CONSTITUTIONAL REVISION AND COURT Ri'FORIvf THE LIBRARY OF THE UNIVERSITY OF NORTH CAROLINA THE COLLECTION OF NORTH CAROUNLANA Cp351.9U S21c C.3 This book is due on the last date stampe below unless recalled sooner. It may be renewed only once and must be brought t the North Carolina Collection for renewa IMSTITIJTE OF GOVEm'iENT UNIVERSITY OF NORTH CAROLINA CHAPEL HILL CONSTITUTIONAL REVISION AND COURT REF0Ri4: A LEGISLATIVE HISTORY 1959 By John L. Sanders Assistant Director Institute of Government University of North Carolina Chapel Hill 1959 TABLE OF CONTENTS Page Introduction ..... 1 The Proposals 1 Proposed Constitution 1 Court Reform Bill h Early Developments 6 Conmittee Proceedings ....... 7 Committees Organized . 7 Joint Hearings ....... 8 Subcommittee on the Courts; Organization and Methods 9 Subcommittee on the Courts: Product , , , 11 Structure and organization 11 Assignment 12 Rotation 12 Trial sessions ......... 12 Clerks, Sheriffs 12 District Courts 12 Magistrates , 13 Removal Hi Jurisdiction , ik Appeals llj Administrative authority ...... ih Procedural rules , 15 Juries ,, ., 16 Solicitors , 17 Court finances ................. 17 Report 18 Joint Committee Action l8 Procedure 18 Legislative representation ... 18 Legislative allowances ....... 19 Local legislation , 19 Executive allowances ... 20 Courts 20 Taxation ..,,..,,....,.,...,. 20 Schools 21 Homesteads . . ....... 22 Insurance . ..... 22 Separate Committee Sessions 22 Senate Committee Action , 22 House Committee Action ........ 23 Za£e Senate Action , . , . ♦ 2l| Court Bill: Second Reading 2I4. Constitutional Revision Bill: Second Reading , 28 Court Bill: Third Reading ....... 2$ Constitutional Revision Bill; Third Reading , 30 House Action 30 Intermediate Developments .....,,,,,..,. 30 Constitutional Revision Bill: Second Reading , 32 Conclusion 39 XX CONSTITUTIONAL REVISION AND COURT REFORM: A LEGISUTIVE HISTORY 1959 Introduction Constitutional revision and court improvement are, for a season, dead. This article is neither a requiem for those measures nor an inquest into the cause of their demise in the closing days of the 1959 General Assembly. It is an attempt to chronicle the progress of the proposed Constitution and of the court improvement amendments in a legislative journey -which, for a time, gave promise of successful completion. The Proposals A round dozen bills before the General Assembly of 1959 called for changes in the State Constitution -- changes ranging from the amendment of a single section to the rewriting of the entire instrument. Two of those measures towered above all others: the proposed new Constitution and the court reform amendments. A summary revie-w of those measures is a necessary preface to an intelligible discussion of their legislative histories. Proposed Constitution The 195? General Assembly created and Governor Luther H. Hodges appointed the fifteen-member North Carolina Constitutional Commission to study the 91 year old State Constitution and recommend needed changes. Mr. Victor S. Bryant of Durham was its Chairman. The report of that Commission recommended re- writing the -whole Constitution, the changes suggested being too numerous to 2 be effected by individual amendments. The proposed Constitution drafted by the Commission represented in large part a careful job of editorial pruning, rearrangement, and modernization, but it also included several significant substantive changes. The Senate was in- creased from So to 60 members and initiative (but not sole authority) in the decennial redistricting of the Senate was shifted from the General Assembly to an ex officio committee of three legislative officers. Decennial re- apportionment of the House of Representatives was made a duty of the Speaker of the House, rather than of the General Assembly. Problems of succession to constitutional state executive offices and of determination of issues of official disability were either resolved or their resolution was entrusted to the General Assembly. The authority to classify property for taxation and to exempt property from taxation was required to be exercised only by the General Assembly and only on a uniform state-wide basis. Changes were made in income tax exemptions. The requirement that the public schools constitute a "general and uniform system" was eliminated, and the constitutional authority of the State Board of Education was reduced. ^PORT OF THE WORTH CAROLINA CONSTITUTIOML COMISSION (Raleigh, 1959). 2 For a detailed discussion and full text of the proposed Constitution, see The Proposed Constitution of North Carolina; An Analysis , POPULAR GOVERNMENT (Feb. 19^9). Important changes were recommended in the judicial department. A General Court of Justice ijas established embracing an appellate division, a Superior Court division, and a local trial court division. The proposed Constitution required legislative creation of a uniform system of District Courts and Trial Commissioners to replace by I965 the present varied multitude of recorder- type courts and justice of the peace courts, and required uniformity of fees and costs in the courts mthin each division of the General Court. It sought to require the General Assembly to impose uniformity of jurisdiction upon the courts within each division. Legislative creation of an intermediate Court of Appeals and enlargement of the Supreme Court were authorized. The General Assembly retained its power to prescribe the jurisdiction of all courts below the Supreme Court, to provide an appeals system, to establish all court and solicitorial districts, to make rules of court procedure (except for the appellate division), to fix the times for holding Superior Court trial sessions, and to fix court fees and costs. The General Assembly was authorized (but not required) to continue rotation of Superior Court Judges. Popular election of Supreme Court, Court of Appeals, and Superior Court Judges was required, but the method of selecting District Court Judges was left to the legislature, and appointment of Trial Commissioners by Superior Court Judges was required. Legislative enactment of uniform methods of listing and drawing jurors was required, and waiver of jury trial in criminal cases was authorized. Compensation of magistrates in criminal cases only if the defendant were convicted was abolished. The report of the Constitutional Commission was released February I6, 19$9. Identical bills (SB 99, HB 226) calling for the submission of the proposed Constitution to the people at a special election to be held September 29, 1959} were introduced in the two houses on Ilarch 9. Court Reform Bill The second major constitutional measure consisted, of a set of amendments extensively recastinr; the court structure of the State. It was drafted by the Committee on Improving and Expediting the Administration of Justice in North Carolina (generally called the "Court Study Committee"), an agency of the North Carolina Bar Association, after an intensive three-year study of court needs. State Senator J. Spencer Bell of Charlotte x^as Chairman of the Committee. The Court Study Committee proposals^ contemplated a uniform and unified court system composed of a General Court of Justice consisting of an appellate division (the Supreme Court and in future a Court of Appeals), a Superior Court division (the present Superior Courts unchanged), and a local trial court division (District Courts with Ttogistrates attached as officers of those courts). Jurisdiction of the Supreme Court was prescribed by the Constitution) jurisdiction of all other divisions and officers of the General Court of Justice was to be prescribed by rule of the State Supreme Court, subject to constitutional limitations on the jurisdiction of the District Courts and Magistrates. The Supreme Court was also empowered to prescribe a proper system of appeals (subject to constitutional guarantees of appeal rights), to make rules of practice and procedure for all divisions of the General Court, to fix the times for regular jury trial sessions of Superior Court, and to 3 See REPORT OF THE COMMITTEE ON IMPROVING AND E^CPEDITING THE ADMINIS- TRATION OF JUSTICE IN NORTH CAROLINA (Dec. 1958). exercise general administrative and fiscal supervision over the General Court of Justice. All Judges of the Superior Courts Court of Appeals, and Supreme Court ■were to be popularly elected. District Court Judges were to be appointed by the Chief Justice on nomination by the senior regular resident Superior Court Judge of the district , and Magistrates viere to be appointed in the same manner. Establishment of Superior Court judicial and solicitorial districts remained with the legislature, but establishment of District Court districts was left to the Supreme Court. The Attorney General -was given administrative supervision of the Solicitors. The State vias assigned all fees and costs (but not fines) collected by all courts , and in turn assumed responsibility for their operational costs. The fixing of all salaries, fees, and costs v&s left to the General Assembly, as was ultimate fiscal control of the courts. Identical bills (SB 9ii^ HB 193) to submit these constitutional changes to the voters for adoption or rejection as a package at the next general election were introduced in both Houses on Ilarch 5. The strong resemblance between the text of Article IV (the court article) of the proposed Constitution and that in the court reform bill is accounted for by the fact that the Constitutional Commission, in developing its proposed court article; used the draft revision of Article IV prepared by the Court Study Committee, and the two groups maintained close contact at the drafting stage. The most conspicuous difference betxiieen the two plains concerned the proper locus of power over the courts — whether it should be fixed in the State ^ upreme Court as the Court Study Committee wished or remain in the General Assembly as the Constitutional Commission preferred. Early Developments In a special message"^ delivered to the General Assembly on I'ferch 12, Governor Hodges approved most of the proposals of the Constitutional Commission except as to the courts. His comments on the need for court improvement and how to get it amounted to an endorsement of the main feat- ures of the Court Study Committee's recommendations. To meet legislative misgivings about vesting in the State Supreme Court, by the Constitution itself, extensive administrative powers over the courts, the Governor suggested that the new Constitution might reserve to the General Assembly the authority to act in this area by a three -fifths vote of each House, thus enabling it to override any objectionable administrative action by the Supreme Court, At that stage of the session, prospects for legislative approval of a revision of the entire Constitution appeared dimj pi'ospects for favorable action on some version of the separate court amendments were somewhat brighter but by no means assured. It was clear that court improvement would be the heart of any action taken, whether in the form of a rewritten Constitution or of limited amendments to the old document. The General Assembly's task of finding a scheme of court betterment which would satisfy the constitutionally required three-fifths of the members SPECIAL IHSSAGE OF GOVERNOR LUTHER H. HODGES TO THE NORTH CAROLINA GENERAL ASSEMBLY, THURSDAY, i'lARCH 12, 19^9 (Raleigh, 1959). The Governor also suggested legislative consideration of an executive veto and of allowing the people to elect a Governor to a second successive term. These proposals found no legis- lative champion, however, and so were not considered either in committee or in floor debate. of each house and a majority of the people of the State who -would vote on such amendments -was complicated perhaps as much as it was helped by the presence before it of two substantially differing sets of proposals for court reform, each the product of a distinguished group of lawyers and laymen. The legislative problem, then, was to find some blend of the two suggested plans which would be acceptable to the advocates of each and at the same time draw the necessary support of a large number of uncoromitted legislators. Late in February an informal suggestion was made that the State Auditor be replaced by a Comptroller, popularly elective but responsible to the General Assembly, It aroused no lasting interest and no formal proposal of this change was made. In mid-I>iarch there was some newpaper discussion of putting off all changes in the Constitution and courts until a special legislative session later in the year. Neither legislators nor the Governor gave much public encouragement to the idea and it faded quickly. Committee Proceedings Committees Organized Early in the session the legislative conmittees which would consider the constitutional proposals were appointed. They were the Senate Committee on Constitution (newly created for the purpose)^ composed of 23 Senators with Senator Claude Currie of Durham as Chairman, and the House Committee on Constitutional Amendments, consisting of 33 Representatives with Representative A, A. Zollicoffer^ Jr., of Vance as Chairman,'^ 5 The Senate Committee on Constitution included two members of the Con- stitutional Commission, Senators Claude Currie of Durham and Lindsay C. VJarren Joint Hearings Committee hearings began March 18, The Lenate and House Committees sat jointly from that date until May 26 in order to expedite public hearings and to resolve potential differences between the two groups at that stage if possible. Twenty such sessions -were held, and they were generally well attended by committee members and the public. For five joint committee sessions, proponents of the Court Study Com- mittee's bill (SB 9ii, HB 198) presented their case. For three sessions, advocates of the proposed Constitution explained their bill (SB 99 j HE 226). One full session was devoted to hearing statements from organizational representatives and individuals on both the constitutional revision and judicial proposals. On April 2k, a Joint Subcommittee on the Courts was created by the two parent Committees and all court proposals were referred to it with instruc- tions to bring in a draft of Article IV (the court article) for inclusion in of Beaufort, and Senator J. Spencer Bell of Mecklenburg, Chairman of the Court Study Committee of the North Carolina Bar Association. The House Committee on Constitutional Amendments included two members of the Consti- tutional Commission, Representatives John Kerr, Jr., of Warren and Edward F. Yarborough of Fran]^- »^-;V JC 30 later thai day, it should be postponed until June lO, allowing time to see what action the House of Representatives would take on the proposed Con- stitution. Should the proposed Constitution be defeated in the House, it v.'as understood that the court bill would then be passed by the Senate and sent to the House, Constitutional Revision Bill ; Third Reading While on third reading on June 5, the proposed Constitution was formally entitled "The Constitution of i960." A substitute for the one-senator amend- ment was submitted by Senators Jolly and Frinlc and adopted, revising their original amendment so that it would not prevent a senatorial district composed of more than one county from having as many as one Senator for each county in the district if the district's population justified it. In an effort similar to that which he had made with respect to the court bill, Senator Yow submitted an amendment to SB 99 which would have made the same provision with respect to rules of procedure adopted by the Supreme Court that the Warren amendment had already made with respect to rules of coxirt administration: it would have allowed the repeal of procedural rules by the General Assembly at any time. The Yow amendment lost, 16 to 25. SB 99 was then adopted, kh to 0, and sent to the House. House Action Intermediate Developments At the time the proposed Constitution cleared the Senate on Friday, June 5, it was hoped that the House would be able to take it up the following Tuesday, June 9, Therefore when the bill reached the House June 8 it was placed on the 31 calendar without reference to committee. While £B 9h and SB 99 had been pend- ing in the Senate, the corresponding House bills (HB 198 and HB 226) had been postponed in the House awaiting Senate action. During the same time, two resolutions had been introduced which could have served diversionary purposes. HR 1226 (introduced June 3) would have urged the Governor to call a special session of the General Assembly in the fall of 1959 to consider constitutional revision and modification of the court structure. HR 1239, introduced June h, would have authorized the appointment of a nine-member commission to draft legislation (apparently not including constitutional amendments) to effect improvements in the judicial system. Neither resolution emerged from committee. Other and more serious complications arose from the pendency of the appropriations and revenue bills, and from the simple desire of many law- makers to go home. On the same day the Senate had finally approved the pro- posed Constitution (June 5), the House had narrowly adopted an amendment to the general appropriations bill (HB 9) granting public school personnel a pay raise totaling .^10,000,000 for the coming biennium — money which the revenue bill did not then provide. Diligent efforts were made over the weekend to insure deletion of this amendment when the appropriations bill came up for third reading in the House on June 9. The prospect of a long and strenuous fight over this matter caused postponement of SB 99 till June 10. Then lengthy debate on the revenue bill (HB 12) on June 10 and 11 caused postponement of SB 99 for two more days. Rather than risk the bill in a Friday session when some Representatives would probably be absent, SB 99 'was again carried over, this time to Tuesday, June 16« 32 Constitutional Reviaion Bill ; Second Reading All the while both advocates and proponents were at work. The Governor on June 8 approved the suggestion of a two-proposition ballot> so that ob- jectors to the one-senator limitation might still vote for court improvement. Senator Warren, bespeaking the attitude of probably a majority of the Senators and many Representatives, strongly opposed such a strategy: the voters should vote on the whole new Constitution or nothing, he contended. Thus when SB 99 finally reached floor consideration on June 16, its fate was still highly uncertain, despite the Senate's U^-O approval. Seventy-two votes were necessary for passage, but long before the final vote, several dangerous amendments had to be faced. Illness forced Representative A. A, Zollicoffer, Jr., of Vance, Chairman of the House Committee on Constitutional Amendments, to leave the task of managing the bill on the floor to the Vice- Chairman of the Committee, veteran legislator George R. Uzzell of Rowan. Article-by-article explanation of the proposed Constitution was made by W» Uzzell and amendments relating to each article were received following its explanation. Article I, the Declaration of Rights, drew no amendments. Article II was emended to restore the prohibition against special legis- lation relating to health and sanitation. Representative Uzzell then offered an amendment which had the effect of removing from the revised Constitution the one-senator limitation adopted by the Senate and putting it on the ballot as a proposition separate from the rest of the Constitution, If the voters had approved that individual amend- ment, it would have taken effect irrespective of the fate of the proposed Constitution; if they had rejected it, the existing provisions governing Senate redistricting would have remained in force, irrespective of the fate of the proposed Constitution, 33 After explanation by Mr. Uzzell of his amendment, Representative John Kerr, Jr ,^ of Warren moved to table it (thus cutting off further debate). Legislators pleaded with Mr, Kerr to withdraw his motion and permit full discussion of the Uzzell amendment on its merits, since action on that amendment might well determine the fate of the whole constitutional revision including court reform. He refused • The Uzzell amendment was tabled by a roll-call vote of 67 to UUo Approaching the problem from another angle, Representative John P, Kennedy of Mecklenburg submitted an amendment which in effect would have retained the one-senator limitation until 1972, after which time the exist- ing redistricting formula would have again taken effect. In the cotirse of debate on this amendment, it was charged that the original one-senator limitation was a device calculated to kill covirt reform at the polls, and the likelihood of its doing so, whatever its motives, was emphasized. The introducer of the one-senator amendment defeated in 1954> Representative H. Clifton Blue of Moore, stated that the people had already spoken decisively on the issue and it should not be resubmitted to them in the same package with the court proposals. The Kennedy amendment soon met its expected defeat. An amendment then offered by Representative Hubert Humphrey of Guilford would have put the issue squarely: it would have stricken out the entire one-senator limitation. It failed, 65 to 35» One final effort was made to counter the danger posed by the one-senator amendment. Representative D. G. Bell of Carteret submitted an amendment enlarging the House of Representatives from 120 to 130 members, which would have offset with increased House representation part of the losses in poten- tial Senate strength which the larger counties would suffer by the one-senator 34 amendment. This too was killed. In recognition of the fact that legislative sessions are generally getting longer and will likely continue to do so, the maximum permissible pay period for legislators during regular sessions was lengthened from 120 to 150 days. A move to increase legislators' pay from t'20 to %25 a day was overwhelmingly defeated, since the proposed Constitution already included a raise from s^l5 to $>20o Following a recess for lunch, Article III was presented without any amendment being submitted. Representative W. C, Harris, Jr., of Wake, Co-chairman of the Joint Sub- committee on the Courts which had drafted the judicial article of the revised Constitution, took the floor to explain that article. After an introductory statement of the need for revision of the court structure, he began a section- by-section discussion of new Article IV, No difficulty was encountered until the question of who should fix the times of regular trial sessions of Superior Court was reached. An amendment submitted by Representative Kerr and adopted 59 to U9 took that power from the Supreme Court and restored it to the General Assembly, It then became clear that the court improvement proposals were in grave peril. The provision authorizing the General Assembly to prescribe a uniform method of selecting District Court Judges next came under fire, and an It seems worth recording that at no time in committee hearings or in floor debate on SB 99 in the Senate or House of Representatives was objection made to the shift from the General Assembly as a whole to the Speaker of the House of the duty of reapportioning House seats after each census. Yet a bill (HB 139) to reapportion the House of Representatives under the existing Consti- tution was defeated in the House on April 2, 1959, by a vote of 50 to 61. 35 amendment requiring that those judges be "elected" as provided by law, offered by Representative Roy C. Coat^s of Johnston, was adopted 59 to A9« An amendment striking out the provision for appointment of Magistrates by the Chief Justice on nomination of Superior Court Judges and making them elective was sent forward by Representative Byrd I. Satterfield of Person, Warmly challenged and defended, it was tabled by a 62 to 50 vote. A sub- sequent attempt to leave the mode of magistrate selection to legislative determination was voted down# An attempt to carry over all existing recorders' courts ae District Courts under the new court system was readily defeated. Representative Kerr's amendment to eliminate the authority of the Chief Justice to assign District Judges to temporary duty outside their home districts failed by the close vote of 4.6 to ^^8, The final and most critical amendment of the day was then sent up by Representative Kerr, It modified the section on the procedural rule-making power of the Supreme Court to allow the General Assembly to amend such rules at any time. Despite a warning that this change woiild perpetuate the present division of riole-making authority and responsibility between the legislative and judicial branches and doom any hope of procedural improvements, the House 17 Mr. Coates' amendment might not in fact have gained his stated objective of requiring popular election of all District Judges, N. C, CONSTITUTION, Art, IV, § 30 has since 1876 required that judges of inferior courts be ", . . elected in such manner as the General Assembly may , • , prescribe . . ," — which the State Supreme Court says authorizes selection by any multiple electorate (such as a board of county commissioners) designated by law, and ", . . does not necessarily in^Dort a popular choice by qualified electors . , , ," Meador v. Thomas . 205 N. C. U2, 1^6 (1933 )o 36 approved the amendment by a wide but unrecorded margin. At that point, at 5 Jl2 p.m., Representative Uzzell moved that the House adjourn until the following morning and this was done. It was known that Mr, Kerr and perhaps other members had additional amendments yet to offer, and that given the prevailing temper of the House, they could not be effectively opposed. While at that stage the strategy of the House managers of SB 99 for the morrow was by no means firm, some thought was given to pulling the whole judicial article out of the revised Constitution, inserting in its place the present judicial article, and going ahead with revision of all of the rest of the Constitution, thus leaving the way open for a subsequent legis- lative session to concentrate on court changes. Overnight conaideration of the matter brought the conclusion, concurred in by the Governor, that it would be better to abandon all efforts at extensive constitutional revision for the session. Without the attraction of the court revision features, the bill would probably not have received the necessary three-fifths vote of both housesj if it had, the more populous counties would very likely have voted down the rest of the new Constitution because of the one-senator limitation. Thus there was little point in further consideration of the bill. Therefore when the House resumed consideration of the proposed Consti- tution on Wednesday morning, June 17, Representative Uzzell moved that the bill be postponed indefinitely. It was done. HB 226 (the House version of the constitutional revision bill) was also postponed indefinitely. While discussion of SB 99 in the ffouse never got beyond the mid-point of Article IV and no House vote was ever taken on the merits of the bill as a whole, the '■■(., 37 no revised Constitution was "deads Indefinite postponement of HB 198 (the House version of the court bill) followed as a matter of course. Since the collapse of the proposed Constitu- tion had been caused by opposition to the court article, there would have been no point in considering a bill which dealt only with that article, A few minutes later, Senator Bell, with thanks to the Senators and the many others in and out of the le gislature who had shared in the effort to obtain approval of the court amendments, and with the promise to continue the fight for better coiirts, moved the indefinite postponement of SB 94. Senator Bell's motion carried without opposition. Court reform was finished. But only for the session. 18 Disposition of the other bills proposing individual amendments to other than judicial phases of the Constitution was as follows t SB 307, requiring that the power to classify and exempt property for tax purposes be exercised only by the General Assembly and only on a uniform state-wide basis passed its second reading in the Senate 32 to 13 on June 18, only to be postponed indefinitely when it later became apparent that it could not pass third reading. Its counterpart, HB 736, died in a House Committee. HB 502, requiring appli- cation of 90^ of end-of-the-biennium state surpluses to debt retirement and capital improvements, was not reported by the House Committee on Constitutional Amendments. HB 593 > requiring election of Superior Court Solicitors by the voters of the whole State (rather than by districts) was not reported by the House committee, HB 1183, prohibiting any new diversion of highway funds, received an unfavorable committee report in the House. 38 The convention of the North Carolina Bar Association the next day voted unanimously to extend the life of their Court Study Committee (which Bell still heads) for two more years and to carry on the campaign for court im- provement, A second resolution (HR 13-46) calling for a special legislative session in the fall of 1959 on constitutional and court revision was introduced June 17; but died in a House conmittee. Another salvage effort, HR 1357, was adopted by the House on June 18, It would have established a legislative committee to make recommendations on constitutional revision for consideration by the next legislative session, regular or special. Passed by the House, it was sillowed to expire quietly in the Senate Calendar Committee. Some observers saw the 1957-59 Constitutional Commission and its proposals as a factor in the failure of the proposals of the Court Study Committee, and a repetition of that situation was not desiredo J^ ,'±-.. . < : j 39 Conclusion So ended a hard-fought effort, ably led and ably opposed — the culmi- nation of nearly four years of work by the Court Study Committee, over a year of work by the Constitutional Commission, and three months of study, debate, and revision by legislative committees and subcommittees and by the two houses as a whole. Comments within and without the legislature indicated that despite this set-back, the cause of judicial reform had suffered only a temporary defeat and that much could be gained from the knowledge of legislative attitudes re- vealed dviring the consideration of court measures by the 1959 General Assembly, And there was clear evidence that the North Carolina Bar Association and many legislators will return to the fray next session, doubly determined to see a court reform program submitted to the people.