F'"^^'- ^ * * 1 THE DRAMATIC AND MIMETIC FEATURES GORGIAS OF PLATO BY J. 'V^^. BARKER NEWHALL, M.A. r-At:r^ i^V Mi A DISSERTATION PRESENTED FOR THE DEGREE OF DOCTOR OF PHILOSOPHY IN THE JOHNS HOPKINS UNIVERSITY. I89I ^:^ ~^ s - BALTIMORE: PRESS OF ISAAC FRIEDENWALD CO. 189I. 'r^- . :t- ,i:--'- '.' 'J-,./'/' 'i-''i^' THE 1. DRAMATIC AND MIMETIC FEATURES OF THE GORGIAS OF PLATO BY BARKER NEWHALL, M. A , A DISSERTATION PRESENTED FOR THE DEGREE OF DOCTOR OF PHILOSOPHY IN THE JOHNS HOPKINS UNIVERSITY. 1891 BALTIMORE: PRESS OF ISAAC FRIEOENWALD CO. 189I. '^im^ >^>jiMiF.:'.f^'.^-T^^;;-^yfc:i/^ ^ ' ,. CONTENTS. Introduction ' . . i GORGIAS 4 POLUS 8 POLUS AND CaLLICLKS II CALLICLES . . 12 Chaerephon 15 Socrates : I. Personality 16 (A). Language 16 (B). Character 21 II. Philosophy 22 (A). Sources ........... 22 (B). Method . . 22 (C). Doctrines 24 Prefatory Notes. (i). The proportion of participation is (excluding formulae of question and answer, and direct quotations) for Socrates 77^ per cent ; Callicles i^} per cent ; Polus 4 per cent ; Gorgias 3-j^ per cent ; Chaerephon ,78 per cent. (2). For the genuine dialogues, to Teuffel's list were added the lo, Menexenus, and Parmenides. Literature. Gorgias. Besides Foss (1828), Blass, Attische Beredsamkeit' (pp. 47-91), 1887, and Diels (Berlin Acad. 1884) ; Schanz : Bei- trage zur vorsokrat. Philosophic aus Platon, I, 1867. Socrates: van Heusde: Characterismi principum philoso- phorum veterum, 1839 ; Kochly : Socrates und sein Volk, Vor- trage (219-386), 1859. (See also pp. 22, 24.) Plato: Olympiodorus : /7/)a?t? ;r,o} -ou /'ojo^joti, Jahn's Archiv, XIV 47 ff. ; van Prinsterer: Prosopographia Platonica, 1823; Hirzel: Das Rhetorische bei Platon, 1871 ; Novak: Platon und die Rhetorik, Jahrb, Phil. Sup. XIII 443 f. ; B6nard : Platon his- torien de la Sophistique, Acad. Sci. Mor. (p. 338 f), Paris, 1885. THE DRAMATIC AND MIMETIC FEATURES OF THE GORGIAS OF PLATO. Introduction. The great mimetic and dramatic powers of Plato were recog- nized by the ancient world. Dionysius of Halicarnassus (ad Pomp. I) says xwfKpSsi robi npu laurou . , . Fopyta'^ xai llmktiv xrX., and elsewhere (Rhet. X 2, XI 6) alludes to his skilful ^donoUa, while Basilius Magnus,' citing three of his characters, writes rrapaxcuiiwdei to. Ttpoawiza. Olympiodorus opens his com- mentary with the remark ol Td<; cm' ixeivou Ttpov, as of aiia (D), and the isokola of the sentence. The word douXov, with its semi-poetic idea, is taken directly from Gorgias himself, for Protarchus (Phileb. 58 A) has often heard his master claim that rhetoric Tzavra uj-:ai oux dpewq (7 A) is resumed just below by ol fiij -/pM/xEvot opOwi;; rrsp) otou -niOavmrepov iv izhjdei (6 C) finds its echo in niOaxoTspo^ . , . iv toi? TzkijOeaiv nep) 8rou (7 A) ; kxelvot Ttapidouav in\ ruT Stxatox; yrprjadat (6 E) appears slightly changed in 7 C. The a'j^r/iia xar' apaiv xai Oiaw of aixovoo'iivou^, p.ij uirdp^ovTag (7 A) shows the same tendency. Besides these verbal repeti- tions, the thought, which one sentence would have expressed, is repeated positively and negatively with slight variations through- out the speech. Notice, too, the rhetorical and emphatic position of the adverb Spff&q at the close of the sentence (7 A twice^, of which usage in Demosthenes Rehdantz gives many examples, and to which Thucydides, Gorgias' pupil, is not averse.' Antitheses are common, though inartistic, and are expressed by aUo<:, aXXd and OUTS OUTS. This speech has its real proem in 455 D and E f. This same fullness of expression is seen in occasional peri- phrases, of which his extant speeches afford examples (v. Blass 65). So the partitives eviai rSiv dTzuxpitrsw)/ (449 C) and ro rcav TzapovTtuv (458 B) exemplify a usage, which another pupil, Isocrates, was later to extend and mould into a characteristic formula. The phrase rob^ kdpiu^ TzoteiaOat (449 C) might be added, though Socrates has it as well (460 E), and ro ri;^ Ti-/vTj^ (450 C) also, where they are perhaps necessary for philosophic exactitude of definition. However, they are not uncommon periphrases, and here merely show a general tendency, which is once more mani- fested in the addition of xa) dtxattag vTzokaji^dveiq (451 E). On the other hand, a careless form of brachylogy appears in kx twv (for zrjq T&v) drjixioupyuiv (455 E). We know from Aristotle's Rhetoric (189, 20 Rom.) that irony was a characteristic of Gorgias, though Aristotle refers it to the use of poetic ornament. Blass (63) cites the story of the swallow. In our dialogue the interposed oliiai (460 A) and the protest to Callicles (497 B), Travriu? ou aij uuttj jj 7i;j.Tj, show this feeling. Some consider the latter phrase to be a proverb, but its application would show irony quite as well, and it is doubtful if the dignified old gentleman would descend to the vulgarity of a proverb, even though Protagoras and Hippias do 'v. Classen: Einleit. 79. use a few. It has been noted that the Helen has very few par- ticles, hence is epideictic, while the Palamedes has a great variety and the favorite oratorical combinations, and so is forensic. Here only two places can fairly be called speeches by Gorgias. The former (452 E), a declamatory glorification of rhetoric, has only the common particles xa\, xairot, aUd, iilv and Si, so is epideictic, as its more artistic form and ornament would lead us to expect. The latter (456 A-7 C), an endeavor to prove the power of the art by instance and argument, has 16 different par- ticles and combinations of particles, hence is forensic. In the matter of oaths a quiet vr^ Ji'a or fid rdv Ac'a (448 A, 63 D, 73 A) is all that the two sophists use. The periodology of Gorgias is very simple, and, owing to the use of his peculiar figures, is dual, antithetic, and composed of short kola. Our dialogue shows but little strong- antithesis, and the duality is only apparent in a few places. The best cases are 452 E, 456 A-C, and 456 DE od3i ys TzoXewv. Often it is very simple, but a more complicated arrangement is seen in (457 A) of Sk fiSTaiTTpifxoXijTrsc al) (473 E) tO the One, si ^joou^v e/tuv , , . r^v ; 473 C, diatv (484 A), jT/larTHyTe? (483 E) , Si? of the Laws was Plato himself, and the Eleatic strangers in the Sophistes and Politicus are certainly shadowy characters. Steinhart and Stallbaum consider Callicles a typical Athenian of his time, and van Prinsterer treats him as historical, while Benard expresses doubts as to his real existence. Gotschlich held that he represents Isocrates, not in traits of character so much as in the expression of Isocrates' views, while he is forced to draw conclusions which the orator would never draw. How- ever, this is even more true of his relation to Gorgias, and he could only in a very general way represent iwo people. Schmelzer has a curious theory that the three interlocutors are the three accusers of Socrates, Gorgias being Lykon, Polus Meletus, and Callicles Anytus. He bases it chiefly on certain correspondences in the last pair, which he sets forth at the end of his Gorgias and in his Menon (pp. 50, 52, 58, 60, 62). They are both wily poli- ticians and easily angered, alike condemn the sophists and warn Socrates of his fate ; but Callicles is friendly, an aristocrat and cultured, while Anytus is hostile, low-born and ignorant. More- over, Callicles calls the accuser of Socrates Ttdw [lo-j^dtjpdi; xal uXo^ (521 C). The most plausible view, which identified him with Critias, was proposed by Cron in his Beitrage (1870), but he abandoned it in 1886, apparently under the criticism of Bonitz.' The similarity is, however, so very strong that it deserves notice. Jowett (11 275) remarks, " had his name been Critias instead of Callicles, his opinions would seem to reflect his life," and K. O. Miiller, Zeller, Blass and others class their views together, making them with Thrasymachus a trio of sceptics. This collocation is as old as Themistius (Or. 26 fin.), and Olymp. often notices the connection with Thrasymachus. This even extends to language, such expressions as xaxoupysl's iv rot? A6yo(? and r^doi; el, beside TrtSy yap ov ; above noted, being common to both, while they uphold the right of the stronger in like terms (483 B, Rep. 338 E). All three came under the instruction, or direct influence, of Gorgias. To the striking points of likeness adduced by Cron a few others may be added. Callicles is contradictory and changeable in his opinions (p. 14) and in his public life (481 E), a character quite like that of Critias (Cron 19). The defense of nXeovsxrsiv (Cron 17) is also seen in Xen. Hellen. (II 3, 16), where Critias joins ' Jahrb. f. Philol. 133, 579. Now (141, 253) he calls Callicles' speech an ecAtt of what Plato had heard Critias say. IS nXiov s^scv and ap^ij as Callicles here (483 D). In dialectic both change ground and withdraw their statements (Char. 164 D, 165 B), and object to Socrates' method of treatment (Char. 165 E, 166; Gorg. 497 A, 511). Very little is known of Critias' style, and only scanty fragments of his works remain. A certain simi- larity of idea is seen in the metaphor of Callicles, ouiir.odiaeei^ Iv ToXi; koyoi? . . . al(T^u\/dsi? (482 E) and the line aidou? a-^a\y.tl)Tin(!iv eUoxrac TziSaiq (598 N.), from the Peirithous, which K. O. Miiller and others ascribe to Critias. Callicles' approval of Alcibiades and Cimon was shared by Critias (Eleg. 3-5, Hist. 9). The fact that (peuSotidpru!; (472 B) only occurs (until Plutarch) in Critias (Trag. 9 N.) and in 472 B, is probably a mere coincidence, unless Socrates intends it to be a compliment to the poet. Chaerephon. Olympiodorus devotes especial notice to the position and func- tions of Chaerephon. He says that he is opdudo^o^, and is used by Socrates as an example of ~u>i; lirttrTij/iovei yhovrai xai SiaXiyo-yrac, but is not essential to the discussion. He is, moreover, a medium between the two sides, diam)/>0/j.su[, and so, having had a previous acquaintance and rencontre with Gorgias (p. 5), he questions him in the place of Socrates (447 C). He uses a proverb, ^yw xai Idaoixai (448 B), to match the preceding, as Socrates had matched the proverb of Callicles, and turns the latter's own phrase, oidkv inov TO auToy Iptordj (447 C), into an answer to the host himself (481 B). So Socrates (p. 18) in his replies embodies the phrases of his opponents. In fact, as in Aristophanes' Clouds, he is the model Socratic pupil, and is the counterpart of Polus. He is more respectful to his master, and shows his skill in understand- ing Socrates by one example, while Polus needs many, and even Gorgias two (449 D). A touch of his master's irony appears in ^aSitoq uKoxpf^st (448 A), and he addresses 6oik Gorgias and Socrates (458 C), though the latter wished to continue the conversa- tion. In 458 C he may have had in mind the line of Pindar, da-/o/.[ag b-izipTspov Kpayiia, which was probably a favorite quotation of Socrates (v. Phaedr. 227 B). Here we may also note his figura etymologica (458 C, 448 C), which, considering the small part that he takes, is a large proportion. In the opening of the Charmides he justifies the epithet of /^ai-tzo?, as his subordinate position here does not allow him to do, and he occupies a like intermediate and introductory position. i6 Socrates. I. His Personality. In approaching the character of Socrates we are at once con- fronted by the difficulty of distinguishing the peculiarities of the author in language and thought from those of his master. While Xenophon and Aristotle may help us to extract the thought, they leave us for the most part unaided in our study of the lan- guage. We might look to the Clouds of Aristophanes, but there the parody seems to be confined to method and doctrines. Those figures and modes of expression which occur throughout the Socratic dialogues (as given by Zeller), and which agree with our knowledge of the character of Socrates, mjiy with a good degree of certainty be considered dramatic reproductions of reality. The most prominent and characteristic of these is the irony, demanded by the special earnestness, plain speaking and hard hitting of the philosopher. To cite all the cases in the Gorgias would be to transcribe half the dialogue. It is sometimes quite apparent, often keen and subtle, now a polite veil for dissent, now a powerful engine of destructive criticism. Perhaps the most pungent examples are the retorts to Polus, akka roi i^e::iTTj8ei xzX. (461 C), and akk' axDuo) ys (470 D). Closely akin to this is litotes, which is well suited to the mock modesty of the philosopher. Whether it carries a positive meaning directly and clearly, or makes simply a qualified statement, its form at least seems more modest. It is most frequent in Xenophon and Plato, and this may be due to the influence of their common master. Four of the five cases of w Tzdvu are used by Socrates, as is also oox ^kiyrj^ (461 B). So playful and genial does he always seem that we are justified in considering peculiar to himself the occasional play upon words, as the two ^^^"((481 E, cf 513B), Ivavrwv and ivavrta (487 B), kdyou and koptv (523 A),''AtS(iu and dstdii (493 B). ntOov, a;wijTou? and aw/ia are borrowed (493 A). This sportive fancy is exemplified also in pompous legal expressions like Kakkuk^i 6 'A^^apvsb? sffj (495 D), ra //.iv akka xaOaTzsp (51 B), ffw/^^?'ij^<'9 (S^O A, cf 501 C), 506 C, and in the mock solemnity of the patronymic c! A'/iijvt'sco? (482 A). So is the use of antonomasia (482 B), and oxymoron, Scd rd aia-j^msaOai. Tnkii.a (487 B). In this same familiar tone are used the proverbs. Dorian in their character and origin, as is seen by their frequency in Epicharmus and Sophron (Plato's models) and by the gnomic trend of Doric thought, they were 7 approved and studied by Aristotle, but considered vulgar and old- fashioned by Isocrates. In Plato they are most abundant in the Lys., Charm., Euthyd., Symp. and Phaedr., all dramatic and familiar in tone ; then in the Theaetetus and Phil., then in the Gorgias and Laws, the first three blending the serious with the dramatic, the last counteracting its stiffness by a strong Doric color; and finally in Euth'o, Phaedo and Repub., where the elevation of tone somewhat overrides dramatic tendencies. Out of 274 occurrences of 188 proverbs, 144 are put in the mouth of Socrates, 56 are used by his interlocutors, and 74 appear in Leg., Soph, and Polit., where he does not participate. In the Gorgias, Socrates employs 13, a number slightly below his ratio, and Chaerephon one, while the two sophists do not stoop at all to such vulgarity (v. p. 6). Callicles again shows his neutrality by using three, slightly more than his share. Likewise familiar and old-fashioned is the figura eiymologica, which Isocrates seems consequently to avoid. Dionysius (De Admir. Vi, 27), in his critique of the Menexenus, recognizes the vulgarity of the figure, saying tiz olba el rt? av ii^iwasv siTzslw r&v TTjv Af-TTji/ xai dxptjS^ xai xaOapdv SidXexzov i-crr/SsuovTiu)/' -pdzTsrat yap rd Tzpdy/xara, ipydt^trai. ds rd epya. Kiihner ' thinks that the more pleonastic forms (as ohiav olxoSotielv') have been taken into literary language from popular speech. In studying the use of this figure in Plato we must recognize a "doubtful " class, consist- ing of the combination of a participle and verb (as 6 -oiwv -otsi and rrojsfv to Tzoioup.evu-^') and the use with a neuter relative (as Tzou'i. % TtouX), which are deliberate and more exact forms of speech, and serve the needs of philosophic definition. The phrase roD ^sXziarov (465 A), itivovTsq Tzapd for TO dcd6;xvov vtzu (467 C), dvTi yecpovwv for rod Tzou'iv 'j/ttpwai; (515 D, cf. 516 C), and asyndeton, 455 B orav, 464 B Suo'tv and rr/v [li'-i, 472 A fiapzupijaouat, 481 E ev te ixxXrjma, 487 B rive ; also the awkward assonance or cacophony, as o5 oorot (451 D), kyco ipS> C453D, 504 C), iym Xiyw (^-joE, 512 D, 518 A, 22C),4'iYw iycb (517 B), iyu) ayw (494 E), tI 5k toSs; (474 D). Pleonasm and polysyndeton are much rarer, as (480 E) rouvavriov ao pLSTafiaXovra, (482 B) xpslTTov , , . jxaXXov, (453 B) bnoitTEuw rjv oljiat (modesty), and (519 A) xal Xt/xivtuv xzX. Gathering from various indices 166 cases of anacoluth, in dialogues where Socrates participates, and 39 of brachylogy, he is found to have 84 per cent of each. Of course, these figures only show a general tendency, since they do not present all the cases, nor do we know Socrates' exact ratio in the other dialogues. This same carelessness of speech may be seen in the Memora- bilia, as dpyt^sffdat . . . Xurel (III 13, i), II i, 18, II 3, 2 Suvarai . . . dyvooudt, IV 2, 38 kvcoti dpxsl . . . diXd mpnzoiouvzat. The same work shows us that Socrates was accustomed to ' See also Engelhardt, Anacoluth. Platon. I 28-34. 20 quote from the poets for illustration or support in his discussions. We have there citations from Homer, Hesiod, Theognis and Epicharmus, and he evinces considerable familiarity with poetry. His friend Niceratus in the Convivium (IV 7, VH 45) was a good Homeric scholar, and he was on intimate terms with the poet Agathon (id. VIII 32). Accordingly we are not surprised to find him quoting in our dialogue from Homer, Simonides (? 451 E), Epicharmus, and Euripides. His intimacy with the last named is well known.' We may also infer from Apol. 22 B and Prot. 339 ff. that he was fairly well versed in the poets, but it is doubt- ful that he was really acquainted with all the 21 from whom Plato makes him quote, and, indeed, as it stands, his percentage (65) is not very high. Out of some 220 citations, or direct refer- ences, from the poets, Socrates has 145, of which about half (70) are from Homer. In both Xenophon and Plato, Socrates uses many rare words, but it is probable that they are due chiefly to the authors themselves, as this is characteristic of their style and foreign to the simple nature of their master.' One word, however, dixaiuTTi'; (508 A), as it only occurs elsewhere (till Cassius Dio) in Prot. 331 B (Soc. loq.) and three times in Xenophon, may perhaps be Socratic. In the Gorgias, Socrates has "jg^ per cent of the a-a^ ksyuiisva, only a trifle more than his share ; Callicles and Gorgias are below their ratio, Polus above. Although Xenophon puts metaphors and similes into the mouth of Socrates, he was not enough of a dramatic artist to imitate so closely the usage of his master, and, though they abound in the sayings quoted by Stobaeus, many of these citations are of doubtful authenticity. On the other hand, from their poetic nature and their great increase in the later dialogues, we may infer their Platonic origin (cf. Demetr. 281, 3 Sp.). However, the comparison tw kdya) msTzsp luTpiu Ttapi-^tiv (475 D, 480 C), which recurs in the Memo- rabilia (I 2, 54), and the metaphorical use of Orjpa and Oy,ptbui (464 D, 490 A, 500 E), which is found not only in Xenophon (Mem. II 6, III II, 7 f.), but also in a dictum quoted by Stobaeus (Flor. I 116), seem likely to have been favorite expressions. There only remain a few figures, which do not seem Socratic, nor yet directly satirical, but rather borrowed from the very sophists whom he opposed. Cicero says (De Orat. I 47): "< Plato in Gorgia > in oratoribus irridendis ipse esse orator summus vide- ' Diog. L. II 18 ; Cic. Tusc. IV 29. ' Cf. Rep. 487 E, ov ye oxik eludes "J'' e'cKdvuv Myetv. 31 batur," and Dionysius (Ad Pomp. 2), ayr^imai . . . fidXiara toT? rupyteioti; . . . ava^puvtrai and further ZrjXwimi; T0119 Tzepl Fopyiav. For some of these sophistic figures see van Prinsterer (p. 104), and on the whole subject of Platonic rhetoric, Novak (pp. 500- 521). In this dialogue we find the metaphors and similes pre- viously mentioned, as vdarj/xadStxia? utcouXov (480 B,cf.479 B),/;Ot>ff^ po/^ XT?.. (486 D), Xoyot ins^ip^et (492 D) and ini^ecpw/iEv (495 C), fis/xtrjffae to. /itydka (497 C), dvaOiaOai and iitavopOou (461 D), ffxmzoi . . , auvTsivovra (507 D), aiSrjpol.'i xai dSapavrivutt X6yot<; . . . Xutret {^og A), xara^axTecsv Xoyot^ (^^12 C), piJTopss . . . ^|cTffv (517 A), xaOep^Tj? (461 D), k-Ki^fiipi^iuv (474 A, 76 A), and in similes (481 DE) the two Sripot, wtntsp rotirt' (502 E), i;j.T:XrjiTavzeq to vytsivou (518 C); 493 A-E are borrowed. Other comparisons come under thehead of ex- amples (p. 23). Add also the artistic assonance, ov oiSeT xai utzouXo^ (518 E), T^ps/xsT 6 kuyoi; (527 B), Siaizep r^ys/xovt toT Aoyw (527 E) ; and the alliteration nksuorrtv, Tzhwre'iv ' ttXoutoo yap ivsxa rrX.ioufftv (467 D) and nvtyiuv dnopeXv ttoisT, izixporaza izmpaza . . . tzsvjTiV. Perhaps also the frequent annominatio may be due to this influence. Though anaphora is very common in the Memorabilia, it seems unlikely a priore that it was really much used by Socrates. Here we find uuro^ (510 C) and 'KnXiruo'i (513 B). While chiasm is more or less natural (to the Greek), some of the more artistic forms, which we encounter here, seem due to rhetorical training. (Cf. 467 D Ttliouai, 481 D 'AXxificddrji, 493 C dnXTJaTw?, 497 C Xoizdiv, 500 E d.;.v:. ,'^:^Wr7'^Sf!r^Jf?Si.' '^'W '-*