COMPARISON OF CERTAIN SONATAS OF BEETHOVEN AND BRAHMS BY GLADYS STEGENGA THESIS FOR THE DEGREE OF BACHELOR OF MUSIC IN MUSIC SCHOOL OF MUSIC UNIVERSITY OF ILLINOIS 1922 UNIVERSITY OF ILLINOIS .June. _ 8 . i92_2__ THIS IS TO CERTIFY THAT THE THESIS PREPARED UNDER MY SUPERVISION BY Gladys __S £_e genga. ENTITLED CDMEARIH01L-aEl-£lEP-TAlH--aaMTAS---0E.-BEETHO.VEIJ AUH-BHAHMS. IS APPROVED BY ME AS FULFILLING THIS PART OF THE REQUIREMENTS FOR THE DEGREE OF ___BaciielcjL-D£-j4u£Lic._in_iius.ii3. Digitized by the Internet Archive in 2016 https://archive.org/details/comparisonofcertOOsteg COMPARISON OP CERTAIN SONATAS OP BEETHOVEN AND BRAHMS Outline I. Introduction A. Brief resume of history of sonataform up to the time of Beethoven. II. Beethoven A. Special characteristics of style. 1. Grandeur and power. 2. Completeness. 3. Methodical. 4. Romantic expression. B. Sonatas 1. Op. 2, #1, for Pianoforte. 2. Pathetique, for Pianoforte. 3. Op. 31, #2, for Pianoforte. III. Brahms A. Influences of contemporaries. B. Revival of long formal composition. C. Treatment and expressive qualities. D. Sonatas 1. Op. #1, for Pianoforte. 2. Op. #99, for Pianoforte and violoncello. 3. Op. #108, for Pianoforte and violin. IV. Conclusion . ' Before considering a direct and intensive comparison of the sonatas of Beethoven and Brahms with respect to their use and application of the theme proper, it may be well to go briefly over the history of the sonata-form as it existed before the time of Beethoven. It is conceded and understood by all well-versed musi- cians that the sonata is the highest, greatest, and most original production in the province of pianoforte music. Music, in the course of its development, has developed through such forms as the Study, the Fantasia, the Variation, the Ron- do, and thus on to the sonata, which in a certain sense is a combination of different forms. This is the explanation Marx gives to the development of the different forms of music writing in his "Compositions Lehre." Others, considering the subject, arrive at similar conclusions as to the course musi- cal forms have followed. Some trace the development through preludes and dance forms; others through fugues; and still others through song. ^n the sonata all of these forms occur, which only goes to prove that it grew from these forms and is almost a col- lection of them. ^-ost sonatas, it has been found, contain three or four movements, the strict son&a-form as such con- stituting the first movement of the collection called sonata. Two-part movements on the other hand, as well as sonatas con- ■ ■ 2 taining more than four movements, have been found just as prac- ticable and justifiable as a form. There is more or less freedom in the sonata, and it is only distinguished from other musical forms by the usual names and prominent features of the collection of movements. The "Andante" or "Adagio" movement appears in almost every sonata, and is one of its most dis- tinguishing features. This model of musical form, the sonata, has become very popular since its beginning. Many writers are at their best in this form, because it is a set form, almost written from outline. An that is lacking is the suggestive idea or inspir- ation. indeed, like the fugue, a sonata could almost be written and developed from a single idea providing the subject or theme. Kbstlin says the object of the sonata is to display a rich, expressive and subjective state of feeling, whether this flows forth in a rich full stream of emotional images, or whether it shows in the form of a great tone-picture, one of the different phases of the prevailing sentiments of the emo- tional life. Sonatas, since their beginning in about 1690 have been treated for violin and pianoforte by such writers as Johann Kuhnau, predecessor of Sebastian Bach. The style has always been more or less polyphonic, consisting of a quick, a slow, and then a quick movement. Scarlatti, after Mattheson, takes away the severe poly- phonic element from the form, giving it, after several other 3 developments of a minor nature, a regular and reasonable shape. Durante, also, is to be mentioned in connection with the development of the sonata-form. He, like Scarlatti, introduced more of the homophonic style. According to Elterlein, the son- atas of Durante are "free, natural, valuable, and intelligent," while written in transitional style between the song and the sonata-form. Sebastian Bach, the next great writer in line is said to be far superior to Kuhnau and Scarlatti in richness and freedom of command, combining several novements into a whole. He is con- sidered the intervening transitional step. From the middle of the 18th century until the death of Emanuel Bach in 1788 was considered the beginning of a new per- iod for the sonata, when it acquired a regular and satisfactory form, and interpretive quality. During this period appeared the movements with one or more themes employed, rather in comple- ment to the first theme than contrasting to it. Emanuel Bach was the fore-runner of Haydn in both form and the matter of his works, using chiefly the movements "Allegro", ( sonata- form), "Andante", (song form), and "Presto" (rondo-form). The sonata in the following period was considered epoch- making, receiving a new life and impetus, making more perfect and important the repetition of theme in the first and third movements. Haydn, in keeping with his well-known traits, gives the form more freedom, more jest and humor, and more an evidence of its being the product of emotion as a means of expression. Mozart further adds character to the artistic side of the form. ' , ' 4 These two writers, Haydn and Mozart influenced to a great extent the works of the master, -Beethoven. On the foundation built by his fore-runners, Beethoven based his production in sonata-form. His mode of expression, his conception of the idea and its working out, the whole tenor of the composition, are far superior to any of his contemporaries. Beethoven, in his writing as well as in his personality, possessed a strength, artistry, and grandeur which can hardly be compared with in any other composer to this day. As the transition from the classic to the romantic, his music embodies a power of expression and appeal hardly equalled before or surpassed since. It all shows his personal touch and reflection of soul. He employs all pos- sible means of clearness of expression. Beethoven's range in the realm of the sonata is almost as great as his range in the symphonic form. His works for the symphony orchestra are great masterpieces, while the sonatas are said to be reflections of his innermost being. Through Beethoven' s first period, that period influenced by the works and styles of Haydn and Mozart, he shows a sort of simplicity, a sticking to form as form, and writes more or less in the style of those predecessors. Nevertheless his individu- ality creeps out and in his second period this feature is very marked. He withdraws from these previous influences and is more independent in his expression. From the time Beethoven was thirty years old until he reached the age of forty-four, he had a perfect balance of the faculties of conception and expres- sion. The third period, after his forty-fourth year, shows the 5 culmination of his ability, the most wonderful powers of any writer. Beethoven here shows the development of a style not to be compared with in any other composer. There is a profound depth of feeling, a complete mastery of the art of writing, a perfect comprehension of the beautiful, and finally, a power to convey his thoughts and ideas to others. In our present study, the aim is to show the difference between, and make a comparison of, the work of Beethoven and Brahms, in the source, use, and treatment of the sonata subject or theme • Following the works of Beethoven in chronological order, we shall consider first those of his first period, that period showing the influence and characteristics of Haydn and Mozart. Sonatas from ^pus #1 to Opus #10 are included in this period. Sonata, Opus 2, #1 has an opening theme in f -minor tonic. f“l l • ^4f- r i%=f Mi ? A* t? 4 j l -if ba=J -h X TT- Af — - Si ^ rf f-f AJ 0 1 r p 4 —Hr 3 M=f- a r r -4 — H z JJ 4 - 3 *\r 6 ‘TV The fact that it is based mainly on the tonic chord of the key gives it a firmness and settled state right at the start. The repetition in measures three and four of the same theme on the dominant again helps to fix the key in the hearers' minds. The accentuation here of the leading tone is another feature adding to its simplicity and firmness. Measures five and six 6 give a repetition of the triplet figure found in the dimeters just preceding. The ff tonic chord in measure seven proves a sort of climax within the theme and serves as an effective con- trast to the pianissimo monometer following, which, left by the unresolved leading tone, emphasizes in a quiet, simple question, the seeking atmosphere of the entire subject. The use of the triplet figure in neighboring tones is not very elaborate musically, but in its simplicity and repeated use accentuates the staccato notes it neighbors, and proves the ques- tion mark of each separate phrase. The subject next appears in the key of c-minor, the key of the dominant. The sub- the me, appearing in the key of A-flat major, based on the minor dominant ninth appears to be an inversion of the main theme in its general motion. The quick triplet form is omitted, and a repeated figure of three eighth-notes is used in- stead. rjP V * -- i rr-T — 7 ft 1 . ft n fr-f b 0 • M j 1 ft. 1 I N 1 _ J f J—L i U ] 7 U J ; ij * it 1 =Z (1) » 1 1 ' j J— M — 1 *-« l - vi, I *--- Jr-— J-U 2 o 2 i [fit: — j XX 2 3 V0 * -# 2 A 2 i r a c £ 1 a. s: Even with these slower triplets, the restless spirit of the movement is not impaired, for the Allegro form, in spite of its tonic firmness, continues restlessly, brought out still a little more by the frequent rests before the three tones appear. The closing theme diverges greatly from the use of the chords of the previous themes, it being built up entirely differ ently, principally confirming the cadence in A-flat major. The . 7 use of the grace notes serves to bring out more noticeably the other tones of the theme. In the development group both subjects are referred to, the M. T. in the key of A-flat major, and the S* T. in the key of B-flat at the first, and the closing theme appears in F. Throughout the Adagio movement there is a quiet and peace- ful atmosphere with still a little of the seeking in the repeti- tion of its themes. The Adagio is conceded by some to be a modi' fied sonata-form in itself. The %nuetto Allegretto of the third movement brings back the restlessness and uneasiness of the first movement, while in the fourth movement, Prestissimo, the idea of the whole sonata rises to a climactic storm of troubled feeling. This Finale shows Beethoven as he appears in his later works. There is a strength or power which is not found in his works written under the influence of Hadyn and ^zart. The romantic element and later Beethoven style begins to show itself even during his first period in particular passages of his first sonatas. In the Bathe tique sonata, classed by some as in the first ' 8 period of his works, Beethoven uses an introduction, striking, emphatic, and brilliant, in c-minor, after which follows the main theme in the same key. This theme differs from the M. T. of the sonata previously discussed, in that it diverges more from the tonic chord tones. Beethoven has become more daring and free in his choice and selection of melody. He seems to write more unconsciously, that is, his work becomes more and more the result of inspiration, rather than of applied effort. E*f Cl v *> -C] 0 o c , i h J i 3 m 4- -Y-.- ■e ° wt ^ m a

CP ' • "Tim 3 3 . m m rn rnrn rn i. cn^n f nm i * i • j • 1 J * J * J 1 . It . . j . J 1 ^ — rr • — ’ v. - ' * ’ : : : 1 — ) 'j I » / ) 3 -- -r-i 5 - F I ' Then continues an extensive development section on the Heft hand figure of the sub-theme and the eighth^ note figure of the first theme. ^t is quite delightful in its content, interest- ing and bright. The accompaniment figure of triplets does not even prove at all tiresome as it might seem. The continual use of the sub-theme in the right hand tones, and the accent and ff for the left hand, put the triplet fora in as a quiet background. Dickinson, in his History of Music, says that all Beethoven's sonatas from Opus 26 to 90 show a complete mastery of his art. H© has gotten away from early influences and shows his individual personality and rower of expression in all he writes. H^g atti- tude and aspirations were high and he was among the most versa- tile of all music writers, portraying in his music almost every mood or emotion imaginable. His last sonatas show him the mas- ter of the form, '^here is an unquestionable unity in the usual four movements, while the first is generally conceded to be the only strict sonata-form movement of the four. The next composer to appear prominent and important in the use of the sonata-form was Brahms. Unlike Beethoven, he was not aggressive only as his contemporaries brought him to the , : 12 fore. It is said by some writers that if it had not been for the rivalry which Brahms was led to against Wagner , that he might possibly have never come before the public as a musician and composer of repute, ^his rivalry was the cause of the back- ing and support he received by the agencies pitted against Wag- ner; and it was also the reason for many of his compositions, the impetus, if not the inspiration, which lay back of his ef- forts • Brahms, says Niecks, was a composer of absolute music in his belief in the power of expression in music without text. He wrote in many forms, and the first since Beethoven, he wrote in consistent formal beautiful style. Bong compositions, such as his sonatas were not tiresome, a fault which accompanied much of the music of the time. On the contrary, they were worked out in just as interesting a way as those of the great Beethoven. Brahms, however, did not seem to have the great spirit of grandeur in his works, such an evidence of power and intense feeling, which Beethoven possessed. 3rahms, in relation to his contemporaries, did not have the great impulse and talent which Beethoven did. Brahms was usually satisfied with his own enjoyment derived from his music, and was particularly reticent when questioned or interviewed on his methods and practices. In all his compositions, we find only one or two which have a name or title other than the name of the form, that is, symphony, trio, intermezzo, etc. In the consideration of Brahms' sonatas we shall take first of all his only piano sonata, the one in C-major. The first . 14 movement. Allegro, introduces the first theme in very pro- nounced form. What can be more effective or distinguishing than a theme brought out in octave chord form, built on the fundamental tone of the key and moving about it? Considering this, and in contrast with those themes of Beethoven's we have gone over, the theme here appears in a very strong manner. We do not find the quietness and variety in expression which accom- panies all of Beethoven’s introductory themes. instead, Brahms uses a theme in staccato fortissimo passage. The use of the half note trilled in the sixth measure provides a strong lead- ing tone to the change of key, the key of the dominant. The repetition of the eighth note figures in measures six and seven, using again the leading tone of the transitonal key, helps to place it. Measure five might be called the rising action in the employment of scalewise quarter notes leading up to the climax of the leading tone and fundamental. In Beethoven's Pathetique the same scalewise progression is used toward the cli- max in measure five of the example previously given. This cli- max, however, is not quite as striking as that of Brahms' in the theme we are at present studying. In Brahms we have a climax laying particular stress on the leading tone, the effect entirely brilliant and certain in a way. While the use of the similar - 15 passage in Beethoven is a little monotonous because of its repe- tition, because of its quietness, and because it is not so ful- ly harmonized and accompanied. Beethoven shows a quieter and more expressive nature in his use of the theme. Brahms is more decided, marked, and emphatic. Following through the key of G-major, the theme reappears in exact repetition in the key of B-flat major, returning again to C-major through a succession of octaves in downward progres- sion in the dominant- seventh of the key. The original theme is imitated by monometric thirds in the bass, and after two measures an inkling of it is found in the right hand. The sf chords in measures 25, 26, and 27, of this sonata reiterate the two tones coming before the rests in the original theme. Here too, the treatment may be regarded as fugal, that is, from measure 17 through 25. In measure thirty-eight we find a second theme appearing in C-major and then working through a minor key back to the major again. In this answering theme, as it is called, reap- pears the quiet sort of theme most noticeable and characteris- tic in the sonatas of Beethoven. The rhythmic form also is quite broken up, making it more interesting. The theme, thus, is divided into three parts, admitting of more accent with the same rhythmical devices used in each division. However, the A ' A. ' » 16 theme as a whole remains quiet and expressive throughout until its development group begins with a crescendo , continuing as a quick and interesting group. With measure 51 another theme comes in which might be calL- ed a closing theme, according to the general division marked throughout the sonata. -Beginning very softly, the whole tone in each measure is a point of central attention forming a dis- tinct foundation and background to the melody weaving above it. { 4*i 4P ^ til i d , — - A li lil Y o o o •O » • * o o p« ' •' pj 7 r i j> (A.T7rf £, # T r* • > r 1 . 1© t i.i* « > > - .• f r f » 1 ^ Ip ~tr 0 >^10 >-i + .it . « TT 1 X- r ' Ilf 1# r i T >> • • • • r • f TT « • t- i r fT* » •it • \» i f # • » •1*1 • • 9 . \ i 1 1 , x 1 r L \ | \ \ i \ TT X 1 \ 1 V il ' (1 1 L. HU 1 n r i L-U . \ \ i\ TTTIXTr *— l — — Althou u hl gh £ t little redundant, the half notes prove, in con- nection with their repetition or echoing in the bass, to be quite accented. Here Brahms comes as close to following out the characteristic features of -Beethoven's thematic treatment, as he verges from it in other works. The expression, although lacking the usual surprises of Beethoven's markings, is much the same in its general effect. Bike Beethoven, Brahms has put colour into this particular theme, not by virtue of the leading of the tones to a point of climax, but by the repetition of the tetrameter in a little different form. Here, the second divi- sion, although the melody is changed, seems to be a repetition of the first in that the rhythmic form of the first is used in its exact form. The tempo is changed only in the last measure. The development section of this sonata is very long, and ■ ■ r 17 the different subjects appear in different forms. The third theme appears first and in single voice in the key of E-flat major, a part of the theme appearing in left hand octaves about six measures later. -Now it appears in ff octave chord form in the right hand in the key of G-flat major. About four- teen or fifteen measures of modulation intervene, and then ap- pears the suggestion of the first theme in left hand octaves, appearing again in the right hand, and again in the left. The fugal form of certain parts of this sonata show itself in the return and treatment of the second theme in the key of D-major . It is to be rendered with great expression, which takes away considerably from the complicated fugal idea portrayed in its form. The mf second appearance comes out strongly against the p of the first, and serves as a pronounced reiteration of what has come before. In the reappearance of the first theme (page nine) we find a treatment not occuring before in our study, ^ere, instead of the tonic chord, we have the dominant- seventh in the key of F-major, reverting again to the tonic in C. The end of the theme is exactly as it was in the entrance. The second theme. . ' 18 following, appears in E-flat major, passing through c-minor back to E-flat major. The third theme too, enters in a differ- ent key than previously, that is, in E-flat major, later in A- flat major, and then in A-major an intimation of the very first theme comes near the close of the first movement. Brahms' "Zweite Sonata" in E-major for piano and violon- cello is the next we shall take up in our study. Since the violoncello is capable of such varied expression and of such high emotional quality we shall probably find this sonata very similar in its general import to those of Beethoven. The effects perhaps will be quite similar and unmistakably Beethovenistic • The theme is introduced after a short pianissimo passage by the piano, the accompanying instrument. It appears first with a fortissimo, and there are no markings of expression ex- cept the swell, and phrase slur. *4 4 - ^ f - S4- rf r> \ * t I. i -j- M- 1, M- IS . T V/- / f ~ — r I v 1 1 f T-p T r *' V T — \ V- f — 7V 1 1 - r y (V — Fa — - 1 / V \ *■ V 1 I "2 3 4 -T 6 'it The theme continues through eight measures, the most com- mon length of a theme. Then in the ninth measure the first two measures of the theme reappear an octave lower. In the eleventh measure and continuing through the thirteenth and part of the fourteenth is a repetition of the original theme in part. Through the next eighteen measures follows a transition and elaboration toward the key of C, and the appearance of the second subject. In . 19 this division we find the piano accompaniment echoing the cello solo in a very effective manner. The first theme of this sonata shows a much freer use of tones and intervals than Opus #1 for pianoforte does. Although the theme begins with an accentuated fundamental preceded by the fifth of the chord in 16th note, the next 16th note, following the rest, a flat 3rd of the chord, might give the hearer the minor attitude. If it were not for its very slight duration and seem- ing unimportance, this might be true. Regardless of the fact that Brahms here uses unusual intervals, it may be noted that all accented tones in the theme are members of the fundamental chord in F -major. The new intervals used, therefore, are somewhat lost by their position. The second subject of this sonata appears first in the piano part in the key of C-major. It appears first with fortissimo dominant, and works down to the tonic with accents on the second counts of measures thir- ty-four and thirty-five. These accents on the appearance of the tonic chord serve to plant it firmly in the hearer's mind while the unusual accent proves a point of interest. The harmonic structure in measures thirty-six and thirty- seven is different from anything we have found thus far in ■ 20 Brahms. It shows a liberal style and thought, and a freedom from the commonly employed harmonies. The triplets in the left hand against the eighths in the right, too, are unusual rhythmic- ally. The theme then is employed by the cello in the octave below and in almost exact repetition. The same marks of expression are used, the crescendo in the fourth full measure of the theme being doubly emphatic with piano accompaniment. There follows after the two appearances of the second theme a long transitional group to the key of A-major. In this group the transition is brought about mainly by the free use of chro- matics. Here it would seem that Brahms is a little superior to Beethoven. -Brahms seems to make a daring jump from one key to another, while Beethoven's transitions show much painstaking throught and deliberation. With the key of A major appears an augmentation in part of the first theme, the skip downward being an octave and a sixth, whereas in the first appearance the interval was only a sixth. -A & £ — ^4-^1 — : U — J 3_! -4 ,, % 1 1 ^ k-_ 5 w —i r * — # 6 , <3 l— J = Throughout the rest of the A-major section, there follows a transition to the key of F -major, brought about mainly by the use of free chromatics and unusual harmonies. Brahms shows in this sonata his close relationship to modern composers and styles. He combines the old with the new in that he uses the old formal style and the new free harmonic combinations. The second theme reappears in this division in F-major. There is also a repeti- ■ . 21 tion of the first theme in augmented form. In sonata ^pus #108 for piano and violin, Brahms becomes somewhat reminiscent of the style of Beethoven. The first theme appears in violin part in sotto voce ma expressivo, much as Beethovenfe sub jects begin. In the swell on the unaccented beat in measures 3, 4, 7, and 8, we are reminded again of Beethoven because of the fact that it is an unexpected development of a tone which acts as an embellishment or passing tone. In Brahms, however, we might say the marks of expression are unusual rather rfr--,, «• H - -i rf -p-* t- ^ — h -e f * — • 4 p- , j L. i 1 ^ 1 i i ^ U — iatti roc.e KiJ ^ 4 > than unexpected. In Brahms we do not find the figure that Beethoven so often employs, that of the fortissimo directly fol- lowed by the pianissimo, with no gradual change. Instead, Brahms' unusual employment of irregular accents and swells is to be noted . Brahms differs greatly from Beethoven in the treatment of his long form. Beethoven follows a consistent line in each of his sonatas, while Brahms, especially in his Opus #1 for piano- forte, is not very consistent in thought, that is, there is no set outline for his composition. Beethoven's methodical trend of mind shows itself in the form of his composition, without in- juring it or making it mechanical. Brahms, after his first an- nouncement of a theme, puts in an inkling of one every now and then, just as a reminder of the important or outstanding part of it. These reappearing figures do not usually return in the same order as the themes of which they are a part. Withal, the . * I * 22 picture drawn is as beautiful in most respects as the music of Beethoven. In sonatas, Brahms does not show the scope, the grandeur, the ease, the power, or the command of Beethoven. Nevertheless, to the average hearer, there appears to be no ap- preciable difference. Brahms does not represent a turning point in musical history, but he revives the formal composition which Beethoven had previously established. Brahms may show a little more freedom in the choice and com position of his thematic material , while Beethoven shows it in his power of expression. There is nothing hard or harsh in Beethoven's sonatas, while Brahms' make one feel a strained at- tempt at grandeur. Brahms shows inspiration tainted by effort, while Beethoven, in his individualistic style, depended solely upon inspiration and emotion. Bibliography Mathews : Miecks: Dickinson: Stanford-For sy th : Pauer : Stanford: Carl Merz: Elterlein: H. A. Warding: Faulkner, Anne Shaw: Erb : G-oetschius : Music, Its Ideals and Methods. Programe Music. History of Music. History of Music. The Beautiful in Music. Music Composition. Music and Culture. Sonatas - Beethoven. Analysis of Form. What we Hear in Music. Brahms . Homophonic Forms of Composition. Beethoven sonatas, volumes one and two, for pianoforte. Brahms sonatas, Opus #1, for pianoforte, Opus #99 for pianoforte and violoncello, and Opus #108 for pianoforte and violin.