UC-NRLF ^B SD3 E5E Nd ii 'i I I iNFERMLl li^ UN I VERS /^BP«<'El FY LIBRARY UNIVERSITY OF \CALlFORNlA rj , 4 ^nH^y ^^^ . LEGISLATURE AND JUDICIARY lantvetstt^ of Xonbon LEGISLATURE AND JUDICIARY BY THE RIGHT HONOURABLE THE LORD SHAW OF DUNFERMLINE LL.D., K.C, ETC. IHnlversite of UonDon press PUBLISHED FOR THE UNIVERSITY OF LONDON PRESS, LTD. BY HODDER & STOUGHTON, WARWICK SQUARE, E.C. I9II HODDER AND STOUGHTON PUBLISHERS TO THE UNIVERSITY OF LONDON PRESS C7 PREFACE Upon the invitation of the authorities of University College, London, I opened a course of Jurisprudence there on November 22 last. And they have kindly urged that the address which I then delivered be printed. Hence these pages. The Chair of the Lecture Hall was occupied by my distinguished friend Mr. Haldane, now Viscount Haldane of Cloan, the Secretary for War. He had just been inspecting the drill of the University Territorials in the College quadrangle. That being concluded, he entered the meeting and delivered a speech of even more than the expected distinction and 941 vi PREFACE power. Those were great days of Rome when the avenues to high place in the State were the profession of arms, elo- quence and law. But even then it must have rarely happened that one man of mark could have trod those three avenues in one and the same afternoon. I regret to add that the speech was not recorded : otherwise I should have insisted on its reappearing here ; for the learned Viscount shared my views, but he set them forth with a felicity to be envied, and a philosophy which awakened interest and thought. The methods of the didactic treatise were, of course, unsuited to a prelection of this character, and accordingly elaborate citation of authority has been avoided. A good body of such authority exists in England : but I may remark upon the PREFACE vii pleasure with which I have observed the growth in America of an expansive crop of well-considered writings upon some of the topics here dealt with. I speak in the text of Dr. Coolidge Carter's work, from which more than one quotation is given : and the reader would peruse with profit and pleasure a volume just issued from Yale University, — Mr. Howard Mcllwaine's book on "The High Court of Parliament and its Supremacy." I Palace Gate, London, S.W. March igii. LEGISLATURE AND JUDICIARY There are two propositions with regard to the relations of Legislature and Judiciary which in our day have become mere propositions of commonplace, — the first, namely, that the former is free, and the second that the latter is bound. And if these propositions are taken in a sense sufficiently general and wide, they may be accepted as true. The British Legislature is free — in other words, the power which formulates and enacts laws can choose its own road. The Judiciary is bound — in other words, the power which interprets and applies laws must choose the path prescribed. 10 LEGISLATURE AND Were this wide and general truth the whole truth, the relation between these two forces in the State might be summed up as those of control on the one hand — to the point of domination, and of obedi- ence on the other — to the point of sub- serviency. Beyond this there would be nothing more to be said. Simple as all this seems now, it was reached as the result of a development of the constitution proceeding over hundreds of years. The judges were the King's officers of state ; they were not even separated from the legislature, and they interpreted Statutes or even set them aside with a vigorous freedom. *' When," for instance, "Counsel, in a case in 1305, argued for a certain construction of the Statute of Westminster Second of 1285, ^^ was cut short by the Chief JUDICIARY 11 Justice with the remark : ^Bo not gloss the Statute : we understand it better than you^ for we made it ! ' " It may, in fact, be taken as generally accurate to say that the predominance, the supremacy of Parlia- ment over the Judiciary — as over much else — dates from the Revolution Settle- ment. You will find the story told in the last chapter of Mr. Mcllwaine's work on the High Court of Parliament. But these two propositions reached, in the hands of the great and accomplished legal reformers, a theoretic rigidity and a logical outcome which we look back upon to-day with interest and with surprise. A generation ago, or even later, many of the school of Bentham and Austin would have stoutly maintained that they did contain not only the truth, but the whole truth — holding, as they still did, to i 12 LEGISLATURE AND the rough theory that enacted laws were the whole law. Here was a handy broad- axe : it sheared away origins, crippled functions, smote philosophy and cleared the ground of history — leaving the student unharassed by notions of such things as evolution or a scientific growth in jurisprudence, and filled with a com- fortable complacency that he lived in a ready-made world. The exaltation of the legislature, the humiliation of the judiciary, were complete. The inaccuracy, or — to put it at its lowest — the inadequacy of such a view is being more and more realized in this country, and has long been felt else- where. Nor is this to be wondered at. For the great body of law, written and unwritten, and the constant output of regulations for human conduct — not alone JUDICIARY 13 by the High Court of Parliament, but also by the rulings of the judiciary — these proceed as society itself proceeds and they are affected reciprocally, and yet consistently, by the movement of opinion, by what upon its subjective side is an alteration of view-point and ideal, and by what upon the objective side wc call for short, the march of events. With the years and even with the days, to judiciary, as well as to legislature, there come from society its proof and claim of life^ and, with these, the need for recon- ciling human interests in the ever new relations in which they develop. And to the judiciary the claim comes with a particularity, an urgency and an immediacy which the most prompt and expert legislature in the world could not answer. The casus improvisus is always 14 LEGISLATURE AND with us : and in ninety-nine cases out of a hundred it must be settled before Parliament can turn. The appeal is made not to laws, for there are none, but to law : call it what you like — the common law, the principles of juris- prudence — anything from jus divinum to common sense, from recta ratio to a square deal : it is on and by and with that stuff that judges have to work, and they must do so not as bondmen but as free. Do not the accumulating experiences of a country like our own — which has not yet a written code and never had a written constitution — show with increas- ing plainness that there are more things in Heaven and Earth than are dreamt of in Bentham's philosophy } How rank this heresy is, however, how lively were Bentham's own con- JUDICIARY 15 victions about it, and how far he wished them spread, are shown by a letter which he went the length of addressing to the people of the United States : " Yes, my friends/' said he, " if you love one another — if you love each one of you his own security, shut your ports against our common law as you would shut them against the plague." This common law he calls a '' tissue of imposture " which makes men slaves. And he passionately exclaims : " No ; never, never let slip out of your mind this lesson — whereso- ever common law is harboured^ security is excluded.'' To President Madison, he is even more explicit : " Yes, Sir, so long as there remains any, the smallest scrap of unwritten law unextirpated, it suffices to taint with its own corruption — its own inbred and incurable corruption — 16 LEGISLATURE AND whatsoever portion of statute law has ever been or can ever be applied to it." But, passionate and extreme as this appeal is, there is no question that in one sense it was addressed to the proper quarter. Had Bentham lived, for instance, in the times of Salvius Julianus, he would no doubt have been heart and soul for the perpetual edict. In his forceful way he would have said : " Praetors, listen. Your habits of prying in and around, and annually patching up a fresh edict — how can respectable citizens abide them ^ Are not Romans entitled to know where they stand ^ Away with your annual edicts : an end to confusion : only when there is one comprehensive edict and that is made perpetual, shall there be an end, a glorious end, to the uncertainties of the law as a guide to relations and rights of men." JUDICIARY 17 Whether moved by this philosophy, or whether a perpetual edict was thought to be a more convenient instrument for the growing forces of despotism one cannot say : but the perpetual edict of Salvius Julianus became a fact. The annual edicts were superseded. But with them did the evolution of Roman jurisprudence suddenly close ? From certain passages in Gibbon you might think that it did. But it is plain matter of history that the contrary is the case. Having doubts as to these pas- sages in Gibbon, I put the point to my friend Professor Goudy, one of the very safest of living civilians ; and in a letter with which he has favoured me, Dr. Goudy, in a few strokes of the pen, puts the history in this way. The century, he says, which followed the promulgation of B 18 LEGISLATURE AND the perpetual edict is " the most splen- did in the history of the Roman Law, containing as it does the great Coryphaei, Gaius, Papinian, Paul and Ulpian, from whose works about three-fourths of the Digest have been extracted. Commen- taries on the Edictum Perpetuum really ceased after the middle of the third century, and the torch of jurisprudence went out in an absolute monarchy and decadent society." It is in this way alone that Gibbon's remark is justified that the edict was " buried under the weight of commentators." As in many other departments, so it is in jurisprudence : finality is sterility ; but finality fails and will fail until society itself grows sterile. Bentham was not holding an imaginary conversation with the praetor of Rome : JUDICIARY 19 he was, as we have said, making an appeal to a much more hopeful quarter. He was addressing a new country ; but it would be a mistake for one moment to suppose that that country was willing to scrap its English past. Race, the hand of history, and the genius of men like Hamilton, saved it from that. But by the time of the Presidency of Madison the sense of affiliation had slackened and earlier antagonisms had grown more rigid. Above all, Bentham's opportunity lay in this, that it was a country that was to face the future blessed with the panoply of a written constitution, to which, not the judiciary alone, but also the legislature was bound to bow. Here, then, was a field in which the letter of enactment was set in supreme mastery — with every chance, if only human affairs would permit it, of regulating all B 2 20 LEGISLATURE AND without the aid of judge-made or common law — that common law which was an enslavement, a corruption, a plague. Yet it is exactly there, viz. in the United States of America, that the most luminous criticism of the school of Bentham and Austin has been made. It is in that very- country that the common law has been found to be of superlative value, and that the function and work of the judiciary in its expansive interpretation of the written constitution are looked upon with venera- tion — a veneration so great as to incline Mr. Bryce, with whose judgment all must , agree, to name Chief Justice Marshall as ' holding in America a pre-eminence akin to that of Mansfield in the domain of English law and Papinian in the law of Rome. In legal literature no scrutiny of the Bentham and Austin position has been more JUDICIARY 21 penetrating, and no narrative more deadly, than that of Dr. Coolidge Carter, that distinguished member of the New York bar who some years ago entered the lists against David Dudley Field. On the merits of the codification proposals of the latter it is not proper here to enter ; but, incidentally, they have caused the real enrichment of juridical science by evoking the lectures of Mr. Carter (alas ! never delivered) on " Law, its origin, growth and function." This book is of a value beyond the limits of the particular controversy : and I think it not inapt to quote his view — the view of an American, a man of wide culture, who lived and thought in the very midst of the legal and constitutional problems of the United States — his view as to Bentham and that whole class of mind. 22 LEGISLATURE AND His manner of dealing with particular dogmatisms of Bentham, such as those which I have quoted, is to expose them by the simple device of placing them in the disturbing glare of over a century of fact. On the more general topic, and referring to that creed, somewhat lacking in tolerance, the creed of the efficacy of legislation per se, he puts the matter thus : " In Bentham's view the conduct most conducive to general happiness — that is, of the greatest good to the greatest number — could be ascertained beforehand by intelligent men, and could therefore be stated in writing and enacted as law, and he seemed to think that if it were once so enacted the vast change for the better which it would everywhere pro- duce would make society not only satisfied but delighted with it, but that if all were not satisfied with it they should be com- JUDICIARY 23 pelled to accept it and govern their conduct accordingly. He was a courageous as well as a skilled logician, and never flinched from any true deduction from his theory. To any suggestion that upon his doctrine the task of the judge would be made simply that of interpreting words, his answer would be that this is just what he meant : that there was nothing he so much detested as judge-made law, and that he would abrogate it root and branch by a declaration that there should be no enforceable rules outside of the code. To any suggestion that such a priori rules must often, through ignorance, carelessness or negligence, be so formed as not to be applicable to the un- known transactions of the future and thus occasion injustice and inconvenience, he would say that such evils would be far less than those arising from the uncertainty. 24 LEGISLATURE AND expense and trouble incident to unwritten law, and besides that they would be tem- porary only and could be remedied for the future by legislative amendments. If he were reminded that his proposal seemed contrary to the experience of mankind, of which experience the common law was the fruit, he would have answered that the common law was the fruit of a fraudulent usurpation of legislative power of the judges ! He would not hesitate to tear down the majestic fabric which the slow processes of nature, operating through ages, had reared, and replace it with the wretched invention of some committee in a legislature." This passage is interesting as an illustra- tion of the power of answering a theory by the manner of expounding it. But it has a deeper than a literary interest. From JUDICIARY 25 America here Is a testimony of the highest cogency and value to the pervasive power of the common law, which, in spite even of a written constitution and above, beneath and around it, appears in the social organism — a living, moving, growing thing — underlies and encompasses the letter of all codes and the judgment of all courts, reveals to the clearest and the choicest minds new aspects of truth and inspires them with fresh emanations of the very spirit of justice. Although Bentham and Austin have been bracketed together, it is but fair to the latter to say that his attitude on the topic of judicial interpretation is very different from that of the former. In one passage, indeed, he goes to the other extreme : " I cannot understand," he argues, " how any person who has 26 LEGISLATURE AND considered the subject can suppose that society could possibly have gone on if the judges had not legislated, or that there is any danger whatever in allowing them that power which they have in fact exercised to make up for the negligence or the incapacity of the avowed legislator. That part of the law of every country which was made by judges has been far better made than that part which consists of Statutes enacted by the legislature." Long ago this need for judicial inter- pretation, in the sense not of shutting out the past, but of setting it in its proper place and power, was expounded by Coke, and its value was likened by him to the making of light to shine in darkness. " To know," says he, " what the common law was before the making of any Statute (whereby it may be known whether the JUDICIARY 27 Act be introductory of a new law or affirmatory of the old) is the very lock and key to set open the windows of the Statute." All this being said, however, the main propositions — the right of legislative supremacy, the duty of judicial loyalty — stand out of question. And, to set it forth in other words, it of course must stand admitted that under the British Constitution it is never open, to judges or to any other authority, to challenge the validity of legislation by the Imperial Parliament as an excess of power. The centuries have brought us to treat that as settled. From the legislature there lies no appeal, as in the United States, to a Supreme Court on the ground of breach of the Constitution. No question of ultra vireSy as, for instance, in the interpretation 28 LEGISLATURE AND by the Privy Council of the ambit of delegated legislative authority within the Empire, can arise. So also is it incompetent to challenge the validity of legislation within the United Kingdom by urging that the action of Parliament betrays injustice, caprice or unreason. The judiciary is in most cases willing to act, but in all cases it does act and must act on the familiar truisms that " the legislature, being in truth the sovereign power, is always of equal, always of absolute authority," and that the corrective lies solely and ultimately with the body of the people. The out- standing restraint of legislative power, limitless as regards its past, is that Parlia- ment cannot bind its future, and that no form of language will avail in any attempt to do so. The corrective of the action of Parliament as a human and fallible JUDICIARY 29 institution is not a legal corrective — lies not with the judiciary ; but is, and is alone, a constitutional corrective — lies, and lies alone, with Parliament itself — acted upon by a fresh wave of public opinion, a higher sense of duty, a wider range of experience, or a broader perspective in the regions of applied justice. Cardinal as is this truth, with regard to the relative positions of legislature and judiciary, it is sometimes forgotten in the latter quarter. And distinguished men, while agreeing that an enactment means, and was even intended to mean, only one thing, have been known to suggest that if the matter had only been left to judges, they would have acted on a superior intellectual or moral canon. Occasion- ally, also, the grumbling comes from the people at large as they painfully realize 30 LEGISLATURE AND the results of what is not a legal but a Parliamentary omission or mistake. These occasions are rare. Both public and judicial opinion swerve quickly back towards the right road, viz. that of improvement, through the agency of Parliament itself. It is thus and thus alone that the serenity of constitutional progress is resumed and the fruits of constitutional development are secured. You may be surprised that I should be reminding you of a fact so elementary. But ever and anon there is forgetfulness of it, and rebellious suggestions spring up in a confused public mind. And I would even venture another and a final word on this part of the topic. Any other theory would be of really revolutionary sig- nificance, and any other practice, although supported by a transient gust of thought- JUDICIARY SI lessness or passion, would be quickly felt to be a disaster of stupendous magnitude. Parliament always will and always ought to claim, nor is it likely to part with the right to declare, that its latest word is not its last word. It must change its own mind, and it will not allow, and the people behind it will not allow, that the judiciary should change its mind for it. But the whole of the foregoing is set out upon the footing that the case there being dealt with is a clear case — that is to say, that the will of Parliament has found expression which is unmistakably plain. The duty of loyalty on the one hand, and the position of supremacy on the other, are thus and then equally plain. Up to this point a clear-cut definiteness of relation, function and sphere has been arrived at. 32 LEGISLATURE AND Yet too often the boundary line is far from being so clear ; and in that single fact lies the much greater complexity of subject, to which we now advance. The fallibility of human efforts, the imper- fections of human speech, omissions, in- consistencies, obscurities, contradictions — all these weaken the challenge of the legislature to the judiciary, "What doest thou ? " and lay it open to an immediate rejoinder of the judiciary to the legis- lature, namely, " What meanest thou ? " In a moment, accordingly, and by the very nature of the imperfect human instrument we come upon the whole set of doctrines as to the construction and interpretation of statutes. It is no part of my purpose to resume the labours of many authors upon this topic — an important topic, but not one of JUDICIARY 33 great difficulty if only it be remembered that artificiality should be eschewed, and that the interpreter should remain on friendly terms with good sense, and keep up throughout his operations and com- ments the closest intimacy with the text itself. Now, however, the relations between legislature and judiciary become closer. For the most laboured product of the one must of necessity face the ordeal of the most rigid scrutiny of the other. A deductive philosopher might declare that the clash and conflict thus likely between two great social powers would result in confusion, in chronic public injury and public loss. But a sound induction teaches a wiser lesson. Experience of the contact and interlinking of these two powers has upon the whole led not to collision, but 34 LEGISLATURE AND to co-operation, whether in the region of the security or of the advance of society. And I do not think that the secret of this has been sufficiently unfolded. This co-operation, upon which so much depends for the orderly progress of the State, is co-operation on a common ground. Standing on this common ground — ancient ground, historic ground, almost sacred ground — one finds, as I have already ven- tured to observe — one finds it to be only partially true that the legislature is free, and only partially true that the judiciary is bound. What is that which of necessity constrains the one, and of dutv broadens the range of the other ? Neither code nor constitution has set open or delimited this ground. And rarely in the history of England has Par- liament expressly recognized it. A few JUDICIARY 35 instances of such recognition do certainly occur. On one such instance apparently much store is set by no less an authority than Blackstone. He cites the preamble of 25 Henry VIII, chap. 21, as the " remarkable words . . . addressed to the King's Royal Majesty." These are the words : " This your Grace's realm, acknowledging no superior under God, but only your Grace, hath been and is free from subjection to any man's laws, but only to such as have been devised, made and ordained within this realm for the wealth of the same, or to such other as by sufferance of your Grace and your progenitors the people of this your realm have taken at their free liberty, by their own consent, to be used among them ; and have bound themselves by long use and custom to the observance of the same ; c 2 36 LEGISLATURE AND not as to the observance of the laws of any foreign prince, potentate, or prelate ; but as to the customed and ancient laws of this realm, originally established as laws of the same by the said sufferance, consents and customs, and none otherwise." No doubt it is true that this address assumed the specious dignity of a protest against the intrusion of the Canon Law into English jurisprudence. But I cannot think of the Act without thinking of the man and the policy behind it. As for the King, the less said the better: the Act was but an astute step in the stormy progress of his passion for Anne Boleyn. Had the Canon Law favoured his designs he would have swept it into English jurisprudence with as little compunction as he sv/ept it out of it. But there is another view. Think of the situation : JUDICIARY 37 it was 1534. Wolsey had just died : his genius, his iron will, his ambitions, his great imaginings of an extended con- tinental power for his King, and for himself, his dream that he might wear the triple crown : all these vanished when he was flung from power. He had with- stood the royal will : against him there stood the charge of having outraged by forced benevolences the traditional right of his countrymen to tax themselves ; by his sudden death he avoided indictment under the Statute of Praemunire. It was the dawn of the new and greater terror ; when Henry found in Thomas Cromwell that inscrutable and devastating minister of absolute power. But the royal intrigue for the divorce of Katherine of Aragon found its intellectual defence in the subtlety of the minister. Cromwell, 38 LEGISLATURE AND even at a moment so unpropitious for a popular claim, was skilful enough to enlist in that pitiful plot the spirit of independence of the English people, their indomitable pride, their loyalty — unquenchable and easy to fan into a flame — their loyalty to their own ancient customs, habits and traditions as the foundation of their laws. And in Eng- land before and since, in all the times propitious for the speech and life of freedom, this foundation stands sure. As I have indicated, what is of value, and what bears upon our inquiry is this, that the consent of the people of England was procured to the declinature of foreign jurisdiction by the association of their in- dependence with their own ancient customs. The foundation of the law is there : and in my opinion it is there also that there is JUDICIARY 39 to be found that common ground of which we are in search, the ground upon which the true relations of legislature and judiciary ought to stand. But while I tender my adhesion to that class of doctrine which settles the foundation of law upon custom, 1 must respectfully enter my protest (I am not sure if in this I be not also aiming even at Mr. Carter) against the custom, tradition, association, habit, and the rest being treated merely as the fruit of intellect in practice, and being emptied on its evolutionary side of all ethical content. It would be indeed strange if the weapon could be so treated which is wielded either in Parliament or courts : for it is a fundamentally ethical appeal which underlies the denomination of the one as the nation's assize and of the 40 LEGISLATURE AND other as courts of justice. Much might be said upon this, and it may be that the saying would be more acceptably received now than would have been the case half a century or even a quarter of a century ago. But it may suffice that I simply illustrate the point when I proffer the opinion that the erasure of witchcraft from the list of crimes, the abandonment of trial by fire as a test of truth, the abhorrence of torture as a part of judicial procedure, the mark indelible on each of these as worthy only of a savage state — these, and the like of these, appear to me to indicate that the evolution of a nation's customs and habits of mind partakes, in the region of jurisprudence, of an evolu- tion not in intellectual breadth and subtlety alone, but of an evolution in personal and national morale. JUDICIARY 41 Leaving that not out of but in the reckoning, now ask yourselves the ques- tion : Is it not historically as well as philo- sophically true that in the social organism within which the legislature is a moving force, its liberty — the liberty of the legis- lature — appears not as a caprice, but, upon a broad review, to evolve through order, to consist with order ? And what is that order but the whole system of thought, scheme of life, and practice of a people which we express under the terms tradition, custom, a living past ? To this — a restraint which is constant, real, insuperable — I shall again allude. And historically and philosophically it is as broadly true that no judiciary is entirely bound. The record of past judi- cial opinion and decree, the text of legisla- tive enactment, — consistency and loyalty, 42 LEGISLATURE AND make their imperious claims that these be respected ; but even as the tribute is paid there still remains a consistency with and a loyalty to something deeper and more basic, a something which is found lodged in a people's modes of thought and those general views and understandings which fundamentally underlie all authorized ex- pression and make the work of interpreta- tion and the task of the judiciary also an evolution. The habits, traditions, associations, customs and modes of thought to which I refer — this should not require, but it does require stating — are not those of either legislature or judiciary as a class or separate portion of the constitution : they are those of the people themselves. Herein for the judiciary lies a danger to be constantly avoided — the tendency to a narrowness JUDICIARY 43 more technical than that of professional- ism, the narrowness of a trade. This tendency, this temptation, which it will always be the glory of the judiciary to resist, they are not modern. Very far indeed from it. Think of this : " a small body of men, all of them patricians, and some of them priests, retaining in their memory and transmitting to their disciples a number of rules and maxims, often expressed in some carefully-phrased and scrupulously-guarded form of words. . . . An important place among these rules was held by the formulas which it was necessary to use in actions or other legal proceedings, the slightest variation from the established phraseology of which would be a fatal error." What is this ^ Is it some daring sarcasm of Swift on the judges of his time ? No : it is the sober 44 LEGISLATURE AND history of Mr. Bryce ; and the " body of men " were the jurists of Rome before the enactment of the Twelve Tables. For the habits, modes of thought and the like to which I have referred are from the very nature of the case not profes- sionally circumscribed. They are, as I have said, those of the people themselves — the people who, in spite of defiance and protest, and sneer and wonder, remain the true masters. It is their language which must be spoken-— to mean what they mean, to be read without artificiality or distortion, but as naturally and plainly as the words allow ; to accord, unless where discord or reversal be an express imperative — to accord with the convictions and customs not of a caste or section, but of the mass and body of the nation, be it added, with the convictions and JUDICIARY 45 customs not of a sterile past, but of a moving and experimentally unfolding present civilization. Neglecting this, the legislature soars and operates in the clouds : despising this, the judiciary gropes and becomes purblind. Under a representative system and a democratic constitution, the position of the legislature affords a guarantee against more than a temporary lapse from this fundamental canon. But with the judici- ary it is otherwise. The legislature can undo the mischiefs of its own misuse of words ; but a misuse of the judici- ary becomes a precedent in mischief which only a watchful legislature can correct. Be it remembered also that the canon which compels deference to those habits and meanings and understandings — those 46 LEGISLATURE AND things which insensibly affect the founda- tion as well as the evolution of the com- mon law — is not only a broad and popular but a present-day canon. With the change of manners, the alteration of the environ- ment of the individual, the unfolding of new ethical and social ideals, it cannot be expected that such things which affect the very shape and structure and action and life of society should fail to infuse a less archaic and a fresher spirit into its law. I To be ignorant of such movement is a 1 misfortune ; to be wilfully blind to it is pedantry. You cannot interpret the lan- guage of a man of the world in the spirit of a recluse. To bind the present by a past which has been outlived produces irritation, confusion, mischief and wrong. In this sense we can with heartiness subscribe to the lines — JUDICIARY 47 " What custom wills in all things should we do't; The dust on antique time would lie unswept, And mountainous error be too highly heaped For truth to overpeer." Against judicial action of that kind there properly arises a clamour for legis- lative relief. But a word to the legislature on this topic. By the obsolete in practice a Court of Law can refuse to be bound : even where the obsolete has been affirmed by i decisions of former generations, the judges may set against it the altered modern spirit ; but, when the obsolete in custom and practice remains unrepealed upon the Statute-book, the judiciary finds itself confronted by an obstacle which the ^ legislature alone can surmount ; and Mr. Lynx has found his opportunity. Struggles are of course made against the result. But I should personally prefer that the 48 LEGISLATURE AND obsolete even in Statute were liable to condemnation by a judgment on desue- tude, rather than, by refinement, be evaded or if possible whittled away. As matters stand, however, the watchfulness of the legislature is needed in the ever-widening region of useful repeal. But to return from the obsolete past to the living present : if the language of Parliament is so plain that under the familiar rules of construction they can only have one meaning, the duty of the judges is of course as plain as the words, and these must be given effect to without the fear of man or consequences. These are the mere platitudes of the case, and in our country are not uttered. But take the other case, by no means rare ; on the contrary, very familiar. Place the same legislative language before the judiciary. JUDICIARY 49 before judges of what eminence, skill and power you may figure, trained in various schools or even in the same school ; and although with all of them there may be the best will in the world, obscurities will appear to one set of minds where all is clear to the other, the same words will in the result mean two or more different things, a generality of expression may be held to cover cases many and frequent or few and rare, and, over all, the very place of the Statute relative to the existing body of law written and unwritten is only found after not a few windings and turnings. Therefore it is that if the relations of legislature and judiciary are ever to reach that deeper note of harmony which should accompany the co-action of two great instruments of social and constitutional progress, you must get beyond mere rule D 50 LEGISLATURE AND of construction to that spirit of interpre- tation which, nurtured in the traditions and practice of the past, is yet in accord with the spirit of the people and the spirit of the time. We are thus brought abruptly up to a point of enormous difficulty — the duty of legislature and judiciary respectively in view of the growth in bulk and in detail of modern Statute law. In one of his essays John Stuart Mill observes that for no small period of modern English history the labours of legislators and the agitations of politics and society were directed to the removal of barriers and restrictions which a pre- vious generation had set up. But present- day legislation is a task which has also opened a new sphere. It appears to JUDICIARY 51 demand a further and a different kind of energy. It enters not alone into the wide arenas of liberty, of constitutional rights, of imperial and colonial obligations and the like high topics, but, democratized in its composition, it has become demo- cratized in its labours, its views, and its conscious sphere of duty. And when the legislature goes slum- ming, it stirs about among vested rights — rights of property, rights of government, rights of local control, rights of personal liberty, and the thousand and one interests thus affected rush to the law courts with points for decision and application — points which in their subtlety and multiplicity puzzle and perplex the judiciary, and would, had they all been presented at the earlier stage, have unnerved and paralysed even Parliament itself. D 2 52 LEGISLATURE AND More than ever in the history of these kingdoms, and ever more and more, does the need arise for clearness of expression on the one hand and sympathetic inter- pretation on the other. Without the one on the part of the legislature its work might conceivably become a quagmire of injustice and mistake ; without the other on the part of the judiciary it might conceivably so descend to the practice of flaw- finding and checkmate that juris- prudence would fall from its high estate, and appear as one of the meanest and most beggarly of the arts. Trite it may be — one still hears Carlyle thundering it — but it is still very pro- foundly true that the condition of real insight is sympathy. And the effort of both these great powers towards unity of thought and purpose is a worthy effort, JUDICIARY 53 making against antagonism and for that co-operation which promotes and secures the peaceful and orderly arrangement and advance of civil society. In the spirit of this effort I venture with diffidence, but with conviction, to offer with regard to both these powers the following observations. As to the legislature : In the first place, 1 have spoken in vain if Parliament be considered to work on a tabula rasa. It is in the midst of influences and an en- vironment of habits and customs, modes of thought and speech, notions of right — traditional, national, ethical ; it is in the midst of all these surroundings that the legislature operates. But no overt duty arises from this situation ; for this rule over Parliament is an unconscious, constant \ 54 LEGISLATURE AND and inevitably operating rule. The real lines of duty follow; but the attempt to lay them on any but this basic fact would be a vain attempt. Parliaments are fleeting, and the acts of each are but additions to or variants upon not only the legislation of preceding ages, but the great mass and body of the common law. This fact may be forgotten, but remains. In the second place, however. Parlia- ment in the course of time and by the very necessities of its business speaks the common tongue in a dialect which gradu- ally comes to bear a specialized and tech- nical significance. It must also be saved the labour of constantly repeating the inter- pretation of the terms employed, and so arise Statutes of Interpretation like that of 1889, which are the working handbooks of the Parliamentary draftsmen. JUDICIARY 55 I cannot refer to that small but highly- skilled body of men except in terms of the warmest and most sincere admiration and respect. In labours they are unwearied, their task is stupendous ; it is minute to the point of irksomeness ; and no man who has ever undertaken the framing of a measure of any complexity or the handling of it in its stages of Committee and Report can fail to look back upon their assistance without gratitude or to rank them and their office high in the working of the British Constitution. You will find this subject dealt with instructively by Sir Courtenay Ilbert in the highly valuable resume of the work of the Parliamentary Counsel's Office which is found in his book on Legislative Methods and Forms. And his description of the hammering of a Statute into shape, or out of shape, is so 56 LEGISLATURE AND authoritative, so vivid, and so entertaining, that, happily fortified by the learned author's consent, I make no apology for quoting it in full. It is contained in his chapter on Parlia- ment as a legislative machine, and is in these terms: "In judging English Acts of Parliament it must be remembered that the defects with which they are chargeable are in great measure directly due to the princi- ples of the constitution under which they f are framed. In the first place, an ordinary I Act of Parliament is essentially a creature of compromise. In point of form it is a compromise between the terms of art demanded by the lawyer and the popular language required by the layman. If the former finds such a term as ' land ' loose and slipshod, to the latter * hereditament * is pedantic and unintelligible. The result is JUDICIARY 57 that the layman usually finds his satisfaction in the text, the lawyer has to be consoled with a definition. In point of arrange- ment, an Act is a compromise between the order most convenient for debating a Bill and the order most convenient for admin- istering an Act. In point of substance a Bill as it enters Parliament may be, and as it emerges frequently is, a compromise be- tween divergent views. It is the work of many minds and the product of many hands. Now compromise and co-operation are admirable things in politics, but they do not always tend to clearness or accuracy of style, logical arrangement or consistency in literary composition. '' Those who are familiar with Parlia- mentary procedure are well aware of the difficulties with which the promoter of any important measure has necessarily to 58 LEGISLATURE AND contend. The measure may have gone through a long period of gestation before its introduction to Parliament. Information and opinions on different points will have been confidentially obtained from various quarters ; the provisions of the measure will have assumed many varying forms ; and the alternatives will have been carefully discussed and compared. Yet, in spite of these precautions, as soon as the measure has been printed and circulated swarms of amendments will begin to settle down on the notice paper like clouds of mosquitoes. The minister in charge of the Bill has to scrutinize all these, with the help of his permanent staff and of the draftsman, to formulate reasons for their acceptance or rejection, and to prepare replies to, or amendments for meeting, the numerous points raised since the introduction of the JUDICIARY 59 Bill. Letters and articles appear in the newspapers. Questions are asked in the House. Correspondence pours in from all parts of the country. The peculiar circum- stances of the Parish of Ockley-cum- Withypool must surely have been over- looked by the framers of the Bill. There is a local Act which will require consideration. Above all there are the vested interests. Journalists may write eloquent leaders, members of Parliament may make sonorous speeches, about the effect which the measure will have in promoting the welfare or undermining the institutions of the country. But to the parish beadle of Little Peddling- ton the question of supreme importance is how it will affect his emoluments, existing and prospective. It is with reference to them that he studies the Parliamentary debates, indites missives to his repre- 60 LEGISLATURE AND sentative, and organizes deputations to departments. Every member of Parliament knows this beadle under various names. Questions of this kind occupy all the working time during the interval between the second reading and Committee, and during the progress of the Committee stage. Inside the House the Minister is battling with amendments, some from enemies anxious to make the Bill unworkable or to reduce its operations to a minimum, others from indiscreet friends. Amendments are often framed hastily without reference to grammar, logic, consistency or intelligibility. They are apt to be crowded in at the begin- ning of each clause or sentence with the view of obtaining precedence in discussion. The language of a law ought to be precise, accurate and consistent, but the atmo- sphere of a crowded or heated assembly is JUDICIARY 61 not conducive to nicety or accuracy of expression. Decisions often have to be taken on the spur of the moment, and in view of the possibility of a snap division. At last the amendments are cleared off the paper, the new clauses often raising the same questions one disposed of ; and the much-buffeted craft with tattered sails, the deck encumbered with wreckage, and with several ugly leaks in her hold, labours heavily into a temporary harbour of refuge. There is a short interval for repairs, and then the struggle begins at the report stage. There may or may not be a sufficient oppor- tunity for making such formal amend- ments as are necessary to make the measure decently consistent and intelligible. If not they must be left for the House of Lords." I am not prepared to deny that that, or something very like that, is what goes on. 62 LEGISLATURE AND In short, when one considers the stress of a modern Parliament during the latter half of every session, and the distracting strain under which the draftsman's work is carried on, I declare to you that I am amazed at the results forming upon the whole such a workmanlike and creditable product. In our day judicial observations from the bench as to inartistic drafting grow fortunately fewer, under the force of this juster and more generous con- sideration : and the causticity of comment upon Parliamentary labours — which so often equated with slenderness of Parlia- mentary experience — is passing away. In the third place, Parliament has a special and particular duty in regard to what I may term the risk of issuing con- tradictory orders. This is no light task : and it is largely true that as matters at JUDICIARY 63 present stand, the official drafting staff of a department of Government has to face it alone. It is for consideration whether further help and strength should not be provided in this previsory and advisory function. As illustrating this, I may observe that, when Parliament, engaged upon a particular topic, has been left in ignorance or confusion as to its own past statutory record, and so has not plainly declared its mind upon the subject — when that has occurred, no task more difficult is laid upon the judges than to settle the doctrine of implied repeal. So far as that can be accomplished, these highly delicate issues should be settled for the judiciary by the legis- lature itself. To the extent to which this is neglected, dangers as unexpected as they are inevitable are sure to arise. 64 LEGISLATURE AND To watch and avoid the collision of present legislative efforts with the contents of the Statute-book — this would tax the best efforts of a bureaucracy ; but to expect it from the most conscientious of Parliaments, democratically elected and necessarily short-lived, is to expect too much, so long as the construction and the working of the Parliamentary machine are as they are now. To take but one point : in nineteen cases out of twenty the details of a measure involving questions of involved reference to previous legislation, with all the points of partial reversal or total repeal, or on the contrary of recognition of and mere addition to the existing statu- tory law — all these details are thrashed out in the House of Commons. Does it not — I put the point — appear to you that JUDICIARY 65 when it reaches another Chamber it should undergo treatment with new and skilled knowledge and with a fresh perspective ? I do not speak of reversal of policy or change of principle : not at all. Whether that is on the whole good or on the whole evil, whether it should be continued or stopped — all that is to be dusted out in quite another and a stormier arena. But I do speak of the need which grows with the complexities of our social life, the need for greater reality in the work of a Second Chamber as a revising Chamber. I repeat that I do not aim at altering the meaning, but of making the meaning plain, not in itself alone, but in its bearing on the existing content of legislation. But if public men happen to be thinking of such things as how to find the best of revising Chambers, it may occur to them E 66 LEGISLATURE AND that a place may be found In their scheme of things for at least such a strengthening and change as will secure sounder adminis- tration and a more workmanlike product. One fears to use the plea that this would save litigation. Recent experiences demon- strate that promises of that kind, uttered with the deepest conviction, are pitifully belied by events. But may not the defect in the Parliamentary machine on which I am venturing to lay stress have something to do with these results ? My suggestion of further help and strength, whether on official or constitutional lines, is not a political suggestion, is not a suggestion of check or counter-check, or of the balance of social forces or opinion : it is a sugges- tion for the strengthening of Parliament however constituted, a suggestion of good business. JUDICIARY 67 All of the above, be it observed, refers to those occasions when the collision to be avoided or settled springs from Act meeting Act. But, in the fourth place, a task beyond that, and of infinitely graver difficulty, emerges : and it demands both on the part of the public and the legislature a greater constancy of watch- fulness and care. Round every important Statute there inevitably grows a body of judicial decisions. Often, and swiftly, these accumulate, precedent being heaped upon precedent till the legislative text is obscured and the legislature, remembering its own intentions, views the interpreted results — with surprise. When the legis- lature or the public pays as much heed as this, it is well ; for the public mind is quickened and clarified as to the need for, and the direction of, amendment of the law. E 2 68 LEGISLATURE AND But when the legislature does not pay heed, and when for a generation or even two generations or more things are allowed to drift, then the results may be indeed serious. The remedy does not lie with the judiciary ; it lies with the legis- lature : and it is not far in history to seek to discover that if the legislature leave the work of the interpreter alone, the confusions and mischiefs which ensue to the commonwealth often spring from the very loyalty and reverence of the inter- preter for the text of the law. Schools are formed, sects arise, doctrines clash. The Mosaic law, for instance ; the Para- dise of the codifier ! That law was overlaid with meticulous commentary — increasingly elaborate, increasingly arti- ficial — until, viewed from the standpoint of human life and rights and needs, the JUDICIARY 69 law as expounded became a byword of Intolerable insincerity. No doubt even mischiefs may be allowed to grow for a little to see the extent of their ramifi- cations before they be cut down. But such expediencies are dangerous : and the balance of public good lies not alone in watchfulness, but in promptitude of remedy. And the longer a return to right reason is delayed, the greater will be the wrench of the check and the rebound — until what is only the retriev- ing of the past from distortion is open to the charge and the difficulties of even revolutionary change. In the next place, however, juris- prudence evolves its doctrines all the while — not its mere canons of statutory interpretation, but its standards of civil responsibility, its deductions of rights, 70 LEGISLATURE AND liabilities, privileges, its processes in the regions of evidence, assumption and pre- sumption — all those things and modes innumerable which are woven into the very texture of the common law. And it needs no imagination to figure how far, starting from a very slight switch in precedent, the rails of practice go. I do not merely speak in this regard of the high constitutional requirement for a legislative eye being kept on these developments, but also of the duty which is nearer home and which in my opinion is of special urgency — the duty of so framing Statutes as to lift from the judiciary the enormous task of fitting the new to the old — and this by the simple and frank expedient of saying whether well-known and established legal principles are or are not to be applied. JUDICIARY 71 May I illustrate ? A modern Act is passed laying certain duties upon certain individuals. These are reckoned so im- portant for the safety of human life and limb that a failure in them is made punishable as a criminal offence. Query: Does this exhaust the liability of the indi- vidual, or is he also civilly responsible ? You are sure of that ? Very well, then ; are all the canons of civil responsibility, or of escape from it, imported .^^ Is, for instance, the doctrine of common employ- ment a sound defence against the civil responsibility of a master for neglect of statutory duty by his staff .^ This is not the place for an answer to these puzzles : the point is that the puzzles are there, and they are there because the legislature's attention was not officially and pointedly drawn n LEGISLATURE AND to them, the judgment of the legis- lature asked upon them, and a settlement in a single line of the Act obtained which would dispense with national un- certainties and mountains of litigation. When a settlement upon a great public issue has to be made, the citizen makes a fair claim when he asks that he should reach his rights by a plain and firm parliamentary road rather than through a quagmire of judicial formulae. Over every legislative act many ques- tions hover, and of these I have brought down only a few. But they are serious questions. How will a British subject read this ; how much would he infer from it ; how much with all his upbringing, his traditions and customs would he import into it ; does it square with authorized JUDICIARY 73 interpretation; how far does it modify or affect the contents of the Statute-book, the dicta of the law courts, or those elements of the common law which have appeared as legally evolved, but yet accepted and governing doctrine ? These questions and such as these are accom- panied by the consciousness that a failure to settle them means a continuance of evil, public and private. From the public point of view, an im- provement in the structure of the legis- lative output — such an improvement as would afford clearer and more guiding answers to those questions would be a worthy achievement. To remove friction from the relations of legislature, execu- tive and judiciary, in the balance of which, Montesquieu held, lay the glory of the British Constitution, and to promote their 74 LEGISLATURE AND co-operation — this, indeed, would be a creditable task, reaching the dimensions of a beneficent constitutional change. Nor let it be forgotten that in these particulars these Kingdoms would not benefit them- selves alone. One of the most striking facts in modern comparative legislation is that the Parliaments of the great self- governing colonies in sober fact treat the British Parliament as the mother of their own, imitating her procedure, watching her developments, and actually reproducing the text of many of her Statutes. Only the other day there stood upon the roll of the Privy Council two causes very near each other. In the one, rights had to be determined under a Families Com- pensation Act, and in the other under a Patents Act. These were but Colonial JUDICIARY 75 reproductions of British modern legisla- tion. The one occurred in British North America and the other in Australia. But I own that 1 plead for an addition to the effectiveness of the legislature, as a co-agent with the judiciary in the advance and security of society, not merely on high constitutional, but upon humbler, grounds — those which affect the every-day rights and comfort of the commonwealth. Large issues raise themselves. As in a moment the negligible in politics becomes the urgent, and the cloud no bigger than a man's hand darkens the sky. But at present neither legislature nor executive has a constitutional apparatus which can arm it to prevent and cure in those many cases where mischief and suffering and wrong are not publicly acute. No standard or machinery either of diagnosis or prognosis 76 LEGISLATURE AND exists except when the force impelling re- form is on a great scale, or when the political consequences of neglect bode peril. So injustices, many of them proceeding, no doubt, from judicial affirmation, but really springing from legislative omission or con- fusion — injustices numerous and hard to bear, but as yet without a louder voice than that of private suffering, linger on, leaving many more than the starved apothecary to declare, " The world is not my friend, nor the world's law." And the law's delay, not in a judicial but in a legislative sense, becomes a canker in society, a canker arising merely from permitted precedents in mischance. To change the metaphor : the legislature in digging and in planting the garden of the State has forgotten to weed it and to prune. It may be said that " in all this, you are JUDICIARY 77 driving at far more than a mere strengthen- ing of the draftsman's department." I agree. Again, it may be said that " the introduction of this machinery for advice upon and scrutiny of all Bills with the objects you set out, and before they receive the Royal assent — this is of the nature of a substantial addition to the machinery of the Constitution." Well : again I in- cline to agree. But in the end of the year 1 9 10, when the powers and functions of the respective Houses of Parliament are under searching consideration, you may not think it inopportune that from a Uni- versity centre should come no aggravation of polemics, but a plea for a greater and more gifted previsory and advisory power to mini- mize confusion and friction, and to promote a happier and more fruitful co-ordination of the standing forces of the constitution. 78 LEGISLATURE AND Of the legislature enough. But one word more of the judiciary, and to emphasize the fact that I address a Faculty of Law and within a University. To attempt to set up a framework of rules of inter- pretation has been no part of my task — far less so the presumption of setting forth a canon for the judiciary. Here and there, however, you may have discerned that I hold certain ideas, and on consideration you will take them either as warnings or suggestions. If I have stood by loyalty, favoured sympathy of interpretation, ranked co-operation high above checkmate in the forces of the constitution, suggested that it was as vain to scrap the past as to sterilize the future, spoken as if of a living force of the spirit of the time — of all these things you will judge. That spirit, unless your own be craven, you will not JUDICIARY 79 fear to commune with, remembering that you cannot mould nor guide it if you are dragged behind it. Beware, in this regard, as lawyers, be- I ware of your categories. On this subject Pitt once eloquently and roundly de- nounced no less a man than Mansfield : | and Pitt was right. Beware of your j categories. They m.ay be too strict for \ the expanding ideas, or too wide for the specialized particulars of our evolving civilization. Theoretically and rationally they may be a grotesque misfit, and in practice and with the sanctions of the law they may become a veritable bed of Procrustes, a cruelty and wickedness by standard, an instrument of tyranny. In the changes and complexities of modern life, what shall be the bounds of dominion between the principle of the dead hand 80 LEGISLATURE AND JUDICIARY and that of the living organism ? That, indeed, is a difficult question to answer. Books and rules, time-honoured doctrines, printed categories fail: a wider knowledge avails much ; far more the sympathetic realization of advancing thought, the broad wisdom of the cultured mind. Printed for the University of London Press, Ltd., by Richard Clay and Sons, Ltd., London and Bungay. 14 DAY USE RETUKN TO DESK FROM WHICH BORROWED LOAN DEPT. 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