REESE LIBRARY OF THE NIVERSITY OF CALIFORNIA. Received Accessions No.__?._ 2?/_Oj3_ . Shelf No. BY THE SAME AUTHOR THE POLITICAL EXPERIENCE OF THE ANCIENTS, IN ITS BEARING ON MODERN TIMES. JOHN MURRAY. London, 1851. Second Edition, 1865. NOTES ON PUBLIC SUBJECTS, MADE DURING A TOUR IN THE UNITED STATES AND IN CANADA. JOHN MURRAY, 1852. THE CONSTITUTION OF THE UNITED STATES COMPARED WITH OUR OWN. JOHN MURRAY, 1853. TRANSLATIONS FROM PINDAR. EDWAKD MOXON & Co., Dover Street, 1866. \_All the above are now out o A MANUAL OP THE PRINCIPLES OF GOYEKNMENT, AS SET FORTH BY THE AUTHORITIES OF ANCIENT AND MODERN TIMES. BT HUGH SEYMOUR TREMENHEERE, C.B., 1 ; Late Fellow of New College, Oxford, M.A., and of the Inner Temple, Barrister-at-Law. "The basis of the philosophy of man is to be laid in the records of his past existence." HALLAM'S History qf Literature, Vol. ii, p. 69. A NEW AND ENLARGED EDITION. (UNIVERSITY Ml gg[ KEGAN PAUL, TRENCH & CO., 1, PATERNOSTER SQUARE. 1882. LONDON : PRINTED BY ROWORTH AND CO. LIMITED, NEtV'TON STREET, HIGH HOLBORN. 2- 2. / ^ \*\ PREFACE. THE First Edition of this book was published in 1852, the second in 1865, under the title of " The Political Experience of the Ancients, in its bearing upon Modern Times," and has been long out of print. It comprised in its Second Part a summary of the opinions of a few of the greatest modern writers on the principles of government. On republishing it, with considerable additions to the Second Part, it has been necessary to give it a more general title. PART I remains as it was first published. In it I have put together concisely all that is most valuable in the treatises on politics that have been left to us by three of the most distinguished writers of antiquity. Aristotle's celebrated treatise on government (com- monly called his treatise on "Politics") was written after a careful investigation of all the constitutions under which the different free states of antiquity had been governed previously to and during his day. IV PREFACE. The masterly sketch by Polybius of the rise and pro- gress of the Roman institutions the Preface to his great work on Roman History was written at the time when the constitution had attained its greatest perfection. The beautiful fragment of Cicero, "On a Republic," recovered in a remarkable manner in the year 1822 at Rome, contains a clear and philosophical exposition of a portion of the same subject, intermingled with touches of patriotism and of eloquence that give it an additional value. These three dissertations embody nearly the whole of the "ancient wisdom" on the subject of constitutional government ; and, notwithstanding the achievements of modern knowledge, are still recognised as the fountain head of the principles of Political Science, and as lights for the instruction of all ages. In the words of Burke, " The science of government would be poorly cultivated without the study of the form and spirit of the ancient republics." In PART II, I have traced the current of philosophical opinion on the principles of government from the date of Cicero's treatise to the present day. It will be seen that this current runs through a series of great authorities, nearly all in substantial agreement on first principles, and all combining to exemplify the unity of history. I have PREFACE. V thus endeavoured, in this compilation, to fulfil an intention expressed in the First Edition. My duties on many Parliamentary and Royal Commissions of Inquiry relating to the manufacturing, mining, and agricultural populations, from 1839 continuously to 1870, with a view to the reme- dial legislation gradually adopted during those years and to the great measure of elementary education, very early led me to believe, from the facts of a more general nature disclosed by those inquiries, that a short manual on the principles of government would be a useful and accept- able aid towards the formation of political opinion. I venture to think that its republication at the present time, with additions, will not be out of place. CONTENTS. PAKT I. ARISTOTLE (B.C. 384 322) ON POLITICAL SOCIETY AND GOVERNMENT. PAGE Book I. Origin and Objects of Political Society ... 1 II. The Constitutions of the Free States of Greece ... ... ... ... 6 III. The Franchise ... ... ... ... 10 The Different Forms of Government ... 12 IY. The Progressive Changes of Government ... 24 The Conditions necessary to the Best Form of Government ... ... ... 38 V. Of Revolutions ... ... ... 46 VI. Of True Liberty ... ... ... 67 VII. The Foundation of Public Happiness ... 70 On National Character ... ... ... 74 On Education .. 76 POLYBIUS ON THE ROMAN CONSTITUTION, IN THE PREFACE TO THE SIXTH BOOK OF HIS HISTORY OF ROME ... ... ... ... ... ... 78 EXTRACTS FROM CICERO'S TREATISE ON A REPUBLIC OR COMMONWEALTH ... ... ... ... 87 * The text which I used was that of Goettliug, Jena, 1824. V1U CONTENTS. PART II. OUTLINE OF THE COURSE OF OPINIONS ON THE BEST FORM OF GOVERNMENT FROM THE DATE OF CICERO'S TREATISE TO MODERN TIMES. PAGE f Introduction ... ... ... ... ... 119 fMachiavelli 120 f Bodin 123 * Bacon ... ... ... ... ... 126 fBellenden 129 Harrington ... ... ... ... ... 131 Algernon Sydney ... ... ... ... 132 t Locke 134 * Vico... ... ... ... ... ... 143 * Hume ... ... ... ... ... 146 * Montesquieu ... ... ... ... ... 149 Dugald Stewart ... ... ... ... 152 Pitt, Fox, Burke ... ... ... ... 158 Sir James Mackintosh ... ... ... ... 177 Earl Russell, John Stuart Mill, and other authorities on the Representation of Minorities ... ... 181 John Stuart Mill on Bentham ... ... ... 199 De Tocqueville on the Omnipotence of Majorities 203 * Earl Russell on Representation ... 205 Postscript ... ... ... ... ... 208 * The subjects marked with an asterisk, and all the passages in the text between brackets [ ], have been added in the present edition ; those marked f have been rewritten. CONTENTS. ix APPENDIX. PAGE * A. M. De Tocqueville and other authorities on the Old Government of France and the Revolution (" L'Ancien Regime et la Revolution") ... 211 * B. The Change, within the last fifty years, of the Constitutions of the individual States of the American Union to pure Democracies, and its effects on the General Government ... ... 227 c C. The Origin and Growth of our Constitution, from the earliest Records of History ... ... 259 * The subjects marked with an asterisk have been added iu the present edition. OF SRSITY ^ -^ THE PEINCIPLES OF GOYEENMENT. PART I. ARISTOTLE ON POLITICAL SOCIETY AND GOVERNMENT (B.C. 384322). BOOK I. Objects of Political Society. Various Forms of. Origin and Growth of. EEEATA. Page 126, line 14, for "have" read "who have." Page 163, line 24, for "other power" read " the other powers." Page 203, line 25, for " 138 " read " 139." Page 214, last line, insert comma after " resolutions." Page 223, line 6, for " de d'y voter " read " d'y voter." Page 225, first line, for " equally " read " Equally." Page 242, line 6, for "before the public" read "to light." V u.u su, ici us IOOK at society m its growth. THE PRINCIPLES OF GOVERNMENT, PART I. ARISTOTLE ON POLITICAL SOCIETY AND GOVERNMENT (B.C. 384322). BOOK I. Objects of Political Society. Various Forms of. Origin and Growth of. EVERY political society is a sort of community or partnership ; and as every partnership is established for the sake of some good, apparent or real, expected to result from it, it is plain that the greatest partner- ship of all, presiding over and comprehending all the rest, namely, a commonwealth or political society, must aim at the greatest good and the highest benefits that can be derived from such a union. The forms which commonwealths or political societies assume are various, and to understand them aright we must analyse them, and resolve them into their constituent elements. In order to do so, let us look at society in its growth. 2 THE PRINCIPLES OF GOVERNMENT. [Aristotle, We shall there find that certain parts or elements, which cannot exist separately, are brought together by a mutual necessity, namely, males and females ; for without this union the species would cease to exist. In the same manner, also, unless some ruled and others obeyed, society would be destroyed ; for there would be no security, and consequently society would perish. The same necessity, therefore, that compels associa- tion produces government. Again, knowledge and foresight are requisite for the safety of a community. There must, therefore, be the head to devise and to rule, and the hand to obey and execute. And hence the relation of master and servant. Of the associations above mentioned, that of the Family is the first in order; as says Hesiod (B.C. 850), ef Get first a house, and then a wife, and then an ox to plough;" for this primary association is founded on daily exigency. The next, founded, not on daily exigency, but on the occasional requirements of mutual utility, is the association of many houses, or the Village. The village seems to have arisen naturally as the offshoot or colony from the family; as is indeed denoted by the name given to it in some places, where the village is called a community, " nourished by the same milk," the children and grandchildren of the original stock. Now, as every house is ruled by the head of the Book I.] OBJECTS OP POLITICAL SOCIETY, ETC. 3 family, and as these several families in the village belonged to the same stock, and recognised the same original head, their relationship led them to obey that head. And thence arose the principle of obedience to a chief or king ; which principle was by degrees extended from the village to a collection of villages, to a city or a commonwealth, and thence to nations. This was the opinion in the time of Homer (B.C. 1000), for he says : " To wives and children patriarchs, gave the law ; " for the growing communities were, as it were, of a man's own household. The village community having in the course of its growth provided for its natural wants, the next step therefore is, that out of the union of many villages is formed a city or commonwealth. As the object of the village community is to provide the means of existence, the object of the union of many villages into a city or commonwealth is to protect, exalt, and perfect that existence. And this end and aim of a commonwealth or political society is as conformable to nature, as the end and aim of the earlier and simpler associations. For that which conduces to the perfection of a thing is most in accordance with the order of nature. Man is therefore as much formed by nature for a state of political society, as he is for the simplest bonds of union those of his family and his village. Even some animals unite in a sort of society, and have the means of communi- cating to each other their pains and pleasures ; but to man alone has been given the power of considering B2 4 THE PRINCIPLES OF GOVERNMENT. [Aristotle, and giving expression to what concerns him what is good or bad for him ; what is expedient or hurtful ; just or unjust. And in order to consider these things in common, men unite and form themselves into a political society. They do so, as it were, by a natural impulse, for they perceive that it leads to the perfecting of man's nature. For without law and justice man is the worst of all creatures. For, first of all, he has craft and courage ; he then furnishes himself with arms, and uses them against everything right and good ; he becomes the embodiment of armed injustice, which is the cruellest of tyrannies. Unholy and savage, knowing nothing of religion, virtue, or law, he abandons himself to his passions, to lust and gluttony. Numerous were the benefits, therefore, that he conferred on mankind, whoever he was, who first taught men to live together in political societies. As the whole is greater than a part, so is society greater than an individual ; and as a hand or foot can hardly be properly called such, in reference to their uses, if separated from the body, so an individual is as nothing, apart from the society to which he belongs. For if he could stand alone and apart from all his fellows, so might all the rest ; which is unnatural and impossible for man. Political society, therefore, is a greater and loftier thing than an individual, and prior even in the in- tention of Nature; for Nature (or the God of Nature) intended, not man's existence alone, but the perfecting of his moral and intellectual being, which is impossible BookL] OBJECTS OF POLITICAL SOCIETY, ETC. 5 except under the protection of political society, of which justice is the rule and basis. Aristotle (Chapters 2 to 5) then proceeds to analyse the different domestic relations, which consist of husband and wife, father and child, and, in his time, of master and slave. We need not follow him in his reasonings in favour of the institution of slavery, the mild and enlightened spirit of Christianity having extinguished it among civilized nations ; or in the details of the remainder of this Book, the subjects touched upon belonging chiefly to the province of political economy, and being, there- fore, now better understood. After pointing out the different means by which, in the early growth of society, the industry of the individual and the family contributed first to their support, and then to the increase of their wealth and substance, he adds : " The next step in the social progress is that of the interchange of commodities, and, in order to facilitate this, the use of money. Thence arose the love of gain, and, by degrees, the pursuit of wealth for its own sake, the passion of avarice ever strengthening itself in the mind. Mere accumulation becomes in that case the end and aim of existence, instead of the endeavour to improve and embellish existence by the cultivation of all the moral and intellectual qualities. This passion of money-getting is in itself boundless, and if it cannot satisfy itself by fair means, it does not scruple to resort to others, prostituting the best powers and principles to its service. Very different from this inordinate passion is the moderate and equitable pursuit of wealth, with a view to comfort- able subsistence and a provident care for those that are to come after us. This is consistent with the development of every virtue ; and it should ever be borne in mind, in all reasonings and all measures 6 THE PRINCIPLES OF GOVERNMENT. [Aristotle, having the increase of wealth for their object, that there is a greater thing than that to be considered ; namely, the cultivation of virtue and the elevation of man's nature. And this is the work of Education, a subject deserving of every attention ; for its first object is to develop the domestic virtues ; and on the domestic virtues depend those of the state." BOOK II. Having thus traced the growth of society from its infancy, Aristotle proceeds, in his Second Book, to investigate the dif- ferent forms of government known in his time, in order to determine which was the best. It is said that, in order to qualify himself for this task, he studied the laws and constitu- tions of two hundred commonwealths.* Cicero bears testimony to the fact, that Aristotle in this work " expounded the man- ners, institutions, and social arrangements of nearly all the existing states ; not those of Greece only, but those of all the neighbouring countries." f Ideal Commonwealths and their Errors. Sketch of the Constitu- tions of Sparta, Carthage, and Athens, their Excellences and Defects. Before entering upon these, however, he disposes of the arguments adduced in his day in favour of Plato's imaginary Republic, founded on a community of wives, children, and pro- perty. He shows such an arrangement of society to be contrary to nature, destructive of industry and enterprise, as well as of all the natural affections, and consequently rendering impossible all social and moral progress, and all virtue. He then notices other schemes of ideal republics ; first, that of Phaleas of Chal- cedon, who proposed the equalization of property. J But to * Fabricius, Bibliotheca Graeca. Hamb., 1791, vol. ii, p. 196, qnoted by Dr. Gillies, in his translation of the " Politics," in 2 vols. 8vo, 1804. This translation gives Aristotle's work entire, and, therefore, contains much that is now useless with reference to modern times ; it contains also long dissertations that have a strong party bias. f De Finibus, Lib. v, c. 4. J Modern socialism and communism are scarcely more than the reproduction of these errors, which were exploded upwards of 2,000 years ago. BookIL] VARIOUS FORMS OF POLITICAL SOCIETY. 7 this Aristotle objects that, even if it were desirable, in order to make it effectual a restraint must at the same time be placed upon marriage, and also upon education ; for otherwise the increase of numbers, and the free development of the faculties of those gifted with superior ability, would soon destroy that equality. Neither would such equality conduce to greater happiness or greater order and tranquillity ; for it would not extinguish in the human mind either its passions and ill- regulated desires, or its ambition, which, if it has not a natural and equitable course open to it, will gratify itself at any risk and by any means, even the most violent, and end in the sub- version of the state. The real remedy for these passions, and the most effectual means of happiness, are to be found, he says, in industry, in the cultivation of the mind and heart, and in the pursuits of wisdom and philosophy. Chapter 5. He next deals with the ideal commonwealth proposed by Hippodamus, the architect who constructed the Piraeus; and having shown the fallacy of its pretensions, he warns his countrymen against rash innovations generally, as tending to weaken the authority of law. " Many," he says, " go so far as to doubt the expe- diency of changing the ancient laws even for those that may be better. But in this they are wrong ; for it is impossible that every state of circumstances can have been foreseen from the beginning, and it is necessary, therefore, that legislation should adapt itself to a new condition of things. But these changes should be effected with great care and caution, and it is better to bear with some amount of error and inconvenience rather than accustom men lightly to change the laws and institutions of their country. For these laws and institutions derive a great portion of their efficacy from time and custom, and lightly to change them weakens the habit of obedience, and undermines the authority of all law." Chapter 6. Having as it were cleared the ground, by no- ticing the various forms of ideal republics which were attracting THE PRINCIPLES OF GOVERNMENT. [Aristotle, attention in his time, he takes in hand four of the most con- spicuous commonwealths known to the Greeks, the Spartan, the Cretan, the Carthaginian, and the Athenian ; and of these respectively he points out the characteristic faults and excel- lences. In the Spartan he comments on the poverty of the magistrates (the Ephori), elected to represent the people. This poverty exposed them to bribery, and subjected them to the influence of demagogues. " Yet," he adds, " imperfect as was this institution, it contributed to the duration of the Spartan govern- ment; for in it all classes were represented: the kingly power; the aristocratic, whose talents and virtues placed them in the senate; and the demo- cratic, acting through their elected magistrates: all orders of the state, therefore, were satisfied with its arrangements, and harmoniously combined together to preserve it." After adverting to other defects in the Spartan institutions, and especially that their main scope and object was the cultivation of the warlike at the expense of all the other virtues, he passes in review the government of Crete, which was earlier and more imperfect than that of Sparta. (Chapter 7.) In that of Car- thage, which is similar in its general character to those of Crete and Sparta, he finds more subjects of commendation ; the proof of its good qualities being, that, under it, order and liberty had been preserved for many generations. " It had, however," he says, " one conspicuous fault, that of giving too great weight, in the selection of its principal public officers, to mere wealth, irrespective of mental cultivation, sense, and virtue. Than this, there can scarcely be a greater source of evil, as lead- ing a whole nation to the immoderate love of gain and the worship of money; for when this is en- couraged by the institutions of a country, and by the heads of the community, the opinion and feeling is Book II.] VARIOUS FORMS OF POLITICAL SOCIETY. 9 speedily caught up and followed by the whole body of the people, and leads inevitably to the corruption both of the governing body and the governed. It is a reproach to the laws of any country, if they do not give full and fair scope to the development of wealth and well-being, and thence to those opportunities of leisure which enable well-disposed and able men to devote themselves to public duties, and to whatever may benefit their country ; but to prefer mere wealth to cultivation, to character, and to capacity to dis- charge those duties well and faithfully, is base and corrupting, and will bring about by degrees the ruin of any community, under whatever form of govern- ment." Chapter 9. With striking brevity, in one short page, Aris- totle proceeds to analyse, to exhibit the faults, and to relate the fall of the Athenian constitution. The narration seems to be in harmony with the brief and brilliant career of this the most remarkable people of antiquity. Writing within a com- paratively short period of the greatest epoch of their glory, while their name still filled the world, while their passions which their ambition had provoked were still unallayed, and the ruin it had brought upon the whole of Greece was still fresh and palpable, it is worthy of observation with what com- plete philosophic calmness this "wisest of the ancients" ex- plains in a few words the principles of Solon's institutions, and points out the two or three fatal errors afterwards engrafted upon them, which caused their overthrow. He says : " Solon is thought to have judiciously mingled the different elements of the Athenian con- stitution, by giving the oligarchical its due weight in the Areopagus, the aristocratical in the magistracies, and the popular in the judicial body. And in giving this share of power to the people, he only did what 10 THE PRINCIPLES OF GOVERNMENT. [Aristotle, was fair and equitable ; for, without the power of electing their magistrates* and calling them to ac- count for their administration, there can be neither liberty nor contentment in a state. But this popular power was by degrees unduly extended ; and, after encroaching upon, it finally extinguished, all the rest. For first Ephialtes and then Pericles curtailed the powers of the Areopagus. Pericles again, and other demagogues after him, by paying the people for the discharge of their public duties, introduced corruption, which went on increasing, under the influence and by the intrigues of successive demagogues, until it ended in the present democracy. And for this change it does not seem that Solon or his institutions are in fault so much as the dispositions of the people ; for, after their great naval victories and their success in war, they became unduly elated, and chose as their magistrates bad and corrupt men, who conducted the affairs of the state after their own manner, and, con- sequently, brought it to its present condition." Aristotle then touches lightly upon some few constitutions of other states of Greece, or of the countries connected with it, but reverts to the fact that those above described are the only ones of which it is necessary to give the details. BOOK III. Definition of a Citizen. Privilege of full Citizenship, Jww obtained. What Portion of the Community ought to be invested with Political Power. The Third Book opens with an inquiry into the proper definition of the word citizen. In the opinion of Aristotle * In modern times " representatives." Book in.] DEFINITION OF A CITIZEN, ETC. 11 " The answer to this question is different in different states, and depends on the laws and constitution of each. The whole body of the inhabitants of a country enjoying the protection of its laws including the young, who are still under the legal age, and the very old, who have passed the time of action, and all others under any other species of disability are, in a certain wide and general sense, citizens. But the full and complete definition of a citizen is confined to those who participate in the governing power, either by themselves or their representatives. This privilege is not attached to mere residence in a place or country, or derived from descent; for the question always recurs, how did the original possessor obtain it ? It is a privilege conferred in a legal manner by the act of the state. Sometimes it has been greatly extended by a revolution in the government, as by Cleisthenes, when the Tyrants were expelled from Athens ; and in that, and similar instances, it admits of doubt, whether it was rightly or wrongly extended to so many strangers and persons in a servile con- dition; but the fact remained, and those on whom power was then conferred retained it. He who is entrusted with this privilege in a democratic govern- ment is, more than others, invested with the powers of a citizen. And the number of citizens so invested with a portion of the governing power in a state ought to be sufficient to ensure all the purposes of security and well-being for which society was founded." 12 THE PRINCIPLES OF GOVERNMENT. [Aristotle. Chapters 2 and 3. The second and third chapters treat of the question, whether the virtues of a good man and a good citizen are the same ; an inquiry with respect to which the strict and comprehensive rules of Christian morality can leave no doubt. It is, therefore, unnecessary to follow Aristotle's argument on this point. One observation which he makes in the course of it is, however, worthy of remark ; namely, that while it is the especial duty of those who govern, to seek to arrive at wisdom and truth, it is no less the duty of the governed to endeavour to form a right judgment of the acts of their rulers ; which cannot be done without cultivation and study. It was this opinion which led to the exclusion, in many of the ancient commonwealths, of artizans and all who were obliged to gain their living by the work of their hands, from all participation in the governing power ; for it was thought that moral and intellectual cultivation, and the capacity of forming a right judgment, could not be expected when the faculties were absorbed in the drudgery of manual labour. In some states, the superior classes of artizans were admitted to the rank of full citizenship, as being supposed to have acquired wealth, and, therefore, leisure. In others, a political necessity, such as a want of population, induced them sometimes to admit strangers, and even persons of servile condition. But Aristotle's opinion, formed on the ancient condition of society, is against the admission of artizans, and even of all freemen who were not above the necessity of manual labour. His argument in this chapter, as throughout his whole work, treats the question of admission to full citizenship, and to a consequent participation in the governing power, as one to be determined by the circumstances of each community, with reference to the good of the whole. The facilities of acquiring knowledge, and the means of elevating the moral character, even in the humblest grades of life, in the present day, so different from anything that Aristotle was acquainted with, render his strict limitations as to classes now inapplicable, without, however, affecting the principle so clearly worked out wherever he touches upon the origin of the wisest and best arrangements of political power ; namely, that they do not flow from any abstract rights in individuals, but from a just and enlightened sense of expediency in each particular case, having in view the safety of the state, and the best interests of the community. On the Different Forms of Government. Chapters 4 and 5. We have now to consider care- fully the different forms of government, their distinctive characters, and the ends and objects of each. Book III.] DIFFERENT FORMS OF GOVERNMENT. 13 It has been shown that men's instincts lead them to form themselves into political societies for the enjoy- ment of social life, for mutual protection, and for the improvement and embellishment of existence. The object, therefore, of all good government is, the pursuit of the common good. This object, however, is aimed at by institutions differing from each other in form and principle ; each of which may, neverthe- less, under the existing circumstances, be a good government. There is, for instance, the government of one individual ; there is another form, where the government is in the hands of a few ; a third, where it is in the hands of a great number. When the One, the Few, or the Many govern well, and for the common good, theirs must be called a good govern- ment. But if they govern with a view to their own particular interests, that is a corruption, and becomes a selfish and a bad government. A just and good government in the hands of one man we call a Monarchy ; a just and good government in the hands of a few we call an Aristocracy, either because the best men conduct the state, or because they rule with a view to the best interests of the whole ; and when the many, consisting of all orders united, govern for the common good, we call that by the general name of a Polity, or Republic, or mixed government.* And these names are justified by experience ; for the highest qualities for government are often found in * So denominated br Aristotle in speaking of Lycurgus's Constitu- tion for Sparta. 14 THE PRINCIPLES OF GOVERNMENT. [Aristotle, one man, or in a few. But the tastes and qualifica- tions of the many incline towards the warlike virtues ; and citizens who are soldiers have usually a large share of power in a republic. The corruptions of these forms of government are a tyranny from monarchy, an oligarchy from an aristocracy, and a democracy from a well-arranged polity or republic. A monarchy becomes a tyranny when the monarch governs with a view to his own exclusive interests ; an aristocracy becomes an oligarchy when the interests of all other classes are sacrificed to the wealthy few ; and a republic becomes a democracy when the interests of all other classes are sacrificed to what appears most conducive to the interests of the poor ; while, in all, the general good is overlooked, or deemed a second consideration. For this reason none of these corrup- tions are endurable. For the object of government is not to increase the wealth of the few, nor to favour the poor at the expense of the rest, nor to encourage mere equality ; nor is it established for mutual defence alone, nor for the promotion of trade and commerce only, nor for any other exclusively material purpose ; but its greatest and highest end and aim is, to make virtuous and good citizens ; to promote the happiness arising from blamelessness of life; to lead to the perfecting of man's social and moral nature ; and to encourage those great and noble deeds that dignify and adorn one's country. Those, therefore, who can most contribute to all these results, have the best title to a share in the government. Book in.] DIFFERENT FORMS OF GOVERNMENT. 15 Chapter 6. In what portion of the state, therefore, ought the sovereignty to reside? It has been seen that all the simple forms of government are liable to fall into the abuses peculiar to each, and to work injustice to some section of the community. It has been accordingly said, that for these reasons the law, and not individuals, should be the ruling power. But what if the law be in its spirit despotic, or oligar- chical, or democratical ; wherein will it differ from a tyranny without law? The simple forms, therefore, are to be avoided. But of all the modes of govern- ment, there is a probability that the one in which the people at large (including all orders) have the chief power, will be the best; for some communities may be sufficiently instructed and cultivated to use such power wisely, while others, on the contrary, are as little fit to be entrusted with it as wild beasts. The probability that some communities would in fact use such a power wisely, arises from the circumstance, that the people collectively often come to sounder conclusions than they would have done as individuals ; for they have the opportunity of hearing the best opinions on any subject of deliberation, and of en- lightening each other. Moreover, it is the best plan to admit to a participation in the governing power as many as can be admitted with safety ; for where large numbers are excluded, there will be discontent and danger. Solon, guided by this principle, judi- ciously assigned to the people at large the power of electing the magistrates, and calling them to account 16 THE PKINCIPLES OF GOVERNMENT. [Aristotle, for their administration. He thought them capable collectively of discharging this duty with sufficient discrimination; and when thus acting in union with the best and most enlightened citizens, they confer great benefits on the state by their joint councils ; just as, in matters of diet, a union of several ingre dients is the most wholesome, the coarse and the fine being judiciously blended together. And although it may be objected, that to entrust such important func- tions to the mass of the people is like giving credit to the patient for a greater knowledge than the phy- sician, or placing the pupil above the master ; yet it must be remembered, that as he who inhabits the house is a better judge of its comfort than the archi- tect who built it, so those who are most affected by laws and institutions are the quickest to appreciate their merits or to feel their defects.* Chapter 7. Who, then, are the persons best entitled * Solon's constitution was founded on property. " He divided the citizens into four classes, according to the gradations of their fortunes, and regulated the extent of their franchise, and their contributions to the public necessities, by the amount of their incomes." (Thirlwall's History of Greece, vol. ii, p. 37.) The four classes were : 1st. Those whose estates yielded a net yearly rent of 500 medimni (7r'Ta/toi), KOL ptrpov ^%cw husbandry, if their dema- gogues had enterprise and military skill, they soon got possession of the government. The great instrument, however, by which they accomplished their ends was, the confidence of the people ; and this they won by the hatred they dis- played and the persecution they exercised against the rich. Such was the course taken by Pisistratus, when he raised the people of Athens against the inhabitants of the country, and established his power over both. Theagenes did the same at Megara ; and Dionysius, by taking advantage of the enmity excited BookV.] REVOLUTION IN OLIGARCHIES. 53 against the wealthy, and impeaching them, enslaved the people of Syracuse. Changes occur also from the old form of democracy to one still more democratic, in which no qualification is required either for electors or elected. In such cases demagogues, aiming at power through flattery of the people, bring matters to the pass that the populace become masters of the laws and govern as they please. The remedy, or at least the check upon this is, that certain portions of the people should elect the rulers, and not the whole people in mass. The Causes of Revolution in Oligarchies. Chapter 5. There are two most manifest causes of revolution in oligarchies. The first is, the oppression of the people. This they will throw off by the help of the first man they can find to lead them, especially if he happen to belong to the oligarchical body itself, as was Lygdamis of Naxos, who, by the way, after- wards set himself up as the tyrant of his countrymen. The other takes its rise among the upper classes, and occurs when a very few of them have monopolised all the avenues to power, as was the case at Marseilles, at Ister, at Heraclea, and in other cities. There those who were excluded plotted against the govern- ment until they brought about a revolution, and obtained admission by turns to all the offices of the state. In Marseilles the oligarchy was thus enlarged. In the city of Ister it was extended to a body of six hundred citizens ; but at Heraclea the change ended 54 THE PRINCIPLES OF GOVERNMENT. [Aristotle, in a democracy. At Cnidus there was the same cause of contention among the upper classes as at Marseilles; an insurrection took place, and the people, under a leader selected from the better sort, joined the in- surgents, who were weak by themselves, and put down the oligarchy. In ancient times, Erythrae also was well and wisely governed by the family of the Basilides ; but, not choosing to be governed by a few individuals, the people changed the form of govern- ment. Oligarchies are often kept in a state of disturbance, and finally overthrown, by a species of demagogues belonging to their own class, who excite and mislead the multitude in order to sustain their own faction, as was the case on two occasions at Athens, when Charicles supported the thirty tyrants, and Phrynicus the faction of the four hundred. At other times, the same sort of men have recourse to the arts of seduc- tion and flattery at elections, when the choice of the magistrates or of the judiciary body is in the hands of the people at large, or even of a limited number of them ; as happened at Larissa, Abydos, and Heraclea on the Euxine. Sometimes an oligarchy is narrowed into a very small compass, so that those who are excluded are, as it were, compelled to seek the aid of the people in order to regain their position in the government. Men of spendthrift and profligate habits also are a common cause of the ruin of oligarchies, by their attempts to plunder the public, and their quarrels about the division of the spoil ; especially if, Book V.] REVOLUTION IN OLIGARCHIES. 55 as at Elis, the ruling body has been contracted to a very small number. But an oligarchy, governing well, and acting harmoniously together, like that of Pharsalus, is not easily overturned. In time of war, oligarchies have sometimes been overthrown, in consequence of having, through dis- trust of their own people, called in mercenaries, whose leaders have become their masters, and set up that species of oligarchical despotism called a dynasty. In peace, the cause of the fall of oligarchies has been their various acts of oppression, and arbitrary inter- ference with the rights of individuals. Changes also happen in the bases of power in oligarchies, and in that judiciously mixed form of government which we have called a polity or mixed commonwealth, by the simple operation of time and of natural causes ; as, for instance, when a certain pecuniary qualification has been settled for electors, for the members of the senate, and for the judiciary body, of such an amount as, in oligarchies, to place the governing power in a few, and in commonwealths to place it in the hands of the middle classes ; but a long course of prosperity occurring, either in conse- quence of peace or of some other fortunate events, land and other possessions increase greatly in value, so that the possessions of the poorest come up to the point determined by the census, and give them the requisite qualification. This change sometimes takes place gradually and insensibly, sometimes rapidly and almost at once, and converts the respective govern- 56 THE PRINCIPLES OF GOVERNMENT. [Aristotle, ments above mentioned, not so often to their oppo- sites, as to different species oi the same form; as from steady and well-regulated governments to unchecked democracies and oligarchies, or from the latter to the former. TTie Causes of Revolution in Aristocracies. Chapter 6. The causes of revolution in aristo- cracies are similar to those in oligarchies (for an aristocracy is a sort of oligarchy), and arise from the small number of those who engross power; for if many having equal claims on the score of worth and ability are excluded, an insurrection ensues, as was the case with the Partheniae in Sparta. Spirited individuals also often disturb the state, if unjustly excluded from power. Aristocracies are also liable to convulsions when the community becomes divided solely into the very rich and the very poor, as has happened after a long course of warfare, by which a country is impoverished, and which causes the people to cry out for an agrarian distribution of property. This happened in Sparta, on account of the war with Messene. The ambition of a powerful individual to set up a monarchy is also a cause of disturbance in this form of government. But a more frequent one, both in commonwealths and aristocracies, is some error in the original structure ; the ingredients of virtue and capacity, wealth, and numbers, not having been well and properly combined. The governments that Book V.] REVOLUTION IN ARISTOCRACIES. 57 incline towards oligarchy we call aristocracies, while those that incline rather towards the people are de- nominated polities or mixed commonwealths. The latter are more permanent than the former, since the majority are masters of the state, and are more dis- posed to be attached to their government, as it is founded on justice and equity. On the other hand, when power is in the hands of the merely wealthy, it is apt to be misused, and to lead to a selfish policy and to acts of injustice. Generally, a constitution falls on the side to which it naturally inclines ; a common- wealth declining to a democracy, and an aristocracy to an oligarchy ; but the contrary happens occasion- ally when a revolution is provoked by the injustice of the upper classes towards the lower, and a sudden and violent change ensues from an aristocracy to a democracy, or from a commonwealth to an oligarchy ; for that constitution only is stable which is founded on justice and equity, and which secures to each his own. A change of the above kind happened at Thurium, where a small oligarchy got illegal posses- sion of all the land of the country ; the people, who were warlike, rose, massacred the mercenaries of the nobles, and confiscated and divided their estates. Moreover, as all aristocracies partake of the nature of an oligarchy, their tendency is to seek to promote what they conceive to be the interests of the upper classes at the expense of that of the community at large. This was the case in Lacedsemon, and at Locri it caused the ruin of the constitution; measures 58 THE PRINCIPLES OF GOVERNMENT. [Aristotle, having been adopted there which would never have been permitted in a democracy, or in a well-combined aristocratical commonwealth. The alteration of the basis of power in aristocracies generally occurs imperceptibly, and in consequence of the neglect of some little matter which appeared unimportant. We observed above that most consti- tutions owed their ruin to the neglect at first of some little circumstance ; for by overlooking some- thing which touches an essential principle of the com- monwealth, they are the more easily led to make some other change, which is somewhat greater than the little one just permitted ; and thus by degrees they disturb the whole order and arrangement of the government. An instance of this occurred at Thurium. There was a law that no one should be re-elected to a military command until after an interval of five years. Some young men, distinguished in war, popular with the troops and with the people, and not having much respect for the civil power, set about getting this law altered. The committee of the senate, to whom the matter was referred, were over-persuaded to sanction it, under the idea that the movers in this matter would rest content with this change only, and would not attempt to disturb the other parts of the consti- tution. Very soon, however, another question arising, they found out that they had lost all their power, that their opposition was fruitless, and that a dynasty, or military tyranny, was set up in the place of their mixed government. Book V.] PRESERVATION OF GOOD GOVERNMENTS. 59 Constitutions are also sometimes overturned by external violence, in consequence of the hostility of powerful neighbours ; as by the Athenians and Lace- daemonians in their late contests, and in their endea- vours to bring all the states of Greece under forms of government similar to their own. How Good Governments are preswved. Chapter 7. We have now to describe the means by which good governments are preserved ; for which we have cleared the way by what we have said of the causes which lead to their destruction. In well- combined and well-balanced commonwealths, besides the strict observance of established laws, it is espe- cially necessary to keep a narrow watch upon little matters. For a great change in the laws may creep on gradually, just as a small expense often incurred ruins a large fortune ; and men are apt to be misled by the sophism, that " a mickle is not a muckle." Next, let men be on their guard against those who natter and mislead the multitude ; their actions prove what sort of men they are. Some aristocracies, and even oligarchies, have been long preserved, not by the unassailable nature of their institutions so much as by the good and wise conduct of the governing body. Dealing fairly and honour- ably with the interests of those excluded from power, acting in harmony with those of their own class, bringing into office the leaders of the people most distinguished for ability, not repressing the ambitious, 60 THE PRINCIPLES OF GOVERNMENT. [Aristotle, not aiming at wealth through the oppression of the poor, they govern with a view to the general good, and avoid those convulsions which arise either from the undue exclusion of men of their own order from power (for aristocracies also have their demagogues), or from allowing power to remain in the same hands too long, and until it becomes impossible to control it. At times governments are preserved by the very proximity of danger, real or imaginary, just as an officer, in order to keep the night watch attentive, allows them to believe that the enemy is at hand. Dangerous animosities, especially between the lead- ing persons or most important classes in the commu- nity, and political disturbances having for their object a change in the laws, are most especially to be guarded against ; and those who still hold themselves aloof from the struggle, should be kept, if possible, from joining in it ; and to do this, by discovering and dealing with an evil at its commencement, is not given to any ordinary man, but is the mark of the true statesman. And the census, which regulates the qualification for office, should be revised from time to time, to prevent any undue exclusions, and to obviate the possibility of power being concentrated in too few hands, . . . The even balance of all the different orders of the state should as much as possible be pre- served, by strengthening the weak, and increasing the middle class, which is the surest guarantee against the factious designs of either party. . . . We must repeat, that all classes should be well disposed Book V.] PRESERVATION OF GOOD GOVERNMENTS. 61 to the existing institutions, so that the number of the discontented should be greatly outweighed by the rest. . . . And it must never be forgotten in a well-balanced state, as it is in those in which one element is allowed to preponderate, that the mean between all these extremes is especially to be aimed at ; for it invariably happens, that where one element alone is regarded and becomes paramount, the whole fabric of government is destroyed. Certain devia- tions from what may be strictly the best, may occur without much injury ; as in the human features, a departure from strict regularity does not much inter- fere with beauty; but in forms of government, an excessive deviation, or disproportionate increase of any one of its constituent points, will first injure and finally subvert the whole. The lawgiver and the statesman should therefore always have their eyes on these principles, and take care that neither party is oppressed by the other. Without both rich and poor, there can be no commonwealth properly so called. If you come to a division of property, you set up some form of government totally different, and, by destroy- ing the existing laws, you destroy the state. A great mistake is made by demagogues in a democracy, when they make war upon wealth, and wrest the laws to their own temporary advantage, and thus divide the community into two hostile bodies ; and an equal error and crime is committed by the rulers of an oligarchy, in persecuting and denouncing the humbler classes. Much rather ought their motto to be, " We 62 THE PRINCIPLES OF GOVERNMENT. [Aristotle, will do the community no wrong, but govern according to the maxims of justice and equity;" the very reverse of this maxim being the one they generally act upon. But what will most contribute to the permanence and safety of states, and yet is now much neglected, is an education according to the pattern of the con- stitution. The best and most venerable laws are of little avail, unless men are brought up to respect them, and to shape their lives and manners in con- formity with them. Whatever be the form of govern- ment, the conduct to be inculcated should be free from extremes, and should aim at moderation, and to giving effect to the main principle of the constitution, in subordination to, and with the view to promote, the general good. This is often overlooked ; in oli- garchies, by giving the rein to luxury and effeminacy; in democracies, by carrying to excess the principles of liberty and equality, and by living each for himself and for his own interests. This is bad ; for no one ought to think it slavery to live according to a high and good model, but rather to deem it most expedient, safe, and creditable so to do. Of Revolutions in Monarchies. Chapter 8. Monarchies, whether limited or abso- lute, are liable to the same changes that befall limited governments, and are preserved or destroyed by the same causes. Royalty is a species of aristocracy. Tyranny, on the other hand, is composed of the narrowest kind of oligarchy and of democracy ; it is BookV.] REVOLUTIONS IN MONARCHIES. 63 therefore the worst species of rule for the governed, as being the embodiment of two evils, the excess of both the above-mentioned forms of government. Royalty is created by the upper classes of society, to enable them to resist the encroachments of the popu- lace ; and originally a king was selected from among the nobles for some personal superiority, or some emi- nent and distinguished qualities of mind and character. But a tyrant is usually the creation of the populace, in their contests with the upper classes, and as a pro- tection against oligarchical oppression. Nearly all tyrants were originally demagogues, who were trusted by the people to incriminate and attack the nobles. Sometimes they arose out of a stretch of the kingly power by one invested with only a limited authority; sometimes from the conversion of offices of limited duration to offices for life. The kingly power has often been conferred on men of great personal worth, or of highly distinguished descent, or for great benefits effected for the community ; as, for the defence of their country in war, or for delivering it from tyranny, or for founding colonies and extending the national conquests, like Codrus, and Cyrus, and the kings of Sparta, Macedon, and others. A king is the national guardian, protecting the property of the rich, and shielding the poor from wrong. A tyrant, on the other hand, looks not to the public interests, but to his own ; and while mere selfish indulgence is the end and aim of a tyranny, that of a monarchy is all that is good and honourable. . . . 64 THE PRINCIPLES OF GOVERNMENT. [Aristotle, Injustice, fear, contempt, cause the destruction of tyrannies, as they do of monarchies when they over- step the bounds of lawful authority. . . . They are both also exposed to external violence, from govern- ments opposed to them in principle ; and this is very often assisted by domestic discord. . . . The ambition of powerful subjects is a common cause of the fall of tyrannies ; and they perish, also, in the hands of suc- cessors who become dissolved in luxury, and lose the skill and the courage of their first founders. Royalty is not easily destroyed by external vio- lence, but, on the contrary, is generally strong enough to put down opposing powers, and is therefore usually an enduring institution. The causes of its overthrow are chiefly these two : the intrigues of its most power- ful subjects, and the attempts of the king himself to throw off all control and make himself absolute. These limited monarchies, however, are forms of government very seldom found nowadays, inasmuch as they arise from the voluntary submission of the whole body of the people. The great prevailing equality at present prevents this ; * and, moreover, there is no one so raised above the rest as to be equal to the dignity and greatness of the throne, and worthy of a willing homage. We see, therefore, only absolute monarchies, or mere tyrannies, supported by force or fraud. Sometimes limited hereditary monarchies * Aristotle was writing at a time when all the mixed governments of Greece had been destroyed. BookV.] HOW TYRANNIES AKE MAINTAINED. 65 fall, through the contemptible character of the reign- ing sovereign, and sometimes in consequence of his overbearing and tyrannical conduct, which causes the voluntary submission on which his power rests to be withdrawn from him. How Limited Monarchies are best preserved. Chapter 9. Limited monarchies are best preserved by moderation. The more strictly they are limited, the longer they will last. The farther they recede from despotism, and the more they approximate to equality of rights with their subjects, the less are limited monarchs exposed to envy and unpopularity. Hence the Molossian monarchy lasted so long ; and hence also the kingly power in Sparta, by the divi- sion and limitation of its authority, was increased in real influence and stability. Accordingly, when Theopompus was asked by his queen whether he was not ashamed to transmit to his sons a less authority than he had received from his ancestors, he answered no ; for he should transfer to them a throne more steadfast and durable How Tyrannies are maintained. Tyrannies are maintained by two modes severity and lenience. The most conspicuous tyrants have been very strict in keeping down all competitors (mowing the tallest stalks, as the saying is), pro- hibiting clubs and assemblies, putting down meet- ings for mutual instruction, schools, or other places F 66 THE PRINCIPLES OF GOVERNMENT. [Aristotle, of education, keeping men personally ignorant of each other and unacquainted with each other's move- ments, and destroying everything tending to generate mutual confidence and independent spirit Spies and informers are their principal instruments, and their great study is, to set man against man, and class against class. They endeavour, also, to keep the people poor, in order that, living only from hand to mouth, they may have neither leisure nor spirit for revolutions. The Pyramids of Egypt, the vast building of the Cypselidse, the Olympian temple of the sons of Pisistratus, and other great works, are the records of that kind of policy, and were intended to employ and to impoverish the people. Inordinate taxation is also designed for the same end. In five years the people of Syracuse paid the whole amount of their property into the exchequer of their tyrant Dionysius. War, too, is a favourite occupation of a tyrant, for the sake of occupying the attention of the people, and making himself necessary to them as their leader. Those whom he distrusts most are his own especial friends, as possessing the readiest means of supplanting him. An unbridled democracy is, in all its doings, exactly similar to a tyranny. Its objects and instruments are the worst, and both equally are served by the tamest and weakest of mankind. A democracy is always anxious to lord it as a sove- reign; it therefore has its flatterers in the shape of demagogues, and its unscrupulous servants who are ready for any unworthy action. The leaders of a Book VI.] TRUE LIBERTY NOT IN DEMOCRACIES. 67 democracy must, just like tyrants, have persons to defend their misdeeds, and to please them by flattery ; and as no man of a really free spirit, or with a due sense of his own dignity, will condescend to this, such men are hated and feared both by democracies and by a tyrant. . . Such, then, are the wicked expedients for upholding tyranny; namely, the de- basement of the people, the destruction of mutual confidence, and the impoverishment of the country, for the better preservation of the tyrant's power. . . . BOOK VI. That True Liberty is not found in Democracies. This book is little more than an amplification of some of the points previously dealt with, and contains little that need be here repeated. Aristotle remarks, that in his time the due admixture of the elements of aristocracy and democracy, in the various governments of Greece, was not sufficiently attended to, and he points to that as the cause of their short duration. He recapitulates the principles on which democratic govern- ments are founded, the chief of which are, " arithmetical equa- lity," or government by mere numbers, without reference to property, or to any especial fitness arising from any considera- tions, intellectual or moral. The opinion of the majority told by the head becomes therefore law. Thence arises the subjec- tion of the upper classes to the lower, and the consequent licentiousness and tyranny of the latter under the idea that liberty consists in living according to each man's individual will. The laws and usages of democracies, in support of this theory, are then enumerated the principal of which are, uni- versal suffrage ; no property qualification for voting or holding office ; the short duration of official power ; that no one except military commanders should be elected twice to the same office ; that the sovereignty should reside in the assembly, and should be as sparingly as possible imparted to particular magistrates. Then, inasmuch as birth, wealth, education, with all their intellectual and moral results, are the dis- tinguishing characteristics of oligarchical governments, F 2 68 THE PRINCIPLES OF GOVERNMENT. [Aristotle, the opposites of all these have the preference in democracies, namely, low birth, want of substance, want of education and of moral and intellectual training. Under this system no magistracy can be permanent, and if any should by chance have come down from ancient times of any permanent or here- ditary character, it must be got rid of, and its power transferred to one appointed by election. These are the properties of democracies. But this " arithmetical equality" is not true equality, nor can true liberty result from it. Without due proportion between wealth and numbers, true equality, and the results to be anticipated from just government, are impos- sible ; and this must be aimed at by the wise admix- ture of all the constituent elements of a well-ordered state. . . . Certain democratic governments, of people subsisting on agriculture or pasturage r are next described. These were the most ancient, as well as the most successful instances, of this arrangement of soeiety, and, in Aristotle's opinion, they are suitable only, if at all, to society in that primitive state ; but, even in them, he says that the condition of permanence is that there should be a property qualification for magisterial offices, ajid consequently, the introduction of an aristocratical element ; and if the social arrangements are such that the government is, in fact, in the hands of the best and most capable men, and not of men of inferior note or capacity, that may be taken as an instance of the best form of democracy, on account of the good and sensible qualities both of the governing body and of the governed. He adds, that under such a state of society the upper classes, finding themselves invested with a due share of influence, would not be disposed to conspire to effect its over- throw. His maxims of political economy for creating and encouraging the growth of such a community are superseded by those of modern times. Upon the democracies of towns, Aristotle proceeds to pronounce a severe judgment, the ancient stock of the wealthy and substantial citizens in each state having, Book VI.] TRUE LIBERTY NOT IN DEMOCRACIES. 69 in his day, been overwhelmed by the admixture of the lowest order of artizans and of foreigners, who had been invested with the franchise through the influence of demagogues. In such, he says, the practice was that "Ancient customs were to be done away with, ancient ties, civil and sacred, to be broken, every- thing to be changed according to the new and false theory, in order to level all distinctions, and to enable the multitude to live and to govern accord- ing to their will. The result was, an assimilation of democratical to tyrannical government, in its habits and modes of action ; for to such a multitude it is far pleasanter to live licentiously, than to submit to the restraints of wisdom and prudence." . . . Chapter 3. ..." The difficulty which those who set up democracies meet with is, not in bringing them about in the first instance, for any one can set up a government of that kind that may last one, two, or three days, but their main difficulty is, in making them permanent. With that view, they should en- deavour as far as possible to cut off all sources of pecuniary corruption, to prevent all groundless im- peachments, and all proceedings directed especially against the upper classes, and calculated to make them feel that the ruling power is hostile to them." . . The mode of doing so, pointed out by Aristotle, has especial reference to the institutions of ancient society, and to the then state of economical knowledge ; but he recommends that mea- sures should be taken to cause the prosperity of the people to be permanent, by directing them to employments in which their labour will be reproductive, and, in particular, in sending out colonies to occupy waste lands. 70 THE PRINCIPLES OF GOVERNMENT. [Aristotle, Of Oligarchies. Chapter 4. ..." That species of oligarchy will be most durable which most resembles a well-ordered commonwealth, and which consequently opens freely all inferior offices to the lower ranks of citizens, and associates with itself the best men it can find among the great body of the people. The chief safety is in good government. Healthy bodies, whether natural or political, like sound ships, will bear many hard encounters ; but when the body politic, or the natural body, is weak and sickly, it requires tender handling, and, like a crazy vessel, may be knocked to pieces by a slight blow, or wrecked by the smallest mistake of its navigators. As, therefore, a democracy is only preserved by the overwhelming force of numbers, so an oligarchy must look for security from wisdom and moderation." The other chapters of this book may be passed over. They relate to the details of civil administration, and have little interest except as a record of the civil arrangements in the leading Greek states. The extracts above given from this book have been much abridged, as being little more than amplifica- tions of tvhat had gone before. BOOK VII. The Foundation of Public Happiness the same as that of Indi- viduals; namely, a certain Increase of External Prosperity, and the perfecting of our Intellectual and Moral Nature. Chapters 1 to 6. Whoever would rightly deter- mine what is the best form of government, must first define what is the best kind of life. Book VII.] FOUNDATION OF PUBLIC HAPPINESS. 71 Those people are the happiest (barring unusual accidents), who live under the best government that their circumstances admit. What, then, is the kind of life most eligible for man in general? And does the well-being of in- dividuals and of communities result from the same causes ? The first of these questions was discussed in the Treatise on Ethics, in which it was proved that the happiness of man depends upon a certain measure of external advantages, on health of body, and on the state and condition of his mind. For no one would call that man happy who possessed neither courage, nor self-command, nor a regard for justice, nor in- telligence and good sense. Devoid of the first, he would be liable to be frightened at a fly ; without temperance he would wallow in the lowest sensuality; without honesty and a sense of justice, he would, for the sake of the smallest gain, take in his best friend ; and in the same manner, if without mental cultivation, he is without judgment, and is liable to be misled like a child ; or like one deprived of his reason. A certain portion, therefore, of all these qualities and virtues is, by common consent, necessary to happiness. Most men are contented with their own measure of them ; but of estates, money, power, and honour, the desire is usually unbounded. Yet it is indisputable that happi- ness is the lot of those who lead a virtuous life, and whose minds are most adorned with intellectual culti- vation, if possessing at the same time a moderate 72 THE PRINCIPLES OF GOVERNMENT. [Aristotle, share of this world's goods; rather than the lot of those who abound in wealth, but are poorly furnished with moral and intellectual excellences. External goods are mere instruments, the excess of which may be injurious or useless ; but of mental and moral ac- quirements and perfections there can be no excess, but the more they abound the more honourable and useful they are to the individual and to society. What comparison can there be between the perfecting the spiritual nature of man, and the acquirement of any amount of external possessions ? It is for the sake of the mind only that these latter are worth thinking of, and as far as they contribute to virtue, to wisdom, and to all noble actions. Of this we ought to feel conscious from a consideration of the nature of the Divinity Himself, whose happiness consists not in external objects, but in His own perfections. External prosperity, therefore, and happiness, are things of a different nature ; chance may bestow the one, but not the moral and intellectual qualities which produce the other. And as these qualities are essen- tial to the happiness of an individual, they are no less so for a collection of individuals, gathered together in a well-ordered state. Bad men can never make a good government; for there can be no good action, either from an individual or a state, that is not founded on virtue and wisdom. The courage, justice, and moderation of a government has the same power and form as the courage, justice, temperance, and wisdom of an individual; and it will probably be Book VII.] FOUNDATION OF PUBLIC HAPPINESS. 73 admitted without further argument, that the virtues of individuals and of governments are the same. Chapters 7 to 11. In the succeeding chapters Aristotle proposes first the ques- tion, whether the active or the quiet life be the preferable ; and secondly, which is the best form of government ? The latter question he answers by repeating his former opinion, that it depends on the circumstances of each individual people ; and that " that constitution is the best under which they will be best governed and live most happily." The former question he goes into at some length, and con- demns that political ambition which leads nations to interfere with and to aim at the oppression of each other. He then throws out some considerations respecting the populousness of states, the most convenient extent of territory, the means of offence and defence, national spirit and national character, the influence of climate, and other subjects, his opinions upon which have now no particular interest ; but he is led in the course of them to express more clearly and decidedly than he had done before his opinion as to the best form of political society. The Best Form of Political Society. He says (Chapter 7) : "A community is composed of several essential parts ; there must be husbandmen to supply food, there must be arts, arms, wealth, law, and justice ; and lastly, though first in importance, due provision for the worship of the Divinity, and priests to serve Him. All these things a well-regu- lated state requires ; for society properly so called is not an unorganized multitude, brought together by chance or accident, but an assemblage of people having among themselves every element of what may be called their life and well-being." He then recommends a division of labour and a due assign- ment of employments to individuals according to their different tastes and capacities ; and proceeds to say (Chapter 8), that in the state theoretically the best, political power would be lodged 74 THE PRINCIPLES OF GOVERNMENT. [Aristotle, in the hands of those only who, by the possession of property, had leisure enough to afford a probability that, by due cultiva- tion of their faculties, they would be found to have ability and character fitting them for the right use of it ; carefully and by name excluding those classes who, by reason of their being ex- clusively occupied with manual labour of the lowest kind, he thought unable to come up to that standard. On Municipal Regulations. Some minute suggestions follow with respect to municipal regulations, and it is especially enjoined that all requisite sani- tary measures should be attended to ; and in particular that a plentiful supply of wholesome water should be provided ; that the streets should be laid out with a view to elegance and com- fort as well as utility ; and that due care should be taken to place the temples and other public buildings in situations where they would be the greatest ornament to the city. On National Character. Chapters 12 and 13. The next question passed under review relates to the genius and character of the people. Aristotle asks, what is the national character best calculated to promote individual happiness and good government, and how such a disposition may be produced. He says, that the perfection of human happiness requires that we should propose to ourselves the best and highest ends, and choose the best means of attaining them. Nature, custom, and reason contribute towards enabling us to form these dispositions, and to smooth the way for the influence of that education which forms the virtuous citizen, and makes him pliable and obedient to the hand of the wise legislator. In the details of this portion of his subject, how- ever, and in that of education generally, Christian philosophy and modern experience have superseded the views of antiquity. Nevertheless, the high standard of individual, and therefore of national character, which he holds up as the point to be aimed at by the legislator, is worthy of being kept in view. He says, that his care should be " to consider by what institutions, and by what training, he will be * Aristotle nowhere treats political power as a matter of right, but invariably as a question of expediency, to be determined with reference to the interests of the whole community. Book VII.] ON NATIONAL CHARACTER. 75 able to form good men, and to develop the best parts of man's nature by directing it to the highest objects. There are two parts of our nature, the higher and the lower. The latter seems to subsist for the sake of the former, and in order, under right direction, to be instrumental to its development. The arts minister to and aid the reason. Labour and business are un- dertaken for the sake of leisure ; war for the sake of peace ; the most necessary and useful things for the sake of leading to the most beautiful and the most noble. The legislator, therefore, embracing all these in his consideration, should have regard not alone to the comparatively inferior acts and results, but to those that belong to the higher and better part of our nature, as the ends and objects of our existence. Business and war are right in their turn; but far better are peace and leisure ; the things necessary and useful to our daily life are to be attended to ; but even more, the true, the beautiful, and the honour- able. And to these higher objects should the minds of youth be directed and not of youth alone, but of all others who need instruction. Great has been the error of some who have passed for able legislators in Greece, in not holding up these highest objects as the aim of their institutions, and in not seeking to develop all the virtues of our nature, but unwisely inclining too much towards the mere useful arts, and those that minister to the desire of gain. Lycurgus has been unreasonably praised for sacrificing everything in his institutions to ideas of war and conquest. Not that 76 THE PRINCIPLES OF GOVERNMENT. [Aristotle, the military virtues are not to be cultivated, for with- out courage and the power of endurance a nation may be exposed to lose its liberties; but they should be regarded chiefly as the means of maintaining peace ; and peace and leisure should be made fruitful by the devotion of men's minds to justice and temperance, philosophy and wisdom, in which alone, and not in idle and luxurious enjoyment, consists true happiness." In the remainder of the present, and in the whole of the last book (the 8th), there is little that is now interesting, the ques- tion of education, to which they chiefly relate, being to the ancient world so different in many respects from what it is in modern times. A few sentiments, however, which are put forth in these two books, are of universal applicability, and may very appropriately conclude this abstract of a work which must in all ages excite admiration by its profound wisdom, and by its calm analysis of subjects that most deeply stir the passions, while they most permanently affect the happiness of mankind. On Education. Parts of Book 7, c. 15, and Book 8, cc. 2 and 3. " In childhood, and in the earliest period of educa- tion, have more care for the health of the body than for the mind, and for the moral character rather than for the intellectual. Let nothing base or ser- vile, vulgar or disgraceful, meet the eye or assail the ear of the young ; for from words to actions is often but a step. Let nothing of the sort, therefore, be either spoken of by them, or be heard spoken of by others. Let their earliest and first impressions be in all things the best, for we are all governed greatly by first impressions. Let them be taught fully all the essential elements of education, and as much of Book VII.] ON EDUCATION. 77 what is merely useful in a mechanical point of view, as will not have the effect of rendering the body, the soul, and the intellectual powers, less capable of arriving at the highest excellence of their respective natures ; for a too exclusive devotion to some of the mere mechanical arts is apt to injure the bodily facul- ties, and, by unduly absorbing, to depress the mind. Let, therefore, not those things only be learnt which are the usual instruments of instruction, but those which, like the fine arts, teach us how to enjoy and embellish leisure. The merely useful or absolutely necessary matters of education are not the only ones that ought to be attended to ; but to those should be added such as exalt and expand the mind, and convey a sense of what is beautiful and noble For to be looking everywhere to the merely useful, is little fitted to form an elevated character or a liberal mind." 78 THE PRINCIPLES OF GOVERNMENT. [Polybius, POLYBIUS ON THE ROMAN CONSTITUTION. (Extracts from the Preface to Book VI of Polylius's History of Home. Written about B.C. 140.) THE spectacle which the ancient world presented to Aristotle, while composing the treatise with which we have just been occupied, was the prostrate condition of all the governments and people of Greece under the heavy hand of the military power of Macedon, and the expansion of that power to the furthest confines of the East by the genius of the youthful Alexander. Through the calm reasoning and severe analysis of the treatise on " Politics " there gleams a high and patriotic spirit, which seems to aim at recovering his countrymen from the degradation into which they had fallen, by pointing out its causes, and holding up to their view the true models of political wisdom and the pure sources of individual virtue and happiness. But his efforts were in vain, for corruption had too completely enervated the democracy of Athens ; the spirit and form of the admired institutions of Sparta were extinguished ; and the cognate and allied states of the two leading republics were sunk in the same moral and political exhaustion. A hundred years passed away, and another great power arose from the other side of the horizon. Rome, which in the days of Aristotle and Alexander attracted little notice, had become animated with the vigour which had once inspired the people of Greece, and was proceeding to fill the space in the then civilized world which had been occupied before their day by their illus- trious predecessors. Within 130 years after the death of Aris- totle, the Roman armies had conquered Hannibal, destroyed Carthage, subdued Spain, dissolved the Achaean League, over- run Asia Minor, and planted their eagles on Mount Taurus, and beside the Euphrates. Among the principal Achaeans sent to Rome as hostages after the final submission of the Greek people, was Polybius, about the year B.C. 167. It appears that, during a residence there of several years, he collected the materials for the history of that Book VI.] ON THE ROMAN CONSTITUTION. 79 people, from the commencement of the brilliant period of their contest with Hannibal (B.C. 220, the beginning of the second Punic war), to the point in their progress which he had himself witnessed. In this design he was assisted by the conqueror of Africa, whose friendship and companionship he enjoyed during many years, being present with Scipio at the destruction of Carthage (B.C. 146), and probably also at the taking of Numan- tia, B.C. 133. The first five books of Polybius's history describe the invasion of Italy by Hannibal, and the series of striking events to which that great enterprise gave occasion. The grand spectacle of an untiring national spirit guided by profound wisdom, as exhibited in the firm and finally triumphant resistance to Hannibal, is unfolded with evident admiration and in much detail. The magnanimity and courage with which the Senate and people of Rome had braved the oft-recurring periods of threatening and adverse fortune, impresses his mind as deeply as the great exploits which he had himself seen ; which were fast giving them the dominion of the world ; and which led them in a few more years to extend their conquering arms from the utmost extremity of Spain on one side to the Euphrates on the other. Struck by these results of the union of resistless bravery with consummate policy, he stops in the course of his history to ask himself, what were the causes that formed a people capable of this greatness ? what the form of government " from which, as from a fountain, all these high aspirations, all these daring aims, and all this splendid success had flowed," and which, by its results on the national character, " merited the same praise that you would give to an individual in whom all these qualities of magnanimity and valour were most conspicuous ? " This question he answers in the Preface to the Sixth Book of his history, and in a manner so remarkable (as a proof that, years after Aristotle wrote, the same principles that had been so elaborately unfolded in the treatise on " Politics " were still recognised as true by the leading minds of the day, and referred to as the guides and standards of political life and true liberty), that, even at the risk of a little repetition in some portion of the following extract, from its similarity to the statements and arguments of Aristotle, it will be acceptable to many readers to see reproduced a large portion of Polybius's remarks on the Roman Constitution, as it affected the development and caused the greatness of that state. He says : " That the state of Rome in his day was a matter * Polybius, Bekkeri, Vol. i, p. 80 THE PRINCIPLES OF GOVERNMENT. [Polybius, by no means easy to be thoroughly understood, on account of the complicated nature of its government ; nor could any one comprehend it without a clear insight into all its institutions, public and private. Whoever, therefore, would obtain a precise view of its particular excellences, must bestow on the inquiry much diligent and careful attention." He therefore follows Aristotle in his enumeration of the three simple forms of government the kingly, the aristocratic, and the democratic and in his description of that which is the best of all, namely, that in which all these elements are duly and judiciously mingled, as in Lycurgus's Constitution for Sparta. He then proceeds : " As kingly government, and aristocracy properly so called, rest not on force and fear, but on wise laws, just and upright administration, and willing obedience, so popular government is not that in which the mul- titude is master to do what it proposes and wills, but a government in which it is as it were a household and hereditary custom* to reverence the ordinances of religion, to obey parents, to respect elders, and to submit to the laws. When, under such arrangements as these, the opinion of the majority prevails, we may rightly call such a popular government." .... " There are, therefore, six simple forms of govern- ment; the three which were first enumerated, and their three cognate ones absolute monarchy, oli- garchy, and ochlocracy, or government by the mob. First, paternal monarchy arises in a natural manner, * 'Os irdrpiov kar'i Kal (rvvrfies. .Book VI.] ON THE KOMAN CONSTITUTION. 81 and without art or design. This is followed by mo- narchy, limited by law and custom. The next change is to an absolute monarchy, or tyranny, which places itself above law. This being intolerable, is put down by a combination of the most powerful, and an aristo- cracy takes its place. This in turn is naturally suc- ceeded by an oligarchy; but the mass of the people at length rise against the oppression of the few, and establish a democracy; and this again, govern- ing with insolence and disregarding established law, excites hostility, and the measure of change is filled up by the uncontrolled multitude seizing the reins of power. And that this is the true progress of events, may be clearly perceived by any one who will give his attention to consider the sources and the parent- age, as it were, of each form of government, and the various changes they undergo ; and without this in- sight into their origins, no one can take a just and comprehensive view of their progressive development, their culminating point, their declension, and their end, so as to be able to point out when and how and under what circumstances the same changes will occur again. More particularly in regard to the Roman government does this mode of investigation seem apt and natural, inasmuch as its origin and progress has corresponded with the order of nature which has been described."* . , . . In the succeeding four chapters he expands the above brief * Book vi, cc. 3 and 4. (Edit. Schwcighauseri.) G 82 THE PRINCIPLES OF GOVERNMENT. [Polybiu., sketch of the successive changes to which all the simple forma of government are liable, and which end at length in a cor- rupted democracy governing by violence and restrained by no sense of justice, " until its uncontrolled and unreasonable will again finds the hand of a tyrant master." " This is the circle iu which these simple govern- ments revolve, this the natural order in which their revolutions occur, until they come round again to the point from which they set out. Whoever clearly recognises this truth, in speculating upon the future destiny of nations, may perhaps be deceived in the precise time when he anticipates that either of the above changes will come to pass, but he can scarcely be mistaken in his estimate of the particular point at which they have arrived in the course of their deve- lopment or their decline, or of the next change that awaits them, if he only approach the inquiry without ill feeling or passion. And, as was remarked just above, we shall by this mode of investigation most readily come to a knowledge of the origin, progress, and perfection of the Roman government, and form a right conjecture as to the changes it is destined to undergo ; for the course that it has taken from its commencement to the present time is, more than that of any other government, in exact conformity with that natural order of development."! He then refers to the wise legislation of Lycurgus, by which, * "Ewj 6v, airoTOi]pui}[j.{i>ov f ir&Xir t^M Secrir&rrjv Kal fjt.6ya.pxoy. (Ch. 9.) f Chapter 9. Book VI.] ON THE ROMAN CONSTITUTION. 83 in drawing tip the Constitution of Sparta, he sought to meet the defects of all these simple forms of government. " For, observing these defects, Lycurgus did not set up a simple and uniform mode of government, but brought together, and united in one, all the excel- lences and peculiarities of each form, in such a man- ner that no one power, by its disproportionate and undesirable increase, might turn the course of govern- ment towards the extreme naturally inherent in it; but each power being held in restraint by the rest, neither should unduly preponderate, to the entire exclusion of the weight and influence of the others ; and thus the state, preserving its own weight and even balance, might long endure, and hold on its course like a vessel which, when the wind is strong, is prevented from going to leeward by applying the action of the oars on the leeward side. For the kingly power is restrained from excess by the popular, which has its due share in the government; and, again, the popular power is prevented from encroach- ing on that of the kings, by their respect for and confidence in the senate, who, being chosen for their public and private virtues and excellences, are always found to throw their weight on the side of right and justice. Accordingly, if any constituent element of the state should happen to be weakened, the elders and the senate, who hold steadfastly by ancient law and custom, throw their whole weight into that scale, and strengthen and support the weaker party. It was by this wise and equitable constitution that G2 84 THE PRINCIPLES OF GOVERNMENT. [Polybius, Lycurgus enabled the Lacedemonian people to pre- serve their liberties longer than any other people with which we are acquainted." * ... " The Romans, in forming the constitution of their country, have attained the same end, though not by the same process; for they began with no written constitution like that of Lycurgus, but, after many contests and long experience, and by always taking advantage of circumstances, and choosing the best course, they have framed a constitution which is the very best of all which the world has seen up to the present time." . . . "For all the three elements above named have their place and influence in their government, but they are so equably and suitably distributed, and the administrative powers of each so well arranged, that no one, even of their own citizens, can pronounce decidedly whether the govern- ment should be denominated an aristocratic, a demo- cratic, or a monarchical one. When you look at the power vested in the consuls, you would say it was an entirely monarchical and kingly constitution; when you contemplate the power of the senate, you would call it an aristocracy ; and yet if you observe the power that is vested in the people, one would be justified in calling it a democracy."! He then describes the respective powers and prerogatives of the consuls, the senate, and the people ; but as the distribution of these powers in our own constitution may, without presumption, * Chapter 10. f Chapter 11. See Arist. " Pol.," Book iv, ch. 7. Book VI.] ON THE ROMAN CONSTITUTION. 85 be said to be better than any other, and as we have nothing to learn from antiquity on those points, it is sufficient to have exhibited the principle which Polybius so commends, and to have shown that it is in all respects similar to what is in opera- tion among ourselves. He thus terminates his account of the Roman government, which he witnessed in its perfection, and of which he appears unwilling to anticipate the fall : " Such, therefore, is the power of each of these divisions of the government for mutual check and mutual co-operation. They are ready to unite to meet every conjuncture, and they thus form a state that is the very best that can anywhere be found. For, when any common external danger compels them to union of mind and will, such and so great is the power of the government, that nothing is omitted that the occasion requires, for all vie with each other in bending the whole vigour of their minds to determine what is best to meet the circumstances in hand. And when this is decided on, no time is lost in delay, but all, whether in their public or private capacity, stretch their energies to carry it forthwith into effect. There- fore is this state invincible, from its very form and constitution ; and whatever it determines upon it does. But if, freed from the apprehension of danger from without, and in the full enjoyment of prosperity and abundance the result of their successes and their victories they should become luxurious and corrupt, and enter upon a course of insolence and oppression as may possibly happen then will the state be seen coming to its own aid, and ministering to its own amendment. For when one of its constituent parts swells beyond its proportionate power, and becomes 86 THE PRINCIPLES OF GOVERNMENT. [Polybius. aggressive, it will immediately be checked by the opposition of the rest, who will suffer no one separate power to get the ascendancy. Everything, therefore, will remain in its place, the impetuosity of some being kept down, and others being deterred from moving, by a knowledge of the opposition they will have to encounter." * * Chapter 18. 87 EXTRACTS FROM CICERO'S TREATISE ON A REPUBLIC OR COMMONWEALTH. (B.C. 54.) ANOTHER century passed away, from the time when Polybius pronounced the eulogy contained in the preceding pages on the Roman Constitution as it was in his day, and ventured to anticipate for it a long period of existence. He founded his hopes on the self-restoring process which that constitution had undergone on so many occasions in the course of the preceding centuries, and on the fact, which he frequently adverts to in his history, that notwithstanding the great extension of the Roman power and their almost intoxicating successes, "the ancient manners were not yet corrupted," the ancient domestic and social discipline was healthy and strong, and the country abounded in great men capable of serving it with consummate ability and wisdom both in peace and war. Such, indeed, was the height of prosperity and glory to which Rome had risen at that epoch, that the great conqueror of Africa, on becoming invested with the office of Censor, caused the form of public prayer to be changed, and bade his countrymen pray "not that the gods would add to the favours they had bestowed upon his country, but that they would preserve them."']' * Polybius went to Rome B.C. 167. Cicero wrote this treatise B.C. 54. f Valer. Max., Lib. iv, 10. " Satis " inquit, " bonee et magnae sunt (populi Romani res), itaque precor ut eas (Dii immortales) perpetuo incolumes servent." 88 THE PRINCIPLES OF GOVERNMENT. [Cicero's There were, however, at that very time, seeds of evil in the social and political state, which had begun to show themselves. The aristocracy, by sundry acts of injustice, and by unwise delay in removing just causes of complaint, roused the resent- ment of large bodies of the people, and gave a legitimate ground of influence to their leaders. The democratic power, gaining the ascendancy, altered the balance of the constitution. The aristocracy, now becoming corrupt with the riches of Asia and the decay of the ancient moral code of Roman manners and discipline, resorted to every means to regain their power. A war of factions was the result, which was withstood and de- ferred as long as possible by the best and most patriotic citizens, in the early part of Cicero's career, but which he soon very plainly perceived to be imminent, while he foresaw at the same time the downfall of the liberties of Borne and the degradation of the character of his countrymen. Ten years after his brilliant consulship, in the summer retire- ment of his villa by the sea-side at Cumse, he wrote (B.C. 54, and about eleven years before his death) this Treatise on a Republic or Commonwealth, for the sake, as he says himself, of recalling to the minds of his fellow-countrymen the real principles of their constitution, of showing them what it had been in its best state, and how it had arrived at that perfection ; of exciting a love and reverence for it in the rising generation ; and of endeavouring to bring back the ancient tone of morals and manners " which," he adds, " have so fallen in these days, that the exertions of every good man are demanded to raise them up, to restrain, and amend them." With this view he throws his comments upon the true Roman Constitution into the form of a dialogue, supposed to have taken place about a hundred years previously (B.C. 129), between Publius Cornelius Scipio Africanus and a few of his immediate" friends and followers, men of the highest position and character in the state, in Scipio's gardens near Rome, during a short remission from public business, at the time of the " Latin Holi- days.'* The very natural way in which these distinguished men seem to be brought together, the frank and affectionate nature of their social intercourse, the grace and dignity of their address, the respect for age and eminent services shown by the younger to the elder in which even the great Scipio is conspicuous by his manner and language towards his venerable friend Lselius the beauty of the language, and the truth and wisdom of so many of the sentiments attributed to the different speakers, make this celebrated fragment one of the most interesting and DC Divinatione, Lib. ii, ss. 1, 2. Treatise.] ON A REPUBLIC OR COMMONWEALTH. 89 valuable of Cicero's works. The treatise opened with a pre- face consisting of an enumeration of the great deeds of the most illustrious of his countrymen, who in successive ages devoted themselves to the public service, and preferred the labour of political life, its anxieties and contentions, to the ease and tran- quillity in which their wealth and station would have enabled them to indulge. The first portion of this preface has not been recovered, but what remains sufficiently indicates the tenour of the whole. It thus proceeds : BOOK I. Cliapter 1 (ad finem) to Chapter 8. f To minds properly constituted, useful and virtuous action is almost a necessity of nature, and the love of contributing to the common welfare is so great, as to overcome all the attractions of a life of sensual and idle indulgence. Philosophers in their studies may define right and wrong, and lay down the principles of morals, but it is the statesman who embodies those principles in laws ; who gives the * It was discovered at Rome, in the Library of the Vatican, A.D, 1822, on a " palimpsest," or parchment which had been rubbed a second time to obliterate the first work written upon it ^irdXiv i//aurrbs, rubbed over again). This first work was Cicero's treatise " De Republica," which, as far as the pages of the parchment itself were complete, was legible beneath the second writing a portion of St. Augustin's Com- mentary on the Psalms. It was discovered by Signer Angclo Maio, Librarian of the Vatican, whose edition of it I have followed (Rome and London, 1823), and who shows that, including other fragments of the same work preserved in various authors, we have now about one- third (fortunately the most valuable portion) of the whole. In giving the substance of this treatise at least all that may be usefully read at the present day I have not thought it necessary to adhere to the form of the dialogue, inasmuch as nearly all that gives particular value to the argumentative part of the treatise is attributed to one speaker, Scipio. f Throughout this " Fragment" several pages in a chapter, and frequently several chapters together, are wanting, but enough has been recovered of the first three books to make up a connected whole. 90 THE PRINCIPLES OF GOVERNMENT. [Cicero's support of legal sanction to justice, honour, and equity ; who sustains public morals, brands what is base, en- courages what is noble and of good report, and sets an example of fortitude in peril, and perseverance and endurance in the laborious duties of his high calling. It was said of Xenocrates, a distinguished pupil of Plato, that when someone asked him what advantage his pupils derived from his instruction, he answered, that " they learnt from him to do of their own accord what other men could only be induced to do by the fear of punishment." Few, indeed, are those who thus yield a willing obedience to the pre- cepts of morality and virtue ; and therefore great are the services of the statesman who produces a general obedience to them by the compulsion of law, and thus maintains a system of public right, public morals, and a well-ordered government. For my part, as a great and lordly city, as Ennius says, is a grander thing than a little village or a small insulated stronghold, so those who by their counsels and their authority govern the state, are worthy of much higher consideration than those who keep themselves aloof from all public duties ; for however great the acquirements of the latter may be, their wisdom, which can hardly co- exist with a life of inaction, cannot be of much account. Such men may lead an easy and quiet life, and augment their substance and well-being ; and indeed to the pursuit of wealth and to sensual indul- gences, mankind are ever too prone to devote their best energies of mind and body ; but let us not follow Treatise.] DUTIES OF PUBLIC MEN. 91 such examples ; let us hold that course which has ever been that of the greatest and best of our countrymen, nor give ear to the voice that sounds a retreat, and that would recall from the contest even those who have advanced boldly into it. To these arguments, so clear and decisive, those who take the other view of the question oppose, first, the labours of public life ; as if that was calculated to weigh with a man of active mind and industrious habits ; for, to ensure success, what amount of labour is not endured in the humbler professions, in the discharge of private duties, and even in the pursuits of commercial business ? They add next, its dangers ; using thus the fear of death as an argument to brave men ! Which, let me ask, do such men deem most intolerable ? to waste and wear away their lives in use- lessness and inaction, or to pay to their country a debt which some time or other must be rendered to nature ? Again, they think they may safely be eloquent upon the hard measure often dealt out to the most illus- trious men, and the injuries they often receive from their ungrateful fellow-citizens ; and they quote freely the numerous examples of this in Greek history and in our own, and my own case among the rest, to which they refer w r ith somewhat more affection to- wards myself and acrimony towards others, because they are pleased to attribute their own and the country's present peace and quietness to my counsels and conduct. As far as I myself am concerned, what happened brought me more honour than labour, more 92 THE PRINCIPLES OF GOVERNMENT. [Cicero's glory than anxiety ; and I felt more pleasure in the sympathy of the good than pain at the exultation of the wicked. But had it been otherwise, I should not have complained, since I had made up my mind to the worst return from the faction, which I put down with so much benefit to my country. I knew to what I was exposing myself, and what sacrifices of personal ease I was making ; for though my own enjoyments from a life of tranquillity and retirement were greater than those of most men, in consequence of the ever- varying delights of literature, in the midst of which I had lived from my youth upwards, and though my own share of any public calamity would have been no greater than that of any of my neighbours, yet I did not hesitate a moment to stem the torrent of those evil times, and to meet the storm, for my country's sake, and at the risk of my own life to pro- cure the safety of others. For I do not hold our relation to our country, which, like a parent, has given us life and brought us up, to be this, that she is to expect no aid and sustenance from us in return, but only serve to minister to our necessities, to pro- vide us with the conveniences and comforts of life, and to afford us a sure refuge and a quiet home; I hold, on the contrary, that she has a strict and irre- fragable claim that we should devote to her service all our best energies, our thoughts, our talents and our counsels, and postpone our private interests to the duties and sacrifices she may demand of us. Another excuse w^hich they make to themselves, as Treatise.] DUTIES OF PUBLIC MEN. 93 justifying their devotion to a life of mere indulgence, is the annoyance of being mixed up in public life with men of low aims and indifferent characters, and the danger also of such union in times of public excite- ment. They say that it is not the act of a wise man to assume the reins of government with a knowledge that he may very possibly be unable to curb the un- reasonable and impetuous impulses of the multitude ; and they ask, whether a man of cultivated mind and manners is to descend into the arena of contest with the unprincipled and the reckless, and encounter mis- representations and injustice which a prudent man ought not voluntarily to subject himself to. But can there be any stronger motive that ought to weigh with high-minded, virtuous, and brave men, than the determination not to see their country and themselves at the feet of men without principle ? For by leaving the course open and unobstructed to these alone, the time would come when the well-disposed, however they might desire it, would find themselves powerless to prevent the most serious evils. They say, indeed, that when the necessity arises, there is time enough to act. But how, for instance, could I, at the period of my consulship, have acted with effect, had I not gone through all the other offices of the state in regular succession? If you wish to do your country service in a time of danger, the danger must find you in possession of a vantage ground that will enable you to render that service. Neither can I understand the doctrine of men of a 94 THE PRINCIPLES OF GOVERNMENT. [Cicero's certain school, who avow, in quiet times, that they have never given themselves the trouble to learn, neither do they care to know anything of govern- ment and of public affairs, but say that they will be ready to take the helm when the storm arises. They allow that they have no special aptitude or knowledge for the work, and that such belongs to men trained and educated in it. How, then, does it become them to volunteer themselves in times of danger, while they admit that even when things are going smoothly, they are unequal to the easy task? Indeed, if it were true, that a wise man ought not to court the trouble of public duties, but at the same time that he ought not to decline them when the necessity arose for his interference, it would, in my opinion, even in that case, be unwise for any man likely so to be called upon, to neglect preparing himself with the knowledge and experience which he may any day have occasion to put to the proof. Chapter 7. I have said thus much, because in what follows I am about to treat of a republic, or commonwealth,* which would be of little avail if I had not first endeavoured to remove the hesitation which some have to embark in public affairs at all. * It is almost unnecessary to say that the word Republic, in its modern sense, conveys a very different idea from that intended by the two words " res publica" (from which it is borrowed), in ancient times. In its modern acceptation it scarcely ever implies anything but a demo- cratic republic. Cicero defines it in this treatise (Ch. 25), as "res populi," that is, " the political arrangement which has in view the best interests of all classes and the entire body of the people." The Greeks Treatise.] DUTIES OF PUBLIC MEN. 95 If there are any whom I may have failed to con- vince, I must beg them to listen to those great men, who, like Aristotle and others, though not taking any active part in public matters themselves, yet did in a measure discharge a useful public duty, by their investigations and writings on politics, and to whose authority even the most learned defer with respect. Those seven, indeed, whom the Greeks distinguished above all their countrymen by the name of Wise, were, nearly without exception, men versed practically in political life. And it may be with truth asserted, that in no sphere of action do human powers so nearly approach the divine, as in laying the foundations, or contributing to the stability and welfare, of civil society. Some who in former times have written on the subject of political government, have themselves had no experience in it; others, though distinguished in active life, have had little skill in literature. The part I have taken in public affairs, during my con- sulship and on previous occasions, and my early- formed literary habits, give me some qualifications for treating of this subject ; nevertheless, what I am about to say lays no claim to the merit of novelty, but is little more than an exposition of the opinions had no similar word ; the word IIoXtTeia, " Polity," standing as the general term for all governments, which were qualified by the epithets or descriptions appropriate to each, as " Aristocratic," " Oligarchical," " Democratic," or " Mixed," &c. ; the latter being, as we have seen, universally held the best, and corresponding to what Cicero calls a <*res publica" or "res populi." 96 THE PRINCIPLES OF GOVERNMENT. [Cicero's of some of the most illustrious men of the best age of our political history. Chapters 9 to 17. The different characters of the Dialogue are then introduced, as has been before adverted to, and are represented as meeting during a period of repose from the turmoils of public life, in the gardens of the great general and statesman of the age, P. Cornelius Scipio Africanus. The con- versation first turns upon a natural phenomenon which had lately excited attention, two disks of the sun having been visible at the same time ; and while a regret is expressed at the very limited knowledge of natural science then possessed by those who had made it their study, and the consequent imperfection of their attempts to account for the great phenomena of nature, the utility of mastering such knowledge as existed on the subject is shown by various examples which occurred to men engaged in public life. After an effort at explaining the unusual appear- ance, so as to bring it within the then existing theory of the laws of motion of the celestial bodies, it is observed : How all human things sink in comparison when the mind has been habituated to the contemplation of the works of Providence ; how transitory everything here appears to one who dwells upon the eternal ; how human glory fades before the thought of the small part of the universe filled by the earth itself, and how still smaller in comparison is that portion of it which we inhabit How much happier he who sets little store by this world's goods, seeing how small a fragment of them he can really enjoy, and how slight is that enjoyment ; how uncertain also his hold upon them, and how often they fall to the lot of the very worst of men; how much wiser, then, to moderate the desires for all these things, and to be content with what is necessary for daily life ; and to value power and authority, not by the honour and fame it is wont to bring with it, but as opportunities of rendering Treatise.] ON THE BEST FORM OF GOVERNMENT. 97 public service and discharging a public duty. Such a man, having within himself all the best resources for the employment of his time, may say, with some of the best and wisest of our predecessors, that he is never more busy than when he has the full command of leisure, and is never less alone than when alone. Chapters 19 to 22. Laalius then reminds his friends "that there are other subjects of a nearer interest than that of the cause of the appearance of two suns in the sky at the same moment namely, the sources of those factions in the state which by their divisions and con- tests were then almost making two senates and two people out of their formerly united commonwealth. . . . . These natural phenomena are beyond our power, and we know very little about them. But to reunite the senate and the people is a matter within our reach, and if we can affect it, will greatly con- tribute to the general welfare To succeed in this, it is necessary to have studied and to be well acquainted with the principles of government ; and to the knowledge of these principles must be added wisdom and firmness in applying them. Let us there- fore apply this present leisure to good purpose, and endeavour to induce Scipio to expound to us what he thinks the best form of government, from which we may learn how to establish such among ourselves, and to find our way out of the difficulties that now surround us. . . . . Nor can there be any one better qualified than Scipio for such a discussion, not only on account of his great experience and conspicuous position in the H 98 THE PRINCIPLES OF GOVERNMENT. [Cicero's state, but because lie has often investigated the subject in former days with Polybius and another learned Greek, whose opinions were, that by far the best form of government was that which our ancestors bequeathed to us, and which was then in vigour." * Scipio acknowledges that it is a subject to which he has given great attention, and assents to their request. "For," he says, "when I see the common artizan bending the whole force of his mind upon his calling, in order to attain excellence in it, it would have little become me to show a less diligence in gaining an accurate acquaintance with the duties to which I had been brought up, and which had been as it were left me as a legacy by those who preceded me, namely, the duties belonging to the administration of public affairs. I am, indeed, not quite satisfied with what the most learned of the Greeks have left to us on this subject ; nor yet am I quite sure that I can point out anything better. I pray you therefore consider me, in what I am about to say, as still willing to learn ; as one who was carefully instructed by my father in all the elements of a liberal education, and fired with a desire of knowledge from my youth upwards, but as nevertheless owing more to domestic precepts and domestic training than to anything I have got from books." .... Chapter 25 to 29. To proceed, therefore : a commonwealth is a political arrangement which has * See the Extracts from Polybius on the Roman Constitution, p. 78. Treatise.] ON THE BEST FORM OF GOVERNMENT. 99 in view the welfare of all classes of the community, or, in other words, the whole people. By the word people, I mean not any mere congregation of numbers, but an assemblage of the whole body of the inhabitants submitting to the same laws, and united with a view to the common good. The original cause of their so coming together is not a sense of weakness and the desire of mutual succour, so much as a love of society, which is natural to man After thus uniting themselves, they next choose a favourable, that is, a defensible, place for their abode ; they then strengthen it by their manual labour, and call this collection of habitations a stronghold or a town, furnish it with temples, and provide it with places of meeting and of public resort. To provide for their security and permanence, they adopt a mode of government which conforms to that of their origin ; either one man alone being placed at their head, or a certain few chosen from the rest, or a government is constructed formed from the mass of the people. The first is called a simple monarchy ; the second an aristocracy ; and the third a popular government, or one in which the chief power resides in numbers. Either of these is tolerable, and one may under particular circumstances be preferable to the other, provided all promote the common good, and there- fore fulfil the original object which united men to- gether in society; but I consider neither of those forms perfect, or worthy of being called the best. An absolute monarch may be wise and just ; so also H 2 100 THE PRINCIPLES OF GOVERNMENT. [Cicero's may be the government of a few ; and even that of mere numbers, though the least desirable of the three, may possibly be stable and firm, and be neither allured by cupidity nor hurried away by passion. But in an absolute monarchy, the subjects are un- justly deprived of their common rights, and of the power of deliberating for the common good ; under the domination of an aristocracy, the many have little security for their .liberties, since they are not con- sulted and have little power; and, lastly, where all power is in the hands of the many, though they may use their power justly or with moderation, yet the very equality is unequal and unjust, since it admits of no gradations of rank and dignity. Accordingly, I should not like to have lived even under that most just of monarchs, Cyrus, inasmuch as the government and the common welfare depended solely on his will. Neither is the government of our friends, the aristo- cracy of Marseilles, to be approved of,* for under such a constitution there is too great a resemblance to a state of servitude, in the relation of the lower classes to the upper. Nor can we commend the Athenians for destroying the council of the Areo- pagus, and carrying on the government solely by popular decrees, for in so doing they abolished all ranks and dignities 1 , and deprived the state of its best ornaments. And these objections which I have * Aristotle refers to the government of Marseilles, in Book v, ch. 17, of the " Politics." Treatise.] ON THE BEST FORM OF GOVERNMENT. 101 stated, apply to such governments even in their best state, before corruption has taken hold of them and produced the confusion which follows from it. But all these simple forms have, in addition to the objec- tions just adverted to, other faults, or rather, per- nicious vices, into which they are prone to fall. For an amiable monarch like Cyras, whose government may be light and easy, may be converted by some fickleness of mind into such a tyrant as Phalaris ; since the unrestrained power of one man slides by a very gentle and imperceptible transition into a tyranny such as his. Again, the aristocratic power wielded by the few at Marseilles is not far removed from the mode of administration adopted at Athens by the faction of the Thirty Tyrants. And at Athens, the unrestricted power of the people soon degenerated into the rage and license of the mob But these simple forms are seldom lasting, " giving place in turn, the one to the other, as cir- cumstances and occasions may favour their growth and predominance. And strange, indeed, are the courses of revolution in these governments, and various the orbits, as it were, in which they move. It is the statesman's business to be acquainted with these changes and their causes, and to prognosticate their approach. And if he takes his measures ac- cordingly, and succeeds in keeping the direction of them in his own hands, he displays one of the greatest efforts of human wisdom." 102 THE PRINCIPLES OF GOVERNMENT. [Cicero's Such being the imperfections of these simple forms, and their liability to constant change, " there remains that last species of government which is the best of all, namely, that which is moderated in its action and steadied in its course by the due admixture of all the three simple forms of monarchy, aristocracy, and popular power." . . Chapters 31, 32. Liberty can have no certain dwelling in any state except where the laws are equal, and the power of public opinion supreme Where the whole community is in possession of their just rights, a condition of society exists than which nothing can be happier, greater, or more free. This alone can with propriety be called a commonwealth, when the interests of the whole people are connected, and the government is conducted with the sole view of promoting the common good. Accordingly, the domination of an absolute monarch or of an aristocracy gives place at last to that ; while, on the contrary, a free people are never found to make a voluntary surrender of their rights to either of the former. Nor should a state of freedom be feared on account of the evils that arise from its excesses, when an unbridled democracy may happen to get the upper hand. If the whole body of the community act together, and have no other object in view but the common welfare and the preservation of their common liberties, no such excesses can arise, nor can the firm and equable action of such a government be easily impeded or disturbed. Concord and harmony naturally prevail Treatise.] ON THE BEST FORM OF GOVERNMENT. 103 under that state of things, inasmuch as everything works together so as to promote the interests of all ; whereas where interests clash, and what seems de- sirable for one portion of the community is injurious to another, the result can be no other than ill-feeling and discord. Thus, under the ancient aristocracies, which legislated for their own narrow interests alone, the position of the government was never stable. Still less was it so under the absolute monarchies to which, as Ennius said, their subjects were never bound by the ties of honourable and conscientious allegiance. Law is the bond of civil society, and equality in the eye of the law the right of every citizen. You do not choose to attempt to equalize wealth, and it is equally impossible to equalize the talents and genius of mankind ; the laws, however, you can make just and equal for all those who live under them. . . . Chapters 33, 34. A free people will exercise its choice in regard to those to whose government it will entrust itself; on the discretion it shows in exercising that choice, its very safety depends ; it will choose, if it is wise, the very best men it can find ; for the united counsels of such are often not less than are essential to the public welfare. Nature herself points out that it must be so, by fitting for command those gifted with superior intellectual and moral powers, and by disposing the weaker to obedience. But this ex- cellent and natural state of things is very apt to be overthrown, when the opinions of the unenlightened ind the bad obtain the ascendancy. Such men have 104 THE PRINCIPLES OF GOVERNMENT. [Cicero's nothing in their own minds which enables them to judge of those high qualities in others. Accordingly the more wealthy, who in the earlier stages of society were also the noble, were, if they resorted to corruption, selected for the offices of government. And to such a mode of government they persisted in giving the name of aristocracy, or the rule of the best men, although it little deserved the appellation, inasmuch as, by the error of the people, mere wealth was placed at the head of the affairs, and not virtue and ability. Indeed, wealth, titles, and power are sources of disgrace rather than of honour, and the parents of pride and insolence, when their possessors dispense with the lessons of wisdom, throw off the habit of self-command, and use no measure or consideration in their mode of governing others. There can scarcely be a more repulsive state of society than that in which wealth alone is considered the standard of excellence. But when men of virtue govern the state ; when he who commands others is himself enslaved by no base desires ; when he is an example of that cultivation and refinement to which he would lead and train his fellow citizens ; when he imposes no laws on others which he does not himself obey, and exhibits in his own life a rule and pattern for his countrymen ; when such men govern a country, what can more conduce to its honour and renown? If one such man could embrace all the functions of government, there would be no need of others ; and if all men could see what would be the best course to Treatise.] ON THE BEST FORM OF GOVERNMENT. 105 take in political affairs, and unite in taking it, no one would feel the want of men chosen for the special purpose of advising : but the difficulty of coming to right conclusions on important subjects has from time to time caused the transference of authority from one man invested with large powers to a council or as- sembly ; while, on the other hand, the mistakes and the rashness of popular governments have occasioned the concentration in a few hands of power that had for a time been exercised by the people at large. Between these extremes, between the infirmity of one individual and the rashness of many, an aristocracy holds a middle place. Its characteristic, when in its best state, is moderation ; and when a government of this kind presides over public affairs, the people at large are happy and free from anxiety ; those who are entrusted with their interests devote themselves to the task, and take care that the people never have cause to complain that they are neglected. Under this system of government, honours and dignities, of different degrees of estimation and value, must neces- sarily exist, as they do, indeed, even under those governments where the popular power is most unre- strained and absolute ; for even among these there is a great ambition for places of dignity, and a great competition among candidates for them ; for the rigid equality which some free countries favour in theory cannot be preserved, or, if it is, it produces the greatest injustice. According to that theory, the highest are confounded with the lowest and most abandoned, and 106 THE PRINCIPLES OF GOVERNMENT. [Cicero's such there will be under every government; and the pretended equity becomes most unfair and unequal. Nothing of this kind can happen under the moderate aristocracy which has been above adverted to. ... Chapter 35. . . . You are right in asking which of these three forms I most approve of, for I entirely approve of neither of them, when by itself and separated from the others, but greatly prefer, and consider better than either, a form of government that is composed as it were by the fusion and combi- nation of all the three. Chapters 36 to 39. . . . By the common consent of the world, political society took its origin under the kingly form of government. It was so with the people of Rome. But after a time, they conceived a hatred for the very name of a king, in consequence of the haughty tyranny of Tarquinius; they drove him into banishment, and, in the exulta- tion of their newly-awakened energies, rushed at once into unbridled license. Under this excitement they banished many innocent men, and confiscated their property; they appointed the consuls for one year only; they claimed the marks of honour hitherto given to their kings ; they caused all public questions to be submitted to their judgment ; they broke out into rebellion, and finally engrossed all the powers of the state This continued as long as peace and tranquillity lasted, but amidst war and dangers they submitted implicitly to their magistrates, since they regarded their safety more than the satisfaction Treatise.] CORRUPT FORMS OF GOVERNMENT. 107 of their passions. Indeed, when perils were immi- nent, they have been wont to place the whole power of the state in the hands of a single individual, whom they named a dictator ; sufficiently indicating by the very name the absolute nature of his authority Chapters 41 to 44. Our ancestors had a great reverence for the kingly power ; they were accus- tomed to call their kings, not their lords and masters, but the guardians of their country, and they regarded them as the source of power and even of their political existence ; and that disposition would have remained in the people if kings had ruled justly. The tyranny of Tarquinius gave a death-blow to that constitution among ourselves And, indeed, in every political society in its early stage, the change from this mode of government to another is inevitable. An unjust king arises, and is put down ; another suc- ceeds, worse than he, and becomes a tyrant, and he in turn is generally mastered by the upper classes. These unite and form the second species of govern- ment which has been mentioned, namely, an aristo- cracy, which partakes somewhat of the kingly power ; for such or somewhat similar are the qualities of an aristocratic assembly that directs its measures with a view to the general good. If it is the popular power that rises and overthrows a tyranny in that case, the use they will make of their victory, the stability of the government they will set up, the moderation they will show in the midst of their triumph, will depend on the progress they have made in wisdom 108 THE PRINCIPLES OF GOVERNMENT. [Cicero's and discretion. But if the popular violence declares itself against a king who has given no good ground of offence ; or if, as more frequently happens, it attacks aristocratic power, commits excesses, sheds blood, and prostrates every power of the state before its cupidity and passions, you may as well undertake to quell a raging sea, or to extinguish a vast conflagration, as to restrain such a multitude, insolent with success, and heedless of all control. Then that state of things arises which has been so admirably described by Plato in his book on a republic. u For when," he says, " a city has fallen under the hands of demagogues, then the people, athirst for more and more liberty, become intoxicated with its immoderate draughts, demanding it from servile ministers, and insisting upon having it, not tempered, but unmixed and pure. Then they turn upon their magistrates, and if they do not find them yielding and subservient, and ready to submit to all their demands, they accuse and punish them as oligarchs and tyrants. Those who obey the magis- trates they abuse and despise ; on the other hand, the men who, though invested with power, submit to dictation, or who, though filling only a private sta- tion, assume the attributes of power, they extol with praises and overwhelm with flattery. Such a city, in- deed, will have its fill of liberty, which will penetrate into every family, and end in establishing anarchy throughout the whole range of domestic life. For it will grow into a habit to place the father on a level with the son, which will breed between them Treatise.] THE GENERAL COURSE OF REVOLUTION. 109 mutual suspicion and fear. There will be neither respect nor reverence for parents, lest, forsooth, it interfere with one's liberty.* You will be taught that your neighbour is not more to you than a stranger, and that the latter is to be considered on an equal footing with the former. In such a state of society, the teacher fears and flatters his scholars, and the scholars despise their pastors and masters. The young put themselves upon an equality with the old, contend with them in argument, and ape their actions ; the advanced in years descend to the level of the young, imitate their doings, and take the lead from them in manners and conversation, lest they should lose their favour and appear despotic. Servants and masters, wives and husbands, are upon the same degree of equality ; and, as the proverb says of wild horses and other ungovernable animals, you must get out of their way unless you wish to be run over. In all the other relations of life the same unlimited liberty prevails ; and the result of it all is, that such a people are first indignant at the slightest species of control, and then end by throwing off respect for the authority of all law, written or un- written, lest it should be thought that they have in * Qlov, eV> irartpa fju^v tdi^eadai TraiSi 8/moiov ytyvetrdcu Kal 0o/3e?0"#cu TOI>S vlels, vibv de irarpi, Kal ^77 re alff-xyveadaa /XT; re deddvcu TOI)S yovtas, Iva 8ri \evdtpos 17 .... Kal 6'Xws ol Kal 5ta,LuXXcDi>Tcu Kal iv \6yois Kal iv t'/ryots. IIoXtTeta H. Edit. Bekker. Lond. 1825, p. 442. A similar passage in Plato's Book on " Laws " traces the decline of morals in his time from disobedience to parents, and want of reverence to superiors, to the abandonment of all respect for law, honour, or religion ..... v5/j.uv ^reiv ^ v-rrriKoovs eiva.i, . . . 6pKwv, Ka Kal rb irapairav Qewv. Nj/iot, Lib. iii, ch. 1G. Lipsix, 1814. 110 THE PRINCIPLES OF GOVERNMENT. [Cicero's any way a master. . . . From this license, tyranny springs as certainly as a tree from its root. As an oligarchy perishes from the possession of too great and unlimited power, so a too free people are reduced to slavery by the very excess of liberty. In reality, excess hi anything is wont to lead to its contrary ; as we see in the seasons, in the premature growth of plants, in the conditions of health in the human body. It is not less so in matters of government, for excess of liberty is accustomed to give place to nothing else than to excessive slavery, whether in the case of an individual or a state ; from no other institution, there- fore, than a democracy, is tyranny more likely to spring; and the more licentious the preceding state of freedom, the more complete and severe will be the servitude. They usually choose some active agitator who has distinguished himself by his attacks on the wealthy, and, placing him at their head, support him in power until he acquires real influence. This he effects in the common way, by surrounding himself with guards, as if for the protection of his person. At length he plays the tyrant over the very men who set him up. The change may be for good, as often happens when a good ruler puts down a tyrannical faction. But it may be the contrary. Thus, under these simple forms of government, the state is liable to be bandied about, as a ball, from one to the other, and to find stability and repose in none of them." * * I have translated this passage from the original, instead of from Cicero's version of it. Treatise.] MIXED GOVERNMENT THE BEST. Ill Chapters 45 to 47. Of the three first and simple forms of government, the monarchical is in my judg- ment the best That is, in the words of Plato, the monarchical denned and strengthened by good laws. But this species of monarchy is itself excelled by the government which is tempered and balanced by the due admixture of the three best forms above described.* For it is desirable that there should be in the state some element that is pre-eminent and regal ; f another that has been won by, and is willingly yielded to, the weight and dignity of the aristocracy;^ a third consisting of matters reserved for the judg- ment and the will of the people at large. This constitution has in its favour, first, a certain great and conspicuous principle of equity, which free men will not long consent to be without; next, firmness and stability, which distinguishes it from those first- mentioned simple forms that run so readily into their contraries, a monarchy becoming a tyranny, an aris- tocracy a faction, a democracy mob-government and confusion; each vicious excess often giving birth to some new form of tyranny. These changes cannot happen where the framework of government consists * Regio autem ipsi prasstabit id quod erit aequatum et temperatum ex tribus optimis rerum publicarum modis. f Quiddam prcestans et regale. j Aliud auctoritate principum partum ac tributum. " Haec constitutio primum habet aequabilitatem quandam raagnam," not " equality," but "equity," "consistency with itself and with the order of nature." 112 THE PRINCIPLES OF GOVERNMENT. [Cicero's of the discreet union of the several powers, as above defined, unless through some great errors and vices of the leading classes of society. For no legitimate cause of change exists when each man stands firmly on his own ground, and no pitfall is near into which he could be precipitated.* .... "It is my fixed and firm opinion," adds Scipio, " that no form of government was ever comparable, either in its limitations or its discipline, to the one which our fathers received from their predecessors and transmitted to us. Although, as you rightly say, it has been altered by the late seditions,! I will, nevertheless, expound to you its principles, and exhibit to you, since you desire to hear my views upon it, its many excellences." The remaining part of this Book has not been recovered. BOOK II. Chapter 1. Seeing then the minds of all his audience fixed in earnest attention, Scipio thus proceeded : " The opinions I am about to express are those of * The often-quoted opinion of Tacitus, " that the mixed form of government is easier praised than discovered, or, if brought into action, would probably not be durable" (" delecta ex his et consociata Keipublica? forma, laudari facilius quam evenire, vel, si evenit, haud diuturna esse potest." Tac. Ann., Lib. iv, 33), must be considered in reference to the context, which is a lamentation over the degrada- tion of the public manners, and the consequent extinction of Roman freedom. " Nobis .... inglorius labor .... Nos saeva jussa, con- tinuas accusationes, fallaces amicitias, perniciem innocentium, et easdem exitu causas conjungimus ; obvia rerum similitudine, et satietate." The great cause of the ruin of freedom, pointed out by Cicero in the passage in the text the corruption of the upper classes (magna principum vitia) had been fully realized in the time of Tacitus. f Laelius, " etsi ne nunc quidem." Treatise.] MIXED GOVERNMENT THE BEST. 113 the venerable Cato, to whom, as you know, I was attached by the strictest bonds of friendship, whose character won my greatest admiration, and to whose society the advice of both my parents and my own good-will led me to dedicate myself from my youth upwards. Of such intercourse it was impossible to tire, so great had been his experience of public affairs, which he had conducted for many years with the greatest success both in peace and war, so great was his moderation in speaking of his own actions, and so well did he know how to mingle pleasantry with dignity. His conversation was, as it were, a picture of his life ; and, withal, he was not more willing to teach than ever desirous to learn. On the subject of our constitution he was accustomed to say that there was one especial reason why it was superior to all others. In nearly all other countries it had been some particular individual who had framed the gov- ernment on the model of laws and institutions drawn up by himself. Thus the Cretans received their laws from Minos, the Lacedaemonians from Lycurgus ; and the Constitution of Athens, which has undergone so many changes, was first framed by Theseus, then modified by Draco, next by Solon, next by Cleis- thenes, and after him by several others ; finally, the well-nigh lifeless and prostrate body politic has been taken in hand and supported by Demetrius, a pro- fessor. Our constitution, on the other hand, is not the result of one man's genius, but of many ; neither did it come into existence in one man's life, but has I 114 THE PRINCIPLES OF GOVERNMENT. [Cicero's been built up in the course of centuries, and by the efforts of many generations.* He used to remark, that no individual genius ever did, or probably ever would exist, who, in framing a form of government, could provide for every contingency. He thought that not even the collective ability of a whole people, at any one particular period, was equal to the task of foreseeing all that ought to be comprehended in their scheme ; a result only to be expected from time and experience. Wherefore we must go back, as was his wont, to the origin of our political state ; and if I show you our constitution in its commencement, in its progress, and in its firm and vigorous maturity, I shall better expound its principles, than by exhibit- ing it in comparison with any imaginary standard, such as Plato's version of an ideal republic." f An eloquent and interesting sketch follows from Chapter 2 to Chapter 22 of the origin of the city of Rome, its favourable position for commerce and defence, the commencement of its elective senate, its religious institutions, its penal system, the early struggles between the aristocratic and popular power, their difficulties in adjusting the balance of authority between them- selves and the executive, and the encouragements given to agri- culture and the arts of peace, as well as to those of war. An outline is then given of the character of the successive kings, and of the steps made towards perfecting the constitution, and providing for the public health and recreation. In particular, that change in the mode of voting in the elections for the * The editor, Signer Maio, ndds in a note to this passage, " The English political writers speak of their constitution in almost these very words" (sic fere Britanni politic! de sua republica loquuntur). f This imaginary scheme of civil polity he afterwards (Ch. 11) de- signates as " having nothing akin to real life, and abhorrent to men's habits and morals." Its doctrines have nevertheless been revived, as the foundation of modern Communism. Treatise.] MIXED GOVERNMENT THE BEST. 115 senate is remarked, by which the influence of property was increased, in comparison with that of mere numbers, " and care was taken, as always must be in a free government, that mere numbers should not have a preponderating power" (curavitque, quod semper in republica tenendum est, ne plurimum valeant plurimi). (Chapter 22.) " By voting, not individually, but by classes and centuries," the invidiousness of exclusion was avoi- ded, and at the same time, also, the danger of the predominance of mere numbers. The names, too, of the different classes were significant of their social position ; as, for instance, those who contributed the smallest amount of taxes were called "pro- letarians," as giving little more to the state than the increase of population in their own offspring. Also of the whole ninety- six "centuries" a greater number were combined to make up one vote than the whole first class consisted of. Accordingly, every one had a right to vote, but the preponderating influence was preserved to those who had the greatest interest in main- taining the country in its best and highest condition." (Chap- ter 22.) .... Chapter 23. " This three-fold combina- tion of powers above described is common to us and to other governments. But what we have attained to, as our peculiar distinction, is, the manner in which these several powers are tempered and brought to act in harmony. This was not so in Carthage or in Sparta,, where the regal power had too great a preponderance. Such a government is ever liable to change, as de- pending too much on the vices or virtues of an indi- vidual. Yet perhaps the regal form is better than either of the other simple ones, as long, at least, as it preserves in purity its own theory, which is, the embodiment of justice and wisdom in one head of the state, and the good treatment, the safety, and the tranquillity of the governed. But to a people * Proletaries nominavit; ut et iis quasi proles, id est, quasi progenies ciritatis expectari rideretur. (Ch. 22.) I 2 116 THE PRINCIPLES OF GOVERNMENT. [Cicero'i under a government of this kind, many things are want- ing, and in the first place, liberty ; for this consists, not in our having a just master, but in our having none." Chapter 24. Instances are then given of this mode of govern- ment and its results, generally ending in " Tyranny," a brief and very dark picture of which is given, and which is described as incompatible with the smallest amount of liberty (Chapter 27). From this point the manuscript becomes so fragmentary that the thread of the argument is entirely broken. From what remains, however, it appears that it relates to the various laws passed from time to time, which contributed, each within its own sphere, to make up the whole fabric of the Roman Consti- tution and social state. It attained perfection, according to the opinion attributed to Scipio, when Chapters 32 to 34. "The senate possessed the principal weight in the government. Though the people were free, their direct action was less than that of the senate, who, supported by law and custom and by their own weight and dignity, had the chief share in the administration of public affairs. The consuls, indeed, held their office for one year only, but their power was in fact regal. The votes of the assemblies of the people were of no avail unless ratified by the senate ; an arrangement which preserved the authority of the latter, and which they defended with great de- termination. Only ten years elapsed from the first creation of consuls, when, in a period of difficulty, a dictator was appointed, with apparently uncontrolled regal power. Yet all the branches of administration continued to be carried on with undiminished authority, by the leading persons in the state, the popular power being for the time suspended ; and great and noble actions were in those days performed by men of the Treatise.] MIXED GOVERNMENT THE BEST. 117 highest distinction, invested with great commands, both in peace and war. "A few years only passed on, and the people, as was natural after the attainment of their first liberties, gained a little more power ; more perhaps than the occasion required ; but it is the nature of public affairs often to bear down reason. Remember, however, what I said in the beginning of this discourse that unless there is an equitable adjustment in a state, of rights, offices, and functions, so that the executive may have sufficient power, the senate sufficient authority, and the people sufficient liberty, the frame of govern- ment cannot remain stable and free from violent change. This consideration was overlooked in the early days of our constitution, and led to popular out- breaks, as it had before in Sparta and in Crete, and to the diminution of the power and authority of the senate. Nevertheless, in spite of these circumstances, the senate sustained itself in great power and dignity, supplying as it did to all the offices of administration men of great wisdom, great bravery, and consummate prudence. They continued, therefore, to stand very high in the public estimation, not only on account of their honour and renown, but of their private virtues, their self-command, their comparative strictness of life, and their liberal and generous expenditure. Their public virtues were invested with a greater grace because in their private conduct they exerted themselves with the greatest diligence to aid, to counsel, and to defend their fellow-citizens." 118 THE PRINCIPLES OF GOVERNMENT. [MilL The progress of decline in the Roman institutions is then touched upon ; but so much of this and the remaining part of the work is lost, that no good purpose would be answered by pursuing it further. Enough, however, has been given to show that the object of Cicero in this Treatise was, to warn his countrymen against the corruption which was visibly in progress in his day, and to remind them that their liberties could only be maintained by adhering to the principles of public conduct and private virtue that had distinguished their forefathers. " Tamen de posteris nostris et de ilia immortalitate rei publicse sollicitor; quse poterat esse perpetua, si patriis viveretur institutis et moribus." Book iii, fragment of Chapter 28. [The following remarks of John Stuart Mill on the peculiar value in the present age of such thoughts and reasonings as have occupied the preceding pages, may be not unacceptable in this place : " De Tocqueville was right in the great importance he attached to the study of Greek and Roman literature ; not as being without faults, but as having the contrary faults to those of our own day. Not only do these literatures furnish examples of high finish and perfection of workmanship, to correct the slovenly habit of modern hasty writing, but they exhibit, in the military and agricultural commonwealths of antiquity, precisely that order of virtues in which a commercial society is apt to be deficient ; and they altogether show human nature on a grander scale ; with less benevolence but more patriotism ; less senti- ment but more self-control ; if a lower average of virtue, more striking individual examples of it ; fewer small goodnesses but more greatness, and appreciation of greatness ; more which tends to exalt the imagination and inspire high conceptions of the capabilities of human nature. If, as every one may see, the want of affinity of these studies to the modern mind is gradually lowering them in popular estimation, this is but a confirmation of the need of them, and renders it more incumbent upon those who have the power, to do their utmost towards preventing their decline."] (Mill's Dissertations, Vol. ii, pp. 68, 69.) 119 PART II. INTRODUCTION. [DURING the many centuries of the decay of the Roman Empire and the almost entire extinction of liberty, no opportunities were afforded for the philo- sophical discussion of the principles of government. When freedom had again revived in the Italian republics, and while these, after periods of prospe- rity, were running the same career as their prede- cessors in ancient times of disturbances, convulsions, extreme counsels, ambition, war, exhaustion, and finally loss of liberty and subjection to military power the study of the principles of politics attracted a few leading minds,* among whom were Dante (1265 1321) and Petrarch (13041374), but neither treated the subject fully. In his Dissertation on Monarchy, Dante, from his experience of the troubled times in. which he lived, was led to the conclusion that the peace of the world and the elevation and happiness of society could only be secured under a monarchy. He says, that " he reads in the history of the Past, * Blakey's History of Political Literature from the Earliest Timet. London, 1855. Vol. i, p. 472. 120 THE PRINCIPLES OF GOVERNMENT, [ilachiavelli. and it pains him to witness in his own day the storms, the injuries, and the destructions which the many- headed factions that alternately bore sway had in- flicted upon his country." Petrarch's great aspiration was to re-establish the seat of the Western Empire in Home, as a refuge from civil strife. In his three political "Canzoni" (the 3rd, 6th, and 16th), and especially in the one addressed to Rienzi, he mourns over his country, exhausted by long civil feuds, and endeavours to rouse his fellow-countrymen against the foreigner ; a desire only fulfilled after five more centuries of oppression. It was not until the early part of the 16th century that the systematic study of politics revived for the first time since Cicero's Treatise.] MACHIAYELLI. (14691527.) The conspicuous place occupied among his contem- poraries by the statesman and historian, Machiavelli, qualified him for the task he undertook, of interpret- ing the political history of Rome to his countrymen. In the Dedication and in the Preface to his Dis- courses on Livy (written about the year 1513), he mentions his motives in writing them. He refers to his own studies in ancient literature, and to his long conversance with public affairs; to the neglect into Machiarem.] INSTABILITY OF GOVERNMENTS. 121 which the study of the Past had fallen, and the con- sequent want of the political lessons that are largely taught by it. " So little is now generally known of the great examples which the history of their own country affords, and the instruction to he drawn from them, that scarcely a sign remains of the antique virtue which made its former power and fame." In his Discourses,* or commentaries on Roman history, he is ever keeping in view the instability of the governments that had been so long the bane of his own age ; the frequent changes from a tyranny to a democracy, and from a democracy to an aristocracy. He holds up to his countrymen their own picture. He describes the changes that the Roman people had passed through in all the stages of their history, and their causes; and he puts before them the experience, the truths, and the maxims that had been the guides of the statesmen of ancient times. After describing the different kinds of government that of a monarchy, an aristocracy, and a democracy, and the steps by which they are liable to give place the one to the other he says, that the wisest and best form, and that which is most firm and stable, is one in which the powers of the three are blended together. He instances the Constitution of Lycurgus for Sparta, and the government of Rome under the tribunes. " In these, the legislator did not take away all the qualities of the regal power to give it to the aristocracy, * I Discorsi di Nicolo Machiavelli. Parigi, 1825. 122 THE PRINCIPLES OF GOVERNMENT. [MchiaT.UL nor did he diminish the authority of the aristocracy to give it entire to the popular branch ; but the constitu- tion of the state being mixed became perfect." Machiavelli notices how important a part Religion played in forming the character of the Roman people in their best period, and causing their greatness ; how essential prudence and circumspection are in introduc- ing reforms ; how difficult it is for a corrupt people, or for a people accustomed to arbitary power, to preserve liberty when they have gained it ; and that it very seldom occurs that a republic or a monarchy is well founded from the beginning, or reformed on the basis of its old institutions, except by one man, on whose mind and guidance the whole depends ; * but for their maintenance when formed, or reformed, they depend upon the vigilance and ability of the many. These discourses are divided into three books ; the first relates to the principles followed by the Roman people in their internal affairs ; the second to the course they pursued in the augmentation of their empire ; the third to miscellaneous subjects of peace and war, and the proper policy and conduct of public men in various contingencies. His conclusions, drawn from the assumed identity of the circumstances of the ancient and modern Italian republics, may not be always trustworthy, and his advice to his countrymen is often tinged with the lax political morality which * Montesquieu makes the same remark : "In the infancy of states, it is the great men who form the institutions ; afterwards, it it the institutions that form the great men." Bodin.] TREATISE ON A REPUBLIC. 123 was the vice of the age. But, in the judgment of Hallam, the discourses "contain more sound and deep thinking on the spirit of small republics than could be found in any preceding writer that has descended to us ; more probably, in a practical sense, than the * Polities' of Aristotle, though not so comprehensive;" and Hallam considers that " few political treatises can even now be read with more advantage." f BODIN. (15301596.) Towards the close of the same century was pub- lished Bodin's remarkable Treatise on a Republic; the first edition in French, in 1576, the second in Latin, with many additions, in 1586. Hallam has given an analysis of it in his History of Literature,! and agrees in the opinion of Dugald Stewart (Disser- tation on the Progress of Philosophy, p. 40), that " no political writer of the period contributed more to facilitate and guide the researches of his successors." His " extraordinary reach of learning and reflection" enabled him to accumulate, in the course of his long work, many just and valuable observations on the first principles of society and government. His book was used by lecturers both in London and Cambridge, and is believed to be the source of the larger views of * Hftllam's History of Literature, Vol i, pp. 398401. Edit. 1843. f Vol. ii, pp. 5169. 124 THE PRINCIPLES OF GOVERNMENT. [Bodin. politics which gathered strength during the eventful 17th century.* The chapters of greatest interest in the present day are those on " The Objects of Political Society," on " The Origin of the Commonwealth," and on " The Rise and Fall of States." He considers the object of political society to be the greatest good of every citizen, which is that of the whole state. His view of the origin of civil society is that, as the family was an association of many persons under one head, so the commonwealth was an association of many families- submitting to one chief; but the latter association was brought about, not, as Aristotle thought, by agreement, but by force. Ambition and covetous- ness having led to wars, men were ready to give up a portion of their natural liberty, to live under the power of one who could protect them. In reviewing the causes of the rise and fall of states, and the changes that occur in the three diffe- rent forms of government, monarchy, aristocracy, and democracy at times natural, gradual, and beneficial ; at times violent and injurious, according as wisdom and foresight, or the contrary, have predominated in the process he speaks strongly against the "vain" attempts that had been made, as by Lycurgus, in his institutions for Sparta, to prodiice and per- petuate a rigid system of political and social equality * Hallam's History of Literature, Vol. ii, p. 51, note. Also, Cam- bridge Characteristics and Studies in the 17th Century, by J. B. Mullin- ger, B.A. Macmillan, 1867, p. 20. Bodin.] RISE AND FALL OF STATES. 125 among the members of the conquering race. Bodin compares the results with what would happen " if a man were to mix barley, wheat, oats, millet, pulse, in one heap together; for, in such case, he would make each individual seed and the whole heap to- gether unprofitable and useless." ' He argues, that as order is suitable and desirable in everything, so is it especially in the state (republica), in which all orders and degrees should be united and connected the one with the other, the highest with the lowest, and the intermediate with the other two the different orders of the nobility with the different ranks of the commonalty. He says that this is the only arrange- ment conformable to nature ; that in the endeavour to establish any other a violence must be done to the laws of nature, and that the arguments by which such deviations from nature's laws are supported " are like spiders' webs, which are, indeed, subtle and beautifully made, and are capable of entangling small flies, but the stronger creatures easily break through them." f Bodin was not exempt from the errors of his own time ; as, among others, that pure monarchy was the best form of government, and that there were cases in which the judge should obey the direction of the sovereign. Nevertheless, in Hallam's opinion, two names alone among the writers on political philo- sophy could be compared with his Aristotle and * Joan. Bodini, De Republica, Libri Sex, Franciro, 1591, p. 553. f Ibid., p. 1086. v-u^ 126 THE PRINCIPLES OF GOVERNMENT. [Bacon. Machiavelli. " Without pretending that Bodin was equal to the former in acuteness and sagacity, we may say that the experience of two thousand years, and the maxims of reason and justice, suggested or corrected by the Gospel and its ministers, by the philosophers of Greece and Rome, and by the civil law, gave him advantages, of which his judgment and industry fully enabled him to avail himself." * Hallam ranks Machi- avelli's Discourses of less value as a study than Bodin's Republic ; and comparing him with Montesquieu, he regards Bodin and Montesquieu, in the province of political theory, as "the most philosophical of those who have read so deeply, the most learned of those have thought so much ;" both in advance of their age ; both just, benevolent, and sensible of the great object of civil society, and both aware that " the basis of the philosophy of man is to be laid in the records of his past existence."! BACON. (15611622.) Turning now our chief attention to the political writers of our own country, it is to be remarked that they had the advantage of possessing as their guide the great body of ancient law and tradition, out of * Hallam's History of Literature, Vol. ii, p. G8. f Ibid., pp. 68, 69. Bacon.] TRUE GREATNESS OF KINGDOMS. 127 which the institutions of their country had arisen, and which was regarded with so much veneration.* Bacon was the first of our leading minds who took a large view of political subjects, and endeavoured to inform public opinion upon them. And although his historical researches, and his reflections on the times- immediately preceding his own and on those in which he lived " times that were rough, and full of muta- tions, and rare accidents" did not give birth in his mind to any formal treatise upon politics, yet his dissertations (in his celebrated Essays, first published in 1597) on " The true Greatness of Kingdoms and Estates," on " Empire," on Nobility," and on Fac- tions," form a body of profound thought on the general principles of human nature and of government. Bacon points out that the elements of the true greatness of kingdoms and estates are to be found in the greatness of the individual men; in the disposi- tion of the people, their welfare and prosperity ; in good government, and wise institutions and laws ; in freedom, and in a martial spirit. The people whose " ordinances, constitutions, and customs " favour the development of those elements, " sow greatness to their posterity and succession." On the other hand, although among counsellors and statesmen " there be found, though rarely, those who can make a small state great, there will be found a great many who are so far from being able to make a * Blakey's Political Literature, Vol. ii, p. 422. 128 THE PRINCIPLES OF GOVERNMENT. [Bacon. small state great, that their gift lieth the other way to bring a great and flourishing state to ruin and decay." On this, Archbishop Whately remarks, in his Anno- tations to his Edition of Bacon (London, 1858, p. 115), that " by extending, as Bacon does, our view over many countries and through several ages, we may distinctly perceive the tendencies in those directions which would have escaped a more confined research." This research, he contends, shows that, although many facts prove that it is the design of the Creator that mankind should advance not only as individuals but -communities, yet, in the moral and political world, wars, civil dissensions, tyrannical government, unwise laws, " operate more or less towards the frustration of this general design, and the retardation, or even reversal, of the course of improvement." The object of the Essays above mentioned is there- fore to point out how the errors are to be avoided which lead to bad government; and in so doing, Bacon takes his examples quite as frequently from Greek and Roman experiences as from those of the Italian republics, of France, of Germany, of the Low Countries, of Spain, and of England. The great mind that gave a new and true direction to the scientific thought of the world, recognised the fact that the foundations of political philosophy were to he sought for in the experience of the free nations of antiquity, and that their experience is of value to all succeeding times. Yet even he acknowledges the difficulty of Bellenden.] TREATISE ON A STATE, ETC. 129 just conclusions, and the need of caution in the effort to arrive at the truth. He says of civil knowledge, that "it is conversant about a subject which is of all others the most immersed in matter and the hard- liest reduced to axiom." BELLENDEN. Bellenden, by birth a Scotchman, became an emi- nent advocate in Paris, where he probably met with Bodin's work, De Republica. In 1615, he pub- lished in Paris his Treatise on a State or Common- wealth. * Having been invested with the honorary title of Master of the Court of Bequests, by James I, he dedicated to Prince Charles the first book of his treatise " On the State of the Ancient World." He tells the prince that he sends him this work "to point out to him the sources of the first lessons of civil wisdom, which, deriving their origin from the early ages of the world, have, like rills, come down to us with perpetual accessions in their progress to the sea of history, that great record of the actions of the human race." Of this book Hallam says, that in it Bellenden seems to have taken a more comprehen- sive view of history, and to have reflected more philo- sophically upon it, than perhaps any one had done * Gulielmi Bellendeni, Libri Tres, Parisiis, 1635. Dr. Parr's Edition was published in London in 1787. 130 THE PRINCIPLES OF GOVERNMENT. [Bellenden. before; and he classes him, in that particular, with Vico and Montesquieu.* The second and third books are dedicated to Prince Henry. In the second, Bellenden treats of the duties of a prince, and of the art of government ; in the third, he holds up the high examples of the Roman Senate and government to the prince and to the young members of the nobility. f Following Polybius, he describes the orders of which the Roman State, at its best period, was composed ; the powers of each ; the bonds that united them ; the mutual checks that preserved their balance ; and how, finally, liberty was lost by the transference of power, first to a few, then to one man, and then to the soldiery. He points out that when those misfortunes fell upon the state, reason lost its hold upon men's minds ; mode- ration, law, custom, duty had no longer any power ; there was neither justice, nor respect for the character and virtues of distinguished citizens, nor reverence for posterity, nor deference to the authority of the senate, nor sense of the dignity of the nation. (3rd Book, pp. 42 195.) On this book Hallam remarks, that Bellenden builds much political precept on the Roman polity, but that it has less originality and reach of thought than the first two books. * Hallam's History of Literature, Vol. ii, p. 520. t "Ut in usum publicum abeat, utilitatesque tradat juventuti patri- ciee." Dedication to the Second Book. Hobbes, &c.] SEVENTEENTH CENTURY WRITERS. 131 HARRINGTON. (16111677.) ALGERNON SIDNEY. (16201675.) [Up to the early part of the 17th century, the great ancient political writers, and the few already noticed who succeeded them, were the main sources of the idea of freedom, and of just and equitable government. Writers advocating absolute monarchy had begun about that time to disseminate their doctrines. Origi- nating with the clergy, they were taken up by Hobbes (1651), who, although he recognised the principle that the happiness of the community was the sole final cause of government, desired to found society on the despo- tism either of a sovereign or an assembly. Undeterred by the great political lessons of the previous ten years, he continued to hold that "to the office of the sove- reign belonged the power of levying money and soldiers when, and as much as, in his own conscience he shall judge necessary;" and "that the end of a commonwealth is particular security, which is not to be had from a great multitude, unless directed by a single judgment." * He was followed by Filmer (1680), who maintained the duty of passive obedience to the actual sovereign, however he may have become such.f * Hobbes's Leviathan, or the Matter, Form and Power of a Com- monwealth, 1651. Edited by Sir William Molesworth, Bart., 1839, pp. 323 ; 153156. f Hallam's History of Literature, Vol. ii, p. 535 ; Vol. iii, p. 429. K 2 132 THE PRINCIPLES OF GOVERNMENT. [Harrington. But the old doctrines of freedom did not cease to animate the generation of men to whom we are in- debted for the bold and firm resistance they made to the arbitrary power aimed at by Charles I, and to whom we owe the germs of many of the most salutary reforms and ameliorations of recent times, which first became subjects of discussion at the beginning of the Long Parliament. That violent counsels by degrees got the upper hand, and led at length to despotism, is what history records of every revolution that, after having estab- lished itself on the ruins of prescriptive authority and ancient custom, has run its full course.] While the clouds of that political convulsion were hanging over our country, the ablest minds and most patriotic hearts were engaged in endeavouring to discover the means for replacing freedom upon a secure basis. Harrington, in his well-known but unsqund and speculative work, entitled Oceana (dedicated to Crom- well), proposed to secure that object by an agrarian law, preventing the accumulation of large properties, and aiming at the establishment of a moderate aris- tocracy.* Algernon Sidney, a name never to be mentioned without respect by every lover of freedom, in his learned and admirable Discourses concerning govern- ment (breathing the boldest spirit of liberty), while * Edit, of 1770 ; London, pp. 51 and 189. Sidney.] DISCOURSES CONCERNING GOVERNMENT. 133 laying down the principle (as opposed to the slavish doctrines of Filmer), " that God had left to nations the liberty of setting up such governments as best pleased themselves,* and "that all just magis- tratical power is from the people," f asserts also, in accordance with the examples of all former times, that " the best governments of the world have been composed of monarchy, aristocracy, and democracy" (p. 130). With regard to democracy he says, " I believe it can suit only with the convenience of a small town, accompanied with such circumstances as are seldom found" (p. 130). He praises the mixed form of government that had for so many years prevailed, and so widely, on the continent of Europe. " They had kings, lords, commons, diets, assemblies of estates, cortez, and parliaments, in which the sovereign power of those nations did reside, and by which they were exercised. The like was practised in Hungary, Bo- hemia, Sweden, Denmark, Poland; and if things are changed in some of these places within a few years, they must give better proofs of having gained by the change than are yet seen in the world, before I think myself obliged to change my opinion" (p. 131). Speaking of the ancient constitution of England, he says (p. 418), that "the English government was not ill constituted, the defects more lately observed pro- ceeding from the change of manners and corruption of * Sidney's Discourses, Edit, of 1763, p. 36, first printed in 1698. f Page H. 134 THE PRINCIPLES OF GOVERNMENT. [Locke. the times ;" and in describing the various franchises of the counties and towns, he thus asserts the prin- ciple that these franchises were conferred as a privi- lege, and not claimed as a right: " When the nation came to be more polished, to inhabit cities and towns, and fo set up several arts and trades, those who exercised them were thought to be as useful to the commonwealth as the freeholders of the country, and to deserve the same privileges. But it not being reasonable that every one should in this case do as he pleased, it was thought fit that the king, with his council (which always consisted of the " proceres " and " magnates regni "), should judge what numbers of men and what places deserved to be made corporations, or bodies politic, and to enjoy those privileges," &c. He adds, that the conferring these franchises by the ruling power on particular portions of the people " can never change the nature of the thing, so as to make that an inherent which is only a delegated power" (p. 423). LOCKE. (16321704.) The doctrine so closely connected with the name of Locke that " civil society must have been consti- tuted first by a covenant of a number of men, each with each, to form a commonwealth and to be bound Locke.] CONSTITUTION FOR CAROLINA. 1&5 by a majority," was advocated, before him, by Puffen- dorf, Hobbes, and Spinoza, in the middle of the 17th century; but all these writers, especially the first two, inclined towards absolutism.* No one, before Locke, propounded a theory as to the foundations of civil government which gave encouragement to the notions embraced by the favourers of pure democracy in modern times. These notions took their origin from the publication of the Treatise on Civil Govern- ment, written while Locke was suffering unmerited exile in Holland, to avoid the persecution of an arbi- trary court, and published shortly after his return to this country, in 1688. That the principles advocated in that treatise received their impulse in Locke's mind from recent disappointments at the course of public affairs, as suggested by Hallam,f is made more probable by the facts of his previous history. After the failure of the Commonwealth, under Cromwell, his opinions expe- rienced a strong reaction in favour of aristocratic institutions. Having been solicited to draw up a constitution for Carolina, he framed it in the strongest spirit of aristocracy, instituting two classes of nobility, and putting restraints upon the Press. This consti- tution, drawn up in 1669, and accepted in 1670, was found impracticable, and was abandoned in 1673. It is thus spoken of by Bancroft, in his History of the United States : * Hallam's History of Literature, Vol. iii, part iv, Chapter iv, sect. ii. f Ibid., p. 438. 136 THE PRINCIPLES OF GOVERNMENT. [Locke. " The ill success of the democratic revolution in England had made Locke an enemy of popular in- novations, and he cherished, therefore, what at that day were called English principles, looking to the aristocracy as the surest adversary of arbitrary power. In framing the Constitution of Carolina, he forgot the fundamental principles of practical philosophy." (Vol. ii, pp. 144, 145, London, 1837.) After his exile to Holland, Locke's mind swayed strongly in the opposite direction ; a change that gave rise to his celebrated treatise, upon which Hallam, after a full review of it, pronounces the following judgment : " For my own part, I must confess that in these last chapters of Locke on Government I see, what sometimes appears in his other writings, that the in- fluence of temporary circumstances on a mind a little too susceptible of passion and resentment, had pre- vented that calm and patient examination of all the bearings of this extensive subject which true philo- sophy requires."* The following is a summary of those principles, which I have abridged from his work, using his own words : " The beginning of political society depends upon the consent of the individuals to join into it, and make one society. " When any number of men have, by the consent * Hallam's History of Literature, Vol. iii, pp. 438, 439. Locke.] CELEBRATED TREATISE. 137 of every individual, made a community, they have thereby made that community a body, with a power to act as one body, which is only by the will and determination of the majority. " The great and chief end of men's uniting into commonwealths and putting themselves under govern- ment is the preservation of their property. " The supreme power cannot take from any man any part of his property without his own consent. " As governments cannot be supported without great charge, it is fit every one who enjoys his share of the protection should pay out of his estate his pro- portion for the maintenance of it. But still it must be with his own consent ; i. e., the consent of the ma- jority, giving it either by themselves or the represen- tatives chosen by them." * The popular formulas embodying these principles are : 1. That a political society can only be founded by the act of the majority; 2. That taxation without representation is tyranny. These propositions, so often refuted, are neverthe- less of importance from the effects they produced and are producing at the present day. The first has often been demonstrated to be false in fact and unsound in reason; the second has been shown to be an ex- aggerated application of a theoretical principle, sound * The Works of John Locke, Edit. 1824, Vol. iv ; " Two Treatises on Government," Chapter viii, pp. 595 423. 138 THE PRINCIPLES OF GOVERNMENT. [Locke. in itself, and acted upon in the early periods of our history. In the words of Hallam, " it was even in the mouths of our kings that what concerned all should be approved by all."* But in practice it has always been subject to limitations dictated by expediency.! Hallam observes, that neither the Revolution of 1688 nor the administration of William III could have borne the test of Locke's theory, and that it stamps with illegality every government not founded on that basis. "It has therefore," he says, "been a theory fertile in great revolutions, and perhaps preg- nant with more."t It destroys all authority resting on prescription, and all respect for usages however consecrated by the feelings of men, by long habit, and by established custom. Accordingly, in the hands of Locke's followers, in France and in other countries, it has been used to overthrow monarchy and to supersede it by democratic republics. It has been pushed still farther, to support principles which, when reduced to practice, as they were in France and Germany in 1848, render all government impossible ; and when that point has been reached the circle of revolution * Hallam's Middle Ages, Vol. ii, p. 151. f The practice is as old as the ancient Lycians. Strabo, who wrote in the early part of the 1st century, says of them, that their territory contained twenty-three cities ; that they were a politic and wise people ; that they were governed by an assembly which met at a stated place, and was attended by representatives from those cities. The largest sent three, those of middle size two, the smallest one. And in the same proportion (avaXoyov 5e) they paid taxes, and took upon themselves the other public duties. Strabonis Geographica. Edit. Kramer, Berlin, 1852, Vol. iii, p. 145. J Hallam's History of Literature, Vol iii, p. 435. Locke.] CHANGE OF VIEW. 139 begins again, in subjection for a time to military despotism. Hallam thus speaks of it, after passing in review its principal arguments. " Such is in substance the celebrated treatise of Locke on Government, which, with the favour of political circumstances, and the authority of his name, became the creed of a numerous party at home ; while, silently spreading the fibres from its root over Europe and America, it prepared the way for theories of political society, hardly bolder in their announcement, but expressed with more passionate ardour, from which the great resolutions of the present age have sprung." * The liability to adopt a change of view, which has been above noticed as a characteristic of Locke's mind "under the influence," as Hallam observes "of temporary circumstances," is exemplified in the 13th chapter of that same treatise. I do not remember to have seen anywhere adverted to the fact that, in that chapter, Locke contradicts the whole theory which he has been labouring to enforce. He is arguing ( 157, 158) on behalf of a reform of the parliamentary representation, rendered neces- sary by the decay of some towns that had formerly * Hallam's History of Literature, Vol. iii, p. 438. See Appendix B as to the extension of these principles within the last fifty years, in the Constitutions of the individual States of the American Union, and its effect upon the Constitution of the United States as established by Washington. See further, as to Locke's doctrines, pp. 178. 180, 205, 228, 236. 140 THE PRINCIPLES OF GOVERNMENT. [Burke. been rich and flourishing, and had therefore sent members to Parliament, and by the rise of new ones. " These places," he says, " have a just right to be represented which before had none; and by the same reason those cease to have a right., and to be too incon- siderable for such a privilege, which before had it" There is in this proposition an entire abandonment of, and a complete contradiction to, the principles he had before laid down as the only foundation of just government, namely, the consent of the majority, and of the corollary which has been deduced from it the right of universal suffrage and an acknowledgment, as complete, of the principle which all the great writers of former times had laid down as the true one, namely, that admission to the franchise was a privilege, to be conferred by the governing power upon as many as it might be deemed most expedient, under the circum- stances, to extend it to, with a view to the general good. Burke's argument, in refutation of Locke's theory that civil society rests upon contract, and that there- fore it may be dissolved at any time by a majority told by the head and another society substituted by that majority (even of one) in its place, may be thus briefly stated. " Civil society," he says, " may possibly have been first a voluntary act, but its continuance is under a permanent standing covenant co-existing with the society, and this covenant attaches upon every indi- vidual born into that society, without any act of his own. Without their choice, all persons derive benefits Burke.] [REFUTATION OF LOCKE. 141 from that association, and are subject to duties in con- sequence of those benefits. Parents find themselves, without their consent, bound by duties to their chil- dren, children to their parents, and all to that ancient order of society into which they were born. The real rights of man are the benefits he derives from that society. He has a right to protection, to justice, to the fruits of his industry, and to all the other advan- tages arising from a settled state of government. None, except in extreme cases which are above all rule, have a right to free themselves from the duties arising out of those primary engagements. When the extreme case occurs, the decision must be taken by those who represent the whole corporate mind of the state. " The supposed power of acting by a majority in those extreme cases must be grounded on two prin- ciples that are mere assumptions ; first, that of an in- corporation produced by unanimity, and secondly, an unanimous agreement that the act of a mere majority (say of one) shall pass with them and with others as the act of the whole. Neither in France nor in England had an original or any subsequent compact of the state, expressed or implied, constituted a majority of men to be told by the head to be the acting people of their several communities. " No legislator, at any period of the world, has willingly placed the seat of active power in the hands of the multitude ; because there it admits of no control, no regulation, no steady direction whatsoever. The 142 THE PRINCIPLES OF GOVERNMENT. [Burke people are the natural control on authority; but to exercise and control together is contradictory and impossible. " When, in 1688, our constitution had been sub- verted by the assumption of arbitrary power by one of its parts, the Convention Parliament representing ' the corporate mind of the state ' was called together to replace it on its ancient foundation. In the words of the Bill of Rights, ' The Lords Spiritual and Tem- poral and Commons in the name of the people of England' transferred their allegiance; and a subse- quent Act preserved the hereditary succession of the monarchy in the Protestant line. " Long previously, in the Petition of Right to Charles the First, the parliament said to the king: ( Your subjects have inherited this freedom.' In the same spirit, in the Bill of Rights, the two houses declared, and required the king and queen to declare, that f all and singular the rights and liberties asserted and declared are the true, ancient, and indubitable rights and liberties of the people of this kingdom.' From Magna Charta onwards, our constitution has claimed and asserted our liberties to be an entailed inheritance, derived from our forefathers, and to be transmitted to our posterity. We have thus an inhe- ritable crown, an inheritable peerage, and a House of Commons and a people inheriting privileges, fran- chises, and liberties from a long line of ancestors. They claimed these great rights and liberties on no abstract principles, as ' the rights of man,' but as the Vice.] THE PHILOSOPHY OF HISTORY. 14 rights of Englishmen, and as a patrimony derived from their forefathers."* VICO. (16681744.) After Locke's treatise On Civil Government, published in 1688, the next systematic essay on the subject of politics, was the Philosophy of History by Jean Baptiste Yico, the earliest editions of which appeared in 1725 and 1730, making part of his famous work, the New Science. Vico's studies at Naples, where he passed his life (during forty years professor of rhetoric, and after- wards historiographer to the king), were, he tells us in his life written by himself and prefixed to the first volume, f principally devoted to Roman law, to Plato, Tacitus, Dante, Bacon, and Grotius. In his New Science, he combated the metaphysical and political opinions of his day, and studied to place the latter on the sound basis of history. His influence as an original thinker was impaired by a fantastic method and style ; but in his political work, The Philosophy * Burke's Works, Vol. iii, pp. 4556, 7681, 305, 306 ; Vol. ii, pp. 331, 332, Edit. 1855. f Principi di una Scienza Nuova di J. B. Vico, 6th Edition, 3 Vols. Milan 1816. Vita p. 7. CEuvres de J. B. Vico, par Michelet, Brux. 1840, 3 Vols. 18mo. Vol. 1, Vie de Vico, Opuscules ; Vols. 23, L'Antique Sagesse de L'ltalie ; Philosophic de 1'Histoire. 144 THE PRINCIPLES OF GOVERNMENT. of History, he is considered to have anticipated sub- sequent writers* in the fulness and precision of his general views, which he thus sums up in page 240 of the Fifth Book of his History :- "After having observed how societies begin over again to run the same course, let us reflect on the many points of resemblance between ancient and modern times, and we shall find reproduced, not the exact history of any one Greek or Roman state, but a kind of ideal history of the eternal laws which all nations follow in the beginning of their progress, in their decline, and in their end. Amid diversity of forms we shall recognise an identity of substance in all this course of history." The following propositions may be taken as ex- emplifying the various lights in which he places his general conclusions : 1. The first kind of government is that of a sort of domestic monarchy. This changes by degrees into an aristocracy. The restricted territory to which an aristocracy confines itself, for the facility of government, becomes extended by the conquering spirit of democracy. Then comes monarchy again, as a refuge from disturbances; and it is most respected in proportion to its grandeur. * See Biographic Universelle, Lit. Vico. The writer of the Preface to the Milan Edition of his works says : "Montesquieu, chi ne connobbe tutto il merito, trasporto, nello " Spirito delle Leggi, "molte idee del nostro autore." OF 1 , Vico.] THE PHILOSOPHY OF HISTORY. 14o I TElvsITY 2. Sometimes, from the suspicious government of an aristocracy, the people pass to the storms Of democracy and then seek refuge in a monarchy. 3. Again, they set out from the unity of a domestic monarchy, to pass through the governments of the few, the greater number, and the whole, to return to the unity of civil monarchy. 4. The return may be expected of the same revolu- tions when the societies that have been destroyed recover themselves from their ruins.* The main conclusion to which his researches and reflections lead him is : " This New Science would not deserve the name of the uniform and eternal history of humanity, if the author has not made it plain that the characteristics observed in ancient times are reproduced, in great part, in those of the middle ages" which he has been passing in review. (Ibid.) It is observable that Vico, in the absence in his day of the test of experience, only alludes to the mixed form of government to intimate his agreement with the conclusion of Tacitus, that if formed it could not be lasting. And the same circumstance leads him, in his brief allusion to the English monarchy, to anticipate, from its varied fortunes during his time, that its tendency was to become arbitrary, as in Poland. It may be here noted that, after the second edition * Michelet's Edit., Vol. iii, p. 207. 146 THE PRINCIPLES OF GOVERNMENT. [Hume. of the Scienza Nuova had appeared in 1730, twelve years elapsed before the publication of Hume's Essays, Moral, Political, and Literary, in 1742; and that Montesquieu's Esprit des Lois was published in 1748. A revised edition of Vico's work was published in 1744, shortly before his death. HUME. (17111776.) Hume's brief essays on Politics a Science, The First Principles of Government, Civil Liberty, The Independence of Parliament, and Parties making part of his collected Essays* are coloured by the feelings and experiences of his time. Having before him the party passions and the political corruption then prevalent, he was "led to the conclusion that the world was still too young to fix many general truths in politics which would remain true to the latest posterity." Some, he thought, might be accepted, as conformable to all experience of men in society. He does not undervalue the fact that the circum- stances of the ancient world greatly differed from the modern; that the advance of the arts and sciences, and of trade and commerce, a free press, a higher standard of morals, the greater security of life and * Essays, Moral, Political, and Literary, by David Hume, 1712. Longman, 1875. Hume.] POLITICAL ESSAYS. 147 property, the abolition of slavery, and other products of civilization, afford elements of stability before un- known. To these are to be added the established principles of political economy, not known in Hume's time,* but recognised by Dugald Stewart, writing in 1792,f as powerfully co-operating, with the other factors above mentioned, towards the same results. But those circumstances do not, in his opinion, affect the conclusions that have been generally ac- cepted regarding the main principles of human conduct and government. After referring to the careers of republican Rome, aristocratical Venice, and Poland, and the absolute monarchy of France, and pointing out their several defects, he concludes in favour of a mixed govern- ment, and affirms " That it may be pronounced as an axiom in politics that an hereditary prince, a nobility without vassals, and a people voting by their repre- sentatives, form the best monarchy, aristocracy, and democracy." And stating the conclusion more fully, he says, that " The government which, according to common understanding, is free, is that which admits a partition of powers among several members . . . who in the usual course of administration must act by general and equal laws previously known to all. In this sense, liberty is the perfection of civil society." The balance of power he calls " a secret in politics * Smith's Wealth of Nations was not published until 1775. f See p. 152. L2 148 THE PRINCIPLES OF GOVERNMENT. [Hume fully known only in the present age." The problem is, how to adjust the balance to meet each recurring necessity as it arises. For the danger is never ab- sent, amidst the constant mutations of power, of one of the constituent elements encroaching upon the other, " so that at one time men are jealous of monarchy, at another more jealous of popular govern- ment." To counteract this danger, constant watchfulness is required, and due adjustments must be made in such a manner as not to impair the free and efficient action of the whole. . 352. HOBBES, LOCKE, ROUSSEAU, AND BENTHAM. 237 French 'rights of man.' Monarchy was to dis- appear; every species of nobility, gentry, church and church establishments was to be abolished; all con- ditions of men were to be levelled (except where money must make a difference) all their priests and all their magistrates being only creatures of election, and pensioners at will." ; Bentham thought to arrive at good government by the assumption that the universal dishonesty of governing bodies could only be kept in check by fear. " As each member of the ruling few not only was placed, but at a short interval is displaceable, by the subject many, what such member sees from first to last is, that any considerable and lasting sacrifice of their happiness to his own is impracticable, and that for every attempt to effect it he would be liable to be punished. He will not, therefore, encounter such risk.f Under this system of government, the progress of the legislation in the individual States affecting the independence of the judiciary was nearly as rapid and complete as that which abrogated all property qualifi- cations for electors. When Story wrote in 1833, five States had adopted the practice of electing the judges. Eleven years later, Kent enumerated twelve more States, in which all the judges were elected, and all appointed for terms of years varying from two and three to seven and eight, and, in one instance only, * Ibid., page 353. t Bentham's Constitutional Code for All Nations, 1830. Vol. ix of Works, Edit. 1813, p. 97. See also supra, pp. 199201. 238 DEMOCRATIC ABSOLUTISM DERIVED FROM for as many as twelve years. (Vol. i, page 294.) In 1853, I found that the election of judges and their appointment for short periods prevailed in twenty-two out of the thirty-one States of the Union. In three others the elective principle was adopted, but the term was during good behaviour ; and in two others they were appointed for a term of years by the governor. I ascertained, also, that in that year the salaries of the judges in twenty-one States ranged from 1,200 to 2,000 dollars (250 to 400) ; in five, from 2,000 to 3,000 dollars ; in four, from 3,000 to 6,000 dollars ; in Cali- fornia, from 2,000 to 10,000 dollars. Between 1853 and the present year (1881) some improvement has taken place in the payment of the State judges, and the terms for which they are appointed, but the general principle remains the same. An increase has been made in the amount of the judges' salaries, so that in three only of the thirty- eight States are they now below 2,000 dollars. In eighteen States they are between 3,000 and 5,000. In California they are 6,000 ; in Massachusetts from 6,000 to 6,500 ; Nevada 7,000; in Oregon 7,000; and in New York from 7,000 to 7,500 dollars ; the lowest being 500, the highest 4,500 a year. There is also a slight improvement in the modes of appointment. In five States the judges are elected by the legislature ; in six they are nominated by the governor and the senate ; in two they are nominated by the governor. In the remaining twenty-five they continue to be elected by the people. HOBBES, LOCKE, ROUSSEAU, AND BENTHAM. 239 Further, in a few States, the term for which the judges are elected or appointed is lengthened. Dela- ware, Florida, Massachusetts, and Rhode Island, appoint their judges for life ; New Hampshire, until the age of 70. In ten other States the term has been slightly raised. In California it has been raised to 12 years; in Virginia and West Virginia to 12, in New York to 14, in Maryland to 15, in Pennsylvania to 15 and 21 years. In the remaining seventeen States the elections range chiefly from 4 to 8 years. Illinois has receded from election by the legislature, and for life, to election by the people for 8 years. Louisiana from a term of 8, to one of 5 years. Texas from appointment by the governor for 6, to election by the people for 4 years.* Both Story and Kent put forth the full power of their minds in endeavouring to impress upon their countrymen the danger both to public and private interests involved in the great change. They con- sidered that although the Judges of the Supreme Court were still appointed by the President, and during good behaviour that principle was seriously menaced by the change that had been adopted in the individual States. Story reminded them that the judiciary had hitherto been a co-ordinate power in the state, since no alteration in the constitution could be made without their sanction ; " that its indepen- dence was the balance wheel of the constitution;" * The American Almanac for 1881. 240 DEMOCRATIC ABSOLUTISM DERIVED FROM . "the only check upon the invasions of faction ; " . . . " the safeguard of the rights and liberties of the people against the tyranny of majo- rities." ( 1621.) And with a view to private in- terests, even in the individual States, "the standard of good behaviour for the continuance in office of the judicial magistracy, was certainly one of the most valuable of modern improvements in the practice of government : and the loss of it was the loss of the best expedient that can be devised in any government to secure a steady, upright, and impartial administration of the laws." ( 1600.) Kent also laboured with equal force to impress upon his fellow- citizens the conviction, that a secure and independent tenure of the judicial office is one of the cardinal points on which their constitution, their liberties, and even the individual safety of life and property, must always in a great degree depend." (Vol. i, page 443.) The destruction, nevertheless, of that inde- pendence went on, in state after state, until it per- vaded nearly the whole, as has been above shown ; in strange forgetfulness that in the celebrated Declaration of Independence of July the 4th, 1776, one of the principle articles of complaint made against the sovereign of this country was, that "he made judges dependent on his will alone for the tenure of their offices, and the amount and payment of their salaries."* * Professor Lieber, in his work on Civil Liberty and Self-Govern- ment (Boston, 1853), devotes a chapter of earnest reasoning in support HOBBES, LOCKE, ROUSSEAU, AND BENTHAM. 241 The ascendancy of pure democracy in the indi- vidual States, gave rise to another great political change in 1829, when General Andrew Jackson became President. During the fifty years from the establishment of the American Constitution up to that period, the appointments to the civil service had been made on the ground of fitness and merit. Washington set the example by refusing a nomina- tion to a friend whom he did not consider qualified for the office, and the first six presidents, Washington, John Adams, Jefferson, Madison, Munro, and John Quincy Adams, strictly acted on the principle of not dismissing a public servant except on substantial grounds. But with the presidency of General Jack- son, began a system of dismissal and nomination which has been a deep source of regret to all to whom the reputation of their country is dear. This system, under the name of " the spoils of the victor," gave the whole patronage, both in the individual States and the general government, into the hands of the party which was victorious at the elections. The public mind was misled into adopting it by members of the democratic party, and it was carried into effect by that party rigorously, and without check, for upwards of forty years. It has as yet only partially of the elementary truth that " the immovability of judges is an essential element of civil liberty." He also treated the subject very ably in a letter addressed to the German people in 1848: " Ueber die Unabhangigkeit der .Justiz, oder die Freiheit des Ilechts in England und in den Veveinigten Staaten." B 242 DEMOCRATIC ABSOLUTISM DERIVED FROM yielded, within the last ten years, to the patriotic efforts of an influential portion of the republican party to overthrow it. The great and numerous public scandals arising out of that system which have been continually brought before the public are well known, as also the loss of efficiency which the public service incurs from the frequent and causeless dismissal of many hundreds of officials, from the highest to the lowest. When the republican party recovered power in 1871, General Grant introduced competitive examina- tions for the civil service, but with only limited effect, in consequence of the opposition of Congress. His successor, President Hayes, was able to carry the experiment further by establishing examinations at Washington and New York, the results of which, in promoting " the economy, purity, and efficiency of the public service," have been highly spoken of by several of the heads of departments. And more recently a committee of the senate has published a report (Feb. 1881), strongly condemning the "spoils" system, and recommending the general adoption of the principle of competitive examinations "for securing appointments, employment, and promotion in the subordinate civil service of the United States. It is believed that the late President Garfield would have strenuously supported this action of the senate but for the crime of a disappointed office-seeker. The indig- nation and sorrow at this event, felt no less in this country than in his own, may be expected to strengthen HOBBES, LOCKE, ROUSSEAU, AND BENTHAM. 243 the hands of those who desire to complete this great reform. The efforts of the large body now set upon firmly establishing this reform in the appointments to govern- ment offices, may, by degrees, be followed by a similar change of opinion in regard to the appointments of a like nature in the several States. And it seems not improbable that it may, in the course of time, lead to the correction of the other great abuse intimately connected with the "spoils" system, namely, "the absorption of the whole machinery of the elections by persons who devote themselves to the occupation of arranging them, of fixing upon and bringing forward the candidates, of creating for them a name and character by means of unceasing eulogies in the public press, of dictating to them their policy, of describing in the most minute details the course which it is expected of them to take on all leading questions before the public, and finally, when the elections have terminated in success, looking for their reward from the various sources within the means of the predomi- nant political party, should their candidate belong to it." (The Constitution of the United States com- pared with our Own, page 107.) The motives for the great exertions of the professional politicians, the "wire-pullers," would be greatly weakened if their present prospect of distributing and sharing the st spoils " were taken away. In an article on the " Spoils System in American Politics," in the number of the Contemporary Review R 2 244 DEMOCRATIC ABSOLUTISM DERIVED FROM for October, 1881, the author, Mr. William Clarke, quotes from the Life of Andrew Jackson, by Mr. James Parton, the code of political ethics of Aaron Burr, the prominent leader of the democratic party, whose powers and eloquence infected the party with his unscrupulous notions, and prepared the way for their ascendancy under President Jackson (1829-1837) and his successors. That code contains, among others, these maxims : " Politics is a game, the prizes of which are offices and contracts ; " . . . " fidelity to party is the sole virtue of the politician ; " . . . "in all conflicts, a man must adhere to the behests of the majority of his own local organization;" . . . "the end and aim of the professional politician is to keep great men down, and to put little men up. Little men, owing all to the wire-puller, will be guided by him. Great men, having ideas and convictions, are perilous, even as tools." (Page 636.) It would seem difficult for the democratic advocate of this code to point out what room there is in it for the "rights of man." A higher authority has well said " When the minority are bound to give way to the majority there is an end to ' the rights of man ' for all those who are outnumbered." (Professor William Smyth. See page 255.) It is to be hoped that the " Liberal Association of Birmingham," known as the " Birmingham Caucus," with its "Federated Associations" now numbering upwards of a hundred, may not be led by degrees to the adoption of all the principles avowed by their HOBBES, LOCKE, ROUSSEAU, AND BENTHAM. 245 prototypes in the United States. But inasmuch as the organization of our new domestic institution is based on an open popular election, and a complete hierarchy is created, rising through the committees of the primary wards, the local executive committees, and the management sub-committee, up to the central federation, its council of delegates, and its general committee the power that can be set in motion must be fully as great as that of the energetic " wire pullers " above described. The temptation, therefore, will be considerable to dictate courses of action to con- stituencies, to candidates, and to representatives. Should this become general, there can be no other result than the lowering of the character of the representative body ; for, according to the sentiments urged by Burke before the electors of Bristol, " Any worthy representative of freemen must himself be free." (Vol. ii of Works, page 130.) The system of frequent elections, also pointed out by Story and Kent as a disadvantage in the electoral system, was not settled by the framers of the Consti- tution of the United States without considerable differences of opinion. The practice at the time in the different States varied greatly. Virginia elected its representatives for seven years, North and South Carolina for two years, Connecticut and Rhode Island for six months, and the other States for a year. The resolution ultimately adopted and embodied in Article 1, section 2, of the Constitution was, that " The House of Representatives shall be composed of 246 DEMOCRATIC ABSOLUTISM DERIVED FROM members chosen every second year by the people of the several States." The results of this system had had time to develop themselves when Story wrote in 1833. He exhibits them with his usual plainness in 592, 593, and 602 604, of his Commentaries ; and he notices, in particular, that the system " operates as a great dis- couragement upon suitable candidates offering them- selves for the public service. They can have little opportunity to establish a solid reputation as states- men and patriots, when their schemes are liable to be broken in upon by demagogues, who may create injurious suspicions, and even displace them from office, before their measures are fairly tried ; and they are apt to grow weary of continued appeals to vindi- cate their character and conduct at the polls, since success, however transparent, is of such short duration, and confidence is so easily loosened." It is this frequency of the elections, and the large size of the constituencies scattered over wide areas, that throw the management of the elections into the hands of the professional politicians. It was remarked by Sir G. Cornewall Lewis, in his Dialogue on the Best Form of Government (referred to above in pp. 187, 213), "that the tendency of an election so managed is to exclude men of character and ability, and to bring forward second-rate men. It is a system which necessarily leads to the degradation of the representative character." De Tocqueville had long previously made the same remark from his own HOBBES, LOCKE, ROUSSEAU, AND BENTHAM. 247 observations ; and there are few passages in his great work more impressive than that in which he affirms and laments the inferiority of the House of Repre- sentatives of the United States to the Senate, in all qualities that command general respect, and give political weight and influence.* In the case of the periodical election to the Presidency, the evils of frequency of election are more conspicuous, and are too well known to require any detailed notice. It was determined, in 1789, that the number of representatives should be one to every 30,000 of the population. The size of the constituencies increased in 1823 to 40,700, in 1843 to 70,680, in 1863 to 127,381, and in 1873 to 131,427 ; and the number of the representatives which in 1789 was 65, increased in 1823 to 213, in 1843 to 223, in 1863 to 243, and in 1873 to 292. (American Almanack for 1881.) t Upon these great changes, the editor of a recent edition of Story's Commentaries makes the following remarks : " Unfortunately, the experience of the United States has not justified the belief that large districts will always choose men of the greatest wisdom, abilities, and real dignity." (Note to 675 of Story's Commentaries on the United States, 2 vols. 4th Edit. By T. M. Cooley. Boston, 1873.) The descent of the government of the United States from the mixed and balanced system established * De la Democratie en Amerique. Far Alexis de Tocqueville. Vol. ii, ch. 5. Edit. 1837. f From March 1883 the constituencies will be upwards of 135,000, and the representatives 325. 248 POLITICAL AND SOCIAL RESULTS by the constitution to pure democracy, dating, as lias been shown, from the Presidency of Andrew Jackson, in 1829, has produced consequences deplored by a large body of the most thoughtful and intelligent of the community. A work published in 1868 amply illustrates that feeling.* The author informs us that " during the two previous years probably the most important two years in the history of the United States Govern- ment, if we consider all the changes that they brought to pass his daily duties called him into close inter- course with many of the most active public men of the country ; and that he has founded his statements and based his conclusions upon authority which ought to be accepted in England, because no one challenges it in America." He speaks freely of what came under his observation ; and it is satisfactory to learn from him that " the Americans do not take offence at a candid and fair discussion of the government under which they live." Writing so soon after the Civil War of 18621865, he was able to note one great additional change in the constitution which that war brought forth namely, that which has entirely altered the position of the Supreme Court. According to the letter of the con- stitution, no change could be made in it without the consent of two-thirds of the States ; and power was * Eighty Years of Republican Government in the United States. By Louis Jennings. London, Murray, 1868. FROM THE ACTION OF PURE DEMOCRACY. 249 given to the Supreme Court to annul any change attempted in any other manner. The conquering States believed themselves to be under the necessity of disfranchising for a time, by their own vote, the whole of the ten States that had been in rebellion ; in sweeping away the entire judiciary system of those States ; and in placing the blacks at once, as regards voting power and consequent authority, in the position of their former masters. By this and other measures the authority given by the constitution to the Supreme Court, as its guardian, was set aside, and can no longer be said to exist. The framers of the constitution would now scarcely recognise their own work. Another proof is thus given, if any were required, that written constitutions are powerless to restrain the immediate action of any future majority of the legislature carried away by the ideas prevalent at the moment. The direct consequence of the acts of severity against the whites of the conquered States above mentioned, was a fierce and bloody insurrection of the whites against the blacks, attended with wide- spread devastation and suffering. But it is remarkable that, instead of the permanent weakening of the influence of the South in the general government, as expected by the North, a gradual and complete reconciliation has taken place between the two races since their franchises were restored to the whites, and especially within the last few years ; in accordance, as it is said, with the character of the 250 POLITICAL AND SOCIAL RESULTS whites of the Southern States as " instinctive natural rulers." The surprising fact is accordingly now seen that, by means of the united votes of the whites and blacks of those States and of their sympathizers in the North, the democratic party at the last presidential election very nearly equalled the republican, the great supporters of the war ; the votes having been, for General Garfield (rep.), 4,442,950 ; for General Hancock (dem.), 4,412,950.* In 1868, only 8 States voted for the democratic candidates ; in 1876, 17 ; in 1880, 19; being exactly the same number that voted for the republican candidate. The Southern States, therefore, without any desire to reverse the great issues of the past, appear likely to regain their past ascendancy in the government of the republic. 3?he great social results from the adoption of the doctrines of pure democracy, as far as these had shown themselves up to the publication of my book on The Constitution of the United States, in 1854, have been noticed in the foregoing pages. Mr. Jennings brings down the record to 1868. The details given by Mr. Jennings are full and instructive, and are supported by unquestionable authorities. They can only be briefly touched upon here. Their general purport is, that the degradation of public life, through the great extension of the suffrage during the last fifty years, and through the action of the Caucus system in the hands of the party managers * American Almanac, 1881. FROM THE ACTION OF PURE DEMOCRACY. 251 in the elections, and in the Houses of Legislature, both of the individual States and of Congress, is such, that no interests, whether of the rich or the poor, are safe from the influences of the prevailing corruption. The corruption has its foundation among the great body of the electors. "In every State, in every county, in every town, there is a rallying point for the adherents of each side. The press is active and well supported, the emoluments at the disposal of the party in power flow safely into distant channels, and the man who does his work knows that he is sure of his pay." (Page 160.) It ascends into the State legislature, where it is " so flagrant, that their legis- lation, and the venality of the legislators, has become a bye-word and a reproach." (Page 122.) It has established itself in the two Houses of Congress. " If seats in the State assemblies are worth a large price, it may be inferred that a seat in the Federal Congress is a still more precious commodity, and in truth the traffic for it scarcely ever ceases." (Page 124.) The same electors who elect to the State legislatures, have in their hands the election to the Federal House of Representatives, and look to the local leaders, at whose dictation they vote, for their share in due time, of the " spoils." Further, in the choice of senators for the Federal Congress, "the State legislatures are often guilty of shameful cor- ruption." (Page 121.) "Once in the senate, a man may serve his country with fearlessness and honour. But the road to the senate is too often paved with 252 POLITICAL AND SOCIAL RESULTS gold, and the gold has come out of the pocket of the candidate." (Page 161.) The general character of the Federal Congress is thus described by Mr. Jennings : " It is almost impossible for a man of independent opinions to obtain a seat in Congress. He must be 'endorsed' by a party, and slavishly adopt all the views of that party, or it is useless for him to contest an election. Should any accepted member exhibit an opinion of his own, in opposition to the general party, he is practically driven out of its ranks ; he is assailed on all sides with a virulence and unscrupulousness unknown elsewhere ; he inevitably fails to receive a future nomination, and thus he loses the next election. Within the walls of the legislature every voice is raised against him, and outside he has to confront the unprincipled assaults of the combined agents of a faction. Few public men in America can long contend in so unequal a struggle. Thus the power of Congress is securely concentrated in the hands of the leaders of the dominant party of the hour, who may be so actuated by personal ambition, or other unworthy motives, as to render them altogether unsafe guides for the nation. The discussions of this conclave are carried on in secret, and the mockery of a deliberative assembly is made complete by the systematic refusal (in the House of Representatives) to allow of full debate upon measures of the most momentous description. They are decided upon in private Caucus, for reasons which the public are not allowed to know ; and when FROM THE ACTION OF PURE DEMOCRACY. 253 they are brought forward in the legislature, by a form of the House of Representatives known as the f previous question,' which the adherents of the governing party are almost always numerous enough to enforce, dis- cussion is absolutely prevented. Sometimes, no one is allowed to say a word. The minority is not ad- mitted to the Caucus, and in the House a gag is placed upon their mouths. . . . It is true that in the senate there is no power to forbid discussion, but one branch of the legislature, and that the popular branch, submits quietly to a tyranny which is destructive of the true principles of a legislative assembly, and a betrayal of the trusts confided to it by the people." (Pages 83, 84.) According to an authority "which is never con- tradicted in America, John Stuart Mill," every- body should be represented, and everybody should be represented equally. The American theory of representation has entirely departed from this stan- dard. "In other systems minorities are at least partially represented, but in the United States they are practically disfranchised. The best educated, highest-minded class in America are unrepresented, not only in Congress, but in the legislatures of their States." ..." No one can affirm that either property or intellect is adequately represented." (Pages 81, 138139.) "Year after year there has been a growing conviction in the minds of the wealthy and cultivated classes that they are deprived of the influence which they ought rightfully to exercise in 254 POLITICAL AND SOCIAL RESULTS the affairs of the republic, and that they have no pro- tection against the encroachments of the majority." And the question is asked "whether their system does actually place all men on an equality, or whether they have only reversed the ancient injustices of classes." (Pages 76, 129.) It has often been remarked that "in the United States the people are better than their constitution." To that effect is the following passage which Mr. Jennings quotes (page 176) from Mr. Fisher's work, The Trial of the Constitution (Philadelphia, 1862):- " The government is below the mental and moral level, even of the masses. Go among them. Talk to the farmer in his field ; the blacksmith at his anvil ; the carpenter at his bench even the American labouring man who works for hire in the Northern States and compare their conversation, so full of good sense and sound feeling, with the ignorance, vulgarity, person- ality, and narrow parti zan spirit of an ordinary Con- gressional debate, and with the disclosures made by investigating committees. Evidently the mind and moral sentiment of the people are not represented." (Page 347.) It has also been noticed, and is referred to by Mr. Jennings, that " there is no people that have a higher and purer ideal than the Americans." (Page 176.) The cultivated and the thoughtful compare their / government, as they see it, with what they believe it might be, and what they hope it may be in the future. Their ideal they probably inherit from their forefathers, FROM THE ACTION OF PURE DEMOCRACY. 255 the great contemporaries of Washington, who did their best under the circumstances of the day to bring their work up towards the standard of the men of the 17th century, who, like Milton, yearned for a republic the basis of which could be described in his words: " Who would be free must first be wise and good." It can hardly be an ideal built upon the unsound and exploded theories of Locke and Rousseau, or the perverted conceptions of human nature and of political and moral principle propagated by Bentham, which have unhappily led astray so many in the last two generations. (See supra, pp. 199 201, 237.) On such ideals I beg leave to recall the words of one whose enlightened liberalism and large-hearted wisdom gave him a high place in the esteem and regard of his contemporaries Professor William Smyth.* The following passages represent, in a com- pressed form, his conclusions as given in the general summary of his three Lectures on America, delivered at Cambridge in 1836 : "What then are the foundations of these demo- cratical institutions? They are the perfectibility of man ; they are his virtue and his intelligence ; they are his pure and enlightened patriotism, supposed to influence him at every moment. These are no trifling virtues to be required from a community, and not very likely to be found. This high democratic hope, this faith in man, is not justified by fact or reasoning. * See p. 244. 256 PROF. WM. SMYTH ON THE DOCTRINES " It is not found in practice in America. It is not in accordance with the principles of human nature. " Our nature is imperfect. Yet governments are to be made secure, and men to be made happy by their faith in the virtues of each other. " The Almighty did not depend on the higher virtues of the human character for accomplishing the great purposes of our being. He did not depend on the benevolent interest which every exalted mind was to take in the common weal. He added the sense of self- interest, and the desires and passions of men. " His system is one of mutual dependence and assistance, of reciprocal obedience and control, of diversified elevation and depression, of interchanged offices of kindness and duty. These call forth the virtues, and provide for the welfare of his creatures. "The good and bad passions of our nature, the mean and the honourable, the selfish and the disinterested, are so mixed, and checked, and harmonized, that the result is favourable. "Democracy, in its extreme form, neither wants nor wishes for nor understands the value of the decoration of life, its elevations and its honours, the civilities, the courtesies, the interchanged affections and enjoyments which a highly civilized life is com- petent to afford. " There are some in this country who appear to wish to bring us down to that level. Were they to succeed, in England would die the most magnificent spectacle OF HOBBES, LOCKE, ROUSSEAU, AND BENTHAM. 257 of a civilized country that the world has ever seen." * By the visions of democracy it is "doomed to death, though" (let us hope) "fated not to die."f The defects that have been commented on in the working of the Constitution of the United States, attract the attention of the European observer, chiefly on account of the light they throw on the exagge- rated anticipations encouraged by the theorists of the last century, who pronounced that republics were to be not only free from the failings and defects of the old monarchies, but were to establish an ideal unat- tainable by them. No such defects, however, can obscure to any impartial mind the grand spectacle that the old British principles of Common Law and local self- government have presented, in their steady progress over the vast area conquered from nature, in the short period of a century and a-half, by the energy and enterprise of the Anglo-Saxon race. Nor can the tribute of the highest admiration ever be refused to the spirit which determined that the union of their country should not be broken by the * Lectures on History, by William Smyth, Professor of Modern History in the University of Cambridge, 2nd Series, on America. 3 vols. 2nd Edit., 1842. Vol. 3, ad finem. t Since this book was prepared for the press, a valuable contribution to the recent political history of the United States, written in a liberal and friendly spirit, has appeared in the number of the Quarterly Review for Jan., 1882. Its facts and conclusions are in entire accordance with those of Mr. Jennings, as given by him in 1868, with one marked addition, A reference to the frequency with which wealth is used to procure corrupt decisions from the state judges. 8 258 PROF. WM. SMYTH ON DEMOCRATIC DOCTRINES. Civil War (however opinions may differ as to its having been avoidable by due foresight), or to the noble self-sacrifice that has submitted to the most burdensome taxation to pay off the debt that ensued. Surely such a nation will one day find the means of removing the blots now observable in its political system. 259 APPENDIX C. (REFERRED TO IN NOTE TO PAGE 152.) THE ORIGIN AND GROWTH OF OUR CONSTI- TUTION, FROM THE EARLIEST RECORDS OF HISTORY. THE expression of Montesquieu, that " the English Constitution was found in the woods," strikes a note that has often met with a response in this country. Tacitus has exhibited for us, in the woods of Ger- many, the framework of the political organization which time has compacted and enlarged into our own. The German nation, occupying in his time the country between the Rhine and the Danube, was then divided, according to the best information he could obtain, into seven tribes. Each had its king, chosen from the royal stock. Their powers were not arbitrary, but limited. Next in order were the chiefs, also chosen and owing their authority to their quali- ties as guides and leaders of the people in peace and war. They too, had no arbitrary authority, their powers of correction and punishment being subject to s2 260 ORIGIN AND GROWTH OF OUR CONSTITUTION, the approval of the priesthood, as representing the Divine sanction. Their assemblies met by summons on certain days. The chiefs alone disposed of smaller matters ; on the weightier affairs all deliberated together, and, wherever the ultimate decision rested with the people, the chiefs had the power of joining in the discussion. They sat down armed. The priests commanded, and enforced silence. The king, or a chief, according as age or rank, or fame in war, or eloquence, gave claims to be heard, spoke with a view to persuade, but with no power to command. The people ex- pressed their displeasure by shouts, their assent by a clash of weapons. Anyone could be arraigned before this assembly, and the punishment of death could be inflicted, or other punishments, according to the nature of the offence. In the same assemblies, chiefs were chosen to administer justice through the hamlets and villages, and they were accompanied by a hun- dred men selected from the people, who gave the aid of their advice and knowledge, and at the same time enforced the decisions.* This primitive system of government was no inven- tion of the Tribes described by Tacitus. Their fore- fathers had brought it with them in their wanderings from the remote east. And when, five centuries after Tacitus, the Angles and Saxons had established themselves in this country, their social and political * Tacitus, De Moribus Germanorum, Lib. i, cap. 1 12. FROM THE EARLIEST RECORDS OF HISTORY. 261 organization are found to be the same. " The polity developed by the German races on British soil, is the purest product of their primitive instinct. . . The institutions of the Saxons of Germany long after the conquest of Britain, were the most perfect exponent of the system which Tacitus saw and described in the Germania. In England, the common germs were developed and ripened with the smallest intermixture of foreign elements." * A great accession to our exact knowledge of the laws and usages of the Anglo-Saxons was made by the publication, in 1840, of a large mass of documents upon the subject by the Commissioners of Public Records of the Kingdom, and by the collection of the " Codex Diplomaticus oevi Saxonici," by Mr. J. M. Kemble, published in six volumes by the Historical Society of England between 1839 and 1848. To those new sources of information we are indebted for the many valuable works on our early history that have since appeared, conspicuous among which are the Saxons in England, by Mr. Kemble (1849); the History of the Norman Conquest, by Mr. E. A. Freeman (1870) ; the Constitutional History of England, by Prof. Stubbs (1874) ; and the Making of England, by Mr. J. R. Green (1881). The more our knowledge extends of those early institutions the more clearly do we discover our own connection with them ; and, in the words of Mr. Kemble, " it cannot * Professor Stubbs's Constitutional History, Vol. i, page 11. 262 ORIGIN AND GROWTH OF OUR CONSTITUTION, be without advantage to us to learn how a state so favoured as ours has set about the great work of con- stitution, and solved the problem of uniting the com- pletest obedience to law with the greatest amount of individual freedom.* From the documents above mentioned Kemble gives a long list of the " Witena-gemotes " (meetings of the wise), from Adelberg, King of Kent, A.D. 595, to Edward the Confessor, 1065. " We are thus enabled," he says, " to follow the action of the Saxon parliament from the very creation of the monarchy." In the Witena-gemote the rudiments are distinctly marked of our limited monarchy, and of the aristo- cratic and democratic branches of the constitution. The king could do nothing without the consent of the Witan. Earls or lay nobles and the clergy formed the king's council, in which questions afterwards to be submitted to the general meeting were discussed and argued upon.f The commonalty was represented by the Eorldermen and magistrates of the burghs, and the Reeves of the upland or rural townships. The Ceorls (simple freemen) had doubtless a theoretical right to attend, and exercised it in the smaller assemblies of the Mark and the Shire, and also in the Witan when held near their homes. It may be too much to say they had a right to vote, but, after the manner of their ancestors, they freely expressed their * The Saxons in England. By J. M. Kemble. 2 vols. London, 1849. Vol. i, Preface, page vi. f Freeman, vol. i, page 79. FROM THE EARLIEST RECORDS OF HISTORY. 263 assent or dissent, which was practically equivalent to a vote.* But when distance, or their occupations, made it inconvenient to them to attend, some of their number accompanied the Reeve to assist the delibera- tions by their local knowledge, to make " presenta- tions," to give testimony, and perform other acts relating to the administration of justice, to defend their own rights and complain of wrongs. f The terms "Eorl" and Ceorl" ("gentle" and " simple," or " esquire " and " yeoman "), form an exhaustive division of the free members of the state. J The origin of the Ceorl's right to attend the Gemote of his own Mark (rudely represented by the modern parish or manor) of the Shire, and of the Witan, was the possession of land. " The possession of a certain amount of land in the district was the indispensable condition of enjoying the privileges, and exercising the rights of a freeman." " Even until the latest period, personal property was not reckoned in the distinction of ranks, although land was. No amount of mere chattels, gold, silver, or goods could give the Saxon franchise." " Loss of land entailed loss of condition in England long after the establishment of our present social system." This portion of land, usually a " hide " (an amount varying with the quality of the soil, but of sufficient extent to * Ibid., page 99. t Sir Francis Palgrave's History of the Anglo-Saxon Period. Lon- don, 1831. Preface, pp. xvi xxv ; pp. 3 17. Kemble, vol. ii, 188 194. J Fieeman, page 81. Kemble, Vol. i, p. 88. 264 ORIGIN AND GROWTH OF OUR CONSTITUTION, support a family), was assigned to the Ceorl at the time of the conquest and appropriation of any new territory. To the king and the Eorls the largest portions of the conquered land were allotted ; to the principal followers the Thanes, large portions, which often enabled the Thane to rise into the rank of Eorl ; to the Ceorls the small portions above named. After these divisions had been made, much of the territory (Folcland) remained unappropriated, and was used in common. By degrees parts of it were cut off with the consent of the Witan, and consigned to the higher clergy the bishops and abbots or to cor- porations under a written instrument, which gave to them the name of Bocland (Bookland). This, therefore, was the framework of the English community in the Saxon times ; the freeman who was the base of the village society ; the township which included "a cluster of farmers' homes;" the Eorl and the Thane, holding larger grants of the public land ; the Eorls with the clergy forming the king's council; and the king, who, " representing the national life, and having one of his sons associated with him, to mark the hereditary character of the office, entered into the common stock of the historic dignity of kings." . . . " Royalty was the product of migration and conquest; the result of prowess in war and of the qualities of a civil ruler. The king's power was co-ordinate with, not superior to, his council." * . . . * Stubbs's Constitutional History. Vol. i., pp. 67, 68. FROM THE EARLIEST RECORDS OF HISTORY. 265 " The life and sovereignty of the settlement was solely in the body of the freemen whose holdings lay round the . moot-hill and the sacred tree ;" . . . " In the town moot, the community met from time to time for the ordering of the village life and the village industry ; the hundred moot, composed of the representatives of the townships within it, made the laws for the hundred ; the Folkmoot, or general assembly, was at once the war-host and highest law- court and general parliament of the tribe." . . . " It was here that England learned to be a ( mother of parliaments.' " It was in these tiny knots of husband- men that men, from whom Englishmen were to spring, learned the worth of public opinion, of public discus- sion, the worth of the agreement, the "common sense," the general conviction to which discussion leads, and of the laws which derive their force from being expressions of that general conviction. . For "talk" is persuasion, and persuasion is force the one force which can sway freemen to deeds such as those which have made England what she is. The " talk " of the village moot, the strife and judg- ment of men, giving freely their own rede and setting it freely aside for what they learn to be the wiser rede of other men, is the groundwork of English history.* This fair fabric of English liberty was greatly marred by the incursions and ravages of the Danes in the ninth and tenth centuries. The consequent * The Making of England. By J. E. Greene, 1881. Pp. 174194. 266 ORIGIN AND GROWTH OF OUR CONSTITUTION, distress that fell upon the small freemen drove them to surrender their freeholds to the Thanes. The prin- ciple was introduced that each man must have a lord (Hlaford, loaf-giver), but each was permitted to choose his own lord. Before the time of the Norman Con- quest the change for the worse in the Ceorl's condi- tion had made much progress ; he was fast descending to that of the " villein," the territorial bondsman, inhabiting the " villae " or farm buildings ; making part of the household of his master and having no political rights ; or to the scarcely less servile con- dition of the " Bordarii " or " Cotarii," the small cottagers with a little land attached, and subject to small payments in kind. From this state of villeinage the bondsman had indeed the power of obtaining his enfranchisement ; but the progress was slow, and the whole class had not become enfranchised until towards the end of the fifteenth century. f Simultaneously with this loss of freedom by the Ceorl, the liberties of the classes above him were impaired by the increasing power of the king, which resulted from the union of the small Saxon kingdoms under one ruler (by Egbert in 829), the subsequent Danish wars, and, finally, the Norman Conquest. Although the laws of Edward the Confessor were confirmed to the Anglo-Saxon people by William the Conqueror four years after the Conquest (in 1070) ; and frequently, in subsequent reigns, when the king * Kemble. Vol. i, pp. 8996. FROM THE EARLIEST RECORDS OF HISTORY. 267 wanted supplies, the spirit in which they were adminis- tered was greatly changed. From having a strong admixture of the democratic element they became purely aristocratic, with a vast accession to the regal power. And thus it was until the great statesmen of the thirteenth century, Earl Simon de Montfort and King Edward, fully established the principle of representation. " In so doing they did but bring back the old state of things in another shape ; and the ordinary freeman received, instead of the right of personal attendance at the Witan, the far more valu- able right of attendance by his representatives." 4 Writs for sending members to Parliament were for the first time issued in 1264 by Earl Simon in the name of King Henry III. By the writ, the sheriff was commanded to send up to Parliament two knights for each shire and two citizens as burgesses for each city or borough. f The usual object of calling a Parliament in this and many subsequent reigns was to impose taxes. The * Freeman. Vol. i, pp. 69, 100, 102. Eepresentation in the modern sense was far from being an invention of that day. Kemble gives, on the authority of Pertz (Monumenta II, 361, 362), an ancient instance of the principle of election. In a Witan by the " old Saxons," in the heart of Saxony, twelve men were elected from each village at a certain time of the year, and by each of the three orders, and formed the general council for the purpose of dis- cussing, passing, and promulgating laws for the common good. " Statute quoque tempore anni, semel ex singulis pagis, atque ab iisdem ordinibus tripartitis, singillatim duodecem electi, et in unum collecti, in media Saxonia secus flumen Wiseram et locum Marklo nuncupatum, exercebant generate concilium, tradentes, sancientes et propalantes, communis commoda utilitatis, juxta placitum a se statute legis." t Hallam's Middle Ages. Vol. ii, p. 148. Edit. 1841. Stubbs's Constitutional History. Vol. ii, p. 222. 268 ORIGIN AND GROWTH OF OUR CONSTITUTION, earls, barons, and knights of the shire appeared as one body, the clergy as another, and the citizens and burgesses as a third (sitting possibly, as Hallam con- jectures, in different parts of Westminster Hall), and each voted such a proportionate tax as they thought fit an eleventh, a tenth, or sixth.* The point of time when the knights of the shire were joined in the same house with the representatives of the citizens and burgesses is not, according to the same authority, easy to define, but they were so without doubt in the first year of Edward III (1327)4- In the following reign of Richard II, three great constitutional principles were asserted which firmly established for all future times, in spite of temporary checks and obstructions, the power of the House of Commons namely, that money could not be levied or laws enacted, without its consent, and that the administration of government should be subject to its inspection and control. J And this was shortly after- wards followed by the assertion of the power of the Commons to make supplies depend on the redress of grievances, to punish bad ministers, and to maintain inviolate their own immunities and privileges. To the above liberties and privileges the Long Parliament, which assembled in November, 1640, added, in the first nine months of its existence, the great enactments for the periodical assembling of * Hallam. Ibid., p. 169. t Ibid., p. 170. $ Hallam's Middle Ages, Vol. ii, p. 215. Ibid., p, 216. FROM THE EARLIEST RECORDS OF HISTORY. 269 Parliaments, for the abolition of ship money, for restraining the prerogative from levying customs on merchandise, and for the abolition of the Star Cham- ber; and thus, by the summer of 1641, "formed our constitution, such nearly as it now exists." : ' What class or classes in the counties possessed the right of franchise, has been the subject of much dis- cussion. According to some authorities, it was con- fined to the military tenants holding direct from the king. Hallam was of opinion that as the language of the writs was large enough to include all freeholders, and as the sums payable as wages to the knights of the shire for their services, were levied upon all, the right of electing knights was in all the freeholders who resorted to the county court.f He believed also that gradually, " all persons whatever, present at the county court, were declared capable of voting for the knight of their shire ; an opinion which he thought acquired some degree of confirmation from the Statute 8 Hen. VI, c. 7 (1430), which, reciting that elections of knights of shires have now of late been made by very great, outrageous, and excessive number of people dwelling within the same counties, of which most part was people of small substance and of no value, confines the elective franchise to freeholders of lands and tenements to the value of forty shillings." J * Hallam's Constitutional History, Vol. i, pp. 515521. t Hallam's Middle Ages, Vol. ii, pp. 148152. $ Hallam's Middle Ages, Vol. ii, page 243. About that period, although the price of corn often greatly varied, 40s. may have purchased from four to five quarters of wheat, reckoning wheat at from 8s. to 10s. the quarter. When it fell below 6s. 8d. the quarter, 270 ORIGIN AND GROWTH OF OUR CONSTITUTION, In regard to the original right of franchise in the boroughs, Hallam's view is that those who partici- pated in the liberties of a borough, and were sub- jected to its burdens, had by a common law right, springing from ancient usage, the privilege of voting at elections. The burgess, at first a free inhabitant householder in the borough holding his tenement in fee ; afterwards, if only a lessee of a dwelling for a year, or possessing moveable estate, was liable to the local taxes, and those imposed by the king ; and by reason of that liability he had the right of voting.* The process was, that on receiving the writ requiring the election to be made, the sheriff issued his precept to the mayors, bailiffs, and head officers (t of every city, town corporate, borough, or such places as have been accustomed to send burgesses according to the old custom and usage;" and although in the incor- porated boroughs the elections were, in Hallam's opinion, " for the most part very closely managed in the sixteenth century, and probably much earlier, by the Aldermen and Common Council " (as they con- tinued to be down to the Reform Act of 1832), in all the rest the election was made by the freeholders, or by the inhabitants who were resident householders.! The writs were sent to all the towns, large and the Statute 15 Hen. VI, c. 2, made perpetual by the 23 Hen. VI, c. 5, (1445), allowed corn "being of small price, to be carried forth of the realm," "si souvent . . . que un quartr de frument n'excede pas le price vjs. viiid." * Hallarn's Constitutional History, Vol. ii, p. 200210. f Ibid., p. 209. FROM THE EARLIEST RECORDS OF HISTORY. 271 small, with the exception of those which, by the partiality of the sheriff, were omitted on account of their wish to escape the burden of sending members. Incorporated towns often received the privilege in the hope of profiting by it by increased trade or influence. Thus the representation of boroughs, originating in an act of the prerogative, deprecated sometimes as a bur- den, and growing into an advantage, gradually began to be claimed as a privilege, and ultimately as a right. The frequent changes which the borough repre- sentation went through from the time of Henry VIII to the Restoration need not here be minutely described. It is sufficient to notice that to the 100 boroughs existing at the time of Edward I,* 33 were added by Charter by Henry VIII, 14 created and 10 restored by Edward VI, 21 created by Mary, 60 by Elizabeth, and 27 by James I. These addi- tions after the reign of Henry VIII were made, not in reference to any popular principle, but " to secure the authority of government, especially in the suc- cessive revolutions of religion." f But in the reign of James I, a principle was laid down in favour of popular rights, that " every town which had at any time sent members to Parliament, was entitled to a writ as a matter of course." Accordingly, 15 more boroughs were enfranchised down to the year 1641. In 1673, the county and city of Durham were also enfranchised, having been omitted when the large * Ibid., Vol. ii, p. 209, note. t Ibid., p. 203. 272 ORIGIN AND GROWTH OF OUR CONSTITUTION, extensions of the right of election were made by Henry VIII, on account probably of the attachment of that part of the country to Popery. In 1677, the town of Newark was enfranchised by Charter, and although this exercise of the royal prerogative was recognised by a vote of the House of Commons, it is the last instance of its exercise that has occurred.* Nor is a more than a very brief reference required to the continual efforts made by rival parties in the reign of Charles II, and during a great part of the following century, to supplant the ancient right of the resident freeholders by the corrupt agency of small corporations ; efforts which were finally frustrated by the Act of 1770, associated with the name of Mr. Grenville, by which the determination of all cases of controverted elections was transferred from the House of Commons to a sworn committee of fifteen members; a jurisdiction transferred in 1868 to the Courts of Law. But it was not until 1832 that the abuses that had gathered round the constitution during the previous century could be effectually dealt with. By the Reform Act of that year, a large number of the small and corrupt boroughs were disfranchised, a large addi- tion was made to the constituencies throughout the country, and the franchise was considerably lowered. The Liberal Party carried this first great reform ; the second was due to the Conservative Party, who, by the Act of 1867, gave us household suffrage. In the * Ibid., pp. 203-205. FROM THE EARLIEST RECORDS OF HISTORY. 273 same Act, the independent combination of Liberal and Conservative thought, in both Houses of Par- liament, compelled the recognition of the right of minorities in large constituencies to their fair share of the representation. (Page 189.) The time is near at hand when, whichever party may be in power, the franchise will be conferred on the agricultural householder. And it will be con- ferred with safety if, while enlarging the basis of electoral power, the superstructure is also duly con- sidered. An extension of the principle of the repre- sentation of minorities would aid in giving security to the great historic institutions of the country, which we have derived from a remote Past, and which we may trust to hand down in augmented strength to future generations. The object of this sketch has been to trace the growth of the main principles of pur Constitution, not to go into the details of their application in each succeeding age, which belong to history. It is to those principles that we are indebted for the great fabric of our liberties, civil and religious, which has been in the long course of ages built up, extended and sustained, and which, next to individual character, has been the main element of our greatness as a nation. It would probably be difficult to find an educated Englishman who has not taken into his mind and heart Tennyson's Ode on Freedom. I nevertheless T 274 ORIGIN AND GROWTH OF OUR CONSTITUTION. may be pardoned for introducing it in this place, as it has added the charm of undying poetry to the wisdom which is the legacy of all ages on the subject of the Principles of Government. Of old sat Freedom on the heights, The thunders breaking at her feet : Above her shook the starry lights : She heard the torrents meet. There in her place she did rejoice, Self -gather 'd in her prophet-mind, But fragments of her mighty voice Came rolling on the wind. Then stept she down thro' town and field To mingle with the human race, And part by part to men reveal'd The fulness of her face- Grave mother of majestic works, From her isle-altar gazing down, Who, God-like, grasps the triple forks. And King-like wears the crown : Her open eyes desire the truth. The wisdom of a thousand years Is in them. May perpetual youth Keep dry their light from tears ; That her fair form may stand and shine r Make bright our days and light our dreams, Turning to scorn with lips divine The falsehood of extremes ! KOWOKTH AND CO. LIMITED, NEWTON STREET, HIGH HOLBORN, W.C. THIS BOOK IS DUE ON THE LAST DATE STAMPED BELOW AN INITIAL FINE OF 25 CENTS WILL BE ASSESSED FOR FAILURE TO RETURN THIS BOOK ON THE DATE DUE. THE PENALTY WILL INCREASE TO SO CENTS ON THE FOURTH DAY AND TO $1.OO ON THE SEVENTH DAY OVERDUE. SEP 29 1932 APR 13 1938 ^^\iT 37 REC'D LD MAR 2 '64 -I ID LD 21-50 w-8,- 32 vp OAI9A