An Essay on Metaphor in Poetry An Essay on Metaphor in Poetry WITH AN APPENDIX ON THE USE OF METAPHOR IN TENNYSON'S IN MEMORIAM BY J. G. JENNINGS, M.A.(Oxon.) Indian Educational Service BLACKIE AND SON LIMITED 50 OLD BAILEY LONDON GLASGOW AND BOMBAY 1915 Short swallow-flights of song, that dip Their wings in tears, and skim away. In Memoriam^ xlviii, iv. The glory of the sum of things Will flash along the chords and go. In Memorianiy lxxxviii, iii. 347906 Digitized by the Internet Archive in 2007 with funding from IVIicrosoft Corporation http://www.archive.org/details/essayonmetaphoriOOjennrich AN ESSAY ON METAPHOR IN POETRY §1 IN the 2 1 St chapter of his Poetic Aristotle defines metaphor as " the transference of a word to a sense different from its proper signi- fication". Four kinds of metaphors are dis- tinguished by him, namely, those in which the transference is made (i) from the genus to the species^ (2) from the species to the genuSy (3) from species to species^ and (4) according to the analogous (jcara to avoKoyov), So far as the first three kinds are concerned the classification is suflliciently simple. The nature of the last is not so clear. In the Rhetoric (Book III, ch. x) also Aristotle describes the fourth kind of meta- phor as "those according to analogy (mr avoKoylav) ", and in the Poetic (ch. xxi) he further explains his meaning : " I call it the analogous, 8 METAPHOR IN POETRY when the relation of the second term to the first is similar to that of the fourth to the third ; for then the fourth is used instead of the second, or the second instead of the fourth". The distinction between this and the third kind will need examination later. As a specimen of the first kind of metaphor, that is, transference from the genus to the species^ Aristotle quotes from the Odyssey (I, 185) aline, which translated runs thus : " (in yonder port) my vessel stands'^ — "for to be moored", he adds, "is a species of standing". The use of the generic term "sea" for the specific or par- ticular term " wave " may be adduced as afford- ing a clearer example, as also "vessel" for "ship", "iron" for "weapon", "dust" for " body ". The figure is more commonly known as that which substitutes the whole for the part. As a specimen of the second kind of meta- phor, that is, transference of the species to the genuSy Aristotle quotes from the Iliad (II, 272) a line thus translated — " Odysseus has achieved ten thousand valiant deeds" — "for", he adds, " ten thousand is a great number, and is now used instead of many"; in other words, a specific number is used instead of a term in- dicating a large number generally. The sub- ARISTOTLE 9 stitution of the word "sail" or "keel" for "ship", of "roof" or "hearth" for "house", or "wing" for "bird", may be clearer ex- amples. This is the reverse of the first kind of figure, and is generally known as the sub- stitution of the part for the whole. In a consideration of the nature and uses of metaphor in poetry neither of these first two of Aristotle's types need detain us long. Aris- totle, we see, uses the term metaphor in a wider sense than we do. For us now a metaphor is a verbal change which is founded always upon resemblance, and as such must come within Aristotle's third and fourth kinds. As has been pointed out by the critics, his first two kinds of metaphors are now classed under the head Synecdoche, a term which signifies the taking of a part for the whole, or the reverse. With figures of these two types the present discussion is not concerned. They have their value. The second type is in most frequent use in poetry, and often adds delightfully to vividness of description. The use of the first, which is less frequent, reverses the process and substitutes the vaguer for the more exact de- scription, sometimes doubtless with ^a gain in massiveness or dignity. But both are marked off very clearly as belonging to another class 10 METAPHOR IN POETRY than metaphor in the modern sense, the meta- phor proper. The movement of thought in their case is one either of diminution or of increase, and not a transfer as in the case of metaphor proper. The movement in the one case may perhaps be described as down or up, whilst that in the other case is from side to side ; the one vertical, the other horizontal. We have then to deal only with Aristotle's third and fourth classes — transference from species to species, and transference according to analogy. The distinction between these two classes is not made clear by the philosopher. One must doubt whether one species can be used for another except on the principle of analogy or resemblance, that is to say whether Aristotle's third and fourth kinds of metaphors are not ultimately one. Speaking of the third kind he says {Poetic^ ch. xxi) — " (A transference) from species to species is such as — 'Drawing off his life with the brazen (sword) ', and, ' cut- ting with unwearied sword'. For here", he goes on, "to draw means to cut, and to cut means to draw ; for each is a kind of taking away." Perhaps what we are to understand is that in the first quotation the action of a per- son, namely " to draw off", is attributed to an inanimate object, a weapon, the phrase being ARISTOTLE ii used instead of the more logically appropriate verb "to cut"; and, by the reverse process, in the second quotation the action of an inanimate object, namely "to cut", is attributed to the personified "tireless sword", instead of some such personal action as the drawing off of life as though by the spirit of the weapon. In the Rhetoric (III, xi) the philosopher says : " Homer has in many places employed speaking of inanimate things as animate by a metaphor", and the examples of this use given, as follows, are parallel with those above : " Back to the plain still rolled the shameless stone" {Odyssey y XI, 598); "the arrow /^w" {Iliad, XIII, 587); ^^ Eager to wing its way" {Iliad, IV, 126); " (spears) stood in the ground eager to taste of flesh" {Iliad, XI, 574); and "through his breast sped the impetuous spear" {Iliad, XV, 542). These personifications, however, prove to be examples of the fourth kind of metaphor according to Aristotle, for he goes on imme- diately to say — "These (Homer) has brought in by the metaphor according to analogy ; for as the stone is to Sisyphus, so is he who is in- sensible of shame to the person in regard to whom he is shameless". Of the fourth kind of metaphor, it will be remembered, Aristotle has written that "the relation of the second 12 . METAPHOR IN POETRY term to the first is similar to that of the fourth to the third, for then the fourth is used instead of the second, or the second instead of the fourth". In the personification of the " shameless stone", however, as well as in the other per- sonifications above, it would appear that two of the four terms necessary in " metaphor according to analogy" are not expressed or directly implied, but merely indirectly implied or involved. The two expressed or directly implied are, in the first personification, the stone and a shameless person ; the two remain- ing terms involved are Sisyphus labouring under the burden of the stone and anyone suffering under insolence, but this second pair is only indirectly implied by the personification in Homer's text. In another example of the third kind of metaphor it would appear that only two of the four possible terms are ex- pressed or directly implied. The example is much commended by Aristotle (Rhetoric^ III, x) — "for, when the poet calls old age 'stubble', he produces in us learning and knowledge by means of the (common) genus, for both are past their prime"; that is both are species of one genus. The second pair of terms here remotely involved are perhaps life and the ARISTOTLE 13 harvest. As life is to old age, so is the harvest to stubble ; so that one could, in Aristotle's vein, not only speak of old age as the stubble of life, but of stubble as the old age of the harvest, thus using " either the fourth term instead of the second, or the second term instead of the fourth". But this example Aristotle distinctly places in his third kind, as its effect is gained " by means of the common genus ". Numerous examples of metaphors of the fourth kind are given both in the Poetic (ch. xxi) and in the Rhetoric (Bk. Ill, chs. ii, iii, iv, x, xi), and the differentiation between them and those of the third kind would appear to be the direct or in- direct implication of the second pair of terms, as mentioned above. Perhaps the best of the examples given are those in which evening is described as " the old age of day " and old age as " the evening of life, or, as Empedocles calls it, the setting of life" {Poetic^ ^^I); ^^^ the saying attributed to Pericles "that the youth which had perished in the war had vanished from the city as if one took the spring from the year" {Rhetoric^ III, x). In each of these cases the four terms stand out clearly, being expressed or directly implied. As regards these four terms and their rela- tions Aristotle says (Rhetoric^ III, iv) : "The 14 METAPHOR IN POETRY metaphor from the analogous ought always to admit of paying back (i.e. being inverted, as in the comparisons of old age and evening above), both in other cases, and in that (of species) of the same genus " — thus expressly applying the same rule to metaphors from species to species. It does not appear that Aristotle would, if pressed, have dwelt upon the mutual exclusive- ness of his third and fourth classes. Indeed his first three kinds — (i) from the genus to the species, (2) from the species to the genus, and (3) from species to species — are exhaustive ; the only possible variety remaining being that from genus to genus, which, since every genus is itself a subdivision of a more comprehensive aggregate, is merely nominally different from the third kind. In strictness, therefore, Aris- totle's fourth kind of metaphor does not differ from the third as the first, second, and third kinds differ from each other. It thus becomes apparent that the fourth kind is a subdivision or variety of the third. In the examples which he gives of the third kind, it has been noticed, only two terms are given or directly implied, e.g. the drawing off and the cuttings though the two remaining terms are indirectly involved and easily supplied, e.g. the person who draws off and the sword which cuts ; or take another ARISTOTLE 15 example, on which we have dwelt already, that of stubble and old age^ in which the third and fourth terms, viz. the harvest and life, are readily suggested. In Aristotle's examples of the fourth kind all four terms are plainly pre- sented, e.g. in " the evening of life " and " the old age of day ", " the youth of the city " and " the spring of the year ". In it two pairs of terms, each pair being capable of expression in a possessive phrase, are clearly placed by com- parison before the imagination. In the simpler examples given to illustrate his third kind the nouns in the possessive case, as it were, are omitted, though it is possible to supply them by an independent effort of the imagination. The metaphor of the " shameless stone " (Odys- sey^ XI, 598), for instance, implies the stone and its burdensomeness, and the oppressor and his shamelessness, and that of the " impetuous spear " (Jliad^ XV, 542) implies the spear and its flight, and the warrior and his zeal; the second and fourth terms being in each case interchangeable. If one examines, indeed, the examples of Aristotle's first three kinds of meta- phors one sees that they are all simple, and the fourth kind alone is complex.^ A passage in * Cf. RhetoriCf III, xi, n : " Similes also are in some way approved metaphors j for they always are expressed in two terms, like the ana- i6 METAPHOR IN POETRY Quintillan's Institutes of Oratory (Bk. VIII, ch. vi) throws light on this distinction. " Tropes ", he writes, " occur not only in single words, but also in thoughts and in structure of composition: those appear to me to have been in error who have thought that there are no tropes but when one word is put for another." The distinction made here by Quintilian exactly corresponds to the differentiation made above, and sufficiently explains Aristotle's indifference to his first three kinds of metaphor and his high commendation of the fourth kind. " Of the four kinds of metaphors," he says, " those kinds are the most highly approved metaphors which are con- structed according to analogy " {Rhetoric^ III, x) — in other words, on similarity in complexity. He does not analyse this superiority ; he states it as self-evident and passes on. Before turning from Aristotle let us glance for one moment at his rules for the construction and use of metaphors. Meagre as they are they have not been much improved upon by his suc- cessors, for though the world's literature is full of the most consummate beauty introduced by logical metaphor; so, the shield, we say, *i8 the cup of Ares'; the bow, *a stringless lyre'. Thus one speaks complexly {\iyov(nv ovx aTrKovp)-^ whereas calling a bow *a lyre' or a shield *a cup' is simple (ttTrXoOj')." (C802) ARISTOTLE 17 the agency of metaphors, theory and analysis here seem to have lagged behind practice and construction, and the nature and function of metaphor retain much of their mystery still. Metaphor is to be found everywhere and per- meates all literature. It is not indeed the spirit of poetry itself, but it is the very atmos- phere of the land in which that spirit breathes and roams. But that which is to be found every- where is not necessarily that which is best understood. Aristotle's rules {Rhetoric^ III, ii) do not lay claim to any artistic subtlety, and it must be remembered that they were expounded primarily for orators, whose instrument, in- tended for rapid use upon somewhat common- place material, is necessarily less refined than that of the poets. Firstly, he lays down, "It is essential to use only such . . . metaphors as are appropriate ; and this will depend on their being constructed on analogy, otherwise they will appear unsuitable". Secondly, " if you wish to enhance the subject, it is necessary to fetch the metaphor from such things in the same genus as are better ; and if to disparage it, from such things as are worse '\ Thirdly, " there will be a fault in the syllables, unless there be evidence of pleasant sound", that is unless they be euphonious. Fourthly, " metaphors should ( C 802 ) 2 i8 METAPHOR IN POETRY not be far-fetched ". And fifthly, " they should have beauty '*, and beauty of words, he goes on to show, lies either in sound, or force, or appeal to the eye or other sense. Of these rules it may be said that they carry us but a little dis- tance — at best to points whence we may get, afar oiF, glimpses of the land of poetry, its plains and rivers, its sunshine and travelling storm, its soaring mountains and embosomed vales. In the Institutes of Oratory Quintilian dis- tinguishes (Bk. VIII, ch. vi) synecdoche and metaphor, and deals under the latter head only with figures which Aristotle places in his third and fourth classes, that is with metaphor in the modern and contracted sense of the term. "Metaphor has been invented", says the Ro- man rhetorician, " for the purpose of exciting the mind, giving a character to things, and set- ting them before the eye ; synecdoche is adapted to give variety to language, by letting us under- stand the plural from the singular, the whole from a part, a genus from a species, something following from something preceding; and vice versa.'* Having stated that tropes occur not only in single words but also in complex notions, he goes on to speak of " that species of trope which is both the most common and by far the most beautiful" — the metaphor. He distin- QUINTILIAN 19 guishes three kinds of uses of metaphor. "This change we make", he says (VIII, vi), "either because it is necessary^ or because it adds force (significance), or because it is more ornamental^ As illustrations of the above he adds : " From necessity the rustics speak of the ' gemma ' (bud) of the vines (for how else could they express themselves ?), and say ' the corn thirsts ' and * the crops suffer '; and so we say that a man is ' hard ', or ' rough ', because there is no proper term for us to give these dispositions of mind. But we say that a man is 'inflamed with anger*,. or * burning with desire ', and has ' fallen into error ', with a view to force or significance of expression. . . . The expressions ' luminous- ness of language', * illustrious birth', * storms of public assemblies', 'thunderbolts of eloquence ', are used merely for ornament^ and it is thus that Cicero calls Clodius in one place ' a source ' and in another * a harvest and a foundation ' of ' glory ' to Milo." In this threefold distinction of the uses of metaphor, into the necessary, the forcible, and the ornamental, we may recognize an advance in the analysis of the subject ; and in the unqualified isolation of metaphors used for ornament or beauty only there is a decided gain, as also in the distinction of the necessary metaphors of common speech. 20 METAPHOR IN POETRY His analogies of the kinds of metaphors, as distinguished from the uses, however, may with- out injustice be characterized as little more than mechanical. Of kinds of metaphors Quintilian finds four. He is therefore apparently more minute in his analysis than Aristotle, who sub- divides metaphor proper, as we have seen, into only two classes, his third and fourth kinds — which on examination prove to be distinguished only by simple and complex comparison respec- tively. Quintilian's four kinds are as follows: (i) When one sort of thing is put for another; (2) when one inanimate thing is put for an- other; (3) when inanimate things are put for things having life; (4) when things having life are put for things inanimate. These four, he writes, may be distinguished into more 'species, and words may be transferred — (i) from one sort of rational animal to another; (2) from one irrational animal to another; (3) from the rational to the irrational; and (4) from the irrational to the rational. And, he adds, words may be transferred " from the whole of a thing to a part, or from the part to a whole" — there- with returning to synecdoche and the first two classes of Aristotle. In Quintilian's analysis of the uses of meta- phor we may find, as has been said, special value MAX MULLER 21 in the distinction between the necessary and ornamental uses of metaphors, the intermediate use, namely, that which adds force or signifi- cance, being not so clearly defined, or indeed readily distinguishable from the ornamental. These two outstanding uses correspond suffi- ciently to the late Professor Max Mtlller's " radical " and " poetical " metaphors. Max Mailer {Science of Language^ 2nd Series, Ch. VIII, "On Metaphor") points out that — "the fact that all words expressive of immaterial concep- tions are derived by metaphor from words expressive of sensible ideas was for the first time clearly and definitely put forward by Locke,^ and is now fully confirmed by the researches of comparative philologists '\ " Meta- phor ", he adds, " is one of the most powerful engines in the construction of human speech, and without it we can hardly imagine how any language could have progressed beyond the simplest rudiments. . . . No advance was 1 Locke's Essay Concerning Human Understanding (III, i, 5) : "I doubt not, but if we could trace these to their sources, we should find in all languages the names which stand for things that fall not under our senses, to have had their first rise from sensible ideas ". Similarly, Victor Cousin, Lectures on the History of Philosophy during the l8th Cen- tury (Paris, 1 841, Vol. II, p. 274), also quoted by Max Miiller — "Analogy is the law of each growing or developed language. Hence the metaphors to which our analysis traces back most of the signs and names of the most abstract moral ideas." 22 METAPHOR IN POETRY possible in the intellectual life of man with- out metaphor." And again — "Language has been a very good housewife to her husband, the human Mind; she has made very little go a long way. With a very small share of such material roots as we just mentioned, she has furnished decent clothing for the numberless offspring of the Mind, leaving no idea, no sentiment, unprovided for, except, perhaps, the few which, as we are told by some poets, are inexpressible ". He then proceeds to distin- guish between two kinds of metaphor, which he calls radical and poetical^ and illustrates them by examples. " I call it radical metaphor when a root which means to shine is applied to form the names, not only of the fire or the sun, but of the spring of the year, the morning light, the brightness of thought, or the joyous out- burst of hymns of praise. Ancient languages are brimful of such metaphors, and under the microscope of the etymologist every word almost discloses traces of its first metaphorical concep- tion." In this we may find the equivalent of Quintilian's "necessary'* use of metaphor. It is here also that we may seek for elucidation of the fact to which Jean Paul Richter refers, that *' no nation called error light, or truth dark- ness ". " From this ", continues Max Mailer, LONGINUS 23 *' we must distinguish />5^^ (cf. Aristotle, Rhetoric^ III, iv), and still more ** 4^>^ because in the case of a simile there can be no see Rhetoric^ III, xi, where he writes: "Homer thus has often employed the speaking of inanimate things as animate, by way of metaphor ", add- ing the following examples — " Back to the plain still rolled the shame- less stone" [Od. XI, 598); "the arrow flew" (//. XIII, 587) j "eager to wing its way" (//. IV, 126). Cf. p. 58 below. 1 Qual lodoletta, che in aere si spazia Prima cantando, e poi tace contenta Deir ultima dolcezza, che la sazia. ^ ^r; PATER 51 dispute that a picture is intended, and that it assists in the formation of a background, whereas the degree of insistence intended to be laid upon a metaphor may be doubted, especially when the language used is a foreign or an extinct one. Moreover, metaphor would appear to have been used with less conscious artistic purpose by the ancients than the more formal simile. A survey of the Greek and Roman literatures is beyond my scope, yet I venture to suggest that it will be found that metaphor abounds more in Greek poetry than in Latin, and that this abundance is one of the causes of superiority in the former. Among the moderns metaphor is not only fre- quent but, at least in the better writers, fully conscious. In his essay on Coleridge, prefixed to the selec- tion of his poems in Ward's English Toets^ Walter Pater quotes from Shakespeare's Henry VI^ Part II, a supreme instance of metaphor. The pas- sage is from a speech of the King. Pater writes: " Of what is understood by both [Coleridge and Wordsworth] as the imaginative quality in the use of mere poetic figures, we may take some words of Shakespeare as an example : — My cousin Suffolk, My soul shall thine keep company to heaven : Tarry, sweet soul, for mine, then fly abreast. 52 METAPHOR IN POETRY The complete infusion here, of the figure into the thought, so vividly realized that though the birds are not actually mentioned yet the sense of their flight, conveyed to us by the single word * abreast *, comes to be more than half of the thought itself; — this, as the expression of exalted feeling, is an instance of what Coleridge meant by Imagination." "This sort of identification", continues Pater, "of the poet's thought, of himself, with the image or figure which serves him, is the secret, sometimes, of a singularly entire realization of that image, which makes this figure of Coleridge's, for instance, ' imagina- tive' : — Amid the howl of more than wintry storms, The halcyon hears the voice of vernal hours Already on the wing." Spring and the rush of wings, not the halcyon amid conventional storms ; wide heaven and the flight of birds, not any journey to heaven, filled here the poets' minds. The metaphor is not only, in Pater's words, " more than half of the thought itself", it raises the thought in each case into the wide and ethereal spaces of poetry. From the modern English poets metaphors may be culled on all sides. They are like our TENNYSON 53 delightful fields, profusely full of flowers that spring out of the natural bounty of the soil. These, however, I must now in haste pass by. Few more delightful examples could be found than the two from Tennyson's In Memoriam placed at the head of this Essay. The first may be compared with Virgil's simile, quoted above from Mneid^ XII. The impulse of the East Anglian poet to describe the swallow is the same as that of the Mantuan. It is plainly sheer delight in our tiny fellow-creature and the scenes she haunts, rather than any real resem- blance between her swiftly turning flight over summer pools and the numerous short collec- tions of stanzas into which In Memoriam is divided that moved the English poet to these lovely words. The resemblance is sufficient to justify the delightful picture of the metaphor, no more. The other example from the same poem placed before this Essay is more complex. The whole Section (lxxxviii) from which it is taken is one elaborate metaphor bound up with the simple statement that into the midst of the poet's grief the sense of God's good universe will come. Wild bird, whose warble, liquid sweet, Rings Eden thro' the budded quicks, 54 METAPHOR IN POETRY tell me where the senses mix, O tell me where the passions meet, Whence radiate : fierce extremes employ Thy spirits in the darkening leaf, And in the midmost heart of grief Thy passion clasps a secret joy : And I — my harp would prelude woe — 1 cannot all command the strings ; The glory of the sum of things Will flash along the chords and go. The nightingale, the Garden of our first parents, spring, the woods and night, music, and the gleam of moon or meteor or stars — of such is that world, the sense of whose divine beauty bursts into his sorrow and scatters it with light. The comparison of the grieving poet to the nightingale is hackneyed and by itself brings no pleasure; the picture of beauty that it introduces is here doubly pleasing, both by reason of its own loveliness and because of its exemplifying that force which breaks the poet's sorrow down. How the metaphor grows to excel in impor- tance in the poet's mind the theme which it is supposed to illustrate may be seen from another -example from In Memoriam (cxxi): — Sad Hesper o'er the buried sun And ready, thou, to die with him, TENNYSON 55 Thou watch est all things ever dim And dimmer, and a glory done : The team is loosen'd from the wain, The boat is drawn upon the shore ; Thou listenest to the closing door, And life is darken'd in the brain. Bright Phosphor, fresher for the night, By thee the world's great work is heard Beginning, and the wakeful bird ; Behind thee comes the greater light : The market boat is on the stream. And voices hail it from the brink ; Thou hear'st the village hammer clink. And see'st the moving of the team. Sweet Hesper-Phosphor, double name For what is one, the first, the last. Thou, like my present and my past. Thy place is changed ; thou art the same. He who was sad is glad, but yet is faithful to his lost friend — this statement occupies only one line out of the twenty lines of the section, and the rest speak through metaphor of the beauty of the world which abides around us. One more example of this type I wish to take, as it illustrates the thesis particularly clearly. It is from Matthew Arnold's poem called The Future, The metaphor is one of the 56 METAPHOR IN POETRY oldest in the world, and is the property of all poets. This tract which the river of Time Now flows through with us, is the plain. Gone is the calm of its earlier shore. Border'd by cities and hoarse With a thousand cries is its stream. And we on its breast, our minds Are confused as the cries which we hear, Changing and shot as the sights which we see. And we say that repose has fled For ever the course of the river of Time. That cities will crowd to its edge In a blacker, incessanter line; That the din will be more on its banks. Denser the trade on its stream. Flatter the plain where it flows, Fiercer the sun overhead. That never will those on its breast See an ennobling sight. Drink of the feeling of quiet again. But what was before us we know not, And we know not what shall succeed. Haply, the river of Time — As it grows, as the towns on its marge Fling their wavering lights On a wider, statelier stream — ARNOLD 57 May acquire, if not the calm Of its early mountainous shore, Yet a solemn peace of its own. And the width of the waters, the hush Of the gray expanse where he floats. Freshening its current and spotted with foam As it draws to the Ocean, may strike Peace to the soul of the man on its breast : As the pale waste widens around him, As the banks fade dimmer away. As the stars come out, and the night wind Brings up the stream Murmurs and scents of the infinite sea. That is to say, in prose, the thoughts and nature of each generation of men are limited by environment. The freshness and simplicity of early ages are gone, we ourselves live in an era of increasing stress and commercialism, and some think that the lot of future generations will be even more unenviable, while some still hope for the best. The long succession of pic- tures in the poem, whilst it immeasurably beauti- fies, by no means renders clearer its thought ; although indeed by its very complexity the poem with its metaphors of river and sea traffic, of mountain, shore, and sky, is truer to the world which is the subject-matter of our fears and hopes, than the prose equivalent which dis- 58 METAPHOR IN POETRY cards all but the main thought and presents this in isolation. Though most of the metaphors and similes cited above have brought in nature as the back- ground to human lives, this is not necessarily the order of the relationship. Personification is a species of metaphor, and in its more cursory form — to be distinguished carefully from that deliberate personification which is mythopoeic or pantheistic in its nature, and which differs from the cursory form in some respects as simile does from metaphor^ — the human ele- ment is used, if not exactly as a background, yet as a complement to the forces of nature described, thus often greatly heightening the scene. The passage quoted above from the Inferno (III, 112) — "As in autumn the leaves lift themselves off one after the other, until the branch sees on the earth all its spoils" — may be cited as an example; as also the following from In Memoriam (xv), in which the poet, awaiting the arrival of the ship bearing his dead friend, describes the rising storm, and speaks of his own wild unrest that dotes and pours "on yonder cloud " — That rises upward always higher, And onward drags a labouring breast, ^ Cf. p. 49 above, and Appendix, p. 8S. TYPICAL PROSE 59 And topples round the dreary west, A looming bastion fringed with fire — thus bringing in by a succession of momentary personifications pictures of human labour, misery, and war, and heightening the horror of the coming storm by the sense of men's sorrows and crimes. Prose, as a type, is logical and, in its purity, takes everything abstractedly. It is the language of reason, and places its subject in a dry white light. It eliminates the irrelevant, and makes cautious statements about the subject actually under discussion, setting steadily aside every- thing that is not directly to the point. The poetic method is emotional and is the direct contrary of this. The world as it is felt is its subject. The world analysed and reasoned on is the subject of typical prose. Each por- tion of the subject is as far as possible isolated by the prose writer, and so the realm of thought is mastered piecemeal. In poetry all things are brought together again, as in the world itself, where unison and not isolation is the rule, and complexity not simplicity prevails. Logical, or what I have called typical, prose cools the mind to the temperature of pure reason; poetry fires all the emotions as does life itself. Where 6o METAPHOR IN POETRY both processes are so necessary it is useless to speculate which is the finer, but one may ven- ture to point out that the synthetic process of poetry sometimes attains, it would seem natu- rally, to a fuller statement of the truth than the analytic method of prose. Examples may make clearer what I mean. Let me take a modern example, from John Stuart Mill's treatise On Liberty. The passage is from the introductory chapter. I have purposely chosen a passage in which metaphor is used, as the very figures illustrate the analytical nature of the prose writer : — " In old times . . . the rulers were con- ceived (except in some of the popular govern- ments of Greece) as in a necessarily antagonistic position to the people whom they ruled. . . . Their power was regarded as necessary, but also as highly dangerous; as a weapon which they would attempt to use against their subjects, no less than against external enemies. To prevent the weaker members of the community from being preyed upon by innumerable vultures, it was needful that there should be an animal of prey stronger than the rest, commissioned to keep them down. But as the King of the vultures would be no less bent upon preying on the flock than any of the minor harpies, it MILL AND WORDSWORTH 6i was indispensable to be in a perpetual attitude of defence against his beak and claws." We have here vultures, harpies, and the flock, as well as a King of vultures, against whose beak and claws the flock takes up a per- petual attitude of defence. These figures of speech can, surely, only have been introduced as illustrative and explanatory, and even if they were brought in for beauty it is obvious that the whole passage is analytical, and its purpose is to extricate the main idea from all extraneous matter, and to set it before the reader for obser- " vation in a clear dry light. With this may be ^ compared the method of Wordsworth's famous sonnet on a kindred subject: Two voices are there; one is of the sea, One of the mountains; each a mighty voice: In both from age to age thou didst rejoice, They were thy chosen music. Liberty ! — which is another way of saying that insular and mountainous positions have always been favourable to the political independence of small States. These are the first four lines of the octave, and the poet has in them already drawn-in a spirit world of awful power, the roar of the sea, and the cry of the winds among the mountains. Of such is our world, and not as 62 METAPHOR IN POETRY represented in the abstractions, useful and ne- cessary as they are, of the prose writers. Let us take one more sonnet of Wordsworth's to illustrate the point. It is on Mutability^ or in other words that dissolution to which every- thing, high or low, must sooner or later come, a subject sufficiently abstract and philosophical: From low to high doth dissolution climb, And sink from high to low, along a scale Of awful notes, whose concord shall not fail; A musical but melancholy chime, Which they can hear who meddle not with crime, Nor avarice, nor over-anxious care. Truth fails not; but her outward forms that bear The longest date do melt like frosty rime, That in the morning whitened hill and plain And is no more; drop like the tower sublime Of yesterday, which royally did wear His crown of weeds, but could not even sustain Some casual shout that broke the silent air, Or the unimaginable touch of Time. A picture of all earth and the heavens, the whole gamut of the same and the awful har- monies thereof; the hills covered with hoar frost of a morning beneath the rising sun; the weed-crowned ruins of the ancient town; and the unseen world of mysterious forces — these SENSE OF UNIFORMITY 63 are ideas contributed by metaphor to the main theme and greatly enriching it; and the method which permits of them is synthetic. It has been pointed out in an earlier part of this Essay (p. 32), that the use of comparison is properly for the most part analytical, classi- ficatory, and logical, rather than constructive, unifying, and emotional. Yet, as suggested at the time, there is also the constructive side to its use. In perceiving clearly the relations of things one comes to see something of the whole, and here emotion is apt to supervene. And it is possible that in the more elaborate analogies upon which metaphor dwells at times, such as that between Time and a river in Matthew Arnold's poem quoted above, or that of Section cm of In Memoriam, the artistic mind may find a further satisfaction than that of the in- creased fulness and variety of presentation, which has been insisted upon above, namely satisfaction in the feeling of order and uni- formity underlying the variety and complexity of the world, the sense of uniformity working within multiplicity. The idea of such under- lying uniformity or unity can scarcely be con- templated without some degree of emotion, and metaphor in arousing such emotion may be still further enhancing its chief effect, which is 64 METAPHOR IN POETRY a full and varied presentation of the world. Take the closing lines of Shelley's wonderful Ode to the West Wind beginning, " Make me thy lyre, even as the forest is". These seem to illustrate both aspects of the power of meta- phor, corresponding the one to the complexity of our universe, and the other to the unity which underlies this multiplicity. The poet cries out to the wind — Make me thy lyre, even as the forest is : What if my leaves are falling like its own ? The tumult of thy mighty harmonies Will take from both a deep autumnal tone, Sweet though in sadness. Be thou, Spirit fierce. My spirit ! Be thou me, impetuous one ! Drive my dead thoughts over the universe. Like withered leaves, to quicken a new birth ; And by the incantation of this verse. Scatter, as from an unextinguished hearth Ashes and sparks, my words among mankind ! Be through my lips to unawakened earth The trumpet of a prophecy ! O Wind, If Winter comes, can Spring be far behind ? Here the sense of uniform processes of which we are commonly unconscious — the likeness of the movements of the wind and of poetic in- SHELLEY 65 spiration, of forest sounds and music, of autumn and the decay of human powers, of fallen leaves and seeds and the thoughts and words of dead thinkers, the resemblance of these last again to fire, and again to the call of trumpets, and of the resurgence of our hopes for the future that we idealize to the awakening of the earth in spring — the sense that Nature is moving to- wards her purposes along ordered lines, occa- sionally revealed to us by the lifting of a curtain, as it were, is clearly to be found here and con- tributes to the passion of the lines. Yet it is not upon the resemblances, suggestive as they are, that the effect of the metaphors really de- pends. After all, an analogy has a disagreeably inartistic habit of calling up the logical faculty as well as the emotional nature, to appreciate it — a habit which often makes one wonder whether a fine simile in verse is really an appeal to one's poetic or one's prose side. The main effect of the metaphor here, as always, is in the enrichment and enhancement of the main theme with something of that profuse variety which adorns the world in which we live and from which we gather all our ideas, poetic or other- wise. The main theme is simple, almost jejune — the poet approaching death, as he believes, prays that hereafter his thoughts may spread ( C 802 ) 5 66 METAPHOR IN POETRY over the world, and that the dull and evil period in which he has lived may give place to an age of glorious freedom, which his efforts may have helped forward. That is how one sees the matter, looking at it abstractly or prosaically, carefully excluding the complexity of extraneous thoughts. The manner of Shelley and of poetry is different ; extraneous thoughts are not only admitted but welcomed, and the means by which they are admitted is metaphor. And so to the original theme are added music and the forest beneath the wind, autumnal leaves and the seeds that seek the womb of the earth, the altars of an ancient priesthood flaming heavenward, the drowsing of earth through winter, the shrill trumpet blasts of the great leaders of men, and the awakening of the world in Spring. That the methods of poetry are concrete or pictorial is universally acknowledged. What I wish to lay stress on is that the concrete style necessitates variety of pictures, and that poetry depends for this variety chiefly upon metaphor. Metaphor finds its real raison d'etre in the per- fect ease and grace with which it introduces and unifies the variety required by poetry, not merely for its pleasing effect but for its essential truthfulness. Take these scattered lines from George Meredith's Love in the MEREDITH 67 Valley^ perhaps the sweetest love-poem ever written : When at dawn she wakens, and her fair face gazes Out on the weather thro' the window panes, Beauteous she looks ! like a white water-lily Bursting out of bud on the rippled river plains ! and — Heartless she is as the shadow in the meadows Flying to the hills on a blue and breezy noon ; and — Brooding o'er the gloom, spins the brown evejar. Darker grows the valley, more and more forgetting ; and — Love that so desires would fain keep her changeless ; Fain would fling the net, and fain would have her free. How could these fair thoughts have been brought in without spoiling, except by meta- phor ; and what further function does metaphor need than to bring such in 1 Without meta- phor they could but have been patched on. But metaphor assures some degree of likeness or affinity, implying to this extent appropriate- ness in the mention of beautiful extraneous ideas. 68 METAPHOR IN POETRY And if this is so the greatest care obviously must be exercised in controlling and ordering the variety thus secured. The variety must be not merely varied but really appropriate. As in music variety of sound is dominated by har- monics, and as in painting variety of colour is dominated by the laws of aesthetics, less exactly understood indeed than those of harmony yet equally potent, so a similar dominion prevails in metaphor. As in the case of colours, the laws may not be clearly understood, but the breach of them is punishable and is sooner or later fatal to the offender. Metaphor raises its pictures before the mind, and picture must blend with picture, as note with note, and colour with colour. The great German, Goethe, has said that architectonics, the power of building in due proportion, distinguishes the author from the amateur. The remark applies perhaps more to the province of metaphor than to any other part of literature. I do not for a moment imply that great metaphor must necessarily be long and elaborate ; it may obviously on the con- trary be brief and fleeting. What I do say is that metaphors brought into contiguity should be in some further relationship than that of mere juxtaposition, and that in the lesser writers this further relationship is often wanting. In Quin- QUINTILIAN 69 tilian's Institutes of Oratory occurs the following brilliant passage (Bk. VIII, ch. v) upon a closel)^ allied subject, the use of sententi^e or striking phrases. The translation used is that of Pro- fessor Saintsbury, and is taken from his History of Criticism. " If sentences [striking thoughts] are too crowded they get in each other's way, just as, with all crops and trees, nothing can grow to a proper size if it lacks room. Nor does anything stand out in a picture where there is no shading ; so that artists, when they deal with many things in one canvas, leave spaces between them lest shade and object fall together. Moreover, this same profusion cuts the style too short ; for each stands by itself (or, comes to a halt), as there is, as it were, a fresh beginning after it. Whence the composition be- comes too disjointed, consisting not of integral members, but of separate scraps, inasmuch as these things, each rounded and cut off from the rest, refuse conjunction (or, are unable to lean upon each other). Besides, the colour of the speech becomes, as it were, spotty with blotches, bright indeed, but too many and too different. For though a selvage and fringes of purple, in their proper place, light up the gown, a garment speckled with patches of colour is certainly unbecoming. Wherefore, though these 70 METAPHOR IN POETRY sentences may seem to flash and to strike in some sense, yet there are lights which may be likened, not to flame but to sparks amid smoke; they are not even seen when the whole speech is luminous, as the stars themselves cease to be visible in sunshine. And, rising only with fitful and feeble effort, they are but unequal, and, as it were, broken, so as to attain neither the ad- miration due to things eminent nor the grace of a close uniformity." In this passage, scintillat- ing with wit, the Roman critic was probably illustrating the very faults he censured, and the figures are overcrowded and inharmonious to distraction, though it must be borne in mind that their purpose is prosaic and strictly illustra- tive. X As an example of architectonic power Keats's famous sonnet On first looking into Chapman s Homer can scarcely be excelled in its kind. The imagery is varied delightfully, and is yet com- pletely harmonious. The chief comparisons liken the works of the great poets to the opulent coasts and islands of the older world, to the rich new world discovered by Columbus, Pizarro, and Cortes, and to the starry heavens; and in these pictures the minor pictures find delightful place. And meanwhile both hemispheres, and all the heavens, are brought within our view. KEATS AND MEREDITH 71 Much have I travelled in the realms of gold, And many goodly states and kingdoms seen; Round many western islands have I been Which bards in fealty to Apollo hold. Oft of one wide expanse had I been told That deep-browed Homer ruled as his demesne: Yet did I never breathe its pure serene Till I heard Chapman speak out loud and bold: Then felt I like some watcher of the skies When a new planet swims into his ken; Or like stout Cortez when with eagle eyes He stared at the Pacific — and all his men Looked at each other with a wild surmise — Silent, upon a peak in Darien. One may contrast with the delightful instinctive skill displayed by Keats the style of the famous v^^ closing section of George Meredith's Modern -* ■ Love\ Thus piteously Love closed what he begat: The union of this ever-diverse pair! These two were rapid falcons in a snare. Condemned to do the flitting of the bat. Lovers beneath the singing sky of May, They wandered once, clear as the dew on flowers: But they fed not on the advancing hours; Their hearts held craving for the buried day. Then each applied to each that fatal knife. Deep questioning, which probes to endless dole. Ah, what a dusty answer gets the soul When hot for certainties in this our life! — 72 METAPHOR IN POETRY In tragic hints here see what evermore Moves dark as yonder midnight ocean's force, Thundering hke ramping hosts of warrior horse, To throw that faint thin line upon the shore! This is a highly characteristic and most imagin- ative passage ; yet it may be safely said that there is here practically no architectonic power displayed. Let us leave aside minor confusions of figure, such as the picture of Love "closing" what he has " begotten ", that of falcons in a snare flitting, and that of feeding on the hours as they advance. There seems to have been practi- cally no consideration on the part of the poet of the relationship of the several pictures to each other. It would be altogether arbitrary to maintain that this relationship should be obvious or even close. The world is multiform and various, and, as has been repeatedly said, meta- phor is especially an aid to the presentation of this very variety; and yet the notes struck upon this great instrument should not be struck by chance, and, however novel or even weird in their succession, must dwell sufficiently long in one key, and moving from that should move only among keys sufficiently akin. Take these in their order, and we have in immediate suc- cession pictures of closing, begetting, snared falcons, flitting bats, the sky singing, dew, feed- ARCHITECTONIC POWER 73 ing, the advance of the hours, buried days, probing knives, hot pursuit with dusty result, and waves thundering like hosts of warrior horse. With what relief one comes to the last four lines with their nobly developed figure of the midnight ocean charging for ever to the shore ; a figure, by the way, which returns agreeably to the scene of the preceding section, in which the husband finds the dying wife and is reconciled with her at last — He found her by the ocean's moaning verge, Nor any wicked change in her discerned. The satisfaction that arises from this trace of architectonic power in the passage is itself a testimony to the necessity of this power in poetic as in all other art. Propriety of metaphor, then, should be judged quite as much by the relationship of the several figures to the tout ensemble of the back- ground before which appears the main idea of any particular passage of a poem, as by the close resemblance of the figurative object to the thing described. Such resemblance is indeed the justi- fication for the introduction of the figure and the bond which unites the complex parts of an imaginative passage into one satisfying whole. I do not wish in any way to decry the necessity 74 METAPHOR IN POETRY for such resemblance, and indeed without a high degree of resemblance a metaphor must ob- viously be worse than futile. Yet the forma- tion of a background, suitable, varied, delight- ful or awe-inspiring, as is the background before which we all move and have our being, is not one whit less important, and the relation of each metaphor to the whole background must be con- sidered, just as much as the relation of each note in music to all other notes in the phrase in which it occurs. In its simplest form this precept might take shape as the rule against mixed metaphors. But it is really more, for its unit, within which the relations of metaphorical expressions to each other are to be considered, is not the single clause, or even the sentence, but the whole passage or section, however the limits of that may be decided. Some of the greatest poets of the world have indeed broken even the rule against mixed meta- phors. Take perhaps the best-known instance of Shakespeare's sins in this respect: To be, or not to be: that is the question: Whether 't is nobler in the mind to suffer The slings and arrows of outrageous fortune, Or to take arms against a sea of troubles, And by opposing end them? A CHANGING BACKGROUND 75 "To take arms against a sea of troubles!" And yet all the shafts of ridicule aimed against this famous passage have glanced aside or broken. And I take it that its survival is due at least partly to the magnificence of the figura- tive picture as a whole. Fortune outrageous with her slings and arrows, the suffering man as rebel daring her in arms, and the stormy sea as background to the mortal conflict — that is a combination which the world deems worth keeping, even though some weakness in the verbal links may be revealed by criticism. In the use of metaphor it is, first and fore- ] most, the tout ensemble that matters. Propriety ! or resemblance in the case of each comparison is indeed requisite, but a figure to be poetic needs something beyond this ; it must blend with all other figures in its neighbourhood to form a changing background representative as far as may be of the variety, the beauty, and the majesty of our world. Want of space pre- cludes me from examining the usages of the poets in this respect historically, but it would be interesting to watch the degrees by which the harmonics or architectonics of metaphor have been developed. Here the cases of the meta- phor and simile are different, for simile is by its nature formal and deliberate, and so com- 76 METAPHOR IN POETRY paratively infrequent, whilst metaphor is by nature rapid and evanescent, and it is the very manner in which one metaphor flashes forth and blends with or fades into another that is the point in question. But not only must the tout ensemble of the figures be considered, the artistic relations of the whole figurative background with the main picture are plainly of equal importance. Of such relationship no finer example perhaps could be found than the famous passage, in Book VIII of the ///W, lines ^^^ to ^6^^ describing how the Trojans, pressing on their besiegers, awaited morning, before the attack upon the Greek lines. Tennyson's well-known translation is here used: And these all night upon the ridge of war Sat glorying; many a fire before them blazed: As when in heaven the stars about the moon Look beautiful, when all the winds are laid, And every height comes out, and jutting peak And valley, and the immeasurable heavens Break open to their highest, and all the stars Shine, and the shepherd gladdens in his heart: So many a fire between the ships and stream Of Xanthus blazed before the towers of Troy, A thousand on the plain; and close by each Sit fifty in the blaze of burning fire; And eating hoary grain and pulse the steeds, Fixt by their cars, waited the golden dawn. HOMER 77 The stars, the moon, the hills, the shepherd, nature at peace in wide regions far beyond the sounds of war — these blend with and immeasur- ably ennoble the pictures of the camp-fires on the Trojan plain. Remove the figure, and the scene closes in, narrows itself to meagre pro- portions, and loses that romantic beauty which never fails in the actual world or in the poet's mind, and whose abiding place in the world is as much our surroundings as ourselves, and in the world of poetry as much the meta- phorical background as the subject proper of the poem. With weary steps I loiter on, Tho' always under alter'd skies The purple from the distance dies, My prospect and horizon gone. — xxxviii, i. Oh, wast thou with me, dearest, then. While I rose up against my doom. And yearned to burst the folded gloom, To bare the eternal Heavens again ! — cxxii. APPENDIX A NOTE ON THE USE OF METAPHOR IN TENNYSON'S IN MEMORIAM THE tendency of poets towards the con- crete is well-known and is one of their most marked characteristics. Life becomes a journey to them, and sorrow after joy presents itself as the altered sky, the future is the dis- tance before the traveller, and grief the gather- ing clouds that obscure the horizon. Again, the reaction of a brave man's heart against con- tinuous sorrow is spoken of as the rising of a bird upon strong wings, and the soul's re- newed serenity appears as the bright heavens above the low clouds possessing the plains. These are figures common to innumerable poets, and their frequency is testimony to the common impulse in poetic natures. Thus in reading poetry one of the first necessities is to visualize, to see clearly every picture as it (C802) 81 6 82 METAPHOR IN POETRY is presented by the poet. Without visualizing the poet's words the reader in no sense has before him that which the poet had at the time of writing, nor can in any full sense share his emotions. Yet this visualizing is, in the case of modern poetry at least, with its innumerable metaphors, by no means always a simple matter. Glimpses of the poet's visions are seen by the ordinary reader at a first reading, but as a rule much remains at first if not for ever unrevealed. And the truer the artist the more his work rewards repeated perusal by the revelation of beauties that the senses were at first too busy or too blunt to detect. Another peculiarity of the poets, and closely allied to the former, is their preference for the emotional forms of expression, or, to put it another way, their instinctive avoidance of the chill that settles on the mind along with the process of reasoning and logical statement. Metaphor is itself a gravely illogical form of expression. Life is not a journey, and joy and sorrow are not clear and cloudy weather, nor are hopes great or small our horizon, wide or narrow; but then these pictures warm the heart, and exact definitions and scrupulously logical statements, whilst very necessary for certain purposes, exclude the emotions in exact pro- APPENDIX 83 portion to their accuracy. The brave man's heart is not a bird, but the picture of the water- fowl or the eagle, cleaving with bold strokes its passage to clear skies beyond or above the clouds, conveys a sense of the value of reso- lute struggle against sorrow, however illogical itself as a description. Similarly, in personi- fication, which is so inveterate a poetic habit, the poet chooses an emotional and concrete for a logical and abstract form of expression. To Sleep I give my powers away; My will is bondsman to the dark; I sit within a helmless bark, And with my heart I muse and say.... — iv, i. Sleep and the Will and Night have become persons, and the poet's will is chained in bond- age, and his heart drives upon a starless sea. These are emotional ways of speech, and convey along with that which logic would express a something further. But although a logical ren- dering of such passages must necessarily omit that additional meaning, yet a logical rendering is quite possible, and is in some sense an equiva- lent; and a comparison of the poetic phrase with its logical " equivalent " seems to me often as fruitful as a comparison of the earlier and later drafts of a poem by a great artist in 84 METAPHOR IN POETRY words. Other ways of conveying emotion be- sides the indirect methods of metaphor, simile, and personification need not be analysed here. Some grasp of the meaning and function of metaphor is essential, if not for the understand- ing, at least for anything approaching a real appreciation of poetic art. The detailed exam- ination of a famous and beautiful poem such as Tennyson's In Memoriam would test and, I believe, illustrate the thesis set forth in the pre- ceding Essay, namely that metaphor, being a double language, supplies a ready means where- by the poet can bring up delightfully and natu- rally scene after scene to complete and correct the partial nature of the action or theme which has his main attention, and so aids in affording, simultaneously with the main theme, a back- ground as it were, ever shifting, ever varied, before which the nearer visions of the poet pause or move, as does life itself before the ever-varied universe that is its stage. Take, for instance, the following passage : When summer's hourly-mellowing change May breathe, with many roses sweet, Upon the thousand waves of wheat, That ripple round the lonely grange (xci, iii); where (omitting any consideration of the effects APPENDIX 85 of the personification in the first two lines) the last two lines by the use of a metaphor not only present to the reader the main picture, delight- ful in itself, of the fields of wheat stirring under the breeze, but also flash upon the mind the sense of the unreaped " ocean-plains " beyond our shores (ix, i), of the aXog aTpvyeroio of Homer, the sounding furrows of Tennyson's Ulysses, The lovely line " Long sleeps the summer in the seed " (cv, vii) is even more suggestive. Some instances of the poet's use of metaphor that seem to tell against the theory may doubtless be found in so long a poem. Take for instance the following : Something it is which thou hast lost, Some pleasure from thine early years. Break, thou deep vase of chilling tears, That grief hath shaken into frost ! (iv, iii); where the metaphor is primarily illustrative of the main statement, that is explanatory and topical, though even here, after contemplation, the sense of winter's power over our English parks and fields rises in the background and deepens the scene. If these lines tell in some manner against the contention of the Essay, the lines following immediately after them strongly support it : ^6 METAPHOR IN POETRY Such clouds of nameless trouble cross All night below the darkened eyes (iv, iv), in which the endless journeys of the clouds through the spacious regions above our narrow mansions are added to the scene. Again some metaphors seem to serve no special purpose, •either as supplementing or deepening the scene or as illuminating the argument. Take for in- stance the whole of Section III, and especially the whispered speech of Sorrow concluding — "And all the phantom, Nature, stands — With all the music in her tone, A hollow echo of my own, — A hollow form with empty hands " — and the stanza immediately following the same — And shall I take a thing so blind, Embrace her as my natural good; Or crush her, like a vice of blood, Upon the threshold of the mind ? — where it would seem that the metaphors must not be pressed. Without being explanatory they appeal but vaguely to the emotions. They do not seem to supply a background, and if pressed they confuse the scene. They would appear to belong to the order of rhetorical APPENDIX 87 figures, those fleeting phrases of pictorial poten- tiality that find place in ordinary speech as practically decayed metaphors, and in the de- velopment of which orators so frequently raise eff^ects unexpected and undesired. Nature is transient and so a " phantom " ; but brings sweet thoughts and so is " musical ", or perhaps merely returns them to the thinker and so is but an "echo"; is perhaps illusory and so "hollow", and brings no reality and so has " empty hands " ; and Sorrow misleads us and so as a guide is " blind ", and we should not accept such leadership and so not " embrace her ", but reject it and so "crush her", feeling the weakness of despair to be comparable to *' vice " such as cowardice or lust — tendencies which should be checked before they enter the mind fully, and so upon its " threshold ". It cannot indeed be said that no pictures are raised here ; on the contrary there are many. It must, however, be admitted that they have no unity, and that if the several metaphors are pressed the result is kaleidoscopic to a degree which the poet is not likely to have intended. Such in- stances may be adduced as telling against the theory that metaphor aids in supplying the background before which the main thoughts appear, as the universe we live in stands ever 88 METAPHOR IN POETRY behind each individual who frets or struts his hour upon the stage. Yet instances in favour of the theory seem to me to outnumber and overwhelm those to the contrary ; and of the latter one may be permitted to remark that sometimes even " bonus dormitat Homerus ". How great is the force of this metaphor — Thou, dear spirit, happy star, O'erlook'st the tumult from afar (cxxvii, v), where all the nightly heavens are opened by a word! In close accord with the use of metaphor as background representing the universe behind us all, is the habit of personification which is so spontaneous and ineradicable in poets of all ages and countries. Personification is a form of metaphor, representing the impersonal as personal and the inanimate as animate (see p. 58). The effect of the innumerable per- sonifications of poetry is to leave the mind with the sense that the poets in some way, so far as personification is not a mere trick and conven- tion, feel themselves constantly confronted with a spirit world unseen by man but none the less real. Wordsworth may be cited as affording perhaps the clearest examples of such a con- viction. The sense of personality everywhere APPENDIX 89 in nature is strongly expressed in his delightful Lines written in Early Spring — Through primrose tufts, in that green bower, The periwinkle trailed its wreaths; And 't is my faith that every flower Enjoys the air it breathes. The budding twigs spread out their fan. To catch the breezy air ; And I must think, do all I can, That there was pleasure there. His longing for a sense of divinity immanent in the world is clearly shown in the sestet to the sonnet The World is too much with Us: — Great God ! I M rather be A Pagan suckled in a creed outworn : So might I, standing on this pleasant lea. Have glimpses that would make me less forlorn; Have sight of Proteus rising from the sea, Or hear old Triton blow his wreathed horn. Not paganism, not Proteus, not Triton, are the objects of the poet's longing, but rather these than the sense of a world not interfused with divinity. The innumerable personifications and animations of poetry seem, however obscurely, to present to the reader as a background to everything the divineness in the universe, that divinity which underlies and transfuses the 90 METAPHOR IN POETRY world and all that therein is, and in which it would almost seem that all poets of every age and clime have consciously or unconsciously believed. Instances might be multiplied with- out limit, but the lovely section in In Memoriam beginning with the apostrophe " Sweet after showers, ambrosial air!" and closing — — till Doubt and Death, 111 brethren, let the fancy fly From belt to belt of crimson seas On leagues of odour streaming far. To where in yonder orient star A hundred spirits whisper " Peace " (lxxxvi, iii-iv) — is as typical as any. The address to the ship, " Fair ship, that from the Italian shore ", may be added, including the apostrophe to the heavens and winds — Sphere all your lights around, above ; Sleep, gentle heavens, before the prow; Sleep, gentle winds, as he sleeps now, My friend, the brother of my love (ix, iv) — where we have not only the attribution of super- human personality to the phenomena of nature, but that of a semi-human spirit to that which man has himself created. In such passages as APPENDIX 91 these we may perceive the ancient mythopoeic faculty strongly at work as of old. And as the ancient world was able, as is the Hindu world to-day, to accept the Many as manifestations in no way conflicting with the One, so through the endless personifications of the poets comes the sense that each of these fair shapes is but the representation of the one divine power suf- fusing all things for the poet. It is this divinity which makes him glad, and this that makes him sing. Personification is thus one of the poetic agencies for adding background to the scene, deepening it by the introduction of the sense of all -pervading spirit, as metaphor proper deepens it by vistas of far -distant material beauty. It is thus that personifications of abstractions and qualities, of " Sorrow in the vaults of Death", of "Knowledge", of "Wisdom", of "Science", of "Thought", of " Speech", of what one may call the Latinistic, abstract or qualitative type, as distinguished from the Grecian, naturalistic or animistic type, seem to fall so far short of the latter, for the former conflict somewhat, while the latter blend imperceptibly, with the unity which is revealed to us in nature. The former are somewhat cold and deliberate, as was the mythopoeic 92 METAPHOR IN POETRY faculty of developed Rome, deifying moral qualities useful to the state and naming them baldly without disguise ; the latter warmer and more spontaneous, seeing Gods with the early Greeks in sky and sea, in hill and stream and plain. The personifications of the Augustan school of English poetry and of the eighteenth century generally, of which Gray's Smiles on past Misfortune's brow Soft Reflection's hand can trace — may be taken as an example, represent the deathlike tenuity of which the qualitative type is capable. The world among which the figures, whether personifications or metaphors, of In Memoriam place the reader is a world of awe-inspiring spiritualized forces, presenting partly or wholly the Divine, as Love and Death, Chance and Time (Prologue, i, i, and iii, i, 2), with lesser animated natural powers, filling with the In- visible earth and sea and sky (11, i, i, and x, iv, 2) ; of heavenly phenomena, light and dark- ness, dawn and eventide, sun and moon and the revolving stars, lightning, cloud and storm (Prologue, vi, 4, li, iv, 2, lxxxiv, i, 4) ; and of earthly beauty in sea, lake, and stream, in moun- tain, chasm, and plain (xxxiii, i, 2), in spring APPENDIX 93 (xxii, ii, 3), harvest-tide (xlii, iii, 3), and winter (iv, iii, 3), in bud and flower and fruit (viii, V, 3) ; of man's daily life and toil and joys, his earning (xlvi, iii, 3), building (iii, iv, 4), mould- ing (vi, V, 2), fighting (xcv, viii, 2), ruling (xxix, h 3)> singing (i, i, i), worshipping (lv, iv, 3), wedding (xxiii, iv, 3), begetting (xxvii, iii, 4), burying (iii, i, 2), and 'dying (lxxiii, iv, i). The cumulative force of all these pictures, and their value in the poem, can hardly be overestimated. A metaphor in a single passage here, or a per- sonification in another there, may seem of small relative importance, and its omission might scarcely be noticeable or in some cases re- gretted ; but whether the poet wills it or not the figures that arise within his brain and inter- fuse themselves with his speech group them- selves into a representation of his universe — all the most lovely scenes, all the most tender and moving thoughts, all the most august and awe-inspiring features of this world, rising spontaneously before his eyes and gleaming through his words wherever the main theme is not too insistent and too crowded to let the mind catch glimpses of the long vistas behind. Because these things are important, because indeed they are life, they are introduced ; not primarily because they resemble other things 94 METAPHOR IN POETRY more or less in some particular. The resem- blance permits their introduction and prevents any appearance of intrusion ; that is all. For any purpose save for that of raising a back- ground, and placing the main theme in a just milieu^ the oft -repeated comparisons of In Memoriam are frankly of small value. For that supreme artistic purpose, however, they are on the whole consummate. These give the true world of the poet, the world of nature ; what he places before them is often of minor im- portance, and indeed not seldom acquires its beauty only because it is so justly placed amid this milieu. The depreciation of Tennyson that one now so frequently encounters is largely due to the common inability to see again in his poems the visions amidst which he wrote them. 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