engage the various constituencies of the institution, relecting in the plan’s text their ideas and experiences. The plan would provide the framework for a continuing dialogue about the very nature of the institution. In this sense, we wanted to engage in a dynamic process rather than delivering commandments from on high. Over the irst two years, hundreds of discussions with groups both on and of campus were held. We reached out to alumni, donors, and civic and political leaders and groups and met with countless student faculty and staf groups. Great care was taken to convey the same message to everyone as a means of establishing credibility and building trust among all constituencies. Meetings were sometimes contentious, often enlightening, but rarely acrimonious. Gradually understanding increased and support grew. Although the plan itself came from the administration, it would be individuals and units that would devise most of the detailed plans for carrying it forward. University publications, administrators’ speeches and meetings, Faculty Senate deliberations, all carried the message: Diversity would become the cornerstone in the University’s efforts to achieve excellence in teaching, research, and service in the multicultural nation and world in which it would exist. The initial planning process and early promulgation of the diversity initiative began when I served as University Provost with the full support of then President Harold Shapiro. When I was named to succeed him in 1987, I seized every opportunity to reiterate my three strategic goals: Make Michigan a national leader in achieving diversity, internationalizing education and research, and building a knowledge infrastructure for a twenty-irst century learning institution. I wanted to leave no doubt about what our priorities should be in the years ahead. It was the long-term strategic focus of our planning that proved to be critical because institutions do not 9 change quickly and easily any more than do the societies of which they are a part. It is easy to falter, to become discouraged or distracted. The University would have to leave behind many reactive and uncoordinated efforts that had characterized its past and move toward a more strategic approach designed to achieve longterm systemic change. Sacriices would be necessary as traditional roles and privileges were challenged. In particular, we foresaw the limitations of focussing only on airmative action; that is, on access, retention, and representation. We believed that without deeper, more fundamental institutional change these eforts by themselves would inevitably fail—as they had throughout the 1970s and 1980s. The plan would have to build on the best that we already had. The challenge was to persuade the community that there was a real stake for everyone in seizing this moment to chart a more diverse future. More people needed to believe that the gains to be achieved through diversity would more than compensate for the necessary sacriices. The irst and vital step was to link diversity and excellence as the two most compelling goals before the institution, recognizing that these goals were not only complementary but would be tightly linked in the multicultural society characterizing our nation and the world in the future. As we moved ahead, we began to refer to the plan as The Michigan Mandate: A Strategic Linking of Academic Excellence and Social Diversity. But it continued to be modiied as discussions broadened and experience was gained. The early steps in developing the Michigan Mandate were to: 1) develop a carefully designed strategic process for achieving, using, and valuing diversity; 2) achieve a community strongly committed in philosophy to our goals and objectives; and 3) allocate the necessary resources to accomplish this task. Based on strategic models from other spheres, the plan featured clear, concise, and simple goals; proposed speciic actions and evaluation mechanisms; and relected extensive interaction with and direct comment from a variety of constituencies and individuals to assure responsiveness of the plan. The mission and goals of the Michigan Mandate were stated quite simply: Philosophy: To recognize that diversity and excel- lence are complementary and compelling goals for the University and to make a irm commitment to their achievement. Representation: To commit to the recruitment, support, and success of members of historically underrepresented groups among our students, faculty, staf, and leadership. Environment: To build on our campus an environment that seeks, nourishes, and sustains diversity and pluralism and that values and respects the dignity and worth of every individual. Associated with these general goals were more speciic objectives: Faculty recruitment and development: To substantially increase the number of tenure-track faculty in each underrepresented minority group; to increase the success of minority faculty in the achievement of professional fulillment, promotion, and tenure; to increase the number of underrepresented minority faculty in leadership positions. Student recruitment, achievement, and outreach: To achieve increases in the number of entering underrepresented minority students as well as in total underrepresented minority enrollment; to establish and achieve speciic minority enrollment targets in all schools and colleges; to increase minority graduation rates; to develop new programs to attract back to campus minority students who have withdrawn from our academic programs; to design new and strengthen existing outreach programs that have demonstrable impact on the pool of minority applicants to undergraduate, graduate, and professional programs. Staf recruitment and development: To focus on the achievement of airmative action goals in all job categories; to increase the number of underrepresented minorities in key University leadership positions; to strengthen support systems and services for minority staf. Improving the environment for diversity: To foster a culturally diverse environment; to signiicantly reduce the number of incidents of racism and prejudice on campus; to increase community-wide commitment to diversity and involvement in diversity initiatives among students, faculty, and staf; to broaden the base 10 of diversity initiatives; to assure the compatibility of University policies, procedures, and practice with the goal of a multicultural community; to improve communications and interactions with and among all groups; and to provide more opportunities for minorities to communicate their needs and experiences and to contribute directly to the change process. A series of carefully focused strategic actions was developed to move the University toward these objectives. These strategic actions were framed by the values and traditions of the University, an understanding of our unique culture characterized by a high degree of faculty and unit freedom and autonomy, and animated by a highly competitive and entrepreneurial spirit. The irst phase of the Michigan Mandate from 1987 to 1990 was focused on the issue of increasing the representation of minority groups within the University community. Primarily our approach was based on providing incentives to reward success, encouragement of research and evaluation of new initiatives, and support for wide-ranging experiments. The plan very emphatically did not specify numerical targets, quotas, or speciic rates of increase to be attained. To cite just one highly successful example, we established what we called the Target of Opportunity Program aimed at increasing the number of minority faculty at all ranks. Traditionally, university faculties have been driven by a concern for academic specialization within their respective disciplines. This is fundamentally laudable and certainly has fostered the exceptional strength and disciplinary character that we see in universities across the country; however, it also can be constraining. Too often in recent years the University had seen faculty searches that were literally “replacement” searches rather than “enhancement” searches. To achieve the goals of the Michigan Mandate, the University had to free itself from the constraints of this traditional perspective. Therefore, the central administration sent out the following message to the academic units: be vigorous and creative in identifying minority teachers/scholars who can enrich the activities of your unit. Do not be limited by concerns relating to narrow specialization; do not be concerned about the availability of a faculty slot within the unit. The principal criterion for the recruitment of a minority faculty member is whether the individual can enhance the department. If so, resources will be made available to recruit that person to the University of Michigan. From the outset, we anticipated that there would be many mistakes in the early stages. There would be setbacks and disappointments. The important point was to make a commitment for the long range and not be distracted from this vision. This long-range viewpoint was especially important in facing up to many ongoing pressures, demands, and demonstrations presented by one special interest group or another or to take a particular stance on a narrow issue or agenda. This was very diicult at times as one issue or another each became a litmus test of university commitment for internal and external interest groups. While these pressures were understandable and probably inevitable, the plan would succeed only if the University leadership insisted on operating at a long-term strategic rather than on a short-term reactive level. It was essential to keep our eyes irmly focused on the prize ahead resisting the temptation to react to every issue that arose. Commitment and support within and outside the University community were necessary ingredients for success, but as the University had learned over the past two decades, it would take more than this to succeed. It was essential to have a strategy, a plan designed to guide institutional change. Over the next several years, through this and many other programs, the diversity of the campus changed dramatically, with the numbers of underrepresented minority students and faculty members roughly doubling. But increasing the numbers was the relatively easy part of the plan. Institutions can have a great many diferent people living in the same locale, working side-by-side, going to the same classes, but that will not mean that one has a community. Just increasing the numbers and mix of people will not provide one with a sense of mutual respect and a cohesive community. To achieve this, the University faced the challenge of creating a new kind of community—a community that drew on the unique strengths and talents and experiences of all of its members. And this was felt to be the important challenge of the second phase of the Michigan Mandate. More speciically, it was recognized that the traditional institutions of our society—our communities and neighborhoods, our churches and public schools, our business and commerce—all had failed to create a 11 sense of community or to provide the models for creative interactions that were needed to build a new kind of society based on a general mutual dependence, trust, and respect. It was recognized that in America today it is on our college campuses that many students come together for the irst time with students of other races nationalities, and cultures in an environment in which they are expected to live, work, and learn together. It was therefore not surprising that in our existing university structure there was a good deal of tension and frequent separatism among groups. It may take more than one generation to ease this situation. By 1995 Michigan could point to signiicant progress in achieving diversity. By every measure, the Michigan Mandate was a remarkable success, moving the University far beyond our original goals of a more diverse campus. The representation of underrepresented students, faculty, and staf more than doubled over the decade of the efort. But, perhaps even more signiicantly, the success of underrepresented minorities at the University improved even more remarkably, with graduation rates rising to highest among public universities, promotion and tenure success of minority faculty members becoming comparable to their majority colleagues, and a growing number of appointments of minorities to leadership positions in the University. The campus climate not only became far more accepting and supportive of diversity, but students and faculty began to come to Michigan because of its growing reputation for a diverse campus. And, perhaps most signiicantly, as the campus became more racially and ethnically diverse, the quality of the students, faculty, and academic programs of the University increased to their highest level in history. This latter fact seemed to reinforce our contention that the aspirations of diversity and excellence were not only compatible but, in fact, highly correlated. In conclusion, while the Michigan Mandate has been a success, it should be made clear that no plan, no commitment, no goal, and no action could have brought us to this point, without the help and support of literally thousands of faculty, students, staf, alumni, and supporters. They are the ones who made change possible, and they continue to work for it today. Michigan is always a work in progress. The Michigan Agenda for Women While we pursued the goals of the Michigan Mandate, we could not ignore another glaring inequity in campus life. If we meant to embrace diversity in its full meaning, we had to attend to the long-standing concerns of women faculty, students, and staf. We had not succeeded in including and empowering women as full and equal partners in all aspects of the life and leadership of the University despite many promises and continuing struggle. Michigan takes pride in the fact that it was one of the irst large universities in America to admit women. At the time, the rest of the nation looked on with a critical eye. Many were certain that the “experiment” would fail. The irst women who arrived in 1870 were true pioneers, the objects of intense scrutiny and resentment. For many years, women had separate and unequal access to facilities and organizations. Yet, in the remaining years of the nineteenth century, the University of Michigan provided strong leadership for the nation. By 1898 the enrollment of women had increased to the point where they received 53 percent of Michigan’s undergraduate degrees. These impressive gains were lost during the early part of the twentieth century and even more with the returning veterans after World War II. The representation of women in the student body declined precipitously. It only began to climb again during the 1970s and 1980s and, for the irst time in almost a century, once again exceeded that of men in 1996. During the past several decades, the University took a number of steps to recruit, promote, and support women staf and faculty, modifying University policies to relect their needs. Yet true equality came slowly and great challenges remained. The Challenges In faculty hiring and retention, despite the increasing pools of women in many ields, the number of new hires of women had changed only slowly during the late twentieth century in most research universities. In some disciplines such as the physical sciences and engineering, the shortages were particularly acute. We also continued to sufer from the “glass ceiling” phenom- 12 enon, that is, because of hidden prejudice women were unable to break through to the ranks of senior faculty and administrators though no formal constraints prohibited their advancement. The proportion of women decreased steadily as one moved up the academic ladder. Additionally, there appeared to be an increasing tendency to hire women of the tenure track as postdoctoral scholars, lecturers, clinicians, or research scientists. The rigid division among various faculty tracks ofered little or no opportunity for these women to move onto tenure tracks. Retention of women faculty was also a serious concern. Studies suggested that women were less likely than men either to be reviewed for promotion or recommended for promotion at the critical step between assistant professors and associate professors. Women faculty, like men, came to the University to be scholars and teachers. Yet because of their inadequate representation in our institutions, our women faculty were clearly stretched far too thinly by committee responsibilities and mentoring roles. While this was true for women faculty at all ranks, it took the greatest toll on junior faculty. The period of greatest vulnerability in promotion and retention of women is in the early stage in their academic careers, when they are assistant professors attempting to achieve tenure. Women faculty experienced greater demands for committee service and mentoring of women students; inadequate recognition of and support for dependent care responsibilities; and limited support in the form of mentors, collaborators, and role models. The small number of women at senior levels was due in part to early attrition in the junior ranks. Women faculty at all ranks described their diiculties in juggling teaching, research, formal and informal advising, departmental and University-wide committee service, and family responsibilities. Many female faculty did not feel that these diiculties arose from overt or systematic discrimination, but rather from the interaction between a system that was becoming increasingly demanding and competitive and their personal lives, which were often more complex than those of their male colleagues because of dependent care responsibilities. While the low participation of women in senior faculty ranks and among the University leadership was due in part to the pipeline efect of inadequate numbers of women at lower ranks, this absence of senior women was also due to the degree to which senior men faculty and administrators set the rules and perform the evaluations in a way—whether overt or unintended—that was biased against women. Old-boy networks, customs, and habits abounded. Women felt that in order to succeed, they had to play by the rules previously set up by the men in their ields. As one of our women faculty members put it, “My profession is male-oriented and very egalitarian. The men are willing to treat everyone the same as long as you act like a man.” At the same time, we faced serious challenges in the staf area. There was a concern that in higher education, we simply did not do an adequate job of placing women in the key staf positions to get them ready for senior assignments. Women were not provided with adequate stepping stones to senior management, and many believed they were all too frequently used as stepping stones for others. We also needed to rethink our philosophy of staf beneits. There was a need to move to more lexible beneits plans that could be tailored to the employee’s particular situation (e.g., childcare in addition to dependent health care). Furthermore, we needed to aim at providing equal beneits for equal work that were independent of gender. Many of our concerns derived from the extreme concentration of women in positions of lower status and power—as students, lower level staf, and junior faculty. The most efective lever for change might well be a rapid increase in the number of women holding positions of high status, visibility, and power. This would not only change the balance of power in decision-making, but it would also change the perception of who and what matters in the university. Finally we needed to bring university policies and practices into better alignment with the needs and concerns of women students in a number of areas including campus safety, student housing, student life, inancial aid, and childcare. Over the longer term it was essential that we draw more women into senior faculty and leadership roles if we were to be able to attract top women students. We also needed to do more to encourage and support women in ields of study where they had been discouraged from entering for decades. Our colleges and universities were far from where they should be—from 13 where they must be—in becoming institutions that provided the full array of opportunities and support for women faculty, students, and staf. Despite the eforts of many committed women and men over the past several decades, progress had been slow and frustrating. Women deserved to be full members and equal partners in the life of our universities. While most women faculty, students, and staf succeeded admirably in a variety of roles within higher education, they nonetheless struggled against subtle pressures, discrimination, and a still-common feeling of invisibility. Removing barriers and encouraging women’s participation in the full array of university activities would transform the University, creating a community in which women and men shared equal freedom, partnership, and responsibility. The Plan It was clear in the 1990s that our university had simply not made suicient progress in providing women with access to the full range of opportunities and activities in the institution. Not that we ignored these issues. Hundreds of dedicated members of the University community, women and men, had worked long and hard for women’s equity. But our actions, while motivated by the best of intentions, had been ad hoc, lacking in coherence and precise goals and strategy, too independent of one another, and providing no assurance of progress or accountability for falling short. Here again we knew Michigan needed a bold strategic plan with irm goals for recruiting and advancing women at every level and in every arena. Programs could be tested against these goals, and our progress could be accurately measured and shared with the broader University community. To this end, the University developed and executed a strategic efort known as the Michigan Agenda for Women. While the actions proposed were intended to address the concerns of women students, faculty, and staf, many of them beneited men as well. Just as the Michigan Agenda required a commitment from the entire University community, so too did its success beneit us all, regardless of gender. In developing the Agenda we knew that diferent strategies were necessary for diferent parts of the University. Academic units varied enormously in the degree to which women participated as faculty, staf, and students. What might work in one area could fail miserably in another. Some ields, such as the physical sciences, had few women represented among their students and faculty. For them, it was necessary to design and implement a strategy which spanned the entire pipeline, from K-12 outreach to undergraduate and graduate education, to faculty recruiting and development. For others such as the social sciences or law, there already was a strong pool of women students, and the challenge became one of attracting women from this pool into graduate and professional studies and eventually into academe. Still other units such as Education and many departments in humanities and sciences had strong participation of women among students and junior faculty, but sufered from low participation in the senior ranks. There also was considerable variation among nonacademic administrative areas of the University, with many having little or no tradition of women in key management positions. To accommodate this variation, each unit was asked to develop and submit a specific plan for addressing the inclusion of women. These plans were reviewed centrally, and the progress of each unit was then measured against their plan each year, as part of the normal interaction associated with budget discussions. The challenge here was to create a process that both permitted central initiative and preserved the potential for local development of unit-speciic action plans. The Michigan Agenda for Women aimed at building a working and learning environment in which women could participate to their fullest. This plan represented a beginning, the sketch of a vision and a plan that would evolve over time as it was shaped through the interaction with broader elements of the University community. Considerable progress has been made in the years since the Agenda for Women was proposed. More than half of the students in professional schools are now women. Women now serve in key administrative, executive, and management roles. These advances are the foundation for continued progress until full equity is achieved. 14 The Distraction of Political Correctness As colleges and universities struggle to become more inclusive of people, they can never lose sight of our commitment to preserve diverse views in academic discourse. We have a fundamental obligation to protect the expression of diverse ideas and opinions in classrooms, research, and public forums. Our academic freedoms are always at risk. While our campuses struggled to become more inclusive of people, there were those within and without our walls determined to limit or exclude ideas and discourse with which they disagreed. Today as in earlier times, various forms of extremism on and beyond our campuses threaten academic freedom and our capacity to meet our responsibility as teachers and scholars. Recently, universities have been criticized for tolerating on our campuses a particular form of extremism known by the popular but misleading term “political correctness,” deined as an efort to impose a new brand of orthodoxy on our teaching, our scholarship, and even our speech. Those who attack the university on the political correctness issue portray it as threatening not only the quality of our educational programs but the very values which undergird the academy itself: freedom of expression and academic freedom. In reality, extremist threats to our fundamental values come from all points along the political spectrum. Assaults on the Academy Threats to academic freedom and institutional autonomy are hardly new, nor are conlicts within our ranks about our direction and purpose. Over the centuries, there have been persistent struggles for the heart of the academy. There have been attacks from religious and political forces bent on capturing learning for their own purposes. The American university is no stranger to periodic ravages from all sorts of zealots and opportunists who would impose a particular belief or orthodoxy on scholarship and teaching. These historical experiences caution us that when academic freedom is threatened, the stakes are high for individuals as well as for the intellectual life and integrity of our institutions. Threats to academic inquiry unfortunately are alive and well in our world today. Indeed, in some societies, universities have been closed, faculty and students have been jailed or killed, and libraries have been burned. In others, rigid political or religious orthodoxy governs education and research. Why? The answer seems obvious. Free and open inquiry simply cannot be tolerated by tyrants, ideological zealots, inlamed mobs, or narrow interest groups seeking advantage. Not all threats to the academy are so obviously destructive or malicious. Many of the threats we experience today are motivated by the best of intentions. Often they are no more ominous than a new regulation to achieve a laudable goal or even an incentive to stimulate the right behavior promulgated by federal or state bureaucrats. But these eforts are sometimes myopically focused on a shortterm goal and mindless of the longer-term erosion of intellectual and institutional autonomy that may result. By and large, academic freedom has survived and prospered over hundreds of years. This is due to the inherent value of our contribution to society. It has also called upon the courage of scholars the world over who guard their autonomy and freedom; who resist tyrants; and who uphold free, scholarly inquiry. Eventually they win society’s understanding, however grudging, because society has long ago learned that if it wishes to educate its young to be civilized citizens of the world and to advance learning to serve its interests, then it must grant freedoms to scholars and their institutions. Still, we can never be complacent about our autonomy and our freedoms. Our compact with society is a delicate one. Like all liberties, freedom of inquiry requires eternal vigilance. Excesses and violations invite intervention from external authorities. We must not abuse academic freedoms or take them for granted. What is at stake here is not just the loss of our particular institutional freedoms and values but the erosion of one of humanity’s inest and most enduring institutional achievements. The Political Correctness Debate Critics who assail us for imposing a new orthodoxy, a single standard of “political correctness” aim at many disparate targets. Some decry eforts to incorporate the study of other civilizations as an added part of the traditional curriculum. Others object to airmative action eforts to build a more inclusive institution. Still oth- 15 ers criticize new modes of disciplinary inquiry or what they see as an undermining of traditional values and received tradition or they single out more philosophical issues such as what they describe as the dominance of relativism over absolute moral values. Of course, many of those who criticize political correctness are themselves extremists and polemicists with their own opportunistic political agenda. Much of what is being written on this issue is often depressingly supericial, factually incorrect, and wildly overstated. Some of it is pure ideological guerrilla warfare. A great deal of the criticism represents yet another chapter in the contemporary media debasement of public discourse about important social issues through hype, sound-bite simpliication, and pandering to fads and base prejudices. Some of these folks are always on the lookout for a sensational new lightening rod for public dissatisfaction and frustration. During the past several years, it is the university that is taking the heat. Part of this anti-PC agenda is familiar, old-fashioned reactionary stuf. It resorts to polemic to try to stop the greater inclusiveness of people and ideas, to hold on to the status quo at whatever price, to protect unearned privilege. At the same time, we have to face the painful truth that the critics of the politically correct do not lack examples of destructive, even ludicrous, extremism and zealotry on our campuses over the past decade or so. Political correctness is a real phenomenon. The left, like its rightward critics, exhibits its share of stridency, intolerance, and extremism. Proponents of politically correct views have taken strongly ideological stances and in some cases have attempted to constrain or eliminate entirely the expression of opposing viewpoints. While such foolish or destructive behavior is by no means rampant on our college campuses, those instances that have occurred have seriously undermined important academic values and served as a lightening rod for critics of academia. Thus, we should heed the basic message of those who criticize this new form of extremism on our campuses. What they are saying is that some in the academic community ideologically do not accept or have lost touch with our most fundamental missions and values. Their actions have struck a deep vein of public discontent with academia. Since the real issue concerns our commitment to our own values as teach- ers and scholars, it is on values that we must stand and debate with our academic colleagues and with our critics. What Exactly Do the Critics Charge? The term “political correctness” is just a code word for a range of concerns about the university: The Insistence on “Correct” Language: Many on our campuses have argued that, as a supposedly civil and increasingly diverse community, we must strive to be aware of the preferences and sensitivities of those who have sufered from past exclusion and discrimination. Some urge that we regulate and enforce language codes. The fact remains that it is one thing to encourage people to be sensitive and considerate and quite another to require this behavior. The critics maintain that censoring speech, allowing or disallowing particular words or phrases, however well-intentioned, can have efects that range from truly damaging to merely embarrassing. There is a kind of sententious self-righteousness about much of the language policing that occurs on campuses, and this repulses people more than it persuades them. Sensitivity Training: As a civil community, should we not try to be more sensitive to one another? Isn’t it reasonable that as we become more inclusive, we should learn more about one another and learn skills that will help us to work and live together? But here again, it is one thing to educate and quite another to impose a single “orthodox” point of view upon our students, faculty, and staf. The critics argue that as teachers and employers we can require certain standards of civil behavior, but we cannot require “right” thinking without compromising our own values. Harassment: In a similar vein, there are critics who assail codes or policies that prohibit racial and sexual harassment. This particular criticism raises very diicult and volatile issues about which there is strongly divided opinion. There is no denying the potential for abuse of such policies any more than we can deny the abuses that led to the codes in the irst place. Such harassment and intimidation cannot be understood outside of the historical framework of violence and fear that has surrounded racial prejudice and discrimination. What is merely intimidating to one group can be 16 experienced as a threat of violence by those who have been victimized by discrimination. Our best hope is to improve the campus climate to the point that the issue is moot. Required Courses on Diversity: Many campuses have concluded that it is reasonable or even imperative that our students—and, of course, we ourselves— be educated about the culture and experience of other groups in our own pluralistic society and in an increasingly interdependent world. They believe it critical that all of us understand in some comparative perspective more about the nature of group relations and interactions in a world that is rampant with divisions of race, class, caste, belief, and nationality—divisions that afect all of us and threaten our very existence as a society. At the same time, there are many and various ways to provide education about diversity. The critics rightly question whether academics can in good conscience require students to take any course that presents a single orthodox view of a subject, such as the value of diversity. Like many other important curriculum issues, these must be openly and widely debated. Fortunately, at Michigan we have a well-established framework and tradition of faculty autonomy for these faculty discussions. We have had many public debates that serve as models of the civility and intellectual seriousness that should surround such discussions and demonstrate that we can discuss these matters and make progress. Censoring and Intimidating of Professors: Critics point to a dangerous form of intolerance in which professors who teach “incorrect” subjects, teach their subjects from an “incorrect point of view,” or do research in “incorrect” areas are intimidated by extremist groups. Clearly, it is important to challenge ideas with which we disagree, but can we ever tolerate intimidating attacks on those with whom we difer? To our discredit, intimidation and reckless charges seem to have been accepted by many of us at times on our campuses, by students and faculty alike, as appropriate behavior. We cannot accept those who would shout down a person or an idea or who think that opinions should be imposed on others by intimidation or that ideas should be judged by the number of their adherents rather than on whether or not they are worthwhile. Perhaps in a more subtle form this intimidation includes attempts, however well meaning, to impose a test of political orthodoxy in grading or hiring and professional advancement decisions. It is clear that we in academia have no business in silencing any view or any person. The test of an idea must be on its merits, not who propounds it or whether we like it or agree with it or not. Censorship of Campus Speakers or Groups and Individuals: Some members of our community have argued that given all of the potential for conlict and sensitivity, certain people or views should be declared of-limits, that certain controversial speakers should not be invited at all or at least should be prevented from being heard. Apparently these people seem to feel that free speech is for them, but not for those with whom they disagree. There is a certain irony to this behavior, since the surest way to call attention to individuals is to attempt to disrupt or prevent their presence on a university campus. Curriculum “Correctness”: Universities are assailed from the right and the left by radical traditionalists and by radical radicals about curriculum reform. Some would conine our curriculum to a ixed and narrow set of “great books” that represent the great traditions of western civilization. Others would discount any work by “DWEMs”—dead white European males. Is it wrong to adapt our teaching to include a broader range of experience and expression from across time and around the world? Clearly, we must prepare our students to live in a world in which the majority of people come from very diferent backgrounds and beliefs. But does this have to mean that we abandon or denigrate the learning that is the foundation of our tradition? After all, many of our most profound concepts are derived from the heritage provided by western civilization: our faith in rationalism, in knowledge and science, and the notion of human progress itself. To abandon the study of the foundations of our culture is to abandon the understanding of what made us who and what we are. Ethnic and Gender Studies: There are those who question the development of new academic programs such as ethnic and gender studies. Of course, a truly vigorous and rigorous scholarly institution will always give rise to new ields, new ideas and insights, and new paradigms along with the structures to accommodate them. That is one of the great virtues of the research 17 university. Fortunately, if traditional and rigorous academic standards are used, excesses or deiciencies that develop in any new ields will be scrutinized and substantively debated. From this perspective new ideas or ields are no more of a threat than entrenched ones. Neither should be exempt from the time-honored test of whether they are intellectually worthwhile, whether they help us to understand our world and ourselves. Airmative Action: Much of the criticism aimed at political correctness is actually aimed at airmative action programs in our institutions. Critics claim that airmative action actually promotes increased segregation, balkanization, and separate and unequal educational services. These programs are seen as undemocratic, divisive, and ultimately a disservice to those whom they are meant to serve. The key here is the concern raised about “preferential treatment” of groups who have historically been subjected to discrimination. Throughout our long history, one of the most important distinguishing characteristics of higher education has been our attempt to serve all of our society and to treat human characteristics such as race, gender, or socio-economic background as irrelevant to academic ability. It is my belief that airmative action programs are important tools in achieving this goal. Having said this, it is important to state as well the importance of allowing the debate over the merits of airmative action programs to be heard. We in higher education have a strong case to make, but it can only be heard in an open dialogue that tolerates all viewpoints. If there is a better way to achieve our goals, a more efective or a more just way for us to proceed, then we need to hear about it. Adhering to Academic Values As we consider the arguments of our critics, it becomes apparent that an important part of the criticism and counter-criticism of higher education is about the pace, scope, and direction of social and institutional change. Much of it is about the struggle for greater inclusiveness, for more openness to ideas and people. Much of it is about the intellectual challenge of what we have called the new age of knowledge that characterizes our time. We must not become overly reactive to what is supericial or transitory or opportunistic in the criticism at the expense of the more important continu- ing debate concerning fundamental issues of our future and a renewal of our mission and a response to change. Today, our universities are attempting to deal with some of the most painful, persistent, and intractable problems in human experience. In our eforts to deal with racism and sexism, we are combating centuries of prejudice and discrimination that have robbed the world of precious cultural wisdom, human talent, and leadership. At the same time, we are contending with an intellectual revolution, striving to incorporate interdisciplinary, comparative and international perspectives and experiences into our intellectual framework. We are scrambling to keep up with the breathtaking advances in knowledge that are transforming the academy and our society. To address the intellectual and practical issues of our time we must be open to new paradigms, new theories, new combinations of knowledge. While many in society may prefer to ignore or deny that changes are taking place, as teachers and scholars we cannot responsibly do so. The university frequently will be in the uncomfortable position of being a vanguard of change. Possibly, the intensiied criticism swirling about universities these days is in part a manifestation of the ageold practice of blaming the messenger for the message. Some may actually hold us responsible for social transformation now underway. In a sense, I suppose, they are right. After all, we are educating our students for a changing world, and we are producing much of the knowledge that drives the change. Little wonder then that some are threatened and that many are unsure and concerned. Little wonder that with our growing inluence on society, we have become an arena of special interest conlict. We are riding the tiger of a profound transformation of our society. We have touched on a number of forces at work that threaten our ability to debate important questions and that undermine our teaching and research mission. These pose dangers, but we are by no means helpless in the face of them. Our best protection lies in the centuries old traditions and values that preserved and extended the fundamental principles of free scholarly inquiry. Universities survive and they thrive because they represent the application of reason to human afairs and the free pursuit of truth through reasoned inquiry. These are the key principles upon which the university 18 can conidently stand. Over the centuries we have found that our objective of seeking truth and our means for seeking it have stood the test. We have not achieved perfection, but we do have a way of considering questions and problems that yields insight and lights the way to new and better questions. What binds us together then is the search for truth, the tested methods, the principles and values of scholarship. Society supports these values because universities over the centuries and around the globe have managed to teach successive generations a respect for the pursuit of truth and an ability to take up the quest themselves. Our methods and principles have succeeded in increasing our store of knowledge and our understanding. Society has granted us our academic freedoms in recognition, however reluctant at times, of our essential role in society. The most efective protection for all of academia in the face of critics is to be steadfast in guarding the integrity of our teaching and research. Our idelity to this primary mission is our best defense against the critics. It is what we do best to serve humanity. In this regard one thing is certain and unchanging: We cannot perform our primary mission of teaching and research properly, we cannot produce what society most needs from us, without the freedom to pursue truth wherever it takes us. This is fundamental. In summary, through my experience at Michigan I have become convinced that excellence and diversity are not only mutually compatible but also mutually reinforcing objectives for the 21st Century university. In an ever more diverse nation and world, the quality of a university’s academic programs—its very relevance to our society—will be greatly determined by the diversity of our campus communities. After all, our social contract is with all of the society that sustains and supports us, not just with the privileged few. Beyond our social obligation, it is also clear that diversity contributes directly to the intellectual vitality of our scholarship. Social diversity provides diferent ways of conceptualizing and addressing intellectual issues that give new vitality to our education, scholarship, and communal life. Higher education in America is far more diverse today than it was ifty years ago or even ten years ago. Yet the university is not monolithic and neither is discrimi- nation; both are shifting constantly. We move ahead, knowing we can never simply rest. 1 Appendix E Diversity Management in American Universities Berlin, Germany, October 21, 2010 Social diversity has always been both a great asset, as well as a considerable challenge, for the United States. A nation built by wave after wave of diverse immigrant populations, from the early European settlers to African slaves and their descendants, Asian workers, and more recently dominated by immigrants from Latin America (both legal and illegal). With each migration, America has been reshaped in demographics and in culture, but always growing in prosperity and strength. In fact, the United States is today, and always has been, a nation of immigrants beneiting immensely from their energy, talents, and hope. A personal comment is appropriate here. In case you might be wondering why your speaker, who is, after all, named after a German city, Duderstadt, is speaking in English, it is because I, like most Americans, am a mongrel when it comes to national heritage. Although my grandfather came from Germany (the Goslar region), the surnames of my other grandparents were Johnson, Bramhall, and McCleary – English and Irish! And that, of course, is the case of most Americans. Almost none of us have a pure national ancestry! But this leads to another important characteristic of the United States today. At a time when aging populations, out-migration, and shrinking workforces are seriously challenging the productivity of developed economies throughout Europe and Asia, the United States stands apart because of immigration. Immigration is expected to drive continued growth in the U.S. population from 300 million today to over 450 million by 2050, augmenting our aging population and stimulating productivity with new and younger workers. In fact, over the past decade, immigration from Latin America and Asia contributed to 53% of the growth in the United States population. As it has throughout our history, immigration continues to change the ethnic character of the United States. Demographers project that by 2050, America’s minority population will rise to 42% of our population. Already several of our states, including our largest state, California, no longer have a population with an ethnic majority. And this is likely to be the case for my nation in the later half of this century. The increasing diversity of the American population with respect to race, ethnicity, and national origin has long been perceived as one of my nation’s greatest strengths. A diverse population gives us great vitality. A diversity of perspectives and experiences is also vital to sustaining an innovation-driven economy, perhaps the United States’ most signiicant core competency in a global, knowledge-driven economy. And, of course, such diversity helps us to relate to a highly diverse world. However, today it is also one of our most serious challenges as a nation since the challenge of increasing diversity is complicated by social and economic factors. Far from evolving toward one America, our society continues to be hindered by the segregation and non-assimilation of minority cultures, as well as a backlash against long-accepted programs designed to achieve social equity (e.g., airmative action in college admissions). Our schools, colleges, and universities have played a major role in assimilating each wave of immigrants. A distinguishing characteristic and great strength of American higher education is its growing commitment over time to serve all segments of our pluralistic society. Higher education’s broadening inclusion of talented students and faculty of diverse ethnic, racial, economic, social, political, national, or religious background, has allowed our academic institutions to draw 2 Addressing the rectors of German universities on diversity 3 on a broader and deeper pool of talent, experience, and ideas than more exclusive counterparts in other places and times. This diversity invigorates and renews teaching and scholarship in American universities, helping to challenge long-held assumptions, asking new questions, creating new areas and methods of inquiry, and generating new ideas for testing in scholarly discourse. Our institutions have beneited immensely from their contributions, challenged by their needs and strengthened by their energy and talent. Indeed, the world-class leadership of United States research universities today is due in no small measure to the extraordinary talent of European refugees leeing the persecution and conlict of the World Wars and later, the Cold War. But just like our nation, our universities have also faced very considerable challenge, both internally in developing mechanisms to achieve diverse campuses and externally in lack of public acceptance of their aspirations for diversity across a broad range of social characteristics. For example, today, minorities comprise 44% of the Millennial generation of students entering our universities (those born between 1990 and 2003). Yet, the minorities comprising the most rapidly growing components of our population have traditionally had the lowest levels of college attainment, for example, Black and Latino students attain college degrees at only onethird of the rate of white and Asian students. Furthermore, since most current immigrants are arriving from developing nations (i.e., Latin America) with weak educational capacity, new pressures have been placed on U.S. schools for the remedial education of large numbers of non-English speaking students. Clearly our schools, colleges, and universities will not only have to dedicate a much greater efort, but also develop new paradigms capable of serving rapidly growing ethnic minorities still burdened with inadequate K-12 preparation, impoverished backgrounds, and discrimination. American higher education will also have to face a changing political environment that increasingly is challenging in both the courts and through voter referendum long-accepted programs such as airmative action and equal opportunity aimed at expanding access to higher education to underrepresented communities and diversifying our campuses. My presentation this morning will review both the strategic issues and approaches used by American higher education and, more generally, address the challenges and opportunities presented by an increasingly diverse and rapidly changing society. It will also consider the manner in which these eforts are both demanded and challenged by society. The Case for Diversity In both the narrow and broader sense, it is important to set out a compelling rationale for seeking diversity in higher education. Of course, irst and foremost, the case for diversity in higher education rests on moral responsibility and democratic ideals, based on our social contract with society. Furthermore, our campuses have a unique opportunity to ofer positive social models and provide leadership in addressing one of the most persistent and seemingly intractable problems of human experience—overcoming the impulse to fear, reject, or harm the “other.” Nevertheless, universities are social institutions of the mind, not of the heart. While there are compelling moral and civic reasons to seek diversity and social equity on our campuses, the most efective arguments in favor of diversity to a university community tend to be those related to academic quality. 1) Educational Quality Perhaps most important in this regard is the role diversity plays in the education of our students. We have an obligation to create the best possible educational environment for the young adults whose lives are likely to be signiicantly changed during their years on our campuses. Their learning environment depends on the characteristics of the entire group of students who share a common educational experience. Students constantly learn from each other in the classroom and in extracurricular life. The more diverse the student cohort, the more opportunities for exposure to diferent ideas, perspectives and experiences and the more chances to interact, develop interpersonal skills, and form bonds that transcend diferences. There is ample research to suggest that diversity is a critical factor in creating the richly varied educa- 4 tional experience that helps students learn. Since students in late adolescence and early adulthood are at a crucial stage in their development, diversity (racial, demographic, economic, and cultural) enables them to become conscious learners and critical thinkers, and prepares them to become active participants in a democratic society. Students educated in diverse settings are more motivated and better able to participate in an increasingly heterogeneous and complex democracy. 2) Intellectual Vitality Diversity is similarly fundamental for the vigor and breadth of scholarship. Unless we draw upon a greater diversity of people as scholars and students, we cannot hope to generate the intellectual vitality we need to respond to a world characterized by profound change. The burgeoning complexity and rapidly increasing rate of change forces us to draw upon a broader breadth and depth of human knowledge and understanding. For universities to thrive in this age of complexity and change, it is vital that we resist any tendency to eliminate options. Only with a multiplicity of approaches, opinions, and ways of seeing can we hope to solve the problems we face. Universities, more than any other institution in American society, have upheld the ideal of intellectual freedom, open to diverse ideas that are debated on their merits. We must continually struggle to sustain this heritage and to become places open to a myriad of experiences, cultures, and approaches. In addition to these intellectual beneits, the inclusion of underrepresented groups allows our institutions to tap reservoirs of human talents and experiences from which they have not yet fully drawn. Indeed, it seems apparent that our universities could not sustain such high distinctions in a pluralistic world society without diversity and openness to new perspectives, experiences, and talents. In the years ahead, we will need to draw on the insights of many diverse perspectives to understand and function efectively in our own as well as in the national and world community. 3) Serving a Changing Society Our nation’s ability to face the challenge of diversity in the years ahead will determine our strength and vi- tality. We must come to grips with the fact that those groups we refer to today as minorities will become the majority population of our nation in the century ahead, just as they are today throughout the world. The truth, too, is that most of us retain proud ties to our ethnic roots, and this strong and fruitful identiication must coexist with—indeed enable—our ability to become full participants in the economic and civic life of our country. Pluralism poses a continuing challenge to our nation and its institutions as we seek to build and maintain a fundamental common ground of civic values that will inspire mutually beneicial cohesion and purpose during this period of radical transformation of so many aspects of our world. 4) Human Resources Today, higher education’s capacity to serve the educational needs of a diverse population has become even more important as our world has entered a period of rapid and profound economic, social, and political transformation driven by a hypercompetitive global economy that depends upon the creation and application of new knowledge and hence, upon educated people and their ideas. It has become increasingly apparent that the strength, prosperity, and welfare of a nation in a global knowledge economy will demand a highly educated citizenry enabled by development of a strong system of tertiary education. It also requires institutions with the ability to discover new knowledge, develop innovative applications of these discoveries, and transfer them into the marketplace through entrepreneurial activities. The demographic trends we see in our future hold some other signiicant implications for national economic and political life and especially for education. Our clearly demonstrated need for an educated workforce in the years ahead means that America can no longer aford to waste the human potential, cultural richness, and leadership represented by minorities and women. The Michigan Mandate Although the University of Michigan sustained its commitment to diversity throughout the 20th century, 5 its progress relected many of the challenges facing our society during the years of discrimination based upon race, religion, and gender. Many were the times we took one step forward toward greater diversity, only to slide two steps back through later inattention. The student disruptions of the 1960s and 1970s triggered new eforts by the University to reairm its commitments to airmative action and equal opportunity, but again progress was limited and a new wave of concern and protests hit the campus during the mid-1980s, just prior to the appointment of our administration. By the late 1980s, it had become obvious that the University had made inadequate progress in its goal to relect the rich diversity of our nation and our world among its faculty, students and staf. Of course, here we faced many challenges: prejudice and ignorance persist on our nation’s campuses, as they do throughout our society. American society today still faces high levels of racial segregation in housing and education in spite of decades of legislative eforts to reduce it. In an increasingly diverse country, deep divisions persist between Europeans, African-American, Hispanics, Native Americans, Asians, and other ethnic groups. There is nothing natural about these divisions. They are not immutable facts of life. Rather, they are a consequence of a troubled and still unresolved past. Racial and ethnic groups remain separated by residence and education. There are unfortunately few places in American society where people of diferent backgrounds interact, learn from each other, and struggle to understand their diferences and discover their commonality. We also faced a particular challenge because of our geographic location. As a state university, we draw many of our students from the metropolitan Detroit area, a region with an unusually large black population (90% of Detroit public school students) resulting from the Great Migration of the descendents of slaves to the northern cities during the early 20th century. In fact, Detroit is the second most segregated metropolitan area in the country. Many suburban communities on the borders of Detroit have remained almost completely white despite their proximity to adjoining minoritydominated city neighborhoods. Drawing a signiicant fraction of our undergraduate enrollment from such a racially segregated environment presented a particu- larly serious challenge and responsibility for the University. Yet, there are other signiicant ethnic challenges. Another Michigan community, Dearborn, has the highest concentration of Arab-Americans in the nation. At the same time, the historic openness of the University to Jewish students, particularly from large eastern cities such as New York, coupled with our institution’s size (42,000 full-time students), gives Michigan the largest enrollment of Jewish students in the nation. Hence, we also experience many of the ethnic tensions now characterizing the Middle East. And the list goes on… It was apparent that although the University had approached the challenge of serving an increasingly diverse population with the best of intentions, it simply had not developed and executed a plan capable of achieving sustainable results. The University would have to leave behind many reactive and uncoordinated eforts that had characterized its past and move toward a more strategic approach designed to achieve longterm systemic change. Sacriices would be necessary as traditional roles and privileges were challenged. In particular, we foresaw the limitations of focusing only on airmative action; that is, on access, retention, and representation. We believed that without deeper, more fundamental institutional change these eforts by themselves would inevitably fail. More signiicantly, we believed that achieving our goals for a diverse campus would require a very major change in the institution itself. Hence, we began to think of the challenge of diversity as, in reality, the challenge of changing an institution in a very fundamental way–not an easy challenge for university leaders in an institution where change tends to occur “one grave at a time!” Our diversity agenda would be, in fact, a major exercise in institutional transformation. The challenge was to persuade the university community that there was a real stake for everyone in seizing the moment to chart a more diverse future. More people needed to believe that the gains to be achieved through diversity would more than compensate for the necessary sacriices. The irst and most important step was to link diversity and excellence as the two most compelling goals before the institution, recognizing that these goals were not only complementary but would be tightly linked 6 in the multicultural society characterizing our nation and the world in the future. As we moved ahead, we began to refer to the plan as: The Michigan Mandate: A Strategic Linking of Academic Excellence and Social Diversity. The mission and goals of the Michigan Mandate were stated quite simply: 1. To recognize that diversity and excellence are complementary and compelling goals for the University and to make a irm commitment to their achievement. 2. To commit to the recruitment, support, and success of members of historically underrepresented groups among our students, faculty, staf, and leadership. 3. To build on our campus an environment that seeks, nourishes, and sustains diversity and pluralism and that values and respects the dignity and worth of every individual. A series of carefully focused strategic actions was developed to move the University toward these objectives. These strategic actions were framed by the values and traditions of the University, an understanding of our unique culture characterized by a high degree of faculty and unit freedom and autonomy, and animated by a highly competitive and entrepreneurial spirit. The strategy was both complex and all-pervasive, involving not only a considerable commitment of resources (e.g., fully-funding all inancial aid for all minority graduate students) as well as some innovative programs. A good example here was our Target of Opportunity program for recruiting minority faculty. Traditionally, the faculty appointments of American universities have been driven by a concern for academic specialization within their respective disciplines. Too often, in recent years, the University had seen faculty searches that were literally “replacement” searches rather than “enhancement” searches. To achieve the goals of the Michigan Mandate, the University had to free itself from the constraints of this traditional perspective. Therefore, the central administration sent out the following message to the academic units: “Be vigorous and creative in identifying minority teachers/scholars who can enrich the activities of your unit. Do not be limited by concerns relating to narrow specialization; do not be concerned about the availability of a faculty slot within the unit. The principal criterion for the recruitment of a minority faculty member was whether the individual could enhance the department. If so, resources will be made available to recruit that person to the University of Michigan.” Note there was another shoe to drop in this efort. Since we did not have any new resources to launch this program, instead we simply established a debt against future resources each time we authorized a new faculty hire under the Target of Opportunity program. At the end of the year, we would then add up these debts and subtract the total of the top of the next year’s budget, whatever the amount. In efect, this budget strategy amounted to shifting dollars away from those academic units that sat on their hands on diversity initiatives to reward those who embraced the goals (e.g., it took Internal Medicine several years to realize that their inactivity in recruiting diverse faculty candidates was transferring a chunk of their budget each year to aggressive programs such as English Language and Literature!). Of course, because of the top-down management culture of American universities, we were also able to take a few actions that would not be possible in European universities. For example, we included diversity achievement (such as enrollments or graduation rates) as a factor in determining the salaries of our key academic leaders, deans and department chairs. Furthermore, on several occasions, we actually removed and replaced several senior oicers who stubbornly resisted change (including our director of admissions). The Michigan Mandate was one of those eforts that required leadership on the front lines by the president, since only by demonstrating commitment from the top could we demand and achieve the necessary commitments throughout the institution. During the startup phase, I met with hundreds of groups both on and of campus, not only giving speeches, but more importantly, listening carefully to their concerns and ideas. To encourage buy-in, every so often we would redraft and redistribute the documents describing the Michigan Mandate to demonstrate we were not only listening to 7 the campus community, but using their ideas in shaping the evolution of the efort. (I numbered these documents like computer software, e.g., 1.1, 1.2. There was never a inal document. The last one I can recall was numbered 13.8!) (Web-links to the Michican Mandate can be found at: http://milproj.dc.umich.edu/). By 1995, Michigan could point to signiicant progress in achieving diversity. By every measure, the Michigan Mandate was a remarkable success, moving the University far beyond our original goals of a more diverse campus. The representation of underrepresented students and faculty more than doubled over the decade of the efort. Minority student enrollments rose to one-third of our enrollments, relecting levels in the more general American population. For example, increasing African-American student enrollments to 9.5%. In fact, when I stepped down as president, 5 of the University’s 10 executive oicers were African American, including my successor. But, perhaps more signiicantly, the success of underrepresented minorities at the University improved even more remarkably, with graduation rates rising to the highest among public universities, promotion and tenure success of minority faculty members becoming comparable to their majority colleagues, and a growing number of appointments of minorities to leadership positions in the University. The campus climate not only became far more accepting and supportive of diversity, but students and faculty began to come to Michigan because of its growing reputation for a diverse campus. And, perhaps most signiicantly, as the campus became more racially and ethnically diverse, the quality of the students, faculty, and academic programs of the University increased to the highest level in history. This latter fact seemed to reinforce our contention that the aspirations of diversity and excellence were not only compatible but, in fact, highly correlated. Studies of the Impact of Diversity on the Educational Experience Since Michigan has long had great strength in the quantitative social sciences, early in our eforts we began rigorous eforts to measure the impact of increasing diversity on the educational experience (The Michigan Student Study, 1994 to the present). For the past 25 years, we have accumulated data on student attitudes and experiences from entering students, graduating students, and alumni. In fact, this substantial project has led to nine PhD dissertations over the past two decades. This efort has not only been critical for guiding our diversity eforts in a changing world of legal challenges, ballot initiatives, budget crises, shifting demographics, and changing workforce needs, but it has also proved essential in defending diversity both in the courts (e.g., the Supreme Court cases) and to the body politic. Some of the key conclusions from the studies have been: the majority of students agree with the key premises that social diversity creates a stimulating and challenging environment that beneits the learning of ALL students; that it prepares students for participation as citizens and leaders in our increasingly diverse nation and interconnected world; and that it fosters preparation for citizenship in our democratic society, a goal that is not irrelevant to our education goals! Most groups were also in support of the methods used to achieve diversity, including airmative action (although interestingly enough, this support tended to decline as students moved through their academic programs and later life). There was also strong disagreement that the emphasis on diversity fosters division and disunity on campus but rather was a signiicant inluential aspect of the college experience. Almost all alumni felt that the diversity on campus enhanced their ability to work efectively across racial and ethnic diferences and to understand the multiple perspectives from which people view the world, skills that were viewed as essential to their later careers. Reports on the Michigan Student Study can be found at: http://www.oami.umich.edu/mss/research/index.htm The Michigan Agenda for Women Even while pursuing the racial diversity goals of the Michigan Mandate, we realized we could not ignore another glaring inequity in campus life. If we meant to embrace diversity in its full meaning, we had to at- 8 tend to the long-standing concerns of women faculty, students, and staf. Here, once again, it took time–and considerable efort by many women colleagues (including my wife and daughters)–to educate me and the rest of my administration to the point where we began to understand that the university simply had not succeeded in including and empowering women as full and equal partners in all aspects of its life and leadership. Many of our concerns derived from the extreme concentration of women in positions of lower status and power—as students, lower-pay staf, and junior faculty. The most efective lever for change might well be a rapid increase in the number of women holding positions of high status, visibility, and power. This would not only change the balance of power in decision-making, but it would also change the perception of who and what matters in the university. Finally, we needed to bring university policies and practices into better alignment with the needs and concerns of women students in a number of areas including campus safety, student housing, student life, inancial aid, and childcare. Like the Michigan Mandate, the vision was again simple, yet compelling: that by the year 2000 the university would become the leader among American universities in promoting and achieving the success of women as faculty, students, and staf. Again, as president, I took a highly personal role in this efort, meeting with hundreds of groups on and of campus, to listen to their concerns and invite their participation in the initiative. Rapidly, there was again signiicant progress on many fronts for women students, faculty, and staf, including the appointment of a number of senior women faculty and administrators as deans and executive oicers, improvement in campus safety, and improvement of family care policies and childcare resources. Getting women into senior leadership positions was critical – appointing the irst women deans of LS&A, Rackham, and the Vice Provost for Health Sciences, leading to the appointment of Michigan’s irst woman provost and later its irst woman president. Other Areas of Diversity and Social Justice The university also took steps to eliminate those factors that prevented other groups from participating fully in its activities. For example, we extended our anti- discrimination policies to encompass sexual orientation and extended staf beneits and housing opportunities to same-sex couples (and more recently, to transgender students). We had become convinced that the university had both a compelling interest in and responsibility to create a welcoming community, encouraging respect for diversity in all of the characteristics that can be used to describe humankind: age, race, ethnicity, nationality, gender, religious belief, sexual orientation, political beliefs, economic background, and geographical background. The Battle Continues 1) Legal Challenges But, of course, this story did not end with the successful achievements of the Michigan diversity eforts. Beginning irst with litigation in Texas and then successful referendum eforts in California and Washington, conservative groups began to attack airmative action policies, such as the use of race in college admissions. Perhaps because of Michigan’s success in the Michigan Mandate, the University soon became a target for those groups seeking to reverse airmative action with two cases iled against the University in 1997, one challenging the admissions policies of undergraduates, and the second challenging those in our Law School. Although I had stepped down as president by that time, I was still named personally as a defendant in one of the cases, although I had little inluence on the strategies to defend both cases to the level of the Supreme Court, aside from giving several days of depositions and having all records of my presidency digitized, archived, and posted publicly by our university history library. At Michigan, it was important that we “carry the water” for the rest of higher education to defend the value of diversity and the actions necessary to achieve it. Throughout our history, our university has been committed to extending more broadly educational opportunities to the working class, to women, to racial and ethnic minorities, and to students from every state and nation. It was natural for us to lead yet another battle for equity and social justice. Although the Supreme Court decisions were split, 9 supporting the use of race in the admissions policies of our Law School and opposing the formula-based approach used for undergraduate admissions, the most important ruling in both cases was, in the words of the court: “Student body diversity is a compelling state interest that can justify the use of race in university admission.” “When race-based action is necessary to further a compelling governmental interest, such action does not violate the constitutional guarantee of equal protection so long as the narrow-tailoring requirement is also satisied.” Hence, the Supreme Court decisions on the Michigan cases reairmed those policies and practices long used by those selective colleges and universities throughout the United States. But more signiicantly, it reairmed both the importance of diversity in higher education and established the principle that, appropriately designed, race could be used as a factor in programs aimed at achieving diverse campuses. Hence, the importance of diversity in higher education and the airmation of methods to achieve it was irmly established by the highest court of the land. We had won. Or so we thought… Yet, while an important battle had been won with the Supreme Court ruling, we soon learned that the war for diversity in higher education was far from over. As university lawyers across the nation began to ponder the court ruling, they persuaded their institutions to accept a very narrow interpretation of the Supreme Court decisions as the safest course. Actually, this pattern began to appear at the University of Michigan during the early stages of the litigation process. Even as the university launched the expensive legal battle ($20 million) to defend the use of race in college admissions following my presidency, it throttled back many of the efective policies and programs created by the Michigan Mandate, in part out of concern these might complicate the litigation battle. As a consequence, the enrollment of underrepresented minorities began almost immediately to drop at Michigan, eventu- ally declining from 1996 to 2002 by almost 25% overall and by as much as 50% in some of our professional schools (Law, Medicine, Business). Although there was an efort to rationalize this by suggesting that the publicity given the litigation over admissions policies was discouraging minority applicants, there is little doubt in my mind that it was the dismantling of the Michigan Mandate that really set us back. Since the Supreme Court decision, many American universities have begun to back away from programs aimed at recruitment, inancial aid, and academic enrichment for minority undergraduate students, either eliminating entirely such programs or opening them up to non-minority students from low-income households. Threats of further litigation by conservative groups have intensiied this retrenchment. As a consequence, the enrollments of under-represented minorities are dropping again in many universities across the nation (including Michigan). I must say that after the years of efort in building a diverse campus at Michigan and successfully defending our actions all the way to the Supreme Court, it would be tragic indeed if the decisions in the Michigan case caused more harm than beneit to the cause of diversity. Imagine our frustration in fearing that rather than advancing the cause of social justice, our eforts have simply empowered the lawyers on our campuses to block efective eforts to broaden educational opportunity. 2) Voter Action A diferent challenge irst appeared in California with the passage of a public referendum banning afirmative action. The groups pushing the California ban soon broadened to attack diversity policies in other states. In 2006, Michigan voters approved a constitutional referendum to ban the use of airmative action in public institutions similar to that of California’s Proposition 209. This referendum prevents Michigan colleges and universities from using the narrowly tailored prescriptions of the 2003 Supreme Court decision. 3) Financial Shifts In the United States, the primary responsibility for 10 providing educational opportunities to the nation’s diverse population has rested with the public universities supported by state governments. In fact, it has been the strong support of the state universities through tax revenues that has enabled their capacity to enroll students of modest economic means and underrepresented minority populations. Yet today, as the global recession has deepened, state after state began to project tax revenue declines and warn their public universities of deep budget cuts in the range up to 20% to 30%. This retrenchment is on top of two decades of eroding tax support of public universities as the states have struggled with the shifting priorities of aging populations. We now have at least two decades of experience that would suggest that the states are simply not able—or willing—to provide the resources to sustain growth in public higher education, at least at the rate experienced in the decades following World War II. In many parts of the nation, states will be hard pressed to even sustain the present capacity and quality of their institutions. There is a growing sense that the balanced inancial model that has sustained American higher education for the past several decades is beginning to fray. Traditionally, the support of American higher education has involved a partnership among states, the federal government, and private citizens (the marketplace). In the past, the states have shouldered the lion’s share of the costs of public higher education through subsidies, which keep tuition low for students, enabling access while the federal government has taken on the role of providing need-based aid and loan subsidies. As state support has declined, public universities have not only become increasingly dependent upon student fees (tuition) but furthermore, they have enrolled increasing numbers of out-of-state or international students subject to much higher tuition. For example, at both the University of California and the University Michigan, in-state students now pay tuition of $12,000 a year while out-of-state students pay $36,000 a year, essentially the tuition characterizing private institutions. And the result has been a sharp decline in both the economic and ethnic diversity of the students enrolling in these public institutions. It has become painfully clear that without strong state support, the achievement of diversity will require a new paradigm for inancing public higher education. The Road Ahead The key device many institutions have utilized to achieve diversity is “airmative action”, that is, giving a slight edge to minorities in key university decisions– student admission, staf hiring, faculty promotion. (In the case of racial diversity, this is sometimes relabeled as “racial preference”!) Yet, it is clearly the case that many today believe that despite the importance of diversity, racial preferences are contrary to American values of individual rights and the policy of color-blindness that animated the Civil Rights Act of 1964. Richard Atkinson, former president of the University of California, suggests that we need a new strategy that recognizes the continuing corrosive force of racial and ethnic inequality but does not stop there. We need a strategy grounded in the broad American tradition of opportunity because this is a value that Americans understand and support. Put another way, we need to shift to strategies and methods that make it clear that all of society has a stake in ensuring that every American has an opportunity to succeed. Let me suggest two such themes that might suggest such a strategy. 1) Lifelong Learning as a Civil Right As noted earlier, today we have entered an age of knowledge in a global economy, in which educated people, the knowledge they produce, and the innovation and entrepreneurial skills they possess have become the keys to economic prosperity, social-well being, and national security. Moreover, education, knowledge, innovation, and entrepreneurial skills have also become the primary determinants of one’s personal standard of living and quality of life. Hence, one can argue that today, democratic societies–and state and federal governments–must accept the responsibility to provide all of their citizens with the educational and training opportunities they need, throughout their lives, whenever, wherever, and however they need it, at high quality and at afordable prices. Hence, we could include diversity as a key to achieving a vision for the nation’s future that provides citizens with the lifelong learning opportunities and skills they need to live prosperous, rewarding, and se- 11 cure lives in this world. The theme would be a universal life-long educational opportunity as a fundamental right – a CIVIL right – to all Americans, not a privilege for the fortunate few. Actually, several years ago, we managed to persuade our colleagues on the Spellings Commission to include this as one of our major recommendations. But the Bush administration largely ignored it. Fortunately, the Obama administration seems more inclined to pay attention! 2) Innovation and Creativity There is a growing recognition in our country that the United States’ most important competitive advantage in the global, knowledge-driven economy may, in fact, be its social diversity. As the noted columnist Tom Friedman puts it, “We live in an age when the most valuable asset any economy can have is the ability to be creative — to spark and imagine new ideas, be they Broadway tunes, great books, iPads or new cancer drugs. And where does creativity come from? To be creative requires divergent thinking (generating many unique ideas) and then convergent thinking (combining those ideas into the best result). And where does divergent thinking come from? It comes from being exposed to divergent ideas. It comes from the sheer creative energy that comes when you mix all our diverse people and cultures together.” Friedman also cautions that, “the resistance to diversity is not something we want to emulate. Countries that choke themselves of from exposure to diferent cultures, faiths and ideas will never invent the next Google or a cancer cure, let alone export a musical or body of literature that would bring enjoyment to children everywhere.” Lessons Learned At the University of Michigan, we remain absolutely convinced that there is a very strong linkage between academic excellence and social diversity. We have both demonstrated and fought to sustain this principle. A similar conclusion can be suggested for the dependence of a nation’s prosperity and security upon social diversity and broad representation in all aspects of American life in a global, knowledge-driven world. Indeed, in an increasingly inter-dependent and diverse world, it is hard to imagine how a nation can lourish without tapping the talent, the wisdom, the experience, and the cultures of all of our citizens. However, the achievement of diversity in higher education requires major institutional change – indeed, it is a major exercise in university transformation. As with any major change in higher education, there will be strong resistance from within. But it will also face signiicant resistance from outside, both through public acceptance and political reaction. Hence, this requires both a comprehensive strategic plan and sustained efort over an extended period. Yet, speaking as a former leader of diversity eforts in a major university, let me caution that defending principles such as diversity, equity, and social justice can be hazardous to one’s health, not to mention one’s career. Not only are they usually controversial, but they also frequently demand strong leadership at the helm of the institution. This is one of the eforts that not only requires strong and determined leadership, but it requires leading the troops into battle, rather than issuing orders far behind the front lines. This is perhaps the reason why so few institutions make progress in complex areas such as social diversity. My own experience suggests that the political threats to being a leader in diversity can be challenging, such as when our state’s conservative political party attempt to target me for removal because of the Michigan Mandate. Or when our state’s governor and legislature tried to deduct from our funding an amount corresponding to the funds we were spending to provide health-care to the partners of same-sex university couples. (In this case, we ever so politely iled suit against state government to demonstrate that our constitutional autonomy prohibited this funding cut. Actually, throughout our history, our University has sued state government rather frequently to protect our autonomy.) One can even ind oneself as a defendant before the Supreme Court in a landmark case on diversity and social justice. There is an old saying among university presidents cautioning them to take great care in choosing the ditch where they ight from, since that battle may be their last. Yet, I also believe today that I would choose to ight in this ditch again, even knowing the likely per- 12 sonal toll it would take. There are few causes that are clearly worthy of such sacriices. Diversity, equity, and social justice are certainly among them. 1 UM Ann Arbor Minority Enrollments Total Enrollments From 1975 to 2013 A Graphical Presentation 2 3 4 5 6 7 8 9 10 11 12 1 UM Ann Arbor Minority Enrollments Enrollments by School and College From 1975 to 2013 A Graphical Presentation 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17