Please handle this volume with care. The University of Connecticut Libraries, Storrs ^ ^ BOOK 18 1.3.H95 c. 1 HUSIK # HISTORY OF MEDIEVAL JEWISH PHILOSOPHY 3 T153 000b3537 7 be ken" A HISTORY OF MEDLEVAL JEWISH PHILOSOPHY > 9 -o - THE MACMILLAN COMPANY NEW YORK • BOSTON • CHICAGO ■ DALLAS ATLANTA • SAN FRANCISCO MACMILLAN & CO., Limited LONDON • BOMBAY • CALCDTTA MELBOURNE THE MACMILLAN CO. OF CANADA, LTD. TORONTO A HISTORY OF MEDIAEVAL JEWISH PHILOSOPHY BY ISAAC HUSIK, A.M., Ph.D. ASSISTANT PROFESSOR OF PHILOSOPHY IN THE UNIVERSITY OF PENNSYLVANIA THE MACMILLAN COMPANY 1918 All rights reserved COPYMGHT, I916 By the MACMILLAN COMPANY Set up and electrotyped. Published October, 1916. This book is issued by the Macmillan Company in conjunction with the Jewish Publication Society of America. TO SOLOMON SOLIS COHEN, M.D. AS A TOKEN OF GRATITUDE AND ESTEEM PREFACE No excuse is needed for presenting to the English reader a History of Mediaeval Jewish Philosophy. The English language, poor enough in books on Jewish history and literature, can boast of scarcely any- thing at all in the domain of Jewish Philosophy. The Jewish Ency- clopedia has no article on Jewish Philosophy, and neither has the eleventh edition of the Encyclopedia Britannica. Hastings' Encyclo- pedia of Religion and Ethics will have a brief article on the subject from the conscientious and able pen of Dr. Henry Malter, but of books there is none. But while this is due to several causes, chief among them perhaps being that English speaking people in general and Amer- icans in particular are more interested in positive facts than in tentative speculations, in concrete researches than in abstract theorizing — there are ample signs that here too a change is coming, and in many spheres we are called upon to examine our foundations with a view to making our superstructure deep and secure as well as broad and comprehen- sive. And this is nothing else than philosophy. Philosophical studies are happily on the increase in this country and more than one branch of literary endeavor is beginning to feel its influence. And with the increase of books and researches in the history of the Jews is coming an awakening to the fact that the philosophical and rationalistic move- ment among the Jews in the middle ages is well worth study, in- fluential as it was in forming Judaism as a religion and as a theological and ethical system. But it is not merely the English language that is still wanting in a general history of Mediaeval Jewish Philosophy, the German, French and ItaHan languages are no better off in this regard. For while it is true that outside of the Hebrew and Arabic sources, German books and monographs are the sine qua non of the student who wishes to investigate the philosophical movement in mediaeval Jewry, and the present writer owes very much to the researches of such men as Joel, Guttmann, Kaufmann and others, it nevertheless remains true that there is as yet no complete history of the subject for the student or the viii PREFACE general reader. The German writers have done thorough and distin- guished work in expounding individual thinkers and problems, they have gathered a complete and detailed bibliography of Jewish philo- sophical writings in print and in manuscript, they have edited and translated and annotated the most important philosophical texts. France has also had an important share in these fundamental under- takings, but for some reason neither the one nor the other has so far undertaken to present to the general student and non-technical reader the results of their researches. What was omitted by the German, French and English speaking writers was accomplished by a scholar who wrote in Hebrew. Dr. S. Bernfeld has written in Hebrew under the title "Daat Elohim" (The Knowledge of God) a readable sketch of Jewish Religious philos- ophy from Biblical times down to " Ahad Haam." A German scholar (now in America), Dr. David Neumark of Cincinnati, has undertaken on a very large scale a History of Jewish Philosophy in the Middle Ages, of which only a beginning has been made in the two volumes so far issued. The present writer at the suggestion of the Publication Committee of the Jewish Publication Society of America has undertaken to write a history of mediaeval Jewish rationalistic philosophy in one volume — a history that will appeal alike to the scholar and the intelhgent non-technical reader. Treating only of the rationalistic school, I did not include anything that has to do with mysticism or Kabbala. In my attempt to please the scholar and the layman, I fear I shall have succeeded in satisfying neither. The professional student will miss learned notes and quotations of original passages in the language of their authors. The general reader will often be wearied by the scholastic tone of the problems as well as of the manner of the discus- sion and argument. And yet I cannot but feel that it will do both classes good — the one to get less, the other more than he wants. The latter will find oases in the desert where he can refresh himseK and take a rest, and the former will find in the notes and bibUography references to sources and technical articles where more can be had after his own heart. There is not much room for originality in a historical and expository work of this kind, particularly as I believe in writing history objec- PREFACE IX tively. I have not attempted to read into the mediaeval thinkers modern ideas that were foreign to them. I endeavored to interpret their ideas from their own point of view as determined by their history and environment and the hterary sources, religious and philosophical, under the influence of which they came. I based my book on a study of the original sources where they were available — and this applies to all the authors treated with the exception of the two Karaites, Joseph al Basir and Jeshua ben Judah, where I had to content my- seK with secondary sources and a few fragments of the original texts. For the rest I tried to tell my story as simply as I knew how, and I hope the reader will accept the book in the spirit in which it is offered — as an objective and not too critical exposition of Jewish rationalistic thought in the middle ages. My task would not be done were I not to express my obligations to the PubHcation Committee of the Jewish Publication Society of America to whose encouragement I owe the impulse but for which the book would not have been written, and whose material assistance enabled the pubUshers to bring out a book typographically so attrac- tive. Isaac Husik. Philadelphia, July, igi6. TABLE OF CONTENTS PAGE Preface vii Introduction xiii CHAPTER I. Isaac Israeli i II. David ben Merwan Al Mukammas 17 III. Saadia ben Joseph Al-Fayyumi 23 IV. Joseph Al-Basir and Jeshua ben Judah 48 V. Solomon Ibn Gabirol 59 VT. Bahya Ibn Pakuda 80 VII. Pseudo-Bahya 106 VIII. Abraham Bar Hiyya 114 IX. Joseph Ibn Zaddik 125 X. Judah Halevi 150 XI. Moses and Abraham Ibn Ezra 184 XII. Abraham Ibn Daud 197 XIII. Moses Maimonides 236 XIV. Hillel ben Samuel 312 XV. Levi ben Gerson 328 XVI. Aaron ben Elijah of Nicomedia 362 XVII. Hasdai ben Abraham Crescas 388 XVIII. Joseph Albo 406 Conclusion 428 Bibliography 433 Notes 439 List of Biblical and Rabbinic Passages 449 Index 451 INTRODUCTION The philosophical movement in mediaeval Jewry was the result of the desire and the necessity, felt by the leaders of Jewish thought, of reconciling two apparently independent sources of truth. In the middle ages, among Jews as well as among Christians and Moham- medans, the two sources of knowledge or truth which were clearly present to the minds of thinking people, each claiming recognition, were religious opinions as embodied in revealed documents on the one hand, and philosophical and scientific judgments and arguments, the results of independent rational reflection, on the other. Revela- tion and reason, religion and philosophy, faith and knowledge, author- ity and independent reflection are the various expressions for the dualism in mediaeval thought, which the philosophers and theologians of the time endeavored to reduce to a monism or a unity. Let us examine more intimately the character and content of the two elements in the intellectual horizon of mediaeval Jewry. On the side of revelation, rehgion, authority, we have the Bible, the Mishna, the Tahnud. The Bible was the written law, and represented Uterally the word of God as revealed to lawgiver and prophet; the Talmud (including the Mishna) was the oral law, embodying the unwritten commentary on the words of the Law, equally authentic with the latter, contemporaneous with it in revelation, though not committed to writing until many ages subsequently and until then handed down by word of mouth; hence depending upon tradition and faith in tradi- tion for its validity and acceptance. Authority therefore for the Rabbanites was two-fold, the authority of the direct word of God which was written down as soon as communicated, and about which there could therefore be no manner of doubt; and the authority of the indirect word of God as transmitted orally for many generations before it was written down, requiring belief in tradition. By the Karaites tradition was rejected, and there remained only belief in the words of the Bible. On the side of reason was urged first the claim of the testimony of xiv INTRODUCTION the senses, and second the vaHdity of logical inference as determined by demonstration and syllogistic proof. This does not mean that the Jewish thinkers of the middle ages developed unaided from without a system of thought and a Weltanschauung, based solely upon their own observation and ratiocination, and then found that the view of the world thus acquired stood in opposition to the rehgion of the Bible and the Talmud, the two thus requiring adjustment and reconciliation. No! The so-called demands of the reason were not of their own mak- ing, and on the other hand the relation between philosophy and reli- gion was not altogether one of opposition. To discuss the latter point first, the teachings of the Bible and the Talmud were not altogether clear on a great many questions. Passages could be cited from the religious documents of Judaism in reference to a given problem both pro and con. Thus in the matter of freedom of the will one could argue on the one hand that man must be free to determine his conduct since if he were not there would have been no use in giving him com- mandments and prohibitions. And one could quote besides in favor of freedom the direct statement in Deuteronomy 30, 19, "I call heaven and earth to witness against you this day, that I have set before thee life and death, the blessing and the curse: therefore choose life, that thou mayest Hve, thou and thy seed." But on the other hand it was just as possible to find Biblical statements indicating clearly that God preordains how a person shall behave in a given case. Thus Pharaoh's heart was hardened that he should not let the children of Israel go out of Egypt, as we read in Exodus 7, 3: "And I will harden Pharaoh's heart, and multiply my signs and my wonders in the land of Egypt. But Pharaoh will not hearken unto you, and I will lay my hand upon Egypt, and bring forth my hosts, my people, the children of Israel, out of the land of Egypt by great judgments." Similarly in the case of Sihon king of Heshbon we read in Deuteromony 2, 30: "But Sihon king of Heshbon would not let us pass by him: for the Lord thy God hardened his spirit, and made his heart obstinate, that he might deliver him into thy hand, as at this day." And this is true not merely of heathen kings, Ahab king of Israel was similarly en- ticed by a divine instigation according to I Kings 22, 20: "And the Lord said. Who shall entice Ahab, that he may go up and fall at Ramoth-Gilead?" INTRODUCTION xv The fact of the matter is the Bible is not a systematic book, and principles and problems are not clearly and strictly formulated even in the domain of ethics which is its strong point. It was not therefore a question here of opposition between the Bible and philosophy, or authority and reason. What was required was rather a rational analysis of the problem on its own merits and then an endeavor to show that the conflicting passages in the Scriptures are capable of interpretation so as to harmonize with each other and with the results of rational speculation. To be sure, it was felt that the doctrine of freedom is fundamental to the spirit of Judaism, and the philosophic analyses led to the same result though in differing form, sometimes dangerously approaching a thorough determinism, as in Hasdai Crescas. ^ If such doubt was possible in an ethical problem where one would suppose the Bible would be outspoken, the uncertainty was still greater in purely metaphysical questions which as such were really foreign to its purpose as a book of religion and ethics. While it was clear that the Bible teaches the existence of God as the creator of the universe, and of man as endowed with a soul, it is manifestly difficult to extract from it a rigid and detailed theory as to the nature of God, the manner in which the world was created, the nature of the soul and its relation to man and to God. As long as the Jews were self- centered and did not come in close contact with an alien civilization of a philosophic mould, the need for a carefully thought out and con- sistent theory on all the questions suggested was not felt. And thus we have in the Talmudic literature quite a good deal of speculation concerning God and man. But it can scarcely lay claim to being rationalistic or philosophic, much less to being consistent. Nay, we have in the Bible itself at least two books which attempt an anti- dogmatic treatment of ethical problems. In Job is raised the question whether a man's fortunes on earth bear any relation to his conduct moral and spiritual. Ecclesiastes cannot make up his mind whether life is worth Hving, and how to make the best of it once one finds him- self aHve, whether by seeking wisdom or by pursuing pleasure. But here too Job is a long poem, and the argument does not progress very rapidly or very far. Ecclesiastes is rambling rather than analytic, and on the whole mostly negative. The Talmudists were visibly puzzled xvi INTRODUCTION in their attitude to both books, wondered whether Job really existed or was only a fancy, and seriously thought of excluding Ecclesiastes from the canon. But these attempts at questioning the meaning of life had no further results. They did not lead, as in the case of the Greek Sophists, to a Socrates, a Plato or an Aristotle. Philo in Alexan- dria and Maimonides in Fostat were the products not of the Bible and the Talmud alone, but of a combination of Hebraism and Hellenism, pure in the case of Philo, mixed with the spirit of Islam in Maimonides. And this leads us to consider the second point mentioned above, the nature and content of what was attributed in the middle ages to the credit of reason. It was in reality once more a set of documents. The Bible and Talmud were the documents of revelation, Aristotle was the document of reason. Each was supreme in its sphere, and all efforts must be bent to make them agree, for as revelation cannot be doubted, so neither can the assured results of reason. But not all which pretends to be the conclusion of reason is necessarily so in truth, as on the other hand the documents of faith are subject to interpreta- tion and may mean something other than appears on the surface. That the Bible has an esoteric meaning besides the Kteral has its source in the Talmud itself. Reference is found there to a mystic doctrine of creation known as "Maase Bereshit" and a doctrine of the divine chariot called "Maase Merkaba." ^ The exact nature of these teachings is not known since the Talmud itself prohibits the imparting of this mystic lore to any but the initiated, i. e., to those showing themselves worthy; and never to more than one or two at a time.^ But it is clear from the names of these doctrines that they centered about the creation story in Genesis and the account of the divine chariot in Ezekiel, chapters one and ten. Besides the Halaka and Agada are full of interpretations of Biblical texts which are very far from the literal and have httle to do with the context. Moreover, the beliefs current among the Jews in Alexandria in the first century B. C. found their way into mediaeval Jewry, that the philosophic literature of the Greeks was originally borrowed or stolen from the Hebrews, who lost it in times of storm and stress.^ This being the case, it was believed that the Bible itself cannot be without some al- lusions to philosophic doctrines. That the Bible does not clearly teach philosophy is due to the fact that it was intended for the salva- INTRODUCTION xvii tion of all men, the simple as well as the wise, women and children as well as male adults. For these it is sufficient that they know cer- tain religious truths within their grasp and conduct themselves ac- cording to the laws of goodness and righteousness. A strictly philo- sophic book would have been beyond their ken and they would have been left without a guide in life. But the more intellectual and the more ambitious are not merely permitted, nay they are obHgated to search the Scriptures for the deeper truths found therein, truths akin to the philosophic doctrines found in Greek literature; and the latter will help them in understanding the Bible aright. It thus became a duty to study philosophy and the sciences preparatory thereto, logic, mathematics and physics; and thus equipped to approach the Scriptures and interpret them in a philosophical manner. The study of mediaeval Jewish rationahsm has therefore two sides to it, the analy- sis of metaphysical, ethical and psychological problems, and the ap- plication of these studies to an interpretation of Scripture. Now let us take a closer glance at the rationalistic or philosophic literature to which the Jews in the middle ages fell heirs. In 529 A. D. the Greek schools of philosophy in Athens were closed by order of Emperor Justinian. This did not, however, lead to the extinction of Greek thought as an influence in the world. For though the West was gradually dechning intellectually on account of the fall of Rome and the barbarian invasions which followed in its train, there were signs of progress in the East which, feeble at first, was destined in the course of several centuries to illumine the whole of Europe with its enlight- ening rays. Long before 529, the date of the closing of the Greek schools, Greek influence was introduced in the East in Asia and Africa.^ The whole movement goes back to the days of Alexander the Great and the victories he gained in the Orient. From that time on Greeks settled in Asia and Africa and brought along with them Greek manners, the Greek language, and the Greek arts and sciences. Alexandria, the capital of the Ptolemies in Egypt after the death of Alexander, and Antioch, the capital of Syria under the empire of the Seleucidae, were well-known centres of Greek learning. When Syria changed masters in 64 B. C. and became a Roman province, its form of civilization did not change, and the introduction xviii INTRODUCTION of Christianity had the effect of spreading the influence of the Greeks and their language into Mesopotamia beyond the Euphrates. The Christians in Syria had to study Greek in order to understand the Scriptures of the Old and the New Testaments, the decrees and canons of the ecclesiastical councils, and the writings of the Church Fathers. Besides rehgion and the Church, the hberal arts and sciences, for which the Greeks were so famous, attracted the interests of the Syrian Christians, and schools were established in the ecclesiastical centres where philosophy, mathematics and medicine were studied. These branches of knowledge were represented in Greek literature, and hence the works treating of these subjects had to be translated into Syriac for the benefit of those who did not know Greek. Aristotle was the authority in philosophy, Hippocrates and Galen in medicine. The oldest of these schools was in Edessa in Mesopotamia, founded in the year 363 by St. Ephrem of Nisibis. It was closed in 489 and the teachers migrated to Persia where two other schools became famous, one at Nisibis and the other at Gandisapora, A third school of phil- osophy among the Jacobite or Monophysite Christians was that con- nected with the convent of Kinnesrin on the left bank of the Eu- phrates, which became famous as a seat of Greek learning in the beginning of the seventh century. Christianity was succeeded in the Orient by Mohammedanism, and this change led to even greater cultivation of Greek studies on the part of the Syrians. The Mohammedan Caliphs employed the Syrians as physicians. This was especially true of the Abbasid dynasty, who came into power in 750. When they succeeded to the CaUphate they raised Nestorian Syrians to ofl&ces of importance, and the latter under the patronage of their masters continued their studies of Greek science and philosophy and translated those writings into Syriac and Arabic. Among the authors translated were, Hippocrates and Galen in medicine, Euclid, Archimedes and Ptolemy in mathe- matics and astronomy, and Aristotle, Theophrastus and Alexander of Aphrodisias in philosophy. In many cases the Greek writings were not turned directly into Arabic but as the translators were Syrians, the versions were made first into Syriac, and then from the Syriac into Arabic. The Syrian Christians were thus the mediators between the Greeks and the Arabs. The latter, however, in the course of time INTRODUCTION xiy far surpassed their Syrian teachers, developed important schools of philosophy, became the teachers of the Jews, and with the help of the latter introduced Greek philosophy as well as their own development thereof into Christian Europe in the beginning of the thirteenth century. We see now that the impulse to philosophizing came from the Greeks, — and not merely the impulse but the material, the matter as well as the method and the terminology. In the Aristotelian writ- ings we find developed an entire system of thought. There is not a branch of knowledge dealing with fundamental principles which is not there represented. First of all Aristotle stands alone as the discoverer of the organon of thought, the tool which we all employ in our reason- ing and reflection; he is the first formula tor of the science and art of logic. He treats besides of the principles of nature and natural phe- nomena in the Physics and the treatise on the Heavens. He discusses the nature of the soul, the senses and the intellect in his ' Psychology." In the ' History of Animals" and other minor works we have a treat- ment of biology. In the Nikomachean and Eudemian Ethics he analy- zes the meaning of virtue, gives a list and classification of the virtues and discusses the summum bonum or the aim of human life. Finally in the Metaphysics we have an analysis of the fundamental notions of being, of the nature of reality and of God. The Jews did not get all this in its purity for various reasons. In the first place it was only gradually that the Jews became acquainted with the wealth of Aristotelian material. We are sure that Abraham Ibn Daud, the forerunner of Maimonides, had a thorough familiarity with the ideas of Aristotle; and those who came after him, for example Maimonides, Gersonides, Hasdai Crescas, show clearly that they were deep students of the ideas represented in the writings of the Stagirite. But there is not the same evidence in the earlier writings of Isaac Israeli, Saadia, Joseph Ibn Zaddik, Gabirol, Bahya Ibn Pakuda, Judah Halevi. They had picked up Aristotelian ideas and principles, but they had also absorbed ideas and concepts from other schools, Greek as well as Arabian, and unconsciously combined the two. Another explanation for the rarity of the complete and unadulter- ated Aristotle among the Jewish thinkers of the middle ages is that people in those days were very uncritical in the matter of historical XX INTRODUCTION facts and relations. Historical and literary criticism was altogether unknown, and a number of works were ascribed to Aristotle which did not belong to him, and which were foreign in spirit to his mode of thinking. They emanated from a different school of thought with different presuppositions. I am referring to the treatise called the "Theology of Aristotle,"^ and that known as the "Liber de Causis."^ Both were attributed to Aristotle in the middle ages by Jews and Arabs alike, but it has been shown recently ^ that the former represents extracts from the works of Plotinus, the head of the Neo-Platonic school of philosophy, while the latter is derived from a treatise of Proclus, a Neo-Platonist of later date. Finally a third reason for the phenomenon in question is that the Jews were the pupils of the Arabs and followed their lead in adapting Greek thought to their own intellectual and spiritual needs. It so happens therefore that even in the case of Abraham Ibn Daud, Mai- monides and Gersonides, who were without doubt well versed in Aristotelian thought and entertained not merely admiration but reverence for the philosopher of Stagira, we notice that instead of reading the works of Aristotle himself, they preferred, or were obliged as the case may be, to go to the writings of Alfarabi, Avicenna and Averroes for their information on the views of the philosopher. In the case of Gersonides this is easily explained. It seems he could read neither Latin nor Arabic^ and there was no Hebrew translation of the text of Aristotle. Averroes had taken in the fourteenth century the place of the Greek philosopher and instead of reading Aristotle all students read the works of the Commentator, as Averroes was called. Of course the very absence of a Hebrew translation of Aristotle's text proves that even among those who read Arabic the demand for the text of Aristotle was not great, and preference was shown for the works of the interpreters, compendists and commentators, like Alfarabi and Avicenna. And this helps us to understand why it is that Ibn Daud and Maimonides who not only read Arabic but wrote their philosophical works in Arabic showed the same preference for the secondhand Aristotle. One reason may have been the lack of historical and literary criticism spoken of above, and the other the difficulty of the Arabic translations of Aristotle. Aristotle is hard to translate into any language by reason of his peculiar technical terminology; INTRODUCTION xxi and the difficulty was considerably enhanced by the fact that the Syriac in many cases stood between the original Greek and the Arabic, and in the second place by the great dissimilarity between the Semitic language and its Indo-European original. This may have made the copies of Aristotle's text rare, and gradually led to their disuse. The great authority which names like Alfarabi, Avicenna and Averroes acquired still further served to stamp them as the approved expositors of the AristoteHan doctrine. Among the Arabs the earliest division based upon a theoretical question was that of the parties known as the ''Kadariya" and the "Jabariya." ^° The problem which was the cause of the difference was that of free will and determinism. Orthodox Islam favored the idea that man is completely dependent upon the divine will, and that not only his destiny but also his conduct is determined, and his own will does not count. This was the popular feehng, though as far as the Koran is concerned the question cannot be decided one way or the other, as it is not consistent in its stand, and arguments can be drawn in plenty in favor of either opinion. The idea of determinism, however, seemed repugnant to many minds, who could not reconcile this with their idea of reward and punishment and the justice of God. How is it possible that a righteous God would force a man to act in a certain manner and then punish him for it? Hence the sect of the " Kadariya," who were in favor of freedom of the will. The Jabariya were the determinists. This division goes back to a very early period before the introduc- tion of the Aristotelian philosophy among the Arabs, and hence owes its inception not to reason as opposed to religious dogma, but to a pious endeavor to understand clearly the rehgious view upon so im- portant a question. From the Kadariya, and in opposition to the AristoteUan move- ment which had in the meantime gained ground, developed the school of theologians known as the "Mutakallimun." They were the first among the Arabs who dehberately laid down the reason as a source of knowledge in addition to the authority of the Koran and the "Sunna" or tradition. They were not freethinkers, and their object was not to oppose orthodoxy as such. On the contrary, their purpose was to purify the faith by freeing it from such elements as obscured xxii INTRODUCTION in their minds the purity of the monotheistic tenet and the justice of God. They started where the Kadariya left off and went further. As a school of opposition their efforts were directed to prove the creation of the world, individual providence, the reality of miracles, as against the "philosophers," i. e., the Aristotehans, who held to the eternity of motion, denied God's knowledge of particulars, and in- sisted on the unchanging character of natural law. For this purpose they placed at the basis of their speculations not the AristoteHan concepts of matter and form, the former uncreated and continuous, but adopted the atomistic theory of Democritus, denied the necessity of cause and effect and the validity of natural law, and made God directly responsible for everything that happened every moment in life. God, they said, creates continually, and he is not hampered by any such thing as natural law, which is merely our name for that which we are accustomed to see. Whenever it rains we are accustomed to see the ground wet, and we conclude that there is a necessary connection of cause and effect between the rain and the wetness of the ground. Nothing of the kind, say the Mutakallimun, or the Mu tazila, the oldest sect of the school. It rains because God willed that it should rain, and the ground is wet because God wills it shall be wet. If God willed that the ground should be dry following a rain, it would be dry; and the one is no more and no less natural than the other. Miracles cease to be miracles on this conception of natural processes. Similarly the dogma of creation is easily vindi- cated on this theory as against the Aristotelian doctrine of eternity of the world, which follows from his doctrine of matter and form, as we shall have occasion to see later. The Mu tazila were, however, chiefly known not for their principles of physics but for their doctrines of the unity of God and his justice. It was this which gave them their name of the "Men of Unity and Justice," i. e., the men who vindicate against the unenlightened views of popular orthodoxy the unity of God and his justice. The discussion of the unity centered about the proper interpreta- tion of the anthropomorphic passages in the Koran and the doctrine of the divine attributes. When the Koran speaks of God's eyes, ears, hands, feet; of his seeing, hearing, sitting, standing, walking, being angry, smiling, and so on, must those phrases be understood INTRODUCTION xxiii literally? If so God is similar to man, corporeal like him, and swayed by passions. This seemed to the Mu tazila an unworthy conception of God. To vindicate his spirituality the anthropomorphic passages in the Koran must be understood metaphorically. The other more difficult question was in what sense can attributes be ascribed to God at all? It is not here a question of anthropomor- phism. If I say that God is omniscient, omnipotent and a living God, I attribute to God life, power, knowledge. Are these attributes the same with God's essence or are they different? If different (and they must be eternal since God was never without them), then we have more than one eternal being, and God is dependent upon others. If they are not different from God's essence, then his essence is not a strict unity, since it is composed of life, power, knowledge; for life is not power, and power is not knowledge. The only way to defend the unity of God in its absolute purity is to say that God has no attri- butes, i. e., God is omniscient but not through knowledge as his attribute; God is omnipotent but not through power as his attribute, and so on. God is absolutely one, and there is no distinction between knowledge, power, and life in him. They are all one, and are his essence. This seemed in opposition to the words of the Koran, which fre- quently speaks of God's knowledge, power, and so on, and was ac- cordingly condemned as heretical by the orthodox. In the tenth century a new sect arose named the "Ashariya" after Al-Ashari, its founder. This was a party of moderation, and tended to conciliate orthodoxy by not going too far in the direction of rationalis- tic thinking. They solved the problem by saying, "God knows through a knowledge which is not different from his essence." The other problem to which the Mu' tazila devoted their attention was that of the justice of God. This was in line with the efforts of the Kadariya before them. It concerned itself with the doctrine of free will. They defended man's absolute freedom of action, and insisted on justice as the only motive of God's deahngs with men. God must be just and cannot act otherwise than in accordance with justice. In reference to the question of the nature of good and evil, the orthodox position was that good is that which God commands, evil that which God forbids. In other words, nothing is in itself good or xxiv INTRODUCTION evil, the ethical character of an act is purely relative to God's attitude to it. If God were to command cannibalism, it would be a good act. The Mu'tazila were opposed to this. They believed in the absolute character of good and evil. What makes an act good or bad is reason, and it is because an act is good that God commands it, and not the reverse. The foregoing account gives us an idea of the nature of the Mu'tazi- lite discussions of the two problems of God's unity and God's justice. Their works were all arranged in the same way. They were divided into two parts, one dealing with the question of the unity, and the other with that of justice. The proofs of the unity were preceded by the proofs of God's existence, and the latter were based upon a demon- stration that the world is not eternal, but bears traces of having come to be in time. These are the earmarks by which a Mu'taziHte book could be recognized, and the respect for them on the part of the philosophers, i. e., the AristoteUans, was not great. The latter did not consider them worthy combatants in a philosophical fight, claiming that they came with preconceived notions and arranged their concep- tions of nature to suit the religious beUefs which they desired to de- fend. Maimonides expresses a similar judgment concerning their worthlessness as philosophical thinkers. ^^ This school of the Mutakallimun, or of the more important part of it known as the Mu'tazila, is of great interest for the history of Jewish rationaHsm. In the first place their influence on the early Jewish philosophers was great and unmistakable. It is no discovery of a late day but is well known to Maimonides who is himself, as has just been said and as will appear with greater detail later, a strong opponent of these to him unphilosophical thinkers. In the seventy-first chapter of his "Guide of the Perplexed," he says, "You will find that in the few works composed by the Geonim and the Karaites on the unity of God and on such matter as is connected with this doctrine, they fol- lowed the lead of the Mohammedan Mutakallimun. ... It also happened, that at the time when the Mohammedans adopted this method of the Kalam, there arose among them a certain sect, called Mu'tazila. In certain things our scholars followed the theory and the method of these Mu'tazila." Thanks to the researches of modern Jewish and non- Jewish scholars INTRODUCTION XXV we know now that the Rabbanite thinker Saadia and the Karaite writers, like Joseph Al Basir and Jeshuah ben Judah, are indebted far more to the Mohammedan Mu'tazihtes than would appear from Maimonides's statement just quoted. The Rabbanites being staunch adherents of the Talmud, to the influence of which they owed a national and religious self-consciousness much stronger than that of the Karaites, who rejected the authority of tradition, did not allow themselves to be carried away so far by the ideas of the Mohammedan rationalists as to become their slavish followers. The Karaites are less scrupulous; and as they were the first among the Jews to imitate the Mu'tazila in the endeavor to rationalize Jewish doctrine, they adopted their views in all details, and it is sometimes impossible to tell from the contents of a Karaite Mu'tazilite work whether it was written by a Jew or a Mohammedan. The arrangement of the work in the two divisions of "Unity" and "Justice," the discussion of substance and accident, of the creation of the world, of the existence, unity and incorporeality of God, of his attributes, of his justice, and of human free will, are so similar in the two that it is external evidence alone to which we owe the knowledge of certain Karaite works as Jewish. There are no mediaeval Jewish works treating of religious and theolog- ical problems in which there is so much aloofness, such absence of theological prepossession and religious feeling as in some Karaite writings of Mu'tazilite stamp. Cold and unredeemed logic gives the tone to the entire composition. Another reason for the importance of the Mu tazilite school for the history of Jewish thought is of recent discovery. Schreiner has sug- gested ^^ that the origin of the Mu' tazilite movement was due to the influence of learned Jews with whom the Mohammedans came in con- tact, particularly in the city of Basra, an important centre of the school. The reader will recall that the two main doctrines of the Mu tazila were the unity of God and his justice. The latter really signified the freedom of the will. That these are good Jewish views would of course prove nothing for the origin of similar opinions among the Mohammedans. For it is not here a question simply of the dog- matic belief in Monotheism as opposed to polytheism. Mohammed- anism is as a religion Monotheistic and we know that Mohammed was indebted very much to Jews and Judaism. We are here concerned xxvi INTRODUCTION with the origin of a rationalistic movement which endeavors to defend a spiritual conception of God against a crude anthropomorphism, to vindicate a conception of his absolute unity against the threatened multiplication of his essence by the assumption of eternal attributes, and which puts stress upon God's justice rather than upon his omnip- otence so as to save human freedom. Another doctrine of the Mu tazila was that the Koran was not eternal as the orthodox be- lieved, but that it was created. Now we can find parallels for most of these doctrines. Anthropomorphism was avoided in the Aramaic translations of the Pentateuch, also in certain changes in the Hebrew text which are recorded in Rabbinical literature, and known as "Tikkune Soferim," or corrections of the Scribes. ^^ Concern for maintaining the unity of God in its absolute purity is seen in the care with which the men of the Agada forbid any prayer which may have a semblance, however remote, of dualism. ^^ The freedom of the will is clearly stated in the Rabbinic expression, "All is in the hands of God except the fear of Heaven." ^^ And an apparently deterministic pas- sage in Job 23, 13, "But he is one and who can turn him, and what his soul desire th, even that he doeth, " is explained by Rabbi Akiba in the following manner, "It is not possible to answer the words of him who with his word created the world, for he rules all things with truth and with righteousness." ^^ And we find a parallel also for the creation of the Koran in the Midrashic statement that the Torah is one of the six or seven things created before the world. ^'^ These parallels alone would not be of much weight, but they are strengthened by other considerations. The Mu'tazilite movement seems to have developed among the ascetic sects, with the leaders of whom its founders were in close relation. ^^ The ascetic literature bears unmistakable traces of having been influenced by the Halaka and the Agada. ^^ Moreover, there is a Mohammedan tradition or two to the effect that the doctrine of the creation of the Koran and also of the rejection of anthropomorphism goes back to a Jew, Lebid- ibn Al-A'sam.2° More recently still * C. H. Becker proved from a study of certain Patristic writings that the polemical literature of the Christians played an important role in the formation of Mohammedan dogma, *CJ. Zeitschrift fiir Assyriologie, 1912, 175 ff. INTRODUCTION sxvii and he shows conclusively that the form in which the problem of freedom was discussed among the Mohammedans was taken from Christianity, The question of the creation or eternity of the Koran or word of Allah, is similarly related to the Christian idea of the eternal Logos, who is on the one hand the Word and the Wisdom, and is on the other identified with Jesus Christ. And the same thing holds of the doctrine of attributes. It played a greater role in Chris- tian dogma than it ever did in Judaism prior to the philosophic era in the middle ages. To be sure, the Patristic writers were much in- debted to Philo, in whose writings the germ of the mediaeval doctrine of attributes is plainly evident. But the Mohammedan schools did not read Philo. It would seem, therefore, that Schreiner's view must be considerably modified, if not entirely rejected, in view of the later evidence adduced by Becker. The more extreme doctrines, however, of the more orthodox Ash- ariya, such as the denial of natural law and the necessity of cause and effect, likewise the denial of man's abihty to determine his actions, none of the Jews accepted. Here we have again the testimony of Maimonides, who, however, is not inclined to credit this circumstance to the intelligence and judgment of his predecessors, but to chance. His words are, "Although another sect, the Ashariya, with their own pecuhar views, was subsequently established among the Moham- medans, you will not find any of these views in the writings of our authors; not because these authors preferred the opinions of the first named sect to those of the latter, but because they chanced first to become acquainted with the theory of the Mu'tazila, which they adopted and treated as demonstrated truth."^^ The influence of the Kalam is present in greater or less degree in the philosophers up to Abraham Ibn Daud and Maimonides. The latter gave this system its death blow in his thoroughgoing criticism, ^^ and thenceforth Aristotelianism was in possession of the field until that too was attacked by Hasdai Crescas. Another sect of the Mohammedans which had considerable in- fluence on some of the Jewish philosophical and ethical writers are the ascetics and the Sufis who are related to them. The latter developed their mode of life and their doctrines under the influence of the Chris- tian monks, and are likewise indebted to Indian and Persian ideas. ^^ xxviii INTRODUCTION In their mode of life they belong to the class of ascetics and preach abstinence, indifference to human praise and blame, love of God and absolute trust in him even to the extent of refraining from all effort in one's own behalf, and in extreme cases going so far as to court danger. In theoretical teaching they adopted the emanatistic doctrine of the Neo-Platonic School. This has been called dynamic Pantheism. It is Pantheism because in its last analysis it identifies God with the universe. At the same time it does not bring God directly in contact with the world, but only indirectly through the powers or Bvvdfiei^^ hence dynamic Pantheism. These powers emanate successively from the highest one, forming a chain of intermediate powers mediating between God and the world of matter, the links of the chain growing dimmer and less pure as they are further removed from their origin, while the latter loses nothing in the process. This latter condition saves the Neo-Platonic conception from being a pure system of emana- tion like some Indian doctrines. In the latter the first cause actually gives away something of itself and loses thereby from its fulness. The process in both systems is explained by use of analogies, those of the radiation of light from a luminous body, and of the overflowing of a fountain being the most common. The chief exponent of the ethics of the Sufis in mediaeval Jewish literature is Bahya Ibn Pakuda. In his ethical work "The Duties of the Hearts," he lays the same stress on intention and inwardness in rehgious life and practice as against outward performance with the limbs on the one hand and dry scholasticism on the other, as do the Sufis. In matters of detail too he is very much indebted to this Arab sect from whose writings he quotes abundantly with as well as without acknowledgment of his sources except in a general way as the wise men. To be sure, he does not follow them slavishly and rejects the extremes of asceticism and unworldly cynicism which a great many of the Sufis preached and practiced. He is also not in sympathy with their mysticism. He adopts their teachings only where he can support them with analogous views as expressed in the Rabbinical writings, which indeed played an important role in Mohammedan ascetic lit- erature, being the source of many of the sayings found in the latter. ^^ The systems of thought which had the greatest influence upon Jewish as well as Mohammedan theology, were the great systems of INTRODUCTION xxix Plato (especially as developed in Neo-Platonism) and Aristotle. These two philosophies not merely affected the thinking of Jew and Mohammedan but really transformed it from rehgious and ethical discussions into metaphysical systems. In the Bible and similarly in the Koran we have a purely personal view of God and the world. God is a person, he creates the world — out of nothing to be sure — but never- theless he is thought of doing it in the manner in which a person does such things with a will and a purpose in time and place. He puts a soul into man and communicates to him laws and prohibitions. Man must obey these laws because they are the will of God and are good, and he will be rewarded and punished according to his attitude in obedience and disobedience. The character of the entire point of view is personal, human, teleological, ethical. There is no attempt made at an impersonal and objective analysis of the common aspects of all existing things, the elements underlying all nature. Nor is there any conscious effort at a critical classification of the various kinds of things existing in nature beyond the ordinary and evident classification found in Genesis — heaven and earth; in heaven, sun, moon and stars; on earth, grass, fruit trees, insects, water animals, birds, quadrupeds, man. Then light and darkness, the seasons of the year, dry land and water. In Greek philosophy for the first time we find speculations concern- ing the common element or elements out of which the world is made — the material cause as Aristotle later called it. The Sophists and Soc- rates gave the first impulse to a logical analysis of what is involved in description or definition. The concept as denoting the essence of a thing is the important contribution Socrates made to knowledge. Plato objectified the concept, or rather he posited an object as the basis of the concept, and raised it out of this world of shadows to an inteUigible world of realities on which the world of particulars depends. But it was Aristotle who made a thoroughgoing analysis of thing as well as thought, and he was the master of knowledge through the middle ages alike for Jew, Christian and Mohammedan. First of all he classified all objects of our experience and found that they can be grouped in ten classes or categories as he called them. Think of any thing you please and you will find that it is either an object in the strict sense, i. e., some thing that exists independently XXX INTRODUCTION of anything else, and is the recipient of quahties, as for example a man, a mountain, a chair. Or it is a quantity, like four, or cubit; or a qual- ity, like good, black, straight; or a relation like long, double, master, slave; and so on throughout the ten categories. This classification applies to words and thoughts as well as to things. As an analysis of the first two it led him to more important investigations of speech and thinking and arguing, and resulted in his system of logic, which is the most momentous discovery of a single mind recorded in history. As applied to things it was followed by a more fundamental analysis of all real objects in our world into the two elements of matter and form. He argued as follows: nothing in the material world is permanent as an individual thing. It changes its state from moment to moment and finally ceases to be the thing it was. An acorn passes a number of stages before it is ripe, and when it is placed in the ground it again changes its form continually and then comes out as an oak. In ar- tificial products man in a measure imitates nature. He takes a block of marble and makes a statue out of it. He forms a log into a bed. So an ignorant man becomes civilized and learned. All these examples illustrate change. What then is change? Is there any similarity in all the cases cited? Can we express the process of change in a formula which will apply to all instances of change? If so, we shall have gained an insight into a process of nature which is all-embracing and universal in our experience. Yes, we can, says Aristotle. Change is a play of two elements in the changing thing. When a thing affected with one quality changes into a thing with the opposite quahty, there must be the thing itself without either of the opposite qualities, which is changing. Thus when a white fence becomes black, the fence itself or that which undergoes the change is something neither white nor black. It is the uncolored matter which first had the form of white and now lost that and took on the form of black. This is typical of all change. There is in all change ultimately an unchanging substratum always the same, which takes on one quality after another, or as Aristotle would say, one form after another. This substratum is matter, which in its purity is not affected with any quality or form, of which it is the seat and residence. The forms on the other hand come and go. Form does not change any more than matter. The changing thing is the composite of matter and form, and change means separa- INTRODUCTION xxxi tion of the actual components of which one, the form, disappears and makes room for its opposite. In a given case, say, when a statue is made out of a block of marble, the matter is the marble which lost its original form and assumed the form of a statue. In this case the marble, if you take away both the previous form and the present, will still have some form if it is still marble, for marble must have certain qualities if it is to be marble. In that case then the matter underlying the change in question is not pure matter, it is already endowed with some primitive form and is composite. But marble is ultimately reducible to the four elements, fire, air, water, earth, which are simpler; and theoretically, though not in practice, we can think away all form, and we have left only that which takes forms but is itself not any form. This is matter. Here the reader will ask, what kind of thing is it that has no form whatsoever, is it not nothing at all? How can anything exist without being a particular kind of thing, and the moment it is that it is no longer pure matter. Aristotle's answer is that it is true that pure matter is never found as an objective existence. Point to any real object and it is composed of matter and form. And yet it is not true that matter is a pure figment of the imagination; it has an existence of its own, a potential existence. And this leads us to another important conception in the Aristotelian philosophy. PotentiaHty and actuality are correlative terms corresponding to matter and form. Matter is the potential, form is the actual. What- ever potentiaHties an object has it owes to its matter. Its actual essence is due to its form. A thing free from matter would be all that it is at once. It would not be liable to change of any kind, whether progress or retrogression. All the objects of our experience in the sublunar world are not of this kind. They realize themselves gradu- ally, and are never at any given moment all that they are capable of becoming. This is due to their matter. On the other hand, pure matter is actually nothing. It is just capacity for being anything, and the moment it is anything it is affected with form. It is clear from this account that matter and form are the bases of sublunar life and existence. No change, no motion without matter and form. For motion is presupposed in all kinds of change. If then all processes of life and death and change of all kinds presuppose xxxii INTRODUCTION matter and form, the latter cannot themselves be liable to genesis and decay and change, for that would mean that matter is composed of matter and form, which is absurd. We thus see how Aristotle is led to believe in the eternity of matter and motion, in other words, the eternity of the world processes as we know them. Motion is the realization of the potential qua potential. This is an Aristotelian definition and applies not merely to motion in the strict sense, i. e., movement in place, or motion of translation, but embraces all kinds of change. Take as an example the warming of the air in a cold room. The process of heating the room is a kind of motion; the air passes from a state of being cold to a state of being warm. In its original state as cold it is potentially warm, i. e., it is actually not warm, but has the capacity of becoming warm. At the end of the process it is actually warm. Hence the process itself is the actualization of the potential. That which is potential cannot make itself actual, for to make itself actual it must be actual, which is contrary to the hypothesis of its being potential. Potentiality and actuality are contradictory states and cannot exist side by side in the same thing at the same time in the same relation. There must there- fore be an external agent, itself actual, to actualize a potential. Thus, in the above illustration, a cold room cannot make itself warm. There must be some agency itself actually warm to cause the air in the room to pass from cold to warm. This is true also of motion in place, that a thing cannot move itself and must be moved by something else. But that something else if itself in motion must again be moved by something else. This process would lead us to infinity. In order that a given thing shall be in motion, it would be necessary for an infinite number of things to be in motion. This is impossible, because there cannot be an infinite number of things all here and now. It is a contradiction in terms. Hence if anything is to move at all, there must be at the end of the finite chain a link which while causing the next link to move, is itself unmoved. Hence the motion existing in the world must be due ultimately to the existence of an unmoved mover. If this being causes motion without being itself in motion it does not act upon the bodies it moves as one body acts upon another, for a body can move another body only by being itself in motion. The manner in which the unmoved mover moves the world is rather to be INTRODUCTION xxxiii conceived on the analogy of a loved object moving the loving object without itself being moved. The person in love strives to approach and unite with the object of his love without the latter necessarily being moved in turn. This is the way in which Aristotle conceives of the cause of the world's motion. There is no room here for the creation of the world. Matter is eternal, motion is eternal, and there is an eternal mind for the love of which all motions have been going on eternally. The unmoved mover, or God, is thus not body, for no body can move another body without being itself in motion at the same time. Besides, all body is finite, i. e., it has a finite magnitude. A body of infinite magnitude is an impossibihty, as the very essence of body is that it must be bounded by surfaces. A finite body cannot have an infinite power, as Aristotle proves, though we need not at present go into the details of his proof. But a being which causes eternal motion in the world must have an infinite power to do this. Hence another proof that God is not corporeal. If God is not subject to motion, he is not subject to change of any kind, for change involves motion. As matter is at the basis of all change God is without matter, hence he is pure form, i. e., pure ac- tuahty without the least potentiahty. This means that he is what he is wholly all the time; he has no capacities of being what he is at any time not. But if he is not corporeal, the nature of his actuahty or activity must be Thought, pure thinking. And the content of his thought cannot vary from topic to topic, for this would be change, which is foreign to him. He must be eternally thinking the same thought; and the highest thought it must be. But the highest thought is himself; hence God is pure thought thinking himself, thought thinking thought. The universe is in the shape of a sphere with the earth stationary in the centre and the heavens revolving around it exactly as appears to us. The element earth is the heaviest, hence its place is below or, which is the same thing, in the centre. This is its natural place; and its natural motion when away from the centre is in a straight line toward the centre. Water is the next heaviest element and its natural place is just above earth; hence the water in the world occupies a position spherical in shape round about the earth, i. e., it forms a xxxiv INTRODUCTION hollow sphere concentric with the earth. Next comes the hollow sphere of air concentric with the other two. Its natural motion when away from its place in the direction of the earth is in a straight line toward the circumference of the world, not however going beyond the sphere of the lightest element of all, namely, fire. This has its natural place outside of the other elements, also in the form of a hollow sphere concentric with the other three. Its natural motion is in a straight line away from the centre of the world and in the direction of the circumference. Our earth, water, air and fire are not really the elements in their purity. Each one has in it also mixtures of the other three elements, the one which gives it the name predom- inating. All minerals, plants and animals are formed from these four elements by various combinations, all together forming the sublunar world, or the world of generation and decay. No individual thing in this world is permanent. All are subject to change and to ultimate de- struction, though the destruction of one thing is the genesis of another. There is no annihilation. The causes of the various combinations of the elements and the generation and destruction of mineral, plant and animal resulting therefrom, are the motions of the heavenly bodies. These are made of a purer substance than that of the four elements, the ether. This is proven by the fact that the heavenly bodies are not subject to change or destruction. They are all permanent and the only change visible in them is change of place. But even their motions are different from those of the four elements. The latter are in a straight line toward the centre or away from it, whereas the heavenly bodies move in a circle eternally around the centre. This is another proof that they are not composed of the same material as sublunar bodies. The heavens consist of transparent spheres, and the stars as well as the planets are set in them and remain fixed. The motions of the heavenly bodies are due to the revolutions of the spheres in which they are set. These spheres are hollow and concentric. The outer- most sphere forming the outer limit of the universe (the world is finite according to Aristotle) is studded with the fixed stars and moves from east to west, making a complete revolution in twenty-four hours. This motion is transmitted to the other spheres which carry INTRODUCTION xxxv the planets. Since, however, we notice in the sun, moon and the other planetary bodies motions in the contrary direction in addition to that from east to west, there must be other spheres having the motions apparent to us in the positions of the planets borne by them. Thus a given body like the sun or moon is set in more than one sphere, each of which has its own proper motion, and the star's apparent motion is the resultant of the several motions of its spheres. Without entering into further details concerning these motions, it will be sufficient for us to know that Aristotle counted in all fifty-five spheres. First came the sphere of the fixed stars, then in order the spheres of Saturn, Jupiter, Mars, Mercury, Venus, Sun, Moon. God himself sets the outer sphere in motion, or rather is the eternal cause of its motion, as the object of its desire; and in the same way each of the other motions has also its proper mover, likewise a pure form or spirit, which moves its sphere in the same incorporeal and unmoved manner as God. Thus we have in the supra-lunar world pure forms without mat- ter in God and the spirits of the spheres, whereas in the sublunar world matter and form are inseparable. Neither is found separately without the other. In man's soul, however, or rather in his intellect we find a form which combines in itself the peculiarities of sublunar as well as celestial forms. When in contact with the human body it partakes of the nature of other sublunar forms exhibiting its activity through matter and being inseparable from it. But it is not destroyed with the death of the body. It continues as a separate form after death. The soul, Aristotle defines as the first entelechy of the body. The term entelechy which sounds outlandish to us may be replaced by the word realization or actualization and is very close in meaning to the Aristotelian use of the word form. The soul then, according to Aristotle, is the realization or actualization or form of the body. The body takes the place of matter in the human composite. It has the composition and the structure which give it the capacity for per- forming the functions of a human being, as in any other composite, say an axe, the steel is the matter which has the potentiality or capac- ity of being made into a cutting instrument. Its cutting function is the form of the axe — we might almost say the soul of the axe, if xxxvi INTRODUCTION it were not for the circumstance that it cannot do its own cutting; it must be wielded by someone else. So far then the human soul forms an inseparable unit with the body which it informs. As we do not think of the cutting function of an axe existing apart from the axe, so neither can we conceive of sensa- tion, emotion or memory as existing without a body. In so far as the soul is this it is a material form like the rest, and ceases with the dis- solution of the body. But the soul is more than this. It is also a thinking faculty. As such it is not in its essence dependent upon the body or any corporeal organ. It comes from without, having existed before the body, and it will continue to exist after the body is no more. That it is different from the sensitive soul is proven by the fact that the latter is inherent in the physical organ through which it acts, being the form of the body, as we have seen. And hence when an unusually violent stimulus, say a very bright light or a very loud sound, impinges upon the sense organ, the faculty of sight or hearing is injured to such an extent that it cannot thereafter perceive an ordinary sight or sound. But in the rational faculty this is not the case. The more intense the thought occupying the thinking soul, the more ca- pable it becomes of thinking lesser thoughts. To be sure, the reason seems to weaken in old age, but this is due to the weakening of the body with which the soul is connected during life; the soul itself is just as active as ever. We must, however, distinguish between two aspects of the rational soul, to one of which alone the above statements apply. Thought differs from sensation in that the latter perceives the particular form of the individual thing, whereas the former apprehends the essential nature of the object, that which constitutes it a member of a certain class. The sense of sight perceives a given individual man; thought or reason understands what it is to be a member of the human species. Reason therefore deals with pure form. In man we observe the reason gradually developing from a potential to an actual state. The objects of the sense with the help of the faculties of sensation, memory and imagination act upon the potential intellect of the child, which without them would forever remain a mere capacity without ever being realized. This aspect of the reason then in man, namely, the passive aspect which receives ideas, grows and dies with the body. INTRODUCTION xxxvii But there is another aspect of the reason, the active reason which has nothing to do with the body, though it is in some manner resident in it during the life of the latter. This it is which enables the passive intellect to become realized. For the external objects as such are in- sufficient to endow the rational capacity of the individual with actual ideas, any more than a surface can endow the sense of sight with the sensation of color when there is no hght. It is the active intellect which develops the human capacity for thinking and makes it active thought. This alone, the active intellect, is the immortal part of man. This very imperfect sketch of Aristotle's mode of approach to the ever-living problems of God, the universe and man shows us the wide diversity of his method from that with which the Jews of Bibhcal and Rabbinic tradition were identified. Greek philosophy must have seemed a revelation to them, and we do not wonder that they became such enthusiastic followers of the Stagirite, feeUng as they must have done that his method as well as his results were calculated to enrich their intellectual and spiritual life. Hence the current belief of an original Jewish philosophy borrowed or stolen by the Greeks, and still betraying its traces in the Bible and Talmud was more than welcome to the enlightened spirits of the time. And they worked this unhis- torical belief to its breaking point in their Biblical exegesis. Aristotle, however, was not their only master, though they did not know it. Plotinus in Aristotelian disguise contributed not a little to their conception of God and his relation to the universe. The so-called "Theology of Aristotle" ^^ is a Plotinian work, and its Pantheistic point of view is in reahty foreign to Aristotle's dualism. But the middle ages were not aware of the origin of this treatise, and so they attrib- uted it to the Stagirite philosopher and proceeded to harmonize it with the rest of his system as they knew it. Aristotle's system may be called theistic and duahstic; Plotinus's is pantheistic and monistic. In Aristotle matter is not created by or derived from God, who is external to the universe. Plotinus derives everything from God, who through his powers or activities pervades all. The different gradations of being are static in Aristotle, dynamic in Plotinus. Plotinus assumes an absolute cause, which he calls the One and the Good. This is the highest and is at the top of the scale of xxxviii INTRODUCTION existence. It is superior to Being as well as to Thought, for the latter imply a duality whereas unity is prior to and above all plurality. Hence we can know nothing as to the nature of the Highest. We can know only that He is, not what he is. From this highest Being proceeds by a physical necessity, as light from a luminous body or water from an overflowing spring, a second hypostasis or substance, the nous or Reason. This is a duality, constituting Being and Knowl- edge. Thus Thought and Being hold a second place in the universe. In a similar way from Reason proceeds the third h3^ostasis or the World-Soul. This stands midway between the intelligible world, of which it is the last, and the phenomenal world, of which it is the first. The Soul has a dual aspect, the one spiritual and pertaining to the intelligible world, the other, called Nature, residing in the lower world. This is the material world of change and decay. Matter is responsible for all change and evil, and yet matter, too, is a product of the powers above it, and is ultimately a derivative of the Absolute Cause, though indirectly. Matter is two-fold, intelligible and sensible. The matter of the lower world is the non-existent and the cause of evil. Matter in a more general sense is the indeterminate, the indefinite and the poten- tial. Matter of this nature is found also in the intelligible world. The Reason as the second hj^ostasis, being an activity, passes from potentiality to actuality, its indeterminateness being made determin- ate by the One or the Good. This potentiality and indeterminateness is matter, but it is not to be confused with the other matter of the phe- nomenal world. Man partakes of the intelligible, as well as of the sensible world. His body is material, and in so far forth partakes of the evil of matter. But his soul is derived from the universal soul, and if it conducts itself properly in this world, whither it came from without, and holds itself aloof from bodily contamination, it will return to the intelligible world where is its home. We see here a number of ideas foreign to Aristotle, which are found first in Philo the Jew and appear later in mediaeval philosophy. Thus God as a Being absolutely unknowable, of whom negations alone are true just because he is the acme of perfection and bears no analogy to the imperfect things of our world; matter in our world as the origin of evil, and the existence of matter in the intelligible world — all these INTRODUCTION xxxix ideas will meet us again in Ibn Gabirol, in Ibn Daud, in Mainionides, some in one, some in the other. Alike in respect to Aristotle as in reference to Plotinus, the Jewish philosophers found their models in Islamic writers. The "Theology of Aristotle" which, as we have seen, is really Plotinian rather than Aristotelian, was translated into Arabic in the ninth century and exerted its influence on the Brethren of Purity, a Mohammedan secret order of the tenth century. These men composed an encyclopaedia of fifty-one treatises in which is combined Aristotelian logic and physics with Neo-Platonic metaphysics and theology. In turn such Jewish writers as Ibn Gabirol, Bahya, Ibn Zaddik, Judah Halevi, Moses and Abraham Ibn Ezra, were much indebted to the Brethren of Purity. This represents the Neo-Platonic influence in Jewish philosophy. The Arab Aristotelians, Al Kindi, Al Farabi, Avicenna and Averroes, while in the main disciples of the Stagirite, were none the less unable to steer clear of Neo-Platonic coloring of their master's doctrine, and they were the teachers of the Jewish AristoteUans, Abraham Ibn Daud, Moses ben Maimon, Levi ben Gerson. One other phase must be mentioned to complete the parallelism of Islamic and Jewish philosophy, and that is the anti-philosophic attitude adopted by Judah Halevi and Hasdai Crescas. It was not a dogmatic and unreasoned opposition based simply upon the un- Jewish source of the doctrines in question and their incompatibility with Jewish behef and tradition, such as exhibited itself in the con- troversies that raged around the "Guide" of Maimonides. Here we have rather a fighting of the philosophers with their own weapons. Especially do we find this to be the case in Crescas who opposes Aristotle on philosophic grounds. In Judah Halevi similarly, though with less rigor and Httle technical discussion, we have nevertheless a man trained in philosophic hterature, who found the philosophic attitude unsympathetic and unsatisfying because cold and impersonal, faihng to do justice to the warm yearning after God of the rehgious soul. He could not abide the philosophic exclusion from their natural theology of all that was racial and national and historic in religion, which was to him its very heart and innermost essence. In this attitude, too, we find an Arab prototype in the person of Al Gazali, who similarly attacked the philosophers on their own ground xl INTRODUCTION and found his consolation in the asceticism and mysticism of the Sufis. We have now spoken in a general way of the principal motives of mediaeval Jewish philosophy, of the chief sources, philosophical and dogmatic, and have classified the Jewish thinkers accordingly as Mutakallimun, Neo-Platonists and Aristotelians. We also sketched briefly the schools of philosophy which influenced the Jewish writers and determined their point of view as Kalamistic, Neo-Platonic or AristoteUan. There still remains as the concluding part of the in- troductory chapter, and before we take up the detailed exposition of the individual philosophers, to give a brief and compendious char- acterization of the content of mediaeval Jewish philosophy. We shall start with the theory of knowledge. We have already referred to the attitude generally adopted by the mediaeval Jewish thinkers on the relation between rehgion and philos- ophy. With the exception of Judah Halevi and Hasdai Crescas the commonly accepted view was that philosophy and religion were at bottom identical in content, though their methods were different; philosophy taught by means of rational demonstration, religion by dogmatic assertion based upon divine revelation. So far as the actual philosophical views of an Aristotle were concerned, they might be erroneous in some of their details, as was indeed the case in respect to the origin of the world and the question of Providence. But apart from his errors he was an important guide, and philosophy generally is an indispensable adjunct to rehgious behef because it makes the latter intelligent. It explains the why's and the wherefore's of religious traditions and dogmas. Into detailed discussions concerning the origin of our knowledge they did not as a rule go. These strictly scientific questions did not concern, except in a very general way, the main object of their philosophizing, which was to gain true knowledge of God and his attributes and his relation to man. Accordingly we find for the most part a simple classification of the sources of knowl- edge or truth as consisting of the senses and the reason. The latter contains some truths which may be called innate or immediate, such as require no experience for their recognition, like the logical laws of thought, and truths which are the result of inference from a fact of sensation or an immediate truth of the mind. To these human sources INTRODUCTION xli was added tradition or the testimony of the revealed word of God in the written and oral law. When Aristotle began to be studied in his larger treatises and the details of the psychology and the metaphysics became known espe- cially through Averroes, we find among the Jews also an interest in the finer points of the problem of knowledge. The motives of Plato's idealism and Aristotle's conceptualism (if this inexact description may be allowed for want of a more precise term) are discussed with fulness and detail by Levi ben Gerson. He realizes the difficulty involved in the problem. Knowledge must be of the real and the permanent. But the particular is not permanent, and the universal, which is permanent, is not real. Hence either there is no knowledge or there is a reality corresponding to the universal concept. This latter was the view adopted by Plato. Gersonides finds the reality in the thoughts of the Active Intellect, agreeing in this with the views of Philo and Augustine, substituting only the Active Intellect for their Logos. Maimonides does not discuss the question, but it is clear from a casual statement that like Aristotle he does not believe in the independent reahty of the universal (Guide III, i8). In theoretical physics the Arabian Mutakallimun, we have seen (p.xxii), laid great stress on the theory of atom and accident as opposed to the concepts of matter and form by which Aristotle was led to believe in the eternity of the world. Accordingly every Mutakallim laid down his physical theory and based on it his proof of creation. This method was followed also by the early Jewish thinkers. The Karaites before Maimonides adopted the atomic theory without question. And Aaron ben Elijah, who had Maimonides's "Guide" before him, was nevertheless sufficiently loyal to his Karaite predeces- sors to discuss their views side by side with those of the Aristotelians and to defend them against the strictures of Maimonides. Saadia, the first Rabbanite philosopher, discusses no less than thirteen er- roneous views concerning the origin and nature of the world, but he does not lay down any principles of theoretical physics explicitly. He does not seem to favor the atomic theory, but he devotes no special treatment to the subject, and in his arguments for creation as opposed to eternity he makes use of the Kalamistic concepts of substance and accident and composition and division. The same is true of xlii INTRODUCTION Bahya Ibn Pakuda. Joseph Ibn Zaddik is the first who finds it neces- sary to give an independent treatment of the sciences before proceed- ing to construct his rehgious philosophy, and in so doing he expounds the concepts of matter and form, substance and accident, genesis and destruction, the four elements and their natures and so on — all these Aristotelian concepts. Ibn Daud follows in the path of Ibn Zaddik and discusses the relevant concepts of potentiaHty and actuality and the nature of motion and infinity, upon which his proof is based of the existence of God. Maimonides clears the ground first by a thor- ough criticism and refutation of the Kalamistic physics, but he does not think it necessary to expound the Aristotelian views which he adopts. He refers the reader to the original sources in the Physics and Metaphysics of Aristotle, and contents himself with giving a list of principles which he regards as estabHshed. Aristotle is now the master of all those who know. And he reigns supreme for over a century until the appearance of the Or Adonai" of Hasdai Crescas, who ventured to deny some of the propositions upon which Maimon- ides based his proof of the existence of God — such, for example, as the impossibility of an infinite magnitude, the non-existence of an infinite fulness or vacuum outside of the limits of our world, the finiteness of our world and its unity, and so on. These discussions of the fundamental principles of physics were applied ultimately to prove the existence of God. But there was a difference in the manner of the application. During the earlier period before the "Emunah Ramah" of Abraham Ibn Daud was written, the method employed was that of the Arabian Mutakallimun. That is, the principles of physics were used to prove the creation of the world in time, and from creation inference was made to the existence of a Creator, since nothing can create itseK. The creation itself in time as opposed to eternity was proved from the fact of the composite character of the world. Composition, it was said, implies the prior existence of the constituent elements, and the elements cannot be eternal, for an infinite past time is unthinkable. This method is common to Saadia, Bahya, Joseph Ibn Zaddik, and others. With the appearance of Ibn Daud's masterpiece, which exhibits a more direct familiarity with the fundamental ideas of Aristotle, the method changed. The existence of God is proved directly from INTRODUCTION xliii physics without the mediation of the doctrine of creation. Motion proves a mover, and to avoid an infinite regress we must posit an unmoved mover, that is, a first mover who is not himself moved at the same time. An unmoved mover cannot be corporeal, hence he is the spiritual being whom we call God. Ibn Daud does not make use of creation to prove the existence of God, but neither does he posit eternal motion as Aristotle does. And the result is that he has no vaHd proof that this unmoved mover is a pure spirit not in any way related to body. This defect was made good by Maimonides. Let us frankly adopt tentatively, he says, the Aristotehan idea of the eternity of the world, i. e., the eternity of matter and motion. We can then prove the existence of an unmoved mover who is pure spirit, for none but a pure spirit can have an infinite force such as is mani- fested in the eternal motion of the world. Creation cannot be demon- strated with scientific rigor, hence it is not safe to build so important a structure as the existence of God upon an insecure foundation. Show that eternity of the world leads to God, and you are safe no matter what the ultimate truth turns out to be concerning the origin of the world. For if the world originated in time there is no doubt that God made it. Thus Maimonides accepted provisionally the eternity of matter and motion, but provisionally only. No sooner did he prove his point, than he takes up the question of the world's origin and argues that while strict demonstration there is as yet none either for or against creation, the better reasons are on the side of creation. Gersonides, on the other hand, was a truer Aristotelian than Mai- monides and he decided in favor of the eternity of matter, though not of this our world. The Jewish Mutakallimun, as we have seen, proved the existence of God from the fact that a created world impUes a creator. The next step was to show that there is only one God, and that this one God is simple and not composite, and that he is incorporeal. The unity in the sense of uniqueness was shown by pointing out that dualism or pluralism is incompatible with omnipotence and perfection — attri- butes the possession of which by God was not considered to require proof. Maimonides, indeed, pointed out, in his opposition to the Mutakallimun, that if there is a plurality of worlds, a plurality of xKv INTRODUCTION Gods would not necessarily be in conflict with the omnipotence and perfection of each God in his own sphere (Guide I, 75), and he in- ferred the unity of God from his spirituaHty. The simpHcity of God was proved by arguing that if he is composite, his parts are prior to him, and he is neither the first, nor is he eternal, and hence not God; and the incorporeality followed from his simplicity, for all body is composite. Maimonides proved with one stroke God's existence, unity and incorporeality. For his argument from motion leads him to conceive of the first mover as a "separate" form or in- tellect. This clearly denotes incorporeality, for body is composed of matter and form. But it also denotes unity, for the immaterial is not subject to numerical distinction unless the one be the cause and the other the effect. But in that case the cause alone is God. Next in importance to the proof of God's existence, unity and in- corporeahty, is the doctrine of attributes. We have seen (p.xxiii) how much emphasis the Arabian Mutakalhmun placed upon the problem of attributes. It was important to Jew, Christian and Mohammedan alike for a number of reasons. The crude anthropomorphism of many expressions in the Bible as well as the Koran offended the more sophis- ticated thinkers ever since Alexandrian days. Hence it was neces- sary to deal with this question, and the unanimous view was that the Biblical expressions in question are to be understood as figures of speech. The more difl&cult problem was how any predicates at all can be applied to God without endangering his unity. If God is the possessor of many qualities, even though they be purely spiritual, such as justice, wisdom, power, he is composite and not simple. The Christian theologians found indeed in this problem of attributes a philosophical support for the doctrine of the Trinity. Since God cannot be devoid of power, reason and life, he is trinitarian, though he is one. The difi&culty was of course that the moment you admit distinctions within the Godhead, there is no reason for stopping at three. And the Jewish critics were not slow to recognize this weak- ness in the system of their opponents. At the same time they found it necessary to take up a positive attitude toward the question of attributes so as to harmonize the latter with God's absolute unity. And the essence of the solution of the problem was to explain away the attributes. Saadia says that the ascription of life, power and INTRODUCTION xlv knowledge to God does not involve plurality in his essence. The distinction of three attributes is due to our limited mind and inade- quate powers of expression. In reality the essence of which we predi- cate these attributes is one and simple. This solution did not seem thoroughgoing enough to Saadia's successors, and every one of the Jewish philosophers tried his hand at the problem. All agreed that the attributes cannot apply to God in the same signification as they have when we use them in our own experience. The meaning of the term attribute was investigated and the attributes were divided into classes, until finally in the system of Maimonides this question too received its classical solution. God is conceived as absolutely trans- cendent and unknowable. No positive predicate can apply to him so as to indicate his essence. We can say only what he is not, we cannot say what he is. There is not the faintest resemblance between him and his creatures. And yet he is the cause of the world and of all its happenings. Positive attributes signify only that God is the cause of the experiences denoted by the attributes in question. When we say God is just we mean that he is not unjust, and that he is the cause of all justice in the world. Hence Maimonides says there are no essen- tial attributes, meaning attributes expressive of God's essence, and the only predicates having application are negative and such as desig- nate efifects of God's causal activity in the world. Gersonides was opposed to Maimonides's radical agnosticism in respect of the nature of God, and defended a more human view. If God is pure thought, he is of the nature of our thought, though of course infinitely greater and perfect, but to deny any relation whatsoever between God's thought and ours, as Maimonides does, is absurd. From God we pass to man. And the important part of man is his soul. It is proved that man has a soul, that the soul is not material or corporeal, that it is a substantial entity and not a mere quality or accident of the body. Both Plato and Aristotle are laid under con- tribution in the various classifications of the soul that are found in Saadia, in Joseph Ibn Zaddik, in Judah Halevi, in Abraham Ibn Daud, in Maimonides. The commonest is the three-fold division into vegeta- tive, animal and rational. We also find the Platonic division into appetitive, spirited and rational. Further psychological details and descriptions of the senses, external and internal, the latter embracing xlvi INTRODUCTION the common sense, memory, imagination and judgment, are ultimately based upon Aristotle and are found in Judah Halevi, Abraham Ibn Daud and Maimonides, who derived them from Avicenna and Al- farabi. In the Neo-Platonic writers, such as Isaac Israeli, Solomon Ibn Gabirol, Joseph Ibn Zaddik, Moses Ibn Ezra, Pseudo-Bahya, Abraham Bar Hiyya, and so on, we also find reference to the World Soul and its emanation from Intelligence. In the conception of the human soul the Jewish philosophers vary from the Platonic view, related to the BibUcal, that the soul is a distinct entity coming into the body from a spiritual world, and acting in the body by using the latter as its in- strument, to the Aristotelian view that at least so far as the lower faculties of sense, memory and imagination are concerned, the soul is the form of the body, and disappears with the death of the latter. The human unit, according to this opinion, is body-and-mind, and the human activities are psycho-physical and not purely psychical as they are according to Plato. Some writers occupying intermediate positions combine unwittingly the Platonic and Aristotelian views, or rather they use Aristotelian expressions and interpret them Platonically (Saadia, Joseph Ibn Zaddik, Hillel ben Samuel). As the influence of the Arab Aristotelians, Alfarabi, Avicenna and especially Averroes, began to make itseK felt, the discussions about the Active Intellect and its relation to the higher Intelligences on the one hand and to the human intellect on the other found their way also among the Jews and had their effect on the conception of prophecy. Aristotle's distinction of an active and a passive intellect in man, and his ideas about the spheral spirits as pure Intelligences endowing the heavenly spheres with their motions, were combined by the Arabian Aristotehans with the Neo-Platonic theory of emanation. The result was that they adopted as Aristotehan the view that from God em- anated in succession ten Intelligences and their spheres. Thus the first emanation was the first Intelligence. From this emanated the sphere of the fixed stars moved by it and the second Intelligence. From this emanated in turn the sphere of Saturn and the third In- telligence, and so on through the seven planets to the moon. From the Intelligence of the lunar sphere emanated the Active Intellect and the sublunar spheres of the four elements. These Intelligences were identified with the angels of Scripture. With some modifications this INTRODUCTION xlvii laeory was adopted by the Jewish AristoteUans, Abraham Ibn Daud, Maimonides, Levi ben Gerson. The Active Intellect was thus placed among the miiversal Intelli- gences whose function it is to control the motions of the sublunar world, and in particular to develop the human faculty of reason which is in the infant a mere capacity — a material intellect. Sensation and experience alone are not sufficient to develop the theoretical reason in man, for they present concrete, individual material objects, whereas the reason is concerned with universal truth. The conversion of sense experience into immaterial concepts is accomplished through the aid of the Active Intellect. And at the end of the process a new intellect is produced in man, the Acquired Intellect. This alone is the immortal part of man and theoretical study creates it. Averroes believed that this Acquired Intellect exists separately in every individual so long only as the individual is alive. As soon as the individual man dies, his acquired intellect loses its individuahty (there being no material body to individuate it) and there is only one acquired intellect for the entire human species, which in turn is absorbed into the Active Intel- lect. There is thus no individual immortality. Maimonides, it would seem, though he does not discuss the question in his "Guide," shared the same view. Gersonides devotes an entire book of his "Milhamot Adonai" to this problem, but he defends individuation of the acquired intellect as such and thus saves personal immortality. The practical part of philosophy, ethics, the Mutakallimun among the Arabians discussed in connection with the justice of God. In opposition to the Jabariya and the Ashariya who advocated a fatalistic determinism denying man's ability to determine his own actions, some going so far as to say that right and wrong, good and evil, are entirely relative to God's will, the Mu'tazila insisted that man is free, that good and evil are absolute and that God is just because justice is inherently right, injustice inherently wrong. Hence reward and punishment would be unjust if man had not the freedom to will and to act. The Karaites Joseph Al Basir and Jeshua ben Judah dis- cuss the problem of the nature of good and evil and vindicate their absolute character. God desires the good because it is good, and it is not true that a thing is good because God has commanded it. Freedom of man is a coroUary of the goodness of God. The Rabbanites take it xlviii INTRODUCTION for granted that good is good inherently, and God desires and com- mands it because it is identical with his wisdom and his will. Freedom of man does follow as a corollary from the justice of God and it is also taught in the Bible and the Talmud. The very fact of the existence of a divine law and commandments shows that man has freedom. And those passages in Scripture which seem to suggest that God sometimes interferes with man's freedom are explained away by interpretations ad hoc. Our own consciousness of power to determine our acts also is a strong argument in favor of freedom. Nevertheless the subject is felt to have its difficulties and the arguments against free will taken from the causal sequences of natural events and the influence of heredity, environment and motive on the individual will are not ignored. Judah Halevi as well as Abraham Ibn Daud discuss these argimients in detail. But freedom comes out triumphant. It is even sought to reconcile the antinomy of freedom vs. God's foreknowledge. God knows beforehand from all eternity how a given man will act at a given moment, but his knowledge is merely a mirror of man's actual decision and not the determining cause thereof. This is Judah Halevi's view. Abraham Ibn Daud with better insight realizes that the con- tingent, which has no cause, and the free act, which is undetermined, are as such unpredictable. He therefore sacrifices God's knowledge of the contingent and the free so as to save man's freedom. It is no de- fect, he argues, not to be able to predict what is in the nature of the case unpredictable. Maimonides cannot admit any ignorance in God, and takes refuge in the transcendent character of God's knowledge. What is unpredictable for us is not necessarily so for God. As he is the cause of everything, he must know everything. Gersonides who, as we have seen, is unwilling to admit Maimonides's agnosticism and tran- scendentalism, solves the problem in the same way as Ibn Daud. God knows events in so far as they are determined, he does not know them in so far as they are contingent. There is still another possibility and that is that God knows in advance every man's acts because no act is absolutely free. And there is an advocate of this opinion also. Hasdai Crescas frankly adopts the determinist position on the basis of God's knowledge, which cannot be denied, as well as of reason and experience, which recognizes the determining character of tempera- ment and motive. But reward and punishment are natural and nee- INTRODUCTION xlix essary consequences, and are no more unjust than is the burning of the finger when put into the fire. In respect to the details of ethical doctrine and the classification of the virtues, we find at first the Platonic virtues and their relation to the parts of the soul, in Saadia, Pseudo-Bahya, Joseph Ibn Zaddik and even Abraham Ibn Daud. In combination with this Platonic basis expression is given also to the Aristotelian doctrine of the mean. Maimonides, as in other things, so here also, adopts the Aristotelian views almost in their entirety, both in the definition of virtue, in the division of practical and intellectual virtues, and the hst of the virtues and vices in coimection with the doctrine of the mean. As is to be expected, the ultimate sanction of ethics is theistic and BibUcal, and the ceremonial laws also are brought into relation with ethical motives. In this rationalization of the ceremonial prescriptions of Scripture Maimonides, as in other things, surpasses all his predecessors in his boldness, scientific method and completeness. He goes so far as to suggest that the institution of sacrifice has no inherent value, but was in the nature of a concession to the crude notions of the people who, in agreement with their environment, imagined that God's favor is obtained by the slaughter of animals. Among the pecuHar phenomena of religion, and in particular of Judaism, the one that occupies a fundamental position is the revela- tion of God's will to man and his announcement of the future through prophetic visions. Dreams and divination had already been investi- gated by Aristotle and explained psychologically. The Arabs made use of this suggestion and endeavored to bring the phenomenon of prophecy under the same head. The Jewish philosophers, with the exception of Judah Halevi and Hasdai Crescas, followed suit. The suggestion that prophecy is a psychological phenomenon related to true dreams is found as early as Isaac Israeli. Judah Halevi mentions it with protest. Abraham Ibn Daud adopts it, and Maimonides gives it its final form in Jewish rationahstic philosophy. Levi ben Gerson discusses the finer details of the process, origin and nature of prophetic visions. In short the generally accepted view is that the Active Intellect is the chief agent in communicating true visions of future events to those worthy of the gift. And to become worthy a combination of innate and acquired powers is necessary together with 1 INTRODUCTION the grace of God. The faculties chiefly concerned are reason and imagination. Moral excellence is also an indispensable prerequisite in aiding the development of the theoretical powers. Proceeding to the more dogmatic elements of Judaism, Maimonides was the first to reduce the 613 commandments of Rabbinic Judaism to thirteen articles of faith. Hasdai Crescas criticised Maimonides's principle of selection as well as the list of dogmas, which he reduced to six. And Joseph Albo went still further and laid down three funda- mental dogmas from which the rest are derived. They are the exist- ence of God, revelation of the Torah and future reward and punish- ment. The law of Moses is unanimously accepted as divinely revealed. And in opposition to the claims of Christianity and Mohammedanism an endeavor is made to prove by reason as well as the exphcit state- ment of Scripture that a divine law once given is not subject to repeal. The laws are divided into two classes, rational and traditional; the former comprising those that the reason approves on purely rational and ethical grounds, while the latter consist of such ceremonial laws as without specific commandment would not be dictated by man's own reason. And in many of these commandments no reason is assigned. Nevertheless an endeavor is made to rationahze these also. Bahya introduced another distinction, viz., the "duties of the heart," as he calls them, in contradistinction to the "duties of the limbs." He lays stress on intention and motive as distinguished from the mere external observance of a duty or commandment. Finally, some consideration is given in the works of the majority of the writers to eschatological matters, such as the destiny of the soul after death, the nature of future reward and punishment, the resur- rection of the body and the Messianic period, and its relation to the other world. This brief sketch will suffice as an introduction to the detailed treatment of the individual philosophers in the following chapters. A HISTORY OF MEDLEVAL JEWISH PHILOSOPHY MEDIAEVAL JEWISH PHILOSOPHY CHAPTER I ISAAC ISRAELI We know next to nothing about the condition of the Jews in Mo- hammedan Eg}^t in the ninth and tenth centuries. But the fact that the two first Jewish writers who busied themselves with philosophical problems came from Egypt would indicate that the general level of intellectual culture among the Jews at that time was not so low as the absence of literary monuments would lead us to believe. Every one knows of Saadia, the first Hebrew grammarian, the first Hebrew lex- icographer, the first Bible translator and exegete, the first Jewish philosopher of mediaeval Jewry. He was born in Egypt and from there was called to the Gaonate of Sura in Babylonia. But not so well known is his earher contemporary, Isaac ben Solomon Israeh, who also was born in Egypt and from there went later to Kairuan, where he was court physician to several of the Fatimide Califs. The dates of his birth and death are not known with certainty, but he is said to have lived to the age of one himdred years, and to have survived the third Fatimide Calif Al-Mansur, who died in 953. Accordingly we may assume the years of his birth and death as 855 and 955 respec- tively. His fame rests on his work in theory and practice as a physician; and as such he is mentioned by the Arab annalists and historians of med- icine.^® To the Christian scholastics of mediceval Europe he is known as the Jewish physician and philosopher next in importance to Mai- monides.^^ This is due to the accident of his works having been trans- lated into Latin by Constantinus Afer,^^ and thus made accessible to men like Albertus Magnus, Vincent of Beauvais, Thomas Aquinas and others. For his intrinsic merits as a philosopher, and particularly as a Jev/ish philosopher, do not by any means entitle him to be coupled with Maimonides. The latter, indeed, in a letter which he wrote to 2 MEDIEVAL JEWISH PHILOSOPHY Samuel Ibn Tibbon, the translator of the " Guide of the Perplexed," expresses himself in terms little flattering concerning Israeli's worth as a philosopher.^^ He is a mere physician, Maimonides says, and his treatises on the Elements, and on Definitions consist of windy imagin- ings and empty talk. We need not be quite as severe in our judgment, but the fact remains that Israeli is little more than a compiler and, what is more to the purpose, he takes no attitude in his philosophical writings to Judaism as a theological doctrine or to the Bible as its source. The main problem, therefore, of Jewish philosophy is not touched upon in Israeli's works, and no wonder Maimonides had no use for them. For the purely scientific questions treated by Israeli could in Maimonides's day be studied to much better advantage in the works of the great Arabian Aristotehans, Al Farabi and Avicenna, compared to whom Israeli was mediocre. We are not to judge him, however, from Maimonides's point of view. In his own day and gener- ation he was surpassed by none as a physician; and Saadia alone far outstrips him as a Jewish writer, and perhaps also David Al Mukam- mas, of whom we shall speak later. Whatever may be said of the intrinsic value of the content of his philosophical work, none can take away from him the merit of having been the first Jew, so far as we know, to devote himself to philosophical and scientific discussions, though not with the avowed aim of serving Judaism. The rest was bound to come later as a result of the impulse first given by him. The two works of Israeli which come in consideration for our pur- pose are those mentioned by Maimonides in his letter to Samuel Ibn Tibbon spoken of above, namely, the "Book of the Elements," ^° and the "Book of Definitions." ^^ Like all scientific and philosophic works by Jews between the ninth and thirteenth centuries with few exceptions, these were written in Arabic. Unfortunately, with the ex- ception of a fragment recently discovered of the ''Book of Definitions," the originals are lost, and we owe our knowledge of their contents to Hebrew and Latin translations, which are extant and have been pub- lished.^^ We see from these that Israeli was a compiler from various sources, and that he had a special predilection for Galen and Hip- pocrates, with whose writings he shows great familiarity. He makes use besides of Aristotelian notions, and is influenced by the Neo- Pla tonic treatise, known as the "Liber de Causis," and derived from ISAAC ISRAELI 3 a work of Proclus. It is for this reason difficult to characterize his standpoint, but we shall not go far wrong if we call him aNeo-Platonist, for reasons which will appear in the sequel. It would be useless for us here to reproduce the contents of Israeli's two treatises, which would be more appropriate for a history of me- diaeval science. A brief resume will show the correctness of this view. In his "Book of the Elements" Israeh is primarily concerned with a definite physical problem, the definition of an element, and the number and character of the elements out of which the sublunar world is made. He begins with an Aristotelian definition of element, analyzes it into its parts and comes to the conclusion that the elements are the four weU-known ones, fire, air, water, earth. Incidentally he seizes opportunities now and then, sometimes by force, to discuss points in logic, physics, physiology and psychology. Thus the composition of the human body, the various modes in which a thing may come into being, that the yellow and black galls and the phlegm are resident in the blood, the purpose of phlebotomy, the substantial character of prime form, that the soul is not an accident, the two kinds of blood in the body, the various kinds of "accident," the nature of a "prop)- erty" and the manner in which it is caused — all these topics are dis- cussed in the course of proof that the four elements are fire, air, water, earth, and not seed or the quahties of heat, cold, dryness and moisture. He then quotes the definitions of Galen and Hippocrates and insists that though the wording is different the meaning is the same as that of Aristotle, and hence they all agree about the identity of the elements. Here again he takes occasion to combat the atomic theory of the Mu tazila and Democritus, and proves that a fine is not composed of points. In the last part of the treatise he refutes contrary opinions concerning the number and identity of the elements, such as that there is only one element which is movable or immovable, finite or infinite, namely, the power of God, or species, or fire, or air, or water, or earth; or that the number is two, matter and God; or three, matter, form and motion; or six, viz., the four which he himself adopts, and composition and separation; or the number ten, which is the end and completion of number. In the course of this discussion he takes occasion to define pain and pleasure, the nature of species, the difference between ele- ment and principle. And thus the book draws to a close. Not very 4 MEDIJEVAL JEWISH PHILOSOPHY promising material this, it would seem, for the ideas of which we are in search. The other book, that dealing with definitions of things, is more promising. For while there too we do not find any connected account of God, of the world and of man, Israeli's general attitude can be gathered from the manner in which he explains some important con- cepts. The book, as its title indicates, consists of a series of definitions or descriptions of certain terms and ideas made use of by philosophers in their construction of their scheme of the world — such ideas and terms as Intelligence, science, philosophy, soul, sphere, spirit, nature, and so on. From these we may glean some information of the school to which Israeli belongs. And in the " Book of the Elements," too, some of the episodic discussions are of value for our purpose. Philosophy, Israeli tells us, is self-knowledge and keeping far from evil. When a man knows himself truly — his spiritual as well as his corporeal aspects — he knows everything. For in man are combined the corporeal and the spiritual. Spiritual is the soul and the reason, corporeal is the body with its three dimensions. In his qualities and attributes — " accidents " in the terminology of Israeli — we similarly find the spiritual as well as the corporeal. Humility, wisdom and other similar quahties borne by the soul are spiritual; complexion, stature, and so on are corporeal. Seeing that man thus forms an epitome, as it were, of the universe (for spiritual and corporeal sub- stance and accident exhausts the classes of existence in the world), a knowledge of self means a knowledge of everything, and a man who knows all this is worthy of being called a philosopher. But philosophy is more than knowledge; it involves also action. The formula which reveals the nature and aim of philosophy is to become like unto God as far as is possible for man. This means to imitate the activities of God in knowing the realities of things and do- ing what the truth requires. To know the realities of things one must study science so as to know the various causes and purposes existing in the world. The most important of these is the purpose of the union in man of body and soul. This is in order that man may know reahty and truth, and distinguish between good and evil, so as to do what is true and just and upright, to sanctify and praise the Creator and to keep from impure deeds of the animal nature. A man who does this ISAAC ISRAELI S will receive reward from the Creator, which consists in cleaving to the upper soul, in receiving light from the light of knowledge, and the beauty of splendor and wisdom. When a man reaches this degree, he becomes spiritual by cleaving to the created Hght which comes directly from God, and praising the Creator. This is his paradise and his reward and perfection. Hence Plato said that philosophy is the strengthening and the help of death. He meant by this that philosophy helps to deaden all animal desires and pleasures. For by being thus delivered from them, a man will reach excellence and the higher splendor, and wiU enter the house of truth. But if he indulges his animal pleasures and desires and they become strength- ened, he wUl become subject to agencies which will lead him astray from the duties he owes to God, from fear of him and from prayer at the prescribed time. We look in vain in Israeli's two treatises for a discussion of the existence and nature of God. Concerning creation he tells us that when God wanted to show his wisdom and bring everything from potentiality to actuahty, he created the world out of nothing, not after a model (this in opposition to Plato and Philo) , nor for the pur- pose of deriving any benefit from it or to obviate harm, but solely on account of his goodness. But how did the creation proceed? A fragment from the treatise of IsraeU entitled "The Book of Spirit and Soul"^^ wiU give us in summary fashion an idea of the manner in which IsraeH conceived of the order and connection of things in the world. In the name of the ancients he gives the following account. God created a splendor. This having come to a standstill and real per- manence, a spark of light proceeded from it, from which arose the power of the rational soul. This is less bright than the splendor of the Intelligence and is affected with shadow and darkness by reason of its greater distance from its origin, and the intervening Intelligence. The rational soul again becoming permanent and fixed, there issued from it likewise a spark, giving rise to the animal soul. This latter is endowed with a cogitative and imaginative faculty, but is not per- manent in its existence, because of the two intervening natures be- tween it and the pure light of God. From the animal soul there like- wise issued a splendor, which produced the vegetative soul. This 6 MEDIEVAL JEWISH PHILOSOPHY soul, being so far removed from the original light, and separated from it by the Intelligence and the other two souls, has its splendor dimmed and made coarse, and is endowed only with the motions of growth and nourishment, but is not capable of change of place. From the vege- tative soul proceeds again a splendor, from which is made the sphere (the heaven). This becomes thickened and materialized so that it is accessible to the sight. Motion being the nature of the sphere, one part of it pushes the other, and from this motion results fire. From fire proceeds air; from air, water; from water, earth. And from these elements arise minerals, plants and animals. Here we recognize the Neo-Platonic scheme of emanation as we saw it in Plotinus, a gradual and successive emanation of the lower from the higher in the manner of a ray of light radiating from a lumi- nous body, the successive radiations diminishing in brightness and spirituality until when we reach the Sphere the process of obscuration has gone so far as to make the product material and visible to the physical sense. The Intelligence and the three Souls proceeding from it in order are clearly not individual but cosmic, just as in Plotinus. The relation between these cosmic hypostases, to use a Neo-Platonic term, and the rational and psychic faculties in man Israeli nowhere explains, but we must no doubt conceive of the latter as somehow contained in the former and temporarily individualized, returning again to their source after the dissolution of the body. Let us follow Israeh further in his account of the nature of these substances. The Intelligence is that which proceeds immediately from the divine light without any immediate agency. It represents the permanent ideas and principles — species in Israeli's terminology — which are not subject to change or dissolution. The Intelhgence contains them all in herself eternally and immediately, and requires no searching or reflection to reach them. When the Intelligence wishes to know anything she returns into herself and finds it there without requiring thought or reflection. We can illustrate this, he continues, in the case of a skilful artisan who, when he wishes to make anything, retires into himself and finds it there. There is a difference, however, in the two cases, because Intelligence always knows its ideas without thought or reflection, for it exists always and its ideas are not subject to change or addition or diminution; whereas ISAAC ISRAELI 7 in the smith a difficulty may arise, and then his soul is divided and he requires searching and thinking and discrimination before he can realize what he desires. What has been said so far applies very well to the cosmic Intel- hgence, the vov^ of the Neo-Platonists. It represents thought as embracing the highest and most fundamental principles of existence, upon which all mediate and discursive and inferential thinking de- pends. Its content corresponds to the Ideas of Plato. But the further account of the Intelligence must at least in a part of it refer to the individual human faculty of that name, though Israeli gives us no indication where the one stops and where the other begins. He appeals to the authority of Aristotle for his division of Intelli- gence into three kinds. First, the Intelhgence which is always actual. This is what has just been described. Second, the Intelligence which is in the soul potentially before it becomes actual, like the knowledge of the child which is at first potential, and when the child grows up and learns and acquires knowledge, becomes actual. Third, that which is described as the second Intelligence. It represents that state of the soul in which it receives things from the senses. The senses impress the forms of objects upon the imagination {(j>avTaaia) which is in the front part of the head. The imagination, or phantasy, takes them to the rational soul. When the latter knows them, she becomes identical with them spiritually and not corporeally. We have seen above the Aristotelian distinction between the active intellect and the passive. The account just given is evidently based upon it, though it modifies Aristotle's analysis, or rather it enlarges upon it. The first and second divisions in IsraeH's account correspond to Aristotle's active and passive intellects respectively. The third class in Israeh represents the process of realization of the potential or passive intellect through the sense stimuli on the one hand and the influence of the active intellect on the other. Aristotle seems to have left this intermediate state between the potential and the eternally actual unnamed. We shall see, however, in our further study of this very difficult and comphcated subject how the classification of the various intellects becomes more and more involved from Aristotle through Alexander and Themistius down to Averroes and Levi ben Gerson. It is sufficient for us to see here how Israeli combines Aris- 8 MEDIjEVAL JEWISH PHILOSOPHY totelian psychology, as later Aristotelian logic and physics, with Neo- Platonic metaphysics and the theistic doctrine of creation. But more of this hereafter. From the Intelhgence, as we have seen, proceeds the rational soul. In his discussion of the general nature of the three-fold soul (rational, animal and vegetative) Israeli makes the unhistoric but thoroughly mediaeval attempt to reconcile Aristotle's definition of the soul, which we discussed above (p.xxxv), with that of Plato. The two conceptions are in reality diametrically opposed. Plato's is an anthropological dualism, Aristotle's, a monism. For Plato the soul is in its origin not of this world and not in essential unity with the body, which it controls as a sailor his boat. Aristotle conceives of the relation between soul and body as one of form and matter; and there is no union more perfect than that of these two constituent elements of all natural substances. Decomposition is impossible. A given form may disappear, but another form immediately takes its place. The combination of matter and form is the essential condition of sublunar existence, hence there can be no question of the soul entering or leaving the body, or of its activity apart from the body. But Israeli does not seem to have grasped Aristotle's meaning, and ascribes to him the notion that the soul is a separate substance per- fecting the natural body, which has life potentially, meaning by this that bodies have life potentially before the soul apprehends them; and when the soul does apprehend them, it makes them perfect and living actually. To be sure, he adds in the immediate sequel that he does not mean temporal before and after, for things are always just as they were created; and that his mode of expression is due to the impossibil- ity of conveying spiritual ideas in corporeal terms in any other way. This merely signifies that the human body and its soul come into being simultaneously. But he still regards them as distinct substances forming only a passing combination. And with this pretended Aris- totelian notion he seeks to harmonize that of Plato, which he under- stands to mean not that the soul enters the body, being clothed with it as with a garment, and then leaves it, but that the soul apprehends bodies by clothing them with its light and splendor, and thus makes them living and moving, as the sun clothes the world with its light and illuminates it so that sight can perceive it. The difference is that the ISAAC ISRAELI 9 light of the sun is corporeal, and sight perceives it in the air by which it is borne; whereas the hght of the soul is spiritual, and intelligence alone can perceive it, not the physical sense. Among the conceptual terms in the Aristotehan logic few play a more important part than those of substance and accident. Substance is that which does not reside in anything else but is its own subject. It is an independent existence and is the subject of accidents. The latter have no existence independent of the substance in which they inhere. Thus of the ten categories, in which Aristotle embraces all existing things, the first includes all substances, as for example, man, city, stone. The other nine come under the genus accident. Quantity, qual- ity, relation, time, place, position, possession, action, passion — all these represent attributes which must have a substantial being to re- side in. There is no length or breadth, or color, or before or after, or here or there, and so on except in a real object or thing. This then is the meaning of accident as a logical or ontological term, and in this sig- nification it has nothing to do with the idea of chance. Clearly sub- stance represents the higher category, and accident is inferior, because dependent and variable. Thus it becomes important to know in refer- ence to any object of investigation what is its status in this respect, whether it is substance or accident. The nature of the soul has been a puzzle to thinkers and philoso- phers from time immemorial. Some thought it was a material sub- stance, some regarded it as spiritual. It was identified with the essence of nxmiber by the Pythagoreans. And there have not been wanting those who, arguing from its dependence upon body, said it was an accident and not a substance. Strange to say the Mutakalli- mun, defenders of religion and faith, held to this very opinion. But it is really no stranger than the maintenance of the soul's materiality equally defended by other religionists, like Tertulhan for example, and the opposition to Maimonides's spiritualism on the part of Abra- ham ben David of Posquieres. The Mutakallimun were led to their idea by the atomic theory, which they found it politic to adopt as more amenable to theological treatment than Aristotle's Matter and Form. It followed then according to some of them that the fimdamental unit was the material atom which is without quality, and any power or activity in any atom or group of atoms is a direct creation of God, lo MEDIEVAL JEWISH PHILOSOPHY which must be re-created every moment in order to exist. This is the nature of accident, and it makes more manifest the ever present activity of God in the world. Thus the "substantial" or "accidental" character of the soul is one that is touched on by most Jewish writers on the subject. And Israeli also refers to the matter incidentally in the "Book of the Elements." ^^ Like the other Jewish philosophers he defends its substantiality. The fact of its separability from the body, he says, is no proof of its being an accident. For it is not the separability of an accident from its substance that makes it an accident, but its destruction when separated. Thus when a white substance turns green, the white color is not merely separated from its substance but ceases to exist. The soul is not destroyed when it leaves the body. Another argmnent to prove the soul a substance is this. If the soul were an accident it should be possible for it to pass from the animal body to something else, as blackness is found in the Ethio- pian's skin, in ebony wood and in pitch. But the soul exists only in living beings. We find, besides, that the activity of the soul extends far beyond the body, and acts upon distant things without being destroyed. Hence it follows that the soul itself, the agent of the activity, keeps on ex- isting without the body, and is a substance. Having made clear the conception of soul generally and its relation to the body, he next proceeds to treat of the three kinds of soul. The highest of these is the rational soul, which is in the horizon of the Intelligence and arises from its shadow. It is in virtue of this soul that man is a rational being, discriminating, receptive of wisdom, distinguishing between good and evil, between things desirable and undesirable, approaching the meritorious and departing from wrong. For this he receives reward and punishment, because he knows what he is doing and that retribution follows upon his conduct. Next to the rational soul is the animal soul, which arises from the shadow of the former. Being far removed from the light of Intelli- gence, the animal soul is dark and obscure. She has no knowledge or discrimination, but only a dim notion of truth, and judges by appearance only and not according to reality. Of its properties are sense perception, motion and change in place. For this reason the ISAAC ISRAELI II animals are fierce and violent, endeavoring to rule, but without clear knowledge and discrimination, like the lion who wants to rule over the other beasts, without having a clear consciousness of what he is doing. A proof that the animals have only dim notions of things is that a thirsty ass coming to the river will fly from his own shadow in the water, though he needs the latter for preserving his life, whereas he will not hesitate to approach a lion, who will devour him. Therefore the animals receive no reward or punishment (this in opposition to the Mutakallimun) because they do not know what to do so as to be re- warded, or what to avoid, in order not to be punished. The vegetative soul proceeds from the shadow of the animal soul. She is still further removed from the light of Intelligence, and still more weighed down with shadow. She has no sense perception or motion. She is next to earth and is characterized by the powers of reproduction, growth, nutrition, and the production of buds and flowers, odors and tastes. Next to the soul comes the Sphere (the heaven), which arises in the horizon and shadow of the vegetative soul. The Sphere is superior to corporeal substances, being itself not body, but the matter of body. Unlike the material elements, which suffer change and diminution through the things which arise out of them as well as through the return of the bodies of plants and animals back to them as their ele- ments, the spiritual substances (and also the sphere) do not suffer any increase or diminution through the production of things out of them. For plants and animals are produced from the elements through a celestial power which God placed in nature effecting generation and decay in order that this world of genesis and dissolution should exist. But the splendor of the higher substances, viz., the three souls, suffers no change on account of the things coming from them because that which is produced by them issues from the shadow of their splendor and not from the essence of the splendor itself. And it is clear that the splendor of a thing in its essence is brighter than the splendor of its shadow, viz., that which comes from it. Hence the splendor of the vegetative soul is undoubtedly brighter than that of the sphere, which comes from its shadow. The latter becomes rigid and assumes a cov- ering, thickness and corporeality so that it can be perceived by sight. But no other of the senses can perceive it because, although corporeal, 12 MEDIEVAL JEWISH PHILOSOPHY it is near to the higher substances in form and nobihty, and is moved by a perfect and complete motion, motion in a circle, which is more per- fect than other motions and not subject to influence and change. Hence there is no increase or diminution in it, no beginning or end, and this on account of the simplicity, spirituality and permanence of that which moves it. The Intelligence pours of her splendor upon it, and of the light of her knowledge, and the sphere becomes intelligent and rational, and knows, without investigation or reflection, the lordship of its Creator, and that he should be praised and glorified without intermission. For this reason the Creator assigned to the Sphere a high degree from which it cannot be removed, and gave it charge of the production of time and the four seasons of the year, and the month and the day and the hour, and made it ruler of the production of perishable things in this world of generation and dissolution, so that the upper souls may find bodies to apprehend, to clothe with their light, and to make visible in them their activities according to the determination of God. The Sphere by its motion produces the four elements, fire, air, water, earth; and the combinations of these in various proportions give rise to the minerals, plants and animals of this world, the highest of whom is man. That the elements are those mentioned above and nothing else is proved by the definition of element and its distinction from "prin- ciple." A principle is something which, while being the cause of change, and even possibly at the basis of change, is not itself subject to change. Thus God is undoubtedly the cause of everything that happens in the world. He may therefore be called a principle of the world, but he does not enter with his essence the changing things. Hence it is absurd to speak of God as an element of the sublunar world. Matter, i. e., primary formless matter, does enter all changing things and is at the basis of all change; but it does not itself change. Hence matter also is a principle but not an element. An element is some- thing which is itself a composite of matter and form, and changes its form to become something else in which, however, it is contained potentially, not actually. The product ultimately goes back to the element or elements from which it was made. When we follow this resolution of a given composite into its elements back as far as we can ISAAC ISRAELI 15 until we reach a first which is no longer produced out of anything in the same way as things were produced from it, we have the element. Such is the nature of fire, air, water, earth. All things are made from them in the manner above indicated. But there is nothing prior to them which changes its form to become fire, continues to reside po- tentially in fire and returns to its original state by the resolution of fire. The same applies to the other three. The matter is now clear. The elements stand at the head of physical change and take part in it. Prior to the elements are indeed matter and form, but as logical principles, not as physical and independent entities. Hence it would seem, according to Israeli, that matter and form are side-tracked in the gradual evolution of the lower from the higher. For the elements, he tells us, come from the motion of the Sphere, the Sphere from the shadow of the Soul, the Soul from the shadow of the Intelligence, the Intelligence is created by God. To be sure he tells us that the Sphere is not body, but the matter of body. Yet the Sphere cannot take the place of prime matter surely, for it is undoubtedly endowed with form, nay is rational and intelligent, as we have seen. When Israeli says that prior to the four elements there is nothing but the Omnipotence of God, he means that the sublunar process of change and becoming stops with the elements as its upper limit. What is above the elements belongs to the intelligible world; and the manner of their production one from the other is a spiritual one, emanation. The Sphere stands on the border line between the corporeal and the intelligible, itself a product of emanation, though producing the elements by its motion — a process apparently neither like emanation nor like sublunar becoming and change. Creation in Israeli seems to be the same as emanation, for on the one hand he tells us that souls are created, that nothing precedes the four elements except the Omnipotence of God, and on the other that the elements come from the motion of the Sphere, and the souls issue from the shadow of the Intelligence. For matter and form there seems to be no room at all except as logical principles. This is evidently due to the fact that Israeli is unwittingly combining Aristotehan physics with Neo-Platonic emanationism. For Aristotle matter and form stand at the head of sublunar change and are ultimate. There is no 14 MEDIEVAL JEWISH PHILOSOPHY derivation of matter or form from anything. The celestial world has a matter of its own, and is not the cause of the being of this one except as influencing its changes. God is the mover of the Spheres, but not their Creator, hence he stands outside of the world. This is Theism. In Israeli there is a continuity of God, the intelligible world and the corporeal, all being ultimately the same thing, though the processes in the two worlds are different. And yet he obviates Pantheism by declaring that God is a principle not an element. We said before that Israeli takes no avowed attitude to Jewish dogma or the Bible. He never quotes any Jewish works, and there is nothing in his writings to indicate that he is a Jew and is making an effort to harmonize Judaism with philosophy and science. In words he refers to creation ex nihilo, which is not necessarily Jewish, it might be just as well Mohammedan or Christian. But in reality, as we have seen, his ideas of the cosmic process are far enough removed from the orthodox doctrine of creation as it appears in Bible and Talmud. Incidentally we learn also something of Israeli's ideas of God's relation to mankind, of his commandments, and of prophecy. God created the world, he tells us, because of his goodness. He wanted to benefit his creatures. This could not be without their knowing the will of God and performing it. The will of God could not be revealed directly to everybody because the divine wisdom can speak only to those in whom the rational soul is mistress and is enlightened by the Intelligence. But people are not all of this kind; for some have the animal soul predominating in them, being on that account igno- rant, confused, forward, bold, murderous, vengeful, unchaste like an- imals; others are mastered by the vegetative soul, i. e., the appetitive, and are thus stupid and dull, and given over to their appetites like plants. In others again their souls are variously combined, giving to their life and conduct a composite character. On this account it was necessary for God to select a person in whom the rational soul is separated, and illumined by the Intelligence — a man who is spiritual in his nature and eager to imitate the angels as far as it is possible for a man to do this. This man he made a messenger to mankind. He gave him his book which contains two kinds of teaching. One kind is spiritual in its nature, and needs no further commentary of ISAAC ISRAELI 1$ interpretation. This is meant for the intellectual and discriminating. The other kind is corporeal, and requires spiritual interpretation. This is intended for the various grades of those who cannot understand directly the spiritual meaning, but who can grasp the corporeal teach- ing, by which they are gradually trained and prepared for the recep- tion of higher truths. These people therefore need instructors and guides because a book alone is not sufficient for the purposes of those who cannot understand. Dreams and prophecy are closely related, hence an explanation of the former will also throw light on the latter. A dream is caused by the influence of the Intelligence on the soul in sleep. The Intelligence receives its knowledge directly from God, and serves as a mediator between him and the soul, like a prophet who mediates between God and his creatures. In communicating to the soul the spiritual forms which it received from God, the Intelligence translates them into forms intermediate between corporeality and spirituality in order that they may be quickly impressed upon the common sense, which is the first to receive them. The common sense stands midway be- tween the corporeal sense of sight and the imagination, which is in the anterior chamber of the brain, and is known as phantasy (Aristotehan t^avTaaid). That the forms thus impressed on the common sense in sleep are intermediate between corporeal and spiritual is proved by the fact that they are different from the corporeal forms of things seen in the waking state. The latter are obscure and covered up, whereas those seen in sleep are finer, more spiritual and brighter. Proof of this is that a person sees himself in sleep endowed with wings and flying between heaven and earth. He sees the heavens opening and someone speaking to him out of the heaven, and so on. There would be no sense in all this if these phenomena had no spiritual meaning, for they are contrary to nature. But we know that they have real significance if interpreted by a really thoughtful person. The prophets also in wishing to separate themselves from mankind and impress the latter with their qualities, showed them spiritual forms of similar kind, which were preternatural. Hence all who believe in prophecy admit that dreams are a part of prophecy. Now these intermediate forms which are impressed upon the com- l6 MEDIJEFAL JEWISH PHILOSOPHY mon sense in sleep are turned over by it to the phantasy and by the latter to the memory. When the person awakes, he recovers the forms from the memory just as they were deposited there by the phantasy. He then consults his thinking power; and if this is spiritual and pure, the Intelligence endows him with its light and splendor and reveals to him the spiritual forms signified by the visions seen in sleep. He is then able to interpret the dream correctly. But if his powers of thought are not so good and are obscured by coverings, he cannot properly remove the husk from the kernel in the forms seen in sleep, is not able to penetrate to the true spirituality beneath, and his in- terpretation is erroneous. This explanation does not really explain, but it is noteworthy as the first Jewish attempt to reduce prophecy to a psychological phenom- enon, which was carried fiurther by subsequent writers until it received its definitive form for the middle ages in Maimonides and Levi ben Gerson, To sum up, Israeli is an eclectic. There is no system of Jewish philosophy to be found in his writings. He had no such ambitions. He combines Aristotelian logic, physics and psychology with Neo- Platonic metaphysics, and puts on the surface a veneer of theistic creationism. His merit is chiefly that of a pioneer in directing the attention of Jews to the science and philosophy of the Greeks, albeit in Arab dress. There is no trace yet of the Kalam in his writings except in his allusions to the atomic theory and the denial of reward and punishment of animals. CHAPTER II DAVID BEN MERWAN AL MUKAMMAS Nothing was known of Al Mukammas until recently when fragments of his philosophical work were found in Judah ben Barzilai's commen- tary on the Sefer Yezirah.^^ The latter tells us that David Al Mukam- mas is said to have associated with Saadia, who learned a good deal from him, but the matter is not certain. If this account be true we have a second Jewish philosopher who preceded Saadia. His chief work is known by the title of "Twenty Chapters," fifteen of which were discovered in the original Arabic in 1898 by Abraham Harkavy of St. Petersburg. ^^ Unfortunately they have not yet been published, and hence our account will have to be incomplete, based as it is on the Hebrew fragments in the Yezirah commentary above mentioned. These fragments are sufficient to show us that unlike Israeh, who shows little knowledge of the Mu'taziHte discussions, Al Mukammas is a real Mu'taziHte and moves in the path laid out by these Moham- medan rationalists. Whether this difference is due to their places of residence (Israeli having lived in Egypt and Kairuan, while Al Mu- kammas was in Babylon), or to their personal predilections for Neo- Platonism and the Kalam respectively, is not certain. Saadia knows the Kalam; but though coming originally from Egypt, he spent his most fruitful years in Babylonia, in the city of Sura, where he was gaon. The centres of Arabian rationalism were, as we know, the cities of Bagdad and Basra, nearer to Babylon and Mesopotamia than to Egypt or Kairuan. The first quotation in Judah ben Barzilai has reference to science and philosophy, their definition and classification. Science is the knowl- edge of the reahty of existing things. It is divided into two parts, theoretical and practical. Theoretical science aims at knowledge for its own sake; practical seeks an end beyond knowledge, viz., the pro- duction of something. We call it then art. Thus geometry is a science in so far as one desires to know the nature and relations to each other of 17 l8 MEDIEVAL JEWISH PHILOSOPHY solid, surface, line, point, square, triangle, circle. But if his purpose is to know how to build a square or circular house, or to construct a mill, or dig a well, or measure land, he becomes an artisan. Theoretical science is three-fold. First and foremost stands theology, which investigates the unity of God and his laws and commandments. This is the highest and most important of all the sciences. Next comes logic and ethics, which help men in forming opinions and guide them in the path of understanding. The last is physics, the knowledge of created things. In the ninth and tenth chapters of his book Al Mukammas discusses the divine attributes. This was a very important problem in the Mu'tazilite schools, as we saw in the Introduction, and was treated in Mu'tazilite works in the first division, which went by the title of "Bab al Tauhid," the chapter on the unity. God is one — so Al Mukammas sums up the results of his previous discussions — not in the sense in which a genus is said to be one, nor in that in which a species is one, nor as the number one is one, nor as an individual creature is one, but as a simple unity in which there is no distinction or composition. He is one and there is no second like him. He is first without beginning, and last without end. He is the cause and ground of everything caused and effected. The question of God's essence is difificult. Some say it is not per- mitted to ask what God is. For to answer the question what a thing is is to limit it, and the limited is the created. Others again say that it is permitted to make this inquiry, because we can use in our answer the expressions to which God himself testifies in his revealed book. And this would not be limiting or defining his glory because his being is different from any other, and there is nothing that bears any resem- blance to him. Accordingly we should answer the question what God is, by saying, he is the first and the last, and the visible and the hidden, without begirming or end. He is living, but not through life acquired from without. His life is not sustained and prolonged by food. He is wise, but not through acquired wisdom. He hears without ears, sees without eyes, is understanding in all his works, and a true judge in all his judgments. Such would be our answer in accordance with God's own testimony of himself. We must on no account suppose that the expressions living, wise, DAVID BEN MERWAN AL MUKAMMAS 19 seeing, hearing, and so on, when apphed to God mean the same thing as when we ascribe them to ourselves. When we say God is Hving we do not mean that there was a time when he was not living, or that there will be a time when he will not be hving. This is true of us but not of God. His life has no beginning or end. The same thing applies to his wisdom. It is not acquired hke ours, it has no beginning or end, and is not subject to error, forgetfulness, addition or diminution. It is not strange that his attributes should be so imlike ours, for it is fitting that the Creator should be different from the thing created, and the Maker from the thing made. We must, however, analyze the matter of divine attributes more closely. When we say God is living, we may mean he is living with life as his attribute, i. e., that there is an attribute life which makes him living, or we may deny that there is any such attribute in him as life, but that he is living through himself and not through life as an attribute. To make this subtle distinction clear we will investigate further what is involved in the first statement that God is living with life. It may mean that there was a time when God was not hving and then he acquired life and became living. This is clearly a wrong and unworthy conception. We must therefore adopt the other alterna- tive, that the life which makes him living is eternal like him, and hence he was always living from eternity and will continue to be Hving to eternity. But the matter is not yet settled. The question still remains. Is this life through which he hves identical with his be- ing, or is it distinct from his being, or is it a part of it? If we say it is distinct from his being, we are guilty of introducing other eternal beings beside God, which destroys his unity. The Christians are guilty of this very thing when they say that God's eternal life is the Holy Ghost, and his eternal Wisdom is the Son. If we say that his life is a part of his being, we do injury to the other aspect of his unity, namely, his simphcity. For to have parts in one's being imphes com- position. We are forced therefore to conclude that God's life is identical with his being. But this is really tantamount to saying that there is no attribute life which makes him living, or that he is hving not through life. The difference is only in expression. We may make this conception clearer by illustrations from other spheres, inadequate though they be. The soul is the cause of life 20 MEDIEVAL JEWISH PHILOSOPHY to the body, i. e., the body lives through the soul, and when the latter leaves it, the body loses its Ufe and dies. But the soul itself does not live through anything else, say through another soul. For if this were the case this other soul would need again another soul to make it live and this again another, and so on ad infinitum, which is absurd. The soul lives through itself. The same thing applies to angels. They live through their own being; and that is why souls and angels are called in the Sacred Scriptures spirits. A spirit is something that is fine and light and incomposite. Hence their life cannot be due to anything distinct from their being, for this would make them compos- ite. This statement, however, that souls and angels are living through their own being must not be understood as meaning that they have no creator who gave them being and life. The meaning merely is that the being which God gave them is different from the being he gave to bodies. Bodies need a soul to become living, the soul is itself living. So in material things, also, the sun shines with its own light and not with light acquired. The odor of myrrh is fragrant through itself, not through anything else. The eye sees with its own power, whereas man sees with the eye. The tongue does not speak with another tongue, man speaks with a tongue, and so on. So we say of God, though in a manner a thousand-fold more sublime, that he is living, but not with a hfe which is distinct from his being; and so of the other attri- butes, hearing, seeing, and so on, that we find in the Scriptural praises of him. It is necessary to add that as on the one hand we have seen that God's attributes are identical with his being, so it follows on the other that the various attributes, such as wise, seeing, hearing, knowing, and so on, are not different from each other in meaning, though dis- tinct in expression. Otherwise it would make God composite. The reason we employ a number of distinct expressions is in order to remove from God the several opposites of the terms used. Thus when we say God is living we mean to indicate that he is not dead. The attribute wise excludes folly and ignorance; hearing and seeing remove deafness and blindness. The philosopher Aristotle says that it is truer and more appropriate to apply negative attributes to God than positive. Others have said that we must not speak of the Creator in positive terms DAVID BEN MERWAN AL MUKAMMAS 21 for there is danger of endowing him with form and resemblance to other things. Speaking of him negatively we imply the positive without risking offence. In the sequel Al Mukammas refutes the views of the dualists, of the Christians and those who maintain that God has form. We cannot afford to linger over these arguments, interesting though they be, and must hurry on to say a word about the sixteenth chapter, which deals with reward and punishment. This no doubt forms part of the second Mu'tazilite division, namely, the "Bab al 'Adl," or section concerning God's justice. He defines reward as the soul's tranquillity and infinite joy in the world to come in compensation for the sojourn in this world which she endured and the self-control she practiced in abstaining from the pleasures of the world. Punishment, on the other hand, is the soul's disquietude and sorrow to the end of days as retribution for indulging in the world's evil pleasures. Both are imposed by God with justice and fairness. It is fitting that the promises of reward and threats of punishment consequent upon obedience and disobedience should be specified in connection with the commandments and prohibitions in the Scriptures, because this is the only way to train the soul to practice self-control. A child who does not fear his teacher's punish- ment, or has no confidence in his good will will not be amenable to instruction. The same is true of the majority of those who serve kings. It is fear alone which induces them to obey the will of their masters. So God in commanding us to do what is worthy and pro- hibiting what is unworthy saw fit in his wisdom to specify the accom- panying rewards and punishments that he who observes may find pleasure and joy in his obedience, and the unobservant may be af- fected with sorrow and fear. As the world to come has no end, so it is proper that the reward of the righteous as well as the punishment of the wicked should be without end. Arguments have been advanced to show that unlike reward which is properly infinite as is becoming to God's goodness, punishment should have a limit, for God is merciful. On the other hand, it is claimed on the basis of the finiteness of human action that both reward and punishment should be finite. But in reality it can be shown in many ways that reward and punishment should be infinite. 22 MEDIEVAL JEWISH PHILOSOPHY Without naming all the arguments — as many as ten have been ad- vanced — in favor of this view, we may urge some of the more impor- tant. It was God's own goodness that prompted him to benefit mankind by giving them laws for their guidance, and not any prior merits on their part which gave them a claim on God's protection. God himself is not in any way benefited by man's obedience or injured by his disobedience. Man knows that it is for his own good that he is thus admonished; and if he were asked what reward he would like to have for his good deeds he would select no less than infinite happiness. Justice demands that punishment be commensurate with reward. The greater the reward and the punishment the more effective are the laws likely to be. Besides in violating God's law a person virtually denies the eternity of him who gave it, and is guilty of contempt; for he hides himself from men, fearing their displeasure, whereas the omnipresence of God has no deterring effect upon him. For such offence infinite punishment is the only fit retribution. The question whether the soul alone is rewarded or the body alone or both has been answered variously. In favor of the soul alone as the subject of reward and punishment it has been urged that reward raises man to the grade of angels, who are pure spirits. How then can the body take part? And punishment must be of the same nature as reward. On the other hand, it is claimed that the Bible says noth- ing of man being raised to the status of angels, and we know in this world of physical reward and punishment only. The Garden of Eden of which the Bible speaks is not peopled with angels, and that is where the righteous go after death. The true solution is that as man is composed of body and soul, and both share in his conduct, reward and pimishment must attach to both. As we do not understand the nature of spiritual retribution so the composite is equally inconceivable to us. But everyone who believes in the resurrection of the dead has no difficulty in holding that the body has a share in future reward and pimishment. CHAPTER III SAADIA BEN JOSEPH AL-FAYYUMI (892-942) Saadia was the first important Jewish philosopher. Philo of Alex- andria does not come within our purview as he was not mediaeval. Besides his work is not systematic, being in the nature of a commen- tary on Holy Writ, Though Philo was a good and loyal Jew, he stood, so to speak, apart from the real centre of Jewish intellectual and spiritual development. He was on the one hand too closely dependent on Greek thought and on the other had only a Hmited knowledge of Jewish thought and tradition. The Bible he knew only in the Greek translation, not in the original Hebrew; and of the Halaka, which was still in the making in Palestine, he knew still less. It was different with Saadia. In the tenth century the Mishna and the Talmud had been long completed and formed theoretically as well as practically the content of the Jew's life and thought. Sura in Babylonia, where Saadia was the head of the academy, was the chief centre of Jewish learning, and Saadia was the heir in the main line of Jewish development as it passed through the hands of lawgiver and prophet, scribe and Pharisee, Tanna and Amora, Saburai and Gaon. As the head of the Sura academy he was the intellectual rep- resentative of the Jewry and Judaism of his day. His time was a period of agitation and strife, not only in Judaism but also in Islam, in whose lands the Jews lived and to whose temporal rulers they owed allegiance in the East as well as in Spain. In Islam we saw in the introduction how the various schools of the Kadariya, the Mu tazila and the Ashariya arose in obedience to the demand of clarifying the chief problems of faith, science and life. In Judaism there was in addition to this more general demand the more local and internal conflict of Karaite and Rabbanite which centred about the problem of tradition. Saadia found himself in the midst of aU this and proved equal to the occasion. We are not here concerned with the vicissitudes of Saadia's personal 23 24 MEDIEVAL JEWISH PHILOSOPHY life or of his literary career as opponent of the Karaite sect. Nor can we afford more than merely to state that Jewish science in the larger sense begins with Saadia. Hebrew grammar and lexicography did not exist before him. The Bible had been translated into several languages before Saadia's day, but he was the first to translate it into Arabic, and the first to write a commentary on it. But the great- est work of Saadia, that which did the most important service to the theory of Judaism, and by which he will be best remembered, is his endeavor to work out a system of doctrine which should be in harmony with the traditions of Judaism on the one hand and with the most au- thoritative scientific and philosophic opinion of the time on the other. Israeli, we have seen, was interested in science before Saadia. As a physician he was probably more at home in purely physical discussions than Saadia. But there is no evidence that he had the larger interest of the Gaon of Sura, namely, to construct a system of Judaism upon the basis of scientific doctrine. Possibly the example of Islam was lacking in Israeli's environment, as he does not seem to be acquainted with the theories and discussions of the Mutakallimun, and draws his informa- tion from Aristotelian and Neo-Platonic sources. Saadia was in the very midst of Arab speculation as is evident from the composition of his chef d'ceuvre, " Emunot ve-Deot," Beliefs and Opinions. ^^ The work is arranged on the Mu'taziHte model. The two main divisions in works of this character are Unity and Justice. The first begins with some preliminary considerations on the nature and sources of knowledge. It proceeds then to prove the existence of God by showing that the world cannot have existed from eternity and must have been created in time. Creation implies a creator. This is fol- lowed by arguments showing that God is one and incorporeal. The rest is devoted to a discussion of the divine attributes with the pur- pose of showing that God's unity and simplicity are not affected by them. The section on unity closes with a refutation of opposing views, such as those of the duahsts or Trinitarians or infidels. The section on Justice centres about the doctrine of free will. Hence psychology and ethics are treated in this part of the work. To this may be added problems of a more dogmatic nature, eschatological and otherwise. We shall see in the sequel that Saadia's masterpiece is modeled on the same plan. SAADIA BEN JOSEPH AL-FAYYUMI 25 But not merely the plan and arrangement of his work give evidence of the influence upon Saadia of Islamic schools, many of his arguments, those for example on the existence of God and the creation of the world, are taken directly from them. Maimonides, who was a strong op- ponent of the Mutakalhmun, gives an outline of their fundamental principles and their arguments for the existence, unity and incorporeal- ity of God.^^ Some of these are identical with those of Saadia. Saadia, however, is not interested in pure metaphysics as such. His purpose is decidedly apologetic in the defence of Judaism and Jewish dogma. Hence we look in vain in his book for definite views on the constitu- tion of existing substances, on the nature of motion, on the meaning of cause, and so on. We get a glimpse of his attitude to some of these questions in an incidental way. The Mutakallimun were opposed to the Aristotelian theory of mat- ter and form, and substituted for it the atomic theory. God created atoms without magnitude or quality, and he likewise created quali- ties to inhere in groups of atoms. These qualities they called acci- dents, and one of their important discussions was whether an accident can last more than a moment of time. The opinions were various and the accidents were classified according to their powers of duration. That is, there were some accidents which once created continued to exist of their own accord some length of time, and there were others which had to be re-created anew every moment in order to continue to exist. Saadia does not speak of matter and form as constituting the essence of existing things; he does speak of substance and accident, ^^ which might lead us to believe that he held to the atomic theory, since he speaks of the accidents as coming and going one after the other, which suggests the constant creation spoken of by the Mutakalli- mun. On the other hand, when he answers an objection against mo- tion, which is as old as Zeno, namely, how can we traverse an infi- nitely divisible distance, since it is necessary to pass an infinite number of parts, he tells us that it is not necessary to have recourse to the atomic theory or other theories adopted by some Mu tazilites to meet this objection. We may believe in the continuity and infinite divisibil- ity of matter, but as long as this divisibility is only potentially infinite, actually always finite, our ability to traverse the space offers no difii- culty.^^ Finally, in refuting the second theory of creation, which com- 26 MEDIEVAL JEWISH PHILOSOPHY bines Platonism with atomism, he argues against an atomic theory primarily because of its implications of eternity of the atoms, but partly also on other grounds, which would also affect the Kalamistic conceptions of the atoms/^ These points are not treated by Saadia expressly but are only mentioned incidentally in the elucidation of other problems dealing with the creation of the world and the exist- ence of God. Like Israeli Saadia shows considerable familiarity with Aristotelian notions as found in the Logic, the Physics and the Psychology. It is doubtful, however, whether he really knew Aristotle's more important treatises at first hand and in detail. The " Categories," a small treatise forming the first book of Aristotle's logic, he no doubt knew, but the other Aristotelian concepts he probably derived from secondary sources. For while he passes in review all the ten categories showing that none of them is applicable to God,^^ we scarcely find any mention of such important and fundamental AristoteHan conceptions as matter and form, potentiality and actuality, the four causes, formal, material, efl&cient and final — concepts which as soon as Aristotle began to be studied by Al Farabi and Avicenna became familiar to all who wrote anything at all bearing on philosophy, theology, or Biblical exegesis. Nay, the very concepts which he does employ seem to indicate in the way he uses them that he was not familiar with the context in which they are found in the AristoteHan treatises, or with the relation they bear to other views of Aristotle. Thus no one who knew Aristotle at first hand could make the mistake of regarding his definition of the soul as making the latter an accident. ^^ When Saadia speaks of six kinds of motion ^^ instead of three, he shows clearly that his knowledge of the AristoteHan theory of motion was Hmited to the little of it that is contained in the ' Categories." We are thus justified in saying, that Saadia's sources are Jewish literature and tradition, the works of the MutakaUimun, particularly the Mu'taziHtes, and Aristotle, whose book on the ''Categories " he knew at first hand. Saadia tells us he was induced to write his book because he found that the beHefs and opinions of men were in an unsatisfactory state. While there are some persons who are fortunate enough to possess the truth and to know that they have it and rejoice thereat, this is not SAADIA BEN JOSEPH AL-FAYYUMI 27 true of all. For there are others who when they have the truth know it not, and hence let it shp; others are still less fortunate and adopt false and erroneous opinions, which they regard as true; while still others vacillate continually, going from one opinion and belief to another. This gave him pain and he thought it his duty to make use of his limited knowledge to help them. A conscientious study of his book will tend to remove doubt and will substitute belief through knowledge for belief through tradition. Another result of such study, not less important, will be improvement of character and disposition, which will affect for the better a man's life in every respect, in relation to God as well as to his fellow-men.'*^ One may ask why it is that one encounters so many doubts and difficulties before arriving at true knowledge. The answer is, a human being is a creature, i. e., a being dependent upon another for its exist- ence, and it is in the nature of a creature as such that it must labor for the truth with the sweat of its brow. For whatever a man does or has to do with is subject to time; each work must be accomplished grad- ually, step by step, part by part, in successive portions of time. And as the task before him is at the beginning complex, he has to analyze and simplify it. This takes time; while certainty and knowledge can- not come until the task is accompHshed. Before that point is reached he is naturally in doubt. "^^ The sources of truth are three. First is that to which the senses testify. If our normal sense perceives under normal conditions which are free from illusion, we are certain of that perception. The judgment is another source of truth. There are certain truths of which we are certain. This apphes especially to such judgments of value, as that truth is good and falsehood is bad. In addition to these two sources of immediate knowledge, there is a third source based upon these two. This is logical inference. We are led to beUeve what we have not directly perceived or a matter concerning which we have no immediate knowledge of the second kind, because we infer it from something else which we have perceived or of which we have immediate certainty. Thus we believe man has a soul though we have never seen it because we infer its presence from its activity, which we do see. These three sources are universal. They are not peculiar to a given race or religious denomination, though there are some persons who 28 MEDLEVAL JEWISH PHILOSOPHY deny the validity of some or all of them. We Jews believe in them and in still another source of truth, namely, authentic tradition, ^'^ Some think that a Jew is forbidden to speculate or philosophize about the truths of religion. This is not so. Genuine and sincere reflection and speculation is not prohibited. What is forbidden is to leave the sacred writings aside and rely on any opinions that occur to one concerning the beginnings of time and space. For one may find the truth or one may miss it. In any case until a person finds it, he is without a religious guide; and if he does find what seems to him the truth and bases his belief and conduct upon it, he is never sure that he may not later be assailed by doubts, which will lead him to drop his adopted belief. But if we hold fast to the commandments of the Bible, our own ratiocination on the truths of religion will be of great benefit to us.^s Our investigation of the facts of our religion will give us a reasoned and scientific knowledge of those things which the Prophets taught us dogmatically, and will enable us to answer the arguments and crit- icisms of our opponents directed against our faith. Hence it is not merely our privilege but our duty to confirm the truths of rehgion by reason. ^^ Here a question presents itself. If the reason can discover by itself the truths communicated to us by divine revelation, why was it neces- sary to have recourse to the latter? Why was it not left to the reason alone to guide us in our beUef and in our conduct? The answer is, as was suggested before, that human reason proceeds gradually and does not reach its aim until the end of the process. In the meantime one is left without a guide. Besides not everybody's reason is adequate to discover truth. Some are altogether incapable of this difificult task, and many more are exposed to harassing doubts and perplexities which hinder their progress. Hence the necessity of revelation, because in the witness of the senses all are equally at home, men and women, young and old.^° The most important fact of religion is the existence of God. We know it from the Bible, and we must now prove it by reason. The proof is necessarily indirect because no one of us has seen God, nor have we an immediate certainty of his existence. We must prove it then by the method of inference. We must start with something we SAADIA BEN JOSEPH AL-FAYYUMI 29 do know with certainty and proceed from it through as many steps of logical inference as may be necessary until we reach the object of our search. ^^ The world and the things in it are directly accessible to our senses and our judgment. How long has the world been in existence and how did it come to be? The answers to these questions also we do not know through our senses, and we must prove them by a chain of reasoning. There are several possibilities. The world just as it is may have existed from eternity. If so nobody made it; it just existed, and we have no proof of God. The world in its present form might have proceeded from a primitive matter. This h3^othesis only re- moves the problem further back. For, leaving aside the question how did this prime matter develop into the complex world of our experi- ence, we direct our attention to the prime matter itself, and ask, Has it existed from eternity or did it come to be? If it existed from eternity, then nobody made it, and we have no proof of a God, for by God we mean an intelligent being acting with purpose and design, and the cause of the existence of everything in creation. The third alternative is that whether the world was developed out of a primitive matter or not, it at any rate, or the primitive matter, as the case may be, was made in time, that is, it was created out of nothing. If so there must have been someone wlio created it, as nothing can create itself. Here we have proof of the existence of God, It follows therefore that we must first show that the world is not eternal, that it came to be in time, and this is what Saadia does. Here are some of his proofs. The world is finite in magnitude. For the world consists of the earth, which is in the centre, and the heavens surrounding it on all sides. This shows that the earth is finite, for an infinite body cannot be surrounded. But the heavens are finite too, for they make a complete revolution in twenty-four hours. If they were infinite it would take an infinite time to complete a revolution. A finite body cannot have an infinite power. This Saadia regards as self-evident, though Aristotle, from whom this statement is derived, gives the proof. Hence the force or power within the world which keeps it going is finite and must one day be exhausted. But this shows also that it could not have gone on from eternity. Hence the world came to be in time.^^ 30 MEDIEVAL JEWISH PHILOSOPHY Another proof is based on the composite character of all things in heaven and earth. Minerals, plants and animals are made up of parts and elements. The heavens consist of spheres, one within the other. The spheres are studded with stars. But composition implies a time when the composition took place. In other words, the parts must have been there first and somebody put them together. Hence the world as we see it now is not eternal. ^^ A special form of composition, which is universal, is that of sub- stance and accident. Plants and animals are born (or sprout), grow and decay. These manifestations are the accidents of the plant or animal's substance. The heavenly bodies have various motions, lights and colors as their accidents. But these accidents are not eternal, since they come and go. Hence the substances bearing the accidents, without which they cannot exist, are also temporal like them. Hence our world is not eternal. ^^ Finally, past time itself cannot be eternal. For this would mean that an infinite time has actually elapsed down to our day. But this is a contradiction in terms. What is already accomplished cannot be infinite. Infinity is possible only as a potentiahty, for example, we may speak of a given length as infinitely divisible. This merely means that one may mentally continue dividing it forever, but we can never say that one has actually made an infinite number of divi- sions. Therefore not merely the world, but even time must have begun to be.^^ It will be seen that the first three argimients prove only that the world in the form which it has now is not eternal. The possibility is not yet excluded of an eternal matter out of which the world pro- ceeded or was made. The fourth argument proves a great deal. It shows that nothing which is subject to time can be eternal, hence not even prime matter. God can be eternal because he is not subject to time. Time, as we shall see later, cannot exist without motion and moving things, hence before the world there was no time, and the fourth argument does not apply to premundane existence. To complete the first three arguments Saadia therefore proceeds to show that the world, which we now know came to be in time, must have been made by someone (since nothing can make itself), and that too out of nothing, and not out of a pre-existing eternal matter. SAADIA BEN JOSEPH AL-FAYYUMJ 31 If an eternal matter existed before the world, the explanation of the origin of the world is open to two possibilities. One is that there is nothing outside of this matter and the world which came from it. This is absurd, for it would mean that an unintelligent dead thing is the cause of intelligence and life in the universe. We must therefore have recourse to the other alternative that someone, an intelligent being, made the world out of the primitive, eternal matter. This is also impossible. For if the matter is eternal like the maker of the world, it is independent of him, and would not be obedient to his will to adapt itself to his purpose. He could therefore not make the world out of it. The only alternative left now is that the author of the universe is an intelligent being, and that nothing outside of him is eternal. He alone is responsible for the existence of the world, which was at one time nothing. Whether he first created a matter and then from it the universe, or whether he made the world outright, is of secondary- importance.^^ There is still a possibility that instead of making the world out of nothing, God made it out of himself, i. e., that it emanated from him as light from the sun. This, as we know, is the opinion of the Neo- Platonists; and Israeli comes very close to it as we saw before (p. 6). Saadia is strongly opposed to any such doctrine. It is unlikely, he says, that an eternal substance having neither form, condition, measure, place or time, should change into a body or bodies having those accidents; or that a wise being, not subject to change or influence, or comprehensibility should choose to make himself into a body subject to all of these. What could have induced a just being who does no wrong to decree that some of his parts should be subject to such evils as matter and material beings are afflicted with? It is conceivable only in one of two ways. Either they deserved it for having done wrong, or they did not deserve it, and it was an act of violence that was committed against them. Both suppositions are absurd. The fact of the matter is that the authors of this opinion to avoid the theory of creation ex nihilo went from the frying pan into the fire. To be sure, creation out of nothing is difficult to con- ceive, but this is the reason why we ascribe this power to God alone. To demand that we show how this can be done is to demand that we ourselves become creators. ^'^ 32 MEDIEVAL JEWISH PHILOSOPHY The question what existed in place of the earth before it was created evinces ignorance of the idea of place. By place is meant simply the contact of two bodies in which the one is the place of the other. When there is no earth and no bodies there is no such thing as place. The same thing apphes to time. Time means the persistence of existing things in heaven and earth under changing conditions. Where there is no world, there is no time. This answers the objection raised by some, namely, how is it possible that before all these bodies were made time existed void of objects? Or the other difficulty which is closely related, viz., Why did not God create the world before he did? The answer to both is, there was no before and there was no time, when the world was not. The following question is a legitimate one. Why did God create all things? And our answer is, there was no cause which made him create them, and yet they were not made in vain. God wished to exhibit his wisdom; and his goodness prompted him to benefit his creatures by enabling them to worship him.^^ We have now proved the existence of God as the cause of the exist- ence of all things. We must now try to arrive at some notion of what God is as far as this is in our power. God cannot be corporeal or body, for in our proof of his existence we began with the world which is body and arrived at the notion of God as the cause of all corporeal existence. If God himself is corporeal our search is not at an end, for we should still want to know the cause of him. Being the cause of all body, he is not body and hence is for our knowledge ultimate, we cannot go beyond him. But if God is not corporeal, he is not sub- ject to motion or rest or anger or favor, for to deny the corporeality of God and still look for these accidents in him is to change the ex- pression and retain the idea. Bodily accidents involve body.^^ The incorporeahty of God proves also his unity. For what is not body cannot have the corporeal attributes of quantity or number, hence God cannot be more than one.^ And there are many powerful arguments besides against a duahstic theory. A unitary efifect cannot be the result of two independent causes. For if one is responsible for the whole, there is nothing left for the other, and the assumption of his existence is gratuitous. If the effect consists of two parts of which each does one, we have really two effects. SAADIA BEN JOSEPH AL-FAYYUMI 33 But the universe is one and its parts cannot be separated.^^ Again, if one of them wishes to create a thing and cannot without the help of the other, neither is all-powerful, which is inconsistent with the char- acter of deity. If he can compel the other to help him, they are both under necessity. And if they are free and independent, then if one should desire to keep a body alive and the other to kill it, the body would have to be at the same time alive and dead, which is absurd. Again, if each one can conceal aught from the other, neither is all- knowing. If they cannot, they are not all-powerful.^^ Having proved God's existence, unity and incorporeality, he pro- ceeds to discuss his most essential attributes, which are. Life, Omnip- otence, and Omniscience. These easily follow from what was said be- fore. We cannot conceive a creator ex nihilo unless he is all-powerful; power implies life; and the thing made carmot be perfect unless its maker knows what it is going to be before he makes it. These three concepts our reason discovers with one act of its think- ing effort, for they are all involved in the concept. Maker. There is no gradual inference from one to the other. The reason we are forced to use three expressions is because of the limitations of language. Hence it must not be thought that they involve plurality in God. They are simply the implications of the one expression, Maker, and as that does not suggest plurality in God's essence, but signifies only that there is a thing made by the maker, so the three derivative terms, Living, Omnipotent, Omniscient, imply no more. The Christians erred in this matter in making God a trinity. They say one cannot create unless he is living and wise, hence they regard his life and his wisdom as two other things outside of his essence. But this is a mistake. For in saying there are several attributes in him distinct one from the other, they say in effect that he is corporeal — an error which we have already refuted. Besides they do not understand what constitutes proof: In man we say that his life and his knowledge are not his essence because we see that he sometimes has them and sometimes not. In God this is not the case. Again, why only three? They say essence, life, wisdom; why do they not add power, or hearing and seeing? If they think that power is implied in life, and hearing and seeing in wisdom, so is life implied in wisdom. They quote Scripture in their support, for example, the verse in 34 MEDIEVAL JEWISH PHILOSOPHY II Samuel (23, 2), "The Spirit of the Lord spoke through me, and his Word was upon my tongue." "Word" denotes, they say, his attribute of wisdom, and "Spirit" his life, as distinct persons. But they are mistaken. The expressions in question denote the words which God puts into the mouth of his prophets. There are other similar instances which they cite, and in their ignorance of Hebrew take metaphorical expressions literally. If they are consistent, they should add many more persons in the Godhead, in accordance with the many phrases of the Bible concerning the hand of God, the eye of God, the glory of God, the anger of God, the mercy of God, and so on.^^ The above discussion, as also that of Al-Mukammas (p. 19), shows clearly the origin of the doctrine of attributes as well as its motive. Both Al-Mukammas and Saadia and the later Jewish philosophers owed their interest in this problem primarily to the Mohammedan schools in which we know it played an important role (see Introduc- tion, pp. xxiii, xxvi) . But there is no doubt that the problem originated in the Christian schools in the Orient, who made use of it to rationahze the dogma of the Trinity. There is extant a confession of faith attributed to Jacob Baradasus (sixth century), the founder of the Syrian Church of the Monophysites or Jacobites, in which the phrase occurs that the Father is the Intel- lect, the Son is the Word and the Holy Ghost is Life. In the works of Elias of Nisibis of the Nestorian Church, who lived shortly after Saadia (975-1049), we also find a passage in which the three expres- sions essence, life and wisdom are applied to the three persons of the Trinity. The passage is worth quoting. It reads as follows: "As the essence of God cannot receive accidents, his life and his wisdom can- not be accidents. But whatever is not accident is either substance or person. Hence as the essence of the Creator and his life and his wisdom are not three substances or three accidents, it is proved that they are three persons." ^* Monotheism was a fundamental dogma of the Mohammedan faith. Hence it was necessary for their rationalizing theologians to meet the Trinitarians with their own weapons and show that the multiplicity of the divine attributes which they could not deny, since the Koran was authority for it, does in no way affect God's unity. The problem was quite as important for Judaism as it was for Islam, and for the same SAADIA BEN JOSEPH AL-FAYYUMI 35 reason. Hence Saadia's insistence that inadequacy of language is alone responsible for our expressing God's essential attributes in the three words, Living, Omnipotent, Omniscient; that in reahty they are no more than interpretations of the expression Maker. We have now shown that God is one in the two important senses of the word. He is one in the sense that there is no second God beside him; and he is one in his own essence, i. e., he is simple and not com- posed of parts. His Life and his Power and his Wisdom are not dis- tinct one from the other and from his essence. They are all one. We have also proved God's in corporeality. Nevertheless Saadia is not satisfied until he has shown in detail that God cannot be compared to man in any sense, and that the anthropomorphic expressions in the Bible must not be taken literally. In reference to Biblical interpreta- tion Saadia makes the general remark that whenever a verse of Scrip- ture apparently contradicts the truths of reason, there is no doubt that it is figurative, and a person who successfully interprets it so as to reconcile it with the data of sense or reason will be rewarded for it. For not the Bible alone is the source of Judaism, Reason is another source preceding the Bible, and Tradition is a third source coming after the Bible.^^ In order to show that God is not to be compared to any other thing in creation Saadia finds it convenient to use Aristotle's classification of all existing things under the ten categories.^^ Everything that exists is either a substance, or it is an accident, i. e., an attribute or quality of a substance. Substance is therefore the first and most important of the categories and is exemplified by such terms as man, horse, city. Everything that is not substance is accident, but there are nine classes of accident, and with substance they make up the ten categories. The order of the categories as Aristotle gives them in his treatise of the same name is, substance, quantity, quality, relation, place, time, position, possession, action, passion. If these categories in- clude all existing things and we can prove that God is not any of them, our object is accomplished. The one general argument is one with which we are already familiar. It is that God is the cause of all sub- stance and accident, hence he is himself neither the one nor the other. Scriptm-e supports our view, as in Deuteronony 4, 15: "Take ye therefore good heed of yourselves; for ye saw no manner of form on 36 MEDIEVAL JEWISH PHILOSOPHY the day that the Lord spake unto you in Horeb out of the midst of the fire: lest ye corrupt yourselves, and make you a graven image in the form of any figure, the likeness of male or female, the likeness of any beast that is on the earth, the likeness of any winged fowl that flieth in the heaven; the likeness of anything that creepeth on the ground, the likeness of any fish that is in the water under the earth: and lest thou lift up thine eyes unto heaven, and when thou seest the sun and the moon and the stars, even all the host of heaven, thou be drawn away," etc. And tradition is equally emphatic in this re- gard. Our sages, who were the disciples of the prophets, render the anthropomorphic passages in the Bible so as to avoid an objectionable understanding. This is particularly true of the Aramaic translation of the Targum. Such terms as head, eye, ear, mouth, lip, face, hand, heart, bowels, foot, which are used in relation to God in the Bible, are figurative. For it is the custom of language to apply such terms metaphorically to certain ideas like elevation, providence, acceptance, declaration, command, favor, anger, power, wisdom, mercy, dominion. Language would be a very inadequate instrument if it confined itself to the literal meaning of the words it uses; and in the case of God we should be limited to the statement that he is. What was said of the nouns above mentioned applies also to other parts of speech, such as verbs attributing human activity to God. Such phrases as incline thine ear," open thine eyes," "he saw," " he heard," "he spoke" are figurative. So the expression, "the Lord smelled," which sounds especially objectionable, denotes acceptance. The theophanies in the Bible, where God is represented under a certain form, as in Ezekiel, Isaiah and Kings, do not argue against our view, for there are meant specially created forms for the benefit and honor of the prophet. This is what is meant by the Glory of the Lord," and "Shekinah." Sometimes it is simply a created light without an individual form. When Moses asked to see God, he meant the created light. God cannot be seen with the eye nor can he be grasped in thought or imagination. Hence Moses could not have meant to see God, but the created light. His face was covered so that he should not be dazzled by the exceeding splendor of the begin- ning of the light, which is too much for a mortal to endure; but later SAADIA BEN JOSEPH AL-FAYYUMl 37 when the brightest part passed by, the covering was taken off and Moses saw the last part of the light. This is the meaning of the ex- pression in Exodus 33, 23, "And I will take away mine hand, and thou shalt see my back: but my face shall not be seen." Having treated of God as the creator of the world and having learned something about his attributes, we must now proceed to the study of man, or which is the same thing, to an investigation of God's relations to the rational part of his creation in the sublunar world. That man is endowed with a soul cannot be doubted, for the activities of man's soul are directly visible. The problem which is difficult is concerning the nature of the soul.^^ Here opinions differ, and some regard the soul as an accident of the body, some think it is a corporeal substance like air or fire, while others believe there is more than one soul in man. It will be our task to vindicate our own view against these erroneous ideas. The soul is too important in its functions to be an accident. It is neither air nor fire because it has not the properties of these bodies. And if the soul consisted of two or more distinct parts, the perceptions of sense would not reach the reason, and there would be no co-operation between these two powers. The true view is therefore that the soul of man is a substance created by God at the time when the human body is completed. The soul has no eternal existence before the body as Plato thought, for nothing is eternal outside of God, as we saw before. Nor does it enter the soul from the outside, but is created with and in the body. Its substance is as pure as that of the celestial spheres, receiving its light like them, but is much finer than the substance of the spheres, for the latter are not rational, whereas the soul is. The soul is not dependent for its knowledge upon the body, which without the latter has neither life nor knowledge, but it uses the body as an instrument for its functions. When connected with the body the soul has three faculties, reason, spirit and desire. But we must not think with Plato that these pow- ers form so many divisions or parts of the soul, residing in different parts of the body. All the three faculties belong to the one soul whose seat is in the heart; for from the heart issue the arteries, which give the body sense and motion. The soul was put in the body because from its nature it cannot act by itself; it must have the body as its instrument in order thereby to 38 MEDIEVAL JEWISH PHILOSOPHY attain to perfect happiness, for the soul's functions either purify or defile it. When the soul leaves the body she can no longer repent; all this must be done while she is in the body. Being placed in the body is therefore a good for the soul. If she were left alone, there would be no use in her existence or in that of the body, and hence the entire creation would be in vain, which was made for the sake of man. To ask why was not the soul made so as to be independent of the body is foolish and tantamount to saying why was not the soul made something else than soul. The soul is not in any way harmed by being with the body, for the injury of sin is due to her own free will and not to the body. Moreover, the body is not unclean, nor are the fluids of the body unclean while in the body; some of them are declared in the Bible to cause uncleanness when they leave the body, but this is one of those ordinances which, as we shall see later, are not demanded by the reason for their own sake, but are specially com- manded for a different purpose. As for the sufferings which the soul undergoes by reason of her connection with the body, some are due to her own negligence, such as cold, heat, and so on, others are inflicted by God for the soul's own good so that she may be later rewarded. We see here, and we shall learn more definitely later, that Saadia is opposed to the view of the ascetics — a view Neo-Platonic in its origin — that matter and body as such are evil, and that the constant effort of man must be to free the soul from the taint of the body in which it is imprisoned, and by which it is dragged down from its pristine nobility and purity. Saadia's opposition to the belief in the pre-existence of the soul at once does away with the Neo-Platonic view that the soul was placed in the body as a punishment for wrong- doing. The soul was created at the same time with the body, and the two form a natural unit. Hence complete life involves both body and soul. We have seen that God's creation of the world is due to his good- ness. His first act of kindness was that he gave being to the things of the world. He showed himself especially beneficent to man in enabling him to attain perfect happiness by means of the commandments and prohibitions which were imposed upon him. The reward consequent upon obedience was the real purpose of the commandments.^^ The laws which God gave us through the prophets consist of two SAADIA BEN JOSEPH AL-FAYYUMI 39 groups. The first embraces such acts as our reason recognizes to be right or wrong, good or bad, through a feeling of approval or disap- proval which God planted in our minds. Thus reason demands that a benefactor should receive in return for his goodness either a kind re- ward if he needs it, or thanks if he needs no reward. As this is a gen- eral demand of the reason, God could not have neglected it in his own case, and hence the commandments that we should serve him, that we should not offend or revile him and the other laws bearing on the same subject. It is likewise a demand of the reason that one should prevent the creatures from sinning against one another in any way. Murder is prohibited because it would lead to the destruction of the race and the consequent frustration of God's purpose in creating the world. Pro- miscuous association of the sexes is prohibited in order that man may be different from the lower animals, and shall know his father and other relatives that he may show them honor and kindness. Uni- versal stealing would lead to indolence, and in the end would destroy itself when there is nothing more to steal. In a similar way we can explain all laws relating to social dealings among mankind. The second group of laws has reference to acts which are inherently neither right nor wrong, but are made so by the act of God's command- ment or prohibition. This class may be called Traditional in contrast to the first, which we shall name Rational. The traditional laws are imposed upon us primarily so that we may be rewarded for obeying them. At the same time we shall find on careful examination of these laws that they also have a rational sig- nification, and are not purely arbitrary. Thus the purpose of sanc- tifying certain days of the year, like Sabbaths and holy days, is that by resting from labor we may devote ourselves to prayer, to the ac- quisition of wisdom, and to converse with our fellows in the interest of religion. Laws of ceremonial purity have for their pm-pose to teach man humihty, and to make prayer and the visitation of holy places more precious in his eyes after having been debarred from his privileges during the period of his uncleanness. It is clear that we should not know how to perform the traditional commandments without divine revelation since our own reason would not have suggested them. But even in the case of the rational laws 40 MEDIEVAL JEWISH PHILOSOPHY the general principles alone are known to us from our own reason but not the details. We know in general that theft, unchastity, and so on, are wrong, but the details of these matters would lead to disagreement among mankind, and hence it was necessary that the rational laws also be directly communicated tD us by divine messengers. The divine messengers are the prophets.^^ They knew that their revelations came from God through a sign which appeared at the beginning of the communication and lasted to the end. The sign was a pillar of cloud or of fire, or an extraordinary bright light, as we learn in the case of Moses. The genuineness of a prophet's message is tested first of all by the nature of the content, and then by his ability to perform miracles. The Israelites would not have believed Moses, notwithstanding his miracles, if he had commanded them to commit murder or adultery. It is because his teaching was found acceptable to the reason that the miracles accompanying it were regarded as a confirmation of Moses's divine mission. The Jewish Law^° contains three elements, all of which are necessary for effective teaching. First, the commandments and prohibitions, or the laws proper; second, the reward and punishment consequent upon obedience and disobedience; and third, examples of historical char- acters in which the laws and their consequences are illustrated. But the written law would not accomplish its purpose without belief in tradition. This is fundamental, for without it no individual or society can exist. No one can live by what he perceives with his own senses alone. He must depend upon the information he receives from others. And while this information is liable to error either by reason of the informant being mistaken or his possible purpose to deceive, these two possibilities are ehminated in case the tradition is vouched for not by an individual, but by a whole nation, as in the case of the Jewish revelation. As Saadia's emphasis on tradition, apart from its intrinsic impor- tance for Judaism, has its additional motive in refuting Karaism, so the following discussion against the possibility of the Law being abrogated is directed no doubt against the claims of the two sister religions, Christianity and Mohammedanism.^^ Abrogation of the law, Saadia says, is impossible. For in the first SAADIA BEN JOSEPH AL-FAYYUMI 41 place tradition has unanimously held to this view, and in the second place the Law itself assures us of its permanent validity, "Moses com- manded us a law, an inheritance for the assembly of Jacob" (Deut. $T„ 4). The law constitutes the national existence of our people; hence as we are assured by the Prophets that the Jewish nation is eternal, the Law must be likewise. We must not even accept the evidence of miracles in favor of a new law abrogating the old. For as we saw before, it was not primarily Moses's miracles that served to authenticate his teaching, but the character of the teaching itself. Now that the law of Moses stood the test of internal acceptability and external confirmation by the performance of miracles, its declaration of permanent validity cannot be upset by any new evidence even if it be miraculous. Man ''^ alone of all created things was given commandments and prohibitions, because he is superior to all other creatures by reason of the rational faculty which he possesses, and the world was created for him. Man's body is small, but his mind is great and comprehensive. His life is short, but it was given him to assist him to the eternal life after death. The diseases and other dangers to which he is subject are intended to keep him humble and God-fearing. The appetites and passions have their uses in the maintenance of the individual and the race. If it is true that God gave man commandments and that he re- wards and punishes him according to his conduct, it follows that unless we attribute injustice to God he must have given man the power to do and to refrain in the matters which form the subject of the command- ments. This is actually the case and can be proven in many ways. Everyone is conscious of freedom in his actions, and is not aware of any force preventing him in his voluntary acts. The Bible testifies to this when it says (Deut. 30, 19), "I have set before you life and death . . . therefore choose thou life," or (Malachi i, 9), "From your hand has this thing come." Tradition is equally explicit in the state- ment of the Rabbis (Berakot 33b), "Everything is in the hands of God except the fear of God." To be sure God is omniscient and knows how a given individual will act in a given case, but this does not take away from the freedom of the individual to determine his own conduct. For God's knowledge is not the cause of a man's act, or in general of a 42 MEDIEVAL JEWISH PHILOSOPHY thing's being. If that were so, all things would be eternal since God knows all things from eternity. God simply knows that man will choose of his own free will to do certain things. Man as a matter of fact never acts contrary to God's knowledge, but this is not because God's knowledge determines his act, but only because God knows the final outcome of a man's free deliberation. Since it is now clear from every point of view that God does not interfere with a man's freedom of action, any passages in the Bible which seem to indicate the contrary are not properly understood, and must needs be interpreted in accordance with the evidence we have adduced from various sources including the Bible itself. Thus when God says (Exod. 7, 3) "I will harden the heart of Pharaoh," it does not mean, as many think, that God forced Pharaoh to refuse to let Israel go. The meaning rather is that he gave Pharaoh strength to with- stand the plagues without succumbing to them, as many of the Egyptians did. The same method should be followed with all the other expressions in the Bible which appear to teach determin- ism. A man's conduct has an influence upon the soul, making it pure or impure as the case may be.^^ Though man cannot see this effect, since the soul is an intellectual substance, God knows it. He also keeps a record of our deeds, and deals out reward and punishment in the world to come. This time will not come until he has created the number of souls which his wisdom dictates. At the same time there are also rewards and punishments in this world as an earnest of what is to come in the hereafter. A man is called righteous or wicked according as his good or bad deeds predominate. And the recompense in the next world is given for this predominating element in his character. A righteous man is punished for his few bad deeds in this world, and rewarded for his many good deeds in the world to come. Similarly the wicked man is paid for his good deeds in this world, while the punishment for his wickedness is reserved. This answers the old problem of the pros- perity of the wicked and the misery of the righteous in this world. There are also sufferings of the righteous which are not in the nature of punishment for past conduct, but in view of the future so as to increase their reward in the world to come for the trials they endured SAADIA BEN JOSEPH AL-FAYYUMI 43 without murmuring. The sufferings of little children come under this head. On the other hand, a sinner is sometimes well treated and his life prolonged for one of the following reasons: To give him time to repent, as in the case of Manasseh; that he may beget a righteous son, hke Ahaz, the father of Hezekiah; to use him as God's tool to punish others more wicked than he — witness the role of Assyria as Isaiah describes it in chapter ten of his prophecies; for the sake of the righteous who is closely related to him, as Lot was saved for the sake of Abraham; or in order to make the punishment more severe later, as in the case of Pharaoh. That there is another world after this one in which man is rewarded and punished can be proved from reason, from Scripture and from tradition.^'* It is not likely from what we know of God's wisdom and goodness that the measure of happiness intended for the soul is what it gets in this world. For every good here is mixed with evil, the latter even predominating. No one is really content and at peace in this world even if he has reached the top of the ladder of prosperity and honor. There must be a reason for this, which is that the soul has an intuitional longing for the other world which is destined for it. There are many things from which the soul is bidden to abstain, such as theft, adultery, and so on, which it desires, and abstention from which causes it pain. Surely there must be reward awaiting the soul for this suffering. Often the soul suffers hatred, persecution and even death for pursuing justice as she is bidden to do. Surely she will be rewarded. Even when a person is punished with death for a crime committed in this world, the same death is inflicted for one crime as for ten crimes. Hence there must be another world where all inequalities are adjusted. It is also evident that the men of the Bible beheved in a hereafter. Else why should Isaac have consented to be sacrificed, or why should God have expected it? The same applies to Hananiah, Mishael, and Azariah, who preferred to be thrown into the fiery furnace rather than fall down in worship before the golden image of Nebuchadnezzar; and to Daniel who was thrown into the den of lions for disobeying the order of the king and praying to God. They would not have done this if they did not believe in another world, where they would be rewarded for their sufferings in this one. 44 MEDIEVAL JEWISH PHILOSOPHY Tradition and the Rabbinical literature are filled with reference to a future world. We need mention only one or two. In the Ethics of the Fathers (ch. 4) we read that this world is like the vestibule to the other world. Another statement in the Talmudic treatise Berakot (p. 1 7a) reads that "in the world to come there is no eating and drink- ing, nor giving in marriage, nor buying and selling, but the righteous sit with their crowns on their heads and enjoy the splendor of the Shekinah." With regard to the condition of the soul after death and the nature of reward and punishment in the next world, there is a variety of opinions. Those who hold that the soul is corporeal or that it is an accident of the body believe it is destroyed with the death of the body. We have already refuted their opinion. Others, like the Platonists, the Dualists and the Pantheists, who believe in the pre-existence of the soul either as a separate entity or as a part of God, hold that after the death of the body the soul returns to its original condition. Our belief as stated above (p. 37 ) is opposed to this. But there are some calling themselves Jews who believe in metempsychosis, that the soul migrates from one person to another and even from man to beast, and that in this way it is punished for its sins and purged. They see a confirmation of their view in the fact that some persons exhibit qualities which are characteristic of lower animals. But this is absurd. The soul and the body form a natural unit, the one being adapted to the other. A human body cannot unite with the soul of an animal, nor an animal body with a human soul. They try to account by their theory for the suffering of little children, who could not have sinned in their own person. But we have already explained that the suffering of children is not in the nature of punishment, but with a view to subsequent reward, and they must admit that the first placing of the soul in the body and giving it commandments is not in the nature of compensation for any past merit, but with a view to later reward. Why not then explain the suffering of children in the same way? ^^ As the body and the soul form a natural unit during life and a man's conduct is the combined effort of the two constituent parts of his being, it stands to reason that future reward and punishment should be im- posed upon body and soul in combination. Hence the doctrine of the resurrection of the body, which is alluded to in the Bible and made into SAADIA BEN JOSEPH AL-FAYYUMI 45 a religious dogma by the Rabbis, has support also in the reason.^^ Many objections have been advanced against it, but they can be easily answered. The strongest objection might seem to be that which at- tempts to show that resurrection is a logical contradiction. The argu- ment is that the elements making up a given body during life find their way after the death of the person into the body of another, to which they are assimilated and of which they form a part. Hence it is impossible to resurrect two bodies out of the material common to both. But this argument is untrue to fact. Every human body has its own matter, which never enters into the composition of any other body. When the person dies and the body decomposes, each element returns to its place in nature, where it is kept until the resur- rection. But there is another event which will happen to Israel before the time of the resurrection. In accordance with the promises of the Prophets we believe that Israel will be delivered from exile by the Messiah.'^'^ Reason also supports this beUef, for God is righteous, and since he has placed us in exile partly as a punishment for wrongdoing, partly for the purpose of trying us, there must be a limit to both. Messiah the son of David will come, will deliver Jerusalem from the enemy and settle there with his people. When all the beheving Israel- ites have been gathered from all the nations to the land of Palestine, then will come the resurrection. The Temple will be rebuilt, the light of the Shekinah will rest upon it, and the spirit of prophecy will be vouchsafed to all Israel, young and old, master and servant. This blessed period will last until the end of time, i. e., until this world will give place to the next, which is the place of reward and punishment. We describe the future habitation and status of the soul as Garden of Eden (Paradise) and Gehenna.''^ The former expression is intended to suggest happiness, there being nothing pleasanter in the world than a garden. The term Gehenna is associated in the Bible with Tofteh, which was a place of impurity not far from the Temple. In reahty, however, God will create a substance which will combine light and heat in such a way that the righteous will enjoy the hght only, while the wicked will be tortured by the heat. All this Saadia infers from Biblical passages. There will be no eating and drinking in the next world, and hence no 46 MEDIAEVAL JEWISH PHILOSOPHY need of a heaven and an earth Uke ours, but there will be place and time, since creatures cannot do without it. There will be no suc- cession of day and night, for these are of use only for our present life and occupations, but will be unnecessary there. There will, however, be a special period for worship. Reward and punishment in the next world will both be eternal. It stands to reason that God should promise eternal reward and punish- ment so as to inspire mankind with the highest possible degree of hope and fear, that they may have no excuse for not heeding the command- ments so forcibly impressed upon them. Having made the promise, his justice prompts him to fulfil it, and those who suffer have them- selves to blame. We have now completed in outline Saadia's system of Judaism. There are many details which we necessarily had to leave out, espe- cially in the more dogmatic part of his work, that dealing with specific Jewish doctrines, which he constructs on the basis of Rabbinical literature and BibHcal allusions interpreted so as to harmonize with the statements of the Rabbis. Many questions specifically theological and eschatological assumed importance in his mind by reason of his surroundings. I mean the Mohammedan schools and sects, and the Karaite discussions which were closely modelled after them. The most important part of his system philosophically is that which deals with creation and the attributes of God. His discus- sions of the soul and of free will are less thorough, and the details of his doctrines of resurrection, future reward and punishment, the redemption of Israel and the Messiah are almost purely dogmatic. For a scientific ethic there is no room at all in the body of his work. A man's conduct is prescribed for him in the divine commandments, though in a general way the reason sees the right and the wrong of the so-called rational group of laws. Still as an after thought Saadia added a chapter to the "Emunot ve-Deot" in which he attempts to give a psychological basis for human conduct. Noting the various tendencies of individuals and sects in his environment to extremes in human behavior, some to asceticism, some to self-indulgence, be it the lust of love or of power, he lays emphasis on the inadequacy of any one pursuit for the demands of man's complex nature, and rec- ommends a harmonious blending of all things for which men strive.^^ SAADIA BEN JOSEPH AL-FAYYUMI 47 God alone, he says, is a real unity, everything else is by the very reason of its being a creature essentially not one and simple, but composite and complex. So man has a love and desire for many things, and also aversion for many things. And as in other objects in nature it takes a combination of several elements to constitute a given thing, so in man it is by a proper systematization of his likes and dislikes that he can reach perfection of character and morals. It cannot be that God intended man to pursue one object all his life to the exclusion of all others, for in that case he would have implanted only one desire in man instead of many. You cannot build a house of stones alone neither can you develop a perfect character by one pursuit and one interest. Pursuit of one thing is Hkely to result in harm, for example, over- indulgence in eating brings on disease. Wisdom is therefore needed in regulating one's conduct. The principle here is control of one's likes and dislikes. Of the three faculties of the soul, reason, spirit and desire, reason must be the master of the other two. If any matter occurs to a person's imagination, he must try it with his reason to see whether it is likely to benefit or injure him, and pursue or avoid it accordingly. If, on the other hand, he allows the lower parts of his soul to rule his reason, he is not a moral man. The reader will recognize Plato in the last statement. The division of the soul into the three faculties of reason, spirit and desire is Pla- tonic, as we have already seen, and the attempt to base an ethic on the proper relation between the powers of the soul also goes back to Plato. But Saadia tries to show that the Bible too favors this conception. When Ecclesiastes tells us (i, 14), "I have seen aU the works that are done under the sun; and, behold, all is vanity and a striving after wind," he does not mean that there is nothing worth striving after, for he would then be condemning the objects of God's creation. His meaning is that it is vain to pursue any one thing to the exclusion of every other. He then proceeds to name three prominent objects of pursuit, wisdom, pleasure and worldly gain — all is vain when taken by itseK. A proper combination of all is to be recommended as is delicately hinted in the same book (2, 3), "I searched in mine heart how to cheer my flesh with wine, mine heart yet guiding me with wisdom, and how to lay hold on folly." CHAPTER IV JOSEPH AL-BASIR AND JESHUA BEN JUDAH I. Joseph Al-Basir {nth century) ^ Joseph ben Abraham, euphemistically surnamed on account of his bUndness, al-Basir (the seer), was a Karaite and lived in Babylonia or Persia in the beginning of the eleventh century. His philosophical work is closely modelled on the writings of the Arabian Mutakallimun, the Mu tazilites. Unlike Saadia, who tacitly accepts some of their methods and views, al-Basir is an avowed follower of the Kalam and treats only of those questions which are common to Jew and Moham- medan, avoiding, for example, so important an issue as whether it is possible that the law of God may be abrogated — a question which meant so much to Saadia. The division of his investigation into the two parts. Unity and Justice, is a serious matter with him; and he finds it necessary to tell us in several instances why he chose to treat a given topic under the one or the other heading. In spirit and tem- perament he is a thoroughgoing rationalist. Brief and succinct to the point of obscurity, he betrays neither partiality nor emotion, but fearlessly pushes the argument to its last conclusion and reduces it to its lowest terms. Saadia (above p. 28) puts revelation as a fourth source of truth parallel to sense, judgment and logical inference. To be sure he, in one instance (p. 35), speaks of the reason as preceding the Bible even as tradition follows it, but this is only a passing observation, and is properly corrected by the view expressed elsewhere (p. 28) that while a Jew is not forbidden to speculate, he must not set the Bible aside and adopt opinions as they occur to him. Al-Basir does not leave the matter in this unsettled condition. He definitely gives priority — logical priority, to reason. Knowledge, he says, must precede revela- tion. The prophet as the messenger of God cannot be believed on his word, for the opponent may have the same claim. Not only must the JOSEPH AL-BASIR AND JESHUA BEN JUDAH 49 prophet authenticate his mission by the performance of a miracle which cannot be explained by natural means, but we must know besides that he who sent him has our good at heart and would not de- ceive us. A knowledge of the existence, power and wisdom of the creator must therefore precede our belief in the prophet's mission. To take these truths from the words of the prophet and then give him credence because God sent him would be reasoning in a circle. The minimum of knowledge therefore which is indispensable before we can make any appeal to the words of the prophet is rational proof of the existence, power and wisdom of God. Having this minimum the person who is not practiced in speculative investigation may rely for the rest of the creed, for example, the unity of God and his other attributes, upon the words of the Bible. For if we know independently that God is Omnipotent and Omniscient, and the prophet can sub- stantiate his claim to be a divine messenger by the performance of genuine miracles, his reliability is established and we are safe in ac- cepting all that he has to say without proof; but the fundamental thing to do is to establish the prophet's reUabihty, and for this an independent source of evidence is necessary. This is the reason. Our problem therefore is to prove the power and wisdom of God, which will imply his existence. We cannot do this directly, for we cannot see God. Hence the only method is to prove the existence of a powerful and wise creator through his creation. We must prove his power in doing things which we cannot do, such as the ability to create our bodies. But for this it is necessary to show that our bodies — and the same will apply to the other bodies of the world, and hence to the world as a whole — were created, i. e., that there was a time when they were not. This leads us to an analysis of the constituents of body. All bodies consist of atoms and their "accidents," or condi- tions and qualities. The primary accidents, which are presupposed by all the rest, are the following four, combination, separation, mo- tion and rest. Without these no body can exist, for body is the result of a combination and separation of atoms at rest or in motion. But combination and separation are the acts of a combiner and sepa- rater, as we can infer from the analogy of our own acts. Our acts have ourselves as their creators, hence the acts visible in the combinations and separations of atoms to form bodies must also have their creator. 50 MEDIEVAL JEWISH PHILOSOPHY The attributes of the creator we infer from the nature of his work. So we call God "Powerful," meaning that he had the power to create the world. As creation denotes power, so the success and harmony of the product argues wisdom; and this power and wisdom thus established are not disproved by an occasional production or event which is not perfect, a monstrosity for example, or disease and suffer- ing. We say in reference to these that God must have a deeper object in view, to inspire mankind with the fear of God, and in order to in- crease their reward in the next world. The attribute of Life follows from the other two, for life denotes the possession or capacity of power and knowledge. Thus al-Basir has the same three essential attributes as Saadia. His proof of the existence of God is also identical with one of the proofs of Saadia. But he shows himself a more loyal follower of the Kalam by frankly adopting the atomic theory, whereas Saadia opposes it (P- 25). Other predicates of God are perception, will, unity, incorporeahty and eternity. Perception is one of the most important expressions of Hfe, but it must not be confused with knowledge or wisdom. The latter em- braces the non-existent as well as the existent, the former the exist- ent only. It is in virtue of the former attribute that we speak of God as "hearing" and "seeing." "WiUing" is another attribute of God, and those are wrong who identify God's will with his knowledge, and define God's wiUing to mean that his works take place in accordance with his knowledge. God's will must be a special attribute since we see in creation traces of free will. To be the will of God it must not reside in anything different from God, and yet it cannot inhere in God as the subject, for only body is capable of being the subject of accidents. The only solution, therefore, is that God exercises his voluntary activity through a will which he creates, a will not residing in any subject. This discussion of the nature of God's will seems a case of hair splitting with a vengeance, and al-Basir is not the author of it. As in his other doctrines so in this also he is a faithful follower of the Mu'tazila, and we shall see more of this method in his discussion of the unity of God despite the plurality of his attributes. JOSEPH AL-BASIR AND JESHUA BEN JUDAH 51 But we shall first take up the attributes of incorporeality and eter- nity, which can be dismissed in a few words. God is eternal because the only other alternative is that he is created. But if so there is a creator, and if the latter is again created, he must Hkewise have a creator, and so we are led to infinity, which cannot be, the infinite regress being in all cases an impossibility ac- cording to an axiom of the Kalam. We must, therefore, have an eter- nal creator somewhere, and he is God. From God's eternity follows his incorporeality, for we have shown before that all body is created, since it presupposes combination and separation, and the latter a combiner and separater. When we speak of the unity of God we mean first that there is no second God, and then that his own essence has no composition or plurality in it. Two Gods is an absurdity, for the one might desire what the other does not, and he whose will predominates is the real God. It is no objection to say that in their wisdom they would never disagree, because the possibility is there, and this makes the above argument valid. Again, if there were two Gods they would have to be completely alike in their essential attributes, and as space cannot hold them apart, since they are not bodies, what is there to constitute them two? The other problem, of God's simplicity, is more difficult. Does not the multipKcity of attributes make God's essence multiple and composite? The form which this question took was this. Shall we say that God is omnipotent through Power, omniscient through Knowledge, and so on? If so, this Power, Knowledge, etc., are created or eternal. If the Power, say, is created, then God must have had power in order to create it, hence was powerful not through Power. If the Power is eternal, we have more than one God, and Power" as an eternal would also be Wise and Living, etc.; Wisdom would also be powerful, living, etc., and so on with the other attributes, a doc- trine closely bordering on Christianity and reminding one of Au- gustine. The principle of monotheism could not allow such a concep- tion as this. If Power is neither created nor eternal, it follows that God is omnipotent not through Power as an external cause or a dis- tinct entity, but through his own essence. The attributes Power, Wisdom, Life, are not anything distinguishable from each other and 52 MEDIJEVAL JEWISH PHILOSOPHY from God's essence. They are modes or conditions of God's essence, and are known along with it. The same considerations which prompted us to conceive God as one and simple, make impossible the belief in the eternity of God's word. This was a point much discussed in the Mohammedan schools, and was evidently directed against Christianity, where the Word or Logos was identified with the second person in the Trinity. Eternity, Al-Basir says, is incompatible with the idea and purpose of speech. God speaks with a word which he creates. This adds no new predi- cate to God, but is impHed in his Power. The attribute omnipotent implies that when he wills he can make himseK understood by us as we do through speech. We notice that Al-Basir is more elaborate in his discussion of the attributes than Saadia, and like Al-Mukammas he makes use of the formulae of the Kalam, " omnipotent not with Power, omniscient not with Wisdom." Saadia does not follow the Kalam so closely, but is just as emphatic in his endeavor to show that the three essential attributes are only verbally three; conceptually and really they are one. The doctrine of the attributes brmgs to a close the section on unity, and the second division of the investigation is entitled Justice and Fairness. The main problems here are the nature of good and evil and the relation of God to them, the question of free will and other subordinate topics, theological and eschatological. With regard to the first question two extreme positions are possible, which were actually held by Mohammedan schools of Al-Basir's day. One is that nothing is good or bad in itself, our reason not recognizing it as such; that the divine command or prohibition makes the thing good or bad. Hence, the representatives of this opinion say, God, who stands above his commands and prohibitions, is not bound by them. Good and bad hold for the subject, not for the author. The acts of God do not come within the classification, and hence it is possible that God may do what we regard as injustice. Some, in their endeavor to be consistent and to carry the argument to its last conclusion, did not even shrink from the redudio ad absurdum that it is possible God may lie; for, said they, if I promise a boy sweet- meats and fail to keep my promise, it is no worse than if I beat him. JOSEPH AL-BASIR AND JESHUA BEN JUDAH 53 For this school there is no problem of evil, because ethical dis- tinctions do not apply to God's doings. Whatever God does is good. The other school came under the influence of Greek thought and identified the idea of God with the idea of the Good. They maintained that from the nature of God's essence it was not only his duty to do the good, but that it was impossible for him to do anything else. Do- ing good is a necessity of his nature, and our good and evil are also his good and evil. Ethical values are absolute and not relative. Neither of these radical views can be maintained. The first is refuted by its own consequences which only very few of its advocates were bold enough to adopt. The possibility of God telling a falsehood, which is imphed in the purely human validity of good and evil, is subversive of all religion. God would then cease to be trustworthy, and there would be no reason for giving him obedience. Besides, if revelation alone determines right and wrong, it would follow that if God chose to reverse his orders, our moral judgments would be turned the other way around, good would be evil, and evil good. Finally, if good and bad are determined by the will of God only, those who do not believe in revelation would be without an idea of right and wrong, but this is manifestly not true. But the other opinion, that God is compelled by the necessity of his nature to do the good, is also erroneous. In the first place it detracts from God's omnipotence to say he cannot do wrong. Besides, if he is compelled by an iimer necessity to do the good, he must always have done this, and the world would have existed from eternity. It is just as wrong to say that it is the duty of God to do what is good and useful for man. For this is due to a confusion of the good or generous with the obhgatory. Any deed to which no blame attaches may be called good. If no praise attaches to it either, it is indifferent. If it is deserv- ing of praise and its omission does not call forth blame, it is a generous act. A duty is an act the omission of which deserves blame. Now the truth in the question under discussion is midway between the two extremes. God is able to do good as well as evil, and is under no necessity. The notions of right and wrong are absolute and not merely relative. God never does wrong because evil has no attractive power per se. Wrong is committed always as a means to an end, namely, to gain an advantage or avoid an injury. God is not de- 54 MEDIAEVAL JEWISH PHILOSOPHY pendent upon anything; he needs no advantages and fears no injuries. Hence there is nothing to prompt him to do wrong. The good on the other hand attracts us by its inherent goodness, not for an ulterior end. If the good were done only for the sake of deriving some benefit ex- ternal to the good itself, God, who is self-sufficient, would not do anything either good or evil. God does the good always and not the bad, because in his wisdom he sees the difference between them. It was a deed of generosity in God to have created the world and given life to his creatures, but it was not a duty. This conception of the nature of good and evil leaves on our hands the problem of evil. Why does a good God permit disease and suffering to exist in the world? In particular, how explain the suffering and death of innocent children and harmless animals? The answer of Al-Basir is that infliction of pain may under certain circumstances be a good instead of an evil. In human relations a person is permitted to inflict pain on another in self-defence, or to prevent the pain from becoming worse, as, for example, when a finger is amputated to save the hand. The infliction of pain is not only per- mitted, it becomes a duty in case of retribution, as in a court of justice; and finally it is permitted to inflict temporary pain if it will result in a greater advantage in the future. The last two cases apply also to God's treatment of his creatures. Disease and suffering are either punish- ment for offences committed, or are imposed with a view to later reward. In the case of children the last explanation alone is applicable. They will be rewarded in the next world. At the same time the parents are admonished to repentance and good conduct. The most difficult question of the section on justice is that of free will and foreknowledge. Is man master of his actions? If so, how can we reconcile this with God's omniscience, who knows beforehand how the person will act at a given moment? Is man free to decide at the last moment in a manner contrary to God's knowledge? If so, we defend freedom at the expense of God's omniscience. If man is bound to act as God foreknew he would act, divine knowledge is saved, man's freedom lost. Al-Basir has no doubt man is free. Our own con- sciousness testifies to this. When we cut off our finger bitten by a snake, we know that we ourselves did it for a purpose, and distinguish it from a case of our finger being cut off by order of an official, before JOSEPH AL-BASIR AND JESHUA BEN JUDAH 55 whom we have been accused or maligned. One and the same act can have only one author and not two, and we know that we are the authors of our acts. There is a much closer connection between an agent and his act than between a knower and his knowledge, which may be the common property of many, and no one doubts that a man's knowledge is his own. The dilemma above mentioned with its two horns, of which one denies God's knowledge, the other man's freedom, is puzzling enough, to be sure. But we are not bound to answer it since it is purely hy- pothetical. We do not know of a real instance in which a man's decision tended to be contrary to God's foreknowledge of its outcome. Just as we should refuse to answer the question whether an actual case of injustice on the part of God would prove his ignorance or depend- ence, because we know through irrefutable proofs that God is wise and without need; so here we say man has freedom though God knows he will act thus and so, and refuse to say whether in case the unbeliever turned believer it would prove God's ignorance or change in his knowledge. God's creation was a pure act of grace. But once having done this and communicated to us a knowledge of himself and his will, it is now his duty to guide us in the right path, by sending us his prophets. The commandments and prohibitions must never be contrary to the knowl- edge of reason. We must see in the commandments means of guidance, in the prohibitions a protection against destructive influences. If they had not this rational basis, we do not see why God should have imposed them upon us. Having given us reason to know his being, and having announced his truth through the prophets, it is his duty to reward those who knew him and were obedient, eternally in the next world, and to pun- ish eternally the unbeliever. If one has merits and sins, they are bal- anced against each other. If the sinner repents of his evil deeds, it is the duty of God to accept his repentance and remit his punishment. 2. Jeshua hen Jiidah ^^ Jeshua ben Judah or, as he is known by his Arabic name, Abu al- Faraj Furkan ibn Asad, was likewise a Karaite, a pupil of Joseph 56 MEDIEVAL JEWISH PHILOSOPHY Al-Basir, and flourished in Palestine in the second half of the eleventh century. His point of view is essentially the same as that of his teacher, Al-Basir. He is also a follower of the Mu'tazilite Kalam and as strong a rationalist as his master. He agrees with Al-Basir that we cannot get certain knowledge of the creation of the world and the existence of God from the Bible, This information must come origi- nally from rational speculation. It should then be applied to the mir- acles of the prophets so as to prove the authenticity of their mission and the truth of their announcements. He adopts the atomic theory, though he is opposed to the view that atoms are created ever anew by God from moment to moment, and that there is no natural and necessary sequence or continuity in the phenomena of the world or qualities of bodies, all being due to habit and custom induced in us by God's uninterrupted creations. As in his philosophical discussions he is a follower of the Kalam, so in his legalis- tic works he is indebted to the Mohammedan schools of religious law. LikeAl-Basir, Jeshua ben Judah regards as the corner stone of his religious philosophy the proof that the world was created, i. e., that it is not eternal. His arguments are in essence the same, though differ- ently formulated. In their simplest form they are somewhat as follows. The world and its bodies consist of atoms and their accidents. Taking a given atom for the sake of argument we know that it is immaterial to it, so far as its own essence is concerned, whether it occupy one place or another. As a fact, however, it does occupy a definite place at a given moment. This must be due to a cause. And as the atom in question in the course of time changes its place, this shows that the cause which kept it in the former place has disappeared and given way to a new cause, and so on. In other words, the succes- sive causes which determine the positions and motions of the atoms are not permanent, hence not eternal but created. The necessary inference is that the atoms or the bodies, which cannot exist without these created causes (else they couJd not occupy one place rather than another), must also be created. Another form of the argument for creation is this. The eternal has no cause. It exists by virtue of its own essence, and is not depend- ent on anything else. If now the atoms were eternal, they would have to persist in the same condition all the time; for any change would JOSEPH AL-BASIR AND JESHUA BEN JUDAH 57 imply a cause upon which the atom is dependent, and this is fatal to its eternity. But the atoms do constantly change their condition and place. Hence they are created. If the things of the world are created, someone must have created them. This is clear. But there may be room for the supposition that this creative agency is a '^ cause," i. e., an impersonal entity, which by necessity produces other things from itself. Hence we must hasten to say that this conception of the Creator is impossible because in- compatible with our results so far. A necessarily producing cause cannot be without creating, hence an eternal cause implies an eternal effect — which contradicts our idea of a created world proved above. We say, therefore, that the Creator is not a "cause " but an "agent," i. e., one acting with will and choice. God is incorporeal because body consists of atoms, and atoms, we have shown, are created. Besides, if he were corporeal, he could not create bodies any more than we can. He would furthermore be limited to a definite place, and the same arguments cited above to prove that atoms are dependent on a cause would apply to him. Finally we as corporeal beings cannot exert an influence on objects except by com- ing in contact with them. God causes the seed to grow without being in contact with it. Hence he is not body, and the scriptural passages apparently teaching the contrary must be explained otherwise. Jeshua ben Judah likewise agrees with Al-Basir in regarding the nature of good and evil as absolute, not relative. Like his master he opposes those who make God's command and prohibition the sole creators of good and evil respectively, as on the other hand he refuses to agree with the view that God is bound by necessity to do the good. Our reason distinguishes between good and evil as our senses between white and black. Among other arguments in favor of the absolute character of right and wrong, which we have already found in Al-Basir, appears the following. If good and evil mean simply that which God commands and prohibits respectively, and the distinction holds only for us but not for God, it follows that God may do what we think is evil. If this be so, we have no ground for believing in the good faith of the prophet — God might have sent him to deceive us — and the alleged basis of right and wrong is removed. 58 MEDIEVAL JEWISH PHILOSOPHY We conclude therefore that good and evil are absolute and are bind- ing upon God as well. God can do evil as well as good, but being omnipotent he can accomplish his purpose just as easily by doing good as by doing evil, and hence surely prefers to do good. Besides, all evil doing is the result of some need, but God has no needs, being self-sufficient, hence he does not do evil. It follows from the above that God had a purpose in creating the world. For an act without a purpose is vain and hence bad. This purpose cannot have been egoistic, since God is without need, being above pleasure and pain. The purpose must therefore have been the well-being of his creatures. CHAPTER V SOLOMON IBN GABIROL With Gabirol the scene of Jewish intellectual activity changes from the east to the west. Prior to the middle of the tenth century the centre of Jewish learning was in Babylonia. The succession of Geonim in the Talmudical schools of Sura and Pumbadita, and particularly the great fame of Saadia, made all the other Jewish communities of the world look to Babylonia as the spiritual centre. They considered it a privilege to contribute to the support of the great eastern academies and appealed to their spiritual heads in cases of doubt in religious matters. Some of this glory was reflected also upon the neighboring countries under Mohammedan domination, Palestine, Egypt, and Kairuan or northern Africa to the west of Egypt. Thus all the men, Rabbanites as well as Karaites, whom we treated so far Hved and flourished in the east in one of the four countries mentioned. Christian Europe was intellectually on a low level, and as far as scientific studies were concerned, the Jews under Christian rule were no better than their temporal rulers. But a new era dawned for Jewish literature with the accession to power of the Umayyad caliph Abd al Rahman III, as head of Moham- medan Spain or Andalusia. He was a liberal man and a patron of learning. Hasdai ibn Shaprut, a cultured and high-minded Jew, was his trusted adviser, and like his royal patron he protected and en- couraged Jewish learning, Talmudical as well as scientific. When Moses ben Enoch, a learned emissary from the Babylonian Academy, was ransomed by the Jewish community of Cordova and made the head of a Talmudical school in that city, the beginning of the end of Babylonian Jewish supremacy was at hand. Moses ben Enoch the Talmudist, Menahem ben Saruk, the grammarian and lexicographer, and Dunash ben Labrat, the poet — all three under the distinguished patronage of Hasdai ibn Shaprut — inaugurated the long line of Spanish Jewish worthies, which continued almost five centuries, constituting 59 6o MEDIEVAL JEWISH PHILOSOPHY the golden era of Jewish hterature and making of Spain the intellectual centre of all Jewry. Solomon ibn Gabirol was not merely the first Jewish philosopher in Spain, he was the first Spanish philosopher, that is, he was the first philosophical writer in Andalusia. Ibn Badja, the first Mohammedan philosopher in Spain, was born at least a half century after Gabirol. The birth of Gabirol is generally placed in 102 1 and his death in 1058, though some have put it as late as 1070. The fate of Gabirol in the history of Jewish Hterature was a peculiar one. Highly celebrated as a synagogal poet in the Sephardic as well as Ashkenazic community, his fame as a great philosopher was early overshadowed by his successors, and his chief work, the "Fountain of Life," was in the course of time quite forgotten. The Arabic original was lost and there was no Hebrew translation. The Tibbonides, Judah, Samuel and Moses, who translated everything worth while in Jewish philology, science and philosophy from Arabic into Hebrew, either did not know of Gabirol's masterpiece or did not think it im- portant enough to translate. To judge from the extant fragments of the correspondence between Samuel ibn Tibbon and Maimonides, it would seem that both were true; that is that Samuel ibn Tibbon had no access to Gabirol's "Fons Vitae," and that if he had had such access, Maimonides would have dissuaded him from translating it. Maimonides actually tells his translator ^^ that the only books worth studying are those of Aristotle and his true commentators, Alexander of Aphrodisias, Themistius, Averroes. Alfarabi and Avicenna are also important, but other writings, such as those of Empedocles, Pythago- ras, Hermes, Porphyry, represent a pre-Aristotelian philosophy which is obsolete, and are a waste of time. The books of Isaac Israeli on the "Elements" and on "Definitions," are no better, seeing that Israeli was only a physician and no philosopher. He is not familiar with the "Microcosmus" of Joseph ibn Zaddik, but infers from a knowledge of the man that his work is based upon the writings of the "Brothers of Purity"; and hence, we may add, not strictly Aristotelian, and not particularly important. Not a word is here said about Gabirol, apparently because Samuel ibn Tibbon had not inquired about him. But from Maimonides's judgment concerning the works of "Em- pedocles," we may legitimately infer that he would have been no more SOLOMON IBN GABIROL 6l favorable to Gabirol; for, as we shall see, Gabirol's system is also based upon a point of view similar to that of the so-called "Empedo- cles." What the Tibbonides left undone was, however, partially accomplished about a half century later by the commentator and critic Shem Tob Falaquera (1225-1290). Apparently in agreement with Abraham ibn Daud that Gabirol's profuseness in his philosophic masterpiece made it possible to reduce it to a tenth part of its size, Falaquera did not find it necessary to translate the whole of the "Mekor Hayim" into Hebrew, giving us instead a translation of selected parts, which in his estimation contained the gist of Gabirol's teaching. The absence of a complete Hebrew translation of Gabirol's philosophical work meant of course that no one who did not know Arabic could have access to Gabirol's "Mekor Hayim," and this practically excluded the majority of learned Jews after the first half of the thirteenth century. But the selections of Falaquera did not seem to find many readers either, as may be inferred from the fact that so far only one single manuscript of this translation is known. En revanche, as the French would say, the Christian Scholastics of the thirteenth century made Gabirol their own and studied him diligently. His fundamental thesis of a universal matter underlying all existence outside of God was made a bone of contention between the two dominant schools; the Dominicans, led by Thomas Aquinas, opposing this un-Aristotelian principle, the Franciscans with Duns Scotus at their head, adopting it as their own. Ego autem redeo ad sententiam Avicembronis," is a formula in Duns Scotus's discussion of the principle of matter.^^ The translation of Gabirol's philosophy into an accessible language, which was not considered desirable by Jews, was actually accomplished by Christians. About a century before Falaquera a complete transla- tion into Latin was made in Toledo of Gabirol's "Fountain of Life," under the title "Fons Vitas." This translation was made at the in- stance of Raymond, Archbishop of Toledo in the middle of the twelfth centmy, by Dominicus Gundissalinus, archdeacon of Segovia, with the assistance of a converted Jewish physician, Ibn Daud (Avendehut, Avendeath), whose name after conversion became Johannes Hispanus or Hispalensis. Unlike the Hebrew epitome of Falaquera this trans- lation was not neglected, as is clear from the role Gabirol's philosophy 62 MEDIEVAL JEWISH PHILOSOPHY plays in the disputations of the schools, and from the fact that there are still extant four manuscripts of the complete translation, one of an epitome thereof, and there is evidence that a fifth manuscript existed in 1375 in the Papal library .^^ As Ibn Sina was corrupted by the Latin writers into Avicenna, and Ibn Roshd into Averroes, so Ibn Gabirol became in turn, Avencebrol, Avicembron, Avicebron; and the Scholastics who fought about his philosophy had no idea he was a Jew and celebrated as a writer of religious hymns used in the synagogue. He was regarded now as a Mohammedan, now as a Christian. This peculiar circumstance will help us to get an inkling of the rea- son for the neglect of Gabirol's philosophy in the Jewish community. It is clear that a work which, like the "Fons Vitae," made it possible for its author to be regarded as a Mohammedan or even a Christian, cannot have had the Jewish imprint very deeply stamped upon its face. Nay more, while the knowledge of its having been translated from the Arabic may have been sufficient in itself to stamp the author as a Mohammedan, there must have been additional indications for his Scholastic admirers to make them regard him as a Christian. An examination of the work lends some semblance of truth to these con- siderations. Gabirol nowhere betrays his Jewishness in the ' Fons Vitae." He never quotes a BibHcal verse or a Talmudic dictmn. He does not make any overt attempt to reconcile his philosophical views with religious faith. The treatise is purely speculative as if religious dogma nowhere existed to block one's way or direct one's search. Abraham Ibn Daud, the author of the philosophical treatise "Emunah Ramah" (The Exalted Faith), and the predecessor of Maimonides, criticises Gabirol very severely, and that not merely because he disagrees with him in the conception of matter and finds Gabirol's reasoning devoid of cogency and logical force — many bad arguments, he says, seem in the mind of Gabirol to be equivalent to one good one — ^but principally because Gabirol failed to take a Jewish attitude in his philosophizing, and actually, as Ibn Daud tells us, maintains views dangerous to Judaism (below, p. 198). This will easily account for the fact that Gabirol, celebrated as he was as a poet, was lost sight of generally as a philosopher. The matter SOLOMON IBN GABIROL 63 is made clearer still if we add that his style in the Mekor Hayim" is against him. It is devoid of all merit whether of literary beauty or of logical conciseness and brevity. It is diffuse to a degree and frequently very wearisome and tedious. One has to wade through pages upon pages of bare syllogisms, one more flimsy than another. Finally, the point of view of Gabirol was that of a philosophy that was rapidly becoming obsolete, and Maunonides, the ground having been made ready by Ibn Daud, gave this philosophy its death-blow by substituting for it the philosophy of Aristotle. We now understand why it is that, with few exceptions here and there, Gabirol's philosophical work was in the course of time forgotten among the Jews, though his name Avicebron as well as some of his chief doctrines were well known to the Scholastic writers. To be sure, even students of Scholastic literature had no direct access to Gabirol's treatise as it was never printed and no one knew whether there were still any manuscripts of it extant or not. The only sources of informa- tion concerning Avicebron's philosophy were Aquinas's refutations, and Duns Scotus's defence, and other second-hand references in the writings of the Scholastics. Who Avicebron was no one knew. It was not until 1819 that Amable Jourdain,^^ in tracing the history of the Latin translations of Aristotle, came to the conclusion that more must be known about the philosophy of Avicebron's "Fons Vitae" if we intended to understand the Scholastics. In 1845 Solomon Munk dis- covered in the national library at Paris the epitome of Falaquera mentioned above, and comparing it with the views of Avicebron as found in the discussions of the Scholastics, made the important dis- covery that the mysterious Avicebron was neither a Mohammedan nor a Christian but a Jew, and none other than the famous poet Solomon ibn Gabirol. Then began a search for copies of a Latin trans- lation, which was rewarded amply. Both Munk and Seyerlen dis- covered manuscript copies of the ' Fons Vitss," and now both the Hebrew epitome of Falaquera and the Latin translation of Gundissali- nus are accessible in print.^^ So much for the interesting history of Gabirol. Now a word as to his views. Shem Tob ibn Falaquera, in the brief introduction which he ap- pends to his epitome of the "Mekor Hayim" says, "It seems to me that Solomon ibn Gabirol follows in his book the views of the ancient 64 • MEDIEVAL JEWISH PHILOSOPHY philosophers as we find them in a book composed by Empedocles con- cerning the 'Five Substances.' ^^ This book is based upon the prin- ciple that all spiritual substances have a spiritual matter; that the form comes from above and the matter receives it from below, i. e., that the matter is a substratum and bears the form upon it." He then adds that Aristotle attributes a similar view to his predecessors, but that this view is inconsistent with Aristotle's own thinking. For in his opinion what is material is composite and possessed of potentiality. Hence only those things have matter which are subject to generation and decay, and in general change from one state to another. Without going into detail as to the nature of this work of Empedo- cles named by Falaquera as the source of Gabirol's views — expositions of these so-called Empedoclean views and fragments from Empedocles's book have been found in Arabian and Hebrew writers ^^ — it is sufficient for us to know that it has nothing to do with the real Empedocles, the ancient Greek philosopher; that it was another of the many spur- ious writings which circulated in the middle ages under famous names of antiquity; and that like the "Theology of Aristotle," and the "Liber de Causis," mentioned in the Introduction (p. xx), it was Neo- Platonic in character. Thus Gabirol was a Neo-Platonist. This does not mean that he did not adopt many important Aristotelian conceptions. Neo-Platonism itself could not have arisen without Aristotle. The ideas of matter and form, and potentiality and actuality, and the categories, and so on, had become the fixed elements of philosophical thinking, and no new system could do without them. In this sense Plotinus himself, the founder of Neo-Platonism, is an Aristotelian. When we speak of Gabirol as a Neo-Platonist, we mean that the essence of his system is Neo-Platonic. He is not a dualist, but a monist. God and matter are not opposed as two ultimate principles, as they are in Aristotle. Matter in Gabirol is ultimately identified with God. In this he goes , even beyond Plotinus. For whereas in Plotinus matter occupies the lowest scale in the gradation of being as it flows from the One or the Good (cf. Introduction, p. xxxviii), and becomes equivalent to the non- existent, and is the cause of evil, in Gabirol matter is the underlying substance for all being from the highest to the lowest, with the one exception of the Creator himself.^^ It emanates from the essence of the SOLOMON IBN GABIROL 65 Creator, forming the basis of all subsequent emanations.^" Hence the '■ spiritual substances of the celestial world, or, to use a more technical and more precise term — since spirit is not located in heaven or any- where spatially — the intelligible world, have matter underlying their form.^^ In fact, matter itself is intelligible or spiritual, not corporeal.^^ ' Corporeahty and materiality are two different things. There are various gradations of matter, to be sure; for the prime matter as it emerges from the essence of the Creator pervades all existence from highest to lowest, and the further it extends from its origin the less spiritual and the more corporeal it becomes until in the sublunar world we have in the matters of its particular objects, corporeal mat- ter, i. e., matter affected with quantity and magnitude and figure and color.^^ Like Plotinus, Gabirol conceives of the universe as a process of a gradually descending series of existences or worlds, as the Kab- balistic writers term them; these cosmic existences radiating or flowing out of the superabundant light and goodness of the Creator. The ' two extremes of this graded universe are God at the one end, and the corporeal world at the other. Intermediate between these are the spiritual substances, Intelligence, Soul and Nature.^^ Man as a ' microcosm, a universe in little, partakes of both the corporeal and intermediate worlds, and hence may serve as a model of the con- stitution of the macrocosm, or great universe. His body is typical of the corporeal world, which consists of the lowest matter, viz., that which has no other form except that of corporeality, or extension, and the forms of figure, color, and so on, borne on top of the extension.^' Body as such is at rest and is not capable of action. To act it needs an agent. Hence it needs an agency to compose its parts and hold them together. We call this agency Nature. Man's body also grows, is nourished and propagates its kind as do plants. This likewise must have its non-corporeal cause. This we call vegetative soul. Man has also sense perception and local motion like the animals. The principle or substance causing this is the animal soul. Man also thinks and reasons and reflects. This is brought about by the rational soul. Finally, man has a still higher function than discursive thought. The latter has to search and to pass from premise to conclusion, whereas the apprehension of the intelligence takes place "without seeking, without effort, and without any other cause except its own essence, 66 MEDIEVAL JEWISH PHILOSOPHY because it is full of perfection." In other words, it is immediate in- tellectual intuition of which Gabirol speaks here. The Intelligence is capable of this because it has in itself, constituting its essence, all the forms of existence, and knowledge means possession of the forms of the things known. As man is typical of the universe, it follows that there are cosmic existences corresponding to the principles or powers just enumerated in man, and the relation of the latter to the former is that of the particular to the general. Hence there is a cosmic Intelligence, a cosmic soul embracing the rational, the animal and the vegetative parts, and a cosmic nature. Of these the more perfect is the cause of the less perfect; hence the order in which we named them represents the order of causation or of emanation from the prime source. The lowest of these emanations is the matter which sustains exten- ' sion or magnitude, and with it the process ceases. This matter is no longer the source of an additional form of existence. The various qualities and attributes which inhere in this corporeal matter are - caused by the spiritual substances above. For like the prototype of all generosity and goodness the First Essence or God, every one of the spiritual substances proceeding from him has the same tendency of imparting its form or forms to the substance next below it. But . the forms thus bestowed are no longer the same as they are in the essence of the bestowing substance, as it depends upon the recipient what sort of form it will receive. An inferior receiving substance will receive a superior form in an inferior way. That is, the form which in the substance above the one in question is contained in a spiritual and unitary manner, will be transformed in the substance below it into something less spiritual, less unified, and more nearly corporeal, i. e., visible and tangible. Hence the visible and tangible, and in general the sensible qualities of particular things in the sublunar world, are in reality descended from a line of spiritual ancestors in the forms of the simple substances. Intelligence, Soul and Nature. But it is their distance from the prime source, which increases with every transmission of influence, together with the cruder nature of the receiving substance, that makes the resulting forms corporeal and sensible. The matter may be made clear if we use the analogy of light, which is invisible as long as it is in air because it penetrates it, SOLOMON IBN GABIROL 67 but becomes visible when it comes in contact with a gross body which it cannot penetrate. It then remains on the surface condensed, and becomes visible to the senses. We thus see that the higher substance acts upon the lower and con- tains all that is found in the latter, though in a more perfect and simple manner. The lower substances flow from the higher and yet the latter are not diminished in their essence and power.^^ That ordinary material objects are composed of matter and form is admitted and we need not now prove it, as we have already discussed the subject in the Introduction, where wx gave an outline of the Aris- totelian philosophy. The principle peculiar to Gabirol is that not merely the material objects of the sublimar world, but that the intelli- gible or spiritual substances also are composed of matter and form.®^ Whenever two things have something in common anc^omething in which they differ, that which they have in common is the matter, that in which they differ is the form. Two things absolutely simple must be prime to each other, i. e., they must have nothing in common, for if they have anything in common they have everything in common, and they are no longer two things but one. Hence a spiritual substance must be composite, for it must have something by which it differs from a corporeal substance, and something, viz., substantiality, which it has in common with it. In the same way the intelligible substances, Intelligence and Soul, have their substantiality in common, and they differ in form. Hence they are composed of matter and form, and the matter must be the same in all the intelligible substances; for their differences are due to their forms, hence if their matters also differed, they would have to differ in form, but matter as such has no form. Hence matter in itself is everywhere the same. As the Intelligence is the highest existence next to God, and is composed of matter and form, these are respectively the universal matter and universal form, embracing all subsequent matters and forms.^^ Hence the Intelligence in knowing itself knows everything, as everything is contained in it. And as it is prior to everything and the cause of everything it has an immediate knowledge of all things without effort or searching. But what is the origin of universal matter and universal form which, in constituting Intelligence, are the fundamental principles of all 68 MEDIEVAL JEWISH PHILOSOPHY existence? ^^ The answer is they come from the First Essence, God. Unity comes before duaHty or plurality, and there is no true unity except in God. Whatever issues from him is ipso facto, as a product which is not God, afifected with duality. Matter and Form is this duality. Their union is necessary and real, and it is only in thought that we can keep them apart. In reality they form a unit, their union varying in perfection according as they are nearer or further away from their origin. Hence the union is closest in Intelligence, the first divine emanation, and least close in corporeal objects of the sublunar world, where plurality is the order of the day. This process by which universal matter and form issue from God may be called creation.^"'' But we must conceive of it on the analogy of water flowing from a fountain in continued and uninterrupted suc- cession. The only difference is that the emanation from God takes place without motion and without time. The union of universal form and universal matter must be thought of as a stamping of the form upon the matter. Matter has in itself no actual or definable existence. It serves merely as a tabula rasa, as a potential background, as an empty receptacle, as a reflecting mirror for form to be written, filled out, impressed or reflected therein or upon. Hence we may view God as the spectator, universal matter as the mirror, and universal form as the reflection of the spectator in the glass. God himself does not enter the glass, only his reflection is outlined therein. And as matter and form are really the whole world, it would follow that the universe is a reflection of God, though God remains in himself and does not enter the world with his essence. We may also picture to ourselves this impression of form upon matter on the analogy of speech. The speaker's words impress ideas upon the soul of the listener. So God speaks and his Word or Will impresses form upon matter. The world is created by the Word or the Will ^"^ of God. In all these similes matter appears as something external to God, upon which he impresses form. But this is not strictly true, since matter has no real existence without form, and has never so existed. The existence of matter and form is simultaneous, and both come from God, matter from his essence, form from his attribute, or his Wisdom, or his Word, or his Will. And yet in God, who is a perfect unity, es- SOLOMON IBN GABIROL 69 sence and attribute are one. It is the Will of God, not God himself, that must be regarded as the spectator, whose outline is reflected in the mirror of matter in the above simile. It is the Will of God that writes form upon the chart of matter, and thereby produces a world. It is in virtue of the Will that God is said to be in everything. But what is this will of God as distinguished from God himself, since in God there can be no duality of any kind? Gabirol's answer is not clear or satisfactory. The will, he says, is identical with God if we consider it apart from its activity; considered as active it is difi"erent from the divine essence. Exactly to describe it is impossible, but the following is an approximation. It is a divine power producing matter and form, binding them together, pervading them throughout their extent above and below, as the soul pervades the body, and mov- ing and ordering everything. God himself, or the First Essence, can be known only through the Will as pervading everything, i. e., through his effects in the world. And in this way too only his existence can be known but not his es- sence as he is in himself, because God is above everything and infinite. The soul may know Intelligence because though the latter is above the soul there is some similarity between them. But the First Essence has no similarity to Intelligence, therefore no intelHgence can know it. There is a kind of mystic knowledge by which man may come in touch with the spiritual substances and rise even to universal matter, which is above Intelligence. "If you wish to form a picture of these substances," the master says to the disciple in the "Fons Vitse," *'you must raise your intellect to the last intelligible, you must purify it from all sordid sensibility, free it from the captivity of nature and approach with the force of your intelligence to the last limit of intel- ligible substance that it is possible for you to comprehend, until you are entirely divorced from sensible substance and lose all knowledge thereof. Then you will embrace, so to speak, the whole corporeal world in your being, and will place it in one corner of your soul. When you have done this you will understand the insignificance of the sensible in comparison with the greatness of the intelligible. Then the spiritual substances will be before your eyes, comprehending you and superior to you, and you will see your own being as though you were those substances. Sometimes it will seem to you that you 70 MEDIEVAL JEWISH PHILOSOPHY are a part of them by reason of your connection with corporeal sub- stance; and sometimes you will think you are all of them, and that there is no difference between you and them, on account of the union of your being with their being, and the attachment of your form to their forms." The pupil assures the teacher that he has followed this advice and seen the whole corporeal world floating in the spiritual sub- stances as a small boat in the sea, or a bird in the air. "When you have raised yourself to the first universal matter," replies the teacher, "and illumined its shadow, you will see there the wonder of wonders. Pursue this therefore diligently and with love, because this is the purpose of the existence of the human soul, and in this is great delight and extreme happiness." ^°^ But Gabirol does not promise a knowledge of the Most High even through this royal road of ecstasy, unless we suppose that in the prom- ise of seeing in universal matter the wonder of all wonders there may be a covert allusion to a glimpse of the deepest secret of all, the essence of God. All knowledge is according to Gabirol embraced in the following three topics, (i) Matter and Form, (2) the Active Word or Will, (3) the First Essence or God. By far the larger part of the "Fons Vitae" is devoted to the first subject. Only brief hints are given of the second and third, and Gabirol refers us to a special work of his on the Will, which he says he wrote. There is no trace of any such treatise. At any rate it is clear from the little that is contained on the Divine Will in the "Fons Vitse" that the Will forms an important element in Gabirol 's philosophy. This is the more remarkable because it is not an essential element in Neo-Platonism, upon which Gabirol's system is based. Nay, the doctrine of a divine will scarcely has any place in the form of emanation taught by Plotinus. The cosmic process is conceived there as necessary and impersonal. And but for the in- troduction of the Will in the " Fons Vitae" we should be forced to understand Gabirol in the same way. The diflSculty in Neo-Platonism is that God is at the same time transcendent and, through his powers or emanations, immanent in the world. God is above all being and at the same time is the cause of and pervades all existence. Gabirol must have felt not merely this purely philosophical difficulty, but as a Jew, Pantheism as well as impersonalism must have been objection- SOLOMON IBN GABIROL 71 able to him. Hence he mitigates both by introducing the divine will as mediating between God and the world. This brings God in closer and more personal touch with his creation. The cosmic process is not a necessary and impersonal flow or radiation but a voluntary activity having a purpose. The solution is unsatisfactory, as all such solutions are bound to be, because it introduces as many diflSculties as it solves. The nature of this divine Will is ambiguous. If it is God's will, and God is the One in whom there can be no distinctions, we have only a new word, and nothing is solved. If on human analogy we are inclined to take the will seriously, we are endangering God's unity. This dilemma Gabirol does not succeed in removing. His system still has a strong flavor of Pantheism, and moreover his identi- fication of the Will of God with the Wisdom and the Word of God, and his hypostatization of the latter as in a sense a being distinct from God, reminds us strongly of Philo's Logos, which became the Logos of Christianity, the second person in the Trinity. This is the reason why William of Auvergne, bishop of Paris in the thirteenth century, regarded Avicebron as a Christian. And these same reasons were no doubt adequate to estrange Jewish readers, as Abraham ibn Daud expressly tells us about himself, though his terms are general (see above, p. 62). Gabirol is also the author of an ethical work which he composed in 1045. Though of little importance philosophically, or perhaps because of this, the "Tikkun Middot ha-Nefesh" (Improvement of the Qualities of the Soul) fared much better than its more important companion, the "Mekor Hayim." Not only did it have the privilege of a Hebrew translation at the hands of the father of translators, Judah ibn Tibbon, but the original Arabic itself is still extant and was recently published with an English translation by Stephen S. Wise (1901).-^'^^ The Hebrew translation also had the good fortune of being reprinted several times. This is due to the fact that the Tikkun Middot ha-Nefesh" is a popular work, dealing with morals, and does not go into metaphysical questions. It is full of Biblical citations, which stamps it as Jewish; and there are also in it quotations from Arabic writers serving to illustrate the argument and lending variety and interest to the style. The larger question of the aim of human Hfe is touched on in the 72 MEDIEVAL JEWISH PHILOSOPHY " Fons Vitae." We are told there that the ultimate aim of man's existence is that the soul should unite with the upper world to which it belongs. -^^^ The particular human soul is according to Gabirol a part, though not in a physical sense, of the cosmic soul, which is one of the universal spiritual substances (see above, p. 66). Hence its own real existence is spiritual and eternal, and independent of the body. Its entrance into the body obscures its spiritual vision, though it does not lose all touch with the higher world from which it came. The senses and the data of sense perception are not an end in them- selves; they are only a means for the soul through them to recall the higher knowledge which was its own in its spiritual existence, and thereby win its return to the inteUigible world. Man's duty therefore in this world is to strive to attain this higher life for his soul. This is brought about by means of knowledge and practice. This knowledge has to do with knowing all things as they really are, and particularly the intelligible substances and the Prime Essence. Practice signifies to keep away as far as possible from things of sense, which are foreign to the soul and might injure it. What more particularly the things are which are beneficial to the soul, and what are injurious, we learn from Gabirol's ethical treatise. Man's soul has a higher and a lower nature. The higher power is the reason or rational soul, the lower is the animal or vegetative soul; and man's business is to see that the reason rules over the lower nature. Gabirol does not give us any test by which we can tell whether a given act or feeling belongs to the lower or higher nature except to say that the appetites are diseases of the body which must be cured; that they do not belong to the rational soul, and to satisfy them is not the attainment of a good. Gabirol's method of treating virtue and vice, or rather the virtues and the vices, is to relate them to the five senses and the four humors in man, which in turn correspond to the four elements, fire, air, water, earth, and the four primitive quahties, hot, cold, moist, dry. This division of the elements, the humors, the qualities and the senses was a commonplace of the phys- iological and medical science of the time. We have met it in Isaac Israeli (see above, p. 3), and it goes back to Aristotle and Galen and Hippocrates. The originality, though a queer one to be sure, of Gabirol is to bring the ethical qualities of man into relation with all SOLOMON IBN GABIROL 73 these. The approximations are forced in every instance and often ludicrous. Instead of attempting to give a psychological analysis of the qualities in question, he lays stress on their physical basis in one of the five senses, as we shall see presently. The great world, we are told, was created out of the four elements, and similarly man, the microcosm, also consists of four natures corre- sponding to the elements. Thus the four humors, upon the harmonious combination of which the health of man's body depends, viz., blood, phelgm, black gall, and red gall, correspond respectively to air, water, earth, fire. Man is endowed besides with five senses. If he is wise he will use his senses properly and in the right measure, like a skilful physician who calculates carefully what proportion of each drug should be prescribed. The sense of sight is the noblest of the senses, and is related to the body as the sun to the world. The philosophers have a wonderful saying concerning the eye that there are spiritual tints in the soul which are visible in the movements of the eyelids — ^pride and haugh- tiness, humility and meekness. Accordingly the ethical qualities due to the sense of sight are pride, meekness, modesty and impu- dence, besides the subordinate qualities derived from these. Pride is common in a person of a warm disposition in whom the red gall predominates. Many wise men exhibit this quality out of place, fools adopt it until they are mastered by it, and it is prevalent in youth. It may be useful when it keeps a man away from vice and unworthy things, inspiring him to rise to nobility of character and the service of God. But generally it is useless and leads to many evils, especially if it causes one to be self-opinionated, refusing to seek the advice of anyone. When a man sees this quahty gaining mastery over him, he should consider the origin and end of existing things. When he sees that all things are destined to pass away, and himself likewise, his pride will change to humility. Meekness is closer to virtue than the quality mentioned before, because he who possesses it withholds his desire from seeking grati- fication. It is a quality manifested by the prophets and leads to honor. "The fruits of lowliness," a philosopher has said, "are love and tranquillity." Contentment is of a kind with meekness. The greatest riches are contentment and patience. He who esteems his rank but 74 MEDIEVAL JEWISH PHILOSOPHY lightly enhances man's estimation of his dignity. A wise man has said, "Be humble without cringing, and manly without being arro- gant. Arrogance is a wilderness and haughtiness a taking refuge therein, and altogether a going astray." Modesty is connected with humiHty but is superior to it, for it is a sister of reason, and reason, as everybody knows, is the most important quality, which separates man from beast and brings him near to the angels. You never see a modest person without sense, or a person of good sense who is not modest. A man must be modest not only before others but also to himself. Modesty and faithfulness, it is said, are closely related, and the one cannot be had truly without the other. The impudent man is disliked by God and by man, even if he be wise and learned. If one has this quality it is the duty of his friend and associate to break him of it by reproving him. It is of value only when used in defence of the Torah and in behalf of God and the truth. Space will not permit us to treat in detail of the other senses and the virtues and vices depending upon them, but we shall indicate briefly Gabirol's method of relating the ethical qualities to the physical senses. Thus the sense of hearing, which is next in importance to sight has as its quahties hate, love, mercy and cruelty. It takes some fine insight, he says, to see the connection of these qualities with the sense of hearing, but the intelligent and discerning reader wiU find this hint sufficient. I hope he will not blame me, Gabirol continues, if I do not bring together all the reasons and the scriptural passages to prove this, for human flesh is weak, especially in my case on account of my vexatious experiences and disappointments. We find in the Bible love associated with hearing: Hear, O Israel . . . and thou shalt love the Lord thy God" (Deut. 6, 4). Hate follows hearing in the phrase: "When Esau heard the words of his father . . . and Esau hated Jacob" (Gen. 27, 34-41). Mercy is related to hearing in Exod. (22, 26), "And I will hear for I am merciful." Finally cruelty is to refuse to Hsten, as we find in the case of Pharaoh (Ex. 9, 12), "And the Lord hardened the heart of Pharaoh, and he hearkened not unto them." In a similar manner Gabirol proves that the sense of smell has four quahties, anger, favor, envy, wide-awakeness; the sense of taste, SOLOMON IBN GABIROL 75 the four qualities, joy, sorrow, regret, calmness; while liberality, niggardliness, courage and cowardice are related to the sense of touch. The relation of the ethical qualities to the senses, humors, elements and primitive physical qualities is exhibited in the following table, as it appears in the Arabic text of the "Aslah al-Ahlak," the original title of Gabirol's ethical work. Alike in Respect of Dryness Anger, Jealousy, ^Niggatdliness^ Grief, Ciiueltjr ■yo^ ^ SB 3 g ►t3 5" "I n •d c n n a o n n> n % w n B n ^ fT s '^ a k o / \ re !B o m re H / \ a n m n '< Courage, Joy, I