UNIVERSITY OF CALIFORNIA LOS ANGELES SCHOOL OF LAW LffiRARY I 3'»; .V0FCAI,IF0% ^5AavHan# ,.:lOS-ANGEUj:, •WS-ANG: ■f'.TTir\|i,|v f>m" AWEUNf :^MY& SME-UNIVER5/ J %^ )F-CAIIF0% iIIFO% '- Entered aocording to Act of Congress, in the year 1889, by CALLAGHAX AXD COMPANY, In the oCaoe of the Librarian of Congress, at Washington. Entered according to Act of Congress, in the year 1898, by CAULAGHAN AND COMPANY, In the offloe of the Librarian of Congress, at Washington. r STATE JOURNAL PRINTINO COMPANY, Pkintkui and Htkrkottpers, ■ADiaox, wu. The creation of the Circuit Courts of Appeal and the radical change caused thereby in the matter of appeals is the justification for the issuance of a sec- ond edition of the following manual. Though revised and somewhat enlarged, the pur- pose of this, as of the first edition, is not to present a treatise on equity jurisdiction and practice at large, but only to bring together in compact form the pro- visions found in the Eules in Equity, in the Statutes of the United States and in the decisions of the Su- preme Court, which define and limit Federal juris- diction in equity and which prescribe and explain the steps required to be taken in bringing, preparing for hearing and submitting suits in equity, in taking appeals therein, and in enforcing decrees by direct or auxiliary process and proceedings. Dubuque, Iowa, 1897. QAQdi ^ METHOD OF PROCEDURE IN EQUITY CAUSES IN THE UNITED STATES CIRCUir COURTS. CHAPTEE I. THE CIRCUIT COURT AS A COURT OF EQUITY — JU- RISDICTION— RULE DAYS — MOTIONS AND ORDERS GRANTABLE BY CLERK OR JUDGE. I. With the exception of cases to which a state is a part}'^, or which affect ambassadors, foreign min- isters, their domestic servants, consuls or vice-consuls, of which, by section 2, article 3, of the constitution and section 687 of the Revised Statutes, original jurisdiction is conferred upon the supreme court, and of cases arising under the revenue, national banking and bankrupt laws, and the few other special matters enumerated in section 5G3 of the Revised Statutes, in which jurisdiction, exclusive or concurrent, is conferred upon the district courts, the original jurisdiction of causes in equity, cogni- zable in the courts of the United States, is vested in the circuit courts. Revised Statutes, section 629; 18 Statutes at Large, 470; 25 Statutes at Large, 433. ^ EQUITY PKACTICE. II. The forms of process used and the modes of procedure had in suits in equity in the courts of the United States are according to the principles, rules and usages obtaining in courts of equitable jurisdic- tion, and especially in the high court of chancery in England, subject to alteration or addition by stat- ute or b}'' rules of courts duly adopted; power being given to the supreme court to adopt from time to time general rules for the regulation of the equity practice in all the courts of the United States, under which authority a series of rules have been promul- gated, known as The Rules of Practice for the Courts n the act of 1781) was adopted or such ;is may have been since provided by act of congrcs.s. I)jiil<« V. Irwiii, '.' llosv., :{s;{; Parker v. Winnipisiogee Co., 2 nia()n, or claim to, or to I'cmove any incumbrance or lien or cloud upon the title to real or personal ]»roporty, whei'cin the suit may be brought in the district wherein the property is situated. Tlie judiciary act of ISSS amends the first section UNITED STATES CIRCUIT COURTS. 21 of the act of 1875 by enacting that, in cases wherein the federal and state courts have concurrent juris- diction, no civil action shall be brought in a circuit court of the United States against any person by any original process or proceeding in any other dis- trict than that whereof he is an inhabitant, except where the jurisdiction is founded only on the fact that the action is between citizens of difi'erent states, in which cases the suit may be brought in the district of the residence of either plaintiff or defendant. The act of 1888 expressly declares that its provis- ions are not applicable to section 8 of the act of 1875, and the jurisdiction therein created remains unaffected. In United States v. Mooney, 116 U. S., 104, it was held by the supreme court that the act of 1875 was not intended to interfere with prior statutes confer- ring jurisdiction upon the circuit and district courts in special cases and over particular subjects, and the same construction was placed on the act of 1888 in the case of In re Louisville Underwriters, 134 U. S., 488. In the case of In re Hohorst, 150 U. S., 653, it was decided that the clause of the act of 1888 lim- iting the right to bring suits to the district whereof the defendant is an inhabitant, or to the districts wherein the plaintiff or defendant reside in case the federal jurisdiction is based solely upon the diverse citizenship of the adversary parties, applies only to so much of the jurisdiction of the circuit courts of 22 EQUITY PRACTICE. the United States as is concurrent with the jurisdic- tion of the state courts, and does not apply to cases wherein the federal jurisdiction is exclusive or wherein the controversy is between citizens of a state and foreign states, citizens or subjects. XXIII. From the construction thus given to the several statutes regulating this subject, the rules governing the district within which suits may be brought, briefly stated, are as follows : In cases which, from the subject-matter and the relief sought W'ith regard thereto, are local in their nature, the suit must be brought in the district wherein the property sought to be reached or af- fected is situated, and this rule is applicable to the class of cases named in the eighth section of the ju- diciary act of 1875, being those brought to enforce a legal or equitable lien upon, or claim to, or to re- move any incumbrance or lien or cloud upon the title to real or personal property. Massie v. Watts, 6 Cranch, 148; McKenna v. Fisk, 1 How., 210; Northern Indiana R. R. Co. v. Michigan Central R. R. Co., 15 How., 232; Casey v. Adams, 102 U. S., 66. In cases wherein the special statute of the United States creating a right and })rescribing a remedy or conferring tlie jurisdiction over the subject-matter also enacts that suit must be brouglit in a named court or district, the ])lacc of bringing suit will be that delined in the particular statute. In cases wherein the phiintiir is a citizen of a state of the Union and the defomlaiit is a foreign state, UNITED STATES CIKOUIT COURTS. 23 citizen or subject, suit may be brought in any dis- trict wherein the defendant may be found for pur- poses of service of process. In re Holiorst, 150 U. S., 653. In cases wherein the controversy is between cit- izens of different states and the federal jurisdiction is based solely on the diverse citizenship of the ad- versary parties, suit may be brought in the district wherein either the plaintiff or defendant resides. McCormick Co. v. Walthers, 134 U. S., 41; Shaw v. Quincy Mining Co., 145 U. S., 444. In cases wherein a foreign state, citizen or subject sues a citizen of a state of the Union, the suit must be brought in the district wherein the defendant re- sides; and the same rule applies in cases wherein the federal jurisdiction is based upon the fact that the controversy arises under the constitution, laws or treaties of the United States, except where the stat- ute of the United States creating the right of action or providing a remedy specially defines the court or district wherein the remedy by action must be brought. "Where the controversy is between citizens of the same state claiming land under grants from differ- ent states, suit must be brought in the district wherein the defendant resides, unless the proceeding is practically in rem and therefore local in its nat- ure, in which case the suit must be in the district wherein the realty is situated. 24: EQUITY PRACTICE. In cases brought for the infrincjement of letters patent under the provisions of the act of March 3, 1897, suit may be brought in the district of which the defendant is an inhabitant, or in any district in which the defendant, whether a person, partnership or corporation, shall have committed acts of in- fringement, and have a regular and established place of business. 29 Statutes at Large, 695. XXIY. A corporation created under the laws of a state of the Union is held to reside only in the state under whose laws it is created,* and in case there are two or more districts in the state, to be a resident of the district in the state wherein its prin- cipal place of business is located.'^ By engaging in business in other states it does not acquire a resi- dence therein or become an inhabitant thereof. IBank of Augusta v. Earle, 13 Peters, 519; Lafayette Gas Co. V. French, 18 How., 404; Shaw v. Quincy Mining Co., 145 U. S., 444; Soutliorn Pacific Co. v. Denton, 146 U. S., 203. 2 Galveston, etc., Ry. Co. v. Gonzales, 151 U. S., 496. XXY. A corporation created under the laws of a foreiirn countrv cannot become an inhabitant or resi- dent of a state of the Union, but it may be sued in anv district wherein valid service of process can bo had. In re Iloiiorst, 150 U. S., 053; Galveston, etc., Ry. Co. v. Gon- zales, 151 U. S.. 496. XXVI. The liglit to insist that a suit which is within federal jurisdiction in ecpiity must be brought UNITED STATES CIRCUIT COUBTS. 25 within a particular district is a privilege personal to the defendant, which he may Avaive at his pleas- ure, and by appearing generally, or by pleading to the merits, either by motion, demurrer, plea or an- swer, he will be deemed to have waived the right to insist that suit has been brought in the wrong dis- trict, St. Louis, etc., Ry. Co. v. McBride, 141 U. S., 127; Texas & Pacific Ry. Co. v. Cox, 145 U. S., 593; Southern Pacific Ry. Co. V. Denton, 146 U. S., 202; Trust Co. v. McGeorge, 151 U. S., 129; Interior Construction Co. v. Gibney, 160 U. S., 217. XXYII. So far the question of the place of bring- ing suit has been considered with relation to cases wherein there is but one party plaintiff and one party defendant, or, if more than one, wherein all the parties on one side are citizens and residents of the one state and district, and the parties of the other side are citizens and residents of another state and district. Cases arise, however, in which the essential par- ties on one side or the other are not citizens or resi- dents of the same state and district, although of di- verse citizenship from the adversar}'^ parties. The rule in such cases is that where the federal jurisdiction is based upon the diverse citizenship of the adversary parties, and the place of bringing suit is limited to the districts wherein one or the other part}^ reside, the words "plaintiflf " and "defendant" are used in a collective sense and include all persons interested on that side of the controversy. If, there- 26 EQUITY PKACTICE. fore, it is sought to bring suit against more than one defendant, and to base the right to maintain the ac- tion in a given district upon the ground of the resi- dence of the party defendant, all of the defendants must reside in the district wherein suit is brought. So, also, if it is proposed to bring suit on behalf of several plaintiffs and to base the right to main- tain the action in a given district upon the ground of the residence of the party plaintiff, all the plaint- iffs must be residents of the district wherein suit is brought. Several parties plaintiff, residing in different states or districts, may unite in a suit against a single de- fendant or several defendants residing in the same district, if the suit be brought in the district wherein the defendant or defendants reside. A single plaintiff or several parties plaintiff re- siding in the same district may bring suit in the dis- trict wherein he or they reside against one or any number of defendants residing in other states. Strawbiidf^e v. Curtiss, 3 Cranch, 267; Peninsular Iron Co. •V. Stone, 121 U. S., 631; Smith v. Lyon, 133 U. S., 315. XXYIIL In cases wherein federal jurisdiction is not based u})on tlie diverse citizenship of the adver- sary jiarties, and in which cases there are two or more defendants residing in din'crent districts of the same state, suit may bo brought in cither district wherein a defendant resides against all the defend- ants residing in the state, and (hiplicate writs may be issued and served u})on the defendants residing in UNITED STATES CIRCUIT COURTS, 27 the other districts.^ And in suits of a local nature, wherein the defendant or one or more of the defend- ants resides in a different district in the same state from that in which the suit is brought, a writ may be issued and be served upon the defendant or de- fendants in the districts wherein he or they reside.^ In suits of a local nature, wherein the land or sub- ject matter lies partly in two or more districts in the same state, suit may be brought in either district, and the court has jurisdiction to decide the contro- versy fully,, and to issue and execute process the same as though the property were wholly in one district.^ J Revised Statutes, section 740. 2 Revised Statutes, section 741. 3 Revised Statutes, section 743. XXIX. To obviate the difficulties that would en- sue under the foregoing rules, in cases wherein there are several parties in interest who are not residents of the same state, it is enacted in section 737 of the Kevised Statutes that where there are several de- fendants and one or more of them are neither inhab- itants of nor found within the district in which the suit is brought, and do not voluntarily appear, the court may entertain jurisdiction and proceed to trial and adjudication of the suit between the parties who are properly before it, but the judgment or decree rendered therein shall not conclude or prejudice other parties not regularly served with process nor voluntarily appearing to answer; and the non-join- N 28 EQUITY PRACTICE. der of parties who are not inhabitants of nor found within the district shall not constitute matter of abatement or objection to the suit; and in equity rule 47 it is provided that in all cases where it shall appear that persons, who might otherwise be deemed necessary or proper parties to the suit, cannot be made parties thereto by reason of being out of the jurisdiction of the court, or because their joinder would oust the jurisdiction of the court as to the parties before the court, or if for any reason they cannot be made parties, the court may in its discre- tion proceed in the cause without making such per- sons parties, the decree being without prejudice to their rights.^ In construing this section of the statutes and the equity rule, it is held by the supreme court that the provisions thereof do not enable a court to dispense with the presence of parties whose interests are so connected with the subject of the controversy that a decree cannot be .entered without affecting their interests, or leaving the controversy in such a con- dition that its termination, by any decree that might be entered, would be inconsistent with equity and good conscience.- 1 Williams V. United States, 138 U. S., 514. -'Sliields V. Barrow, 17 How., 129; Barney v. Baltimore City, () Wall., 2«4; Ribon v. Railroad Companie.s, IG Wall., 440; Ken- dig V. Dean, 07 U. S., 425; Gregory v. Stetson, 133 U. S., 579. XX X. Ill some districts, divisions therein are cre- ated by act of congress, and the statute defines the division whoroin suit sIkjuUI bo brougiit, the general UNITED STATES CIRCUIT COURTS. 29 rule being to require that suits not local in character must be brought in the division wherein the defend- ant resides, or, if there are several defendants resid- ing in different divisions, then suit may be brought in any division wherein a defendant resides, and in suits of a local character the same must be brought in the division wherein the property or some part of it is situated. To ascertain the rule, in this particular, obtaining in a given district, reference must be made to the act of congress creating the divisions in that district. 30 ' EQUITY PKACTICE. CHAPTEE lY. MODE OF BRINGING SUIT — FORM OF BILL — JURIS- DICTIONAL AVERMENTS. XXXI. The initial step in bringing a suit in equity is the preparation and filing of the bill, the intro- ductory part of which should be substantially in the following form: In the Circuit Court of the United States in and for the District of , Term, 18—. A. B. ) V. [ Equity. C. D. and E. F. ) To tlie Judges of the Circuit Court of the United States for the District of . A. B., a citizen of the state of , residing in county in said state, brings tliis his bill against C. D., a citizen of the state of , residing in county in said state, and E. F., a citizen of the state of , residing in county in said state. And thereupon this complainant avers and says, etc. XXXII. From the fact that the courts of the United States are of limited jurisdiction, it follows that the existence of jurisdiction should be made plain upon the face of the record in each case. Therefore whether jurisdiction in the federal court over a given cause is claimed to exist by reason of the diverse citizenship, or alienage and citizenship, ol" the adversary parties, or b}" reason of the subject- matter of the controversy, the facts relied on as .showing the existence of the federal jurisdiction in equity in the court and district wherein the suit is UNITED STATES CIRCUIT COURTS. 31 brought should be made clear upon the face of the bill, or the same will be demurrable, or may be dis- missed by the court of its own motion. Hornthal v. Collector, 9 Wall., 560; Godfrey v. Terry, 9T U. S.. 171: Mansfield R. R. Co. v. Swan, 111 U. S., 379; Han- cock V. Holbrook, 112 U. S., 229; Insurance Co. v. Rhoads, 119 U. S., 237; Everhart v. Huntsville College, 120 U. S., 223; Cam- eron V. Hodges, 127 U. S., 322; Stevens v. Nichols. 130 U. S., 230; Tyler v. Savage, 143 U. S., 79; Hanford v. Da vies, 163 U. S., 273. XXXIII. In cases wherein suit may be brought only in the district wherein the defendant resides, or wherein suit may be brought in the district wherein either plaintiff or defendant resides, and the suit is instituted in a state wherein there are two or more federal districts, it is not sufficient to aver solely that the party is a citizen of the state, but in addi- tion thereto the averment must show that the party resides in the district wherein suit is brought, which may be done by averring that the party resides within the district, naming it, or by averring the place of his residence to be within a named county, and the court will take judicial knowledge of the fact that the named county forms part of the dis- trict. XXXIV. A corporation cannot be or become a citizen of a state ;^ and for jurisdictional purposes a suit by or against a corporation is deemed to be a suit in favor of, or against, the stockholders therein, "who are conclusively held to be citizens of the state under whose laws the corporation is created.^ 32 EQUITY PRACTICE. AVhen, therefore, a corporation is a part}"", it is not sufficient to simply aver that the corporation is a citizen of a named state, but the corporate name should be set forth, followed by the averment that the same "is a corporation created under the laws of the state of , and having its principal place of business at ."^ 1 Paul V. Virginia, 8 Wall., 168; Ducat v. Chicago, 10 Wall., 410. 2 I.ouisville R. R. Co. v. Letson, 2 How., 497; Muller v. Dovvs, M U. S., 444. 3 Lafayette Ins. Co. v. French, 18 How., 404; Railroad Co. V. Harris, 12 Wall., 65; Ex parte Schollenberger. 96 U. S., 369; Pennsylvania Co. v. Railroad Co., 118 U. S., 290; Goodlet v. Railroad Co., 122 U. S., 391. XXXY. In cases wherein a copartnership or as- sociation other than a corporation is a party, the names of the individuals composing the same must be set forth, with the proper averment of their citi- zenship, as it is not permissible to declare in favor of or against a copartnership or association in the firm name,^ and the given names of the parties in all cases should be used instead of the initial only.^ Residence and citizenship are not synonymous terms, and, to show jurisdiction, the averment must be that of citizenship.' 1 The Protector, 11 Wall., 82; Moore v. Simonds, 100 U. S., 145; Chapman v. Barney, 129 U. S., 677. ^ Monroe Cattle Co. v. Becker, 147 U. S., 47. 3 Parker v. Overman, 18 How., 137; Robertson v. Case, 97 U. S., 046; Grace v. American Central Ins. Co., 109 U. S., 378; Anderson v. Watt, 138 U. S., 094; Finmour v. Elyton Land Co., 1.39 U. S., 398; Southern PaciHc R. R. Co. v. Denton, 140 U, S., 202; Wolfe v. Insiniuu;e C(j., 148 U. S., 389. UNITED STATES CIRCUIT COURTS. 33 XXXVI. The facts constituting the cause of action should be set forth concisely, yet clearly, avoiding all unnecessary recitals of deeds, documents, con- tracts, or other instruments in hcBC verha, or of mat- ters of mere evidence. It is not necessary to include a clause averring a confederacy between the defendants to injure or de- fraud the complainant, unless such confederation constitutes, in the particular case, one of the grounds relied upon by complainant for the relief sought; nor a clause setting forth the matters or excuses which the defendant is supposed to rely upon by way of defense; but the complainant may, when desirable, state in his bill any matter which he may suppose the defendant will rely upon, and avoid the effect thereof by making proper counter averments thereto; nor a clause averring that the acts com- plained of are contrary to equity, and that complain- ant is remediless at law. If the facts averred in setting forth the cause of action show a case of equitable cognizance, then a formal averment that the party is without remedy at law is merely surplusage; whereas if the facts averred do not show that the party has no ade- quate and complete remedy at law, then a formal averment to that end is ineffectual to show the fact, being the averment of a mere conclusion of law. Rule 31. XXXVII. If any persons, other than those named in the bill as defendants, should appear to be neces- 3 34 EQUITY PEACTICE. sary or proper parties, the reason why they are not made parties should be averred; as, for instauce, that they are without the jurisdiction of the court, or cannot be joined without ousting the jurisdiction as to the other parties. If desired, the bill may contain a prayer that if the absent parties should come within the jurisdic- tion, process may issue to bring them into the suit. Rule 22. XXXVIII. If a preliminary injunction, writ of ne exeat or other special process Or order pending the suit is sought for, the reasons or grounds upon which the same is asked should be set forth, with a special prayer for the issuance of such process. Rule 21. XXXIX. The bill must also contain a prayer for the issuance of the process by subpoBna, in which prayer must be included the names of all the defend- ants named as such in the introductory part of the h\\\} If any of the defendants are minors, or otherwise under guardianship or incompetent, the fact should be stated, in order that proper service may be had and such other action be taken as is necessary for the protection of the rights of such party.' XL. The bill concludes with the prayers for relief, which must include the special relief sought by com- plainant, and also a prayer for general relief.^ Under the latter there can be properly granted only relief; UNITED STATES CIKCUIT COURTS. 35 conformable to the case made in the bill, and there- fore care should be taken to include within the spe- cial prayer all the relief to which the complainant may be entitled under the facts of the case.^ There must be annexed to the bill the signature of one of the counsel for complainant, which signing is deemed to be an affirmation on his part that upon the instructions given to him and the case laid before him there is good ground for the suit in the manner in Avhich it is set forth in the bill.* It is not required that the bill shall be sworn to or be supported by affidavit, unless some special order or process, pending the suit, is asked for, such as a preliminary injunction or writ of ne exeat or other like matter. 1 Rule 23. 2 Rule 21. 3 Tyler v. Savage, 143 U. S., 79; Kent v. Canal Co., 144 U. S., 75. 4 Rule 24. XLI. Since the adoption of the amendment to rule 40, declaring that it shall not be necessary to interrogate a defendant specially upon any state- ment in tfie bill, unless complainant desires to do so for the purposes of discovery, and of the statute permitting and compelling parties in interest to tes- tify as witnesses, the use of special interrogatories as part of the bill as a means of discovery has largely fallen into disuse, rendering it unnecessary to notice the rules regulating the form and particulars thereof, otherwise than by reference to rules 40-44 inclusive. ^ EQUITY PRACTICE. XLII. If the averments of the bill show that the injuries complained of have been of long standing, so that laches may be imputed to complainant in not sooner moving for the protection of his rights, the facts relied on as excusing the delay should be set forth in the bill, or otherwise it may be attacked by demurrer or plea, or the court may of its own motion refuse to consider the case. Thus, if suit could not be earlier brought by rea- son of the absence of defendant, or of some disabil- ity on part of complainant, or because defendant fraudulently kept the facts concealed, or because complainant, without fault, was ignorant of his rights, or if any other reason exists excusing the delay, the facts should be averred in the bill, and thus the apparent laches on part of complainant be explained. Badger v. Badger, 3 Wall., 87; Hume v. Beal, 17 Wall., 336; Marsh v. Whitmore, 21 Wall., 178; Sullivan v. Railroad Co., 94 U. S.,806; Ilayward v. National Bank, 96 U. S., 611; Speidel v. Henrici, 120 U. S., 377; Richards v. Mackal, 124 U. S., 183; Mackall v. Casilear, 137 U. S., 556; Martin v. Gray, 142 U. S., 236; Foster v. Railroad Co., 146 U. S., 88; Lane & B. Co. v. Locke, 150 U. S., 193; Halstead v. Grinnan, 152 U. S., 412; Willard v. Wood, 104 U. S., 502. XLIII. Where one or more stockholders in a cor- poration bring a bill against the corporation and other parties for the enforcement or protection of rights ordinarily assertable by the corporation as the re[)rescntativo of all the stockholders, on the ground that the corporation fails or refuses to act in tfie premises, such bill must be vcriliod, and must UNITED STATES CIRCUIT COURTS. 37 show that the complainant was a shareholder at the time of the transaction of which he complains, or that his share had since devolved on him by opera- tion of law ; that the suit is not collusively brought in the name of the stockholder as a means of con- ferring jurisdiction on the United States court, and must also set forth with particularity the efforts made by complainant to secure action by the direct- ors or trustees, and if necessary by the sharehold- ers, and the cause of failure in securing actioB through the corporation. Rule 94. Hawes v. Oakland, 104 U. S., 450; Huntington v. Palmer, 104 U. S., 482; Quincy v. Steele, 120 U. S., 241; Porter V. Sabin, 149 U. S., 473. 38: EQUITY PRACTICE. CHAPTER Y. OF THE PARTIES. XLIV. As to parties, the general rule is that all persons interested in or to be affected by the results of the litigation should be made parties plaintiff or defendant, to the end that the one proceeding and the one decree may settle and adjudicate the entire controversy.^ Where it appears, however, that one or more of those interested cannot be made parties, by reason of being without the jurisdiction of the court, or for other good reason, or because making them parties would oust the jurisdiction of the court, the cause may proceed without their presence, provided the interest of those made parties is such that the court can consistently hear and determine the issues as to them; but in such cases the decree cannot prejudice the rights of those not made parties.^ So, also, where the parties on either side are verj numerous, and cannot, without manifest inconven- ience and delay, be all brought in as parties, the suit may proceed if suflicient parties to represent all the adverse interests are brought before the cou rt.* Where, upon the face of the bill, it appears that persons not made parties are interested in the suit, the reasons why they arc not made parties should be set forth in the bill. UNITED STATES CIKCUIT COURTS. 39 If the interest of those not made parties is such that a final decree cannot be entered without injuri- ously affecting such interest, or leaving the contro- versy in such condition as may be inconsistent with equity, the court will require such absent parties to be brought in, and if this cannot be done Avill dis- miss the bill.* If doubt exists whether the court will grant a final decree by reason of the absence of parties, the question should, if possible, be presented and settled before incurring the delay and expense of taking testimony. 1 Russell V. Clark's Ex'r, 7 Cranch, 74; Caldwell v. Taggart, 4 Pet., 190; Shields v. Barrow, 17 How., 130; Williams v. Bank- head, 19 Wall., 563: McArthur v. Scott, 113 U. S., 340. 2 Mulligan v. Milledge, 3 Cranch, 220; Elmendorf v. Taylor, 10 Wheaton, 153; Mallow v. Hinde, 12 Wheaton, 193; Payne V. Hook, 7 Wall, 425; Traders' Bank v. Campbell, 14 Wall., 87; Keller v. Ashford, 133 U. S., 610; McGahan v. Bank of Rond- out, 156 U. S., 218. * Mandeville v. Riggs, 2 Pet., 482; Williams v. Bankhead, 19 Wall., 563. 4 Riddle v. Mandeville, 5 Cranch, 332; Russell v. Clark's Ex'r, 7 Cranch, 74; Marshall v, Beverly, 5 Wheaton, 313; Mallow v. Hinde, 12 Wheaton, 193; Barney v. Baltimore, 6 Wall., 280: Bank v. Railroad Co., 11 Wall., 624; Traders' Bank v. Camp- bell, 14 Wall., 87; Ribon v. Railroad Co., 16 Wall, 446. XLY. Persons incapable of instituting suits for themselves may sue by guardian or prochein a?nif and a guardian ad litem may be appointed by the court or judge to defend on behalf of such incapa- bles. Rule 87. XLYI. In suits upon joint and several demands, including those against principals and sureties, the 4:0 EQUITY PRACTICE. complainant may at bis option proceed against one or more of those severally liable.^ In suits to enforce the execution of the trusts of a will it is not necessary to make the heir at law a party, unless it is desired to establish the will against him.^ Where real estate is vested in trustees by devise, with power to sell and to collect and receipt for the rents and profits, such trustees, for purposes of suit, represent the beneficiaries to the same extent as administrators or executors represent the persons interested in the personal estate, and such benefi- ciaries, interested in the realty or the rents and profits thereof, need not be made parties unless the court shall so order.' So, also, where trustees represent the beneficiaries in regard to the general interest in the trust prop- erty, so that their acts touching the property bind the beneficiaries, the trustees alone may be made parties to suits affecting the trust property. 1 Rule 51. 2 Rule 50. 3 Rule 49. Kerrison v. Stewart, 93 U. S., 155; Corcoran v. Canal Co., 04 U. S., 741; Shaw v. Railroad Co., 100 U. S., 605; Richter v. Jerome, 133 U. S., 233. UNITED STATES CIRCUIT COURTS. 41 CHAPTER YL MESNE PROCESS — ISSUANCE — SERVICE. XLVII. The ordinary process issued to bring the defendants into court is a subpoena, which is issued by the clerk upon the filing of the bill in his office, and at the option of the complainant may be made returnable at the first or second rule day next ensu- ing, occurring after twenty days from date of the issuance of the process. If there are more than one defendant, separate subpoenas for each, or a joint subpoena for all, may be issued at the election of complainant, save in cases wherein a husband and wife are defendants, against whom the subpoena must be joint. When the bill is filed 2. praecipe must also be filed with the clerk, directing the issuance of a subpoena or subpoenas as desired, and naming the rule day to which process is to be made returnable. Rules 7, 11, 13. XLVIII. When issued, the subpoena is served by the marshal, his deputy or by some other person specially appointed by the court, or by a judge thereof, when necessity for such appointment exists. In case of service by an appointee, return of serv- ice must be made under oath. Rule 15. Revised Statutes, section 923. XLIX. Service is made by delivering a copy of the subpoena to the defendant personally, or by 42 EQUITY PRACTICE. leaving a copy thereof at the dwelling-house or usual place of abode of each defendant, with some adult person who is a member of, or resident in, the fam- ily of the defendant. Rule 13. L. If a subpoena is returned not served upon a defendant, the complainant is entitled to other sub- jioenas against such defendant, until due service is made. Rule 14. LI. When a suit in equity is commenced, and sat- isfactory proof is made to the circuit court, or to the circuit justice or judge, that the defendant de- signs quickly to depart from the United States; that there is due from him a sum certain or capable of re- duction to certainty; that complainant has no suffi- cient legal redress, and that irreparable injury or a •denial of justice Avill be caused to com])lainant if the defendant so departs, such court or judge may order the issuance of a writ of 7ie exeat., upon which the marshal arrests the defendant and keeps him in custody, unless he gives security to abide the order and decree of the court. Revised Statutes, section 717; Griswold v. Hazard, 141 U. S., 200. LII. In suits to enforce a lien upon, or claim to, or to remove any incumbrance, lien or cloud upon, the title to real or j)crsonal property within the dis- trict wherein the suit is brou arising in the cases pending before them, and by granting to the supreme court the power, by certio- rari or otherwise, to cause to be brought before that court, for hearing and final decision, any case pend- ing in a circuit court of appeals, 26 Statutes at Large, 826. McLish v. Roff, 141 U. S., 661. CXXXY. According to the provisions of the act of 1891, the appeal lies to the supreme court, — When the jurisdiction of the trial court is in issue, in which case the question of jurisdiction alone is certifiable to the supreme court; "When the case involves the construction or appli- cation of the constitution of the United States; When in the case there is drawn in question the constitutionality of any law of the United States, or the validity or construction of any treaty made under the authority of the United States; When in the case it is claimed that the constitu- tion or law of a state is in contravention of the con- stitution of the United States.^ In all other cases the appeal lies in the first in- stance from a final order or decree of the circuit court to the circuit court of appeals of the proper circuit.^ And in cases wherein an appeal to a circuit court of appeals will lie from the final decree, an appeal to the proper circuit court of appeals may be taken from an interlocutory order or decree grant- ing, continuing, refusing, dissolving or refusing to dissolve an injunction.^ 126 Statutes at Large, 828. 2 28 Statutes at Large, 666. loo EQUITY PKACTICE. CXXXVI. In construing the provisions of the stat- ute regulating appeals, the supreme court has laid down the following rules for determining the court to which appeals are to be taken in the first instance: If the jurisdiction of the circuit court is questioned and the decision of the trial court is against the ex- istence of jurisdiction, thus resulting in the dismissal of the case, the party interested in sustaining the jurisdiction must have the question of jurisdiction properly certified and thereupon take an appeal to the supreme court. If the jurisdiction of the circuit court, being ques- tioned, is sustained, an appeal cannot be taken until the case is determined on the merits; and if upon the merits the decree is for the defendant, then the complainant must appeal the whole case to the proper circuit court of appeals, and if in that court the question of the jurisdiction of the trial court arises, the circuit court of appeals may certify it to the supreme court for decision. If the jurisdiction of the circuit court, being ques- tioned, is sustained, and upon the merits the decree is in favor of the complainant, the defendant ma}'" elect to stand upon the question of jurisdiction alone, in which event the apj)eal will be to the supreme court direct, or he may elect to carry the whole case by ai)peal to the })roper circuit court of ajipcals, and if in that court the question of the jurisdiction of the circuit court is presented, it may bo certified by the circuit court of appeals to the supreme court. UNITED STATES CIRCUIT COURTS, 101 If the jarisdiction of the circuit court, being ques- tioned, is sustained, and a decree on the merits is rendered against the defendant, yet touching which the complainant has ground of complaint, the latter may take an appeal on the merits to the proper cir- cuit court of appeals. The defendant may take an appeal on the question of jurisdiction to the supreme court direct, or may appeal the case to a circuit court of appeals, but cannot do both. If the defendant appeals to the supreme court on the question of ju- risdiction, the complainant can appeal to a circuit court of appeals on the merits, which court will en- tertain the appeal, but will suspend a decision on the merits until the supreme court has passed on the question of jurisdiction. If the defendant appeals to a circuit court of appeals on the merits, the com- plainant may take a cross-appeal to the same court, and if the question of jurisdiction is presented the circuit court of appeals may certify the same to the supreme court for decision ; and the same rules apply to cases wherein the complainant questions the ju- risdiction of the circuit court, but the jurisdiction is sustained and a decree is entered upon the merits with which the complainant is, or both complainant and defendant are, dissatisfied. United States v. Jahn, 155 U. S., 109; Robinson v. Caldwell, 165 U. S., 359. CXXXYII. From the rules thus established it fol- lows that the one party cannot take an appeal to the supreme court upon the question of jurisdiction 102 EQUITY PRACTICE. and also take an appeal to a circuit court of appeals on the merits; but one party may go by appeal to the supreme court on the question of the jurisdic- tion of the circuit court, and the adversary party may take an appeal on the merits to a circuit court of appeals. McLish V. Roff, 141 U. S., 661; United States v. Jahn, 155 U. S., 109. CXXXYIII. In cases wherein an appeal lies direct to the supreme court, on the ground that there is involved therein the construction or application of some provision of the constitution of the United States, or the constitutionality of a law of the United States, or the construction or validity of a treaty of the United States, or the validity of the constitution or law of a state, and a general appeal is allowed, the supreme court has the power to dispose of the entire case upon the merits, including the question of jurisdiction. Chappell V. United States, 160 U. S., 499; Robinson v. Cald- well, 165 U. S., 359. CXXXIX. Appellate jurisdiction may be exer- cised by the supreme court over cases pending in the circuit courts of appeals in three modes, to wit: \*y entertaining questions of law duly certified to it from a court of api)cals; by issuing a writ of certio- rari to a court of appeals and thereby causing the record in the case to bo sent uj) to the supreme court for its consideration; by means of an appeal properly taken in cases wiierein by statute an appeal is given as matter ol' right. UNITED STATES CIRCUIT COURTS. l03 In section G of the act of March 3, 1891, creating the circuit courts of appeals, it is provided that in any case coming within the appellate jurisdiction of a circuit court of appeals that court may certify to the supreme court any questions or propositions of law concerning which it desires the instruction of the supreme court for the proper decision of the case pending before it. In form, the certificate of the questions to be submitted must be prefaced with a brief statement of the nature of the case, and with a proper statement of the facts, sufficient to show the pertinency of the questions of law upon which the instructions of the supreme court are sought.' The questions submitted must be of law onl}^, and not of fact or of law and fact intermingled or com- bined, and must not present the entire case split up into questions of law.^ 1 Supreme Court Rule 37. 2 Graves v. Faurot, 162 U. S., 435; Cross v. Evans, 167 U. S„ 60; Warner v. New Orleans, 167 U. S., 467. CXL. If, upon examination of questions of law thus certified from a circuit court of appeals, the supreme court deems it advisable, it may require that the whole record and cause be sent up to it from the circuit court of appeals, and may thereupon decide the whole matter in controversy in the same manner as if it had been brought there for review by an original appeal; and if application for that purpose is made to the supreme court, a certified copy of the record must accompany the application. 1 26 Statutes at Large, 828; Supreme Court Rule 37. 104: EQUITY PRACTICE. CXLI. It is furthermore provided in section 6 of the act of March 3, 1891, that in any case wherein an appeal does not exist as a matter of right to the supreme court from the decision of a court of ap- peals, the supreme court may require, by certiorari or otherwise, that the case be certified to it for its review and determination. It is held that the power thus granted to the su- preme court to require a case to be certified to it is one to be sparingly exercised and only in cases of peculiar gravity and importance, or where necessary to secure uniformity of decision in the several cir- cuits. In re Lau Ow Bew, 141 U. S., 583; Lau Ow Bew v. United States. 144 U. S., 47; In re Woods, 143 U. S., 202; Amer. Const. Co. V. Railway Co., 148 U. S., 372; Forsyth v. Hammond, 166 U. S., 506. CXLII. "When the issuance of a certiorari is sought under this clause of the statute, the petition there- for must be filed in the supreme court, must con- tain a clear statement of the grounds relied upon for the issuance of the writ, and must be accompa- nied with a certified copy of the entire record of the case, as the same exists in the circuit court of appeals. Supreme Court Rule 37. CXLTIT. I5y tbc provisions of section 6 of the act of IMarcli 3, IS'JI, the decisions of the circuit courts of api)oal are made final in all cases wherein the federal jurisdiction is dependent entirely upon UNITED STATES CIRCUIT COURTS, 105 the opposite parties to the suit or controversy being aliens and citizens of the United States or citizens of different states, and in cases arising under the patent or revenue laws. In all other cases determi- nable in a circuit court of appeals, a right of appeal to the supreme court exists from the decision of the circuit court of appeals, provided the matter in con- troversy exceeds in amount the sum of $1,000, ex- clusive of costs. The mode of taking such appeal is the same as in cases of appeal from a circuit court, requiring the filing of an assignment of errors in the circuit court of appeals, the allowance of an appeal by a judge of that court or by a justice of the supreme court and the filing of the transcript in the supreme court, the time limited for taking an appeal in such cases being one year. CXLIY. To authorize an appeal under this clause of the act, it must appear that the matter actually in controversy exceeds in value the sum of $1,000 besides costs, and therefore, unless upon the face of the record this value is made to appear, evidence thereof should be supplied by affidavits; and the better practice is to file them in the trial court and to obtain a finding of that court upon the question of the amount involved ' although such finding is not binding on the supreme court.'^ It is the amount involved in the controversy, when sought to be appealed, that determines the jurisdic- tion. Thus, if a party seeks to recover money or 106 EQUITY PRACTICE. property in excess of $1,000 and recovers a part, lie cannot appeal unless the difference between the re- covery and the amount or value of the property he sought to recover exceeds §1,000,- 1 Wilson V. Blair, 119 U. S., 387; Red River Cattle Co. v. Needham, 137 U. S., 632; Rector v. Lipscomb, 141 U. S., 557. 2 Hilton V. Dickinson, 108 U.S., 165; New England Mort- gage Co. V. Gay, 145 U. S., 123; Hollander v. Fechheinier, 163 U. S., 326. CXLY. In cases wherein the decision and decree of a circuit court of appeals are made final under the sixth section of the act of March 3, 1891, and wherein orders or decrees are rendered upon pro- ceedings in intervention or in auxiliary or ancillary proceedings, an appeal to the supreme court cannot be taken from a circuit court of appeals with re- spect thereto, as decrees entered in accessory and subordinate proceedings partake of the nature of the decree in the original suit. Rouse V. Letcher, 156 U. S., 47; Gregory v. Van Ee, 160 U. S., 043; Carey v. Houston & Texas Ry. Co., 161 U. S., 115. UNITED STATES CIRCUIT COURTS. 107 CHAPTER XVII. TIME WITHIN WHICH APPEALS CAN BE TAKEN. CXLYI In cases appealable in the first instance to the supreme court, the appeal must be taken within two years from the entry of the order or decree appealed from, unless the party seeking the appeal is an infant, insane, or imprisoned, in which cases the time during Avhich such disability exists is excluded from computation. Revised Statutes, section 1008. CXLYII. In cases appealable in the first instance to a circuit court of appeals, the appeal must be taken within six months after the entry of the order or decree sought to be reviewed,^ unless a shorter time is allowed by the act creating the right of ap- peal,^ as in cases of appeal from an order granting, continuing, refusing, dissolving or refusing to dis- solve a writ of injunction, in which cases the appeal must be taken in thirty days. 1 26 Statutes at Large, 829. 2 28 Statutes at Large, 666. CXLYIII. In cases appealable, as matter of right, from the circuit courts of appeals to the supreme court, the appeal must be taken within one year from the entry of the order or decree by the circuit court of appeals. 26 Statutes at Large. 828. 108 EQUITY PKACTICE. CXLIX. In cases wherein an appeal is sought to a circuit court of appeals from an interlocutory order or decree ffrantins:, continuino^, refusino; dis- solving or refusing to dissolve an injunction, the ap- peal must be taken within thirty days from the entry of the order or decree. 28 Statutes at Large, 666. CL. In computing the time within which an ap- peal may be taken, the day on which the order or decree sought to be appealed from was entered is not included.^ If an application for a rehearing is duly filed in and entertained by the trial court, the time limited for taking an appeal does not begin to run until the application for rehearing is overruled.'^ 1 Smith V. Gale, 137 U. S., 577. 2 Brocket v. Brocket, 2 How., 238; Memphis v. Brown, 94 U. S., 715; Texas & Pacific Ry. Co. v. Murphy, 111 U. S., 488; Aspen Mining Co. v. Billings, 150 U. S., 31. CLI. If upon the entry of an order or decree an appeal therefrom is allowed, the trial court during the term at which the decree is entered, and before the jurisdiction of the appellate court attaches by the filing of the transcript in that court, may enter- tain an a|)plication for a rehearing, and if the same is granted the jui-isdiction of the trial court remains unaffected, and the appeal cannot be perfected.^ If in such case the application for rehearing is en- tertained, but upon consideration is refused, then a new appeal should be taken, the same as though an UNITED STATES CIRCUIT COURTS. 109 appeal had not been previously allowed, as it is the overruling of the application for a rehearing which renders the decree final and therefore appealable.^ iGoddard v. Ordway, 101 U. S., 745; Keyser v. Farr, 105 U. S., 265; Aspen Mining Co. v. Billings, 150 U. S., 31. 2 Voorhees v. Noye Man. Co., 151 U. S., 135. CLII. If the last day of the period fixed by stat- ute for taking an appeal falls upon a non-juridical day, such as Sunday or a legal holiday, the time for taking an appeal ends with the day preceding the non-juridical day. This is the rule held by the cir- cuit court of appeals in the eighth circuit in the case of Johnson v. Myers, 4 C. C. A., 399; and although as stated by the supreme court in Street v. United States, 133 U. S., 299, the general rule is that a power that may be exercised up to and including a given day, if that day falls on Sunday, may be ex- ercised on the following day, yet, in cases of appeal, safety lies in taking the appeal within the time lim- ited, according to the ruling in Johnson v. Myers, su;pra. 110 EQUITY PKACTICE. CHAPTER XVIII. ALLOWANCE OF APPEALS — CITATION — RETURN DAY — ASSIGNMENT OF ERRORS — SECURITY — SUPERSEDEAS. CLIII. During the term at which the order or de- cree sought to be appealed from was entered, tho appeal ma_y be allowed in open court without filing a petition to that end ; but, unless thus allowed ia open court, a petition praying an appeal must be prepared, and be submitted to a judge or justice authorized to grant an appeal in the particular case. Under the rules now in force, an assignment of errors must be filed with the clerk of the circuit court be- fore an appeal is properly allowable. Brown v. McConnell, 124 U. S., 489. CLIV#. If an appeal allowed in open court is per- fected by filing in the appellate court the transcript and docketing the case within the re(j[uired time, the issuance and service of a citation is not necessary; but, unless the case is properly docketed and in cases wherein an appeal is allowed upon petition and not in open court, a citation must be issued and be served within tho time fixed b}'' tho rules of the ap- ])ellato court, or the ajjpeal will become inoi)erative. llowitt V. Filbert, IIG U. S., 113; Jacobs v. Ceorge, 150 U. S., 4\r,. CLY. A citation is a notice admonishing the ad- versary ])arty that an ap|)eal in tho given case has UNITED STATES CIRCUIT COURTS. Ill been allowed, and that he must appear at the proper time in the appellate court if he wishes to be heard in the cause, and is signed by a judge or justice au- thorized to grant an appeal in the particular case. CLVI. In cases appealed to the supreme court the- citation must be made returnable not exceeding thirty days from its date, w^hether the return day fall in vacation or in term time, and must be served before the return day, except in appeals from Cal- ifornia, Oregon, Nevada, Washington, jS^ew Mexico, Utah, Arizona, Montana, Wyoming, North Dakota, South Dakota, Alaska and Idaho, in which cases the time is extended to sixty days. Supreme Court Rules 8, 9. CLYII. In cases appealed from final orders and decrees to the circuit courts of appeal, the citation must be made returnable not exceeding thirty days from its date, whether the return day fall in vaca- tion or in term time, and must be served before the return day, except in the eighth circuit, wherein the time is sixty davs, and except also in the fifth cir- cuit, in cases of appeal from an order granting, con- tinuing, dissolving or refusing to dissolve an injunc- tion under the provisions of the act of February 18, 1895, wherein the citation must be made returnable and be served within ten days from its date. Circuit Courts of Appeal Rules, 14. CLYIII. As already stated, the party desiring to take an appeal must file with the clerk of the trial 112 EQUITY PEACTICE. ■court a proper assignment of errors, and an appeal is not properly allowable until the assignment is filed. If allowed without the filing of an assign- ment of error, the appellate court may dismiss the appeal, although it may notice a plain error appear- ing on the record. Revised Statutes, section 997; Supreme Court Rule 35; Cir- cuit Courts of Appeals Rules 11. Churchill v. Farrar, 135 U. S., C09. CLIX. The assignment should set out separately and particularly each error intended to be urged before the appellate court, and in case the error alleged is to the admission or rejection of evidence, the assignment must quote the full substance of the evidence admitted or rejected. The purpose of the assignment of errors is to point out to the appellate court, and to the appellee, the specific questions which are to be submitted for de- cision, and each error assigned should include but one question only, stated with fullness sufiicient so that the gist thereof can be gathered from the as- signment itself. On the one hand, therefore, it is necessary that the errors assigned should be sufficient in number and be sufficiently specific to fairly cover and point out the several matters in which it is claimed the trial court erred, and this is not accomplished by errors assigned in general terms. And on the other hand, it is advisable to avoid assigning a large num- ber of errors, covering eveiy possible detail in which UNITED STATES CIRCUIT COURTS. 113 it might be claimed error existed, or repeating the same question in slightly varying forms. The aim should be to reduce the errors assigned to the number necessary to fairly present the ques- tions at issue, and then to make each specification of error sufficiently full and clear so that no doubt will exist touching the question intended to be presented thereby. CLX. The record must show that the questions upon which errors are assigned were raised in the trial court, as the assignment of errors cannot be availed of as a means for importing into the case questions not presented to the trial court. Ansbro v. United States, 159 U. S., 695. CLXI. The petition praying an appeal to the su- preme court from an order or decree of a district or circuit court may be submitted for allowance to and be allowed by any district judge within his district, by any circuit judge within his circuit, or by any justice of the supreme court. CLXII. If the appeal is sought to the circuit court of appeals from an order or decree of a district or circuit court, the petition may be submitted to and allowed b}"" any district judge in cases pending within his district, by any circuit judge in cases pending within his circuit, and by the supreme justice assigned to the circuit w^hereiu the case is pending. CLXIII. If the appeal is sought from a judgment or decree of a circuit court of appeals to the supreme court, the petition for allowance may be submitted 8 114 EQUITY PRACTICE. to and allowed by any of the judges of the court of appeals from which the appeal is sought, or by any of the justices of the supreme court. CLXIY. The judge by whom an appeal is al- lowed will designate the amount of the bond required as a condition of appeal. If it is desired to supersede the execution of the order or decree appealed from, the bond must be conditioned that the appellant shall prosecute his appeal to effect and answer all damages and costs if he fail to make his plea good; and the amount thereof, where the decree is for the recovery of money not otherwise secured, must be in a sum suffi- cient to cover the whole amount of the judgment, including just damages for delay and costs and in- terest on the appeal; but where the property in controversy necessarily follows the suit, as in real actions and mortgage foreclosures, or where the prop- erty or its proceeds or a bond for its value is in the hands of the marshal or in possession of the court, the amount of the bond need be only in a sum suffi- cient to secure the sum recovered for the use and detention of the property, the costs of suit, and just damages for delay and costs and interest on appeal. Revised Statutes, section 1000; Supreme Court Rule 29; Cir- cuit Courts of Appeals Rule 13. CLXV. If the appeal is not to act as a svjyersedeas, then the bond is conditioned that the appellant shall prosecute his ai)|)eal to elfect, and if ho fail to make good his pl(,'a shall answer all costs. UNITED STATES CIRCUIT COURTS. 115 In cases brought up by the United States or by direction of any department of the government, no security is required to be given. The judge or justice who allows the appeal or signs the citation, or one who is authorized so to do, must approve the security, and this duty cannot be delegated to the clerk. Revised Statutes, section 1000; O'Reillj v. Edgington, 90 U. S., 724. CLXVI. On appeals from interlocutory orders or decrees granting, continuing, dissolving or refusing to dissolve injunctions, the court may at its discre- tion require the filing of an additional injunctioa bond, and the appellant must also file a bond as se- curity for costs. 28 Statutes at Large, 666. CLXVII. In cases wherein the appellant desires to stay the execution of an order or decree pending an appeal therefrom, he must procure the allow- ance of an appeal and give the required security, duly approved, within sixty days, Sundays not in- cluded, after the entry of the order or decree. If the appeal is allowed within the sixty days, but the requisite security is not given and approved within that time, the same, by permission of a jus- tice or judge of the appellate court, may be after- wards given, and process on the decree be stayed. Revised Statutes, sections 1007-1013; 18 Statutes at Large, 318. Telegraph Co. v. Eyser, 19 Wall, 419. 116 EQUITY PKACTICE. CLXyill. A supersedeas of its own force does not suspend the effect of a final decree granting, re- fusing or dissolving an injunction. To accomplish this, a justice or judge who took part in the decision of the cause may in his discretion, at the time of the allowance of the appeal, make an order suspend- ing or modifying the injunction pending the appeal, upon such terms as to bond and otherwise as he may deem proper for the security of the rights of the opposite party. Rule 93. Hovey v. McDonald, 109 U. S., 150; Knox v. Harsh- man, 132 U. S., 14. UNITED STATES CIKCDIT COURTS. 117 CHAPTER XIX. APPEALABLE DECREES — FINAL — INTERLOCUTORY. CLXIX. Except in the case of appeals from orders with respect to injunctions, an appeal can be taken only from final orders or decrees.^ Ordinarily an appeal will not lie until all the matters in contro- versy between the parties to the record have been determined, so as to obviate the necessity of succes- sive appeals.^ If, however, the suit involves separable matters of controversy and the trial court determines them separately, an appeal may be taken from each decree entered, which is final with respect to the contro- versy affected by it.^ 1 Revised Statutes, section 692. Mordecai v. Lindsay, 19 How., 199. ■■^Forgay v. Conrad, 6 How., 200. 3 Hill V. Chicago, etc., R. R. Co., 140 U. S., 52; Rouse v. Letcher, 156 U. S., 47. CLXX. Successive appeals may be taken in cases wherein the court enters a decree final in its effect upon the matters in litigation, and therefore appeal- able, and subsequently enters orders or decrees in execution of the prior decree. The second or suc- cessive appeals are available only for the purpose of correcting errors in the subsequent decrees. Railroad Co. v. Fosdick, 106 U. S., 47; Lewisburg Bank v. Sheffey, 140 U. S., 445; Hill v. Railroad Co., 140 U. S., 52. 118 EQUITY PFvACTICE. CLXXI. If the decree accomplishes the purposes of the suit by determining the litigated matters or the questions included within the issues, and, with- out further judicial action, fixes the rights and lia- bilities of the parties, as b}'' settling the title or right of possession to property, or directing the perform- ance of a specific act, or directing the sale of prop- erty upon foreclosure of mortgages or other liens, in these and like cases the decree is deemed to be final for the purposes of appeal, although the trial court may continue its jurisdiction over the case for ministerial purposes,, such as making sale of property or taking an account rendered necessary by the terras of the decree, or otherwise executing the de- cree rendered. Decrees held final: Ray v. Law, 3 Cranoli, 179; Wliiting v. Bank, 13 Peters, 6; Forgay v. Conrad, 6 How., 201: Wabash V. Beers, 1 Black, 54; Bronson v. Railroad Co., 3 Black, 5.24; Blossom V. Railroad Co., 1 Wall, 655; Thomson v. Dean, 7 Wall., 342; Railroad Co. v. Bradley, 7 Wall., 575; French v. Shoemaker, 12 Wall., 8G; Crosby v. Buchanan, 23 Wall., 420; Fuller V. Claflin, 93 U. S., 14; Ex parte Railroad Co., 95 U. S., 221; Winthrop v. Meeker, 109 U. S., 180; First National Bank V. Shedd, 121 U. S., 74; Stewart v. Masterson, 131 U. S., 151; In re Farmers' Loan & Trust Co., 129 U. S., 205; Central Trust Co. V. Grant Locomotive Works, 135 U. S., 207; Wheeling & B. Bridge Co. v. Wheeling Bridge Co., 138 U. S., 287; Fowler V. llamill, 139 U. S., 549; Hill v. Chicago R. R. Co., 140 U. S., 52; Bank v. Sheffoy, 140 U. S., 445. CLXXIl. If, liowever, the decree, although in form final, cannot be immediately carried into clfect, and does not executo itself, but to that end needs further UNITED STATES CIKCUIT COUKTS. 119 judicial action on part of the court, it is deemed to be interlocutory only, and therefore an appeal can- not be taken therefrom. Decrees held not final: Hiriart v. Ballou, 9 Peters, 158; Lea v, Kelly, 15 Peters, 213; Young v. Smith, 15 Peters, 287; Perkins V. Fourniquet, 6 How., 206; Pulliam v. Christian, 6 How., 209; Craighead v. Wilson, 18 How., 199: Beebe v. Russel, 19 How., 28:3; Ogilvie V. Knox Ins. Co., 2 Black, 589; Huiuiston v. Staintliorpe- 3 Wall., 106; Wheeler v. Harris, 13 Wall., 51; Thomas v. Wool- bridge, 23 Wall., 283; Railroad Co. v. Swasey, 23 Wall., 405; But, terfield v. Usher, 91 U. S., 246; Bostwick v. Brinkerhoff, 106 U. S., 3; Grant v. Insurance Co., 106 U. S., 429; Grant v. Insurance Co., 121 U. S., 118; Bank v. Whitney, 121 U. S., 284; Parsons v. Bostwick, 122' U. S., 112; Railroad Co. v. Simmons, 123 U. S., 52; Barker v. Craig, 127 U. S., 213; Keystone Manganese Co. v. Martin, 132 U. S., 91; Winters v. Ettrell, 132 U. S., 207; Meagher V. Thresher Co., 145 U. S., 608; McGourkey v. Toledo & O. C. R. Co., 146 U. S., 536; Luxton v. North River Bridge Co., 147 U. S., 337; Hohorst v. Hamburg Am. Packet Co., 148 U. S., 262; Latta V. Kilbourn, 150 U. S., 524. CLXXIII. The general rule allowing appeals to be taken from final decrees only is qualified by the pro- visions of the act of congress approved February 18, 1895,^ amending section 7 of the act approved March 3, 1891,^ providing for an appeal to a circuit court of appeals from an interlocutory order or de- cree granting, continuing, refusing, dissolving or re- fusing to dissolve an injunction, in all cases wherein an appeal from a final decree will lie to a circuit court of appeals; and upon such an appeal, if the record before the appellate court is such that thereby the merits of the controversy are presented, the ap- pellate court may decide the controversy on the mer- 120 EQUITY PRACTICE. its, not being limited to the consideration of the order made with respect to the injunction.^ 1 28 Statutes at Large, 666. 2 26 Statutes at Large, 828. 3 Smith V. Vulcan Iron Works, 165 U. S., 518. CLXXIY. Previous to the adoption of the acts of congress just cited, it was held that in cases brought under the patent laws of the United States, to se- cure relief by way of injunction and an accounting for profits or damages, a decree sustaining the va- lidity of the patent sued on, finding infringement thereof on part of the defendant and granting an injunction in restraint thereof, was not final for purposes of an appeal, if the trial court, by refer- ence to a master or otherwise, continued to deal with the question of damages, that being one of the main issues presented by the bill filed in the case. But since the adoption of the acts of congress just cited, it is held that an appeal to the proper circuit court of appeals may be taken from the decree granting the injunction before the issue with regard to damages or profits is disposed of by the trial court. And from this it follows that upon an ap- peal in patent cases, whether from the granting, dis- solving or refusing to grant a strictly preliminary injunction, or from the granting, continuing or re- fusing an injunction after hearing upon the merits, the appellate court, if tlu; I'ecord llled therein pre- sents the necessary facts, may determine the ques- tion whether the com])lainant has shown himself entitled to relief, and is not limited merely to a con- UNITED STATES CIRCUIT COURTS. 121 sideration of the propriety of granting, continuing^ dissolving or refusing an injunction. Smith V. Vulcan Iron Works, 165 U. S., 518. CLXXV. By the terras of the acts of congress approved March 3, 1891, and February 18, 1895, the right of appeal therein provided for from interlocu- tory orders or decrees is limited to cases in which an appeal may be taken from a final decree to a cir- cuit court of appeals, and the right of appeal thus- provided for does not appl}'" to cases wherein the original appeal must be taken to the supreme court. CLXXVI. The general rule is that the whole cause or controversy, so far as possible, should be brought before the appellate court at the same time^ and that all the parties united in interest and af- fected by the decree must join in the appeal. There- fore if the order or decree is joint and affects the interests of all, all should join in the appeal or it may be dismissed. Owings V. Kincannon, 7 Peters, 399; Williams v. Bank of United States, 11 Wheat, 414; Simpson v. Greeley, 20 Wall., 152; Hanrick v. Patrick, 119 U. S., 156; Mason v. United States, 136 U. S., 581; Hardee v. Wilson, 146 U. S., 179; Beardsley v. Ark. & La. Ry. Co., 158 U. S., 133. CLXXVII. If, however, one or more of the parties whose interests are affected b}" the order or decree refuse to join in taking an appeal, the remaining parties affected thereby can secure the right to ao appeal by resorting to the process of summons and severance, or the equivalent thereof, which is ac- complished by serving a written notice upon the party who refuses to join in the appeal that an ap- 122 EQUITY PEACTICE. peal is about to be taken and inviting him to unite therein, and if be fails so to do, or does not ajDpear in the trial court in response to the notice, that court can grant an appeal to the party asking it and bar the other parties from subsequently taking an appeal. These proceedings should be made part of the record and be included in the transcript filed in the appellate court. Todd V, Daniel, 16 Peters, 531; Masterson v. Herndon, 10 Wall., 416; Hardee v. Wilson, 146 U. S., 179; Inglehart v. Stansbury, 151 U. S., 68. CLXXYIII. If the case is such that the order or decree affects only the interests of one or more of the parties to the record, leaving the interests of the remaining parties unaffected, then those whose in- terests are affected may appeal without joining the remaining parties therein. Forgay v. Conrad, 6 How., 203; Germain v. Mason, 12 Wall., 261; Simpson v. Greeley, 20 Wall., 152: Gilfillan v. McKee, 159 U. S., 303. CLXXIX. Even though one is a party to the rec- ord, he cannot take an appeal from an order or de- cree unless the same affects his interest. Farmers' Loan & Trust Co. v. Waterman, 106 U. S., 265. CLXXX. An appeal can bo taken only by a party to the record. Therefore, one whoso interests are affected by a suit in e(juity, but who is not a ])arty to the record, if he wishes to a])pcal from the decree therein, must apply to the trial court by petition and notice to the UNITED STATES CIECDIT CODKTS. 123 adversaiy party for leave to become a party to the record for the purpose of taking- an appeal. Sage V. Railroad Co., 93 U. S., 412; Ex parte Cutting, 94 U. S., 14 CLXXXI. A purchaser of property sold under a decree rendered in a suit in equity has a right to be heard in the trial court upon all questions arising subsequent to the decree authorizing the sale which affect his bid or the burdens assumed by him as purchaser, and he has the right to appeal from or- ders or decrees affecting his rights as purchaser. Kneeland v. American Loan Co., lo6 U. S., 89, CLXXXII. To perfect an appeal it is not only necessary that all jointly interested as appellants should join therein, unless a severance is allov^ed, but it is also necessar}'- that all parties adversely interested should be made parties to the appeal by being duly notilied of the appeal, which fact must be made apparent upon the record filed in the appel- late court, CLXXXIII. The appeal must be taken, both as to appellants and appellees, in the individual names of the parties, and not in the name of a firm or other collective designation. This rule does not apply to corporations having authority to sue, and being liable to suit, in the cor- porate name. Estes V. Trabue, 128 U. S., 225. CLXXXIY. Decrees rendered by consent will not be reversed on the appeal of any of the consenting 124 EQUITY rRACTICE. parties. An appeal may be taken therefrom, but the appellate court will affirm, without considering er- rors assigned thereon, all matters properly within the assent of the parties to the decree rendered. Pacific R. R. Co. v. Ketchum, 101 U. S., 289; Nashville Ry. Co. V. United States, 113 U. S., 261. CLXXXy. An appeal will not ordinarily lie from a decree upon the mere matter of costs, and especially when the question of costs is within the discretion of the trial court; and if an appeal.be taken from a decree upon the merits -and the same is affirmed with respect to the merits, it will not be reversed upon the question of costs. Elastic Fabric Co. v. Smith, 100 U. S., 110; Paper Bag Ma- chine Cases, 105 U. S., 766; Wood v. Weimar, 104 U. S., 786; Russell V. Farley, 105 U. S., 433; Trvistees v. Grenough, 105 U. S., 527; Burns v. Rosenstein, 135 U. S.,449; Du Bois v. Kirk, 158 U. S., 58. CLXXXVI. If, however, the decree awarding costs is attacked on the ground that the trial court had not jurisdiction over the case, and hence could not award costs,^ or on the ground that costs were or- dered paid from a fund not liable therefor,- or against a party not within the jurisdiction of the trial court,' or against whom liability for costs does not right- fully exist, an appeal in such cases will be sustained. 1 Mayor v. Cooper, 6 Wall., 247; Hornthall v. The Collector, 9 Wall., 560; JihuOdock v. Small, 127 U. S., 90; Citizens' Bank V. Carmon, 104 U. S., 319. ■'« Trustees v. Grenough, 105 U. S., 527. 3 Freeman v. A1pcaraiice. In default thereof the plaintifT may, tlie bill, lie shall i)ay to the dereiiduiit the costs occasioned thereby, and shall, without delay, furnish UNITED STATES CIRCUIT COURTS. 153 hini a fair copy thereof, free of expense, with suitable refer- ences to the places where the same are to be inserted. And if the amendments are numerous, he shall furnish, in like man- ner, to the defendant, a copy of the whole bill as amended; and if there be more than one defendant, a copy shall be fur- nished to each defendant affected thereby. RULE XXIX. Amendraent of bill. — After an answer or plea or demur- rer is put in, and before replication, the plaintiff may, upori motion or petition, without notice, obtain an order from any judge of the court to amend his bill on or before the next suc- ceeding rule day, upon payment of costs or without payment of costs, as the court or a judge thereof may in his discretion direct. But after replication filed, the plaintiff shall not ba permitted to withdraw it and to amend his bill, except upon a special order of a judge of the court, upon motion or petition,, after due notice to the other party, and upon proof by affidavit tliat the same is not made for the purpose of vexation or delay, or that the matter of the proposed amendment is material, and could not with reasonable diligence have been sooner intro- duced into the bill, and upon the plaintiff's submitting to such other terms as may be imposed by the judge for speeding the cause. RULE XXX. Abandonment and proceeding thereon.— If the plaint- iff so obtaining any order to amend his bill after answer, or plea, or demurrer, or after replication, shall not file his amend- ments or amended bill, as the case may require, in the clerk'a office on or before the next succeeding rule day, lie shall be considered to have abandoned the same, and the canse shall proceed as if no application for any amendment had been made.. RULE XXXI. Certiflcate of counsel — Affidavit.— No demurrer or plea shall be allowed to be filed to any bill unless upon a certificate 154 EULES OF PEACTICE IN EQUITY. of counsel that in his opinion it is well founded in point of law, and supported by the affidavit of the defendant that it is not interposed for delay ; and if a plea, that it is true in point ■of fact. RULE XXXII. Defendant may demur, plead or answer. — The defend- ant may at any time before the bill is taken for confessed, or afterward with the leave of the court, demur or plead to the whole bill, or to part of it, and he may demur to part, plead to part and answer to the residue ; but in every case in which the bill specially charges fraud or combination, a plea to such part must be accompanied with an answer fortifying the plea and explicitly denying the fraud and combination, and the facts on which the charge is founded. RULE XXXIIL Setting down for argument.— The plaintiflf may set down the demurrer or plea to be argued, or he may take issue on the plea. If, upon an issue, the facts stated in the plea be determined for tlie defendant, they shall avail him as far as in law and equity they ought to avail him. RULE XXXIV. Proceedings on overruling demvirrer or plea. — If, upon tl>e hearing, any demurrer or plea is overruled, the plaint- iff shall be entitled to his costs in the cause up to that period, unless the court shall be satisfied that the defendant has good ground, in point of law or fact, to interpose the same, and it was not interposed vexatiously or for delay. And, upon the overruling of any plea or demurrer, the defendant shall be as- signed to answer the bill, or so nmch thereof as is covered by the plea or demurrer, the next succeeding rule day, or at such other period as, consistently with justice and the rights of the defendant, the same can, in tlio judgment of the court, be reasonably done; in' default whereof, tlio bill shall bo taken against him pi'o cuiifesso, and the matter thereof proceeded in and decreed accordingly. UNITED STATES CIRCUIT COURTS. 155 RULE XXXV. If sustained — Amendment of bill. — If, upon the hear- ing, any demurrer or plea shall be allowed, the defendant shall be entitled to his costs. But the court may, in its discretion, upon motion of the plaintiff, allow him to amend his bill, upon such terms as it shall deem reasonable. RULE XXXVI. Extent of demurrer or plea. — No demurrer or plea shall be held bad and overruled upon argument, only because such demurrer or plea shall not cover so much of the bill as it might by law have extended to. RULE XXXVII. Answer as affecting demurrer or plea.— No demurrer or plea shall be held bad and overruled upon argument, only because the answer of the defendant may extend to some part of the same matter as may be covered by such demurrer or plea. RULE XXXVIII. Failure to reply or to set down for argument.— If the plaintiff shall not reply to any plea, or set down any plea or demurrer for argument, on the rule day when the same is filed, or on the next succeeding rule day, he shall be deemed to admit the truth and sufficiency thereof, and his bill shall be dismissed as of course unless a judge of the court shall allow him further time for the purpose. RULE XXXIX. Answer.— The rule that if a defendant submits to answer he shall answer fully to all the matters of the bill shall no longer apply in cases where he might by plea protect himself from such answer and discovery. And the defendant shall be entitled in all cases, by answer, to insist upon all matters of defense (not being matters of abatement, or to the character of 156 EULES OF PKACI'ICE IX EQUITY. the parties, or matters of form\ in bar of or to the merits of the bill, of which he may be entitled to avail himself by a plea in bar; and in such answer he shall not be compellable to answer any other matters than he would be compellable to answer and discover upon filing a plea in bar and an answer in support of such plea, touching the matters set forth in the bill, to avoid or repel the bar or defense. Thus, for example, a bona fide purchaser for a valuable consideration, without notice, may set up that defense by way of answer instead of plea, and shall be entitled to the same protection and shall not be compellable to make any further answer or discovery of his title than he would be in any answer in support of such plea. RULE XL. Interrogatories. — It shall not hereafter be necessary to in- terrogate a defendant specially and particularly upon any state- ment in the bill, unless the complainant desires to do so to obtain a discovery. RULE XLI. Interrogatories continued. — (1) The interrogatories con- tained in the interrogating part of the bill shall be divided as conveniently as may be from each other, and numbered con- secutively 1, 2, 3, etc. ; and the interrogatories which each de- fendant is required to answer shall be specified in a note at the foot of the bill, in the form or to the efTect following, that is to say: "The defendant (A. B.) is required to answer the inter- rogatories numbered respectively I, 2, 3," etc. ; and the office copy of the bill taken by each defendant shall not contain any interrogatories except those v^hich such defendant is so required to answer, unless such defendant shall require to be furnished witli a copy of the whole bill. (2) If the complainant, in his bill, shall waive an answer under oath, or sliall only reijuire an answer under oath with regard to certain specified interrogatories, the answer of the (lof('n peal to the supreme court of the United States from any final judgment or decree rendei'ed in the circuit court, and at the time of suing out such writ of error or appeal the other party to the suit shall be dead and have no proper rei^resentative within the jurisdiction of the court which rendered such final judgment or decree, so that the suit cannot be revived in that court, but shall have a proper representative in some state or territory of the United States, the party desiring such writ of error or appeal may procure the same, and may have proceed- ings on such judgment or decree superseded or stayed in the same manner as is now allowed by law in other cases, and shall thereupon j^roceed with such writ of error or appeal as in other cases. And within thirty days after the commence- ment of the term to which such writ of error or appeal is ■returnable, the plaintiff in error or appellant shall make a suggestion to the court, supported by affidavit, that the said party was dead when the writ of error or appeal was taken or sued out, and had no proper representative within the ju- risdiction of the court which rendered said judgment or de- cree, so that the suit could not be revived in that court, and that said party had a proper representative in some state or territory of the United States, and stating therein the name and character of such representative, and the state or terri- tory in which such representative resides; and, upon sucli suggestion, he maj', on motion, obtain an order that, unless such representative shall make himself a party within the first ten days of the ensuing term of the court, the plaint- iff in error or appellant shall be entitled to open the record, and, on hearing, have the judgment or decree reversed if the same be erroneous: Provided, however, that a proper citation reciting the substance of such order shall be served upon such representative, either personally or by being left at his resi- dence, at least sixty days before the beginning of the term of 188 RULES. the supreme court then next ensuing: And provided, also, that in every such case, if the representative of the deceased party does not appear by the tenth day of the term next suc- ceeding said suggestion, and the measures above provided to compel the appearance of such representative have not been taken within time as above required by the opposite party, the case shall abate: And provided, also, that the said repre- sentative may at any time before or after said suggestion come in and be made a party to the suit, and thereupon the case shall proceed, and be heard and determined as in other cases. 16. NO APPEARANCE OF PLAINTIFF. Where no counsel appears and no brief has been filed for the plaintiff in error or appellant, when the case is called for trial, the defendant may have the plaintiff called and the writ of error or appeal dismissed, or may open the record and pray for an atiirmance. 17. NO APPEARANCE OF DEFENDANT. Where the defendant fails to appear when the case is called for trial, the court may proceed to hear an argument on the part of the plaintiff and to give judgment according to the right of the case. 18. NO APPEARANCE OF EITHER PARTY. When a case is reached in the regular call of the docket, and there is no appearance for either party, the case shall be dismissed at the cost of the plaintiff. 19. NEITHER PARTY READY AT SECOND TERM. When a case is (■all(Ml for argument at two successive terms, and upon the call nt the second term neither party is prepared to argue it, it shall he dismisso- Equity. C. D. and E. R J To the Judges of the Circuit Court of the United States for the District of : A. B., a citizen of the state of , residing in county in said state, brings this his bill against C. D., a citizen of th& state of , residing in county in said state, and E. F., a citizen of the state of — — , residing in county in said state, and thereupon your orator complains and says that, etc. [Here insert cause of action^] To the end that your orator may obtain the relief to which he is justly entitled in the premises, he now prays the court to grant him due process by subpoena directed to said C. D. and E. F., defendants hereinbefore named, requiring and com- manding each of them to appear herein and answer under oath \pr, but not under oath, the same being expressly waived] the several allegations in this your orator's bill contained. And your orator further prays that upon the final hearing it be ordered and decreed that [here insert the special relief sought]. And further prays for such other and further relief as may be just and equitable. A. B., X. Y., ByX.,Y. andZ., Of Counsel. His Solicitors. 202 FORMS OF PRACTICE IN EQUITV, If a writ of ne exeat is desired the reasons for asking there- for should be set out immediately following the prayer for the process by subpoena, with the prayer — Wherefore your orator prays tlie court to grant him a writ cf ne exeat restraining and forbidding said C. D., defendant lierein, from departing beyond the limits of the United States without leave of this court first had. If an injunction is desired pending the trial, a prayer for the issuance thereof should be added immediately following the prayer for process. If the grounds therefor have not already been fully set forth in the bill, the same should be set forth followed by tlie prayer — Wherefore your orator prays the court to now grant him a writ of injunction restraining and enjoining the said defend- ants from [here insert the special matters desired to he enjoined], until the further order and decree of this court in the prem- ises. PRECIPE FOR PROCESS. [Entitle as before.] To Clerk of said Court : In above cause, being a bill filed for [here state briefly pur- pose of bill, as for foreclosure of mortgage, or to set aside con- •veyance of realty], please issue a subpoena to C. D. and E. F., ■defendants, returnable on the i-ule day in [here insert the name of month], X. Y., Solicitor for Complainant. If for any reason it is desired to issue separate subpoenas the prcecipe should so direct. ENTRY OF APPEARANCE IN PERSON. [Entitle as befoi'e.] To Clerk of said Court: Please enter my appearance as defendant in above cause on the rule day [or as of the date of the filing hereof]. UNITED STATES CIRCUIT COUKTS. 203 ENTRY OF APPEARANCE BY SOLICITOR. [Entitle as before.] To Clerk of said Court: In above cause please enter the appearance of , de- fendant, and of myself as his soHcitor, on the rule day for as of the date of the filing hereof], GENERAL DEMURRER. [Entitle case as before.] The demurrer of C. D. and E. F., defendants. These defendants, not confessing all or any of the matters in the bill of complaint contained to be true as therein set forth, do demur to said bill for that the same does not state such a case, nor contain any matter of equity, entitling the complain- ant to any relief against these defendants. Wherefore they pray the judgment of the court whether they shall be com- pelled to further answer said bill, and further pray to be dis- missed with their costs. 1, , of counsel for the defendants in the above cause, do hereby certify that the foregoing demurrer to the bill of complaint is in my opinion well founded in law. United States of America, ) District of . ) •• I, , defendant in the above cause, being duly sworn, do say that the foregoing demurrer to the bill of complaint is not interposed for purposes of delay. Subscribed and sworn to before me this day of . SPECIAL DEMURRER TO BILL. [Entitle case as before.] The demurrer of C. D. and E. F., defendants. These defendants, not confessing all or any of the matters and things in the bill of complaint contained to be true as therein alleged, do demur to said bill, and for cause thereof 204: FORMS OF PRACTICE IN EQUITY. showeth that, etc. [here set forth specifically the grounds of demurrer]. Wherefore they pray the judgment of the court whether they shall be compelled to further answer said bill. And fur- ther pray to be dismissed, with costs. [Add certificate and affidavit as before.] ' DEMURRER TO PART OF BILL. [Entitle case as before.] The demurrer of C. D. and E. F. to part of bill. These defendants, not confessing all or any of the matter3 and things in the bill of complaint contained to be true as therein alleged, do demur to so much of said bill as [here de- scribe the part or parts of bill demurred to, and set forth the grounds of demurrer thereto]. Wherefore defendants pray the judgment of the court whether they shall be compelled to further answer make to said parts of the bill herein demurred to. [Add certificate and affidavit as before.] PLEA TO BILL. [Entitle as before.] The plea of C. D. and E. F, to the bill of complaint. Tliese defendants, not confessing all or any of the matters in Baid bill of complaint to be true as therein alleged, for plea to said bill aver and say [here set forth the matter of the plea]. All of which matters and things these defendants do aver to be true, and plead the same in bar [or, in abatement, as the case may be] of complainant's said bill, and pray the judgment of the court whether they shall be compelled to further an- swer said bill, and pray to be hence dismissed with costs. I, , of counsel for defendants in above cause, do cer- tify that the foregoing pica to the bill of complaint is in my opinion well founded in law. UNITED STATES CIRCUIT COURTS. 205 United States of America, i District of . J I, , defendant in the above cause, being duly sworn, do say that the foregoing plea to the bill of complaint is true in point of fact, and is not interposed for purposes of delay. Subscribed and sworn to before me this day of . PLEA TO PART OF BILL. {Entitle as before.} The plea of C. D. and E. F., defendants, to part of said bill. These defendants, not confessing all or any of the matters in said bill of complaint contained to be true as therein alleged, for plea to so much and such part of said bill as [here describe part pleaded to], aver and say that [here set forth the matter o/ f/ie pZea], all of which matters and things these defendants do aver to be true, and they plead the same to so much of said bill as is hereinbefore described, and pray the judgment of the court whether they shall be required to further answer so much of said bill as is covered by this plea. [Add certificate and affidavit as before.} DEMURRER, PLEA AND ANSWER IN ONE. [Entitle as before.} Demurrer, plea and answer of E. F. and C. D., defendants. I. These defendants, not confessing all or any of the matters and things in said bill contained to be true as therein alleged, do demur to so much of said bill of complaint as [here describe parts of bill to which the demurrer applies}, and for cause of demurrer do show that [here set forth grounds of demurrer}. Wherefore they pray judgment of this court whether they shall be required to further answer the parts of said bill de- murred to. II. And the said defendants, not waiving the foregoing de- murrer, but wholly relying thereon, as to so much of said bill as [here insert description of parts of bill to which plea is in- terposed}, do plead thereto, and for cause thereof do aver and 206 FORMS OF PRACTICE IN EQUITY. say that [here set forth the grounds of p/ea]. All of which matters the said defendants do plead to so much of said bill as is herein last above mentioned, and pray the judgment of this court whether they shall be compelled to further answer said parts of said bill thus pleaded to. III. And the said defendants, not waiving their said de- murrer and plea, but relying thereon, for answer to so much of said bill as they are advised it is material and necessary to answer unto, do say that [here set forth the viatters necessary to be stated in response to the bill, as well as matters of defense]. Wherefore these defendants pray to be hence dismissed with costs. [Add certificate and affidavit as to demurrer and plea.] ANSWER TO BILL. [Entitle as before.] The answer of C. D. and E. F., defendants to the bill of com- plaint. These defendants, saving and reserving unto themselves the benefit of all exceptions to the errors and imperfections in said bill contained, for answer to so much thereof as they are ad- vised it is necessary or material for them to answer unto, do aver and say that [/(ere insert the matters responsive to the bill, as ivell as the matters of defense]. And having thus fully made answer to said bill, these de- fendants pray to be hence dismissed with costs. United States of America, | District of . ' We, and , defendants in above cause, hav- ing read the foregoing answer, and being each duly sworn, do Bay that the matters and things in said answer contained are true. Subscribed and sworn to before me this day of . UNITED STATES CIKCUIT COURTS. 20 T EXCEPTIONS FOR SCANDAL OR IMPERTINENCE. [Entitle as before.] Exceptions taken to the bill [or ansiver] in said cause filed for expunging the scandalous [or impertinent] matter therein con- tained. Complainant [or defendant] excepts to so much of said bill [or aii.sirer] as is included within [here describe the passages or parts excepted to], for that tiie same is scandalous [or im- pertinent^, for which reason the complainant [or defendant] ex- cepts to said bill [or answei'], and prays that such scandalous [or impertinent] matter be expunged therefrom. X. Y., Solicitor for . EXCEPTIONS TO ANSWER FOR INSUFFICIENCY. [Entitle as before.] Exceptions for insufficiency to the answer of C. D. and E. F., defendants in above cause. Complainant excepts to the answer of said defendants herein filed [or to so much of said ansiver, describing same] for insuf- ficiency, for that [/lere insert the grounds of exception]. For which reasons the said answer is insufficient and incomplete and ought to be amended, and complainant prays that the same be amended accordingly. REPLICATION TO ANSWER. [Entitle as before.] Replication of complainant in above cause to the answer of C. D. and E. F., defendants. This repliant, saving and reserving all advantage of exception to the manifold insufficiencies of said answer, for replication thereto saith that he will aver and prove his said bill to be true and sufficient, and that the said answer is untrue and in- sufficient ; wherefore he prays relief as in said bill set forth. 208 FORMS OF PRACTICE IN EQUITY. PRECIPE FOR SUBPOENA TO WITNESS. [Entitle as before.] To Clerk of said Court : In above entitled cause in equity please issue subpoena to F. G., a witness on behalf of , directing him to appear and testify before , commissioner, at , on the . X.Y., Solicitor for . PRECIPE FOR COMMISSION ON INTERROGATORIES. [Entitle as before.] To Clerk of said Court : In above entitled cause in equity please select some proper person as commissioner and issue a dedimus to him authoriz- ing him to take the testimony of F. G. and H. K., upon the interrogatories filed in your office for that purpose. Witnesses reside at . X. Y., Solicitor for . PRECIPE FOR SETTING DOWN CAUSE FOR ARGU- MENT OR HEARING. [Entitle as before.] To Clerk of said Court : In above cause set down for argument demurrer [or, plea] filed to the bill. Set down above cause for argument on defendant's objection for want of parties. Set down above cause for hearing on bill and answer. Set down above cause for hearing on pleadings and proofs. PETITION FOR APPEAL, [Entitle as before.] Your petitioner, the in the above entitled cause, would respectfully represent and show that in the above entitled UNITED STATES CIRCUIT COURTS. 209 case pending in the United States circuit court in and for the district of , there was entered at the term, 18 — , of said court, a final decree greatly to the prejudice and injury of your petitioner, which said decree is erroneous and inequi- table in many particulars. Wherefore, in order that your petitioner may obtain relief in the premises and have opportunity to show the errors com- plained, your petitioner prays that he may be allowed an ap- peal in said case to the court, and that the proper orders touching the security required of him may be made. CITATION. United States of America, To : You are hereby notified that in a certain case in equity in the United States circuit court in and for the district of , wherein is complainant and and are defendants, an appeal has been allowed the therein to the , and you are hereby cited and admon- ished to be and appear in said court at , days after the date of this citation, to show cause, if any there be, why the order and decree appealed from should not be corrected and why speedy justice should not be done the parties in that behalf. Witness the Honorable , judge of , this day of , A. D. 18—. Judge of . BILL OF REVIVOR. [Entitle as before.] To , the Judges of said Court: Complainant herein avers and shows to this honorable court that since the beginning of this suit [here insert event that has caused the abatement and necessity of reviving the cause, as U 210 FORMS OF PRACTICE IN EQUITY. the death of party, and set forth icJio are the representatives, lieirs or others against whom it is sought to revive]. Wherefore, by reason of the premises, this suit has become abated ; and to revive and further proceed therevpith it has be- come necessary to make said and parties hereto, to which end complainant prays that process by sub- poena may be issued to said and requiring them to appear and show cause why said suit should not be revived against them and they be required to abide the orders and decree of the court in the premises. BILL OF REVIEW FOR ERRORS ON FACE OF RECORD. [Entitle as before.] — >• Bill of review on behalf of . To the Judges of said Court: Complainant herein avers and shows that in a certain suit en- titled as above, and brought in this court to the term, 18 — , thereof, tliis complainant was defendant [or, complainant] therein, and that at the term, 18 — , of said court, upon a hearing therein, a final decree was entered in said cause greatly to the prejudice and injury of your complainant, which said decree is entered at large upon the records of this court, and to which reference is prayed. And complainant avers and says that said decree so entered is upon the face of the record erroneous for that [here set forth the particular matters in which error is alleged, and show how such alleged errors prejudice coniplain- unt]. Wlierefore, as said errors appear on the face of the record, and are greatly prcjvidicial to complainant and his rights in tlio premises, complainant prays that said decree may be re- viewed, reversed and set aside. And to that end complainant prays process by subpoena against requiring him to uppear and answer hereto and show cause, if he may, why UNITED STATES CIRCUIT COURTS. 211 said decree should not be reviewed, reversed and set aside, and such further orders and decrees be made as to the court may seem just. BILL OF REVIEW ON GROUND OF NEW MATTER. [Entitle as before.] Bill of review on behalf of . To the Judges of said Court : Complainant avers and shows that in a certain suit entitled as above, and brought in this court to the term, 18 — , thereof, this complainant was defendant [or, complainant] therein, and that at the term, 18 — , of said court, upon a hearing therein, a final decree therein was entered in said cause greatly to the prejudice and injury of this complainant, which said decree is entered at large upon the records of this court and to which reference is prayed. And this complainant avers and says that lately and since the entry of said final decree aforesaid he hath discovered that [here set forth the new matter or the new evidence relied on as ground of revidv, with proper averments to show its materi- aliiji, and also show that the party was not in fault in not ad- ducing siich matter at the hearing]. Wherefore, for said causes alleged, said decree should be re- viewed, reversed and set aside ; and to the end that complain- ant may be permitted to show and prove the matters afore- said, complainant prays process by subpoena against , requiring him to appear hereto and due answer make, and that upon the hearing hereof the said decree may be reviewed, reversed and set aside, and such otlier and further orders and decree be made as may to the court seem proper. United States op America, District of . I, , being duly sworn, do say that I am complainant in the foregoing bill of review, that I have read the same, and that the matters and things therein set forth are true. Subscribed and sworn to before me this day of . \ 212 FOKMS OF PRACTICE IN EQUITY. WRIT OF NE EXEAT. [Entitle as before.^ The President of the United States, To , the United States Marslial in and for District of : Wliereas in the above entitled cause in equity now pending in the United States circuit court in and for the district of , it has been made to appear by satisfactory proof to the said court [or, to tlie circuit justice or judge] that , de- fendant in said cause, is equitably indebted to the complainant, and that the said , defendant, designs quickly to de- part from the United States, and thereby defeat the remedy sought by complainant and greatly to prejudice the rights of said complainant: Therefore you are hereby ordered and commanded that with out delay you cause the said to give good and suffi- cient bail or security in the sum of dollars, to be by you approved, that he will not depart beyond the limits of the United States without leave of this court first had ; and in case said , defendant, fails to give bail or security as aforesaid, you are commanded to keep him in custody until the further order of court or until he gives the bail or security above re- quired. Witness the honorable , chief justice of the supreme court of the United States, this day of , 18 — , and the seal of said circuit court in and for the district of . , Clerk. WRIT OF SEQUESTRATION. [Entitle as before.] The PxticsiDENT op the United States, To : Whereas, in the above entitled cause in equity, pending in tlie United States circuit court in and for the district of , it was, on the day of , ordered and decreed that , defendant, should [h.ere hrkflu state requirement of the order or decree]. And it now appearing that the said , defendant, lias wholly failed to obey and perform such UNITED STATES CIRCUIT COURTS. 213 order and decree, and that for such failui-e a writ of attach- ment has been hitherto duly issued from the clerk's office of this court for the attachment of the person of said defendant, but that said writ has been returned by the marshal of this dis- trict unserved for the reason that said defendant cannot be found within the jurisdiction of this court, and that for cause shown a writ of sequestration has been ordered to issue for the seizure of the estate of said , defendant, for the pur- pose of compelling obedience on his part to said order and decree hereinbefore mentioned : Now, therefore, know ye that, having confidence in your prudence and fidelity, you are hereby authorized, empowered and commanded to seize and take possession of [here describe the estate, or portion of it, to he seized, as the real and personal estate of said within , or certain realty or per- sonalty}, and the rents and profits of said realty to collect and receive, and possession of said personalty to take and keep until the further order of the court in the premises. Witness the honorable , chief justice of the su- preme court of the United States, this day of , with the seal of said United States circuit court in and for dis- trict of . RESTRAINING ORDER PENDING APPLICATION FOR INJUNCTION. [Entitle as before.'] Whereas, in the above cause, a motion for the issuance of a preliminary writ of injunction has been duly filed, the hear- ing thereof being fixed for the day of , 18 — ; and it having been made to appear that there is danger of irreparable injury being caused to complainant, before the hearing of said application for the writ of injunction, unless the said defend- ants are, pending such hearing, restrained as herein set forth, therefore complainant's application for such restraining order is granted [if security is required, then add, upon his giving good security in the sum of , for making good to the de- 214 rOEMS OF PRACTICE IN EQUITY. fendants the damages and costs that may be awarded them by reason of the granting of this order] : Now, therefore, take notice that you, and , defendants herein, your agents, servants and attorneys, and each of you, are hereby specially restrained and enjoined from Ihere insert the act or acts sought to be restrained], until the hearing upon said aiDplication for a writ of injunction and the further order of the court in the premises. , Judge. OEDER GRANTING PRELIMINARY INJUNCTION. [Entitle as before.] Wliereas, in the above entitled cause, an application for the issuance of a preliminary writ of injunction was duly filed and Bet down for hearing before the court lor, before the Honor- able G. H., a judge of said court] on the day of , 18 — , at , notice of such application being given to and , defendants herein ; and the parties now appearing by their solicitors and being heard upon such application, and it appearing that cause exists for the granting a writ of injunc- tion, pending the final hearing of the cause, as prayed for : It is therefoi'e ordered that upon the complainant giving se- curity, by bond, in the sum of , conditioned that [here in- sert the x>roper conditions], a writ of injunction issue com- manding, restraining and enjoining the defendants, their agents, servants and attorneys, from [here set forth the special matter sought to be enjoined], until the further order of the court in the premises. WRIT OF PRELIMINARY INJUNCTION. [Entitle as before]. TuE President of the United States, To and "Whereas, in the above entitled cause, now pending in said United States circuit court in and for tiie district of , upon application duly made to the court [or if to the judge, so UNITED STATES CIKCUIT COURTS. 215 state, giving his name], it was on the day of ,18 — , ordered that a preliminary writ of injunction issue therein as prayed for in the bill of complaint herein filed and as directed in said order : Now, therefore, know ye, that you, and , your agents, servants and attorneys, and each of you, are hereby strictly restrained and enjoined from [here set forth clearly the act or acts sought to be restrained], and you and each of you are hereby commanded that you do desist and re- frain from doing or causing to be done all or any of the acts and things hereinabove recited and set forth, until the fur- ther order of the court in the premises. "Witness the Honorable , chief justice of the su- preme court of the United States, this day of , and the seal of said circuit court in and for the district of . , Clerk. WRIT OF ASSISTANCE. [Entitle case as before.] The President of the United States, To , Marshal of the District of , Greeting: Whereas in the above entitled cause it has been made to appear to the said United States circuit court in and for the district of , that under the decree of said court here- tofore rendered in the above case, and the proceedings had for the enforcement thereof, the said , complainant as aforesaid [or, H. B., the purchaser at the foreclosure sale, or tohoever the party entitled to the writ may be], is now entitled to be put in possession of the following realty [describing it], or to have delivered up to him the following described per- sonal property: Now, therefore, you, as United States marshal for said district of , are hereby directed and commanded that you forthwith put the said into possession of the real estate above described [or, cause to be delivered to said the personal property above described], and that you cause the defendants in the above suit, their agents, servants and 216 FORMS OF PRACTICE IN EQUITY. attorneys, to forthwith yield possession of said property in obe- dience to the decree heretofore entered in this case. Hereof fail not. Witness the Honorable , chief justice of the su- preme court of the United States, this day of , 18 — , with the seal of said United States circuit court in and for the district of . , Clerk. INDEX. In the column headed " Rules," the reference is to the Rules in Equity by their number, save when the number is preceded by the letters S. C, in which case the reference is to the Rules of the Supreme Court. All the rules thus referred to will be found on pages 143-300 of the book. The rules of the several circuit courts of appeals wiU be found in volume 78 of The Federal Reporter. In the colunm headed "Statutes," the reference is to the sections of the Revised Statutes, save when preceded by " Sts.," in which cases the refer- ence is to volume and page of the Statutes at Large. In the column headed " Page, " the reference is to the top page of the Manual. ABATEMENT ABSTRACT Of pleadings and evidence. ACCOUNTS.... AFFIDAVIT . . . . AFFIRMATION AMENDMENT . Of bills . . . . Of answers. Of decree .. Of process. ANSWER When evidence Form of Supplemental . "To cross-bill . . . APPEALS What cases appealable to supreme court What cases appealable to circuit court of appeals Appellate jurisdiction of su- preme court over circuit courts of appeals By certificate By certiorari By appeal as matter of right Rules. 28, 29, 45 6J, 63, 64 85 39, 40, 41, 43, 44, 64, 72 41 46 S. C. 3^ S. C. 3; Statutes. 955, 956; 18 Sts., 473 954 948, 1005 26 Sts., 827 26 Sts., 828, 26 Sts., 82S 20 Sts., 828 26 Sts., 828 26 Sts., 828 Page. 85 65, 66 j 35, 43, 105, ( 133 35, 51 56 75,76 57, 58, 75, 76,77 I 45, 47, 49, 50, 51, 5;^, ' 55, .57 51 206 99, 100 99, 100 102 103 104 105 218 INDEX. APPEALS (continued) Time within wliich, must be taken How taken By whom allowed. . Appealable decrees. In matter of injunctions. Successive appeals Severance among parties . Cross-appeals "Who can appeal Security on appeal After death of party Petition for Form Transcript Docketing in appellate court. ASSIGNEE Suits by ASSIGNMENT OF ERRORS , ATTACHMENT Process by To compel payment of master's compensation AUXILIARY PROCEEDINGS. BILLS Suits commenced by Introductory part. . . . Frame of Where filed . . . Amendment of. Scandal and impertinence in . Form of ■CHAMBERS Proceedings at , CITATION . . Form of . CIRCUIT COURT Court of equity Jurisdiction of ., Under interstate commerce act . )2; 29 Sts., 002 695 957; 28 Sts., 965; 29 Sts., 483-694 21 Sts., .502 1012; 25 Sts., 43(! 84 Sts.. 380; 25 St.s., 8.55 26 Sts , 209 26 Sts., 131 25 Sts., 357 23 Sts.. 321 Page. INDEX. 225 STATUTORY PROVISIONS AFFECT ING CIRCUIT COURT AND PRACTICE (continued) Under special acts (continued) Lumigration and alien con- tract labor Suits against the United States Death of party Decree, hen of Evidence Mode of proof — Witness, who competent Privileged Injunction When and by whom grantable. Continuance of.... Jurisdiction See Circuit Court. National banks ' Ju risdiction limited Pleading Practice Process, form of By whom served .... Amendment of Receivers Jurisdiction Restraining order on application for injunction Security on appeal Subpoena for witnesses Duces tecum Supersedeas Witnesses Who competent Privilege . Fees of Testimony of, taken de bene.. On dedinius Under state statute . . Distance may be required to travel Writs Power to issue Of injunction Of ne exeat STOCKHOLDER Bill by SUBPCENA Issued by clerk Not until bill filed. ... Returnable Service of, how made. By whom served Alias issued RUIiES. 94 Statutes. 26 Sts., 1084 24 Sts., 505 955 18 Sts., 473; 25 Sts., a57 858 859,860 719 719 25 Sts., 436 91.3, 917 913, 918 811, 912, 918 922 25 Sts., 436 718 1000, 1007, 101 86 869 1000, 1007, 1012 859, 860 848 863, 864, 865 866 27 Sts., 876, 870 716 719 71 Page. 15 226 INDEX. SUBPCEXA FOR WITNESSES Issued by nlerk Duces tecum SUPPLEMENTAL BILL SUPERSEDEAS Security and condition of bond . . In case of injunction TESTIMONY Time for taking. How taken Of aged; infirm About to leave Single witness De bene esse Dedimus According to state statutes. Abstract on hearing Publication of TRANSCRIPT On appeal, contents of. Filing XJNITED STATES CIRCUIT COURTS VENUE Local actions Patents Transitory Waiver of objection to venue. VERIFICATION OF ANSWER Before whom ... WRIT Attachment... Assistance . . . . Execution. ... Injunction . ... Bequi'sl ration , Restitution. ... Rules. 78 57 S. C. 29 93 67,68 70 69 S. C. 8 S. C. 9 59 7,8 7-9 8 65 Statutes. 809 1000, 1007, 1012 ""28Sts.", 666 863, 864, 865 866 27 Sts., 7 629;18Sts., 470; 25 Sts., 433 742 J 18 Sts., 470 \ 25 Sts., 433 29 Sts., 695 25 Sts., 433 719 Page. 72 73 77 114, 116 115, 116 60 60 60, 61, 62, 63, 64, 65 64 64 64 63 64 64 85 133 131 20 24 23, 24, 25, 26 25 51 215 214 212 vx^mm' rrt mmi' pa pi^ SCHOOL OF LAW Ij\E«^'"^j^ UNIVEUSITY OK CALIIORNIA LOS ANGELES UC SOUTHERN REGIONAL LIBRARY FACILITY AA 000 844 914 2 'ydjMmu^ i^mm^s/y smmm- 'n:jnMV-^m- rn iBRARYa m^ »Vi4^ 'i|iM|i Ml 1