FIELD TESTS FOR THE FAILURE EVALUATION OF PANDROL RAIL FASTENERS «<&JBflta S UTli, O* AUGUST 1979 FINAL REPORT Document is available to the public through the National Technical Information Service Springfield, Virginia 22161 Prepared for U. S. DEPARTMENT OF TRANSPORTATION FEDERAL RAILROAD ADMINISTRATION Office of Research and Development Washington, D. C. 20590 NOTICE This document is disseminated under the sponsorship of the Department of Transportation in the interest of information exchange. The United States Govern- ment assumes no liability for its contents or use thereof. NOTICE The United States Government does not endorse products or manufacturers. Trade or manufacturers' names appear herein solely because they are considered essential to the object of this report. Approved before final typing by RH Prause G-6632-1201(624) xc: RH Prause/ADA Files J Hadden H Harrison ^^ D Snediker/F Dean H Meacham Contracts/Gen Files August 2, 1979 Dr. Andrew Kish, DTS-744 Department of Transportation Transportation Systems Center Kendall Square Cambridge, MA 02142 Dear Dr. Kish: Contract No. DOT-TSC-1595 Technical Support Services for Track Structure Failure Studies Technical Task Directive No. 12 Evaluation of Toe Load Data for Pandrol Fastener Failure Study Enclosed are twelve (12) copies of our report on the evaluation of Pandrol rail fasteners. This report includes the toe load data from TTC and a summary of the fastener failure history per your recent request. If you have any questions about this report, please call me or Jeff Hadden at your convenience. Sincerely, Robert H. Prause Manager Applied Dynamics and Acoustics Section RHP/tt Enclosures (12) cc: A. Tauro, DTS-852, letter only D. McConnell, DTS-731, letter only 50 Years Of Service 1929-1979 Digitized by the Internet Archive in 2012 with funding from University of Illinois Urbana-Champaign http://archive.org/details/fieldtestsforfaiOOhadd Technical K'eport Documentation Page 1 . R e p o i . iS o . 2. Government Accession No. 3. Recipient's Catalog No. Title ond Subtitle Field Tests for the Failure Evaluation of PANDROL Rail Fasteners 5. Report Dote August, 1979 6. Performing Organization Code TSC-744 Performing Organization Report No. 7. Author's) J. A. Hadden, R. H. Prause, H. D. Harrison 9. Performing Organization Name and Address * Battelle Columbus Laboratories 505 King Avenue Columbus, Ohio 43201 10. Work Unit No. (TRAIS) 11. Contract or Grant Nc D0T-TSC-1595 12. Sponsoring Agency Nome ond Address U. S. Department of Transportation Federal Railroad Administration Office of Research and Development Washington, D. C. 20590 13. Type of Report and Period Covered Task Report January- July , 1979 14. Sponsoring Agency Cod RRD-32 15. Supplementary Notes Under contract to: U. S. Department of Transportation Transportation Systems Center Kendall Square, Cambridge, MA. 16. Abstroct This report presents an evaluation of the performance of PANDROL rail fasteners based on laboratory tests and field tests in Section 17 of the Facility for Accelerated Service Testing (FAST) at the Transportation Test Center (TTC) in Pueblo, Colorado. The test program examined the effects of track curvature and grade, tie pad composition and train direction on static and dynamic fasterner loads. The purpose of the test program was to obtain information' on PANDROL rail fastener behavior in an effort to determine the factors contributing to fasterner failures. 17. Key Words Rail fasteners, track performance, track components, track testing, track loading. 18. Distribution Stotement Document is available through the National Technical Information Service, Springfield, Virginia 22161 19. Security Classif. (of this report) Unclassified 20. Security Classif. (of this poge) Unclassified H. No. of Poges 22. Pr Form DOT F 1700.7 (8-72) Reproduction of completed poge outhorized PREFACE This report was prepared by Battelle's Columbus Laboratories (BCL) under Contract No c . DOT-TSC-1595 as part of the Improved Track Structures Research Program (ITSRP) managed by the Department of Transportation, Transportation Systems Center (TSC) c This program is sponsored by the Office of Rail Safety Research, Improved Track Structures Research Division of the Federal Railroad Administration (FRA) , Washington, Do C. This report summarizes the results of an experimental program performed to evaluate the performance of the Pandrol rail fastener. This work was performed under Technical Task Directive Number 4 of the contract. Mr. Donald McConnell of TSC was the technical monitor for this contract. Dr. Andrew Kish of TSC was the technical contact for the task c Their cooperation and assistance are gratefully acknowledgedc The assistance of the staff at the Transportation Test Center (TTC) in Pueblo, Colorado, in providing the static toe load measuring device and in performing many of the toe load measurements is acknowledged and greatly appreciated „ in « « «r T I I 1 w t • : < 8 2 « »•. —_ • b o *** ^ d 1 1 ss I 1 1 1 i s * iV\ II Hiti Hi! Ill ntlil ill! I-,- iii Hi i 6 t f J "Wl 3 S - 8 R « o **■ — o * — i ! illill f E E SI 8 < z o t/1 K CI 11 It 01 CI tl L\ tl tl ♦ I tt tl II 01 It I t i i * 1 l x i lllllllll lllllllll lllllllll lllllllll lllllllll lllllllll lllllllll lllllllll llllllll lllllllll lllllllll lllllllll lllllllll lllllllllllllllllll III ::ii lllllllll 1 lllllllll lllllllll lllllllll liiiliiiiL mi lllllllll o o Tfi: T|T ,. p .,, |T T|T TIT T|T ....... ....... T|T TIT T|T T|T T|T T|T T|T Tfr T|T » • 1 t t 4 i 1 j >***» l I e I VfVi 3 Mil s i s ; i IliljE » i s . r . » * III M iiiiiiSli EEl^zz^uC " a 8. - • • I i i I i 8 j * . s r •SR J [ . j ? lit iitii iir miimi I i*U •vV 1 1 tll.islW IV CONTENTS Page I. INTRODUCTION 1 II. • BACKGROUND 2 III. SUMMARY AND RESULTS AND CONCLUSIONS 10 IV. TEST PROCEDURE 14 Laboratory Tests 14 Field Tests 17 Static Toe Load Tests 21 V. TEST RESULTS 25 Static Toe Load Measurements and Correlation With Other Field Test Data 25 Laboratory Tests 28 General Comments 28 Load-Strain-Deflection Characteristics 28 Effect of Multiple-Installation 33 Field Tests 36 Track Loading Environment 36 Installation Strain Characteristics 39 Dynamic Strain Characteristics 42 Approach to Data Analysis 42 APPENDIX REPORT OF INVENTIONS 56 ILLUSTRATIONS Figure 1 Example of Pandrol Fastener Fraction (of Position, 5° Curve) 3 2 Example of Tie Pad, Shoulder and Rail Base Wear in Section 17 4 3 Cumulative Fastener Clip Fractures Vs. MGT, for Period 98 - 350 MGT 5 4 Cumulative Fastener Clip Fall-Outs for Period - 350 MGT . 7 5 Photograph of Set-Up for Load-Strain-Deflection Laboratory Tests 15 v ILLUSTRATIONS (Continued) Figure Page 6 Photograph of Instrumented Fastener Installed in Laboratory Test Fixture for Lateral Load-Strain Tests ... 16 7 Photograph of Instrumented Pandrol Fastener (Gages on Fasteners Used in Field Tests had Protective Coatings) ... 18 8 Photograph of Instrumentation Set-Up for Toe Load Measurements 23 9 Fastener Force-Deflection Characteristics 29 10 Typical Force-Strain Characteristics of Instrumented Fastener 31 11 Typical Force-Strain Characteristics for Instrumented Fastener Installed to Simulate Actual Track Conditions ... 32 12 Photograph of Instrumented Fastener Used in Laboratory Tests 34 13 Effect of Multiple Installations on Fastener Distortion . . 37 14 Typical Time-History of Fastener Dynamic Strains in Tangent Track Subsection G 45 15 Typical Time-History of Fastener Strains in 3°-Curve Subsection K2 46 16 Typical Time-Histories of Fastener Strains in 5°-Curve Subsection Dlb 47 Table TABLES 1 Summary of Fastener Clip Fall-Outs and Fractures, 141 - 350 MGT 8 2 Summary of Pandrol Fastener Evaluation Tests 11 3 Field Test Matrix Summary 20 4 Summary of Static Toe Load Measurements in Fast Section 17 . 22 5 Summary of Static Toe Load Data 26 6 Summary of Dynamic Strains and Fatigue Index 49 vi I. INTRODUCTION Over the past several months, numerous failures of the Pandrol rail fasteners installed on concrete ties in Section 17 of the FAST track at the Transportation Test Center (TTC) have been observed „ The failures con- sisted of fasterner fracture and "fallout"; particularly, but not exclusive- ly, at the inner-rail, gage-side (IG) positions in the 5-degree curve « An investigation consisting of laboratory and field tests was conducted in an effort to determine the factors that contribute to the failures of these fasteners o This test program was conducted by Battelle-Columbus Laboratories (BCL) over the period of March to May, 1979 = Tests were conducted at Battelle's laboratories and at TTC. In the laboratory, exploratory tests were performed to examine the force-strain- deflection characteristics of the fasteners, as well as to examine the effects of repeated installation on fastener preload and geometric distortion,, For the field tests, fasteners were instrumented with strain gages and installed at several locations in FAST Section 17. Static and dynamic strains were recorded for train passes in both directions « Wheel/rail load measurements were made at one location in Section 17 c Static toe load measurements were made at several locations in Section 17. For the field tests, the influence on fastener failures was evaluated for the following parameters : o mean (installed) strain and toe loads o track "geometry" (e g., tangent, curve, grade, etc.) o tie pad stiffness o use of insulators o direction of train travel o location of fastener on tie (e g o , inner or outer rail, field or gage side) . Subsequent sections in this report address these effects in light of influences and offer conclusions and recommendations for further study e II. BACKGROUND The following events summarize the performance history of the Pandrol fastener in FAST section 17. (1) to 61 MGT - No major clip failure problems. (2) 61 MGT - Rail replaced in 5-degree curve due to sunlink; original English-made clips were replaced with a new batch of Pandrol clips from England throughout the 5-degree curve. (3) 83 MGT - Rails transposed (4) 100 MGT - Significant number of fatigue failures began occurring in subsections C to D2, on Konvex pads, mostly at IG location. (5) 234 MGT - Section 17 rebuilt - Konvex pads replaced with Portec pads in subsections Dla and D2; English fasteners replaced with new batch manufactured in Canada,, (6) 234 + MGT - Unusual number of fastener fallouts, almost exclusively at IG position (mostly in 5 degree curve) during the first few days after installation. All new fasteners were over- driven. Subsequent high number of fractures at IG Position in 5-degree curve. Problems associated with these failures included substantial wear of the tie shoulder, insulators and Konvex pads. Examples of these problems are shown in Figures 1 and 2. Figure 3 shows a summary of the clip fracture history. These data confirm that fracture failures began occurring first at about 100 MGT, which was 39 MGT after the new batch of English-made clips was installed following the sunkink in the 5-degree curve. Replacement of these clips at 234 MGT with a batch made in Canada reduced the fracture failure rate substantially until about 260 MGT. However, after this short interval of 26 MGT, the failures continued at about the previous rate, except that an even greater percentage of the failures occurred at the IG (inner-rail gage) position. 2 Fracture Location FIGURE 1. EXAMPLE OF PANDROL FASTENER FRACTURE (OF POSITION, 5° CURVE) Rail Base Wear Tie Pad Wear Shoulder Wear FIGURE 2. EXAMPLE OF TIE PAD, SHOULDER AND RAIL BASE WEAR IN SECTION 17 1 " V > \. ri J o r — — ^^^ H I o T > . Pi S3 \\ Pi H - W > o w w Ci3 CO \ ^S CO H W S3 pei H < O ^ 1 p.* m W > pi Pi > u c H Pi O • w - o o CO Ph h H CO i-3 O w Pi u o < w S 00 w 00 K H W LO Pi w CO Pi P-i H < < Pi < 3 hJ Z 1 i CO Ph < >- H Pi < W - c > H o - z © o c IT) m o o CO o CNI O O CNl o en w < z z o H o w < < o o o o oc o c C C c vO CN CO CN c c CM O CM o CO c SHttMDV&i dllD aAiivini^no The reduction in the failure rate at the IF and OF positions may be a result of replacing Konvex pads with Portec pads in several sections of the 5-degree curve. Figure 4 shows the clip fall-out history for total service of 0-350 MGT, with a detailed breakdown for the period of 141-350 MGT. These data show that the fall-out problem occurs almost totally at the IG position. Also, the fall-out rate has essentially doubled since 234 MGT when most of the clips were replaced in the 5-degree curve with the new batch made in Canada. These clips had a very high fall-out rate immediately after installation and this was arrested for a period of about 10 MGT by "overdriving" all of the clips. However, the high fall-out rate for this Canadian batch has resumed and indicates some variation in clip geometry from either the original clips or the English-made replacements installed at 61 MGT. Table 1 shows a listing of fastener failures according to position on the tie and subsection for the interval of 141 to 350 MGT. Unfortunately, data needed to separate the performance of clips installed at 61 MGT from those installed at 234 MGT according to subsection was not available. However, a number of observations can be made: a. About 75% of the clip fractures and almost all of the clip fallouts occur at the IG position. b. Most failures have occurred in the 5-degree curve (Sections A through Dl) but there have been sufficient failures in the 3 degree curve (Sections H£ through L) to indicate a problem. Failures in tangent track have been relatively minor. c. Replacing the clips in Sections C and Dl(2) at 234 MGT did not substantially reduce the fracture rate compared to Section Dl(l) , where the clips installed at 61 MGT were retained for comparison purposes If the clips installed at 61 MGT had been from a uniquely "bad" batch, the substitution of "good" clips for over half of the record period might be expected to reduce the failures by more than the 20% reduction that was measured. d. Section D2, which was the only section where Pandrol fasteners were used without insulators between the clip and the rail base, had by far the greatest occurrence of fastener fallouts, with a fall-out rate of over 500% 6 H O < z z; o H Q E-i < g 5 < c c c CM c c o o c 00 c c C c o c IT] c o c c m O o CNJ o o smo-TiYi diio aAiivirMiD c in ft I fcj f-l H U < U. HH O fcJ o < H z o c: u: O r-» \C> ft Mr CO MS O CO ri ^h pj < z 1-1 o M Pi O i-H o c cc «r 1-1 © CO "a co co o c c o I CO o cc © OS i— I oo m -r mo o o c CC MO O ON o os o OS o CO m OS o <-> lTi os o OS o MO c CO c CO m -3- o CO in .- -; I OS O cc in o m CM in cs MO m u o oc XI 3 05 z c i—i 1 H a O — U w to o c w * ti- cs. over the interval of 209 MGT. There also were substantial fallout rates at other sections of the 5-degree curve and in the 3-degree curve. Fastener fallouts occurred predominantly at the IG position in all sections. A metallurgy study was conducted by Battelle to identify the failure mechanism for the fasteners. The study identified the failure mechanism as a high-cycle fatigue. Further, excessive decarburization was identified as a probable contributor to the short life. The original batch of clips appeared to have less surface decarburization than either the English-made clips installed at 61 MGT or the Canadian-made clips installed at 234 MGT; however, a much more extensive investigation would be needed to confirm a "batch" problem on a purely metallurgical basis. In addition to Battelle's metallurgy study, Mr. T.P. Brown of Pandrol , Ltd. suggested v-^ that the following factors probably contributed to the failures at FAST: a. Variations in ballast depth across ties in the 5 degree curve b. Ballast compaction problems c. High dynamic loading in the 5-degree curve on the low rail due to uphill train travel at underbalance speed d. Use of relatively soft tie pads, resulting in excessive rail movement and high dynamic loads . (1) Letter from J. P. Brown of Pandrol to S. Guins, AAR dated July 13, 1978 III. SUMMARY AND RESULTS AND CONCLUSIONS Laboratory and field tests were performed with the overall objec- tive of determining and evaluating the factors that contribute to fastener failure. Exploratory laboratory tests were performed to establish the effects of multiple installations on fastener distortion, and to charac- terize the fastener force-strain-deflection characteristics. For the field tests, instrumented fasteners were installed at several locations in Section 17. Wheel/rail loads were monitored, and installation strains and dynamic strains in response to loading from the train were obtained in an effort to determine the influence of tie pad stiffness, track curvature, the use of insulators, and train direction on the strain levels. Dynamic data were analyzed with respect to fatigue failure and fallout. Static toe loads were obtained with TTC ' s toe-load measuring device. The results of these tests are summarized in Table 2 and the con- clusions are discussed in the following paragraphs. a. Fastener Toe Load - Measurements of Pandrol fastener toe loads in several different subsections of Section 17 show that the variations li^ mean toe load averaged across the tie varies from 1280 to 1760 pounds compared to Pandrol design goal of 1800 to 2200 pounds. Laboratory and field tests with strain-gaged clips show that the fasteners do yield substantially and show some permanent deformation during the first installation. Progressively less yielding and deformation takes place with subsequent reinstallations. These results suggest that the fastener toe load is relaxing after installa- tion in track as a result of the combination of low-amplitude dynamic strain cycles from train traffic superimp|s\o,ed on the high initial static strain. It is conjectured that the relaxation of toe load will occur most rapidly immediately after clip installation. b. Fastener Fracture - Previous metallurgical studies confirm that the fracture failures of Pandrol fasteners result from cumulative damage from high-cycle fatigue. Measurements of dynamic strains show that the loading environment for fatigue increases as a function of track curva- ture, and this agrees with the failure statistics. However, the failure statistics also indicate that both of the batches of replacement clips 10 TABLE 2. SUMMARY OF PAKDROL FASTENER EVALUATION TESTS Objective Results 1. Fastener Loading Environment Effects of "Overdriving" 3. Effects of Multiple installations 4. Relationship Between Static & Dynamic Strains • Up to 10,000 ue installation strain measured in laboratory « Up to 20% dvnamic strain mea- sured in field tests (average = 10%) . © Noticeable fastener distortion. © Up to ^10% permanent strain. • Largest yielding on first install- ation; progressively less yielding on subsequent installations. e Force-strain-deflection charac- teristics "settle-out" after 3-4 installations. » No identifiable influence of static on dynamic strains. 5. Train Length & Direction Effects © Analysis indicates longer (80 car) train-higher inner rail loading uphill than downhill. • Field tests indicate no apparent direction trend with shorter (40 car) train. © Highest fatigue loading at IG and OF position in 5-degree curve. © Highest "fallout" tendency at IG position in 5-degree curve. • No effect identified on static (installation) strain levels. © Fatigue loading decreases with increasing stiffness • "Fallout" tendency increases with increasing stiffness, as well as with no insulators. Track Curvature/Fastener Location Effects 7. Tie Pad Stiffness Effects 11 had a much higher failure rate. The metallurgical analyses showed that the replacement clips appeared to have greater surface decarburization than the original clips. This would lower the fatigue strength and indicate a possible difference in the heat treatment. The failure statistics and measurements of dynamic strains on the tangent and curved track sections suggest that the loading environment is quite close to the infinite-life endurance limit so that relatively small changes in dynamic strain as a result of track curvature and/or small changes in endurance strength as a result of heat treatment or surface conditions will make a large change in clip life. c. Fastener Fall-Out - Fastener fall-outs have occurred since the beginning of FAST operation, but the fall-out rate has approximately doubled since the Canadian-made fasteners were installed at 234 MGT . Fall-outs occur most frequently on the ties which do not have a separate insulator between the clip and the rail base. Measurements of toe load and fastener strain show no substantial differences between the fasteners with and without insulators. Therefore, it is conjectured that the presence of the insulator increases the coefficient of friction between the clip and rail, or in some other way increases the longitudinal restraint obtained with the same toe load. Overdriving the fasteners to prevent fallout produces a minimal increase in toe load, but there was measurable distortion (spreading) of the fastener and undoubtedly an increase in the local interference between the clip and shoulder. While this may reduce the fall-out rate, it also produces a local stress concentration at the shoulder/clip interface, which will increase fatigue failure, and ma)' cause excessive loads in the shoulder. Figure 1 shows an example of a failure at the clip/shoulder interface . d. Effect of Tie Pad Stiffness on Fastener Performance - Measure- ments of installation strain and dynamic strain cycles during train passage show that the propensity for fatigue failures should be highest with soft pads, but the difference between soft and hard pads is quite small. The failure data show that more failures occur with soft pads in the 5-degree curve, but this result is reversed for the much lower failure rates in the 3-degree curve. Variations in pad stiffness appear to have a much smaller influence on fastener fatigue than does the increased loading from train 12 operations on curves. There was also no measurable effect of pad stiffness on clip installation strain or toe load. e . Effect of Train Direction and Length on Fastener Dynamic Strain - There was no evidence of any major influence of train direction on the amplitude of dynamic strain. However, these measurements were made at 400 MGT when FAST operation had changed from an 80-car train to a 40- to 44-car train as a result of a derailment. The normal, longer train may have caused higher lateral loads on the inner rail for counter-clockwise (uphill) operation than were measured during Battelle's test program. This may explain why the failure history shows a greater percentage of fractures and fallouts at the IG position than would be expected based on the measured strain data for the short train. 13 IV. TEST PROCEDURE Laboratorv Tests The exploratory laboratory tests were performed using the set-up shown in Figure 5. This set-up consisted of an actual concrete tie and section of rail, along with tie pads and insulators which could be used interchangeably. The fasteners were installed on the tie without the rail section to record strain and deflection data as a function of vertical load applied to the fastener toe. The fasteners were installed with the rail section, insulators, and tie pad to measure installation strains, as well as to measure strains due to applied vertical loads to the fastener and due to lateral loads applied to the rail head (to simulate wheel/rail loading). To obtain load-strain-deflection characteristics, the vertical load was applied by an overhead crane through a strap attached to the fastener toe. A load cell was placed in series between the crane hook and the strap to monitor applied load. Relative displacement between the tie and fastener (at the toe) was measured using a dial indicator. Strains were measured at several locations on the fasteners, and in some cases plotted as a function of applied load on an X-Y plotter. Two instrumented fasteners were selected for further vertical load- strain tests. These tests consisted of applying a vertical load to fasteners that were installed in a manner that simulated actual service installation, i e , with tie pad, insulator, and rail A set of "jaws" that were designed for use on TTC's toe load measuring device was acquired and used in place of the strap to pull on the fasteners at the toe with the overhead crane , Another set of laboratory tests was conducted with two instrumented fasteners installed in the test fixture to simulate actual service installation^, Battelle's wheel/rail load calibration jack was used to apply a constant 15,000 lb vertical load and variable lateral load to the rail head. A photo- graph of part of this set-up is shown in Figure 6. Strain measurements were taken for applied lateral loads ranging from to about 6000 lbs with instrumented fasteners installed in the field side and gage side positions. 14 Strap Attached To Crane Dial Indicator to Measure Toe Deflection Instrumented Fastener Con-Force Concrete Tie FIGURE 5. PHOTOGRAPH OF SET-UP FOR LOAD-STRAIN- DEFLECTION LABORATORY TESTS 15 Lateral and Vertical Simulated Wheel/Rail Loads Applied at Rail Head Rail Specimen Insulator Tie Pad Tie FIGURE 6. PHOTOGRAPH OF INSTRUMENTED FASTENER INSTALLED IN LABORATORY TEST FIXTURE FOR LATERAL LOAD- STRAIN TESTS 16 A polyethylene (high stiffness) tie pad and a Pandrol No c 1627 (low stiffness) tie pad were used c Selected fasteners were installed repeatedly in the test fixture to simulate actual service installation with and without insulators and in the normal and "overdriven" conditions c Strains were recorded for each installa- tion, and in one case, the "before" and "after" fastener geometry was measured In this manner, the effect of multiple installations on fastener preload and repeatability of load-strain-deflection characteristics could be assessed c To locate the strain gages on the fasteners, strain coat tests and strain rosettes were used on sample fasteners to estimate the principal strain directions. Field Tests Twelve new fasteners were instrumented with biaxial strain gages at location "L", and three of these were also instrumented at location "S", as shown in Figure ~l • These were tested in the laboratory before the field tests to determine force-strain characteristics and to identify defective strain cro ape _ a. co o The fastener strain gages were mounted in the vicinity of known fatigue failure locations c At the "L" location shown in Figure 7, a biaxial gage was located along and normal to the axis of the fastener At the "S" location, a biaxial gage was aligned along the principle axis c The "L" location was chosen as the primary gage location because it was least sensitive to the fastener/shoulder boundary conditions „ It should be noted that this was not the location of maximum strain on the fasteners „ Sub- stantially higher strains were measured in laboratory tests with fasteners instrumented at other locations. These results are discussed in detail in subsequent sections of this report. However, fatigue failures have occurred at both the "L" and "S" positions in service, so either of these positions is adequate for characterizing the fastener strain environment. These fasteners were installed at several locations in Section 17 of FAST to measure installed strain levels and dynamic strains due to 17 Secondary "S" Location (About 180° from Arrow) Primary Location FIGURE 7. PHOTOGRAPH OF INSTRUMENTED PANDROL FASTENER (GAGES ON FASTENERS USED IN FIELD TESTS HAD PROTECTIVE COATING) 18 wheel/rail forces As mentioned previously, a pair of lateral and vertical wheel/rail load circuits were installed on the high and low rails at one location in the 5-degree curve so that the loading environment in that section could be characterized. The test matrix for the field tests is summarized in Table 3. Two instrumented fastener configurations were used. These were: (1) 6-Clip-Configuration - for each test, two sets of 3 fasteners were installed at r and omly- chosen locations at the inner rail/gage side (IG) positions (2) 8-Clip Configuration - for each test, two sets of 4 fasteners were installed on randomly-chosen ties at each of the four fastener positions on each tie The test matrix was based on the following reasoning: (1) The 6-Clip Configuration would be used to examine the effects of tie pad stiffness and the use of insulators on fastener static and dynamic strains at the IG position in the 5-degree curve „ This configuration would be used also to determine the effects of train direction on fastener dynamic strains. (2) The 8-Clip Configuration would be used to examine the influence of track "geometry", i e , tangent vs c 3-degree curved vs c 5-degree curved track, on fastener static and dynamic strains This configuration would be used also to determine train direction effects in the 5-degree curve. Battelle's Mobile Instrumentation Laboratory was used to record the field test data Static strain values were tabulated from a digital readoutc Dynamic strains were recorded on a 14-channel FM tape recorder and played back onto an oscillograph recorder „ The played-back data were filtered at a 1-KHz bandwidth and reduced manually The output of each biaxial gage circuit was proportional to the sum of the two orthogonal strain signals. Laboratory tests had shown that the circuit output was a factor of about lo44 greater than the "axial" strain 19 o < I— > to X M D£ H H CO J t; rn W < o 2 en v£> o ^ ^H IN C*) tn o 1 1 I i •r* — 1 <■ 00 CM r- rH CM CM fl -J •a- *?" •» C O 4-1 o 2 S £> »5 w^ X X X X xxxxxxxxx X — I o ^ o o ^OOOnOOOOsTOn II -II - I I cooncocooncocoosco vD v£> O NO vO NO NO vD NO xxxxxxxx X X X X X X X X X X X X X X X X X X X o en o 0> <-l Is uuuoooouu 0*n OS os o> r-» r-» r~- r-~ ■C ~? ?Nf u U U U u u c_> o C_5 OS on O. OS r-~. r^ r-~ P>- CM CM CM CM -c- -a >c V, o C72 CM m •o o i CO NO N-* CO Q m OS CM I m o o 2 O 0) i-l Wl o V) to & CM m o D- r-i rs oo I CS O CO CM 10 K 01 01 >< ►* X X 0) 0) > ^ c c o o u w w (/} CM r~- - H 5 c- m in c 01 6C c re H /-s OS re u H u u o o Q 01 -o re O CI > a. c o 20 component. For example, for a circuit output of 1000 jje, the "axial" and "circumferential" strains would be about 700 ye and -300 ye, respectively Static Toe Load Tests A series of static toe load measurements was made in FAST Section 17 A summary of the measurement locations is shown in Table 4. The measurements were made using TTC's static toe load measuring device, which is shown in Figure 8. The device was designed to "grab" the fasteners at the toe, and to pull the toe away from the rail base c The toe load was measured by monitoring the output of a load cell placed in series with the "jaws" The toe load was defined as the force required to pull the toe away from the rail base by a prescribed displacement (typically o 010 in c )c The procedure for measuring the toe load was as follows: (1) Place "jaws" around fastener at toe (2) Exert upward force on fastener until 0.010-in. feeler gage can be inserted between fastener and rail base. (3) Relax load until feeler gage cannot be withdrawn*, (4) Exert upward force slowly until feeler gage can just be withdrawn. The force at this point was recorded as the static toe load. Because of frequent failures of the "jaws" that were used to pull the fasteners, the toe load measurements procedure was modified during the test series. Thus, the complete set of toe load data were obtained in the following manners : (1) Toe loads measured by Battelle - vertical force exerted, Pandrol-type "jaws" used (2) Toe loads measured by TTC - vertical force exerted, Pandrol type "jaws" used (3) Toe loads measured by TTC - 14° off-vertical force exerted, sidewinder type "jaws" used e Most of the IG position toe loads were obtained by procedure (1) <. Most of the remaining toe loads were obtained by procedure (3) . The toe loads obtained by procedure (3) were adjusted for the 14° vertical direction 21 TABLE 4. SUMMARY OF STATIC TOE LOAD MEASUREMENTS IN FAST SECTION 17 Subsection IF Number of Measurements IG OG OF B (5° curve) Dla (5° curve) Dlb (5° curve) D2 (5° curve-spiral) G (tangent) K2 (3° curve) 10 14*«" 10 15 25 25 (D 25 25 25 ^(l) 25 (D 25 11 17 (D 10 10 10 16 (1 > 12 12 _ 14 _ _ (1) (2) Measured by BCL; vertical pull, Pandrol-type "jaws". Measured by TTC; vertical pull, Sidewinder-type "jaws' All others measured by TTC, 14° off-vertical pull (data corrected to represent vertical pull), Sidewinder-type "jaws". 22 Load Cell Signal Conditioning Digital Readout of Toe Load Toe Load Measuring Device FIGURE 8. PHOTOGRAPH OF INSTRUMENTATION SET-UP FOR TOE LOAD MEASUREMENTS 23 of pullc However, the toe load data listed in Table 5 shows some possible discrepancies in the data from the different techniques. These differences have not been fully resolved. 24 V. TEST RESULTS Static Toe Load Measurements and Correlation With Other Field Test Data The static toe load data shown in Table 5 are presented in the form of average + 1 standard deviation values of toe loads at each position along a tie. Comparisons are made also between inner total fastener pre-load for the (IF + IG) and outer (OF + OG) rails in a subsection and in average toe load across the tie between different subsections. The most important observations shown in Table 5 are: (a) The toe loads in the 5-degree curve at subsections Dla and Dlb at the IG position are substantially higher than those in the other subsections. (b) The toe load averaged for all fastener positions in a subsection is highest in the 5-degree curve at 'subsection Dlbo (c) The IG position toe load averaged for all subsections in the 5-degree curve is substantially higher than those in the tangent and 3-degree curve subsections. The significance of these observations becomes more clear when interpreted with respect to the following results: (a) There was no identifiable trend in installation strain with track curvature and tie pad stiffness indicating the geometry of the fastener shoulders and the pads are comparable in all sections (b) The majority of the fasteners in the 5-degree curve were installed at 234 MGTo The majority of the fasteners in the 3-degree curve and tangent track subsections were original, i c e c , installed at MGT. At the time of the toe load measurements, the track had been subjected to a total of about 400 MGT of traffic. 25 > < 9 cats -s c c - M c ■ « -J - > < 0) H . > h. c O to V M O H C O c X o H 0) T3 ■H C5 H C- VO o i—l +1 +1 -H -H 1 O o | CT. «3 1 -H -H +1 +1 -H 00 10 o in m n "* CO r-i CM -H + 1 -H +1 -h O o CO CO in in U U 3 c U in c O 6C c o H o o « • n 3 i-i "to i-H O. 3 3 VM U CO o. 0) *") "O 2 i-H C ■ c co o D -H ^H u ■H u St o ■H 4-1 01 u U u 4J •o •a t- 01 a ■H c 01 M i—i CO co > *-i 3 Cm 1 •e CO *> lu c i— 1 1— i lu h •H rH H o o 3 3 U-l •o c C- B CD -^ TJ X t-l ■-I i—l 0i CO to JJ m o u o c -1-1 ■H a» 0> o AJ JJ o u ■H u u c u j-i 01 OJ o B CJ> CQ ^ >■, ^ * 01 0) T3 TJ CC CO E E CC 03 4J U c C 01 u E e 0) 01 i-i '- 3 3 QJ a 01 26 Mean toe loads averaged across the tie varied from 1280 pounds to 1760 pounds compared to a Pandrol design goal of 1800 to 2200 pounds. There is a strong indication that a "relaxation" process is causing a reduction in preload with increasing tonnage. This observation is substantiated by the test performed in Section 17 (see the test description under "General Observations" in the "Installation Strain Characteristics" Section), where the toe load of a relatively new instrumented fastener was about 36 percent higher than that of the existing fastener that it replaced. If fastener toe load is not relaxing with tonnage, then the geometry of the clips installed originally at FAST must be sufficiently different from the cur- rent configuration to produce the low measured toe loads. By installing relatively new instrumented fasteners in Section 17, there is no influence on the dynamic data of this "relaxation" effect. Because there was no identifiable influence of tie pad stiffness or track curvature on installation strain of these relatively new fasteners, it seems reasonable that track curvature and tie pad stiffness in general have a negligible effect on toe load. For example, if all of the fasteners in Section 17 were replaced by new fasteners, the toe loads throughout the section probably would be similar, and variations between subsections and across the ties would be attributed only to dimensional tolerances in the track components. The variation in total load from the two fastener assemblies on a tie is also of interest because tie skewing might result of the total hold-down force on one rail is higher than the other rail. The data show standard deviations of as much as 420 pounds for the total fastener load (IF+IG or OF+OG), so differences in total clamping force of 2(420) = 860 pounds on individual ties, or 25 percent of the average force, would occur frequently, with larger differences occurring less often based on normal statistics . 27 Laboratory Tests General Comments As mentioned previously, the laboratory tests were exploratory in nature „ Among the more important results obtained from the laboratory tests were: (a) Strains in excess of 10,000 ye were measured after fastener installation,, These levels are sufficiently high to cause yielding of the fasteners and some permanent deformation of the fasteners was measuredo (b) The force-strain-deflection characteristics were shown to be very repeatible with successive installations of the same fastener e A detailed description of the laboratory tests is provided in the remainder of this section Load-Strain-Deflection Characteristics Typical force versus toe deflection characteristics for an instru- mented fastener are shown in Figure 9. For this test, the fastener was installed in the tie without a rail segment, and a vertical load was applied directly to the toe with an overhead crane „ The fastener exhibited a slight "hardening spring" characteristic „ It is apparent from the figure that the effective spring rate ranges from about 4000 lb/in c at small toe deflections to about 5300 lb/in at large toe deflections, up to a maximum applied force of about 2000 lb e These characteristics are consistent with analytical and experimental results reported in previous studies. 1 H. C. Meacham et al, "Study of New Track Structure Design, Phase II," Summary Report No. FRA-RT-72-15 , August, 1968, 28 2.4 2.0 1.6 03 C- CJ g 1.2 o — u I- > 0.8 0.4 Lubricated 0.1 0.2 0.3 Toe Deflection, inches Unlubricated 0.5 FIGURE 9. FASTENER FORCE-DEFLECTION CHARACTERISTICS 29 The effect of friction at the clip/shoulder interface on force- deflection characteristics is also shown in Figure 9. For the "lubricated" case, in which the "leg" of the fastener was coated with EP grease to minimize friction effects, the fastener was stiff er than for the nominal unlubrlcated case at large toe deflections. At smaller deflections (less than about 0*3 inch), the fastener stiffness for the two cases was nearly identical. The fastener force-deflection characteristics were very repeatible; in fact, the deflection measurements were nearly identical with successive loading and unloading of a particular fastener Force-strain curves for the instrumented fastener were obtained in laboratory tests made before the field tests „ The curves showed good repeat- ability over consecutive loadings of the fasteners, as well as nearly linear behavior during loading As mentioned previously, each biaxial gage was combined in a half-active bridge arrangement so that the strains measured in orthogonal directions were added c Typical force-strain characteristics for this bridge arrangement are shown in Figure 10. The curves exhibit the "hardening spring" effect representative of the force-deflection characteris- tics mentioned previously,, Typical results from the vertical (toe) load-strain tests (refer to Figure 5) are shown in Figure 11. For these tests, a vertical load was applied directly to the fastener toe while the fastener was installed in the test fixture to simulate actual service installation. As shown in the figure, the fastener force-strain relationship is nearly bilinear, with a sudden change in slope near the toe load (installed preload) value (where the toe load was determined by the procedure similar to that used in tests with TTC's toe load measuring device) B At loads above the toe load, the fastener-to- insulator/rail contact is broken, and the test conditions are similar to those for the other force-strain tests mentioned previously. Neither of the two test procedures mentioned above were sufficient to calibrate the fasteners as "toe load transducers", because the test fixture did not include the restraints provided by friction forces on the rail base that occur on track. However, they were valuable in determining 30 Fastener #11 2000 — 1500 ^ 1000 — u > 500 1000 2000 3000 4000 5000 6000 Fastener Strain, uc 7000 FIGURE 10. TYPICAL FORCE-STRAIN CHARACTERISTICS OF INSTRUMENTED FASTENER 31 Fastener #7 2500 2000 * 1500 — 1000 — 500 200 400 600 Total-Minus-Installed Strain, ye 800 1000 FIGURE 11. TYPICAL FORCE-STRAIN CHARACTERISTICS FOR INSTRUMENTED FASTENER INSTALLED TO SIMULATE ACTUAL TRACK CONDITIONS 32 the linearity of the strain readings with respect to applied load, as well as the repeatability of the fastener force-strain-characteristics „ Effect of Multiple-Installation A sample Pandrol fastener was instrumented with 5 single-axis and 2 biaxial strain gages at the locations shown in Figure 12. The fastener was installed in the field side of the test fixture five consecutive times , For the first two installations, strains were not recordedc For the third and fourth installations, an insulator was used between the fastener and rail, For the fifth installation, no insulator was used c Strains were recorded in the "installed" and "removed" conditions for the third, fourth, and fifth installationSo The results of this test are summarized in the following tabulation » EFFECT OF REPEATED INSTALLATIONS ON FASTENER STRAINS Axial (A) Gage or a Hoop (H) Installation Strain, us (+ = tension) Locatio: Installed- Removed Installed Removed ] Instali 1 A 2354 -14 2276 -14 1054 2 H -536 -4 -530 -270 3 A 4610 -38 4528 -40 2350 4 A 6950 134 6810 160 5196 5 A 8200 294 8046 354 4486 6 A 9794 562 9620 726 5550 *7 A 6730 380 6142 454 2974 *8(L) A 4948 -4 5100 +8 3558 9 H -1740 -4 -1872 -8 -1172 * 3rd time ** Insu lator removed 33 Gages #1 to 7 Gages #8 and 9 (Same as "L" position shown in Figure 3) FIGURE 12. PHOTOGRAPH OF INSTRUMENTED FASTENER USED IN LABORATORY TESTS 34 The change in installation strains from the third to fourth installations ranged from a 4 percent increase to a 15 percent decrease, and after removal there was between about a zero to 30 percent additional measured "permanent set" c The strains recorded for the fifth installation, where no insulator was used, were from about 30 to 55 percent less than those for the previous installations with an insulator A test was conducted with another fastener which was instrumented with a single-axis gage positioned to measure the approximate axial strain near location "S" in Figure 5. Strains were measured under the following conditions (in chronological order) : Strain Reading (1) Installed and loaded to 2200 lb 3 times, then removed - (2) Installed to normal position with no insulator 5,130 ye (3) Fastener removed ye (4) Gage "rezeroed", then installed to normal ... . . . 10,110 ye position with insulator (5) Fastener driven to maximum "overdrive" 10,350 ye position (6) Fastener pulled back to normal position 10,320 ye (7) Fastener removed 1,320 ye In the "overdriven" position, the fastener was observed to "spread" about 1/4 inch. Further, the effect on static strain of using an insulator was to more than double the installation strain at that particular point on the fastener. By overdriving the fastener, the installation strain at "S" increased by only about 2.5 percent, but this increase appears to be almost totally manifested in permanent deformation of the fastener e It is estimated from the values listed above that about 85 percent of the 1320 ye that was permanent occurred during installation of the fastener to the "normal" position. j*bout 15 percent of the permanent strain was due to 35 overdriving the fastener. Virtually none of the permanent strain was due to the initial installation without an insulator. The shoulder height in practice is usually adjusted to compensate for the absence of insulators. In these laboratory tests, the same tie (one intended for use with an insulator) was used to measure strains with and without insulators „ Thus the results in the absence of the insulator are much lower than they would be for a tie which was dimensioned correctly for use without insulators The distortion of fastener geometry was monitored during the test by placing the fastener on a "surface table" after each removal. The distortion due to installation without an insulator and after being overdriven is sketched in Figure 13. The distortion due to installation without an insulator was small compared to installation to the maximum overdriven position The fastener distortion may be interpreted as a combined bending about an axis normal to the axis of the fastener through the toe and normal to the axis through the leg at the leg/shoulder transition The results of these tests indicate that the Pandrol fasteners yield significantly during installation in the field, and particularly when overdriven. Field Tests Track Loading Environment As mentioned previously, a lateral and a vertical wheel /rail load circuit were installed on both the high and low rails in the 5-degree curve of Section 17 (located in the crib between ties 746 and 747). The time-histories of the wheel/rail loads for one train pass in each direction were recorded and played-back onto an oscillograph recorder,, The peak values of vertical and 1 The yield stress of the Pandrol fastener was quoted to be about 185 ksi by L c D. Freeman of Pandrol, Inc. 36 (2) (1) Orientation, inches 1 h, h. Initial 1 2.636 2.363 1.63! After Installation - 2.633 2.368 1.643 no insulator After Installation - 2.620 2.390 1.663 maximum overdriven, insulator * Fastener was installed twice prior to "Initial" readings. FIGURE 13. EFFECT OF MULTIPLE INSTALLATIONS ON FASTENER DISTORTION 37 lateral loads for each axle pass were obtained manually with a resolution of about 1000 lb. The average values from all axles in the train are tabulated below: Average Wheel/Rail Load, kips Train Train Low Rail _ __ ___ High Rail Direction Speed, mph Lateral Vertical L/V Lateral Vertical L/V CW(Downhill) 42.9 3.7 28.7 0.13 5.9 39 . 3 0.15 CCW(Uphill) 38.6 3 C 8 33.1 0.11 4.4 37.6 0.12 As shown above, the high rail lateral loads were about 34 percent higher in the CW direction, while the low rail lateral loads were about the same for both directions e The high rail vertical loads were about the same, while those for the low rail were about 15 percent higher in the CCW direction, The high rail experienced higher lateral and vertical loading than the low rail for both directions of travel , The dynamic loading of the fasteners is a function not only of the magnitudes of the wheel/rail loads but also the location of the wheel/rail contact point on the rail* Studies by Cooperrider, et al . have indicated that the offset of the rail contact point from the rail centerline (for the nonflanging case) can range from about 0.25 in„ toward the gage side to o 9 in. toward the field side for the high rail, and about 0.4 In. toward the field side to 0.9 toward the gage side for the low rail* The lower offset values correspond to the case for new wheels on new rails at nominal gage. The higher values correspond to "hollow" (severely worn) wheels on worn rails and wide gage Thus, it is very difficult to predict the sensitivities to lateral and vertical wheel/rail load components without a thorough chjraotertization of the wheel/rail contact geometry throughout the test site. Example situations in which the rail rollover moment might be larger on the low rail than on the high rail include (1) a train running at 1 Cooperrider, N. K., et al 6 , "Analytical and Experimental Determination of Nonlinear Wheel/Rail Geometric Constraints", Interim Report under Contract DOT-OS-40018, December 30, 1975. 38 underbalance speed in a curve (train weight shifted toward low rail) , (2) a train "powering" uphill around a curve (larger lateral force on low rail due to draft forces between cars) , and (3) asymmetrical wheel profiles on individual axles resulting in large differences in locations of the wheel/rail contact points between the low and high rails c Installation Strain Characteristics General Observations . The installation strain values typically settled out after 2 to 3 train passes to an "equilibrium" value. For the primary gage location (Location "L" in Figure 7) , the average axial installation strain value for all fasteners at all locations (131 samples) was about 4225 ye, with a range of about 1700 ye to 5200 ye c It should be noted that these values are smaller than the maximum values measured in laboratory tests. The magnitude of strain varies with position along the fastener, and the "L" location may not have been the location for maximum strain c Thus, some fasteners may experience higher values of installation and dynamic strains at locations other than that reported here, but many fatigue failures have occurred in the vicinity of the "L" gage location* Generally, the permanent strain recorded after the removal of each fastener was negligibly small (less than 1 percent of the static value) This was probably attributable to the location of the gage, which was close to that for gage 8 of the fastener test results „ For gage 8, there was also a negligible amount of permanent strain recorded after successive installations. A single test was performed to compare toe load values with installed strain values „ The toe load of an existing fastener in track was measured „ The fastener was then removed and a new, instrumented fastener was installed. The installation strain at the "L" and "S" locations were recorded e Then, the toe load of the instrumented fastener was measured, and the corresponding Unless otherwise specified, strain values quoted henceforth will correspond to the axial value of the strain gage located at "L". 39 strains were recorded. The results of this test are listed bel ow: Strain. Toe Load, lbs. "L" "S" Existing Fastener 1480 - - Instrumented fastener, installed - 4254 7255 Instrumented fastener, toe load applied 2020 4574 7368 Some important results are shown by this test. The toe load of the existing fastener, w T hich had experienced considerably more traffic than the instrumented fastener, was more than 25 percent less than that of the instrumented fastener This implies that there is considerable relaxation of fastener preload with increasing tonnage, assuming that the two fasteners were identical originally^ This issue is expanded on in the section on static toe loads. Further, from these results an approximate estimate of fastener pre- load based on installation strain is about 2000 ye/kip at the "L" location e It should be noted also that the magnitudes of the strain readings are similar to those measured in the laboratory tests (see the previous section) . Influence of Track Curvature and Grade, and Location on Tie on Installation Strains . To examine the effect of track curvature on the static strains at the four fastener positions across a tie, average installation strains were computed for each fastener position on each of four ties per subsection To ensure a reasonably valid comparison, data were taken from locations wherein the tie pad type (Konvex) was identical and insulators were always used c Further, each fastener was used in the same position on a given tie c Although the tie types differed, this probably had a small effect on the differential installation strains across a given tie t The results are tabulated on the following page. 40 Installation Strain, yc* Subsection IF IG OG OF AVG IF/IG OF/OG G (Tangent) 4319 4308 4052 4225 4226 l c 00 l c 04 K2 (3 degree curve) 4488 3844 4281 4534 4287 1„17 1^06 Dlb (5 degree curve) 3951 3826 3774 4894 4111 lc03 l c 30 * IF = Inner rail, field side, IG = Inner rail, gage side OG = Outer rail, gage side, OF = Outer rail, field side The installation strains on the field side fasteners were always greater than or equal to those for the gage side fasteners . This may be attributed to the effect of the lateral wheel/rail forces which push the rails outwardc The ratio of OF to OG position installation strains increases with track curvature. This is expected, since the weight shift to the outer rail increases with track curvature at a given speed, thus increasing the propensity for outer rail shift to the field side No trend with track curvature is apparent for the inner rail fasteners Influence of Tie Pad Stiffness on Installation Strains , Three types of tie pads were evaluated „ The Konvex pad is substantially softer than the Portec and VP1107 (Polyethylene) pads* The VP1107 pad is slightly stiffer than the Portec pad. Each of the pads have a nominal thickness of about 3/16 in. No information was located that quantified the stiffnesses of these padsc The data listed on the following page represents averages of 12 samples of installation strain values for the IG position in the 5-degree curve and on identical ties (RT7SS) . 41 Pad Type Average Installation Strain, ue (±1 Std, Dev/ i Konvex 4224 ± 261 Portec 3911 ± 274 Portec* 3926 ± 414 VP1107 4318 + 378 * Without insulators. All others include insulators. As indicated previously, there is no definite trend in average installation strain with tie pad stiffness , The VP1107 pad group had about 10 percent higher installation strain than that for the Portec pad group and about 2 percent higher strain than that for the Konvex pad group B However, the "softer" Konvex pad group had installation strains that are about 7 per- cent higher than those for the "stiff er" Portec pad group The .similarity in levels of installation strain for the Portec pads with and without insulators confirms that the shoulder height has been adjusted by design to compensate for the absence of insulators. Dynamic Strain Characteristics Approach to Data Analysis In order to evaluate the dynamic strain characteristics of the Pandrol fasteners, the dynamic test data were- reduced to forms that would reflect the relative propensities for failure c Thus, a "fatigue index" and "fallout index" were defined. Previous metallurgical studies had determined the failure mechanism for fastener breakage to be high-cycle fatigue Thus, for the analysis of the 1 Buchheit, R. D< , and Broek, D c , "Failure Investigation of FAST Concrete- Tie Fastener Clips", Report prepared by Battelle-Columbus Laboratories for Transportation System Center, under Contract DOT-TSC-1044, Task 10, TTD 1, June 9, 1978. 42 test data, the Goodman diagram concept was adopted as a measure of the severity of the fatigue loading environment. This "diagram" relates the allowable dynamic stress for infinite fatigue life for a given mean stress level, and is represented b} 7 a curve of the form a r - 2a £ (1 - f ) (1) u where a = endurance limit e a = range of alternating stress (peak-to-peak ' dynamic stress) o = mean (installed) stress m o = ultimate tensile stress U For the Pandrol fasteners, the ultimate tensile stress is about 205 ksic It is reasonable to assume that a is no greater that a /2.^ e u Using these data and transforming Equation (1) to an analogous strain equation, Ee = E(e - e ) r u m or e = (6833-e ), ye . (2) r m ^ The term "peak-to-peak" refers to the total excursion of the cyclic strain from the maximum compressive to the maximium tensile dynamic value The term "zero-to-peak" refers to the total excursion from the mean or installed value to the maximum tensile or compressive value, as specified. The peak-to-peak and zero-to-peak values for a typical waveform are shown in Figure 15 . 3 Pandrol PR-601A, 7/8-in. bar, SAE 5160H, at 44 Rockwell C Scale, 418 BHN, as provided by L t D. Freeman of Pandrol, Inc c This is a upper bound for the endurance limit of most steels c The value of a for the Pandrol fastener is not known, but p is expected to be less than o" u /2. There is some indication that the endurance limit for a material of this type and hardness may be about 35% of the ultimate, or 72 ksi. Fatigue tests using actual clips are needed to better define the endurance properties. 43 Equation (2) is an expression for the theoretical maximum allowable range of alternating (peak-to-peak dynamic) strain, e r for a given mean strain £ c The "fatigue index" is defined as the ratio of the measured peak-to-peak m dynamic strain to e . This index was used to determine the relative severity of fatigue loadings under the prescribed test conditionso It was hypothesized that the mechanism for fastener fallout might be a progressive reduction in preload until insufficient preload exists to hold the fastener in place c This would be manifested by a progressive yield- ing of the fastener. At the strain gage location on the instrumented fasteners, yielding would most likely occur in the tensile direction. Using this reasoning, the fallout index was defined as the maximum value of dynamic tensile (zero-to-peak) strain measured on a fastener for an entire train pass. Thus, the location with the highest fallout index was assumed to have the highest probability for reduction in preload, leading eventually to fallout failure The peak-to-peak dynamic data were reduced manually in the same manner as were the wheel/rail loads. The values were placed in 140 ye "bins" (corresponding to one division on the" strip chart time-histories) The maximum dynamic tensile strain (zero-to-peak values) were measured off the strip chart with a resolution of about 30 ye. Waveform Characteristics . Strip-chart time-histories which are typical examples of waveforms for the tangent track, and 3- and 5-degree curved track subsections are shown in Figures 14 to 16. These examples show the range of waveforms that were measured during the test program. As shown in the figures, the strain. time-histories exhibited a wide range of characteristics^ The directionality of the waveforms consisted of either totally tensile strain, totally compressive strain, or combinations of both in a sinusoidal-type cyclic waveform c Further, the response to the passing of a single truck could consist predominately of either one or two cycles, or pulses c 44 c M U W c/2 PC a: in u: u < ex H H fcJ U z < Z W lo z 1-1 < a: E- to u < >< w CO < c >H c£ O H CO I < t— 1 E- a: M Cn 45 CD E C M Eh CO ta c/; EC > PS u I c H c/: Pd 63 Z Ed t- m < fa o c , „ q en CD *— ' to x >- i_ o o 1_ 7 — <*— CD LC o Q. i — CD ~ ^— CD 1 CD to X3 3 j£ CD CL c— CD CD O < 1 — fa >- E— •H 06 — ^ 46 E < a: H OS w H < c v: H 2 C c u M pQ a w M > _2 u < I U o i— i m c- >- z H H vO at 47 It is interesting that, in some cases, the waveform characteristics at a particular location would change for consecutive train passes, and some- times change within a given train pass. This behavior seems to indicate some influence of individual car dynamics on the measured strains. Specifically, the differences in dynamics between for example the front, middle and rear sections of the train may be manifested in the fastener response. Certain trends in waveform characteristics at given locations could be identified. For example, in the 5- and 3-degree curves, the wave- forms for the gage side fasteners were predominately of the tensile strain pulses, one pulse per truck type, while those for the field side fasteners were predominately of the compressive strain pulse, two pulses per truck type. For the tangent track fasteners, the waveforms are typically two pulses per truck with varying direction (tensile and compressive) . Those fasteners subjected to the two pulses per truck would be expected to suffer greater fatigue damage, assuming equal loading, because they would experience twice the number of cycles of dynamic loading for each train pass, than those fasteners subjected to one pulse per truck type loadingo It should be noted that for sufficiently high installation strains, the severity of fatigue loading is independent of the direction of the small strain pulses (i.e., whether they are tensile or compressive) which are superimposed on the large mean tensile strain from installation. Influence of Installation Strains on Dynamic Strains . The influence of installation strains on the dynamic levels could not be identified from inspection of the test data. This seems to imply that this influence is probably smaller than the influence of variations in dimensional tolerance (e*g. shoulder height, tie pad position, insulator wear, variations in the position of the fastener, etc c ). Dynamic strain range varied from about 5 to 25 percent of the installed values, with an average of about 10 percent of the installed values (see Table 6) . 48 TABLE 6. SUMMARY OF DYNAMIC STRAINS AND FATIGUE INDEX Subsection Dvnamic Strain Train Direction Tie Range - ye No. IF IG OG OF 1 284 298 368 309 2 364 408 361 408 3 277 391 305 450 4 205 220 300 216 G(Tangent) 0.15% Grade CCW (downhill) Average Range Mean Strain, ye Allowable Range, ye Fatigue Index 283 329 334 346 4319 4308 4052 4225 2500 2500 2750 2550 0.12 0.13 0.12 0.14 II. K2(3-degree curve) 0.15% Grade CCW (downhill) 1 605 580 416 386 2 766 666 391 432 3 489 516 302 293 4 786 693 289 232 Average Range Mean Strain, ye Allowable Range, ye Fatigue Index 662 614 350 336 4488 3844 4281 4534 2350 3000 2550 2300 0.28 0.22 0.14 0.15 III. Dlb(5-degree curve) 2% Grade CCW (uphill) 1 724 871 481 1174 2 636 902 414 634 3 255 893 430 809 Average Range Mean Strain, ye Allowable Range, ye Fatigue Index 538 889 442 872 3951 3825 3774 4899 2880 3000 2650 1950 0.19 0.30 0.17 0.37 IV. Dlb(5-degree curve) 2% Grade CW (downhill) 1 861 827 618 741 2 557 666 580 1202 Average Range Mean Strain, ye Allowable Range, ye Fatigue Index 709 747 599 972 3951 3826 3774 4894 2880 3000 2650 1950 0.25 0.25 0.23 0.41 49 Influence of Track Curvature on Dynamic Strains . The fatigue data listed in Table 6 were calculated for fastener locations on ties with Konvex pads. It is evident from these data that the relative propensity for fatigue for the 5-degree curve is higher than that for either the 3-degree curve or tangent sections. The fatigue index for the 5-degree curve is 36% greater than the 3-degree curve and more than twice that for the tangent section at the IG location where most fatigue failues occur. As expected, the severity of fatigue loading is lowest and roughly uniform across a given tie for the tangent track subsection* For the 5-degree curve and CCW (uphill) train travel, the fatigue loading at the IG position is about 60 percent higher than that at the IF position, and the OF loading is more than twice the OG loading. These results indicate that the OF and IG position in the 5-degree curve should be the most likely to experience fatigue failure. The fact that the OF index is higher than the IG index contradicts the failure history of the fasteners, wherein the number of failures at the IG position in the 5-degree curve were more than twice that for any other position on the tie One explanation for this inconsistency may be that the loading of the inner rail in the 5-degree curve may be influenced significantly by train length, which influences track loading through the draft forces. The fastener failure history was based on a train length of about 80 cars, while the train length for the field tests was about 40 cars. It is conceivable that the inner-rail loading, particularly for CCW (uphill) travel, was reduced substantially due to the decreased train length. Thus, the dynamic strains experienced by the inner rail fasteners may be lower in the field tests than with those experi- enced with the full 80-car train c At Battelle's request, the Train Operations Simulator (TOS) was exercised at TSC to simulate the FAST train negotiating Section 17 in the CCW direction. The results of the simulation showed an increase in maximum truck L/V of about 22 percent and an increase in maximum draft force of about 47 percent for an 80-car train (4 GP-40 locomotives and 76 loaded hopper cars) over a 40-car train (2 GP-40's and 38 hoppers) „ Since the trains typically ran at or below balance speed up the 5-degree curve (2 percent grade) , it seems reasonable that the increases in L/V and draft force would be manifested in higher loading of the inner rail c In the table below, the "fallout" indices, i.e^, the maximum dynamic tensile strains for a train pass (CCW direction) , are listed for two instrumented ties with Konvex pads in each subsection Fallout Index, u£ Subsection Curvature IF IG OG OF G Tangent 236 250 194 361 208 139 83 264 K2 3° Curve 264 403 375 250 398 359 222 398 Dlb 5° Curve 222 625 389 264 236 694 347 194 The most important observation that can be made from these results is that the IG position in the 5-degree curve clearly experiences the highest dynamic tensile loading of all the fastener positions and track subsections. This is consistent with the fastener failure history in Section 17, wherein most "fallouts" occurred in the IG position. It is interesting that the gage side fasteners consistently experi- enced the highest dynamic tensile loading in the 5-degree curve. However, this trend was not consistent in the 3-degree curve and tangent track sub- sections,, As mentioned previously, the relative loading across a tie is influenced strongly by the location of the wheel/rail contact point on the rail. On tangent track and large radius curves, the wheelset is nearly centered. Thus, the rail contact point (for new wheels on new rails) is located up to about o 4 inch toward the gage side from the rail centerline. Then, the moment exerted about the rail base due to the vertical wheel/rail load would cause loading of the field side fasteners, particularly if the opposing moment due to the lateral loads is relatively small. On smaller radius curves, where large wheelset tracking errors and excessive rail wear 51 due to flanging exist, the rail contact points may be shifted to the field side, resulting in moments due to the vertical loads tending to lead the gage side fasteners in tension. The lateral loads are typically larger on the outer rail, than on the inner rail, particularly during flanging conditions. The moment due to this load would also load the gage side fastener in tension. Influence of Train Direction and Grade on Dynamic Strain . Similar data were taken for both train directions for sites Dla and Dlb (5-degree curve) only. These data are presented below in the form of maximum zero-to- peak dynamic tensile strain per train pass: Fallout Index, pe Subsection Direction IF LG OG OF IG/IF OG/OF Dla ccw 181 403 194 236 2 C 23 o 82 97 500 306 83 5 15 3.69 cw 208 486 444 278 2.34 1.60 264 486 292 139 1.84 2.10 Dlb ccw 222 625 389 264 2.82 1.47 236 294 347 194 2.94 1.79 cw 417 444 528 208 1.06 2.54 458 375 444 167 0o82 2 66 An example of direction and grade effects is shown below in terms of the Fatigue Index: Fatigue Index Subsection Direction IF IG OG OF Dlb CCW 0.19 0.30 0.17 0.37 (2% grade) (uphill) CW 0.25 0.25 0.23 C 41 (downhill) 52 Dlb Konvex Yes Dla Portec Yes D2 Portec No B VP1107 Yes From inspection of the data listed above, no significant trend in dynamic strain with train direction and grade are evident. Influence of Tie Pad Stiffness . Using Equation (2), the ratios of actual peak-to-peak dynamic strains to the theoretical allowable value, i.e., the "Fatigue Index", were calculated for IG fasteners located in the 5-degree curve with RT7SS ties and CW train travel. The results are presented below: Peak-Peak Dynamic Strain, ye, Subsection Pad Type* Insulators (Avg ± Std . Dev. ) Fatigue Index 447 ± 49 0.18 427 ± 65 0.15 437 ± 110 0.15 384 ± 85 0.16 * In order of increasing tie pad stiffness. The results presented above show that the dynamic strains for fasteners on ties with the stiff est (VP1107) pads were about 16 percent lower than those with the softest (Konvex) pads, and about 11 to 14 percent lower than those with "medium stiffness" (Portec) pads. This comparison neglects the contri- bution of the static strain to the severity of fatigue loading. However, as mentioned previously, the test data indicate that the dynamic strains are nearly independent of the static strains. Thus, it is reasonable to assume that these trends in dynamic strain would exist for identical static strains. The Fatigue Index listed above includes the average measured static strain values for the particular pad type. In this format, the VP1107 pad appears to offer no reduction, and in fact, offers a slight increase in severity of fatigue loading over the Portec pads, and an improvement of about 11 percent over the Konvex pads. It is also noteworthy that the variance in mean values increases with increasing tie pad stiffness with insulators, and is largest for Portec pads without insulators. 53 Subsection Tie Pad* Insulators Dlb Konvex Yes Dla Portec Yes D2 Portec No B VP1107 Yes Calculations were made to determine the influence of tie pad stiffness on the propensity for fastener "fallout" in the IG position. These calculations are summarized below: Avg. + 1 Std. Dev. Value of 6 Values of Maximum Dynamic Tensile Strain, ye 359 ± 58 419 ± 96 479 ± 177 413 ± 125 * Listed in order of increasing tie pad stiffness. It is interesting that the trend for "fallout" with tie pad stiffness is almost a reversal of the trend in fatigue failure with tie pad stiffness. As shown above, the maximum (per train pass) dynamic tensile strain for the Konvex pad is about 17 percent less than that for the VP1107 pad, about 14 percent less than that for the Portec pad with insulators, and about 25 percent less than that for the Portec pad without insulators. Further, the value for Portec pads without insulators is about 14 percent higher than the same pad with insulators, perhaps due to the different restraint condition at the rail base. This is in contrast with the effects on fatigue loading, wherein the absence of insulators had a negiligibly small effect on the "fatigue index" and the average peak-to- peak values . One explanation for the difference in trends for fatigue auu "fallout" may be that the rail rotation point probably changes with pad stiffness. For a relatively stiff tie pad, the rail probably rotates about a point near the edge of the rail base. As the pad stiffness is decreased, the point of rotation probably moves closer to the center of the rail base. Thus, the response of the gage side clip to an applied moment for a stiff pad would be predominately in tension in a pulse-like waveform. For a soft pad, the response would be a combination of tension and compression in a sinusoidal-type waveform. The magnitudes of peak tensile strain would be determined by the net effects of pad compression due to the vertical load and pad deformation/rail rotation due to the net moment applied to the rail, Thus, if the peak-to-peak dynamic strains for both cases were equal, the peak tensile dynamic strain would be higher for the stiffer pad. 55 APPENDIX REPORT OF INVENTIONS This report presents an evaluation of the performance of Pandrol rail fasteners at the Facility for Accelerated Service Testing track in Pueblo, Colorado. The evaluation was based on laboratory and field tests using strain-gaged fasteners and a toe-load measurement device provided by the Transportation Test Center. Based on a detailed review of this work, it is concluded that no inventions, discoveries, or improvements of inventions were made. However, the results of this program provide valuable information about the factors which have contributed to fastener failure. This concludes the effects of track curvature and grade, tie pad stiffness and train direction. 56 4% Batteile Columbus Laboratories 505 King Avenue Columbus, Ohio 43201 Telephone (614) 424-6424