I4-IO PRIESTLEY SPANISH COLONIAL MUNICIPALITIES BANCROFT LIBRARY YfM^ Mmy/cr^ of California • Berkeley Digitized by tine Internet Archive in 2007 with funding from IVIicrosoft Corporation http://www.archive.org/details/colonialspanishmOOprierich Spanish Colonial Municipalities By Herbert Ingram Priestley, Ph. D. Librarian of the Bancroft Library and Associate Professor of Mexican History in the University of California i'O Reprint from The Louisiana Historical Quarterly April, 1922. SPANISH COLONIAL MUNICIPALITIES By Herbert Ingram Priestley, Ph. D. Librarian of the Bancroft Library and Associate Professor of Mexican History in the University of California. This article was originally printtd in the California Law Review for September, 1919, and translated into Spanish by Genaro Estrada and published as Municipali- dades cnloniales espanolas, Mexico, 1921. It is republished by the Louisiana His- torical Quarteily with the consent of Mr. Piiestley and we are quite sure that Lou- isiana students of Spanish institutions in Louisiana will be quick to appreciate this very valuable contribution to a subject that up to this time has been very inadequately treated here or elsewhere. With the light thrown on the subject by Mr. Priestley's essay, many of the mis- understood features of the Spanish Cabildo in Louisiana will be restored to their true position in our history. HENRY P. DART. Spanish Colonial Municipalities. The municipal organization of Castile, transferred to Amer- ica soon after the advent of Columbus, began to function with no lack of vitality. The first conquerors brought to the New World a traditional love of liberty and a spirit of strong local autonomy which promised fair for development in the conquered and colonized territory. But during the sixteenth century the Spanish peninsular municipio was reduced from its earlier im- portance and power, being subjected to centralized control by officers of the crown. These were the gobernadores, corregidores, and alcaldes mayores, who went out to hold the local areas in the name of the national authority. These centrally appointed of- ficers substituted for the direct democracy guaranteed by the municipal fueros, (charters), and for the system of local legisla- tion arising from the petitions of the towns through their procu- radores, a direct central legislation under royal cedulas, cartas, and instrucciones. Thus, through the conflict of the monarchs with 2 Spanish Colonial Municipalities the towns was eliminated the initiative of earlier, more in- dependent days.' The significant characteristic of these peninsular cabildos (town corporations) before the epoch of Charles V was the posses- sion of rights similar to those which had been won by Englishmen in their struggle for political liberty under their kings. The Span- ish townsmen had established under their fueros the equality of all the citizens before the law. The character of the vecino (townsman) was superior to all social distinctions. This equality was considered essential for wise government of the commune, and if any counts, knights, or other noblemen should come to settle in it they must become subject to the same restrictions, in- cluding death penalties for certain crimes, as the earlier settlers. In the Spanish towns the principle of the inviolability of the domicile was well recognized. It was not the Englishman alone who could claim that his house was his castle. Violation of this right was punished by the severest penalty, even death. In the fueros of Cuenca and Sanabria the method of entering the domi- cile under the authority of search warrant is prescribed with the same precaution and respect for the rights of the inhabitants as are shown in the most modern legislation. Furthermore, justice was dispensed to the citizen by his peers, chosen by him or by his counsel, save in matters wherein the royal jurisdiction intervened. No man might be deprived of life or property, nor be arrested by the merinos (king's justices) except in matters on which the local judges had already passed sentence. If the merinos passed such sentences, they were to be disobeyed. Every man had a right to participate in public affairs. He shared in the election of magistrates. The authority of the town government was based on popular election; this constituted the legitimate sanction of the officer in the exercise of his duties un- der the local fueros. No confirmation of his powers from any au- thority outside of the municipality was necessary; not even the king had any intervention in the naming of the municipal of- ficers. -^ 'R. Altamlra, fHatoria de Eapana ii de la civiliaacidn espaiioln, II, 483; Carlos Navarro y Lnmarca. Compendia de la historia general de AmMca, II. 339. »J. A. Garcfa. La ciudad indiana, 161. Spanish Colonial Municipalities 3 With respect to the responsibility of the officers of the Castil- ian city, the ancient legislation provided more amply, perhaps, than does much of the modern. "Injuries caused to citizens were to be compensated for doubly if by an officer ; infractions of the fueros or deception in controlling public interests were punished severely as breaches of trust by loss of position. Instead of form- ing a shield for iniquity, municipal office brought upon an offend- er punishment twice as severe as that imposed in like case upon the private citizen, the public trust being construed as aggravat- ing the offense."^ All this was absent in the Spanish-American municipality. The guarantees of the citizen were wanting. There was, too, the lack of forceful union between the towns, union which had in Spain given stability and respectability to the pretensions of the local entities. This had been secured through the Santa Herman- diad, which in the earlier times constituted the visible arm of the united power of Castilian towns. But in America this source of dignity and power was at first altogether lacking ; when the Her- mandad did appear, it was as the arm and token of the central authority, imposed from above for the protection of the roads against highwaymen. Serving as an attempt to guarantee safety in the interstices between the areas controlled by the municipal- ities, the Hermandad lent none of its majesty to the local govern- ment, and served rather to aggrandize the central control and pre- vent development of local autonomy. As far as form went, however, the local units of the New World modeled their government upon that of the towns of Spain. Municipal organizations, provided for under Columbus, and ex- tended throughout La Espafiola in 1507, began to exist wherever a group of Spaniards was numerous enough to require social con- trol. By the last quarter of the sixteenth century there were at least two hundred such organizations in the Spanish Indies, under the designation of ciudad, pueblo, or villa. In some places the name lugar (literally "place") was used to designate the pueblo, but the latter word was used in most cases to designate settle- ments other than mining camps (reales de minas) not large enough to be called ciudades. In the period last mentioned a num- ber of the earliest towns had died with the shifting movements incidental to continental settlement when once the larger land 'Garcia, Op. et loc. cit. 4 Spanish Colonial Municipalities masses had been found to excel the insular holdings in opportun- ity for enrichment. Essentially, whatever the designation, all the municipalities enjoyed the same legal status. There were minor variations in the composition of the official governing body, the elaborateness of the organization corresponding to development in size. Black- mar, who shows the derivation of the Spanish towns from the Roman ones in Spain, points out clearly that, whatever might have been the variety of the organization of the peninsular towns, there was practical uniformity in style of organization in the colonial municipalities. Bernard Moses draws attention to the fact that the colonial cities might owe their origin to development from an Indian mission or from a presidio, or that they might be founded outright as cities by an individual conqueror or by a group of settlers voluntarily associated for the purpose.* These variations in origin meant, however, no diversity in character among the municipal entities once they were organized. This uni- formity was due to the existence of early general legislation and to the absence of those special frontier conditions which had in Spain made the successive reconquests from the Moors the basis for grants of widely divergent fueros and special privileges.'' In all of the municipalities the essential officers were the regidores (town councilmen). Their number was variable, rang- ing from four in the small villas to eight in the large ciudades and to twelve in the capitals, as for instance Mexico and Lima. Their importance was due to the fact that thev had power of decision in matters of routine administration, and because from their number were annually chosen the alcaldes ordinarios (muni- cipal judges, usually two in number) and the alferez (herald), whose function it was to bear the municipal banner on festal days. In occasional instances, the alferez was also a regidor. After the inception of the Hermandad in the New World, its alcaldes were chosen from among the alcaldes ordinarios; this was later than *Frank W. Blackmar, Spamfh Institutions of the Rnuthir.cst (Johns Honkins Studies in Historv and Political Scisnc?, Extra Volume X. Baltimore. 1891). Ciiap. VIII, "Spanish Colonial MunicipaMties" : B'^rnard Mrses. "The Bstablishmpnt of Municipal Government in San Francisco" (Johns Hopkins University Studies in His- tory and Political Scimci', Seventh Series, Nos. II, III. February and March. 18,S9). ''I-.ei?islation covering foundation of early nnmicinalities Is found in Qrdenamaa aobre drstyiihrimicnto nuevo }/ poblaci6ii, in Coleccidii de dorHtnentos in^ditos rela- tix'oa al descubrimiruto, conqniata y orgnnizacidn de las antiguas poaesiones espaiiolaa de America y Oceania, Tom. 8 pp. 484-527. This legislation was afterward largely In- corporated In the Rcropilaci6n de Ivdias. The general law has been recapitulated by O. Garfield Jones under the title "Ixjcal government In the Spanish colonies as pro- vided by the Recopilaridn de leyea de loa Reynoa de laa Indiaa", In The Southwestern Historical Quarterly, Vol. 19, pp. 65-90. Spanish Colonial Municipalities 5 the beginnings of municipal administration ; in Lima, for instance, the alcaldes of the Hermandad did not appear until 1560." In New Spain the alcaldes of the mesta, or grazers' guild, appear among the list of annually elected municipal officers until well toward the end of the eighteenth century." The number of regidores varied from one period to another, as well as in classes of towns. In the Ordenanzas, cited above, it was provided that the governor of a new territory within which a city was to be erected should make declaration whether the new establishment was to be designated a ciudad, villa, or lugar {pueblo). The government of a metropolitan city was to con- tain one alcalde mayor or corregidor, he being characteristically the appointee of the central or provincial power. In his hands was to be placed the jurisdiction in solidum. The capitular es (town officials) designated in accordance with the colonizing grant, were to be the three oficiales reales (treasury officers), twelve regidores, two jueces ejecutores, and a small number of accessory executive and clerical subordinates. Two of these were the jurados, one of whom was prescribed for each parish in the new settlement, perhaps the prototypes of the later alcaldes de barrio of the eighteenth century. The procurador general, known as time went on as the sindico (city attorney), was a man of recognized ability, social category, and political influence in the community.^ For the smaller settlements, known as villas, pueblos, or lu- gares, the Ordenanza of 1563 provided one alcalde ordinario, four regidores, one alguacil or bailiff, and some mjnor officers. Here the alcalde mayor or corregidor was wanting ; this would indicate that municipal life was more free from the trammels of supervi- sion in the smaller places, or that the alcalde mayor extended his control to the lesser from the larger settlements, as later came to be the rule. In the closing years of the colonial epoch, the number of regidores was set at twelve for the larger cities; |ight was the number considered proper for Guanajuato and San Luis Potosi in New Spain, while most of the smaller towns were to have six. In the City of Mexico there were fifteen.'* •Altamita, Historia de Espaiia, II, 313. ■'A. Cavo, I, OS Tres siglos de Mexico, passfun. *Lucas AlamS,n, Historia de Mejico, I, 58. J. N. Rodriguez de San Miguel, Manual de providenoias economico-politicas para uso de los habitantes del Distrito Federal, 215. »Cf. Alaman, Op. cit.. I. 57. and Altamira, Op. cit.. III. 314. 6 Spanish Colonial Municipalities The method of choice of the city officers was subject to notable variation. In new conquests it was usually the privilege of the leader of the expedition (governor, adelantado, captain- general, or whatever was his title), to nominate the first set of officers for the towns erected within the area of his roughly delimited royal grant. This power was conceded by specific per- mission contained in the conqueror's capitulacion or grant, as in the case of Pizarro at Lima (1535), of Pedro de Alvarado at San- tiago de los Caballeros (1524), and in numerous other cases.'" If this privilege was not specified in the capitulacion, the munici- pality was organized by means of an election in whch participated every free member of the expedition ; nomination by the con- queror was, however, the normal and more usual method. Usual- ly, when the first group so appointed or elected had served a nat- ural year, which was the prescribed term of office, the retiring regidores designated their successors ; certain conquerors, Pizarro and Alvarado again as illustrations, named the successors. Until 1621 or 1622 the oficiales reales or treasury officials, whose prin- cipal duty it was to care for the interests of the king's revenues, sat in the municipal cabildos "with voice and vote." Restrictions on this practice had begun in 1567, when the oficiales reales were forbidden to serve as alcaldes. The periodical renovation of the city's governing body was attained not only by the annual election, but also by the provision that no regidor might be re-elected until one year had elapsed since his term of service ; in the case of the alcaldes ordinarios at least two years must have so elapsed. The efficiency of this inhi- bition was largely nullified in practice by the rotation in office of members of a few allied families, who maintained oligarchical control in alternation. It was the royal intention, as evinced in the earlier legisla- tion, to prevent the central authority, represented by the vice- roys and governors, from intervening in municipal elections, but the laws to thp effect were nullified in practice by the central of- ficers, who had the legally prescribed power to confirm or dis- approve the annual elections. An instance of such interference occurred in Buenos Aires in 1590, despite the efforts of the cahildo to prevent. Again in 1609 Governor Saavedra of Buenos Aires named an alguacil (marshal) "with voice and vote" in the cahildo. '"In the towns which sprang up about the presidios, the municipal cahildo might remain absent for a long period, as In the case of San Francisco, California, which existed from 1776 to 1834, without the cabildo organization, Moses, Op. cit., 17-18. Spanish Colonial Municipalities 7 The perpetual regidores (of whom more later) acceded to the illegal appointment, but the elective regidores resisted until the governor coerced them by a fine of five hundred pesos each. Not only fines, but imprisonment, resorted to repeatedly by governors, served to enforce their predominance, v^hich brooked no opposi- tion. So far was the practice carried that men refused to accept municipal office, like the senators of the Roman Spanish towns, until fines were imposed to oblige them to accept. Not only was the elective faculty overridden to a large ex- tent by the viceroys and governors; still another feature of ad- ministration served to reduce it. This was the practice of selling offices, due to the impecunious condition of the Spanish crown. The Catholic Kings had forbidden the sale of offices, and Juana la Loca had restricted it to non-judicial offices; by the end of the seventeenth century, however, the practice had become settled and general. Frequently public offices were disposed of by auction to the highest bidder. In Buenos Aires in 1644 a number of legidorships were auctioned, bringing revenues from eight hun- dred and fifty to twelve hundred and fifty pesos. The position of alcalde de la Hermandad, thus disposed of in 1671, produced thir- teen hundred pesos. Lesser municipal offices, as those of escri- bano (notary) and alguacil mayor, were leased or farmed for a lump sum to be covered by the incumbent from fees collected. ^^ Navarro y Lamarca, following several writers of the epoch during which the practice of selling offices was in vogue, thinks that the system has been overcriticised, and that the men who bought offices were more inclined to administer them conscien- tiously than were the "irresponsible and voracious minions of the viceroys." The same author calls to attention the fact that Mon- tesquieu considered the practice advantageous and perfectly proper.^- Insofar as his efficiency was concerned, it may be safely asserted that whether the position of the regidor was obtained by purchase or by election, that accident was of less importance in determining his value to the State than was the fact that the whole political heirarchy of the Spanish empire, colonial and peninsular alike, was characterized by malfeasance and graft- with such notable exceptions that honesty in office was the crown- ing virtue whereby many names of colonial administration have become conspicuous if not illustrious. "Garcia, La ciudad Indiana, 170-171. '^^Op. cit., II, 341, note 1, citing L'Esprit de lois. Cap. XIX, Cf. E. B. Bourne. Spain in A'merica, 227-229. ^ Spanish Colonial Municipalities One very notable effect of the sale of offices was the tend- ency of the central authority to increase unduly the number of them for the sake of the revenue thus produced, regardless of the consequence to efficiency. This caused a cynical attitude toward tenure of office which did not a little to destroy the public spirit of the colonists. The customary sale of the office of regidor seems at no time to have eliminated completely the feature of election of at least part of the municipal corporation. Six of the regidores of the City of Mexico were elected every two years by the per- petual regidores, who held by purchase or inheritance ; this at the close of the eighteenth century.^-^ The power to appoint perpe- tuos had, indeed, been held by some of the earliest conquerors; Pizarro, by the terms of his capitulacion, could name three of them. The purchase of the regiduria perpetua by well-to-do fam- ilies gave in time to the Creole families of colonial society their one avenue of admission into participation in la cosa puhlica, though it is true that at times, through default of suitable Span- iards, the Creoles came into control of the audiencias (supreme courts of justice with certain administrative functions). It may be little doubted that the preponderance of the creole element in ' the cahildos was one of the compelling motives for the policy pur- sued by the Spanish government in emasculating these as au- thoritative bodies. So much, briefly, for organization and perpetuation of the cabildo. Of equal interest is the subject of the general powers of the municipal corporation. These were both administrative and judicial for their areas, but their range was limited by the original grant of privileges, and more especially as time elapsed, by the issue of ordinances for municipal guidance by the viceroys and audiencias. The general laws of the Recopilacion de Indias com- bined with these ordinances to reduce the initiative of the city government to a minimum. Judicial functions were supposed to be exercised by the alcaldes ordinarios in first instance in both civil and criminal suits. In civil suits involving certain sums the cabildo was a court of appeal also from the decisions of the alcaldes; it might itself be appealed to from the governor, though the practice of the audiencias of sending out special judges for causes of consequence gradually limited the bases for appeals which would normally have gone through the municipal courts.^* "'InmAn, vhi 8n»ra, n. S. "Hlp6Uto Villaroel. Kvfrrmedndea pnliticas que padece eata capital dc Nucva Enpat'ni. MS. Tom. I. pnrte 2a, folios 95-102. Spanish Colonial Micnicipalities 9 In affairs of administration the cabildo was theoretically in- dependent in everything that had to do with the adornment of the city, the improvement of its public works, regulation of economic affairs, such as fixing the prices of products, wages, and the levy of local taxes, the inspection of jails and hospitals, administration of the public lands (of which more anon)^ and the oversight of public morals. All of these cares of the municipality were by a cedula of 1535 carefully distinguished as administrative and not judicial, so as to forestall the intervention of the judges of the audiencias in them. As a matter of fact, however, the cabildos were in all of the above matters under the domination of the co- rregidores or governors, who presided over them and had the power of executing the acuerdos (votes) of the capitulares, and these decisions they often modified or nullified through interpre- tation or neglect. The corregidores were notorious for their in- justice in the division of the public lands and in their efforts to profit personally from the exercise of authority. • ' The cabiZrfo deliberated usually in secret^that is, there were not public hearings of their sessions, and the capitulares were bound by oath to maintain secrecy in regard to their deliberations. Notable variation from this procedure occurred when, for the pur- pose of negotiating a forced loan (donativo) , for the king, the influential and well-to-do members of the community were in- vited to join what was known as the "cabildo abierto" (open town meeting). " Such meetings occurred frequently in Buenos Aires during the seventeenth century. ^"^ A still more noteworthy development of cabiZdo government occurred in the earlier part of the Spanish domination. In the island of La Espariola there began, shortly after the initiative of the settlers had brought about the establishment of municipal governments, the practice of holding assemblies of the procura- dores of the towns after the manner of the gatherings of the Cories' in Spain. These convocations had the right of assembling without the call of the governors, and were empowered to au- thorize the latter to execute whatever might be conducive to the general welfare. This created a type of resolution which was used as a temporary substitute for the decision of the Council of the Indies, which, arriving tardily, as was frequently the case, was often found inapplicable to the situation which it was in- tended to affect. The assembly of the procuradores also came into '-Oarcia, Op. cit.. 199-201 ; cf. Bernard Mcses, "The Colonial City." Chap. XVIII. Vo'. II, of his The Spanish Dependencies in South Avierica. 10 Spanish Colonial Municipalities vogue in Cuba ; it met annually at Santiago de Cuba for the pur- pose of recommending to the king measures of state interest and reporting to him the necessities of the island, together with peti- tions that he supply them. This practice was in vogue as late as 1532 and 1540, as records of such assemblages bear these dates. On the continent the practice was continued, particularly in New Spain and New Castile, where the congresses of the towns were recognized by Charles V in cedulas which gave to Mexico and to Cuzco, respectively, the right to the first vote in the assemblies. During the sixteenth and seventeenth centuries no less than forty such assemblies were held, though little is now known as to their history and effectiveness, save that they were, of course, means of communication and petition.'" The congresses of New Spain, says Alaman, writing of the beginning of the independence period, had long ceased to meet. Of a congress of the towns of New Spain which met in the year 1528, it is recorded that the purpose of the convocation was to send a representative to court with suitable instructions. Procuradores of the towns of Mexico, Vera Cruz, Espiritu Santo, Colima, and San Luis participated in the deliberations "in order to discuss and vote upon what might be to the service of God and his Majesty and to the perpetuity of this land." At this session, May 26, two procuradores were elected to be sent to Spain. On June 1, another session voted to give these agents a salary of four ducats per diem from the time they should leave Mexico City until they should have fulfilled their mission. The towns pro- rated among themselves a fund of nearly seventeen hundred pesos for this journey in the following proportions: Mexico paid eight hundred pesos, Vera Cruz three hundred, Espiritu Santo seventy, Colima fifty, Zacatula two hundred and fifty, San Alfonso de los Zapotecas fifty, San Luis one hundred. In 1528, when Dr. Ojeda was making a voyage to Spain, the congress had voted him a com- mission "to nei^tiate with his Majesty to have granted to the city of Mexico, in the name of this New Spain, a voice and vote in the Cortes which -his Majesty and the kings his successors might order convened." This privilege was granted.^' • ' • • •'- "Altamlrft, Op. cit.,.Tn, Zl6, cf. Alam&n, Op. cit, I, 39, 58. "Alamftn, Disertncibnes Sohreia hisinrih de' la TfepuhUch Mfneichva, II, 315-816: e^jld. I, 167, 259. See also Coi>iu dc la mayor parte y mas impor,tanU- y ntil del Lioro Primero que comicnza en orho de marro de l.')24 m fivaliia rtt'lO de hi'iio de 1529, en que ae asentaran todos los cabiUloa y juntafi Que tnbo la J^oUiUsima Ciudad de Mexico en dicho tiempo, MS. folio 237. T.«Ttor interesting m.Ttorial rtn the miinlripal r^Kime of Mexico is contained In tlie J'raduaei^n paleo{)rAfie. 2