THE LIBRARY OF THE UNIVERSITY OF CALIFORNIA GIFT OF Sara Bard FieM Wood FIRST PRINCIPLES. BY HERBERT SPENCER, AUTHOR OF "SOCIAL STATICS," "THE PRINCIPLES OF PSYCHOLOGY," "ESSAYS: NEW YORK: D. APPLETON AND COMPANY, 1, 8, AKD 5 BOND 8TEEET. 1888. ENTERED, according to Act of Congress, in the year 18(54, by D. APPLETON AND COMPANY, In the Clerk's Office of the District Court of the United States for the Southern District of New York. GIFT / w ^ 19*? PREFACE TO THE FOFBTH EDITION. To the first edition of this work there should have been prefixed a definite indication of its origin ; and the mis- apprehensions that have arisen in the absence of such indication, ought before now to have shown me the need for supplying it. Though reference was made in a note on the first page of the original preface, to certain Essays entitled " Progress : its Law and Cause," and " Transcendental Physiology," as containing generalizations which were to be elaborated in the " System of Philosophy " there set forth in programme, yet the dates of these Essays were not given ; nor was there any indication of their cardinal importance as containing, in a brief form, the general Theory of Evolution. No clear evidence to the contrary standing in the way, there has been very generally uttered and accepted the belief that this work, and the works following it, originated after, and resulted from, the special doctrine contained in Mr. Darwin's Origin of Species. The Essay on " Progress : its Law and Cause," coextensive in the theory it contains with Chapters XY., XVI., XVII., and XX. in Part II. of this work, was first published in the Westminster Review for April, 1857; and the Essay in which is briefly set forth the general truth elaborated in Chapter XIX., originally appeared, under the title of " The Ultimate Laws of Physiology," in the National Review for 911 ii PREFACE TO THE FOURTH EDITION. October, 1857. Further, I may point out that in the first edition of The Principles of Psychology, published in July, 1855, mental phenomena are interpreted entirely from the evolution point of view ; and the words used in the titles of sundry chapters, imply the presence, at that date, of ideas more widely applied in the Essays just named. As the first edition of The Origin of Species did not make its appearance till October, 1859, it is manifest that the theory set forth ip this work and its successors, had an origin independent of, and prior to, that which is commonly assumed to have ini- tiated it. The distinctness of origin might, indeed, have been in^ f erred from the work itself, which deals with Evolution at large Inorganic, Organic, and Super-organic in terms of Matter and Motion ; and touches but briefly on those particular processes so luminously exhibited by Mr. Dar- win. In 159 only (p. 447), when illustrating the law of " The Multiplication of Effects," as universally dis- played, have I had occasion to refer to the doctrine set forth in the Origin of Species: pointing out that the general cause I had previously assigned for the produc- tion of divergent varieties of organisms, would not suffice to account for all the facts without that special cause disclosed by Mr. Darwin. The absence of this passage would, of course, leave a serious gap in the general argu- ment ; but the remainder of the work would stand exactly as it now does. I do not make this explanation in the belief that the prevailing misapprehension will thereby soon be rectified ; for I am conscious that, once having become current, wrong beliefs of this kind long persist all disproofs not- withstanding. Nevertheless, I yield to the suggestion that unless I state the facts as they stand, I shall continue to countenance the misapprehension, and cannot expect i 1 to cease. PREFACE TO THE FOUKTH EDITION. li 4 With the exception of unimportant changes in one of the notes, and some typographical corrections, the text of this edition is identical with that of the last. I have, however, added an Appendix dealing with certain criti- cisms that have been passed upon the general formula of Evolution, and upon the , philosophical doctrine which precedes it. May, 1880. PEEFAOE TO THE AMERICAN EDITION. THE present volume is the first of a series designed to un fold the principles of a new philosophy. It is divided into two parts : the aim of the first being to determine the true sphere of all rational investigation, and of the second, to elucidate those fundamental and universal principles which science has established within that sphere, and which are to constitute the basis of the system. The scheme of truth developed in these First Principles is complete in itself, and has its independent value ; but it is designed by the author to serve for guidance and verification in the construction of the succeeding and larger portions of his philosophic plan. Having presented in his introductory volume so much of the general principles of Physics as is essential to the develop- ment of his method, Mr. Spencer enters upon the subject of Organic nature. The second work of the series is to be the Principles of Biology a systematic statement of the facts and laws which constitute the Science of Life. It is not to be an encyclopedic and exhaustive treatise upon this vast subject, but such a compendious presentation of its data and general principles as shall interpret the method of nature, afford a clear understanding of the questions involved, and prepare foi further inquiries. This work is now published in quarterly numbers, of from 80 to 96 pages. Four of these parts have already appeared, and some idea of the course and character VI PREFACE. of the discussion may be formed by observing the titles to the chapters, which are as follows : PART FIRST : I. Organic Matter ; II. The Actions of Forces on Organic Matter ; III. The Reactions of Organic Matter on Forces ; IV. Proximate Definition of Life ; V. The Correspond- ence between Life and its Circumstances; VI. The Degree of Life varies with the Degree of Correspondence; VII. Scope of Biology. PART SECOND : I. Growth ; II. Develop- ment ; III. Function ; IV. Waste and Repair ; V. Adaptation ; VL Individuality; VII. Genesis; VIII. Heredity; IX. Varia- tion ; X. Genesis, Heredity, and Variation ; XI. Classification ; XII. Distribution. The Principles of Biology will be followed by the Princi- ples of Psychology ; that is, Mr. Spencer will pass from the consideration of Life to the study of Mind. This subject will be regarded in the light of the great truths of Biology pre- viously established ; the connections of life and mind will be traced ; the evolution of the intellectual faculties in their due succession, and in correspondence with the conditions of the environment, will be unfolded, and the whole subject of mind will be treated, not by the narrow metaphysical methods, but in its broadest aspect, as a phase of nature's order which can only be comprehended in the light of her universal plan. The fourth work of the series is Sociology, or the science of human relations. As a multitude is but an assemblage of units, and as the characteristics of a multitude result from the properties of its units, so social phenomena are consequences of the natures of individual men. Biology and Psychology are the two great keys to the knowledge of human nature ; and hence from these Mr. Spencer naturally passes to the sub- ject of Social Science. The growth of society, the conditions of its intellectual and moral progress, the development of its various activities and organizations, will be here described, and a statement made of those principles which are essential to the successful regulation of social affairs. Lastly, in Part Fifth, Mr. Spencer proposes to consider the Principles of Morality. The truths furnished by Biology, Psy- chology, and Sociology will be here brought to bear, to deter- PREPACK. Vll mine correct rules of human action, the principles of private and public justice, and to form a true theory of right living. The reader will obtain a more just idea of the extent and pro- portions of Mr. Spencer's philosophic plan, by consulting his prospectus at the close of the volume. It will be seen to embrace a wide range of topics, but in the present work, and in his profound and original volumes on the "Principles of Psychology " and " Social Statics," as also throughout his numerous Essays and Discussions, we discover that he has already traversed almost the entire field, while to elaborate the whole into one connected and organized philosophical scheme, is a work well suited to his bold and comprehensive genius. With a metaphysical acuteness equalled only by his immense grasp of the results of physical science alike remarkable for his profound analysis, constructive ability, and power of lucid and forcible statement, Mr. Spencer has rare endow- ments for the task he has undertaken, and can hardly fail to embody in his system the largest scientific and philosophical tendencies of the age. As the present volume is a working out of universal prin- ciples to be subsequently applied, it is probably of a more ab- stract character than will be the subsequent works of the series. The discussions strike down to the profoundest basis of human thought, and involve the deepest questions upon which the intellect of man has entered. Those unaccustomed to close metaphysical reasoning, may therefore find parts of the argument not easy to follow, although it is here pre- sented with a distinctness and a vigor to be found perhaps in no other author. Still, the chief portions of the book may be read by all with ease and pleasure, while no one can fail to be re- paid for the persistent effort that may be required to master Lhe entire argument. All who have sufiicient earnestness of nature to take interest in those transcendent questions \vhich are now occupying the most advanced minds of the age, will find them here considered with unsurpassed clearness, originality, and power. The invigorating influence of philosophical studies upon the mind, and their consequent educational value, have been VI 1 1 PREFACE. loiig recognized. In this point of view the system here pre sented has high claims upon the young men of our country, embodying as it does the latest and largest results of positive science ; organizing its facts and principles upon a natural meth- od, which places them most perfectly in command of memory ; and converging all its lines of inquiry to the end of a high prac- tical beneficence, the unfolding of those laws of nature and human nature which determine personal welfare and the social polity. Earnest and reverent in temper, cautious in statement, severely logical and yet presenting his views in a transparent and attractive style which combines the precision of science with many of the graces of lighter composition, it is believed that the thorough study of Spencer's philosophical scheme would combine, in an unrivalled degree, those prime requisites of the highest education, a knowledge of the truths which it is most important for man to know, and that salutary discipline of the mental faculties which results from their systematic acquisition. We say the young men of our country, for if we are not mistaken, it is here that Mr. Spencer is to find his largest and fittest audience. There is something in the bold hand- ling of his questions, in his earnest and fearless appeal to first principles, and in the practical availability of his conclusions, which is eminently suited to the genius of our people. It has been so in a marked sense with his work on Education, and there is no reason why it should not be so in an equal degree with his other writings. They betray a profound sympathy with the best spirit of our institutions, and that noble aspiration for the welfare and improvement of society which can hardly fail to commend them to the more liberal and enlightened portions of the American public. PREFACE TO THE SECOND EDITION. WHEN the First Edition of this work was published, I sup- posed that the general theory set forth in its Second Part, was presented in something like a finished form ; but sub- sequent thought led me to further developments of much importance, and disclosed the fact that the component parts of the theory had been wrongly put together. Even in the absence of a more special reason, I had decided that, on the completion of the Principles of Biology, it would be proper to suspend for a few months the series I am issuing, that I might make the required re-organization. And when the time had arrived, there had arisen a more special reason, which forbade hesitation. Translations into the French and Russian languages were about to be made had, in fact, been commenced ; and had I deferred the re-organization the work would have been reproduced with all its original imperfections. This will be a sufficient explanation to those who have complained of the delay in the issue of the Principles of Psychology. The First Part remains almost untouched: two verbal alterations only, on pp. 43 and 99, having been made to prevent misconceptions. Part II., however, is wholly transformed. Its first chapter, on "Laws in General," is omitted, with a view to the inclusion of it in one of the latter volumes of the series. Two minor chapters disappear. Most of the rest are transposed, in groups or singly. And there are nine new chapters embodying the further developments, and serving to combine the pre-existing chapters into a changed whole. The following scheme in X PKEFACE TO THE SECOND EDITION. which the new chapters are marked by italics, will give an idea of the transformation FIRST EDITION. ji* i 3 IJJt ~\3 CH Or &T* Tlie Law of Evolution. The Law of Evolution (continued). of Evolution .- Space, Time, Matter, Motion, and Force. The Indestructibility of Matter. The Continuity of Motion. The Persistence of Force. The Correlation and Equivalence of Forces. The Direction of Motion. The Rhythm of Motion. Tie Conditions essential te The Instability of the Homo- geneous. The Multiplication of Effects. Differentiation and Integration. Equilibration. Summary and Conclusion. SECOND EDITION. Philosophy Defined. Tlie Data of Philosophy. Space, Time, Matter, Motion, and Force. The Indestructibility of Matter The Continuity of Motion. The Persistence of Force. The Persistence of Relation* among Forces. The Transformation and Equi- valence of Forces. The Direction of Motion. The Rhythm of Motion. Recapitulation, Criticism, and Recommencement Evolution and Dissolution. Simple and Comp und Evolution TheLaw of Evolution. The Law of Evolution (continued). \ w itlTad- The Law of Evolution I ditions. (continued). .) The Law of Evolution (con- eluded). The Interpretation of Evolution. The Instability of the Homo- geneous. The Multiplication of Effects. Segregation. Equilibration. Dissolution. Summary and Conclusion (Re- written). \ Re-ar- 1 ranged Of course throughout this re-organized Second Part the numbers of the sections have been changed FUEFACE TO THE SECOND EDITION. XI and hence those who possess the Principles of Bioloyy, in which many references are made to passages in First Prin- ciples, would be inconvenienced by the want of corre- spondence between the numbers of the sections in the ori- ginal edition and in the new edition, were they without any means of identifying the sections as now numbered. The annexed list, showing which section answers to which in the two editions, will meet the requirement : First Second Edit Edit. First Second Edit. Edit. First Second Mir,. Edit. First Second Edit Edit First Second Edit Edit 43 119 "107 72 58 92 81 121 161 44 117 108 73 59 93 82 122 162 45 118 109 74 60 94 83 123 163 46 120 110 75 61 95 84 124 164 47 121 56< 111 76 62 96 85 125 165 48 122 112 77 66 97 86 126 166 49 123 113 78 67 98 87 127 167 50 124 114 79 68 99 88 128 168 51 125 115 80 69 109 149 129 109 52 126 61 " 46 81 70 110 150 130 170 53 128 62 47 82 71 111 151 131 171 54 129 63 48 83 72 112 152 132 172 r !3<) 64 49 84 73 113 153 133 173 131 65 50 85 74 114 154 134 174 132 66 52 86 75 115 155 135 175 ** f 133 67 53 87 76 116 156 136 176 O5" 134 135 68 54 69 55 88 77 89 78 117 157 118 158 1S7I 177 Io7 ll83 136 70 56 90 79 119 159 144 193 137 71 57 91 80 120 160 145 194 The original stereotype plates have been used wherever it was possible; and hence the exact correspondence be- tween the two editions in many places, even where adjacent pages are altered. London, November, 1867 PREFACE. THIS volume is the lirsL of a series described in a prospecttti originally distributed in March, 18(30. Of that prospectus, the annexed is a reprint. A SYSTEM OF PHILOSOPHY. MR. HERBERT SPENCER proposes to issue in periodical parts a connected series of works which he has for several years been preparing. Some conception of the general aim and scope of this series may be gathered from the following Programme. FJEST PRINCIPLES. PART I. THE UNKNOWABLE. Carrying a step further the doctrine put into shape by Hamilton and Mansel ; pointing out the various direc- tions in which Science leads to the same conclusions ; and showing that in this united belief in an Absolute that transcends not only human knowledge but human conception, lies the only possible reconciliation of Science and Religion. PART II. LAWS OF THE KNOWABLE. A statement of the ultimate principles discernible throughout all manifestations of the Absolute those highest generalizations now being disclosed by Science which are severally true not of one class of phenomena but of all classes of pheno- mena ; and which are thus the keys to all classes of phenomena.* * One of these generalizations is that currently known as "the Conservation oi Force ; " a second may be gathered from a published essay on " Progress : its Law ind Cause ; " a third is indicated in a paper on " Transcendental Physiology ; " and there are several others. XIV PREFACE. [In logical order should here come the application of these First FHnfi- pies to Inorganic Nature. But this great division it is proposed to pass over : partly because, even without it, the scheme is too extensive ; and partly because the interpretation of Organic Nature after the proposed method, is of more immediate importance. The second work of the series will therefore be] THE PKINCIPLES OF BIOLOGY. VOL. I. PART I. THE DATA OF BIOLOGY. Including those general truths of Physics and Chemistry with which rational Biology must set out. II. THE INDUCTIONS OF BIOLOGY. A statement of the leading gener- alizations which Naturalists, Physiologists, and Comparative Anatomists, have established. III. THE EVOLUTION OF LIFE. Concerning the speculation com- monly known as " The Development Hypothesis " its a priori and